December 7, 2017 VIA ELECTRONIC MAIL ONLY Austin R. Evers Executive Director American Oversight 1030 15th Street, NW Suite B255 Washington, DC 20005 Tracking No: OGE FOIA FY 17/237 Dear Mr. Evers: This is in response to your Freedom of Information Act (FOIA) request, which was received by the U.S. Office of Government Ethics (OGE) FOIA Office on March 9, 2017. In your request, you asked for: 1. Records containing or reflecting communications between OGE and individuals nominated, or anticipated to be nominated, by President Trump for Senate-confirmed positions in the federal government, including communications with attorneys or agents acting on behalf of such nominees or prospective nominees, as well as members of the Trump administration, the Trump transition team, or the Trump campaign about such nominees or prospective nominees. 2. Records containing or reflecting communications between OGE and individuals appointed, or anticipated to be appointed, by President Trump for positions in the Executive Office of the President in the White House, including communications with attorneys or agents acting on behalf of such appointees or prospective appointees, as well as members of the Trump administration, the Trump transition team, or the Trump campaign about such appointees or prospective appointees. After clarification, you limited this request to exclude nomination notification emails, preclearance notification emails, and report transmittal emails. You also limited the request to a list of 17 White House appointees and 35 Presidential nominees subject to Senate Confirmation. Please find enclosed a second response. This set of documents contains 194 pages of responsive records related to the Secretary of Education, one of the 35 Presidential nominees covered by your request. These records are released subject to deletions made in accordance with FOIA Exemption 3, 5 U.S.C. § 552(b)(3) as material specifically exempted from disclosure by another statute; FOIA Exemption 4, 5 U.S.C. § 552(b)(4), as commercial or financial information obtained from a person and privileged or confidential; FOIA Exemption 5, 5 U.S.C. § 552(b)(5), Austin R. Evers Page 2 as inter- and intra-agency pre-decisional deliberative process material; and FOIA Exemption 6, 5 U.S.C. § 552(b)(6), as information the disclosure of which would constitute a clearly unwarranted invasion of personal privacy. The deletions are each marked with a reference “(b)(3),” “(b)(4),” “(b)(5),” or “(b)(6)” in the enclosed copies. Additionally, a number of responsive emails related to these nominees are being withheld in full in accordance with Exemption 5 as inter- and intra-agency pre-decisional deliberative process material. The following contains an index of records withheld in full: # of Emails 19 1 9 Senders & Recipients OGE-Dept. of Ed. OGE Internal OGE-PTT Date Range 1/13/2017-1/19/2017 1/14/2017 12/30/2016 - 1/19/2017 General Topic Review of Report & EA Review of Report & EA Report review status OGE located additional responsive records relating to this nominee that originated the Department of Education. The referred records are identified in the set of responsive documents provided to you. We are sending these responsive records, along with a copy of your request, to the Department of Education. The Department’s FOIA Requester Service Center phone number is: (202) 401-8365. We are asking the Department to review the material and respond directly to you. Please note there are special access provisions for the following types of records: • Public financial disclosure reports are not available under the FOIA, pursuant to FOIA Exemption 3, 5 U.S.C. § 552(b)(3) as material specifically exempted from disclosure by another statute. Instead, the Ethics in Government Act (5 U.S.C. app. § 105) and OGE regulations provide for a special access provision for public financial disclosure reports. You may use OGE’s online system to access these reports. Most of the reports you seek (i.e. nominees who occupy positions for which the pay is set at Levels 1 and 2 of the Executive Schedule) are posted on our website here. Any other reports certified by OGE are available here. • Ethics agreements are available online at the same location as the public financial disclosure reports. • OGE regulations provide for a special access provision for Certificates of Divestiture (CDs). OGE has created an automated tool to request copies of the CDs, available on OGE’s website here. • 18 U.S.C. § 208 provides for a special access provision for conflict of interest waivers. You may use the fill and print PDF version of the OGE Form 201 to request copies of 18 U.S.C. § 208(b)(1) waivers from the employee’s home agency. • Ethics pledge waivers under Executive Order 13770 are available here. Austin R. Evers Page 3 Because of the special access provisions for obtaining financial disclosure reports, ethics agreements, CDs, and conflict of interest waivers, and ethics pledge waivers, we are not processing these records under the FOIA. If you have any questions or wish to discuss any aspect of your request, you may contact me by telephone at 202-482-9267. As OGE’s FOIA Public Liaison, I am available for assisting in reducing delays, increasing transparency and understanding of the status of requests, and assisting in the resolution of disputes. Additionally, you may contact the Office of Government Information Services (OGIS) at the National Archives and Records Administration to inquire about the FOIA mediation services they offer. The contact information for OGIS is as follows: Office of Government Information Services, National Archives and Records Administration, 8601 Adelphi Road-OGIS, College Park, Maryland 20740-6001, e-mail at ogis@nara.gov; telephone at 202-741-5770; toll free at 1-877-684-6448; or facsimile at 202-741-5769. The OGE official responsible for this FOIA determination is the undersigned. In accordance with the FOIA, as codified at 5 U.S.C. § 552(a)(6)(A), and OGE’s updated FOIA regulations, at 5 C.F.R. § 2604.304, you may administratively appeal this determination to the Program Counsel, U.S. Office of Government Ethics, 1201 New York Avenue, N.W., Suite 500, Washington, DC 20005-3917. Any such appeal must be in writing and must be sent within 90 days of the date you receive this response letter. If you do appeal, you should include copies of your request and this response, together with a statement of why you believe this initial determination is in error. Also, if you appeal, you should clearly indicate on the envelope and in the letter that it is a “Freedom of Information Act Appeal.”Because the responsive records are voluminous, we are providing you with a rolling response. Please find enclosed three sets of documents as an initial response. The first document is a spreadsheet of all nominees and White House appointees for which OGE has received a nominee/new entrant financial disclosure report from January 2017 to date. You requested this information to assist you in deciding if and how you wish to narrow your request. Sincerely, Rachel K. Dowell OGE FOIA Officer Attachment From: To: Cc: Subject: Date: Leland, Matthew Megan V. Khaner; Deborah J. Bortot; David J. Apol; Heather A. Jones Jason Mahar; Shashy, Hap; Hrvatin, Claudia [GRAYMAIL] RE: DeVos Disclosure - Follow Up Call Wednesday, January 18, 2017 3:07:11 PM Thanks Megan. We are looking forward to seeing it. From: Megan V. Khaner [mailto:mvkhaner@oge.gov] Sent: Wednesday, January 18, 2017 3:07 PM To: Leland, Matthew; Deborah J. Bortot; David J. Apol; Heather A. Jones Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: RE: DeVos Disclosure - Follow Up Call Matt, We’re working to have something for you asap. Thanks, mk From: Leland, Matthew [mailto:(b)(6) ] Sent: Wednesday, January 18, 2017 3:06 PM To: Deborah J. Bortot; David J. Apol; Heather A. Jones; Megan V. Khaner Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: [GRAYMAIL] RE: DeVos Disclosure - Follow Up Call Thanks again for the call this morning. Is there an update from the Education Department on the draft of the ethics agreement? From: Leland, Matthew Sent: Wednesday, January 18, 2017 10:32 AM To: 'Deborah J. Bortot'; David J. Apol; Heather A. Jones; 'Megan V. Khaner' Cc: 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia Subject: DeVos Disclosure - Follow Up Call Deb, Dave, Heather, and Megan, Will you have time this morning for a call about the divestiture list and some follow up to discussions from yesterday? Matt Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue, N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) OGE-17-0005-B-000001 King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000002 From: ShashyI Hag To: Deborah J. Bortot; "Sprague, Marcia"; LelandI Matthew Cc: "Susan Valcg"; David J. Ami; Heather A. Jones; Meqan V. Khaner; Goodridge, Marcella; "Jason Mahar"; Hrvatinl Claudia' "Jeff Lambert"; "Jeff Bowerman"; Rowell. Theresa; "Matt Brinks" Subject: Re: DeVos Disclosures Divestiture Date: Thursday, January 19, 2017 8:30:17 AM Hello Deb. Yes. we con?nnedlmm (6) with RDV last night after talking with you. RDV is continuing now the answer to Marcia's questions. Stay tuned. Hap Sent ??om my BlackBeny 10 smaitphone. Original Message From: Deborah J. B0110t Sent: TlIm?sday. Januaiy 19. 2017 8:17 AM To: 'Sprague. Marcia?: Shashy. Hap; Leland. Matthew Cc: 'Susan Valcq?: David J. Apol: Heather A. Jones; Megan V. Khaner; Goodridge. Marcella; 'Jason Mahar': Hrvatin. laudia: 'Jeff Lambert': eff Bowennan': Rowell. Theresa: 'Matt Blinks? Subject: RE: DeVos Disclosures - Divestiture Matt. Claudia. Hap. With respect to-. were you able to con?rm 7 Ass seesel esses been esse? Thanks. Deb Original From: Shashy. Hap Sent: Thursday. January 19. 2017 7:33 AM To: Sprague. Marcia: Leland. Matthew: Deborah J. Bortot Cc: 'Susan Valcq?: David J. Apol: Heather A. Jones; Megan V. Khaner; Goodridge. Marcella; 'Jason Mahar?: Hrvatin. laudia: 'Jeff Lambert': eff Bowennan': 'Matt Brinks' Subject: Re: DeVos Disclosures - Divestiture Hello Marcia. Based 011 a follow up discussion with OGE. we concluded there was no need to list it. The DeVos interest is a w- nonnono noon-on non no- on no Hap Sent ??om my BlackBeny 10 snlartphone. Original Message Original From: Leland. Matthew Sent: \Vednesday. January 18. 2017 7:24 PM To: Deborah J. Bor?tot Cc: 'Susan Valcq?: David J. Apol: Heather A. Jones; Megan V. Khaner; Goodridge. Marcella; Sprague. Marcia: 'Jason Mahar': Shashy. Hap: Hn'atin. laudia: 'Jeff Lainbelt'; 'Jeff Bowerman'; 'Matt Blinks? Subject: RE: DeVos Disclosures - Divestiture Deb, We also will remove (b)(6) & (b)(3) in light of our earlier discussion. Matt -----Original Message----From: Leland, Matthew Sent: Wednesday, January 18, 2017 7:20 PM To: 'Deborah J. Bortot' Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Matt Brinks' Subject: RE: DeVos Disclosures - Divestiture Thanks Deb. Following up on the divestitures: Please take the following investments off the ED conflict list which were fully liquidated as of 12/31/16. (b)(6) & (b)(3) (b)(6) & (b)(3) Deb - Claudia and I will follow up with you in a few moments. -----Original Message----From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Wednesday, January 18, 2017 6:47 PM To: Leland, Matthew Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Matt Brinks' Subject: RE: DeVos Disclosures - Divestiture I've attached a revised ethics agreement based on our conversation. Please put assets in Attachment A into either the 90 day or 120 day section -----Original Message----From: Deborah J. Bortot Sent: Wednesday, January 18, 2017 6:18 PM Seven pages withheld in full – (b)(3), (4), (6) OGE-17-0005-B-000005 To: 'Leland, Matthew' Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: RE: DeVos Disclosures - Divestiture Yes. We are calling in now -----Original Message----From: Leland, Matthew [mailto:(b)(6) Sent: Wednesday, January 18, 2017 6:18 PM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] Re: DeVos Disclosures - Divestiture Sorry - can we get back on the phone very quickly? Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) On Jan 18, 2017, at 5:45 PM, Deborah J. Bortot > wrote: The attachments you forwarded have: (b)(6) & (b)(3) From: Susan Valcq [mailto (b)(6) Sent: Wednesday, January 18, 2017 5:39 PM To: Deborah J. Bortot; 'Leland, Matthew'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia' Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] RE: DeVos Disclosures - Divestiture Deborah, Those entities are held in (b)(6) & (b)(3) which is the investment we would like considered for removal from the divestiture list. The other two investments are (b)(6) & (b)(3) Information on these two investments was included in a separate attachment. Please let us know if you have any other questions, or we can provide more information to you. Thank you, Susan From: Deborah J. Bortot [mailto:djbortot@oge.gov] OGE-17-0005-B-000006 Sent: Wednesday, January 18, 2017 5:35 PM To: 'Leland, Matthew' (b)(6) >; David J. Apol >; Heather A. Jones >; Megan V. Khaner >; 'Goodridge, Marcella' (b)(6) <(b)(6) >; 'Sprague, Marcia' (b)(6) <(b)(6) > Cc: Mahar, Jason (Windquest) (b)(6) >; Shashy, Hap (b)(6) >; Hrvatin, Claudia (b)(6) >; Valcq, Susan (RDV Corp - Vice President of Finance) ; Lambert, Jeff (b)(6) >; Bowerman, Jeff (RDV Corp - Tax) (b)(6) >; Brinks, Matt (RDV Corp - Accounting) (b)(6) Subject: RE: DeVos Disclosures - Divestiture & (b) The(b)(6) attachment lists 18 entities. (3) Which three entities are a concern? From: Leland, Matthew [mailto:(b)(6) Sent: Wednesday, January 18, 2017 4:36 PM To: Deborah J. Bortot; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia' Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Susan Valcq; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] DeVos Disclosures - Divestiture All, Since our most recent call, we identified three more holdings that we would like to remove from the Government’s divestiture list. Information on these is attached. If there is more information you need, please let us know. Best regards, “Four pages withheld in full – (b)(3), (4), (6)” Matt Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue, N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) ________________________________ King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under OGE-17-0005-B-000007 applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000008 From: To: Cc: Subject: Date: Susan Valcq "Leland, Matthew"; Deborah J. Bortot David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks [GRAYMAIL] RE: DeVos Disclosures - Divestiture Wednesday, January 18, 2017 6:18:09 PM We're on with Dick and Betsy right now - as soon as we're done, we can call in. -----Original Message----] From: Leland, Matthew [mailto:(b)(6) Sent: Wednesday, January 18, 2017 6:18 PM To: Deborah J. Bortot Cc: Valcq, Susan (RDV Corp - Vice President of Finance) (b)(6) >; David J. Apol ; Heather A. Jones ; Megan V. Khaner ; Goodridge, Marcella (b)(6) >; Sprague, Marcia (b)(6) >; Mahar, Jason (Windquest) (b)(6) >; Shashy, Hap (b)(6) >; Hrvatin, Claudia <(b)(6) ; Lambert, Jeff (b)(6) >; Bowerman, Jeff (RDV Corp - Tax) (b)(6) ; Brinks, Matt (RDV Corp - Accounting) (b)(6) Subject: Re: DeVos Disclosures - Divestiture Sorry - can we get back on the phone very quickly? Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) On Jan 18, 2017, at 5:45 PM, Deborah J. Bortot > wrote: The attachments you forwarded have: 1.       (b)(6) & (b)(3)                             ] From: Susan Valcq [mailto(b)(6) Sent: Wednesday, January 18, 2017 5:39 PM To: Deborah J. Bortot; 'Leland, Matthew'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia' Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] RE: DeVos Disclosures - Divestiture Deborah, Those entities are held in (b)(6) & (b)(3) removal from the divestiture list. which is the investment we would like considered for OGE-17-0005-B-000009 The other two investments are (b)(6) & (b)(3) these two investments was included in a separate attachment. Please let us know if you have any other questions, or we can provide more information to you. Thank you, Susan   Information on From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Wednesday, January 18, 2017 5:35 PM To: 'Leland, Matthew' (b)(6) >; David J. Apol >; Heather A. Jones >; Megan V. Khaner >; 'Goodridge, Marcella' (b)(6) >>; 'Sprague, Marcia' (b)(6) >> Cc: Mahar, Jason (Windquest) (b)(6) >>; Shashy, Hap (b)(6) >>; Hrvatin, Claudia (b)(6) >>; Valcq, Susan (RDV Corp - Vice President of Finance) (b)(6) >; Lambert, Jeff (b)(6) >>; Bowerman, Jeff (RDV Corp - Tax) <(b)(6) >>; Brinks, Matt (RDV Corp - Accounting) (b)(6) >> Subject: RE: DeVos Disclosures - Divestiture & The (b)(6) (b)(3) attachment lists 18 entities. Which three entities are a concern? ] From: Leland, Matthew [mailto:(b)(6) Sent: Wednesday, January 18, 2017 4:36 PM To: Deborah J. Bortot; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia' Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Susan Valcq; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] DeVos Disclosures - Divestiture All, Since our most recent call, we identified three more holdings that we would like to remove from the Government’s divestiture list.  Information on these is attached.  If there is more information you need, please let us know. Best regards, “Four pages withheld in full – (b)(3), (4), (6)” Matt Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue, N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) ________________________________ King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE-17-0005-B-000010 OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000011 From: To: Cc: Subject: Date: Susan Valcq Deborah J. Bortot; "Leland, Matthew"; David J. Apol; Heather A. Jones; Megan V. Khaner; "Goodridge, Marcella"; "Sprague, Marcia" Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks [GRAYMAIL] RE: DeVos Disclosures - Divestiture Wednesday, January 18, 2017 5:45:47 PM Sorry – you can disregard 4 & 5. We are comfortable divesting of those. From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Wednesday, January 18, 2017 5:45 PM To: Valcq, Susan (RDV Corp - Vice President of Finance) ; 'Leland, Matthew' ; David J. Apol ; Heather A. Jones ; Megan V. Khaner ; 'Goodridge, Marcella' ; 'Sprague, Marcia' Cc: Mahar, Jason (Windquest) ; Shashy, Hap ; Hrvatin, Claudia ; Lambert, Jeff ; Bowerman, Jeff (RDV Corp - Tax) ; Brinks, Matt (RDV Corp - Accounting) Subject: RE: DeVos Disclosures - Divestiture The attachments you forwarded have: (b)(6) & (b)(3) From: Susan Valcq [mailto(b)(6) ] Sent: Wednesday, January 18, 2017 5:39 PM To: Deborah J. Bortot; 'Leland, Matthew'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia' Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] RE: DeVos Disclosures - Divestiture Deborah, Those entities are held in (b)(6) & (b)(3) considered for removal from the divestiture list. which is the investment we would like The other two investments are (b)(6) & (b)(3) Information on these two investments was included in a separate attachment. Please let us know if you have any other questions, or we can provide more information to you. Thank you, Susan From: Deborah J. Bortot [mailto:djbortot@oge.gov] OGE-17-0005-B-000012 Sent: Wednesday, January 18._ 2017 5:35 PM To: 'Leland, Matthew' David J. Apol ; Heather A. Jones ; Megan V. Khaner 2 The- attachment lists 18 entities. Which three entities are a concern? From: Leland. Matthew Sent: Wednesday. January 18, 2017 4:36 PM To: Deborah J. Bortot: David J. Apol; Heather A. Jones; Megan V. Klraner; 'Goodridge, Marcella'; 'Sprague, Marcia' Cc: Jason Mahar; Shashy. Hap; Hrvatin, laudia; Susan Valcq; Jeff Lambert; Jeff Bowelman: Matt Brinks Subject: DeVos Disclosures - Divestiture All. Since oru? most recent call, we identi?ed three more holdings that we would like to remove ??om the Government?s divestiture list. Information on these is attached. If there is more information you need. please let us know. Best regards, Matt Matthew M. Leland King Spalding LLP 1700 Avenue, NW. Washington. DC. 20006 King Spalding Con?dentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary. privileged or con?dential or otherwise legally exempt from disclosru?e. If you are not the named addressee. you are not authorized to read, print, retain. copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender irmnediately by e-mail and delete all copies of the message. OGE-1 7-0005-B-00001 3 OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000014 From: To: Cc: Subject: Date: Leland, Matthew Megan V. Khaner; Susan Valcq; Deborah J. Bortot; "Sprague, Marcia"; Shashy, Hap David J. Apol; Heather A. Jones; Goodridge, Marcella; Jason Mahar; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Rowell, Theresa; Matt Brinks [GRAYMAIL] RE: DeVos Disclosures - Divestiture Thursday, January 19, 2017 10:49:44 AM Thanks Megan. -----Original Message----From: Megan V. Khaner [mailto:mvkhaner@oge.gov] Sent: Thursday, January 19, 2017 10:46 AM To: Leland, Matthew; Susan Valcq; Deborah J. Bortot; 'Sprague, Marcia'; Shashy, Hap Cc: David J. Apol; Heather A. Jones; Goodridge, Marcella; Jason Mahar; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Rowell, Theresa; Matt Brinks Subject: RE: DeVos Disclosures - Divestiture I'll take care of it. Thanks, mk -----Original Message----] From: Leland, Matthew [mailto:(b)(6) Sent: Thursday, January 19, 2017 10:45 AM To: Susan Valcq; Deborah J. Bortot; 'Sprague, Marcia'; Shashy, Hap Cc: David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Jason Mahar; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Rowell, Theresa; Matt Brinks Subject: [GRAYMAIL] RE: DeVos Disclosures - Divestiture Deb, & Would you like us to add (b)(6) to the agreement, or are you handling that? (b)(3) Matt -----Original Message----] From: Susan Valcq [mailto(b)(6) Sent: Thursday, January 19, 2017 9:39 AM To: 'Deborah J. Bortot'; 'Sprague, Marcia'; Shashy, Hap; Leland, Matthew Cc: David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Jason Mahar; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Rowell, Theresa; Matt Brinks Subject: RE: DeVos Disclosures - Divestiture Deb, Please add (b)(6) & (b)(3) Thank you, Susan to the divestiture list as 102. -----Original Message----From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Thursday, January 19, 2017 8:17 AM To: 'Sprague, Marcia' (b)(6) ; Shashy, Hap <(b)(6) >; Leland, Matthew <(b)(6) > Cc: Valcq, Susan (RDV Corp - Vice President of Finance) (b)(6) >; David J. Apol ; Heather A. Jones ; Megan V. Khaner ; Goodridge, Marcella <(b)(6) ; Mahar, Jason (Windquest) 1 Lambert. Bowennan. Jeff (RDV C011) - Tax) Rowell. Theresa Blinks. Matt (RDV C011) - Accounting) Subject: RE: DeV'os Disclosures - Divestiture Matt. Claudia. Hap. ith respect to-. were you able to confum 27 please see Mama's email hem about? Thanks. Deb From: Shashy. Hap Sent: Thm'sday. Januaiy 19. 2017 7:33 AM To: Sprague. Marcia: Leland. Matthew: Deborah J. Bortot Cc: 'Susan Valcq?: David J. Apol: Heather A. Jones: Megan V. Khaner; Goodridge. Marcella: 'Jason Mahar': Hn?atin. laudia: 'Jeff Lambeit': eff Bowennan': ?Matt Blinks' Subject: Re: DeVos Disclosures - Dix'estiture Hello Marcia. Based 011 a follow up discussion with OGE. we concluded there was no need to list it. The DeVos interest is a w. infonnation received from the-is that the (6) OGE-1 7-0005-B-00001 6 Hap Sent ??om my BlackBeny 10 smaitphone. Original From: Leland. Matthew Sent: Wednesday. January 18. 2017 7:24 PM To: Deborah J. B01tot Cc: ?Susan Valcq': David J. Apol: Heather A. Jones: Megan V. Khaner; Goodridge. Marcella: Sprague. Marcia: 'Jason Mahar': Shashy. Hap: Hrvatin. laudia: 'Jeff Lambeit'; 'Jeff Bowennan': 'Matt Blinks' Subject: RE: DeVos Disclosures - Divestiture Deb. We also will remove? in light of our earlier discussion. Matt Oiiginal From: Leland. Matthew Sent: Wednesday. Januaiy 18. 2017 7:20 PM To: ?Deborah J. Bortot? Cc: 'Susan Valcq': David J. Apol: Heather A. Jones; Megan V. Khaner; 'Goodn'dge. Marcella'; ?Sprague. Marcia'; ?Jason Mahar': Shashy. Hap: Hivatin. laudia: eff Lambeit'; eff Bowerinan': 'Matt Blinks? Subject: RE: DeVos Disclosures - Divestiture Thanks Deb. Following up on the divestitures: Please take the following investments off the ED con?ict list which were fully liquidated as of 12/31/16. OGE-1 7-0005-B-00001 7 (b)(6) & (b)(3) Deb - Claudia and I will follow up with you in a few moments. -----Original Message----From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Wednesday, January 18, 2017 6:47 PM To: Leland, Matthew Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Matt Brinks' Subject: RE: DeVos Disclosures - Divestiture I've attached a revised ethics agreement based on our conversation. Please put assets in Attachment A into either the 90 day or 120 day section Seven pages withheld in full – (b)(3), (4), (6) -----Original Message----From: Deborah J. Bortot Sent: Wednesday, January 18, 2017 6:18 PM To: 'Leland, Matthew' Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: RE: DeVos Disclosures - Divestiture Yes. We are calling in now -----Original Message----] From: Leland, Matthew [mailto:(b)(6) Sent: Wednesday, January 18, 2017 6:18 PM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] Re: DeVos Disclosures - Divestiture Sorry - can we get back on the phone very quickly? Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) OGE-17-0005-B-000018 On Jan 18, 2017, at 5:45 PM, Deborah J. Bortot > wrote: The attachments you forwarded have: (b)(6) & (b)(3) ] From: Susan Valcq [mailto (b)(6) Sent: Wednesday, January 18, 2017 5:39 PM To: Deborah J. Bortot; 'Leland, Matthew'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia' Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] RE: DeVos Disclosures - Divestiture Deborah, Those entities are held in (b)(6) & (b)(3) which is the investment we would like considered for removal from the divestiture list. The other two investments are (b)(6) & (b)(3) and (b)(6) & (b)(3) Information on these two investments was included in a separate attachment. Please let us know if you have any other questions, or we can provide more information to you. Thank you, Susan From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Wednesday, January 18, 2017 5:35 PM To: 'Leland, Matthew' (b)(6) >>; David J. Apol >; Heather A. Jones >; Megan V. Khaner >; 'Goodridge, Marcella' (b)(6) >>; 'Sprague, Marcia' (b)(6) > Cc: Mahar, Jason (Windquest) (b)(6) >>; Shashy, Hap <(b)(6) >>; Hrvatin, Claudia (b)(6) >; Valcq, Susan (RDV Corp - Vice President of Finance) (b)(6) >>; Lambert, Jeff (b)(6) >>; Bowerman, Jeff (RDV Corp - Tax) (b)(6) >; Brinks, Matt (RDV Corp - Accounting) (b)(6) > Subject: RE: DeVos Disclosures - Divestiture & (b) The(b)(6) attachment lists 18 entities. (3) Which three entities are a concern? From: Leland, Matthew [mailto:(b)(6) Sent: Wednesday, January 18, 2017 4:36 PM OGE-17-0005-B-000019 To: Deborah J. Bortot; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia' Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Susan Valcq; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] DeVos Disclosures - Divestiture All, Since our most recent call, we identified three more holdings that we would like to remove from the Government’s divestiture list. Information on these is attached. If there is more information you need, please let us know. Best regards, “Four pages withheld in full – (b)(3), (4), (6)” Matt Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue, N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) ________________________________ King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the OGE-17-0005-B-000020 transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000021 From: To: Cc: Subject: Date: Leland, Matthew Deborah J. Bortot Hrvatin, Claudia; Shashy, Hap; Jason Mahar; Heather A. Jones; Megan V. Khaner; David J. Apol; (b)(6) Marcella Keiler's email Sprague, Marcia; Rowell, Theresa address [GRAYMAIL] Re: DeVos Ethics Agreement Wednesday, January 18, 2017 5:29:17 PM Thanks. We will use your number again. Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) On Jan 18, 2017, at 5:28 PM, Deborah J. Bortot > wrote: 6:00 works for OGE -----Original Message----From: Leland, Matthew [mailto:(b)(6) Sent: Wednesday, January 18, 2017 5:22 PM To: Deborah J. Bortot Cc: Hrvatin, Claudia; Shashy, Hap; Jason Mahar; Heather A. Jones; Megan V. Khaner; David J. Apol; (b)(6) Marcella Keiler's email address ; Sprague, Marcia; Rowell, Theresa Subject: [GRAYMAIL] Re: DeVos Ethics Agreement Deb, May we talk at 6:00 pm? Matt Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) (b)(6) On Jan 18, 2017, at 3:39 PM, Deborah J. Bortot > wrote: Seven pages withheld in full – (b)(3), (4), (6) Matthew, Claudia, and Hap, I’ve attached the ethics agreement that is based on model language used for nominees. Please note I did not include the certificate of divestiture language below based on the fact that she is not interested in requesting a certificate of divesture. Please let me know if you would like me to add the certificate of divestiture language. “I understand that I may be eligible to request a Certificate of Divestiture for qualifying assets and that a Certificate of Divestiture is effective only if obtained prior to divestiture. Regardless of whether I receive a Certificate of Divestiture, I will ensure that all divestitures discussed in this agreement occur within the agreed upon timeframes OGE-17-0005-B-000022 and that all proceeds are invested in non-conflicting assets.” Once you provide the list of additional divestitures, I will insert them in Attachment A. PTT has created a new report for the filer. Please contact George Hancock (phone: 202-482-9309, email: ghancock@oge.gov) for assistance in prepopulating. Thanks, Deb OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. ________________________________ King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000023 From: Jason Mahar To: Heather A. Jones; "Hrvatin Claudia? ShashyI Hag; Mgan V. Khaner', David J. Amt,? SpragueI Marcia; Rowell Theresa Cc: Deborah J. Bortot; Leland Matthew Subject: Re: Note 45.1.5.1.1. Date: Thursday, January 19, 2017 7:34:38 PM Attachments: image001.gm inn?acr?mq It?s been signed. an you con?rm that it appears as signed on your end. Best, Jason Jason Mahar Eu Iii-House orursel wmdquest cm Main of?ce: 616.459.4500 201 Monroe Avenue NW, Suite 500, Grand Rapids, MI 49503 CONFIDENTIALITY NOTICE: he information and attachments in this email are confidential, may be privileged, and are intended only for use by the intended recipient. Unauthorized use, disclosure, or copying is strictly prohibited and may be unlawful. If you have received this communication in error, please notify the sender and completely delete this email from your computer. From: "Heather A. Jones" Date: Thursday, January 19, 2017 at 5:45 PM To: "'Hrvatin, Claudia'" Hap Shashy Jason Mahar "Megan V. Khaner" "David J. Apol" "Sprague. Marcia" "Rowell, Theresa" Cc: "Deborah J. Bortot" "Leland, Matthew" Subject: RE: Note 45.1.5.1.1. We have received authorization ??om the PTT. Please ask Ms. DeVos to submit her report. Thanks, Heather From: Hrvatin, Claudia [mailto (W6) Sent: Thrusday, January 19, 2017 5:42 PM To: Heather A. Jones; Shashy, Hap; Jason Mahar: Megan V. Khaner; David J. Apol; Sprague, Marcia; Rowell, Theresa Cc: Deborah J. Bortot; Leland, Matthew Subject: RE: Note 45.1.5.1.1. Heather onfnming that all the loose ends are tied, and that we are all 011 the same email. RDV has continued the update, below. We have also received the email from Megan indicating that the 278 has been pre-cleared and is off to PTT. Many thanks. From: Heathe1A Jones[ Sent: Thlusday Janualy 19 2017 4: 47 PM To: Claudia Shash Ha Jason Mahar; Heather A. Jones; Megan V. Khaner: David J. Apol: Sprague. Marcia; Rowell. Theresa Cc: Deborah J. B01tot Subject: Note 45.1.5.1.1. We a1e proposing to add the line of business f01 the following entities f01 the note above. This infomiation is in the note for(5 mm (b but 1101 the second Heather Jones (202) 482-9316 Of?ce of Government Ethics Visit OGE's website: Follow OGE 011 Twitter: @Of?ceGovEthics OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000026 From: To: Cc: Subject: Date: Leland, Matthew Heather A. Jones; Deborah J. Bortot; David J. Apol; Megan V. Khaner Jason Mahar; Shashy, Hap; Hrvatin, Claudia [GRAYMAIL] RE: RE: DeVos Disclosure - Follow Up Call Wednesday, January 18, 2017 11:07:06 AM Thanks Heather. From: Heather A. Jones [mailto:hajones@oge.gov] Sent: Wednesday, January 18, 2017 11:07 AM To: Leland, Matthew; Deborah J. Bortot; David J. Apol; Megan V. Khaner Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: Re: [GRAYMAIL] RE: DeVos Disclosure - Follow Up Call Yes use the daily in below Sent from my BlackBerry 10 smartphone on the Verizon Wireless 4G LTE network. From: Leland, Matthew Sent: Wednesday, January 18, 2017 10:52 AM To: Deborah J. Bortot; David J. Apol; Heather A. Jones; Megan V. Khaner Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: [GRAYMAIL] RE: DeVos Disclosure - Follow Up Call Thanks Deb. Should we use the dial in below? From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Wednesday, January 18, 2017 10:51 AM To: Leland, Matthew; David J. Apol; Heather A. Jones; Megan V. Khaner Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: RE: DeVos Disclosure - Follow Up Call Yes From: Leland, Matthew [mailto(b)(6) Sent: Wednesday, January 18, 2017 10:45 AM To: Deborah J. Bortot; David J. Apol; Heather A. Jones; Megan V. Khaner Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: [GRAYMAIL] RE: DeVos Disclosure - Follow Up Call Deb, Thanks for the quick response. Are you free at 11:15 am? Matt From: Deborah J. Bortot [mailto:djbortot@oge.gov] OGE-17-0005-B-000027 Sent: Wednesday, January 18, 2017 10:33 AM To: Leland, Matthew; David J. Apol; Heather A. Jones; Megan V. Khaner Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: RE: DeVos Disclosure - Follow Up Call Yes. Let us know when you would like to talk. We can use my call-in number: Call-in number: (b) (6) Participant code: (b) (6) From: Leland, Matthew [mailto:(b)(6) ] Sent: Wednesday, January 18, 2017 10:32 AM To: Deborah J. Bortot; David J. Apol; Heather A. Jones; Megan V. Khaner Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: [GRAYMAIL] DeVos Disclosure - Follow Up Call Deb, Dave, Heather, and Megan, Will you have time this morning for a call about the divestiture list and some follow up to discussions from yesterday? Matt Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue, N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the OGE-17-0005-B-000028 intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000029 From: To: Cc: Subject: Date: Leland, Matthew Deborah J. Bortot Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks [GRAYMAIL] Re: Re: RE: DeVos Disclosures - Divestiture Wednesday, January 18, 2017 10:26:13 PM Deb We will aim to get our comments to you tonight. Matt Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) Seven pages withheld in full – (b)(3), (4), (6) On Jan 18, 2017, at 9:51 PM, Deborah J. Bortot > wrote: Attached is a tracked changes version of the updated ethics agreement.  I'm not certain if we have allowed digital signatures for ethics agreements, so I will have to run that up the chain.  If the concern is getting the original, we do allow scanned copies.  She can print it, sign it, scan it, and email it as long as it is a clear scan.  Otherwise, I'll have to check about using a digital signature. -----Original Message----From: Leland, Matthew [mailto:(b)(6) Sent: Wednesday, January 18, 2017 9:21 PM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] Re: RE: DeVos Disclosures - Divestiture Thanks Deb. Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) On Jan 18, 2017, at 9:09 PM, Deborah J. Bortot > wrote: OGE-17-0005-B-000030 We are working on the revision right now Sent from my BlackBerry 10 smartphone on the Verizon Wireless 4G LTE network. Original Message From: Leland, Matthew Sent: Wednesday, January 18, 2017 8:11 PM To: Deborah J. Bortot Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Matt Brinks' Subject: [GRAYMAIL] RE: DeVos Disclosures - Divestiture Deb, Following up on our call, we can forgo language about divesting within 120 days and commit to divest within 90 days. Is an electronic signature on the letter acceptable, or is an original signature required? Finally, how quickly may we get a revised agreement? Thanks so much. Matt -----Original Message----From: Leland, Matthew Sent: Wednesday, January 18, 2017 7:24 PM To: 'Deborah J. Bortot' Cc: 'Susan Valcq'; 'David J. Apol'; 'Heather A. Jones'; 'Megan V. Khaner'; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Matt Brinks' Subject: RE: DeVos Disclosures - Divestiture Deb, We also will remove (b)(6) & (b)(3) in light of our earlier discussion. Matt -----Original Message----From: Leland, Matthew Sent: Wednesday, January 18, 2017 7:20 PM To: 'Deborah J. Bortot' Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Matt Brinks' Subject: RE: DeVos Disclosures - Divestiture Thanks Deb. Following up on the divestitures: Please take the following investments off the ED conflict list which were fully liquidated as of 12/31/16. (b)(6) & (b)(3) (b)(6) & (b)(3) OGE-17-0005-B-000031 (b)(6) & (b)(3) Deb - Claudia and I will follow up with you in a few moments. -----Original Message----From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Wednesday, January 18, 2017 6:47 PM To: Leland, Matthew Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Matt Brinks' Subject: RE: DeVos Disclosures - Divestiture I've attached a revised ethics agreement based on our conversation.   Please put assets in Attachment A into either the 90 day or 120 day section Seven pages withheld in full – (b)(3), (4), (6) -----Original Message----From: Deborah J. Bortot Sent: Wednesday, January 18, 2017 6:18 PM To: 'Leland, Matthew' Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: RE: DeVos Disclosures - Divestiture Yes.  We are calling in now -----Original Message----] From: Leland, Matthew [mailto:(b)(6) Sent: Wednesday, January 18, 2017 6:18 PM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] Re: DeVos Disclosures - Divestiture Sorry - can we get back on the phone very quickly? Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) OGE-17-0005-B-000032 On Jan 18, 2017, at 5:45 PM, Deborah J. Bortot > wrote: The attachments you forwarded have: (b)(6) & (b)(3) ] From: Susan Valcq [mailto (b)(6) Sent: Wednesday, January 18, 2017 5:39 PM To: Deborah J. Bortot; 'Leland, Matthew'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia' Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] RE: DeVos Disclosures - Divestiture Deborah, Those entities are held in (b)(6) & (b)(3) which is the investment we would like considered for removal from the divestiture list. The other two investments are (b)(6) & (b)(3) .  Information on these two investments was included in a separate attachment. Please let us know if you have any other questions, or we can provide more information to you. Thank you, Susan From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Wednesday, January 18, 2017 5:35 PM To: 'Leland, Matthew' (b)(6) David J. Apol >; Heather A. Jones >; Megan V. Khaner >; 'Goodridge, Marcella' (b)(6) Marcella Keiler's email address (b)(6) Marcella Keiler's email address ; 'Sprague, Marcia' (b)(6) Cc: Mahar, Jason (Windquest) (b)(6) ; Shashy, Hap (b)(6) Hrvatin, Claudia (b)(6) >; Valcq, Susan (RDV Corp - Vice President of Finance) (b)(6) Lambert, Jeff (b)(6) ; Bowerman, Jeff (RDV Corp - Tax) <(b)(6) Brinks, Matt (RDV Corp - Accounting) (b)(6) ; Subject: RE: DeVos Disclosures - Divestiture OGE-17-0005-B-000033 & (b) The (b)(6) attachment lists 18 entities. (3) Which three entities are a concern? From: Leland, Matthew [mailto(b)(6) Sent: Wednesday, January 18, 2017 4:36 PM To: Deborah J. Bortot; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia' Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Susan Valcq; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] DeVos Disclosures - Divestiture All, Since our most recent call, we identified three more holdings that we would like to remove from the Government’s divestiture list.  Information on these is attached.  If there is more information you need, please let us know. Best regards, Four pages withheld in full – (b)(3), (4), (6) Matt Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue, N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) ________________________________ King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of OGE-17-0005-B-000034 this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000035 From: To: Cc: Subject: Date: Leland, Matthew Deborah J. Bortot Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks [GRAYMAIL] Re: Re: RE: DeVos Disclosures - Divestiture Wednesday, January 18, 2017 10:04:17 PM Thank you, Deb. Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) 7 pages withheld in full - (b)(3), (4), (6) On Jan 18, 2017, at 9:51 PM, Deborah J. Bortot > wrote: Attached is a tracked changes version of the updated ethics agreement.  I'm not certain if we have allowed digital signatures for ethics agreements, so I will have to run that up the chain.  If the concern is getting the original, we do allow scanned copies.  She can print it, sign it, scan it, and email it as long as it is a clear scan.  Otherwise, I'll have to check about using a digital signature. -----Original Message----] From: Leland, Matthew [mailto:(b)(6) Sent: Wednesday, January 18, 2017 9:21 PM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] Re: RE: DeVos Disclosures - Divestiture Thanks Deb. Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) On Jan 18, 2017, at 9:09 PM, Deborah J. Bortot > wrote: We are working on the revision right now Sent from my BlackBerry 10 smartphone on the Verizon Wireless 4G LTE network. Original Message From: Leland, Matthew OGE-17-0005-B-000036 Sent: Wednesday, January 18, 2017 8:11 PM To: Deborah J. Bortot Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Matt Brinks' Subject: [GRAYMAIL] RE: DeVos Disclosures - Divestiture Deb, Following up on our call, we can forgo language about divesting within 120 days and commit to divest within 90 days. Is an electronic signature on the letter acceptable, or is an original signature required? Finally, how quickly may we get a revised agreement? Thanks so much. Matt -----Original Message----From: Leland, Matthew Sent: Wednesday, January 18, 2017 7:24 PM To: 'Deborah J. Bortot' Cc: 'Susan Valcq'; 'David J. Apol'; 'Heather A. Jones'; 'Megan V. Khaner'; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Matt Brinks' Subject: RE: DeVos Disclosures - Divestiture Deb, We also will remove (b)(6) & (b)(3) in light of our earlier discussion. Matt -----Original Message----From: Leland, Matthew Sent: Wednesday, January 18, 2017 7:20 PM To: 'Deborah J. Bortot' Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Matt Brinks' Subject: RE: DeVos Disclosures - Divestiture Thanks Deb. Following up on the divestitures: Please take the following investments off the ED conflict list which were fully liquidated as of 12/31/16. (b)(6) & (b)(3) (b)(6) & (b)(3) OGE-17-0005-B-000037 (b)(6) & (b)(3) Deb - Claudia and I will follow up with you in a few moments. -----Original Message----From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Wednesday, January 18, 2017 6:47 PM To: Leland, Matthew Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Matt Brinks' Subject: RE: DeVos Disclosures - Divestiture I've attached a revised ethics agreement based on our conversation.   Please put assets in Attachment A into either the 90 day or 120 day section Seven pages withheld in full – (b)(3), (4), (6) -----Original Message----From: Deborah J. Bortot Sent: Wednesday, January 18, 2017 6:18 PM To: 'Leland, Matthew' Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: RE: DeVos Disclosures - Divestiture Yes.  We are calling in now -----Original Message----From: Leland, Matthew [mailto:(b)(6) Sent: Wednesday, January 18, 2017 6:18 PM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] Re: DeVos Disclosures - Divestiture Sorry - can we get back on the phone very quickly? Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) On Jan 18, 2017, at 5:45 PM, Deborah J. Bortot > wrote: OGE-17-0005-B-000038 The attachments you forwarded have: (b)(6) & (b)(3) From: Susan Valcq [mailto (b)(6) Sent: Wednesday, January 18, 2017 5:39 PM To: Deborah J. Bortot; 'Leland, Matthew'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia' Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] RE: DeVos Disclosures - Divestiture Deborah, Those entities are held in (b)(6) & (b)(3) which is the investment we would like considered for removal from the divestiture list.   Information on The other two investments are (b)(6) & (b)(3) these two investments was included in a separate attachment. Please let us know if you have any other questions, or we can provide more information to you. Thank you, Susan From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Wednesday, January 18, 2017 5:35 PM To: 'Leland, Matthew' (b)(6) ; David J. Apol >; Heather A. Jones >; Megan V. Khaner >; 'Goodridge, Marcella' (b)(6) ; 'Sprague, Marcia' (b)(6) Cc: Mahar, Jason (Windquest) (b)(6) ; Shashy, Hap (b)(6) >; Hrvatin, Claudia <(b)(6) Valcq, Susan (RDV Corp - Vice President of Finance) (b)(6) Lambert, Jeff (b)(6) Bowerman, Jeff (RDV Corp - Tax) (b)(6) Brinks, Matt (RDV Corp - Accounting) <(b)(6) >; Subject: RE: DeVos Disclosures - Divestiture & (b) The (b)(6) attachment lists 18 entities. (3) Which three entities are a concern? OGE-17-0005-B-000039 From: Leland, Matthew [mailto:(b)(6) ] Sent: Wednesday, January 18, 2017 4:36 PM To: Deborah J. Bortot; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia' Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Susan Valcq; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] DeVos Disclosures - Divestiture All, Since our most recent call, we identified three more holdings that we would like to remove from the Government’s divestiture list.  Information on these is attached.  If there is more information you need, please let us know. Best regards, Four pages withheld in full – (b)(3), (4), (6) Matt Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue, N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) ________________________________ King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000040 OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000041 From: To: Cc: Subject: Date: Leland, Matthew Deborah J. Bortot Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks [GRAYMAIL] RE: Re: RE: Re: RE: DeVos Disclosures - Divestiture Thursday, January 19, 2017 9:40:45 AM Thanks Deb.  The new report is populated and we expect to submit it to the PTT this morning. -----Original Message----From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Thursday, January 19, 2017 9:12 AM To: Leland, Matthew Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: RE: [GRAYMAIL] Re: RE: Re: RE: DeVos Disclosures - Divestiture My understanding is that PTT created a new report for the filer. Has the filer prepopulated the new report and submitted it to PTT? Thanks, Deb -----Original Message----From: Leland, Matthew [mailto:(b)(6) Sent: Thursday, January 19, 2017 6:55 AM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] Re: RE: Re: RE: DeVos Disclosures - Divestiture Thank you, Deb. Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) On Jan 19, 2017, at 6:51 AM, Deborah J. Bortot > wrote: We will make those changes and circulate a new draft Sent from my BlackBerry 10 smartphone on the Verizon Wireless 4G LTE network.  Original Message From: Leland, Matthew Sent: Wednesday, January 18, 2017 11:57 PM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] RE: Re: RE: DeVos Disclosures - Divestiture OGE-17-0005-B-000042 Deb, Thanks for turning this around so quickly.  There are only minor edits in this copy. - The signature line now reads Elisabeth Prince DeVos - Line 15: Should be (b)(3), (b)(6) - Line 20: Should be (b)(3), (b)(6) Those are all of the changes tonight.  We will confirm in the morning whether these are the final changes. Best regards, Matt -----Original Message----From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Wednesday, January 18, 2017 9:51 PM To: Leland, Matthew Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks 7 pages withheld in full - (b)(3), (4), (6) Subject: RE: [GRAYMAIL] Re: RE: DeVos Disclosures - Divestiture Attached is a tracked changes version of the updated ethics agreement.  I'm not certain if we have allowed digital signatures for ethics agreements, so I will have to run that up the chain.  If the concern is getting the original, we do allow scanned copies.  She can print it, sign it, scan it, and email it as long as it is a clear scan.  Otherwise, I'll have to check about using a digital signature. -----Original Message----] From: Leland, Matthew [mailto:(b)(6) Sent: Wednesday, January 18, 2017 9:21 PM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] Re: RE: DeVos Disclosures - Divestiture Thanks Deb. Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) On Jan 18, 2017, at 9:09 PM, Deborah J. Bortot > wrote: We are working on the revision right now Sent from my BlackBerry 10 smartphone on the Verizon Wireless 4G LTE network. OGE-17-0005-B-000043 Original Message From: Leland, Matthew Sent: Wednesday, January 18, 2017 8:11 PM To: Deborah J. Bortot Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Matt Brinks' Subject: [GRAYMAIL] RE: DeVos Disclosures - Divestiture Deb, Following up on our call, we can forgo language about divesting within 120 days and commit to divest within 90 days. Is an electronic signature on the letter acceptable, or is an original signature required? Finally, how quickly may we get a revised agreement? Thanks so much. Matt -----Original Message----From: Leland, Matthew Sent: Wednesday, January 18, 2017 7:24 PM To: 'Deborah J. Bortot' Cc: 'Susan Valcq'; 'David J. Apol'; 'Heather A. Jones'; 'Megan V. Khaner'; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Matt Brinks' Subject: RE: DeVos Disclosures - Divestiture Deb, We also will remove (b)(6) & (b)(3) in light of our earlier discussion. Matt -----Original Message----From: Leland, Matthew Sent: Wednesday, January 18, 2017 7:20 PM To: 'Deborah J. Bortot' Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Matt Brinks' Subject: RE: DeVos Disclosures - Divestiture Thanks Deb. Following up on the divestitures: Please take the following investments off the ED conflict list which were fully liquidated as of 12/31/16. (b)(6) & (b)(3) (b)(6) & (b)(3) OGE-17-0005-B-000044 (b)(6) & (b)(3) Deb - Claudia and I will follow up with you in a few moments. -----Original Message----From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Wednesday, January 18, 2017 6:47 PM To: Leland, Matthew Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Matt Brinks' Subject: RE: DeVos Disclosures - Divestiture I've attached a revised ethics agreement based on our conversation.   Please put assets in Attachment A into either the 90 day or 120 day section “Seven pages withheld in full – (b)(3), (4), (b)(6)” -----Original Message----From: Deborah J. Bortot Sent: Wednesday, January 18, 2017 6:18 PM To: 'Leland, Matthew' Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: RE: DeVos Disclosures - Divestiture Yes.  We are calling in now -----Original Message----From: Leland, Matthew [mailto:(b)(6) Sent: Wednesday, January 18, 2017 6:18 PM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] Re: DeVos Disclosures - Divestiture Sorry - can we get back on the phone very quickly? Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) On Jan 18, 2017, at 5:45 PM, Deborah J. Bortot OGE-17-0005-B-000045 > wrote: The attachments you forwarded have: From: Susan Valcq Sent: Wednesday. January 18. 2017 5:39 PM To: Deborah J. Bortot: 'Leland. Matthew': David J. Apol: Heather A. Jones: Megan V. Khaner: ?Goodridge. Marcella': 'Sprague. Marcia' c: Jason Mahar: Shashy. Hap: I-hvatin. laudia: Jeff Lambert: Jeff Bowennan: Matt Brinks Subject: RE: DeVos Disclosures - Divestiture Deborah. Those entities are held in which is the investment we would like considered for removal from the divestiture list. The other two investments ar? Information on these two investments was included in a separate attachment. Please let us know if you have any other questions. or we can provide more information to you. Thank you. Susan From: Deborah J. Bortot [111ailtozdib0110t? ogegov] Sent: Wednesday. January 18. 2017 5:35 PM To: ?Leland. Matthew? David J. Apol >z Heather A. Jones oge. oge. gov>>z Megan V. Khaner @ooe.oov>>: 'Goodn'dge. Marcella' 'Sprague. Marcia? c: Mahar. Jason (Windquest) Shashy. Hap Hivatin. Claudia Valcq. Susan (RDV C011) - Vice President of Finance) Lambert. Jeff Bowerman. Jeff (RDV Corp - Tax) Brinks. Matt (RDV 011) - Accounting) Subject: RE: DeVos Disclosures - Divestiture The- attachment lists 18 entities. Which three entities are a concern? From: Leland, Matthew [mailto:(b)(6) Sent: Wednesday, January 18, 2017 4:36 PM To: Deborah J. Bortot; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia' Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Susan Valcq; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] DeVos Disclosures - Divestiture All, Since our most recent call, we identified three more holdings that we would like to remove from the Government’s divestiture list.  Information on these is attached.  If there is more information you need, please let us know. Best regards, “Four pages withheld in full – (b)(3), (4), (b)(6)” Matt Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue, N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) ________________________________ King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000047 OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000048 From: To: Cc: Subject: Date: Leland, Matthew Deborah J. Bortot Jason Mahar [GRAYMAIL] RE: RE: RE: RE: RE: DeVos Disclsoures Wednesday, January 18, 2017 1:16:28 PM Deb, I just wanted to confirm my understanding from our call that we are expected only to look at funds, not operating companies, when identifying interests that are still actively acquiring investments. If an operating company in the portfolio acquires an education related asset in the future, how (b)(6) & (b)(3) is that conflict resolved? For example, one of the operating companies is . We would not expect it would acquire anything related to education, but if did, how would the conflict be resolved? Matt From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Tuesday, January 17, 2017 2:53 PM To: Leland, Matthew Subject: RE: [GRAYMAIL] RE: RE: RE: RE: DeVos Disclsoures Could you give me a quick call? I just want to make sure you understand what we mean by funds acquiring new assets. From: Leland, Matthew [mailto(b)(6) ] Sent: Tuesday, January 17, 2017 1:57 PM To: Deborah J. Bortot Subject: [GRAYMAIL] RE: RE: RE: RE: DeVos Disclsoures Yes, please. From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Tuesday, January 17, 2017 1:56 PM To: Leland, Matthew Subject: RE: [GRAYMAIL] RE: RE: RE: DeVos Disclsoures Thanks. We are ready to send the list. Should I include Claudia, Jason, and Hap? From: Leland, Matthew [mailto:(b)(6) ] Sent: Tuesday, January 17, 2017 1:42 PM To: Deborah J. Bortot; David J. Apol Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: [GRAYMAIL] RE: RE: RE: DeVos Disclsoures Yes, 2:30 pm will work. (b) (6) OGE-17-0005-B-000049 Passcode: (b) (6) Thanks Deb and Dave. From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Tuesday, January 17, 2017 1:31 PM To: Leland, Matthew; David J. Apol Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: RE: [GRAYMAIL] RE: RE: DeVos Disclsoures Dave’s not available at 2:00. 2:30 would work. From: Leland, Matthew [mailto:(b)(6) Sent: Tuesday, January 17, 2017 1:28 PM To: Deborah J. Bortot; David J. Apol Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: [GRAYMAIL] RE: RE: DeVos Disclsoures ] May we talk at 2:00 pm? To make scheduling easier, I think it can be limited to the folks on this email. From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Tuesday, January 17, 2017 12:45 PM To: Leland, Matthew; David J. Apol Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: RE: [GRAYMAIL] RE: DeVos Disclsoures Education is finalizing the list right now that we will circulate. Should we talk after you receive the list or would you like to talk right? From: Leland, Matthew [mailto(b)(6) Sent: Tuesday, January 17, 2017 12:22 PM To: Deborah J. Bortot; David J. Apol Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: [GRAYMAIL] RE: DeVos Disclsoures ] Thanks Deb. We’ll wait to hear back from you. From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Tuesday, January 17, 2017 12:21 PM To: Leland, Matthew; David J. Apol Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: Re: [GRAYMAIL] DeVos Disclsoures We are on the phone with Department of Education right now. I will let you know when we are done. Sent from my BlackBerry 10 smartphone on the Verizon Wireless 4G LTE network. From: Leland, Matthew Sent: Tuesday, January 17, 2017 12:15 PM OGE-17-0005-B-000050 To: Deborah J. Bortot; David J. Apol Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: [GRAYMAIL] DeVos Disclsoures Deb and Dave, Would you both be available for a call with us at 12:30 pm? We wanted to follow up with you on progress and ask you some other related questions. If that time works, we can use my dial in: (b)(6) Matt Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue, N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000051 OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000052 From: To: Cc: Subject: Date: Hrvatin, Claudia Leland, Matthew; Deborah J. Bortot Megan V. Khaner; Heather A. Jones; Susan Valcq; David J. Apol; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Jeff Lambert; Jeff Bowerman; Matt Brinks [GRAYMAIL] RE: RE: RE: Re: RE: Re: RE: DeVos Disclosures - Divestiture Thursday, January 19, 2017 12:46:34 PM Thank you, Deb. No changes here. From: Leland, Matthew Sent: Thursday, January 19, 2017 12:41 PM To: Deborah J. Bortot Cc: Hrvatin, Claudia; Megan V. Khaner; Heather A. Jones; Susan Valcq; David J. Apol; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: Re: [GRAYMAIL] RE: RE: Re: RE: Re: RE: DeVos Disclosures - Divestiture I have no changes. Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) On Jan 19, 2017, at 12:35 PM, Deborah J. Bortot wrote: 7 pages withheld in full - (b)(3), (4), (6) (b)(6) & (b) See attached. We corrected (3) and fixed the formatting. OGE has the pen on any further changes to the 278 and the ethics agreement. Please do not make any other changes. Thanks, Deb -----Original Message----From: Hrvatin, Claudia [mailto:(b)(6) ] Sent: Thursday, January 19, 2017 12:28 PM To: Megan V. Khaner; Heather A. Jones; Leland, Matthew; Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] RE: RE: Re: RE: Re: RE: DeVos Disclosures Divestiture Megan -- Let us know if you need help with the formatting. We have one clarification to Attachment A: #19 should only be(b)(6) & (b)(3) is not one of the holdings. Claudia OGE-17-0005-B-000053 Original From: Megan V. Khaner Sent: Thursday, January 19, 2017 12:10 PM To: Heather A. Jones; Leland, Matthew; Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, laudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: RE: RE: Re: RE: Re: RE: DeVos Disclosru'es - ?agesw'mhem (6) Divestitru?e Attached ?nd the updated draft ethics agreement. I can't ?x the indent on the fmal three divestitru'e assets, if someone can ?x that I'd appreciate it. Thanks, mk Original From: Heather A. Jones Sent: Thursday, January 19, 2017 11:49 AM To: 'Leland, Matthew'; Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Megan V. Khaner: Goodridge, Marcella; Sprague, Marcia; Jason Mahar: Shashy, Hap: Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: RE: RE: Re: RE: Re: RE: DeVos Disclosru'es - Divestitru?e That is ?ne. We can use Deb's call in nrunber. Original From: Leland, Matthew Sent: Thru?sday, January 19, 2017 11:32 AM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Spragrre, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, laudia; Jeff Lambert; Jeff Bowerman: Matt Brinks Subject: RE: Re: RE: Re: RE: DeVos Disclosru?es - Divestitru?e Deb, Are you all available at noon for a call to discuss the ?nal steps? Matt Original From: Deborah J. Bortot [rnailto:djbortotgvoge.gov] Sent: Thru'sday, January 19, 2017 9:12 AM To: Leland, Matthew Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella: Sprague, Marcia: Jason Mahar: Shashy, Hap; Hrvatin, laudia: Jeff Lambert; Jeff Bowerman: Matt Brinks Subject: RE: Re: RE: Re: RE: DeVos Disclosru'es - Divestitru?e My rmderstanding is that PTT created a new report for the ?ler. Has the ?ler prepopulated the new report and submitted it to Thanks, Deb Original From: Leland, Matthew Sent: Thru?sday, January 19, 2017 6:55 AM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol: Heather A. Jones; Megan V. Khaner: Goodridge, Marcella: Sprague, Marcia: Jason Mahar: Shashy, Hap; Hrvatin, laudia: Jeff Lambert; Jeff Bowerman: Matt Brinks Subject: Re: RE: Re: RE: DeVos Disclosures - Divestitru'e Thank you, Deb. Matthew M. Leland King Spalding LLP 1700 Avenue NW. Washington, DC . 20006 Firm: +1 202 737 On Jan 19, 2017, at 6:51 AM, Deborah J. Bortot > wrote: We are working on the revision right now Sent from my BlackBeny 10 smartphone on the Verizon Wireless 4G LTE network. Original Message From: Leland, Matthew Sent: Wednesday, Janualy 18, 2017 8:11 PM To: Deborah J. Bortot Cc: 'Susan Valcq?: David J. Apol: Heather A. Jones: Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia': 'Jason Mahar': Shashy, Hap; Hivatin, laudia: eff Lambert': eff Bowennan': 'Matt Brinks' Subject: RE: DeVos Disclosm?es - Divestiture Deb, Following up on om? call, we can forgo language about divesting within 120 days and commit to divest within 90 days. Is an electronic signatlu'e on the letter acceptable, or is an original signatm?e required? Finally, how quickly may we get a revised agreement? Thanks so much. Matt Original From: Leland, Matthew Sent: Wednesday, Janualy 18, 2017 7:24 PM To: 'Deborah J. Bortot' Cc: 'Susan Valcq?: 'David J. Apol': 'Heather A. Jones'; 'Megan V. Khaner'; 'Goodridge, Marcella'; 'Sprague, Marcia': 'Jason Mahar': Shashy, Hap; Hivatin, laudia: eff Lambert': eff Bowennan': 'Matt Brinks' Subject: RE: DeVos Disclosm'es - Divestiture Deb, We also will remove in light of 0m earlier discussion. Matt Original Message-?--? From: Leland. Matther Sent: Wednesday. January 18. 2017 7:20 PM To: 'Deborah J. Bortot' Cc: 'Susan Valcq': David J. Apol; Heather A. Jones: Megan V. Khaner: 'Goodridge. Marcella': 'Sprague. Marcia'; 'Jason Mahar'; Shashy. Hap: Hlvatin. laudia; eff Lainbert': eff Bowerrnan': 'Matt Brinks' Subject: RE: DeVos Disclosures Divestiture Thanks Deb. Following up 011 the divestitures: Please take the following investments off the ED con?ict list which were fully 1i uidated as of 12/31/16. Deb - Claudia and I will follow up with you in a few moments. Original Message-?--? From: Deborah J. Bortot Sent: Wednesday. January 18. 2017 6:47 PM To: Leland. Matthew Cc: 'Susan Valcq': David J. Apol; Heather A. Jones: Megan V. Khaner: 'Goodridge. Marcella': 'Sprague. Marcia'; 'Jason Mahar'; Shashy. Hap: Hlvatin. laudia; eff Lainbert': eff Bowerrnan': 'Matt Brinks' Subject: RE: DeVos Disclosures Divestiture OGE-17-0005-B-000058 I've attached a revised ethics agreement based on oru' conversation. Please put assets in Attachment A into either the 90 day or 120 day section Original From: Deborah J. Bortot Sent: Wednesday, January 18. 2017 6:18 PM To: 'Leland. Matthew' Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner: Goodridge. Marcella: Sprague. Marcia; Jason Mahar: Shashy, Hap; Hlvatin. Claudia; Jeff Lambelt: Jeff Boweiman: Matt Brinks Subject: RE: DeVos Disclosm?es - Divestiture Yes. We are calling in now Original From: Leland. Matthew Sent: Wednesday, January 18. 2017 6:18 PM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol: Heather A. Jones; Megan V. Khaner: Goodridge. Marcella: Sprague. Marcia; Jason Mahar: Shashy, Hap: Hivatin. laudia; Jeff Lambeit: Jeff Bowennan: Matt Brinks Subject: Re: DeVos Disclosures - Divestiuu'e Sony - can we get back 011 the phone veiy quickly? Matthew M. Leland King Spalding LLP 1700 Avenue NW. Washington. DC . 20006 Firm: +1 202 737 On Jan 18. 2017. at 5:45 PM. Deborah J. Bo?ot wrote: The attachments you f01warded have: OGE-17-0005-B-000059 5_ From: Susan Valcq [mailto Sent: Wednesday. January 18. 2017 5:39 PM To: Deborah J. Bo?ot: 'Leland. Matthew'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge. Marcella': 'Sprague. Marcia' Cc: Jason Mahar: Shashy. Hap: Hivatin. Claudia; Jeff Lambert; Jeff Bowelman; Matt Brinks Subject: RE: DeVos Disclosures - Divestiture Deborah. Those entities are held inH which is the investment we would like considered or remova fromt 1vest1ture list. The other two investments are? Informatron 011 1ese two investments was mc uded in a separate attac nent. Please let us know if you have any other questions. or we can provide more information to you. Thank you. Susan From: Deborah J. BOItot [mailto:dibortot?ogegov] Sent: Wednesday. January 18. 2017 5:35. PM To: 'Leland. Matthew' >1 David J. Iano Apo 1 Lambelt. Jeff Boweiman. Je (RDV C011) Tax OGE-17-0005-B-000060 Brinks. Matt RDV C01 - Accountm-] S11 Ject: RE: DeVos DISC osru?es - D1vest1ture Tlre- attachment lists 18 entities. Which three entities are a concern? From: Leland. Matthew [mailt Sent: Wednesday. January 18. 2017 4:36 PM To: Deborah J. Bortot; David J. Apol: Heather A. Jones; Megan V. Khaner; 'Goodridge. Marcella?: 'Sprague. Marcia? Cc: Jason Mahar: Shashy. Hap: Hrvatin. Claudia; Susan Valcq: Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: DeVos Disclosures - Divestiture All. Since oru' most recent call. we identified three more holdings that we would like to remove from the Govenmient?s divestiture list. Information 011 these is attached. If there is more information you need. please let 11s know. Best regards. Matthew M. Leland King Spalding LLP 1700 Avenue. NW. Washington. DC. 20006 Finn: +1 202 737 0500 King Spalding on?dentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This conm1unication may contain information that is proprietary. privileged or con?dential or otheiwise legally exempt from disclosru'e. If you are not the named addressee. you are not authorized to read. print. retain. copy or disseminate this message or any part of it. If you have received this message in error. please notify the sender immediately by e-mail and delete all copies of the message. OGE-17-0005-B-000061 OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. 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If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email OGE-17-0005-B-000062 or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. 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If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a OGE-17-0005-B-000063 Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000064 From: To: Subject: Date: Importance: Hrvatin, Claudia Deborah J. Bortot [GRAYMAIL] RE: RE: RE: Re: RE: Re: RE: DeVos Disclosures - Divestiture Thursday, January 19, 2017 1:35:38 PM High Deb: Just left you a voicemail. Can you give me a call to discuss when we will get the final-final and schedules for the rest of the day. I'd like to patch in Jason with Windquest who has been in touch with the PTT. Or, we can use your number. -----Original Message----From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Thursday, January 19, 2017 12:35 PM To: Hrvatin, Claudia; Megan V. Khaner; Heather A. Jones; Leland, Matthew Cc: Susan Valcq; David J. Apol; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: RE: [GRAYMAIL] RE: RE: Re: RE: Re: RE: DeVos Disclosures - Divestiture 7 pages withheld in full - (b)(3), (4), (6) & See attached. We corrected (b)(6) (b)(3) and fixed the formatting. OGE has the pen on any further changes to the 278 and the ethics agreement. Please do not make any other changes. Thanks, Deb -----Original Message----] From: Hrvatin, Claudia [mailto (b)(6) Sent: Thursday, January 19, 2017 12:28 PM To: Megan V. Khaner; Heather A. Jones; Leland, Matthew; Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] RE: RE: Re: RE: Re: RE: DeVos Disclosures - Divestiture Megan -- Let us know if you need help with the formatting. We have one clarification to Attachment A: #19 should is not one of the holdings. only be (b)(6) & (b)(3) Claudia -----Original Message----From: Megan V. Khaner [mailto:mvkhaner@oge.gov] Sent: Thursday, January 19, 2017 12:10 PM To: Heather A. Jones; Leland, Matthew; Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks 7 pages withheld in full - (b)(3), (4), (6) Subject: RE: [GRAYMAIL] RE: Re: RE: Re: RE: DeVos Disclosures - Divestiture Attached find the updated draft ethics agreement. I can't fix the indent on the final three divestiture assets, if someone can fix that I'd appreciate it. Thanks, mk -----Original Message----From: Heather A. Jones Sent: Thursday, January 19, 2017 11:49 AM OGE-17-0005-B-000065 To: 'Leland, Matthew'; Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: RE: [GRAYMAIL] RE: Re: RE: Re: RE: DeVos Disclosures - Divestiture That is fine. We can use Deb's call in number. (b)(6) -----Original Message----] From: Leland, Matthew [mailto:(b)(6) Sent: Thursday, January 19, 2017 11:32 AM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] RE: Re: RE: Re: RE: DeVos Disclosures - Divestiture Deb, Are you all available at noon for a call to discuss the final steps? Matt -----Original Message----From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Thursday, January 19, 2017 9:12 AM To: Leland, Matthew Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: RE: [GRAYMAIL] Re: RE: Re: RE: DeVos Disclosures - Divestiture My understanding is that PTT created a new report for the filer. Has the filer prepopulated the new report and submitted it to PTT? Thanks, Deb -----Original Message----] From: Leland, Matthew [mailto(b)(6) Sent: Thursday, January 19, 2017 6:55 AM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] Re: RE: Re: RE: DeVos Disclosures - Divestiture Thank you, Deb. Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) OGE-17-0005-B-000066 On Jan 19, 2017, at 6:51 AM, Deborah J. Bortot > wrote: We will make those changes and circulate a new draft Sent from my BlackBerry 10 smartphone on the Verizon Wireless 4G LTE network. Original Message From: Leland, Matthew Sent: Wednesday, January 18, 2017 11:57 PM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] RE: Re: RE: DeVos Disclosures - Divestiture Deb, Thanks for turning this around so quickly. There are only minor edits in this copy. - The signature line now reads Elisabeth Prince DeVos - Line 15: Should be (b)(3), (b)(6) - Line 20: Should be (b)(3), (b)(6) Those are all of the changes tonight. We will confirm in the morning whether these are the final changes. Best regards, Matt -----Original Message----From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Wednesday, January 18, 2017 9:51 PM To: Leland, Matthew Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks 7 pages withheld in full - (b)(3), (4), (6) Subject: RE: [GRAYMAIL] Re: RE: DeVos Disclosures - Divestiture Attached is a tracked changes version of the updated ethics agreement. I'm not certain if we have allowed digital signatures for ethics agreements, so I will have to run that up the chain. If the concern is getting the original, we do allow scanned copies. She can print it, sign it, scan it, and email it as long as it is a clear scan. Otherwise, I'll have to check about using a digital signature. -----Original Message----] From: Leland, Matthew [mailto:(b)(6) Sent: Wednesday, January 18, 2017 9:21 PM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] Re: RE: DeVos Disclosures - Divestiture Thanks Deb. OGE-17-0005-B-000067 Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) On Jan 18, 2017, at 9:09 PM, Deborah J. Bortot > wrote: We are working on the revision right now Sent from my BlackBerry 10 smartphone on the Verizon Wireless 4G LTE network. Original Message From: Leland, Matthew Sent: Wednesday, January 18, 2017 8:11 PM To: Deborah J. Bortot Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Matt Brinks' Subject: [GRAYMAIL] RE: DeVos Disclosures - Divestiture Deb, Following up on our call, we can forgo language about divesting within 120 days and commit to divest within 90 days. Is an electronic signature on the letter acceptable, or is an original signature required? Finally, how quickly may we get a revised agreement? Thanks so much. Matt -----Original Message----From: Leland, Matthew Sent: Wednesday, January 18, 2017 7:24 PM To: 'Deborah J. Bortot' Cc: 'Susan Valcq'; 'David J. Apol'; 'Heather A. Jones'; 'Megan V. Khaner'; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Matt Brinks' Subject: RE: DeVos Disclosures - Divestiture Deb, We also will remove (b)(6) & (b)(3) in light of our earlier discussion. Matt -----Original Message----From: Leland, Matthew Sent: Wednesday, January 18, 2017 7:20 PM To: 'Deborah J. Bortot' Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Matt Brinks' Subject: RE: DeVos Disclosures - Divestiture OGE-17-0005-B-000068 Thanks Deb. Following up on the divestitures: Please take the following investments off the ED conflict list which were fully liquidated as of 12/31/16. (b)(6) & (b)(3) (b)(6) & (b)(3) Deb - Claudia and I will follow up with you in a few moments. -----Original Message----From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Wednesday, January 18, 2017 6:47 PM To: Leland, Matthew Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Matt Brinks' Subject: RE: DeVos Disclosures - Divestiture I've attached a revised ethics agreement based on our conversation. Please put assets in Attachment A into either the 90 day or 120 day section “Seven pages withheld in full – (b)(4), (b)(6)” -----Original Message----From: Deborah J. Bortot Sent: Wednesday, January 18, 2017 6:18 PM To: 'Leland, Matthew' Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: RE: DeVos Disclosures - Divestiture Yes. We are calling in now -----Original Message----] From: Leland, Matthew [mailto(b)(6) Sent: Wednesday, January 18, 2017 6:18 PM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks OGE-17-0005-B-000069 Subject: Re: DeVos Disclosm?es - Divestitiu?e Sony - can we get back 011 the phone very quickly? Matthew M. Leland King Spalding LLP 1700 Avenue N.VV. D.C . 20006 Finn: +1 202 737 On Jan 18. 2017. at 5:45 PM. Deborah J. Bo?ot 02e.g0v> > ?Tote: The attachments you forwarded have: From: Susan Valcq mailto Sent: Wednesday. Januaiy 18. 2017 5:39 PM To: Deborah J. Bortot: 'Leland. Matthew': David J. Apol: Heather A. Jones: Megan V. Khaner: ?Goodiidge. Marcella': 'Sprague. Marcia' Cc: Jason Mahar: Shashy. Hap: Hivatin. laudia: Jeff Lambert; Jeff Bowennan: Matt Blinks Subject: RE: DeVos Disclosru'es - Divestitlu?e Deborah. Those entities are held in? which is the investment we would like considered for removal from the divestiture list. The other two investments are? Information on these two investments was included in a separate attachment. Please let us know if you have any other questions. or we can provide more infonnation to you. Thank you. Susan From: Deborah J. Bortot oge.g0v Sent: Wednesday. Januaiy 18. 2017 5:35 PM To: ?Leland. Matthew' David J. Apol oge. gov><1nai1tozdjalgolffi oge. gov><1nailtozdj a1201@oge. gov>>: Heather A. Jones >z Megan V. Khaner From: Hrvatin, Claudia Sent: Saturday, January 14, 2017 6:44 PM mvkhaner@oge.gov; To: 'Sprague, Marcia'; Goodridge, Marcella; Rowell, Theresa ((b)(6) djbortot@oge.gov; lasyme@oge.gov; Jeff Lambert (b)(6) ); Susan Valcq (b)(6) ) 'Jeff Bowerman' ((b)(6) Cc: Jason Mahar (J(b)(6) ); Shashy, Hap; Leland, Matthew ; OGE-17-0005-B-000076 Subject: RE: Responses to 1/12/2017 Thank you. Marcia. We are adding the team from RDV so that everyone can see the commtuiications in real time. given that time is of the essence. Please "Reply To All" to facilitate our communications. Below are our comments and questions: 2 pages withheld in full - (0X3). (4). (6) 11 Are there speci?c investments that item #57 (on most recent list provided. attached for reference) is refen?ing to. and what do you need to complete that review?? Many thanks. Please let us know when a conference call tomorrow works we are looking at 12:15 PM. Best. Claudia Frzom atin. Claudia [_ailt Sent: Saturday. January 14. 2017 2:27 PM To: Goodtidge. Marcella: Sprague. Marcia: Rowell. Theresa Cc: Shashy. Hap: Leland. Matthew Subject: RE: Responses to 1/12/2017 Megan. Marcia The DeV'os team is continuing to work through the various questions and comments provided today and over the last several days. Would it be possible to convene a call this afternoon to discuss some questions that have arisen? Perhaps around 3:30 or thereabouts? Please let us know. Claudia From: Hrvatin, Claudia Sent: Saturday, January 14, 2017 10:57 AM To: mvkhaner@oge.gov; 'djbortot@oge.gov'; 'lasyme@oge.gov'; (b)(6) Marcella Keiller's email address Sprague, Marcia (b)(6) ); Rowell, Theresa (b)(6) ) ); Shashy, Hap; Leland, Matthew Cc: Jason Mahar (b)(6) Subject: RE: Responses to 1/12/2017 Questions/Comments 6 pages withheld in full - (b)(3), (4), (6) Megan: The 278 in Integrity has been updated to reflect the holdings for Items 38 and 41, pursuant to your questions on the last page (page 6) of your questions/comments document (re-attached for reference). Megan/Marcella: In considering these entities, could we obtain information on which specific assets present potential conflicts? Many thanks, Claudia Claudia A. Hrvatin Attorney at Law King & Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC 20006 (b)(6) www.kslaw.com From: Hrvatin, Claudia Sent: Friday, January 13, 2017 7:23 PM To: Megan V. Khaner; djbortot@oge.gov; lasyme@oge.gov >); Shashy, Hap; Leland, Matthew Cc: Jason Mahar (b)(6) Subject: Responses to 1/12/2017 Questions/Comments 6 pages withheld in full - (b)(4), (6) Megan, Deborah and Lorna: Attached please find responses to the list of comments and questions you provided yesterday. You will see that there are a few items for which we are awaiting additional information. Claudia Claudia A. Hrvatin Attorney at Law King & Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC 20006 (b)(6) www.kslaw.com OGE-17-0005-B-000078 From: Hrvatin, Claudia Sent: Friday, January 13, 2017 5:39 PM To: 'Megan V. Khaner' Cc: Jason Mahar (b)(6) Subject: RE: Contact information >); Shashy, Hap; Leland, Matthew Thank you, Megan, for this additional contact information and for speaking with us a bit ago. I am copying Hap and Matt, and Jason with Windquest – as soon as we obtain updates tonight and through the weekend, we will circulate to your team. If any questions or comments arise on your end, please let us know as soon as you can. Thank you, again, Claudia Claudia A. Hrvatin Attorney at Law King & Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC 20006 (b)(6) www.kslaw.com From: Megan V. Khaner [mailto:mvkhaner@oge.gov] Sent: Friday, January 13, 2017 4:27 PM To: Hrvatin, Claudia Subject: Contact information Deborah Bortot djbortot@oge.gov Lorna Syme lasyme@oge.gov Megan Khaner Program Analyst (Finance) Presidential Nominations Branch General Counsel and Legal Policy Division 202.482.9204 Visit OGE's website: www.oge.gov Follow OGE on Twitter: @OfficeGovEthics OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000079 ________________________________ King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000080 From: To: Cc: Subject: Date: Hrvatin, Claudia Megan V. Khaner; "Sprague, Marcia"; "Goodridge, Marcella"; "Rowell, Theresa (b)(6) ; Deborah J. Bortot; Lorna A. Syme "Jason Mahar (b)(6) )"; Jeff Lambert ((b)(6) ); "Jeff Bowerman" ((b)(6) ); Susan Valcq (b)(6) ); Matt Brinks (b)(6) ); Shashy, Hap; Leland, Matthew [GRAYMAIL] Re: Responses to 1/12/2017 Questions/Comments Monday, January 16, 2017 4:25:50 PM Many thanks, Megan. Sent from my BlackBerry 10 smartphone.   Original Message From: Megan V. Khaner Sent: Monday, January 16, 2017 4:15 PM To: Hrvatin, Claudia; 'Sprague, Marcia'; 'Goodridge, Marcella'; 'Rowell, Theresa (b)(6) '; Deborah J. Bortot; Lorna A. Syme Cc: 'Jason Mahar (b)(6) )'; Jeff Lambert (b)(6) ); 'Jeff Bowerman' (b)(6) ); Susan Valcq (b)(6) ); Matt Brinks ((b)(6) ); Shashy, Hap; Leland, Matthew Subject: RE: Responses to 1/12/2017 Questions/Comments 2 pages withheld in full (b)(3), (6) Hi Claudia, We've reviewed the updated report. Attached find our questions (prior outstanding questions in blue, a few additional questions on most recent draft in purple). Thank you, mk -----Original Message----] From: Hrvatin, Claudia [mailto(b)(6) Sent: Monday, January 16, 2017 12:25 PM To: 'Sprague, Marcia'; 'Goodridge, Marcella'; 'Rowell, Theresa (b)(6) Deborah J. Bortot; Lorna A. Syme Cc: 'Jason Mahar ((b)(6) )'; Jeff Lambert (b)(6) (b)(6) ); Susan Valcq (b)(6) ); Matt Brinks (b)(6) Leland, Matthew Subject: [GRAYMAIL] Re: Responses to 1/12/2017 Questions/Comments '; Megan V. Khaner; ; 'Jeff Bowerman' ); Shashy, Hap; 2 pages withheld in full - (b)(3), (4), (6) Megan, Marcella/Marcia - Attached please find a list of additions for divestiture and a letter from (b)(3), (b)(6) ‎regarding its holdings. Claudia Sent from my BlackBerry 10 smartphone. From: Hrvatin, Claudia Sent: Sunday, January 15, 2017 8:44 PM To: 'Sprague, Marcia'; 'Goodridge, Marcella'; 'Rowell, Theresa ((b)(6) 'djbortot@oge.gov'; 'lasyme@oge.gov' Cc: 'Jason Mahar (b)(6) )'; Jeff Lambert (b)(6) (b)(6) ); Susan Valcq (b)(6) ; Matt Brinks ((b)(6) Leland, Matthew Subject: RE: Responses to 1/12/2017 Questions/Comments '; 'mvkhaner@oge.gov'; ); 'Jeff Bowerman' Shashy, Hap; Marcia: OGE-17-0005-B-000081 We are following up on our questions. below. Of note. and plu?suant to the second bullet. below. securities held by and? have been added to the End Notes in the 278. Please provide us with a list of those secmities which present a potential con?ict. More speci?cally. we note that there are- but look to for oo oo Could we obtain a response by 10 AM tomorrow? Many thanks. Claudia Claudia A. Hivatin Attomey at Law King Spalding LLP 1700 Avenue. NW. Suite 200 Washington. DC 20006 \xuw.kslaw.com From: I-Iivatin. Claudia Sent: Satiu?day. January 14. 2017 6:44 PM To: ?Sprague. Marcia?: Goodridge. Marcella: Rowell. Theresa invkhaner (Lo'ogegov: djbortot@oge.gov; lasy1ne@oge.gov: Jeff Lambert Susan Valcq eff Bowennan' Cc: Jason Mahar Shashy. Hap: Leland. Matthew Subject: RE: Responses to 1/12/2017 Questions/Conunents Thank you. Marcia. We are adding the team ??om RDV so that everyone can see the conmumications in real time. given that time is of the essence. Please "Reply To All" to facilitate our connuunications. Below are 0111? comments and questions: 11 Are there speci?c investments that item #57 (on most recent list provided. attached for reference) is refen?ing to. and what do you need to complete that review? Many thanks. Please let us know when a conference call tomorrow works we are looking at 12: 15 PM. Best. Claudia From: Hrvatin. Claudia Sent: Satru?day. Janua1y 14. 2017 2:27 PM To: Goodridge. Marcella: Sprague. Marcia: Rowell. Theresa Cc: Shashy. Hap: Leland. Matthew Subject: RE: Responses to 1112/2017 Questions/Conunents Megan. Marcia The DeV'os team is continuing to work through the various questions and comments provided today and over the last several days. Would it be possible to convene a call this afternoon to discuss some questions that have arisen? Perhaps around 3:30 or thereabouts'? Please let us know. Claudia From: Hrvatin. Claudia Sent: Satlu?day. January 14. 2017 10:57 AM To: mvkhaner@ oge.govz ?djbortot (L?ogegov'; 'lasyme (L oge.gov': Sprague. Marcia Rowell. Theresa Cc: Jason Mahar Subject: RE: Responses to 1112/2017 Questions/Conunents Shashy. Hap: Leland. Matthew Megan: The 278 in Integrity has been updated to re?ect the holdings for Items 38 and 41. pursuant to your questions on the last page (page 6) of yom' docrunent (re-attached for reference). 1\I1egan/Marcella: In considering these entities. could we obtain information 011 which speci?c assets present potential con?icts? Many thanks. Claudia Claudia A. Hivatin Attorney at Law King 8: Spalding LLP 1700 Avenue. NW. Suite 200 OGE-17-0005-B-000083 Washington, DC  20006 (b)(6) www.kslaw.com From: Hrvatin, Claudia Sent: Friday, January 13, 2017 7:23 PM To: Megan V. Khaner; djbortot@oge.gov; lasyme@oge.gov Cc: Jason Mahar (b)(6) Shashy, Hap; Leland, Matthew Subject: Responses to 1/12/2017 Questions/Comments 6 pages withheld in full - (b)(4), (6) Megan, Deborah and Lorna: Attached please find responses to the list of comments and questions you provided yesterday.  You will see that there are a few items for which we are awaiting additional information. Claudia Claudia A. Hrvatin Attorney at Law King & Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC  20006 (b)(6) www.kslaw.com From: Hrvatin, Claudia Sent: Friday, January 13, 2017 5:39 PM To: 'Megan V. Khaner' Cc: Jason Mahar(b)(6) Subject: RE: Contact information Shashy, Hap; Leland, Matthew Thank you, Megan, for this additional contact information and for speaking with us a bit ago.  I am copying Hap and Matt, and Jason with Windquest – as soon as we obtain updates tonight and through the weekend, we will circulate to your team.  If any questions or comments arise on your end, please let us know as soon as you can. Thank you, again, Claudia Claudia A. Hrvatin Attorney at Law King & Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC  20006 (b)(6) www.kslaw.com OGE-17-0005-B-000084 From: Megan V. Khaner [mailto:mvkhaner@oge.gov] Sent: Friday, January 13, 2017 4:27 PM To: Hrvatin, Claudia Subject: Contact information Deborah Bortot djbortot@oge.gov Lorna Syme lasyme@oge.gov Megan Khaner Program Analyst (Finance) Presidential Nominations Branch General Counsel and Legal Policy Division 202.482.9204 Visit OGE's website: www.oge.gov Follow OGE on Twitter: @OfficeGovEthics OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. ________________________________ King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000085 From: Hrvatin Claudia To: MQan V. Khaner; "Sprague, Marcia Susan Va Matt Brinks Cc: ShashyI Hag; Lelandl Matthew Subject: RE: Responses to 1/12/2017 Questions/Comments Date: Saturday, January 14, 2017 7:19:13 PM Thank you, Megan. From: Megan V. Khaner [1nailto:mvkhaner@oge. gov] Sent: Satiu'day. January 14, 2017 7:13 PM To: Hlvatin, laudia; Deborah J. Bortot; Lorna A. Syme; 'Sprague. Marcia 'Rowell. Theresa Cc: Shashy, Hap: Le an Matt ew Subject: RE: Responses to 1/12/2017 Questions/Comments Claudia I?m checking with the team and will keep you posted. From: Hrvatin. Claudia [mailt Sent: Satlu?day, January 14, 2017 6:27 PM To: Megan V. Khaner; Deborah J. Bortot; Lorna A. Syine; 'Sprague. Marcia 'Rowell. Theresa Cc: Shashy. Hap: Le an Matt ew Subject: RE: Responses to 1/12/2017 Questions/Comments Megan Might 12: 15 work tomon?ow. giving people opportluiities for-11d other Sunday moming activities? From: Hrvatin. Claudia Sent: Saturday. January 14. 2017 5:34 PM To: 'Megan V. Khaner?: Deborah J. Bortot: Loma A. Syme: 'Sprague. Marcia 'Rowell. Theresa Cc: Shashy, Hap: Le an Matt ew Subject: RE: Responses to 1/12/2017 Questions/Comments )1 Thank you, Megan. If you and y01u' team could hold 11 AM tomorrow while we check with the DeVos team, we would be very appreciative. From: Megan V. Khaner Sent: Satiu'day. Janualy 14, 2017 5:26 PM To: Hrvatin, laudia; Deborah J. Bortot; Lorna A. Syme: 'Sprague. Marcia 'Rowell. Theresa Cc: Shashy. Hap: Le an Matt ew Subject: RE: Responses to 1/12/2017 Questions/Comments Hi Claudia. Tomorrow morning works best for us. How does 1 lam somld? Thanks. 111k 1 To: Megan V. Khaner; Deborah J. Bortot; Lorna A. Syrne; 'Sprague, Marcia 'Rowell, Theresa From: Hrvatin, Claudia [mailt Sent: Saturday, January 14, 2017 2:27 PM Cc: Shashy, Hap: Le an Matt ew Subject: RE: Responses to 1/12/2017 Questions/Comments Megan, Marcia The DeVos team is continuing to work through the various questions and comments provided today and over the last several days. Would it be possible to convene a call this afternoon to discuss some questions that have arisen? Perhaps around 3:30 or thereabouts? Please let us know. Claudia From: Hrvatin, Claudia Sent: Saturday, January 14, 2017 10:57 AM To: mvkhaner?aj'o e.oov; 'd'bor'totao e. ov'; Spr?ague, Marcia Rowell, Theresa Cc: Jason Mahar Shashy, Hap; Le an Matt 1ew Subject: RE: Responses to 1. 12 2017 iaiaraisrgimheldmun-(b) Megan: The 278 in Integrity has been updated to re?ect the holdings for Items 38 and 41, pursuant to your questions on the last page (page 6) of your questions/comments document (re-attached for reference). Megan/Marcella: In considering these entities, could we obtain information on which speci?c assets present potential con?icts? Many thanks, Claudia Claudia A. Hrvatin Attorney at Law King Spalding LLP 1700 Avenue, NW, Suite 200 Washington, DC 20006 From: Hrvatin, Claudia Sent: Friday, January 13, 2017 7:23 PM To: Megan V. Khaner; djbortot@oge.gov; lasyme@oge.gov Cc: Jason Mahar ((b)(6) ); Shashy, Hap; Leland, Matthew Subject: Responses to 1/12/2017 Questions/Comments 6 pages withheld in full - (b)(4), (6) Megan, Deborah and Lorna: Attached please find responses to the list of comments and questions you provided yesterday. You will see that there are a few items for which we are awaiting additional information. Claudia Claudia A. Hrvatin Attorney at Law King & Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC 20006 (b)(6) www.kslaw.com From: Hrvatin, Claudia Sent: Friday, January 13, 2017 5:39 PM To: 'Megan V. Khaner' Cc: Jason Mahar ((b)(6) Subject: RE: Contact information ); Shashy, Hap; Leland, Matthew Thank you, Megan, for this additional contact information and for speaking with us a bit ago. I am copying Hap and Matt, and Jason with Windquest – as soon as we obtain updates tonight and through the weekend, we will circulate to your team. If any questions or comments arise on your end, please let us know as soon as you can. Thank you, again, Claudia Claudia A. Hrvatin Attorney at Law King & Spalding LLP OGE-17-0005-B-000088 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC 20006 (b)(6) www.kslaw.com From: Megan V. Khaner [mailto:mvkhaner@oge.gov] Sent: Friday, January 13, 2017 4:27 PM To: Hrvatin, Claudia Subject: Contact information Deborah Bortot djbortot@oge.gov Lorna Syme lasyme@oge.gov Megan Khaner Program Analyst (Finance) Presidential Nominations Branch General Counsel and Legal Policy Division 202.482.9204 Visit OGE's website: www.oge.gov Follow OGE on Twitter: @OfficeGovEthics OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. King & Spalding Confidentiality Notice: OGE-17-0005-B-000089 This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000090 From: To: Cc: Subject: Date: Jason Mahar Leland, Matthew; Megan V. Khaner; Hrvatin, Claudia; "Sprague, Marcia"; "Goodridge, Marcella"; "Rowell, Theresa (b)(6) "; Deborah J. Bortot; Lorna A. Syme Jeff Lambert; Jeff Bowerman; Susan Valcq; Matt Brinks; Shashy, Hap [GRAYMAIL] Re: Responses to 1/12/2017 Questions/Comments Tuesday, January 17, 2017 8:20:48 AM Megan, As a follow-up to the first question in the most recent round of questions (outside positions), please be advised that we did end up adding a couple new positions to the 278 ((b)(3), (b)(6) and also revised the start dates for (b)(3), (b)(6)   You will see those changes in the current version of the report.  Please let me know if you have any questions. Best, Jason  Jason Mahar   In-House Counsel   Windquest Group  (b)(6)   Main office: 616.459.4500    201 Monroe Avenue NW, Suite 500, Grand Rapids, MI 49503 CONFIDENTIALITY NOTICE: The information and attachments in this email are confidential, may be privileged, and are intended only for use by the intended recipient. Unauthorized use, disclosure, or copying is strictly prohibited and may be unlawful. If you have received this communication in error, please notify the sender immediately and completely delete this email from your computer. On 1/16/17, 8:34 PM, "Leland, Matthew" <(b)(6) > wrote: 3 pages withheld in full - (b)(4), (6)     Megan,         Here are the most recent responses to the report from 4:15 EST today.         Matt         -----Original Message----    From: Megan V. Khaner [mailto mvkhaner@oge.gov]     Sent: Monday, January 16, 2017 4:15 PM     To: Hrvatin, Claudia; 'Sprague, Marcia'; 'Goodridge, Marcella'; 'Rowell, Theresa ((b)(6) '; Deborah J. Bortot; Lorna A. Syme     Cc: 'Jason Mahar ((b)(6) )'; Jeff Lambert (b)(6) ); 'Jeff Bowerman' (b)(6) ); Susan Valcq ((b)(6) ); Matt Brinks ((b)(6) ); Shashy, Hap; Leland, Matthew     Subject: RE: Responses to 1/12/2017 Questions/Comments 2 pages withheld in full (b)(3), (6)         Hi Claudia, OGE-17-0005-B-000091 We?ve reviewed the updated report. Attached ?nd em questions (prior outstanding questions in blue. a few additional questions on most recent draft in purple). Thank you. 111k Original From: Hn'atin. Claudia Sent: Monday. January 16. 2017 12:25 PM To: 'Sprague. Marcia': 'Goodridge. Marcella': 'Rowell. Theresa Megan V. Khaner: Deborah J. Bortot: Lorna A. Syme Cc: 'Jason Mahar Jeff Lambert )2 'Jeff Bowennan' )2 Susan Valcq )2 Matt Brinks )2 Shashy. Hap: Leland. Matthew 2 pages Withheld full (4). (6) Subject: Re: Responses to 1/12/2017 Questions/Comments Megan. Marcella/Marcia - Attached please find a list of additions for divestitlu?e and a letter from- regarding its holdings. Claudia Sent from my BlackBerry 10 smartphone. From: Hn'atin. Claudia Sent: Slulday. January 15. 2017 8:44 PM To: 'Sprague. Marcia': 'Goodridge. Marcella': 'Rowell. Theresa Cc: 'Jason Mahar Jeff Lambert 2 'Jeff Bowennan' )2 Susan Valcq )2 Matt Brinks )2 Shashy. Hap: Leland. Matthew Subject: RE: Responses to 1/12/2017 Questions/Comrnents Marcia: We are following up on our questions. below. Of note. and pursuant to the second bullet. below. securities held by and have been added to the End Notes in the 278. Please provide us with a list of those securities which present a potential con?ict. More specifically. we note that there are (we) for on this Could we obtain a response by 10 AM tomorrow? Many thanks. Claudia Claudia A. Hn'atin Attorney at Law King Spalding LLP 1700 Avenue. NW. Suite 200 Washington. DC 20006 kslaw.com; 'djbortot@oge.gov'; 'lasyme@oge.gov'; (b)(6) Marcella Keiller's email address ; Sprague, Marcia (b)(6) ); Rowell, Theresa (b)(6)     Cc: Jason Mahar ((b)(6) ); Shashy, Hap; Leland, Matthew     Subject: RE: Responses to 1/12/2017 Questions/Comments 6 pages withheld in full - (b) (3), (4), (6)         Megan:  The 278 in Integrity has been updated to reflect the holdings for Items 38 and 41, pursuant to your questions on the last page (page 6) of your questions/comments document (re-attached for reference).         Megan/Marcella:  In considering these entities, could we obtain information on which specific assets present potential conflicts?         Many thanks,     Claudia         Claudia A. Hrvatin     Attorney at Law     King & Spalding LLP     1700 Pennsylvania Avenue, NW, Suite 200     Washington, DC  20006     (b)(6)             www kslaw.com             From: Hrvatin, Claudia     Sent: Friday, January 13, 2017 7:23 PM     To: Megan V. Khaner; djbortot@oge.gov; lasyme@oge.gov     Cc: Jason Mahar(b)(6) >); Shashy, Hap; Leland, Matthew     Subject: Responses to 1/12/2017 Questions/Comments 6 pages withheld in full - (b)(4), (6)         Megan, Deborah and Lorna:         Attached please find responses to the list of comments and questions you provided yesterday.  You will see that there are a few items for which we are awaiting additional information.         Claudia         Claudia A. Hrvatin     Attorney at Law     King & Spalding LLP     1700 Pennsylvania Avenue, NW, Suite 200 OGE-17-0005-B-000094     Washington, DC  20006     (b)(6)             www kslaw.com                 From: Hrvatin, Claudia     Sent: Friday, January 13, 2017 5:39 PM     To: 'Megan V. Khaner' >); Shashy, Hap; Leland, Matthew     Cc: Jason Mahar ((b)(6)     Subject: RE: Contact information         Thank you, Megan, for this additional contact information and for speaking with us a bit ago.  I am copying Hap and Matt, and Jason with Windquest – as soon as we obtain updates tonight and through the weekend, we will circulate to your team.  If any questions or comments arise on your end, please let us know as soon as you can.         Thank you, again,     Claudia         Claudia A. Hrvatin     Attorney at Law     King & Spalding LLP     1700 Pennsylvania Avenue, NW, Suite 200     Washington, DC  20006     (b)(6)             www kslaw.com                 From: Megan V. Khaner [mailto mvkhaner@oge.gov]     Sent: Friday, January 13, 2017 4:27 PM     To: Hrvatin, Claudia     Subject: Contact information         Deborah Bortot djbortot@oge.gov     Lorna Syme lasyme@oge.gov                 Megan Khaner     Program Analyst (Finance)     Presidential Nominations Branch     General Counsel and Legal Policy Division     202.482.9204         Visit OGE's website: www.oge.gov Follow OGE on Twitter: @OfficeGovEthics                         OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other OGE-17-0005-B-000095 Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email.         ________________________________         King & Spalding Confidentiality Notice:         This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message.                             OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email.     OGE-17-0005-B-000096 January 19, 2017 The Honorable Lamar Alexander Chairman Committee on Health, Education, Labor, and Pensions United States Senate Washington, DC 20510 Dear Mr. Chairman: In accordance with the Ethics in Government Act of 1978, I enclose a copy of the financial disclosure report filed by Elisabeth P. “Betsy” DeVos. President-Elect Trump has announced his intention to nominate Ms. DeVos for the position of Secretary, Department of Education. We have reviewed the report and have obtained advice from the agency concerning any possible conflict in light of its functions and the nominee’s proposed duties. Also enclosed is an ethics agreement outlining the actions that the nominee will undertake to avoid conflicts of interest. Unless a date for compliance is indicated in the ethics agreement, the nominee must fully comply within three months of confirmation with any action specified in the ethics agreement. Based thereon, we believe that this nominee is in compliance with applicable laws and regulations governing conflicts of interest. Sincerely, WALTER SHAUB Digitally signed by WALTER SHAUB DN c=US, o=U.S. Government, ou=Office of Government Ethics, cn=WALTER SHAUB, 0.9.2342.19200300.100.1.1=95491000364655 Date 2017.01.19 20 50 14 -05'00' Walter M. Shaub, Jr. Director Enclosures OGE-17-0005-B-000097 January 19, 2017 Marcella Goodridge?Keiller Designated Agency Ethics Of?cial US. Department of Education 400 Maryland Avenue, SW Room 6E225 Washington, DC. 20202 Dear Ms. GoodridgeuKeiller: The purpose of this letter is to describe the steps that I will take to avoid any actual or apparent con?ict of interest in the event that I am confirmed for the position of Secretary of the U.S. Department of Education. As required by 18 U.S.C. 208(a), I will not participate personally and substantially in any particular matter in which I know that I have a ?nancial interest directly and predictably affected by the matter, or in which I know that a person whose interests are imputed to me has a ?nancial interest directly and predictably affected by the matter, unless I ?rst obtain a written waiver, pursuant to 18 U.S.C. 208(b)(1), or qualify for a regulatory exemption, pursuant to 18 U.S.C. 208(b)(2). I understand that the interests of the following persons are imputed to me: any spouse or minor child of mine; any general partner of a partnership in which I am a limited or general partner; any organization in which I serve as of?cer, director, trustee, general partner or employee; and any person or organization with which I am negotiating or have an arrangement concerning prospective employment. Within 90 days of my con?rmation, I will divest my interests in the entities listed in Attachment A. With regard to each of these entities, I will not participate personally and substantially in any particular matter that to my knowledge has a direct and predictable effect on the ?nancial interests of the entity until I have divested it, unless I ?rst obtain a written waiver, pursuant to 18 U.S.C. 208(b)(l), or qualify for a regulatory exemption, pursuant to 18 U.S.C. 208(b)(2). I will ensure that all proceeds are invested in non-conflicting assets. I previously resigned from my positions with the entities listed in Attachment B. .I have no ?nancial interests in any of these entities. For a period of one year after my resignation from each of these entities, I will not participate personally and substantially in any particular matter involving speci?c parties in which I know that entity is a party or represents a party, unless I am ?rst authorized to participate, pursuant to 5 C.F.R. I previously resigned from my positions with the entities listed in Attachment C. Because I will continue to have a ?nancial interest in each of these entities, I will not participate personally and substantially in any particular matter that to my knowledge has a direct and OGE-17-0005-B-000098 Marcella GoodridgeuKeiller Designated Agency Ethics Of?cial Page 2 predictable effect on the ?nancial interests of any of these entities, unless I first obtain a written waiver, pursuant to l8 U.S.C. 208(b)(1), or qualify for a regulatory exemption, pursuant to 18 U.S.C. 208(b)(2). I will retain my position as co?trustee of Family Trusts 2, i, and 12, identi?ed in my nominee financial disclosure report. My spouse and are the sole bene?ciaries of these trusts. i will not receive any fees for the services that I provide as co-trustee during my appointment to the position of Secretary. I will not participate personally and substantially in any particular matter that to my knowledge has a direct and predictable effect on the financial interests of any of these trusts or their holdings, unless I ?rst obtain a written waiver, pursuant to IE U.S.C. 208(b)(l), or qualify for a regulatory exemption, pursuant to 8 U.S.C. As the senior ethics official for the 1.1.5. Department of Education, you have advised me that it is not necessary at this time for me to divest my remaining interests in entities disclosed in my nominee public ?nancial disclosure report, inasmuch as the likelihood that I will need to participate in any particular matter affecting these entities is remote. However, I will remain vigilant in identifying any particular matters affecting the interests of these entities and their holdings, including both particular matters invoiving specific parties and particular matters of general applicability. You have explained that particular matters of general applicability are much broader than particular matters involving speci?c parties because they include every matter that is focused on the interests ofa discrete and identifiable class of persons, such as an industry. I have been advised that this ethics agreement will be posted publicly, consistent with U.S.C. 552, on the website of?the US. Of?ce of Government Ethics with ethics agreements of other Presidential nominees who ?le public financial disclosure reports. Sincerely, Elisabeth Prince DeVos OGE-17-0005-B-000099 Marcella Goodridge-Keiller Designated Agency Ethics Of?cial Page 3 ATTACHMENT A TO BE DIVESTED Reinhart Partners Inc. The Veritas Capital Fund LP Axiom Asia Private Capital Fund II, LP Starboard Fund for New Bancs, LP ICG Strategic Secondaries Carbon Fund, LP VEPF IV Co-Invest IA, LP Prudential Capital Partners IV, LP Lee Equity Partners, LLC Stage Capital (Laurel) LP Vista Credit Opportunities Fund II, LP . Vista Equity Partners Fund VI, LP Rhone Partners IV, LP . Pinebridge Vantage Partners, LP Knowledge Universe Education LP a/k/a KinderCare Education RPM Ventures II, LP Vista Equity Partners Fund IV, LP Snow Phipps II, LP Spectrum Equity, LLC Apidos . SG Fund LLC . Vinci Capital Partners LP . Pinebridge Asia Partners II, LP . Berkshire Hathaway, Inc. Pearl Diver Capital Holdings Limited . LMF WF Portfolio LLC and Madison Capital Funding . TRIO 2016 CLOPortfolio II, LLC Ares CLO CIFC Funding 2014-V, . CIFC Funding 2015-V, . Dryden 36 Senior Loan Fund Galaxy CLO GoldenTree Loan Opportunities XI, Limited KVK CLO 2014-3 Ltd. Seneca Park CLO Eagle Point Credit . PDC Opportunities IV, LP . PDC Opportunities V, LP . TICP CLO Partners II, LP . AEA Mezzanine Fund LP . Newstone Capital Partners II, LP Marcella Goodridge?Keiller Designated Agency Ethics Of?cial Page 4 43. 44. 45. 46. 47. 48. 49. 50. 51. 52. 53. 54. 55. 56. 57. 58. 59. 60. 61.. 62. 63. 64. 65. 66. 67. 68. 69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85. 86. 87. Vintage V, LP PineBridge PEP IV Secondary, LP Pinebridge Secondary Partners, LP Cuyahoga Capital Partners I, LP Cuyahoga Capital Partners II, LP Cuyahoga Capital Partners LP Cuyahoga Capital Partners IV, LP Partners Group Client Access 7, LP Global Long Short Partners Offshore LP Rho Fund Investors 2005, LP Dyal Capital Partners (Io-Invest Horizon Eurazeo Capital Restructuring I Fort Washington Private Equity Investors LP Partners Group Secondary 201 1 (USD), LP Partners Group Secondary A, LP Graham Partners II, LP Graham Partners II Co~Investment, LP Huron River Ventures Feeder, LP SG Fund II, LLC Axiom Asia Private Capital Fund LP Fort Washington Private Equity Investors IV, LP Fort Washington Private Equity Investors V-B LP RPM Ventures LP Pinebridge Secondary Partners II, LP Pinebridge Secondary Partners II-A, LP The Veritas Capital Fund IV, LP AEA Mezzanine Fund II, LP Hancock Mezzanine Partners LP Hancock Capital Partners IV, LP Vista Equity Partners Fund V, LP Neuberger Berman CLO LP AEA Middle Market Debt Fund II LP Nordic Capital Beta LP Cyprium Investors II Industrial Growth Partners Goldman Sachs Real Estate Mezzanine Partners (US) LP Prudential Capital Partners II Albert Co?Investment Holdings LP Global Long Short Partners LP Coller International Partners VI, LP SwanCap Opportunities Fund SCS-SIF Lakeshore Capital Management, LP Freedom Capital Management, LP Sun Life Financial AEA Investors Fund VI LP OGE-17-0005-B-000101 Marcella Goodridge?Keiller Designated Agency Ethics Of?cial Page 5 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99. 100. 101. 102. Arbor Investments IV, LP. BDT Capital Partners Fund II, L.P. Cortec Group Fund VI, LP Cyprium Investors IV LP Hancock Capital Partners V, L.P. Partners Group Client Access 19, LP. Partners Group Direct Equity 2016 (USD) A, L.P. Rhone Partners V, L.P. Snow Phipps LP Bimini Capital Management, Inc. Broad Street Real Estate Credit Partners II, L.P. DB Financial, LLC G3 Capital II, LP Ottawa Avenue GP 2016, LLC Honos Co-Investment Holdings, L.P. Marcella Goodridge?Keiller Designated Agency Ethics Of?cial Page 6 ATTACHMENT ENTITIES FROM WHICH I HAVE RESIGNED MY POSITIONS AND HAVE NO FINANCIAL INTERESTS Dick and Betsy DeVos Family Foundation Alliance for School Choice, Inc. (d/b/a ?American Federation for Children Growth Fund?) The Philanthropy Roundtable Foundation for Excellence in Education, Inc. American Enterprise Institute for Public Policy Research American Federation for Children, Inc. GLEP Education Fund ArtPrize Grand Rapids All Children Matter, Inc. Great Lakes Education Foundation Excellence in Education in Action . American Federation for Children Action Fund, Inc. h??P?i Marcelia Goodridge-Kciller Designated Agency Ethics Of?cial Page 7 ATTACHMENT ENTITIES FROM WHICH I HAVE RESIGNED MY POSITIONS AND CONTINUE TO HOLD FINANCIAL INTERESTS The Stow Company Holland, Inc. RCB Main Floor, LLC (d/b/a ?Reserve GR, The Stow Company Neurocore, LLC Windquest Group, Inc. RDV Corporation RDV Sports, Inc. BDV, Inc. 90:499..aner Jennifer Matis From: Sent: To: Cc: Teresa L. Williamson Thursday, January 19, 2017 8:59 PM 'Shek, Chung (HELP Committee)' Deborah J. Bortot; Sandra S. Mabry; Rodrick T. Johnson; Heather A. Jones; Ann Donaldson (b)(6) Subject: Attachments: Public Financial Disclosure Report of Elisabeth P. "Betsy" DeVos DeVos, Elisabeth P. finalEA.pdf; DeVos, Elisabeth P. final278.pdf; DeVos, Elisabeth P. 278 report withheld in full finalsenateltr.pdf (b)(3) Good Evening, I’ve attached the financial disclosure package for Elisabeth P. “Betsy” DeVos. President-Elect Trump has announced his intention to nominate Ms. DeVos for the position of Secretary, Department of Education. The hard copy of the attached documents will be placed at OGE reception for pick up by a Senate rider page per our agreement. If you have any questions, please contact Teresa Williamson @ 202-482-9283. Please respond to this message to confirm receipt of the attached package, and please let me know in your response whether you will send a Senate rider page. Thanks! Teresa Williamson Presidential Nominations Branch U.S. Office of Government Ethics 1201 New York Avenue, NW - Suite 500 Washington, DC 20005 202-482-9283 1 OGE-17-0005-B-000105 From: To: Subject: Date: Ann M Donaldson Deborah J. Bortot; Heather A. Jones DeVos Thursday, January 19, 2017 11:55:03 AM Should be back to you all. Ann M. Donaldson Associate JONES DAY® - One Firm Worldwide℠ 51 Louisiana Avenue, NW Washington, DC 20001 (b)(6) ========== This e-mail (including any attachments) may contain information that is private, confidential, or protected by attorney-client or other privilege. If you received this e-mail in error, please delete it from your system without copying it and notify sender by reply e-mail, so that our records can be corrected. ========== OGE-17-0005-B-000106 From: To: Cc: Subject: Date: Deborah J. Bortot Sprague, Marcia; Goodridge, Marcella; Teresa L. Williamson; Megan V. Khaner; Lorna A. Syme Heather A. Jones; Teresa L. Williamson FW: Mrs. Betsy DeVos Thursday, January 19, 2017 5:41:50 PM From: Ann M Donaldson [mailto:(b)(6) ] Sent: Thursday, January 19, 2017 5:38 PM To: Deborah J. Bortot; Heather A. Jones Cc: Ann Donaldson Subject: Mrs. Betsy DeVos On behalf of the President-Elect, this email serves as confirmation that the President-Elect intends to nominate Mrs. Betsy DeVos to be Secretary of Education. Please transmit herpre-cleared 278 report and any accompanying documents to the appropriate Senate committee. Thanks, Annie Ann M. Donaldson Associate JONES DAY® - One Firm Worldwide℠ 51 Louisiana Avenue, NW Washington, DC 20001 (b)(6) ========== This e-mail (including any attachments) may contain information that is private, confidential, or protected by attorney-client or other privilege. If you received this e-mail in error, please delete it from your system without copying it and notify sender by reply e-mail, so that our records can be corrected. ========== OGE-17-0005-B-000107 From: To: Cc: Subject: Date: Deborah J. Bortot "Ann M Donaldson" Megan V. Khaner Fw: Signed Ethics Agreement Thursday, January 19, 2017 8:26:53 PM See email below. The ethics agreement has been finalized and signed. Sent from my BlackBerry 10 smartphone on the Verizon Wireless 4G LTE network.   Original Message From: Jason Mahar <(b)(6) > Sent: Thursday, January 19, 2017 7:34 PM To: Goodridge, Marcella Cc: Sprague, Marcia; Megan V. Khaner; Shashy, Hap; Hrvatin, Claudia; Leland, Matthew; Jeff Lambert; Jeff Bowerman; Susan Valcq; Deborah J. Bortot Subject: Re: Signed Ethics Agreement Marcella – I’m hearing from the transition team that ED needs to tell OGE to tell the transition team that the ethics agreement is final.  Apparently, the transition team is hearing that the ethics agreement is not final. Can we clear this up, please. Best, Jason  Jason Mahar   In-House Counsel   Windquest Group    (b)(6)   Main office: 616.459.4500    201 Monroe Avenue NW, Suite 500, Grand Rapids, MI 49503 CONFIDENTIALITY NOTICE: The information and attachments in this email are confidential, may be privileged, and are intended only for use by the intended recipient. Unauthorized use, disclosure, or copying is strictly prohibited and may be unlawful. If you have received this communication in error, please notify the sender immediately and completely delete this email from your computer. On 1/19/17, 4:15 PM, "Goodridge, Marcella" (b)(6) Marcella Keiller's email address wrote:     Thank you Jason.     Sent from my iPhone     > On Jan 19, 2017, at 4:12 PM, Jason Mahar <(b)(6) wrote:     >     > Hi Marcella, Marcia, and Megan,     >     > Attached please find Mrs. DeVos’s signed ethics agreement.  Please let me know if you need anything else. OGE-17-0005-B-000108     >     > Megan – I haven’t included any of your colleagues on this email but please feel free to forward this to them if appropriate.     >     > Best,     > Jason     >     >     >     >     > [cid:image001.png@01D2726E.DC001E50]     >     > Jason Mahar     >  In-House Counsel     >  Windquest Group    (b)(6)     >  Main office: 616.459.4500    201 Monroe Avenue NW, Suite 500, Grand Rapids, MI 49503     >     > [cid:image002.png@01D2726E.DC001E50]     >     > CONFIDENTIALITY NOTICE: The information and attachments in this email are confidential, may be privileged, and are intended only for use by the intended recipient. Unauthorized use, disclosure, or copying is strictly prohibited and may be unlawful. If you have received this communication in error, please notify the sender immediately and completely delete this email from your computer.     >     >     > OGE-17-0005-B-000109 From: To: Subject: Date: Integrity.gov Teresa L. Williamson Integrity.gov: Report Pending Action Tuesday, December 13, 2016 9:36:29 AM A 2017 Nominee report for DeVos, Elisabeth P ("Betsy") is pending your action as OGE Nominee Reviewer. You may access the report by logging into integrity at https://integrity.gov. OGE-17-0005-B-000110 Jennifer Matis From: Sent: To: Subject: Deborah J. Bortot Tuesday, December 13, 2016 8:25 AM Teresa L. Williamson FW: Betsy DeVos     From: Ann M Donaldson [mailto:(b)(6) contact info Sent: Tuesday, December 13, 2016 7:49 AM To: Deborah J. Bortot Cc: James Carroll; Katja Bullock Subject: Betsy DeVos Good morning, The Public Financial Disclosure Report (OGE-278) for Betsy DeVos is now available for your review in Integrity regarding a possible nomination by the President-Elect to be Secretary of the Department of Education. Because Mrs. DeVos has not been formally nominated, please treat the identity and contents of the report confidentially, unless and until the Presidential Transition Team makes an official announcement. Mrs. DeVos can be reached via Greg McNelly ((b)(6) contact info ) or Josh Venable ((b)(6) contact info ). Please begin your review of the report and coordinate with our office as soon as possible. The Presidential Transition Team contact currently assigned to this matter is Jim Carroll. Mr. Carroll can be reached at (b)(6) contact or by email at (b)(6) contact info Thank you, Presidential Transition Team Ann M. Donaldson Associate JONES DAY® - One Firm Worldwide℠ 51 Louisiana Avenue, NW Washington, DC 20001 Office (b)(6) contact info ========== This e-mail (including any attachments) may contain information that is private, confidential, or protected by attorney-client or other privilege. If you received this e-mail in error, please delete it from your system without copying it and notify sender by reply e-mail, so that our records can be corrected. ========== 1 OGE-17-0005-B-000111 From: Deborah J. Bortot To: "Ann Donaldson" Cc: Mgan V. Khaner; David J. Aml; Heather A. JoneS' Sandra S. Mam; Keith LabedZ' Teresa L. Williamson' Rodrick T. Johnson; Emog A. Rounds Sprague, Marcia; Goodridgel Marcella; Rowell Theresa' Passantino Subject: PRECLEARED: Elisabeth DeVos Date: Thursday, January 19, 2017 5:07:55 PM ?BChmem Withheld in (6) (5) Attachments: ea for greclearance DeVos.docx Annie, Elisabeth DeVos is precleared. I?ve attached the precleared ethics agreement. Thanks! Deb Deborah J. Bortot Chief, Presidential Nominations Branch U.S. Office of Government Ethics 1201 New York Ave., NW, Suite 500 Washington, DC 20005-3917 Telephone: (202) 482-9227 Facsimile: (202) 482?9237 OGE-1 7-0005-B-0001 12 From: To: Subject: Date: Deborah J. Bortot "Leland, Matthew" RE: [GRAYMAIL] Re: RE: DeVos Disclsoures Tuesday, January 17, 2017 1:05:17 PM I'm thinking within 30 minutes -----Original Message----] From: Leland, Matthew [mailto:(b)(6) Sent: Tuesday, January 17, 2017 1:04 PM To: Deborah J. Bortot Cc: David J. Apol; Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: [GRAYMAIL] Re: RE: DeVos Disclsoures What time do you think the list will be available? Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) On Jan 17, 2017, at 12:45 PM, Deborah J. Bortot > wrote: Education is finalizing the list right now that we will circulate.  Should we talk after you receive the list or would you like to talk right? From: Leland, Matthew [mailto:(b)(6) Sent: Tuesday, January 17, 2017 12:22 PM To: Deborah J. Bortot; David J. Apol Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: [GRAYMAIL] RE: DeVos Disclsoures ] Thanks Deb.  We’ll wait to hear back from you. From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Tuesday, January 17, 2017 12:21 PM To: Leland, Matthew; David J. Apol Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: Re: [GRAYMAIL] DeVos Disclsoures We are on the phone with Department of Education right now. I will let you know when we are done. Sent from my BlackBerry 10 smartphone on the Verizon Wireless 4G LTE network. From: Leland, Matthew Sent: Tuesday, January 17, 2017 12:15 PM To: Deborah J. Bortot; David J. Apol Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: [GRAYMAIL] DeVos Disclsoures Deb and Dave, OGE-17-0005-B-000113 Would you both be available for a call with us at 12:30 pm? We wanted to follow up with you on progress and ask you some other related questions. If that time works. we can use my dial in: Matt Matthew M. Leland King Spalding LLP 1700 Avenue. NW. Washington. DC. 20006 King Spalding Con?dentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This conmmnication may contain information that is proprietary. privileged or con?dential or otherwise legally exempt from disclosure. If you are not the named addressee. you are not authorized to read. print. retain. copy or disseminate this message or any part of it. If you have received this message in error. please notify the sender immediately by e-mail and delete all copies of the message. OGE Con?dential Notice: This email. including all attaclmrents. may constitute a Federal record or other Govemment property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged. con?dential. or otherwise protected ??om disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient. you are hereby noti?ed that any dissemination. distribution. copying or use of this email or its contents is strictly prohibited. If you have received this email in error. please notify the sender by responding to the email and then immediately delete the email. OGE Con?dential Notice: This email. including all attaclmlents. may constitute a Federal record or other Govemment property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged. con?dential. or otherwise protected ?'om disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient. you are hereby noti?ed that any dissemination. distribution. copying or use of this email or its contents is strictly prohibited. If you have received this email in error. please notify the sender by responding to the email and then immediately delete the email. OGE-1 7-0005-B-0001 14 From: Deborah J. Bortot To: "Leland Matthew'? David J. Am! Cc: Jason Mahar' Shashy, Hag; Hrvatjn Claudia Subject: RE: RE: RE: RE: DeVos Disclsoures Date: Tuesday, January 17, 2017 2:30:06 PM Let?s use my call?in number: From: Leland, Matthew [mailt Sent: Tuesday, January 17, 2017 1:42 PM To: Deborah J. Bortot; David J. Apol Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: RE: RE: RE: DeVos Disclsoures Yes, 2:30 will work. a1 De an Dave. From: Deborah J. Bortot [mailto:djbortotmgoge.gov] Sent: Tuesday, January 17, 2017 1:31 PM To: Leland, Matthew; David J. Apol Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: RE: RE: RE: DeVos Disclsoru'es Dave?s not available at 2:00. 2:30 would work. From: Leland, Matthew [mailto Sent: Tuesday, January 17, 2017 1:28 PM To: Deborah J. Bortot; David J. Apol Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: RE: RE: DeVos Disclsoru?es May we talk at 2:00 pm? To make scheduling easier, I think it can be limited to the folks on this email. From: Deborah J. Bortot Sent: Tuesday, January 17, 2017 12:45 PM To: Leland, Matthew; David J. Apol Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: RE: RE: DeVos Disclsoru'es Education is ?nalizing the list right now that we will circulate. Should we talk after you receive the list or would you like to talk ri ht? From: Leland, Matthew [mailt Sent: Tuesday, January 17, 2017 12:22 PM To: Deborah J. Bortot; David J. Apol Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: RE: DeVos Disclsoru?es Thanks Deb. We?ll wait to hear back ??om you. From: Deborah J. Bortot [mailto2djbortot((poge.gov] Sent: Tuesday, January 17, 2017 12:21 PM To: Leland, Matthew: David J. Apol Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: Re: DeVos Disclsoures We are on the phone with Department of Education right now. I will let you know when we are done. 15 Sent from my BlackBeny 10 smartphone on the Verizon Wireless 4G LTE network. From: Leland, Matthew Sent: Tuesday, January 17, 2017 12:15 PM To: Deborah J. Bortot; David J. Apol Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: DeVos Disclsoures Deb and Dave, Would you both be available for a call with us at 12:30 pm? We wanted to follow up with you on progress and ask you some other related questions. If that time works, we can use my dial in: Matt Matthew M. Leland King Spalding LLP 1700 Penns lvania Avenue, NW. Washin ton, DC. 20006 Firm: +1 202 737 0500 King Spalding Con?dentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or con?dential or otherwise legally exempt ??om disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE Con?dential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, con?dential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby noti?ed that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then inmrediately delete the email. OGE Con?dential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, con?dential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby noti?ed that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-1 7-0005-B-0001 16 OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000117 From: To: Cc: Subject: Date: Deborah J. Bortot "Leland, Matthew" Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks RE: [GRAYMAIL] Re: RE: Re: RE: DeVos Disclosures - Divestiture Thursday, January 19, 2017 8:10:03 AM Sorry. I just realized that you had included the revised draft in your email. We are fine with those changes. It looks like the Department of Education sent some questions just a few minutes ago. -----Original Message----] From: Leland, Matthew [mailto:(b)(6) Sent: Thursday, January 19, 2017 6:55 AM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] Re: RE: Re: RE: DeVos Disclosures - Divestiture Thank you, Deb. Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) On Jan 19, 2017, at 6:51 AM, Deborah J. Bortot > wrote: We will make those changes and circulate a new draft Sent from my BlackBerry 10 smartphone on the Verizon Wireless 4G LTE network. Original Message From: Leland, Matthew Sent: Wednesday, January 18, 2017 11:57 PM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] RE: Re: RE: DeVos Disclosures - Divestiture Deb, Thanks for turning this around so quickly. There are only minor edits in this copy. - The signature line now reads Elisabeth Prince DeVos - Line 15: Should be (b)(3), (b)(6) - Line 20: Should be (b)(3), (b)(6) Those are all of the changes tonight. We will confirm in the morning whether these are the final changes. Best regards, Matt OGE-17-0005-B-000118 -----Original Message----From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Wednesday, January 18, 2017 9:51 PM To: Leland, Matthew Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks 7 pages withheld in full (b)(4), (6) Subject: RE: [GRAYMAIL] Re: RE: DeVos Disclosures - Divestiture Attached is a tracked changes version of the updated ethics agreement. I'm not certain if we have allowed digital signatures for ethics agreements, so I will have to run that up the chain. If the concern is getting the original, we do allow scanned copies. She can print it, sign it, scan it, and email it as long as it is a clear scan. Otherwise, I'll have to check about using a digital signature. -----Original Message----] From: Leland, Matthew [mailto:(b)(6) Sent: Wednesday, January 18, 2017 9:21 PM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] Re: RE: DeVos Disclosures - Divestiture Thanks Deb. Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) On Jan 18, 2017, at 9:09 PM, Deborah J. Bortot > wrote: We are working on the revision right now Sent from my BlackBerry 10 smartphone on the Verizon Wireless 4G LTE network. Original Message From: Leland, Matthew Sent: Wednesday, January 18, 2017 8:11 PM To: Deborah J. Bortot Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Matt Brinks' Subject: [GRAYMAIL] RE: DeVos Disclosures - Divestiture Deb, Following up on our call, we can forgo language about divesting within 120 days and commit to divest within 90 days. OGE-17-0005-B-000119 Is an electronic signature on the letter acceptable, or is an original signature required? Finally, how quickly may we get a revised agreement? Thanks so much. Matt -----Original Message----From: Leland, Matthew Sent: Wednesday, January 18, 2017 7:24 PM To: 'Deborah J. Bortot' Cc: 'Susan Valcq'; 'David J. Apol'; 'Heather A. Jones'; 'Megan V. Khaner'; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Matt Brinks' Subject: RE: DeVos Disclosures - Divestiture Deb, We also will remove (b)(6) & (b)(3) in light of our earlier discussion. Matt -----Original Message----From: Leland, Matthew Sent: Wednesday, January 18, 2017 7:20 PM To: 'Deborah J. Bortot' Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Matt Brinks' Subject: RE: DeVos Disclosures - Divestiture Thanks Deb. Following up on the divestitures: Please take the following investments off the ED conflict list which were fully liquidated as of 12/31/16. (b)(6) & (b)(3) (b)(6) & (b)(3) OGE-17-0005-B-000120 Deb - Claudia and I will follow up with you in a few moments. Original From: Deborah J. Bortot [mailtozdjbortotmogegovl Sent: Wednesday. January 18. 2017 6:47 PM To: Leland. Matthew Cc: 'Susan Valcq?: David J. Apol: Heather A. Jones: Megan V. Khaner: 'Goodridge. Marcella': 'Sprague. Marcia?: 'Jason Mahar?: Shashy. Hap: Hrvatin. Claudia: eff Lambert'; 'Jeff Bowennan'; ?Matt Brinks' Subject: RE: DeVos Disclosures - Divestiture I've attached a revised ethics agreement based on oru' conversation. Please put assets in Attachment A into either the 90 day or 120 day section From: Deborah J. Bortot Sent: Wednesday. January 18. 2017 6:18 PM To: 'Leland. Matthew' Cc: Susan Valcq: David J. Apol: Heather A. Jones: Megan V. Khaner; Goodridge. Marcella: Sprague. Marcia: Jason Mahar: Shashy. Hap: Hrvatin. laudia: Jeff Lambert; Jeff Bowennan: Matt Brinks Subject: RE: DeVos Disclosures - Divestiture Yes. We are calling in now Original From: Leland. Matthew Sent: Wednesday. January 18. 2017 6: 18 PM To: Deborah J. Bortot Cc: Susan Valcq: David J. Apol: Heather A. Jones: Megan V. Khaner: Goodridge. Marcella: Sprague. Marcia: Jason Mahar: Shashy. Hap; Hn?atin. laudia: Jeff Lambert; Jeff Bowerman: Matt Brinks Subject: Re: DeVos Disclosures - Divestiture Sorry - can we get back on the phone very quickly? Matthew M. Leland King Spalding LLP 1700 Avenue NAN. . 20006 Finn: +1 202 737 On Jan 18. 2017. at 5:45 PM. Deborah J. Bortot oge.gov> > wrote: The attaclmlents you forwarded have: OGE-17-0005-B-000121 From: Susan Valcq [mailto (b)(6) ] Sent: Wednesday, January 18, 2017 5:39 PM To: Deborah J. Bortot; 'Leland, Matthew'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia' Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] RE: DeVos Disclosures - Divestiture Deborah, which is the investment we would like considered for Those entities are held in (b)(6) & (b)(3) removal from the divestiture list. Information on The other two investments are (b)(6) & (b)(3) these two investments was included in a separate attachment. Please let us know if you have any other questions, or we can provide more information to you. Thank you, Susan From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Wednesday, January 18, 2017 5:35 PM To: 'Leland, Matthew' (b)(6) David J. Apol >; Heather A. Jones >; Megan V. Khaner >; 'Goodridge, Marcella' (b)(6) 'Sprague, Marcia' (b)(6) Cc: Mahar, Jason (Windquest) (b)(6) Shashy, Hap (b)(6) Hrvatin, Claudia (b)(6) >; Valcq, Susan (RDV Corp - Vice President of Finance) (b)(6) Lambert, Jeff (b)(6) Bowerman, Jeff (RDV Corp - Tax) <(b)(6) Brinks, Matt (RDV Corp - Accounting) (b)(6) >; Subject: RE: DeVos Disclosures - Divestiture & The (b)(6) (b)(3) attachment lists 18 entities. Which three entities are a concern? ] From: Leland, Matthew [mailto:(b)(6) Sent: Wednesday, January 18, 2017 4:36 PM To: Deborah J. Bortot; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia' Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Susan Valcq; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] DeVos Disclosures - Divestiture All, Since our most recent call, we identified three more holdings that we would like to remove from the Government’s OGE-17-0005-B-000122 divestiture list. Information on these is attached. If there is more information you need, please let us know. Best regards, “Four pages withheld in full – (b)(4), (b)(6)” Matt Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue, N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) ________________________________ King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000123 OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000124 From: Deborah J. Bortot To: "Leland Matthew" Subject: RE: RE: RE: RE: RE: DeVos Disclsoures Date: Tuesday, January 17, 2017 2:54:53 PM You can reach me at 202?482?9227 From: Leland, Matthew [mailt Sent: Tuesday, January 17, 2017 1:57 PM To: Deborah J. Bortot Subject: RE: RE: RE: RE: DeVos Disclsoures Yes, please. From: Deborah J. Bortot Sent: Tuesday, January 17, 2017 1:56 PM To: Leland, Matthew Subject: RE: RE: RE: RE: DeVos Disclsoru'es Thanks. We are ready to send the list. Should I include Claudia, Jason, and Hap? From: Leland, Matthew [mai_] Sent: Tuesday, January 17, 2017 1:42 PM To: Deborah J. Bortot: David J. Apol Cc: Jason Mahar; Shashy, Hap: Hrvatin, Claudia Subject: RE: RE: RE: DeVos Disclsoures Yes, 2:30 will work. Thanks Deb and Dave. From: Deborah J. Bortot Sent: Tuesday, January 17, 2017 1:31 PM To: Leland, Matthew; David J. Apol Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: RE: RE: RE: DeVos Disclsoru?es Dave?s not available at 2:00. 2:30 would work. From: Leland, Matthew [mai_] Sent: Tuesday, January 17, 2017 1:28 PM To: Deborah J. Bortot: David J. Apol Cc: Jason Malrar: Shashy, Hap; Hrvatin, Claudia Subject: RE: RE: DeVos Disclsoru'es May we talk at 2:00 pm? To make scheduling easier, I think it can be limited to the folks on this email. From: Deborah J. Bortot Sent: Tuesday, January 17, 2017 12:45 PM To: Leland, Matthew; David J. Apol Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: RE: RE: DeVos Disclsorn'es Education is ?nalizing the list right now that we will circulate. Should we talk after you receive the list or would you like to talk ri ht? From: Leland, Matthew Sent: Tuesday, January 17, 2017 12:22 PM To: Deborah J. Bortot; David J. Apol Cc: Jason Mahar; Shashy, Hap: Hrvatin, Claudia Subject: RE: DeVos Disclsoru?es Thanks Deb. We?ll wait to hear back from you. OGE-1 7-0005-B-0001 25 From: Deborah J. Bor?tot Sent: Tuesday, January 17_, 2017 12:21 PM To: Leland, Matthew; David J. Apol Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: Re: DeVos Disclsoru?es We are on the phone with Department of Education right now. I will let you know when we are done. Sent from my BlackBeny 10 smartphone on the Verizon Wireless 4G LTE network. From: Leland, Matthew Sent: Tuesday, January 17, 2017 12:15 PM To: Deborah J. Bortot; David J. Apol Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia Subject: DeVos Disclsoures Deb and Dave, Would you both be available for a call with 11s at 12:30 pm? We wanted to follow up with you on progress and ask you some other related questions. If that time works, we can use my dial in: Matt Matthew M. Leland King Spalding LLP Firm: +1 202 737 0500 1700 Pennsilvania Avenue, NW. Washiniton, DC. 20006 King Spalding Con?dentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or con?dential or otherwise legally exempt ??om disclosru'e. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE Con?dential Notice: This email, including all attaclnnents, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, con?dential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby noti?ed that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Con?dential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000127 Referred to Education Original From: Deborah J. Bortot Sent: Thrusday. January 19. 2017 12:35 PM To: ?Hrvatin. laudia': Megan V. Khaner: Heather A. Jones: Leland. Matthew c: Susan Valcq: David J. Apol: Goodridge. Marcella: Sprague. Marcia: Jason Mahar: Shashy. Hap: Jeff Lambert: Jeff Bowennan: Matt Brinks Subject: RE: RE: RE: Re: RE: Re: RE: DeVos Disclosures - Divestiture 793995 w'thhe'd (6) (W3). See attached. We corrected (6) and fixed the formatting. OGE has the pen 011 any further changes to the 278 and the ethics agreement. Please do not make any other changes. Thanks. Deb Oiiginal From: Hn'atin. Claudia mailto Sent: Thm?sday. January 19. 2017 12:28 PM To: Megan V. Khaner: Heather A. Jones: Leland. Matthew: Deborah J. Bortot c: Susan Valcq: David J. Apol: Goodridge. Marcella: Sprague. Marcia: Jason Mahar: Shashy. Hap: Jeff Lambert: Jeff Bowennan: Matt Brinks Subject: RE: RE: Re: RE: Re: RE: DeVos Disclosm?es - Divestitru?e Megan -- Let us know if you need help with the fonnatting. We have one clari?cation to Attachment A: #19 should only b? .. ome holdings- Claudia -----Original Message----From: Megan V. Khaner [mailto:mvkhaner@oge.gov] Sent: Thursday, January 19, 2017 12:10 PM To: Heather A. Jones; Leland, Matthew; Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks 7 pages withheld in full - (b)(3), (4), (6) Subject: RE: [GRAYMAIL] RE: Re: RE: Re: RE: DeVos Disclosures - Divestiture Attached find the updated draft ethics agreement. I can't fix the indent on the final three divestiture assets, if someone can fix that I'd appreciate it. Thanks, mk -----Original Message----From: Heather A. Jones Sent: Thursday, January 19, 2017 11:49 AM To: 'Leland, Matthew'; Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: RE: [GRAYMAIL] RE: Re: RE: Re: RE: DeVos Disclosures - Divestiture That is fine.  We can use Deb's call in number. (b)(6) -----Original Message----] From: Leland, Matthew [mailto:(b)(6) Sent: Thursday, January 19, 2017 11:32 AM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] RE: Re: RE: Re: RE: DeVos Disclosures - Divestiture Deb, Are you all available at noon for a call to discuss the final steps? Matt -----Original Message----From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Thursday, January 19, 2017 9:12 AM To: Leland, Matthew Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: RE: [GRAYMAIL] Re: RE: Re: RE: DeVos Disclosures - Divestiture My understanding is that PTT created a new report for the filer. Has the filer prepopulated the new report and submitted it to PTT? Thanks, Deb -----Original Message----OGE-17-0005-B-000129 From: Leland, Matthew [mailto:(b) (6) ] Sent: Thursday, January 19, 2017 6:55 AM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] Re: RE: Re: RE: DeVos Disclosures - Divestiture Thank you, Deb. Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) On Jan 19, 2017, at 6:51 AM, Deborah J. Bortot > wrote: We will make those changes and circulate a new draft Sent from my BlackBerry 10 smartphone on the Verizon Wireless 4G LTE network.  Original Message From: Leland, Matthew Sent: Wednesday, January 18, 2017 11:57 PM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] RE: Re: RE: DeVos Disclosures - Divestiture Deb, Thanks for turning this around so quickly.  There are only minor edits in this copy. - The signature line now reads Elisabeth Prince DeVos - Line 15: Should be (b)(3), (b)(6) - Line 20: Should be (b)(3), (b)(6) Those are all of the changes tonight.  We will confirm in the morning whether these are the final changes. Best regards, Matt -----Original Message----From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Wednesday, January 18, 2017 9:51 PM To: Leland, Matthew Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason 7 pages withheld in full (b)(4), (6) Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: RE: [GRAYMAIL] Re: RE: DeVos Disclosures - Divestiture Attached is a tracked changes version of the updated ethics agreement.  I'm not certain if we have allowed digital signatures for ethics agreements, so I will have to run that up the chain.  If the concern is getting the original, we do allow scanned copies.  She can print it, sign it, scan it, and email it as long as it is a clear scan.  Otherwise, I'll have to check about using a digital signature. OGE-17-0005-B-000130 -----Original Message----] From: Leland, Matthew [mailto:(b)(6) Sent: Wednesday, January 18, 2017 9:21 PM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] Re: RE: DeVos Disclosures - Divestiture Thanks Deb. Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) On Jan 18, 2017, at 9:09 PM, Deborah J. Bortot > wrote: We are working on the revision right now Sent from my BlackBerry 10 smartphone on the Verizon Wireless 4G LTE network. Original Message From: Leland, Matthew Sent: Wednesday, January 18, 2017 8:11 PM To: Deborah J. Bortot Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Matt Brinks' Subject: [GRAYMAIL] RE: DeVos Disclosures - Divestiture Deb, Following up on our call, we can forgo language about divesting within 120 days and commit to divest within 90 days. Is an electronic signature on the letter acceptable, or is an original signature required? Finally, how quickly may we get a revised agreement? Thanks so much. Matt -----Original Message----From: Leland, Matthew Sent: Wednesday, January 18, 2017 7:24 PM To: 'Deborah J. Bortot' OGE-17-0005-B-000131 Cc: 'Susan Valcq'; 'David J. Apol'; 'Heather A. Jones'; 'Megan V. Khaner'; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Matt Brinks' Subject: RE: DeVos Disclosures - Divestiture Deb, We also will remove (b)(6) & (b)(3) in light of our earlier discussion. Matt -----Original Message----From: Leland, Matthew Sent: Wednesday, January 18, 2017 7:20 PM To: 'Deborah J. Bortot' Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Matt Brinks' Subject: RE: DeVos Disclosures - Divestiture Thanks Deb. Following up on the divestitures: Please take the following investments off the ED conflict list which were fully liquidated as of 12/31/16. (b)(6) & (b)(3) (b)(6) & (b)(3) Deb - Claudia and I will follow up with you in a few moments. -----Original Message----From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Wednesday, January 18, 2017 6:47 PM To: Leland, Matthew Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Matt Brinks' Subject: RE: DeVos Disclosures - Divestiture I've attached a revised ethics agreement based on our conversation.   Please put assets in Attachment A into either the 90 day or 120 day section “Seven pages withheld in full – (b)(4), (b)(6)” OGE-17-0005-B-000132 Original From: Deborah J. Bortot Sent: Wednesday. January 18. 2017 6: 18 PM To: 'Leland. Matthew" Cc: Susan Valcq: David J. Apol: Heather A. Jones: Megan V. Khaner: Goodridge. Marcella: Sprague. Marcia; Jason Mahar: Shashy. Hap; Hrvatin. laudia: Jeff Lambert: Jeff Bowennan: Matt Brinks Subject: RE: DeVos Disclosures - Divestiture Yes. We are calling in now Original From: Leland. Matthew Sent: Wednesday. January 18. 2017 6:18 PM To: Deborah J. Bor?tot Cc: Susan Valcq: David J. Apol: Heather A. Jones: Megan V. Khaner: Goodridge. Marcella: Sprague. Marcia: Jason Malrar: Shashy. Hap; Hn?atin. laudia: Jeff Lambert; Jeff Bowerrnan: Matt Brinks Subject: Re: DeVos Disclosures - Divestiture Sorry - can we get back on the phone very quickly? Matthew M. Leland King Spalding LLP 1700 Avenue NAN. . 20006 Firm: +1 202 737 On Jan 18. 2017. at 5:45 PM. Deborah J. Bortot oge.gov> > wrote: The attachments you forwarded have: (W6) From: Susan Valcq rnailto Sent: Wednesday. January 18. 2017 5:39 PM To: Deborah J. Bortot: 'Leland. Matthew": David J. Apol: Heather A. Jones: Megan V. Khaner: 'Goodlidge. Marcella'; 'Sprague. Marcia' Cc: Jason Mahar: Shashy. Hap: Hn'atin. Claudia: Jeff Lambert; Jeff Bowerman: Matt Brinks Subject: RE: DeVos Disclosru?es - Divestitru?e Deborah. Those entities are held in? which is the investment we would like considered for removal from the divestiture list. OGE-1 7-0005-B-0001 33 these two investments was included in a separate attachment. Please let us know if you have any other questions, or we can provide more information to you. Thank you, Susan From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Wednesday, January 18, 2017 5:35 PM To: 'Leland, Matthew' (b)(6) David J. Apol >; Heather A. Jones >; Megan V. Khaner >; 'Goodridge, Marcella' (b)(6) 'Sprague, Marcia' (b)(6) Cc: Mahar, Jason (Windquest) (b)(6) Shashy, Hap (b)(6) Hrvatin, Claudia <(b)(6) Valcq, Susan (RDV Corp - Vice President of Finance) (b)(6) Lambert, Jeff (b)(6) Bowerman, Jeff (RDV Corp - Tax) <(b)(6) Brinks, Matt (RDV Corp - Accounting) <(b)(6) ; Subject: RE: DeVos Disclosures - Divestiture & The (b)(6) (b)(3) attachment lists 18 entities. Which three entities are a concern? ] From: Leland, Matthew [mailto:(b)(6) Sent: Wednesday, January 18, 2017 4:36 PM To: Deborah J. Bortot; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia' Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Susan Valcq; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] DeVos Disclosures - Divestiture All, Since our most recent call, we identified three more holdings that we would like to remove from the Government’s divestiture list.  Information on these is attached.  If there is more information you need, please let us know. Best regards, “Four pages withheld in full – (b)(4), (b)(6)” Matt Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue, N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) OGE-17-0005-B-000134 ________________________________ King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000135 OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. 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If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000136 From: Mgan V. Khaner To: "Susan Valcg"; "Leland Matthew": Deborah J. Bortot Cc: Hrvatin Claudia' SQrQuel Marcia; Goodridge, Marcella; Lorna A. Em; Jason Mahar' Jeff Lambert Wow; Matt BrinkS' Subject: RE: RE: Re: RE: Responses to 1/12/2017 Questions/Comments Date: Tuesday, January 17, 2017 10:28:18 AM Thanks. Susan. 111k Original From: Susan Valcq Sent: Tuesday. Januaiy 17. 2017 10:24 AM To: Megan V. Khaner: 'Leland. Matthew?: Deborah J. Bortot Cc: I-In'atin. Claudia: Sprague. Marcia: Goodridge. Marcella: Rowell. Theresa?: Lorna A. Syme: Jason Mahar: Jeff Lambert: Jeff Bowennan: Matt Blinks: Shashy. Hap: Heather A. Jones: David J. Apol Subject: RE: Re: RE: Responses to 1/12/2017 Questions/"Comments Megan. The entities listed below are all Let us know if you have any other questions. Thanks. Susan Original From: Megan V. Khaner [111ailtoznn'khanergq'ogegov] Sent: Tuesday. Januaiy 17. 2017 10:19 AM To: ?Leland. Matthew? c: Hn?atin. Claudia >2 Sprague. Marc1a Marcella Rowell. Theresa Loma A. Syine Mahar. Jason (W indquest) >1 Lambeit. Jeff >2 Bowennan. Jeff (RDV C011) - Tax) Valcq. Susan (RDV C011) - Vice President of Finance) Brinks. Matt (RDV Corp - Accounting) Shashy. Hap >1 Heather A. Jones David J. Apol Subject: RE: Re: RE: Responses to 1/12/2017 Questions/"Comments Deborah J. Bo?ot Also. which of the following are family entities/do they control? Thanks. 111k Original From: Leland. Matthew Sent: Tuesday. Januaiy 17. 2017 7:04 AM To: Deborah J. Bortot Cc: Megan V. Khaner; Hrvatin, Claudia; Sprague, Marcia; Goodridge, Marcella; Rowell, Theresa ((b)(6) ; Lorna A. Syme; Jason Mahar (b)(6) ); Jeff Lambert ((b)(6) ); 'Jeff Bowerman' (b)(6) ); Susan Valcq ((b)(6) ((b)(6) ); Shashy, Hap; Heather A. Jones; David J. Apol Subject: [GRAYMAIL] Re: RE: Responses to 1/12/2017 Questions/Comments ); Matt Brinks Deb, We are checking on this. Matt Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) On Jan 16, 2017, at 9:14 PM, Deborah J. Bortot > wrote: Matt, We will review the changes to the report. I do not see a response in the Word document you circulated to the following item. (b)(3), (4), (6) ? Thanks, Deb Sent from my BlackBerry 10 smartphone on the Verizon Wireless 4G LTE network.  Original Message From: Leland, Matthew Sent: Monday, January 16, 2017 8:34 PM To: Megan V. Khaner; Hrvatin, Claudia; 'Sprague, Marcia'; 'Goodridge, Marcella'; 'Rowell, Theresa (b)(6) >)'; Deborah J. Bortot; Lorna A. Syme ); Matt Brinks (b)(6) ); Shashy, Hap Subject: [GRAYMAIL] RE: Responses to 1/12/2017 Questions/Comments 3 pages withheld in full (b)(4), (6) Megan, Here are the most recent responses to the report from 4:15 EST today. Matt -----Original Message----OGE-17-0005-B-000138 From: Megan V. Khaner ogegox?] Sent: Monday. January 16. 2017 4:15 PM To: Hrvatin. laudia: ?Sprague. Marcia?: 'Goodiidge. Marcella?: ?Rowell. Theresa Deborah J. Bortot: Lorna A. Syme Jeff Lambert c: 'Jason Mahar ?Jeff Bowerman? Susan Valcq )1 Matt Brinks Shashy. Hap: Leland. Matthew 2 pages withheld In full (6) Subject: RE: Responses to 1/12/2017 Questions/Cormnents Hi Claudia. We've reviewed the updated report. Attached ?nd our questions (prior outstanding questions in blue. a few additional questions on most recent draft in purple). Thank you. mk Original From: Hn'atin. Claudia Sent: Monday. January 16. 2017 12:25. PM To: ?Sprague. Marcia?: 'Goodridge. Marcella': 'Rowell. Theresa Megan V. Khaner: Deborah J. Bortot: Lorna A. Syme Jeff Lambert c: 'Jason Mahar ?Jeff Bowerman? Susan Valcq 2 pages withheld in full - (4), (6) Matt Brinks Shashy. Hap: Leland. Matthew Subject: Re: Responses to 1/12/2017 Megan. Marcella/Niarcia - Attached please ?nd a list of additions for divestiture and a letter from- regarding its holdings. Claudia Sent ?'om my BlackBeny 10 smartphone. From: Hn'atin. Claudia Sent: Sunday. January 15. 2017 8:44 PM To: 'Sprague. Marcia?; 'Goodridge. Marcella': 'Rowell. Theresa 111thaner@ooe. c: 'Jason Mahar Jeff Lambert ?Jeff Bowerman? Susan Valcq )1 Matt Brinks Shashy. Hap: Leland. Matthew Subject: RE: Responses to 1/12/2017 Questions/Cormnents Marcia: We are following lip on our questions. below. Of note. and plu?suant to the second bullet. below. securities held by and? have been added to the End Notes in the 278. Please provide us with a list of those securities which present a potential con?ict. More speci?cally. we note that there are- foo oo Could we obtain a response by 10 AM tomorrow?  Many thanks, Claudia Claudia A. Hrvatin Attorney at Law King & Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC  20006 ((b) (6) www.kslaw.com From: Hrvatin, Claudia Sent: Saturday, January 14, 2017 6:44 PM To: 'Sprague, Marcia'; Goodridge, Marcella; Rowell, Theresa (b)(6) ); mvkhaner@oge.gov; djbortot@oge.gov; lasyme@oge.gov; Jeff Lambert (b)(6) ); Susan Valcq (b)(6) >); 'Jeff Bowerman' (b)(6) Cc: Jason Mahar (b)(6) Shashy, Hap; Leland, Matthew Subject: RE: Responses to 1/12/2017 Questions/Comments Thank you, Marcia.  We are adding the team from RDV so that everyone can see the communications in real time, given that time is of the essence.  Please "Reply To All” to facilitate our communications. Below are our comments and questions: (b)(6) & (b)(3) 2 pages withheld in full - (b)(3), (4), (6) n  Are there specific investments that item #57 (on most recent list provided, attached for reference) is referring to, and what do you need to complete that review? Many thanks.  Please let us know when a conference call tomorrow works – we are looking at 12:15 PM.  Best, OGE-17-0005-B-000140 Claudia mm. Claudia Sent: Satiu?day. Januaiy 14. 2017 2:27 PM To: 'mvkhaner ooe. Oov>'; 'djbor?tot ogegov>': ogegov>': Goodridge. Marcella: Sprague. Marcia: Rowell. Theresa Cc: Shashy. Hap: Leland. Matthew Subject: RE: Responses to 1/12/2017 Megan. Marcia The DeV'os team is continuing to work through the various questions and comments provided today and over the last several days. Would it be possible to convene a call this afternoon to discuss some questions that have arisen? Perhaps around 3:30 or thereabouts?? Please let us know. Claudia From: Hivatin. Claudia Sent: Saturday. January 14. 2017 10:57 AM To: 1nvkhaner@ 00v>z ?djbonot@oge. gov>': 'lasyme@oge. oge. gov>'; Sprague. Marcia Rowell. Theresa c: Jason Mahar Shashy. Hap: Leland. Matthew 6 pages withheld in full - (mm, Subject: RE: Responses to 1/12/2017 Questrons/C?ormnents Megan: The 278 in Integrity has been updated to re?ect the holdings for Items 38 and 41. pursuant to your questions on the last page (page 6) of yom? questions/comments document (re-attached for reference). 1V1egan/Marcella: In considering these entities. could we obtain information 011 which speci?c assets present potential con?icts? Many thanks. Claudia Claudia A. Hivatin Attorney at Law King Spalding LLP 1700 Avenue. NW. Suite 200 Washington. DC 20006 OGE-17-0005-B-000141 (b)(6) www.kslaw.com From: Hrvatin, Claudia Sent: Friday, January 13, 2017 7:23 PM To: Megan V. Khaner; djbortot@oge.gov; lasyme@oge.gov Cc: Jason Mahar ((b)(6) Shashy, Hap; Leland, Matthew Subject: Responses to 1/12/2017 Questions/Comments 6 pages withheld in full - (b)(4), (6) Megan, Deborah and Lorna: Attached please find responses to the list of comments and questions you provided yesterday.  You will see that there are a few items for which we are awaiting additional information. Claudia Claudia A. Hrvatin Attorney at Law King & Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC  20006 (b)(6) (b)(6) www.kslaw.com From: Hrvatin, Claudia Sent: Friday, January 13, 2017 5:39 PM To: 'Megan V. Khaner' Cc: Jason Mahar (b)(6) Shashy, Hap; Leland, Matthew Subject: RE: Contact information ); Thank you, Megan, for this additional contact information and for speaking with us a bit ago.  I am copying Hap and Matt, and Jason with Windquest – as soon as we obtain updates tonight and through the weekend, we will circulate to your team.  If any questions or comments arise on your end, please let us know as soon as you can. Thank you, again, Claudia Claudia A. Hrvatin Attorney at Law King & Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC  20006 (b)(6) www.kslaw.com OGE-17-0005-B-000142 From: Megan V. Khaner [mailto:mvkhaner@oge.gov] Sent: Friday, January 13, 2017 4:27 PM To: Hrvatin, Claudia Subject: Contact information Deborah Bortot djbortot@oge.gov Lorna Syme lasyme@oge.gov Megan Khaner Program Analyst (Finance) Presidential Nominations Branch General Counsel and Legal Policy Division 202.482.9204 Visit OGE's website: www.oge.gov Follow OGE on Twitter: @OfficeGovEthics OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. ________________________________ King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000143 OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000144 From: To: Cc: Subject: Date: Deborah J. Bortot "Leland, Matthew" "Susan Valcq"; David J. Apol; Heather A. Jones; Megan V. Khaner; "Goodridge, Marcella"; "Sprague, Marcia"; "Jason Mahar"; Shashy, Hap; Hrvatin, Claudia; "Jeff Lambert"; "Jeff Bowerman"; "Matt Brinks" RE: DeVos Disclosures - Divestiture Wednesday, January 18, 2017 9:23:42 PM Because the last divestiture item in your list includes 3 entities, we want to confirm that you would like us to delete: (b)(6) & (b)(3) -----Original Message----From: Leland, Matthew [mailto(b)(6) Sent: Wednesday, January 18, 2017 7:20 PM To: Deborah J. Bortot Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Matt Brinks' Subject: [GRAYMAIL] RE: DeVos Disclosures - Divestiture Thanks Deb. Following up on the divestitures: Please take the following investments off the ED conflict list which were fully liquidated as of 12/31/16. (b)(6) & (b)(3) (b)(6) & (b)(3) Deb - Claudia and I will follow up with you in a few moments. -----Original Message----From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Wednesday, January 18, 2017 6:47 PM OGE-17-0005-B-000145 To: Leland. Matthew c: 'Susan Valcq?: David J. Apol: Heather A. Jones: Megan V. Khaner: 'Goodiidge. Marcella': 'Sprague. Marcia': ?Jason Mahar': Shashy. Hap: Hrvatin. laudia; eff Lambert?: 'Jeff Bowerman': 'Matt Brinks? Subject: RE: DeVos Disclosures - Divestiture I've attached a revised ethics agreement based on oru? conversation. Please put assets in Attachment A into either the 90 day or 120 day section Original From: Deborah J. Bortot Sent: Wednesday. January 18. 2017 6: 18 PM To: ?Leland. Matthew" Cc: Susan Valcq: David J. Apol: Heather A. Jones: Megan V. Khaner: Goodridge. Marcella: Sprague. Marcia: Jason Mahar: Shashy. Hap; Htvatin. laudia: Jeff Lambert: Jeff Bowerrnan: Matt Brinks Subject: RE: DeVos Disclosures - Divestiture Yes. We are calling in now Original From: Leland. Matthew Sent: Wednesday. January 18. 2017 6:18 PM To: Deborah J. Bortot c: Susan Valcq: David J. Apol: Heather A. Jones: Megan V. Khaner: Goodridge. Marcella: Sprague. Marcia: Jason Mahar: Shashy. Hap: Hrvatin. Claudia: Jeff Lambert: Jeff Bowerinan: Matt Brinks Subject: Re: DeVos Disclosures - Divestittu?e Sorry - can we get back 011 the phone very quickly? Matthew M. Leland King Spalding LLP 1700 Avenue NW. D.C . 20006 Firm: +1 202 737 On Jan 18. 2017. at 5:45 PM. Deborah J. Bortot oge.g0v>> wrote: The attachments you forwarded have: From: Susan Valcq mailt Sent: Wednesday. January 18. 2017 5:39 PM To: Deborah J. Bortot: ?Leland. Matthew': David J. Apol: Heather A. Jones: Megan V. Khaner: ?Goodridge. Marcella': 'Sprague. Marcia' c: Jason Mahar: Shashy. Hap: Hrvatin. laudia: Jeff Lambert: Jeff Bowennan: Matt Brinks Subject: RE: DeVos Disclosru?es - Divestiture Deborah, Those entities are held in (b)(6) & (b)(3) which is the investment we would like considered for removal from the divestiture list. The other two investments are (b)(6) & (b)(3)   Information on these two investments was included in a separate attachment. Please let us know if you have any other questions, or we can provide more information to you. Thank you, Susan From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Wednesday, January 18, 2017 5:35 PM To: 'Leland, Matthew' (b)(6) >; David J. Apol >; Heather A. Jones >; Megan V. Khaner >; 'Goodridge, Marcella' <(b)(6) >; 'Sprague, Marcia' <(b)(6) >> Cc: Mahar, Jason (Windquest) (b)(6) >; Shashy, Hap <(b)(6) >; Hrvatin, Claudia <(b)(6) >; Valcq, Susan (RDV Corp - Vice President of Finance) >; Lambert, Jeff (b)(6) >; Bowerman, Jeff (RDV Corp - Tax) (b)(6) >; Brinks, Matt (RDV Corp - Accounting) (b)(6) >> Subject: RE: DeVos Disclosures - Divestiture & The (b)(6) (b)(3) attachment lists 18 entities. Which three entities are a concern? ] From: Leland, Matthew [mailto:(b)(6) Sent: Wednesday, January 18, 2017 4:36 PM To: Deborah J. Bortot; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia' Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Susan Valcq; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL] DeVos Disclosures - Divestiture All, Since our most recent call, we identified three more holdings that we would like to remove from the Government’s divestiture list.  Information on these is attached.  If there is more information you need, please let us know. Best regards, “Four pages withheld in full – (b)(4), (b)(6)” Matt Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue, N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 (b)(6) ________________________________ King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to OGE-17-0005-B-000147 which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000148 From: Mgan V. Khaner To: "Hrvatin Claudia'? "Sprague, Marcia"; Goodridge, Marcella; Rowell Theresa Deborah J. Bortot' Lorna A. Syme; JeffLa?mbert?m-' Cc: w; ShashyI Hap; Leland Matthew Subject: RE: Responses to 1/12/2017 Questions/Comments Date: Sunday, January 15, 2017 1:23:41 PM Hi Claudia, neglected to bring up a question from ED on the call. With respect to the highlighted item below, which individual securities are you referring to? Thanks mk From: Hrvatin, Claudia [mailto?bl?s? Sent: Saturday, January 14, 2017 6:44 PM To: 'Sprague, Marcia'; Goodridge, Marcella; Rowell, Theresa Khaner; Deborah J. Bortot; Lorna A. Syme; Jeff Lambert 'Jeff Bowerman' Megan V. Susan Valcq Cc: Jason Ma ar y, Hap; Leland, Matthew Subject: RE: Responses to 1/ 12/2017 Questions/Comments Thank you. Marcia. We a1e adding the team ?om RDV so that eveiyone can see the in real time. given that time is of the essence. Please "Reply To All? to facilitate our communications. Below are our comments and questions: 7 pages withheld In full- 11 Are there speci?c investments that item #57 (on most recent list provided. attached for reference) is refen?ing t0. and what do you need to complete that review? Many thanks. Please let us know when a conference call tomorrow works we are looking at 12:15. PM. Best: Claudia From: Hrvatin, Claudia [mailto Sent: Saturday, Janualy 14, 2017 2:27 PM To: Goodridge. Marcella; Sprague, Marcia; Rowell. Theresa Cc: Shashy, Hap: Leland, Matthew Subject: RE: Responses to 1/12/2017 Questions/Comments Megan, Marcia The DeVos team is continuing to work through the various questions and comments provided today and over the last several days. Would it be possible to convene a call this aftemoon to discuss some questions that have arisen? Perhaps around 3:30 or thereabouts? Please let us know. Claudia From: Hivatin Claudia Sent: Satu1d,ay Janualy 14, 2017 10:57 AM To: kahane1 . 'd'bo1tot (Loge. gov'; 'lasyme@oge. gov'; Sp1ague. Marcia ;.Rowell The1esa gags withheld In fun-(mm Cc: Jason Mahar Shashy. Hap; Le an Matt 1ew Subject: RE: Responses to 1, 12 2017 Questions/Comments Megan: The 278 in Integrity has been updated to re?ect the holdings for Items 38 and 41, prn?suant to your questions on the last page (page 6) of yoru? questions/co1mnents document (re?attached for reference). Megan/Marcella: I11 considering these entities, could we obtain information 011 which speci?c assets present potential con?icts? Many thanks. Claudia Claudia A. Hlvatin Attomey at Law King Spalding LLP 1700 Avenue, NW, Suite 200 Washington, DC 20006 ?s aw.com From: Hrvatin, Claudia Sent: Friday, Janualy 13, 2017 7:23 PM To: Megan V. Khaner: d?bortot (vooe. 0v; Cc: Jason Mahar Shashy. Hap: Leland. Matthew Subject: Responses to 1 12 2017 Megan, Deborah and Lorna: Attached please ?nd responses to the list of comments and questions you provided yesterday. You will see that there are a few items for which we are awaiting additional infonnation. Claudia Claudia A. Hivatin Attomey at Law King Spalding LLP 1700 Avenue, NW, Suite 200 Washin ton, DC 20006 's aw.com From: Hrvatin, Claudia Sent: Friday, January 13, 2017 5:39 PM To: 'Megan V. Khaner" Cc: Jason Mahar?); Shashy, Hap; Leland, Matthew Subject: RE: Contact 1n ormatron Thank you, Megan, for this additional contact infornration and for speaking with us a bit ago. I am copying Hap and Matt, and Jason with Windquest as soon as we obtain updates tonight and through the weekend, we will circulate to yoru' team. If any questions or comments arise on yoru' end, please let us know as soon as you can. Thank you, again, Claudia Claudia A. Hrvatin Attorney at Law King Spalding LLP 1700 Avenue, NW, Suite 200 Washin ton, DC 20006 aw.com From: Megan V. Khaner Sent: Friday, January 13, 2017 4:27 PM To: Hrvatin, Claudia Subject: Contact infornration Deborah Bortot djbortot(woge.gov Lorna Syme lasyme((voge.gov Megan Khaner Program Analyst (Finance) Presidential Nominations Branch General ormsel and Legal Policy Division 202.482.9204 Visit website: Follow OGE on Twitter: @Of?ceGovEthics OGE Con?dential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, con?dential, or otherwise protected ?'om disclosru?e under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby noti?ed that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, OGE-17-0005-B-000151 please notify the sender by responding to the email and then immediately delete the email. King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE-17-0005-B-000152 From: Hrvatin, Claudia Sent: Saturday, January 14, 2017 10:57 AM To: mvkhaner@oge.gov; Goodridge, Marcella; Sprague, Marcia; Rowell, Theresa 6 pages withheld in full - (mm, (4), (6) Cc: Jason Mahar l; Shashy, Hap; Leland, Matthew Subject: RE: Responses to 1/12/2017 Questions/Comments Megan: The 278 in Integrity has been updated to reflect the holdings for ltems 38 and 41, pursuant to your questions on the last page (page 6) of your questions/comments document (re-attached for reference). Megan/Marcella: In considering these entities, could we obtain information on which specific assets present potential conflicts? Many thanks, Claudia Claudia A. Hrvatin Attorney at Law King Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC 20006 (b)(6) www.kslaw.com From: Hrvatin, Claudia Sent: Friday, January 13, 2017 7:23 PM To: Megan V. Khaner; djbortot@oge.gov; lasyme@oge.gov Cc: Jason Mahar (b)(6) ); Shashy, Hap; Leland, Matthew Subject: Responses to 1/12/2017 Questions/Comments 6 pages withheld in full - (b)(4), (6) Megan, Deborah and Lorna: Attached please find responses to the list of comments and questions you provided yesterday. You will see that there are a few items for which we are awaiting additional information. Claudia Claudia A. Hrvatin Attorney at Law King & Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC 20006 (b)(6) www.kslaw.com From: Hrvatin, Claudia Sent: Friday, January 13, 2017 5:39 PM To: 'Megan V. Khaner' Cc: Jason Mahar (b)(6) Subject: RE: Contact information ); Shashy, Hap; Leland, Matthew Thank you, Megan, for this additional contact information and for speaking with us a bit ago. I am copying Hap and Matt, and Jason with Windquest – as soon as we obtain updates tonight and through the weekend, we will circulate to your team. If any questions or comments arise on your end, please let us know as soon as you can. Thank you, again, Claudia Claudia A. Hrvatin Attorney at Law King & Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC 20006 (b)(6) www.kslaw.com From: Megan V. Khaner [mailto:mvkhaner@oge.gov] Sent: Friday, January 13, 2017 4:27 PM OGE-17-0005-B-000154 To: Hrvatin, Claudia Subject: Contact information Deborah Bortot djbortot@oge.gov Lorna Syme lasyme@oge.gov Megan Khaner Program Analyst (Finance) Presidential Nominations Branch General Counsel and Legal Policy Division 202.482.9204 Visit OGE's website: www.oge.gov Follow OGE on Twitter: @OfficeGovEthics OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE-17-0005-B-000155 From: Lorna A. Syme To: Lorna A. Syme Subject: FW: Responses to 1/12/2017 Questions/CommentsZ Date: Monday, January 30, 2017 5:56:47 PM 4 pages wnhheld In full lbll3l? (El (6) Attachments: Resmnse to Comments 1.14.17.docx From: Lorna A. Syme Sent: Saturday, January 14, 2017 8:09 PM To: 'Hrvatin, Claudia' Cc: Megan V. Khaner Subject: RE: Responses to 1/ 12/2017 Questions/Comments Claudia: Attached are our responses to the responses you sent yesterday. We have deleted the comments that don?t require additional follow?up. comments are in blue. Lorna From: Hrvatin, Claudia Sent: Saturday, January 14, 2017 5:50 PM To: Lorna A. Syme Cc: Megan V. Khaner; Shashy, Hap; Leland, Matthew Subject: RE: Responses to 1/ 12/2017 Questions/Comments Lorna Thank you for mu conversation today, and this email. We look forward to y01u? additional We are also con?nning an 11 AM call tomorrow. Best, Claudia From: Lorna A. Syme [mailto:lasymemgfoge.gov] Sent: Saturday, January 14, 2017 5:43 PM To: Hrvatin, Claudia Cc: Megan V. Khaner Subject: RE: Responses to 1/ 12/2017 Claudia Just wanted to update you that Megan and I are still looking over your responses from yesterday. We hope to email follow-11p comments to you this evening. Lorna From: Hwatin, Claudia [mailto Sent: Satlu?day, January 14, 2017 5:34 PM To: Megan V. Khaner; Deborah J. Bortot; Lorna A. Syme; lbll?llMamela Kellerema'? .Spl-ague, Marcia my. iRowelL Theresa Cc: Shashy, Hap; Le an Matt ew Subject: RE: Responses to 1/ 12/2017 Questions/Comments Thank you, Megan. If you and yoru' team could hold 11 AM tomorrow while we check with the DeVos team, we would be very appreciative. From: Megan V. Khaner [mailto:mvkhanermroge.gov] Sent: Saturday, January 14, 2017 5:26 PM To: Hivatin, Claudia; Deborah J. Bortot; Lorna A. Syme; 'Sprague, Marcia PH 'Rowell, Theresa Cc: Shashy, Hap: Le an Matt ew Subject: RE: Responses to 1/12/2017 Hi Claudia, Tomorrow morning works best for us. How does 11am sormd? Thanks, 111k From: Hrvatin, Claudia [mailto Sent: Saturday, January 14, 2017 2:27 PM To: Megan V. Khaner: Deborah J. Bortot; Lorna A. Syme; ?Swarm? Kemerem? 'Spr'ague, Marcia 'Rowell. Theresa 1W6) Cc: Shashy, Hap: Le an Matt ew Subject: RE: Responses to 1/ 12/2017 Questions/Comments Megan, Marcia The DeVos team is continuing to work through the various questions and comments provided today and over the last several days. Would it be possible to convene a call this afternoon to discuss some questions that have arisen? Perhaps arormd 3:30 or thereabouts? Please let us know. Claudia From: Hrvatin, Claudia Sent: Satru'day, Janualy 14, 2017 10:57 AM To: mvkhaner (v0 e.oov; 'd'bortot e. ov'; Sprague, Marcia Rowell, Theresa M6) Cc: Jason Mahar Shashy, Hap; Le an, Matt rew Subject: RE: Responses to 1 12 2017 Wages wnhheld In full-(0x31 (4). [Marcella Keiller email] Megan: The 278 in Integrity has been updated to re?ect the holdings for Items 38 and 41, pru'suant to yoru' questions on the last page (page 6) of yoru? questions/cormnents document (re-attached for reference). Megan/Marcella: In considering these entities, could we obtain information on which speci?c assets present potential con?icts? Many thanks, Claudia Claudia A. Hrvatin Attorney at Law King Spalding LLP 1700 Avenue, NW, Suite 200 Washington, DC 20006 aw.com From: Hlvatin, Claudia Sent: Friday, Januaiy 13, 2017 7:23 PM To: Megan V. Khaner; d'bonot (L'ooe. 0v; lasyinewogegov Cc: Jason Mahar Shashy. Hap; Leland, Matthew Subject: Responses to 1 12 2017 Questlons/Comments 6 pages WIthheld In full (6) Attached please ?nd responses to the list of comments and questions you provided yesterday. You will see that there are a few items for which we are awaiting additional infonnation. Claudia Claudia A. Hivatin Att01ney at Law King Spalding LLP 1700 Avenue, NW, Suite 200 Washin ton, DC 20006 aw.com From: Hlvatin, Claudia Sent: Friday, Janualy 13, 2017 5:39 PM To: 'Megan V. Khaner? Cc: Jason Mahar_); Shashy, Hap; Leland, Matthew Subject: RE: Contact 1n ormation Thank you, Megan, for this additional contact inf01n1ation and for speaking with us a bit ago. I am copying Hap and Matt, and Jason with Windquest as soon as we obtain updates tonight and through the weekend, we will circulate to yom' team. If any questions or cormnents arise on your end, please let us know as soon as you can. Thank you, again, Claudia Claudia A. Hivatin Attorney at Law King Spalding LLP 1700 Avenue, NW, Suite 200 Washington, DC 20006 8W.C0111 From: Megan V. Khaner Sent: Friday, January 13, 2017 4:27 PM To: Hrvatin, Claudia Subject: Contact information Deborah Bortot djbortot((voge.gov Lorna Syme lasgne?vogegov Megan Khaner Program Analyst (Finance) Presidential Nominations Branch General ormsel and Legal Policy Division 202.482.9204 Visit website: Follow OGE on Twitter: @Of?ceGovEthics OGE Con?dential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, con?dential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby noti?ed that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. King Spalding Con?dentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or con?dential or' otherwise legally exempt ??om disclosru?e. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000160 From: Lorna A. Syme To: Lorna A. Syme Subject: FW: Responses to 1/ 12/2017 Questions/Commentsl Date: Monday, January 30, 2017 5:56:26 PM From: Lorna A. Syme Sent: Saturday, January 14, 2017 5:43 PM To: ?Hrvatin, Claudia' Cc: Megan V. Khaner Subject: RE: Responses to 1/ 12/2017 Questions/Comments Claudia Just wanted to update you that Megan and are still looking over your responses from yesterday. We hope to email follow-up comments to you this evening. Lorna From: Hrvatin, Claudia [majjm_] Sent: Saturday, January 14, 2017 5:34 PM To: an V. Khaner' Deborah J. Bortot; Lorna A. me' 'Sprague, Marcia 'Rowell, Theresa l?blw) Cc: as y, Hap; Le an Matthew Subject: RE: Responses to 1/ 12/2017 Questions/Comments Thank you, Megan. If you and yoru' team could hold 11 AM tomorrow while we check with the DeVos team, we would be very appreciative. From: Megan V. Khaner 0935] Sent: Saturday, January 14, 2017 5:26 PM . . Keiller email] To: Hrvatm. laudra; Deborah J. Bortot; Lorna A. Syme; - (W6) (W6) 'Sprague. Marcra 'Rowell. Theresa Cc: Shashy, Hap; Leland, Matthew Subject: RE: Responses to 1/ 12/2017 Questions/Comments Hi laudia. Tomorrow morning works best for us. How does 11am sound? Thanks, mk From: Hrvatin, Claudia Sent: Satru?day. January 14, 2017 2:27 PM Ke Iler ema To: Megan V. Khaner: Deborah J. Bortot; Lorna A. Syme: - (bx6) (DX6) 'Sprague, Marcra 'Rowell, Theresa Cc: Shashy, Hap: Leland. Matthew Subject: RE: Responses to 1/ 12/2017 Questions/Comments Megan, Marcia The DeVos team is continuing to work through the various questions and comments provided today and over the last several days. Would it be possible to convene a call this afternoon to discuss some questions that have arisen? Perhaps arormd 3:30 or thereabouts? Please let us know. OGE-1 7-0005-B-000161 Claudia From: Hivatin. Claudia Sent: Satlu'day. Janualy 14, 2017 10:57 AM . Keller email] To: invkhaner (DO e.00V; 'd bortot (120 e. ov': . . - (bxe) Splague. Ma1c1a . Rowell, Theresa I Cc: Jason Mahar Shashy. Hap; Le an. Matt 1er Subject: RE: Responses to 12 2017 593995 Withhe'd (6) Megan: The 278 in Integrity has been updated to re?ect the holdings for Items 38 and 41. pursuant to yom? questions on the last page (page 6) of yom? docmnent (re-attached for reference). Megan/Marcella: In considering these entities, could we obtain information on which speci?c assets present potential con?icts? Many thanks, Claudia Claudia A. Hivatin Attomey at Law King Spalding LLP 1700 Avenue. NW. Suite 200 Washin ton, DC 20006 From: Hlvatin. Claudia Sent: Friday, Januaiy 13. 2017 7:23 PM To: Megan V. Khaner; dbortot (L'ooe. 0v; lasyinemiogegov Cc: Jason Mahar Shashy. Hap: Leland, Matthew Subject: Responses to 1 12.2017 Questions/Comments 6 pages WIU'theld in full - (6) Attached please responses to the list of and questions you provided yesterday. You will see that there are a few items for which we are awaiting additional information. Claudia Claudia A. Hivatin Attomey at Law King Spalding LLP 1700 Avenue. NW. Suite 200 Washiniton, DC 20006 From: Hlvatin, Claudia Sent: Friday, Januaiy 13, 2017 5:39 PM To: 'Megan V. Khaner' Cc: Jason Mahar Shashy, Hap; Leland, Matthew Subject: RE: Contact 1n onnation Thank you, Megan, for this additional contact infonnation and for speaking with us a bit ago. I am copying Hap and Matt, and Jason with Windquest as soon as we obtain updates tonight and though the weekend, we will circulate to yom' team. If any questions or comments arise on yom' end, please let us know as soon as you can. Thank you, again, Claudia Claudia A. Hlvatin Attorney at Law King Spalding LLP 1700 Avenue, NW, Suite 200 Washin ton, DC 20006 aw.com From: Megan V. Khaner Sent: Friday, Januaiy 13, 2017 4:27 PM To: Hlvatin, Claudia Subject: Contact infonnation Deborah Bo?ot djbortouwogegov Loma Syme lasyn1e((voge.gov Megan Khaner Program Analyst (Finance) Presidential Nominations Branch General C01u1sel and Legal Policy Division 202.482.9204 Visit OGE's website: Follow OGE on Twitter: @Of?ceGovEthics OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000164 From: To: Cc: Subject: Date: Hrvatin, Claudia Heather A. Jones Shashy, Hap; Leland, Matthew [GRAYMAIL] Re: The report has been sent to the senate Thursday, January 19, 2017 9:08:04 PM ‎Thank you, Heather. Thanks so much for working with us non-stop over these last several days. Sent from my BlackBerry 10 smartphone. From: Heather A. Jones Sent: Thursday, January 19, 2017 9:04 PM To: Hrvatin, Claudia Subject: The report has been sent to the senate Sent from my BlackBerry 10 smartphone on the Verizon Wireless 4G LTE network. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. ________________________________ King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE-17-0005-B-000165 From: To: Cc: Subject: Date: Ann M Donaldson Deborah J. Bortot Megan V. Granahan RE: Signed Ethics Agreement Thursday, January 19, 2017 8:30:25 PM Ok. Please let me know if you need anything else from us on this. Thanks, Annie ----- Message from "Deborah J. Bortot" <djbortot@oge.gov> on Fri, 20 Jan 2017 01:26:52 GMT ---From: "Deborah J. Bortot" <djbortot@oge.gov> To: "Ann M Donaldson" (b)(6) > CC: "Megan V. Khaner" Subject: Fw: Signed Ethics Agreement See email below. The ethics agreement has been finalized and signed. Sent from my BlackBerry 10 smartphone on the Verizon Wireless 4G LTE network. Original Message From: Jason Mahar (b)(6) > Sent: Thursday, January 19, 2017 7:34 PM To: Goodridge, Marcella Cc: Sprague, Marcia; Megan V. Khaner; Shashy, Hap; Hrvatin, Claudia; Leland, Matthew; Jeff Lambert; Jeff Bowerman; Susan Valcq; Deborah J. Bortot Subject: Re: Signed Ethics Agreement Marcella – I’m hearing from the transition team that ED needs to tell OGE to tell the transition team that the ethics agreement is final. Apparently, the transition team is hearing that the ethics agreement is not final. Can we clear this up, please. Best, Jason Jason Mahar In-House Counsel Windquest Group Direct: (b)(6) Cell: (b)(6) Main office: 616.459.4500 201 Monroe Avenue NW, Suite 500, Grand Rapids, MI 49503 CONFIDENTIALITY NOTICE: The information and attachments in this email are confidential, may be privileged, and are intended only for use by the intended recipient. Unauthorized use, disclosure, or copying is strictly prohibited and may be unlawful. If you have received this communication in error, please notify the sender immediately and completely delete this email from your computer. OGE-17-0005-B-000166 On 1/19/17, 4:15 PM, "Goodridge, Marcella" (b)(6) > wrote: Thank you Jason. Sent from my iPhone > On Jan 19, 2017, at 4:12 PM, Jason Mahar <(b)(6) > wrote: > > Hi Marcella, Marcia, and Megan, > > Attached please find Mrs. DeVos’s signed ethics agreement. Please let me know if you need anything else. > > Megan – I haven’t included any of your colleagues on this email but please feel free to forward this to them if appropriate. > > Best, > Jason > > > > > [cid:image001.png@01D2726E.DC001E50] > > Jason Mahar > In-House Counsel > Windquest Group Direct: (b)(6) Cell: (b)(6) > Main office: 616.459.4500 201 Monroe Avenue NW, Suite 500, Grand Rapids, MI 49503 > > [cid:image002.png@01D2726E.DC001E50] > > CONFIDENTIALITY NOTICE: The information and attachments in this email are confidential, may be privileged, and are intended only for use by the intended recipient. Unauthorized use, disclosure, or copying is strictly prohibited and may be unlawful. If you have received this communication in error, please notify the sender immediately and completely delete this email from your computer. > > > OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000167 From: Heather A. Jones To: "Hrvatin Claudia'? Shashy, Hag; Jason Mahar; Megan V. Khaner; David J. Am!? Sprague, Marcia; Rowell Theresa Cc: Deborah J. Bortot; Leland Matthew Subject: RE: Note 45.1.5.1.1. Date: Thursday, January 19, 2017 5:42:33 PM Yes, all loose ends are tied up. From: Hrvatin, Claudia [mailto?] Sent: Thursday, January 19, 2017 5:42 PM To: Heather A. JoneS' Shashy, Hap; Jason Mahar; Megan V. Khaner; David J. Apol; (?X6"Ma??e"a Kemerema" Sprague, Marcia; Rowell, Theresa Cc: Denra J. Bortot; Leland, Matthew Subject: RE: Note 45.1.5.1.1. Heather Con?rming that all the loose ends are tied. and that we are all 011 the same email. RDV has con?rmed the update. below. We have also received the email ?'om Megan indicating that the 278 has been pre-cleared and is off to PTT. Many thanks. From: Heathel A. Jones Sent: Thu1sday Janualy 19.2017 4. 47 PM To: HiVatin, laudla. Shash . Ha . Jason Mahar; Heather A. Jones; Megan V. Khaner; David J. Apol; Sprague. Marcia; Rowell. Theresa Cc: Deborah J. Bortot Subject: Note 45.1.5.1.1. We are proposing to add the line of business for the following entities for the note above. This (b >16 (b information IS in the ?r st note f01 but nor the second. (W6). Heather Jones (202) 482-9316 Of?ce of Government Ethics Visit OGE's website: My . 90! 2 09y Follow OGE on Twitter: @OfficeGovEthics OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE-17-0005-B-000169 From: To: Subject: Date: Attachments: Deborah J. Bortot "Ann M Donaldson" DeVos Thursday, January 19, 2017 2:44:54 PM ea for preclearance DeVos.docx Attachment: 7 pages withheld in full (b)(5), (b)(3), (b)(6) I’ve attached the draft EA OGE-17-0005-B-000170 From: To: Subject: Date: Heather A. Jones Ann M Donaldson; Deborah J. Bortot Re: DeVos Thursday, January 19, 2017 12:03:29 PM Thanks. We have. It Sent from my BlackBerry 10 smartphone on the Verizon Wireless 4G LTE network. From: Ann M Donaldson Sent: Thursday, January 19, 2017 11:55 AM To: Deborah J. Bortot; Heather A. Jones Subject: DeVos Should be back to you all. Ann M. Donaldson Associate JONES DAY® - One Firm Worldwide℠ 51 Louisiana Avenue, NW Washington, DC 20001 Office(b) (6) ========== This e-mail (including any attachments) may contain information that is private, confidential, or protected by attorney-client or other privilege.  If you received this e-mail in error, please delete it from your system without copying it and notify sender by reply e-mail, so that our records can be corrected. ========== OGE-17-0005-B-000171 From: To: Cc: Subject: Date: Leland, Matthew "Sprague, Marcia" Deborah J. Bortot; Shashy, Hap; Hrvatin, Claudia; "Jason Mahar" (b) [GRAYMAIL] Devos -(b)(6) (3) Wednesday, January 18, 2017 7:33:04 PM Marcia, (b)(6), (b) We confirmed that the listing of (3) in the earlier draft of the 278 was an error. Please let us know if you need any other information about this. Thanks for your help. Best regards, Matt Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue, N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 Direct: (b) (6) Email: (b) (6) King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE-17-0005-B-000172 From: To: Cc: Subject: Date: Attachments: Deborah J. Bortot "Leland, Matthew" Jason Mahar; Shashy, Hap; Hrvatin, Claudia; David J. Apol; Heather A. Jones; Megan V. Khaner; Sprague, Marcia; "(b)(6) - Marcella Keiller email ; Lorna A. Syme Draft list of divetitures Tuesday, January 17, 2017 2:05:19 PM 6 pages withheld in full - (b)(3), (b)(6) BDV - Attachment A V4.doc Matthew,   I’ve attached the draft divestiture list.  Please note that once you provide the list of funds that are still in the acquisition phase, new items may need to be added to the divestiture list.   Thanks, Deb     OGE-17-0005-B-000173 From: Hrvatin Claudia To: Lorna A. Syme Cc: Mgan V. Granahan; Shashxl Hag; Leland Matthew Subject: RE: Responses to 1/12/2017 Questions/Comments Date: Saturday, January 14, 2017 5:49:18 PM Lorna Thank you for our conversation today, and this email. We look forward to your additional comments. We are also con?rming an 11 AM call tomorrow. Best, Claudia From: Lorna A. Syrne Sent: Satru?day, January 14, 2017 5:43 PM To: Hrvatin, Claudia Cc: Megan V. Khaner Subject: RE: Responses to 1/ 12/2017 Questions/Comments Claudia Just wanted to update you that Megan and I are still looking over yoru' responses ?'om yesterday. We hope to email follow-up comments to you this evening. Lorna From: Hrvatin, Claudia [mailto Sent: Saturday, January 14, 2017 5:34 PM To: Megan V. Khaner; Deborah J. Bortot; Lorna A. Syme; (bum?Marcel? Kemerema" 'Sprague, Marcia my; 'Rowell, Theresa Cc: Shashy, Hap; Le an Matt ew Subject: RE: Responses to 1/ 12/2017 Questions/Comments Thank you, Megan. If you and yoru' team could hold 11 AM tomorrow while we check with the DeVos team, we would be very appreciative. From: Megan V. Khaner [mailto:mvkhanergaxogegov] Sent: Saturday, January 14, 2017 5:26 PM To: Hrvatin, Claudia; Deborah J. Bortot; Lorna A. Syme; OGE-1 7-0005-B-000174 Mama my 'Rowell The?e33). Cc: Shashy, Hap: Le an Matt ew Subject: RE: Responses to 1/12/2017 Hi Claudia, Tomorrow morning works best for us. How does 11a1n s01u1d?? Thanks, 111k From: Hivatin, Claudia [mailto Sent: Satm?day, January 14, 2017 2:27 PM To: Megan V. Klianer; Deborah J. Bortot: Loma A. Syme (hm?MarcellaKemerema? 'Sprague. Marcia my; 'Rowell: Theresa t?W? Cc: Shashy, Hap: Le an Matt ew Subject: RE: Responses to 1/ 12/2017 Questions/Comments Megan, Marcia The DeVos team is continuing to work through the various questions and provided today and over the last several days. Would it be possible to convene a call this aftelnoon to discuss some questions that have arisen? Perhaps aromid 3:30 or thereabouts? Please let 11s know. Claudia From: Hivatin Claudia Sent: Saturday Januaiy 14 2017 10:57 AM - (b 6 -M To: 111vkhane1 'd bortot (vo gov'; 'lasyme@oge. govSpiague Marcia I Rowell Theiesa 6 Cc: Jason Mahai ox com); Shashy, Hap; Le an, Matt 1ew Subject: RE: Responses to 1 12 2017 Questions/Comments Megan: The 278 in Integrity has been updated to re?ect the holdings for Items 38 and 41, pln?suant to yoru' questions 011 the last page (page 6) of yom? questions/cormnents doc1nnent (re-attached for reference). Megan/Marcella: In considering these entities. could we obtain information on which speci?c assets present potential conflicts?    Many thanks, Claudia   Claudia A. Hrvatin Attorney at Law King & Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC  20006 (b) (6) www.kslaw.com     From: Hrvatin, Claudia Sent: Friday, January 13, 2017 7:23 PM To: Megan V. Khaner; djbortot@oge.gov; lasyme@oge.gov (b) (6) Cc: Jason Mahar ( ); Shashy, Hap; Leland, Matthew Subject: Responses to 1/12/2017 Questions/Comments   6 pages withheld in full - (b)(4), (6) Megan, Deborah and Lorna:   Attached please find responses to the list of comments and questions you provided yesterday.  You will see that there are a few items for which we are awaiting additional information.    Claudia   OGE-17-0005-B-000176 Claudia A. Hrvatin Attorney at Law King & Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC  20006 (b) (6) www.kslaw.com       From: Hrvatin, Claudia Sent: Friday, January 13, 2017 5:39 PM To: 'Megan V. Khaner' (b) (6) Cc: Jason Mahar Subject: RE: Contact information ); Shashy, Hap; Leland, Matthew   Thank you, Megan, for this additional contact information and for speaking with us a bit ago.  I am copying Hap and Matt, and Jason with Windquest – as soon as we obtain updates tonight and through the weekend, we will circulate to your team.  If any questions or comments arise on your end, please let us know as soon as you can.   Thank you, again, Claudia   Claudia A. Hrvatin Attorney at Law King & Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 OGE-17-0005-B-000177 Washington, DC  20006 (b) (6) www.kslaw.com       From: Megan V. Khaner [mailto:mvkhaner@oge.gov] Sent: Friday, January 13, 2017 4:27 PM To: Hrvatin, Claudia Subject: Contact information   Deborah Bortot djbortot@oge.gov Lorna Syme lasyme@oge.gov       Megan Khaner Program Analyst (Finance) Presidential Nominations Branch General Counsel and Legal Policy Division 202.482.9204   Visit OGE's website: www.oge.gov Follow OGE on Twitter: @OfficeGovEthics   OGE-17-0005-B-000178 OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email.   King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000179 From: To: Cc: Subject: Date: Hrvatin, Claudia "Sprague, Marcia" Jason Mahar (b) (6) ); Shashy, Hap; Leland, Matthew; Megan V. Granahan; Deborah J. Bortot; Lorna A. Syme; Goodridge, Marcella [GRAYMAIL] RE: Responses to 1/12/2017 Questions/Comments Saturday, January 14, 2017 11:36:05 AM Thank you, Marcia.  We have conveyed your comment to the team.    Referral to Dept. of Education OGE-17-0005-B-000180 Referral to Dept. of Education (b)(6) From: Hrvatin, Claudia [mailto: ] Sent: Saturday, January 14, 2017 10:57 AM To: mvkhaner@oge.gov; 'djbortot@oge.gov'; 'lasyme@oge.gov'; Goodridge, Marcella; Sprague, Marcia; Rowell, Theresa (b)(6) Cc: Jason Mahar ( ); Shashy, Hap; Leland, Matthew 6 pages withheld in full - (b)(3), (4), (6) Subject: RE: Responses to 1/12/2017 Questions/Comments   Megan:  The 278 in Integrity has been updated to reflect the holdings for Items 38 and 41, pursuant to your questions on the last page (page 6) of your questions/comments document (re-attached for reference).    Megan/Marcella:  In considering these entities, could we obtain information on which specific assets present potential conflicts?    Many thanks, Claudia   Claudia A. Hrvatin Attorney at Law King & Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC  20006 (b) (6) www.kslaw.com OGE-17-0005-B-000181     From: Hrvatin, Claudia Sent: Friday, January 13, 2017 7:23 PM To: Megan V. Khaner; djbortot@oge.gov; lasyme@oge.gov (b)(6) Cc: Jason Mahar ); Shashy, Hap; Leland, Matthew Subject: Responses to 1/12/2017 Questions/Comments   6 pages withheld in full - (b)(4), (6) Megan, Deborah and Lorna:   Attached please find responses to the list of comments and questions you provided yesterday.  You will see that there are a few items for which we are awaiting additional information.    Claudia   Claudia A. Hrvatin Attorney at Law King & Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC  20006 (b) (6) www.kslaw.com       From: Hrvatin, Claudia Sent: Friday, January 13, 2017 5:39 PM To: 'Megan V. Khaner' (b)(6) Cc: Jason Mahar ); Shashy, Hap; Leland, Matthew OGE-17-0005-B-000182 Subject: RE: Contact information   Thank you, Megan, for this additional contact information and for speaking with us a bit ago.  I am copying Hap and Matt, and Jason with Windquest – as soon as we obtain updates tonight and through the weekend, we will circulate to your team.  If any questions or comments arise on your end, please let us know as soon as you can.   Thank you, again, Claudia   Claudia A. Hrvatin Attorney at Law King & Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC  20006 (b) (6) www.kslaw.com       From: Megan V. Khaner [mailto:mvkhaner@oge.gov] Sent: Friday, January 13, 2017 4:27 PM To: Hrvatin, Claudia Subject: Contact information   Deborah Bortot djbortot@oge.gov Lorna Syme lasyme@oge.gov   OGE-17-0005-B-000183     Megan Khaner Program Analyst (Finance) Presidential Nominations Branch General Counsel and Legal Policy Division 202.482.9204   Visit OGE's website: www.oge.gov Follow OGE on Twitter: @OfficeGovEthics   OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email.   King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE-17-0005-B-000184 From: Deborah J. Bortot To: Sandra S. Mabm Cc: Mg. an V. Khaner Subject: FW: (6) Date: Monday, January 2017 10:28:15 AM Sandy, Please take a look at this. Thanks Deb From: Megan V. Khaner Sent: Monday, January 09, 2017 10:19 AM To: Deborah J. Bortot subject: Fw: Deb, See below for the responses to the? questions. Can we discuss when we chat? Thanks From: Danielle Segal Sent: Saturday. Janualy 07. 2017 11:15 PM To: Shashy. Hap: Hwatin. laudia; Leland. Matthew Cc: Jeffre Bowennan Hap. Claudia and Matt. I understand that additional information regarding the (mm (6) has been requested by the OGE in order to . I have included a nan?ative summary . as well as summaly answers to the speci?c ?nalize the detennination that it is a of the relevant questions asked by OGE. (MO). (4). (5) bX3). (4). (5) In please see answers in red below: MB). (4). (5) I hope that this infonnation proves helpful. Please do not hesitate to contact me with any questions that you may have. Danielle C. Segal Cravath, Swaine & Moore LLP 825 8th Avenue, 4356 New York, NY 10019 (b) (6) (Tel.) (212) 474-3700 (Fax) King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE-17-0005-B-000187 From: To: Cc: Subject: Date: Leland, Matthew Keith Labedz; Shashy, Hap Hrvatin, Claudia; "Matt Brinks" [GRAYMAIL] RE: Intergrity Question (DeVos Disclosure) Tuesday, December 27, 2016 9:53:18 AM Thank you, Keith. Matthew M. Leland KING & SPALDING LLP 1700 Pennsylvania Avenue, N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 Direct: (b)(6) Email: (b)(6) -----Original Message----From: Keith Labedz [mailto:klabedz@oge.gov] Sent: Tuesday, December 27, 2016 9:45 AM To: Shashy, Hap; Leland, Matthew Cc: Hrvatin, Claudia; 'Matt Brinks' Subject: RE: Intergrity Question (DeVos Disclosure) Good morning, The code fixes to Integrity were completed yesterday.  If you have any questions or further issues with the report, please let me know. Thank you. Keith -----Original Message----From: Shashy, Hap [mailto (b)(6) Sent: Friday, December 23, 2016 5:19 PM To: Keith Labedz; Leland, Matthew Cc: Hrvatin, Claudia; 'Matt Brinks' Subject: [GRAYMAIL] Re: Intergrity Question (DeVos Disclosure) Thanks Keith. Have a good holiday. Sent from my BlackBerry 10 smartphone. From: Keith Labedz Sent: Friday, December 23, 2016 4:56 PM To: Leland, Matthew Cc: Shashy, Hap; Hrvatin, Claudia; 'Matt Brinks' Subject: RE: Intergrity Question (DeVos Disclosure) Hello, As a further update on our progress:  The developers have identified the issue as (b) (5)   The data structure itself, though, is sound.  Therefore, once a code update is applied, the display issue should be corrected without the need for user intervention.  Based on a call that I just had with the team, the code updates should be ready for testing tomorrow and the updates will be applied either Monday or Tuesday morning. Thank you for your patience as we work to resolve this issue. OGE-17-0005-B-000188 Keith From: Keith Labedz Sent: Friday, December 23, 2016 11:43 AM To: 'Leland, Matthew' Cc: Shashy, Hap; Hrvatin, Claudia; Matt Brinks Subject: RE: Intergrity Question (DeVos Disclosure) Hello, As an update on our progress: The developers are still examining the issue and have not yet identified a solution.  If necessary, work will continue through the holiday weekend.  We are obviously hoping for a technical, back-end solution; however, if a manual fix is needed, I and other OGE staff will take responsibility for any data re-entry. Again, I apologize for the inconvenience.  Please do not hesitate to contact me with any questions or concerns. Keith Keith Labedz Senior Program Analyst Presidential Nominations Branch U.S. Office of Government Ethics Telephone: (202) 482-9218 From: Leland, Matthew [mailto:M(b)(6) Sent: Thursday, December 22, 2016 6:28 PM To: Keith Labedz Cc: Shashy, Hap; Hrvatin, Claudia; Matt Brinks Subject: [GRAYMAIL] RE: Intergrity Question (DeVos Disclosure) Thanks very much, Keith.  We appreciate your help. Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue, N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 Direct: (b)(6) Email: (b)(6) From: Keith Labedz [mailto:klabedz@oge.gov] Sent: Thursday, December 22, 2016 6:18 PM To: Leland, Matthew Cc: Shashy, Hap; Hrvatin, Claudia; Matt Brinks Subject: RE: Intergrity Question (DeVos Disclosure) As follow-up to our conversation, I have escalated the issue to our development team.  They have acknowledged receipt and are investigating.  Hopefully, they will have an explanation/resolution in the morning.  In any case, however, I will provide an update of our progress. Thank you. Keith From: Leland, Matthew [mailto:(b)(6) Sent: Thursday, December 22, 2016 5:09 PM To: Keith Labedz Cc: Shashy, Hap; Hrvatin, Claudia; Matt Brinks Subject: [GRAYMAIL] RE: Intergrity Question (DeVos Disclosure) OGE-17-0005-B-000189 Thanks Keith.  Can we set the call for 5:20 pm?  Let's use my dial in number. (b)(6) Matt Brinks - can you join at this time? Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue, N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 Direct: (b)(6) Email: (b)(6) > From: Keith Labedz [mailto:klabedz@oge.gov] Sent: Thursday, December 22, 2016 5:02 PM To: Leland, Matthew Cc: Shashy, Hap; Hrvatin, Claudia; Matt Brinks Subject: RE: Intergrity Question (DeVos Disclosure) If you give me 5 minutes to take a look first, I'm available now. Please just call 202-482-9218 or provide a conference line. Thank you. Keith ] From: Leland, Matthew [mailto:(b)(6) Sent: Thursday, December 22, 2016 4:50 PM To: Keith Labedz Cc: Shashy, Hap; Hrvatin, Claudia; Matt Brinks Subject: [GRAYMAIL] Intergrity Question (DeVos Disclosure) Good afternoon, Keith, Are available for a quick call this afternoon or evening for some guidance on coding specific interests using the Integrity program?  We have encountered what appears to be a technical issue and thought you might be able to resolve it fairly quickly. Best regards, Matt Matthew M. Leland King & Spalding LLP 1700 Pennsylvania Avenue, N.W. Washington, D.C. 20006 Firm: +1 202 737 0500 Direct: (b)(6) Email: (b)(6) > ________________________________ King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE-17-0005-B-000190 OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000191 Referral to Dept. of Ed On Jan 19, 2017, at 6:06 PM, Deborah J. Bortot wrote: The report has been signed by the filer and is ready for the DAEO’s signature. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000192 OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-B-000193 From: To: Cc: Subject: Date: Megan V. Khaner Deborah J. Bortot; "Sprague, Marcia"; Goodridge, Marcella; Rowell, Theresa David J. Apol; Lorna A. Syme; Heather A. Jones RE: conference call Monday, January 16, 2017 7:10:18 PM Ok I’m available.   I also just got an email from Matt Leland requesting a phone call tonight with him and Jason. He said they have a few questions. Can someone from OGE be on that with me?   From: Deborah J. Bortot Sent: Monday, January 16, 2017 7:08 PM To: 'Sprague, Marcia'; Goodridge, Marcella; Rowell, Theresa Cc: Megan V. Khaner; David J. Apol; Lorna A. Syme; Heather A. Jones Subject: conference call We would like to have a quick conference call using my call-in number.   Call-in number:(b) (6) Participant code: (b) (6)   OGE-17-0005-B-000194 UNITED STATES DEPARTMENT OF EDUCATION OFFICE OF MANAGEMENT Office of the Chief Privacy Officer March 19, 2018 Austin Evers American Oversight 1030 15th St., Suite B255 Washington, D.C. 20002 RE: FOIA Request No. 18-00823-F Dear Mr. Evers: This letter is a final response to your request for information pursuant to the Freedom of Information Act (FOIA), 5 U.S.C. ? 552, dated December 21, 2017 and received in this office on January 19, 2018. Your request was forwarded to the appropriate office to search for documents that may be responsive to your request. You requested: o o Records containing or reflecting communications between OGE and individuals nominated, or anticipated to be nominated, by President Trump for Senate-confirmed positions in the federal government, including communications with attorneys or agents acting on behalf of such nominees or prospective nominees, as well as members of the Trump administration, the Trump transition team, or the Trump campaign about such nominees or prospective nominees, and Records containing or reflecting communications between OGE and individuals appointed, or anticipated to be appointed, by President Trump for positions in the Executive Office of the President in the White House, including communications with attorneys or agents acting on behalf of such appointees or prospective appointees, as well as members of the Trump administration, the Trump transition team, or the Trump campaign about such appointees or prospective appointees. Attached to this e-mail are 62 pages of a document that is responsive to your request. The document provided is: ? An email dialogue between OGE and Secretary Betsy DeVos' staff. However, certain information has been withheld according to FOIA exemptions (b)(3), (b)(4) and (b)(6), as specified below: 400 MARYLAND AVE., S.W., WASHINGTON, DC 20202-4500 www.ed.gov Our mission is to ensure equal access to education and to promote educational excellence throughout the Nation Page 2 - Austin Evers FOIA Request No. 18-00823-F o Records or portions of records relating to various non-disclosure provisions that are contained in other federal statutes are exempt from disclosure pursuant to 5 U.S.C. ?552 (b)(3) of the FOIA. This exemption authorizes an agency to withhold information that is specifically exempted from disclosure by other federal statutes. The Ethics in Government Act of 1978 protects the financial disclosure reports of special government employees. o Proprietary information has been withheld under exemption (b)(4) of the FOIA, 5 U.S.C. ? 552 of the FOIA. These provisions require us to withhold proprietary information, which, if disclosed, is likely to cause substantial competitive harm. o Records or portions of records relating to personal information is exempt pursuant to 5 U.S.C. ?552 (b)(6) of the FOIA. Disclosure of this information would constitute a clearly unwarranted invasion of personal privacy. Also, you have the right to seek assistance and/or dispute resolution services from the Department's FOIA Public Liaison or the Office of Government Information Services (OGIS). The FOIA Public Liaison is responsible, among other duties, for assisting in the resolution of FOIA disputes. OGIS, which is outside the Department of Education, offers mediation services to resolve disputes between FOIA requesters and Federal agencies as a non-exclusive alternative to appeals or litigation. They can be contacted by: Mail FOIA Public Liaison Office of the Chief Privacy Officer U.S. Department of Education 400 Maryland Ave., SW, LBJ 2W218-58 Washington, DC 20202-4536 E-mail robert.wehausen@ed.gov Phone 202-205-0733 Fax 202-401-0920 Office of Government Information Services National Archives and Records Administration 8601 Adelphi Road Room 2510 College Park, MD 20740-6001 OGIS@nara.gov 301-837-1996; toll free at 1-877-684-6448 301-837-0348 Lastly, you have the right to appeal this decision by writing to the address below, 90 calendar days from the date of this letter. Using the services described above does not affect your right or the deadline to file an appeal. Your appeal must be in writing and must include detailed statement of all legal and factual bases for the appeal; it should be accompanied by this letter, a copy of your initial letter of request, and any documentation that serves as evidence or supports the argument you wish the Department to consider in making an administrative determination on your appeal. 400 MARYLAND AVE., S.W., WASHINGTON, DC 20202-4500 www.ed.gov Our mission is to ensure equal access to education and to promote educational excellence throughout the Nation. Page 3 - Austin Evers FOIA Request No. 18-00823-F Appeals may be submitted using the on-line form available at www.ed.gov/policy/gen/leg/foia/foia-appeal-form.pdf. E-mail: EDFOIAappeals@ed.gov Fax: 202-401-0920 Mail: Appeals Office Office of the Chief Privacy Officer U.S. Department of Education 400 Maryland Avenue, SW, LBJ 2E320 Washington, DC 20202-4536 Sincerely, Arthur Caliguiran Arthur Caliguiran FOIA Analyst FOIA Service Center Enclosure 400 MARYLAND AVE., S.W., WASHINGTON, DC 20202-4500 www.ed.gov Our mission is to ensure equal access to education and to promote educational excellence throughout the Nation. from: To: Cc: Shashy. Hap DeborahJ. Bortot."Sprague.Marcia":Lelar.d.Matthew ''Susan Valcg''; DavidJ. Apol: )i_eatnerA. Jones; Megan V. Kh;mer; Goodridge. Marcella; "Jason Mahar"; Hrvatin. !:l, rirm: -11 202 737 OS00 I IJ.C. 20006 On Jan 18, 2017, at 5:45 PM, Deborah J.Bortot> wrote: The attachments you forwarded have: ,,l))(ol ,._, \ :o:(JI -- From: Susan Valcq [~ Sent: Wednesday, January 18, 2017 5:39 PM To: Deborah J. Burtot; 'Leland, Matthew'; David J, Apo\; Heather A, Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, : 1/2 arcia' Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia; JeffLmnbert; Jeffnowcnnan; Matt flrinks Subject: [GRA YMAILJ RE: DeVos Oisclosures - Divestiture Deborah, which is the investment we would like considered for Those entities are held in lbJl0) ,, tb.1(3) removal from the divestiture list. Infonnation on The other two investments a1.e these two investments was included in a separate attachment. Please let us know if you have any other questions, or we can provide more infonnation to you. Thank you, Susan From: Deborah J. Bertot [inailto:djbo1tot@oge.gov] OGE-17-0005-G-000004 Sent: Wednesday, January I 8,2017 5:35 PM To: 'Leland, Matthew' >; David J. A pol >; Heather A, Jones >; Megan V. Khaner >; 'Goodridge, Marcella' 1,n11-o! >; 'Sprague, Marcia' I) 1,', >; Shashy, Hap vatin, Claudia >; Valcq, Susan (RDV Corp - Vice President of >; Lambert, Jeff >; Bowemian, Jeff(RDV Corp-Tax) >; Brinks, Matt (RDV Corp - Accounting) Suhject: RE: De Vos Disclosures - Divestiture Th~ attachment lists 18entities. Which three entities are a concern? From: Lelar1d, Mattl1ew [~ Sent: Wednesday, January I 8, 2017 4:36 PM To: Deborah J. Bortot; David J. Apol; Heather A. Jones: Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia' Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Susan Valcq; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GR.A. YMAIL] De Vos Disclosures - Divestiture All, Since our most recent call, we identified three more holdings that we would like to remove from the Government's divestiture list. Infonnation on these is attached. If there is more infonnation you m.-cd, please let us know. Best regards, 1-,..,1 1 - ~ roo I 1 t , - 1 , 1, l ~o), Matt Matthew M. Leland King & Spalding LLP; 1700 Pennsylvania Avenue, N.W. I Washington, D.C. 20006 Firm:+ l 202 73 7 0500 I King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain infonnation that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any pan ofit. lfyou have received this message in error, please notify rhe sender immediately hy e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a l"ederal record or other Government property that is intended only for the use ofrhe individual or entity to which it is addressed. This email also may contain infonnation that is privileged, confidential, or otherwise protected from disclosure under OGE-17-0005-G-000005 applicable law. If you are not the intended recipient or the employee or agent respo11siblefor delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is striclly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain infonnation that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you arc not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. Jfyou have received this email in etTor, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to whicl, it is addressed. This email also may contain infonnation that is privileged, confidential, or otherwise protected from disclosure under appl icablc law. If you arc not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. rfyou have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential i\"otice: This email, including all attachments, may constimte a Federal record or other Government property that is intended only for the use of the individual or entity lo which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-G-000006 From: Lelend. Matthew To: Meoaov. KhanecSusanValeo:Deborah J. Bertot:"SpraqueMarcia"; ShashyHap Cc: David J. Apol; Heather A. Jones; Goodridce Marcella;Jason Mahar; HNatin. Claudia;Jeff Lamhert; .lfff Bowerman; Rowell. Theresa; Matt Brinks (GRAYMAIL]RE: Devos DiscloStJres - Divestiture Thursday. January 19, 2017 10:49:44 AM Subject: Date: Thanks Megan. -----Original Messageoo... From: Megan V. Kliancr rmajlto-mvk\,ancr@o~c i:ov] Sent: Thursday, January 19, 20 I 7 10:46 AM To: Leland, Matthew; Susan Va\cq; Deborah J. Bortot; 'Sprague, Marcia';Shashy. Hap Cc: David J. Apot; Heather A. Jones; Goodridge, Marcella; Jason Mahar; I lrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Rowell, Theresa; Matt Brinks Subject: RE: DeVos Disclosures - Divestiture ['II take care of it. Thanks, mk -----Original Messageo-... From: Leland, Matthew [maiilQMiJi Sent: Thursday, January 19, 20 I 7 I 0:45 AM To: Susan Valcq; Deborah J. Bortot; 'Sprague, Marcia'; Shashy, Hap Cc: David .I. AJlOI;Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Jason Mahar; Hrvatin, Claudia; Jeff Lambert; JeffBowcm1an; Rowell, Theresa; Matt Brinks Subject: [GRAYMAJL] RE: DeVos Disclosures - Divestiture Deb, Would you like us to addlllll to the agreement, or arc you handling that? Matt -----Original Messageoo... From; Susan Valcq [~] Sent: Thursday, January I 9, 2017 9:39 A~ To: 'Deborah J. Bortot'; 'Sprague, Marcia'; Shashy, llap; Leland, Matthew Cc: David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Jason Mahar; Hrvatin, Claudia; Jeff Lamhert; Jeff Bowennan; Rowell, Theresa; Matt Brinks Subject: RE: De Vos Disclosureso Divestiture Deb, Please add to the divestiture Iisl as I 02. Thank you, Susan -- ---Original Message----. From: Deborah J. Bortot [nrnilto.djbortot@o~ gov] Sent: Thursday, January 19, 2017 8: 17 AM To: 'Sprague, Marcia' ; Shashy, Hap-->; Leland, MatLhcw > Cc: Valcq, Susan (ROY Corp - Vice President of Finance) >; David J. Apo] ; Heather/\.Jones: Megan V. Khaner ; Goodridge, Marcella ; Mahar, Jason (Windqucst) < (b)(61 ; Hrvatin, Claudia OGE-17-0005-G-000007 (b)(6J ,t,Jp~~I >; Bowennan, Jeff(RDV Corp - Tax.) ; Brinks, Matt (RDV Corp - Accounting) Subject: RE: DeVos Disclosures - Divestiture Matt, Claudia, Hap, With respecttollll, were you able to continn 'bl(4).j6) ? - Also, please see Marcia's email below about oiJJ(6J .,, (b)(.3'1 Thanks, Deb -----Original Message----From: Sprague, Marcia [mailto:\ 1farcia.Sprague@ed gm,] Sent: Thursday, Januaiy 19, 2017 8:04 AM To: Shashy, Hap; Leland, Matthew; Dehorah J. Bortot Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; 'Jason Mahar'; Hrvatin, Claudia; 'Jeff Lambert'; 'JeffBowe1man'; Rowell, Theresa; 'Matt Brinks' Subject: RE: De Vos Disclosures - Divestiture Hi Hap- ~ Thanks for that infom1ation. Can we get confirmation of the following regarding two ~ (mentioned in lhe endnole to this on the 278e): undcrlying holdings (b)(6) Thanks. Marcia CONFIDENTIALITY NOTICE: This e-mail message, including any attachments, is for the sole use of the intended recipient and may contain confidential and privileged infonnation. Any unauthorized review, use, disclosure or distribution is prohibited. If you arc not the intended recipient, please contacl the sender by reply e-mail and destroy all copies of the original message. -----Original Message----. From: Shashy, Hap (~l Sent Thursday, January 19, 2017 7:33 AM To: Sprague, Marcia; Leland, Matthew; Deborah J. Bertot Cc: 'Susan Valcq'; David J. Apol; !leather A. Jones; Megan V. Khaner; Goodridge, Marcella; 'Jason Mahar'; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowennan'; 'Malt Brinks' Subject: Re: De Vos Disclosureso Divestiture Hello Marcia, Based on a follow up discussion with OGE, we concluded there was no need to list it. The De Vos interest is a _, infonnation received from the-is that the (b)(4J, (61 and opaque. OGE-17-0005-G-000008 Hap Sent from my BlackBerry IO smartphonc. Original .\'1cssage From: Sprague, Marcia Sent: Thursday, January 19, 2017 7: 14 AM To: Leland, Matthew; Deborah J. Bortot Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Oowennan'; 'Matt Brinks' Subject: RE: DeVos Disclosures - Divestiture Matt Thanks for the information about rz5)l that? ~ I am not sure wh~ is being removed. Could we hear more about ~ Thanks. Marcia CONFIDENTIALITY NOTICE: This e-mail message, including any attachments, is for the sole use of the intended recipient and may contain confidential and privileged infonnation. Any unauthorized review, use, disclosure or distribution is prohibited, If you an: not the intended recipient, please contact the sender by reply e-mail and destroy all copies of the original message. -----Original Message----From: Leland, Matthew [~J Sent: Wednesday, January 18, 2017 7:24 PM To: Deborah J. Bortot Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; 'Juson Mahar'; Shashy, Hap; Hrvatin, Claudia; '.leffl.ambert'; 'JeffBowe1man'; 'Matt Brinks' Subject: RE: DeVos Disclosures - Divestiture Deb, We also will remove LJl(t>I ,:: (bl(.j) in light of our earlier discussion. Matt -----Original Message----. From: Leland, Matthew Sent: Wednesday, January 18, 2017 7:20 PM To: 'Deborah J. Bortot' Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V, Khancr; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason :vtahar'; Shashy. Hap; llrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Malt Brinks' Subject RE: DeVos Disclosures - Divestiture Thanks Deb. following up on the divestitures: Please take the following investments off the ED conflict list which were fully liquidated as of 12/31/16. OGE-17-0005-G-000009 Deb - Claudia and I will follow up with you in a few moments. -----Original Message----From: neborah J. Bo1101 (mail10:diho11oc@ore gov] Sent: Wednesday, January 18, 2017 6:47 PM To: Leland, Mattbew Cc: 'Susan Valcq'; David J. Apo!; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Malm'; Shashy, Hap; l-lrvatin, Claudia; 'Jeff Lambe11'; 'Jeff Bowennan'; 'Matt Brinks' Subject: RE: De Vos Disclosures - Divestiture I've attached a revised ethics agreement based on our conversation. Please put assets in Attachment A into either the 90 day or 120 day section '~:: .::.,1 o').I.,~ ' ll l1 I I - ' ,, 'I ' I o 1'} -----Original Message----From: Deborah J. Bortot Sent: Wednesday, January I 8,2017 6: 18 PM To: 'Leland, Matll1ew1 Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Sh ashy, Hap; Hrvatin, Claudia; Jeff Lambert; JcffBowcnnan; Matt Brinks Subject: RE: DeVos Disclosures - Divestiture 1' Yes. We are calling in now -----Original Message----From: Leland, Matthew[~] Sent: Wednesday, January 18, 2017 6:18 PM To: DeborahJ. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowcnnan; Matt Brinks Subject: (GRA YMAIL] Re: De Vos Disclosures - Divestiture SoiTy - can we get back on the phone very quickly? Matthew M. Leland King & Spalding LLP 11700 Pennsylvania Avenue N.W. I Washinglon, Firm: +I 202 737 0500 D.C. 20006 OGE-17-0005-G-000010 On Jan 18, 2017, at 5:45 PM, Deborah J.Bortot> wrote: The attachments you forwarded have: l ! 1 11 .,) , i; J !! ,'i -From: Susan Valcq ~] Sent: Wednesday, January 18, 2017 5:39 PM To: Deborah J. Bortot; 'Leland, Matthew'; David J. Apo!; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia' Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL) RE: DeVos Disclosures - Divestiture Deborah, which is the investment we would like considered for Those entities are held in removal from the divestiture list. lnfonnation on The other two investments arc and these two investments was included in a separate attachment. Please let us know if you have any other questions, or we can provide more information to you. Thank you, Susan From: Deborah J. Bortot [mailto.djbortot@oge,gov] Sent: Wednesday, January 18, 2017 5:35 PM To: 'Leland, Matthew' >>; David J. Apo! >; Heather A. Jones >; Megan V. Khaner >; 'Goodridge, Marcella' >>; 'Sprague, Marcia' > >>; Shashy, Hap ib)(bi rvatin, Claudia !l))f:3) >; Valcq, Susan (RDV Corp - Vice President of >>; Lambert, Jeff , . . . (b)(6) ,bJ(6) . >>; Bowen11an,Jeff (RDV Corpo Tax) tb)(6) >; Brinks, Matt (RDV Corp - Accounting) ;b){G) Subject: RE: DeVos Disclosures - Divestiture Which three entities are a concern? From; Leland, Matthew [lllil.i..lffi\o) Ii t. I Sent Wednesday, January 18, 2017 4:36 PM OGE-17-0005-G-000011 To: Deborah J. Borror; David J. Apol; Heather A. Jones; .\1egan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia' Cc: Jason : 1/2 ahar;Shashy, J!ap; l!rvatin, Claudia; Susan Valcq; Jeff Lambert; Jeff Bowennan; Matt Brinks Subject: [GRA YMAIL] OeVos Disclosures - Divestiture /\II, Since our most recent call, we identified three more holdings that we would like to remove from the Government's divestiture list. Infonnation on these is attached. If there is more infotmation you need, pleaselet us know. Best regards, ~ : ~ ._ t , , , , o 11 ,, I I 'f Mau :\1att1JewM. Leland King & Spalding LLP I 1700 Pennsylvania Avenue, N. W. I Washington, D.C. 20006 Finn:+ I 202 737 0500 I King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain infonnation that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part ofit. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain infonnation that is privileged, confidential, or otherwise protected from disclosure under applicahle law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are herehy notified that any dissemination, distribution, copying or use of this email or it:;contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Co11fidentialNotice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain infonnation that is privileged, confidential, or otherwise protected ti.omdisclosure under applicahle law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are herehy notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain infonnation that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the OGE-17-0005-G-000012 transmission to the intended recipient, you are hereby notified tliat any dissemination, distril:iution, copying or use of this email or its contents is strictly prohibited. If you have received this einail in en.or, please notify tl1e sender by responding to the email and then immediately delete the email. OGE Confidentcal Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain infonnation that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you arc not the intended recipient or the employee or agent responsible for delivering the trnnsmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender l>y responding to the email and then immediately delete the email. OGE Confidential Notice; This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity 10 which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under ilpplicable l;iw. !fyou are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-G-000013 From: Leland. Matthew To: P.e.bJ:iLiJhJ..J3.ru!Qt Subject: [GRAYMAIL]RE: Responses to 1/12/2017 Questions/Comments Monday, January 16, 2017 7:37:15 PM Date: Okay. Please give me a minute or two. -----Origi11alMessage----From: Deborah J. Bortot [mailto:djbortot(!l)oe:e iQVJ Sent: Monday, January 16, 20 I 7 7:33 PM To: Leland, Matthew Subject: RE: Responses to 1/12/2017 Questions/Comments Matt, I think it would be a good idea to have a status call. We are on the call-inline now. Go ahead and call-in o.---Original Message--... From: Leland, Matthew[~] Sent: Monday, January 16,201 7 7:32 PM To: Deborah J. Bertot; !-lrvatin, Claudia; Shashy, Hap Cc: David J. Apol; Heather A. Jones; Megan V, Khancr; Lorna A. Syme Subject: [GRA YMAIL] RE: Responses to 1/12/2017 Questions/Comments I just had a few quick questions for Megan. There is no need to intrude on everyone's rime. Megan, are you free? -----Original Message---.From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Monday, January 16, 2017 7:25 PM To: Hrvatin, Claudia; Leland, Matthew; Shashy, Hap Cc: Oavid J. A pol; Heather A. Jones; Megan V. Khaner; Loma A. Symc Subject: RE: Responses to 1/12/2017 Questions/Comments Matthew asked ifwe could have a call. Are you available now? We can use this call-in number: Thanks, Deb .....Original Mcssagc----From: Deborah J. Bortot Sent: Monday, January 16, 2017 5:29 PM To: 'Hrvatin, Claudia': Leland, Matthew; Shashy, Hap Cc: David J. Apo!; Heather A. Jones Subject: RE: Responses to 1/12/2017 Questions/Comments Claudia, Hap, and Matthew, Are you available for a call to discuss most recent status? Thanks, Deb OGE-17-0005-G-000014 -----Original Message----From: llrvatin, Claudia[~] Sent; Monday, January 16, 2017 2:08 PM To: Leland, Matthew; Deborah J. Bortot; Shashy, Hap Cc: David J. Apol; Heather A. Jones Subject: [GRA YMAIL] Re: Responses to 1/12/2017 Questions/Comments I will be on as well. Thank you. Sent from my BlackBerry 10 smartphone. Original Message From: Leland, Matthew Sent: Monday, January 16, 2017 2:06 PM To: Deborah J. Bortot; Hrvatin, Claudia; Shashy, Hap Cc: David J. Apol; Heather A. Jones Subject: RE: Responses to 1/12/2017 Questions/Comments Yes, I can join at 2:15 pm. Claudia may join, too, if she is available. -----Original Message----From: Deborah J. Bortot [mailto:djho11ot@oge.gov] Sent: Monday, January 16, 2017 2:04 PM To; Leland, Matthew; Hrvatin, Claudia; Shashy, Hap Cc: David J. Apol; Heather A. Jones Subject: RE; Responses to 1/12/2017 Questions/Comments How about 2: I 5? We can use this call-in number: -----Original Mcssage----From: Leland, Matthew[~] Sent: Monday, January 16, 2017 I :59 PM To: Deborah J. Bortot; Hrvatin, Claudia; Shashy, Hap Cc: David J. Apo!; Heather A. Jones Subject; [GRAYMAILJ RE: Responses to 1/12/2017 Questions/Comments Thank you, Deb. When would you like ro speak? Some of us are available now. -----Original Messagc----From: Deborah J. Bortot (mail1o:djbo11ot@<>_ge.gov] Sent: Monday, January 16,2017 I :49 PM To: Hrvatin, Claudia; Shashy, l!ap; Leland, Matthew Cc: David J. A pol; Heather A. Jones Subject: RE: Responses to 1/12/2017 Quc:;tions/Cominents Claudia, Hap, and Matthew, /\re you available for a call to discuss the ethics agl'eement? Thanks, Deb OGE-17-0005-G-000015 -----Original Mess.age----From: Hrvatin, Claudia[~] Sent: Monday, January 16, 2017 12:25 PM To: 'Sprague, Marcia'; 'Good1idgc, \llarcella'; 'Rowell, Theresa Deborah J. Bortol; Loma A. Symc Cc: 'Jason Mahar '; Megan V. Khaner; Leland, Matthew Subject: [GRA YMAIL] Re: Responses to l/l 2/2017 Questions/Commenrs Megan, Marcella/Marcia - Attached please find a list of additions for divestiture and a letter frorr regarding its holdings. if'/ifffW@I Claudia Sent from my BlackBerry 10 smartpbone. From:Hrvatin, Claudia Sent; Sunday, January 15,2017 8:44 PM To: 'Sprague, Marcia'; 'Goodridge, Marcella'; 'Rowell, Theresa 'djbortot@oge.gov'; 'lasyme@oge.gov' Cc: 'Jason Mahar '; 'mvkhancr@ogc.gov'; ); 'JeffBowennan' ); Shashy, Hap; Leland, Matthew Subject RE: Responses to 1/! 2/2017 Questions/Comments Marcia: We are following up on our questions, below. Of note, and pursuant to the second hullet, below, securities held by b)(3J.(bJ(S) and have been added to the End Notes in the 278. Please provide us with a list of those securities which present a potential conflict. More specifically, we note that there , but look to you for direction in this regard. an:!@iff&M- Could we obtain a response by 10 AM tomorrow? Many thanks, Claudia Claudia A. Hrvatin Allomey at Law King & Spalding LLP I 700 Pennsylvania Avenue, NW, Suite 200 Washington, DC 20006 www.kslaw.com From: H1vatin, Claudia Sent: Saturday, January 14, 2017 6:44 PM To: 'Sprague, Marcia'; Goodridge, Marcella; Rowell, Theresa djbortot@oge.gov; lasyme@oge.gov; Jeff Lambert 'Jeff Bowerman' Cc: Jason Mahar ( mvkhancr@ogc.gov; ); Susan Valcq ti) )(b J ) ); Shashy, llap; Leland, Matthew OGE-17-0005-G-000016 Suhject: RE: Responses to 1/1212017 Questio11s/Co1rnncnts Thank you, Marcia. We arc adding the team ti-om ROY so that everyone can see the communications in real time, given that time is of the essence. Please "Reply To All'' to facilitate our communications. Below are our comments and questions: n Are there specific investments that item #57 (on most recent list provided, attached for reference) is referring to, and what do you need to complete that review? Many thanks. Please let us know when a conference call tomorrow works - we arc looking at 12: 15 PM. Best, Claudia From: Sprague, Marcia [maj)tQ"Marcja Spraguc@cd gny] Sent: Saturday, January 14, 2017 4:17 PM To: Hrvatin, Claudia Cc: Goodridge, \1arcella Subject: RE: Responses to 1/12/2017 Questions/Comments ClaudiaCould you please put any questions/comments in writing ro us in an email'? Thanks, Marcia From: Hrvatin, Claudia[~] Sent: Saturday, January 14, 2017 2:27 PM To: 'mvkhaner@oge.gov'; 'djhmtot@oge.gov'; 'lasyme@oge.gov'; Theresa Cc: Shashy, Hap; Leland, Matthew Subject: RE: Responses to 1/12/2017 Questions/Comments Megan, Marcia -The Goodridge, Marcella; Sprague, Marcia; Rowell, De Vos team is continuing to work through the various questions and comments provided OGE-17-0005-G-000017 today and over the last several days. Would it be possible to convene a call this afternoon that have arisen? Perhaps around 3:30 or thereabouts? Please let us know. 10 discuss some questions Claudia Cc: Ja5on Mahar Subject: RE: Responses to 1/12/2017 Questions/Comments ); Shashy, Hap; Leland, Matthew 6 pages l"; lasyme@oge.gov Cc: Jason Mahar >); Shashy, Hap; Leland, Matthew Subject: Responses to 1/12/2017 Questions/Comments Megan, Deborah and Loma: Attached please find responses to the list of comments and questions you provided yesterday. You will see that there are a few items for whicb we are awaiting additional infom1ation. Claudia Claudia A. Hrvatin Attorney at law King & Spalding LLP 1700 Pennsylvania Avenue. NW, Suite 200 Washington, DC 20006 www.kslaw.com OGE-17-0005-G-000018 From: Hrvatin, Claudia Sent: Friday, January 13, 2017 5:39 P.Y! To: 'Megan V. Khaner' Cc: Jason Mahar Subject: RE: Contact infonnation >); Shashy, Hap; Leland, Matthew Thank you, Megan, for this additional contact infonuation and for speaking with us a bit ago. I am copying Hap and Matt, a11dJason with Windquest - as soon as we obtain updates tonight and through the weekend, we wilt circulate to your team. If any questions or comments arise on your end, please let us know as soon as you can. Thank you, again, Claudia Claudia A. Hrvatin Attorney at Law King & Spalding LLP 1700 Pennsylvania Avenue, "':-JW, Suite 20-0 Washington, DC 20006 www.kslaw.com From: Megan V. Khaner [maillo:mvkhaner@oge.gov] Sent; Friday, January 13, 2017 4:27 PM To: Hrvatin, Claudia Subject: Contact informacion Deborah Bortot djbortot@oge.gov Lorna Syme lasyme@oge.gov Megan Khaner Program Analyst (Finance) Presidential Nominations 13ranch General Counsel and Legal Policy Division 202.482.9204 Visit OGE's website: www.oge.gov @OtliceGovEthics Follow OGE on Twitter: OGE Confidential J\'oticc: This email, i11cludingall attachments, may constitute a Federal record or other Govemment property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you arc not the intended rccipiclll or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination,distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify tile sender by responding to the email and then immediately delete the email. OGE-17-0005-G-000019 King & Spalding Confidentiality Norice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized lo read, print, retain, copy or disseminate this message or any part of it. If you have received this message in e1i-or,please notify the sender immediately by e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitule a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. 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If you are not the intended recipient or the em1)ioyee or agenl responsible for delivering the transmission to the intended recipient, you are herehy notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibitl.-d. Jfyou have received this email in error, please notify 1he sender by responding 10 the email and then immediately delete the email. OGE Confidential Notice: This cmai I, including all auachments, may constitute a Federal record or other Govcmmc11t property that is intended only for lhe use of the individual or entity to which it is addressed. This email also may contain infonnation that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsihle for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notity the sender by responding to the email and then immediately delete the email. OGE-17-0005-G-000020 From: To: Hrvatin. Claudia MeganV. Khaner;"Sprague M<1rcia"; "GoodridgeMarcella";"RowellTherec~jjfll Df>borah l. Bortot: Loma A. Syme Cc: r; ); n.leff BOVi..erm.?. n11 eft Lambert ]; Shashy.Hao: l; Subject: [GRAYMAILJRe: Responsesto 1/12/2017Questions/Comments Date: Monday, January 16, 2017 4:25:50 PM \llany thanks, Megan. Sent from my Black Berry IO smartphonc. Original Message From: Megan V. Khaner Sent: Monday, January 16, 2017 4:15 PM To: Hrvatin, Claudia; 'Sprague, Marcia'; 'Goodridge, \.farcella'; 'Rowell, Theresa Deborah J. Bortot; Lorna A. Syme Cc: 'Jason Mahar ); 'Jeff Bowennan' ); Shashy, Hap; Leland, Matthew Subject: R.E: Responses to 1/12/2017 Questions/Comments 2 pagesWllhhelO oo fui (b)m (6) Hi Claudia, We've reviewed the updated report. Attached find our questions (prior outstanding questions in blue, a few additional questions on most recent drnft in purple). Thank you, mk ----Original Message----From: Hrvatin, Claudia(~] Sent: Monday, January 16, 201712:25 PM To: 'Sprague, Marcia'; 'Goodridge, Marcella'; 'Rowell, Theresa Deborah J. B01101; Lorna/\. Syme Cc: 'Jason Mahar '; Megan V. Khaner; 2 pages w lhheld m full. (bJtJ) (4),(~) Leland, Matthew Subject: fGRA YMA[L] Re: Responses lo 1/12/2017 Questions/Commen1s Megan, Marcella/Marcia - Attached please find a list of additions for divestiture and a letter regarding its holdings. fr01-ijffl@fl Claudia Sem from my BlackBerry 10 smartphone. From: Hrvatin, Claudia Sent: Sunday, January I 5, 2017 8:44 PM To: 'Sprague, Marcia'; 'Goodridge, Marcella'; 'Rowell, Theresa 'djbortot@ogc.gov'; 'lasymc@ogc.gov' Cc: 'Jason Mahar '; 'mvkhaner@oge.gov'; ); 'Jeff Bowennar\' Shashy, Hap; Leland, Matthew Subject: RE: Responses to I/12/20 I 7 Queslions/Commenls Marcia: OGE-17-0005-G-000021 \ \Ve are following up on our questions. bdow. Of note, ru1d pursuant to the second bullet, bdow, scclllitics held by (b)(6) & (b)(3) and haw been added to ihe End Notes in the 278. Please provid From: Hrvatin. Claudia Sent: S;intrday, Jmmary 14, 2017 6:44 Pl\.f To: 'Sprague, Marcia':Goodridge, 1-farcclla:Rowell, Theresa djbortot@oge.gov: lasyme@'Oge.go,'; Jeff Lmnbei.1 'Jeff Bowerman' ; mvkl111ne1@oge.gov; ); Susan Valcq Cc: fasou Mahar : Slrnshy. Hap: Lelruid. l\-Iatthew Subject: RE: Responses to l/ 12/2017 Qnestions/Commeuts Thmlk you, Marcia. We are adding the team :fromRDV so U1ateni1yone can see the couumutications in r~l time. giveu that rime is of the essence. Pleilse "Reply To .'\ ..II'' 10facilitate our co1rumuticatioas. Below are our comments a11dquestions: OGE-17-0005-G-000022 pages w1tht.eld ,~ lull - (b](3). (4). (6) n Arc rhere specific investments that item #57 (on most recent list provided. attached for reference) is refeiTing to, and what do you need to complete that review? Many thanks. Please let us know when a conference call tomorrow works - we are looking at 12: 15 PM. Best, Claudia From: Sprague, Marcia [mailtQ: Marcia Sprn1ouc@ed.!'ov] Sent: Saturday, January 14, 2017 4: 17 PM To: Hrvatin, Claudia Cc: Goodridge, Marcella Subject: RE: Responses to 1/12/2017 Questions/Comments ClaudiaCould you please put any questions/comments in writing to us in au email? Thanks, Marcia From: Hrvatin, Claudia[~] Sent: Saturday, January 14, 2017 2:27 PM To: 'mvkhaner@oge.gov'; 'djbortot@oge.gov'; 'lasyme@oge.gov'; Theresa Cc: Shashy, Hap; Leland, Matthew Subject: RE: Responses to 1/12/2017 Questions/Comments Goodridge, Marcella; Sprague, Marcia; Rowell, Megan, Marcia - The De Vos team is continuing to work through the various questions and comments provided today and over the last several days. Would it be possible to convene a c~II this aften1oon to discuss some questions that have arisen? Perhaps around 3:30 or thereabouts? Please let us know. Claudia ); Shashy, Hap; Leland, Matthew 6 ~ago> withheld .n M o lblW, (4). (6) Subject: RE: Responses to 1/12/2017 Questiom/Commcnts Megan: The 278 in Integrity has been updated to reflect the holdings for Items 38 and 41, pursuant to your questions on the last page (page 6) of your questions/comments document (re-attached for reference). Megan/Marcella: In considering these entities, could we obtain information on which spcci lie assets prcsenl potential conflicts? :viany thanks, Claudia Claudia A. Hrvatin Allomey at Law King & Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 OGE-17-0005-G-000023 Washington, DC 20006 www. ks law .com From:Hrvatin, Claudia Sent: Friday, January 13,2017 7:23 PM To: Megan V. Khaner; djbortot@oge.gov; lasyme@oge.gov Cc: Jason Mahar Shashy, Hap; Leland, Matthew Subject: Responses to 1/12/2017 Questions/Comments 6 page; w1lhheld "'fell - (b:(4). (SJ Megan, Deborah and Lorna: Attached please find responses to the Iist of comments and questions you provided yesterday. You will see that there are a few items for which we are awaiting additional infonnation. Claudia Claudia A. Hrvatin Attorney at Law King & Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC 20006 www.kslaw.com From: Hrvatin, Claudia Sent: Friday, January 13, 2017 5:39 PM To: 'Megan V. Khaner' Cc: Jason Maha1 Subject: RE: Contact infonnation Shashy, Hap; Leland, Matthew Thank you, Megan, for this additional contact infonnation and for speaking with us a bit ago. I am copying Hap and Matt, and Jason with Windquest - as soon as we obtain updates tonight and through the weekend, we will circulate to your team. If any questions or comments arise on your end, please let us know as soon as you can. Thank you, again, Claudia Claudia A. Hrvatin Attorney ar Law King & Spalding I.LP 1700 Pennsylvania A11enuc,NW. Suitc200 Washington, DC 20006 www.kslaw.com OGE-17-0005-G-000024 From; Megan V. Khancr [arni lto:mvkhaner@oge.gov] Sent: Friday, January 13, 201 7 4 :27 PM To: Hrvatin, Claudia Subject: Contact information Deborah rlortot djbo1tot@oge.gov Loma Syme lasyme@oge.gov'mc@:'ol!c 'WY> Megan Khaner Program Analyst (Finance) Presidential Nominations Branch General Counsel and Legal Policy Division 202.482.9204 Visit OGE's website: www.oge.gov @OfficeGovEth ics Follow OGE on Twitter: OGE Confidential Notice; This email, including all attachments, may constitute a Federal record or other Government prope1fy that _isintended only for the use of the individual or entity to which it is addressed. This email also may contai11 information that is privileged, confidential, or otherwise protected from disclosure under applicable law. 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OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended 011lyfor tne use of the individual or entity to which it is addressed. This email also may contain infonnation that i~ privileged, confidential, or otherwise protected from disclosure under applicahle law. If you are not the intc11dcdrecipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified tbat any dissemination, distribulion. copying or use of this email or its contents is strictly prohibited. lfyou have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-G-000025 From: Theresa To: Cc: Subject: Date: Megan, As a follow-up to the first question in the most recent round of questions (outside positions), please be advised that we did end up adding a couple new positions to the 278 o and also revised the start dates for You wi II see those changes in the current version of the report. Please let me know if you have any questions. Best, Jason Jason Mahar In-House Counsel Windquest Group Main office: 616.459.4500 ) 201 Monroe Avenue NW, Suite 500, Grand Rapids, MI 49503 CONFJDENTIALITY l\'OTICE: The infonnation and attachments in this email arc confidential, may be privileged, and are intended only for use by the intended recipient. Unauthorized use, disclosure, or copying is strictly prohibited and may be unlawful. If you have received this communication in error, please notify the sender immediately and completely delete this email from your computer. On 1/16/17, 8:34 PM, "Leland, Matthew" Megan, Herc arc the most recent res[Jonses to the report from 4: 15 EST today. Matt -----Original Mcssagc----From: Mcgun V. Khaner[maiho mvkhaoJ~~] Sent: Monday, January 16, 2017 4: 15 PM To: Hrvatin, Claudia; 'Sprague, Marcia'; 'Goodridge, Marcella'; 'Rowell, Theresa Deborah J. Bertot; Loma A. Syme Cc: 'Jason Mahar i ); SusanValcq Leland, Matthew Subject: RE: Responses to 1/12/2017 Questions/Comments pages w,thtleld m fuU (b){Ji (61 Hi Claudia. OGE-17-0005-G-000026 We'\"e re,.iewed the updated report. Artached find our questions (prior outstanding questions in blue. a few additional questions on most recent draft i11pwple). TI1ankyou. ni.k -----O1i1?inal Messns:ie---From: Hr,atin. Clat~dia~] Sent Monday. January 16. 2017 12:25PM To: 'Sprague. Marcia': 'Goodridge, Marcella'; 'Rowell, TI1eresa Debomh J. Bortot: Loma A. S)1ue )': JeffLambet1 ) : Matt Brinks ': l'vfogauV. Khauer; ): 'Jeff Bowerman' ): Shashy, Hap: Lelru1d,t,.fanhcw Subjecr: [GR.AYlvL"JL] Re: Responses to I/1212017Qucstions/Commenls 2 page,; WUMel From: Hrva1i.11. Clmidia OGE-17-0005-G-000027 Sent: Sa1urday, Janua1y 14, 2017 6:44 PM To: 'Sprague, Marcia'; Goodridge, Marcella; Rowell, Theresa ; mvkhaner@oge.gov; From: Hrvatin, Claudia Sent: Friday, January 13, 2017 7:23 PM To: Megan V. Khaner; djbortot@oge.govoge.gov>: 0 lasym c@ogc.gov Cc: Jason Maha ,lb)(6) Subject: Responses to 1/12/2017 Questions/Commenis >); Shashy, Hap; [.eland, Matthew Megan, Deborah and Lorna: Attached please find responses to the list of comments and questions you provided yesterday. You will see that there are a few ite1m for which we are awaiting additional infonnation. Claudia Claudia A. Hrv~tin Attorney at Law King & Spalding LLP ! 700 Pennsylvania Avenue, NW, Suite 200 OGE-17-0005-G-000029 Washington, DC 20006 From: Hrvalin, Claudia Sent: Friday, January 13, 2017 5:39 PM To: 'Megan V. Khaner' Cc: Jason Mahar Subject: RE: Contact information >); Shashy, Hap; Leland, Matthew Thank you, Megan, for this additional contact information and for speaking with us a bit ago. 1 am copying Hap and Matt, and Jason with Windquest o- as soon as we obtain updates tonight and through the weekend, we will circulate to your team. If any questions or comments arise on your end, pleaselet us know as soon as you can. Thank you, again, Claudia Claudia A. Hrvatin Attomey at Law King & Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC 20006 www kslaw.com From: Megan V. Khaner [rnai)lo mykhaner@o"eg_oy] Sent: Friday, January 13, 2017 4:27 J>M To: Hrvatin, Claudia Subject: Contact infonnation lm.djhqrtot@ot7e any> Lorna Syme 1asyme@oge.gov Deborah Bortot djbortot@ogc.gov Follow OGE on Twitter: @;OfficcGovEthics OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other OGE-17-0005-G-000030 Government prope1ty that is intended only for the use of the individual or entity to whicl1 it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended cxclu~ivcly for the individual or entity to which it is addressed. This communication may contain infonnation that is proprieta1y, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part ofit If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or enticy to which it is addressed. This email also may contain infonnation that is privileged, confidential, or otherwise protected from disclosure under applicable law. lfyou arc not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distrihution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-G-000031 From: To: Cc: Sorague Marcia Oaudia'';Megan v Khaner;HeatherA 10;,es;I elacd Matttew Deborah J 6ortot;"Hrvatjn. Susan Valeo:DavidJ Apal:Goodndqe. Marcella: JasonMahar;ShashyHap:JeffLambert.: JeffBowerman; Matt Brinks Subject: Date: RE: [GRAYMAIL]RE: RE: Re: RE: Re: RE: DeVosDisclosures- Divestiture Thursday, Januil ry 19, 2017 12:51 :40 PM No changes fiom ED. Thanks. Marcia Marcia Sprague Attorney, Ethics Division Office of the General Counsel U.S. Department of Education 400 Maryland Ave,, SW Room 6E225 Washington, D.C. 20202 202-401-0496 (direct line) 202-401-8309 (ethics) rnarcia.sprague@ed.gov 202-260-5104 (fax) CONFlDENTIAL!TY NOTICE: This e-mail message, including any attachments, is for the sole use of the intended recipient and may contain confidential and privileged infonnation. Any unauthorized review, use, disclosure or distribution is prohibited. If you arc not the intended recipient, please contact the sender by reply e-mail and destroy aII copies of the original message. -----Original Message----From: Deborah J. Bortot [mailto.djbortot@ogc gpv] Sent: Thursday, January 19, 2017 12:35 PM To: 'Hrvatin, Claudia'; Megan V, Kbaner; Heather A. Jones; Leland, Matthew Cc: Susan Valcq; David J. Apol; Goodridge, :vtarcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Jeff Lambert; Jeff Bowennan; Matt Brinks I pagesw,tnllel~ ,n fullo (ll)(3J, Subject: RE: [GRA YMAIL] RE: RE: Re: RE: Re: RE: DeVos Disclosures - Divestiture See attached. We correcledllll (4J, t6J and fixed the formarring. OGE has the pen on any further changes to the 278 and the ethics agreement. Please do not make any other changes. Thanks, Deb -----Original Message----From: Hrvatin, Claudla [m;1ilto[O)lo) Sent: Thursday, January I 9, 2017 12:28 PM To: Megan V, Khaner; Heather A. Jones; Leland, Matthew: Deborah J. [lortot Cc: Susan Valcq; David .I. Apol; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRA YMAIL] RE: RE: Re: RE: Re: RE: DeVos Disclosures - Divestiture Megan -- Let us know if you need help wi1h the fonnatting. We have one clarification is not one of the holdings. 10 Attachment A: #19 should only b ,lb)(oJ .?, (b)(3l Claudia OGE-17-0005-G-000032 -----Original \.1essage----From: Megan V. Khaner [maillo:mvkhaner@oge.!Jov] Sent: Thursday, Januaiy 19,2017 12:10 PM To: Heather A. Jones; Leland, Matthew; Deborah J. Bortot Cc: Susan Valcq; David J. Apo!; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowennan; Matt Brinks 7 pagos w,:hhetd in fello (b;(JJ, (4), (6) Subject RE: [GRA YMAIL] RE: Re: RE: Re: RE: DeVos Disclosures - Divestiture Attached find the updated draft ethics agreement. I can't fix the indent on the final three divestiture assets, if someone can fix that I'd appreciate it. Thanks, mk -----Original Message----From: Heather A. Jones Sent: Thursday, January I 9, 20 I 7 11:49 AM To: 'Leland, Matthew'; Deborah J. Bartol Cc: Susan Valcq; David J. Apol; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shasby, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: RE: [GRA YMAIL] RE: Re: RE: Re: RE: DeVos Disclosures - Divestiture That is fine. We can use Deb's call in number. -----Original Mcssagc----(f) 1(6) From: Leland, Matthew [l.llil.lliQ. Sent Thursday, January 19, 2017 11 :32 AM To: Deborah J. Bertot Cc: Susan Valcq; David J. Apo); Heather A. Jones; Megan V. K.haner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Sha.:;hy,Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: (GRA YMAILJ RE: Re: RE: Re: RE: DeVos Disclosures - Divestiture Deb, Arc you all available at noon for a call to discuss the final steps? Matt -.---Original Message--o-. From: Deborah J. Borlot [mai)to-djhrn1Qt@o~c gov] Sent: Thursday, January 19, 20 l 7 9: 12 AM To: Leland, \fatthew Cc: Susan Valcq; David J. Apo!: Heather A. Jones; Megan V. Kltaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Ha1); Hrvatin, Claudia; Jeff Lamhert; Jeff Howe11nan;Matt Hri1,ks Subject: RE: [ORA YMAIL] Re: RE: Re: RE: DeVos Disclosures - Divestiture My understanding is that PTT created a new report for the filer. I las the filer prepopulated the new report and submitted it to PTT! Thanks, Deb -----Original Messagc----- OGE-17-0005-G-000033 From: Leland, Matthew [mailto Sent: Thursday, January 19, 2017 6:55 AM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Jones; Mcga11V. Khaner; Goodridge, Marcella; Sprague, :'vlarcia; Jason Mahar; Shashy, I lap; Hrvatin, Claudia; Jeff Lamhert; Jeff Bowerman; Matt Brinks Subject: [GRA YMAILJ Re: RE: Re: RE: DeVos Disclosureso Divestiture Tbank you, Deb. Matthew M. Leland King & Spa Iding LLP 11700 Pcnnsylvani a A venue N. W. I Washington, Finn: + I 202 737 05 OO I On Jan 19,2017, at 6:51 AM, Deborah J. Bartol > D. C. 20006 wrote: We will make those changes and circulate a new draft Sent from my BlackBerry 10 smartphone on the Verizon Wireless 4G LTE network. Original Message From: Leland, Matthew Sent: Wednesday, January 18, 2017 11 :57 PM To: Deborah J. B011ot Cc: Susan Valcq; David J. A pol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert: Jeff Bowennan; Matt Brinks Subject: [GRA YMAIL] RE: Re: RE: De Vos Disclosures - Divestiture Deb, Thanks for turning this around so quickly. There are only minor edits in this copy. - The signature line now reads Elisabeth Prince DeVos - Line 15: Should be ' - Line 20: Should be Those arc all ofihe changes tonight. We will confillTI in the morning whether these are the final changes. Best regards, Matt -----Original Message----From: Deborah J. Bortot [mailto:djbortot0)oge,gov] Sent: Wednesday, January l 8, 2017 9:51 PM To: Leland. Matthew Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowennan; Mau Brinks Subject: RE: [GR/\ YMAIL] Re: RE: De Vos Disclosures - Divestiture Attached is a tracked cl1angcsversion of the updated ethics agreement. I'm not certain if we have allowed digita l signatures for ethics agreements, so I will have to run that up the chain. If the concern is getting the original, we do allow scanned copies. She can print it, sign it, scan it, and email it as long as it is a clear scan. Otherwise, I'll have to check about using a digital signature. OGE-17-0005-G-000034 -----Original Message----From: Leland, Matthew [mailto , )1101 Senr: Wednesday, January 18, 2017 9:21 PM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Janes; \.1egan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; JeffBowennan; Matt Brinks Subject: [GRAYMAILJRe: RE: De Vos Disclosures - Divestiture Thanks Deb. Matthew M. Leland King & Spalding LLP 11700 Pennsylvania Avenue N.W, I Washington, Firm:+ I 202 737 050O I On Jan 18,2017, at 9:09 PM, DeborahJ. Bortot > D.C. 20006 Ito-djhortot@oge gov> wrote: We arc working on the revision right now Sent from my BlackBerry 10 smartphone on the Verizon Wireless 4G LTE network. Original Message From: Leland, Matthew Sent: W cdncsday, January 18, 2017 8: 11 P'.'vl To: Deborah J. Bortot Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella '; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowennan'; 'Matt Brinks' Subject: [GRA YMAl L] RE: DeVos Disclosures - Divestiture Deb, Following up on our call, we can forgo language about divesting within 120 days and commit to divest witbin 90 days. Is an electronic signature on the letter acceptable, or is an original signature required? Finally, how quickly may we get a revised agreement? Thanks so much. Matt -----Original Message----f rom: r.eland, Matthew Sent: Wednesday, January 18, 2017 7:24 PM To: 'Deborah J. Bortot' OGE-17-0005-G-000035 Cc: 'Susa11Valcq'; 'David J. Apol'; 'Heather A. Jones'; 'Megan V. Khand; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Howennan': 'Mall Brinks' Subject RE: DeVos Disclosures - Divestitu1.e Deb, We also will remove in light of' our earlier discussio11. Matt -----Original Message----From: Leland, Matthew Sent: Wednesday, January 18, 2017 7:20 PM To: 'Deborah J. Bortot' Cc: 'Susan Valcq'; David J, Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; '.Jeff Lambert'; 'JeffBowenmm'; 'Mall Brinks' Subject: RE: De Vos Disclosures - Divestiture Thanks Deb. Following up on the divestitures: Please take the following investments off the ED conflict list which were fully liquidated as of 12/31/16. Deb - Claudia and I will follow up with you in a few moments. -----Origi aal Message----rrom: Deborah J. B01tot (mailto.djhmtot@oge,go;::] Sent Wednesday, January 18,2017 6:47 PM To: Leland, Matthew Cc: 'Susan Valcq'; David J. Apo\; Heather A. Jones; Mcga11V. Khancr; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Sbashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowennan'; 'Matt Brinks' Subject: RE: DeVos Disclosures - Divestiture I've attached a revised ethics agreement based on our conversation. Please put assets in Attachment A imo either the 90 day or 120 day section Sc s>np;.-lges..v1tnh8l,j 'Ii IL I - (blr4 I 1b,1,<:>1 OGE-17-0005-G-000036 -----Ori iina l Message---From: Deborah J. Bo1tot Sent \Vednesday. Januruy IS. 20 L7 6:18 PM To; 'Leltmd. Matthew' Cc : Susa n V akq ; David J. Apol ; Heather A. Jones; Meg.an V. Kfo111er: Goodridge. Marcella: Sprague . Marci a: Jason Mal1.u.: Shashy. Hap; Htvatin. Claudia; JeffLan1bcrl: Jeff Bowennan; ~fatt Brinks Subject : RE : DeVos Di sclosureso Dives finire Yes . We 11recalling in uow -----OriginalMessag eoo... From: Leland, Matth ew (~] Sent: We Finn: + l 202 737 0500 I , D.C . 20006 On Jan l 8. 20 I 7. at 5:45 PM , Debornh J. Bo1tot 1 >..,,,.ole: F ,-0111: S11s1111V;;lcq ~ ) Senf: Wed11escfay. Jam1c11y !8, 2017 5:39 PM To : Deborah J . Bo11ot: ' Leland Ma11he"t; Dal-id J. Apol; Hear her A. Jones: Megan V. Khauer: 'Good1iclge, !Vforcd !a': 'Sprague , M arcia' Cc: Jason Mallar. Slmshy. Hap; 1-hv.itin,Claudia ; JeffL amb e11:Jeff Bowe nn.m: ~-fart B1inks Subject: (GRAi1vL >; Sprngue, Marcia : Rowd!. Theresa Vice President of Finance) >: Shashy, Hap Apo! Subject: RE: [GRA \'MAIL] Re: RE: Responses to 1/12/2017 Questions/Conuncnts Also, which of the following are family entitiesido they control? llmnks. mk ----Original rvfossag:e----From: Lelm1d.ll-fatrhew ~] Sent: Tuescfay. January 17, 101 i 7:04 -~1 To: Deboral1 J. Bortot OGE-17-0005-G-000041 Cc: Megan V. Khaner; Hrvatin, Claudia; Sprague, ,\l!arcia; Goodridge, Marcella; Rowell, Theresa 0'-0 ; Lorna A. Syme; Jason Mahar ); Jeff Lambert (b)(6) 'Jeff Bowennan' ); Susan Valcq ashy, Hap; Heather A. Jones; David J. Apol (b)(6) Subject: [GRA YMAILJ Re: RE: Responses to 1/12/2017 Questions/Comments ); Matt Brinks Deb, We arc checking on Lhis. Matt Matthew M. Leland King & Spalding LLP I 1700 Pennsylvania Avenue N. W, I Washington, Fim1: + I 202 737 0500 I On Jan 16, 2017, at 9:14 PM, Deborah J.Bertot> wrote: Matt, We will review the changes to the report. I do not see a response in the Word document you circulated to the following item. Car1ied interest held by a fund is itself an asset and would be reportable as a child asset (or included in an endnote). Have the carried interests been added? Thanks, Deb Sent from my BlackBeny IO smartphone on the Verizon Wireless 4G LTE network. Original Message From: Leland, Matthew Sent: Monday, January 16,2017 8:34 PM To: Megan V. Khaner; Hrvatin, Claudia; 'Sprague, Marcia'; 'Goodridge, Marcella'; 'Rowell, Theresa )'; Deborah J. Bortot; Loma A. Syme )'; Jeff Lambert ; Susan Valcq >); Matt Brinks ); Shashy, Hap Subject: [GRA YMAIL] RE: Responses to 1/12/2017 Qucstions/Commenls pages vailMe a "lu1 (b)(4), {6) Megan, Here are the most recent responses tot he report from 4: 15 EST today. Matt -----Origi na I Messageoo... OGE-17-0005-G-000042 From: Megim \'. Klrnna: [111aiho:mvkh.111er(t_i:o!?e.goY] Sent: Mouday. January 16, 2017 4:15 PM To: Hrvat.in. Claudia: 'Sprague. Marcia'; 'Goochidge, Marcella'; 'Rowell, 1llel'es;i >)'; Deboral1 J. Bortol: Loma A. Syme )'; Jeff Lambert ); 'JeffBowenn.111' : Susan Vakq ): Matt Brinks ; Shashy. Hap; Leland, Matthew Subject: RE: Respo11sesto 1/12/2017 Questions/Commems Hi Claudia, We'\.e re,:iewe)'; Megan V. Kluu1er;Debomh J. Bortot: Loma A Syme >)': Jeff Lambert ); 'JeffBowennan' ; Sus.u1Valcq p;1gcsW1tnh(;1<1111 n -11>1(). (4). (6J >): Matt Brinks ); Shashy, Hap; Leland. Mntihew Subject: [GRA \'MAIL] Re: Responses to l/12/2017 Qnestions/Conunents Megan. Jvfarcella/Mru:cia - Attached please find a list of additions for di\'estiture and a letrer frot r~garding its holding,~. 81Cffl Chiudia ); 'Jeff Bowerman' usan Valcq ); Matt Brinks ; Shashy, Hap: Leland, wfatthew Subject: RE: Responses to 1/12/2017 Questions/Comments Marcia: We .lre following up on 0111.questions. below. Of note, and ptuss11antto the second bullet, below, securities held by '- )(1.:)) ( )(3) and have been added to the Eud Notes in the 2iS. Please provide us with a list of those securities which present a potential conflict. More specifically. we note ihnt there . but look to you for diJedio11 in this regard. o iu-ijffiflffli\1 OGE-17-0005-G-000043 Cou Id we obtain a response by IO AM tomorrow? Many thanks, Claudia Claudia A. Hrvatin Attorney at Law King & Spalding I.LP 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC 20006 www.kslaw.com Cc: Jason Mahar Subject: RE: Responses to 1/12/2017 Questions/Comments Shashy, Hap; !.eland, Matthew Thank you, Marcia. We are adding the team from RDV so that everyone can see the communications in real time, given that time is of the essence. Please "Reply To All" to facilitate our communications. Below arc our comments and questions: n Are there specific investments that item #57 (on most recent list provided, attached for reference) is refen-ing to, and what do you need to complete that review? Many thank~. Please let us know when a conference call tomorrow works - we are looking at 12: 15 PM. Best, OGE-17-0005-G-000044 Claudia From: Sprague, Marcia [m!li)to-Marcia.SpragueQ_!led.govj Sent: Saturday, January 14, 2017 4:17 PM To: Hrvatin, Claudia Cc: Goodridge, Marcella Subject: RE: Responses to 1/1212017 Questions/Comments ClaudiaCould you please put any questions/comments in writing to us in an email? Thanks, Marcia From: Hrvatin, Claudia(~] Sent: Saturday, January 14, 2017 2:27 PM To: 'mvkhaner@oge.gov'; 'djbortot@oge.gov'; 'lasyme@oge.gov'; Goodridge, Marcella; Sprague, Marcia; Rowell, Theresa Cc: Shashy, Hap; Leland, Matthew Subject: RE: Responses to 1/12/2017 Questions/Comments Megan, Marcia -The De Vos team is continuing to work through the various questions and comments provided today and over the last several days. Would it be possible to convene a call this afternoon to discuss some questions that have arisen? Perhaps around 3:30 or thereabouts? Please let us know. Claudia ; Sprague, Marcia ); Rowell, Theresa ) Cc: Jason Mahar Shashy, Hap; Leland, Matthew Subject: RE: Responses to 1/12/2017 Questions/Comments o page., wllhheld m 1,11o (bl( ) lll)(4J, l Megan: The 278 in Integrity has been updated to reflect the holdings for Items 38 and 41, pursuant to your questions on the last page (page 6) of your questions/comments document (re-attached for reference). Megan/Marcella: In considering these entities, could we obtain information on which speci tic assets present potential conflicts? Many thanks, Claudia Claudia A. Hrvatin Attomey at Law King & Spalding LLP I 700 Pcnnsy Ivania A venue, NW, Suite 200 Washington, DC 20006 OGE-17-0005-G-000045 I I (b)(6J www.kslaw.com From: Hrvatin, Claudia Sent: Friday, January 13, 2017 7:23 PM To: Megan V. Khaner; djbortot@oge.gov: Iasyme@oge.gov Cc: Jason Mahar Shashy, Hap; Leland, Matthew Subject: Responses to 1/12/2017 Questions/Comments 6 pagoSwllhh&ld '" (ull o (b)l4J. (6) Megan, Deborah and Loma: Attached please find responses to the list of comments and questions you provided yesterday. You will see that there are a few items for which we arc awaiting additional information. Claudia Claudia A. Hrvatin Attorney at Law King & Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC 20006 www.kslaw.com From: Hrvatin, Claudia Sent: Friday, January 13, 2017 5:39 PM To: 'Megan V. Khaner' Cc: Jason Mahar ); Shashy, Hap; Leland, Matthew Subject: RE: Contact infonnation Thank you, Megan, for this additional contact infonnation and for speaking with us a bit ago. I am copying Hap and Mau, and Jason with Windquesr - as soon as we obtain updates tonight and through the weekend, we will circulate co your team. If any questions or comments arise on your end, please let us know as soon as you can. Thank you, again, Claudia Claudia A. Hrvatin Allomey at Law King & Spalding LLP 1700Pennsylvania Avenue, NW, Suite 200 Washington, DC 20006 www.kslaw.com OGE-17-0005-G-000046 From: Vlegan V. Khaner[mailto:mvkhaner(gJMc.e-ovj Sent: Friday, January 13, 2017 4:27 PM To: Hrvatin, Claudia Subject: Contact information Deborah Bortot djbortot@oge.gov Loma Syme lasyme@oge.gov<111ailto:la,J1me@oge gov> Megan Khaner Program Analyst (Finance) Presidential Nominations Branch General Counsel and Legal Policy Division 202.482.9204 Visit OGE's website: www.oge.gov OGE on Twitter: @OfficeGovEthics Follow OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for rhe use of the individual or entity to which it is addressed. This email also may contain infonnation that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you arc not the intcmlcd rccipi cnt or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. Jfyou have received this email in error, please notify the sender by responding to the email and then immediately delete the email. King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which ii is addressed. This communication may contain information that i~ proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, ptint, retain, copy or disseminate this message or any part of it. Jf you have received this message in error, please notify the sender immediately by e-m11il11nddelete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property thal is intended only for the use of the individual or entity to which it is uddn .. -:;scd. This email also may contain infonnation that is privileged, confidential, or othenvise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are berehy notified that any dissemination, distrihution, copying or use of this email or its contents is strictly prohibited. If you have received this email i11cirnr, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-G-000047 OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain infonnation that is privileged. confidential, or otherwise protected from disclosure under applicable law. lf you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you am hereby notified tliat any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in e1Tor,please notify the sender by responding to the email and then immediarely delete lhe email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use tlf the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you arc not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. lf you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-G-000048 From: To: Cc: Subject: Date: Hi Claudia, I neglected to bring up a question from ED on the call. With respect to the highlighted item below, which individual securities are you referring to? Thanks, mk From: Hrvatin, Claudia [mailt Sent: Saturday,January 14, 2017 6:44 PM To: 'Sprague,Marcia'; Goodridge,Marcefla;Rowell,Theresa Khaner; DeborahJ. Bortot; Lorna A. Syme; Jeff Lambert . 'Jeff Bowerman' Cc: Jason Ma ar ; S as y, Hap; Leland,Matthew Subject: [GRAYMAIL RE: Responsesto 1/12/2017 Questions/Comments Thank you, Mnrcia. We are adding the team from RDV so that eve1yone can see the communications in reAI time, given that time is of the essence. Please "Reply To All" to facilitate our comnnmications. Below are om conunents and questions: pages 'Mtnllel~ m IIJIIo (OJ l.!4U&I u Ate there specific i.nvestmeuts that item #57 (on most recent lis! provided, aitached for reference) is refeITing to, :md what do you need to complete that review? I Many thanks. Ple.ise let us know when a conference call tomo1rnwworks - we are Jooking at 12:15 PM. Best, Cfandia From: Sprague. Marcia [urnilto:Marcia.Sprngne@ecLgov] Sent: Satnrd11y,Jannmy 14, 2017 4: 17 PM To: Hivatin, Claudia Cc: Goodridge, Marcella OGE-17-0005-G-000049 Subject: RE: Responses to li12/2017 Questions/Comments Clm1diaCould you please put any questions/comments Thanks. lvfarcia From: Hrvatin, Claudia [mailto Sent: Sahm.lay, Janrnuy 14, 2017 2:27 PM To: 'mvkhaner@oge.gov'; 'djbortot@oge.gov'; Sprague, Marcia; Rowell, Theresa in writing to us in an email? J '1asyme@oge.gov'; Good.ridge, Marcella; Cc: Shasby, Hap: Leland, Matthew Subject: RE: Responses to 1/12/2017 Questions/Comments Megan, Marcia - The DeVos team is contiuuiug to work th.rough the various questions and comments provided today and over the last several days. Would it be possible to convene a call this aftemoon to discuss some questions that have arisen? Perhaps mound 3:30 or thereabouts? Please let us know. Claudia From: Hrvatin, Claudia Sent: Saturday, Janmuy 14, 20 I 7 10:57 Al\.f To: mvkh:mer rr_,oe.o-ov; 1d'bo1tot .. o e,gov'; 'lasyme@oge.gov'; ; Rowell, Theresa ); Sbashy, Hap; Le an Cc: Jason Mahar pa9es WLtnh!!ldtflluU o (bXll. (4), (6) Subject: RE: Responses to 1 12 2017 Questions/Conuuents Megan: TI1e278 in Integrity has been updated to reflect the holdings for Items 38 nnd 41, pursuant to your questions on the last page (page 6) of your questions/comments document (re-attached for reference). Megau!tvfarcella: In considering these entities, could we obtain infonnatiou 011 which specific assets present potential conflicts? Many tlrnnks, Claudia CJJrndiaA. Hrvatiu Attorney at Law King & Spalding LLP 1700 Pennsylvania Avenue. NW, Suite 200 . W 1. t !b/161 DC ?0006 e \OJI_>,:,) From: Hrvatin, Claudia lli1'le5 ""~O ITl fullo lllKoJ. (6) Sent: FrLday, Jaumiry 13. 2017 7:23 P!vI To: Megm1V. Khaner: d'borlot@ooe,O'ov; lasyme@oge.gov Cc: Jason Mahar ); Shashy, Hap; Leland, Matthew Subject: Responses to 1 1212017 Qnestions!Couuneuts Megan, Deborah and Loma: Attached please find responses to the list of comments and questious you provided yesterday, You will see that there are a few items for which we are awaiting additional infonnation. Cfandia Clm1dia A. Hrvatin Attomey at Lnw King & Sp:dding LLP OGE-17-0005-G-000050 1700 Pennsylvania Ave1me, NW, Suite 200 Washington. DC 20006 www. .s nw.com Frnm: Hrvatin, Claudia Sent: Friday, January 13, 2017 5:39 PM To: 'Megau V. Klrnuer' Cc: Jaso;1 Mabadl~); Shashy, Hap; Leland, Matthew Subject: RE: Co~ Thank you. Megan, fol' this additional contact infonnation aud for speaking with us a bit ago. I am copying Hap and J\fatt, mid Jason with Windquest - as soon as we obtain updates tonight and tluough the weekend, we will circulate to your team. If any questions or comments ,uise on yom- end, ple<1selet us know as soon as you can. Thank you, again, Claudia Claudia A H.rvatin Attomey at Law King & Sp:tlding LLP 1700 Pe1msylvania A venue, NW, Suite 200 Washington DC 20006 www. awc;om From: Megan V. Khruier [mailto:mvkhaner@oge.gov] Sent: Friday, Janumy 13, 2017 4:27 PfvI To: H.tvati11,Claudia Subject: Contact info1mation Deborah Bo1tot djbo11ot@oge.gov Loma Syme h1syme@oge.gov Megan Khaner Progtam Ana [yst (Finan<:e) Presidential Nominations Branch General Counsel and Legal Policy Division 202.482.9204 Visit OGE's website: www.oge.g:ov Follow OGE on Twitter: @OfficeGovEthics OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government prope11y that is intended only for the use of the individual or entity to whicli it is addressed. This email also may contain infonuation that is priv1leged, confidential, or otherwise protected from disclosure m1derapplicable law. If you are not the intended recipient or the employee or agent iesponsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination. distribution, copying or use of this enrnil or its contents is strictly prohibited. If you have received this elllail in etTor. OGE-17-0005-G-000051 please notify the sender by responding to the email and then immediately delete the email. ---------------~----.....-".-.."""'"''''"''' ................... ..-..-................_..._..................... -... . King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain infonnation that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE-17-0005-G-000052 From: To: ~~;'-";;' :'=':~== :::-i== ::-- .J Shashy. Hap: Leland. Matthew; MeganV. Khaner; Deborah J. Bortot; Lorna A. Syme; oa r, e a , a RE: Responses ta 1/12/2017Questions/Comments Saturday,January 14, 2017 11:16:47 AM Cc: Subject: Date: Hi Claudia - Regarding Megan's comment and your response that reads as follows below, please also more I specifically label assets described as ~(b)(6) o In many cases throughout the report, the lines of business provi ded are too broad for purposes of the conflicts analysis. Plea~u.u.=J.C.JU,,l,l.u.c...:..1.11::.u.iW-'..u.i::.:..i.....u.u.=...LWu.;.;o of business s ecificall for those labeled: The agency may have others to i,,;,,..,;,.;.,.,,;.,..,,,.,,.....,.,,.,, - ............,.,,................,.,.............. ......-----.J 1s 1s . - 1nprocess o a ing Thank you, Marcia Marcia Sprague Attorney, Eth;csDivision Office of the General Counsel U.S. Department of Education 400 Maryland Ave., SW Room 6E225 Washington, D. C. 20202 202-401-0496 (direct line) 202-401-8309 (ethics) marcio.sprague@ed.gov 202-260-5104 (fox) CONFIDENTIALITY NOTICE:Thise-mail message,inc/11dingany attachments, is for the sale use of the inrended recipient and may contain confidential and privileged information. Any unauthorized review, use, disclosureor distribution is prohibited. olf_~opies_oft~eor;ginol ff you ore not the inrended recipient, please contact the sender by reply e-mod and destroy m~~=~::... __---.......-..---. _____ From: Hrvatin, Claudia [mailto i' l (6l Sent: Saturday, January 14, 2017 10:57 AM To: mvkhaner@oge.gov; 'djbortot@oge.gov'; 'lasyme@oge.gov'; Goodridge, M.:ircella; Sprague, Ma rcia; Rowell, Theresa 6 pages ""thheJd ,n full -(lll(31 (4) (6) ]; Shashy, Hap; Leland, Matthew Cc:Jason Mahar {Dl (6) Subject: RE; Responses to 1/12/?.017 Questions/Comments Megan: The 278 in Integrity has been updated to reflecl the holdings for Items 38 and 41, pursuant to your questions on the last page [page 6) of your questions/comments document (re-attached for reference). Megan/Marcella: In considering these entities, could we obtain information on which specific assets present potentia I conflicts? Many thanks, Claudia Claudia A. Hrvatin Attorney at Law King & Spalding LLP OGE-17-0005-G-000053 1700 Pennsylvania /\venue, NW, Suite 200 Washington, DC 20006 [0)\01 www.kslaw.com From: Hrvatin, Claudia Sent; Friday, January 13, 2017 7:23 PM To; Megan V. Khaner; djbortot@oge.gov; Cc:Jason Mahar lasyme@oge.gnv ); Shashy, Hap; Leland, Matthew Subject: Responses to 1/12/2017 Questions/Comments 6 P"Soo v.1\Me!a ,n lullo (0:(4). (6) I Megan, Deborah and Lorna: Attached please find responses to the list of comments and questiOnsyou provided yesterday. You will see that there are a few items for which we are awaiting additional information. Claudia Claudia A. Hrvatin Attorney at Law King& Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC 20006 www.kslaw.com From: Hrvatin, Claudia Sent: Fric'ay,January 13, 2017 5:39 PM To: 'Megan V. Khaner' Cc:Jason Mahar l; Shashy, Hap; Leland, Matthew Subject: RE:Contact information Thank you, Megan, for this additional contact information and for speaking with us a bit ago. I am copying Hap and Matt, and Jason with Windquest - as soon as we obtain updates tonight and through the weekend, we will circulate to your team. If any questions or comments arise on your end, please let us know as soon as you can. Thank you, again, Claudia Claudia A. Hrvatin Attorney at Law King& Spalding LLP l 700 Pennsylvania Avenue, NW, Suite 200 Washington, DC 20006 (1))(61 www.kslaw.com From: ,v1eganv. Khaner lmallto.mvkhaner@ogegov] Sent; Friday, January 13, 2017 4:27 PM OGE-17-0005-G-000054 To: Hrvatin, Claudia Subject: Conto.1ct information Deborah Bortot d/bortot@oge.gov Lorna Symc 1asyme@oge.gov Megan Khaner Program Analyst (Finance) PresidentiaI Nominations Branch General Counsel and LegalPolicy Division 202.482.9204 Visit OGE'swebsite: www.oi::e.gov Follow OGEon Twitter: @OfficeGovEthics OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. Kms& SpaldingConfidentialityNot':ce: This message is teing sen! by or on behalf of a lawyer. 11is intecded exclusisely f0 Follow OGE on Twitter: @OfficeGovEthics OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Govenunent property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. Tfyou are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email iti error, please notify the sender by responding to the email and then immediately delete the email. King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain infonnation that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE-17-0005-G-000060 To: Goodridge. Marcella Deborah J. Bortot Subject: Sprague,Marcia: Rowell. Re: DevosReport Date: Thursday, January 19, 2017 6:56:23 PM from: ThereS<>;Teresa l. Williamson: Heather A. Jones ED has certified the report. Sent from my iPhone On Jan 19, 2017, at 6:09 PM, Deborah J. Bortot wrote: Thank you .. -.-..-.-----..... .... ..- .. - .....................o......o.. ....-..--..-.....-"......-..-.~~~-~- From: Goodridge, Marcella (mailto.Marcella Kejller@ed gov] Sent: Thursday, January 19, 2017 6:09 PM To: DeborahJ. Bortot Cc: Sprague, Marcia; Rowell,Theresa Subject: Re: Devos Report We are aware. I will sign it when I get to a computer. I am on the road. Marcella Sent from my iPhone On Jan 19, 2017, at 6:06 PM, Deborah J. Bortot <.dJ.bortot@o~e.gov>wrote: The report has been signed by the filer and is ready for the DAEO's signature. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. lfyou are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby nolifted that any dissemination, distribution, copying or use of this email or its contents is stiictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-G-000061 OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government prope1ty that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-G-000062 UNITED STATES DEPARTMENT OF EDUCATION OFFICE OF MANAGEMENT Office of the Chief Privacy Officer March 19, 2018 Austin Evers American Oversight 1030 15th St., Suite B255 Washington, D.C. 20002 RE: FOIA Request No. 18-00823-F Dear Mr. Evers: This letter is a final response to your request for information pursuant to the Freedom of Information Act (FOIA), 5 U.S.C. ? 552, dated December 21, 2017 and received in this office on January 19, 2018. Your request was forwarded to the appropriate office to search for documents that may be responsive to your request. You requested: o o Records containing or reflecting communications between OGE and individuals nominated, or anticipated to be nominated, by President Trump for Senate-confirmed positions in the federal government, including communications with attorneys or agents acting on behalf of such nominees or prospective nominees, as well as members of the Trump administration, the Trump transition team, or the Trump campaign about such nominees or prospective nominees, and Records containing or reflecting communications between OGE and individuals appointed, or anticipated to be appointed, by President Trump for positions in the Executive Office of the President in the White House, including communications with attorneys or agents acting on behalf of such appointees or prospective appointees, as well as members of the Trump administration, the Trump transition team, or the Trump campaign about such appointees or prospective appointees. Attached to this e-mail are 62 pages of a document that is responsive to your request. The document provided is: ? An email dialogue between OGE and Secretary Betsy DeVos' staff. However, certain information has been withheld according to FOIA exemptions (b)(3), (b)(4) and (b)(6), as specified below: 400 MARYLAND AVE., S.W., WASHINGTON, DC 20202-4500 www.ed.gov Our mission is to ensure equal access to education and to promote educational excellence throughout the Nation Page 2 - Austin Evers FOIA Request No. 18-00823-F o Records or portions of records relating to various non-disclosure provisions that are contained in other federal statutes are exempt from disclosure pursuant to 5 U.S.C. ?552 (b)(3) of the FOIA. This exemption authorizes an agency to withhold information that is specifically exempted from disclosure by other federal statutes. The Ethics in Government Act of 1978 protects the financial disclosure reports of special government employees. o Proprietary information has been withheld under exemption (b)(4) of the FOIA, 5 U.S.C. ? 552 of the FOIA. These provisions require us to withhold proprietary information, which, if disclosed, is likely to cause substantial competitive harm. o Records or portions of records relating to personal information is exempt pursuant to 5 U.S.C. ?552 (b)(6) of the FOIA. Disclosure of this information would constitute a clearly unwarranted invasion of personal privacy. Also, you have the right to seek assistance and/or dispute resolution services from the Department's FOIA Public Liaison or the Office of Government Information Services (OGIS). The FOIA Public Liaison is responsible, among other duties, for assisting in the resolution of FOIA disputes. OGIS, which is outside the Department of Education, offers mediation services to resolve disputes between FOIA requesters and Federal agencies as a non-exclusive alternative to appeals or litigation. They can be contacted by: Mail FOIA Public Liaison Office of the Chief Privacy Officer U.S. Department of Education 400 Maryland Ave., SW, LBJ 2W218-58 Washington, DC 20202-4536 E-mail robert.wehausen@ed.gov Phone 202-205-0733 Fax 202-401-0920 Office of Government Information Services National Archives and Records Administration 8601 Adelphi Road Room 2510 College Park, MD 20740-6001 OGIS@nara.gov 301-837-1996; toll free at 1-877-684-6448 301-837-0348 Lastly, you have the right to appeal this decision by writing to the address below, 90 calendar days from the date of this letter. Using the services described above does not affect your right or the deadline to file an appeal. Your appeal must be in writing and must include detailed statement of all legal and factual bases for the appeal; it should be accompanied by this letter, a copy of your initial letter of request, and any documentation that serves as evidence or supports the argument you wish the Department to consider in making an administrative determination on your appeal. 400 MARYLAND AVE., S.W., WASHINGTON, DC 20202-4500 www.ed.gov Our mission is to ensure equal access to education and to promote educational excellence throughout the Nation. Page 3 - Austin Evers FOIA Request No. 18-00823-F Appeals may be submitted using the on-line form available at www.ed.gov/policy/gen/leg/foia/foia-appeal-form.pdf. E-mail: EDFOIAappeals@ed.gov Fax: 202-401-0920 Mail: Appeals Office Office of the Chief Privacy Officer U.S. Department of Education 400 Maryland Avenue, SW, LBJ 2E320 Washington, DC 20202-4536 Sincerely, Arthur Caliguiran Arthur Caliguiran FOIA Analyst FOIA Service Center Enclosure 400 MARYLAND AVE., S.W., WASHINGTON, DC 20202-4500 www.ed.gov Our mission is to ensure equal access to education and to promote educational excellence throughout the Nation. from: To: Cc: Shashy. Hap DeborahJ. Bortot?"Sprague.Marcia":Lelar.d.Matthew ''Susan Valcg''; DavidJ. Apol: )i_eatnerA. Jones; Megan V. Kh;mer; Goodridge. Marcella; "Jason Mahar"; Hrvatin. !:l, rirm: -11 202 737 OS00 I IJ.C. 20006 On Jan 18, 2017, at 5:45 PM, Deborah J.Bortot> wrote: The attachments you forwarded have: ,,l))(ol ,._, \ :o:(JI -- From: Susan Valcq [~ Sent: Wednesday, January 18, 2017 5:39 PM To: Deborah J. Burtot; 'Leland, Matthew'; David J, Apo\; Heather A, Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, : 1/2 arcia' Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia; JeffLmnbert; Jeffnowcnnan; Matt flrinks Subject: [GRA YMAILJ RE: DeVos Oisclosures - Divestiture Deborah, which is the investment we would like considered for Those entities are held in lbJl0) ,, tb.1(3) removal from the divestiture list. Infonnation on The other two investments a1?e these two investments was included in a separate attachment. Please let us know if you have any other questions, or we can provide more infonnation to you. Thank you, Susan From: Deborah J. Bertot [inailto:djbo1tot@oge.gov] OGE-17-0005-G-000004 Sent: Wednesday, January I 8,2017 5:35 PM To: 'Leland, Matthew' >; David J. A pol >; Heather A, Jones >; Megan V. Khaner >; 'Goodridge, Marcella' 1,n11-o! >; 'Sprague, Marcia' I) 1,', >; Shashy, Hap vatin, Claudia >; Valcq, Susan (RDV Corp - Vice President of >; Lambert, Jeff >; Bowemian, Jeff(RDV Corp-Tax) >; Brinks, Matt (RDV Corp - Accounting) Suhject: RE: De Vos Disclosures - Divestiture Th~ attachment lists 18entities. Which three entities are a concern? From: Lelar1d, Mattl1ew [~ Sent: Wednesday, January I 8, 2017 4:36 PM To: Deborah J. Bortot; David J. Apol; Heather A. Jones: Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia' Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Susan Valcq; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GR.A. YMAIL] De Vos Disclosures - Divestiture All, Since our most recent call, we identified three more holdings that we would like to remove from the Government's divestiture list. Infonnation on these is attached. If there is more infonnation you m.-cd, please let us know. Best regards, 1-,..,1 1 - ~ roo I 1 t , - 1 , 1, l ~o), Matt Matthew M. Leland King & Spalding LLP; 1700 Pennsylvania Avenue, N.W. I Washington, D.C. 20006 Firm:+ l 202 73 7 0500 I King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain infonnation that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any pan ofit. lfyou have received this message in error, please notify rhe sender immediately hy e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a l"ederal record or other Government property that is intended only for the use ofrhe individual or entity to which it is addressed. This email also may contain infonnation that is privileged, confidential, or otherwise protected from disclosure under OGE-17-0005-G-000005 applicable law. If you are not the intended recipient or the employee or agent respo11siblefor delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is striclly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain infonnation that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you arc not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. Jfyou have received this email in etTor, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to whicl, it is addressed. This email also may contain infonnation that is privileged, confidential, or otherwise protected from disclosure under appl icablc law. If you arc not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. rfyou have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential i\"otice: This email, including all attachments, may constimte a Federal record or other Government property that is intended only for the use of the individual or entity lo which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-G-000006 From: Lelend. Matthew To: Meoaov. KhanecSusanValeo:Deborah J. Bertot:"SpraqueMarcia"; ShashyHap Cc: David J. Apol; Heather A. Jones; Goodridce Marcella;Jason Mahar; HNatin. Claudia;Jeff Lamhert; .lfff Bowerman; Rowell. Theresa; Matt Brinks (GRAYMAIL]RE: Devos DiscloStJres - Divestiture Thursday. January 19, 2017 10:49:44 AM Subject: Date: Thanks Megan. -----Original Messageoo??? From: Megan V. Kliancr rmajlto-mvk\,ancr@o~c i:ov] Sent: Thursday, January 19, 20 I 7 10:46 AM To: Leland, Matthew; Susan Va\cq; Deborah J. Bortot; 'Sprague, Marcia';Shashy. Hap Cc: David J. Apot; Heather A. Jones; Goodridge, Marcella; Jason Mahar; I lrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Rowell, Theresa; Matt Brinks Subject: RE: DeVos Disclosures - Divestiture ['II take care of it. Thanks, mk -----Original Messageo-??? From: Leland, Matthew [maiilQMiJi Sent: Thursday, January 19, 20 I 7 I 0:45 AM To: Susan Valcq; Deborah J. Bortot; 'Sprague, Marcia'; Shashy, Hap Cc: David .I. AJlOI;Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Jason Mahar; Hrvatin, Claudia; Jeff Lambert; JeffBowcm1an; Rowell, Theresa; Matt Brinks Subject: [GRAYMAJL] RE: DeVos Disclosures - Divestiture Deb, Would you like us to addlllll to the agreement, or arc you handling that? Matt -----Original Messageoo??? From; Susan Valcq [~] Sent: Thursday, January I 9, 2017 9:39 A~ To: 'Deborah J. Bortot'; 'Sprague, Marcia'; Shashy, llap; Leland, Matthew Cc: David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Jason Mahar; Hrvatin, Claudia; Jeff Lamhert; Jeff Bowennan; Rowell, Theresa; Matt Brinks Subject: RE: De Vos Disclosureso Divestiture Deb, Please add to the divestiture Iisl as I 02. Thank you, Susan -- ---Original Message----? From: Deborah J. Bortot [nrnilto?djbortot@o~ gov] Sent: Thursday, January 19, 2017 8: 17 AM To: 'Sprague, Marcia' ; Shashy, Hap-->; Leland, MatLhcw > Cc: Valcq, Susan (ROY Corp - Vice President of Finance) >; David J. Apo] ; Heather/\.Jones: Megan V. Khaner ; Goodridge, Marcella ; Mahar, Jason (Windqucst) < (b)(61 ; Hrvatin, Claudia OGE-17-0005-G-000007 (b)(6J ,t,Jp~~I >; Bowennan, Jeff(RDV Corp - Tax.) ; Brinks, Matt (RDV Corp - Accounting) Subject: RE: DeVos Disclosures - Divestiture Matt, Claudia, Hap, With respecttollll, were you able to continn 'bl(4).j6) ? - Also, please see Marcia's email below about oiJJ(6J ?,, (b)(.3'1 Thanks, Deb -----Original Message----From: Sprague, Marcia [mailto:\ 1farcia.Sprague@ed gm,] Sent: Thursday, Januaiy 19, 2017 8:04 AM To: Shashy, Hap; Leland, Matthew; Dehorah J. Bortot Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; 'Jason Mahar'; Hrvatin, Claudia; 'Jeff Lambert'; 'JeffBowe1man'; Rowell, Theresa; 'Matt Brinks' Subject: RE: De Vos Disclosures - Divestiture Hi Hap- ~ Thanks for that infom1ation. Can we get confirmation of the following regarding two ~ (mentioned in lhe endnole to this on the 278e): undcrlying holdings (b)(6) Thanks. Marcia CONFIDENTIALITY NOTICE: This e-mail message, including any attachments, is for the sole use of the intended recipient and may contain confidential and privileged infonnation. Any unauthorized review, use, disclosure or distribution is prohibited. If you arc not the intended recipient, please contacl the sender by reply e-mail and destroy all copies of the original message. -----Original Message----? From: Shashy, Hap (~l Sent Thursday, January 19, 2017 7:33 AM To: Sprague, Marcia; Leland, Matthew; Deborah J. Bertot Cc: 'Susan Valcq'; David J. Apol; !leather A. Jones; Megan V. Khaner; Goodridge, Marcella; 'Jason Mahar'; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowennan'; 'Malt Brinks' Subject: Re: De Vos Disclosureso Divestiture Hello Marcia, Based on a follow up discussion with OGE, we concluded there was no need to list it. The De Vos interest is a _, infonnation received from the-is that the (b)(4J, (61 and opaque. OGE-17-0005-G-000008 Hap Sent from my BlackBerry IO smartphonc. Original .\'1cssage From: Sprague, Marcia Sent: Thursday, January 19, 2017 7: 14 AM To: Leland, Matthew; Deborah J. Bortot Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Oowennan'; 'Matt Brinks' Subject: RE: DeVos Disclosures - Divestiture Matt Thanks for the information about rz5)l that? ~ I am not sure wh~ is being removed. Could we hear more about ~ Thanks. Marcia CONFIDENTIALITY NOTICE: This e-mail message, including any attachments, is for the sole use of the intended recipient and may contain confidential and privileged infonnation. Any unauthorized review, use, disclosure or distribution is prohibited, If you an: not the intended recipient, please contact the sender by reply e-mail and destroy all copies of the original message. -----Original Message----From: Leland, Matthew [~J Sent: Wednesday, January 18, 2017 7:24 PM To: Deborah J. Bortot Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; 'Juson Mahar'; Shashy, Hap; Hrvatin, Claudia; '.leffl.ambert'; 'JeffBowe1man'; 'Matt Brinks' Subject: RE: DeVos Disclosures - Divestiture Deb, We also will remove LJl(t>I ,:: (bl(.j) in light of our earlier discussion. Matt -----Original Message----? From: Leland, Matthew Sent: Wednesday, January 18, 2017 7:20 PM To: 'Deborah J. Bortot' Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V, Khancr; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason :vtahar'; Shashy. Hap; llrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowerman'; 'Malt Brinks' Subject RE: DeVos Disclosures - Divestiture Thanks Deb. following up on the divestitures: Please take the following investments off the ED conflict list which were fully liquidated as of 12/31/16. OGE-17-0005-G-000009 Deb - Claudia and I will follow up with you in a few moments. -----Original Message----From: neborah J. Bo1101 (mail10:diho11oc@ore gov] Sent: Wednesday, January 18, 2017 6:47 PM To: Leland, Mattbew Cc: 'Susan Valcq'; David J. Apo!; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Malm'; Shashy, Hap; l-lrvatin, Claudia; 'Jeff Lambe11'; 'Jeff Bowennan'; 'Matt Brinks' Subject: RE: De Vos Disclosures - Divestiture I've attached a revised ethics agreement based on our conversation. Please put assets in Attachment A into either the 90 day or 120 day section '~:: .::.,1 o').I.,~ ' ll l1 I I - ' ,, 'I ' I o 1'} -----Original Message----From: Deborah J. Bortot Sent: Wednesday, January I 8,2017 6: 18 PM To: 'Leland, Matll1ew1 Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Sh ashy, Hap; Hrvatin, Claudia; Jeff Lambert; JcffBowcnnan; Matt Brinks Subject: RE: DeVos Disclosures - Divestiture 1' Yes. We are calling in now -----Original Message----From: Leland, Matthew[~] Sent: Wednesday, January 18, 2017 6:18 PM To: DeborahJ. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowcnnan; Matt Brinks Subject: (GRA YMAIL] Re: De Vos Disclosures - Divestiture SoiTy - can we get back on the phone very quickly? Matthew M. Leland King & Spalding LLP 11700 Pennsylvania Avenue N.W. I Washinglon, Firm: +I 202 737 0500 D.C. 20006 OGE-17-0005-G-000010 On Jan 18, 2017, at 5:45 PM, Deborah J.Bortot> wrote: The attachments you forwarded have: l ! 1 11 ?,) , i; J !! ,'i -From: Susan Valcq ~] Sent: Wednesday, January 18, 2017 5:39 PM To: Deborah J. Bortot; 'Leland, Matthew'; David J. Apo!; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia' Cc: Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRAYMAIL) RE: DeVos Disclosures - Divestiture Deborah, which is the investment we would like considered for Those entities are held in removal from the divestiture list. lnfonnation on The other two investments arc and these two investments was included in a separate attachment. Please let us know if you have any other questions, or we can provide more information to you. Thank you, Susan From: Deborah J. Bortot [mailto?djbortot@oge,gov] Sent: Wednesday, January 18, 2017 5:35 PM To: 'Leland, Matthew' >>; David J. Apo! >; Heather A. Jones >; Megan V. Khaner >; 'Goodridge, Marcella' >>; 'Sprague, Marcia' > >>; Shashy, Hap ib)(bi rvatin, Claudia !l))f:3) >; Valcq, Susan (RDV Corp - Vice President of >>; Lambert, Jeff , . . ? (b)(6) ,bJ(6) . >>; Bowen11an,Jeff (RDV Corpo Tax) tb)(6) >; Brinks, Matt (RDV Corp - Accounting) ;b){G) Subject: RE: DeVos Disclosures - Divestiture Which three entities are a concern? From; Leland, Matthew [lllil.i..lffi\o) Ii t. I Sent Wednesday, January 18, 2017 4:36 PM OGE-17-0005-G-000011 To: Deborah J. Borror; David J. Apol; Heather A. Jones; .\1egan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia' Cc: Jason : 1/2 ahar;Shashy, J!ap; l!rvatin, Claudia; Susan Valcq; Jeff Lambert; Jeff Bowennan; Matt Brinks Subject: [GRA YMAIL] OeVos Disclosures - Divestiture /\II, Since our most recent call, we identified three more holdings that we would like to remove from the Government's divestiture list. Infonnation on these is attached. If there is more infotmation you need, pleaselet us know. Best regards, ~ : ~ ._ t , , , , o 11 ,, I I 'f Mau :\1att1JewM. Leland King & Spalding LLP I 1700 Pennsylvania Avenue, N. W. I Washington, D.C. 20006 Finn:+ I 202 737 0500 I King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain infonnation that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part ofit. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain infonnation that is privileged, confidential, or otherwise protected from disclosure under applicahle law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are herehy notified that any dissemination, distribution, copying or use of this email or it:;contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Co11fidentialNotice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain infonnation that is privileged, confidential, or otherwise protected ti?omdisclosure under applicahle law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are herehy notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain infonnation that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the OGE-17-0005-G-000012 transmission to the intended recipient, you are hereby notified tliat any dissemination, distril:iution, copying or use of this email or its contents is strictly prohibited. If you have received this einail in en?or, please notify tl1e sender by responding to the email and then immediately delete the email. OGE Confidentcal Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain infonnation that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you arc not the intended recipient or the employee or agent responsible for delivering the trnnsmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender l>y responding to the email and then immediately delete the email. OGE Confidential Notice; This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity 10 which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under ilpplicable l;iw. !fyou are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-G-000013 From: Leland. Matthew To: P.e.bJ:iLiJhJ..J3.ru!Qt Subject: [GRAYMAIL]RE: Responses to 1/12/2017 Questions/Comments Monday, January 16, 2017 7:37:15 PM Date: Okay. Please give me a minute or two. -----Origi11alMessage----From: Deborah J. Bortot [mailto:djbortot(!l)oe:e iQVJ Sent: Monday, January 16, 20 I 7 7:33 PM To: Leland, Matthew Subject: RE: Responses to 1/12/2017 Questions/Comments Matt, I think it would be a good idea to have a status call. We are on the call-inline now. Go ahead and call-in o?---Original Message--??? From: Leland, Matthew[~] Sent: Monday, January 16,201 7 7:32 PM To: Deborah J. Bertot; !-lrvatin, Claudia; Shashy, Hap Cc: David J. Apol; Heather A. Jones; Megan V, Khancr; Lorna A. Syme Subject: [GRA YMAIL] RE: Responses to 1/12/2017 Questions/Comments I just had a few quick questions for Megan. There is no need to intrude on everyone's rime. Megan, are you free? -----Original Message---?From: Deborah J. Bortot [mailto:djbortot@oge.gov] Sent: Monday, January 16, 2017 7:25 PM To: Hrvatin, Claudia; Leland, Matthew; Shashy, Hap Cc: Oavid J. A pol; Heather A. Jones; Megan V. Khaner; Loma A. Symc Subject: RE: Responses to 1/12/2017 Questions/Comments Matthew asked ifwe could have a call. Are you available now? We can use this call-in number: Thanks, Deb ?????Original Mcssagc----From: Deborah J. Bortot Sent: Monday, January 16, 2017 5:29 PM To: 'Hrvatin, Claudia': Leland, Matthew; Shashy, Hap Cc: David J. Apo!; Heather A. Jones Subject: RE: Responses to 1/12/2017 Questions/Comments Claudia, Hap, and Matthew, Are you available for a call to discuss most recent status? Thanks, Deb OGE-17-0005-G-000014 -----Original Message----From: llrvatin, Claudia[~] Sent; Monday, January 16, 2017 2:08 PM To: Leland, Matthew; Deborah J. Bortot; Shashy, Hap Cc: David J. Apol; Heather A. Jones Subject: [GRA YMAIL] Re: Responses to 1/12/2017 Questions/Comments I will be on as well. Thank you. Sent from my BlackBerry 10 smartphone. Original Message From: Leland, Matthew Sent: Monday, January 16, 2017 2:06 PM To: Deborah J. Bortot; Hrvatin, Claudia; Shashy, Hap Cc: David J. Apol; Heather A. Jones Subject: RE: Responses to 1/12/2017 Questions/Comments Yes, I can join at 2:15 pm. Claudia may join, too, if she is available. -----Original Message----From: Deborah J. Bortot [mailto:djho11ot@oge.gov] Sent: Monday, January 16, 2017 2:04 PM To; Leland, Matthew; Hrvatin, Claudia; Shashy, Hap Cc: David J. Apol; Heather A. Jones Subject: RE; Responses to 1/12/2017 Questions/Comments How about 2: I 5? We can use this call-in number: -----Original Mcssage----From: Leland, Matthew[~] Sent: Monday, January 16, 2017 I :59 PM To: Deborah J. Bortot; Hrvatin, Claudia; Shashy, Hap Cc: David J. Apo!; Heather A. Jones Subject; [GRAYMAILJ RE: Responses to 1/12/2017 Questions/Comments Thank you, Deb. When would you like ro speak? Some of us are available now. -----Original Messagc----From: Deborah J. Bortot (mail1o:djbo11ot@<>_ge.gov] Sent: Monday, January 16,2017 I :49 PM To: Hrvatin, Claudia; Shashy, l!ap; Leland, Matthew Cc: David J. A pol; Heather A. Jones Subject: RE: Responses to 1/12/2017 Quc:;tions/Cominents Claudia, Hap, and Matthew, /\re you available for a call to discuss the ethics agl'eement? Thanks, Deb OGE-17-0005-G-000015 -----Original Mess.age----From: Hrvatin, Claudia[~] Sent: Monday, January 16, 2017 12:25 PM To: 'Sprague, Marcia'; 'Good1idgc, \llarcella'; 'Rowell, Theresa Deborah J. Bortol; Loma A. Symc Cc: 'Jason Mahar '; Megan V. Khaner; Leland, Matthew Subject: [GRA YMAIL] Re: Responses to l/l 2/2017 Questions/Commenrs Megan, Marcella/Marcia - Attached please find a list of additions for divestiture and a letter frorr regarding its holdings. if'/ifffW@I Claudia Sent from my BlackBerry 10 smartpbone. From:Hrvatin, Claudia Sent; Sunday, January 15,2017 8:44 PM To: 'Sprague, Marcia'; 'Goodridge, Marcella'; 'Rowell, Theresa 'djbortot@oge.gov'; 'lasyme@oge.gov' Cc: 'Jason Mahar '; 'mvkhancr@ogc.gov'; ); 'JeffBowennan' ); Shashy, Hap; Leland, Matthew Subject RE: Responses to 1/! 2/2017 Questions/Comments Marcia: We are following up on our questions, below. Of note, and pursuant to the second hullet, below, securities held by b)(3J.(bJ(S) and have been added to the End Notes in the 278. Please provide us with a list of those securities which present a potential conflict. More specifically, we note that there , but look to you for direction in this regard. an:!@iff&M- Could we obtain a response by 10 AM tomorrow? Many thanks, Claudia Claudia A. Hrvatin Allomey at Law King & Spalding LLP I 700 Pennsylvania Avenue, NW, Suite 200 Washington, DC 20006 www.kslaw.com From: H1vatin, Claudia Sent: Saturday, January 14, 2017 6:44 PM To: 'Sprague, Marcia'; Goodridge, Marcella; Rowell, Theresa djbortot@oge.gov; lasyme@oge.gov; Jeff Lambert 'Jeff Bowerman' Cc: Jason Mahar ( mvkhancr@ogc.gov; ); Susan Valcq ti) )(b J ) ); Shashy, llap; Leland, Matthew OGE-17-0005-G-000016 Suhject: RE: Responses to 1/1212017 Questio11s/Co1rnncnts Thank you, Marcia. We arc adding the team ti-om ROY so that everyone can see the communications in real time, given that time is of the essence. Please "Reply To All'' to facilitate our communications. Below are our comments and questions: n Are there specific investments that item #57 (on most recent list provided, attached for reference) is referring to, and what do you need to complete that review? Many thanks. Please let us know when a conference call tomorrow works - we arc looking at 12: 15 PM. Best, Claudia From: Sprague, Marcia [maj)tQ"Marcja Spraguc@cd gny] Sent: Saturday, January 14, 2017 4:17 PM To: Hrvatin, Claudia Cc: Goodridge, \1arcella Subject: RE: Responses to 1/12/2017 Questions/Comments ClaudiaCould you please put any questions/comments in writing ro us in an email'? Thanks, Marcia From: Hrvatin, Claudia[~] Sent: Saturday, January 14, 2017 2:27 PM To: 'mvkhaner@oge.gov'; 'djhmtot@oge.gov'; 'lasyme@oge.gov'; Theresa Cc: Shashy, Hap; Leland, Matthew Subject: RE: Responses to 1/12/2017 Questions/Comments Megan, Marcia -The Goodridge, Marcella; Sprague, Marcia; Rowell, De Vos team is continuing to work through the various questions and comments provided OGE-17-0005-G-000017 today and over the last several days. Would it be possible to convene a call this afternoon that have arisen? Perhaps around 3:30 or thereabouts? Please let us know. 10 discuss some questions Claudia Cc: Ja5on Mahar Subject: RE: Responses to 1/12/2017 Questions/Comments ); Shashy, Hap; Leland, Matthew 6 pages l"; lasyme@oge.gov Cc: Jason Mahar >); Shashy, Hap; Leland, Matthew Subject: Responses to 1/12/2017 Questions/Comments Megan, Deborah and Loma: Attached please find responses to the list of comments and questions you provided yesterday. You will see that there are a few items for whicb we are awaiting additional infom1ation. Claudia Claudia A. Hrvatin Attorney at law King & Spalding LLP 1700 Pennsylvania Avenue. NW, Suite 200 Washington, DC 20006 www.kslaw.com OGE-17-0005-G-000018 From: Hrvatin, Claudia Sent: Friday, January 13, 2017 5:39 P.Y! To: 'Megan V. Khaner' Cc: Jason Mahar Subject: RE: Contact infonnation >); Shashy, Hap; Leland, Matthew Thank you, Megan, for this additional contact infonuation and for speaking with us a bit ago. I am copying Hap and Matt, a11dJason with Windquest - as soon as we obtain updates tonight and through the weekend, we wilt circulate to your team. If any questions or comments arise on your end, please let us know as soon as you can. Thank you, again, Claudia Claudia A. Hrvatin Attorney at Law King & Spalding LLP 1700 Pennsylvania Avenue, "':-JW, Suite 20-0 Washington, DC 20006 www.kslaw.com From: Megan V. Khaner [maillo:mvkhaner@oge.gov] Sent; Friday, January 13, 2017 4:27 PM To: Hrvatin, Claudia Subject: Contact informacion Deborah Bortot djbortot@oge.gov Lorna Syme lasyme@oge.gov Megan Khaner Program Analyst (Finance) Presidential Nominations 13ranch General Counsel and Legal Policy Division 202.482.9204 Visit OGE's website: www.oge.gov @OtliceGovEthics Follow OGE on Twitter: OGE Confidential J\'oticc: This email, i11cludingall attachments, may constitute a Federal record or other Govemment property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you arc not the intended rccipiclll or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination,distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify tile sender by responding to the email and then immediately delete the email. OGE-17-0005-G-000019 King & Spalding Confidentiality Norice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain information that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized lo read, print, retain, copy or disseminate this message or any part of it. If you have received this message in e1i-or,please notify the sender immediately by e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitule a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain infonnation that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you liave received this email in error, please notify the sender hy responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity 10 which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or otber Government property that is intended only for the use of the individual or entity to which ii is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure undei? applicable law. If you are not the intended recipient or the em1)ioyee or agenl responsible for delivering the transmission to the intended recipient, you are herehy notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibitl.-d. Jfyou have received this email in error, please notify 1he sender by responding 10 the email and then immediately delete the email. OGE Confidential Notice: This cmai I, including all auachments, may constitute a Federal record or other Govcmmc11t property that is intended only for lhe use of the individual or entity to which it is addressed. This email also may contain infonnation that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsihle for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notity the sender by responding to the email and then immediately delete the email. OGE-17-0005-G-000020 From: To: Hrvatin. Claudia MeganV. Khaner;"Sprague M<1rcia"; "GoodridgeMarcella";"RowellTherec~jjfll Df>borah l. Bortot: Loma A. Syme Cc: r; ); n.leff BOVi.?erm.?. n11 eft Lambert ]; Shashy.Hao: l; Subject: [GRAYMAILJRe: Responsesto 1/12/2017Questions/Comments Date: Monday, January 16, 2017 4:25:50 PM \llany thanks, Megan. Sent from my Black Berry IO smartphonc. Original Message From: Megan V. Khaner Sent: Monday, January 16, 2017 4:15 PM To: Hrvatin, Claudia; 'Sprague, Marcia'; 'Goodridge, \.farcella'; 'Rowell, Theresa Deborah J. Bortot; Lorna A. Syme Cc: 'Jason Mahar ); 'Jeff Bowennan' ); Shashy, Hap; Leland, Matthew Subject: R.E: Responses to 1/12/2017 Questions/Comments 2 pagesWllhhelO oo fui (b)m (6) Hi Claudia, We've reviewed the updated report. Attached find our questions (prior outstanding questions in blue, a few additional questions on most recent drnft in purple). Thank you, mk ----Original Message----From: Hrvatin, Claudia(~] Sent: Monday, January 16, 201712:25 PM To: 'Sprague, Marcia'; 'Goodridge, Marcella'; 'Rowell, Theresa Deborah J. B01101; Lorna/\. Syme Cc: 'Jason Mahar '; Megan V. Khaner; 2 pages w lhheld m full? (bJtJ) (4),(~) Leland, Matthew Subject: fGRA YMA[L] Re: Responses lo 1/12/2017 Questions/Commen1s Megan, Marcella/Marcia - Attached please find a list of additions for divestiture and a letter regarding its holdings. fr01-ijffl@fl Claudia Sem from my BlackBerry 10 smartphone. From: Hrvatin, Claudia Sent: Sunday, January I 5, 2017 8:44 PM To: 'Sprague, Marcia'; 'Goodridge, Marcella'; 'Rowell, Theresa 'djbortot@ogc.gov'; 'lasymc@ogc.gov' Cc: 'Jason Mahar '; 'mvkhaner@oge.gov'; ); 'Jeff Bowennar\' Shashy, Hap; Leland, Matthew Subject: RE: Responses to I/12/20 I 7 Queslions/Commenls Marcia: OGE-17-0005-G-000021 \ \Ve are following up on our questions. bdow. Of note, ru1d pursuant to the second bullet, bdow, scclllitics held by (b)(6) & (b)(3) and haw been added to ihe End Notes in the 278. Please provid From: Hrvatin. Claudia Sent: S;intrday, Jmmary 14, 2017 6:44 Pl\?f To: 'Sprague, Marcia':Goodridge, 1-farcclla:Rowell, Theresa djbortot@oge.gov: lasyme@'Oge.go,'; Jeff Lmnbei.1 'Jeff Bowerman' ; mvkl111ne1@oge.gov; ); Susan Valcq Cc: fasou Mahar : Slrnshy. Hap: Lelruid. l\-Iatthew Subject: RE: Responses to l/ 12/2017 Qnestions/Commeuts Thmlk you, Marcia. We are adding the team :fromRDV so U1ateni1yone can see the couumutications in r~l time. giveu that rime is of the essence. Pleilse "Reply To .'\ ..II'' 10facilitate our co1rumuticatioas. Below are our comments a11dquestions: OGE-17-0005-G-000022 pages w1tht.eld ,~ lull - (b](3). (4). (6) n Arc rhere specific investments that item #57 (on most recent list provided. attached for reference) is refeiTing to, and what do you need to complete that review? Many thanks. Please let us know when a conference call tomorrow works - we are looking at 12: 15 PM. Best, Claudia From: Sprague, Marcia [mailtQ: Marcia Sprn1ouc@ed.!'ov] Sent: Saturday, January 14, 2017 4: 17 PM To: Hrvatin, Claudia Cc: Goodridge, Marcella Subject: RE: Responses to 1/12/2017 Questions/Comments ClaudiaCould you please put any questions/comments in writing to us in au email? Thanks, Marcia From: Hrvatin, Claudia[~] Sent: Saturday, January 14, 2017 2:27 PM To: 'mvkhaner@oge.gov'; 'djbortot@oge.gov'; 'lasyme@oge.gov'; Theresa Cc: Shashy, Hap; Leland, Matthew Subject: RE: Responses to 1/12/2017 Questions/Comments Goodridge, Marcella; Sprague, Marcia; Rowell, Megan, Marcia - The De Vos team is continuing to work through the various questions and comments provided today and over the last several days. Would it be possible to convene a c~II this aften1oon to discuss some questions that have arisen? Perhaps around 3:30 or thereabouts? Please let us know. Claudia ); Shashy, Hap; Leland, Matthew 6 ~ago> withheld .n M o lblW, (4). (6) Subject: RE: Responses to 1/12/2017 Questiom/Commcnts Megan: The 278 in Integrity has been updated to reflect the holdings for Items 38 and 41, pursuant to your questions on the last page (page 6) of your questions/comments document (re-attached for reference). Megan/Marcella: In considering these entities, could we obtain information on which spcci lie assets prcsenl potential conflicts? :viany thanks, Claudia Claudia A. Hrvatin Allomey at Law King & Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 OGE-17-0005-G-000023 Washington, DC 20006 www. ks law .com From:Hrvatin, Claudia Sent: Friday, January 13,2017 7:23 PM To: Megan V. Khaner; djbortot@oge.gov; lasyme@oge.gov Cc: Jason Mahar Shashy, Hap; Leland, Matthew Subject: Responses to 1/12/2017 Questions/Comments 6 page; w1lhheld "'fell - (b:(4). (SJ Megan, Deborah and Lorna: Attached please find responses to the Iist of comments and questions you provided yesterday. You will see that there are a few items for which we are awaiting additional infonnation. Claudia Claudia A. Hrvatin Attorney at Law King & Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC 20006 www.kslaw.com From: Hrvatin, Claudia Sent: Friday, January 13, 2017 5:39 PM To: 'Megan V. Khaner' Cc: Jason Maha1 Subject: RE: Contact infonnation Shashy, Hap; Leland, Matthew Thank you, Megan, for this additional contact infonnation and for speaking with us a bit ago. I am copying Hap and Matt, and Jason with Windquest - as soon as we obtain updates tonight and through the weekend, we will circulate to your team. If any questions or comments arise on your end, please let us know as soon as you can. Thank you, again, Claudia Claudia A. Hrvatin Attorney ar Law King & Spalding I.LP 1700 Pennsylvania A11enuc,NW. Suitc200 Washington, DC 20006 www.kslaw.com OGE-17-0005-G-000024 From; Megan V. Khancr [arni lto:mvkhaner@oge.gov] Sent: Friday, January 13, 201 7 4 :27 PM To: Hrvatin, Claudia Subject: Contact information Deborah rlortot djbo1tot@oge.gov Loma Syme lasyme@oge.gov'mc@:'ol!c 'WY> Megan Khaner Program Analyst (Finance) Presidential Nominations Branch General Counsel and Legal Policy Division 202.482.9204 Visit OGE's website: www.oge.gov @OfficeGovEth ics Follow OGE on Twitter: OGE Confidential Notice; This email, including all attachments, may constitute a Federal record or other Government prope1fy that _isintended only for the use of the individual or entity to which it is addressed. This email also may contai11 information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified chat any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. lfyoLJ have received this email in error, please no1ify the sender by responding to? the email and then immediately delete the email. King & Spalding Confidentiality >lotice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain infonnation that is pror,rielaty, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you arc not authorized to read, print, retain, copy or disseminate this message or any part ofit. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended 011lyfor tne use of the individual or entity to which it is addressed. This email also may contain infonnation that i~ privileged, confidential, or otherwise protected from disclosure under applicahle law. If you are not the intc11dcdrecipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified tbat any dissemination, distribulion. copying or use of this email or its contents is strictly prohibited. lfyou have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-G-000025 From: Theresa To: Cc: Subject: Date: Megan, As a follow-up to the first question in the most recent round of questions (outside positions), please be advised that we did end up adding a couple new positions to the 278 o and also revised the start dates for You wi II see those changes in the current version of the report. Please let me know if you have any questions. Best, Jason Jason Mahar In-House Counsel Windquest Group Main office: 616.459.4500 ) 201 Monroe Avenue NW, Suite 500, Grand Rapids, MI 49503 CONFJDENTIALITY l\'OTICE: The infonnation and attachments in this email arc confidential, may be privileged, and are intended only for use by the intended recipient. Unauthorized use, disclosure, or copying is strictly prohibited and may be unlawful. If you have received this communication in error, please notify the sender immediately and completely delete this email from your computer. On 1/16/17, 8:34 PM, "Leland, Matthew" Megan, Herc arc the most recent res[Jonses to the report from 4: 15 EST today. Matt -----Original Mcssagc----From: Mcgun V. Khaner[maiho mvkhaoJ~~] Sent: Monday, January 16, 2017 4: 15 PM To: Hrvatin, Claudia; 'Sprague, Marcia'; 'Goodridge, Marcella'; 'Rowell, Theresa Deborah J. Bertot; Loma A. Syme Cc: 'Jason Mahar i ); SusanValcq Leland, Matthew Subject: RE: Responses to 1/12/2017 Questions/Comments pages w,thtleld m fuU (b){Ji (61 Hi Claudia. OGE-17-0005-G-000026 We'\"e re,?iewed the updated report. Artached find our questions (prior outstanding questions in blue. a few additional questions on most recent draft i11pwple). TI1ankyou. ni.k -----O1i1?inal Messns:ie---From: Hr,atin. Clat~dia~] Sent Monday. January 16. 2017 12:25PM To: 'Sprague. Marcia': 'Goodridge, Marcella'; 'Rowell, TI1eresa Debomh J. Bortot: Loma A. S)1ue )': JeffLambet1 ) : Matt Brinks ': l'vfogauV. Khauer; ): 'Jeff Bowerman' ): Shashy, Hap: Lelru1d,t,.fanhcw Subjecr: [GR.AYlvL"JL] Re: Responses to I/1212017Qucstions/Commenls 2 page,; WUMel From: Hrva1i.11. Clmidia OGE-17-0005-G-000027 Sent: Sa1urday, Janua1y 14, 2017 6:44 PM To: 'Sprague, Marcia'; Goodridge, Marcella; Rowell, Theresa ; mvkhaner@oge.gov; From: Hrvatin, Claudia Sent: Friday, January 13, 2017 7:23 PM To: Megan V. Khaner; djbortot@oge.govoge.gov>: 0 lasym c@ogc.gov Cc: Jason Maha ,lb)(6) Subject: Responses to 1/12/2017 Questions/Commenis >); Shashy, Hap; [.eland, Matthew Megan, Deborah and Lorna: Attached please find responses to the list of comments and questions you provided yesterday. You will see that there are a few ite1m for which we are awaiting additional infonnation. Claudia Claudia A. Hrv~tin Attorney at Law King & Spalding LLP ! 700 Pennsylvania Avenue, NW, Suite 200 OGE-17-0005-G-000029 Washington, DC 20006 From: Hrvalin, Claudia Sent: Friday, January 13, 2017 5:39 PM To: 'Megan V. Khaner' Cc: Jason Mahar Subject: RE: Contact information >); Shashy, Hap; Leland, Matthew Thank you, Megan, for this additional contact information and for speaking with us a bit ago. 1 am copying Hap and Matt, and Jason with Windquest o- as soon as we obtain updates tonight and through the weekend, we will circulate to your team. If any questions or comments arise on your end, pleaselet us know as soon as you can. Thank you, again, Claudia Claudia A. Hrvatin Attomey at Law King & Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC 20006 www kslaw.com From: Megan V. Khaner [rnai)lo mykhaner@o"eg_oy] Sent: Friday, January 13, 2017 4:27 J>M To: Hrvatin, Claudia Subject: Contact infonnation lm?djhqrtot@ot7e any> Lorna Syme 1asyme@oge.gov Deborah Bortot djbortot@ogc.gov Follow OGE on Twitter: @;OfficcGovEthics OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other OGE-17-0005-G-000030 Government prope1ty that is intended only for the use of the individual or entity to whicl1 it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended cxclu~ivcly for the individual or entity to which it is addressed. This communication may contain infonnation that is proprieta1y, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part ofit If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or enticy to which it is addressed. This email also may contain infonnation that is privileged, confidential, or otherwise protected from disclosure under applicable law. lfyou arc not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distrihution, copying or use of this email or its contents is strictly prohibited. If you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-G-000031 From: To: Cc: Sorague Marcia Oaudia'';Megan v Khaner;HeatherA 10;,es;I elacd Matttew Deborah J 6ortot;"Hrvatjn. Susan Valeo:DavidJ Apal:Goodndqe. Marcella: JasonMahar;ShashyHap:JeffLambert.: JeffBowerman; Matt Brinks Subject: Date: RE: [GRAYMAIL]RE: RE: Re: RE: Re: RE: DeVosDisclosures- Divestiture Thursday, Januil ry 19, 2017 12:51 :40 PM No changes fiom ED. Thanks. Marcia Marcia Sprague Attorney, Ethics Division Office of the General Counsel U.S. Department of Education 400 Maryland Ave,, SW Room 6E225 Washington, D.C. 20202 202-401-0496 (direct line) 202-401-8309 (ethics) rnarcia.sprague@ed.gov 202-260-5104 (fax) CONFlDENTIAL!TY NOTICE: This e-mail message, including any attachments, is for the sole use of the intended recipient and may contain confidential and privileged infonnation. Any unauthorized review, use, disclosure or distribution is prohibited. If you arc not the intended recipient, please contact the sender by reply e-mail and destroy aII copies of the original message. -----Original Message----From: Deborah J. Bortot [mailto?djbortot@ogc gpv] Sent: Thursday, January 19, 2017 12:35 PM To: 'Hrvatin, Claudia'; Megan V, Kbaner; Heather A. Jones; Leland, Matthew Cc: Susan Valcq; David J. Apol; Goodridge, :vtarcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Jeff Lambert; Jeff Bowennan; Matt Brinks I pagesw,tnllel~ ,n fullo (ll)(3J, Subject: RE: [GRA YMAIL] RE: RE: Re: RE: Re: RE: DeVos Disclosures - Divestiture See attached. We correcledllll (4J, t6J and fixed the formarring. OGE has the pen on any further changes to the 278 and the ethics agreement. Please do not make any other changes. Thanks, Deb -----Original Message----From: Hrvatin, Claudla [m;1ilto[O)lo) Sent: Thursday, January I 9, 2017 12:28 PM To: Megan V, Khaner; Heather A. Jones; Leland, Matthew: Deborah J. [lortot Cc: Susan Valcq; David .I. Apol; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: [GRA YMAIL] RE: RE: Re: RE: Re: RE: DeVos Disclosures - Divestiture Megan -- Let us know if you need help wi1h the fonnatting. We have one clarification is not one of the holdings. 10 Attachment A: #19 should only b ,lb)(oJ .?, (b)(3l Claudia OGE-17-0005-G-000032 -----Original \.1essage----From: Megan V. Khaner [maillo:mvkhaner@oge.!Jov] Sent: Thursday, Januaiy 19,2017 12:10 PM To: Heather A. Jones; Leland, Matthew; Deborah J. Bortot Cc: Susan Valcq; David J. Apo!; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowennan; Matt Brinks 7 pagos w,:hhetd in fello (b;(JJ, (4), (6) Subject RE: [GRA YMAIL] RE: Re: RE: Re: RE: DeVos Disclosures - Divestiture Attached find the updated draft ethics agreement. I can't fix the indent on the final three divestiture assets, if someone can fix that I'd appreciate it. Thanks, mk -----Original Message----From: Heather A. Jones Sent: Thursday, January I 9, 20 I 7 11:49 AM To: 'Leland, Matthew'; Deborah J. Bartol Cc: Susan Valcq; David J. Apol; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shasby, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: RE: [GRA YMAIL] RE: Re: RE: Re: RE: DeVos Disclosures - Divestiture That is fine. We can use Deb's call in number. -----Original Mcssagc----(f) 1(6) From: Leland, Matthew [l.llil.lliQ. Sent Thursday, January 19, 2017 11 :32 AM To: Deborah J. Bertot Cc: Susan Valcq; David J. Apo); Heather A. Jones; Megan V. K.haner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Sha.:;hy,Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowerman; Matt Brinks Subject: (GRA YMAILJ RE: Re: RE: Re: RE: DeVos Disclosures - Divestiture Deb, Arc you all available at noon for a call to discuss the final steps? Matt -?---Original Message--o-? From: Deborah J. Borlot [mai)to-djhrn1Qt@o~c gov] Sent: Thursday, January 19, 20 l 7 9: 12 AM To: Leland, \fatthew Cc: Susan Valcq; David J. Apo!: Heather A. Jones; Megan V. Kltaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Ha1); Hrvatin, Claudia; Jeff Lamhert; Jeff Howe11nan;Matt Hri1,ks Subject: RE: [ORA YMAIL] Re: RE: Re: RE: DeVos Disclosures - Divestiture My understanding is that PTT created a new report for the filer. I las the filer prepopulated the new report and submitted it to PTT! Thanks, Deb -----Original Messagc----- OGE-17-0005-G-000033 From: Leland, Matthew [mailto Sent: Thursday, January 19, 2017 6:55 AM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Jones; Mcga11V. Khaner; Goodridge, Marcella; Sprague, :'vlarcia; Jason Mahar; Shashy, I lap; Hrvatin, Claudia; Jeff Lamhert; Jeff Bowerman; Matt Brinks Subject: [GRA YMAILJ Re: RE: Re: RE: DeVos Disclosureso Divestiture Tbank you, Deb. Matthew M. Leland King & Spa Iding LLP 11700 Pcnnsylvani a A venue N. W. I Washington, Finn: + I 202 737 05 OO I On Jan 19,2017, at 6:51 AM, Deborah J. Bartol > D. C. 20006 wrote: We will make those changes and circulate a new draft Sent from my BlackBerry 10 smartphone on the Verizon Wireless 4G LTE network. Original Message From: Leland, Matthew Sent: Wednesday, January 18, 2017 11 :57 PM To: Deborah J. B011ot Cc: Susan Valcq; David J. A pol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert: Jeff Bowennan; Matt Brinks Subject: [GRA YMAIL] RE: Re: RE: De Vos Disclosures - Divestiture Deb, Thanks for turning this around so quickly. There are only minor edits in this copy. - The signature line now reads Elisabeth Prince DeVos - Line 15: Should be ' - Line 20: Should be Those arc all ofihe changes tonight. We will confillTI in the morning whether these are the final changes. Best regards, Matt -----Original Message----From: Deborah J. Bortot [mailto:djbortot0)oge,gov] Sent: Wednesday, January l 8, 2017 9:51 PM To: Leland. Matthew Cc: Susan Valcq; David J. Apol; Heather A. Jones; Megan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; Jeff Bowennan; Mau Brinks Subject: RE: [GR/\ YMAIL] Re: RE: De Vos Disclosures - Divestiture Attached is a tracked cl1angcsversion of the updated ethics agreement. I'm not certain if we have allowed digita l signatures for ethics agreements, so I will have to run that up the chain. If the concern is getting the original, we do allow scanned copies. She can print it, sign it, scan it, and email it as long as it is a clear scan. Otherwise, I'll have to check about using a digital signature. OGE-17-0005-G-000034 -----Original Message----From: Leland, Matthew [mailto , )1101 Senr: Wednesday, January 18, 2017 9:21 PM To: Deborah J. Bortot Cc: Susan Valcq; David J. Apol; Heather A. Janes; \.1egan V. Khaner; Goodridge, Marcella; Sprague, Marcia; Jason Mahar; Shashy, Hap; Hrvatin, Claudia; Jeff Lambert; JeffBowennan; Matt Brinks Subject: [GRAYMAILJRe: RE: De Vos Disclosures - Divestiture Thanks Deb. Matthew M. Leland King & Spalding LLP 11700 Pennsylvania Avenue N.W, I Washington, Firm:+ I 202 737 050O I On Jan 18,2017, at 9:09 PM, DeborahJ. Bortot > D.C. 20006 Ito-djhortot@oge gov> wrote: We arc working on the revision right now Sent from my BlackBerry 10 smartphone on the Verizon Wireless 4G LTE network. Original Message From: Leland, Matthew Sent: W cdncsday, January 18, 2017 8: 11 P'.'vl To: Deborah J. Bortot Cc: 'Susan Valcq'; David J. Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella '; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowennan'; 'Matt Brinks' Subject: [GRA YMAl L] RE: DeVos Disclosures - Divestiture Deb, Following up on our call, we can forgo language about divesting within 120 days and commit to divest witbin 90 days. Is an electronic signature on the letter acceptable, or is an original signature required? Finally, how quickly may we get a revised agreement? Thanks so much. Matt -----Original Message----f rom: r.eland, Matthew Sent: Wednesday, January 18, 2017 7:24 PM To: 'Deborah J. Bortot' OGE-17-0005-G-000035 Cc: 'Susa11Valcq'; 'David J. Apol'; 'Heather A. Jones'; 'Megan V. Khand; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Howennan': 'Mall Brinks' Subject RE: DeVos Disclosures - Divestitu1?e Deb, We also will remove in light of' our earlier discussio11. Matt -----Original Message----From: Leland, Matthew Sent: Wednesday, January 18, 2017 7:20 PM To: 'Deborah J. Bortot' Cc: 'Susan Valcq'; David J, Apol; Heather A. Jones; Megan V. Khaner; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Shashy, Hap; Hrvatin, Claudia; '.Jeff Lambert'; 'JeffBowenmm'; 'Mall Brinks' Subject: RE: De Vos Disclosures - Divestiture Thanks Deb. Following up on the divestitures: Please take the following investments off the ED conflict list which were fully liquidated as of 12/31/16. Deb - Claudia and I will follow up with you in a few moments. -----Origi aal Message----rrom: Deborah J. B01tot (mailto?djhmtot@oge,go;::] Sent Wednesday, January 18,2017 6:47 PM To: Leland, Matthew Cc: 'Susan Valcq'; David J. Apo\; Heather A. Jones; Mcga11V. Khancr; 'Goodridge, Marcella'; 'Sprague, Marcia'; 'Jason Mahar'; Sbashy, Hap; Hrvatin, Claudia; 'Jeff Lambert'; 'Jeff Bowennan'; 'Matt Brinks' Subject: RE: DeVos Disclosures - Divestiture I've attached a revised ethics agreement based on our conversation. Please put assets in Attachment A imo either the 90 day or 120 day section Sc s>np;.-lges?.v1tnh8l,j 'Ii IL I - (blr4 I 1b,1,<:>1 OGE-17-0005-G-000036 -----Ori iina l Message---From: Deborah J. Bo1tot Sent \Vednesday. Januruy IS. 20 L7 6:18 PM To; 'Leltmd. Matthew' Cc : Susa n V akq ; David J. Apol ; Heather A. Jones; Meg.an V. Kfo111er: Goodridge. Marcella: Sprague . Marci a: Jason Mal1.u?: Shashy. Hap; Htvatin. Claudia; JeffLan1bcrl: Jeff Bowennan; ~fatt Brinks Subject : RE : DeVos Di sclosureso Dives finire Yes . We 11recalling in uow -----OriginalMessag eoo??? From: Leland, Matth ew (~] Sent: We Finn: + l 202 737 0500 I , D.C . 20006 On Jan l 8. 20 I 7. at 5:45 PM , Debornh J. Bo1tot 1 >..,,,?ole: F ,-0111: S11s1111V;;lcq ~ ) Senf: Wed11escfay. Jam1c11y !8, 2017 5:39 PM To : Deborah J . Bo11ot: ' Leland Ma11he"t; Dal-id J. Apol; Hear her A. Jones: Megan V. Khauer: 'Good1iclge, !Vforcd !a': 'Sprague , M arcia' Cc: Jason Mallar. Slmshy. Hap; 1-hv.itin,Claudia ; JeffL amb e11:Jeff Bowe nn.m: ~-fart B1inks Subject: (GRAi1vL >; Sprngue, Marcia : Rowd!. Theresa Vice President of Finance) >: Shashy, Hap Apo! Subject: RE: [GRA \'MAIL] Re: RE: Responses to 1/12/2017 Questions/Conuncnts Also, which of the following are family entitiesido they control? llmnks. mk ----Original rvfossag:e----From: Lelm1d.ll-fatrhew ~] Sent: Tuescfay. January 17, 101 i 7:04 -~1 To: Deboral1 J. Bortot OGE-17-0005-G-000041 Cc: Megan V. Khaner; Hrvatin, Claudia; Sprague, ,\l!arcia; Goodridge, Marcella; Rowell, Theresa 0'-0 ; Lorna A. Syme; Jason Mahar ); Jeff Lambert (b)(6) 'Jeff Bowennan' ); Susan Valcq ashy, Hap; Heather A. Jones; David J. Apol (b)(6) Subject: [GRA YMAILJ Re: RE: Responses to 1/12/2017 Questions/Comments ); Matt Brinks Deb, We arc checking on Lhis. Matt Matthew M. Leland King & Spalding LLP I 1700 Pennsylvania Avenue N. W, I Washington, Fim1: + I 202 737 0500 I On Jan 16, 2017, at 9:14 PM, Deborah J.Bertot> wrote: Matt, We will review the changes to the report. I do not see a response in the Word document you circulated to the following item. Car1ied interest held by a fund is itself an asset and would be reportable as a child asset (or included in an endnote). Have the carried interests been added? Thanks, Deb Sent from my BlackBeny IO smartphone on the Verizon Wireless 4G LTE network. Original Message From: Leland, Matthew Sent: Monday, January 16,2017 8:34 PM To: Megan V. Khaner; Hrvatin, Claudia; 'Sprague, Marcia'; 'Goodridge, Marcella'; 'Rowell, Theresa )'; Deborah J. Bortot; Loma A. Syme )'; Jeff Lambert ; Susan Valcq >); Matt Brinks ); Shashy, Hap Subject: [GRA YMAIL] RE: Responses to 1/12/2017 Qucstions/Commenls pages vailMe a "lu1 (b)(4), {6) Megan, Here are the most recent responses tot he report from 4: 15 EST today. Matt -----Origi na I Messageoo??? OGE-17-0005-G-000042 From: Megim \'. Klrnna: [111aiho:mvkh.111er(t_i:o!?e.goY] Sent: Mouday. January 16, 2017 4:15 PM To: Hrvat.in. Claudia: 'Sprague. Marcia'; 'Goochidge, Marcella'; 'Rowell, 1llel'es;i >)'; Deboral1 J. Bortol: Loma A. Syme )'; Jeff Lambert ); 'JeffBowenn.111' : Susan Vakq ): Matt Brinks ; Shashy. Hap; Leland, Matthew Subject: RE: Respo11sesto 1/12/2017 Questions/Commems Hi Claudia, We'\?e re,:iewe)'; Megan V. Kluu1er;Debomh J. Bortot: Loma A Syme >)': Jeff Lambert ); 'JeffBowennan' ; Sus.u1Valcq p;1gcsW1tnh(;1<1111 n -11>1(). (4). (6J >): Matt Brinks ); Shashy, Hap; Leland. Mntihew Subject: [GRA \'MAIL] Re: Responses to l/12/2017 Qnestions/Conunents Megan. Jvfarcella/Mru:cia - Attached please find a list of additions for di\'estiture and a letrer frot r~garding its holding,~. 81Cffl Chiudia ); 'Jeff Bowerman' usan Valcq ); Matt Brinks ; Shashy, Hap: Leland, wfatthew Subject: RE: Responses to 1/12/2017 Questions/Comments Marcia: We .lre following up on 0111?questions. below. Of note, and ptuss11antto the second bullet, below, securities held by '- )(1.:)) ( )(3) and have been added to the Eud Notes in the 2iS. Please provide us with a list of those securities which present a potential conflict. More specifically. we note ihnt there . but look to you for diJedio11 in this regard. o iu-ijffiflffli\1 OGE-17-0005-G-000043 Cou Id we obtain a response by IO AM tomorrow? Many thanks, Claudia Claudia A. Hrvatin Attorney at Law King & Spalding I.LP 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC 20006 www.kslaw.com Cc: Jason Mahar Subject: RE: Responses to 1/12/2017 Questions/Comments Shashy, Hap; !.eland, Matthew Thank you, Marcia. We are adding the team from RDV so that everyone can see the communications in real time, given that time is of the essence. Please "Reply To All" to facilitate our communications. Below arc our comments and questions: n Are there specific investments that item #57 (on most recent list provided, attached for reference) is refen-ing to, and what do you need to complete that review? Many thank~. Please let us know when a conference call tomorrow works - we are looking at 12: 15 PM. Best, OGE-17-0005-G-000044 Claudia From: Sprague, Marcia [m!li)to-Marcia.SpragueQ_!led.govj Sent: Saturday, January 14, 2017 4:17 PM To: Hrvatin, Claudia Cc: Goodridge, Marcella Subject: RE: Responses to 1/1212017 Questions/Comments ClaudiaCould you please put any questions/comments in writing to us in an email? Thanks, Marcia From: Hrvatin, Claudia(~] Sent: Saturday, January 14, 2017 2:27 PM To: 'mvkhaner@oge.gov'; 'djbortot@oge.gov'; 'lasyme@oge.gov'; Goodridge, Marcella; Sprague, Marcia; Rowell, Theresa Cc: Shashy, Hap; Leland, Matthew Subject: RE: Responses to 1/12/2017 Questions/Comments Megan, Marcia -The De Vos team is continuing to work through the various questions and comments provided today and over the last several days. Would it be possible to convene a call this afternoon to discuss some questions that have arisen? Perhaps around 3:30 or thereabouts? Please let us know. Claudia ; Sprague, Marcia ); Rowell, Theresa ) Cc: Jason Mahar Shashy, Hap; Leland, Matthew Subject: RE: Responses to 1/12/2017 Questions/Comments o page?, wllhheld m 1,11o (bl( ) lll)(4J, l Megan: The 278 in Integrity has been updated to reflect the holdings for Items 38 and 41, pursuant to your questions on the last page (page 6) of your questions/comments document (re-attached for reference). Megan/Marcella: In considering these entities, could we obtain information on which speci tic assets present potential conflicts? Many thanks, Claudia Claudia A. Hrvatin Attomey at Law King & Spalding LLP I 700 Pcnnsy Ivania A venue, NW, Suite 200 Washington, DC 20006 OGE-17-0005-G-000045 I I (b)(6J www.kslaw.com From: Hrvatin, Claudia Sent: Friday, January 13, 2017 7:23 PM To: Megan V. Khaner; djbortot@oge.gov: Iasyme@oge.gov Cc: Jason Mahar Shashy, Hap; Leland, Matthew Subject: Responses to 1/12/2017 Questions/Comments 6 pagoSwllhh&ld '" (ull o (b)l4J. (6) Megan, Deborah and Loma: Attached please find responses to the list of comments and questions you provided yesterday. You will see that there are a few items for which we arc awaiting additional information. Claudia Claudia A. Hrvatin Attorney at Law King & Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC 20006 www.kslaw.com From: Hrvatin, Claudia Sent: Friday, January 13, 2017 5:39 PM To: 'Megan V. Khaner' Cc: Jason Mahar ); Shashy, Hap; Leland, Matthew Subject: RE: Contact infonnation Thank you, Megan, for this additional contact infonnation and for speaking with us a bit ago. I am copying Hap and Mau, and Jason with Windquesr - as soon as we obtain updates tonight and through the weekend, we will circulate co your team. If any questions or comments arise on your end, please let us know as soon as you can. Thank you, again, Claudia Claudia A. Hrvatin Allomey at Law King & Spalding LLP 1700Pennsylvania Avenue, NW, Suite 200 Washington, DC 20006 www.kslaw.com OGE-17-0005-G-000046 From: Vlegan V. Khaner[mailto:mvkhaner(gJMc.e-ovj Sent: Friday, January 13, 2017 4:27 PM To: Hrvatin, Claudia Subject: Contact information Deborah Bortot djbortot@oge.gov Loma Syme lasyme@oge.gov<111ailto:la,J1me@oge gov> Megan Khaner Program Analyst (Finance) Presidential Nominations Branch General Counsel and Legal Policy Division 202.482.9204 Visit OGE's website: www.oge.gov OGE on Twitter: @OfficeGovEthics Follow OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for rhe use of the individual or entity to which it is addressed. This email also may contain infonnation that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you arc not the intcmlcd rccipi cnt or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. Jfyou have received this email in error, please notify the sender by responding to the email and then immediately delete the email. King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which ii is addressed. This communication may contain information that i~ proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, ptint, retain, copy or disseminate this message or any part of it. Jf you have received this message in error, please notify the sender immediately by e-m11il11nddelete all copies of the message. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property thal is intended only for the use of the individual or entity to which it is uddn .. -:;scd. This email also may contain infonnation that is privileged, confidential, or othenvise protected from disclosure under applicable law. If you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are berehy notified that any dissemination, distrihution, copying or use of this email or its contents is strictly prohibited. If you have received this email i11cirnr, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-G-000047 OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain infonnation that is privileged. confidential, or otherwise protected from disclosure under applicable law. lf you are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you am hereby notified tliat any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email in e1Tor,please notify the sender by responding to the email and then immediarely delete lhe email. OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use tlf the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. If you arc not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. lf you have received this email in error, please notify the sender by responding to the email and then immediately delete the email. OGE-17-0005-G-000048 From: To: Cc: Subject: Date: Hi Claudia, I neglected to bring up a question from ED on the call. With respect to the highlighted item below, which individual securities are you referring to? Thanks, mk From: Hrvatin, Claudia [mailt Sent: Saturday,January 14, 2017 6:44 PM To: 'Sprague,Marcia'; Goodridge,Marcefla;Rowell,Theresa Khaner; DeborahJ. Bortot; Lorna A. Syme; Jeff Lambert ? 'Jeff Bowerman' Cc: Jason Ma ar ; S as y, Hap; Leland,Matthew Subject: [GRAYMAIL RE: Responsesto 1/12/2017 Questions/Comments Thank you, Mnrcia. We are adding the team from RDV so that eve1yone can see the communications in reAI time, given that time is of the essence. Please "Reply To All" to facilitate our comnnmications. Below are om conunents and questions: pages 'Mtnllel~ m IIJIIo (OJ l.!4U&I u Ate there specific i.nvestmeuts that item #57 (on most recent lis! provided, aitached for reference) is refeITing to, :md what do you need to complete that review? I Many thanks. Ple.ise let us know when a conference call tomo1rnwworks - we are Jooking at 12:15 PM. Best, Cfandia From: Sprague. Marcia [urnilto:Marcia.Sprngne@ecLgov] Sent: Satnrd11y,Jannmy 14, 2017 4: 17 PM To: Hivatin, Claudia Cc: Goodridge, Marcella OGE-17-0005-G-000049 Subject: RE: Responses to li12/2017 Questions/Comments Clm1diaCould you please put any questions/comments Thanks. lvfarcia From: Hrvatin, Claudia [mailto Sent: Sahm.lay, Janrnuy 14, 2017 2:27 PM To: 'mvkhaner@oge.gov'; 'djbortot@oge.gov'; Sprague, Marcia; Rowell, Theresa in writing to us in an email? J '1asyme@oge.gov'; Good.ridge, Marcella; Cc: Shasby, Hap: Leland, Matthew Subject: RE: Responses to 1/12/2017 Questions/Comments Megan, Marcia - The DeVos team is contiuuiug to work th.rough the various questions and comments provided today and over the last several days. Would it be possible to convene a call this aftemoon to discuss some questions that have arisen? Perhaps mound 3:30 or thereabouts? Please let us know. Claudia From: Hrvatin, Claudia Sent: Saturday, Janmuy 14, 20 I 7 10:57 Al\.f To: mvkh:mer rr_,oe.o-ov; 1d'bo1tot .. o e,gov'; 'lasyme@oge.gov'; ; Rowell, Theresa ); Sbashy, Hap; Le an Cc: Jason Mahar pa9es WLtnh!!ldtflluU o (bXll. (4), (6) Subject: RE: Responses to 1 12 2017 Questions/Conuuents Megan: TI1e278 in Integrity has been updated to reflect the holdings for Items 38 nnd 41, pursuant to your questions on the last page (page 6) of your questions/comments document (re-attached for reference). Megau!tvfarcella: In considering these entities, could we obtain infonnatiou 011 which specific assets present potential conflicts? Many tlrnnks, Claudia CJJrndiaA. Hrvatiu Attorney at Law King & Spalding LLP 1700 Pennsylvania Avenue. NW, Suite 200 . W 1. t !b/161 DC ?0006 e \OJI_>,:,) From: Hrvatin, Claudia lli1'le5 ""~O ITl fullo lllKoJ. (6) Sent: FrLday, Jaumiry 13. 2017 7:23 P!vI To: Megm1V. Khaner: d'borlot@ooe,O'ov; lasyme@oge.gov Cc: Jason Mahar ); Shashy, Hap; Leland, Matthew Subject: Responses to 1 1212017 Qnestions!Couuneuts Megan, Deborah and Loma: Attached please find responses to the list of comments and questious you provided yesterday, You will see that there are a few items for which we are awaiting additional infonnation. Cfandia Clm1dia A. Hrvatin Attomey at Lnw King & Sp:dding LLP OGE-17-0005-G-000050 1700 Pennsylvania Ave1me, NW, Suite 200 Washington. DC 20006 www. ?s nw.com Frnm: Hrvatin, Claudia Sent: Friday, January 13, 2017 5:39 PM To: 'Megau V. Klrnuer' Cc: Jaso;1 Mabadl~); Shashy, Hap; Leland, Matthew Subject: RE: Co~ Thank you. Megan, fol' this additional contact infonnation aud for speaking with us a bit ago. I am copying Hap and J\fatt, mid Jason with Windquest - as soon as we obtain updates tonight and tluough the weekend, we will circulate to your team. If any questions or comments ,uise on yom- end, ple<1selet us know as soon as you can. Thank you, again, Claudia Claudia A H.rvatin Attomey at Law King & Sp:tlding LLP 1700 Pe1msylvania A venue, NW, Suite 200 Washington DC 20006 www. awc;om From: Megan V. Khruier [mailto:mvkhaner@oge.gov] Sent: Friday, Janumy 13, 2017 4:27 PfvI To: H.tvati11,Claudia Subject: Contact info1mation Deborah Bo1tot djbo11ot@oge.gov Loma Syme h1syme@oge.gov Megan Khaner Progtam Ana [yst (Finan<:e) Presidential Nominations Branch General Counsel and Legal Policy Division 202.482.9204 Visit OGE's website: www.oge.g:ov Follow OGE on Twitter: @OfficeGovEthics OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government prope11y that is intended only for the use of the individual or entity to whicli it is addressed. This email also may contain infonuation that is priv1leged, confidential, or otherwise protected from disclosure m1derapplicable law. If you are not the intended recipient or the employee or agent iesponsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination. distribution, copying or use of this enrnil or its contents is strictly prohibited. If you have received this elllail in etTor. OGE-17-0005-G-000051 please notify the sender by responding to the email and then immediately delete the email. ---------------~----?????-"?-??"""'"''''"''' ................... ??-??-????............_..._..................... -... . King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain infonnation that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE-17-0005-G-000052 From: To: ~~;'-";;' :'=':~== :::-i== ::-- .J Shashy. Hap: Leland. Matthew; MeganV. Khaner; Deborah J. Bortot; Lorna A. Syme; oa r, e a , a RE: Responses ta 1/12/2017Questions/Comments Saturday,January 14, 2017 11:16:47 AM Cc: Subject: Date: Hi Claudia - Regarding Megan's comment and your response that reads as follows below, please also more I specifically label assets described as ~(b)(6) o In many cases throughout the report, the lines of business provi ded are too broad for purposes of the conflicts analysis. Plea~u.u.=J.C.JU,,l,l.u.c...:..1.11::.u.iW-'..u.i::.:..i.....u.u.=...LWu.;.;o of business s ecificall for those labeled: The agency may have others to i,,;,,..,;,.;.,.,,;.,..,,,.,,.....,.,,.,, - ............,.,,................,.,.............. ......-----.J 1s 1s . - 1nprocess o a ing Thank you, Marcia Marcia Sprague Attorney, Eth;csDivision Office of the General Counsel U.S. Department of Education 400 Maryland Ave., SW Room 6E225 Washington, D. C. 20202 202-401-0496 (direct line) 202-401-8309 (ethics) marcio.sprague@ed.gov 202-260-5104 (fox) CONFIDENTIALITY NOTICE:Thise-mail message,inc/11dingany attachments, is for the sale use of the inrended recipient and may contain confidential and privileged information. Any unauthorized review, use, disclosureor distribution is prohibited. olf_~opies_oft~eor;ginol ff you ore not the inrended recipient, please contact the sender by reply e-mod and destroy m~~=~::... __---?....??-??---? _____ From: Hrvatin, Claudia [mailto i' l (6l Sent: Saturday, January 14, 2017 10:57 AM To: mvkhaner@oge.gov; 'djbortot@oge.gov'; 'lasyme@oge.gov'; Goodridge, M.:ircella; Sprague, Ma rcia; Rowell, Theresa 6 pages ""thheJd ,n full -(lll(31 (4) (6) ]; Shashy, Hap; Leland, Matthew Cc:Jason Mahar {Dl (6) Subject: RE; Responses to 1/12/?.017 Questions/Comments Megan: The 278 in Integrity has been updated to reflecl the holdings for Items 38 and 41, pursuant to your questions on the last page [page 6) of your questions/comments document (re-attached for reference). Megan/Marcella: In considering these entities, could we obtain information on which specific assets present potentia I conflicts? Many thanks, Claudia Claudia A. Hrvatin Attorney at Law King & Spalding LLP OGE-17-0005-G-000053 1700 Pennsylvania /\venue, NW, Suite 200 Washington, DC 20006 [0)\01 www.kslaw.com From: Hrvatin, Claudia Sent; Friday, January 13, 2017 7:23 PM To; Megan V. Khaner; djbortot@oge.gov; Cc:Jason Mahar lasyme@oge.gnv ); Shashy, Hap; Leland, Matthew Subject: Responses to 1/12/2017 Questions/Comments 6 P"Soo v.1\Me!a ,n lullo (0:(4). (6) I Megan, Deborah and Lorna: Attached please find responses to the list of comments and questiOnsyou provided yesterday. You will see that there are a few items for which we are awaiting additional information. Claudia Claudia A. Hrvatin Attorney at Law King& Spalding LLP 1700 Pennsylvania Avenue, NW, Suite 200 Washington, DC 20006 www.kslaw.com From: Hrvatin, Claudia Sent: Fric'ay,January 13, 2017 5:39 PM To: 'Megan V. Khaner' Cc:Jason Mahar l; Shashy, Hap; Leland, Matthew Subject: RE:Contact information Thank you, Megan, for this additional contact information and for speaking with us a bit ago. I am copying Hap and Matt, and Jason with Windquest - as soon as we obtain updates tonight and through the weekend, we will circulate to your team. If any questions or comments arise on your end, please let us know as soon as you can. Thank you, again, Claudia Claudia A. Hrvatin Attorney at Law King& Spalding LLP l 700 Pennsylvania Avenue, NW, Suite 200 Washington, DC 20006 (1))(61 www.kslaw.com From: ,v1eganv. Khaner lmallto?mvkhaner@ogegov] Sent; Friday, January 13, 2017 4:27 PM OGE-17-0005-G-000054 To: Hrvatin, Claudia Subject: Conto.1ct information Deborah Bortot d/bortot@oge.gov Lorna Symc 1asyme@oge.gov Megan Khaner Program Analyst (Finance) PresidentiaI Nominations Branch General Counsel and LegalPolicy Division 202.482.9204 Visit OGE'swebsite: www.oi::e.gov Follow OGEon Twitter: @OfficeGovEthics OGE Confidential Notice: This email, including all attachments, may constitute a Federal record or other Government property that is intended only for the use of the individual or entity to which it is addressed. This email also may contain information that is privileged, confidential, or otherwise protected from disclosure under applicable law. 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Tfyou are not the intended recipient or the employee or agent responsible for delivering the transmission to the intended recipient, you are hereby notified that any dissemination, distribution, copying or use of this email or its contents is strictly prohibited. If you have received this email iti error, please notify the sender by responding to the email and then immediately delete the email. King & Spalding Confidentiality Notice: This message is being sent by or on behalf of a lawyer. It is intended exclusively for the individual or entity to which it is addressed. This communication may contain infonnation that is proprietary, privileged or confidential or otherwise legally exempt from disclosure. If you are not the named addressee, you are not authorized to read, print, retain, copy or disseminate this message or any part of it. If you have received this message in error, please notify the sender immediately by e-mail and delete all copies of the message. OGE-17-0005-G-000060 To: Goodridge. Marcella Deborah J. Bortot Subject: Sprague,Marcia: Rowell. Re: DevosReport Date: Thursday, January 19, 2017 6:56:23 PM from: ThereS<>;Teresa l. Williamson: Heather A. Jones ED has certified the report. Sent from my iPhone On Jan 19, 2017, at 6:09 PM, Deborah J. Bortot wrote: Thank you .. -?-??-?-----????? .... ??- .. - .....................o......o.. ????-??--??-?????-"??????-??-?~~~-~- From: Goodridge, Marcella (mailto?Marcella Kejller@ed gov] Sent: Thursday, January 19, 2017 6:09 PM To: DeborahJ. Bortot Cc: Sprague, Marcia; Rowell,Theresa Subject: Re: Devos Report We are aware. I will sign it when I get to a computer. I am on the road. Marcella Sent from my iPhone On Jan 19, 2017, at 6:06 PM, Deborah J. Bortot <.dJ.bortot@o~e.gov>wrote: The report has been signed by the filer and is ready for the DAEO's signature. 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