Nominee Report U.S. Office of Government Ethics; 5 C.F.R. part 2634 Form Approved: OMB No. (3209-0001) (March 2014) Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278e) Filer's Information McIntyre, Kevin Joseph Commissioner, Federal Energy Regulatory Commission Other Federal Government Positions Held During the Preceding 12 Months: None Names of Congressional Committees Considering Nomination: ● Committee on Energy and Natural Resources Electronic Signature - I certify that the statements I have made in this form are true, complete and correct to the best of my knowledge. /s/ McIntyre, Kevin Joseph [electronically signed on 05/05/2017 by McIntyre, Kevin Joseph in Integrity.gov] Agency Ethics Official's Opinion - On the basis of information contained in this report, I conclude that the filer is in compliance with applicable laws and regulations (subject to any comments below). /s/ Allen, Kathryn B, Certifying Official [electronically signed on 08/22/2017 by Allen, Kathryn B in Integrity.gov] Other review conducted by U.S. Office of Government Ethics Certification /s/ Apol, David, Certifying Official [electronically signed on 08/23/2017 by Apol, David in Integrity.gov] 1. Filer's Positions Held Outside United States Government # ORGANIZATION NAME CITY, STATE ORGANIZATION TYPE POSITION HELD FROM TO 1 Charitable Foundation of the Energy Bar Association Washington, District of Columbia Non-Profit Member, Board of Directors 4/2014 Present 2 The American Century Theater Arlington, Virginia Non-Profit Member, Board of Directors 7/2010 1/2016 3 Jones Day Washington, District of Columbia Law Firm Partner, Practice Leader 1/1999 Present 2. Filer's Employment Assets & Income and Retirement Accounts # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 1 Jones Day capital account N/A $250,001 $500,000 Interest $15,001 $50,000 2 Jones Day N/A Partnership Share $1,794,587 3 Jones Day 2025 Fund (defined contribution retirement plan) No 3.1 Vanguard Institutional Index Fund Institutional Plus Shares Yes $250,001 $500,000 None (or less than $201) 3.2 Jones Day Emerging Markets Fund No $100,001 $250,000 None (or less than $201) 3.3 PIMCO All Asset Instl Yes $100,001 $250,000 None (or less than $201) 3.4 Morgan Stanley Inst International Eq I Yes $100,001 $250,000 None (or less than $201) 3.5 MFS Instl International Equity Yes $100,001 $250,000 None (or less than $201) See Endnote # DESCRIPTION EIF VALUE 3.6 T. Rowe Price Mid-Cap Growth Yes $50,001 $100,000 None (or less than $201) 3.7 Wellington CIF Unconstrained Themes Yes $50,001 $100,000 None (or less than $201) 3.8 GMO Benchmark-Free Allocation Ser R6 Yes $50,001 $100,000 None (or less than $201) 3.9 Diamond Hill Small-Mid Cap Y Yes $50,001 $100,000 None (or less than $201) 3.10 Jones Day Real Estate Fund No $50,001 $100,000 None (or less than $201) 3.11 EB DC Opportunistic Fixed Income M Yes $50,001 $100,000 None (or less than $201) 3.12 Wells Fargo Stable Value E Yes $50,001 $100,000 None (or less than $201) 3.13 Jones Day IR&M TIPS Fund Yes $50,001 $100,000 None (or less than $201) 3.14 Touchstone Sands Capital Inst Gr Yes $15,001 $50,000 None (or less than $201) 3.15 Dodge & Cox Stock Fund Yes $15,001 $50,000 None (or less than $201) 3.16 Jones Day Fixed Income Fund No $15,001 $50,000 None (or less than $201) 3.17 T. Rowe Price Instl High Yield Yes $15,001 $50,000 None (or less than $201) 3.18 Putnam Dynamic Risk Allocation Y Yes $50,001 $100,000 None (or less than $201) 4 Jones Day Qualified Defined Benefit Plan (value not readily ascertainable, eligible for $7530.45 per month beginning in January 2026) N/A 5 Jones Day anticipated partnership share N/A See Endnote See Endnote INCOME TYPE INCOME AMOUNT None (or less than $201) $500,001 $1,000,000 None (or less than $201) # DESCRIPTION 6 Jones Day Partnership Agreement Retirement Benefit (value not readily ascertainable) EIF See Endnote VALUE INCOME TYPE N/A INCOME AMOUNT None (or less than $201) 3. Filer's Employment Agreements and Arrangements # EMPLOYER OR PARTY CITY, STATE STATUS AND TERMS DATE 1 Jones Day Washington, District of Columbia Pursuant to the partnership agreement, following my withdrawal from the firm, I will receive a lump sum payment of my final partnership share distribution. This payment will be calculated as of the date of my withdrawal and paid within 30 days of my departure. 1/1999 2 Jones Day Washington, District of Columbia Pursuant to the partnership agreement, I will continue to participate in this Partnership Agreement Retirement Benefit (Part 2, Item 6). 1/1999 3 Jones Day Washington, District of Columbia I will continue to participate in this defined contribution plan. The plan sponsor will not make further contributions after my separation. 1/1999 4 Jones Day Washington, District of Columbia I will continue to participate in this defined benefit plan (Part 2, Item 4). 1/1999 5 Jones Day Washington, District of Columbia Pursuant to the partnership agreement, following my withdrawal from the firm, I will receive a lump sum payment of my capital account. This payment will be calculated as of the date of my withdrawal and paid within 30 days of my departure. 1/1999 6 Jones Day Washington, District of Columbia Pursuant to customary arrangements for retiring partners, I will retain term life insurance coverage. 1/1999 4. Filer's Sources of Compensation Exceeding $5,000 in a Year # SOURCE NAME CITY, STATE BRIEF DESCRIPTION OF DUTIES 1 Jones Day Washington, District of Columbia Partner, Co-Head of Global Energy Practice 2 Ameren Corporation St. Louis, Missouri Legal services provided by Filer 3 American Electric Power Service Corporation Columbus, Ohio Legal services provided by Filer 4 Ascent Resources, LLC Oklahoma City, Oklahoma Legal services provided by Filer 5 EDF Energy Services LLC Houston, Texas Legal services provided by Filer 6 Enable Midstream Partners LP Oklahoma City, Oklahoma Legal services provided by Filer 7 Iberdrola Renovables Mexico S.A. de C. V. Mexico City, Mexico, Outside U.S. Legal services provided by Filer 8 Lakeside Energy LLC Chicago, Illinois Legal services provided by Filer 9 Navajo Transitional Energy Company Farmington, New Mexico Legal services provided by Filer 10 PT. Xintai Indonesia Jakarta, Indonesia, Outside U.S. Legal services provided by Filer 11 SOCAR Trading S.A. Houston, Texas Legal services provided by Filer 12 SCANA Corporation Cayce, South Carolina Legal services provided by Filer 13 TECO Energy, Inc. Tampa, Florida Legal services provided by Filer 14 Total Petrochemicals & Refining USA, Inc. Houston, Texas Legal services provided by Filer 15 Traverse Midstream Partners LLC Edmond, Oklahoma Legal services provided by Filer 5. Spouse's Employment Assets & Income and Retirement Accounts # DESCRIPTION EIF 1 The Boeing Company N/A 2 Boeing Company stock N/A $500,001 $1,000,000 3 Boeing Company stock options N/A $500,001 $1,000,000 None (or less than $201) 4 Boeing Company Voluntary Investment Plan No 4.1 Lifecycle 2040 Fund No $100,001 $250,000 None (or less than $201) 4.2 S&P 500 Index Fund Yes $100,001 $250,000 None (or less than $201) 4.3 Bond Market Index Fund No $15,001 $50,000 None (or less than $201) 4.4 U.S. Large Companies Fund Yes $15,001 $50,000 None (or less than $201) 4.5 U.S. Small/Mid Companies Fund Yes $15,001 $50,000 None (or less than $201) 4.6 International Index Fund No $15,001 $50,000 None (or less than $201) 4.7 International Companies Fund Yes $1,001 - $15,000 None (or less than $201) 4.8 Global Bond Fund No $1,001 - $15,000 None (or less than $201) 5 Boeing Company Supplemental Benefit Plan (retirement plan) No 5.1 Global Equity Fund Yes $50,001 $100,000 None (or less than $201) 6 Boeing Company Deferred Compensation Plan No 6.1 Global Equity Fund Yes $50,001 $100,000 None (or less than $201) 7 Boeing Company Restricted Stock Units N/A $500,001 $1,000,000 None (or less than $201) See Endnote See Endnote See Endnote See Endnote VALUE INCOME TYPE INCOME AMOUNT Salary, bonus Dividends Capital Gains $100,001 $1,000,000 6. Other Assets and Income # DESCRIPTION EIF VALUE INCOME TYPE 1 Fidelity Freedom 2040 Yes $15,001 $50,000 $201 - $1,000 2 Fidelity Diversified International Yes $50,001 $100,000 $201 - $1,000 3 Fidelity Capital Appreciation Yes $15,001 $50,000 $201 - $1,000 4 Fidelity Contrafund Yes $15,001 $50,000 None (or less than $201) 5 Fidelity New Millennium Yes $50,001 $100,000 $201 - $1,000 6 Fidelity Dividend Growth Yes $1,001 - $15,000 None (or less than $201) 7 Virginia529 College Savings Plan No 7.1 Moderate Growth Yes $15,001 $50,000 None (or less than $201) 7.2 Inflation Protected Yes $1,001 - $15,000 None (or less than $201) 7.3 Stock Index Yes $50,001 $100,000 None (or less than $201) 7.4 2030 Portfolio Yes $15,001 $50,000 None (or less than $201) 7.5 Bond Index Yes $1,001 - $15,000 None (or less than $201) 7.6 Real Estate Investment Trust Yes $15,001 $50,000 None (or less than $201) 8 U.S. Credit Union (Cash Account) N/A $100,001 $250,000 Interest INCOME AMOUNT $2,501 - $5,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 8.1 U.S. Credit Union (Cash Account) N/A $1,001 - $15,000 9 U.S. Financial Institution 1 (Cash Account) N/A $100,001 $250,000 Interest $5,001 - $15,000 10 U.S. Financial Institution 2 (Cash Account) N/A $100,001 $250,000 Interest $1,001 - $2,500 10.1 U.S. Financial Institution 2 (Cash Account) N/A $100,001 $250,000 Interest $1,001 - $2,500 11 U.S. Financial Institution 3 (Cash Account) N/A $100,001 $250,000 Interest $2,501 - $5,000 12 U.S. Financial Institution 4 (Cash Account) N/A $100,001 $250,000 Interest $5,001 - $15,000 13 U.S. Financial Institution 5 (Cash Account) N/A $250,001 $500,000 Interest $2,501 - $5,000 14 U.S. Financial Institution 6 (Cash Account) N/A $100,001 $250,000 Interest $2,501 - $5,000 15 U.S. Financial Institution 7 (Cash Account) N/A $100,001 $250,000 Interest $2,501 - $5,000 16 U.S. Financial Institution 8 (Cash Account) N/A $250,001 $500,000 Interest $1,001 - $2,500 16.1 U.S. Financial Institution 8 (Cash Account) N/A $15,001 $50,000 17 U.S. Financial Institution 9 (Cash Account) N/A $250,001 $500,000 18 U.S. Financial Institution 10 (Cash Account) N/A $500,001 $1,000,000 None (or less than $201) 18.1 U.S. Financial Institution 10 (Cash Account) N/A $15,001 $50,000 None (or less than $201) 18.2 U.S. Financial Institution 10 (Cash Account) N/A $100,001 $250,000 None (or less than $201) 19 U.S. Financial Institution 11 (Cash Account) N/A None (or less than $1,001) None (or less than $201) None (or less than $201) Interest Interest $1,001 - $2,500 $1,001 - $2,500 # DESCRIPTION EIF 20 Franklin Street Properties (real estate holding company) No 20.1 FSP 303 East Wacker (commercial real estate, Chicago) N/A 21 Charles Schwab Corp. (investment/brokerage account) No 21.1 Corning Inc. N/A $1,001 - $15,000 None (or less than $201) 21.2 JC Penney Co Inc N/A $1,001 - $15,000 None (or less than $201) 21.3 Merck & Co Inc N/A $1,001 - $15,000 21.4 Nuveen Virginia Quality Municipal Income Fund Yes $15,001 $50,000 21.5 Symantec Corp N/A $15,001 $50,000 21.6 Schwab Markettrack Growth Yes $50,001 $100,000 7. Transactions (N/A) - Not required for this type of report 8. Liabilities None 9. Gifts and Travel Reimbursements VALUE INCOME TYPE INCOME AMOUNT $100,001 $250,000 Dividends $201 - $1,000 Dividends $201 - $1,000 $2,501 - $5,000 Dividends $201 - $1,000 $2,501 - $5,000 (N/A) - Not required for this type of report Endnotes PART # ENDNOTE 2. 3.2 Underlying holdings consist of the following excepted investment funds: Ofi Global Tr, GMO Emerging Markets II, Vanguard Emerging Mkts Stock Indx Instl. 2. 3.10 Underlying holdings consist of the following excepted investment funds: Principal global Inv Prin Us, Vanguard REIT Index Admiral 2. 3.16 Underlying holdings: US Treasuries, Federal National Mortgage Association, Federal Home Loan Mortgage Corp, Government National Mortgage Association, and other bonds that do not meet the reporting threshold. 2. 6 Following my retirement from the firm, I will receive a partnership retirement benefit of approximately $85,000 in 2019. I will not receive payments in 2020-2023. Beginning in 2024, I will receive approximately $105,000 per year until death. 5. 4.1 Divested subsequent to filing 5. 4.3 Divested subsequent to filing 5. 4.6 Divested subsequent to filing 5. 4.8 Divested subsequent to filing Summary of Contents 1. Filer's Positions Held Outside United States Government Part 1 discloses positions that the filer held at any time during the reporting period (excluding positions with the United States Government). Positions are reportable even if the filer did not receive compensation. This section does not include the following: (1) positions with religious, social, fraternal, or political organizations; (2) positions solely of an honorary nature; (3) positions held as part of the filer's official duties with the United States Government; (4) mere membership in an organization; and (5) passive investment interests as a limited partner or non-managing member of a limited liability company. 2. Filer's Employment Assets & Income and Retirement Accounts Part 2 discloses the following: ● ● Sources of earned and other non-investment income of the filer totaling more than $200 during the reporting period (e.g., salary, fees, partnership share, honoraria, scholarships, and prizes) Assets related to the filer's business, employment, or other income-generating activities that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in income during the reporting period (e.g., equity in business or partnership, stock options, retirement plans/accounts and their underlying holdings as appropriate, deferred compensation, and intellectual property, such as book deals and patents) This section does not include assets or income from United States Government employment or assets that were acquired separately from the filer's business, employment, or other income-generating activities (e.g., assets purchased through a brokerage account). Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). 3. Filer's Employment Agreements and Arrangements Part 3 discloses agreements or arrangements that the filer had during the reporting period with an employer or former employer (except the United States Government), such as the following: ● ● ● ● ● Future employment Leave of absence Continuing payments from an employer, including severance and payments not yet received for previous work (excluding ordinary salary from a current employer) Continuing participation in an employee welfare, retirement, or other benefit plan, such as pensions or a deferred compensation plan Retention or disposition of employer-awarded equity, sharing in profits or carried interests (e.g., vested and unvested stock options, restricted stock, future share of a company's profits, etc.) 4. Filer's Sources of Compensation Exceeding $5,000 in a Year Part 4 discloses sources (except the United States Government) that paid more than $5,000 in a calendar year for the filer's services during any year of the reporting period. The filer discloses payments both from employers and from any clients to whom the filer personally provided services. The filer discloses a source even if the source made its payment to the filer's employer and not to the filer. The filer does not disclose a client's payment to the filer's employer if the filer did not provide the services for which the client is paying. 5. Spouse's Employment Assets & Income and Retirement Accounts Part 5 discloses the following: ● ● ● Sources of earned income (excluding honoraria) for the filer's spouse totaling more than $1,000 during the reporting period (e.g., salary, consulting fees, and partnership share) Sources of honoraria for the filer's spouse greater than $200 during the reporting period Assets related to the filer's spouse's employment, business activities, other income-generating activities that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in income during the reporting period (e.g., equity in business or partnership, stock options, retirement plans/accounts and their underlying holdings as appropriate, deferred compensation, and intellectual property, such as book deals and patents) This section does not include assets or income from United States Government employment or assets that were acquired separately from the filer's spouse's business, employment, or other income-generating activities (e.g., assets purchased through a brokerage account). Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). Amounts of income are not required for a spouse's earned income (excluding honoraria). 6. Other Assets and Income Part 6 discloses each asset, not already reported, that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in investment income during the reporting period. For purposes of the value and income thresholds, the filer aggregates the filer's interests with those of the filer's spouse and dependent children. This section does not include the following types of assets: (1) a personal residence (unless it was rented out during the reporting period); (2) income or retirement benefits associated with United States Government employment (e.g., Thrift Savings Plan); and (3) cash accounts (e.g., checking, savings, money market accounts) at a single financial institution with a value of $5,000 or less (unless more than $200 of income was produced). Additional exceptions apply. Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). 7. Transactions Part 7 discloses purchases, sales, or exchanges of real property or securities in excess of $1,000 made on behalf of the filer, the filer's spouse or dependent child during reporting period. This section does not include transactions that concern the following: (1) a personal residence, unless rented out; (2) cash accounts (e.g., checking, savings, CDs, money market accounts) and money market mutual funds; (3) Treasury bills, bonds, and notes; and (4) holdings within a federal Thrift Savings Plan account. Additional exceptions apply. 8. Liabilities Part 8 discloses liabilities over $10,000 that the filer, the filer's spouse or dependent child owed at any time during the reporting period. This section does not include the following types of liabilities: (1) mortgages on a personal residence, unless rented out (limitations apply for PAS filers); (2) loans secured by a personal motor vehicle, household furniture, or appliances, unless the loan exceeds the item's purchase price; and (3) revolving charge accounts, such as credit card balances, if the outstanding liability did not exceed $10,000 at the end of the reporting period. Additional exceptions apply. 9. Gifts and Travel Reimbursements This section discloses: ● ● Gifts totaling more than $375 that the filer, the filer's spouse, and dependent children received from any one source during the reporting period. Travel reimbursements totaling more than $375 that the filer, the filer's spouse, and dependent children received from any one source during the reporting period. For purposes of this section, the filer need not aggregate any gift or travel reimbursement with a value of $150 or less. Regardless of the value, this section does not include the following items: (1) anything received from relatives; (2) anything received from the United States Government or from the District of Columbia, state, or local governments; (3) bequests and other forms of inheritance; (4) gifts and travel reimbursements given to the filer's agency in connection with the filer's official travel; (5) gifts of hospitality (food, lodging, entertainment) at the donor's residence or personal premises; and (6) anything received by the filer's spouse or dependent children totally independent of their relationship to the filer. Additional exceptions apply. Privacy Act Statement Title I of the Ethics in Government Act of 1978, as amended (the Act), 5 U.S.C. app. § 101 et seq., as amended by the Stop Trading on Congressional Knowledge Act of 2012 (Pub. L. 112-105) (STOCK Act), and 5 C.F.R. Part 2634 of the U. S. Office of Government Ethics regulations require the reporting of this information. The primary use of the information on this report is for review by Government officials to determine compliance with applicable Federal laws and regulations. This report may also be disclosed upon request to any requesting person in accordance with sections 105 and 402(b)(1) of the Act or as otherwise authorized by law. You may inspect applications for public access of your own form upon request. Additional disclosures of the information on this report may be made: (1) to any requesting person, subject to the limitation contained in section 208(d)(1) of title 18, any determination granting an exemption pursuant to sections 208(b)(1) and 208(b)(3) of title 18; (2) to a Federal, State, or local law enforcement agency if the disclosing agency becomes aware of violations or potential violations of law or regulation; (3) to another Federal agency, court or party in a court or Federal administrative proceeding when the Government is a party or in order to comply with a judge-issued subpoena; (4) to a source when necessary to obtain information relevant to a conflict of interest investigation or determination; (5) to the National Archives and Records Administration or the General Services Administration in records management inspections; (6) to the Office of Management and Budget during legislative coordination on private relief legislation; (7) to the Department of Justice or in certain legal proceedings when the disclosing agency, an employee of the disclosing agency, or the United States is a party to litigation or has an interest in the litigation and the use of such records is deemed relevant and necessary to the litigation; (8) to reviewing officials in a new office, department or agency when an employee transfers or is detailed from one covered position to another; (9) to a Member of Congress or a congressional office in response to an inquiry made on behalf of an individual who is the subject of the record; (10) to contractors and other non-Government employees working on a contract, service or assignment for the Federal Government when necessary to accomplish a function related to an OGE Government-wide system of records; and (11) on the OGE Website and to any person, department or agency, any written ethics agreement filed with OGE by an individual nominated by the President to a position requiring Senate confirmation. See also the OGE/GOVT-1 executive branch-wide Privacy Act system of records. Public Burden Information This collection of information is estimated to take an average of three hours per response, including time for reviewing the instructions, gathering the data needed, and completing the form. Send comments regarding the burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to the Program Counsel, U.S. Office of Government Ethics (OGE), Suite 500, 1201 New York Avenue, NW., Washington, DC 20005-3917. Pursuant to the Paperwork Reduction Act, as amended, an agency may not conduct or sponsor, and no person is required to respond to, a collection of information unless it displays a currently valid OMB control number (that number, 3209-0001, is displayed here and at the top of the first page of this OGE Form 278e).