1 it. 19 2017 MAR 20 990 Department of the Treasury lntemal Revenue Service For the 2015 calendar year, or tax year beginning Return of Organization Exempt From Income Tax Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations) Do not enter social security numbers on this form as it may be made public. 04/01 2015, and ending Information about Form 990 and its instructions is at OMB No 1545-0047 26315 Open to Public Inspection 03/31, 20 16 Check it appirable Address change Name cI-ange Name of organization IN-Q-TEL, INC . Domg busrness as Employer Identi?cation number Number and street (or 0 box if mail is not delivered to street address) Roomlsune Telephone number Initillreturn PO BOX 749 (703) 248 ?3000 Emmi"! City or town, state or provmce, country. and ZIP or foreign postal code 3de? ARLINGTON Gross receipts ?mam" Name and address of pnnCIpal o?'rcer' CHRISTOPHER DARBY HIE) Is a crow return for pending subordinates? PO BOX 749 ARLINGTON, VA 22216 Yes Are all subordinates Included? Yes No .No I Tax-exempt status I I5o1(c)(3) I I 501(c)( I ("153527 It'No.'attachaIist (see instructions) Website' . IQT . ORG H(c) Group exemption number Form of organizatton I I Corporation I I TrustI I Assomaticn I I Other I Year of formation 1999I State of legal domicile DE Summary 1 Briefly describe the organization's or most Significant actiwties ?3151 3 P133317 9? 9933919131129? .110. 5 3151". 5513.31 9913 ?511.91 ?5351; E3 2 Check this box El if the organization discontinued its operations or disposed of more than 25% of its net assets 8 3 Number of voting members of the governing body (Part VI, line 1aNumber of independent voting members of the governing body (Part VI, Ilne 1bTotal number of individuals employed in calendar year 20151(Part V, line 2aTotal number of volunteers (estimate if necessaryTotal unrelated busrness revenue from Part column (0), line Net unrelated busmess taxable income from Form QQO-T, line 34 7b 0 - . Prior Year Current Year q, 8 Contributions and grants Ime1h) 93,873.682- 91:423. 952. 9 Program servrce revenue (Part line 29Investment income (Part column (A), lines 3, 4, and 7d) . 070r432 - 20: 945.396 - 11 Other revenue (Part column (A), lines 5, 6d, 8c, 9c, 10c, and 11eTotal revenue - add lines 8 through 11 (must equal Part column (A), line 12308 250Grants and similar amounts paid (Part IX, column (A), lines1-Benefits paid to or for members (Part IX, column (A), line 4) 0 - 0 - 15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5-10440- 3 16a Professmnal fundraismg fees (Part IX, column (A), line11e) 0 - 0- Total fundraismg expenses (Part IX, column (D), line 25) 0 - 2? 1:1? "3.23 ,7 ii, 3, (WW 17 Other expensestPart IX, column . I 33.992530. 37:704.028- 18 Total expenses Add Irnes 13-17 (must equal Part Revenue less expenses . . .- 22,785,577. 38,291,461Beginning of Current Year End of Year 20 Total assetsrPartX. hne16) ?8:562:36? 472'481183- g3 21 Total liabilities (PartX, line26) LIT 91,813,465. 111:493r010- 3E 22 Net assets or fund balances Subtractline 21 romline 20 i 325: 843: 902 - 360. 994:173- - Sig nature Block Under penalties of perjury, I declare that have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete Declarationpf?preparer (otheryign of?cer) Is based on all information of which preparer has any knowledge I I I1 8'9" Si?nalure of of?cer Date I . Here ?awed Shot-Man and am Type or print name and title A PrinUType preparers name Prepar gnalure Date Chku I if PTIN :a'd TRAVIS PATTON . FEB 7 20" selfemployed 9003 6 9623 LLP Ftrm'sElN 13 ?4 008324 Firm's address >500 13TH STREET mu, SUITE 1000 HASHINGTON, DC 20005-3005 Phone no 202 '4 14 1000 May the IRS discuss this return With the preparer shown above? (see instructionsFor Paperwork Reduction Act Notice, see the separate instructions. JSA 00 .G U473 3:56:18 PM 15?7.18 4 2/2/2017 Form 990 (2015) 6?56 PAGE 1 IN-Q-TEL, INC. 52-2149962 Form 990 (2015) Page 2 Statement of Program Service Accomplishments Check If Schedule 0 contains a response or note to any line In this Part Briefly descnbe the organization's IQT ACCELERATES THE DEVELOPMENT AND DELIVERY OF CUTTING-EDGE TECHNOLOGIES TO U.S. GOVERNMENT AGENCIES THAT KEEP OUR NATION SAFE. the organization undertake any program servrces during the year were not listed on the pnor Form 990 or 990-529 Yes No If ?Yes." describe these new serVIces on Schedule 0 Old the organizatlon cease or make changes in how It conducts. any program sen/toes? Cl Yes No If "Yes." describe these changes on Schedule 0 Describe the organization's program servnce accomplishments for each of Its three largest program sen/Ices, as measured by expenses Section 501(c)(3) and 501(c)(4) organizations are reqwred to report the amount of grants and allocations to others. the total expenses, and revenue. If any. for each program servrce reported 4a (Code )(Expenses 51,955,133 Including grants of 200,000 (Revenue ATTACHMENT 1 4b (Code (Expenses Includmg grants of (Revenue (Code (Expenses InClUdan grants of (Revenue 4d Other program serwces (Describe In Schedule 0) (Expenses 5 Including grants of - )(Revenue 4e Total program servuce expenses 61 956 183. #:30201000 0473 2/2/2017 3:56:18 PM 15?7.1a Form 990 (2015) PAGE 2 IN-Q-TEL, INC. 52-2149962 Form 990 (2015) 1 Page 3 Checklist of Required Schedules Yes No Is the organization described In section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes." complete Schedule A 1 Is the organization reqUIred to complete Schedule 8, Schedule of Contributors (see Instructions)? 2 Did the organization engage in direct or indirect political campaign actIVities on behalf of or in opposition to candidates for public office? If "Yes, complete Schedule C. Partl 3 Section 501(c)(3) organizations. Did the organization engage in lobbying actiwties. or have a section 501(h) election in effect during the tax yeai?? If "Yes. complete Schedule C, Part ll 4 Is the organization a section 501(c)(4). 501(c)(5). or 501(c)(6) organization that receives membership dues. assessments. or Similar amounts as defined in Revenue Procedure 98-19? If "Yes." complete Schedule C, Part 5 Did the organization maintain any donor adVised funds or any Similar funds or accounts for which donors have the right to prowde adVIce on the distribution or investment of amounts in such funds or accounts? If "Yes. complete Schedule D, Partl 6 Did the organization receive or hold a conservation easement. including easements to preserve open space. the enwronment. historic land areas. or historic structures? If "Yes. complete Schedule D, Part ll 7 Did the organization maintain collections of works of art. historical treasures. or other Similar assets? If "Yes," complete Schedule D. PartI Ill 8 Did the organization report an amount in Part X. line 21. for escrow or custodial account liability. serve as a custodian for amounts not listed in Part X. or prowde credit counseling. debt management. credit repair. or debt negotiation semices?? If "Yes. complete Schedule D. Part Did the organization. directly or through a related organization. hold assets in temporarily restricted endowments. permanent endowments. or quaSi-endowments'? If "Yes. complete Schedule D. Part If the organization's answer to any of the followmg questions is "Yes." then complete Schedule D. Parts VI. VII. IX. or as applicable Did the organization report an amount for land. bwldings. and eqmpment in Part X, line 10? If "Yes," complete Schedule D. Part Vl Did the organization report an amount for investments?other securities in Part X. line 12 that is 5% or more of its total assets reported in Part X. line 16? If "Yes. complete Schedule D, Part Did the organization report an amount for investments-program related in Part X. line 13 that is 5% or more of its total assets reported in Part X. line 167? If "Yes. complete Schedule D. Part Did the organization report an amount for other assets in Part X. line 15 that is 5% or more of its total assets reported in Part X. line 16?? If "Yes, complete Schedule D. Part lX Did the organization report an amount for other liabilities in Part X. line 25? If "Yes." complete Schedule D. PaitX Did the organization's separate or consolidated financial statements for the tax year include a footnote that addresses the organization's liability for uncertain tax posmons under FIN 48 (ASC 740)? ll "Yes, "complete Schedule D. Part Did the organization obtain separate. independent audited finanCIal statements for the tax year? If "Yes."complete Schedule D. Parts XI and Was the organization included in consolidated. independent audited finanCIal statements for the tax year? If "Yes. and if the organization answered "No" to line 12a. then completing Schedule D. Parts XI and is optional . Is the organization a school described in section 170(b)(1)(A)(ii)7 If "Yes. complete Schedule Did the organization maintain an office. employees. or agents out5ide of the United States? Did the organization have aggregate revenues or expenses of more than $10.000 from grantmaking. fundraismg. busmess. investment. and program sewice actiwties outSIde the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes. complete Schedule F. Parts I and IV Did the organization report on Part IX. column (A). line 3. more than $5,000 ofgrants or other to or for any foreign organization? If "Yes,"complete Schedule F. Parts ll and IV Did the organization report on Part IX. column (A). line 3. more than $5.000 of aggregate grants or other a55istance to or for foreign lnleld uals" If "Yes. complete Schedule F. Pan?s Ill and IV Did the organization report a total of more than $15,000 of expenses for professional fundraismg serVices on Part IX. column (A). lines 6 and 1 1e? If "Yes,"complete Schedule G, Part I (see instructions) Did the organization report more than 515.000 total of fundraismg event gross income and contributions on Part lines 1c and 8a? lf ?Yes.?complete Schedule G. Part ll Did the organization report more than $15.000 of gross income from gaming actiwties on Part line 9a? If "Yes." complete Schedule G. Part 11a 11b 11c 11d 11e 11f 12a 12b JSA 5E1021 1000 U473 2/2/2017 3:56:18 PM 15-7.18 Form 990 (2015) PAGE 3 IN-Q-TEL, INC. 52-2149962 U473 2/2/2017 3:56:18 PM 15?7.18 Form 990 (2015) Page 4 Part IV Checklist of Required Schedules (continued) Yes No 20a Did the Organization operate one or more hospital faculties? ll "Yes.?complete Schedule 20a If "Yes" to line 20a. did the organization attach a copy of its audited financial statements to this return? 20b 21 Did the organization report more than $5.000 of grants or other assistance to any domestic organization or domestic government on Part IX. column (A). line lf"Yes,"complele Schedule I, Partsland ll 21 22 Did the organization report more than $5.000 of grants or other a55istance to or for domestic indiwduals on Part IX. column (A). line 27 if "Yes. complete Schedule I, Parts! and ill 22 23 Did the organization answer ?Yes" to Part VII. Section A. line 3. 4. or 5 about compensation of the organization's current and former officers. directors. trustees. key employees. and highest compensated employees? If "Yes. complete Schedule 23 24a Did the organization have a tax-exempt bond issue With an outstanding prinCIpal amount of more than $100.000 as of the last day of the year. that was issued after December 31. 2002'? If "Yes," answer lines 24b through 24d and complete Schedule If "No, go to llne 25a 24a Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception? 24b Did the organization maintain an escrow account other than a refunding escrow at any time during the year to defease any tax-exempt bonds? 24c Did the organization act as an "on behalf of? issuer for bonds outstanding at any time during the year? 24d 25a Section 501(c)(3). 501(c)(4). and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction With a disqualified person during the year? If "Yes. complete Schedule L, Partl 25a ls the organization aware that it engaged in an excess benefit transaction With a disqualified person in a prior year. and that the transaction has not been reported on any of the organization's prior Forms 990 or if "Yes, complete Schedule L. Partl 25b 26 Did the organization report any amount on Part X. line 5. 6. or 22 for receivables from or payables to any current or former officers. directors. trustees. key employees. highest compensated employees. or disqualified persons? If "Yes. complete Schedule L, Part ll 26 27 Did the organization prowde a grant or other assmtance to an officer. director. trustee. key employee. substantial contributor or employee thereof. a grant selection committee member. or to a 35% controlled entity or family member of any of these persons? If "Yes. complete Schedule L, Part 27 28 Was the organization a party to a busmess transaction With one of the followmg parties (see Schedule L. Part IV instructions for applicable filing thresholds. conditions. and exceptions) 5* a A current or former officer. director. trustee. or key employee? lf ?Yes. complete Schedule L, Part IV 283 A family member of a current or former officer. director. trustee. or key employee? If "Yes." complete Schedule L. Part lV 28b An entity of which a current or former officer. director. trustee. or key employee (or a family member thereof) was an officer. director. trustee. or direct or indirect owner? If "Yes. complete Schedule L, Part IV 28c 29 Did the organization receive more than $25,000 in non-cash contributions? it "Yes, complete Schedule M. . . . 29 30 Did the organization receive contributions of art. historical treasures. or other Similar assets. or qualified conservation contributions? lf ?Yes,"complete Schedule 30 31 Did the organization liqUIdate. terminate. or dissolve and cease operations? If "Yes." complete Schedule N, Partl 31 32 Did the organization sell. exchange. dispose of. or transfer more than 25% of its net assets? If "Yes." complete Schedule N. Part ll 32 33 Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301 7701-2 and 301 7701-37 lf "Yes." complete Schedule R. Partl 33 34 Was the organization related to any tax-exempt or taxable entity? If "Yes." complete Schedule R. Part ll. m, oer, and Part V, line 1 34 35a Did the organization have a controlled entity Within the meaning of section 35a if "Yes" to line 35a. did the organization receive any payment from or engage in any transaction With a controlled entity Within the meaning of section 512(b)(13)? lf "Yes.?complete Schedule R, Part V, line 2 35b 36 Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If ?Yes. complete Schedule R, Part V. line 2 36 37 Did the organization conduct more than 5% of its activ1ties through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? lf"Yes."complete Schedule R. Partl/l 37 38 Did the organization complete Schedule 0 and prowde explanations in Schedule 0 for Part VI. lines 11b and 197 Note. All Form 990 filers are requrred to complete Schedule 0 38 Form 990 (2015) JSA 5E1030 1 000 PAGE 4 INC. 52?2149962 Form 990 (2015) Page 5 Statements Regarding Other IRS Filings and Tax Compliance Check if Schedule 0 contains a response or note to any line in this Part 1a Enter the number reported in Box3 of Form 1096 Enter-O- if not applicable 1a 76? Enter the number of Forms W-2G included in line 1a Enter -0- ifnot applicable "Yes," has it filed a Form 720 to report these payments? lf ?No."provrde an explanation in Schedule 0 Did the organization comply With backup Withholding rules for reportable payments to vendors and reportable gaming (gambling) Winnings to prize Winners? .. Enter the number of employees reported on Form W-3. Transmittal of Wage and Tax I Statements. filed for the calendar year ending With or Within the year covered by this return . 23 .Q 141? up If at least one is reported on line 2a. did the organization file all reqUired federal employment tax returns? Note. If the sum of lines 1a and 2a is greater than 250. you may be reqUired to e??le (see instructions) . . Did the organization have unrelated busmess gross income of 000 or more during the year? . . . . If "Yes. has it filed a Form 990-T for this year? If "No" to line 3b, provrde an explanation in Schedule 0 . At any time during the calendar year did the organization have an interest in. or a Signature or other authority over. a Manual account in a foreign country (such as a bank account. securities account. or other finanCIaI account"Yes.? enter the name of the foreign country See instructions for filing reqUirements for Form 114. Report of Foreign Bank and FinanCial Accounts (FBAR) Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? . Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction? lf "Yes" to line 5a or 5b. did the organization file Form 8886-71Does the organization have annual gross receipts that are normally greater than $100,000. and did the organization solicnany contributions that were not tax deductible as charitable contributions"Yes. did the organization include With every solimtation an express statement that such contributions or gifts were not tax deductible? . Organizations that may receive deductible contributions under section 170(c). Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and serVIces prowded to the payor?. . If "Yes. did the organization notify the donor of the value of the goods or sewices prowded? Did the organization sell. exchange. or otheMise dispose of tangible personal property for which it was reqUired to file Form 8282? If "Yes." indicate the number of Forms 8282 filed during the year lid?? it Did the organization receive any funds. directly or indirectly. to pay premiums on a personal benefit contract? Did the organization. during the year. pay premiums. directly or indirectly. on a personal benefit contract? if the organization received a contribution of qualified intellectual property. did the organization file Form 8899 as required? If the organization received a contribution of cars. boats. airplanes. or other vehicles. did the organization file a Form 1098-0? Sponsoring organizations maintaining donor advised funds. Did a donor advrsed fund maintained by the sponsoring organization have excess business holdings at any time during the year? . . . Sponsoring organizations maintaining donor advised funds. Did the sponsoring organization make any taxable distributions under section 4966?. . . . . Did the sponsoring organization make a distribution to a donor. donor or related person". Section 501(c)(7) organizations. Enter Initiation fees and capital contributions included on Part line 12 103 Gross receipts. included on Form 990. Part line 12. for public use of club faculties 10b Section 501(c)(12) organizations. Enter' Gross income from members or shareholders. . . . . 11a Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them ?5 Section 4947(a)(1) non-exempt charitable trusts. is the organization filing Form 990 in lieu of Form 1041? if ?Yes." enter the amount of tax-exempt interest received or accrued during the year 1 2b Section 501(c)(29) qualified nonprofit health insurance issuers. Is the organization licensed to issue qualified health plans in more than one state? Note. See the instructions for additional information the organization must raport on Schedule 0 Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans 13b Enter the amount of reserves on hand 1 123 14a Did the organization receive any payments for indoor tanning serwces during the tax year? . 14b JSA 5E1040 1 000 U473 2/2/2017 3:56:18 PM 15-7.18 Form 990 (2015) PAGE 5 Form 990 (2015) IN-Q-TEL, INC. 52-2149962 Governance. Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to line 83, 8b. or 10b below, describe the Circumstances. processes, or changes in Schedule 0 See instructions. Check if Schedule 0 contains a response or note to any line In this Part Section A. Governim Body and Managgnent 1a Enter the number of voting members of the governing body at the end of the tax year . . . . . if there are material differences in voting rights among members of the governing body. or if the governing body delegated broad authority to an executive committee or committee. explain in Schedule 0 Pmes Enter the number of voting members included in line 1a. above. who are independent 2 Did any officer. director. trustee. or key employee have a family relationship or a busmess relationship With any other officer, director. trustee. or key employee? . . . . 3 Did the organization delegate control over management duties customarily performed by or under the direct superw5ion of officers. directors. or trustees. or key employees to a management company or other person? . . 3 4 Did the organization make any Significant changes to Its governing documents Since the prior Form 990 was filed?Did the organization become aware during the year of a Significant diver5ion of the organization's assets?. . . . 5 6 Did the organization have members or stockholders? . 5 7a Did the organization have members. stockholders. or other persons who had the power to elect or appomt one or more members of the governing body? . . 7 a in Are any governance deCISIons of the organization reserved to (or subject to approval by) members. stockholders. or persons other than the governing body? . . . 8 Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the followmg a The governing body? . . Each committee authority to act on behalf of the governing body? 9 Is there any officer. director. trustee. or key employee listed in Part VII. Section A. who cannot be reached at the organization's mailing address? If "Yes. "prowde the names and addresses in Schedule 0 9 Section B. Policies This Section requests information about policies not requrred by the Internal Revenue Code.) Yes NO 10a Did the organization have local chapters. branches. or af?liates? . . 103 If '.'Yes did the organization have written policres and procedures governing the actIVIties of such chapters. affiliates. and branches to ensure their operations are con3istent With the organization's exempt purposes? . . . 11a Has the organization prowded a complete copy of this Form 990 to all members of its governing body before filing the form? . Describe in Schedule 0 the process. if any. used by the organization to reView this Form 990 12a Did the organization have a written conflict of interest policy? it go to line 13 Were officers. directors. or trustees. and key employees reqwred to disclose annually interests that could give rise to conflicts12" Did the organization regularly and con5istently monitor and enforce compliance With the policy? If "Yes," descnbe in Schedule 0 how this was done . 13 Did the organization have a written whistleblower policy? . 14 Did the organization have a written document retention and destruction policy? . 15 Did the process for determining compensation of the followmg persons include a reVIew and approval by independent persons. comparability data. and contemporaneous substantiation of the deliberation and deCi5ion? a The organization's CEO. Executive Director. or top management of?cial Other officers or key employees of the organization . If "Yes" to line 15a or 15b. describe the process in Schedule 0 (see instructions) 16a Did the organization invest in. contribute assets to. or in a joint venture or Similar arrangement With ataxable entity during the year"Yes." did the organization follow a written policy or procedure requiring the organization to evaluate its participation in mm! venture arrangements under applicable federal tax law. and take steps to safeguard the organization's exempt status With respect to such arrangements? Section C. Disclosure 17 List the states With which a copy of this Form 990 is requued to be ?led CA MA 18 Section 6104 requrres an organization to make its Forms 1023 (or 1024 if applicable) 990. and 990- (Section 501(c)(3)s only) available for public ins ection Indicate how you made these available Check all that apply Own websue Another' 5 web5ite I Upon request Other (explain in Schedule 0) 19 Describe in Schedule 0 whether (and if so. how) the organization made its governing documents. conflict of Interest policy. and financial statements available to the public during the tax year 20 State the name. address. and telephone number of the person who possesses the organization' 5 books and records MATTHEW STROTTMAN 2107 WILSON BLVD. SUITE 1100 ARLINGTON. VA 22201 703- 248- 3000 JSA Form 990 (2015) 5E1042 1 000 U473 2/2/2017 3:56:18 PM 15-7.1a PAGE 6 Form 990 (2015) IN-Q-TEL, INC. 52-2149962 page? Part VII Compensation of Of?cers, Directors, Trustees, Key Employees, Highest Compensated Employees, and - Independent Contractors Check if Schedule 0 contains a response or note to any line in this Part VII . . . . Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated EmploLees 13 Complete this table for all persons reqmred to be listed Report compensation for the calendar year ending With or Within the organization's tax year a List all of the organization's current officers. directors, trustees (whether indiViduals or organizations), regardless of amount of compensation Enter -0- in columns (D), (E). and (F) if no compensation was paid 0 List all of the organization's current key employees. if any See Instructions for de?nition of "key employee." 0 List the organization's five current highest compensated employees (other than an officer. director, trustee. or key employee) who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the organization and any related organizations 0 List all of the organization's former officers. key employees. and highest compensated employees who received more than $100.000 of reportable compensation from the organization and any related organizations 0 List all of the organization's former directors or trustees that received. in the capaCIty as a former director or trustee of the organization. more than $10,000 of reportable compensation from the organization and any related organizations List persons in the followmg order indiwdual trustees or directors, institutional trustees, officers. key employees. highest compensated employees, and former such persons Check this box if neither the organization nor any related organization compensated any current officer. director, or trustee (C) (A) (B) P?5m?" (D) (E) Name and Title Average (?10 "01 more "Ia" One Reportable Reportable Estimated hours per DOX. unless Person IS both an compensation compensation from amount of week (list any of?cer and a from related other hours for 5- 3 a, 1, the organizations compensation related g. 13:3, 3 organization from the organlzations g- g. a 5r; 2 organization below dotted 9, 0 8 and related line) organizations 3 CHAIRMAN O. 42,500. 0. 0. TRUSTEE 0. 35,000. 0. 0. TRUSTEE COMMITTEE CHAIR 0. 37,500. 0. 0. TRUSTEE COMMITTEE CHAIR 0. 37,500. 0. 0. TRUSTEE O. 35,000. 0. 0. TRUSTEE O. 35,000. 0. 0. TRUSTEE COMMITTEE CHAIR 0. 37,500. 0. 0. TRUSTEE O. 0. 0. 0. TRUSTEE 0. 35,000. 0. 0. TRUSTEE O. 35,000. 0. 0. TRUSTEE 0. 0. 0. 0. PRESIDENT, CEO TRUSTEE 0. 1,640,587. 0. 277,669. EVP MANAGING PARTNER 0. 1,319,309. 0. 255,585. EVP 8: COO (AS OF 4/2015) 0. 596,435. 0. 165,726. JSA Form 990 (2015) 5E10411000 U473 2/2/2017 3:56:18 PM 15-7.18 PAGE 7 IN-Q-TEL, INC. 52-2149962 Form 990 (2015) Page 8 Section A. Of?cers, Directors, Trustees, Ke Employees, and Highest Compensated Employees (continued) (A) (B) (C) (D) (E) (F) Name and title Average Position Reportable Reportable Estimated - hours per (do not check more than one compensation compensation from amount of week ?.51 any box, unless person is both an from related other hours to, of?cer and a director/tmstee) the organizations compensation "9'31? 3: a 3 ?i organization from the organmm a a 3; 3- 2 (W211 099-MISC) "gan'zm" below dotted n, 5 5 1: -- and related line) 2 a 8 organizations a 5 5: a g; 3 15) ADAMS 40.00 "nave?5033681211.? EBBFISEE '7 543, 557. 0. 47, 431. 16) R. GLEICHAUF 40.00 d: 522,893. 0. 56,593. 17) T. 40 00 ""1515? 0 ?7 514,832. 0. 36,402. 18) E. POULOS 40.00 0 513,335. 0. 51,506. 19) w. RADOSEVICH 40.00 Ev]? 13126653345 PORTER (AS OF 10/2015) 40.00 - 1? 61651.21) TERESA SHEA (AS OF 1/2016) 40 00 71? 5'5? REE-866T 0 0 . 0 . . 22) RYLANDER 40 00 "f 501,992. 0. 114,916. 23) s. DAVIDSON 40 00 0 468,205. 0. 110,569. 24) P. BORBELY 40.00 461,985. 0. 27,757. 25) G. HOYEM 40 00 0 482,091. 0. 55,643. 1b Sub4m3l 3,886,331. 0. 698,980. Total from continuation sheets to Part VII, Section dTotal(add ines1band1c) 9,389,435. 0- 113717845- 2 Total number of indiwduals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization 5 92 Did the organization list any former officer, director. or trustee. key employee, or highest compensated employee on line 1a? If "Yes, complete Schedule for such indiwdual For any indiwdual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If ?Yes," complete Schedule for such indiwdual . . . . . . . . Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for serVIces rendered to the organization? If "Yes.?complele Schedule for such person Section B. Independent Contractors 1 Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization Report compensation for the calendar year ending With or within the organization's tax year (A) Name and business address (5) Description of serVices (C) Compensation ATTACHMENT 2 2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 in compensation from the organization JSA 551055 1 000 U473 2/2/2017 3:56:18 PM 61 15-7.18 Form 990 (2015) PAGE 8 INC. 52~2149962 Form 990 (2015) Page 8 Section A. Of?cers, Directors, Trustees, Ke Employees, and Highest Compensated Employees (continued) (A) (B) (C) (D) (E) (F) Name and title Average Position Reportable Reportable Estimated hours per (do not check more than one compensation compensation from amount or week (list any box, unless person is both an from related other hows?, officer and a directorltrustee) the organizations compel-15min" 'e'a?ed 8 3 ?g 5? organization (W-ZI1099-MISC) the organizations a (W-211099-MISC) organization below dotted 5 .. and related line) 9' I a .2 8 organizations gol;g. 40.00 PARTNER O. 451,064. 0. 11,514. 2_7) PEARSALL 40.00 FORMER EVP-TECHNOLOGY TRANSFER 8'79 . ?3 SUb'tOta? . . Total from continuation sheets to Part VII, Section A Total (add lines 1b and 1c) 2 Total number of indiwduals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization 92 3 Did the organization list any former officer. director. or trustee. key employee, or highest compensated employee on line 1a? If ScheduIleor such indiwdual . . . . . . 4 For any indiVidual listed on line 1a. is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule for such indiwduai?. . . 5 Did any person listed on line 1a receive or accrue compensation from any unrelated organization or lnleldual for sewices rendered to the organization? If "Yes, "complete Schedule for sucgperson Section B. Independent Contractors 1 Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending With or Within the organization?s tax year (Al Name and business address (3) Description of semces Compensation 2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 in compensation from the organization Jg 5E10551 000 U473 2/2/2017 3:56:18 PM 15-7.18 Form 990 (2015) PAGE 9 Form 990 (2015) IN-Q-TEL, INC . Contributions. Gifts, Grants and Other Similar Amounts Program Servrce Other Revenue 12 JSA 5E1051 1 000 Statement of Revenue Check If Schedule 0 contains a or note to Ime In Part . . . (A) (B) Total revenue Related or exempt function revenue Federated campaigns Membership dues . Fundralsmg events . . Related organizations Government grants (contributions) . . 91 423 952 All other contributions. gt?s, grants. and amounts not Included above Noncash contnbutrons Included In Ilnes 1a?1f I . Buslness Code All other program serVIce revenue 2a-2f . . . . Investment Income (Including dwldends. Interest, and other amounts) . . 746 327 Income from Investment of tax-exempt bond proceeds . 0 Royaltles 454 531 (I) Real (II) Personal Gross rents . . Less rental expenses . . . Rental Income or (loss) Net rental Income or (loss) Gross amount from sales of (I) Securities (II) Other assets other than Inventory 26 103 153 Less cost or other bass and sales expenses . . . . 9 Gem or (loss(loss) . 20 199 069 Gross Income from fundralsmg events (not ll'lClUdtl'lg of COHtl?lbUllOl?lS reported on Ime 1c) See Part IV, line 18 3 Less direct expenses . . . Net Income or (loss) from fundralsmg events. Gross Income from gaming actIVItIes See Part IV, Ime 19 . Less dlrect expenses . Net Income or (loss) from gammg Gross sales of Inventory, less returns and allowances 8 Less cost of goods sold . . Net Income or from sales of . . . . Mlscellaneous Revenue Buslness Code All other revenue . Total. Add lines 11a-11d U473 2/2/2017 3:56:18 PM 15-7.18 52-2149962 Page9 Unrelated buslness revenue ?ed from tax under sections 512-514 746 327 454 581 Form 990(2015) PAGE 1 0 Form 990 (2015) INC . Part IX Statement of Functional Expenses Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other orgam'zations must complete column (A) 52?2149962 Page?lo 25 Total tunctlonal expenses. Add lines 1 through 24!: Check if Schedule 0 contains a response or note to any line in this Part IX LL . DO "at include amounts reported on lines 6b, 7b' Total Agenses Prograt?semce and Fun?gismg 8b, 9b, and 10b of Part expenses general expenses expens 1 Grants? and other to domestic organizations anddomeslicgovernments SeeParth. line21 . . . . 200,000. 2001000' 2 Grants and other assmtance to domestic indiwduals See Part lV, line 22 0 3 Grants and other asmstance to foreign .: organizations. foreign governments, and foreign indIVIduals See Part iv. lines 15 and 16 0- . 4 Benefits paid to or for members 0 . 3? X. Compensation of current officers. directors, trustees. and keyemployees 7,693,920. 4,170,175. 3,523,745. 6 Compensation not included above, to disqualified per50ns (as de?ned under section 4958(f)(1)) and perSons descnbed in section 4958(c)(3)(8) 0 - Othersalariesandwages 24,672,651. 22,019,834. 2,652,817. Pen5ion plan accruals and contributions (include section 401(k) and 403(b) employer contributions) 0 9 Otheremployeebenefits . 2,735,421- 2.359.732- 415'689- 10 Payrolltaxes 1,476,448. 1'230'041' 246'407' 11 Fees for serwces (non-employees) a Management 0 bLegaI 651,533. 211,599. 439,934. Accounting 267'961' 267'961' Lobbying 0 - ,5 Professmal fundraismg semces See Pan lV. line 17. 0 a 3 E535 ?3 Investment management fees 0- 9 Other (ll line 119 amount exceeds 10% of line 25, column 1?637?901? 1'562'234' 75'667' 12 Advertismg and promotion 2691664- 1031863? 165r801' 13 Offlceexpenses 1,151,533. 216,973. 934,560. 14 lnformation technology 1'617r395' 1'602'536' 14'859' 15 Royalties 0 - 16 OCCUpancy 4,041,498. 2,987,730. 1,053,768. 17 Travel . 2,499,109. 1,980,634. 518,475. 18 Payments of travel or entertainment expenses for any federal. state. or local public officials 0 - 19 Conferences. conventions, and meetings 1:205:871. 1:089:557- 115:304- 20 Interest 0 - 21 Payments to affiliates 0 22 DepreCIation, depletion, and amortization . 2 3 35 971 - 315Insurance . 339'224' 38in} . 24 Other expenses llemtze expenses not covered A. f, f. ?l J: '31: . 1 13;: above (List miscellaneous expenses in line 24e line 24e amount exceeds 10% of line 25. column (A) amount, list line 24e expenses on Schedule 0) 1 20,310,345. 20,211,336. 99,009. 776,809. 770,640. 6,169. 214,147. 157,118. 57,029. 164,570. 149, 426. 15, 144 . All otherexpenses 119,497. 922,430. *8021933. '74, 532,468. 61, 956,183. 12,576,285. 26 Joint costs. Complete this line only if the organization reported In column (B) iomt costs from a combined educational campai and fundraismg Check here E: If fol 0wmg SOP 98-2 (ASC 958-720) 0 . 45" Form 990 (2015) 5E10521000 U473 2/2/201'7 3:56:18 PM 15-7.1B PAGE 11 INC. 52-2149962 Form 990 (2015) Page 1 1 Balance Sheet Check If Schedule 0 contains a response or note to any Me in thIs Part (A) (B) BegInnIng of year End of year 1 'Cash - non-Interest-beanng . . 0- 1 0. 2 Savmgs and temporary cash Investments. . . . . 45.382.541- 2 66,971,427. 3 Pledges and grants receivableAccounts recerable net . 23 . 014 774. 4 31,933, 603. 5 Loans and other recerabIes from current and former of?cers directors trustees. key employees. and hIghest compensated employees .3. .33 ?337? a. Complete Part II of Schedule O. 0. 6 Loans and other recerabIes from other persons (as de?ned under sectIon .: 3 [31113.1 3 sf. 4958(f)(1)). persons descrIbed In sectIon 4958(c)(3)(B). and contrIbutIng employers f? SI. 717 3" i. 75371. 121? g: and sponsorIng organIzatIons of section 501(c)(9) voluntary employees? benefICIary 1 .3 a - organIzatIons (see Instructions) Complete Part II of Schedule 0- 6 0 - ?g 7 Notes and loans recerable, net 0.7 0 . 8 InventorIes for sale or use 0.8 0. 9 Prepaid expenses and deferred charges 1 107 401 9 1, 262, 892. 10a Land, bUIIdIngs. and eqUIpment cost or 5.33;? Se 3 713 i? 1" 33.3.3? 1:3; other baSlS Complete Part VI of Schedule 103 15 I 014 431- ff :3 53. ?j 3 75? 5.53.172? Less accumulated depreCIatIon10b 7.694.551- 6 081 560 10c 7,319,880. 11 Investments - pubIIcIy traded securItIes 122. 147, 708 . 11 119 686 858. 12 Investments - other securItIes See Part IV. lIne 11 7. 123? 970 - 12 6 . 338, 874. 13 Investments - program-related See Part IV. km 11 211. 250r 639- 13 236 . 217, 380. 14 assets . 0- 14 0- 15 Other assets See Part IV. IIne11 . 2,553.774- 15 2.756.269. 16 Total assets. Add ?ms 1 through 15 (must equal Me 34) 413. 662183. 17 Accounts payable and accrued expenses . . 1'7. 978.341- 17 19,233,436. 18 Grants payable . 0- 18 0- 19 Deferred revenue . 73'335r124- 19 921259574- 20 Tax-exempt bond 0 - 20 0 - 21 Escrow or custodIal account Complete Part IV of Schedule 0 - 21 0 . 22 Loans and other payables to current and former officers. dIrectors. 353;? "351%: 3? a; ?5 trustees. key employees. hIghest compensated employees. and 1? . ?7 3. 3.53;; 27:17:13.1 . .5231 33 dIsqualIerd persons Complete Part II of Schedule 0 - 22 0 . 23 Secured mortgages and notes payable to unrelated thIrd partIes 0 - 23 0 . 24 Unsecured notes and loans payable to unrelated thIrd partIes 0. 24 0 . 25 Other (IncludIng federal Income tax. payables to related thIrd partIes. and other not Included on IInes 17-24) Complete Part of Schedule 0- 25 0- 26 Total liabilities. Add lines 17 through 25 91, 813. 465. 26 111, 493, 010 Organizations that follow SFAS 117 (A56 958). check here 5 Di! and 2? If: . 313:; 31,73.? 51?; ?i complete lines 27 through 29. and lines 33 and 34. 3?3 1 - 9333. 1.3 27 UnrestrIcted net assets 326 848. 902 27 360, 994,173. 28 TemporarIIy restrIcted net assets 0 28 0 . 29 Permanently restrIcted net assets 0 29 0 . u? Organizations that do not follow SFAS 117 (A80 958), check here El and 7 :57; ?3 7 3. I ?5 complete lines 30 through 34. 1.- 1 113. 1?3" 7?1 ,3 .73 :1 711. .3 3O CapItaI stock or trust or current funds 30 31 PaId-In or capItal surplus. or land. bUIldIng. or eqUIpment fund 31 f. 32 Retarned earnIngs endowment. accumulated Income. or other funds 32 2 33 Total net assets orfund balances . 326,848,902. 33 360,994,173. 34 Total and net assets/fund balances 418 662, 367. 34 4'72 487, 183. JSA 5E1053 1 000 U473 2/2/2017 3:56:18 PM 15?7.18 Form 990 (2015) PAGE 12 IN-Q-TEL, INC. 52-2149962 Form 990 (2015) Page 12 Reconciliation of Net Assets Check if Schedule 0 contains a response or note to any line In this Part XI . 1 Total reVenue (must equal Part column (A). line 12) 1 112 . 823 . 929- 2 Total expenses (rn ust equal Part IX. column (A). line 25Revenue less expenses Subtract line 2 from line 1 3 38: 291. 461- 4 Net assets or fund balances at beginning of year (must equal Part X. line 33. column Net unrealized gains (losses) on Investments 5 145 I 190- 6 Donated servrces and use of . 5 0. 7 Investment expenses . . . . 7 0- 8 Priorperlod adjustments . . . . . 8 0- 9 Other changes In net assets or fund balances (explain In Schedule 0) 9 0 10 Net assets or fund balances at end of year Combine lines 3 through 9 (must equal Part X. line 33. column(B)) . . 1o 360?994?l73? Financial Statements and Reporting Check if Schedule 0 contains a response or note to any line In this Part . . . . . . I: Yes No 1 Accounting method used to prepare the Form 990 I: Cash Accrual Other ~21 :Waf If the organization changed Its method of accounting from a prior year or checked "Other," explain In ?g Schedule 0 .2 {g5 - 31,535 2a Were the organization's finanCIaI statements compiled or reVIewed by an Independent accountanl'7 23 If "Yes" check a box below to Indicate whether the financ1a statements for the year were compiled or 13? 2: reVIewed on a separate basus. consolidated or both [3 Separate ba5is El Consolidated [3855 Both consolidated and separate baSlS 33" 12.12;? Were the organization's finanCIaI statements audited by an Independent accountant? 2" If "Yes," check a box below to Indicate whether the financial statements for the year were audited on a i 233; separate consolidated or both I 2: Separate baSlS Consolidated ?1 Both consolidated and separate @5552; If "Yes" to line 2a or 2b, does the organization have a committee that assumes respon5ibility for overSIght of the audit. reVIew. or compilation of Its finanCIal statements and selection of an independent accountant? ?26 A If the organization changed either its overSIght process or selection process during the tax year, explain In 25' a 2 Schedule 0 in 3' 3a As a result of a federal award. was the organization reqmred to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular . . 33 If "Yes did the organization undergo the requnred audit or audits'7 If the organization did not undergo the reqUIred audit or audits explain why In Schedule 0 and describe any steps taken to undergo such audits 3b Form 990 (2015) JSA 5E1054 1 000 U473 2/2/2017 3:56:18 PM 15-7.18 PAGE 13 SCHEDULEA Public Charity Status and Public Support OMB No 1545-0047 (Form 990 or 990'52) Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust. papal-(mam ofthe freasun?, Attach to Form 990 or Form 990-EZ. . Open to Public Internal Revenue Sennce Plnformation about Schedule A (Form 990 or 990-EZ) and its instructions is at Inspection Name of the organization Employer identi?cation number INC. 52-2149962 Reason for Public Charity Status (All organizations must complete this part.) See instructions. The organization is not a private foundation because it is (For lines 1 through 11. check only one box) 1 A church. convention of churches. or assoaation of churches described in section 2 A school described in section (Attach Schedule (Form 990 or 990-EZ) 3 A hospital or a cooperative hospital sewice organization described in section 4 A medical research organization operated In conjunction With a hospital described in section Enter the hospital's name. City. and state An organization operated for the benefit of a college or universny owned or operated by a governmental unit described in sectiOn (Complete Part II A federal. state. or local government or governmental unit described in section An organization that normally receives a substantial part of Its support from a governmental unit or from the general public described in section (Complete Part II) A community trust described in section (Complete Part II) An organization that normally receives (1) more than 331/3%of its support from contributions. membership fees. and gross receipts from actiwties related to its exempt functi0ns - subject to certain exceptions. and (2) no more than 331/3 of its support from gross investment income and unrelated busmess taxable income (less section 511 tax) from busmesses acquired by the organization after June 30. 1975 See section 509(a)(2). (Complete Part 10 An organization organized and operated exclusively to test for public safety See section 509(a)(4). 11 An organization organized and operated excluswely for the benefit of. to perform the functions of. or to carry out the purposes of one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box in lines11a through 11d that describes the type of supporting organization and complete lines 1 1e. 11f. and 119 [1 Type I A supporting organization operated. superVIsed. or controlled by Its supported organization(s). typically by givmg the supported organization(s) the power to regularly appomt or elect a majority of the directors or trustees of the supporting organization You must complete Part IV. Sections A and B. Type II A supporting organization superwsed or controlled in connection With its supported organization(s). by haying control or management of the supporting organization vested in the same persons that control or manage the supported organization(s) You must complete Part IV, Sections A and C. 01 ?10) coco Type functionally integrated A supporting organization operated in connection With. and functionally integrated With. its supported organization(s) (see instructions) You must complete Part lV. Sections A. D. and Type non-functionally integrated. A supporting organization operated in connection With its supported organization(s) that is not functionally integrated The organization generally must satisfy a distribution reqUirement and an attentiveness requirement (see Instructions) You must complete Part IV. Sections A and D. and Part V. Check this box if the organization received a written determination from the IRS that it is a Type l. Type il. Type functionally integrated. or Type ill non-functionally integrated supporting organization 1' Enter the number of supported organizations E: Prowde the followmg information about the supported organization(s). Name of supported organization (ii) EIN Type of organization (IV) is the organization Amount of monetary (vi) Amount of (described on lines 1-9 listed in your governing suppoit (see other support (see above (see instructions? document? instructions) instructions) Yes No (A) (B) (C) (01 (E) Total . - For Paperwork Reduction Act Notice. see the Instructions for Schedule A (Form 990 or 990-22) 2015 JSA Form 990 or 990-EZ. U473 2/2/2017 3:56:18 pm 15?7.18 PAGE 14 IN-Q-TEL, INC . Schedule A (Form 990 or 2015 Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi) (Complete only if you checked the box on line 5, 7, or 8 of Part 1 or if the organization failed to qualify under Part If the organization fails to qualify under the tests listed below, please complete Part 52-2149962 Page 2 .Section A. Public Support Calendar year (or fiscal year beginning in) 2011 2012 2013 2014 2015 (1) Total 1 Gifts, grants, contributions, and membership fees received (Do not Includeany"unusualgrants") 63,944,737 92,711,533 34,293,330 93,373,532 91,423,952 416,252,334. 2 Tax revenues leVied for the organization's benefit and either paid to or expended on Its behalf o. 3 The value of sewices or facilities furnished by a governmental unit to the organization Without charge 0 Total. Add lines 1 through3 63,944,737 32, 711, 533 34,293,330 93,878,682 91,423, 952 415,252,334 The portion of total contributions by 3 5:31 a3; #5 ,2 3 3:124 each person (other than a tug .5, ?it? governmental unit or publicly ?3 5,133; cg,? 1,35 i: a? supported organization) included on s} 451;} 1:3, 533:: ,5 line 1 that exceeds 2% of the amount 1 51?" . 3 ?fig?; 3 shown online11,column(t) 333$ 443? 0 6 Public support. Subtract line5from line4 333;? ?35:12? 1 415,252,334 Section B. Total Support Calendar year (or fiscal year beginning in) 2011 2012 (C) 2013 2014 (E) 2015 Total 7 63,944,737 32,711,533 34,293,330 93,373,632 91,423,952 416,252,334 8 Gross income from interest. diVidends, payments received on securities loans, rents, royalties and income from Similar sources 1,049,073 242,339. 2,277,943 1,993,677 1,200,903 6,768,990 9 Net income from unrelated busmess actiwties, whether or not the busmess is regularly carried on 10 Other income Do not include gain or loss from the sale of capital assets (Explamm Part VI) 11 Total support. Add lines 7 through 10 6 k: 13:43" 9? 3?35 423,021,324 12 Gross receipts from related actiwties, etc (see instructions) . 12 13 First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here Section C. Computation of Public Support Percentage rm 14 15 163 173 18 JSA Public support percentage for 2015 (line 6, column dwided by line 11, column 14 93 - 40 Public support percentage from 2014 Schedule A, Part II, line 14 15 97 - 84 33113% support test - 2015. If the organization did not check the box on line 13, and line 14 is or more, check this box and stop here. The organization qualifies as a publicly supported organization I 33113 support test - 2014. If the organization did not check a box on line 13 or 163, and line 15 is 33113% or more, check this box and stop here. The organization qualifies as a publicly supported organization 10%-facts-and-circumstances test - 2015. If the organization did not check a box on line 13, 16a, or 16b, and line 14 IS 10% or more, and if the organization meets the "facts-and-Circumstances" test, check this box and stop here. Explain in Part VI how the organization meets the "facts-and-cwcumstances" test The organization qualifies as a publicly supported organization . . l:l 10%-facts-and-circumstances test - 2014. If the organization did not check a box on line 13, 16a, 16b, or 173. and line 15 is 10% or more, and if the organization meets the "facts-and-cwcumstanoes" test. check this box and stop here. Explain in Part VI how the organization meets the "facts-and-cncumstances" test The organization qualifies as a publicly supported organization . . . . . . l:l Private foundation. If the organization did not check a box on line 13, 16a. 16b, 17a, or 17b, check this box and see MStrUCllons . . . . 5E1220 1 000 U473 2/2/2017 3:56:18 PM 15-7.18 Schedule A (Form 990 or BBO-EZ) 2015 PAGE 15 IN-Q-TEL, INC . Schedule A (Form 990 or 990-EZ) 2015 Support Schedule for Organizations Described in Section 509(a)(2) 52-2149962 Page 3 (Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below. please complete Part II.) 'Section?. Public Support Calendar year (or fiscal year beginning in) 1 7a 2011 2012 (c)2013 2014 (e)2015 (1) Total Gifts, grants. contributions. and membership fees received (Do not include any "unusual grants Gross receipts from merchandise sold or semces performed. or faculties furnished tn any actiwty that is related to the organization?s tax-exempt purpose Gross receipts from activnies that are not an unrelated trade or bustness under section 513 Tax revenues levred for the organization?s benefit and either paid to or expended on Its behalf The value of serwces or faculties furnished by a governmental unit to the organization Without charge Total. Add lines 1 through 5 Amounts included on lines 1. 2. and 3 received from disqualified persons . . . . Amounts included on lines 2 and 3 received from other than disquali?ed persons that exceed the greater of $5.000 or 1% of the amount on line 13 for the year Add lines 7a and 7b 4.. 4x3 s} roc" Public support. (Subtract line 7c from $5 .. 1? (s line6) . i? ?hit .1. Section B. Total Support Calendar year (or fiscal year beginning in(a)2011 (b)2012 2013 2014 2015 (0 Total Amounts from line 6 Gross income from interest. dwidends. payments received on securities loans. rents. royalties and income from Similar saurces Unrelated business taxable income (less section 511 taxes) from busmesses acqwred after June 30. 1975 Add lines 10a and 10b Net income from unrelated busrness actiwties not included in line 10b, whether or not the busmess is regularly carried on Other income Do not include gain or loss from the sale of capital assets (Explain in Part VI) Total support (Add lines 9. 10c, 11. and 12) First five years. If the Form 990 is for the organization's first. second. third. fourth. or fifth tax year as a section 501(c)(3) organization. check this box and stop here Section C. Comgutation of Public Support Percentage 15 Public support percentage for 2015 (line 8. column diVided by line 13. column 15 16 Public support percentage from 2014 Schedule A. Part line 15 16 Section D. Computation of Investment Income Percenta? 17 Investment income percentage for 201 5 (line 10c. column (1) dwided by line 13. column 17 18 Investment income percentage from 2014 Schedule A. Part line 17 18 19a 331I3?lo support tests - 2015. If the organization did not check the box on line 14. and line 15 is more than 33113%. and line 20 JSA 17 is not more than 33113 check this box and stop here. The organization quali?es as a publicly supported organization 5 3311311. support tests - 2014. If the organization not check a box on line 14 or line 19a. and line 16 is more than 331I3 and line 18 is not more than 33113 check this box and stop here. The organization quali?es as a publicly supported organization 5 Private foundation. If the organization did not check a box on line 14. 19a. or 19b, check this box and see instructions SE 1221 1000 U473 2/2/2017 3:56:18 PM Schedule A (Form 990 or 990-22) 2015 PAGE 16 INC. 52~2149962 Schedule A (Form 990 or 990-52) 2015 Pagg4 Supporting Organizations (Complete only if you checked a box in line 11 of Part I. If you checked 11a of Part I. complete SectionsA and B. If you checked 11b of Part I. complete Sections A and If you checked 11c of Part I. complete Sections A, D. and E. if_you checked 11d of Part I. complete Sections A and D. and complete Part V.) Section?A. All Supporting Organizations Yes No 1 Are all of the organization's supported organizations listed by name in the organization's governing a; 3 documents? lf describe in Part Vi how the supported organizations are deSignated lf desrgnated by a ?he class or purpose, descnbe the desrgnation lf historic and continumg relationship, explain 1 2 Did the organization have any supported organization that does not have an IRS determination of status ff 2? iejgi ("if 3 under section 509(a)(1) or If "Yes." explain in Part VI how the organization determined that the supported ?this its?): a organization was described in section 509(a)( 1) or (2) 2 3a Did the organization have a supported organization described in section 501(c)(4). (5). or If "Yes." answer is": i :3 if?) and below ?33 Did the organization confirm that each supported organization qualified under section 501(c)(4). (5). or (6) and :13? satis?ed the public support tests under section 509(a)(2)? If "Yes." describe in Part Vl when and how the Lash;- ?31; organization made the determination. 3b Did the organization ensure that all support to such organizations was used excluswely for section 170(c)(2)(B) flit it} 1 yet? purposes? lf"Yes." explain in Part VI what controls the organization put in place to ensure such use 3c 4a Was any supported organization not organized in the United States ("foreign supported organization")? lf .13? is}: . "Yes." and if you checked 11a or 11b in Part I. answer and (0) below 4a Did the organization have ultimate control and discretion in deCiding whether to make grants to the foreign (g1: .3: 31 supported organization? If ?Yes." describe in Part VI how the organization had such control and discretion i 3 despite being controlled or supervrsed by or in connection its supported organizations 4b Did the organization support any foreign supported organization that does not have an IRS determination . i: g} 3 under sections 501(c)(3) and 509(a)(1) or it "Yes." explain in Part VI what controls the organization used 35? A: to ensure that all support to the foreign supported organization was used exclusrvely for section 170(c)(2)(B) e? a purposes 4c 5a Did the organization add. substitute. or remove any supported organizations during the tax year? lir "Yes." i; t3} answer and below {if applicable) Also. prowde detail in Part VI. including the names and EN a numbers of the supported organizations added, substituted. or removed, (ii) the reasons for each such action; it a the authority under the organization's organizmg document authorizing such action. and (iv) how the action 3: was accomplished (such as by amendment to the organizmg document) 53 Type I or Type It only. Was any added or substituted supported organization part of a class already .1. a 5: de5ignated in the organization's organizing document? 5b Substitutions only. Was the substitution the result of an event beyond the organization's control? 45? 6 Did the organization prov1de support (whether in the form of grants or the prowsion of sewices or facilities) to i; . .33? . anyone other than its supported organizations. (ii) indiwduals that are part of the charitable class benefited by one or more of its supported organizations. or other supporting organizations that also support or 3? j: "?53 benefit one or more of the tiling organization's supported organizations? lf"Yes." prowde detail in Part VI. 5 7 Did the organization prowde a grant. loan. compensation. or other Similar payment to a substantial contributor i . (defined in section a family member of a substantial contributor. or a 35% controlled entity With regard to a substantial contributor? If "Yes." complete Part I of Schedule (Form 990 or 990-52) 7? 8 Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? -H it it "Yes." complete Part of Schedule (Form 990 or 990-EZ). 8 9a Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described a- - in section 509(a)(1) or ll"Yes." provide detail in Part VI. 9a Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which m. the supporting organization had an interest? lf"Yes." provrde detail in Part VI. 9b Did a disqualified person (as defined in line 93) have an ownership interest in. or derive any personal benefit - from. assets in which the supporting organization also had an interest? If "Yes." provrde detail in Part Vi. 9c 10a Was the organization subject to the excess busmess holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations. and all Type non-functionally integrated .. N. supporting organizations)? If "Yes," answer 10b below. 10a Did the organization have any excess busmess holdings in the tax year? (Use Schedule C. Form 4720. to A determine whether the organization had excess busrness holdings) 1 0b JSA Schedule A (Form 990 or 990-52) 2015 5E1229 1 000 GWU1RL U473 2/2/2017 3:56:18 PM 15-7.18 PAGE 17 IN-Q-TEL, INC. 52-2149962 Schedule A (Form 990 or 990?52) 2015 Page 5 Supporting Or anizations (continued) 11 Has the ?organization accepted a gift or contribution from any of the tollowmg persons? . i; . f4}: :fr a A person who directly or indirectly controls. either alone or together With persons described in and .15 it; below. the governing body of a supported organization? 11a A family member of a person described In above? 11b A 35% controlled entity of a person described in or above? If ?Yes" to a. b. or chrovide detail in Part Vt. 11c Section B. Type I Supporting Organizations 1 Did the directors. trustees. or membership of one or more supported organizations have the power to . ?ea *2 it ?i regularly appomt or elect at least a majority of the organization?s directors or trustees at all times during the ?1 21;; tax year? it describe in Part Vthow the supported organization(s) effectively operated, supervrsed. or 3.: controlled the organization's activities it the organization had more than one supported organization. f; 5* .3. describe how the powers to appoint and/or remove directors or trustees were allocated among the supported .232 23.2 organizations and what conditions or restrictions, if any. applied to such powers during the tax year 1 2 Did the organization operate for the benefit of any supported organization other than the supported . organizationts) that operated. supervrsed. or controlled the supporting organization? it "Yes,"explain in Part ., Vi how pro wdi'ng such benefit carried out the purposes of the supported organization(s) that operated. ?3 supervrsed. or controlled the supporting organization 2 Section C. type it Supporting Organizations 1 Were a majority of the organization's directors or trustees during the tax year also a majority of the directors or trustees of each of the organization's supported organization(s)? lf "No."describe in Part VI how control ?2 or management of the supporting organization was vested in the same persons that controlled or managed - the supported organization{s) 1 Section D. All Type Supporting Organizations 1 Did the organization prowde to each of its supported organizations. by the last day of the fifth month of the 3 organization's tax year. a written notice describing the type and amount of support provided during the prior {j tax year. (ii) a copy of the Form 990 that was most recently filed as of the date of noti?cation. and copies of the organization's governing documents ?in effect on the date of notification. to the extent not prevrously is s. ., prowded?? 1 2 Were any of the organization's officers. directors. or trustees either appomted or elected by the supported organization(s) or (ii) sewing on the governing body of a supported organization? it "No, explain in .. .4 $3 .5 the organization maintained a close and continuous working relationship the supported organization(s). 2 3 By reason of the relationship described in (2). did the organization's supported organizations have a ?i .5 Significant voice in the organization's investment petioles and in directing the use of the organization's i g. . income or assets at all tlmes dunng the tax year? it "Yes. describe in Part the role the organization?s supported organizations played in this regard 3 Section E. Type Ill Functionally-Integated Simporting Organizations 1 Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions) a The organization satisfied the ActiVIties Test Complete line 2 below The organization is the parent of each of its supported organizations Complete line 3 below The organization supported a governmental entity Describe in Part Vi how you Supported a govemment entity (see instructions 2 Activuties Test Answer(a) and below. .. 2. Yes No a Did substantially all of the organization's actiwties during the tax year directly further the exempt purposes of . . . j. the supported organization(s) to which the organization was responsrve? it "Yes." then in Part Widen?fy . - those supported organizations and explain how these directly furthered their exempt purposes. . L, how the organization was responswe to those supported organizations. and how the organization determrned - that these actiVities constituted substantially all of its actiwties. 2a Did the actiwties described in constitute actiwties that. but for the organization's involvement. one or more .L e; j, . of the organization's supported organization(s) would have been engaged in? If "Yes,"explain in Part Vi the . 1 5' reasons for the organization's peeition that its supported organization(s) would have engaged in these a - actiwties but for the organization's involvement 3 Parent of Supported Organizations Answer(a) and(b) below. a Did the organization have the power to regularly appomt or elect a majority of the of?cers. directors. or 2b r. i I'm Lane trustees of each of the supported organizations? Provide details in Part Vi. 33 Did the organization exercrse a substantial degree of direction over the policies. programs. and actwities of each L. of its supported organizations? If "Yes." descnbe in Part the role plajged by the organization in this regard 3b JSA Schedule A (Form 990 or BSD-E2) 2015 5E12301000 U473 2/2/2017 3:56:18 PM 15?7.18 PAGE 18 IN-Q-TEL, INC. 52-2149962 Schedule A (Form 990 or 990-EZ) 2015 Page 6 Type Non-Functionally Integrated 509(a)(3) Supporting Organizations 1 Check here if the organization satisfied the Integral Part Test as a qualifying trust on Nov 20, 1970 See instructions. All . other Type non-functionally integrated supporting organizations must complete Sections A throgqh E. Section A - Adjusted Net Income (A) Prior Year 33) Current Year (ophonaD 1 Net short~term capital gain 1 2 Recoveries of prior-year distributions 2 3 Other gross income (see instructions) 3 4 Add lines 1 through 3 4 5 DegeCIation and depletion 5 6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation. or maintenance of property held for production of income (see instructions) 5 7 Other expenses (see instructions) 7 8 Adjusted Net Income (subtract lines 5. 6 and 7 from line 4) 8 Section - Minimum Asset Amount (A) Prior Year (B) Current Year (optional) 1 Aggregate fair market value of all non?exempt-use assets (see it 3f a 33;} 2353; ?3 ?3 3 instructions for short tax year or assets held for part oLvear)? we ?it semis: 3 i2 - i 31*? 3 Average value of securities 1a Average cash balances 1b 0 Fair market value of other non-exempt-use assets 1c Total (add lines la. 1b. and 1c) 1d Discount claimed for blockage or other it ?i )4 3 a; a 33? factors (explain in detail in Part VI) 3 :3 3 .631? 333 3 a 2 Acqursmon indebtedness applicable to non-exempt?use assets 2 3 Subtract line 2 from line 1d 3 4 Cash deemed held for exempt use Enter 1-112% of line 3 (for greater amount, . see instructions) 4 5 Net value of non?exempt-use assets (subtract line 4 from line 3) 5 6 Multiply line 5 by 035 6 7 Recoveries of prior~year distributions 7 8 Minimum Asset Amount (add line 7 to line 6) 8 Section - Distributable Amount :3 ?3331; v5; s3 (:39 Current Year 1 Adiusted net income for prior yeagfiom Section A. line 8, Column A) 1 ?if: 3? a 3133 2 Enter 85% of line1 2 ?13 3 Minimum asset amount foLprioryear (from Section B, line 8. Column A) 3 3* {if/hem? 3 4 Enter greater of line 2 or line 3 4 i 3 :33 353? 5 Income tax imposed in Jriogear 5 33 f? ("Luff i 6 Distributable Amount Subtract line 5 from line 4. unless subject to f?ivjj?3?tffi? e133 emergency temporary reduction (see instructions) 6 .3. @512? i ?Ezi'iy?? 7 Check here if the current year is the organization? 5 first as a non- functionally-integrated Type supporting organization (see instructions) Schedule A (Form 990 or SSO-EZ) 2015 JSA 5512311000 U473 2/2/2017 3:56:18 PM IDS-7.18 PAGE 19 IN-Q-TEL, INC . Schedule A (Form 990 or 990-EZ) 2015 Type Non-Functionally Integrated 509(a)(3) Supporting Organizations (continued) Section - Distributions 52-2149962 Page 7 Current Year 1 2 Amounts?paid to supported organizations to accomplish exempt pUIp_oses Amounts paid to perform actiVity that directly furthers exempt purposes of supported organizations. in excess of income from activity Administrative expenses paid to accomplish exempt purposes of supported organizations Amountipaid to acguue exempt-use assets Qualified set-aSIde amounts (prior IRS appr_oval regunred) Other distributions (describe in Part VI) See instructions Total annual distributions. Add lines 1 through 6 trauma-bu '0 Distributions to attentive supported organizations to which the organization is responswe (prowde details in Part Vi) See instructions Distributable amount for 2015 from Section C. line 6 Line 8 amount diVided by Line 9 amount Section - Distribution Allocations (see instructions) til Excess Distributions Underdistributions Pre-2015 Distributable Amount for 2015 Distributable amount for 2015 from Section C. line ?if? ?tf Underdistributions. if any. for years prior to 2015 (reasonable cause reqwred-see instructions) 9-: Excess distributions carryover. if any, to 2015 2 9 i atFrom 2013 From 2014 Total of lines 33 through Applied to underdistributions of prior years Applied to 2015 distributable amount Carryover from 2010 not applied (see instructions) Remainder Subtract lines 39. 3h, and 3i from St Distributions for 2015 from Section D, line 7 Applied to underdistributions of prior years Applied to 2015 distributable amount Remainder Subtract lines 4a and 4b from 4 Remaining underdistributions for years prior to 2015. if any Subtract lines 39 and 4a from line 2 (if amount greater than zero. see instructions) Remaining underdistributions for 2015 Subtract lines 3h and 4b from line 1 (if amount greater than zero. see instructions) Excess distributions carryover to 2016. Add lines 31 and 4c Breakdown of line 7 Excess from 2013 Excess from 2014 0100'? Excess from 2015 JSA SE 1232 1 000 U473 2/2/2017 3:56:18 PM 15-7.18 Schedule A (Form 990 or BSD-E2) 2015 PAGE 20 win INC. 52-2149962 Schedule A (Form 990 or 990-52) 2015 Page 8 Part VI Supplemental Information. Provide the explanations required by Part II, line 10, Part II, line 17a or 17b, and Part line 12. Also complete this part for any additional Information. (See instructions) JSA Schedule A (Form 990 or 2015 5512251000 U473 2/2/2017 3:56:18 PM 15-7.18 PAGE 21 OMB No 1545-0047 ??ogg? Supplemental FinanCIal Statements Complete if the organization answered "Yes" on Form 990. Part IV, line 6, 7, 8, or 12b. Attach to Form 990. Department ofthe Treasury Open to PubIlC lniemal Revenue Service Information about Schedule (Form 990) and its instructions is at gov/form990. Inspection Name of the organization 7 Employer Identi?cation number IN-Q-TEL, INC. 52-2149962 Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990. Part IV. line 6 Donor adwsed funds Funds and other accOunts 1 Total number at end of year 2 Aggregate value of contributions to (during year) 3 Aggregate value of grants from (during year) . . 4 Aggregate value at end of year 5 Did the organization inform all donors and donor adVisors in writing that the assets held in donor adVISed funds are the organization's property. subject to the organization's excluswe legal control? Yes N0 6 Did the organization inform all grantees. donors. and donor adwsors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor adwsor. or for any other purpose conferring impermiSSible?ivate bene?t? Yes No Conservation Easements. Complete if the or?ization answered "Yes" on Form 99g. Part twine 7. 1 Fur ose(s) of conservation easements held by the organization (check all that apply) Preservation of land for public use (e . recreation or education) Preservation of a historically important land area Protection of natural habitat Preservation of a certified historic structure Preservation of open space 2 Complete lines 2a through 2d if the organization held a qualified conservation contribution in easement on the last day of the tax year Total number of conservation easements . Total acreage restricted by conservation easements . . . . Number of conservation easements on a certified historic structure included in Number of conservation easements included in acqunred after an 7/06. and not on a historic structure listed in the National Register 3 Number of conservation easements modified. transferred. released. or terminated by the organization during the tax year 4 Number of states where property subject to conservation easement is located 5 Does the organization have a written policy regarding the periodic monitoring. inspection. handling of Held at the End of the Tax Year 0.069) Violations. and enforcement of the conservation easements it holds? Yes No 6 Staff and volunteer hours devoted to monitoring. inspecting, handling of Violations. and enforcing conservation easements during the year 7 Amount of expenses incurred in monitoring. inspecting. handling of violations. and enforcing conservation easements during the year 8 Does each conservation easement reported on line 2(d) above satisfy the requrrements of section and section 170lhit4)(8)(u)7 . Yes No 9 In Part describe how the organization reports conservation easements in its revenue and expense statement. and balance sheet. and include. if applicable. the text of the footnote to the organization's finanCIal statements that describes the organization's accounting for conservation easements Organizations Maintaining Collections of Art, Historical Treasures. or Other Similar Assets. Complete if the organization answered "Yes" on Form 990. Part IV. line 8. ta If the organization elected. as permitted under SFAS 116 (ASC 958). not to re art in its revenue statement and balance sheet works 0 art. historical treasures. or other Similar assets held for public exhi ition. education. or research in furtherance of public sewice. prowde. in Part the text of the footnote to its finanCIal statements that describes these items If the organization elected. as permitted under SFAS 116 (ASC 958). to report in its revenue statement and balance sheet works of art. historical treasures. or other similar assets held for public exhibition. education. or research in furtherance of public serVice. prowde the followmg amounts relating to these items Revenue included in Form 990. Part line (ii) Assets inctuded in Form 990. Part . 2 If the organization received or held works of art. historical treasures. or other Similar assets for ?nanCiaI gain. prowde the followmg amounts reqwred to be reported under SFAS 116 (ASC 958) relating to these items. a Revenue included in Form 990. Part line 1 Assets included in Form 990. Part . . . . For Paperwork Reduction Act Notice, see the for Form 990. Schedule (Form 990) 2015 JSA 5E12681000 U473 2/2/2017 3:56:18 PM 15-7.18 PAGE 26 INC. 52?2149962 Schedule 0 (Form 990) 2015 Page 2 Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued) 3 Usmg the organization's accessnon. and other records, check any of the followung that are a Significant use of its collection?items (check all that apply) a Public exhibition Loan or exchange programs Scholarly research Other Preservation for future generations 4 Provrde a description of the organization's collections and explain how they further the organization's exempt purpose in Part 5 During the year, did the organization solicu or receive donations of art, historical treasures, or other Similar assets to be sold to raise funds rather than to be maintained as part of the organization's collection? Yes No Escrow and Custodial Arrangements. Complete if the organization answered ?Yes" on Form 990. Part IV, line 9, or reported an amount on Form 990. Part X, line 21. 1 a Is the organization an agent. trustee, custodian or other intermediary for contributions or other assets not Included on Form 990. Part Yes No If "Yes," explain the arrangement in Part and complete the followmg table Amount 6 Beginning balance 1c Additions during the year 1d 9 during the year 1e 1? Ending balance 1r 2a Did the organization include an amount on Form 990, Part X, line 21. for escrow or custodial account liability? UYes No If "Yes." explain the arrangement in Part Check here if the explanation has been prowded on Part Endowment Funds. Complete if the organization answered ?Yes? on Form 990, Part IV, line 10. Current year Prior year Two years back Three years back (9) Four years back 1a Beginning of year balance . . . . Contributions Net investment earnings, gains, and losses Grants or scholarships Other expenditures for faCilIties and programs Administrative expenses 9 End of year balance 2 Provrde the estimated percentage of the current year end balance (line 19, column held as a Board designated or quaSi-endowment Permanent endowment Temporarily restricted endowment The percentages on lines 2a, 2b, and 2c should equal 100% 3a Are there endowment funds not in the possessmn of the organization that are held and administered for the organization by unrelated organizations (ii) related organizations If "Yes" on line 3a(ii). are the related organizations listed as requured on Schedule 3b 4 Describe in Part the intended uses of the organization's endowment funds Land, Buildin s, and Equipment. Complete ift gganization answered "Yes" on Form 990, Part? line 11a See Form 99(LPart X, line 10 Description of property Cost or other ba5is Cost or other basns Accumulated Book value (investment) (other) depreclation 18 Land Leasehold improvements 9,334,754. 4,299,351. 5,035,403. EqUipment 2,334,827. 1,019,718. 1,315,109. Other 3,344,850. 2,375,482. 969,368. Total. Add lines 1a through to (Column must equal Form 990, Part X, column (8), line 100 7. 319 . 880. Schedule 0 (Form 990) 2015 JSA U473 2/2/2017 3:56:18 PM 15-7.18 PAGE 27 INC. 52-2149962 Schedule 0 (Form 990) 2015 Page 3 Part VII Investments - Other Securities. Complete if the organization answered "Yes" on Form 990. Part IV, line 11b. See Form 990, Part X. line 12. Desoription of security or mtegory Book value Method of valuation (including name of security) Cost or end-of-year market value (1) Financial derivatives (2) Closely-held equ?y interests (3) Other "9?9 -19) ?91) Total (Column must equal Form 990,Par1'X,coI (B)line 12) . "1 5' Q, lnvestrnents - Program Related. Complete If the organization answered ?Yes" on Form 990, Part IV, line 11c. See Form 990, Part X, line 13. Description of investment Book value Method of valuation Cost or end?of?year market value (1) PREFERRED STOCK 133,973,824. FMV (2) COMMON STOCK 6 O72 274. FMV (3) WARRANTS PREFERRED 89,704,255. FMV (4) WARRANTS - COMMON 2 703 214. FMV (5) CONVERTIBLE NOTE 3 763 813. FMV (5) (7) (8) (9) Total (Column must equal Form 990, Part x, col (5) line 13$93? ?13% :35 1 15:11 ,1 1, - ?Other Assets. Com lete if the nization answered ?Yes" on Form 990, Part IV, line 11d See Form 990. Part X, line 15. Book value traumas-win.- 9 Total. Column must Form 990, PartX, col 8 line Other Liabilities. Complete if the organization answered "Yes" on Form 990, Part IV, line He or 11f See Form 990, Part X, line 25. a Descn on of liabi Book value Federal income taxes Total. must Form 990. Pan?X, col line 25 2. Liability for uncertam tax posmons In Part prowde the text of the footnote to the organization's fmancnal statements that reports the organization's liability for uncertain tax posmons under FIN 48 (ASC 740) Check here if the text of the footnote has been prowded in Part ?21270 1 00? Schedule (Form 990) 2015 U473 2/2/2017 3:56:18 PM 15-7.18 PAGE 28 my Links IN-Q-TEL, INC. Schedule 0 (Form 990) 2015 Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete If the organization answered "Yes" on Form 990, Part IV. line 12a. 52-2149962 Pme4 1 Total revenue. gains. and other support per audited ?nanCIal statements ?1 103 . 577 a 739- 2 Amounts Included on line 1 but not on Form 990, Part line 12 a Net unrealized gains (losses) on Investments 23 ?4 . 146' 19? - . ?.25 Donated servuces and use of facultties 2b 35:53: Recoveries of prior year grants 2? Other (Describe In Part i. - Add lines 2a through 2d . . . 2? 145' 190- 3 Subtract line 2e from Ime1 . . . 3 112, 823 929- 4 Amounts Included on Form 990. Part line 12, but not on lme1 a Investment expenses not included on Form 990, Part line 7b 4a ff Other (Describe In Part 4b Add lines 4a and 4b 4C 5 Total revenue Add lines 3 and 4c. (This must equal Form 990, Part I, line 12Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered "Yes" on Form 990, Part IV, line 12a. 1 Total expenses and losses per audited ?nanCIal statements Amounts Included on line 1 but not on Form 990, Part IX, line 25 a Donated serwces and use of faculties 23 year adjustments 21> Other losses 26 a: Other (Describe In Part 2d . f; Add lines 2a through 2d . . . 2? 3 Subtract line 2e from Iane1 . . . 3 74 . 532 468- 4 Amounts included on Form 990. Part IX. line 25. but not on line 1. :le a Investment expenses not included on Form 990. Part line 7b 4a Other (Describe In Part 4b . Add lines 43 and 4b 4C - 5 Total expenses Add lines 3 and 4c. (This must equal Form 990, Part Supplemental Information. Prowde the reqUIred for Part II, lines 3, 5, and 9. Part lines 1a and 4, Part IV. lines 1b and 2b. Part V. line 4. Part X. line 2, Part XI, lines 2d and 4b, and Part XII, lines 2d and 4b Also complete this part to prowde any additional Information JSA 551271 1 000 U473 2/2/2017 3:56:18 PM 15-7.18 Schedule 0 (Form 990) 2015 PAGE 2 9 ScheduleD(Form 990) 2015 IN-Q-TEL. INC. 52?2149962 Pages Supplemental Information (continued) Scheduw DtFonn990)2015 Jm 551220 1000 U473 2/2/2017 3:56:18 PM 15-7.18 PAGE 30 SCHEDULE (Form 990) . Department of the Treasury lntemal Revenue Sennce Name of the organization IN-Q-TEL, INC . Statement of Activities Outside the United States Complete if the organization answered "Yes" on Form 990, Part IV. line 14b, 15. or 16. Attach to Form 990. blnformation about Schedule (Form 990) and its instructions is at 52-2149962 OMB No 1545-0047 2?15 Open to Public InSpection Employer identi?cation number General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV. line 14b 1 For grantmakers. Does the organization maintain records to substantiate the amount of its grants and other aSSistance, the grantees' eligibility for the grants or aSSistance, and the selection criteria used to award the grants or ass-stance? DYes No 2 For grantmakers. Describe in Part the organization's procedures for monitoring the use of its grants and other assustance the United States 3 Activmes per Region (The followmg Part I, line 3 table can be duplicated if additional space is needed Region Number of Number of Actiwties conducted in If actiVity listed in is Total of?ces in the employees. region (by type) (e a program semce. expenditures for region agents, and fundraismg, program seNices. describe specmc type of and investments independent investments, sewice(s) in region in region contractors grants to recipients in region located in the region) ii) NORTH AMERICA PROGRAM SERVICES TECHNOLOGY DEVELOPMENT 2,665,000 (2) EUROPE PROGRAM SERVICES TECHNOLOGY DEVELOPMENT 440.000 (3) EAST ASIA AND THE PACIFIC PROGRAM SERVICES TECHNOLOGY DEVELOPMENT 30,000 (4) NORTH AMERICA INVESTMENTS 13,033,052 (5) EUROPE INVESTMENTS 2,024,231 (6) EAST ASIA AND THE PACIFIC INVESTMENTS 180,801 (7) (8) _l9) 110) (11) 2) (13) (14) (15) L1 6) 131 3a Sub-total 13,423.150 Total from continuation sheets to Partl Totals (add lines 3g_and 3b) 15,423,150 For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule (Form 990) 2015 JSA 5E1274 1 000 U473 2/2/2017 3:56:18 PM 15-7.18 PAGE 31 INC . Schedule (Form 990) 2015 52-2z49962 Page 2 Grants and Other Assistance to Organizations or Entities Outside the United States. Complete If the organization answered "Yes" on Form 990, Part IV, line 15, for any recnplent who received more than $5,000 Part II can be duplicated if space IS needed Name of organ izatlon code section and EIN (It applicable) (1) Regron Purpose of grant (9) Amount of cash grant Manner of cash disbursement (9) Amount of non-cash assustance a in) Description of non-cash aSSIStance (I) Method of valuation (book. FMV, ,appralsal. other) (A adage-5W (3L (4L was ?"a?tfa?i 3,8; 1ft, ?4 l5) (7) (EL (9) (12) m) (12) (13) (11) l15_) (15JSA Enter total number of recnplent organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS. or for the grantee or counsel has provrded a section 501(c)(3) equivalency letter_ Enter total number of other organizations or entities5E1275 1 000 U4 73 2/2/2017 3:56:18 PM 15-7.18 Schedule (Form 990) 2015 PAGE 3 2 IN-Q-TEL, INC . Schedule (Form 990) 2015 52?2149962 Page 3 Grants and Other Assistance to Individuals Outside the United States. Complete If the organization answered "Yes" on Form 990, Part IV, line 16. Part can be duplicated if additional space is needed Type of grant or aSSIstance Region Number of recrplents Amount of cash grant (9) Manner of cash disbursement Amount of non-cash a55Istance (9) Description of non-cash Method of valuatlon (book, FMV, appraisal, other) (1) (2) (3) (4) (5) (6) (7) (8) (9) 11?) 111) (12) (13) (14) (15) (16) (17) (18) JSA 5E1276 1 000 U473 2/2/2017 3:56:18 PM 15-7.18 Schedule (Form 990) 2015 PAGE 3 3 INC . Schedule (Form 990) 2015 Foreign Forms 52-2149962 Page 4 Was the organization a transferor of property to a foreign corporation during the tax year? If "Yes," the organrzatron may be requrred to ?le Form 926, Return by a US Transferor of Property to a Forergn . . . . . . Did the organizatron have an Interest a forelgn trust durIng the tax year? If "Yes," the organrzatron may be requrred to separately ?le Form 3520, Annual Return To Report Transactrons Forergn Trusts and Recerpl of Certain Forergn and/or Form 3520-A, Annual lnformatron Return of Forergn Trust a 8 Owner (see Instructions for Forms 3520 and 3520-A, do not frle Form 990) the organization have an ownership Interest In a corporation during the tax year? If "Yes," the organrzatron may be requrred to ?le Form 5471, lnformalron Return of 8 Persons Respect to Certarn Forergn Corporatrons for Form 5471Was the organization a direct or Indirect shareholder of a passwe forelgn Investment company or a quali?ed electing fund during the tax year? If "Yes," the organrzatron may be requrred to ?le Form 8621, lnformalron Return by a Shareholder of a Passrve Forergn Investment Company or Qualrfred Electing Fund (see for Form 8621) BIG the organization have an ownership Interest In a foreign partnership dunng the tax year? If "Yes,? the orgamzatron may be requrred to ?le Form 8865, Retum of US Persons Respect to Certarn Forergn (see forForm 8865the organlzatlon have any operations In or related to any boycotting countries durIng the tax year? If "Yes, the organrzatron may be requrred to separately ?le Form 5713, lntematronal Boycott Report (see for Form 5713, do not ?le Form 990?No ?ue JSA 5E1277 1 000 U473 2/2/2017 3:56:18 PM 15-7.18 Schedule (Form 990) 2015 PAGE 3 4 IN-Q-TEL, INC. 52-2149962 Schedule (Form 990) 2015 Page 5 Supplemental Information Complete thus part to provrde the Information requrred by Part I. line 2 (monitoring of funds); Part I. line 3. column (accounting method. amounts of Investments vs expenditures per region). Part II, line 1 (accounting method), Part (accounting method), and Part column (estimated number of recrplents). as applicable Also complete part to provnde any Information (see Instructions) JSA Schedule (Form 990) 2015 5E15021000 U473 2/2/2017 3:56:18 PM 1.5-7.18 PAGE 35 SCHEDULEI Grants and Other Assistance to Organizations, OMB No 1545-0047 (?rm 99?) Governments, and Individuals in the United States 2?15 Complete if the organization answered "Yes" on Form 990, Part IV, line 21 or 22. Open to Public Attach to Form 990. Department of the Treasury Internal Revenue Sennce Information about Schedule I (Form 990) and its instructions is at 'nSPeCtion Name of the organization Employer Identl?catlon number IN-Q-TEL, INC. 52-2149962 General Information on Grants and Assistance 1 Does the organization maintain records to substantiate the amount of the grants or the grantees' eligibility for the grants or and the selection criteria used to award the grants or Yes I: No 2 Describe In Part IV the organization's procedures for monitoring the use of grant funds in the United States Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21. for any reelpient that received more than $5,000. Part II can be duplicated if additional space IS needed 1 Name and address of organization EIN iRc section (at) Amount of cash Amount of non- (agithmvoggalrua?gn (9) Description of Purpose ofgrant or ent if applicable grant cash assmtance non-cash assastance or 1 CIA MEMORIAL FOUNDATION 2251 CORP PARK DR 3RD FL HERNDON VA 20171 52-2360463 501 3 200 000 2 Enter total number of section 501(c)(3) and government organizations listed in the line 1 table l- 3 Enter total number of other organizations listed in the line 1 table For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule I (Form 990) (2015) JSA 5E1288 1 000 U473 2/2/2017 3:56:18 PM 15-7.18 PAGE 36 INC. Schedule I (Form 990) (2015) 52-2l49962 Grants and Other Assistance to Individuals in the United States. Complete if the organization answered ?Yes" on Form 990. Part IV, line 22 Part ill can be duplicated if additional space is needed Page2' Type of grant or a55istance Number of Amount of Amount of Method of valuation (book, Description of non-cash assmtance resipients cash grant non-cash assistance FMV, appraisal, otherInformation. Complete this part to provide the information required in Part I, line 2, Part column and any other additional PART I, LINE 2 PART II, LINE 1, COLUMN (H) THE IQT BOARD OF TRUSTEES APPROVED A GRANT OF UP TO TO THE CIA MEMORIAL FOUNDATION. THE GRANTEE IS A PUBLIC CHARITY AND THE GRANT WAS MADE SOLELY FOR CHARITABLE PURPOSES TO PROVIDE SUPPORT TO THE FAMILIES OF CIA OFFICERS WHO HAVE DIED WHILE ON ACTIVE DUTY. THE GRANT IS TO BE MADE IN ANNUAL INSTALLMENTS UPON SATISFACTION THAT THE GRANTEE IS STILL ADEQUATELY PERFORMING ITS CHARITABLE PURPOSE. JSA 5E15041Dou U473 2/2/2017 3:56:18 PM 15-7.18 Schedule (Form 990) (2015) PAGE 37 SCHEDULEJ (Form 990) _Department of the Treasury lntemal Revenue Sewice Compensation Information 1545-0047 For certain Officers. Directors. Trustees. Key Employees, and Highest Compensated Employees Complete if the organization answered "Yes" on Form 990, Part IV, line 23. Attach to Form 990. Open to Public Information about Schedule (Form 990) and its instructions is at Inspection Name of the organization IN-Q-TEL, INC . Employer identi?cation number Questions Regarding Compensation 1a Check the appropriate box(es) if the organization prowded any of the followmg to or for a person listed on Form 990. Part VII. Section A. line 1a Complete Part to prowde any relevant Information regarding these items a First?class or charter travel Housing allowance or reSIdence for personal use I Travel for companions Payments for busmess use of personal reSIdence - Tax indemnification and gross-up payments Health or spoial club dues or initiation fees - Discretionary spending account Personal serwces (e . maid. chauffeur. chef) If any of the boxes on line 1a are checked. did the organization follow a written policy regarding payment or reimbursement or prowsron of all of the expenses described above? If complete Part to . . .. 2 Did the organization require substantiation prior to reimbursing or allowmg expenses incurred by all directors. trustees. and officers. including the CEO/Executive Director. regarding the items checked in line 1a? 3 Indicate which. If any. of the followmg the ?ling organization used to establish the compensation of the organization's CEO/Executive Director Check all that apply Do not check any boxes for methods used by a related organization to establish compensation of the CEO/Executive Director. but explain in Part a Compensation committee a Written employment contract a. Independent compensation consultant Compensation survey or study - Form 990 of other organizations a Approval by the board or compensation committee 4 During the year. did any person listed on Form 990. Part VII. Section A. line 1a. With respect to the ?ling organization or a related organization a Receive a severance payment or change?of-controI paymentPartICipate in. or receive payment from. a supplemental nonquali?ed retirement planPartICIpate in. or receive payment from. an eqwty-based compensation arrangement"Yes" to any of lines 4a-c. list the persons and prov1de the applicable amounts for each item in Part Only section 501(c)(3). 501(c)(4), and 501(c)(29) organizations must complete lines 5?9. 5 For persons listed on Form 990. Part VII. Section A. line 1a. did the organization pay or accrue any compensation contingent on the revenues of a If "Yes" to line 53 or 5b. describe in Part 6 For persons listed on Form 990. Part VII. Section A. line la. did the organization pay or accrue any compensation contingent on the net earnings of a Theorganization'? If "Yes" on line Ga or 6b. describe in Part 7 For persons listed on Form 990, Part VII. Section A. line 1a. did the organization provrde any non?fixed payments not described on lines Were any amounts reported on Form 990 Part VII. paid or accrued pursuant to a contract that was subject to the initial contract exception described in Regulations section If "Yes." describe 9 If "Yes" to line 8. did the organization also follow the rebuttable presumption procedure described For Paperwork Reduction Act Notice. see the Instructions for Form 990. JSA 5131290 1 000 U473 2/2/2017 3:56:18 PM 15?7.18 Schedule (Form 990) 2015 PAGE 38 INC . Schedule (Form 990) 2015 52-2149962 Page 2 Of?cers, Directors, Trustees, Key Highest Compensated Ermalgyees. Use duplicate COPIES if additional space IS needed For each IndIVldual whose compensation must be reported on Schedule J, report compensation from the organization on row (I) and from related organizations. described In the Instructlons, on row (11) Do not list any InleIduaIS that are not listed on Form 990. Part VII Note: The sum of columns for each listed 1ndw1dual must equal the total amount of Form 990, Part VII. Section A, line 1a. applicable column (D) and (E) amounts for that l?leldual (B) Breakdown 0f and/or1099-MISC compensation (C) Retirement and (D) Nontaxable (E) Total of columns (F) Compensation ther deferred bene?ts tn column (8) reported (A Name and me (1) Base (11) Bonus&lncent1ve (ill) Other compensatton compensation reportable compensatlon as deferred on prior compensatton Form 990 C. DARBY 0) 736,969. 803,250. 100,368. 251,800. 25,869. 1,918,256. 0. CEO a TRUSTEE BOWSHER 665,061. 652,500. 1,748. 231,800. 23,785. 1,574,894. 0. 2rave MANAGING PARTNER (iiSTROTTMAN (1) 362,958. 231,998. 1,479. 140,891. 24,835. 762,161. 0. 35v:- 5. coo (Rs 0? 412015) (inADAMS 329,057. 211,384. 3,116. 31,800. 15,631. 590,988. 0. GENERAL COUNSEL (iiGLEICHAUF 315,978. 204,593. 2,322. 31,800. 24,793. 579,486. 0. 5evp s. CHIEF SCIENTIST (in) o, 0 0 T. (1) 312,532. 198,736. 3,564. 31,800. 4,602. 551,234. 0. SEVP a SENIOR FELLOH . 0 0 o, o_ E. POULOS (1) 309,545. 201,609. 2,181. 31,800. 19,706. 564,841. 0. 78w CHIEF OF STAFF W. RADOSEVICH 268,251. 169,287. 1,702. 31,800. 19,832. 490,872. 0. save - TECHNOLOGY PROGRAMS (iiPORTER (AS OF 10/201 65,422. 100,000. 169. 69,875. 4,148. 239,614. 0. r. DIRECTOR OF COSMIQ WORKS (1iRYLANDER 315,566. 185,400. 1,026. 113,618. 1,298. 616,908. 0. (1iDAVIDSON (5) 299,567. 167,828. 810. 86,345. 24,224. 578,774. 0. (iiBORBELY 278,388. 175,830. 7,767. 10,600. 17,157. 489,742. 0. 12PMTNER (iiHOYEM (1) 297,034. 181,799. 3,258. 31,800. 23,843. 537,734. 0. (iiKAUFMANN 313,615. 136,260. 1,189. 10,600. 914. 462,578. 0. 14PMTHER (iiPEARSALL 273,468. 163,643. 1,208. 10,600. 24,279. 473,198. 0. 15FORMER EVP-TECHNOLOGY TRANSFER (ii(ii) Schedule (Form 990) 2015 JSA 51312911000 U473 2/2/2017 3:56:18 PM 15-7.18 PAGE 3 9 IN-Q-TEL, INC. 52-2149962 Schedule (Fon'n 990) 2015 Supplemental Information Complete this part to prowde the information. explanation, or descriptions requured for Part I, lines 1aand for Part II Also complete this part for any additional Information. Pme3 a FORM 990, SCHEDULE THE COMPENSATION OF THE CEO AND MANAGING PARTNER IS NOT PAID FOR WITH GOVERNMENT FUNDING. IN ADDITION. ALL INDIVIDUAL EMPLOYEE COMPENSATION IN EXCESS OF $487,000 IS ALSO NOT PAID FOR WITH GOVERNMENT FUNDING. FORM 990, PART VII SCHEDULE J, PART II IN ADDITION TO C. RESPONSIBILITIES AS PRESIDENT AND CEO OF (IQT), MR. DARBY SERVES AS A TRUSTEE ON THE BOARD OF TRUSTEES. MR. DARBY HAS WAIVED ANY COMPENSATION RELATED TO HIS TRUSTEE DUTIES AND HIS INCOME AS REPORTED IN THIS FORM IS ENTIRELY ATTRIBUTABLE TO HIS DUTIES AS PRESIDENT AND CEO. FORM 990, SCHEDULE J, PART I, LINE 1A CORPORATE TRAVEL POLICY STATES, THE EXCEPTION OF FOREIGN BUSINESS TRAVEL, AND NOTWITHSTANDING THE CEO AND EXECUTIVE VICE PRESIDENTS, ALL OTHER IQT EMPLOYEES ARE REQUIRED TO TRAVEL IN COACH OR ECONOMY CLASS. EXCEPTIONS MUST BE BY THE CEO OR COO. WHILE ON FOREIGN BUSINESS TRIPS, EMPLOYEES TRAVELING ON NONSTOP FLIGHTS LONGER THAN SIX HOURS ARE ELIGIBLE TO UPGRADE TO BUSINESS CLASS OR FIRST CLASS Schedule (Form 990) 2015 JSA 5E15051 CDO U473 2/2/2017 3:56:18 PM 15-7.18 PAGE 40 INC. 52-2149962 Schedule (Form 990) 2015 Pme3 mpplemental Information Complete part to provnde the Information. explanation, or descriptions reqwred for Part I. llnes 1aand for Part II Also complete part for any additional information. IF BUSINESS CLASS IS NOT WHILE THE CORPORATE TRAVEL POLICY SPECIFICALLY ADDRESSES IN-Q-TEL EMPLOYEE TRAVEL, BOARD OF TRUSTEES ARE PROVIDED THE OPTION TO TRAVEL TO QUARTERLY BOARD MEETINGS IN BUSINESS CLASS AND RECEIVE REIMBURSEMENT. FORM 990, SCHEDULE J, LINE 4A IN-Q-TEL ENTERED INTO AN AGREEMENT WITH ERIC KAUFMANN IN CONNECTION WITH HIS RESIGNATION FROM IN THAT AGREEMENT, MR. KAUFMANN, WHO IS NOW DECEASED, WAIVED ANY RIGHT TO DISABILITY BENEFITS, AND IN EXCHANGE FOR THAT AND OTHER TERMS, INCLUDING TRANSITION SERVICES, AGREED TO CONTINUE MR. SALARY OF $24,124.25 PER MONTH FOR FIVE MONTHS AFTER HIS EMPLOYMENT ENDED AND TO PROVIDE AN ADDITIONAL MONTH AND A HALF OF SALARY AT THE SAME RATE IN A LUMP SUM. FORM 990, SCHEDULE J, LINE 4B FOR CALENDAR YEAR 2015, MR. EMPLOYMENT ARRANGEMENT IS AS FOLLOWS: - BASE SALARY OF $750,000 - AN ANNUAL PERFORMANCE BASED BONUS DECIDED BY THE BOARD BASED ON PRESET Schedule (Form 990) 2015 JSA 5E1505 1 000 U473 2/2/2017 3:56:18 PM 15-7.18 PAGE 41 INC. 52-2I49962 Schedule (Form 990) 2015 Supplemental Information Complete part to prowde the Information, explanation, or requlred for Part I, lines 1aend for Part II Also complete this part for any additional Information Pme3 CRITERIA - SUPPLEMENTAL DEFERRED COMPENSATION AS A RETENTION MECHANISM, PAYABLE UPON COMPLETION OF THE CONTRACT TERM. THE AMOUNT ACCRUED DURING CALENDAR YEAR 2015 IS $220,000. FOR CALENDAR YEAR 2015, MR. EMPLOYMENT ARRANGEMENT IS AS FOLLOWS: - BASE SALARY OF - AN ANNUAL PERFORMANCE BASED BONUS DECIDED BY THE BOARD BASED ON PRESET CRITERIA - SUPPLEMENTAL NON-QUALIFIED DEFERRED COMPENSATION AS A RETENTION MECHANISM, PAYABLE UPON COMPLETION OF THE CONTRACT TERM. THE AMOUNT ACCRUED DURING CALENDAR YEAR 2015 IS $200,000. THE FOLLOWING INDIVIDUALS RECEIVED SUPPLEMENTAL NON-QUALIFIED DEFERRED COMPENSATION AS A RETENTION MECHANISM. THE AMOUNT ACCRUED DURING CALENDAR YEAR 2015 IS: Schedule (Form 990) 2015 JSA 5E1505 1 000 U473 2/2/2017 3:56:18 PM 15-7.18 PAGE 42 INC. 52?2149952 Schedule (Form 990) 2015 Page 3 Supplemental Information Complete this part to provide the information, explanation, or descriptions reqwred for Part I, lines laand for Part II Also complete this part for any additional information. M. STROTTMAN $109, 091 T. RYLANDER $81, 818 S. DAVIDSON $54, 545 L. PORTER $50,000 FORM 990, SCHEDULE J, LINE 4C PLEASE REFER TO THE SCHEDULE 0 DISCLOSURE ON IN-Q-TEL EMPLOYEE FUND, LLC. Schedule (Form 990) 2015 JSA 5E15051000 U473 2/2/2017 3:56:18 PM 15-7.18 PAGE 43 I . OMB No 1545-0047 SFHEDULE 0 Supplemental Information to Form 990 or 990-EZ (Form 990 or 990-22) Complete to provide information for responses to specific questions on 0e imemame Tram Form 990 or 990-EZ or to provide any additional information. Open to Public image) Revenue Semce AttaCh to Form 990 Of Inspection Name of the organization Employer ldenuncatlon number IN-Q-TEL, INC. 52-2149962 PART VI, LINE REVIEW OF FORM 990 THE FORM 990 WAS PREPARED BY THE EXTERNAL TAX ADVISORY FIRM WITH THE ASSISTANCE OF FINANCE TEAM. THE FORM 990 WAS ALSO REVIEWED BY CERTAIN MEMBERS OF THE EXECUTIVE TEAM, INCLUDING THE COO AND GENERAL COUNSEL. ADDITIONALLY, THE AUDIT AND ETHICS COMMITTEE OF THE BOARD OF TRUSTEES REVIEWED THE FORM 990 DURING ONE OF ITS QUARTERLY MEETINGS. AFTER REVIEW BY THE AUDIT AND ETHICS COMMITTEE, THE FORM 990 WAS DISTRIBUTED TO ALL MEMBERS OF THE BOARD OF TRUSTEES PRIOR TO FILING. PART VI, LINE 12C CONFLICT OF INTEREST POLICY DISCLOSURE AND RECUSAL ARE REQUIRED FOR ALL CONFLICTS OF INTEREST UNDER THE CONFLICTS OF INTEREST POLICIES FOR TRUSTEES, OFFICERS AND EMPLOYEES. FOR EVERY TRANSACTION SUBJECT TO APPROVAL, THE MEMBERS OF THE BOARD AND COMMITTEE ARE ASKED TO DISCLOSE ANY CONFLICTS UNDER THE POLICIES. FOR EACH TRANSACTION, IQT ALSO IDENTIFIES AND DISCLOSES ANY CONFLICTS INVOLVING IQT TRUSTEES. OFFICERS AND EMPLOYEES. EACH TRUSTEE, OFFICER AND EMPLOYEE WHO HAS A CONFLICT IS RECUSED FROM PARTICIPATING IN THE DELIBERATIONS OF OR VOTES TO AUTHORIZE, RATIFY OR CONFIRM THE TRANSACTION THAT IS THE SUBJECT OF THE CONFLICT, For Privacy Act and Paperwork Reduction Act Notice. see the instructions for Form 990 or SSO-EZ. Schedule 0 (Form 99:: or 990.52) (2015) JSA 551227 1 one U473 2/2/2017 3:56:18 PM 15-7.18 PAGE 44 Schedule 0 (Form 990 or 990-EZ) 2015 Page 2 Name of the orgamzauon Employer ldenu?cauon number INC. 52-2149962 UNLESS A WAIVER IS GIVEN BY A MAJORITY OF THE DISINTERESTED MEMBERS OF THE BOARD (IN THE EVENT OF A TRUSTEE OR OFFICER) OR THE BOARD OR THE ETHICS OFFICER (IN THE EVENT OF AN EMPLOYEE WHO IS NOT A TRUSTEE OR OFFICER). ADDITIONALLY, EACH YEAR ALL IQT TRUSTEES AND OFFICERS ARE REQUIRED TO COMPLETE A QUESTIONNAIRE AS TO WHETHER THE TRUSTEES ARE INDEPENDENT AND WHETHER THE OFFICERS OR TRUSTEES HAVE A FAMILY RELATIONSHIP OR A BUSINESS RELATIONSHIP WITH ANY OTHER OFFICER, DIRECTOR, TRUSTEE, OR KEY EMPLOYEE OF IN-Q-TEL. IN ADDITION, EMPLOYEES ARE REQUIRED TO ANNUALLY DISCLOSE OUTSIDE ACTIVITIES. PART VI, LINE 15A 15B COMPENSATON EXPLANATION IN FORMULATING COMPENSATION SYSTEM, THE BOARD OF TRUSTEES COMPLIES WITH ITS RESPONSIBILITIES UNDER THE INTERNAL REVENUE CODE OF 1986, AS AMENDED TO PAY REASONABLE COMPENSATION TO EMPLOYEES AND TO AVOID ANY BENEFIT UNDER SECTION 4958 OF THE CODE. IN OVERSEEING COMPENSATION SYSTEM, THE BOARD ADHERES TO THE FOLLOWING PRINCIPLES: THE COMPENSATION SYSTEM IS APPROVED BY THE BOARD OR A COMMITTEE OF THE BOARD COMPOSED ENTIRELY OF INDEPENDENT TRUSTEES WHO ARE NOT EMPLOYEES OF, OR INDEPENDENT CONTRACTORS TO, IQT. THE BOARD, OR COMMITTEE THEREOF, OBTAINS AND RELIES UPON APPROPRIATE JSA Schedule 0 (Form 990 or 990-52) 2015 5E1228 1 000 U473 2/2/2017 3:56:18 PM 15-7.18 PAGE 45 Schedule 0 (Form 990 or 990-EZ) 2015 Page 2 Name of the organlzatlon Employer Identification number INC. 52-2149962 COMPENSATION DATA FOR COMPARABLE ENTITIES PRIOR TO MAKING COMPENSATION AND- - THE BASIS FOR ITS DETERMINATION IS DOCUMENTED CONCURRENTLY WITH THE BOARD OR COMMITTEE MAKING THAT DETERMINATION. THE HUMAN RESOURCES COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES AS SET FORTH IN ITS CHARTER, HUMAN RESOURCES AND COMPENSATION COMMITTEE (THE AND COMPENSATION OR HAS BEEN CHARGED BY THE BOARD OF TRUSTEES TO ASSIST THE BOARD IN OVERSEEING COMPENSATION SYSTEM. SPECIFICALLY, THE COMMITTEE PERFORMS THE FOLLOWING DUTIES: - ENSURES THAT COMPENSATION PROGRAM AND OTHER EMPLOYEE BENEFITS ARE COMPARABLE TO APPROPRIATE MARKETS. - CONDUCTS AN ANNUAL REVIEW OF THE CHIEF EXECUTIVE PERFORMANCE, AND MAKES RECOMMENDATIONS TO THE BOARD OF TRUSTEES ON THE COMPENSATION AND BENEFITS FOR THE NEXT YEAR. - ON AN ANNUAL BASIS, REVIEWS THE RECOMMENDATIONS REGARDING THE COMPENSATION AND BENEFITS OF THE OTHER DISQUALIFIED PERSONS, AS DEFINED IN SECTION 4958 OF THE INTERNAL REVENUE CODE, AND DETERMINES THEIR COMPENSATION AND BENEFITS FOR THE NEXT YEAR. 43A Schedule 0 (Form 990 or 990-52) 2015 5E1228 1 con U473 2/2/2017 3:56:18 PM 15-7.18 PAGE 46 Schedule 0 (Form 990 or 2015 Page 2 Name of the organization Employer Identi?cation number INC. 52?2149962 - ON AN ANNUAL BASIS, REVIEWS THE DETERMINATION OF COMPENSATION AND BENEFITS OF THE OTHER EMPLOYEES MADE BY THE CEO OR THE DESIGNEE. - ENGAGES AN INDEPENDENT COMPENSATION CONSULTING FIRM TO PERFORM A PERIODIC STUDY OF COMPENSATION PROGRAM AND ADMINISTRATION, OR PARTS THEREOF. (THIS STUDY INCLUDES, BUT IS NOT LIMITED TO, A REVIEW OF DATA THE COMPANY USED TO BENCHMARK POSITIONS, DOCUMENTATION OF BASE SALARY ADJUSTMENTS, AND ANNUAL INCENTIVE PLAN AWARDS.) FOLLOWING COMPLETION OF SUCH STUDY, THE COMPENSATION CONSULTING FIRM DELIVERS A REPORT TO THE HUMAN RESOURCES AND COMPENSATION COMMITTEE DISCUSSING ADHERENCE TO ITS COMPENSATION POLICIES. - WORKS WITH IN-HOUSE AND OUTSIDE COUNSEL TO ENSURE THAT COMPENSATION STRUCTURE AND PLANS COMPLY WITH INTERNAL REVENUE CODE AND OTHER LEGAL REQUIREMENTS. - KEEPS THE BOARD OF TRUSTEES INFORMED OF KEY COMPENSATION AND HUMAN RESOURCE ISSUES AFFECTING IQT. PART VI, LINE 19 DOCUMENTS AVAILABLE TO THE PUBLIC IN-Q-TEL DOES NOT MAKE THIS INFORMATION AVAILABLE TO THE PUBLIC. PART IX, LINE 1 THE IQT BOARD OF TRUSTEES HAS APPROVED A $1,000,000 PAYMENT, PAYABLE ANNUALLY OVER FIVE YEARS, TO THE CIA MEMORIAL FOUNDATION AND JSA Schedule 0 (Form 990 or 990-EZ) 2015 5E1223 1 000 U473 2/2/2017 3:56:18 PM 15-7.18 PAGE 47 Schedule 0 (Form 990 or 990-EZ) 2015 Page 2 Name of the organization Employer Iden??catlon number INC. 52?2149962 HAS PAID $400,000 OF THAT COMMITMENT AS OF 3/31/16. ATTACHMENT 1 FORM 990, PART PROGRAM SERVICE, LINE 4A (IQT) WAS ESTABLISHED IN 1999 AS A PRIVATE, INDEPENDENT, CORPORATION TO HELP THE CIA AND BROADER U.S. INTELLIGENCE COMMUNITY (IC) IDENTIFY, ADAPT, AND DELIVER CUTTING-EDGE TECHNOLOGIES THAT ADDRESS NATIONAL SECURITY NEEDS. STRATEGIC INVESTMENT MODEL GIVES IT THE AGILITY OFTEN LACKING WITHIN TRADITIONAL GOVERNMENT CONTRACTING APPROACHES - TO FIND AND NURTURE ENTREPRENEURS AND COMPANIES THAT CAN PROVIDE A SUPPLY CHAIN OF INNOVATION WHICH ENABLES THE IC TO BENEFIT FROM COMMERCIAL TECHNOLOGY ADVANCES. MISSION IS TO TAKE THE CALCULATED INVESTMENT RISKS NECESSARY TO SUPPORT LEADING-EDGE, BUT OFTEN UNPROVEN, TECHNOLOGIES, AND MATURE THEM TO OPERATIONAL READINESS TO HELP THE CIA AND BROADER IC ACHIEVE THEIR MISSION. APPROACH IQT WORKS AS: A STRATEGIC INVESTOR, INVESTING IN COMPANIES TO HELP NASCENT COMMERCIAL TECHNOLOGIES MATURE INTO PRODUCTS AT A LOWER COST THAN ALTERNATIVE APPROACHES: A TECHNOLOGY ACCELERATOR, FOSTERING DEVELOPMENT AND INTRODUCTION JSA Schedule 0 (Form 990 or 990-52) 2015 561223 1000 U473 2/2/2017 3:56:18 PM 15-7.18 PAGE 48 aha u. as Schedule 0 (Form 990 or 990-EZ) 2015 Page 2 Name of the organization Employer Identl?catlon number IN-Q-TEL, INC. 52-2149962 ATTACHMENT 1 OF TECHNOLOGIES NEEDED BY THE AND AN IDEA LAB AND FORUM FOR INNOVATION AND EXPLORATION, PROVIDING THE IC WITH INSIGHT AND ACCESS INTO BOTH NEW TECHNOLOGIES AND LEADING INNOVATORS AND THINKERS. IDENTIFYING INNOVATIVE TECHNOLOGIES: AS A STRATEGIC INVESTOR, IQT IDENTIFIES STARTUP COMPANIES THAT HAVE COMMERCIALLY-FOCUSED, INNOVATIVE TECHNOLOGIES, WHICH ARE OFF THE SHELF PRODUCTS THAT DO NOT REQUIRE LONG-TERM DEVELOPMENT FROM THE GROUND UP. FOCUS ON THIS SPACE MEANS THAT IT FINDS AND DELIVERS CRITICAL, INNOVATIVE TECHNOLOGY MORE QUICKLY AND COST EFFECTIVELY. IQT ALSO MAKES SEED INVESTMENTS, WHICH ARE INVESTMENTS IN COMPANIES THAT HAVE TECHNOLOGY OF POTENTIAL VALUE FOR OUR GOVERNMENT PARTNERS, BUT DO NOT YET HAVE A GOVERNMENT CUSTOMER. IQT CRAFTS WORK PROGRAMS TO ADAPT A TECHNOLOGY TO SPECIFIC CUSTOMER REQUIREMENTS AND MAKES AN INVESTMENT TOWARDS THAT WORK PROGRAM. IQT DESIGNS ITS STRATEGIC INVESTMENTS TO ACCELERATE PRODUCT DEVELOPMENT AND DELIVERY, AND SPECIFICALLY TO HELP COMPANIES ADD CAPABILITIES THAT ITS INTELLIGENCE COMMUNITY CUSTOMERS NEED. IQT ALSO SERVES AS A TECHNOLOGY CONSULTANT AND ADVISOR THAT PROVIDES MARKET, TECHNOLOGY, AND VENTURE-CAPTIAL INSIGHTS TO OUR GOVERNMENT CUSTOMERS. ADDITIONALLY, IQT EFFECTIVELY LEVERAGES A SIGNIFICANT AMOUNT OF PRIVATE SECTOR FUNDS, OFTEN FROM TOP-TIER VENTURE JSA Schedule 0 (Form 990 or 990-52) 2015 5E122B 1 000 U473 2/2/2017 3:56:18 PM 15-7.18 PAGE 49 Schedule 0 (Form 990 or 990-EZ) 2015 Page 2 Name of the organizaiuon Employer Identi?cation num bar IN-Q-TEL, INC. 52-2149962 ATTACHMENT 1 CAPITAL FIRMS, TO CO-INVEST IN OUR PORTFOLIO COMPANIES. ON AVERAGE, FOR EVERY DOLLAR THAT IQT INVESTS IN A COMPANY, THE VENTURE CAPITAL COMMUNITY HAS INVESTED MORE THAN SIXTEEN DOLLARS, HELPING TO DELIVER CRUCIAL NEW CAPABILITIES AT LOWER COST TO THE GOVERNMENT. AS OF MARCH 31, 2016, AREAS OF TECHNOLOGY FOCUS ARE: FIELD DEPLOYABLE TECHNOLOGIES, ADVANCED ANALYTICS, INFRASTRUCTURE AND SECURITY, AND MOBILITY. BUILDING STRONG COMPANIES FOR STRONG TECHNOLOGIES: USING PRODUCT DEVELOPMENT FUNDING AND EQUITY INVESTING, IQT CREATES INCENTIVES FOR COMPANIES TO PUT THEIR BEST TALENT INTO SOLVING THE TOUGHEST TECHNOLOGY PROBLEMS FACING THE CIA AND BROADER INTELLIGENCE COMMUNITY. ONCE AN INVESTMENT IS MADE, IQT WORKS WITH THE COMPANY AND THE CUSTOMER TO ADAPT THE TECHNOLOGY ACCORDING TO CUSTOMER NEED, AND FACILITATES SOLUTION DELIVERY. THE ADVANTAGES TO THE IC ARE SIGNIFICANT: LOWER INITIAL AND LONG-TERM COSTS, FASTER DEVELOPMENT, AND ONGOING PRODUCT ENHANCEMENTS TO MEET IC NEEDS. SERVING NEW INTELLIGENCE COMMUNITY CUSTOMERS: SINCE ITS INCEPTION, IQT HAS EXPANDED ITS IC PARTNERSHIPS TO JSA Schedule 0 (Form 990 or 990-EZ) 2015 5E1228 1 000 U473 2/2/2017 3:56:18 PM 15-7.18 PAGE 50 Schedule 0 (Form 990 or 990-EZ) 2015 Name of lhe organizauon INC. Page 2 Employer Identi?cation number 52?2149962 ATTACHMENT 1 INCLUDE THE CIA, THE DEFENSE INTELLIGENCE AGENCY (DIA), THE DEPARTMENT OF HOMELAND SECURITY SCIENCE TECHNOLOGY DIRECTORATE (DHS THE NATIONAL GEOSPATIAL-INTELLIGENCE AGENCY (NGA), AND OTHERS. IN ADDITION, IQT ENTERED INTO A PILOT PROGRAM WITH THE DEPARTMENT OF DEFENSE. PROGRAM SERVICE ACCOMPLISHMENTS: IN FURTHERANCE OF ITS EXEMPT PURPOSES, IQT HAS INVESTED IN MORE THAN 300 PORTFOLIO COMPANIES, INCLUDING 30 IN THE CURRENT TAX YEAR, MANY OF WHICH HAVE PRODUCED TECHNOLOGIES THAT HAVE CONTRIBUTED DIRECTLY TO IC MISSIONS. TECHNOLOGY DELIVERED BY IQT, FOR EXAMPLE, MAKES IT POSSIBLE TO FUSE DATA FROM MAPS, IMAGES, TEXT AND OTHER VISUALIZE INFORMATION IN WAYS NOT PREVIOUSLY RAPIDLY PROCESS VAST AMOUNTS OF INFORMATION IN MULTIPLE MAKE SENSE OF SEEMINGLY UNCONNECTED AND IDENTIFY CRITICAL INTELLIGENCE FASTER AND MORE EFFECTIVELY. SIMULTANEOUSLY, IQT HAS CULTIVATED A NETWORK OF MORE THAN 200 VENTURE CAPITAL FIRMS AND 100 LABS AND RESEARCH ORGANIZATIONS, FURTHER BROADENING THE ACCESS TO INNOVATIVE TECHNOLOGIES. THIS NETWORK HAS ALLOWED IQT TO LEVERAGE MORE THAN $10.4 BILLION IN PRIVATE-SECTOR FUNDS TO SUPPORT TECHNOLOGY FOR THE IC. THE ESTABLISHMENT OF IQT LABS CREATED A STRATEGIC VENTURE TO JSA Schedule 0 (Form 990 or 990-523 2015 5E1223 1 000 U473 2/2/2017 3:56:18 PM 15?7.18 PAGE 51 1 7 Schedule 0 (Form 990 0r 990-EZ) 2015 Page 2 Name of the organization Employer Identi?cation number INC. 52-2149962 ATTACHMENT 1 CONDUCT IN-DEPTH EXPLORATION IN SELECT TECHNOLOGY AREAS THAT AFFECT NATIONAL SECURITY AND HELP OUR GOVERNMENT PARTNERS PREPARE TO TAKE ADVANTAGE OF THESE EMERGING TRENDS. IQT LABS BEGAN TO DEVELOP IN 2013 WITH LAB41 AND HAS EXPANDED THIS YEAR TO INCLUDE COSMIQWORKS, B.NEXT AND CYBER REBOOT. IQT LABS ARE A RESULT OF MISSION-CENTRIC FOCUS AND ARE FUNDED BY PROCEEDS FROM INVESTMENT REALIZATIONS ON PORTFOLIO COMPANY EXITS. A BRIEF DESCRIPTION OF EACH LAB IS BELOW: BRINGS TOGETHER EXPERTS FROM THE INTELLIGENCE COMMUNITY, ACADEMIA, INDUSTRY AND IQT TO GAIN A BETTER UNDERSTANDING OF HOW TO WORK WITH AND ULTIMATELY USE BIG WORKS IS EXPLORING HOW THE INTELLIGENCE AGENCIES CAN LEVERAGE NEW AND EMERGING COMMERCIAL SPACE IS EXPLORING HOW THE LIFE SCIENCES CAN CONTRIBUTE TO NATIONAL AND REBOOT IS DEVELOPING STRATEGIES TO MODERNIZE CYBERSECURITY APPROACH GOVERNANCE AND OVERSIGHT: THE COMPANY IS GOVERNED BY AN INDEPENDENT BOARD OF TRUSTEES COMPRISED OF FORMER OFFICIALS FROM THE DEFENSE AND INTELLIGENCE COMMUNITIES, AS WELL AS CURRENT OR FORMER CEOS OF MAJOR COMPANIES, UNIVERSITY LEADERS, AND LEADERS IN THE INVESTMENT INDUSTRY. JSA Schedule 0 (Form 990 or 990-62) 2015 551220 1000 U473 2/2/2017 3:56:18 PM 15-7.18 PAGE 52 Schedule 0 (Form 990 or 990-EZ) 2015 Page 2 Name of the organizauon Employer lden??catlon number INC. 52-2149962 ATTACHMENT 1 IQT IS A PRIVATE, INDEPENDENT, NOT-FOR-PROFIT CORPORATION. IQT IS NEITHER PART OF THE CIA NOR A GOVERNMENT AGENCY. HOWEVER, IQT IS PARTY TO AND BOUND BY A CHARTER AGREEMENT AND ANNUAL CONTRACTS WITH THE CIA. THESE AGREEMENTS PROVIDE FOR APPROPRIATE INSIGHT AND OVERSIGHT OF IQT BY THE GOVERNMENT. THE CIA KEEPS CONGRESS INFORMED OF THE ACTIVITIES. ATTACHMENT 2 990, PART VII- COMPENSATION OF THE FIVE HIGHEST PAID IND. CONTRACTORS NAME AND ADDRESS DESCRIPTION OF SERVICES COMPENSATION MAPBOX, INC. TECH. DEVELOPMENT 2,000,000. 1714 14TH ST. WASHINGTON, DC 20009 AUTHENTICB INC. TECH. DEVELOPMENT 1,796,000. 201 SAN ANTONIO CIRCLE, SUITE 245 MOUNTAIN VIEW, CA 94040 NARRATIVE SCIENCE INC. TECH. DEVELOPMENT 1,650,000. 303 WACKER DR., SUITE 1500 CHICAGO, IL 60601 KYMETA CORP. TECH. DEVELOPMENT 1,622,500. 12034 134TH COURT NE, SUITE 102 REDMOND, WA 98052 MEMSQL INC. TECH. DEVELOPMENT 1,600,000. 534 4TH STREET SAN FRANCISCO, CA 94107 JSA Schedule 0 (Form 990 or 990-EZ) 2015 551223 1000 U473 2/2/2017 3:56:18 PM 15-7.18 PAGE 53 INC. 52-2149962 OMB No 1545-0047 2?15 dpen to Public pection Employer Identi?cation 'number INC. 52-2149962 595034.: Related Organizations and Unrelated Partnerships orm Complete if the organization answered "Yes" on Form 990. Part IV, line 33, 34. 35b, 36. or 37. Attach to Form 990. Information about Schedule (Form 990) and its instructions is at Name of the organization Identi?cation of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33 (bl Primary actiwty Name, address. and EIN (if applicable) of disregarded entity Total income (0) End-of-year assets (C) if) Legal domic?e (stale Direct controlling or 1 LLC 800 EL CAMINO REAL, STE 300 2 46-1185334 MENLO PARK, VA 94025 CHALLENGE LAB CA 0. IN-Q-TEL Identi?cation of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year (M if) (9) Name. address, and EIN of related organization Primary actwity Legal domic?e (state Exempt Code section Public charity status Direct controlling Section 512(b)(13) 0" fell"3'9" (if section 501(c)(3)) entity Yes No For Paperwork Reduction Act Notice. see the Instructions for Form 990. Schedule (Form 990) 2015 JSA 5513071000 U473 2/2/2017 3:56:18 PM PAGE 54 INC. 52?2149962 l? Schedule (Form 990) 2015 Page 2 Identif cation of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV line 34} because it had one or more related organizations treated as a partnership during the tax year (a i (C) if) (9) (hi Name. address. and EN 01 Primary activity Legal Direct controlling Predominant Share of total Share of end-ot? Diuplnporthruh Code General or Percentage related organization domicile entity income year assets men-um amount in box 20 managing ownership (state or excluded from of Schedule K-1 partner? foreign tax under (Form 1055) country) sections 512-514) Yes No Yes No (1) IQT EMPL FUND, LLC 54-2043626 PO Box 149 ARLINGTON, VA 22216 INVESTMENTS DE EXCLUDED 221,551 611, 242 21 4213 I (2) (3g 14) (51 (5) (7) Part IV Identif cation of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990 Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year Name. address. and EN of related organization Primary activrty Legal don'IIctIa Direct controlling Type of entity Share of total Share of Percentage Section (state or foreign entity (C corp, corp, or income end-ot-year assets ownership country) trust) UL 12) i3) (4) (5) (5) (7) 45A Schedule (Form 990) 2015 5E1308 1 000 U473 2/2/2017 3:56:18 PM 15?7.18 PAGE 5 5 INC. 52-2149962 Schedule (Form 990) 2015 Page 3 Transactions With Related Organizations Complete If the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36 Note. Complete line 1 If any entity IS listed ln Parts ll, Ill. or IV of schedule Yes No 1 During the tax year, the organization engage In any of the follownng transactions With one or more related organizations listed in Parts 5? a Receipt of interest. (ii) annuities, royalties, or (iv) rent from a controlled entity Glfl, grant, or capital contribution to related organizatl0n(s) Gift, grant. or capital contribution from related organization(s) Loans or loan guarantees to or for related organization(s) Loans or loan guarantees by related organizationls) :eaei Dwndends from related organizatlonlsa 1f 9 Sale of assets to related organization(s) _1_g Purchase of assets from related organlzatlon(8) 1h Exchange of assets related organizatlorKS) 1i Lease of facilities, equipment, or other assets to related organization(s) r1L Lease of faculties, equupment, or other assets from related organization(s) 1k Performance of servrces or membership or fundralsmg for related organization(s) 1 In Performance of sewlces or membership or fundralsmg sollcuatlons by related organizationls) 1m Sharing of equtpment, maillng lists, or other assets related organization(s) 1n Sharmg of paid employees related organizattonls) Reimbursement paid to related organization(s) for expenses . 1p Reimbursement pald by related orgamzatuon(s) for expenses 19 was Other transfer of cash or preperty to related organlzatron(5) 1r 5 Other transfer of cash or property from related 15 2 If the answer to any of the above IS "Yes," see the Instructions for Information on who must complete this lune, Including covered relationships and transaction thresholds (bi (C) Name of related organization Transaction Amount Involved Method of type amount involved (1) (2) Q) (4) (5) L6) JSA Schedule (Form 990) 2015 U473 2/2/2017 3:56:18 PM 15-7.18 PAGE 56 INC. 52-2149962 Schedule (Form 990) 2015 Page 4 Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37 Prowde the followmg information for each entity taxed as a partnership through which the organization conducted more than five percent of Its actIVities (measured By total assets or gross revenue) that was not a related organization See instructions regarding exclusmn for certain investment partnerships laPrimary Legal domicne Predominant Are all Share of Share of Code - UBI General or Percentage (state or foreign income (related section total income end~ol?year ?mums? amount in box 20 managing ownership country) unrelated. excluded 501(c)(3) assets of Schedule K-1 partner? from tax under (Form 1065) sections 512-514Name, address. and EIN at entity JSA Schedule [Form 990) 2015 551310 1 one U473 2/2/2017 3:56:18 PM 15-7.18 PAGE 57 .. .WJ: - In? IN-Q-TEL, INC. 52-2149962 Schedule (Form 990) 2015 Part VII Subplemental Information Complete this part to prowde addutiona! information for responses to questions on Schedule (see instructions). Pme5 SCHEDULE R, PART EIP DISCLOSURE STATEMENT MAINTAINS AN INVESTMENT IN A SEPARATE RELATED ENTITY CALLED IN-Q-TEL EMPLOYEE FUND, LLC. THIS ENTITY WAS CREATED AS PART OF AN EMPLOYEE INCENTIVE PROGRAM (EIP) WHICH INVOLVED MAKING SIDE-BY-SIDE EQUITY INVESTMENTS WITH THE EIP WAS SUSPENDED IN JUNE 2007 AND NO FURTHER INVESTMENTS ARE BEING MADE. Schedule (Form 990) 2015 5E15101000 U473 2/2/2017 3:56:18 PM 15-7.18 PAGE 58