STATEMENT OF ECONOMIC INTERESTS TO BE FILED WITH THE SECRETARY OF STATE (Type or print name and address in the blank space below.) Bruce Rauner ji?r IN WE SECRETARY OF s?rgf'rg GOVERNOR (List each office or position of employment for which this Statement is filed.) GENERAL DIRECTIONS The interest (if constructively controlled by the person making the statement) of a spouse or any other party. shall be con- sidered to be the same as the interest of the person making the statement. Campaign receipts shall not be included in this statement. (If more Space is needed, piease attach supplemental listing.) 1. List the name and Instrument'of ownership in any entity doing business in the State of Illinois, In which the ownership interest held by the person 'at the date of filing is in excess of $5,000 fair market value or from which dividends in excess of $1,200 were derived'during the preceding calendar year. (In the case of real estate, location?thereof shall be listed by street address or, if none, by legal description.) No time or demand deposit in a financial institution nor any debt instrument need be listed. Business Entity Instrument of Ownership See Attached 2. List the name, address and type of practice of any professional organization in which the person making the statement was an officer, director, associate, partner or proprietor, or served in any advisory capacity, from which income in excess of $1,200 was derived during? the preceding calendar year. Name 1 Address Type of Practice None 3. List the nature of professional services rendered (other than to the State of Illinois) of each entity from which income exceeding $5,000 was received for professional services renderedduring the preceding calendar year by the person mak? ing the statement. None Printed by authority of the State of Illinois. March 2012 1 - I 188.2 4. List the identity (including the address or legal description of real estate) of any capital asset from which a capital gain of $5,000 or more was realized during the preceding calendar year. .SeeAttachetL 5. List the identity of any compensated lobbyist with whom the person making the statement maintains a close econom- ic association, including the name of the lobbyist and specifying the legislative matter or matters that are the object of the lobbying activity, and describing the general type of economic activity of the client or principal on whose behalf that per~ son is lobbying. Lobbyist I Legislative Matter Client or Principal None 6. List the name of any entity doing business in the State of from which income in excess of $1,200iwas derived during the preceding calendar year, other than for professional services, and the title or description of any position held in that entity. (in the case of real estate, location thereof shall be listed by street address or, if none, by legal description.) No time or demand deposit in a financial institution nor any debt instrument need be listed. Entity Position Held See Attached 7. List the name of any unit of government that employed the person making the statement during the preceding calendar year other than the unit or units of government in relation to which the person is required to file. None 8. List the name of any entity from which a gift or gifts, or-honorarium or honoraria, valued singly or in the aggregate in excess of $500, was received during the preceding calendar year. None VERIFICATION I declare that this Statement of Economic Interests (including any accompanying schedules and statements) has been exam ined by me and to the best of my knowledge and belief is a true, correct and complete statement of my economic interests as required by the Governmental Ethics Act. I understand that the penalty for willfully filing a false or incomplete state- ment shall be a fine not to exceed $1,000 or imprisonment in a penal institution other than the. penitentiary not to exceed one year, or both fine and imprisonment. 92(47 (Date) NOTE: This statement "must be filed-in the Office of the Secretary of State, Index Department, Ethics Section, 111 E. I Monroe, Springfield, IL 62756. Printed by authority'of the State of Illinois. March 2012 1 188.2 5202? Question 1: List thename and instrument of ownership in any entity doing buSiness in theVState of Illinois, in which the ownership interest held by the person at the date of filing-is in excess of $5,000 fair market value or from which dividends in excess of $1,200 were derived duringthe preceding calendar year. (In the case of real estate, location thereof shall be listed by street address or, if none, by legal description.) No time or demand deposit in a' financial institution nor any debt instrument need to be listed. Fri?tin! Name 233 S. Wacker Investments LLC 63 Chrome 7Wire Ventures Fund LP Accretive Health inc Arborlnvestments II Fund QP Arborlnvestments QP LP Arborlnvestments Ill LP Arborlnvestments IV LP AristarVentures I, LLC .AristarVentures l-C, LLC A-S Klaff Equity LLC BDT Capital Partners Annex Fund AIV, LP BDT Capital Partners Annex Fund LP BDT Capital Partners Fund II LP BDT Capital Partners Fund LP BK Elk Grove LLC Bulls Media LLC CBOE Holdings Channel Clarity Holdings LLC Chicago Bulls LP Chicago Local Foods LLC Chicago Pacific Founders Fund LP Chicago Ventures Citadel Tactical Trading LLC Citadel Wellington LLC Cloud 2011 LLC Cypress Cellular LP DBMC Associates LLC Digital Greensigns LLC EatStreet.com Edo Interactive EndeavorAssociates Fund lV Endeavor Capital Fund AIV LP Firestarter Fund LLC I Flexpoint Fund II LP Flexpoint Fund LP Giggle Instrument of Ownership Membership interest Partnershipinterest Partnership interest Stock Partnershipinterest PartnershipintereSt Partnershipinterest Partnership interest Membershipinterest Membership interest Membershipinterest Partnership interest Partnershipinterest Partnership interest Partnershipinterest Membership interest Membershipinterest Stock Membershipinterest Partnershipinterest Membership interest Partnership interest Stock Membershipinterest Membership interest Membershipinterest Partnershipinterest Membership interest Membership interest Stock Stock Partnership interest Partnershipinterest Membershipinterest Partnershipinterest Partnershipinterest Stock Global Long Short Partners GMO US Quality Fund Goldman Sachs Group Inc CMN GTCR Investment Partners LLC GTCR Leasing LLC GTCR Management LP GTCR Partners IXAIV lronshore LP GTCR Partners IX LP GTCR Partners VI LP I GTCR Partners LP GTCR Partners LP GTCR Partne rs LP GTCR Partners LP HIGI Holdings LLC Hilltop Holdings Inc. lndemand Investors LLC lntelity Solutions Inc Intercontinental Exchange Intermedia Partners'VII LP Iron Partners Holdings LLC JetPay JP Morgan Multi-Strategy Fund II JPM Chase and Co CMN Jumping Feline LLC Kids Sports Ente rtainment Inc. Kirkpatrick Capital Partners Fund I LP Kliste r, LLC K?Saturn Laboratory Corporation ofAme rica Holdings LCMC Associates LLC Maxlinearlnc? CIassA Morgan Stanley Real Estate Fund VII Global-T LP Mount Capital Partners II Access Fund LP MPG HSRE JointVe nture NESVI LLC Pangea Properties Peak6Investments LP Performance Health Systems Pittsburgh Steelers Sports, Inc. Privatebankcorp, Inc CMN Prospect Partners II LP Prospect Partners LP Prospect Partners LP Raise Marketplace Rapids LLC Restorsea Holdings LLC Roundtable Emerging Markets LP Roundtable Event Driven LP Partnership interest Stock Stock Membership interest Membership interest Partnership interest Partnership interest Partnershipinterest Partnershipinterest Partnership interest Partnership interest Partnership interest Partnership interest Membership interest Stock . Membership interest Stock Stock Partnership interest Membership interest Stock Partnership interest Stock Membership interest Stock Partnership interest Membership interest Stock Stock Membership interest Stock Partnership interest Partnership interest Partnership interest Membership interest Stock Partnership interest Stock Stock Stock Partnership interest Partnership interest Partnership interest Stock . Membership interest Membership interest Partnership interest Partnership interest W089 APR 2 8 2017 we OFFICE o; SECRETARY OF STATE Roundtable Hedge Strategies Offshore LP Roundtable International Developed Equity LP Roundtable Investment Partners LLC Roundtable Long Short Equity LP Roundtable Private Assets LP Roundtable US Equity LP Sand Springs LP SCP Worldwide I LP Scribe Aggregator LLC Sotheby?s CMN Class A SSE PLC Statoil ASA SteadyMed Supervalu Inc Syncardia Systems Inc. Tripletree Equity Fund LLC Tripletree Holdings LLC Tripost Capital RCG InVestme nts, LP Visa Inc CMN Class A Vital Therapies VR Acquisitions LLC Water Street Healthcare Partners II AIV LP Water Street Healthcare Partners LP WHI Real Estate Partners LP Wisdomtree Investments Inc Zest Healthcare Partnership interest Partnership interest Membership interest Partnership interest Partnership interest Partnership interest Partnership interest Partnership interest Membership interest Stock Stock Stock Stock Stock Stock Membership interest Membership interest Partnership interest Stock Stock Membership interest Partnership'inte rest Partnership interest I Partnershipinterest stock Stock 5202 8202?3) Question 4: List the identity of any capital asset from which a capital gain of $5,000 or more was realized during the preceding calendaryear._ Entity Name 2U Inc CMN Arbor Investments II Fund QP LP Arborlnvestments II QP LP A-S Klaff Equity LLC Brookside Capital Partners Fund LP Ventures LP Citadel TacticalTrading LLC Citadel Wellington LLC Clearline Capital Partners LP Continuum 700 LLC DFA US Core Equity 1 Portfolio EndeavorCapital Fund VI LP Fisher Venture Partnership II-A LP Fle?xpoint Fund II LP Global Long Short Partners GMO us Quality Fund GS Capital Partners 2000 LP GTCR PartnersVl LP GTCR Partners IX LP GTCR LP GTCR Partners LP GTCR Partners LP GTCR Partners LP IShares Russell 1000 Value Index Fund IShares Russell Midcap Index Fund Intermedia Partners VII LP JP Morgan Chase and Co CMN JP Morgan Multi-Strategy Fund II Morgan US Real Estate Income Growth Domestic LP JPM Market Expansion Index JPM US Large Cap Core Plus Sel Invest Kirkpatrick Capital Partners Fund I LP K-Saturn - Lone Cascade LP Matthews PacificTigerInstl Fund Morgan Stanley Real Estate Fund VII Global-T LP Mount Kellett Capital Partners IIAccess Fund ESVI LLC Novartis AG Peak6 nvestments LP APR 23 2017 ON THE OFFICE 0F SECRETARY OF STATE Privatebankcorp Inc, CMN Pittsburgh Steelers Sports Inc Prospect Partners II LP Roundtable Investment Partners LLC Roundtable Emerging Markets LP Roundtable International Developed Equity LP Roundtable US Equity LP RSD &Associates LP SailingStone Global Natural Resources Fund LP Sirios Capital Partners II LP Tradeking Holdings LLC Vanguard REIT ETF Verifone VoyagerGlobal Master Fund LP Water Street Healthcare Partners LP Windhorse Partners LP $2925 THE UFFICE or 0F NATE 5:231? Question List the name of any entity doing business inthe State of Illinois from which income in excess of $1,200 was derived duringthe precedingcalendar year, otherthan for professional services, and the title or description of any position held in that entity. (In the case of real estate, location thereofshall belisted by street address or, if none, by legal description.) No time or demand deposit in a financial institution nor any debt instrument need be listed. Entity Name Position Held 2U Inc. CMN 233 S. Wacker Investments LLC ArborlnvestmentlI?AIV Fund QP LP Arbor Investments II QP LP Fa LE Arborlnvestment LP ?1 . A-S Klaff Equity LLC BDT Capital Partners Annex Fund AIV, LP APR 2 8 BDT Capital PartnersAnnex Fund LP the ma a? BDT Capital Partners Fund ll-X, LP Bulls Media LLC SECRETARY OF STATE CBOE Holdings Chicago Bulls LP Chicago Ventures Citadel Tactical Trading LLC Citadel Wellington LLC DBMC Associates LLC DigitalGreensigns LLC Endeavour Capital Fund AIV LP Flexpoint Fund LP Flexpoint Fund II LP Global Long Short Partners GMO US Quality Fund II Goldman Sachs Group Inc CMN GTCR Leasing LLC GTCR Managementx LP GTCR Partners IX LP GTCR Partners VI LP GTCR Partners LP GTCR Partners LP GTCR Partners LP InteIity Solutions, Inc. intercontinentalExchange(ICE) lntermedia Partners VII LP JP Morgan Multi-Strategy Fund II JP Morgan Chase and Co CMN Kirkpatrick Capital Partners Fund I LP K-Saturn Morgan Stanley Real Estate Fund VII Global?T LP Mount Kellett Capital Partners II Access Fund LP NESVI LLC Pangea Properties Peak6 Investments LP Pittsburgh Steelers Sports, Inc. Privatebankcorp, Inc CMN Prospect Partners II LP Prospect Partners Ill LP Rapids Reliefban Medical Technologies Roundtable Investment Partners LLC Roundtable Emerging Markets LP Roundtable Event Driven LP Roundtable Hedge Strategies Offshore LP Roundtable International Developed Equity LP Roundtable LongShort Equity LP Roundtable Private Assets LP Roundtable US Equity LP Socore Energy LLC SSE PLC Statoil ASA Tripletree Equity Fund LLC Tripletree Holdings LLC Tripost Capital RCG investments, LP Visa inc CMN Class A Water Street Healthcare Partners LP WHI Real Estate Partners Ill, LP Wisdomtree Investments Inc. ng); 5