Periodic Transaction Report U.S. Office of Government Ethics; 5 C.F.R. part 2634 Executive Branch Personnel Public Financial Disclosure Report: Periodic Transaction Report (OGE Form 278-T) Filer's Information Mnuchin, Steven Secretary of the Treasury, Department of the Treasury -- DO Electronic Signature - I certify that the statements I have made in this form are true, complete and correct to the best of my knowledge. /s/ Mnuchin, Steven [electronically signed on 05/03/2017 by Mnuchin, Steven in Integrity.gov] Agency Ethics Official's Opinion - On the basis of information contained in this report, I conclude that the filer is in compliance with applicable laws and regulations (subject to any comments below). /s/ Horton, Elizabeth A, Certifying Official [electronically signed on 05/11/2017 by Horton, Elizabeth A in Integrity.gov] Other review conducted by /s/ Riesen, Peter, Ethics Official [electronically signed on 05/04/2017 by Riesen, Peter in Integrity.gov] U.S. Office of Government Ethics Certification /s/ Skalla, Daniel L, Certifying Official [electronically signed on 05/18/2017 by Skalla, Daniel L in Integrity.gov] Transactions # DESCRIPTION TYPE DATE NOTIFICATION OVER 30 DAYS AGO AMOUNT 1 CIT Group Inc. Sale 04/03/2017 No $5,000,001 $25,000,000 2 CIT Group Inc. Sale 04/04/2017 No $5,000,001 $25,000,000 3 CIT Group - DT I Sale 04/03/2017 No Over $1,000,000 4 CIT Group - DT I Sale 04/04/2017 No Over $1,000,000 5 CIT Group - DT I Sale 04/06/2017 No Over $1,000,000 6 CIT Group Inc. Sale 04/06/2017 No $5,000,001 $25,000,000 7 VERIZON COMMUNICATIONS INC. Sale 04/07/2017 No $15,001 - $50,000 8 CITIGROUP INC. Sale 04/07/2017 No $1,001 - $15,000 9 SERITAGE GROWTH PROPERTIES CLASS A Sale 04/07/2017 No $1,001 - $15,000 10 MICROSOFT CORPORATION Sale 04/07/2017 No $15,001 - $50,000 11 LANDS' END, INC. Sale 04/07/2017 No $1,001 - $15,000 12 LANDS' END, INC. Sale 04/07/2017 No $1,001 - $15,000 13 SERITAGE GROWTH PROPERTIES CLASS A Sale 04/07/2017 No $1,001 - $15,000 14 MICROSOFT CORPORATION Sale 04/07/2017 No $15,001 - $50,000 15 VERIZON COMMUNICATIONS INC. Sale 04/07/2017 No $15,001 - $50,000 16 AT&T INC CMN Sale 04/07/2017 No $15,001 - $50,000 17 LANDS' END, INC. Sale 04/07/2017 No $1,001 - $15,000 18 SERITAGE GROWTH PROPERTIES CLASS A Sale 04/07/2017 No $1,001 - $15,000 19 VERIZON COMMUNICATIONS INC. Sale 04/07/2017 No $15,001 - $50,000 20 MICROSOFT CORPORATION Sale 04/07/2017 No $15,001 - $50,000 21 CITIGROUP INC. Sale 04/07/2017 No $1,001 - $15,000 22 CIT Group - DT I Sale 04/07/2017 No Over $1,000,000 # DESCRIPTION TYPE DATE NOTIFICATION OVER 30 DAYS AGO AMOUNT 23 CIT Group Inc. Sale 04/07/2017 No $5,000,001 $25,000,000 24 CIT Group Inc. Sale 04/10/2017 No $5,000,001 $25,000,000 25 CIT Group - DT I Sale 04/10/2017 No Over $1,000,000 26 CIT Group - DT I Sale 04/11/2017 No Over $1,000,000 27 CIT Group Inc. Sale 04/11/2017 No $5,000,001 $25,000,000 28 CIT Group Inc. Sale 04/12/2017 No $1,000,001 $5,000,000 29 CIT Group - DT I Sale 04/12/2017 No Over $1,000,000 30 ESL Partners LP - STM Sale 04/03/2017 No $5,000,001 $25,000,000 31 ESL Partners LP - STM Exchange 04/03/2017 No $1,000,001 $5,000,000 32 Seritage Growth Properties Class A - STM Exchange 04/03/2017 No $1,000,001 $5,000,000 33 ESL Partners LP - 2002 Trust Sale 04/03/2017 No Over $1,000,000 34 ESL Partners LP - 2002 Trust Exchange 04/03/2017 No Over $1,000,000 35 Seritage Growth Properties Class A - 2002 Trust Exchange 04/03/2017 No Over $1,000,000 36 SEARS HOLDINGS CORPORATION Sale 04/25/2017 No $1,001 - $15,000 37 Intl Business Machines Corp Sale 04/24/2017 No $100,001 $250,000 38 COMCAST CORPORATION CLASS A Sale 04/24/2017 No $50,001 $100,000 39 AT&T INC Sale 04/24/2017 No $100,001 $250,000 40 SEARS HOLDINGS CORPORATION Sale 04/25/2017 No $250,001 $500,000 # DESCRIPTION TYPE DATE NOTIFICATION OVER 30 DAYS AGO AMOUNT 41 SEARS HOLDINGS CORPORATION Sale 04/25/2017 No $1,001 - $15,000 42 SEARS HOLDINGS CORPORATION Sale 04/25/2017 No $1,001 - $15,000 43 WTS/SEARS HOLDINGS CORPORATION 25.6860 EXP12/15/2019 Sale 04/25/2017 No $1,001 - $15,000 44 Sears Canada Inc. Sale 04/25/2017 No $1,001 - $15,000 45 SEARS HOLDINGS CORPORATION BOND 8.0% 12/15/2019 Sale 04/25/2017 No $100,001 $250,000 46 WTS/SEARS HOLDINGS CORPORATION 25.6860 EXP12/15/2019 Sale 04/26/2017 No $1,001 - $15,000 47 Concentrated Growth Equity Fund - Jackson Square Partners Sale 04/27/2017 No $50,001 $100,000 48 Blackrock Large Cap Equity Index Purchase 04/27/2017 No $50,001 $100,000 Endnotes Summary of Contents The 278-T discloses purchases, sales, or exchanges of securities in excess of $1,000 made on behalf of the filer, the filer's spouse, or dependent child. Transactions are required to be disclosed within 30 days of receiving notification of a transaction but not later than 45 days after the transaction. Filers need not disclose (1) mutual funds and other excepted investment funds; (2) certificates of deposit, savings or checking accounts, and money market accounts; (3) U.S. Treasury bills, notes, and bonds; (4) Thrift Savings Plan accounts; (5) real property; and (6) transactions that are solely by and between the filer, the filer's spouse, and the filer's dependent children. Privacy Act Statement Title I of the Ethics in Government Act of 1978, as amended (the Act), 5 U.S.C. app. ยง 101 et seq., as amended by the Stop Trading on Congressional Knowledge Act of 2012 (Pub. L. 112-105) (STOCK Act), and 5 C.F.R. Part 2634 of the U. S. Office of Government Ethics regulations require the reporting of this information. The primary use of the information on this report is for review by Government officials to determine compliance with applicable Federal laws and regulations. This report may also be disclosed upon request to any requesting person in accordance with sections 105 and 402(b)(1) of the Act or as otherwise authorized by law. You may inspect applications for public access of your own form upon request. Additional disclosures of the information on this report may be made: (1) to any requesting person, subject to the limitation contained in section 208(d)(1) of title 18, any determination granting an exemption pursuant to sections 208(b)(1) and 208(b)(3) of title 18; (2) to a Federal, State, or local law enforcement agency if the disclosing agency becomes aware of violations or potential violations of law or regulation; (3) to another Federal agency, court or party in a court or Federal administrative proceeding when the Government is a party or in order to comply with a judge-issued subpoena; (4) to a source when necessary to obtain information relevant to a conflict of interest investigation or determination; (5) to the National Archives and Records Administration or the General Services Administration in records management inspections; (6) to the Office of Management and Budget during legislative coordination on private relief legislation; (7) to the Department of Justice or in certain legal proceedings when the disclosing agency, an employee of the disclosing agency, or the United States is a party to litigation or has an interest in the litigation and the use of such records is deemed relevant and necessary to the litigation; (8) to reviewing officials in a new office, department or agency when an employee transfers or is detailed from one covered position to another; (9) to a Member of Congress or a congressional office in response to an inquiry made on behalf of an individual who is the subject of the record; (10) to contractors and other nonGovernment employees working on a contract, service or assignment for the Federal Government when necessary to accomplish a function related to an OGE Government-wide system of records; and (11) on the OGE Website and to any person, department or agency, any written ethics agreement filed with OGE by an individual nominated by the President to a position requiring Senate confirmation. See also the OGE/GOVT-1 executive branch-wide Privacy Act system of records.