CAYMAN

Appendix C - Politically Exposed
Persons

(active clients only)

LOG

log date

29-Apr-10

% of PEP
Millogic in
#
structure

3368

Conclusion
obtained
Exernal DD
report

No Report
0% seen on File

World Check finding

Approved

Name

Comments

PEP. Mar 2009 - left Kazakhstan. International arrest warrant issued
by Prosecutor's General Office on charges of large-scale
misappropriation of state funds and creation of an organized criminal
group. Denies any wrongdoing motivating to be politically pursued.
Aug 2009 - the English High Court ordered to freeze worldwide
assets. Oct 2009 - charged in Russian Federation with conspiracy to
defraud funds of BTA Bank Kazakhstan ($70m). BTA Bank
proceeded to seize Abliyazov's Russian assets. Other roles:
Minister of Energy, Industry and Trade (1998-1999). President of
OOO Investment Industrial Group Eurasia (Oct 2003 - ). Chairman of
the Board of OOO SlavInvestbank (Jan 2006 - ). Co-owner of
Russian Developer Eurasia Logistics (reported 2009). Chairman of
BankTuranAlem (May 2005 - Feb 2009). Chairman of Temirbank
JSC (Jun 2001 - 2002). Chairman of Kazakhstan Airlines (2001).
President of KEGOC JSC (1997-1998). President of Astana-Holding,
Kazakh Holding Company (1993-1997). Co-founder of the
Democratic Choice Movement of Kazakhstan (2001). Jul 2010 charged by Investigative Committee of Ministry of Internal Affairs
with conspiracy to defraud (USD5b), money laundering, property
damage, forgery and abuse of power (2006-2009). Oct 2010 - arrest
warrant issued by Tverskoy Court of Moscow. Dec 2010 - assets
ordered into receivership by London High Court (GBP4b). Jan 2011 arrest and extradition requested by Prosecutor General's Office of
Kazakhstan.

Not
Approved status of
Trust
changed to
'Inactive".
Efforts are
being made
to resign as
Trustees.

Ablyazov,
Mukhtar

Account Made
Inactive Oct 2011