990 Form OMB No. 1545-0047 Return of Organization Exempt From Income Tax Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations) Open to Public Inspection Do not enter social security numbers on this form as it may be made public. Information about Form 990 and its instructions is at www.irs.gov/form990. Department of the Treasury Internal Revenue Service A For the 2016 calendar year, or tax year beginning B Check if applicable: C Name of organization Nuclear Energy Institute, Inc. , and ending D Employer identification number Doing business as Address change Room/suite 52-1209124 1100 E State ZIP code DC 20004-1218 202 739-8000 Number and street (or P.O. box if mail is not delivered to street address) Name change 1201 F Street, NW Initial return City or town Final return/terminated Washington Foreign country name Foreign province/state/county Foreign postal code G Amended return Application pending Telephone number F Name and address of principal officer: 113,714,998 Gross receipts $ Yes H(a) Is this a group return for subordinates? Maria Korsnick 1201 F St., NW, Suite 1100, Washington, DC 20004-1218H(b) Are all subordinates included? I Tax-exempt status: J Website: X 501(c) ( 6 ) (insert no.) 4947(a)(1) or www.nei.org K Form of organization: Part I 501(c)(3) X 527 X Yes No No If "No," attach a list. (see instructions) H(c) Group exemption number Corporation Trust Association Other L Year of formation: 1994 M State of legal domicile: DC Summary 1 Briefly describe the organization's mission or most significant activities: The Nuclear Energy Institute (NEI) is the policy organization for the nuclear energy and technologies industry and participates in both the national and global policy-making process. 2 3 4 5 6 7a b Check this box if the organization discontinued its operations or disposed of more than 25% of its net assets. Number of voting members of the governing body (Part VI, line 1a) . . . . . . . . . . . . . . .3 . . . . . . . . . .50. . . . Number of independent voting members of the governing body (Part VI, line 1b) . . . . . . . . . .4 . . . . . . . . . 49 . . . . . Total number of individuals employed in calendar year 2016 (Part V, line 2a) . . . . . . . . . . . 5 . . . . . . . . . 133 . . . . . Total number of volunteers (estimate if necessary) . . . . . . . . . . . . . . . . . . . . . 6. . . . . . . . . . . . . . Total unrelated business revenue from Part VIII, column (C), line 12 . . . . . . . . . . . . . . 7a . . . . . . . . .18,133 . . . . . Net unrelated business taxable income from Form 990-T, line 34 . . . . . . . . . . . . . . . 7b . . . . . . . . . . . 0. . . . Prior Year Current Year 8 9 10 11 12 13 14 15 16a b 17 18 19 Contributions and grants (Part VIII, line 1h) . . . . . . . . . . . . Program service revenue (Part VIII, line 2g) . . . . . . . . . . . . Investment income (Part VIII, column (A), lines 3, 4, and 7d) . . . . . Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) . . . . . . . . . . . . . . 0 . . . . . . . . . .0 . . . . . . . . . . . .52,864,515 . . . . . . . . . 53,496,531 . . . . . . . . . . . . . . . . . . 163,215 . . . . . . . . . . 807,414 . . . . . . . . . . . . . . . . .16,435 . . . . . . . . . .31,060 . . . . . Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) . . . . . . . . 53,044,165 . . . . . . . . . . 54,335,005 . . . . . . . . Grants and similar amounts paid (Part IX, column (A), lines 1–3) . . . . . . . . . . . . . .615,966 . . . . . . . . . 913,608 . . . . . . . Benefits paid to or for members (Part IX, column (A), line 4) . . . . . . . . . . . . . . . . . . 0. . . . . . . . . . 0. . . . Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) . . . . . . . .31,087,000 . . . . . . . . . .29,919,358 . . . . . . . Professional fundraising fees (Part IX, column (A), line 11e) . . . . . . . . . . . . . . . . . . 0. . . . . . . . . . 0. . . . Total fundraising expenses (Part IX, column (D), line 25) 0 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e) . . . . . . . . . . . . . 22,109,699 . . . . . . . . . . 23,619,915 . . . . . . . . Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) . . . . . . . . .53,812,665 . . . . . . . . . 54,452,881 . . . . . . . . Revenue less expenses. Subtract line 18 from line 12 . . . . . . . . . . . . . . . . . .-768,500 . . . . . . . . . -117,876 . . . . . . . 20 21 22 Total assets (Part X, line 16) . . . . . . . . . . . . . . . . . . . . . . . . . . .46,182,186 . . . . . . . . . 36,558,699 . . . . . . . . Total liabilities (Part X, line 26) . . . . . . . . . . . . . . . . . . . . . . . . . . 49,211,667 . . . . . . . . . .38,396,852 . . . . . . . Net assets or fund balances. Subtract line 21 from line 20 . . . . . . . . . . . . . . . -3,029,481 . . . . . . . . . . -1,838,153 . . . . . . . Beginning of Current Year Part II End of Year Signature Block Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge. Sign Here Signature of officer Date Type or print name and title Print/Type preparer's name Paid Preparer Use Only Preparer's signature Date PTIN Check X if self-employed Matthew Penniman P00025969 Firm's name Matthew F Penniman CPA, LLC Firm's EIN 46-3757375 Firm's address 13826 Dayton Meadows Ct, Dayton, MD 21036 Phone no. 301-275-9420 May the IRS discuss this return with the preparer shown above? (see instructions) . . . . . . . . . . . . . . . . . X . .Yes . . . . No . . . . For Paperwork Reduction Act Notice, see the separate instructions. HTA Form 990 (2016) Form 990 (2016) Part III Page 2 Nuclear Energy Institute, Inc. 52-1209124 Statement of Program Service Accomplishments Check if Schedule O contains a response or note to any line in this Part III . . . . . . . . . . . . . . . . . 1 Briefly describe the organization's mission: The Nuclear Energy Institute (NEI) is the policy organization for the nuclear energy and technologies industry and participates in both the national and global policy-making process. 2 Did the organization undertake any significant program services during the year which were not listed on the prior Form 990 or 990-EZ? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Yes . . . X. .No. . . . If "Yes," describe these new services on Schedule O. Did the organization cease conducting, or make significant changes in how it conducts, any program services? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Yes . . . .X . No . . . . If "Yes," describe these changes on Schedule O. Describe the organization's program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported. 3 4 4a (Code: ) (Expenses $ including grants of $ ) (Revenue $ Communications - Communications with the industry, Federal government, state and local policy makers, the media, opinion leaders and the general public. ) 4b (Code: ) (Expenses $ including grants of $ ) (Revenue $ Nuclear Generation - Comprehensive management and policy direction and industry coordination for the resolution of a broad range of generic technical and regulatory issues affecting nuclear power. ) 4c (Code: ) (Expenses $ including grants of $ Governmental Affairs - Implementation of government relations policies, strategies and plans approved and promulgated by NEI and its members. ) 4d Other program services. (Describe in Schedule O.) (Expenses $ 0 including grants of $ Total program service expenses 4e 0 ) (Revenue $ ) (Revenue $ 0 ) 0 Form 990 (2016) Form 990 (2016) Part IV Nuclear Energy Institute, Inc. 52-1209124 Page Yes 1 2 3 4 5 6 7 8 9 10 11 a b c d 3 Checklist of Required Schedules No Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule A . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .1 . . . . X. . . . Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? . . . . . . . . . . 2. . . . .X . . . . Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I . . . . . . . . . . . . . . . . . . . . . . . 3. . . . X . . . . Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part II . . . . . . . . . . . . . . . . . . . 4. . . . . . . . . Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part III . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .5 . .X . . . . . . Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 . . . . X. . . . Did the organization receive or hold a conservation easement, including easements to preserve open space, the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II . . . . . . . . . . .7 . . . . X . . . . Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 . . . . .X . . . . Did the organization report an amount in Part X, line 21, for escrow or custodial account liability, serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IV . . . . . . . . . . . . . . . . . . . . . . . . . 9. . X. . . . . . . Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part V . . . . . . . . . 10. . . . X. . . . If the organization's answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable. Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete Schedule D, Part VI. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .11a . . X. . . . . . Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VII. . . . . . . . . . . . . . . . 11b . . . . .X . . . . Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII. . . . . . . . . . . . . . . .11c . . . . X . . . . . Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IX. . . . . . . . . . . . . . . . . . . . . . . 11d . . .X . . . . . . Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part X. . . . 11e . . . . . X. . . . e f Did the organization's separate or consolidated financial statements for the tax year include a footnote that addresses the organization's liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part X. . . . . . 11f . . . X. . . . . . 12a Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete Schedule D, Parts XI and XII. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12a . . .X . . . . . . b Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional . . . . . . 12b . . . . .X . . . . 13 Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E . . . . . . . . . . . 13. . . . X . . . . 14a Did the organization maintain an office, employees, or agents outside of the United States? . . . . . . . . . . . . 14a . . . . . X. . . . b Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV . . . . . . . . . . . 14b . . . . .X. . . . 15 Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If "Yes," complete Schedule F, Parts II and IV . . . . . . . . . . . . . . . . . . . 15 . . . . .X . . . . 16 Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If "Yes," complete Schedule F, Parts III and IV . . . . . . . . . . . . . . . 16. . . . X. . . . 17 Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions). . . . . . . . . . . 17 . . . . .X . . . . 18 Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II . . . . . . . . . . . . . . . . . . . . . . . 18 . . . . . X. . . . 19 Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .19. . . . X. . . . Form 990 (2016) Form 990 (2016) Part IV Nuclear Energy Institute, Inc. 52-1209124 Page 4 Checklist of Required Schedules (continued) Yes No 20a Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H . . . . . . . . . . . . .20a . . . . X . . . . b If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return? . . . . . . . . 20b . . . . . . . . . 21 Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If "Yes," complete Schedule I, Parts I and II . . . . . . . . . . .21. . X. . . . . . 22 Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If "Yes," complete Schedule I, Parts I and III . . . . . . . . . . . . . . . . . . . . 22 . . . . . X. . . . 23 Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization's current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 . . X . . . . . . . 24a Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If "Yes," answer lines 24b through 24d and complete Schedule K. If "No," go to line 25a . . . . . . . . . . . . . . . . . . . . . . .24a . . . . X . . . . b Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception? . . . . . . . . 24b . . . . . . . . . c Did the organization maintain an escrow account other than a refunding escrow at any time during the year to defease any tax-exempt bonds? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24c . . . . . . . . . d Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year? . . . . . . . . 24d . . . . . . . . . 25a Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I . . . . . . . . . . . . 25a . . . . . . . . . b Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization's prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25b . . . . . . . . . 26 Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If "Yes," complete Schedule L, Part II . . . . . . . . . . . . . . . . . . . . . . . . . 26 . . . . . X. . . . 27 Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III . . . . . . . . . . . . . . 27 . . . . .X . . . . 28 Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions): . . . . .X . . . . a A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV . . . . . . . . . 28a b A family member of a current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28b . . . . .X . . . . c An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV . . . . . . . . . . 28c . . . . .X . . . . 29 Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M . . . . . . . 29. . . . X. . . . 30 Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M . . . . . . . . . . . . . . . . . . . . . . . . . .30. . . . X. . . . 31 Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31. . . . X. . . . 32 Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32 . . . . .X . . . . 33 Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I . . . . . . . . . . . . . . . . . . . 33. . . . X. . . . 34 Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .34. . . . X. . . . 35a Did the organization have a controlled entity within the meaning of section 512(b)(13)? . . . . . . . . . . . . . . 35a . . . . . X. . . . b If "Yes" to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 . . . . . . . . . . . 35b . . . . . . . . . 36 Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2 . . . . . . . . . . . . . . . . . . . . . . . . . .36. . . . . . . . 37 Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37 . . . . .X . . . . 38 Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. . . . . . . . . . . . . . . . . . . . . . . 38 . . .X . . . . . . Form 990 (2016) Form 990 (2016) Part V Page 5 Nuclear Energy Institute, Inc. 52-1209124 Statements Regarding Other IRS Filings and Tax Compliance Check if Schedule O contains a response or note to any line in this Part V . . . . . . . . . . . . . . . . . . Yes 1a b c 2a b 3a b 4a b 5a b c 6a b 7 a b c d e f g h 8 9 a b 10 a b 11 a b 12a b 13 a b c 14a b No Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable . . . . . . . . . . 1a. . . . . . .57. . . . . . . . . . Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable . . . . . . . . .1b. . . . . . . 0. . . . . . . . . . Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1c . . .X . . . . . . Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements, filed for the calendar year ending with or within the year covered by this return . . . . 2a . . . . . . 133 . . . . . . . . . . . If at least one is reported on line 2a, did the organization file all required federal employment tax returns? . . . . . . . 2b . . X. . . . . . Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. (see instructions) Did the organization have unrelated business gross income of $1,000 or more during the year? . . . . . . . . . . . 3a. . X. . . . . . If "Yes," has it filed a Form 990-T for this year? If "No" to line 3b, provide an explanation in Schedule O . . . . . . . .3b. . X. . . . . . At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .4a. . . . X. . . . If "Yes," enter the name of the foreign country: See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? . . . . . . . . . 5a . . . . .X . . . . Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction? . . . . . . 5b . . . . .X. . . . If "Yes" to line 5a or 5b, did the organization file Form 8886-T? . . . . . . . . . . . . . . . . . . . . . . . . 5c. . . . . . . . Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? . . . . . . . . . . . .6a. . . . X. . . . If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6b . . . . . . . . . Organizations that may receive deductible contributions under section 170(c). Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7a . . . . . . . . . If "Yes," did the organization notify the donor of the value of the goods or services provided? . . . . . . . . . . . . 7b . . . . . . . . . Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7c. . . . . . . . If "Yes," indicate the number of Forms 8282 filed during the year . . . . . . . . . . . . . . .7d. . . . . . . . . . . . . . . . . Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? . . . . . 7e . . . . . . . . . Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? . . . . . . . 7f. . . . . . . . If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? . . . 7g . . . . . . . . . If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? . . .7h. . . . . . . . . . Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? . . . . . . . . . . . . . . . 8. . . . . . . . . Sponsoring organizations maintaining donor advised funds. Did the sponsoring organization make any taxable distributions under section 4966? . . . . . . . . . . . . . . . 9a . . . . . . . . . Did the sponsoring organization make a distribution to a donor, donor advisor, or related person? . . . . . . . . . . 9b . . . . . . . . . Section 501(c)(7) organizations. Enter: Initiation fees and capital contributions included on Part VIII, line 12 . . . . . . . . . . . . . 10a . . . . . . . . . . . . . . . . . Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities . . . . . .10b . . . . . . . . . . . . . . . . . Section 501(c)(12) organizations. Enter: Gross income from members or shareholders . . . . . . . . . . . . . . . . . . . . . .11a . . . . . . . . . . . . . . . . . Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) . . . . . . . . . . . . . . . . . . . . . . 11b . . . . . . . . . . . . . . . . . Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041? . . . . . 12a . . . . . . . . . If "Yes," enter the amount of tax-exempt interest received or accrued during the year . . . . . . 12b . . . . . . . . . . . . . . . . . . Section 501(c)(29) qualified nonprofit health insurance issuers. Is the organization licensed to issue qualified health plans in more than one state? . . . . . . . . . . . . . . . .13a . . . . . . . . . Note. See the instructions for additional information the organization must report on Schedule O. Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans . . . . . . . . . . . . . . . . . 13b . . . . . . . . . . . . . . . . . Enter the amount of reserves on hand . . . . . . . . . . . . . . . . . . . . . . . . .13c . . . . . . . . . . . . . . . . . Did the organization receive any payments for indoor tanning services during the tax year? . . . . . . . . . . . . 14a . . . . . X. . . . If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O . . . . . . . 14b . . . . . . . . . Form 990 (2016) Form 990 (2016) Part VI Nuclear Energy Institute, Inc. 52-1209124 Page 6 Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to line 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions. Check if Schedule O contains a response or note to any line in this Part VI . . . . . . . . . . . . . .X . . . . Section A. Governing Body and Management Yes 1a b 2 3 4 5 6 7a b 8 a b 9 No Enter the number of voting members of the governing body at the end of the tax year . . . . . . 1a . . . . . . . 50 . . . . . . . . . . If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O. Enter the number of voting members included in line 1a, above, who are independent . . . . . . 1b . . . . . . . 49 . . . . . . . . . . Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2. . . . X. . . . Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors, or trustees, or key employees to a management company or other person? . . . . . . 3 . . . . X. . . . Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? . . . . . . . 4 . . . . X. . . . Did the organization become aware during the year of a significant diversion of the organization's assets? . . . . . . . 5. . . . X. . . . Did the organization have members or stockholders? . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 . . . . X. . . . Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7a . . . . . X. . . . Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? . . . . . . . . . . . . . . . . . . . . . . . . . . 7b . . . . .X . . . . Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following: The governing body? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8a . . .X . . . . . . Each committee with authority to act on behalf of the governing body? . . . . . . . . . . . . . . . . . . . . . 8b. . X. . . . . . Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization's mailing address? If "Yes," provide the names and addresses in Schedule O . . . . . . . . . . .9 . . . . X. . . . Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.) Yes No Did the organization have local chapters, branches, or affiliates? . . . . . . . . . . . . . . . . . . . . . . . 10a . . . . .X . . . . If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes? . . . . . . 10b . . . . . . . . . 11a Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? . . . 11a . . .X . . . . . . b Describe in Schedule O the process, if any, used by the organization to review this Form 990. 12a Did the organization have a written conflict of interest policy? If "No," go to line 13 . . . . . . . . . . . . . . . . 12a . . .X . . . . . . b Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? 12b X c Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .12c . . X. . . . . . 13 Did the organization have a written whistleblower policy? . . . . . . . . . . . . . . . . . . . . . . . . . . 13 . . X . . . . . . . 14 Did the organization have a written document retention and destruction policy? . . . . . . . . . . . . . . . . . 14 . . .X . . . . . . 15 Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision? a The organization's CEO, Executive Director, or top management official. . . . . . . . . . . . . . . . . . . . 15a . . .X . . . . . . b Other officers or key employees of the organization . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15b . . .X . . . . . . If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions). 16a Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16a . . . . X . . . . . b If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization's exempt status with respect to such arrangements? . . . . . . . . . . . . . . . . . . . . . 16b . . . . . . . . . 10a b Section C. Disclosure 17 18 19 20 List the states with which a copy of this Form 990 is required to be filed Section 6104 requires an organization to make its Forms 1023 (or 1024 if applicable), 990, and 990-T (Section 501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply. Own website Another's website Other (explain in Schedule O) X Upon request Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year. State the name, address, and telephone number of the person who possesses the organization's books and records: Name: NEI Phone Number: 202 739-8000 Physical Address: 1201 F Street, NW, Suite 1100, Washington, DC 20004-1218 Form 990 (2016) Form 990 (2016) Part VII Section A. Page 7 Nuclear Energy Institute, Inc. 52-1209124 Compensation of Officers, Directors, Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors Check if Schedule O contains a response or note to any line in this Part VII . . . . . . . . . . . . . . . . . . Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees 1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization's tax year. List all of the organization's current officers, directors, trustees (whether individuals or organizations), regardless of amount of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid. List all of the organization's current key employees, if any. See instructions for definition of "key employee." List the organization's five current highest compensated employees (other than an officer, director, trustee, or key employee) who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the organization and any related organizations. List all of the organization's former officers, key employees, and highest compensated employees who received more than $100,000 of reportable compensation from the organization and any related organizations. List all of the organization's former directors or trustees that received, in the capacity as a former director or trustee of the organization, more than $10,000 of reportable compensation from the organization and any related organizations. List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest compensated employees; and former such persons. Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee. (C) (A) Name and Title (1) Marvin S. Fertel President & CEO (2) Nicholas K. Akins Director (3) Gerard M. Anderson Director (4) Gregory R. Ashley Director (5) Ali Azad Director (6) Donald E. Brandt Director (7) TImothy J. Burke Director (8) Stephen A . Byrne DIrector (9) Malcolm Critchley Director (10) Robert Decensi Director (11) Anthony F. Earley, Jr. Director (12) Jack Edlow Director (13) Paul A. Farr Director (14) Benjamin G. S. Fowke, III Director (B) Average hours per week (list any hours for related organizations below dotted line) 40.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 Position (do not check more than one box, unless person is both an officer and a director/trustee) X X (D) Reportable compensation from the organization (W-2/1099-MISC) (E) Reportable compensation from related organizations (W-2/1099-MISC) (F) Estimated amount of other compensation from the organization and related organizations 3,195,397 0 16,425 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 Form 990 (2016) Form 990 (2016) Part VII Nuclear Energy Institute, Inc. 52-1209124 Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued) (A) Name and title (B) Average hours per week (list any hours for related organizations below dotted line) (C) Position (do not check more than one box, unless person is both an officer and a director/trustee) (D) Reportable compensation from the organization (W-2/1099-MISC) (E) Reportable compensation from related organizations (W-2/1099-MISC) (15) Timothy Gitzel 1.00 Director 0.00 X 0 (16) Adam C. Heflin 1.00 Director 0.00 X 0 (17) Greg J. Hempfling 1.00 Director 0.00 X 0 (18) Wesley Hines, Ph.D. 1.00 Director 0.00 X 0 (19) John L. Hopkins 1.00 Director 0.00 X 0 (20) Dhiaa M. Jamil 1.00 Director 0.00 X 0 (21) William D. Johnson 1.00 Director 0.00 X 0 (22) Sue Kelly 1.00 Director 0.00 X 0 (23) Dennis L. Koehl 1.00 Director 0.00 X 0 (24) Paud D. Koonce 1.00 Director 0.00 X 0 (25) Stephen E. Kuczynski 1.00 Director 0.00 X 0 1b Sub-total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .3,195,397 . . . . . . . . . c Total from continuation sheets to Part VII, Section A . . . . . . . . . . . . . . . .7,050,997 . . . . . . . . . d Total (add lines 1b and 1c). . . . . . . . . . . . . . . . . . . . . . . . . . 10,246,394 . . . . . . . . . . 2 Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization 84 3 4 Page 8 (F) Estimated amount of other compensation from the organization and related organizations 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 .0 . . . . 16,425 . . . . . . .0 . . .1,046,063 . . . . . . .0 . . .1,062,488 . . . . . . . Yes No Did the organization list any former officer, director, or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual . . . . . . . . . . . . . . . . . . . . . 3. . . . X. . . . For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4. . .X . . . . . . Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person . . . . . . . . . . . . . . 5. . . . X. . . . Section B. Independent Contractors 1 Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization's tax year. 5 (A) Name and business address (B) Description of services (C) Compensation Kivvit 750 N Franklin Street Chicago, IL 60654 Project Management G4S Secure Solutions PO Box 277469 Atlanta, GA 30384-7469 Project Management Canberra Industries, Inc PO Box 27746 New York, NY 10087-7746 Project Management Hill & Knowlton PO Box 8500-4445 Philadelphia, PA 19178 Project Management APCO Worldwide 1299 Pennsylvania Ave Washington, DC 20004 Project Management 2 Total number of independent contractors (including but not limited to those listed above) who received 31 more than $100,000 of compensation from the organization 4,887,451 2,492,731 1,731,257 1,624,600 1,152,606 Form 990 (2016) Form 990 (2016) Part VIII Nuclear Energy Institute, Inc. 52-1209124 Page 9 Statement of Revenue Check if Schedule O contains a response or note to any line in this Part VIII. . . . . . . . . . . . . . . . . . . . . . . . (A) Total revenue 1a b c d e f g h (B) Related or exempt function revenue (C) Unrelated business revenue (D) Revenue excluded from tax under sections 512-514 Federated campaigns . . . . . . . . . . 1a. . . . . . . 0 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Membership dues . . . . . . . . . . . 1b . . . . . . . 0 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Fundraising events . . . . . . . . . . . 1c. . . . . . . 0. . . . . . . . . . . . . . . . . . . . . . . . . . . . . Related organizations . . . . . . . . . .1d. . . . . . . 0 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Government grants (contributions) . . . . . 1e. . . . . . . 0 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . All other contributions, gifts, grants, and similar amounts not included above . . . . 1f . . . . . . . 0 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Noncash contributions included in lines 1a-1f: $ 0 Total. Add lines 1a–1f . . . . . . . . . . . . . . . . . . . . . . . 0 . . . . . . . . . . . . . . . . . . . . . . . Business Code 2a b c d e f g 3 4 5 Membership Conferences Publications 900099 900099 900099 49,761,326 49,761,326 3,726,130 3,726,130 9,075 9,075 0 0 All other program service revenue . . . . . . . . . . . . . . . . . . .0 . . . . . . . . . Total. Add lines 2a–2f . . . . . . . . . . . . . . . . . . . 53,496,531 . . . . . . . . . . . . . . Investment income (including dividends, interest, and other similar amounts) . . . . . . . . . . . . . . . . . . . . 1,266,388 . . . . . . . . . . . . . Income from investment of tax-exempt bond proceeds . . . . . . . . . . .0 . . . . . . . . . Royalties . . . . . . . . . . . . . . . . . . . . . . . . . . . . .0 . . . . . . . . . (i) Real 6a b c d 7a b c d 8a b c 9a b c 10a b c . . . . . . 1,266,388 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (ii) Personal Gross rents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Less: rental expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Rental income or (loss) . . . . . . . . . . 0 . . . . . . 0. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Net rental income or (loss) . . . . . . . . . . . . . . . . . . . . . .0 . . . . . . . . . . . . . . . . . . . . . . (i) Securities (ii) Other Gross amount from sales of assets other than inventory . . . . 58,921,019 . . . . . . . . . . .0 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Less: cost or other basis and sales expenses . . . . . . . 59,379,993 . . . . . . . . . . .0 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Gain or (loss) . . . . . . . . . . .-458,974 . . . . . . . . . 0. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Net gain or (loss) . . . . . . . . . . . . . . . . . . . . . . -458,974 . . . . . . . . . . . . . . . . . . . .-458,974 . . . . . . Gross income from fundraising events (not including $ 0 of contributions reported on line 1c). See Part IV, line 18 . . . . . . . . . . . a. . . . . . . 0 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Less: direct expenses . . . . . . . . . . b. . . . . . . 0 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Net income or (loss) from fundraising events . . . . . . . . . . . . . . .0 . . . . . . . . . . . . . . . . . . . . . . Gross income from gaming activities. See Part IV, line 19. . . . . . . . . . . a. . . . . . . 0. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Less: direct expenses . . . . . . . . . . b. . . . . . . 0 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Net income or (loss) from gaming activities . . . . . . . . . . . . . . . 0. . . . . . . . . . . . . . . . . . . . . . . Gross sales of inventory, less returns and allowances . . . . . . . . . a . . . . . . . 0. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Less: cost of goods sold . . . . . . . . . b. . . . . . . 0 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Net income or (loss) from sales of inventory . . . . . . . . . . . . . . . 0 . . . . . . . . . . . . . . . . . . . . . . . Miscellaneous Revenue 11a b c d e 12 . . . . . . . . . . . . . . . . . . . . . . . . . . Other Advertising Business Code 900099 541800 12,927 12,927 18,133 18,133 0 All other revenue . . . . . . . . . . . . . . . . . . . . . . . . . 0. . . . . . . . . . . . . . . . . . . . . . . Total. Add lines 11a–11d . . . . . . . . . . . . . . . . . . . . 31,060 . . . . . . . . . . . . . . . . . . . . . . . . . Total revenue. See instructions. . . . . . . . . . . . . . . . 54,335,005 . . . . . . .53,509,458 . . . . . . . . 18,133 . . . . . . 807,414 . . . . . . Form 990 (2016) Form 990 (2016) Part IX Nuclear Energy Institute, Inc. 52-1209124 Page 10 Statement of Functional Expenses Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A). Check if Schedule O contains a response or note to any line in this Part IX . . . . . . . . . . . . . . . . . . . . . . . . Do not include amounts reported on lines 6b, 7b, 8b, 9b, and 10b of Part VIII. 1 2 3 4 5 6 7 8 9 10 11 a b c d e f g 12 13 14 15 16 17 18 19 20 21 22 23 24 a b c d e 25 26 (A) Total expenses (B) Program service expenses (C) Management and general expenses (D) Fundraising expenses Grants and other assistance to domestic organizations domestic governments. See Part IV, line 21 . . . . . . . . . . 913,608 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Grants and other assistance to domestic individuals. See Part IV, line 22 . . . . . . . . . . . . . . . . . . 0. . . . . . . . . . . . . . . . . . . . . . . . . . . Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16 . . . . . . . . . . . . . . .0 . . . . . . . . . . . . . . . . . . . . . . . . . . Benefits paid to or for members . . . . . . . . . . . . . . . . . . 0. . . . . . . . . . . . . . . . . . . . . . . . . . . Compensation of current officers, directors, trustees, and key employees . . . . . . . . . . . . . . . . . . . 0. . . . . . . . . . . . . . . .0 . . . . . . . . . . . Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) . . . . . . . . . . 9,955,609 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Other salaries and wages . . . . . . . . . . . . . . . . 15,224,474 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) . . . . . . . 2,399,423 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Other employee benefits . . . . . . . . . . . . . . . . . 1,147,312 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Payroll taxes . . . . . . . . . . . . . . . . . . . . . . 1,192,540 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Fees for services (non-employees): Management . . . . . . . . . . . . . . . . . . . . . . . . . 0. . . . . . . . . . . . . . . . . . . . . . . . . . . Legal . . . . . . . . . . . . . . . . . . . . . . . . . .811,828 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Accounting . . . . . . . . . . . . . . . . . . . . . . . 117,713 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Lobbying . . . . . . . . . . . . . . . . . . . . . . . . .91,447 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Professional fundraising services. See Part IV, line 17 . . . . . . . . . . .0 . . . . . . . . . . . . . . . . . . . . . . . . . . Investment management fees . . . . . . . . . . . . . . . . 364,860 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Other. (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O.) 0 Advertising and promotion . . . . . . . . . . . . . . . . . . . . 0. . . . . . . . . . . . . . . . . . . . . . . . . . . Office expenses . . . . . . . . . . . . . . . . . . . . . 559,682 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Information technology . . . . . . . . . . . . . . . . . . .662,789 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Royalties . . . . . . . . . . . . . . . . . . . . . . . . . . . 0 . . . . . . . . . . . . . . . . . . . . . . . . . . . Occupancy . . . . . . . . . . . . . . . . . . . . . . .4,016,533 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Travel . . . . . . . . . . . . . . . . . . . . . . . . .1,390,570 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Payments of travel or entertainment expenses for any federal, state, or local public officials . . . . . . . . . . . . . 0. . . . . . . . . . . . . . . . . . . . . . . . . . . Conferences, conventions, and meetings . . . . . . . . . . .3,566,654 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Interest . . . . . . . . . . . . . . . . . . . . . . . . . . . .0 . . . . . . . . . . . . . . . . . . . . . . . . . . Payments to affiliates . . . . . . . . . . . . . . . . . . . . . . 0. . . . . . . . . . . . . . . . . . . . . . . . . . . Depreciation, depletion, and amortization . . . . . . . . . . . 514,913 . . . . . . . . . . . 0 . . . . . . . .0 . . . . . . . 0. . . . Insurance . . . . . . . . . . . . . . . . . . . . . . . . 229,691 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.) Program Issues 8,108,658 Equipment Rental & Maintenance 925,734 Printing & Publications 559,943 Recruiting & Human Resources Services 1,135,033 All other expenses Other 563,867 Total functional expenses. Add lines 1 through 24e . . . . . .54,452,881 . . . . . . . . . . . 0. . . . . . . . 0. . . . . . . . 0 . . . Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and if fundraising solicitation. Check here following SOP 98-2 (ASC 958-720) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Form 990 (2016) Form 990 (2016) Part X Nuclear Energy Institute, Inc. 52-1209124 Page 11 Balance Sheet Check if Schedule O contains a response or note to any line in this Part X . . . . . . . . . . . . . . . . . . . . . . . . . (A) Beginning of year 1 2 3 4 5 6 7 8 9 10a b 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 Cash—non-interest-bearing . . . . . . . . . . . . . . . . . . . . . . . . . . . . 250 . . .1 . . . . . . . . . 250 . . . . Savings and temporary cash investments . . . . . . . . . . . . . . . . . . . . 3,875,928 . . . . . 2. . . . . . . 2,445,168 . . . . . . . Pledges and grants receivable, net . . . . . . . . . . . . . . . . . . . . . . . . . . 0. .3 . . . . . . . . . . 0. . . . Accounts receivable, net . . . . . . . . . . . . . . . . . . . . . . . . . . . 506,658 . . . . . 4 . . . . . . . 432,718 . . . . . . . Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of Schedule L . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5. . . . . . . . . . . . . . Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions). Complete Part II of Schedule L. . . . . . . . . . . . . . . . . . . . . . . . . 6. . . . . . . . . . . . . . . . . Notes and loans receivable, net . . . . . . . . . . . . . . . . . . . . . . . . . . . 0. . 7. . . . . . . . . . 0 . . . . Inventories for sale or use . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8. . . . . . . . . . . . . . Prepaid expenses and deferred charges . . . . . . . . . . . . . . . . . . . . 1,270,507 . . . . . .9 . . . . . . .1,242,701 . . . . . . Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 4,446,178 Less: accumulated depreciation . . . . . . . 10b . . . . . . . 2,783,968 . . . . . . . . . .2,091,663 . . . . 10c . . . . . . . . 1,662,210 . . . . . . . Investments—publicly traded securities . . . . . . . . . . . . . . . . . . . . 28,845,501 . . . . . .11. . . . . . 21,201,212 . . . . . . . . Investments—other securities. See Part IV, line 11 . . . . . . . . . . . . . . . . . . . .0 . 12 . . . . . . . . . . . 0. . . Investments—program-related. See Part IV, line 11 . . . . . . . . . . . . . . . . . . . 0. . 13. . . . . . . . . . .0 . . . Intangible assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0. .14. . . . . . . . . . 0. . . . Other assets. See Part IV, line 11 . . . . . . . . . . . . . . . . . . . . . . . 9,591,679 . . . . . 15 . . . . . . . 9,574,440 . . . . . . . Total assets. Add lines 1 through 15 (must equal line 34) . . . . . . . . . . . . . 46,182,186 . . . . . 16 . . . . . . . 36,558,699 . . . . . . . Accounts payable and accrued expenses . . . . . . . . . . . . . . . . . . . 45,543,628 . . . . . . 17. . . . . . .35,430,217 . . . . . . . Grants payable . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 . . . . . . . . . . . . . . Deferred revenue . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3,325,224 . . . . . 19 . . . . . . . .2,250,456 . . . . . . Tax-exempt bond liabilities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .20. . . . . . . . . . . . . . Escrow or custodial account liability. Complete Part IV of Schedule D . . . . . . . . . .342,815 . . . . 21. . . . . . . . 716,179 . . . . . . Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified persons. Complete Part II of Schedule L . . . . . . . . . . . . . . . . . . . . .22. . . . . . . . . . . . . . Secured mortgages and notes payable to unrelated third parties . . . . . . . . . . . . . . 0. . 23. . . . . . . . . . .0 . . . Unsecured notes and loans payable to unrelated third parties . . . . . . . . . . . . . . . .0 . 24 . . . . . . . . . . .0 . . . Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0 . . 25 . . . . . . . . . . .0 . . . Total liabilities. Add lines 17 through 25 . . . . . . . . . . . . . . . . . . . .49,211,667 . . . . . 26 . . . . . . . 38,396,852 . . . . . . . Organizations that follow SFAS 117 (ASC 958), check here complete lines 27 through 29, and lines 33 and 34. 27 28 29 30 31 32 33 34 (B) End of year X and Unrestricted net assets . . . . . . . . . . . . . . . . . . . . . . . . . . . -3,029,481 . . . . . 27 . . . . . . . -1,838,153 . . . . . . . Temporarily restricted net assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28 . . . . . . . . . . . . . . Permanently restricted net assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 . . . . . . . . . . . . . . Organizations that do not follow SFAS 117 (ASC958), check here complete lines 30 through 34. and Capital stock or trust principal, or current funds . . . . . . . . . . Paid-in or capital surplus, or land, building, or equipment fund . . . . Retained earnings, endowment, accumulated income, or other funds . Total net assets or fund balances . . . . . . . . . . . . . . . Total liabilities and net assets/fund balances . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . -3,029,481 . . . . 46,182,186 . . . . . .30. . 31. . 32 . . 33 . .34. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . -1,838,153 . . . . . 36,558,699 . . . . . . Form 990 (2016) . . . . . . . . . . Nuclear Energy Institute, Inc. 52-1209124 Page 12 Reconciliation of Net Assets Check if Schedule O contains a response or note to any line in this Part XI . . . . . . . . . . . . . . X . . . . Form 990 (2016) Part XI 1 2 3 4 5 6 7 8 9 10 Total revenue (must equal Part VIII, column (A), line 12) . . . . . . . . . . . . . . . . . . . . . . 1 . . . . . .54,335,005 . . . . . . . Total expenses (must equal Part IX, column (A), line 25) . . . . . . . . . . . . . . . . . . . . . . 2 . . . . . 54,452,881 . . . . . . . . Revenue less expenses. Subtract line 2 from line 1 . . . . . . . . . . . . . . . . . . . . . . . . 3 . . . . . . .-117,876 . . . . . . Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) . . . . . . . . . 4 . . . . . .-3,029,481 . . . . . . . Net unrealized gains (losses) on investments . . . . . . . . . . . . . . . . . . . . . . . . . . 5. . . . . . 1,086,817 . . . . . . . Donated services and use of facilities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6. . . . . . . . . . . . . Investment expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .7 . . . . . . . . . . . . . Prior period adjustments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 . . . . . . . . . . . . . Other changes in net assets or fund balances (explain in Schedule O) . . . . . . . . . . . . . . . . 9 . . . . . . . 222,387 . . . . . . Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B)) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 . . . . . . -1,838,153 . . . . . . . . Part XII Financial Statements and Reporting Check if Schedule O contains a response or note to any line in this Part XII . . . . . . . . . . . . . . . . . . Yes 1 2a X Accrual Accounting method used to prepare the Form 990: Cash Other If the organization changed its method of accounting from a prior year or checked "Other," explain in Schedule O. Were the organization's financial statements compiled or reviewed by an independent accountant? . . . . . . . . . 2a . . . . . X. . . . If "Yes," check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both: Separate basis b 3a b Consolidated basis Both consolidated and separate basis Were the organization's financial statements audited by an independent accountant? . . . . . . . . . . . . . . . 2b . . X. . . . . . . If "Yes," check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both: X Separate basis c No Consolidated basis Both consolidated and separate basis If "Yes" to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant? . . . . . . . 2c . . .X . . . . . . If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O. As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3a . . . . .X . . . . If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits . . . . . . . 3b . . . . . . . . . Form 990 (2016) Continuation Sheet for Form 990 Name of the Organization Page 1 of 2 Employer identification number Nuclear Energy Institute, Inc. Part VII Section A 52-1209124 Continuation of Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (A) (B) Name and title Average (C) Position (check all that apply) hours per week (list any hours for related organizations below dotted line) (26) James H. Lash Director (27) Art Lembo Director (28) William Levis Director (29) Jim Matheson Director (30) Steve McGarvey Director (31) Lee McIntire Director (32) Michael P. McMahon Director (33) Gary M. Mignogna Director (34) Michael L. Moehn Director (35) William Mohl Director (36) Mano K. Nazar Director (37) Wayne A. Norton Director (38) Michael J. Pacilio Director (39) Daniel B. Poneman Director (40) Patrick L. Pope Director (41) Mark E. Reddemann Director (42) Bruce A. Sassi Director (43) Yoshinobu Shibata Director (44) Kris P. Singh Director (45) Lonnie R. Stephenson Director (46) Douglas E. True Director 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 (D) (E) (F) Reportable Reportable Estimated compensation from the organization (W-2/1099-MISC) compensation from related organizations (W-2/1099-MISC) amount of other compensation from the organization and related organizations X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 Continuation Sheet for Form 990 Name of the Organization Nuclear Energy Institute, Inc. Part VII Section A 2 of 52-1209124 (A) (B) Name and title Average (47) George D. Turner Director (48) Chris Tye Director (49) Thomas R. White Director (50) Jay T. Wileman Director (51) Alexander W. Flint Senior Vice President (52) Ellen C. Ginsberg Vice President & Secretary (53) Dan Lipman Vice President (54) Richard J. Myers Vice President (55) Scott J. Peterson Vice President (56) Anthony R. Pietrangelo Vice President (57) Joseph Pollock Vice President (58) Phyllis M. Rich Vice President & Treasurer (59) Douglas J. Walters Vice President (60) Susan Perkings-Grew Senior Director (61) Anne W. Cottingham Senior Director (62) John D. McIntire Senior Director (63) Robert Powers Senior Director (64) Hanna Simone Senior Director (65) (67) 2 Continuation of Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (C) Position (check all that apply) hours per week (list any hours for related organizations below dotted line) (66) Page Employer identification number 1.00 0.00 1.00 0.00 1.00 0.00 1.00 0.00 40.00 0.00 40.00 0.00 40.00 0.00 40.00 0.00 40.00 0.00 40.00 0.00 40.00 0.00 40.00 0.00 40.00 0.00 40.00 0.00 40.00 0.00 40.00 0.00 40.00 0.00 40.00 0.00 (D) (E) (F) Reportable Reportable Estimated compensation from the organization (W-2/1099-MISC) compensation from related organizations (W-2/1099-MISC) amount of other compensation from the organization and related organizations X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 1,079,263 0 30,831 X 606,816 0 110,503 X 387,114 0 118,743 X 604,892 0 16,425 X 658,664 0 70,093 X 745,886 0 74,614 X 501,070 0 156,881 X 546,772 0 277,807 X 618,433 0 1,988 X 245,007 0 56,882 X 281,809 0 16,425 X 284,191 0 40,063 X 245,399 0 43,907 X 245,681 0 30,901 SCHEDULE C Political Campaign and Lobbying Activities (Form 990 or 990-EZ) OMB No. 1545-0047 For Organizations Exempt From Income Tax Under section 501(c) and section 527 Open to Public Complete if the organization is described below. Attach to Form 990 or Form 990-EZ. Inspection Information about Schedule C (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990. If the organization answered "Yes," on Form 990, Part IV, line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then Department of the Treasury Internal Revenue Service Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C. Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B. Section 527 organizations: Complete Part I-A only. If the organization answered "Yes," on Form 990, Part IV, line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B. Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A. If the organization answered "Yes," on Form 990, Part IV, line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then Section 501(c)(4), (5), or (6) organizations: Complete Part III. Name of organization Employer identification number Nuclear Energy Institute, Inc. Part I-A 1 2 3 Provide a description of the organization's direct and indirect political campaign activities in Part IV. (see instructions for definition of "political campaign activities") Political campaign activity expenditures (see instructions) . . . . . . . . . . . . . . . . . . . $. . . . . . . . . . . . . . . . Volunteer hours . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Part I-B 1 2 3 4a 52-1209124 Complete if the organization is exempt under section 501(c) or is a section 527 organization. Complete if the organization is exempt under section 501(c)(3). Enter the amount of any excise tax incurred by the organization under section 4955 . . . . Enter the amount of any excise tax incurred by organization managers under section 4955 . If the organization incurred a section 4955 tax, did it file Form 4720 for this year? . . . . . Was a correction made? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $. . $. . . . . . . . . . . . . . . . . . . . . . . . . Yes . . .Yes . . . . . . . . . . . . . . . . No . . . No . . . . . . . . . . . . . . . b If "Yes," describe in Part IV. Part I-C 1 2 3 4 5 Complete if the organization is exempt under section 501(c), except section 501(c)(3). Enter the amount directly expended by the filing organization for section 527 exempt function activities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .$ . . . . . . . . . . . . . . . Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $. . . . . . . . . . . . . . . . Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $. . . . . . . . . . . 0. . . . Did the filing organization file Form 1120-POL for this year? . . . . . . . . . . . . . . . . . . . . . . . .Yes . . . . No . . . . . . Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing organization made payments. For each organization listed, enter the amount paid from the filing organization's funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV. (a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-. (1) (2) (3) (4) (5) (6) For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. HTA Schedule C (Form 990 or 990-EZ) 2016 Nuclear Energy Institute, Inc. Schedule C (Form 990 or 990-EZ) 2016 Part II-A A Check B Check 52-1209124 Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)). if the filing organization belongs to an affiliated group (and list in Part IV each affiliated group member's name, address, EIN, expenses, and share of excess lobbying expenditures). if the filing organization checked box A and "limited control" provisions apply. Limits on Lobbying Expenditures (The term "expenditures" means amounts paid or incurred.) 1a b c d e f Total lobbying expenditures to influence public opinion (grass roots lobbying) . . Total lobbying expenditures to influence a legislative body (direct lobbying) . . . Total lobbying expenditures (add lines 1a and 1b) . . . . . . . . . . . . . Other exempt purpose expenditures . . . . . . . . . . . . . . . . . . Total exempt purpose expenditures (add lines 1c and 1d) . . . . . . . . . . Lobbying nontaxable amount. Enter the amount from the following table in both columns. If the amount on line 1e, column (a) or (b) is: Not over $500,000 Over $500,000 but not over $1,000,000 Over $1,000,000 but not over $1,500,000 Over $1,500,000 but not over $17,000,000 Over $17,000,000 g h i j Page 2 The IRS will reject this return if Form 5768 is on file and Part II-A is not completed. (a) Filing organization's totals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (b) Affiliated group totals . . . . 0. . . . 0. . . . . . . . . . . . . . . . . . . . . . . . . . . 0 . . . . . 0. 0. 0. .0 0. . . 0. . . . . . . . 0 . . . . . . 0. . . . . . . . 0 . . . . . . 0. . . . . . . . 0. . . . . . . . .Yes . . . No . . . . . . Lobbying Expenditures During 4-Year Averaging Period Lobbying nontaxable amount b Lobbying ceiling amount . (150% of line 2a, column(e)) c Total lobbying expenditures d Grassroots nontaxable amount e f (a) 2013 (b) 2014 0 (c) 2015 0 (d) 2016 0 (e) Total 0 0 0 0 0 0 0 0 0 0 0 0 0 Grassroots ceiling amount . (150% of line 2d, column (e)) Grassroots lobbying expenditures . . . . . 0 4-Year Averaging Period Under section 501(h) (Some organizations that made a section 501(h) election do not have to complete all of the five columns below. See the separate instructions for lines 2a through 2f.) 2a . . . . . The lobbying nontaxable amount is: 20% of the amount on line 1e. $100,000 plus 15% of the excess over $500,000. $175,000 plus 10% of the excess over $1,000,000. $225,000 plus 5% of the excess over $1,500,000. $1,000,000. Grassroots nontaxable amount (enter 25% of line 1f) . . . . . . . . . . . . . . . . . . . . . . . Subtract line 1g from line 1a. If zero or less, enter -0- . . . . . . . . . . . . . . . . . . . . . . . Subtract line 1f from line 1c. If zero or less, enter -0- . . . . . . . . . . . . . . . . . . . . . . . If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting section 4911 tax for this year? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Calendar year (or fiscal year beginning in) . . . . . 0 0 0 0 0 0 Schedule C (Form 990 or 990-EZ) 2016 Nuclear Energy Institute, Inc. 52-1209124 Schedule C (Form 990 or 990-EZ) 2016 Part II-B For each "Yes," response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity. 1 a b c d e f g h i j 2a b c d Page 3 Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)). (a) Yes (b) No Amount During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of: Volunteers? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? Media advertisements? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Mailings to members, legislators, or the public? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Publications, or published or broadcast statements? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Grants to other organizations for lobbying purposes? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Direct contact with legislators, their staffs, government officials, or a legislative body? . . . . . . . . . . . . . . . . . . . . . . . Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? . . . . . . . . . . . . . . . . . . . . . Other activities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Total. Add lines 1c through 1i . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0. . . . Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? If "Yes," enter the amount of any tax incurred under section 4912 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . If "Yes," enter the amount of any tax incurred by organization managers under section 4912 . . . . . . . . . . . . . . . . . . . . If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? . . . . . . . . . . . . . . . . . . . . . . Part III-A Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6). Yes 1 2 3 Part III-B 1 2 a b c 3 4 5 No Were substantially all (90% or more) dues received nondeductible by members? . . . . . . . . . . . . . . . 1. . . . . X. . . . . Did the organization make only in-house lobbying expenditures of $2,000 or less? . . . . . . . . . . . . . . . 2 . . . . X . . . . . Did the organization agree to carry over lobbying and political campaign activity expenditures from the prior year? . . . . . 3. . .X . . . . . . . Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No," OR (b) Part III-A, line 3, is answered "Yes." Dues, assessments and similar amounts from members . . . . . . . . . . . . . . . . . . . . . . 1. . . . 49,761,326 . . . . . . . . Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid). Current year . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2a . . . . . 1,681,933 . . . . . . . . Carryover from last year . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2b . . . . . . -616,373 . . . . . . . Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2c . . . . . 1,065,560 . . . . . . . . Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues . . . . . 3. . . . . 1,769,250 . . . . . . . . If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? . . . . . . . . . . . . . . . . . . . . . . . . . . 4 . . . . . . . . . . . . . Taxable amount of lobbying and political expenditures (see instructions) . . . . . . . . . . . . . . . .5 . . . . . -703,690 . . . . . . . Part IV Supplemental Information Provide the descriptions required for Part I-A, line 1; Part I-B, line 4; Part I-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions); and Part II-B, line 1. Also, complete this part for any additional information. Schedule C (Form 990 or 990-EZ) 2016 Nuclear Energy Institute, Inc. Schedule C (Form 990 or 990-EZ) 2016 Part IV 52-1209124 Page 4 Supplemental Information (continued) Schedule C (Form 990 or 990-EZ) 2016 SCHEDULE D (Form 990) Department of the Treasury Internal Revenue Service Complete if the organization answered "Yes" on Form 990, Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b. Attach to Form 990. Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990. Name of the organization 52-1209124 Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6. (a) Donor advised funds 1 2 3 4 5 6 Aggregate value of grants from (during year) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Aggregate value at end of year . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization's property, subject to the organization's exclusive legal control? . . . . . . . . . . .Yes . . . .No. . . . . Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? . . . . . . . . . . . . . . . . . . . . . . . . . . .Yes . . . . No . . . . . . Conservation Easements. Complete if the organization answered "Yes" on Form 990, Part IV, line 7. Purpose(s) of conservation easements held by the organization (check all that apply). Preservation of a historically important land area Preservation of land for public use (e.g., recreation or education) Protection of natural habitat 2 a b c d 3 4 5 (b) Funds and other accounts Total number at end of year . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Aggregate value of contributions to (during year) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Part II 1 Open to Public Inspection Employer identification number Nuclear Energy Institute, Inc. Part I OMB No. 1545-0047 Supplemental Financial Statements Preservation of a certified historic structure Preservation of open space Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation Held at the End of the Tax Year easement on the last day of the tax year. Total number of conservation easements . . . . . . . . . . . . . . . . . . . . . . .2a. . . . . . . . . . . . . . . . . Total acreage restricted by conservation easements . . . . . . . . . . . . . . . . . . 2b . . . . . . . . . . . . . . . . . . Number of conservation easements on a certified historic structure included in (a) . . . . . . .2c. . . . . . . . . . . . . . . . . Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register . . . . . . . . . . . . . . . . . . . . 2d . . . . . . . . . . . . . . . . . . Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the tax year Number of states where property subject to conservation easement is located Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? . . . . . . . . . . . . . . . . . . . Yes . . . . No . . . . . . 6 Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year 7 Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year 8 9 $ Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Yes . . . . No . . . . . . In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and balance sheet, and include, if applicable, the text of the footnote to the organization's financial statements that describes the organization's accounting for conservation easements. Part III 1a b 2 a b Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets. Complete if the organization answered "Yes" on Form 990, Part IV, line 8. If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items. If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items: (i) Revenue included on Form 990, Part VIII, line 1 . . . . . . . . . . . . . . . . . . . . . . $. . . . . . . . . . . . . . (ii) Assets included in Form 990, Part X . . . . . . . . . . . . . . . . . . . . . . . . . . .$ . . . . . . . . . . . . . . If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the following amounts required to be reported under SFAS 116 (ASC 958) relating to these items: Revenue included on Form 990, Part VIII, line 1 . . . . . . . . . . . . . . . . . . . . . . . $. . . . . . . . . . . . . . Assets included in Form 990, Part X . . . . . . . . . . . . . . . . . . . . . . . . . . . . $. . . . . . . . . . . . . . For Paperwork Reduction Act Notice, see the Instructions for Form 990. HTA Schedule D (Form 990) 2016 Schedule D (Form 990) 2016 Part III 3 a c Page 2 Scholarly research Other e Preservation for future generations Provide a description of the organization's collections and explain how they further the organization's exempt purpose in Part XIII. During the year, did the organization solicit or receive donations of art, historical treasures, or other similar assets to be sold to raise funds rather than to be maintained as part of the organization's collection? . . . . . . . . .Yes . . . .No. . . . 5 Part IV 1a b c d e f 2a b Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21. Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not included on Form 990, Part X? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .X . Yes . . . . No . . If "Yes," explain the arrangement in Part XIII and complete the following table: Amount Beginning balance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1c. . . . . . . . . . . . 342,815 . . . . Additions during the year . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1d . . . . . . . . . . . . 9,694,037 . . . . Distributions during the year . . . . . . . . . . . . . . . . . . . . . . . . . . . 1e . . . . . . . . . . . . 9,320,674 . . . . Ending balance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1f. . . . . . . . . . . . .716,178 . . . d e f g 2 a b c 3a b . . . . . . . . . . . . . . . No If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided on Part XIII . . . . . . . . X . . . . . . . Endowment Funds. Complete if the organization answered "Yes" on Form 990, Part IV, line 10. (a) Current year 1a b c X Yes Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? Part V 4 52-1209124 Using the organization's acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply): d Public exhibition Loan or exchange programs b 4 Nuclear Energy Institute, Inc. Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued) (b) Prior year (c) Two years back (d) Three years back (e) Four years back Beginning of year balance . . . . . . . . . . . . 0. . . . . . . . 0 . . . . . . . .0 . . . . . . . . . . . . . . . . . . . Contributions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Net investment earnings, gains, and losses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Grants or scholarships . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Other expenditures for facilities and programs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Administrative expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . End of year balance . . . . . . . . . . . . . . .0 . . . . . . . 0. . . . . . . . 0. . . . . . . .0 . . . . . . . 0 . . . . Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as: Board designated or quasi-endowment % Permanent endowment % Temporarily restricted endowment % The percentages on lines 2a, 2b, and 2c should equal 100%. Are there endowment funds not in the possession of the organization that are held and administered for the Yes No organization by: (i) unrelated organizations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3a(i) . . . . . . . . . . (ii) related organizations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .3a(ii) . . . . . . . . . . If "Yes" on line 3a(ii), are the related organizations listed as required on Schedule R? . . . . . . . . . . . . . 3b . . . . . . . . . . Describe in Part XIII the intended uses of the organization's endowment funds. Part VI Land, Buildings, and Equipment. Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10. Description of property (a) Cost or other basis (investment) (b) Cost or other basis (other) (c) Accumulated depreciation (d) Book value 1a Land . . . . . . . . . . . . . . . . . . . . . . . . 0. . . . . . . . . 0 . . . . . . . . . . . . . . . . . . .0 . . . b Buildings . . . . . . . . . . . . . . . . . . . . . . .0 . . . . . . . . . 0 . . . . . . . . . 0 . . . . . . . . . 0 . . . c Leasehold improvements . . . . . . . . . . . . . . . . 0. . . . . . 1,942,285 . . . . . . . . . .703,276 . . . . . . . . 1,239,009 . . . . . . . d Equipment . . . . . . . . . . . . . . . . . . . . . . 0. . . . . .2,503,893 . . . . . . . . .2,080,692 . . . . . . . . . 423,201 . . . . . . . e Other . . . . . . . . . . . . . . . . . . . . . . . . 0. . . . . . . . . 0. . . . . . . . . 0. . . . . . . . . 0. . . . Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10c.) . . . . . . . . . . . . . . 1,662,210 . . . . . . . . Schedule D (Form 990) 2016 Page 3 Nuclear Energy Institute, Inc. 52-1209124 Investments—Other Securities. Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12. Schedule D (Form 990) 2016 Part VII (a) Description of security or category (including name of security) (c) Method of valuation: Cost or end-of-year market value (b) Book value (1) Financial derivatives . . . . . . . . . . . . . . . . . . . . . . 0 . . . . . . . . . . . . . . . . . . . . . . . . . . (2) Closely-held equity interests . . . . . . . . . . . . . . . . . . . 0. . . . . . . . . . . . . . . . . . . . . . . . . . . (3) Other (A) (B) (C) (D) (E) (F) (G) (H) 0 Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.) Part VIII Investments—Program Related. Complete if the organization answered "Yes" on Form 990, Part IV, line 11c. See Form 990, Part X, line 13. (a) Description of investment (c) Method of valuation: Cost or end-of-year market value (b) Book value (1) (2) (3) (4) (5) (6) (7) (8) (9) 0 Total. (Column (b) must equal Form 990, Part X, col. (B) line 13.) Part IX Other Assets. Complete if the organization answered "Yes" on Form 990, Part IV, line 11d. See Form 990, Part X, line 15. (a) Description (b) Book value (1) Accrued Interest (2) Cash Surrender Value of Insurance (3) (4) (5) (6) (7) (8) (9) 78,528 9,495,912 Total. (Column (b) must equal Form 990, Part X, col. (B) line 15.) . . . . . . . . . . . . . . . . . . . . . . . . . 9,574,440 . . . . . . . . Part X Other Liabilities. Complete if the organization answered "Yes" on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25. (a) Description of liability 1. (1) Federal income taxes (b) Book value 0 (2) (3) (4) (5) (6) (7) (8) (9) Total. (Column (b) must equal Form 990, Part X, col. (B) line 25.) 0 2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII X Schedule D (Form 990) 2016 Schedule D (Form 990) 2016 Part XI 1 2 a b c d e 3 4 a b c 5 a b c d e 3 4 a b c 5 52-1209124 Page 4 Total revenue, gains, and other support per audited financial statements . . . . . . . . . . . . . . . 1. . . . .55,056,962 . . . . . . . . Amounts included on line 1 but not on Form 990, Part VIII, line 12: Net unrealized gains (losses) on investments . . . . . . . . . . . . . . . 2a . . . . . 1,086,817 . . . . . . . . . . . . . . . . . . . Donated services and use of facilities . . . . . . . . . . . . . . . . . . 2b . . . . . . . . . . . . . . . . . . . . . . . . Recoveries of prior year grants . . . . . . . . . . . . . . . . . . . . . 2c. . . . . . . . . . . . . . . . . . . . . . . Other (Describe in Part XIII.) . . . . . . . . . . . . . . . . . . . . . .2d. . . . . . . . . . . . . . . . . . . . . . . Add lines 2a through 2d . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2e. . . . . 1,086,817 . . . . . . . . Subtract line 2e from line 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3. . . . .53,970,145 . . . . . . . . Amounts included on Form 990, Part VIII, line 12, but not on line 1: Investment expenses not included on Form 990, Part VIII, line 7b . . . . . . . 4a . . . . . . 364,860 . . . . . . . . . . . . . . . . . . Other (Describe in Part XIII.) . . . . . . . . . . . . . . . . . . . . . .4b. . . . . . . . . . . . . . . . . . . . . . . Add lines 4a and 4b . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4c . . . . . . .364,860 . . . . . . Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) . . . . . . . . . . . . .5 . . . . 54,335,005 . . . . . . . . . Part XII 1 2 Nuclear Energy Institute, Inc. Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered "Yes" on Form 990, Part IV, line 12a. Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered "Yes" on Form 990, Part IV, line 12a. Total expenses and losses per audited financial statements . . . . . . . . . . . . . . . . . . . . 1. . . . .54,088,021 . . . . . . . . Amounts included on line 1 but not on Form 990, Part IX, line 25: Donated services and use of facilities . . . . . . . . . . . . . . . . . . 2a . . . . . . . . . . . . . . . . . . . . . . . . Prior year adjustments . . . . . . . . . . . . . . . . . . . . . . . . 2b . . . . . . . . . . . . . . . . . . . . . . . Other losses . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2c . . . . . . . . . . . . . . . . . . . . . . . Other (Describe in Part XIII.) . . . . . . . . . . . . . . . . . . . . . .2d. . . . . . . . . . . . . . . . . . . . . . . Add lines 2a through 2d . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2e. . . . . . . . .0 . . . . Subtract line 2e from line 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3. . . . .54,088,021 . . . . . . . . Amounts included on Form 990, Part IX, line 25, but not on line 1: Investment expenses not included on Form 990, Part VIII, line 7b . . . . . . . 4a . . . . . . 364,860 . . . . . . . . . . . . . . . . . . Other (Describe in Part XIII.) . . . . . . . . . . . . . . . . . . . . . .4b. . . . . . . . . . . . . . . . . . . . . . . Add lines 4a and 4b . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4c . . . . . . .364,860 . . . . . . Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) . . . . . . . . . . . . 5. . . . .54,452,881 . . . . . . . . Part XIII Supplemental Information. Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part IV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information. Part IV Line 2b NEI administers voluntary programs for its members. NEI acts as a fiscal agent for the programs and has no control over the disbursements of the funds. Therefore, NEI does not recognize revenue or expenses in its statement of activities and changes in net assets for these programs. Funds received by NEI for which disbursements have not yet been paid are presented as funds held for others in the audited statements of financial position. Part X Line 2 NEI has adopted, Accounting for Uncertainty in Income Taxes, which requires that uncertain tax positions be evaluated and the potential impact of an unfavorable outcome of a tax authority's assessment of such uncertain tax position be reflected in the financial statements. From time to time, management must assess the need to accrue or disclose a possible loss contingency for proposed adjustments from various federal and state tax authorities who may audit the organization in the normal course of businesss. NEI has evaluated it tax reporting and has not reflected any contingent liability for any Schedule D (Form 990) 2016 Schedule D (Form 990) 2016 Part XIII Nuclear Energy Institute, Inc. 52-1209124 Page 5 Supplemental Information (continued) potential assessment. In the event there were any proposed adjustments, any associated penalties and interest would be separately reported. The organization is no longer subject to examinations by relevant tax authorities for years prior to 2013. Schedule D (Form 990) 2016 Grants and Other Assistance to Organizations, Governments, and Individuals in the United States SCHEDULE I (Form 990) OMB No. 1545-0047 Complete if the organization answered "Yes" on Form 990, Part IV, line 21 or 22. Open to Public Inspection Attach to Form 990. Department of the Treasury Internal Revenue Service Name of the organization Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990. Employer identification number Nuclear Energy Institute, Inc. Part I 1 2 52-1209124 General Information on Grants and Assistance Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . X . .Yes . . . .No. Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States. Part II Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed. 1 (a) Name and address of organization (b) EIN or government (c) IRC section if applicable (d) Amount of cash grant (e) Amount of noncash assistance (f) Method of valuation (book, FMV, appraisal, other) 501(c)(3) 295,000 FMV 501(c)(3) 10,000 FMV 501(c)(3) 30,000 FMV 501(c)(3) 67,000 FMV 52-1160561 1720 Massachusetts Ave, NW Washington, DC 20036 501(c)(3) 7,500 FMV (6) Consumer Energy Alliance, Inc. 2211 Norfolk Street Houston, TX 77098 26-1658339 501(c)(4) 39,000 FMV 501(c)(3) 5,000 FMV 501(c)(3) 10,000 FMV 501(c)(3) 5,000 FMV 501(c)(4) 22,149 FMV 501(c)(3) 10,000 FMV Contribution (2) Center for Clean Air Policy 52-1423164 750 Fiirst Street, NE Washington, DC 20002 Contribution (3) Center for Climate and Energy Solutions 701 Pennsylvania Ave, NW Washington, 20-4504014 DC 20004 Contribution (4) Center for Energy Workforce Development 54-1892252 Contribution (5) Congressional Black Caucus Foundation Contribution Contribution (7) Diabetes Research Institute Foundation, Inc. 59-1361955 200 South Park Road Hollywood, FL 33021 Contribution (8) James E. Clyburn Research and Scholarship Foundation 57-0976265 499 South Capitol Street, SW Washington, DC 20003 Contribution (9) March of DImes 13-1846366 210 Washington Blvd Arlington, VA 22204 (10) Contribution National Black Caucus Foundation 52-1218832 444 N Capitol Street, NW Washington, DC 20001 (12) Contribution National Association of Regulatory Utility Commissioners 1101 Vermont Ave, NW Washington, DC52-0204609 20005 (11) (h) Purpose of grant or assistance Contribution (1) Bipartisan Policy Center, Inc. 73-1628382 1225 I Street, NW Washington, DC 20005 2101 Wilson Blvd Arlington, VA 22201 (g) Description of non-cash assistance Contribution 501(c)(3) 5,000 FMV Enter total number of section 501(c)(3) and government organizations listed in the line 1 table . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21. . . . . Enter total number of other organizations listed in the line 1 table . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 . . . . National Capital Area Council Boys Scouts of America 9190 Rockville Pike Rockville, MD 2081453-0204610 2 3 For Paperwork Reduction Act Notice, see the Instructions for Form 990. HTA Schedule I (Form 990) (2016) Nuclear Energy Institute, Inc. 52-1209124 Schedule I (Form 990) (2016) Part III Page 2 Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22. Part III can be duplicated if additional space is needed. (a) Type of grant or assistance (b) Number of recipients (c) Amount of cash grant (d) Amount of noncash assistance (e) Method of valuation (book, FMV, appraisal, other) (f) Description of noncash assistance 1 2 3 4 5 6 7 Part IV Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information. Schedule I (Form 990) (2016) Continuation Sheet for Schedule I (Form 990) Page 1 Name of the organization Employer identification number Nuclear Energy Institute, Inc. 52-1209124 Part II (b) EIN (c) IRC section if applicable (d) Amount of cash grant (e) Amount of noncash assistance (f) Method of valuation (book, FMV, appraisal, other) 52-0806696 501(c)(3) 10,000 52-1480785 Contribution 501(c)(3) 20,000 FMV Contribution (15) National Organization on Fetal Alcohol Syndrome 1200 Eton Court Washington, DC 20007 46-0412365 501(c)(3) 5,000 FMV 74-2232576 501(c)(3) 100,959 FMV 52-1429544 501(c)(3) 10,000 FMV Contribution (16) NCSL Foundation for State Legislatures 7700 East First Place Denver, CO 80230 Contribution (17) Prevent Cancer Foundation 1600 Duke Street Alexandria, VA 22314 Contribution (18) Republican Main Street Partnership 325 7th Street, NW Washington, DC 20004 59-1828852 501(c)(4) 15,000 FMV Contribution (19) Special Operations Warrior Foundation 1137 Marbella Plaza Drive Tampa, FL 33619 52-1183585 501(c)(3) 5,000 FMV 23-7148478 501(c)(3) 20,000 FMV 13-3517803 501(c)(3) 10,000 FMV Contribution (20) State Legislative Leaders Foundation 1645 Falmouth Road Centerville, MA 02632 Contribution (21) The Creative Coalition 200 Park Avenue South New York, NY 10003 Contribution (22) The Keystone Center 84-0688506 501(c)(3) 15,000 FMV 20-1734070 1025 Connecticut Ave, NW Washington, DC 20036 501(c)(4) 160,000 FMV 501(c)(3) 5,000 FMV 501(c)(3) 32,000 FMV 1628 Saint Johns Road Keystone, CO 80435 Contribution (23) Third Way Contribution (24) U.S. Navy Memorial Foundation 52-1104476 701Pennsylvania Ave, NW Washington, DC 20004 Contribution (25) Women In Government Foundation 1319 F Street, NW Washington, DC 20004 (28) (29) (h) Purpose of grant or assistance FMV (14) National Foundation for Women Legislators, Inc 1727 King Street Alexandria, VA 22314 (g) Description of non-cash assistance Contribution (13) National Council on Radiation Protection and Measurements 7910 Woodmont Ave Bethesda, MD 20814 (27) 1 Continuation of Grants and Other Assistance to Governments and Organizations in the United States (a) Name and address of organization or government (26) of 54-1527192 Continuation Sheet for Schedule I (Form 990) Page 1 Name of the organization Employer identification number Nuclear Energy Institute, Inc. 52-1209124 Part III Continuation of Grants and Other Assistance to Individuals in the United States (a) Type of grant or assistance 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 of (b) Number of recipients (c) Amount of cash grant (d) Amount of non-cash assistance (e) Method of valuation (book, FMV, appraisal, other) (f) Description of non-cash assistance 1 SCHEDULE J (Form 990) Department of the Treasury Internal Revenue Service Name of the organization Compensation Information OMB No. 1545-0047 For certain Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees Complete if the organization answered "Yes" on Form 990, Part IV, line 23. Attach to Form 990. Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990. Employer identification number Nuclear Energy Institute, Inc. Part I Open to Public Inspection 52-1209124 Questions Regarding Compensation Yes 1a b No Check the appropriate box(es) if the organization provided any of the following to or for a person listed on Form 990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items. First-class or charter travel Housing allowance or residence for personal use Travel for companions Payments for business use of personal residence Tax indemnification and gross-up payments Health or social club dues or initiation fees Discretionary spending account Personal services (such as, maid, chauffeur, chef) If any of the boxes on line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1b. . . . . . . . . . 2 Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all directors, trustees, and officers, including the CEO/Executive Director, regarding the items checked on line 1a? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 . . . X. . . . . . . 3 Indicate which, if any, of the following the filing organization used to establish the compensation of the organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III. X Compensation committee X Written employment contract X Independent compensation consultant X Compensation survey or study Form 990 of other organizations 4 a b c 5 a b 6 a b 7 8 9 X Approval by the board or compensation committee During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization: Receive a severance payment or change-of-control payment? . . . . . . . . . . . . . . . . . . . . . . . 4a . . . X. . . . . . . Participate in, or receive payment from, a supplemental nonqualified retirement plan? . . . . . . . . . . . . . .4b. . X. . . . . . . Participate in, or receive payment from, an equity-based compensation arrangement? . . . . . . . . . . . . . .4c. . . . . X. . . . If "Yes" to any of lines 4a–c, list the persons and provide the applicable amounts for each item in Part III. Only section 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5–9. For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any compensation contingent on the revenues of: The organization? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .5a. . . . . . . . . Any related organization? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5b . . . . . . . . . . If "Yes" on line 5a or 5b, describe in Part III. For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any compensation contingent on the net earnings of: The organization? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .6a. . . . . . . . . Any related organization? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6b . . . . . . . . . . If "Yes" on line 6a or 6b, describe in Part III. For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed 7 payments not described on lines 5 and 6? If "Yes," describe in Part III Were any amounts reported on Form 990, Part VII, paid or accrued pursuant to a contract that was subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe in Part III . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8. . . . . . . . . . If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9. . . . . . . . . . For Paperwork Reduction Act Notice, see the Instructions for Form 990. HTA Schedule J (Form 990) 2016 Schedule J (Form 990) 2016 Part II Nuclear Energy Institute, Inc. 52-1209124 Page 2 Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed. For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the instructions, on row (ii). Do not list any individuals that aren't listed on Form 990, Part VII. Note: The sum of columns (B)(i)–(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual. (B) Breakdown of W-2 and/or 1099-MISC compensation (A) Name and Title Marvin S. Fertel 1 President & CEO Alexander W. Flint 2 Senior Vice President Ellen C. Ginsberg 3 Vice President & Secretary Dan Lipman 4 Vice President Richard J. Myers 5 Vice President Scott J. Peterson 6 Vice President Anthony R. Pietrangelo 7 Vice President Joseph Pollock 8 Vice President Phyllis M. Rich 9 Vice President & Treasurer Douglas J. Walters 10 Vice President Susan Perkings-Grew 11 Senior Director Anne W. Cottingham 12 Senior Director John D. McIntire 13 Senior Director Robert Powers 14 Senior Director Hanna Simone 15 Senior Director 16 (i) Base compensation (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (ii) Bonus & incentive compensation (iii) Other reportable compensation (C) Retirement and other deferred compensation (D) Nontaxable benefits 1,343,732 943,699 907,966 16,425 12,723 343,478 301,157 434,628 30,831 19,513 339,374 135,792 131,650 110,503 23,766 286,850 95,643 4,621 118,743 1,730 353,407 127,569 123,916 16,425 26,003 256,526 232,621 169,517 70,093 18,580 411,866 160,528 173,492 74,614 11,075 381,477 114,150 5,443 156,881 18,293 392,777 150,300 3,695 277,807 3,268 41,501 79,534 497,398 1,988 2,041 210,268 33,888 851 56,882 21,648 239,596 38,732 3,481 16,425 1,431 231,035 50,771 2,385 40,063 22,491 210,180 34,216 1,003 43,907 25,248 212,368 32,324 989 30,901 738 (E) Total of columns (B)(i)–(D) 3,224,545 0 1,129,607 0 741,085 0 507,587 0 647,320 0 747,337 0 831,575 0 676,244 0 827,847 0 622,462 0 323,537 0 299,665 0 346,745 0 314,554 0 277,320 0 (F) Compensation in column (B) reported as deferred on prior Form 990 179,471 326,650 27,801 88,904 168,936 66,632 Schedule J (Form 990) 2016 Page 3 Nuclear Energy Institute, Inc. 52-1209124 Part III Supplemental Information Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information. Schedule J (Form 990) 2016 Part II Line 1 Marvin Fertel: Other compensation includes $887,834 of deferred compensation included in his W-2 of which $179,471 was previously reported as deferred compensation. Part II Line 2 Alexander Flint: Other compensation includes $326,650 of deferred compensation included in his W-2 of which $326,650 was previously reported as deferred compensation. Other compensation also includes $107,100 of severance. Part II Line 3 Ellen Ginsberg: Other compensation includes $126,814 of deferred compensation included in her W-2 and earned $37,650 of deferred compensation that has not yet been reported on her W-2. Part II Line 4 Daniel Lipman: Earned $71,773 of deferred compensation that has not yet been reported on his W-2. Part II Line 5 Richard Myers: Other compensation includes $119,145 of deferred compensation included in his W-2 of which $27,801 was previously reported as deferred compensation. Part II Line 6 Scott Peterson: Other compensation includes $88,904 of deferred compensation included in his W-2 of which $88,904 was previously reported as deferred compensation. Other compensation also includes $79,175 of severance. Part II Line 7 Anthony Pietrangelo: Other compensation includes $168,936 of deferred compensation included in his W-2 of which $168,936 was previously reported as deferred compensation. Part II Line 8 Joseph Pollock: Earned $95,198 of deferred compensation that has not yet been reported on his W-2. Part II Line 9 Phyllis Rich: Earned $221,265 of deferred compensation that has not yet been reported on her W-2. Part II Line 10 Douglas Walters: Other compensation includes $248,131 of deferred compensation included in his W-2 of which $66,632 was previously reported as deferred compensation. Other compensation also includes $249,034 of severance. Schedule J (Form 990) 2016 SCHEDULE O Supplemental Information to Form 990 or 990-EZ (Form 990 or 990-EZ) Complete to provide information for responses to specific questions on Form 990 or 990-EZ or to provide any additional information. Attach to Form 990 or 990-EZ. Department of the Treasury Internal Revenue Service Information about Schedule O (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990. Name of the organization Nuclear Energy Institute, Inc. OMB No. 1545-0047 Open to Public Inspection Employer identification number 52-1209124 Form 990, Part VI, Section B, Line 11b: Audit Committee will review form in detail with auditor. Upon satisfaction, the full Board will receive a copy and will be given reasonable time to review and ask questions before the return is filed Form 990, Part VI, Section B, Line 12c: Employees are required to sign a conflict of interest report annually to confirm that they understand the policy and that they have disclosed any conflict of interest or appearance of conflict of interest Form 990, Part VI, Section B, Line 15c: Salaries for all NEI positions are benchmarked against industry standards, using mid-to-large-sized not-for-profit organizations as key comparators. All officer positions are evaluated against a compensation scoring system that ensures the salary range for the position is set relative to the position's internal and external responsibilities. CEO and officer positions are also benchmarked against industry standards annually using the same comparator group as the other positions. The review is performed by an external consultant who provides recommendations to the Organization & Compensation Committee of the NEI Executive Committee. Those recommendations, if approved by the Organization & Compensation Committee, are then provided to the Executive Committee for the Executive Committee's final approval. Form 990, Part VI, Section C, Line 19: NEI did not have a request for documents during the year. NEI will make the documents available upon request. Form 990, Part XI, Line 9: Actuarial gains and losses for the defined benefit and post retirement plans totaled $222,387 For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. HTA Schedule O (Form 990 or 990-EZ) (2016) Schedule O (Form 990 or 990-EZ) (2016) Name of the organization Nuclear Energy Institute, Inc. Page Employer identification number 2 52-1209124 Schedule O (Form 990 or 990-EZ) (2016) Form 8868 (Rev. January 2017) Application for Automatic Extension of Time To File an Exempt Organization Return Department of the Treasury Internal Revenue Service OMB No. 1545-1709 File a separate application for each return. Information about Form 8868 and its instructions is at www.irs.gov/form8868. Electronic filing (e-file). You can electronically file Form 8868 to request a 6-month automatic extension of time to file any of the forms listed below with the exception of Form 8870, Information Return for Transfers Associated With Certain Personal Benefit Contracts, for which an extension request must be sent to the IRS in paper format (see instructions). For more details on the electronic filing of this form, visit www.irs.gov/efile, click on Charities & Non-Profits, and click on e-file for Charities and Non-Profits. Automatic 6-Month Extension of Time. Only submit original (no copies needed). All corporations required to file an income tax return other than Form 990-T (including 1120-C filers), partnerships, REMICs, and trusts must use Form 7004 to request an extension of time to file income tax returns. Type or print Enter filer's identifying number, see instructions Employer identification number (EIN) or Name of exempt organization or other filer, see instructions. File by the due date for filing your return. See instructions. Nuclear Energy Institute, Inc. 52-1209124 Number, street, and room or suite no. If a P.O. box, see instructions. Social security number (SSN) 1201 F Street, NW, Room 1100 City, town or post office, state, and ZIP code. For a foreign address, see instructions. Washington, DC 20004-1218 Enter the Return Code for the return that this application is for (file a separate application for each return) . . . . . . . . . . . . 01 . . . . . Application Is For Return Code Form 990 or Form 990-EZ Form 990-BL Form 4720 (individual) Form 990-PF Form 990-T (sec. 401(a) or 408(a) trust) Form 990-T (trust other than above) The books are in the care of 01 02 03 04 05 06 Application Is For Return Code Form 990-T (corporation) Form 1041-A Form 4720 (other than individual) Form 5227 Form 6069 Form 8870 07 08 09 10 11 12 NEI Telephone No. 202 739-8000 Fax No. If the organization does not have an office or place of business in the United States, check this box . . . . . . . . . . . . . . . . . . . If this is for a Group Return, enter the organization's four digit Group Exemption Number (GEN) . If this is for the whole group, check this box . . . . . . . . . . . If. it. is. for . . part . . .of.the . .group, . . . .check . . . this . . box. . . . .. .. .. .. .. .. .. .. .. .. .. .. .. .. and .. .. ..attach .. .. .. a.. .. .. .. .. .. . list with the names and EINs of all members the extension is for. I request an automatic 6-month extension of time until 11/15 , 20 17 for the organization named above. The extension is for the organization's return for: 1 X calendar year 20 tax year beginning 16 , to file the exempt organization return or , 20 , and ending , 20 2 If the tax year entered in line 1 is for less than 12 months, check reason: Change in accounting period 3a If this application is for Forms 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any nonrefundable credits. See instructions. If this application is for Forms 990-PF, 990-T, 4720, or 6069, enter any refundable credits and estimated tax payments made. Include any prior year overpayment allowed as a credit. Balance due. Subtract line 3b from line 3a. Include your payment with this form, if required, by using EFTPS (Electronic Federal Tax Payment System). See instructions. b c Initial return . Final return 3a $ 0 3b $ 0 3c $ 0 Caution: If you are going to make an electronic funds withdrawal (direct debit) with this Form 8868, see Form 8453-EO and Form 8879-EO for payment instructions. For Privacy Act and Paperwork Reduction Act Notice, see instructions. HTA Form 8868 (Rev. 1-2017) Emmet RE 'atare Eor . . . Foreaienciar year 20126:, or'tax year beginning. $016,311.11 carting ,.220 2 2. Department .01 the Rear-?112! 2 For use with Forms 998, ERRER see-132a EEQEERQL, and 8-8628 2 2 int?mai RevenueserVicename of ?aircrew-01923111233021? 2:Empioyar?idanti?ca?on 111.1 mber Energy 11131111112 . 2. . 2 . 524209124 Tyoe oE- Retain (WEE-oie i'Do-Eiars 011111) Check Ehe' Eor type of return. beirrg fii'eci with Form 8453~E20a11d enter-E116: appiicabie amount if? any, from the? 1121121111 If you check the boxer: tine Ea. 2a, 3a, ea, or Ea beiow and the ?amounE-o'a ?that line. of the nature being: ?led with this. term was ibiaok, thee ieave line 111-. RE, 3111. ER ?or 52b?. whichever is aepiicabie. 411?1- iE2you:_ehtered on the return, then enter? .0. on 121123011121. Re than one 1:11:51- 1121 ?E-a Form SR3: check here 212:1 Tote-Eirevenua, if 1:311?me .990 Vii-.1 02111121111111 11329223221? - .- - ?533 54.333095 22 Form 9965:2- ER ?check here [3 E1 Totai revenue: if any (Form 990 522,211' . O2 3.1a 2:118:11:- here R- Totai tax(Form11202POL Hoe-122}. . 3e. 2 0 21a Form- 99.21? RF check here D- 11 Tax haseCE- on investment Income (Form 299%. PF Part? VI ii'rie, 2 2 0. ea sci-m ease tot-rack. here aaiasceaeersorm ease tine 31:5151: 61:12 I authorize the 2123;. Treasury and. its designated Finance} Agent to initiate an Automated Clearing House eiectronrc tends (dire debit} entry- to the financial institution account. indicated in the tax maceration software fer payment of the- . Eaires- owed. on this return and the ?nanciai' institution :to- debit 12-12129 entry? to this amount. To revoke a payment must com tact? the Finanmai Agent at 1-388?35-34-53?10 Eaterthan 22 211131111333 days prior to? the paymem (-Settiement) date. 1 else authorize the ?n'anciai restitutions i1111oi211ed in. the processing of? tha- eiectroriic payment. of- taxee to. receive con?dentia'i' information. necessary- to? :.answar. inquiries: 'and' resolve issues rotated ECE the? payment it" a copy of] this: return. is beingr 11211 with. a state agency?es) charities as part 021? the IRS. FaciESEate pmgrarn i that i2 eXchteCi- {the electronzc disclosure concoct contai-hed- Within this 13:13:1anng disclosure by the IRS3 of this Form 9920192920 E21999 PF (as ?specifically 1113111111941 1211 Pam above-2) 'to'iJ?E'e- seiacte?d state agencyites) Under penaities. of eerjcm. I declare that i am an of?cer of' the above earner-E organization and that: i have examined a copy ?of the organization 5- 2916 eiectromc return and accompanying schedules and .=staEements and to the.? best of my knowledge and baiief they are true correct and comp 121a Litarthe'r de'cia're that the amount as Part-3 1 21111211113 the amount. show-n2- on the copy of the organization? .5 electronic return. consent: .E'o anew: my intermediate service: provider Ecansmitter or. .e'iectrooic return 0119;112:1101 (ERG) a- sand the organization. 32- return to the ERS and to receive; from. the 1R8- an acknowiedgement of- receipt. or reason for rejection oEEh'e transmission (b11111; reason 101 any delay in processing the return or refund arid .Eh?e date of'a11y3 refund- Sig.? (J 00/ 2 1 I Sr. fairector. Contro'iier AssEs?rant Treasurer Signature of of?cer Bate . Titie o'E ?(see instructions). E-deciare that 12 have reviewed; the aboye org aoization' 5 return and that the entries on Form: 642532502 ?are complete and. .correcE .120 the best of my? khdwiedge. ?11? am? 11.111312 3? cones-101.1 am 11111 respOhsibie: 3Eo'r- rewawmg the return and ?only deciare ?that 11115-ch12111 accurately re?ects the data or: the? return. The organization officer 21111:]! have? signed this; E01111. betiore- 21- submit the rte-torn wilt give the oEiiCEer- a Copy Of forms and: Information Ego. be 111211 1111211211 the 1128- one have toiiowee at] other requrremente in ?Pu-t1. 4:1- 263'. Modemized Fits (NieF) trite-111151211011.- 'forAathorizee ERS e-?ie Providers- 11?12 am .3190 the Paid Preparer under? pen'atties have examihe'd the above .orgacizat'i'on' a return. and accompanying schedujies and statements. and to- the best. of" my knowledge and be'iief they? are true correct. and oompiete, This Paid? Preparer decimation- is based. or: 211 micrmaEIon OE which i have any knowi'ecige. 21-1112 - - check-=11 check - - . 5' 2 2_ ieop '2d - 2 2 2 signature . . 1201311121111- :repara?r I 1312:2111 3211111125959. ERR Matthew Peenima'n . . . .. .. 151.11 4113157375 yours 12i- eeiisemployed), . REE-111 and ZEP outta. 13826213111121.2011 mews 01 Dayton 1111 21233 phone no 3111215 94211. Under per-121121. of that i haye' examined.- the 3131125113 return and accompanying sched pies and-- state-irritants arid fro-the beat-:11? my koowiedge and beiie?t 11121111122 are: 22222222222 2252262222 and compiete Declaration of preparer Es? based- on. ?aii'. information of: which the preparer has koowiedge EETA- 2- ?22222222222232? preparers?- name . 5?2 oats. Check: - if F1111: ?2 22-32-22-222 -- -- Penn'ma? - as 22" 1013111201.?- sari-employed 2' P00025969 222222222222 Finns "ante - Matthew Fermi-man 2222 2. Firm 2111 3V 482317571315 22232 2222222 MERGER-E 13826 ?ay-Eon ?itiie'adoWS c: {121111111110 212036 no. 3111-2152-2120. 281131111305! Act and Act Notice, Seebeck oE E61111. Form (22111125222122