CHECKLIST 
PROJECT ARTEMIS TRANSFERS - COMPLIANCE

 

To be completed by the Project Manager.
NAME OF ENTITY: JAN 0 LIMITED

CLIENT REFERENCE: 42090
(Ansbacher PC Law number)

CONNECTED PARTIES: 

 

To be completed by the Compliance Of?cer.

  

Any Con?ict Check issues? 
(NB this includes the World Check review)
If yes, what is/ are the speci?c issues(s)? (Attach results)

Signed: Okay?$9! 

 

To be completed by the Compliance Of?cer

Is this ?le KYC Compliant? 

If not compliant, what are the de?ciencies? (tick appropriate box)
No KYC ?le. or documents on KYC ?le 

PER VIEWPOINT KYC REQUIRED ON:

FEDERICO GERTZ
JOHN CASTILLO
LAURA SERVIN
ALEJANDRO GERTZ

C:\Documents and PROJECT Checklist -
Compiiancc.doc

MISSING. DOCUMENTS
NAME OF ENTITY: FEDERICO GERTZ

ROLE OF ENTITY: BENEFICIAL OWNER

A De?ciencies

 

No original certi?ed photo ID on ?le 
No original certi?ed evidence of address 
No professional or bank reference 
Other 
B. De?ciencies

Original certi?ed photo ID expired El
Recon?rm address El

 

NAME OF LAURA SERVIN

ROLE OF ENTITY: DIRECTOR

A De?ciencies

 

No original certi?ed photo ID on ?le 
0 original certi?ed evidence of address 

No professional or bank reference 

Other El
De?ciencies

Original certi?ed photo ID expired '3
Original copy of ref. proof of address El

 

C:\Documents and PROJECT Checklist 
Compliancedoc

NANIE OF ENTITY: ALEJANDRO GERTZ

ROLE OF ENTITY: VICE PRESIDENT

A De?ciencies

 

No original certi?ed photo ID on ?le 

No original certi?ed evidence of address 

No professional or bank reference 

Other El
De?ciencies

Original certi?ed photo ID 
Updated proof of address El

 

NAME OF ENTITY: JOHN CASTILLO

ROLE OF ENTITY: CONTACT

A De?ciencies

 

No original certi?ed photo ID on file 
No original certi?ed evidence of address 
No professional or bank reference 
Other El
De?ciencies

Original certi?ed photo ID expired. El
Recon?rrn residential address El

Signed: (lug/@942

C:\Documents and PROJECT Checklist B. 
Compliancedoc

 

To be completed by Ian Patrick

Any 6N)

Any Litigation .
Signed: 9M

 

Further review by signatory. . . . 

Signed: 

Authorised Signature

and PROJECT Checklist 
Compliance-doc