Return of Organization

990

Form

Exempt From Income Tax

Under section 501(c), 527, or 4947(al(1) Qf the Internal Revenue Code (except prlv .atfi! foundations)

ti-- Do

not enter social security numbers on this form.as it may be made publ ic .
Information about Form 990 and its instructions is at www./,s. oviform 990,
A For the 2016 calendar year, or tax year beginning
and ending

Department ot the 1 reasu,y

Open to Public
Ins ectlon

Internal Revenue Service

B

Check If

applicable :
Address
change

Name

C Name of organization

D Employer identification number

EDISON ELECTRIC INSTITUTE

INC.

Doino business as

change
Initial
Final

PENNSYLVANIA AVENUE N.W.

return/

701

ated

City or town, state or province, country, and ZIP or foreign postal code

Ame,nded

WASHINGTON DC

termln -

retur~
Appl ies,

,~~gd lr,g

20004-2696
F Name and address of principal off icer:THOMAS

SAME
AS C ABOVE
501(c)(3l IX I 501(cl(
I Tax-exempt status:
J Website : • WWW.
EEI. ORG
Trust
K Form of oroanization:I X I Corporation

I Part I
1

G)

202-508-5000
335
G Gross receipts $
H(a) Is this a group retum

R. KUHN
4947(a)(1)or

l <11111(insert no.)

6

527

rt!

Briefly describe the organization's mission or most significant activities:

....

2

Check this box

>
0

3

Number of voting members of the governing body (Part VI, line 1a)

Ill

5

;:

:~

if the organization discontinued its operations or disposed of more than 25% of its net assets.

... . .. . ..' . , .... ..
........... .... ... .... .. . ....
Total number of Individuals employed in calendar year 2016 (PartV, line 2a) ... .... ·· · ···- ·· ··· ··· · ·· ·· · ...... .. ...
Total number of volunteers (estimate if necessary) . ....
....... .. ..... ..................... ···-· ... .... .

.... . . . -~.... .. '

.... .......

3
4

' .

. .... .

• .••

ci:

•••

,u

,,

. ...

......

63
63
232

5

6
,
7 a Total unrelated business revenue from Part VIII, column (C), line .12 ·-·· .......... ., ., .,:... ..... .. ·· ·-·· ·
b Net unrelated business taxable .income from Form 990 -T, line 34· ... ........... , ,.,. ., ..... . . . . . .. . . . . ........ ... ... ' .. .... ..

ti

100

6

..

7a

595.628.

7b

0.

Prior Year

~

II>

a:

8
9
10
11

Contributions and grants (Part VIII, line 1h) ..... .......... .. . .. . .... .. ..... .. . ..... ...........
Program service revenue (Part VIII, line 2g) .. .... ... .. . ... ... , ..... ......... ...... ...... ..... .. .
Investment income (PartVIII, column (A), lines 3, 4 , and 7d) . ... . . ... . .. .' ........................
Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 1Oc, and 1le) ··· · · ·· · ·· ..... ......

Benefits paid to or for members (Part IX, column (A), line 4) ... .... . ....................... ......
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5-10) .... ... ..

352

"'
Vi

C

0.
)(

w

~"'
O°'

2

339,878.

0.
90,078

025.

3.044

707

.•

o.

96.524.031.
4,326,823.

0.

0.
002

177.

41,511

291.

...........

47

331

265.

51.113

201.

18 Total expenses. Add lines 13-17 (must equal Part IX, column (A), line 25) ..... .... ..
········
19 Revenue less exoenses. Subtract line 18 from line 12 .. .. .... .... ........... ....... .. . ..... ......

90

378
-300

149.

96.951
-427

284.

o.

16a Professional fundraislng fees (Part IX, column (A), line 11e) .... .. ...... ... ........ ..... ... . .. . , ..
b -Total fundraising expenses (Part IX, column (D), line 25)
0.
Ill--

..

17 Other expenses (Part IX, colurnn (A), lines 11a-11 d, 11f-24e) .............. .. ... . ..~ "

124.

BeaInning of CurrentYear

en~

"'"'

184.153.

40

Cl>.$ 20

~
~

94

068.

14
G)

0.

0.
957.

88.725
1.

Current Year

.,

12 Total revenue· add lines 8 throuQh 11 (must equal Part VIII, column (A) line 12) .. ... ,.,
13 Grants and similar amounts paid (Part IX, column (A), lines 1·3) ...............
............, . ,, , . .,

G)

No

If "No,' attach a list. (see instructions)
Hlcl Grouo exemption number IJI,,

TO PROVIDE A FORUM FOR THE

Number of independent voting members of the governing body .(Part VI, line 1 b)

·4

G)

G)

CxJNo

Yes

Are all sub.ordinates 'lncluded?

Summary

a;

::,
C

734.

I L Yearof formation: 19 3 31 M Stateof leoaldomicile:VA

OtherIJI,,

Association

769

for subordinates? .... .. 0Yes
H(b)

C

oil

Telephone number

ELECTRIC UTILITY INDUSTRY.

(.)

C

CJ

13-0659550

IRoom/suite E

Number and street (or P.O.boxif mail is not deliveredto streetaddress)

reh-,m

Total assets (Part X, line 16)

..................,,
... .. . .. . ... . .. .... ....... ·············· .. . . .. ' . . . · • ·· ·

.... .... ...... ...... ....... ... .......,, ..................
,

---i···

21

Total liabilities (Part X, line 26)

22

Net assets or fund balances.. Subtract line 21 from line 20 .... ..... .. ...... . ·········· · ... .. ....

I Part

II

I Signature

.... . ..

.

.

o.

315.

138

441.558.

136

End of Year
459,383.

112

031

105

971.469.

823.

26 409

30 487 914.

735.

Block

Under penaltiesof perjury,I declar:/~at~tve examinedt~:urn,
Includingaccompanyingschedulesand statements,and to the bestof my knowledgeand belief,it is
true, correct,and comr,\]ttl Dellara n prmlarer.(other n officer) is basedon all informationof which preparer ~as any knowledge.
Sign
Here

~
~

J1V
/\-{\ ,{JV 1 '---(A.--'"-//
Si~ature of officer

JOHN

s.

11/ JS/ W/7

Date

I

SCHLENKER1 TREASURERLCFO

Typeor print nameand title

Print/Typepreparer·sname

I

IDate

Preparer~signature

DAVID TRIMNER
M -2: ··Preparer Firm's name ~ CLIFTONLARSONALLEN LLP
Us.e Only Firm's addresslfll-901
N. GLEBE ROAD, SUITE 200
ARLINGTON VA 22203

11/14/17

Paid

Mav the IRS discuss this return with the oreparer shown .above? (see instructions\
53 2001 11- 11-16

IffCheck

~

Firm's EIN~
Phoneno.5

.....

.... ...

LHA For Paperwork Reduction Act Notice, see the separate instructions.

PTJN

00444822
41-0746749

sell-employed

71-2 27-9 50 0

.. .. .. ... .......

IX I Yes

No

Form 990 (2016)

'

 EDISON ELECTRIC INSTITUTE,
rogram Service
1

INC.

13-0659550

Pa

e2

ccomplishments

Check if Schedule O contains a response or note to any line in this Part Ill .. ..... ............ ... ..... ... .... .. .. .. . .. ... ... ... ... .. ... ... . .... .... ... ... .. ..
Briefly describe the organization 's mission:

00

EDISON ELECTRIC INSTITUTE INC. IS THE ASSOCIATION OF AMERICA'S
SHAREHOLDER-OWNEDELECTRIC UTILITIES.
THE INSTITUTE PROVIDES
AUTHORITATIVE ANALYSIS AND CRITICAL INDUSTRY DATA TO ITS MEMBERS,
CONGRESS, GOVERNMENTAGENCIES, THE FINANCIAL COMMUNITY, AND OTHER
2

3

Did the organization undertake any significant program services during the year which were not listed on the
prior Form 990 or 990-EZ? ... .... .. .. . .. ... . ... .... ... ..... .. .. .... . .. . ... .. .. . ... . ... ... ... ... . .. .... .. . . .. .... .. . ... ... .. . ... . .. ...... . . ... .. .... .. ... .. ........ ...
If "Yes,' describe these new services on Schedule 0.

D

Did the organization cease conducting , or make significant changes in how it conducts, any program services? ....... .........

Dves

Yes

00 No
00 No

If "Yes, " describe these changes on Schedule 0.
4

Describe the organization 's program service accomplishments for each of its three largest program services , as measured by expenses .
Section 501 (c)(3) and 501 (c)(4) organizations are required to report the amount of grants and allocations to others , the total expenses, and
revenue , if any, for each program service reported.

4a

4b

..,.....,,,.......,e-=-.
) (Expenses S =-=------,.-~--including grants of$ =------.,......,..=---~
) (Revenue$
EEI'S CLEAN ENERGY ACTIVITIES COMPRISE A HOST OF ACTIVITI=E~S-R-E-LA-T-ED_T_O_
THE EVOLVING ELECTRIC GENERATION FLEET; A RANGE OF ENVIRONMENTAL
REGULATIONS AND POLICIES;
WHOLESALE ELECTRICITY MARKETS; THE NEED FOR A
DIVERSE MIX OF GENERATION SOURCES, INCLUDING RENEWABLES AND DISTRIBUTED
GENERATION; AND INTERCONNECTION POLICIES.
AS THE ASSOCIATION OF
SHAREHOLDER-OWNEDELECTRIC COMPANIES, THESE PROGRAMSAND ACTIVITIES
RELATE TO THE EXEMPT PURPOSE OF EEI.
(Code :

(Code : ~--

) (Expon, ..

$-------~

includ ing grants of$ ________

$ ___,.,...,,..,-=~_..,.~----==-

includ ing grants of$

) (Reven ue$

EDISON ELECTRIC INSTITUTE (EEI) IS FOCUSED ON A NUMBER OF'-=G=R=I=D----MODERNIZATION ACTIVITIES RELATED TO PROMOTING THE VALUE OF THE POWER
GRID; GRID TECHNOLOGY INVESTMENTS; THE CYBER AND PHYSICAL SECURITY OF
THE GRID; AND THE PLANNING, BUILDING, AND OPERATION OF THE DISTRIBUTION
SYSTEM. AS THE ASSOCIATION OF SHAREHOLDER-OWNEDELECTRIC COMPANIES,
THESE PROGRAMS AND ACTIVITIES RELATE TO THE EXEMPT PURPOSE OF EEI.

4c

(Code ;

..,.....,,,.......,=
) (Expenses

=,.......,~-=--==-----·

)

{Revenue$-------------

EE I'S CUSTOMER SOLUTIONS ACTIVITIES ARE FOCUSED ON MEETING CUSTOMERS'
CHANGING NEEDS AND EXPECTATIONS AND ENSURING THAT COMPANIES ARE ABLE TO
OFFER CUSTOMERS THE PRODUCTS AND SERVICES THEY WANT THROUGH
PARTNERSHIPS WITH POLICYMAKERS, INDUSTRY ALLIES, RESIDENTIAL,
COMMERCIAL AND INDUSTRIAL CUSTOMERS, AND NON-TRADITIONAL ALLIES. AS THE
ASSOCIATION OF SHAREHOLDER-OWNEDELECTRIC COMPANIES, THESE PROGRAMSAND
ACTIVITIES RELATE TO THE EXEMPT PURPOSE OF EEI,

4d

Other program services (Describe in Schedule 0.)

4e

Total program service expenses

(Expenses$

including grants of

s;

) (Revenue$

I!::;
Form 990 (2016)

6320 02 11· 11·16

2

 Form 99012016\

I Part

EDISON ELECTRIC INSTITUTE,

13 - 0659550

INC.

Paoe3

IV I Checklist of Required Schedules
Yes

No

Is the organization described in section 501 {c)(3) or 4947(a)(1) (other than a private foundation)?
2

X
X

3

X

3

If ' Yes,· complete Schedule A.. ....... . ..... ................. ........ .... ...................... . .......
.. ....... ...... ...... .... ........ .
Is the organization required to complete Schedule B, Schedule of Contributo~
.... ................ ............ ...... ...... ..
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates tor

4

publ ic office? If ' Yes,• complete Schedule C, Part I .. .. .. .... .. .. .. ... .. .... . . .. . .. .. .... .. .. .. .... . .. .. .. ..... .... ... . ... .... ... .... .. . ...... ...
Section 501(c)(3) organizations. Did the organization engage in lobbying activ ities , or have a section 501 (h) election in effect

5

during the tax year? If ' Yes," complete Schedule C, Part II .. .... .... . ............... ........ ........ ...... ..... .... .......... .......... .... ... ..... ... ...... ,__4_..,_ ____
Is the organization a section 501 (c)(4), 501 (c)(5), or 501 (c)(6) organization that receives membership dues , assessments, or
similar amounts as defined in Revenue Procedure 98·19? If ' Yes,' complete Schedule C, Part Ill ...... .... ................... ..... .... ..
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to

5

6

provide advice on the distribution or investment of amounts in such funds or accounts? If 'Yes,· complete Schedule D, Part I

6

X

2

_

X

7

Did the organization rece_ive or hold a conservation easement, including easements to preserve open space,
the environment , historic land areas, or historic structures? If ' Yes,• complete Schedule D, Part
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If ' Yes," complete

7

X

8

Schedule D, Part Ill .............. ............ .... ...... ..
Did the organization report an amount in Part X, line 21, tor escrow or custodial account liability, serve as a custodian for

8

X

9

n......
........
......
.... . .......

amounts not listed in Part X; or provide credit counseling , debt management , credit repair, or debt negotiation services?
If ' Yes," complete Schedule D, Part IV .... .... ...... . ...... ................ ..... .... .............. ............... .......... ......... ........... ... ........ ..
Did the organization , directly or through a related organization , hold assets in temporarily restricted endowments , permanent

9

X

10

endowments, or quasi-endowments? If "Yes," complete Schedule D, Part V ....... . ........ ...... .... ...... ............... ... ...... ..... ..... ..
If the organization's answer to any of.the following questions is ' Yes,' then complete Schedule D, Parts VI, VII, VIII, IX, or X

10

X

11

as applicable .
a Did the organization report an amount for land, buildings , and equipment in Part X, line 10? if ' Yes," complete Schedule D,

11a

Part VJ

X

b Did the organization report an amount tor investments · other securities in Part X, line 12 that is 5% or more of its total

assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VII ............. ......... ...... .... ......... .................. ........ .. ..
c Did the organization report an amount for investme nts · program related in Part X, line 13 that is 5% or more of its total
assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII .. .................... .......... ......... ..... ... .. ........ ..

11b

X

11c

X

d Did the organization report an amount tor other assets in Part X, line 15 that is 5% or more of its total assets reported in
Part X, line 16? If 'Yes,• complete Schedule D, Part IX ..... .......... .... .... ...... ............... .... .................. .....
.. ....... ...... .. .

11d

e Did the organization report an amount tor other liabilities in Part X, line 25? If "Yes,' complete Schedule D, Part X . ........ .... .

11e

X

11f

X

f

X

Did the organization 's separate or consolidated financial statements for the tax year include a footnote that addresses
the organization 's liability tor uncertain tax positions under FIN 48 (ASC 740)? If ' Yes," complete Schedule D, Part X

. ..... .. ..

12a Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete

Schedule D, Parts XI and XII .... .............. .... ........ ..................... .... ............... .... .. ...... ... .... ..... .... .
b Was the organization included in consolidated , independent audited financial statements for the tax year?
If 'Yes,' and if the organization answered '·No' to line 12a, then completing Schedule D, Parts XI and XII is optional ....... .. ..
13

Is the organization

a school described in section 170(b)(1)(A)(ii)?If ' Yes,· complete Schedule E

...... .. .... .... .......... .

14a Did the organization maintain an office , employees, or agents outside of the United States? .... . ........ . ...... ....... ........ ....... .

X

12a
12b

X
X
X

13

14a

b Did the organization have aggregate revenues or expenses of more than $10,000 from grant making, fund raising, business,
investment , and program service activities outside the United States, or aggregate foreign investments valued at $100 ,000

X

or more? If "Yes,' complete Schedule F, Parts I and IV ............... ........ . .... . .. .. .. ... .... .. .... .. .. .. .. .... .... .. .. ...... .. ..
.. .... .... .... .... .
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any

14b

15

foreign organization? If 'Yes, · complete Schedule F, Parts II and IV .. ........ . .............. ............ ........... ........ .............. .... .. ..
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to

15

X

16

or for foreign individuals? If ' Yes,' complete Schedule F, Parts Ill and JV .... .......... .......... ... .... .... .... ..

16

X

17

Did the organizat ion report a total of more than $15,000 of expenses tor professional fundrais ing services on Part IX,
column (A), lines 6 and 11e? If "Yes,' complete Schedule G, Part I .... ................ ...... .... ............. ........................

18

1c and Ba? If "Yes," complete Schedule G, Part II ........ ..... ....... .............. ...... ...... ..........................................
19

,__1_7
____

X_

.. .............

1--1_s
____

x_

Did the organization report more than $15 ,000 of gross income from gaming activities on Part VIII, line 9a? If ' Yes,"
complete Schedule G, Part Ill .. ........ ... .. .. .. .. .. .. .... .. ..

632003

............

Did the organization report more than $15,000 total of fund raising event gross income and contributions on Part VIII, lines

.. .. .. .. .... .. .... ....... .. ...... .. .... ... .. .. .... .. ... . .. .. .. .. ... .. .. .. .. ... ... .. ..

X
19
Form 990 (2016)

11- 11- 16

3

02171114

137216

064 -03 811200

2016.05000

EDISON ELECTRIC INSTITUTE,

064-0FDl

 Form990/2016l

I Part

EDISON ELECTRIC INSTITUTE,

IV I Checklist of Required Schedules

13-0659550

INC.

Paae4

(continued)

Yes
20a

Did the organ ization operate one or more hospital facilities? If ' Yes,' complete Schedule H

... .. ...... ...... .. ................. . ...... .

b If "Yes " to line 20a, did the organization attach a copy of its audited financial statements to this return?

... .

No

X

20a
20b

Did the organization report more than $5,000 of grants or other assistance to any domestic organization or

21

domestic government on Part IX, column (A), line 1? if 'Yes,' complete Schedule I, Parts I and II ........... ....... ............ ......... .

22

Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on

23

Part IX, column (A), line 2? If ' Yes," complete Schedule I, Parts I and Ill ..... .. ...... ............... .. ... .. ... ...... ...... ..... ..... .. ..... ... ... .
Did the organization answer "Yes " to Part VII, Section A, line 3, 4, or 5 about compensation of the organization 's current

21

X

X

22

and former officers , directors , trustees, key employees, and highest compensated employees? If "Yes,· complete
ScheduleJ .................. ... .... . ....... ........ ...... .. ........... .............. .......... .. ............ ............... ......... ........ ........ . ........ ... ...... ..... .
24a Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the

23

X

last day of the year , that was issued after December 31, 2002? If ' Yes," answer lines 24b through 24d and complete
Schedule K. If "No ', go to line 25a

.. ....... .... ...... . ...... ...... .......... .... .............................

.......... ... ...... ...... ... ..... ................

b Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception? ......... .... .... ... ....... .
c

X_

.. 2_4_a
____
24b

Did the organization maintain an escrow account othe r tha n a refunding escrow at any time during the year to def ease

24c

any tax-exempt bonds? .....

d Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year? .. .... ...... .... ..... ........ .

24d

25a Section 501(c)(3l, 501(c)(4l, and 501(cl(29l organizations. Did the organization engage in an excess benefit
transaction with a disqualified person during the year? If "Yes, ' complete Schedule L, Part I .... ......... ... ............. ............... .
b Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year , and

25a

that the transaction has not been reported on any of the organization 's prior Forms 990 or 990 -EZ? If ' Yes,' complete
Schedule L, Part I . . .. . . . .. . . . . . .. .. . . .. . . . . . .. . . . . . . . .. .. . . . . . .. . .. . . . . . . . .. ... . . . . . .. . . .. . ... . ... . . . . .. .... . ... . ... . . . .. .. ... . .. . .. .. . .
. . . . . . . . . . . .. . . .. .. . 1-2S;;..c...b4-_~-Did the organizat ion report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or

26

former officers, directors , trustees, key employees , highest compensated employees, or disqualified persons? If "Yes,'
complete Schedule L, Part II . . . .. . .. . . .. . .. . . . . ... . . . . . . . . .. . . . . .. . . . . .. . . . . . . .. . . . .. . . . . . . . . . .. .. . .. .. . . ... . . .. . .. . . .. .. . .. . .. . . .. . . . . . . .. . .. .. . .. . . . .. . .. 1-26-+--_+--X_
Did the organization provide a grant or other assistance to an officer, director , trustee, key employee , subs tantial

27

contributor or employee thereof , a grant selection committee member, or to a 35% controlled entity or family member

27

X

a A current or former officer, director , trustee, or key employee? If ' Yes, · complete Schedule L, Part IV

28a

b A family member of a current or former officer , director , trustee, or key employee? If ' Yes,' complete Schedule L, Part IV .

28b

X
X

of any of these persons? If ' Yes,' complete Schedule L, Part Ill . . . . .. . . ... . . .. . .. . .. . . . .. . ... ... . . . ....... . ... ... ..... ...... ....... ... ...... .. .
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV

28

instructions for applicable filing thresholds , conditions , and exceptions):

c An entity of which a current or former officer, director , trustee, or key employee (or a family member thereof) was an officer ,

director , trustee, or direct or indirect owner? If ' Yes,' complete Schedule L, Part JV............ .

29

Did the organization receive more than $25 ,000 in non-cash contributions?

. ........ ... . ......... ..... .... ...... .

If ' Yes," complete Schedule M ...................

... .

X
X

28c
29

30

Did the organization receive contribut ions of art , historical treasures, or other similar assets , or qualified conservation

31

contributions? If ' Yes,' complete Schedule M . . . . . .. . . .. .. . ...... .. .. .. . .. . . .. . . . . . . . . . . ... . . .. .. . .... .. .. . . . . .. . .. . . . . ... . . .. .. .. . . .. . . . .. .. . . .. . . . .. . .. 1--30...;...~--+--X_
Did the organization liquidate , terminate , or dissolve and cease operations?

32

If "Yes,' complete Schedule N, Part I .... .... . .. . ... ... . .... .... . ... .. . .
.. ... .... . .. ..... . .. ..... ........ ..... ..... ... .................
Did the organi zation sell , exchange , d ispose of , or transfer more than 25% of its net assets?lf "Yes,' complete

33
34

31

X

Schedule N, Part II . ... . .. . .. .. .. . . .. .. . . . .. .. . . . . .. .. . . .. ... .. . . . .. .. . . . .. . . .. . . . . .. .. .. . . . .. . .. . ... . ... . . .. .. .... ....... .............. . ..... ..... .... . .... .
Did the organization own 100% of an entit y disregarded as separate from the organization under Regulations

32

X

sections 301 .7701-2 and 301.7701 -3? If "Yes, " complete Schedule R, Part I .... ....... ... ... ... .......... ..... ... ..... ................... .
Was the organization related to any tax-exempt or taxable entity? If "Yes,' complete Schedule R, Part II, Ill , or IV, and

33

X

..... ....... .. .

Part V, line 1

35a

35a

X
X

35b

X

34

Did the organization have a controlled entity within the meaning of section 512(b)(13)7

..... .... .... ... ........... . ..... .... ... .. ....

b If "Yes" to line 35a , did the organization receive any payment from or engage in any transaction with a cont rolled entity
within the mean ing of section 512{b)(13)? If "Yes," complete Schedule R, Part V, line 2 ... ... ...... .. .... ....... ...... ............. ........

36

Section 501(cl(3l organizations.

37

If "Yes,' complete Schedule R, Part V, line 2 ............ ... .... .... .... . .. . ..... . .. .. .. .... .. .. ... ... .. ..... . ... .... . ... .. .. .. ...... . .. ... .... ...... .. 1--3_6--+----if--Did the organization conduct more than 5% of its activities through an entity that is not a related organization

Did the organization make any transfers to an exempt non-charitable related organization?

and that is treated as a partnership fo r federal income tax purposes? If 'Yes," complete Schedule R, Part VI

38

X

37

Did the organization complete Schedule O and prov ide explanations in Schedule O for Part VI, lines 11 band 19?

Note. All Form 990 filers are reauired to comolet e Schedule O ......... ................

....... ... ..... ........... ... ......................

..... ... .

38
Form

X
990

(2016)

63200 4 11 - 11- 16

4

02171114

137216

064-03811200

2016.05000

EDISON ELECTRIC INSTITUTE,

064-0FDl

 EDISON ELECTRIC INSTITUTE,

Form 990 2016

Part

13-0659550

INC.

Pa e 5

Statements Regarding Other IRS Filings and Tax Compliance

D

Check if Schedule O contains a response or note to any line in this Part V
Yes
1a Enter the number reported in Box 3 of Form 1096. Enter -0· if not applicable .. ............ .......... ... _

I 1a I

No

148

1b
b Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable . _........... . _ ... _
c Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming

0
1c

b If at least one is reported on line 2a, did the organization file _all required federal employment tax returns? . _... _ _... _......... _.. _..

2b

X

3a

X
X

Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-fi/e (see instructions) . _._._____
. _....... . _.......... _
3a

Did the organization have unrelated business gross income of $1,000 or more during the year?

b If "Yes ," has it filed a Form 990-T for this year?

If

. ............ .... .......... ........ . ..
' No,' to line 3b, provide an explanation in Schedule O ..... .. ............ ....... __

3b

4a At any time during the calendar year , did the organization have an interest in, or a signature or other authority over, a

financial account in a foreign country (such as a bank account , secur ities account , or other financial account)? ... _ .. _.. .... _._
_

4a

X

5a

X
X

b If "Yes,' enter the name of the foreign country : ..,___________________________

See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a Was the organization a party to a prohibited tax shelter transaction at any t ime during the tax year? ____..._. __.. _... .... _. ...... _..

b Did any taxable party not ify the organization that it was or is a party to a prohibited tax shelter transaction? ._
Sb
c If 'Yes,' to line Sa or Sb, did the organization file Form 8886 -T? .... .... _... ..... .............. ............... ............ .... ____
_...... ... . __
_ .. __ 5c
6a Does the organization have annual gross receipts that are normally greater than $100,000 , and did the organization solicit
any contributions that were not tax deductible as charitable contributions?
6a

X

b If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts
6b

were not tax deductible?
Organizations that may receive deductible contributions under section 170(c).

7

a Didthe organization
receive a paymentin excessof $75 madepartlyas a contributionandpartlyfor goodsand servicesprovidedto thepayor?t--7_a-+---+--

b If ' Yes ," did the organization notify the donor of the value of the goods or services provided?

7b

.... .... ....... ____........... .. ..... .

c Did the organization sell, exchange , or otherwise dispose of tangible personal property for which it was required

d ;; ,.~::.~;~d:!::he

·~~~~~ ;-~;·~~;~~ 82~~-~;;~d~-~ii~~-~~~y~~; ·

:· ::::: ·: ::::::::::::: : . :·::: :···.· .. ·

···1·;~

·r ..............
.....
.

e Did the organization receive any funds , directly or indirectly , to pay prem iums on a personal benefit contract?
f

Did the organization, during the year, pay premiums , directly or indirectly , on a personal benefit contract?

___ .._.......... __

7c
7e

...... .__. ..__.. ..

,_7_f___

,___

g If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ._ t--7-"'-q-+---+--h If the organization received a contribution of cars , boats , airplanes, or other vehicles, did the organization file a Form 1098-C? t--7_h--+--t--Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the

8

sponsoring organization have excess business holdings at any time during the year?

9

8

Sponsoring organizations maintaining donor advised funds.

a Did the sponsoring organization make any taxable distributions under section 4966?

9a

b Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?

9b

10

Section 501(c)(71 organizations.

Enter :

a Initiation fees and capital contributions included on Part VIII, line 12 ... ....... ....... ...... .. ..... ... ...... ..
11

I 10a I
10b

b Gross receipts , included on Form 990 , Part VIII, line 12, for public use of club facilit ies
Section 501(cl(12) organizations. Enter:

11a

a Gross income from members or shareholders
b Gross income from other sources (Do not net amounts due or paid to other sources against

amounts due or received from them .) _........... _. . _....... _.. _.. __
........ ... . _ ..... _. _. __........... .... _. ___
... _. ._1_1_b~------12a Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 10417

b If "Yes, " enter the amount of tax-exempt interest received or accrued during the year .... . .. .. ....... .. l._1_2_b_....._l
______
13

t--12_a--+----,t---

~

Section 501(c)(29) qualified nonprofit health insurance issuers.

a Is the organization licensed to issue qualified health plans in more than one state? ...· _. _.____
_. ___
....._ ....... _... __
. _.. _..._. . ____
...

13a

Note. See the instructions for additional information the organization must report on Schedule 0.

b Enter the amount of reserves the organization is required to maintain by the states in which the
organizat ion is licensed to issue qualified health plans ... ..... .. __.. _......... . ____
.......... ............

_.... __

c Enter the amount of reserves on hand __.. _.. _ ...... __. ___
.. __
..... _.... ... _... __
.... .__...._.............. __
.. _ ........ __

I 13b I
13c

14a Did the organization receive any payments for indoor tanning services during the tax year?

..... .... ........ .. __
_ .......... ..... ...... _
b If "Yes " has it filed a Form 720 to reoort these oavments? If "No,' provide an explanation in Schedule O . .... .__ ____
... ....

14a

X

14b

Form990 (2016)
632005

11-11-16

02171114

137216

064-03811200

2016.05000

5
EDISON ELECTRIC INSTITUTE,

064-0FDl

 EDISON ELECTRIC INSTITUTE,

Form990 2016

art VI Governance,

INC,

13-0659550

Pa e6

anagement, and Disclosure For each ' Yes' response to lines 2 through 7b below, and for a 'No" response

to line Ba, 8b, or 1Ob below , describe the circumstances , processes , or changes in Schedule 0 . See instructions .

.................. [X]

Check if Schedule O contains a response or note to any line in this Part VI

Section A Governing Body and ManaQement
Yes

No

63

1a

1a Enter the number of voting members of the governing body atthe end of the tax year .......... .... .

If therearematerialdifferences
in votingrightsamongmembersof thegoverningbody,or if thegoverning
bodydelegated
broadauthorityto an executivecommitteeor similarcommittee,explainin ScheduleD.

6_3-t

b Enter the number of voting members included in line 1a, above, who are independent . .... .. .... .... .. .__1_b....._
______
2

Did any officer, director, trustee , or key employee have a family relationship or a business relationship with any other

2

X

of officers , directors, or trustees, or key employees to a management company or other person? ....... ......... ......... ...... ......... .
Did the organization make any significant changes to its governing documents since the prior Fonm990 was filed? ......... ... .

3

Did the organization become aware during the year of a significant diversion of the organization's assets?

5

X
X
X

officer, director, trustee, or key employee?
3

Did the organizat ion delegate control over management duties customarily performed by or under the direct supervision

4

5

4

6 Did the organization have members or stockholders? ....... ........ ....... ........... ............ ........ ........ ...... ................ ......... ....... .....
7a Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or

6

X

more members of the governing body? .............. ..... ..... ............. ............... ..... .......... ........................ ............. ..... ......... ..... .
b Ive any governance decisions of the organization reserved to (or subject to approval by) members , stockholders , or

7a

X

7b

X

a The governing body? ....... .............. ............. ............... ..... ...... .. .... ............. .................... ............. ................. ........... ......... ...

8a

b Each committee with authority to act on behalf of the governing body?

.... .............. ., ...... ................ .. ........ .............. ..... . .
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the

8b

X
X

oroanization 's mailino address? If "Yes,' orovide the names and addresses in Schedule 0

9

persons other than the govern ing body?
8

9

............ ........... ........ ... .... .... ....................... .............. _........ ............. ............ . ..... .

Didthe organization
contemporaneously
documentthemeetingsheldor writtenactionsundertaken
duringtheyearbythefollowing:

X

Section B. Pohc1es(This Section B requests information about policies not required by the Internal Revenue Code J
Yes

No

10a Did the organization have local chapters, branches, or affiliates? .......... .... ...................... ................ ........ .......... .................. .
b If 'Yes," did the organization have written policies and procedures governing the activities of such chapters , affiliates,

10a

X

and branches to ensure their operations are consistent with the organization '.s exempt purposes? .. ....... ......... ................ ...

10b
11a

X

11a Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form?

b Describe in Schedule O the process, if any, used by the organization to review this Form 990 .
12a Did the organization have a written conflict of interest policy? If 'No, ' go to line 13

...................... ...... ............... ...... ........ ..

b Wereofficers,directors,or trustees,andkeyemployees
requiredto discloseannuallyintereststhatcouldgiveriseto conflicts?........... .....
c Did the organization regularly and consistently monitor and enforce compliance with the policy?

If

12a
12b

X
X

12c
13

X
X
X

' Yes,' describe

in Schedule O how this was done ....... ........ ......... ....... ... ....... ..................... ... ..... ..... ..... .... ..... ..... ....... ...... ......... ........ ... .
13

Did the organization have a written whistleblower policy?

.............. ........................... ........................ ......................... ........ .

14
15

Did the organization have a written document retention and dest"ruction policy? ............ .......... ........... ........... ............. ........ .
Did the process for determining compensation of the following persons include a review and approval by independent
persons, comparability data, and contemporaneous substantiation of the deliberation and decision?

14

......... ................... ......... ....... ........ .......... . ..........

15a

b Other officers or key employees of the organization ............ __........ .......... ............. ............... .................... .... ....... ....... ....... .
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions) .

15b

a The organization 's CEO, Executive Director, or top management official

X
X

16a Did the organization invest in, contribute assets to , or partiCipate in a joint venture or similar arrangement with a

taxable entity dur ing the year? ............... ······· .... ..... ............ ·······-· ....... ....... ,......... .............. ... ······ ................ ..... .............. , t--16_a
____
b 11"Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation
in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization 's
exempt status with respect to such arranoements?
16b

x_

Section C. Disclosure

NONE
------------------------

17

List the states with which a copy of this Form 990 is required to be filed..,._

18

Section 6104 requires an organization to make its Forms 1023 (or 1024 if applicable) , 990, and 990-T (Section 501(c)(3)s only) available
for public inspection. Indicate how you made these available. Check all that apply.

D
19

Own website

D

Another 's website

[][]

Upon request

D

Other (explain in Schedule OJ

Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial
statements available to the public during the tax year.

20

State the name, address , and telephone number of the person who possesses the organization's books and records: ..,._

JOHNS. SCHLENKER - 202-508-5540
701 PENNSYLVANIA AVE, NW, WASHINGTON, DC

-----20004-2696
Form990 (2016)

532 006 11- 11-16

6

02171114

137216

064-03811200

2016.05000

EDISON ELECTRIC INSTITUTE,

064-0FDl

 Form990

EDISON ELECTRIC

2016

Part

INSTITUTE,

INC,

13-0659550

Pa e 7

Compensation of Officers, Directors, Trustees, Key Employees, Highest Compensated
Employees, and Independent Contractors

D

Check if Sc hedule O contains a response or note to any line in this Part VII

Section A.

Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees

1a Comp lete this tab le for all persons required to be listed. Report compensation for the calendar year ending with or with in the organ ization's tax year.

• List all of the or_ganization 's current officers, directors, trustees (whether ind ividuals or organizations) , regardless of amount of compensation .
Enter -0· in columns (D), (E), and (F) if no compensation was paid.
• List all of the organization 's current key employees , if any . See instructions for definition of "key employee ."
• List the organization 's five current
highest compensated employees (other than an officer , directo r, trustee , or key employee) who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099 -MISC) of more than $100 ,000 from the organization and any related organ izations.
• List all of the organi zation 's former officers , key employees , and highest compensated employees who received more than $100,000 of
reportable compensation from the organization and any related organ izations.
• List all of the organization 's former directors or trustees that received, in the capacity as a former director or trustee of the organizat ion,
more than $10,000 of reportable compensation from the organ ization and any related organizations.
List persons in the following order : individual trustees or directors ; institu t ional trustees ; officers ; key employees ; highest compensated employees ;
and former such persons.

D

Ch ec k this
. boX if neit. h er t h e organiza tion nor any related organization compensate d any current officer, d'irector , or trustee .

(A)

Average
hours pe r
week
Oist any
hours for
related
organizations
below
line)

(1)
MR. THOMAS A. FANNING
MEMBER/CHAIR

( :2)

MR. CHRISTOPHER M. CRANE

VICE CHAIR
( 3)
MR. GREGORY E. ABEL
VICE CHAIR
(4}

MS. PATRICIA K. VINCENT - COLLAWN

VICE CHAIR
(S J

MR, NICHOLAS K. AKINS

CHAIR/MEMBER
(6)

MR, ANDRES R. GLOSKI

4.00
1.00
4.00
1.00
4.00
1.00
4.00
1.00
4.00
1.00
1.00

(7}

MR. ALAN R, HODNIK
MEMBER

1.00

<al

1.00

MS. PATRICIA LEONARD KAMPLING
MEMBER
MR,

WARNERL.

BAXTER

MR. JAMES P,

TORGERSON

SCOTT L. MORRIS

(13)

MR. DAVID R . EMERY
MEMBER
MR,

MR.

MR.

>

= 'ZS.

;

:c -

,E

i ~

.!?E

X

o.
o.
o.
o.
o.
o.
o.
o.
o.
o.

X

0.

X

o.

o.
o.

X

0.

0.

0.

X

o.

0.

0.

X

0.

0.

0.

X

0.

0.

0.

X

0.

0.

X

X

X

X

X

X

X

X

X

X

1.00

SCOTT M, PROCHAZKA

1.00

J AMES P.

1.00

LAURITO

DARREN J.

OLAGOES

MEMBER
(17) MRS, PATRICIA K. POPPE
MEMBER

137216

0.

o.

0.

b.

o.

0.

0.

0.

0.

o.
o.

o.

0.

0.

o.

0.

0.

0.
0.

0.

0.

1.00
1.00
1.00

0.
Form

63 200 7 1 1-11 - 16

02171114

0.

1.00

MEMBER
(16)

!;,

~

1.00

MEMBER
( 1 5)

I

15.

~
0

1.00

MEMBER

( 14}

~

~

X

MR. MICHAEL ROWE

MR.

~
~

i i8-

(Fl
Estimated
amount of
other
compensat ion
from the
organization
and .related
organizations

X

MEMBER
(12}

I

0

i
s
"'
i .,.

(El
Reportable
compensation
from related
organ izations
(W-2/1099 -MISC)

1.00

MEMBER
(11)

~

i

(DI
Reportable
compensation
from
the
organization
c,N-2/1099-MISC)

X

MEMBER
(10}

(do no1 check more than one
bo x, unless perso n is bo th an
officer and a director /t rustee )

X

MEMBER

( 9}

(C)
Position

(BJ

Name and Title

064 - 03811200

2016.05000

7
EDISON ELECTRIC

INSTITUTE,

990 (2016)

064-0FDl

 EDISON EL ECTRIC I NSTIT

Form 990 /2016\

u TE

I

INC

I Part VII I Section

0

( 18)

( 20 ) MR. THOMAS F.

1.00
1.00
1.00

FARRELL, II

MEMBER

MR. GERARD M. ANDERSON

MEMBER
( 22)

MS. LYNN J.

MR. PEDRO J.
MS. MARYE.

0.

0.

0.

X

0.

0.

0.

X

0.

0.

0.

X

0.

0.

0.

X

0.

0.

0.

X

0.

0.

0.

X

0.

o.

0.

X

0.

0.

0.

X

0.

0.

0.
0.

1.00

KIPP

MEMBER
( 2 6 ) MR. BRADLEY P.

X

1.00

PIZARRO

MEMBER
( 25)

I

!

1.00

MR. RICHARD RIAZZI

MEMBER
( 24)

(Fl
Estimated
amount of
other
compensation
from the
organization
and related
organizations

1.00

GOOD

MEMBER
(23)

I

Page 8

1.00

MR. PAUL THESSEN

MEMBER

( 21)

13 - 0659550

"

MEMBER
( 19)

.

A. Officers, Directors, Trustees, Kev Em Jloyees, and Hiahest Comoensated Emolovees (continued)
(Bl
(Cl
(Al
(E)
(Dl
Position
Average
Name and title
Reportable
Reportable
(do no1 check mo re than one
hours per box, unles s person is b oth an
compensation
compensation
offi cer and a d irect or/tr uste e}
week
from
from related
(list any
the
organizations
~
hours for
"3
organization
(W-2/1099-MISC)
related
(W-2/1099-M ISC)
~
~
organizations s
1s
)
~
below
~~
"'
!,; ~ci
~
line)
~ ~ )\l ~ ¥~ .I?
MR. JOHN J. MCAVOY
1.00

1.00

BEECHER

MEMBER

.............

0.
0.
1b Sub-total ........... ... ...... ..... . ..... ........... .. ... .......... . ...... . . . .. .. ... ..... ...
11,521,684.
0.
C Total from continuation sheets to Part VII, Section A
.....
......
.........
-·-··
0.
d Total (add lines 1b and 1c) .. ........... ... . ... .... .
. .... .... .. .... ... . .. .............. 11,521,684.
2 Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable

...

compensation from the orqanization

2,875 , 956.
2,875 , 956.

....

19
Yes

3
4

5

Did the organization list any former officer , director , or trustee , key employee, or highest compensated employee on
line 1a? If "Yes, " complete Schedule J for such individual
.. ..... . .. .......... ........... ..... .... , . ......... . ... ... ..... ... . .... .. . .. . .....
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization

No

X

3

and related organizations greater than $150,000? If ' Yes,' complete Schedule J for such individual ...... .......... ··· ········· ······ ...
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services
rendered to the orqanization? If "Yes,' comple te Schedule J for such person .... ... .. . ··· ··-·· ....... .. ...... ...... ·········· . . . . . . . . . . . . .. .

4

X

5

X

Section B. Independent Contractors

1

Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from
t he orqamzation . Report compensation for the calendar vear endinq with or within the oroanization 's ta x vear.
(B)
Description of services

(A)

Name and business address

HUNTON & WILLIAMS
1900 K STREET, WASHINGTON, DC 20006
THE HAWTHORNGROUP, L. C., 625 SLATERS LANE
STE 100, ALEXANDRIA, VA 22314
VENABLE, LLP
575 SEVENTH STREET, WASHINGTON, DC 20004
DEMOCRACYDATA & COMMUNICATIONS, 805 15TH
ST, NW. STE 300, WASHINGTON, DC 20005
NOSSAMAN LLP, 777 SOUTH FIGUEROA STREET,
34TH FLOOR, LOS ANGELES, CA 99017
2

(C)
Compensation

K;ONSULTING

8 , 714,713

tONSULTING

3,000,000.

CONSULTING

2,833,661.

CONSULTING

1,086,988.

LEGAL CONSULTING

.

754,571.

Total number of Independent contractors (including but not limited to those listed above) who received more than

86
I>
SECTION A CONTINUATION SHEETS

$100 000 of compensation from the oraanizat ion

SEE PART VII,

Form 990 {2016)

632008 11- 11- 16

8

02171114

137216

064-03811200

2016.05000

EDISON ELECTRIC INSTITUTE,

064-0FDl

 EDISON ELECTRIC

Form 99 0

IPart

VII I Section

A.

INSTITUTE,

(A)

(8)

Name and title

(C)

Average
Pos ition
hours
(check all that apply}
per
week
'l!,
.2
(list any
[
hou rs for
..,
0
lll
.;;
related
"' .s
organ izations ~
~
'5.
below
~
1i ~
ri
line)
0
:i:
.£

!

I

! I

(27)

MR. LEO P.

MR. JAMES J.

CHARLES E. JONES

1.00

MR. JEFF M. HOUSEHOLDER

1.00

MR.

MEMBER
( 30)

MEMBER
( 31)

MR.

MEMBER
DARREL T. ANDERSON

GARY J.

MEMBER
( 38) MS. NICOLE A. KIVISTO

1.00
1.00
1.00

MR. JOHN BRUCKNER

MEMBER
ROBO

MEMBER
(42)

MS. VIOLET G. SISTOVARIS
MR.

ROBERT

c.

MR.

CHARLES S. MACFARLANE

MS. GEISHA J.
MEMBER

1.00
1.00

WILLIAMS

Total to Part VII Section A line 1c

X

0.

0.

0.

X

0.

0.

0.

X

0.

0.

0.

X

0.

0.

0.

X

o.

o.

0.

X

0.

0.

0.

X

0.

0.

0.

X

0.

0.

0.

X

0.

0.

0.

X

0.

0.

0.

X

0.

0.

0.

X

0.

0.

0.

X

o.

0.

0.

X

0.

0.

0.

X

0.

0.

0.

X

0.

0.

0.

X

0.

0.

0.

X

0.

0.

0.

1.00

MEMBER
( 46)

0.

1.00

MR. R. SEAN TRAUSCHKE

MEMBER
(45)

0.

1.00

ROWE

MEMBER
(44)

0.

1.00

MEMBER
(43)

X

1.00

FELTS

MEMBER

(4 1) MR. JAMES L.

0.

1.00

MEMBER

(40)

0.

1.00

WOLTER

( 39) MS. MARGARETE.

0.

1.00

MR. IAN ROBERTSON

MEMBER
( 37) MR.

X

1.00

MR. DAVID A. CAMPBELL

MEMBER
( 36)

~

1.00

MEMBER
(35)

I

!

1.00

MRS. CONSTANCE H. LAU

(34 ) MR.

(F)
Estimated
amount of
other
compensation
from the
organization
and related
organization s

1.00

MS. MARY G. POWELL

MEMBER
( 33)

(E)

Reportable
compe nsati on
from related
organizat ions
(W-2/1099-MISC)

1.00

TERRY D. BASSHAM

MEMBER
(32)

..

(D)

Reportable
compensation
from
the
organization
(W-2/ 1099-MISC)

1.00

JUDGE

MEMBER
(29)

13-0659550

1.00

DENAULT

MEMBER
(28)

INC.

Off icers , Directors, Trustees Key Employees, and Highest Compensated Employees (continued)

.... .. . ... ... ... .. .. .....

.

.......... ' .... ........ ... ... ······ ··· ·· ·

632201
04-01·16

9

02171114

137216

064-03811200

2016.05000

EDISON ELECTRIC

INSTITUTE,

064-0FDl

 - - - ----

EDISON ELECTRIC

Form 990

I Part Vil I Section

A.

Officers, Directors , Trustees,

(A)

INSTITUTE,

Kev Emolovees,

(Bl

Name and title

(C}

i

i

(47)

MR.

DONALD E. BRANDT

1.00

JAMES J.

1.00

MEMBER
(48)

MR.

PIR O

MEMBER
MEMBER

1.00
1.00
1.00

RALPH IZZO

MEMBER
(51)

MS. KIMBERLY J . HARRIS

MEMBER
( 52)

MR.

JEFFREY MARTIN

1.00

KEVIN B; MARSH

1.00

CHRI STOPHER HUSKILSON

1.00

MEMBER
( 53)

MR.

MEMBER
(5-4)

MR.

MEMBER
( 55)

MR.

ROBERT G. SCHOENBERGER

1.00

DAVID G. HUTCHENS

1.00

MEMBER
( 57)

MR.

MEMBER
(58)

MR. CARLL.

MR.

MR. BENJAMIN G.S.
MR.

ROBERT D. KUMP

1.00

BRUCE A. WILLIAMSON

1.00

MEMBER
(64 ) MR.

MEMBER
(6 5)

X

0.

0.

0.

X

0.

0.

0.

X

o.

0.

0.

X

0.

0.

0.

X

0.

0.

0.

X

o.

0.

0.

X

0.

0.

0.

X

0.

0.

0.

X

0.

0.

0.

X

0.

0.

0.

X

0.

0.

X

0.

o.
o.

X

0.

0.

0.

X

0.

o.

0.

X

0.

0.

0.

X

0.

0.

0.

X

0.

0.

0.

X

0.

0.

0.

X

0.

0.

0.

X

0.

0.

0.

0.

1.00

FOWKE, III

MEMBER
(63)

i !

1.00

MR. MARK A. RUELLE

MEMBER
(62)

! e

1.00

ALLEN L. LEVERETT

MEMBER
(61)

(F)

Estimated
amount of
other
compensation
from the
organization
and related
organizations

1.00

MR. THOMAS DUNN

MEMBER
(6 0)

(El
Reportable
compensation
from related
organizations
(W-2/ 1099-MISC)

1.00

CHAPMAN

MEMBER

( 59)

(DI
Reportable
compensatio n
from
the
organization
(W-2/1099 -MISC)

1.00

MR. ROBERT F . BEARD

MEMBER
(56)

I

1.00

MR. JOHN G. RUSSELL

MEMBER

1.00

( 66 l MR. PAUL SEGAL
MEMBER
Total to Part VII Section A line 1c

....

... .. ...........

.. .•.•. . ...• •... .. . . . ....•• . . . . . . ... ... .

....

632201
04-01-16

02171114

137216

-

Empie, ees (cont inued)

1.00

( 49 ) MR. WILLIAM H. SPENCE
( 50 ) MR.

I

- -

13 - 0659550

INC,

and Hiqhest Comoensated

Position
Average
hours
(check all that apply)
per
week
(list any
~
!a
,5
"'
hours for
0
~
related
.s
organ·izations .,.
"'
8
a
below
E
11
ss
line)
,£
'ie
~ ~ 0

I

~ =--

064 - 03811200

2016.05000

10
EDISON ELECTRIC

INSTITUTE,

064-0FDl

 EDISON ELECTRIC INSTITUTE,

Form 990

IPart

(Bl
Average
hours
per
week
(list any
hours for
related
organizations
below
line)

(A)

Name and tit le

(67 ) MR. THEODORE F . CRAVER , JR .
MEMBER
(68)

MR. THOMAS V . SHOCKLEY, II I

1.00
1.00
1.00

MEMBER
MEMBER
MEMBER
(71 ) MR.

JOHN F.

YOUNG

1.00

MAY

1.00

MEMBER
MR. THOMAS J.

(72)

MEMBER
MEMBER
MR.

JOS EPH M , RIGBY

1.00

PAUL A. FARR

1.00

MEMBER
( 75)

MR.

MEMBER
MEMBER
MR. GALE E.

PRE S IDE NT
( 7 9) MR. DAVID OWENS

PUBLIC POLI CY

&

EXTERN

( 8 1 ) MR. PHI L MOELLER
SR VP
(82)

~

I

~

E

8

I !
i
:ic

(Fl
Estimated
amount of
other
compensation
from t he
organization
and related
organizations

"

&

X

0.

0.

o.

X

0.

0.

0.

X

0.

0.

0.

X

0.

0.

o.

X

0.

0.

0.

X

0.

0.

0.

X

0.

0.

0.

X

0.

0.

0.

X

0.

0.

0.

X

o.

0.

o.

X

0.

0.

0.

X

3,503 , 324.

0.

51 , 371.

X

1 , 019,095.

o.

699,648.

44.00
1.00
45.00

X

986,555

.

0.

276 , 075.

X

552,020

.

0.

63,425.

X

521,373.

0 . 340,243.

X

225,131.

0.

42,205

X

481 , 955.

o.

206 , 914.

X

42 1 ,790.

0.

117,818

X

458 , 220 .

0.

160,365.

45 . 00

GENERAL COUNSEL & CORPORATE SECR

45 . 00

L·EGAL

41. 00
3 . 00
45.00

( 84 ) MS, MARY MILLER
CHI EF ADMINSTRATIVE OFFI CER
MR. QUINLAN SHEA I I I

VP , ENVI RONMENT

45 . 00

( 86 ) MR. RICHARD MCMAHON
VP , ENERGY SUPP LY & FINANCE

Total to Part VII Section A line 1c

:JI

~

·,a

ENERGY DELIVER Y & CHIEF CUSTO
MR. EDWARD COMER

( 8 3) MS. EMI LY FI SHER

(85)

[

5

BUS INESS OPS GROUP & R

( 8 0) MR. BRIAN WOLFF
EXECUTI VE VP,

f;;

42.00
2.00
45 . 00

MR. THOMAS KOHN

EXECUTIVE VP,

_.,
=

(El
Reportabl e
com pensation
from related
organizations
IY,..J-2/
1099-MISC)

1.00

KLAPPA

MEMBER
( 78)

[

~

1.00

( 76 ) MRS. BARBARA SIEHR
( 77)

i

j

(DJ
Reportable
comp ensation
from
th e
organization
(W-2/1099-MISC)

1.00

( 73 ) MR. JOSE PH L . WELCH
(74)

(CJ
Position
(chec k all t hat app ly)

1.00

(7 0) MR. ALAN RI CHARDSON

VP

13 - 0659550

1.00

(69 ) MR. JO HN B. RA..
'!IL

VP,

INC.

VII I Section A. Officers , Directors , Truste es, Kev Emo lovees , and Hiohest Compensated Emoloyees (continu ed)

........... ......... ..... ··-······-·

... .... ...... ..... ......... ......

63220 1
04- 01 - 16

02171114

137216

064 - 0 3 81 1 200

2016.05000

11
EDISON ELECTRIC INSTITUT E,

064-0FDl

.

.

 EDISON ELECTRIC INSTITUTE,

Form 990

IPart VII I Section

Name and title

Average
hours
per
week
(list any
hours for
related
organizat ions
below
line)

45.00

(8 7) MR. JAMES FAMA

Position
(check all that apply)

45.00

VP, POLITICAL & EXTERNAL AFFAIRS
(90) DR, LAWRENCE JONES

45.00

0

I

I

INTERNATIONAL PROGRAMS

( 91)

MR, JOHN SCHLENKER

CHIEF FINANCIAL OFFICER & TREASURER
(9 2) MR, RICHARD TEMPCHIN

!

i

Sc

1!

~

0.

79,067.

X

395,176.

0.

132,586.

X

397,877.

0.

55,678.

43.00
1.00
45.00

X

315,227.

o.

40,786.

X

343;428.

0.

95 121.

X

313,469.

0.

110,383.

X

320,311.

0.

151,414.

X

307,370.

0.

91,370.

X

273,667.

0.

52,577.

X

249,860.

0.

108,910.

COMMUNICATIONS

I

45.00

EXECUTIVE DIRECTOR, NATIONAL SECURIT

45.00

MR. JAMES ROEWER

DIRECTOR

I

I I
~

45.00

MS. STEPHANIE VOYDA

(9 5) MR. SCOTT AARONSON
(96)

~

Estimated
amount of
other
compensation
from the
organization
and related
organizations

45.00

MR. JAMES OWEN

EXECUTIVE DIRECTOR,

(F)

Reportable
compensation
from related
organizations
(Yv-2/1099-MISC)

435,836.

EXECUTIVE DIRECTOR , MEMBER RELATIONS
( 94)

Reportable
compensation
from
the
organization
(Y\/-2/1099-MISC)

X

EXECUTIVE DIRECTOR, RETAIL ENERGY SE
(93)

13-0659550

45.00

MS, KATHY STECKELBERG

VP, GOVERNMENTRELATIONS
(89) MR. BRIAN MCCORMACK

VP,

15-

I

!

VP , ENERGY DELIVERY
(88)

INC .

A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Emolo, ees (continued)
(A)
(D)
(C)
(Bl
(El

USWAG

Total to Part VII Section A line 1c

. ... .... ... ···· ·········· . .... ... .... ....... ....

.... .......... .... 11,521,684.

2,875,956.

632201
04-01-16

02171114

137216

064-03811200

2016.05000

12
EDISON ELECTRIC INSTITUTE,

064 - 0FDl

 EDISON ELECTRIC INSTITUTE,

Form 990 2016

Part

13-0659550

INC.

Pae

9

Statement of Revenue

D

....
"'"'
cc

Check if Schedule O contains a response or note to anv line in this Part VIII ················ ··············· ······· ············· .. .......... ... .......
{B)
{Al
{Cl
Revenu~~~cluded
Related or
Unrelated
Total revenue
fromtax under
exempt function
business
sections
revenue
revenue
512- 514

1 a Federated campaigns

Ill ::::,

b Membership dues

... 0

~E
ui<
~ lii
0::

C

. ' ...

... •••.....

1a
1b
1c
1d
1e

.

··········· ··· ···· ····· ·

Fundraising events

.......................

d Related organizations ·· ····· ··· ····· ···
e Government grants (contributions)

.;E

giii

f Allother contributions,gifts, grants,and

~t

similar amounts not includedabove .... ..

i5

g

0 111

h Total.Add lines 1a-1f ...... ...... ..... .. ......... . . ...................

c,:i
oc

G)

u
-~

G)

G) ::::,

None.ash contribu tions included in lines

1f

ia -it : $

Business Cod<a
900099

2a MEMBERSHIP DUES
b MEETINGS

I/Jc

15,a:
0

~

80,939,845.

8 , 905,759.

8,905,759.

PROGRAMS

900099

3,624,790.

3,624,790

d ADVERTISING
e PUBLICATIONS

541800

595,628.

511190

118,131.

C

E:
Ill CD

80,939,845.

900099

f
g

Allother program service revenue ···· ··· ·· ····· ·
Total.Add lines 2a-2f ... ....... ......... . .................... ..... ... .

3

Investment income (Including dividends, interest, and

4

other .similar amounts) ··-· ·· ·· ···· ···· ·· ·· ...... ... ...... .... ......
Income from investment of tax-exempt bond proceeds

5

Royalties

6a

··········. ····· ··· ····· ········

Gross rents

. . .... . ......•

..

.....

....
....
....

.
595,628.

118,131

.

94,184,153.
3,019

, 893.

3,019,893

.

··· ····- ····· ··· ·· ···· ············
/ii) Personal
/OReal

... . .. .

b Less: rental expenses .........
C

Rental income or 0oss)

....

.... .... ····· ····· ········ .......... ....
(ii) Other
(i)Securities
1238,565 , 688.
assets other th an inventory

d Net rental income or 0oss)

7 a Gross amount from sales of
b Less: cost or other basis

and sales expenses ······ .. 1239,245,703.
-680,015,
C Gain or 0oss) ··· ····· ··· ··· ···· ·- ·
.. ..

....

.. ..... ....... .

....

a
···· ···· . ......... ..
.......... .... .. ··· ····· ·· b
C Net income or (loss) from gaming activit ies ..................

....

............ ...... ····· ···· · ········· ··
Gross income from fundraising events (not

d Net gain or 0oss)
G)

::I

Sa

. ..••.....

-680,015

•

- 680,015.

including$
of
contr ibutions reported on line 1c)_.See

C

!ID

a:

..

Part IV, line 18 ...... ... ........... ........... ....

a

b Less: direct expenses ..... . ........... ... .... .

b

Gi

.r;

0

C

Net income or (loss) from fundraising events

9 a Gross income from gaming activities. See
Part IV, line 19 ....

.

-. . . . . . . ' . .

b Less: direct expenses

10 a Gross sales of inventory , less returns
and allowances

....... .. ...

. . . ... .. .... . ....

·· ······

a

b Less: cost of goods sold ......... .... ....... . b
C

....

Net income or llossl from sales of inventorv ..... .. ......... .
Miscellaneous Revenue
Business Cod<a

11 a
b
C

d All other revenue ···· ······ ··········· ···· ..........
12
632009

e Total.Add lines 11 a-11d ...... .. ......... . ... ........ ...........
Totalrevenue
. Seeinstructions. .... ..........
. ... . . .

~

....

96 , 524,031

•

93,588

, 525 .

595,628.

02171114

2,339,878.

Form 990 (2016)

11-11-16

137216

064 - 03811200

2016.05000

13
EDISON ELECTRIC INSTITUTE,

064-0FDl

 EDISON ELECTRIC

Form 990 2016

INSTITUTE,

INC.

13 - 0 6 5 9 5 5 0

Pa e 10

art IX Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizat ions must complete column (A) .

Check if Schedule O contains a response or note to anv line in this Part IX ........ ................... ····· ······· -····· ·····
(C)
1A)
p
(I:!)
.
Do not include amounts reported on Jines6b,
Total expenses
rogram service
Managementand
7b, Bb, 9b, and 10b of Part VIII.
aeneral expenses
expenses

1
2
3

4
5

6

7

8

Other salaries and wages _...__._... _._.__.....
Pension plan accrualsandcontributions(include
section401(k) and403(b) employercontributions)

Other employee benefits .. ... .. ..... .... ......
10 Payroll taxes ... .. ..... .. .. ... . ..... . . . . ..... . . ··· ·· · ····
11 Fees for services (non-employees):
a Management .. _ ..... .... ... ····· ···· ·· ···· .. ........ .....
b Legal ........... ·············· ...................... ... ... .. .
C Accounting . . . . . .. ... . . . ... . .................. ... .. .. .... .. .
d Lobbying ......... .............. .. ..... .. .... .. . ..
.... ...
e Professionalfundraising services. SeePartIV, line 17
f Investment management fees .... .... . . . .....•• •. ..
g Other. (If line 11gamountexceeds10% of line 25,
column(A)amount, list line 11g expenses on Sch 0.)

16
17

18
19
20

21
22
23

24

a
b

···· ·· ·· · ··

[xJ

FunJ~iising
expenses

Grantsandotherassistance
to domestic organizations
4,326,823.
and domestic governmen
ts. See PartIV, line21
Grants and other assistance to domestic
individuals. See Part IV, line 22 .. ... .. ... .... .....
Grants and other assistance to foreign
organizations, foreign governments, and foreign
individuals. See Part IV, lines 15 and 16 ...... ..
Benefits paid to or for members ._.._....._._.._..
Compensation of current officers, directors,
13,129 , 397.
trustees, and key employees ......................
Compensation
not includedabove,to disqualified
persons(as d·efinedundersection 4958(1)(1))and
personsdescribedin section4958(c)(3)(B) ......

9

12
13
14
15

...... ·· ··-·-·

Advertising and promotion ............ ...... . ... .. .
Office expenses.__
....__..._... ... .......... ........
Information technology ........ ........ .. ..• ..........

..

Royalties ........... ........... .... ... ...... .......... .. .. ..
Occupancy .... ...................... .......... .......... ...
Travel .. .... ... .. .......... ..... ......... .......... .... .......
Payments of travel or entertainment expenses
for any federal, state, or local public officials
Conferences, conventions, and meetings . ..
Interest ..... . .. . ... ...... ... ... .. . . . . .. ... . . .. ... ... .. .. . .
Payments to affiliates .. .... ... ....... ...... ......... ..
Depreciation, depletion, and amortization
Insurance .. . .. .... . .. . . .. .. . ..•.. ............... ...... . ..
Other expenses.ltemi2e expenses
not covered
above. (List miscellaneous
expenses in line 24e.If line
24eamountexceeds10% of line25, column(A)
amount,list line24eexpenseson Schedule 0.)

SUBSCRIPTIONS
PERSONAL PROPERTY TAX

22,383,626.

2,039,857.
2,375,017.
1,583,394.
13,259,954.
93,169.
1,849,313.
361,190.
11,751,843.
150,106.
2,950,954.
1,558,498.
424.
5,611,134.
2,657,197.
59,964.
7,733,161.
1,838,191.
141,844.

649,884.
118,028.

C

d
e All other expenses

25
26

Totalfunctional
expenses
. Addlines 1 through24e
Jointcosts.Completethis line only if the organi2ation
reportedin column(8) joint costsfrom a combined
educationalcampaign andfundraising solicitation.
Chec k here•

D

328,347.
96,951,315.

itfo llowin c SOP 98·2 (ASC 958-720 )

Form 990 (2016)

6320 10 ,,. , , . , s

02171114

137216

064-03811200

2016.05000

14
EDISON ELECTRIC INSTITUTE,

064-0FDl

 EDISON ELECTRIC

Form 990 (2016)

I Part X I Balance

INSTITUTE,

INC.

13 - 0 6 5 9 5 5 0

Paae 11

~neet

................................... . ........................ ....... LJ

Check if Schedule O contains a resoonse or note to anv line in this Part X

(A)

(B)
End of year

Beginning of year

1

Cash· non-interest-bearing

2
3

Savings and temporary cash investments .... ....... ...... ..... ... ........ ........ ...... .
Pledges and grants receivable, net ....

4

Accounts receivable , net

5

Loans and other receivables from current and former officers , directors ,

-515,177.
14,559,751.

-59,438.
4,439,451.

2
3

2,447,096.

1,235,443.

4

trustees, key employees , and highest compensated employees . Complete
Part II of Schedule L
6

5

Loans and other receivables from other disqualif ied persons (as defined under
sect ion 4958(f)(1)), persons desc ribed in section 4958(c)(3)(B). and cont ributing
employers and sponsoring organizations of section 501 (c)(9) voluntary

....
"'
a,

"'
"'
cl'.

employees' beneficiary organization s (see instr). Complete Part II of Sch L ...
7

7

8
9

Inventories for sale or use ......... ..... .......... .... ................... .... ...... ............. .
Prepaid expenses and deferred charges .. . .. ...................
............ ..
10a Land , buildings , and equipment : cost or other
basis. Complete Part VI of Schedule D

15,124,925.
3,393,320.

10a

b Less: accumulated depreciation

10b

11

Investments - publicly traded securities

12

Investments · other securities. See Part IV, line 11 .. ........ ....... ..
Investments· program-related. See Part IV, line 11

13

14
15

1,409,534.

9

11,731,605.
117,702,788.

10c
11

13

Total assets. Add lines 1 throuah 15 lmust eaual line 34)

19

Deferred revenue .... .... ...... ......... .. ......... ............ ....... .... .. .. . ............
Tax-exempt bond liabilities

Grants payable .. .. .. . . .. .. .. .. . .. .. .

1,188,148.
13,172,984.
107,021,915.

Intangible assets ...... ......... .. ....... ........ ... ........ . .... ........... .... ...... ........... ..
Other assets . See Part IV, line 11
Accounts payable and accrued expenses .

8

12

16
17
18
20

6

Notes and loans receivable, net .. .. .. ... .. .. .. .. .. . .. .. .. .. .. .. .. .. . .. .. .. ... .. .. ......

. ...... ...... .... ....... .. .... ... ..

566 841,
13 8 , 4 41 , 5 5 8 •
10 , 5 5 7 , 8 2 6 •
I

.. ....... ........ ..... .... ..... .. ..... ........... . .
... ..

2 6 181 6 5 9 •
I

I

14
15

0.

16
17
18

136,459,383.
9,852,738.

19

18,188,094.

20

21

21

Escrow or custodial account liability. Complete Part IV of Schedule D

22

Loans and other payables to current and former officers , directors, trustees ,
key employees, highest compensated employees , and disqualified persons.
Complete Part II of Schedule L .......

23
24
25

22
23
24

.... .... .... .. .

Secured mortgages and notes payable to unrelated th ird parties
Unsecured notes and loans payable to unrelated third parties .... ...... .... .... .. ..
Other liabilities (including federal income tax, payables to related third
parties , and other liabilities not included on lines 17-24). Complete Part X of
Schedule D

26

Total liabilities. Add lines 17 throuah 25

Organizations that followSFAS

"'
u

IQ

27

iii

28

'O

29

cc
C

ai

z

... ... .

117 (ASC 958) , check here~

.. .. ..

LXJ

75,292,338.
112,031,823.

25
26

77,930,637.
105,971,469.

26,409,735.

27
28
29

30,487,914.

and

Unrestricted net assets ............................
Temporarily restricted net assets

.... ...... ..... .. ... ....... ....... .......... ..

Permanently restricted net assets .... ...... ...................................... ............ ..
Organizations that da not follow SFAS 117 (ASC 958) , check here ~

D

::,

u.

...
0
....
"'
a,
"'
"'
<r

.....

complete lines 27 through 29, and lines 33 and 34.

a,
C

....

and complete lines 30 through 34.

30
31
32

Capital stock or t rust principal , or current funds

33

Total net assets or fund balances

34

Total liabilities and net assets/fund balances

Paid-in or capital surplus, or land , building , or equipment fund .... ... ... ...... .. .
Retained earning s, endowment , accum ulated income , or other funds
..... ............... ........ .

26,409,735.
138,441,558.

30
31
32
33
34

30,487,914.
136,459,383.
Form 990 (2016)

63201 1 11-11 -1 6

02171114

137216

064 - 03811200

2016.05000

15
EDISON ELECTRIC INSTITUTE,

064-0FDl

 EDISON ELECTRIC INSTITUTE,

Form990 2016

INC.

13- 0659 550

Pa e 12

Part XI Reconciliation of Net Assets
Check if Schedule O contains a response or note to anv line in this Part XI

1

Total revenue (must equal Part VIII, column (A), line 12)

2

Total expenses (must equal Part IX, column (A), line 25)

2

3

Revenue less expenses . Subtract line 2 from line 1 ..... .......... .. .
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A))

3

4

5

Net unrealized gains 0osses) on investments

5

6

Donated services and use of facilities

6

4

,

7

7

Investment expenses

8

Prior period adjustments .
. .......... ...... ....... .................. .................... .............
Other changes in net assets or fund balances (explain in Schedule 0) ...

9

10

... .. ... .. . .. ..... ..

96,524,031.
96,951,315.
-427,284.
26,409,735.
518,233.

.. ........... ........ ........... ..... ....... ........ .

8
9

3,987,230.

10

30,487,914.

Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33,
column (Bll

I Part XIII

....... ...... .... ...........

..... ... ............................. ................................. .... .

Financial Statements and Reporting

D

Check if Schedule O contains a response or note to anv line in this Part XII
Yes

Account ing method used to prepare the Form 990 :

1

D

Cash

00 Accrual D

No

Other

If the organization changed its method of accounting from a prior year or checked "Other," explain in Schedule 0.

2a Were the organization's financial statements compiled or reviewed by an independent accountant? ...... ....... .
If "Yes, " check a box below to indicate whether the financial statements for the year were compiled or reviewed on a
separate basis, consolidated basis, or both:
Both consolidated and separate basis
Separate basis
Consolidated basis

D

X

2a

D

D

b Were the organization 's financial statements audited by an independent accountant? .... ..... ...... .
If "Yes ,' check a box below to indicate whether the financial statements for the year were audited on a separate basis ,

2b

X

2c

X

consolidated basis, or both:

D

Separate basis

00

Consol idated basis

D

Both consolidated and separate basis

c If "Yes ' to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit ,
review, or compilation of its financial statements and selection of an independent accountant? .......
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule 0 .
3a As a result of a federal award , was the organization required to undergo an audit or audits as set forth in the Single Audit

Act and 0MB Circular A-133? ... ...... ............ ........... .
b If "Yes ,' did the organization undergo the required audit or audits? If the organization did not undergo the required audit
or audits exolain whv in Schedule O and describe anv steos taken to underao such audits

......... .............. ...... ....... .... ..... ..

3a

X

3b

Form 990 (2016)

6320 12 11- 11-16

02171114

137216

064 - 03811200

2016.05000

16
EDISON ELECTRIC INSTITUTE,

064-0FDl

 Political Campaign and Lobbying Activities

SCHEDULE C
(Form 990 or 990-EZl
Department of the Treasury
Intern a l Revenue Serv ice

For Organizations

0MB No. 1545-004 7

2016

Exempt From Income Tax Under section 501(cl and section 527

~ Complete if the organization is described below. ~ Attach to Form 990 or Form 990-EZ.
~ Informationabout ScheduleC (Form 990 or 990-EZ)and its instructionsis at www.lrs.gov/form990 .

Open to Public
Inspection

If the organization answered "Yes," on Form 990, Part IV, line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
• Section 501 (c)(3) organizations: Complete Parts I-A and 8 . Do not complete Part I-C.
• Section 501 (c) (other than section 501 (c)(3)) organizations : Complete Parts I-A and C below. Do not complete Part 1-8.
• Section 527 organizations: Complete Part I-A only .
If the organization

answered "Yes," on Form 990, Part IV, line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then

• section 501 (c)(3) organizations that have filed Form 5768 (election under section 501 (h}): Complete Part II-A. Do not complete Part 11-8.
• Section 501 (c)(3) organizations that have NOT filed Form 5768 (election under section 501 (h)): Complete Part 11-8.Do not complete Part II-A.
or Form 990-EZ, Part V, line 35c (Proxy

If the organization answered "Yes," on Form 990, Part IV, line 5 (Proxy Taxi (see separate instructions)
Tax) (see separate instructions), then
• Section 501 c 4,
Name of organization

or 6 or anizations: Com lete Part ill.
Employer identification number

13-0659550

1

Provide a description of the organization 's direct and indirect political campaign activities in Part IV.

2

Political campaign activity expenditures

. ..... ....... .... $

3 Volunteer hours for political campaign activities

!Part 1-B!

----------

Complete if the organization is exempt under section 501 (c)(3).
.. ..... ...... .... $ _______

1

Enter the amount of any excise tax incurred by the organization under section 4955

2

Enter the amount of any excise tax incurred by organization managers under section 4955

3

If the organization incurred a section 4955 tax, did it file Form 4720 for this year?

.. ........... ...

_

.. ... $_-.----.-----,---.-[]

4a Was a correction made? ...

Yes

UYes

UNo

DNo

b If "Yes " describe in Part IV.

IPar1 I-cl Complete it the organization is exempt under section

501(c), except section 501{c)(3).

1 Enter the amount directly expended by the filing organization for section 527 exempt function activities

.... $ _________

_

2 Enter the amount of the filing organization's funds contributed to other organizations for section 527
.. .... $

exempt function activities
..... ..... ...... .. ........... ....
. ... ........... .................. ..... ...... .. ..... .
3 Total exempt function expenditures. Add lines 1 and 2 . Enter here and on Form 1120·POL,
line 17b

·- .... $

Did the filing organization file Form 1120-POL for this year?

5

Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing organization
made payments . For each organization listed , enter the amount paid from the filing organization 's funds. Also enter the amount of political
contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a
political action committee (PAC). If additional space is needed , provide information in Part IV.
(b)Address

.. ....... ........... _........ .... .. ..

--,-o---,--Y-es----,-D---,,-N-o-

4

(a)Name

.

----------

(c)EIN

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ .

(di Amount paid from

(e) Amount of political
contributions received and
filing organization 's
promptly and directly
funds. If none, enter -0·.
delivered to a separate
political organization .
If none , enter ·O·.

Schedule C (Form 990 or 990-EZ} 2016

LHA
63 204 1 11-10·16

02171114

137216

064-03811200

2016.05000

17
EDISON ELECTRIC INSTITUTE,

064-0FDl

 13-0659550

A Check

~

if the filing organization belongs to an affiliated group (and list in Part IV each affiliated group member 's name , addres s, EIN,

ex penses, and share of excess lobbying expenditures) .

B Check

if the filina oraanization checked box A and "limited control " provisions applv .
(a) Filing
organization 's
totals

Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.)
1a Total lobbying expenditures to influence public opinion (grass roots lobbying)

(bl Affiliated group
totals

·· ·· ·· .... ....... ...... ..

b Total lobbying expenditures to influence a legislative body (direct lobbying)
C Total lobbying expenditures (add lines 1a and 1 b) . . . . . .. ... . . . .. .... ...

··· ··· ······· .... ... ... ...
....... ..... .. ........... ... ......... . ...

d Other exempt purpose expenditures

··- ·· ·· ······· ··· ... ...... ........... .................. .... ....... . ....... ·········
e Total exempt purpose expenditures (add lines 1c and 1d) .............. ........ ' .... .. ...... .... . ........... .. . .
f LobbyinQ nontaxable amount. Enter the amount from the followinQ table in both columns.

If the amounton line 1e, column(a) or (b) is:

The lobbying nontaxable amount is:

Not over $500 ,000

20% of the amount on line 1e.

Over $500,000 but not over $1,000,000

$100 ,000 plus 15% of the excess over $500 ,000 .

Over $1 ,000 ,000 but not over $1 ,500,000

$175,000 plus 10% of the excess over $1,000 ,000

Over $1 ,500 ,000 but not over $17,000 ,000

$225,000 plus 5% of the excess over $1,500 ,000.

Over $17 000 ODO

$1 ,000 000.

g Grassroots nontaxable amount (enter 25% of line 1f) ...... ....... ....... ······ ···•············ ····· ··

.

....... .....

.

...... ---· ·· · ·· . . . . . . . . . .. . . ... .... .. ... . ..... ......... . , ..
i Subtract line 1f from line 1c . If zero or less , enter -0- ..... ... ... ....... .. .. ........
··· ······· ------· ··· ... ....
If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720

h Subtract line 1g from line 1a. If zero or less , enter -0-

.... Dves

reporting section 4911 tax for this year?

DNo

4-Year Averaging Period Under section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five columns below.
See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar yea r
(or fiscal year beginning in)

(a) 2013

(bl 2014

(c) 20 15

(d) 2016

(e) Total

2a LobbyinQ nontaxable amount
b Lobbying ceiling amount
(150% of line 2a , column(e))
c Total lobbvina expenditures

d Grassroots nontaxable amount
e Grassroots ceiling amount
(150% of line 2d , column (e))

f Grassroots lobbyinQ expenditures
Schedule C (Form 990 or 990-EZ) 2016

6 3204 2 11- 10 - 16

02171114

137216

064-03811200

2016.05000

18
EDISON ELECTRIC INSTITUTE,

064-0FDl

 Form990or990-EZ

2016

EDISON ELECTRIC

INSTITUTE,

INC.

1 3- 065 95 50

Pa e 3

omp ete I t e organization Is exempt un
(election under section 501 (h)).
(a)

For each ' Yes,' response on lines 1a through 1i below, prov ide in Part IV a deta iled description
of the lobbying activity.

(bl

No

Yes

Amount

During the year, did the filing organ ization attempt to influence foreign, national , state or

1

local legislation, including any attempt to influence public opinion on a legislative matter
or referendum, through the use of :
a Volunteers? . . . . .. . . . ... ...... ...... ........ ......... . .... ....... .. .......... . .... ...... . ........ . ...... ............ ........ ..... .. ..
b Paid staff or management (include compensation in expenses reported on lines 1c through 1i)?

Media advertisements? ..... ... ..... ...................

C

···· ···· ···

.... · ····· ·

.

······ ······· ··· ······· ········

·· ··· ··· ·

d Mailings to members, legislators , or the public? ..... .... . ..... ..... ..... ..... ....... ..... ..... .. ...... ....... . . .... ...
e Publ ications , or published or broadcast statements? ..... .................................................... ... . ..
f Grants to other organizations for lobbying purposes? ............... ............... ........ ................... .......
g Direct contact with legislators, their staffs , government offic ials , or a legislative body?
..... . .. .. .
h Rallies, demonstrations, seminars, conventions , speeches, lectures , or any similar means? ..... . ...
i Other activities? . . . . . . . . . .. . . .. ... . . . . . ........ .. ........ . .. . ..... ....... . .. ..... .... .. . .. ... ... . ... ...... .. .. . ...
,

'

j Total. Add lines 1c through 1i

. . .......

'

. • ••. .•. . . . .. .. ..

'

'

'

'

'

'

'

.......... .... ...... ......... ... ... . .... .. ... ... .. .. .. ... ..

2a Did the activities in line 1 cause the organization to be not described in section 501 (c)(3)? ... ., .....
b If "Yes," enter the amount of any tax incurred under section 4912 .. ..............
........... .. ..... ..
C If ''Yes," enter the amount of any tax incurred by organization managers under section 4912 _ .......

d If the filina oraanization incurred a section 4912 ta x did it file Form 4720 for this year? ....... .. .

IPart

Ill-A

I

Complete if the organization is exempt under section 501 (c)(4), section 501 (c)(5), or section
501(c)(6).
Yes

Were substantially all (90% or more) dues received nondeductible by members? _

1
2

... ... .... ... ... ...

...................

Did the organization make only in-house lobbying expenditures of $2,000 or less? . .. . .... .. .. . . . . . ' ... ... .. ..... .. .... ......
Did the oraanization aaree to carrv over lobbvina and political campaian act ivity expenditures from the prior year?
'

3

IPart

No

X
X

1
2
3

X

111-BI Complete if the organization is exempt under section 501 (c){4), section 501 (c)(5), or section
501 (c)(6) and 1feither (a) BOTH Part Ill-A, lines 1 and 2, are answered "No," OR (b) Part Ill-A, lme 3, Is
answered "Yes."

1

Dues, assessments and similar amounts from members _______
.. _.____
.. _... ____
_.. ___

2

Section 162(e) nondeductible lobb ying and political expenditures (do not include amounts of political

78,473,238.

expenses for which the section 527(f) tax was paid).

2a

a Current year
b Carryover from last year
C

2b

.. _.. _.. _._.. _.. __
.

2c

Total

3

3

Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues

4

If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess

5

expenditure next year? ___.......... _... _.. __
Taxable amount of lobbyina and political expenditures /see instructions\

8,620,000.
-3,794,478.
4,825,522.
9,835,118.

does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political

!Part IV

I

4

s -5,009,596.

Suoolemental Information

Provide the descript ions required for Part 1-Aline 1; Part 1-B, line 4; Part 1-C, line 5 ; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see
instructions) ; and Part 11
-B, line 1. Also, complete this part for any additional information .

Schedule C (Form 990 or 990-EZ) 2016
6320 43 11-1 0 -16

02171114

137216

064-03811200

2016.05000

19
EDISON ELECTRIC

INSTITUTE,

064-0FDl

 0MB No . 1545-0047

Supplemental Financial Statements

SCHEDULED
Department of the Treasury
Internal Reve nue Service

Name of the organization

Open to Public
Inspection

Employer identification

EDISON ELECTRIC INSTITUTE,
Part I

2016

~ Complete if the organization answered "Yes" on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
.... Attach to Form 990.
Information about Schedule D Form 990 and its instructions is at www.irs.gov/form990.

(Form 990)

INC.

number

13-0659550

Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts.complete

if the

organization answered ' Yes " on Form 990, Part IV, line 6.
(a) Donor advised funds

1
2
3
4

5

(b) Funds and other accounts

...... .. ... ... .. .... ........ . .. .,
Aggregate value of contr ibutions to (during year) ..... .....
Aggregate value of grants from (during year} .. .
······· ·····
Aggregate value at end of year . ..... ... .• .. . .. . . . .... .... . ... ..
Did the organization inform ail donors and donor advisors in writing that the assets held in donor advised funds
Total number at end of year .....

are the organization 's property , subject to the organization 's exclusive legal control?

Dves

D

No

D

D

No

Did the organization inform ail grantees, donors , and donor advisors in writing that grant funds can be used only

6

for charitable purposes and not for the benefit of the donor or dono r advisor , or for any other purpose conferring
im ermissible

1

.... .......... ....

. ........ ...

Yes

Purpose(s) of conservation easements held by the organization (check ail that apply).

D
D

Preservation of land for public use (e.g., recreation or education)
Protection of natural habitat

D
2

rivate benefit?

D
D

Preservation of a historically important land area
Preservation of a certified historic structure

Preservation of open space

Complete lines 2a through 2d if the organization held a qualif ied conservation contribution in the form of a conservation easement on the last

Heldat theEndof theTaxYear

day of the tax year .

a Total number of conservation easements

2a

b Total acreage restricted by conservation easements
c Number of conservation easements on a certified historic structure included in (a)
d Number of conservation easements included in (c) acquired after 8/17 /06, and not on a historic structure

2b
2c
2d

listed in the National Register

3

Number of conservation easements modified , transferred, released, extinguished , or terminated by the organizat ion during the tax
year Ill-_____
_

4

Number of states where property subject to conservation easement is located

5

Does the organization have a written policy regarding the periodic monitoring , inspection , handling of

Ill--

Dves

violation s, and enforcement of the conservation easement s it holds?

6

D

No

Staff and volunteer hours devoted to monitoring, inspecting, handling of violations , and enforcing conservation easements during the year

....

Amount of expenses incurred in monitoring , inspecting , handling of violations, and enforcing conservation easements during the year

7

.... $

8

Does each conservation easement reported on line 2(d) above satisfy the requi rements of section 170(h)(4)(B}(i)

9

DNo
and section 170(h)(4)(B)(iQ? . .. .. . .. .. .. .. .... .. .
. .... .. .. .. .. .. .. .. .. ... . .
.. . .. .. .. .. . ..
.. .. ...... ............
Yes
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and balance sheet, and

D

include , if applica ble, the text of the footnote to the organi zation 's financial statements that describes the organization 's accounting for
conservation easements.

IPart Ill I Organizations

Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.

Complete if the orga nization answered "Yes " on Form 990 , Part IV, line 8.
1a If the organization elected, as permitted under SFAS 116 (ASC 958) , not to report in its revenue statement and balance sheet works of art ,

historical treasures, or other similar assets held for public exhibition , educat ion, or research in furtherance of publ ic service , provide , in Part XIII,
the text of the foo t note to its financial statements that describes these items .

b If the organization elected , as permitted under SFAS 116 (ASC 958) , to report in its revenue statement and balance sheet works of art , historical
treasures , or other similar assets held for public exhibition , education , or research in furtherance of public service , pro vide the following amounts
relating to these items :
(i)

l> $ ______
l:>$ _______

Revenue included on Form 990 , Part Viii , line 1

(ii) Assets included in Form 990, Part X
2

_

_

If the organization rece ived or held works of art , historical treasures , or ot her similar assets for financial gain, provide
the following amounts required to be reported under SFAS 116 (ASC 958) relating to these items :
a Revenue included on Form 990 , Part VIII, line 1

t>

b Assets included in Form 990 1 Part X

t> $

LHA For Paperwork Reduction Act Notice , see the Instructions for Form 990.
632051

$ ______

_

Schedule D (Form 990) 2016

08-29 - 16

02171114

137216

064-03811200

2016.05000

20
EDISON ELECTRIC INSTITUTE,

064-0FDl

 Schedule D Form 990 2016

EDI SON ELECTRIC INS-TI TUTE,

Or anizations Maintainin

INC.

13 - 0 6 5 9 5 5 0

Pa e 2

Collections of Art, Historical Treasures, or Other Similar AssetS(continued)

Using the organization 's acquisition , accession , and other records, check any of the following that are a significant use of its collection items

3

(check all that apply):

a
b
c

D
D
D

d
e

Public exhibition
Scholarly research

D
D

Loan or exchange programs
Other

Preservation for future generations

-----------------------

Provide a description of the organizat ion's collections and explain how they further the organization's exempt purpose in Part XIII.

4

5

During the year, did the organization solicit or receive donations of art , historical treasures , or other similar assets
to b sold to raise funds rather than to be maintained as

Part IV

Escrow and Custodial Arrangements.

art of the or anization 's collection?

D

..... . ... ....... . ... ......

Yes

D

No

Complete if the organization answered "Yes' on Form 990 , Part IV, line 9, or

reported an amount on Form 990 , Part X, line 21 .
1a Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not included

on Form 990, Part X? ... . .... . ... ... ....
.. ... ... .... .... .....
b If ' Yes," explain the arrangement in Part XIII and complete the following table :

DNo

Dves

.. ......... ........... .

Amount
1c

c Beginning balance

1d

d Additions during the year ... ..... ......... .
e Distributions during the year

..... .... .. ... .. ....

1e

. .............. ..... .........

1f
Ending balance ...
......... .......... ........
....... ..... ..... .
2a Did the organization include an amount on Form 990 , Part X, line 21 , for escrow or custodial account liab ility ?
f

I

LJves

LJNo

b If "Yes " explain the arranoement in Part XIII. Check here rf the exolanation h as b een orovr'd ed on Part XIII .... ........ -·· ··· ·· ·- · ······ ·····- Part V Endowment Funds. Complete if the organization answered "Ye s" on Form 990 , Part IV, line 10.

I

Ca)Current vear

{bl Prior year

(cl Twoyears back

(d)

D

Threeyears back (e) Four yearsback

1a Beginning of year balance · ..... ........... ....
b Contributions .. ..... .... ... ....... ........... ......

Net investment earnings , gains , and losses
d Grants or scholarships ....
e Other expenditures for facilities
C

and programs ... ...... .... . .. ....... ............
Administrative expenses . .. ., ..................
g End of year balance .... .. .. . . .. . . - .. ··· ··· · ···· ·

f

2

Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a Board designated or quasi -endowment lill--________

%
b Permanent endowment lill--________
c Temporarily restricted endowment lill-________

%
%

The percentages on lines 2a, 2b, and 2c should equal 100% .
3a Are there endowment funds not in the possession of the organization that are held and administered for the organization

Yes

by:
3a(iil
3b

b If 'Ye s" on line 3a~i). are the related organizations listed as required on Schedule R? ....... .......... ...... ....... .... .
4

No

3afil

(i) unrelated organizations ........ .............. ...... .... .
(ii) related organizations
Describe in Part XIII the intended uses of the or anization 's endowment funds.

Part VI

Land, Buildings, and Equipment.
Complete if the organ ization answered "Yes " on Form 990 , Part IV, line 11 a. See Form 990 , Part X, line 10.

(a) Cost or other
basis (investment)

Description of property

(bl Cost or other
basis (other)

(c) Accumulated
depreciation

8,892,123.
3,830,913.
2,401,889.

808,915.
1,385,262.
1,199,143.

(d) Book value

.

1a Land .................. ...... ........ . . . . . . . . . . . . . . ... . ...
b Buildings ......... .. ··· ····· ... ....... . ... ····· ... .......
C Leasehold improvements ........ ..... ...... .. . .....
d Equipment

...... . ... .... .... . ··· ········ ········
e Other ... .. ···· ··· ···· · ......... .. . ..... ....... . . ...... .... .
Total. Add lines 1a throuoh 1e. (Column (d) must eaual Form 990 , Part X, column (8), line 10c.) . .. ....... . .... .. ..........

. ...

I>

8,083,208.
2,445,651.
1,202,746.
11,731,605.

Schedule D (Form 990) 2016

6320 52 . 08-29-16

02171114

137216

064-03811200

2016.05000

21
EDISON ELECTRIC INSTITUTE,

064-0FDl

 EDISON ELECTRIC INSTITUTE,

Schedule D Form 990 2016

13-0659550

INC,

Pa

e3

Part VII Investments - Other Securities.
Complete if the organization answered "Yes" on Form 990 , Part IV, line 11 b. See Form 990, Part X, line 12 .
(a) Description of security or category (incl uding name at security)
(c) Method of valuation: Cost or end-of -year market value
(b) Book value

(1) Financial derivat ives

..... ······ · ··-·· ······· ·· ........
(2) Closely -held equity interests
.............................. ..

(3) Other
/Al
(Bl
/Cl
(D)

/El
(F)
(Gl
/Hl

Total.(Col. (bl must equal Form 990 Part X, col. (Bl line 12.l ..,.

I Part VIII I Investments

- Program Related.

Camp ete I'f t h e oroan1zat1on answered " y es , on Farm 990 Part IV, I'1ne 1c . S ee Form 990 Pa rt X, I'1ne 13 .
(a) Description of investment
(c) Method of valuation: Cost or end-of -year market value
(bl Book value

(11
12)
(31
14)
(51
(6)

(7)
(8)

191
Total. (Col.(bl must equal Form 990, Part X, col. /Bl line 13.l ....

I Part IX I Other Assets.
Complete if the organization answered "Yes " on Form 990, Part IV, line 11d . See Form 990, Part X, line 15 .
. (a) Description

(bl Book value

(11
(2)

(31
(4)

15)
(6}

17)
(81
(9)

Total. (Column (b) must equal Form 990, Part X, col. (B) line 15.) .................. ............. .......... ...... ....... ... .... ... ....... ..

.............

I Part X I

Other Liabilities.

1.

Complete if the organ ization answered "Yes " on Form 990 Part IV, line 11e or 111 See Form 990 , Part X line 25
(a) Description of liability
(bl Book value
(1)

Federal income taxes

8,020,081.
57,876,285.
10,567,373.
1,000,399.
395,657.
20,842.
50,000.

POSTRETIREMENT BENEFIT OBLIGATION
DEFERRED COMPENSATION
141 DEFERRED RENT
~l BENEFITS LIABILITIES
~) OTHER CURRENT LIABILITIES
al MEDICARE TAX LIABILITY
/81 OTHER LONG-TERM LIABILITY
121
~l

191

77,930,637.

Total. (Column (b) must equal Form 990, Part X, col . (B) line 25 .) .... ..... ...... ~
2.

Liab ility for uncertain tax positions. In Part XIII , provide the text of the footnote to the organization's financial statements that reports the
organization 's liability for uncertain tax positions under FIN 48 (ASC 740) . Check here if the text of the footnote has been provided in Part XIII

00

Schedule D (Form 990) 2016
632 0 53 08-2 9-16

02171114

137216

064-03811200

2016.05000

22
EDISON ELECTRIC INSTITUTE,

064-0FDl

 ScheduleD

Form990

Part XI

EDISON ELECTRIC INSTITUTE,

2016

INC.

13-0659550

Pa e4

Reconciliation of Revenue per Audited Financial Statements With Revenue per Return.
Complete if the organization answered "Yes " on Form 990 , Part IV, line 12a .

1

2

Total revenue , gains , and other support per audited financial statements
Amounts included on line 1 but not on Form 990, Part VIII, line 12 :

a Net unrealized gains '(losses) on investments

.

2a

b Donated services and use of fac ilities

2b

c Recoveries of prior year grants
d Other (Describe in Part XIII.)

2c

..... .............. ..... .

2d
2e

e Add lines 2a through 2d ....... ....... ............. .... .......... , ........ .
3 Subtract line 2e from line 1
4

3

Amounts included on Form 990, Part VIII, line 12, but not on line 1:

a Investment expenses not included on Form 990 , Part VIII, line 7b
b Other (Describe in Part XIII.)

............ ..... 11--4a=---'--~
4b

c Add lines 4a and 4b
. ... ... ... ... ..
. ... ... .. . .. .... ... .. . .. .... .. . .. . ... .
.. .. .. ... ... ... .... .. ... . ..
5 Total revenue . Add lines 3 and 4c. (This must eaual Form 990, Part I, line 12.) ............ .......... ... ......... .....

1--4c---11--------5

I Part XII I Reconciliation of Expenses per Audited Financial Statements With Expenses per Return.
Complete if the organization answered "Yes" on Form 990 , Part IV, line 12a .
1

2

Total expenses and losses per audited financial statements
Amounts included ori line 1 but not on Form 990, Part IX, line 25 :
a Donated services and use of facilities

2a

b Prior year adjustments

2b

c Other losses

2c

d Other (Describe in Part XIII.)

2d
2e

e Add lines 2a through 2d
3
4

3

Subtract line 2e from line 1
......... ........ .
Amounts included on Form 990 , Part IX, line 25 , but not on line 1:

I 4a I

a Investment expenses not included on Form 990 , Part VIII, line 7b

b Other (Describe in Part XIII.)

4b

.... ....... ........ ........ .

4c

c Add lines 4a and 4b
5

Total expenses . Add lines 3 and 4c. (This must equal Form 990 , Part I, line 18.)

I Part XIIII Supplemental

.... ..... .... ........ .......... ..........

5

Information.

Provide the descriptions required for Part II, lines 3, 5 , and 9; Part 111
, lines 1a and 4; Part IV, lines 1 band 2b ; Part V, line 4; Part X, line 2; Part XI,
lines 2d and 4b ; and Part XII, lines 2d and 4b. Also complete this part to provide any additional informat ion.

PART X, LINE 2:
EEI HAS EVALUATED THEIR TAX POSITIONS

AND DETERMINED THAT THEIR POSITIONS

ARE MORE-LIKELY-THAN-NOT TO BE SUSTAINED ON EXAMINATION. EEI'S

TAX RETURN

IS SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE AUTHORITIES.

Schedule D (Form 990) 2016

6320 54 06-29- 16

02171114

137216

064-03811200

2016.05000

23
EDISON ELECTRIC INSTITUTE,

064-0FDl

 SCHEDULE F

Statement of Activities Outside the United States

(Form 990)

.... Complete if the organization answered "Yes" on Form 990, Part IV, line 14b, 15, or 16 .

Department of the Treasury
Internal Revenue Service

0MB No. 1545-00 47

2016

.... Attach to Form 990.
.... Information about Schedule F (Form 990) and its instructions is at www.lrs.gov/form990.

Name of the organization

Open to Public
Inspection

Employer identification number

EDISON ELECTRIC INSTITUTE, INC.
13-0659550
I Part I I General Information on Activities Outside the United States. Complete if the organization answered "Yes " on
Form 990, Part IV line 14b.
1

For grantmakers. Does the organization maintain records to substantiate the amount of its grants and other assistance ,

the grantees' eligibility for the grants or assistance, and the selection criteria used to award the grants or assistance? .....

[X] Yes

D

2

For grantmakers. Describe in Part V the organization 's procedures for monitoring the use of its grants and other assistance outside the

3

Activities per Reoion. IThe followino Part I, line 3 table can be duplicated if additional space is needed .)
(el If activity listed in (d)
(al Region
(bl Number of (cl Number of (dl Activities conducted in the region
employees ,
is a program service,
offices
(by type) (such as, fund raising, proagents, and
describe specific type
in the region
inder,endent gram services, investments, grants to
con ractors
of service(s) in the region
recipients located in the region)
in the reoion

No

United States.

EUROPE

CENTRALAMERICA AND
THE CARIBBEAN
EAST ASIA AND THE
PACIFIC - AUSTRALIA,
BRUNEI, BURMA,
CAMBODIA,

MIDDLE EAST AND
NORTH AFRICA
NORTH AMERICA CANADAAND MEXICO,
BUT NOT THE UNITED
STATES

3a

Sub-total ...... .. .... ... ..
b Total from cont inuation
sheets to Part I .... .... .

(f) Total
expenditures
for and
·investments
in the region

0

0

PROGRAMSERVICES

1-(EETINGSWITHIN THE
REGION

97,57 0.

0

0

PROGRAMSERVICES

f!E;ETINGSWITHIN THE
REGION

3,347.

0

0

PROGRAMSERVICES

~ETINGS
~GION

0

0

~ROGRAMSERVICES

1-(EETINGSWITHIN THE
REGION

11,446.

0

0

~ROGRAMSERVICES

f!E;ETINGSWITHIN THE
J'(EGION

32 , 932.

0

0

0

0

0

0

WITHIN THE
75,989.

221,284.
0.

c Totals (add lines 3a
and 3b)

....... . ....

LHA For Paperwork Reduction Act Notice, see the Instructions

221,284.
for Form 990.

Schedule F (Form 990) 2016

632071 09-21- 16

02171114

137216

064-03811200

2016.05000

24
EDISON ELECTRIC INSTITUTE,

064-0FDl

 ScheduleF Form990 2016
Part II

EDISON

ELECTRIC

INSTITUTE,

INC.

13-0659550

Pa e2

Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any
recipient who received more than $5 ,000 . Part II can be duplicated if additional space is needed .

1
(a) Name of organization

2

(b) IRScodesection

and EIN(if applicable)

(c) Region

(d) Purpose of

(e) Amount

grant

of cash grant cash disbursement

(g) Amount of

(h) Description

noncash
assistance

of noncash
assistance

Enter total number of recipient organizations listed above that are recognized as charities by the foreign country , recognized as tax-exempt by
the IRS, or for which the grantee or counsel has provided a section 501 (c}(3) equivalency letter

3

(f) Manner of

(i) Method of
valuation (book, FMV,
appraisal, other)

....

...... ........ .. ~

Enter total number of other organizations or entities

Schedule F (Form 990) 2016
632072 09 - 2 1- 16

25

 Schedule F (Form 990) 2016
Part Ill

EDISON ELECTRIC INSTITUTE,

INC.

13-0659550

Page 3

Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes " on Form 990 , Part IV, line 16 .

Part Ill can be dupl icated if additional space is needed .
(a) Type of grant or assistanc e

(bl Region

(c) Number of
recipients

(di Amount of

(el Manner of
cash disbursement

cash grant

(f) Amount of
noncash
assistance

(g) Descript ion of
noncash assistance

(h) Method of
valuation
(book , FMV,
appraisal, other)

Schedule F (Form 990) 2016

632 0 73 09 -2 1- 16

26

 EDISON ELECTRIC INSTITUTE,

INC.

13-0659550

Pa e4

Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If ' Yes," the
organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign
Corporation (see Instructions for Fonn 926)

2

D

Yes

OONo

D

Yes

[X]

No

DYes

[X]

No

D

Yes

00

No

0

Yes

00No

D

Yes

[X]

Did the organization have an interest in a foreign trust during the tax year? If ' Yes," the organization
may be required to separately file Form 35 20, Annual Return To Report Transactions With Foreign
Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A , Annual Information Return of Foreign
Trust With a U.S. Owner (see Instructions for Fonns 3520 and 3520-A; do not file with Form 990)

3

Did the organizat ion have an ownership interest in a foreign corporation dur ing the tax year? If ' Yes,"
the organization may be required to file Form 5471, Information Return of U.S. Persons With Respect To
Certain Foreign Corporat ions (see Instructions for Form 5471) ....

4

Was the organizat ion a direct or indirect shareholder of a passive foreign investment company or a
qualified electing fund during the t ax year? If "Yes," the organization may be required to file Fonn 8621 ,
Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund
(see Instructions for Form 8621)

5

...... .... ... ...

... .. ..... ............... .... .. ... . .... ....... ...

Did the organization have an ownership interest in a foreign partnership during the tax year? If ' Yes,'
the organization may be required to file Form 8865, Return of U.S. Persons With Respect to Certain
Foreign Partnersh ips (see Instructions for Form 8865) ........ ....... ... ..

6

Did the organization have any operations in or related to any boycotting countries during the tax year? If
' Yes," the organization may be required to separately file Form 5713 , International Boycott Report (see
Instruct ions for Form 5713 ; do not file with Form 990)

No

Schedule F (Form 990) 2016

63 2074 0 9- 2 1- 16

02171114

137216

064-03811200

2016.05000

27
EDISON ELECTRIC INSTITUTE,

064-0FDl

 EDISON ELECTRIC INSTITUTE,

INC.

1 3- 0 6 5 9 55 0

Pa e 5

Provide the . information required by Part I, line 2 (monitoring of funds) ; Part I, line 3 , co lumn (f) (accounting method; amounts of
investments vs . expenditures per region); Part 11,line 1 (accounting method); Part Ill (account ing method ); and Part 111,
column (c)
(estimated number of recipients), as applicable. Also complete this part to provide any additional information . See instructions .

Schedule F (Form 990) 2016

632075 09- 2 1- 16

02171114

137216

064-03811200

2016.05000

28
EDISON ELECTRIC INSTITUTE,

064-0FDl

 Grants and Other Assistance to Organizations,
Governments, and Individuals in the United States

SCHEDULE I
(Form 990)

Complete If the organization

0MB No. 1545-0047

2016

answered "Yes" on Form 990, Part IV, line 21 or 22 •

Open to Public

.,._Attach to Form 990 .

O0partmsnt of the Treasury
Internal Revenue Service

Information

about Schedule I Form 990 and its Instructions

Inspection

is at www.irs. ovlform990 .

Name of the organization

Employer identification

EDISON ELECTRIC INSTITUTE,
Part I
1

INC.

number

13-0659550

General Information on Grants and Assistance

Does the organization maintain records to substantiate the amount of the grants or assistance , the grantees' eligibility for the grants or assistance, and the selection

[X]ves 0No
criteria used to award the grants or assistance? .... ................. ......
2 Describe in Part IV the or anization 's rocedures for monitorin the use of rant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes " on Form 990, Part IV, line 21 , for any
recipient that received more than $5,000 . Part II can be duplicated if additional soace is needed.
(f) Memoo ot
1 (a) Name and address of organization
(b)EIN
(c) IRC section
(d) Amount of
(e) Amount of
{g) Description of
{h) Purpose of grant
valuation (book,
or government
(if applicable)
cash grant
non-cash
noncash assistance
or assistance
FMV, appraisal,
assistance
other)
A CELEBRATION OF CHICAGO
1218

29TH STREET NW

WASHINGTON DC 20007

81-2947808

1501 (C) ( 3)

8,500.

0.

EVENT SPONSORSHIP

52 - 2345144

501(C)(3)

10,000.

0.

EVEN'!' SPONSORSHIP

52 - 1091172

~Ol(C)(3)

30,000.

0.

PROGRAMSUPPORT

26 - 0275096

SOl(C)(

25,000.

0.

PROGRAMSUPPORT

A WIDER CIRCLE
4808

MOORLANDLANE NO 802

BETHESDA,,

MD 20814

ACCF CENTER FOR POLICY RESEARCH
1001

CONNECTICUT AVE NW

SUITE 600

WASHINGTON, DC 20036
ALL HAZARDS CONSORTIUM
4 7 E SOUTH ST
FRJ;:DERICK, MD 21701

3}

PROGRAM SUPPORT , EVENT

ALLIANCE TO SAVE ENERGY
P.O.

~PONSORSHIP AND

BOX 791399

BALTIMORE, MD 21279

52 - 1082991

501(C)(3)

35,000.

0.

84 - 0782569

SOl(C) (3)

30,000.

0.

CONFERENCE SPONSORSHIP

AMERICAN ASSOCIATION OF BLACKS IN
ENERGY - 1625

K ST.

WASHINGTON, DC 20006

NW, STE . 405

-

2

Enter total number of section 501 (c)(3) and government organizations listed in the line 1 table

3

Enter total number of other organizat ions listed in the line 1 table

LHA

For Pape rwork Reduction Act Notice, see the Instructions

632101

11-01-16

EVENT SPONSORSHIP
........ .... ..... .. .. .

....... ... .................. .............. .

for Form 990.

...........
.....

....
....

93 •
23 .

Schedule I (Form 990) (2016)

29

 EDISON ELECTRIC INSTITUTE , INC

Schedule I (Form 990)

I Part II I

.

13 - 0659550

Paae 1

Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.)
(a) Name and address of
organization or government

AMERICAN LEGISLATIVE
COUNCIL - 1101

(b)EIN

(c) IRC section
if applicable

(d) Amount of
cash grant

(e) Amount of
non-cash
assistance

(f) Method of
valuation
(book , FMV,
appraisal, other)

(g) Description of
non-cash assistance

(h) Purpose of grant
or assistance

EXCHANGE

VERMONTAVENUE NW

- WASHINGTON, DC 20005

CONFERENCE SPONSORSHIP
52 - 0140979

1501(C) ( 3)

11,875.

0.

~ EVENT SPONSORSHIP

52 - 1403587

l501 ( C) ( 4)

88,500.

0.

PROGRAM SUPPORT

75 - 3148958

ls0l(C)

( 4)

22,500.

0.

~D

53-0026940

lsOl(C) ( 3)

6,150.

0.

tONFERENCE SPONSORSHIP

84 - 0399006

ls0l(C)

(3)

12,000.

0.

EVENT SPONSORSHIP

26-1825979

i:,01( C) ( 3)

50,000.

0.

~VENT SPONSORSHIP

47 - 5650549

ls0l(C)

( 3)

35,000.

o.

~VENT SPONSORSHIP

20-2075553

i:,0l(C)

( 3)

10,000.

0.

~VENT SPONSORSHIP

52-1243510

1501(C) ( 3)

15,000.

0.

PROGRAMSUPPORT

AMERICANS FOR TAX REFORM
722

12TH ST.

NW 4TH FLOOR

WASHINGTON DC 20005
AMERICANS FOR PROSPERITY
1310

N. COURTHOUSE RD. - SUITE 700

ARLINGTON, VA 22201

hoNFERENCE SPONSORSHIP
EVENT SPONSORSHIP

ASAE
1575

I STREET

WASHINGTON, DC 20005
ASPEN INSTITUTE
ONE DUPONT CIRCLE,

NW

SUITE 700

WASHINGTON DC 20036
BIG SKY NIGHT
901

15TH STREET NW SUITE 500

WASHINGTON, DC 20005
BLUE CONVENTION EVENTS FUND
1214A

INGLESIDE AVENUE

MCLEAN VA 22101
BOARD HISPANIC
1001

CAUCUS CHAIRS

CONGRESS AVE.,

AUSTIN,

SUITE 100

TX 78701

CAMPAIGN FOR HOME ENERGY
ASSISTANCE - 1615
SUITE 529

L STREET,

NW

- WASHINGTON, DC 20036

Schedule I (Form 990)
63 2241
04-01 - 16

30

 Schedule I (Form 990)

I Part II I

EDISON ELECTRIC INSTITUTE

I

INC

.

13 - 0659550

Paoe 1

Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.)
(a) Name and address of
organization or government

(b)EIN

(c) IRC section
if applicable

(d) Amount of
cash grant

(f) Method of
valuation
(book , FMV,
appraisal , other)

(e) Amount of
non-cash
assistance

(g) Description of
non-cash assistance

(h) Purpose of grant
or assistance

CENTER FOR ASSOCIATION LEADERSHIP
1575

I ST. NW

WASHINGTON

WASHINGTON DC 20005

52-1300485

501(C)(3)

10,000.

0.

EVENT SPONSORSHIP

20 - 4504014

S01(C)(3)

30,000.

0.

$PONSORSHIP

~Ol(C) ( 3)

33,000.

0.

~ROGRAM SUPPORT

45 - 4069449

150l(C)(3)

80,000.

0.

~VENT SPONSORSHIP

52 - 1114225

l50l(C) ( 3)

8,500.

0.

EVENT SPONSORSHIP

52 - 1504189

l50l (C) ( 4)

25,000.

o.

PROGRAMSUPPORT

81 - 2118591

501(C)(3)

10,000.

0.

EVENT SPONSORSHIP

45 - 2827849

50l(C)(3)

115,000.

0.

EVENT SPONSORSHIP

13 - 3517803

)01(C)(3)

125,000.

0.

EVENT SPONSORSHIP

CENTER FOR ENERGY WORKFORCE
DEVELOPMENT - 701 PENNSYLVANIA AVE
3RD FLOOR - WASHINGTON, DC 20004

~ROGRAMSUPPORT/EVENT

CHRISTIAN SCIENCE PUBLISHING
SOCIETY - 210 MASSACHUSETTS AVE.
P05-10

- BOSTON, MA 02115

· 04 - 2 254 742

CONCERTS FOR A CAUSE
2200

12TH CTN

APT 1003

ARLINGTON, VA 22201
CONGRESSIONAL HISPANIC CAUCUS
INSTITUTE

- 300 M STREET SE NO 510

- WASHINGTON, DC 20003
CONGRESSIONAL INSTITUTE
1700

DIAGONAL RD STE 730

ALEXANDRIA, VA 22314
CONGRESSIONAL SPORTS FOR CHARITY
104 HUME AVE
ALEXANDRIA, VA 22301
CONVENTIONS2016
400 NORTH CAPITOL ST NW 1382
WASHINGTON, DC 20001
CREATIVE COALITION
360 PARK AVENUE SOUTH 11TH FLOOR
NEW YORK, NY 10010

Schedule I (Form 990)
63 2241
Od-01 - 16

31

 EDISON ELECTRIC INSTITUTE,

Schedule I /Form 990\

f Part nTContinuation

13 - 0659550

INC.

Paae 1

of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.)

(a) Name and address of
organization or government

(b)EIN

(c) IRC section
if applicable

(d) Amount of

(e) Amount of

(f) Method of

cash grant

non-cash
assistance

valuation
(book, FMV,
appraisal, other)

(g) Description of
non-cash assistance

(h) Purpose of grant
or assistance

CSG ASSOCIATES
2760

RESEARCH PARK DRIVE

LEXINGTON KY 40511

36 - 6000818

!>Ol(C ) ( 3)

20 - 1265178

100,000.

0.

PROGRAMSUPPORT

1.,LC

20,000.

0.

EVENT SPONSORSHIP

52 - 1304889

$ECTION 527

65,000.

0.

SUPPORT

59 - 3686885

1501(C) ( 3)

30,000

36 - 3962169

50l(C)(6)

20,000,

0.

SPONSORSHIP

AKRON OH 44308

34-1843785

"'ORPORATION

40, 0 00.

0.

EVENT SPONSORSHIP

FLOODPLAIN ALLIANCE FOR INSURANCE
REFORM - 444 N, CAPITAL STREET NW
SUITE 601 - WASHINGTON, DC 20001

81 - 1714541

501(C){3)

20,000.

0.

~ROGRAM SUPPORT

20 - 41193 1 7

tOl(C)(3)

25,000,

0.

!PROGRAMSUPPORT

45 - 4005802

50l(C)(3)

35,000.

0.

EVENT SPONSORSHIP

D&P CREATIVE STRATEGIES
122 C STREET, NW SUITE 240
WASHINGTON DC 20001
DEMOCRATIC GOVERNORS' ASSOCIATION
1401

K STREET,

NW SUITE 200

WASHINGTON, DC 20005

EVENT SPONSORSHIP/PROGRAM

EMERGING ISSUES POLICY FORUM
P .O . BOX 170399
SAN FRANCISCO CA 94117

,

0.

ONFERENCE SPONSORSHIP

ENVIRONMENTAL COUNCIL OF THE
STATES - P.O.

BOX 758616

-

BALTIMORE MD 21275

PROGRAMSUPPORT/EVENT

FIRST ENERGY CORPORATION
76 SOUTH MAIN STREET

GEORGE W, BUSH PRESIDENTIAL CENTER
2943

SMU BOULEVARD

DALLAS, TX 75205
HALLE J,
2201

MAYES DEA SHINY STAR

I STREET NE

WASHINGTON, DC 20002

Schedule I {Form 990)
6322 4 1
04 -0 1-16

32

 EDISON ELECTRIC INST I TUTE,

Schedule I (Form 990)

IPart II I

I NC

.

13 - 0659 55 0

Paae 1

Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990) , Part II.)
(a) Name and .address of
organization or government

(b) EIN

(c) IRC section
if applicable

(d) Amount of
cash grant

(e) Amount of
non-cash
assistance

(f) Method of
valuation
(book, FMV,
appraisal , other)

(g) Description of
non-cash assistance

(h) Purpose of grant
or assistance

HM&C CENTER STAGE
1255

CST

SE

WASHINGTON DC 20003

HORTON' S KIDS

HUNTON & WILLIAMS
951 E.

0.

EVENT SPONSORSHIP

52 -1 755403

1501 (C) ( 3)

15,000.

o.

EVENT SPONSORSHIP

54-0572269

501(C)(3)

121,361,

0.

PROGRAMSUPPORT

76 - 0149778

:,01(C)(3)

10,000.

0.

PROGRAMSUPPORT

84 - 0688506

50l(C)(3)

10,000.

0.

EVENT SPONSORSHIP

52 - 0789800

501(C)(4)

12,000.

0.

~VENT SPONSORSHIP

62 - 1671775

:,Ol(C )( 3)

50,000.

0.

~VENT SPONSORSHIP

52 - 2027917

SOl(C) ( 3)

15 , 000.

o.

02 - 0699198

:,01 (C) ( 3)

55,000.

0.

SUITE 2

KATHERINE

- RICHMOND, VA

23219-4074

1155

50,000,

LLP

BYRD STREET C/0

INSTITUTE

~Ol(C)(3)

INC.

110 MARYLANDAVENUE N.E.,
WASHINGTON, DC 20002

B. WEISIGER

26 - 1582812

FOR ENERGY RESEARCH

15TH ST NW STE 900

WASHINGTON, DC 20005
KEYSTONE CENTER
1628

STS JOHN ROAD,

KEYSTONE,

co

80435

LEADERSHIP CONFERENCE ON CIVIL
HUMAN RIGHTS - 1629

K STREET

AND
NW

10TH FLOOR - WASHINGTON DC 20006
LOGICOM
STASINOU 26
NICOSIA

2003

CYPRUS

MACRUC
801 PENNSYLVANIA AVE.,
WASHINGTON DC 20004

NW

ONFERENCE SPONSORSHIP

MAGNUMENTERTAINMENT GROUP
60 1 13TH ST NW 1650
WASHINGTON DC 20005

~VENT SPONSORSHIP

Schedule I (Form 990)
632 241
04-0 1-16

33

 EDISON ELECTRIC

Schedule I (Form 990)

INSTITUTE , INC

.

13 - 0659550

{a) Name and address of
organization or government

(b) EIN

(c) IRC section
if applicable

{d) Amount of
cash grant

(e) Amount of
non-cash
assistance

(f) Method of
valuation
(book , FMV,
appraisal , other)

(g) Description of
non -cash assistance

(h) Purpose of grant
or assistance

NASEO
2107

Paae 1

Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990) , Part II.)

IPartlll

~ONFERENCE

WILSON BLVD lts5o

SPONSORSHIP/EVENT

ARLINGTON, VA 22201

52-147 4553

501(C)(3)

15,000.

0.

52-1212849

501(C ) ( 3)

25,000.

0.

53 - 0204610

501(C ) (3)

15,000.

0.

SPONSORSHIP

NATIONAL ASSOC. LATINO ELECTED
OFFICIALS

- 1122

W WASHINGTON

BLVD, 3RD FLOOR - LOS ANGELES

CA

90015

ONFERENCE SPONSORSHIP

NATIONAL CAPITAL AREA COUNCIL
9190

ROCKVILLE PIKE

BETHESDA

MD 20814

EVENT SPONSORSHIP
roNFERENCE

NATIONAL CONFERENCE OF STATE

SPONSORSHIP / EVENT

LEGISLATORS - 444 NORTH CAPITOL
STREET - WASHINGTON, DC 20001

84-0772595

l 70(C) (1)

34,000.

0.

SPONSORSHIP

52-1559709

50l(C)(3)

10,000.

0.

PROGRAM SUPPORT

52 - 2051330

~ORPORATION

48,000.

0.

~ROGRAM SUPPORT

26 - 2620296

,01(C)(3)

37 ,6 94.

o.

eROGRAM SUPPORT

52 - 0663815

1501(C) ( 3 )

10,000.

0.

EVENT SPONSORSHIP

95 - 4546956

1501 (C) ( 3)

15,000.

0.

NATIONAL ENERGY AND UTILITY
AFFORDABILITY COALITION - 1010
VERMONT AVE NNW - WASHINGTON DC
20005
NATIONAL JOURNAL GROUP
600 NEW HAMPSHIRE AVE NW lt 4
WASHINGTON DC 20037
NATIONAL LAMPAC
701 PENNSYLVANIA AVE 3RD FLOOR
WASHINGTON DC 20004
NATIONAL MULTIPLE SCLEROSIS
SOCIETY - 1800

M STREET NORTHWEST

SUITE B50 NORTH - WASHINGTON, DC
20036
NATIONAL ORGANIZATION OF BLACK
ELECTED LEGISLATIVE

WOMEN- 20 F

STREET NW SUITE 743

- WASHINGTON,

DC 20001

PROGRAMSUPPORT/EVENT
SPONSORSHIP
Schedule I (Form 990)

632241
04-01-16

34

-

-

-----

-- ---------

 .

EDISON ELECTRIC INSTITUTE , INC
Schedule I (Form 99Dl
Continuat ion of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.)

I Part II I

(a) Name and address of
organization or government

(b)EIN

(c) IRC section
if applicable

(d) Amount of

(e) Amount of
non-cash
assistance

cash grant

(f) Method of

valuation
(book, FMV,
appraisal, other)

13 - 0659550

(g) Description of
non-cash assistance

Paae1

(h) Purpose of grant
or assistance

NATIONAL POLICY ALLIANCE
1090

VERMONTAVE NW

WASHINGTON DC 20005

o.

45 - 3204563

501(C) (3)

25,000

13 - 1840489

50l(C)(3)

37 , 500.

0.

SUPPORT

74 - 2232576

50l(C)(3)

12,500.

0.

PROGRAMSUPPORT

91 - 1850125

501(C)(3)

10,320.

0.

EVENT SPONSORSHIP

47 - 1540447

501(C)

10 , 000.

0.

~ROGRAMSUPPORT

36 - 2167817

$Ol(C}(3)

10 , 000.

o.

;'.:ONTRIBUTION: EDUCATION

1201 F ST., NW, SUITE 1100
WASHINGTON DC 20004

52 - 1 209124

pOl(C)

12,583.

0.

EVENT SPONSORSHIP

NY NIGHT
3305 MACOMBSTREET NW
WASHINGTON, DC 20008

47 - 5655467

$Ol(C}(3)

82,500.

0.

~VENT SPONSORSHIP

36 - 28 7 5386

"ORPORATION

35,000.

0.

.

roNFERENCE SPONSORSHIP

NATIONAL URBAN LEAGUE
120 WALL STREET

EVENT SPONSORSHIP/PROGRAM

NEW YORK, NY 10005
NCSL FOUNDATION FOR STATE
7700 E 1ST PL
DENVER co 80230
NERO
1707

PRINCE STREET

ALEXANDRIA VA 22314
NICK'S
1530

KIDS FOUNDATION

CROWNPOINTE BLVD

TUSCALOOSA AL 35406

( 3)

NORTHWESTERNUNIVERSITY KELLOGG
SCHOOL OF LAW - 2001

SHERIDAN ROAD

- EVANSTON IL 60208
NUCLEAR ENERGY INSTITUTE

PENTON MEDIA, INC.
SUBSIDIARIES

(6)

AND

- 1166 AVENUE OF THE
~ROGRAM SUPPORT/EVENT

AMERICAS/lOTH FL - NEW YORK NY
10036

SPONSORSHIP
Schedule I (Form 990)

63 2241
0 4-01 - 16

35

 .

EDISON ELECTRIC INSTITUTE , INC
Schedule I (Form 990)
Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.)

I Part II I

(a) Name and address of
organization or government

(b) EIN

(c) IRC section
if applicable

(cl)Amount of
cash grant

(e) Amount of
non-cash
assistance

(f) Method of
valuation
(book, FMV,
appraisal , other)

13 - 0659550

(g) Description of
non-cash assistance

Paae 1

(h) Purpose of grant
or assistance

PHILADELPHIA CONVENTION & VISITORS
BUREAU FOUNDATION - 1601 MARKET ST
STE 200

- PHILADELPHIA,

PA 19103

30 - 0070983

50l(C)(3)

50,000.

0.

52 - 1429544

501(C)(3)

· 10,000.

0.

ONFERENCE SPONSORSHIP

PREVENT CANCER FOUNDATION
1600

DUKE STREET 1500

ALEXANDRIA, VA 22314

~oNFERENCE

PUBLIC AFFAIRS COUNCIL
2121 K ST NW STE 900
WASHINGTON DC 20037

EVENT SPONSORSHIP

SPONSORSHIP/EVENT
13 - 1790733

~Ol{C)(3)

8,000.

0.

SPONSORSHIP

13-1669037

501(C)(6)

150,000.

0.

EVENT SPONSORSHIP

81-1612449

501(C)(3)

20,000.

0.

~VENT SPONSORSHIP

46 - 4501717

501(C)(3)

25,000.

0.

~ONFERENCE SPONSORSHIP

53-6324305

150l(C)(3)

35,000.

0.

~oNFERENCE SPONSORSHIP

23 - 7213592

iSOl(C) ( 3)

10,000.

0.

EVENT SPONSORSHIP

46-5130903

ISOl(C} ( 4)

25,000.

0.

PROGRAMSUPPORT

RECORDING INDUSTRY ASSOCIATION OF
AMERICA - 1025

F STREET NW 10TH FL

- WASHINGTON, DC 20004 .
RED RIVER PRODUCTIONS
703 BOOKMANPOINT,
PEACHTREE CITY

GA 30269

REPUBLICAN ATTORNEYS GENERAL
ASSOCIATION - 1747

PENNSYLVANIA

AVENUE, NW SUITE 800 - WASHINGTON,
DC 20006
REPUBLICAN STATE LEADERSHIP
COMMITTEE - 1201

F STREET, NW ll675

- WASHINGTON, DC 20004
ROOSEVELT INSTITUTE
570 LEXINGTON AVENUE SUITE 500
NEW YORK, NY 10022
RULE OF LAW DEFENSE FUND
1747

PENNSYLVANIA AVE NW STE 800

WASHINGTON, DC 20006

Schedule I (Form 990)
6322 41
0A-01·16

36

 EDISON ELECTRIC INSTITUTE , INC

Schedule I /Form 990\

I Part II I Continuation

.

13 - 0659550

Paae 1

of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.)

(a} Name and address of
organization or government

SENATE PRESIDENT'S

(b} EIN

(c} IRC section
if applicable

(d) Amount of

(f} Method of

(e) Amount of
non-cash
assistance

cash grant

valuation
(book, FMV,
appraisal , other)

(g} Description of
non-cash assistance

(h} Purpose of grant
or assistance

FORUM

26 MAIN ST
HASTINGS HDSN, NY 10706

22 - 3284046

tORPORATION

0.

::oNTRIBUTION:

23 - 7098123

r,0l(C)(3)

7 , 000.

o.

~VENT SPONSORSHIP

20 - 2665380

~0l(C)

5,175.

0.

~ONFERENCE SPONSORSHIP

23 - 7148478

l:ORPORATION

10,000.

0.

~ONFERENCE SPONSORSHIP

57 - 0952531

501 ( C)(3)

15,000.

0.

EVENT SPONSORSHIP

36 - 3962169

,:,01(C)(6)

10,000

.

0.

~VENT SPONSORSHIP

52 - 2266386

501(C){6)

1 0,000 .

0.

~VENT SPONSORSHIP

46 - 1561597

,:,0l(C} ( 3)

50 , 000.

0.

~ROGRAM SUPPORT

52 - 1938443

501(C)

12,500.

0.

l:ONTRIBUTION: EDUCATI ON

31,500.

EDUCATION

SO OTHERS MIGHT EAT
71

0 STREET NW

WASHINGTON, .DC 20001
SOCIAL ENTERPRISES

INC.

618 NW GLISAN ST 1101
PORTLAND, OR 97209

( 3)

STATE LEGISLATIVE LEADERS
FOUNDATION - 1645
CENTERVILLE

FALMOUTHRD -

MA 02632

STATE POLICY NETWORK
1655

NORTH FORT MYER DRIVE SUITE 3

ARLINGTON, VA 22209
THE ENVIRONMENTAL COUNCIL OF THE
STATES - 50 F ST NW STE 350 WASHINGTON, DC 20001
THE LATINO COALITION
1455

PENNSYLVANIA AVENUE NW, SUITE

WASHINGTON DC 20004
U.S. CHAMBEROF COMMERCE
161 5 HST NW
WASHINGTON DC 20062
URBAN ALLIANCE
203 0 Q ST. NW
WASHINGTON DC 20009

(3)

Schedule I (Form 990)
63 2241
0 4-01-1 6

37

 .

EDISON ELECTRIC INSTITUTE , INC
Schedule I (Form 990)
Continuat ion of Grants and Other Assistance to Governments and Organ izations in the United States (Schedule I (Form 990), Part 11.)

I Part II I

(a) Name and address of
organization or government

UTILITY

(b)EIN

(c) IRC section
if applicable

(d) Amount of
cash grant

(f) Method of

(e) Amount of
non-cash
assistance

valuation
(book, FMV,
appraisal, other)

13 - 0659550

(g) Description of
non-cash assistance

PaQe 1

(h) Purpose of grant
or assistance

VARIABLE GENERATION

INTEGRATION GROUP - PO BOX 2787

-

RESTON, VA 20195

54 - 1733337

ORPORATION

10 , 000.

0.

PROGRAMSUPPORT

10,000.

0.

PROGRAMSUPPORT

0.

PROGRAMSUPPORT

WASHINGTON TENNIS

& EDUCATION
FOUNDATION - 16TH AND KENNEDY

STREETS NW - WASHINGTON, DC 20011

52-6046504

501(C)(3)

52 - 1953385

SOl(C) (3)

46 - 394B410

501(C)(3)

15,000.

0.

EVENT SPONSORSHIP

84 - 0747227

r:,Ol(C) ( 3)

15,000.

0.

~ONFERENCE SPONSORSHIP

52-2106274

iSOl(C) ( 3)

WATSON & RENNER
2030

Q

ST.

NW

WASHINGTON, DC 20009

6 , 258.

WESTERN CAUCUS FOUNDATION
400 N CAPITOL STREET
WASHINGTON, DC 20001
WESTERN GOVERNORS' ASSOCIATION
400 N. CAPITOL ST.

N,W,

SUITE

376

WASHINGTON, DC 20001

THOMAS ALVA EDISON FOUNDATION
701 PENNSYLVANIA AVE 3RD FLOOR
WASHINGTON, DC 20004

0.

146,578.

FMV

!IN- KIND SUPPORT !PROGRAMSUPPORT

Schedule I (Form 990)
6322 41

04- 0 1- 16

38

 Schedule I Fenn 990 2016
EDISON ELECTRIC INSTITUTE,
INC.
Part Ill
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes " on Form 990, Part IV, line 22.
Part Ill can be duplicated if additional space is needed.
(a) Type of grant or assistance

{b) Number of
recipients

I Part IV I Supplemental
PART I,

(c) Amount of
cash grant

(d) Amount of noncash assistance

(e) Method of valuation
(book, FMV, appraisal, other)

13-0659550

Pa e2

(f) Description of noncash assistance

Information. Provide the infonnation reauired in Part I, line 2; Part 111,
column (bl; and anv other additional information.

LINE 2:

THE ORGANIZATION MAINTAINS RECORDS TO SUBSTANTIATE THE AMOUNT OF
ASSISTANCE,
CRITERIA

632102 11-01-16

THE GRANTEE'S ELIGIBILITY

FOR ASSISTANCE AND THE SELECTION

TO AWARD THE ASSISTANCE.

39

Schedule I (Form 990) (2016)

 Compensation Information

SCHEDULEJ
(Form 990)

2016

Dep art m en t of t he Treasu ry

Internal Revenue Service

Name of the organization

I Part I I

0MB No. 1545 -004 7

For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
II--Complete If the organization answered "Yes" on Form 990, -Part IV, line 23 .
..,. Attach to Form 990.
Open to Public
..,. Information about Schedule J /Form 9901and its instructions ·is at www.irs .gov/form990.
Inspection
Employer identification number

EDISON ELECTRIC INSTITUTE,

I

INC.

Questions Regarding Compensation

13-0659550
Yes

No

1a Check the appropriate box(es) if the organization provided any of the following to or for a person listed on Form 990 ,
Part VII, Section A, line 1a. Complete Part Ill to provide any relevant information regarding these items .

00

First-class or charter travel

D
D

D

Tax indemnification and gross-up payments

00 Travel for compan ions
D

[X]

D

Discretionary spending account

Housing allowance or residence for personal use
Payments for business use of personal residence
Health or social club dues or initiation fees
Personal services (such as, maid, chauffeur, chef)

b If any of the boxes on line 1 a are checked, did the organization follow a written policy regarding payment or
reimbursement or provision of all of the expenses described above? If "No, " complete Part Ill to explain _ .

2

Did the organization require substantiation

trustees , and officers , including the CEO/ Executive Director, regarding the items checked on line 1a? ...............
3

1b

X

2

X

prior to reimburs ing or allowing expenses incurred by all directors ,
......... .... .. ..

Indicate which, if any, of the foll owing the filing organization used to establish the compensation of the organization 's
CEO/Executive Director. Check all that apply . Do not check any boxes for methods used by a related organ ization to
establish compensation of the CEO/Executive Director, but explain in Part Ill .

CXJCompensation

00
00
4

D
00
00

committee

Independent compensation consultant
Form 990 of other organizations

Written employment contract
Compensation survey or study
Approval b y the board or compensation committee

During the year , did any person listed on Form 990 , Part VII, Section A , line 1a, with respect to the filing
organization or a related organization :

a Receive a severance payment or change·of-control payment?

X

4a

b Part icipate in, or receive pa yment from, a supplemental nonqualified retirement plan? ..........

.. ..... .... .. ...............

... ............ ..

c Participate in, or receive payment from, an equity-based compensation arrangement? ...... .... ... ... .... ......... ..... ..... .... .... ..... .

4b
4c

X
X

If ' Yes " to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part Ill.
Only section
5

501(c)(3), 501(c)(4), and 501(cl(29) organizations

must complete

lines 5-9 .

For persons listed on Form 990 , Part VII, Section A, line 1a, did the organization pay or accrue any compensat ion
contingent on the revenues of:

a The organization ? ....

.. .. .. .. .... .. ... .. .... .. .. ... . .... . .. .. .. . .. ...... ........ .. ...... .. ... .. ....... .. ...... ..... .. ... ....... .. .... ......... ... ..... ....... ..
b Any related organization?
.... ............. . ...... .. ......... ..... ... , ......... ...... _........ .. ........... .. ... .... .. ...... ... ............ _ .... _.... ... ..
If "Yes " on line 5a or Sb, describe in Part Ill .
6

5a
Sb

For persons listed on Form 990 , Part VII, Section A, line 1a, did the organization pay or accrue an y compensation
contingent on the net earnings of:
6a

a The organization?

...... .... ...... .. .... . .. _......... ...... .
b Any related organization ?

6b

If "Yes" on .line 6a or 6b, describe in Part Ill .
7

For persons listed on Form 990 , Part VII, Section A , line 1 a, did the organization provide any nonfixed payments
not described on lines 5 and 6? If :'Yes ," describe in Part 111
_ ........................

8

7

..

Were any amount s reported on Form 990, Part VII , paid or accrued pursuant to a contract that was subject to the
initial contract exception described in Regulations sect ion 53.4958 -4{a)(3)? If "Yes ," describe in Part Ill ......

9

Requlations section 53 .4958-6(cl ? . .. .. .. .... .. .... .. .... .. .
LHA

8

If "Yes " on line 8, did the organizat ion also follow the rebuttable presumption procedure described in
For Paperwork

.. ....... ..... ...... _ ....... ................

Reduction Act Notice, see the Instructions

for Form 990.

.. ........................

.. _...... .. ..

9

Schedule J (Form 990) 2016

63 2 111 09 -0S-16

02171114

137216

064-03811200

2016.05000

40
EDISON ELECTRIC INSTITUTE,

064-0FDl

 EDISON ELECTRIC INSTITUTE,
INC.
13-0659550
Schedule J orm 990 2016
Part II Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.

Pa e2

For each individual whose compensation must be reported on Schedule J , report compensation from the organization on row (Qand from related organizations , described in the instructions, on
Do not list any individuals that aren't listed on Form 990 , Part VII.

row (ii).

Note: The sum of columns (B)(i),{iiQfor each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.

(Bl Breakdown of W-2 and/or 1099-MISC compensation
(A) Name and Title

( 1)

MR. THOMAS KUHN

(i)

PRESIDENT
( 2)

( 3)
( 4)

(i)

BUSINESS OPS GROUP

& R

MR. BRIAN WOLFF

EXECUTIVE VP,

(ii) Bonus &
incentive
compensation

951,034.

894,330.

PUBLIC POLICY

(i)
&

639,452.

Iii)

623,542.

(I)

428,386.

SR VP, ENERGY DELIVERY & CHIEF CUSTC liil ·
(5)
MR, EDWARDCOMER
(i)

330,869.

VP GENERAL COUNSEL & CORPORATE SECR Iii)
( 6)
MS. EMILY FISHER
(i)

199,167.

VP
( 7)

MS. MARY MILLER

CHIEF ADMINSTRATIVE OFFICER
( 8)

VP

MR. QUINLAN SHEA III
ENVIRONMENT
MR. RICHARD MCMAHON

VP

ENERGY SUPPLY & FINANCE

(10)
VP,
(11)

324,637.

(I)

260,013.

MR. JAMES FAMA
ENERGY DELIVERY
MS. KATHY STECKELBERG

(i)

VP, GOVERNMENTRELATIONS

lllil

(12)

(ii
IIii)
(I)

VP,
(13)

MR. BRIAN MCCORMACK
POLITICAL

&

EXTERNAL AFFAIRS

DR. LAWRENCEJONES

(i)

EXECUTIVE DIRECTOR, MEMBER RELATIONS

rm

0.
119,000.
0.

0.
203,469.

79,000.
0.

0.
102,000.

0.
88,000.
0.

EXECUTIVE DIRECTOR, RETAIL ENERGY SE lllil
(16 ) MR, JAMES OWEN

0.

0.

201,674.

95,000.
0.

o.
o.

o.

o.
o.

321,235.

19,008.

-u.

133,626.
0.

20,352.

0.
74,441.

0.
4,624.
0.
2,319.
0.
32,758.
0.
21,151.

o.
o.

23,637.

o.
o.

o.

123,044.
0.
45,780.
0.
29,810.

o.
72,l.TI.
o.
84,503.
0.
127,513.

0.

0.

(B)(Q-(D)

3,554,695.
0.
1,718,743.
0.
1,262,630.
0.
615,445.

o.

861,616.
0.

1,909.

0.
267,336.

0.

0.
98,674.

(El Total of columns

0.

0.
40,296.

19,581.

o.

o.

23,925.

183,924.

216,085.

114,000.

276,558.

205,117.

o.

173,000.

o.

o.

10,-S-46.
0.
10,786.

39,500.

5,318.
0.
28,777.

0.
136,000.

0.

(15)

(ii

0.
133,000.

276,552.

220,277.

MR. RICHARD TEMPCHIN

0.

0.

VP, INTERNATIONAL PROGRAMS
(ill
(14) MR. JOHN SCHLENKER
(ii
CHIEF FINANCIAL OFFICER & TREASURER :1111

18,964.

152,000.
0.

Iii)
(i)

0.
7,000.

46,751.

0.
50,504.

(D) Nontaxable
benefits

29,895.

0.
688 ,--S-02.
0.
265,289.

0.
23,634.

0.

0.

11111
(i)

0.
140,000.

302,639.

0.
29,013.

100,000.

0.

(I)
(ii)
(ill

( 9)

36,643.

334,000.

o.

21,476.
0.

0.

0.

Inn

LEGAL

1,657,960.

343,000.

0.

EXTEIU lllll

MR. PHIL MOELLER

o.

(iii) Other
reportable
compensation

0.

0.

!ill

MR. DAVID OWENS

EXECUTIVE VP,

(II Base
compensation

(CJ Retirement and
other deferred
compensation

22,990.

o.

688,869.
0.

0.

19,144.

539,608.

26,739.

618,585.

o.
o.
4,626.
o.
9,542.
o.

9,898.
0.
10,976.
0.
22,708.
0.
25,880.
0.
23,901.
0.

0.
0.
514,903.
527,762.

o.
o.

453,555.
0.
356,013.
0.
438,549.

o.

423,852.
0.
471,725.

o.

(Fl Compensation
in column (B)
reported as deferred
on prior Form 990

0.
0.
0.
0.
0.
0.
0.
0.
0.

o.
0.
o.
o.
0.
0.
0.
0.
0.
0.
0.
0.
0.

o.
0.
o.
0.
o.

0.
0.
0.
0.
0.

Schedule J (Form 990) 2016
632112 09-09-16

41

 Schedule J Form 990 2016
Part II

EDISON ELECTRIC INSTITUTE,

INC.

13-0659550

Pa e2

Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees . Use duplicate copies if additional space is needed.

For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (0 and from related organizations, described in the instructions, on row (iQ.
Do not list any individuals that aren 't listed on Form 990 , Part VII.
Note: The sum of columns (B)(O-0i~for each listed individual must equal the total amount of Form 990 , Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(B) Breakdown of W-2 and/or 1099-MISC compensation

(I) Base
compensation

(Al Name and Title

(17) MS. STEPHANIE VOYDA
(i)
EXECUTIVE DIRECTOR, COMMUNICATIONS Iii)
(18) MR. SCOTT AARONSON
(I)
EXECUTIVE DIRECTOR, NATIONAL SECURn (ii)
(19) MR. JAMES ROEWER
(i)
DIRECTOR , USWAG

liil
(l)

198,560.

(II) Bonus &
incentive
compensation

21,810.

87,000.
0.

210,583.

0.

o.

73,~99.
0.

18,484.

44,600.

0.

0.
174,059.

(iii) Other
reportable
compensation

50,775.

0.
25,026.

0.

(C) Retirement and
other deferred
compensation

0.

(D) Nontaxable
benefits

18,071.
0.

50,567.
TI.
85,196.
0.

o.

2,010.
0.
23,714.

o.

(E) Total of columns
(B)(O-(D)

(F) Compensation
in column (B)
reported as deferred
on prior Form 990

398,740.

o.

358,770.

0.
0.
0.
0.

o.
326,244.
o.
0.

0.

fill
(i)
Iii)

(i)

lliil
(I)

l!ii)
(ii
Iii)
(I)

I liil
(i)

(ill
(i)

Inn
(i)
;Ill)

(i)

lliil
(i)

Iii)
(i)
(ii)
(l)

Iii!
Schedule J (Form 990) 2016
632112 09 -09·16

42

 Schedule J Form 990 2016
Part Ill Supplemental Information

EDISON ELECTRIC INSTITUTE,

INC.

13-0659550

Pa e3

Provide the information, explanation , or descriptions required for Part I, lines 1a, 1b, 3 , 4a , 4b , 4c , 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.

PART I,

LINE lA:

PART 1,

QUESTION lA - FIRST CLASS TRAVEL:

LAWRENCEJONES IS · ENTITLED TO FIRST CLASS OR CHARTER TRAVEL FOR

-

INTERNATIONAL FLIGHTS,

RICHARD MCMAHONIS ENTITLED TO FIRST CLASS OR

CHARTER TRAVEL FOR FLIGHTS OVER FOUR HOURS.

AMOUNTS FOR FIRST-CLASS

TRAVEL

ARE NOT INCLUDED IN INCOME.

PART I,

QUESTION lA - HEALTH OR SOCIAL CLUB DUES OR INITIATION

THOMAS KUHN

$2,000

RICHARD MCMAHON $967

PART I,

QUESTION lA-

INCLUDED IN INCOME
INCLUDED IN INCOME

TRAVEL FOR COMPANIONS:

JAMES OWEN

$738

INCLUDED IN INCOME

LAWRENCEJONES

$4,805

INCLUDED IN INCOME

PART I,

FEES:

LINE 4B:

THE EDISON ELECTRIC INSTITUTE

PROVIDES A NON-QUALIFIED PLAN FOR ELIGIBLE

MANAGEMENTEMPLOYEES.
Schedule J (Form 990) 2016
63 2 113 09 -09 - 16

43

 Schedule J Form 990 2016
Part Ill Supplemental Information

EDISON ELECTRIC INSTITUTE,

INC.

13-0659550

Pa e3

Prov ide the information , explanation , or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and B, and for Part 11.Also complete this part for any additional information.

THOMAS R. KUHN $1,614,351

DAVID K. OWENS $613,517

BRIAN WOLFF

$203,793

EDWARDCOMER

$239,540

MARY MILLER

$126,564

QUINLAN SHEA

$71,586

RICHARD MCMAHON$124,782

JAMES FAMA

$50,231

KATHRYN STECKELBERG $90,788

JOHN EASTON

$475,988
Schedule J (Form 990) 2016

53 2 113 09-0 9- 15

44

 Schedule J orm 990 2016
Part Ill Supplemental Information

EDISON ELECTRIC INSTITUTE,

INC.

13-0659550

Pa e3

Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, Sb, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.

BRIAN MCCORMACK$14,630

JOHN SCHLENKER $56,193

PHIL MOELLER $13,650

LAWRENCE JONES $3,960

Schedule J (Form 990) 2016
632 113 09-09-16

45

 Supplemental Information to Form 990 or 990-EZ

SCHEDULE 0

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
Ill-Attach to Form 990 or 990-EZ.
ctions is at www.lrs . ov/form990.

(Form 990 or 990-EZJ
Department of ihe Treasu ry
Internal Revenue Service

Name of the organization

PART III,

INFLUENTIAL

FORM 990,

2016
Open to Public
Ins ection

Employer Identification number

EDISON ELECTRIC INSTITUTE,
FORM 990,

0MB No. 1545 -004 7

LINE 1,

DESCRIPTION

INC.

13-0659550

OF ORGANIZATION MISSION:

AUDIENCES.

PART VI,

SECTION A, LINE 1:

THE BOARD OF DIRECTORS,

AFTER EACH ANNUAL ELECTION OF DIRECTORS AND BY THE

RESOLUTION ADOPTED BY A MAJORITY OF THE ENTIRE BOARD, MAY DESIGNATE FROM
ITS

OWN MEMBERSHIP AN EXECUTIVE COMMITTEE OF EIGHTEEN INCLUDING THE

CHAIRMAN AND VICE CHAIRMEN.

IN ADDITION TO THOSE DESIGNATED TO SERVE ON

THE EXECUTIVE COMMITTEE, FORMER CHAIRMEN OF THE INSTITUTE

WHO CONTINUE AS

CHAIRMAN OR CHIEF EXECUTIVE OFFICER OF A CLASS A INSTITUTE

MEMBER SHALL

SERVE AS EX OFFICIO,

THE EXECUTIVE'

NON-VOTING MEMBERS OF THE COMMITTEE.

COMMITTEE MAY EXERCISE ALL THE POWERS OF THE BOARD OF DIRECTORS BETWEEN
MEETINGS OF THE BOARD EXCEPT:

1.

APPROVAL OR RECOMMENDATIONTO MEMBERS OF ACTION THAT IS REQUIRED TO BE

APPROVED BY MEMBERS UNDER STATUTE;
2.

THE FILLING

OF VACANCIES IN THE BOARD OF DIRECTORS OR IN ANY COMMITTEE

THEREOF;
3.

THE FIXING

OF COMPENSATION OF THE DIRECTORS FOR SERVING ON THE BOARD OR

ON ANY COMMITTEE THEREOF;

4.

THE AMENDMENTOR REPEAL OF THE BYLAWS OR THE ADOPTION OF NEW BYLAWS;

5.

THE AMENDMENTOR REPEAL OF ANY RESOLUTION OF THE BOARD WHICH BY ITS

TERMS SHALL NOT BE SO AMENDABLE OR REPEALABLE AND AS OTHERWISE REQUIRED BY
RESOLUTION OF THE BOARD OF DIRECTORS.

THE CHAIRMAN SHALL PRESIDE AT MEETINGS OF THE EXECUTIVE COMMITTEE.
LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Schedule O (Form 990 or 990-EZ) (2016)

6322 11 08-25-16

02171114

137216

064-03811200

2016.05000

46
EDISON ELECTRIC INSTITUTE,

064-0FDl

 Schedule O Form 990 or 990-EZ 2016

Pa e2

Name of the organization

Employer identification

EDISON ELECTRIC INSTITUTE,

INC.

number

13-0659550

VACANCIES IN THE MEMBERSHIP OF THE COMMITTEE SHALL BE FILLED BY THE BOARD
OF DIRECTORS.

THE EXECUTIVE COMMITTEE SHALL KEEP REGULAR MINUTES OF THE

PROCEEDINGS AND REPORT THE SAME TO THE BOARD WHEN REQUIRED.

FORM 990,

PART VI,

SECTION A, LINE 6:

THE ORGANIZATION HAS THREE VOTING CLASSES OF MEMBERSHIP:

OPERATING COMPANYMEMBERS - INVESTOR-OWNED OPERATING ELECTRIC CORPORATIONS
ENGAGED IN THE GENERATION, TRANSMISSION, OR DISTRIBUTION
THE PUBLIC IN THE US OR ITS POSSESSIONS.

EEI'S

OF ELECTRICTY TO

US SHAREHOLDER-OWNED

ELECTRIC COMPANYMEMBERS SERVE VIRTUALLY ALL OF THE CUSTOMERS IN THIS
SEGMENT OF THE INDUSTRY AND REPRESENT APPROXIMATELY 70% OF THE US ELECTRIC
POWER INDUSTRY.

HOLDING COMPANYMEMBERS - BEING CORPORATIONS IN THE US OR ITS POSSESSIONS
WHICH BY VIRTUE OF OWNERSHIP OF SECURITIES

IN INVESTOR- OWNEDCORPORATIONS

ARE INTERESTED IN ADVANCING THE BUSINESS OF OPERATING ELECTRICAL COMPANIES
IN RELATION TO THE SALE OF ELECTRICITY TO THE ULTIMATE CONSUMER.

SUBSIDIARY COMPANYMEMBERS - BEING SUBSIDIARY COMPANIES OF OPERATING
COMPANYOR HOLDING COMPANYMEMBERS, SHALL BE ELIGIBLE
MEMBERSHIP. PARTICIPATION

FOR SEPARATE

ON STANDING COMMITTEES AND IN OTHER ACTIVITIES

OF

THE ORGANIZATION SHALL BE DEFINED BY AND DETERMINED FROM TIME TO TIME BY
THE BOARD.

THE ORGANIZATION HAS THREE NON-VOTING CLASSES OF MEMBERSHIP:

INTERNATIONAL AFFILIATES

- EDISON ELECTRIC INSTITUTE'S

02171114

INTERNATIONAL
Schedule O (Form 990 or 990-EZl (20161

632212 08 - 25-16

137216

064-03811200

2016.05000

47
EDISON ELECTRIC INSTITUTE,

064 - 0FDl

 Pa e2

Schedule O Form 990 or 990-EZ 2016
Name of the organization

Employer identification

EDISON ELECTRIC INSTITUTE,
AFFILIATES

INC.

number

13-0659550

PROGRAM PROVIDES THE CRITICAL LINK THAT BRINGS TOGETHER ELECTRIC

COMPANIES AROUND THE WORLD WITH THE US ELECTRIC POWER INDUSTRY. THIS
SPECIAL PROGRAM OFFERS ELECTRIC COMPANIES OUTSIDE THE US THE OPPORTUNITY TO
BECOME EEI MEMBERS REGARDLESS OF THEIR OWNERSHIP FORM. THROUGH ITS EXPANDED
INTERNATIONAL INVOLVEMENT, EEI BROADENS THE VALUE OF SHARED EXPERTISE AND
EXPERIENCE ON ISSUES OF CONCERN AND INTEREST TO ELECTRIC COMPANIES AROUND
THE WORLD.

ASSOCIATES - EDISON ELECTRIC INSTITUTE

INC.

ASSOCIATE MEMBERSHIP IS

DESIGNED FOR FIRMS THAT HAVE AN INTEREST IN ADVANCING THE DEVELOPMENT OF
THE ELECTRIC POWER INDUSTRY. THESE FIRMS MAY PROVIDE GOODS AND SERVICES TO
THE INDUSTRY, BUT MAY NOT BE ENGAGED IN THE GENERATION, TRANSMISSION,
DISTRIBUTION,

BROKERAGE, OR SALE OF ELECTRICITY.

ASSOCIATE MEMBERSHIP HELPS

FIRMS TO BETTER KNOW AND UNDERSTAND THE INDUSTRY, THE PEOPLE, AND THE
ISSUES.

HONORARYMEMBERS - MEMBERS WHO, ON ACCOUNT OF THEIR STANDING OR
QUALIFICATIONS,

IN THE OPINION OF THE BOARD AND BY ITS ELECTION,

ARE

ENTITLED TO SUCH HONOR.

FORM 990,

PART VI,

SECTION A, LINE 7A:

THE DIRECTORS ARE ELECTED AT THE ANNUAL MEETING BY VOTING CLASS MEMBERS OF
THE ORGANIZATION EITHER IN-PERSON OR BY PROXY.

FORM 990,

PART VI,

SECTION A, LINE 7B:

THE MEMBERSHIP OF THE ORGANIZATION APPROVES BYLAWAMENDMENTS.

FORM 990,

PART VI,

SECTION B, LINE llB:
Schedule O (Form 990 or 990-EZ) (2016)

6322 12 08-25-1 6

02171114

137216

064-03811200

2016.05000

48
EDISON ELECTRIC INSTITUTE,

064-0FDl

 Pa e2

Schedule O Form 990 or 990-EZ 2016
Employer identification

Name of the organization

EDISON ELECTRIC INSTITUTE,

INC.

THE FORM 990 FOR THE EDISON ELECTRIC INSTITUTE
ORGANIZATION'S

13-0659550
IS REVIEWED BY THE

OUTSIDE CPA FIRM AND REPORTED BY THE ENGAGEMENTPARTNER TO

THE INSTITUTE'S

EXECUTIVE COMMITTEE IN ADVANCE OF FILING.

COPIES OF THE

FORM 990 ARE MADE AVAILABLE TO THE EEI BOARD PRIOR TO FILING,
IS REVIEWED AND SIGNED BY THE INSTITUTE'S

FORM 990,

PART VI,

THE RETURN

CHIEF FINANCIAL OFFICER.

SECTION B, LINE 12C :

THE ORGANIZATION HAS WRITTEN CONFLICT OF INTEREST POLICIES
OFFICERS,

DIRECTORS, AND KEY EMPLOYEES.

FOR ALL

EDISON ELECTRIC INSTITUTE

INC.'S

rs

CODE OF BUSINESS CONDUCT HAS BEEN DISTRIBUTED TO ALL EMPLOYEES AND
THE ORGANIZATION'S

INTRANET SITE,

CORE VALUES, OPERATING PRINCIPLES,
WHISTLEBLOWER POLICY,
PERIODIC

THIS DOCUMENTINCLUDES,

ON

IN PART, EEI'S

CONFLICT OF INTEREST POLICY AND

WHICH INCLUDES A CONFIDENTIAL 800 TELEPHONE NUMBER.

REMINDERS ARE GIVEN.

WRITTEN DIRECTOR'S

EDISON ELECTRIC INSTITUTE,

CONFLICT OF INTEREST POLICY,

OF ITS BOARD OF DIRECTORS,
BOARD.

number

INC.

HAS A

APPLICABLE TO ALL MEMBERS

WHICH WAS FORMALLY ADOPTED BY THE ORGANIZATION'S

PERIODIC REMINDERS ARE GIVEN,

CORPORATE COMPLIANCE OFFICER,

THE ORGANIZATION ALSO HAS A

A POLICY AND PROCEDURE FOR REPORTING

VIOLATIONS OF THE CODE OF BUSINESS CONDUCT AS WELL AS CONCERNS ABOUT THE
USE OF EDISON ELECTRIC INSTITUTE

INC. 'S CORPORATE RESOURCES AND FINANCIAL

REPORTING AND A VENDOR CODE OF CONDUCT POLICY.

THERE HAS NOT BEEN A VIOLATION OF THE CONFLICT OF INTEREST POLICIES;
ALTHOUGH WE STAND READY TO ENFORCE THE POLICIES

IN APPROPRIATE

CIRCUMSTANCES.

FORM 990,

PART VI,

SECTION B, LINE 15:

THE COMPENSATION OF THE ORGANIZATION'S CEO IS BASED ON RESULTS FROM
Schedule O (Form 990 or 990 -EZ) (2016)

632212 08-25-16

02171114

137216

064 - 03811200

2016.05000

49
EDISON ELECTRIC INSTITUTE ,

064 - 0FDl

 Pa e2

Schedule O Form 990 or 990 -EZ 2016

Name of the organization

Employer identification

EDISON ELECTRIC INSTITUTE,

INC.

number

13 - 0659550

COMPENSATION SURVEYS AND A REVIEW BY AN INDEPENDENT CONSULTANT ON AN ANNUAL
BASIS.

THE CEO'S

COMPENSATION IS REVIEWED BY THE ORGANIZATION'S

COMPENSATION COMMITTEE AND APPROVED BY THE BOARD.

THE COMPENSATION OF THE ORGANIZATION'S OFFICERS AND KEY EMPLOYEES IS BASED
ON RESULTS FROM COMPENSATION SURVEYS AND A REVIEW BY AN INDEPENDENT
COMPENSATION CONSULTANT ON AN ANNUAL BASIS.
REVIEWED BY THE ORGANIZATION'S

OFFICER COMPENSATION IS

COMPENSATION COMMITTEE AND APPROVED BY THE

EXECUTIVE COMMITTEE.

FORM 990,

PART VI,

THE ORGANIZATION'S

SECTION C, LINE 19:
ARTICLES OF INCORPORATION ARE A PUBLIC DOCUMENTAND ARE

AVAILABLE ON THE VIRGINIA

SECRETARY OF STATE WEB SITE.

THE ORGANIZATION'S

CONFLICT OF INTEREST POLICY IS AVAILABLE UPON REQUEST. THE ORGANIZATION'S
AUDITED FINANCIAL STATEMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC;

HOWEVER,

THE BALANCE SHEET AND INCOME STATEMENT CAN BE FOUND ON THE FORM 990 WHICH
IS MADE AVAILABLE TO THE PUBLIC ON VARIOUS WEB SITES

FORM 990,

PART IX,

LINE llG,

AND UPON REQUEST.

OTHER FEES:

OTHER CONSULTANTS

11,751,843.

TOTAL OTHER FEES ON FORM 990,

FORM 990,

PART XI,

LINE 9,

PART IX,

LINE llG,

COL A

CHANGES IN NET ASSETS:

CHANGE IN PROJECTED EMPLOYEE BENEFITS OBLIGATIONS

632212

3,987,230.

Schedule O (Form 990 or 990-EZ) (2016)

08 - 25-16

02171114

11,751,843.

137216

064-03811200

2016.05000

50
EDISON ELECTRIC INSTITUTE,

064 - 0FDl

 0M B No . 1545-00 4 7

Related Organizations and Unrelated Partnerships

SCHEDULER
(Form 990)

2016

..,._Complete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b , 36, or 37.
Ill-Attach to Form 990.

Dep art men t of the Treosury
Interna l Revenue Servic e

Information about Schedule R Form 990 and its instructions

Open to Public
Inspection

is at www .l~. ov/form990 .

Name of the organ ization

Employer identification number

EDISON ELECTRIC INSTITUTE,
Part I

Part II

INC.

13-0659550

Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990. Part IV, line 33 .
(a)

(b)

(c)

(d)

(e)

(f)

Name , address, and EIN 01applicable)
of disregard ed entity

Prima ry activit y

Legal domicile (state or

Total income

End-of-year assets

Direct controlling
entity

foreign country)

Identification of Related Tax-Exempt Organizations.
organizations dur ing the tax yea r.

-Complete if the organizat ion answered "Yes " on Form 990, Part IV, line 34 because it had one or more related ta l<·exempt

(a)

(b)

(c)

(d)

(e)

(f)

Name , addres s, and EIN
of related organiza t ion

Primary acti vity

Legal dom icile (state or

Exempt Code
section

Publ ic charity
status (if section
501(c)(3))

Direct controlling
ent ity

foreign country)

Secti o}~~ 2(bX13)
controlled
entity?

Yes

No

THOMAS ALVA EDISON FOUNDATI ON - 5 2 - 2106 2 74
_,DISON ELECTRIC

7 0 1 PENNSYLVANIA AVE, NW
WASHINGTON DC

2 0004

SCIENTIFIC / EDUCATION

PISTRICT

EDUCATION

DELAWARE

OF COLUMBIA 5 01(C)(3)

~70(B)

(1) (A)

NSTITUTE,

INC.

X

CENTER FOR ENERGY WORKFORCEDEVELOPMENT 20 - 4504014

!':DISON ELECTRIC

701 PENNSYLVANIA AVE, NW,

WASHI NGTON, DC

20004

EDISON ELECTRIC INSTITUTE

NW, WASHINGTON, DC

LHA

~09(A) ( 3)

NSTITUTE , INC.

X

E:DISON ELECTRIC

RETI REE MEDICAL AND LIFE
20 0 04

For Paperwork Reduction Act Notice, see the Instructions
532 1s1 09-06 - 16

( 3)

RETIREE BENEFITS

VOLUNTARY EMPLOYEES BENEFICIARY - , 701
PENNSYLVANIA AVE

50l(C)

INSURANCE BENEFITS

PISTRICT

OF COLUMBIA :,0l ( C) ( 9 )

!INSTITUTE,

INC.

X

Schedule R (Form 990) 2016

for Form 990.

51

 EDISON

Schedule R (Form 990) 2016

ELECTRIC

INSTITUTE,

Identification of Related Organizations Taxable as a Partnership.
organizations treated as a partnership during the tax year.

Part Ill

(a)

(b}

Name, address, and EIN
of related organization

Primary activity

(c)

(d)

(e)

(f)

(g)

Lego!

Direct controlling

Predominantincome
(related, unrelated,
excludedfrom tax under
sections 512-514)

Share of total
income

Share of

domicile
{state or

entity

foreign
country)

Part IV

13-0659550

INC.

Identification of Related Organizations Taxable as a Corporation
organizations treated as a corporation or trust during the tax year.

(h}

(i)

Disproportionate Code V-UBI

end-of-year

~locations?

assets

Yes

No

(j)

(k)

General or
managing
partn er?

Percentage
ownership

--

amount in box
20 of Schedule
K-1 (Form 1065) r<es No

or Trust. Complete if the organization answered "Yes" on Form 990 , Part IV, line 34 because it had one or more related

(a)

(bl

(c)

(d)

(e)

(f)

(g)

(h}

(i)

Name , address , and EIN
of related organization

Primary activity

Legal domicile

Direct controlling
entity

Type of entity
(C corp , S corp ,
or trust)

Share of total
income

Share of
end-of-year
assets

Percentage
ownership

512(bX13J

(state

or

foreign
country)

632162 09-06-16

Page2

Complete if the organization answered "Yes' on Form 990, Part IV, line 34 because it had one or more related

52

Section
controlled

entity?

Yes

No

Schedule R (Form 990) 2016

 Schedule R (Form 990) 2016
Part V

Transactions

EDISON

ELECTRIC

With Related Organizations.

INSTITUTE,

13-0659550

INC.

Page3

Complete if the organization answered "Yes " on Form 990 , Part IV. line 34, 35b, or 36.

Note: Complete line 1 if any entity is listed in Parts 11
, 111,
or IV of this schedule .
1

Yes

No

During the tax year, did the organization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?

1b

X
X

c Gift , grant . or capital contribution from related organization(s)

1c

X

d Loans or loan guarantees to or for related organization(s)

1d

e Loans or loan guarantees by related organization(s)

1e

X
X

a Receipt of (i) interest , (ii) annuities , (iii) royalties, or (iv) rent from a controlled entity
b Gift , grant, or capital contribution to related organization(s}

.... .......... . _

...... ....... .... .. .

1a

...... ........ .. .. .

Dividends from related organi zation(s)

1g

h Purchase of assets from related organization(s)
Exchange of assets with related organization(s)

X
X
X
X
X

1f

g Sale of assets to related organization(s)

1h

.. _... .. .. .... .. _

11

Lease of facilities , equipment, or other assets to related organization(s)
k Lease of facilities , equipment, or other assets from related organization(s)

1j

.... ... ..

X
X
X

1k

Performance of services or membership or fundraising solicitatior1s for related organization(s)

11

m Performance of services or membership or fund raising solicitations by related organization(s)

1m

n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) .

1n

o Sharing of paid employees with related organization{s)

1o

..... ...... .... ...... .. ..

X
X

p Reimbursement paid to related organization(s) for expenses .

1p

q Reimbursement paid by related organization(s} for expenses .. .......

1q

X
X

1r

X

r

Other transfer of cash or property to related organization(s)

s Other transfer of cash or property from related orQanization(s) .

2

1s

X

If t he answer to any o f t he a bove 1s
. "Yes , see t he 1nstruct1ons f or ,n
. f ormatron on w h o must comp ete t h '1sr1ne, inc Id
u ',ng covere d re la.t1onsh'rps an dt ransac t',on t hres h o Ids.
(a)
Name of related organization

(b)
Transaction
type (a-s}

(c)
Amount involved

(d)
Method of determin ing amount involved

(11

THOMAS ALVA EDISON

FOUNDATION

R

836,257.

IFMV

(2)

THOMAS ALVA EDISON

FOUNDATION

Q

821,879.

CASH

(3)

CENTER

FOR ENERGY WORKFORCEDEVELOPMENT

Q

79,788.

CASH

(4l

CENTER

FOR ENERGY WORKFORCEDEVELOPMENT

B

30,000.

CASH

(Sl

CENTER

FOR ENERGY WORKFORCEDEVELOPMENT

R

343,921.

FMV

161
632 163 09 -06-16

53

Schedule R {Form 990) 2016

 Schedule R (Form 990) 2016

Part VI

EDISON

ELECTRIC

INSTITUTE,

13-0659550

INC.

Page4

Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes " on Form 990, Part IV, line 37 .

Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gro ss revenue)
that was not a related organizat ion. See instructions regarding exclusion for certain investment partnerships.

(al

(b)

Name, address , and EIN
of entity

Primary activity

(c)

(d)

(e)
Areall

Predominant income partners
Legal domicile
sec.
· (related, unrelated, 501(c)\31
(state or foreign
excludedfrom tax under1-illLcountry)
sections 512-514) Yes No

(f)

(g)

Share of
total
income

Share of
end-of-year
assets

(h)

(i)

(j)

(k)

Dispropo
rCode V-UBI iGaneral or Percentage
tionate amount in box 20 managing
allocations? of Schedule K-1 partn er? ownership

--

ri,'es No

(Form 1065)

-ri,'es NO

Schedule R (Form 990) 2016
632164

09-06-1 6

54

 EDISON ELECTRIC INSTITUTE,

INC.

1 3- 065 9550

Pa e 5

Provide additional informa1ion for responses to questions on Schedule R. See instructions.

Schedule R (Form 990) 2016

63 2 165 09- 06-16

02171114

137216

064-03811200

2016.05000

55
EDISON ELECTRIC INSTITUTE,

064-0FDl