Received by NSD/FARA Registration Unit 08/28/2017 3:36:56 PM OMB No. 1124-0006; Expires May 31,2020 u.s. Department of justice Washington, DC 20530 Exhibit A to Registration Statement Pursuant to the Foreign Agents Registration Act of 1938, as amended INSTRUCTIONS. Furnish this exhibit for EACH foreign principal listed in an initial statement and for EACH additional foreign principal acquired subsequently. Thefiling of this docaannent requires the payment of afiHngfee as set forih in Rule (d)(1), 28 C.F.R. § 5.5(d)(1)- Compliance is accomplished by filing an electronic Exhibit A form at https://www.fara.gov Privacy Act Statement Thefilingof this document is required by the Foreign Agents Registration Act of 1938, as amended, 22 U.S.C § 611 etseq., for the purposes of registration under the Act and public disclosure. Provision of the information requested is mandatory, and failure to provide this mformation is subject to the penalty and enforcement provisions established in Section 8 of the Act. Every registration statement, short form registration statement, supplemental statement, exhibit, amendment, copy of informational materials .or other document or information filed with the Attorney General under this Act is a public record open to public examination, inspection andcopying during the pc«ted business hours ofthe Registration Unit in Washington, DC. Statements are also available online at the Registration Unit's webpage: httpi)://www.fara.gov. One copy of every such document, other than informational materials, is automatically provided to the Secretary of State pursuant to Section 6(b) of the Act, and copies of any and all documents are routinely made available to other agencies, departments and Congress pursuant to Section 6(c) ofthe Act The Attorney General also transmits a semi-annual report to Congress on the administration of the Act which lists the names of all agents registered under the Act and the foreign principals they represent. This report is available to the public in print and online at: htms://www.fqra,goy. Public Reporting Burden. Public reporting burden for this collection oftoformatioriis estimated to average .49 hours per response, including the time for reviewing instructions, searching existing data sources, garnering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for'reducing this burden to Chief, Registration UmVCounwrintetligence and Export Control Section, National Security Division, U.S. Department of Justice. Washington, DC 20530; and to the Office of Information and Regulatory Affairs, Office of Management and Budget, Washington, DC 20503. 1. Name and Address of Registrant 2. Registration No S.G.R. LLC Government Relations and Lobbying, 17751 St. NW, Suite 410, Washington D.C. 20006 3. Name of foreign Principal Government of Catalonia 4. Principal Address of Foreign Principal c/o Delegation ofthe Government of Catalonia to the United States 1050 K Street NW, Suite 325 Washington, DC 20001 5. Indicate whether your foreign principal is one ofthe following: S GovMiunoit of a f b r e i ^ • Foreign political party Q Forwgnordome^orgainaalion: If either, check one ofthe following: • ParmersHip • Committee O Corporation Q Voluntary group Q Association • Other (specify) • Individual-State nationality 6. If theforeignprincipalis a foreign government, state: a) Branch or agency represented by die registrant Delegation of the Government of Catalonia to the Un ited States b) Name and title of official with whomregistrantdeals Andrew Davis, Head of Delegation 7. If the foreign principal is a foreign political parry, state: a) Principal address NA b) Name and title of official with whom registrant deals NA c) Principal aim NA I "Government of aforeigncountry," as defined in Section 1(e) of the Acl, includes any pernio or group of persons exercising sovereign de facto or dc jure political jurisdiction over any countfy, other than the United States, or over any part of such country, and includes any subdivision of any such group and any group or agencytowhich such sovereign de facto or de jur* authority or functions are direcdy or indirectly delegated. . Such terra shall inchide any faction or body of insurgents within a country assuming to exorcise governmental authority whether such faction or body of insurgent* has or has not been recognized by the United States FORMNSD-3 Revised 05/17 Received by NSD/FARA Registration Unit 08/28/2017 3:36:56 PM Received by NSD/FARA Registration Unit 08/28/2017 3:36:56 PM 8. If the foreign principal is not aforeigngovernment or a foreign poiitica) party: a) State the nature of me business or activity of this foreign prmcipai. NA b) Is this foreign principal: Supervised by a foreign government, foreign political parry, or otherforeignprincipal Owned by a foreign government,foreignpolitical party, or other foreign.principal Directed by a foreign government, foreign political party, or other foreign principal Controlled by aforeigngovernment,foreignpolitical party, or other foreign principal Financed by aforeigngovernment, foreign political party, or otherforeignprincipal Subsidizedrapart by a foreign government, foreign political party, or other foreign principal Yes • Yes • Yes • Yes • Yes • Yes • No • No • No: • No • No • No D 9. Explain fully all itemsanswered "Yes" in Item 8(b). (if additional space is needed, a full insert page mustbe used.) NA 10. If thfrforeign principal is an orgammtipn and is notowned or controlled by a foreign government, foreign.political party or other" foreign principal, state who owns and controls it. NA EXECUTION In accordance with 28 U.S.C. § X 746, the undersigned swears or affirms under penalty of perjury that he/she has read the information set forth in this Exhibit A to me.registration statement and that he/she.is familiar wim the contents thereof and mat such contents are in their entirety true and accurate to the best of his/her knowledge and belief. Date of Exhibit A Name and Title Signature James G. Miller Received by NSD/FARA Registration Unit 08/28/2017 3:36:56 PM Received by NSD/FARA Registration Unit 08/2.8/2017 3:36:54 PM OMB No. 1124-0004; Expires May 31,2020 u.s. Department of Justice Washington, DC 20530 Exhibit B to Registration Statement Pursuant to the Foreign Agents Registration Act of 1938, as amended INSTRUCTIONS; A registrant must furnish, as an Exhibit B copies of each written agreement and the terms and conditions of each oral agreement with his foreign principal, mcluding ajl modificatioris of such agreements, or, where no contract exists, a full statement of all the circumstances by reason of which the registrant is acting as an agent of a foreign principal. Compliance is accomplished by filing an electronic Exhibit B form at https://www. fara.gov. Privacy Act Statement The filing of this document is required for the Foreign Agents Registration Act of 1938, as amended, 22.U.S.C. § 611 et seq., for the purposes of registration under the Act and public disclosure. Provision of the information requested is mandatory, and failure to provide the information is subject to the penalty and enforcement provisions established in Section 8 of the Act. Every registration statement, short form registration statement, supplemental statement, exhibit, amendment, copy of informational materials or other document or information filed with the Attorney General under this Act is a public record open to public examination, inspection and copying during the posted business hours of the Registration Unit in Washington, DC. Statements are also available online at the Registration Unit's webpage: hnpa;//www fara,gov. One copy of every such dnettmetit, ether man mformational materials, is automatically provided to the Secretary of State pursuant to Section 6(b) of the Act, and copies of any and all documents, areroutinelymade available to other agencies, departments'and Congress pursuant to Section 6(c) of the Act The Attorney General also transmits a semi-annual report to Congress on the administration of the Act which' lists the names of all agents registered under the Act and the foreign principals they represent. This report is available to the public in print and online at: https://www. fara.gov. 1 Public Reporting Burden. Public reporting burden for this collection of information is estimated to average .33 hours per response, including the time for reviewing msmictions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or arty other aspect of this collection of information, including suggestions for reducing this burden to Chief, Registration Unit, Counterintelligence and Export Control Section, National Security Division, U.S. Department of Justice, Washington, DC 20530; and to the Office of mformation and Regulatory Affairs, Office of Management and Budget, Washington, DC 20503. 1. Name of Registrant 2. Registration No. S,G.R. LLC Government Relations and Lobbying 6379 3. Name of Foreign Prmcipal Government of Catalonia .Check Appropriate; Box: 4. El The agreement brtween theregistrantand the above-immedforeignprind^^ checked, attach a copy ofthe contract to this exhibit. 5. • If tftis.boxis There is no forma] written contract between the registrant and the foreign principal. The agreement with the above-named foreign principal has resultedfroman exchange of correspondence, [f mis box is checked, attach a copy of all pertinent correspondence, including a copy of any initial proposal which has been adopted byreferencein such corrapondence. 1 6. • The agreement or understanding between the registrant and me foreign principalis the result of neither a formal written contract nor an exchange of ccne^ondence between the parties. If mis box is checked, give a complete description below of the terms and conditions ofthe oral agreement or understanding, its duration, the fees and expenses, if any, to be received. 7. Describe fully the nature and method of performance of the above indicated agreement or understanding. SGR will work with the Government of Catalonia to support its ongoing communication efforts and to strengthen relations between the governments and business communities of Catalonia and the United States. FO.RMNSD-4 Revised OS/17 Received by NSD/FARA Registration Unit 08/28/2017 3:36:54 PM Received by NSD/FARA Registration Unit 08/28/2017 3:36:54 PM 8. Describe fully the activities the registrant engages in or proposestoengage in on behalf of the above foreign principal. Activities may include meetings with media organizations, business chambersand organizations and legislative and executive branch officials and staff,tobroaden government outreach arid to facilitate relations within the scope and powers of the Government of Catalonia,, with the United States. SGR will conduct research on issues of concern to the principal and' provide counsel to the principal with regards to aforementioned groups. 9. Will the activities on behalf of the aboveforeignprincipal include political activities as defined in Section 1(6)" of the Act and in the footnote below? Yes H No • ' Ifyes, describe all such rwlitical activities indicating, among other tilings, the relations, interests or policies to be influenced together with the means to be employed to achieve this purpose. SGR will perform activities to keep policymakers and media aware and updated on political arid economic context in Catalonia. EXECUTION In accordance with 28 U.S.C. § 1746, the undersigned swears or affirms under penalty of perjury that he/she has read the mformation set forth in this Exhibit B to the registration statement and that he/she is familiar with we contents thereof and that such contents are in their entirety true and accuratetothe best of Iris/her knowledge and belief. Date of Exhibit B Name and Title James G. Miller, Principal Signature *2 Footnote; "Political aotivity," as defined in Section I(o) of the Act, means any activity which the person engaging in believes will, or that the person intends to, in any way influence any agency or official of the Government ofthe United States or any'section of the public within the United States whnreftrence to formulating,' adopting, or changing the domestic or foreign policies of die United States or with reference to the political or public interests, policies, of relations of a government of a foreign country or a foreign political party. Received by NSD/FARA Registration Unit 08/28/2017 3:36:54 PM Received by NSD/FARA Registration Unit 08/28/2017 3:36:54 PM Government Relations Lobbying Andrew Davis, Ph.D. Head of Delegation Delegation of the Government of Catalonia to the United States 1050 K Street NW, Suite 325 Washington, DC 20001 August 15,2017 Dear'Mr.- Davis, We are pleased to join your team and to begin working with the Government of Catalonia over the corning months. Following our recent conversations, please find below the basic terms of agreement between S-G.R. LLC Government Relations and Lobbying ("SGR ) and the Government of Catalonia ("CLIENT*). - 1. Scope of Employment: SGR will work with the government of Catalonia to support its ongoing communication efforts and to strengthen relations between the governments arid business communities of Catalonia and the United States. 2. Term: The engagement will begin on Aug. 15,2017 and will continue in force through November 14,2017, at which time the engagement can be extended upon mutual agreement of the parties. 3. Compensation: As compensation for the performance of the services described above, SGR will be paid USD 60,000 for the first three (3) month period and USD 20,000 per month thereafter. Payment is due within 30 days. Approved expenses will be invoiced separately. All payments can be wired to: Wells Fargo Bank N.A. 13001 St. NW Washington DC 20005 Swift Code: WFBIUS6S / ABA Routing #121000248 Credit to: S.G.R. LLC, GOVERNMENT RELATIONS AND LOBBYING Account #9380318148 4. Termination of Services: Either party may terminate this engagement with 30-days written notice after the initial 90-day period. Received by NSD/FARA Registration Unit 08/28/2017 3:36:54 PM Received by NSD/FARA Registration Unit 08/28/2017 3:36:54 PM Government Relations Lobbying 5- Compliance: In connection with the performance of this Agreement, all parties agree to comply with all applicable laws. These include the anti-corruption laws of the United States, including laws governing domestic and international requirements such as 18 IKS.C. § 2G1 arid the Foreign Corruption Practices Act, and similar laws in any applicable jurisdiction. No party, and no director, officer, employee, or agent thereof, will, directly or indirectly, (a) pay, offer, give, promise, or authorize the payment of, anything of value to: (1) any government official or an officer or employee of a government or any department, agency, or instrumentefity of any government; (2) any officer or employee of a public international organization; (3) any person acting in an official capacity for or on behalf of any government or department, agency, or instrumentality of such government or public international organization; (4) any political party or official thereof or any candidate for political office; (5) any state-owned or state-operated entity or officer, employee, or other person acting on behalf of such entities; (6) or any other person at the suggestion, request, or direction or for the benefit of any of the abovedescribed person in violation of anti-corruption, anti-money laundering, or other applicable laws; or (b) engage in any other acts or transactions in violations of such laws. In addition, the parties agree to comply with the International Emergency Economic Powers Act, 50 U.S.C. § 1701, and the sanctions and embargoes administered by the United States Department of the Treasury, Office of Foreign Assets Control The parties represent that they, and their principals arid agents, are not identified on any list maintained by the U.S. government that restricts their ability to conduct business with U .S. persons, and that they will not enter into any transactions with any persons identified on such lists in the performance of this Agreement Further, the parties agree that SGR may have certain obligations under the Lobbying Disclosure Act ( I D A " ) or the Foreign Agents Registration Act ("FAttA*) in connection with the performance.of the Agreement The parties agree that SGR may take all necessary actions to comply with the LDA and FARA and disclose such information as may be required under the LDA and FARA. 6. Liability and Indemnity: In no event shall SGR or its principals, affiliates, or personnel be liable to CLIENT, whether for claim in tort, contract, or otherwise, for any amount in excess of the total professional fees paid pursuant to the engagement except to the extent finally judicially determined by a court of competent jurisdiction (not subject to further appeal) to have resulted primarily and directly from the gross negligence, willful misconduct, or fraudulent behavior in breach of this Agreement by SGR or its affiliates relating to such services. CLIENT will indemnify, and hold harmless SGR, its principals, affiliates, arid personnel against any arid all liability, claims, suits, tosses, costs, and legal fees caused by, arising out of, or resulting from the engagement provided that any such damages are not caused by SGR, its principals, affiliates, or personnel. These costs and fees shall be advanced monthly to SGR as it incurs them. The CLIENT shall only be responsible for legal fees and costs incurred by attorneys whom it and SGR mutually agree to select to Received by NSD/FARA Registration Unit 08/28/2017 3:36:54 PM Received by NSD/FARA Registration Unit 08/28/2017 3:36:5:4 PM SGR) ./ Government Relations Lobbying provide representation in matters related to this engagement. The costs of any such indemnification shall be borne by CLIENT. 7. Governing Law: This Agreement shall be governed by the laws of the District of Columbia both as to interpretation and performance. S.G.R. LLC GOVERNMENT RELATIONS AND LOBBYING James G. Miller 1775 Ee Slrea NW Suite 410 VVashinyfoji. DC 20006 • -1 m < Qu;:-0120 • sgrlobbying.com V Received by NSD/FARA Registration Unit 08/28/2017 3:36:54 PM