Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page1 of 22 1 2 3 4 5 6 7 8 9 10 United States District Court For the Northern District of California 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 1 Case No.: 11-CV-01846-LHK TENTATIVE VERDICT FORM UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA SAN JOSE DIVISION APPLE, INC., a California corporation, ) ) Plaintiff, ) v. ) ) SAMSUNG ELECTRONICS CO., LTD., ) a Korean corporation; ) SAMSUNG ELECTRONICS AMERICA, INC., ) a New York corporation; ) SAMSUNG TELECOMMUNICATIONS ) AMERICA, LLC, ) a Delaware limited liability company, ) ) Defendants. ) ) ) SAMSUNG ELECTRONICS CO., LTD., ) a Korean corporation; ) SAMSUNG ELECTRONICS AMERICA, INC., ) a New York corporation; ) SAMSUNG TELECOMMUNICATIONS ) AMERICA, LLC, ) a Delaware limited liability company, ) ) Counterclaim-Plaintiffs, ) v. ) ) APPLE, INC., a California corporation, ) ) Counterclaim-Defendant. ) ) Case No.: 11-CV-01846-LHK TENTATIVE VERDICT FORM We, the jury, unanimously agree to the answers to the following questions and return them under the instructions of this Court as our verdict in this case. Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page2 of 22 1 2 3 4 5 6 7 8 9 10 United States District Court For the Northern District of California 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 1. FINDINGS ON APPLE'S CLAIMS APPLE'S UTILITY AND DESIGN PATENT CLAIMS AGAINST SAMSUNG For each of the following products, has Apple proven by a preponderance of the evidence that Samsung Electronics Co. (SEC), Samsung Electronics America (SEA), and/or Samsung Telecommunications America (STA) has infringed Claim 19 of the '381 Patent? (Please answer in each cell with a "Y" for "yes" (for Apple), or with an "N" for "no" (for Samsung). Do not provide an answer for any cell that is blacked out.) Accused Samsung Product Captivate (JX 1011) Continuum (JX 1016) Droid Charge (JX 1025) Epic 4G (JX 1012) Exhibit 4G (JX 1028) Fascinate (JX 1013) Galaxy Ace (JX 1030) Galaxy Prevail (JX 1022) Galaxy S (i9000) (JX 1007) Galaxy S 4G (JX 1019) Galaxy S II (AT&T) (JX 1031) Galaxy S II (i9100) (JX 1032) Galaxy Tab (JX 1036) Galaxy Tab 10.1 (WiFi and LTE) (JX 1037) Gem (JX 1020) Indulge (JX 1026) Infuse 4G (JX 1027) Mesmerize (JX 1015) Nexus S 4G (JX 1023) Replenish (JX 1024) Vibrant (JX 1010) Samsung Electronics Co., Ltd. Samsung Electronics America, Inc. Samsung Telecommunications America, LLC 2 Case No.: 11-CV-01846-LHK TENTATIVE VERDICT FORM Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page3 of 22 1 2 3 4 5 6 7 8 9 10 United States District Court For the Northern District of California 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 2. For each of the following products, has Apple proven by a preponderance of the evidence that Samsung Electronics Co. (SEC), Samsung Electronics America (SEA), and/or Samsung Telecommunications America (STA) has infringed Claim 8 of the '915 Patent? (Please answer in each cell with a "Y" for "yes" (for Apple), or with an "N" for "no" (for Samsung). Do not provide an answer for any cell that is blacked out.) Accused Samsung Product Samsung Electronics Co., Ltd. Samsung Electronics America, Inc. Samsung Telecommunications America, LLC Captivate (JX 1011) Continuum (JX 1016) Droid Charge (JX 1025) Epic 4G (JX 1012) Exhibit 4G (JX 1028) Fascinate (JX 1013) Galaxy Ace (JX 1030) Galaxy Prevail (JX 1022) Galaxy S (i9000) (JX 1007) Galaxy S 4G (JX 1019) Galaxy S II (AT&T) (JX 1031) Galaxy S II (i9100) (JX 1032) JX 1033 (Galaxy S II (T-Mobile)) Galaxy Tab (JX 1036) Galaxy Tab 10.1 (WiFi and LTE) (JX 1037) Gem (JX 1020) Indulge (JX 1026) Infuse 4G (JX 1027) Intercept (JX 1009) Mesmerize (JX 1015) Nexus S 4G (JX 1023) Replenish (JX 1024) Transform (JX 1014) Vibrant (JX 1010) 3 Case No.: 11-CV-01846-LHK TENTATIVE VERDICT FORM Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page4 of 22 1 2 3 4 5 6 7 8 9 10 United States District Court For the Northern District of California 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 3. For each of the following products, has Apple proven by a preponderance of the evidence that Samsung Electronics Co. (SEC), Samsung Electronics America (SEA), and/or Samsung Telecommunications America (STA) has infringed Claim 50 of the '163 Patent? (Please answer in each cell with a "Y" for "yes" (for Apple), or with an "N" for "no" (for Samsung). Do not provide an answer for any cell that is blacked out.) Accused Samsung Product Samsung Electronics Co., Ltd. Samsung Electronics America, Inc. Samsung Telecommunications America, LLC Captivate (JX 1011) Continuum (JX 1016) Droid Charge (JX 1025) Epic 4G (JX 1012) Exhibit 4G (JX 1028) Fascinate (JX 1013) Galaxy Ace (JX 1030) Galaxy Prevail (JX 1022) Galaxy S (i9000) (JX 1007) Galaxy S 4G (JX 1019) Galaxy S II (AT&T) (JX 1031) Galaxy S II (i9100) (JX 1032) JX 1033 (Galaxy S II (T-Mobile)) Galaxy Tab (JX 1036) Galaxy Tab 10.1 (WiFi and LTE) (JX 1037) Gem (JX 1020) Indulge (JX 1026) Infuse 4G (JX 1027) Intercept (JX 1009) Mesmerize (JX 1015) Nexus S 4G (JX 1023) Replenish (JX 1024) Transform (JX 1014) Vibrant (JX 1010) 4 Case No.: 11-CV-01846-LHK TENTATIVE VERDICT FORM Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page5 of 22 1 2 3 4 5 6 7 8 9 10 United States District Court For the Northern District of California 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 4. For each of the following products, has Apple proven by a preponderance of the evidence that Samsung Electronics Co. (SEC), took action that it knew or should have known would induce STA or SEA to infringe the '381, '915, or '163 Patents? (Please answer in each cell with a "Y" for "yes" (for Apple), or with an "N" for "no" (for Samsung). Do not provide an answer for any cell that is blacked out.) Accused Samsung Product Captivate (JX 1011) Continuum (JX 1016) Droid Charge (JX 1025) Epic 4G (JX 1012) Exhibit 4G (JX 1028) Fascinate (JX 1013) Galaxy Ace (JX 1030) Galaxy Prevail (JX 1022) Galaxy S (i9000) (JX 1007) Galaxy S 4G (JX 1019) Galaxy S II (AT&T) (JX 1031) Galaxy S II (i9100) (JX 1032) JX 1033 (Galaxy S II (T-Mobile)) Galaxy Tab (JX 1036) Galaxy Tab 10.1 (WiFi and LTE) (JX 1037) Gem (JX 1020) Indulge (JX 1026) Infuse 4G (JX 1027) Intercept (JX 1009) Mesmerize (JX 1015) Nexus S 4G (JX 1023) Replenish (JX 1024) Transform (JX 1014) Vibrant (JX 1010) '381 Patent (Claim 19) '915 Patent (Claim 8) '163 Patent (Claim 50) 5 Case No.: 11-CV-01846-LHK TENTATIVE VERDICT FORM Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page6 of 22 1 2 3 4 5 6 7 8 9 10 United States District Court For the Northern District of California 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 5. For each of the following products, has Apple proven by a preponderance of the evidence that Samsung Electronics Co. (SEC), Samsung Electronics America (SEA), and/or Samsung Telecommunications America (STA) has infringed the D'677 Patent? (Please answer in each cell with a "Y" for "yes" (for Apple), or with an "N" for "no" (for Samsung). Do not provide an answer for any cell that is blacked out.) Accused Samsung Product Samsung Electronics Co., Ltd. Samsung Electronics America, Inc. Samsung Telecommunications America, LLC Fascinate (JX 1013) Galaxy Ace (JX 1030) Galaxy S (i9000) (JX 1007) Galaxy S 4G (JX 1019) Galaxy S II (AT&T) (JX 1031) Galaxy S II (i9100) (JX 1032) Galaxy S II (T-Mobile) (JX 1033) Galaxy S II (Epic 4G Touch) (JX 1034) Galaxy S II (Skyrocket) (JX 1035) Galaxy S Showcase (i500) (JX 1017) Infuse 4G (JX 1027) Mesmerize (JX 1015) Vibrant (JX 1010) 6. For each of the following products, has Apple proven by a preponderance of the evidence that Samsung Electronics Co. (SEC), Samsung Electronics America (SEA), and/or Samsung Telecommunications America (STA) has infringed the D'087 Patent? (Please answer in each cell with a "Y" for "yes" (for Apple), or with an "N" for "no" (for Samsung). Do not provide an answer for any cell that is blacked out.) Accused Samsung Product Galaxy S (i9000) (JX 1007) Galaxy S 4G (JX 1019) Galaxy S II (AT&T) (JX 1031) Galaxy S II (i9100) (JX 1032) Galaxy S II (Epic 4G Touch) (JX 1034) Galaxy S II (Skyrocket) (JX 1035) Infuse 4G (JX 1027) Vibrant (JX 1010) Samsung Electronics Co., Ltd. Samsung Electronics America, Inc. Samsung Telecommunications America, LLC 6 Case No.: 11-CV-01846-LHK TENTATIVE VERDICT FORM Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page7 of 22 1 2 3 4 5 6 7 8 9 10 United States District Court For the Northern District of California 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 7. For each of the following products, has Apple proven by a preponderance of the evidence that Samsung Electronics Co. (SEC), Samsung Electronics America (SEA), and/or Samsung Telecommunications America (STA) has infringed the D'305 Patent? (Please answer in each cell with a "Y" for "yes" (for Apple), or with an "N" for "no" (for Samsung). Do not provide an answer for any cell that is blacked out.) Accused Samsung Product Samsung Electronics Co., Ltd. Samsung Electronics America, Inc. Samsung Telecommunications America, LLC Captivate (JX 1011) Continuum (JX 1016) Droid Charge (JX 1025) Epic 4G (JX 1012) Fascinate (JX 1013) Galaxy S (i9000) (JX 1007) Galaxy S 4G (JX 1019) Galaxy S Showcase (i500) (JX 1017) Gem (JX 1020) Indulge (JX 1026) Infuse 4G (JX 1027) Mesmerize (JX 1015) Vibrant (JX 1010) 8. For each of the following products, has Apple proven by a preponderance of the evidence that Samsung Electronics Co. (SEC), Samsung Electronics America (SEA), and/or Samsung Telecommunications America (STA) has infringed the D'889 Patent? (Please answer in each cell with a "Y" for "yes" (for Apple), or with an "N" for "no" (for Samsung). Do not provide an answer for any cell that is blacked out.) Accused Samsung Product Galaxy Tab 10.1 (WiFi and LTE) (JX 1037) Galaxy Tab 10.1 (4G LTE) (JX 1038) Samsung Electronics Co., Ltd. Samsung Electronics America, Inc. Samsung Telecommunications America, LLC 7 Case No.: 11-CV-01846-LHK TENTATIVE VERDICT FORM Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page8 of 22 1 2 3 4 5 6 7 8 9 10 United States District Court For the Northern District of California 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 If you did not answer "Yes" to any of Questions 1 through 8, please skip to Question 11, and do not answer Questions 9 and 10. 9. If you found that Samsung Electronics America (SEA) or Samsung Telecommunications America (STA) infringed in any of Questions 1 through 8, has Apple proven by a preponderance of the evidence that Samsung Electronics Co. (SEC), took action that it knew or should have known would induce SEA or SEC to infringe the D'677, D'087, D'305, and/or D'889 Patents? (Please answer in each cell with a "Y" for "yes" (for Apple), or with an "N" for "no" (for Samsung). Do not provide an answer for any cell that is blacked out.) Accused Samsung Product Captivate (JX 1011) Continuum (JX 1016) Droid Charge (JX 1025) Epic 4G (JX 1012) Fascinate (JX 1013) Galaxy Ace (JX 1030) Galaxy S (i9000) (JX 1007) Galaxy S 4G (JX 1019) Galaxy S II (AT&T) (JX 1031) Galaxy S II (i9100) (JX 1032) Galaxy S II (T-Mobile) (JX 1033) Galaxy S II (Epic 4G Touch) (JX 1034) Galaxy S II (Skyrocket) (JX 1035) Galaxy S Showcase (i500) (JX 1017) Galaxy Tab 10.1 (WiFi and LTE) (JX 1037) Galaxy Tab 10.1 (4G LTE) (JX 1038) Gem (JX 1020) Indulge (JX 1026) Infuse 4G (JX 1027) Mesmerize (JX 1015) Vibrant (JX 1010) D'677 Patent D'087 Patent D'305 Patent D'889 Patent 8 Case No.: 11-CV-01846-LHK TENTATIVE VERDICT FORM Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page9 of 22 1 2 3 4 5 6 7 8 9 10 United States District Court For the Northern District of California 11 12 13 14 10. If you answered "Yes" to any of Questions 1 through 9, and thus found that any Samsung entity has infringed any Apple patent(s), has Apple proven by clear and convincing evidence that the Samsung entity's infringement was willful? (Please answer in each cell with a "Y" for "yes" (for Apple), or with an "N" for "no" (for Samsung).) Apple Utility and Design Patents '381 Patent (Claim 19) '915 Patent (Claim 8) '163 Patent (Claim 50) D'677 Patent D'087 Patent D'305 Patent D'889 Patent Samsung Electronics Co., Ltd. Samsung Electronics America, Inc. Samsung Telecommunications America, LLC 11. Has Samsung proven by clear and convincing evidence that Apple's asserted utility and/or design patent claims are invalid? '381 Patent (Claim 19) '915 Patent (Claim 8) Yes ______ (for Samsung) Yes ______ (for Samsung) Yes ______ (for Samsung) Yes ______ (for Samsung) Yes ______ (for Samsung) Yes ______ (for Samsung) Yes ______ (for Samsung) No ______ (for Apple) No ______ (for Apple) No ______ (for Apple) No ______ (for Apple) No ______ (for Apple) No ______ (for Apple) No ______ (for Apple) 15 '163 Patent (Claim 50) 16 D'677 Patent 17 D'087 Patent 18 D'305 Patent 19 D'889 Patent 20 21 22 23 24 25 26 27 28 9 Case No.: 11-CV-01846-LHK TENTATIVE VERDICT FORM Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page10 of 22 1 2 3 4 5 6 7 8 9 10 United States District Court For the Northern District of California 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 APPLE'S TRADE DRESS CLAIMS AGAINST SAMSUNG Protectability 12. Has Samsung proven by a preponderance of the evidence that Apple's registered iPhone trade dress '983 is not protectable? Yes (not protectable - for Samsung) _____ No (protectable - for Apple) _________ 13. Has Apple proven by a preponderance of the evidence that Apple's unregistered trade dresses are protectable? (Please answer with a "Y" for "yes" (for Apple), or with an "N" for "no" (for Samsung).) Apple Trade Dresses Unregistered iPhone 3 Trade Dress Unregistered Combination iPhone Trade Dress Unregistered iPad/iPad 2 Trade Dress Protectable Trade Dress Dilution 14. Has Apple proven by a preponderance of the evidence that Apple's trade dresses are famous? (Please answer with a "Y" for "yes" (for Apple), or with an "N" for "no" (for Samsung).) Apple Trade Dresses Registered iPhone Trade Dress Unregistered iPhone 3 Trade Dress Unregistered Combination iPhone Trade Dress Unregistered iPad/iPad 2 Trade Dress Famous 10 Case No.: 11-CV-01846-LHK TENTATIVE VERDICT FORM Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page11 of 22 1 2 3 4 5 6 7 8 9 10 United States District Court For the Northern District of California 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 If you did not find the registered iPhone trade dress protectable and famous, please skip to Question 16, and do not answer Question 15. 15. If you found the registered iPhone trade dress protectable and famous, for each of the following products, has Apple proven by a preponderance of the evidence that Samsung Electronics Co. (SEC), Samsung Electronics America (SEA), and/or Samsung Telecommunications America (STA) has diluted the registered iPhone trade dress? (Please answer in each cell with a "Y" for "yes" (for Apple), or with an "N" for "no" (for Samsung).) Accused Samsung Product Captivate (JX 1011) Continuum (JX 1016) Droid Charge (JX 1025) Epic 4G (JX 1012) Fascinate (JX 1013) Galaxy Prevail (JX 1022) Galaxy S (i9000) (JX 1007) Galaxy S 4G (JX 1019) Galaxy S II (AT&T) (JX 1031) Galaxy S II (i9100) (JX 1032) Galaxy S II (T-Mobile) (JX 1033) Galaxy S II (Epic 4G Touch) (JX 1034) Galaxy S II (Skyrocket) (JX 1035) Galaxy S II Showcase (i500) (JX 1017) Infuse 4G (JX 1027) Mesmerize (JX 1015) Vibrant (JX 1010) Samsung Electronics Co., Ltd. Samsung Electronics America, Inc. Samsung Telecommunications America, LLC 11 Case No.: 11-CV-01846-LHK TENTATIVE VERDICT FORM Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page12 of 22 1 2 3 4 5 6 7 8 9 10 United States District Court For the Northern District of California 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 If you did not find the unregistered iPhone 3 trade dress protectable and famous, please skip to Question 17, and do not answer Question 16. 16. If you found the unregistered iPhone 3 trade dress protectable and famous, for each of the following products, has Apple proven by a preponderance of the evidence that Samsung Electronics Co. (SEC), Samsung Electronics America (SEA), and/or Samsung Telecommunications America (STA) has diluted the unregistered iPhone 3 trade dress? (Please answer in each cell with a "Y" for "yes" (for Apple), or with an "N" for "no" (for Samsung).) Accused Samsung Product Captivate (JX 1011) Continuum (JX 1016) Droid Charge (JX 1025) Epic 4G (JX 1012) Fascinate (JX 1013) Galaxy Prevail (JX 1022) Galaxy S (i9000) (JX 1007) Galaxy S 4G (JX 1019) Galaxy S II (AT&T) (JX 1031) Galaxy S II (i9100) (JX 1032) Galaxy S II (T-Mobile) (JX 1033) Galaxy S II (Epic 4G Touch) (JX 1034) Galaxy S II (Skyrocket) (JX 1035) Galaxy S II Showcase (i500) (JX 1017) Infuse 4G (JX 1027) Mesmerize (JX 1015) Vibrant (JX 1010) Samsung Electronics Co., Ltd. Samsung Electronics America, Inc. Samsung Telecommunications America, LLC 12 Case No.: 11-CV-01846-LHK TENTATIVE VERDICT FORM Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page13 of 22 1 2 3 4 5 6 7 8 9 10 United States District Court For the Northern District of California 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 If you did not find the unregistered Combination iPhone trade dress protectable and famous, please skip to Question 18, and do not answer Question 17. 17. If you found the unregistered Combination iPhone trade dress protectable and famous, for each of the following products, has Apple proven by a preponderance of the evidence that Samsung Electronics Co. (SEC), Samsung Electronics America (SEA), and/or Samsung Telecommunications America (STA) has diluted the unregistered Combination iPhone trade dress? (Please answer in each cell with a "Y" for "yes" (for Apple), or with an "N" for "no" (for Samsung).) Accused Samsung Product Captivate (JX 1011) Continuum (JX 1016) Droid Charge (JX 1025) Epic 4G (JX 1012) Fascinate (JX 1013) Galaxy Ace (JX 1030) Galaxy Prevail (JX 1022) Galaxy S (i9000) (JX 1007) Galaxy S 4G (JX 1019) Galaxy S II (AT&T) (JX 1031) Galaxy S II (i9100) (JX 1032) Galaxy S II (T-Mobile) (JX 1033) Galaxy S II (Epic 4G Touch) (JX 1034) Galaxy S II (Skyrocket) (JX 1035) Galaxy S II Showcase (i500) (JX 1017) Infuse 4G (JX 1027) Mesmerize (JX 1015) Vibrant (JX 1010) Samsung Electronics Co., Ltd. Samsung Electronics America, Inc. Samsung Telecommunications America, LLC 13 Case No.: 11-CV-01846-LHK TENTATIVE VERDICT FORM Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page14 of 22 1 2 3 4 5 6 7 8 9 10 United States District Court For the Northern District of California 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 If you did not find the unregistered iPad/iPad2 trade dress protectable and famous, please skip to Question 19, and do not answer Question 18. 18. If you found the unregistered iPad/iPad 2 trade dress protectable and famous, for each of the following products, has Apple proven by a preponderance of the evidence that Samsung Electronics Co. (SEC), Samsung Electronics America (SEA), and/or Samsung Telecommunications America (STA) has diluted the unregistered iPad/iPad 2 trade dress? (Please answer in each cell with a "Y" for "yes" (for Apple), or with an "N" for "no" (for Samsung).) Accused Samsung Product Galaxy Tab 10.1 (WiFi and LTE) (JX 1037) Galaxy Tab 10.1 (4G LTE) (JX 1038) Samsung Electronics Co., Ltd. Samsung Electronics America, Inc. Samsung Telecommunications America, LLC If you did not answer "Yes" to any of Questions 15 through 18, please skip to Question 21, and do not answer Questions 19 and 20. 14 Case No.: 11-CV-01846-LHK TENTATIVE VERDICT FORM Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page15 of 22 1 2 3 4 5 6 7 8 19. If you found that Samsung Electronics America (SEA) or Samsung Telecommunications America (STA) infringed in any of Questions 15 through 18, for each of the following products, has Apple proven by a preponderance of the evidence that Samsung Electronics Co. (SEC) took action that it knew or should have known would induce SEA or STA to dilute any of the Apple trade dresses? (Please answer in each cell with a "Y" for "yes" (for Apple), or with an "N" for "no" (for Samsung). Do not provide an answer for any cell that is blacked out.) Accused Samsung Product Captivate (JX 1011) Continuum (JX 1016) Registered Unregistered Unregistered iPhone iPhone 3 Combination Trade Dress Trade Dress iPhone Trade Dress Unregistered iPad/iPad 2 Trade Dress 9 10 United States District Court For the Northern District of California 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Droid Charge (JX 1025) Epic 4G (JX 1012) Fascinate (JX 1013) Galaxy Ace (JX 1030) Galaxy Prevail (JX 1022) Galaxy S (i9000) (JX 1007) Galaxy S 4G (JX 1019) Galaxy S II (AT&T) (JX 1031) Galaxy S II (i9100) (JX 1032) Galaxy S II (T-Mobile) (JX 1033) Galaxy S II (Epic 4G Touch) (JX 1034) Galaxy S II (Skyrocket) (JX 1035) Galaxy S II Showcase (i500) (JX 1017) Galaxy Tab 10.1 (WiFi and LTE) (JX 1037) Galaxy Tab 10.1 (4G LTE) (JX 1038) Infuse 4G (JX 1027) Mesmerize (JX 1015) 15 Case No.: 11-CV-01846-LHK TENTATIVE VERDICT FORM Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page16 of 22 1 2 3 4 5 6 7 8 9 10 United States District Court For the Northern District of California 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Vibrant (JX 1010) 20. If you answered "Yes" to any of Questions 15 through 18, and thus found that any Samsung entity has diluted any Apple trade dress(es), has Apple proven by clear and convincing evidence that the Samsung entity's dilution was willful? (Please answer in each cell with a "Y" for "yes" (for Apple), or with an "N" for "no" (for Samsung).) Asserted Trade Dress Registered iPhone Trade Dress Unregistered iPhone 3 Trade Dress Unregistered Combination iPhone Trade Dress Unregistered iPad/iPad 2 Trade Dress Samsung Electronics Co., Ltd. Samsung Electronics America, Inc. Samsung Telecommunications America, LLC Trade Dress Infringement If you did not find the unregistered iPad/iPad2 trade dress protectable, please skip to Question 24, and do not answer Questions 21 through 23. 21. If you found the unregistered iPad/iPad2 trade dress protectable, for each of the following products, has Apple proven by a preponderance of the evidence that Samsung Electronics Co. (SEC), Samsung Electronics America (SEA), and/or Samsung Telecommunications America (STA) has infringed the unregistered iPad/iPad2 trade dress? (Please answer in each cell with a "Y" for "yes" (for Apple), or with an "N" for "no" (for Samsung).) Asserted Trade Dress Galaxy Tab 10.1 (WiFi and LTE) (JX 1037) Galaxy Tab 10.1 (4G LTE) (JX 1038) If you did not answer "Yes" to any of Question 21, please skip to Question 24, and do not answer Questions 22 and 23. Samsung Electronics Co., Ltd. Samsung Electronics America, Inc. Samsung Telecommunications America, LLC 16 Case No.: 11-CV-01846-LHK TENTATIVE VERDICT FORM Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page17 of 22 1 2 3 4 5 6 7 8 9 10 United States District Court For the Northern District of California 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 22. If you found that Samsung Electronics America (SEA) or Samsung Telecommunications America (STA) infringed in any of Question 21, for each of the following products, has Apple proven by a preponderance of the evidence that Samsung Electronics Co. (SEC) took action that it knew or should have known would induce SEA or STA to infringe Apple's unregistered iPad/iPad 2 trade dress? (Please answer in each cell with a "Y" for "yes" (for Apple), or with an "N" for "no" (for Samsung).) Accused Samsung Product Galaxy Tab 10.1 (WiFi and LTE) (JX 1037) Galaxy Tab 10.1 (4G LTE) (JX 1038) Unregistered iPad/iPad 2 Trade Dress If you did not answer "Yes" to any of Question 21 and 22, please skip to Question 24, and do not answer Question 23. 23. If you answered "Yes" to any of Questions 21-22, and thus found that any Samsung entity has infringed Apple's unregistered iPad/iPad 2 trade dress, has Apple proven by clear and convincing evidence that the Samsung entity's infringement was willful? (Please answer in each cell with a "Y" for "yes" (for Apple), or with an "N" for "no" (for Samsung).) Asserted Trade Dress Unregistered iPad/iPad 2 Trade Dress Samsung Electronics Co., Ltd. Samsung Electronics America, Inc. Samsung Telecommunications America, LLC 17 Case No.: 11-CV-01846-LHK TENTATIVE VERDICT FORM Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page18 of 22 1 2 3 4 5 6 7 8 9 10 United States District Court For the Northern District of California 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 DAMAGES TO APPLE FROM SAMSUNG (IF APPLICABLE) 24. What is the total dollar amount that Apple is entitled to receive from Samsung on the claims on which you have ruled in favor of Apple? $______________________________________. 25. For the total dollar amount in your answer to Question 24, please provide the dollar breakdown by product. Accused Samsung Product Captivate (JX 1011) Continuum (JX 1016) Droid Charge (JX 1025) Epic 4G (JX 1012) Exhibit 4G (JX 1028) Fascinate (JX 1013) Galaxy Ace (JX 1030) Galaxy Prevail (JX 1022) Galaxy S (i9000) (JX 1007) Galaxy S 4G (JX 1019) Galaxy S II (AT&T) (JX 1031) Galaxy S II (i9100) (JX 1032) Galaxy S II (T-Mobile) (JX 1033) Galaxy S II (Epic 4G Touch) (JX 1034) Galaxy S II (Skyrocket) (JX 1035) Galaxy S Showcase (i500) (JX 1017) Galaxy Tab (JX 1036) Galaxy Tab 10.1 (WiFi and LTE) (JX 1037) Galaxy Tab 10.1 (4G LTE) (JX 1038) Gem (JX 1020) Indulge (JX 1026) Infuse 4G (JX 1027) Intercept (JX 1009) Mesmerize (JX 1015) Nexus S 4G (JX 1023) Replenish (JX 1024) Transform (JX 1014) Vibrant (JX 1010) Amount 18 Case No.: 11-CV-01846-LHK TENTATIVE VERDICT FORM Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page19 of 22 1 2 3 4 5 6 7 8 9 10 United States District Court For the Northern District of California 11 12 13 14 15 SAMSUNG'S UTILITY PATENT CLAIMS AGAINST APPLE 26. For each of the following products, has Samsung proven by a preponderance of the evidence that Apple infringed the indicated Samsung utility patent claims? (Please answer in each cell with a "Y" for "yes" (for Samsung), or with an "N" for "no" (for Apple). Do not provide an answer for any cell that is blacked out. ) '460 Patent '893 Patent '711 Patent '941 Patent '516 Patent Claim 1 Claim 15 Claim 16 Claim 10 Claim 15 Claim 9 Claim 10 16 17 18 19 20 21 22 23 24 25 26 27 28 iPhone 4 (JX1055 and JX 1056) 19 Case No.: 11-CV-01846-LHK TENTATIVE VERDICT FORM iPad2 3G (JX 1050 and JX 1051) iPod Touch 4th Gen. (JX 1057 and JX 1077) iPhone 3GS (JX 1054 and JX 1076) iPhone 3G (JX 1053) Accused Apple Product Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page20 of 22 1 2 3 4 5 6 7 8 9 10 United States District Court For the Northern District of California 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 27. If in response to Question No. 26 you found that Apple has infringed any Samsung patent(s), has Samsung proven by clear and convincing evidence that Apple's infringement was willful? '516 Patent Claim 15: Claim 16: '914 Patent Claim 10: Claim 15: '711 Patent Claim 9: '893 Patent Claim 10: '460 Patent Claim 1: Yes ______ (for Samsung) Yes ______ (for Samsung) No ______ (for Apple) No ______ (for Apple) Yes ______ (for Samsung) Yes ______ (for Samsung) No ______ (for Apple) No ______ (for Apple) Yes ______ (for Samsung) No ______ (for Apple) Yes ______ (for Samsung) No ______ (for Apple) Yes ______ (for Samsung) No ______ (for Apple) 28. Has Apple proven by clear and convincing evidence that Samsung's asserted utility patent claims are invalid? '516 Patent Claim 15: Claim 16: '914 Patent Claim 10: Claim 15: '711 Patent Claim 9: '893 Patent Claim 10: '460 Patent Claim 1: Yes ______ (for Apple) Yes ______ (for Apple) No ______ (for Samsung) No ______ (for Samsung) Yes ______ (for Apple) Yes ______ (for Apple) No ______ (for Samsung) No ______ (for Samsung) Yes ______ (for Apple) No ______ (for Samsung) Yes ______ (for Apple) No ______ (for Samsung) Yes ______ (for Apple) No ______ (for Samsung) 20 Case No.: 11-CV-01846-LHK TENTATIVE VERDICT FORM Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page21 of 22 1 2 3 4 5 6 7 8 9 10 United States District Court For the Northern District of California 11 12 13 14 15 16 17 18 19 20 21 22 DAMAGES TO SAMSUNG FROM APPLE (IF APPLICABLE) 29. What is the total dollar amount that Samsung is entitled to receive from Apple for Apple's utility patent infringement claims on the '516 and '941 patents? $______________________________________. 30. What is the total dollar amount that Samsung is entitled to receive from Apple for Apple's utility patent infringement claims on the '711, '893, and '460 patents? $______________________________________. 31. For the total dollar amounts in your answers to Question Nos. 29 and 30, please provide the breakdown by product. Accused Samsung Product iPhone 3G (JX 1053) iPhone 3GS (JX 1054 and JX 1076) iPhone 4 (JX1055 and JX 1056) iPad2 3G (JX 1050 and JX 1051) iPod Touch 4th Gen. (JX 1057 and JX 1077) Amount BREACH OF CONTRACT CLAIMS AND ANTITRUST 32. Has Apple proven by a preponderance of the evidence that Samsung breached its contractual obligations by failing to timely disclose its intellectual property rights ("IPR") during the creation of the UMTS standard or by failing to license its "declared essential" patents on fair, reasonable, and non-discriminatory ("FRAND") terms? Yes ______ (for Apple) No ______ (for Samsung) 33. Has Apple proven by a preponderance of the evidence that Samsung has violated Section 2 of the Sherman Antitrust Act by monopolizing one or more technology markets related to the UMTS standard? Yes ______ (for Apple) No ______ (for Samsung) 23 24 25 26 27 28 21 Case No.: 11-CV-01846-LHK TENTATIVE VERDICT FORM 34. If you answered "Yes" to Question No. 32 or Question No. 33, what is the dollar amount that Apple is entitled to receive from Samsung for Samsung's antitrust violation and/or breach of contract? $______________________________________. Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page22 of 22 1 2 3 4 5 6 7 8 9 PATENT EXHAUSTION 35. Has Apple proven by a preponderance of the evidence that Samsung is barred by patent exhaustion from enforcing the following Samsung patents against Apple? '516 Patent '914 Patent WAIVER 36. Has Apple proven by clear and convincing evidence that Samsung has waived its rights to enforce the following Samsung patents against Apple? '516 Patent '914 Patent Yes ______ (for Apple) Yes ______ (for Apple) No ______ (for Samsung) No ______ (for Samsung) Yes ______ (for Apple) Yes ______ (for Apple) No ______ (for Samsung) No ______ (for Samsung) 10 United States District Court For the Northern District of California 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 22 Case No.: 11-CV-01846-LHK TENTATIVE VERDICT FORM Have the presiding juror sign and date this form. Signed:_____________________________________ Date:_______________________________ PRESIDING JUROR