U.S. Department of Justice Office of Information Policy Suite 11050 1425 New York Avenue, NW Washington, DC 20530-0001 Telephone: (202) 514-3642 December 6, 2017 Mr. Charlie Savage The New York Times 1627 I Street, NW Seventh Floor Washington, DC 20006 savage@nytimes.com Re: DOJ-2017-006008 (ASG) 17-cv-07439 (S.D.N.Y) VRB:BPF Dear Mr. Savage: This is a final response to your Freedom of Information Act (FOIA) request dated and received in this Office on August 10, 2017, in which you requested (1) communications to or from named Office of the Associate Attorney General (OASG) and Civil Rights Division (CRT) officials containing specific listed terms, (2) communications pertaining to the CRT detail opportunity 17-CRT-DTL-012, and (3) resumes submitted in response to detail opportunity 17-CRT-DTL-012. This response is made on behalf of OASG. By email dated October 27, 2017, a representative of your organization clarified the scope of item (1) of your request as seeking both investigatory records and, more broadly, records relating to affirmative action admissions practices and policies. Please be advised that records you have requested related to investigations of admissions policies are exempt from disclosure pursuant to Exemption 7(A) of the FOIA, 5 U.S.C. § 552(b)(7)(A), which pertains to records or information compiled for law enforcement purposes, the release of which could reasonably be expected to interfere with enforcement proceedings. Additionally, certain information within these records would also be exempt pursuant to Exemption 5 of the FOIA, 5 U.S.C. § 552(b)(5), which pertains to certain inter- and intra-agency communications protected by the deliberative process and attorney work-product privileges. With respect to your request for communications relating to affirmative action admissions practices and policies, searches have been conducted in OASG and in the electronic database of the Departmental Executive Secretariat, which is the official records repository for OASG, and no records responsive to your request were located. Regarding the remaining items in your request, including communications of CRT officials and records related to CRT detail 17-CRT-DTL-012, CRT is the component most likely to maintain such records. I understand that you have separately submitted your request to CRT, and that CRT provided you with a response by letter dated November 14, 2017. For your information, Congress excluded three discrete categories of law enforcement and national security records from the requirements of the FOIA. See 5 U.S.C. § 552(c) (2015) -2(amended 2016). This response is limited to those records that are subject to the requirements of the FOIA. This is a standard notification that is given to all our requesters and should not be taken as an indication that excluded records do, or do not, exist. If you have any questions regarding this response, please contact Sai Mohan of the U.S. Attorney’s Office for the Southern District of New York, at (212) 637-2737. Sincerely, Vanessa R. Brinkmann Senior Counsel From: Dawinder S. Sidhu Sent: 4 Aug 2017 11:04:52 -0400 To: Jackson, Candice Subject: Affirmative Action Initiative Assistant Secretray Jackson, I hope this email ?nds you well. I am an attorney in private practice and a law professor. From 2004-2001?, I served as a staff attorney in OCR's Program Legal Group. I am writing because, according to numerous reports, the Department of Justice will be scrutinizing af?rmative action programs across the country. To the extent that you may be part of this initiative, I wish to share with you an essay I published in the Chronicle of Higher Education on the problems with the critical mass component of affirmative action theory. I hope this essay may be helpful to you and your colleagues moving forward. The essay is available here: 1 373-59 any thanks, Dave ED1 From: Fox, Wendella Sent: 16 Aug 2017 18:17:48 +0000 To: Jackson, Candice Cc: Henderson, Chelsea Subject: (W5) complaint Attachments: OCR- Dear Candice (W5) I am headed out of the country and wanted to be sure that you had these 2 documents before I left. Thanks Wendella ED2 Higher Education Desegtegation Presentation December 13, 2005 ED3 Contents 1. Map of the United States showing the effects of higher education desegregation initiatives. Appendix A: REVISED CRITERIA SPECIFYING INGREDIENTS OF ACCEPTABLE PLANS TO DESEGREGATE STATE SYSTEMS OF HIGHER EDUCATION Appendix C: 1994 Federal Register Notice ED4 The shaded states have implemented higher education desegregation plans. These states are: I. u?nr?tr?nr??Hr?nx?j Map of the United States showing the effects of higher education desegregation initiatives. Alabama Arkansas Delaware Florida Georgia Kentucky Louisiana Maryland Mississippi . Missouri . North Carolina . Ohio . Oklahoma . . South Carolina 16. Tennessee 17. Texas 18. West Virginia 19. Virginia ED5 Page DUE M130 Withheld pursuant to exemption (W5) ofthe Freedom of mformatien and Privacy Act ED6 Page M130 Withheld pursuant to exemption (W5) ofthe Freedom of mformatien and Privacy Act ED7 Page 008 M130 Withheld pursuant to exemption (W5) ofthe Freedom of mformatien and Privacy Act ED8 Page 009 M130 Withheld pursuant to exemption (W5) ofthe Freedom of mformatien and Privacy Act ED9 Page 010 M130 Withheld pursuant to exemption (W5) ofthe Freedom of mformatien and Privacy Act ED10 Page U110f130 Withheld pursuant to exemption (W5) ofthe Freedom of mformatien and Privacy Act ED11 APPENDIX A: REVISED CRITERIA SPECIFYING INGREDIENTS OF ACCEPTABLE PLANS TO DESEGREGATE STATE SYSTEMS OF HIGHER EDUCATION Document is 43 FR. 6658 (Feb. 15, 1978), setting forth elements of acceptable plans for desegregating state systems of higher education. Elements concern traditionally black institutions, student enrollment, and employment. Document includes history of legal proceedings and legal and educational principles. Revised Criteria direct adoption of numerical goals for student and employment desegregation. In evaluating state progress under the plans, the Department has emphasized implementation of measures and deemphasized achievement of numerical goals. [41 10-12] REVISED CRITERIA SPECIFYING THE INGREDIENTS 0F ACCEPTABLE PLANS TO DESEGREGATE STATE SYSTEMS OF PUBLIC HIGHER EDUCATION In late 1969 and early 1970, the Department of Health, Education, and Welfare (HEW) noti?ed ten states that they had not dismantled their statewide dual systems of public higher education. The letters sent by HEW at that time advised each state of its failure to adopt measures necessary to overcome the effects of past segregation and notified the states of their obligation to ?le a statewide plan for the desegregation of their public systems of higher education. For the past seven years the Court reviewed HEW's efforts to dcsegregate these systems of higher education. In 1977, this Court found that the Department's effort had not been adequate and ordered the Department to require six of the original ten states to submit new desegregation plans and to set speci?c standards for those plans. The Court found that "specific commitments (were) necessary for a workable higher education desegregation plan . . . concerning admission, recruitment and retention of students, concerning the placement and duplication of program offerings among institutions, the role and the enhancement of black institutions, and concernng changes in the racial composition of the faculties involved. Speci?cally, this Court entered a Second Supplemental Order on April 1, 1977 directing the Department to transmit to the six states of Arkansas, Florida, Georgia, North Carolina, Oklahoma, and Virginia as well as the Court and the plaintiffs criteria specifying the ingredients of acceptable desegregation plans for their institutions of public higher education. Accordingly, on July 5, 1977, the Department published criteria which were amended one month later to take into account suggestions offered by some of the states. The Court further directed that HEW require each state to submit, within 60 days of receipt of the criteria, a revised desegregation plan and to accept or reject such plans within l20 ED12 days thereafter. In September 1977, in response to HEW's request, the six states submitted desegregation plans. After months of intensive negotiations, the Department announced on February 2, 1978, that it was accepting the plans of Arkansas, Florida, and Oklahoma, and not accepting plans submitted by Georgia, North Carolina, and Virginia. On the same date, the Department announced that it would publish in the Federal Register, revised criteria which are substantially similar to the criteria published in July. Where HEW has found that a state has not eliminated the remaining vestiges of segregation in its formerly dual system of public higher education and is, therefore, in violation of Title VI of the Civil Rights Act of 1964, it is required ?rst to attempt to secure compliance by voluntary means. When those efforts fail, HEW is required to seek enforcement either administratively or through the courts. 42 U.S.C. 200-1; 45 CFR 2000d-l, 45 CFR 80.8. These revised criteria are issued to assist such states in the preparation of desegregation plans as part of the process of securing voluntary compliance. HEW originally developed the criteria mindful of the instructions of the Court that they comply with constitutional standards and Title VI, conform with sound educational practices, and take into account the unique importance of black colleges. Based on its experience in applying the criteria to six state systems of higher education over the past months, HEW has determined that the criteria provide speci?c and effective guidance to the states and at the same time, are suf?ciently ?exible to provide for circumstances which may vary from state to state. PREAMBLE l. HISTORY OF LEGAL PROCEEDINGS The criteria set forth below initially were developed by the Department of Health, Education, and Welfare (HEW) pursuant to the speci?c direction of the United States District Court for the District of Columbia in Adams v. Califano, Civil Action No. 3095-70, Second Supplemental Order (D.D.C. April I, 1977). The Court's Order arose from a lawsuit initiated in 1970 to require HEW to take action to enforce the provisions of Title VI of the Civil Rights Act of19649 In 1969, the Of?ce for Civil Rights (OCR) determined that ten States? were continuing to operate segregated higher education systems in violation of Title VI of the 1964 Civil Rights Act. Although the States were noti?ed of this ?nding and were requested to submit corrective plans, no administrative enforcement actions were taken when the States failed to submit plans or submitted plans unacceptable to HEW. In February 1973, the Adams litigation resulted in a ruling requiring that HEW take appropriate enforcement action, Adams v. Richardson, 356 F. Supp. (D.D.C. I973). That ruling was unanimously af?rmed by the full United States Court of Appeals for the District of Columbia Circuit, although the Court of Appeals modi?ed the District Court?s order and directed HEW to attempt to secure acceptable desegregation plans 3 Title VI of the Civil Rights Act of 1964 provides: "No person in the United States shall, on the grounds of race. color, or national origin, be excluded from participation in. be denied the bene?ts of, or be subjected to discrimination under any program or activityr receiving Federal financial assistance." 42 U.S.C. 4 Arkansas, Florida. Georgia, Louisiana. Maryland, Mississippi. North Carolina. Oklahoma. and Virginia. ED13 from the ten States before commencing enforcement proceedings. Adams v. Richardson, 480 F.2d 1159 (DC. Cir. 1973). In 1974, HEW accepted desegregation plans from eight of the ten States.5 Reports covering the first year of implementation were submitted to HEW in 1975. Subsequently, the plaintiffs in the Adams case sought further relief and on April 1, 1977, the Court ruled that the 1974 plans did not comply with the criteria previously announced by HEW and that as implemented the plans had failed to achieve signi?cant progress toward higher education desegregation. Based on these ?ndings, the Court ordered HEW to develop and issue within 90 days speci?c criteria to guide the six States?i' in the preparation of revised desegregation plans. 11. LEGAL AND EDUCATIONAL PRINCIPLES A. ju_re segregation These criteria will be applied to a state which formerly operated a dual system of public higher education under state law, if the Of?ce for Civil Rights determines after investigation that the state has failed to remove the vestiges of racial segregation in its system in violation of Title VI. B. Affirmative duty to take effective steps to eliminate jure segregation Where there has been past d_e jure segregation, states are required to take affirmative remedial steps and to achieve results in overcoming the effects of prior discrimination. HEW's regulation implementing Title VI provides that In administering a program regarding which the recipient has previously discriminated against persons on the ground of race the recipient must take affirmative action to overcome the effects of prior discrimination. 45 CFR 80.3 The 14th Amendment also calls for more than mere abandonment of discrimination through the state's adoption of passive or neutral policies. The United States Supreme Court has held that public school officials have "the affirmative duty to take whatever steps might be necessary to convert to a unitary system in which discrimination would be eliminated root and branch." Green v. Countv School Board of New Kent County, 391 US 430, 437-38 (1968). The af?rmative duty to desegregate applies with equal force to higher education. Norris v. State Council of Higher Education, 32'? F. Supp. 1368 (ED. Va. 1971), aff?d per curiam, 404 U.S. 907 (1971); Lee v. Macon Countv Board of Education, 267 F. Supp. 458 (MD. Ala. 1967), 369 US. 215 (1967); Geicr v. Dunn, 337 F. Supp. 573 (MD. Tenn. 1972). Additionally, 5 Louisiana refused to submit a plan and was referred to the Department of Justice. which ?led a lawsuit (United States v. Louisiana, Civil Action No. int-EB (MD. La.) in January 1974. The plan submitted by Mississippi was deemed unacceptable by HEW and the matter was referred to the Department of Justice. which ?eld a lawsuit. Ayers and United States v. Finch. Civil Action No. 11C. 759K (ND. Miss.) in March 19?5. 5 The April 1. 19?7, Order excludes (by agreement of the parties to the Adams lawsuit) and Maryland. which commenced a separate iniunctive suit against enforcement proceedings now pending in the United States Court of Appeals for the Fourth Circuit (Mandel v. HEW. No. as well as Louisiana and Mississippi. ED14 the Supreme Court has made it clear that desegregation plans are not adequate unless they are effective. Green v. County School Board of New Kent County, supra; Swarm v. Charlotte- Mecklenburg Board of Education, 402 US. I (1971). Consistent with the requirements of Title VI, these criteria set forth the elements of a desegregation plan which would eliminate the effects of past discrimination. C. Statewide approach The Court of Appeals in its en banc opinion in Adams directed HEW to undertake a statewide approach and noted the serious problem created by the lack of viable statewide coordinated planning in higher education: The problem of integrating higher education must be dealt with on a statewide rather than a school-by-school basis.1n 10 It is important to note that we are not here discussing discriminatory admission policies of individual institutions. To the extent that such practices are discovered, immediate corrective action is required, but we do not understand HEW to dispute that point. This controversy concerns the more complex problem of systemwide racial imbalance. Adams v. Richardson, supra, 480 F. 2d at 1 164-1 165 (footnote in original). The Department has followed this approach since 1969 because we believe statewide planning is consistent with sound educational policy. Thus, these criteria require not only that each institution pursue nondiscriminatory student admission and faculty and staff employment practices, but also that the state system as a whole develop a comprehensive and coordinated statewide desegregation plan embodying those speci?c af?rmative, remedial steps which will prove effective in achieving signi?cant progress toward the disestablishment of the structure of the dual system and which address the problem of ?systemwide racial imbalance." D. Speci?city -- goals and timetables The District Court in Adams concluded that the plans previously adopted by the states had failed to achieve adequate desegregation progress and lacked speci?c commitments for change as concerns the desegregation of student bodies and faculties, enhancement of traditionally black institutions, and desegregation of the governing boards in higher education systems. The District Court directed HEW to prepare criteria which would identify for the states the speci?c elements to be included in their revised desegregation plans. As the District Court stated in response to plaintiffs' oral argument on January 17, 1977: What I do want them to do though is be under the compulsion of a court order to submit to the states certain specific requirements which the states must respond to and they should be given a timetable for communicating with the states, and the states should be ED15 given some kind of timetable within which to make response. [Transcript, January 17th ruling; emphasis supplied] In Geier v. Blanton, 427 F. Supp. 644 (MD. Tenn. 1977), the Court quoted its Order of December 23, 1969, expressing its dissatisfaction with a state submitted desegregation plan in that the plan as submitted "lacks specificity, in that there is no showing of funds to be expended, no statement of the number of students to be involved, and most importantly, no time schedules for either the implementation of the projects or the achievement of any goals." 427' F. Supp. at 646. The Supreme Court has maintained that in a system with a history of segregation there is a need for remedial criteria of suf?cient speci?city to assure compliance with the law. See Swarm, supra, at 25-26. In keeping with the Court's view that the Department should submit specific requirements to the states, numerical goals and timetables are set forth in the criteria. The goals are established as indices by which to measure progress toward the objective of eliminating the effects of unconstitutional d_e ju_re racial segregation and of providing equal educational opportunity for all citizens of these states. They are benchmarks and provide the states the clear and speci?c guidance called for by the Court. These goals are not quotas. The Department is opposed to arbitrary quotas. Failure to achieve a goal is not suf?cient evidence, standing alone, to establish a violation of Title In addition, the Of?ce for Civil Rights upon a showing of exceptional hardship or special circumstances by a state, may modify the goals and timetables. Nevertheless, the states are under a statutory obligation to devise and implement plans that are effective in achieving the desegregation of the system. Most importantly, under these criteria and the goals they set, all applicants must be able to compete successfully. States' efforts under these criteria need not and should not lead to lowering academic standards. States may need to innovate in seeking out talented students who will pro?t from higher education. They may need to broaden de?nitions of potential; to discount the effects of early disadvantage on the development of academic competence; and to broaden the talents measured in admissions tests. But new and different yardsticks for measuring potential are not lower standards. They can be more valid measures of true potential and talent taken as a whole, these criteria seek to preserve and protect academic standards of excellence. E. Special considerations in developing criteria for desegregation in higher education A state system of higher education, as with an elementary and secondary school district, is held to an af?rmative duty to take remedial action to correct past practices of segregation and discrimination. However, the nature of the remedial action required of a higher education system will differ from that required of a local education district. The court of Appeals in Adams noted: However, we are also mindful that desegregation problems in colleges and universities differ widely from those in elementary and secondary schools, and that HEW admittedly ED16 lacks experience in dealing with them. As regrettable as these revelations are, the stark truth is that HEW must carefully assess the signi?cance of a variety of new factors as it moves into an unaccustomed area. 480 F.2d at 1164. In Norris v. State Council of Higher Education, 327 F. Supp. 1368, I373 (ED. Va. 1971), affd per curiam, 404 U.S. 907, (1971), the court held: The means of eliminating discrimination in public schools necessarily differ from its elimination in colleges, but the state's duty is as exacting. And in Sanders v. Ellington, 288 F. Supp. 937', 943 (MD. Tenn. 1968), the court stated: Now in considering the time element for presentation of a plan, I have thought of the complexities of the problem. I recognize that the simple remedies which might be available to a county school board where there is involved a compulsory system of education, a free system of education, and assignment of students, are not available here. Colleges are not compulsory and everyone can testify that they?re not free. Higher education differs form elementary and secondary education in many other ways. Besides being voluntary rather than compulsory, higher education operates on a statewide or regional basis, not local; there are no "attendance zones" in higher education; higher education programs vary from institution to institution and are not uniform; students are free to leave the state or to attend private colleges in pursuit of a higher education. Furthermore, from state to state significant differences are to be found and must be taken into consideration. In some states strong centralized "system? exists including four year and two year institutions; in others, the four year and two year institutions report to separate boards; in yet others, each institution operates under its own independent board. While none of these differences relieves a state of its obligations under Title VI or its constitutional duties, they must be taken into account in fashioning an appropriate set of criteria to be applicable to six states. Accordingly, while desegregation cases involving individual elementary and secondary school districts are a guide to a state's duty to take corrective action, they are not dispositive of the particular methods to be designed for the dismantling of a dual system of higher education, for the desegregation of a statewide system, for the removal of the vestiges of racial segregation, and for the correction of "systemwide racial imbalance." As the courts in Adams have noted, these are indeed "complex" issues. These criteria are designed speci?cally for the higher education systems of these six states based on a careful consideration of relevant statutes and court opinions and with due consideration to the unique characteristics of higher education? F. The unique role of the traditionally black colleges In keeping with the instructions of the Court, the criteria recognize the unique importance of traditionally black colleges in meeting the educational needs of black students. More than 80 percent of all black college graduates have been trained at3 black colleges. In the mid-seventies, 3' For a useful discussion of these issues see Note, "The Affirmative Duty To integrate Higher Education" 70 Yale Law Journal 666 (1970). ED17 black colleges continue to graduate almost forty percent of all blacks who receive9 college degrees. Thus, it is with good reason that the Court of Appeals in Adams recognized the need to take into account "the special problems of black colleges." Perhaps the most serious problem in this area is the lack of state-wide planning to provide more and better trained minority group doctors, lawyers, engineers and other professionals. A predicate for minority access to quality post-graduate programs is viable, co-ordinated state-wide higher education policy that takes into account the special problems ofminority students and of Black colleges. (T)hese Black institutions currently ful?ll a crucial need and will continue to play an important role in Black higher education. 430 F.2d 1 l64-l 165. Again in 1977, the District Court in its Second Supplemental Order, p. 4, quoted the above language of the Court of Appeals and went on to state: The process of desegregation must not place a greater burden on Black institutions or Black studentsi opportunity to receive a quality public higher education. The desegregation process should take into account the unequal status of the Black colleges and the real danger that desegregation will diminish higher education opportunities for Blacks. Without suggesting the answer to this complex problem, it is the responsibility of HEW to devise criteria for higher education desegregation plans which will take into account the unique importance of Black colleges and at the same time comply with the Congressional mandate. The Department does not take the language to mean that the traditionally black institutions are exempt from the Constitution or the requirements of Title VI. To the contrary, traditionally black and traditionally white institutions are subject to the same constitutional and congressional mandate to provide an education to all citizens without discrimination or segregation. White and black institutions are to function as part of a unitary system free of the vestiges of state imposed racial segregation. However, as the Court has instructed, the transition to a unitary system must not be accomplished by placing a disproportionate burden upon black students, faculty, or institutions or by reducing the educational opportunities currently available to blacks. To achieve the objectives of Title VI, precise methods will need to be fashioned for institutions within a state, each appropriate to the task of overcoming the effects of prior discrimination in the particular instance. Each method will be enforced with equal force and determination. Each method is designed to achieve the same constitutional standard. [11. CONSULTATION PROCESS ?3 See Elias Blake, Public Policy and the Higher Education of Black Americans." Staff Report. Subcommittee on Constitutional Rights of the Committee on the Judiciary, 94th Cong. 2d Sass. 19m. 9 National Center for Education Statistics, Earned Degrees Survey, ED18 In the preparation of the criteria originally promulgated pursuant to court instruction, the Department undertook an extensive consultation process within the Department and with interested outside parties. In an effort to assure that these criteria were both legally and educationally sound, a departmental task force was established to guide their development. The task force combined the multiple disciplines and varied expertise needed to resolve the complex issues and educational policies involved in this desegregation process. Serving on the task force were the General Counsel, the Director of the Of?ce for Civil Rights, the Assistant Secretary for Education, the Commissioner of Education, and the Assistant Secretary for Planning and Evaluation. The Department also embarked on a program of open dialogue and consultation with parties of interest. The task force members conferred with representatives of the six states collectively and individually. The representatives included college presidents, education of?cials, and aides to Governors. A special meeting was held with students who attend the public colleges in the six states and representatives of several national student organizations. Four meetings were held with officials of the amicus curiae, National Association for Equal Opportunity in Higher Education, an association of the presidents of 110 predominantly black colleges and universities, both state supported and private. Two panels ofnationally recognized educators met for half day sessions to advise the Department. Finally, plaintiffs representatives devoted many hours to reviewing and commenting on drafts of the criteria. They also convened a meeting for the Department with 28 citizens from these six states who are most familiar with the higher education desegregation efforts in their respective states. The Department assumes full and sole responsibility for the content of these criteria. The consultations enumerated above were exceedingly helpful to the Department in the preparation of these criteria, but these discussions do not imply concurrence in the criteria in whole or in part by other parties. Higher educational systems in these and other states are undergoing difficult adjustments caused by ?scal and demographic trends beyond the control of individual states. Accordingly, the criteria developed for the six states under the Adams Order focused on desegregation efforts to be undertaken within the next five years. Similarly, OCR will seek plans that contain five- year goals from other states which are found to have a duty to eliminate the vestiges of duality in their systems of higher education. As each state attains the goals set forth in its plan, OCR will assess, in cooperation with that state, the progress thereby made in order to determine what additional steps, if any, are necessary to complete the desegregation process. Furthermore, OCR will periodically review these criteria to assure their adequacy in meeting constitutional requirements, their consistency with rulings of the courts in higher education desegregation, and the mandate of Title VI. ELEMENTS OF A PLAN ED19 l. DISESTABLISHMENT OF THE STRUCTURE OF THE DUAL SYSTEM An acceptable plan shall commit the state to the goal of organizing and operating the system and institutions of higher education in a manner that promises realistically to overcome the effects of past discrimination and to disestablish the dual system, and which assures that students will be attracted to each institution on the basis of educational programs and opportunities uninhibited by past practices of segregation. To achieve the disestablishment of the structure of the dual system, each plan shall: A. De?ne the mission of each institution within the state system on a basis other than race. Each mission statement shall include at a minimum: 1. The level, range and scope of programs and degrees offered; 2. Geographic area served by the institution; and 3. The projected size of the student body and staff, for each year of the life of the plan. B. Specify steps to be taken to strengthen the role of traditionally black institutions in the state system. In support of the speci?c steps required by I.B., the plan shall include: 1. Commitments that necessary improvements will be made to permit the traditionally black institutions to ful?ll their de?ned mission. These improvements will extend to physical plant and equipment; quality and range of program offerings; number and quality of faculty; student, faculty and professional staff services; student ?nancial assistance, and other ?nancial support; 2. Commitments that traditionally black institutions will have the resources (including those enumerated in item 1 above), which are at least comparable to those at traditionally white institutions having similar missions; 3. An assessment of the physical plant at traditionally black institutions; and 4. A detailed description of the resources, expressed in dollars and in numbers of personnel to be assigned, which the state system will provide (and the source for such funds) in order to implement the steps speci?ed in l. B. reported by year for the life of the step or activity. C. Commit the state to take speci?c steps to eliminate educationally unnecessary program duplication among traditionally black and traditionally white institutions in the same service area. ED20 To this end, the plan shall identify existing degree programs (other than core curricula) among institutions having identical or overlapping service areas and indicate speci?cally with respect to each area what steps the state will take to eliminate such duplication. The elimination of such program duplication shall be carried out consistent with the objective of strengthening the traditionally black colleges. D. Commit the state to give priority consideration to placing any new undergraduate, graduate, or professional degree programs, course of study, etc., which may be proposed, at traditionally black institutions, consistent with their missions. E. Commit the State to withhold approval of any changes in the operation of the state system or of any institutions that may have the effect of thwarting the achievement of its desegregation goals. F. Commit the state to advise OCR of proposed major changes in the mission or the character of any institution within the state system which may directly or indirectly affect the achievement of its desegregation goals prior to their formal adoption. Such proposed changes include but are not limited to: the establishment or major expansion of programs of study, of departments, or institutions; the alteration of two year to four year institutions; the conversion of a private to a public institution; or the closing or merger of institutions or campuses. G. Specify timetables for sequential implementation of the actions necessary to achieve these goals as soon as possible but no later than within five years (by the close of the ?fth full academic year after the plan is accepted) unless compelling justi?cation for a longer period for compliance is provided to and accepted by the Department. The plan shall include interim benchmarks and goals from which progress toward these objectives may be measured. These timetables and benchmarks shall be appropriate to the nature of the action to be taken. For example, studies of physical plant and resources comparability should be completed corrective actions (including capital construction) will require longer time periods. H. Commit the state and all its involved agencies and subdivisions to speci?c measures for achievement of the above objectives. Such measures may include but are not limited to establishing cooperative programs consistent with institutional missions; reassigning specified programs, course offerings, resources andfor services among institutions; realigning the land grant academic programs so that research, experiment and other educational services are redistributed on a nonracial basis; and merging institutions or branches thereof, particularly where institutions or campuses have the same or overlapping services areas. The measures taken pursuant to this section should be consistent with the objective of strengthening the traditionally black colleges. A detailed description of these measures need not be submitted at the time the plan is ?led, but should be ED21 filed as a supplementary statement within 30 days thereafter for review and comment by OCR. Measures that offer no reasonable possibility of achieving the goals listed above will be rejected by OCR. Revised measures will be required before the plan can be accepted. II. DESEGREGATION OF STUDENT ENROLLMENT An acceptable plan shall commit the state to the goal of assuring that the system as a whole and each institution within the system provide an equal educational opportunity, are open and accessible to all students, and operate without regard to race and on a desegregated basis. To achieve the desegregation of student enrollment, each plan shall: A. Adopt the goal that for two year and four year undergraduate public higher education institutions in the state system, taken as a whole, the proportion of black high school graduates throughout the state who enter such institutions shall be at least equal to the proportion of white high school graduates throughout the state who enter such institutions. 1) Adopt the goal that there shall be an annual increase, to be Specified by each state system, in the proportion of black students in the traditionally white four year undergraduate public higher education institutions in the state system taken as a whole and in each such institution; and (2) Adopt the objective of reducing the disparity between the proportion of black high school graduates and the proportion of white high school graduates enteringm traditionally white four year and upper division undergraduate public higher education institutions in the state system; and adopt the goal of reducing the disparity by at least ?fty per cent by the final academic year of the plan. However, this shall not require any state to increase by that date black student admissions by more than 150% above the admissions for the academic year preceding the year in which the plan is requested by C. Adopt the goal that the proportion of black state residents who graduate from undergraduate institutions in the state system and enter graduate study or professional schools in the state system shall be at least equal to the proportion of white state residents who graduate from undergraduate institutions in the state system and enter such schools. This goal (and interim benchmarks or goals) shall be separately stated for each major field of graduate and professional study. To assure that this goal can be met in the immediate future special recruitment efforts should be considered at traditionally black institutions. Particular attention should be given to increasing black student enrollment and graduation from those traditionally white four year undergraduate institutions which serve as the feeder institutions for the graduate and professional schools. Achievement of this goal is of particular ?0 For the purposes of this subsection, the term entering includes ?rst-time transfers from two year and other institutions. ?1 Thus, where the present entry by black students in four year traditionally white institutions is at a rate of 1,000 students per year and a fully proportional rate would be 3,000 students per year. the state's goal would be an entry rate of 2,000 student per year ?ve years thereafter. A state where the present entry is at a rate of only 500 students per year and full proportionality would be 3,000 student per year would not by that date have ED22 importance in light of the speci?c concern expressed by the Court of Appeals in Adams. In assessing progress toward this goal, OCR will give consideration to the number of blacks form each state who enroll in graduate and professional schools outside the state system. D. Adopt the goal of increasing the total proportion of white students attending traditionally black institutions. Increased participation by white students at traditionally black institutions must be a part of the process of desegregation of the statewide system of higher education. However, pursuant to the admonition of the courts in Adams, "The desegregation process should take into account the unequal status of the Black colleges and the real danger that desegregation will diminish higher education opportunities for Blacks." Civil Action No. 3095-70, Second Supplemental Order at p. 4. The following steps are designed to guard against the diminution of higher educational opportunities for black students, to take into account the unique importance of traditionally black colleges and to comply with the mandate of Title VI. Establishment of numerical goals for the enrollment of white students at traditionally black institutions must be preceded by an increasing enrollment of black students in the higher education system and at the traditionally white institutions, as is required by Section II of these criteria. It must also be preceded by the accomplishment of speci?c steps to strengthen the role of traditionally black institutions, eliminate program duplication, locate new programs at black institutions, and by such other measures as are set forth in Section 1. OCR shall annually review the progress made by each state in increasing participation by black students in higher education and in the disestablishrnent of the dual school system. Two years after the commencement of the plan, and consistent with such progress, each state system shall specify annual numerical goals for increasing the participation of white students attending the traditionally black institutions. E. Commit the state to take all reasonable steps to reduce any disparity between the proportion of black and white students completing and graduating from the two year, four year and graduate public institutions of higher education, and establish interim goals to be specified by the state system for achieving annual progress. F. Commit the state to expand mobility between two year and four year institutions as a means of meeting the goals set forth in these criteria. G. Specify numeric goals for 11. A, B, and C, and timetables for sequential implementation of actions necessary to achieve these goals as soon as possible but not later than within five years unless another date is specified in this section. H. Commit the state and all its involved agencies and subdivisions to specific measures to achieve these goals. Such measures may include, but are not limited to reviewing, monitoring, and revising, as necessary, procedures for student recruitment, admissions, compensatory instruction, counseling, financial aid, and staff and faculty development programs. The detailed description of these ED23 measures need not be submitted at the time the plan is filed, but should be filed as a supplementary statement within 30 days thereafter for review and comment by OCR. Measures that offer no reasonable possibility of achieving the numerical goals will be rejected by OCR. Revised measures will be required before the plan can be accepted. DESEGREGATION OF FACULTY, ADMINISTRATIVE STAFF S, ONACADEMIC PERSONNEL, AND GOVERNING BOARDS An acceptable plan shall commit the state system to the goal of increasing the number and proportion of black employees, academic and non-academic, throughout the system and of increasing representation of black citizens among appointive positions on the governing boards of the state system and of individual institutions. To achieve the desegregation of faculty, administrators, other personnel, and governing boards, each plan shall: A. Adopt the goal that the proportion of black faculty and of administrators at each institution and on the staffs of each governing board, or any other state higher education entity, in positions not requiring the doctoral degree, shall at least equal the proportion of black students graduating with masters degrees in the appropriate discipline from institutions within the state system, or the proportion of black individuals with the required credentials for such positions in the relevant labor market area, whichever is greater. B. Adopt the goal that the proportion of black faculty and of administrators at each institution and on the staffs of each governing board or any other state higher education entity, in positions requiring the doctoral degree, shall at least equal the proportion of black individuals with the credentials required for such positions in the relevant labor market area. C. Adopt the goal that the proportion of black non-academic personnel (by job category) at each institution and on the staffs of each governing board or any other state higher education entity, shall at least equal the proportion of black persons in the relevant labor market area. D. Assure hereafter and until the foregoing goals are met that for the traditionally white institutions as a whole, the proportion of blacks hired to ?ll faculty and administrative vacancies shall not be less than the proportion ofblack individuals with the credentials required for such positions in the relevant labor market area. B. Specify numeric goals and timetables for sequential implementation of the actions necessary to achieve these objectives including interim benchmarks from which progress toward the objectives may be measured. These goals, timetables, and benchmarks shall be established in light of, and shall specify, the current and projected rates of vacancies in the various job categories, present and projected labor market availability, and other relevant factors. F. Commit the state system to take specific measures to achieve these objectives. ED24 Such measures may include, but are not limited to employment programs providing centralized recruitment, vacancy and applicant listings; transfer options; faculty development programs permitting release time for black faculty to attain the terminal degree; and the interchanges of faculty on a temporary or permanent basis among traditionally white and traditionally black institutions within the state system. The detailed description of these measures need not be submitted at the time the plan is ?led, but should be ?led as a supplementary statement within 30 days thereafter for review and comment by OCR. Measures that offer no reasonable possibility of achieving the goals listed above will be rejected by OCR. Revised measures will be required before the plan can be accepted. (3. Adopt the goal of increasing the numbers of black persons appointed to systemwide and institutional governing boards and agencies so that these boards may be more representative of the racial population of the state or of the area served. IV. SUBMISSION OF PLANS AND MONITORING A. After HEW has determined that a state has not eliminated the vestiges of desegregation in its former dual system ofpublic higher education, the state shall submit to OCR a desegregation plan for its system of public higher education to implement the foregoing criteria. 1. The plan shall commit the state to substantial progress toward each of the goals in the ?rst two years of the plan. 2. The plan shall be signed by the governor and by each of?cial or designated person representing the agencies, associations, commissions, of?ces, andfor institutions responsible for adopting the systemwide and institutional goals described therein. Such persons or entities must be authorized under state law to perform all actions necessary to achieve these goals. 3. The plan shall certify that achievement of the goals and interim benchmarks specified therein has been adopted as official policy of each official or agency. B. It is recommended that each state establish a biracial citizens advisory/monitoring committee to assist the state in monitoring the implementation of the plan. C. Each state shall submit to OCR by August 15 of each year after a plan's acceptance, a comprehensive narrative assessment of its desegregation efforts in the most recent academic year. This narrative assessment shall include: 1. A description of the specific measures which have been taken to achieve the objectives enumerated in the plan and in the criteria; 2. A description of the results achieved, including quantitative indices where appropriate or required; ED25 3. An analysis of the reasons why any steps taken proved inadequate or insuf?cient; and 4. A description of the steps the state will take to achieve progress and to maintain the timetables set forth in the plan. D. OCR shall review such narrative reports. If good cause for the failure to meet interim goals is not demonstrated, OCR may impose more stringent requirements, including advance approval by OCR of desegregation methods, in order to assure achievement of the goals of the plan. In the alternative, the Department may initiate enforcement proceedings under Title VI of the Civil Rights Act of 1964, if compliance with Title VI cannot be achieved by voluntary means. B. Each plan shall provide that the state will furnish to OCR statistical reports, assessments, and such other information as OCR may deem necessary from time to time in order to determine the effectiveness of the state's efforts to achieve the goals described in these criteria. Such information shall include annual statistical reports in substantially the same format used previously by the affected states pursuant to earlier desegregation plans. Speci?c dates for the submission of the reports will be established by OCR. In the event that subsequent developments call for the submission of additional data, such requirements will be announced after consultation with the states, and the states and institutions shall have suf?cient time to develop the system needed for the gathering of additional data. V. DEFINITIONS As used in these criteria: A. "Department" refers to the U.S. Department of Health, Education, and Welfare. In instances where the "Department" is to take certain actions, they may be performed by the Of?ce for Civil Rights or the Director, Of?ce for Civil Rights, on behalf of the Department. B. "Institution" means any school, college, junior or community college, university, professional or graduate school, administered by or as an agency of the state government. Four year institution means any school, college, or university that offers a baccalaureate or graduate degree. For the purpose of these criteria, "institution'I does not refer to private schools or colleges. C. ?State system" means the aggregate of all state public institutions of higher education within the state, whether or not under the governance of the same state agency or board. D. "Student" means any person enrolled in an instructional program, whether full-time or part-time, subject to exceptions to be speci?ed by the Of?ce for Civil Rights. E. "Faculty" means all persons employed by an institution as full-time instructional personnel. ED26 F. "Labor market area?l means the geographical area in which an institution or campus traditionally recruits or draws applicants possessing the requisite credentials for vacancies in faculty, administrative, or non-academic personnel positions. G. "Governing board" means that appointed or elected body, whether or not responsible to the governor of a state or to the state legislature, which is charged under state law with the ultimate responsibility for the administration and operation ofinstitutions within the state system of public higher education. A "governing board" may be responsible for the entire system, for a single campus or institution thereof, or for a speci?ed group of campuses or institutions. Dated: February 2, 1978. David S. Tatel, Director Of?ce for Civil Rights. ED27 Page 028 M130 Withheld pursuant to exemption (W5) ofthe Freedom of mformatien and Privacy Act ED28 Page 029 M130 Withheld pursuant to exemption (W5) ofthe Freedom of mformatien and Privacy Act ED29 Page USU M130 Withheld pursuant to exemption (W5) ofthe Freedom of mformatien and Privacy Act ED30 Page 031 M130 Withheld pursuant to exemption (W5) ofthe Freedom of mformatien and Privacy Act ED31 Page 032 M130 Withheld pursuant to exemption (W5) ofthe Freedom of mformatien and Privacy Act ED32 Page 033 M130 Withheld pursuant to exemption (W5) ofthe Freedom of mformatien and Privacy Act ED33 Page 034 M130 Withheld pursuant to exemption (W5) ofthe Freedom of mformatien and Privacy Act ED34 Page 035 M130 Withheld pursuant to exemption (W5) ofthe Freedom of mformatien and Privacy Act ED35 Page 036 M130 Withheld pursuant to exemption (W5) ofthe Freedom of mformatien and Privacy Act ED36 (W5) ED37 Appendix C: 1994 Federal Register Notice Notice of Application of Supreme Court Decision SUMMARY: In United States v. For-dice, U.S. 112 S. Ct. 2727 (1992), the Supreme Court held that States that operated dejure segregated higher education systems have an affirmative duty under the Equal Protection Clause of the Fourteenth Amendment to the Constitution and Title VI of the Civil Rights Act of 1964 to dismantle those systems and their vestiges. This notice is published in response to a number of questions the Department has received concerning the effect of this decision. EFFECTIVE DATE: January 28, 1994. FOR FURTHER INFORMATION CONTACT: Jeanette J. Lim, US. Department of Education, 400 Maryland Avenue, SW., room 5036 Switzer Building, Washington, DC 20202-1174. Telephone: (202) 205-8635. Individuals who use a telecommunications device for the deaf (TDD) may call the TDD number at (202) 205-9683 or 1-800-421-3481. SUPPLEMENTARY INFORMATION: Title VI of the Civil Rights Act of 1964 (Title VI), 42 U.S.C. 2000d at sea, prohibits discrimination on the basis of race, color, or national origin in any program or activity receiving Federal ?nancial assistance. The Department of Education (Department) has promulgated regulations in 34 CF part 100 to effectuate the provisions of title VI with regard to programs and activities receiving funding from the Department. Title VI also guides the Department's enforcement policies regarding State higher education systems that were previously determined to be segregated pursuant to State law. This notice outlines the procedures and analysis that the Office for Civil Rights (OCR) of the Department of Education will follow when investigating States with a history of dejttre segregated systems of higher education. AThis notice is published in response to a number of questions the Department has received concerning the effect of the Supreme Court's decision in United States v. ordt'ce, U.S. 12 S. Ct. 2727 (1992), on the Department's enforcement policies under Title VI regarding State higher education systems that were segregated pursuant to State law. In Fordtce, the Supreme Court held that States that operated dejttre segregated higher education systems have an affirmative duty under the Equal Protection Clause of the Fourteenth Amendment to the Constitution and Title VI to dismantle those systems and their vestiges. The Court, while acknowledging the differences between public higher education systems and elementary or secondary school systems, based this holding on the precedent established in its 1954 decision in Brown v. Board ofEduc:ation ofTopeira and its progeny in elementary and secondary school desegregation cases. 112 S. Ct. at 2736. The Supreme Court also held that before a determination can be made that a State has discharged its affirmative duty to eliminate the vestiges of its dejure system, an examination must be made of a "wide range of factors to determine Whether State has perpetuated its formerly dejttre ED38 segregation in any facet of its institutional system." 1 12 S. Ct. 2735. This holding is consistent with the Department's policy requiring that the vestiges of dejare segregation be eliminated system-wide in State higher education systems, which is re?ected in the Department's published "Revised Criteria Specifying the Ingredients of Acceptable Plans to Desegregate State Systems of Public Higher Education," published in the Federal Register on February 12, 1978 (43 FR 6658) ("Revised Criteria"). The "Revised Criteria" specify a broad range of factors, which include those addressed in Fordice, that must be included in a statewide higher education desegregation plan to be acceptable under Title VI. The Supreme Court made clear in Fordice that a State will not have complied with its affirmative duty to dismantle the vestiges of segregation if it merely adopts race-neutral policies and (2) a State perpetuates policies and practices traceable to its prior system that continue to have segregative effects whether by in?uencing student enrollment decisions or by fostering segregation in other facets of the university system - and such policies are without sound educational justi?cations and can be practicably eliminated, the State has not satisfied its burden of proving that it has dismantled its prior system. 12 S. Ct. 2735, 2737. The Supreme Court emphasized that the burden of proof falls on each State to establish that it has dismantled its prior dejure segregated system. 112 S. Ct. at 2741. In light of the Fordice decision, the Department reaffirms that all States'2 with a history of de fare segregated systems of higher education have an af?rmative duty to ensure that no vestiges of the dejare system are having a discriminatory effect on the basis of race. If OCR receives information indicating that a State has not met this af?rmative duty, OCR will take appropriate action. OCR will apply the standard set out in ordt'ce, requiring the elimination of the vestiges of prior dejare segregation, to all pending Title VI evaluations of statewide higher education systems with OCR-accepted desegregation plans that have expired. The States with expired plans are Florida, Kentucky, Maryland, Texas, and Virginia. OCR will examine a wide range of factors to ensure that the vestiges of these States' dejure systems have been eliminated. The comprehensive array of factors that OCR will consider includes those addressed in Fordice and those reflected in the ingredients for acceptable desegregation plans specified in the Department's "Revised Criteria." Accordingly, OCR will ensure that these States have implemented their OCR-approved desegregation plans and have eliminated the vestiges of their dejure segregated systems. Finally, the Department reaffirms its position re?ected in the "Revised Criteria," which is consistent with ordice, that States may not place unfair burdens upon black students and faculty in the desegregation process. Moreover, the Department's "Revised Criteria" recognize that State systems of high er education may be required, in order to overcome the effects of past discrimination, to strengthen and enhance traditionally or historically black institutions. The ?9 included arethe inthe late?IQBU's before the Supreme Ccurtremered its decision in Ferdice, OCR found in compliance with Titie VT. The States OCR found to have complied with Title VT were Arkansas, Delaware, Georgia, North Carolina, Missouri, Oklahoma, South Carolina, and West Virginia. findings were based on its investiqations that showed that these States had implemented their OCR?approved desegregation plane, which were developed pursuant to the "Revised Criteria." ED39 Department will strictly scrutinize State proposals to close or merge traditionally or historically black institutions, and any other actions that might impose undue burdens on black students, faculty, or administrators or diminish the unique roles of those institutions. Dated: January 26, 1994. Norma V. Cantu, Assistant Civil Rights. ED40 Page 041 M130 Withheld pursuant to exemption (W5) ofthe Freedom of mformatien and Privacy Act ED41 Page 042 M130 Withheld pursuant to exemption (W5) ofthe Freedom of mformatien and Privacy Act ED42 Page 043 M130 Withheld pursuant to exemption (W5) ofthe Freedom of mformatien and Privacy Act ED43 From: reenspah n, Dan Sent: 2 Oct 2017 21:15:27 +0000 To: Jackson, Candice;Henderson, Chelsea Cc: Faiella, Matt;Foster, Richard Subject: Congressional response - racial diversityF in higher education (due 9/1) Attachments: Congressional - AA and DOJ-ED plans response 8.28.17 Congressional - AA and DOJ-ED plans 8.18.17 (Jeffries+l.pdf, DeVos Remarks on Affirmative Action 8.9.17.docx Candice, Thanks, Dan ED44 Page 045 M130 Withheld pursuant to exemption (W5) ofthe Freedom of mformatien and Privacy Act ED45 (Empress of the ?niteh ?tatea Washington, 301 30515 August 18, 2017 The Honorable Jeff Sessions Attorney General U.S. Department of Justice 950 Avenue, NW Washington, DC. 20530 The Honorable Betsy DeVos Secretary US. Department of Education 400 Maryland Avenue, SW Washington, DC. 20202 Dear Attorney General Sessions and Secretary DeVos: We write to request information about how the Department of Justice (DOJ) and Department of Education (ED) intend to approach cases and matters involving systemic civil rights abuses and racial diversity in college and university admissions. Recently, an internal hiring posting from DOJ citing ?investigations and possible litigation related to intentional race?based discrimination in college and university admissions? caused public concerns as to whether and ED are launching a new effort to reexamine the values of racial diversity on campus. This is the latest effort by this Administration to step away from enforcing the protections provided under the Civil Rights Act and instead promote policies that undermine civil rights protections and your Departments? Civil Rights Of?ces. The Supreme Court has made it clear that racial diversity is a compelling state interest and that it is in our national interest that talented students from a variety of backgrounds get a close look and a fair chance at overcoming obstacles to higher education. Despite this, on August 1, 2017, the New York Times reported that ?3 Civil Rights Division is preparing to redirect resources into investigating and/or pursuing legal action against American colleges and universities over admissions policies that seek to provide students with racially diverse and inclusive learning envirorunents.l Following the publication of that report, and substantial public interest, a Spokeswoman said, ?The posting sought volunteers to investigate one administrative complaint ?led by a coalition of 64 Asian-American associations in May 2015 that the prior Administration left unresolved.?2 I Justice Dept. to Take On Af?rmative Action in College Admissions, New York Times. Aug. 1, 2017, available at 2 Af?rmative action case a limited one, Politico, Aug. 2, 2017, availabi'e or hEwaww.politicocomfstoryizo PRINTED ON RECYCLED PAPER ED46 Letter to Attorney General Sessions and Secretary DeVos August 13, 2017 Page 2 In November 2014, Students for Fair Admissions ?led a lawsuit against Harvard University seeking declaratory judgment for the use of racially and ethnically discriminatory policies in administering undergraduate admissions in violation of Title VI of the Civil Rights Act of 1964.3 In May 2015, a coalition of groups also ?led complaints with Of?ce for Civil Rights and the Civil Rights Division.4 Of?ce for Civil Rights dismissed the complaint on June 3, 2015 noting that the of?ce ?can dismiss a complaint when the same allegation, against the same party, seeking the same relief is pending in a court proceeding.?5 The complaint remains pending before the Civil Rights Division at DOJ. We have serious outstanding concerns about the Trump Administration?s intention regarding policies to promote racial diversity in university admissions and the scope of work your agencies may be undertaking on this issue. First, there is a discrepancy about the scope of the project. DOJ ?s internal job posting asks for applications to assist with ?investigations,? yet the statement from describes a single ?investigation.? Merely acknowledging one investigation, however, does not rule out the possibility of a more expansive probe now or in the future. Nor does it explain why it would be taking up an investigation into this 2015 complaint at this time. Moreover, instead of being run out of the ?5 Educational Opportunities Section, which ?is responsible for enforcing Title IV of the Civil Rights Act of 1964,?6 it appears that these efforts to reexamine admissions practices will be managed by Administration political appointees. The Washington Post reported that ?the move came after career staffers who specialize in education issues refused to work on the project out of concerns it was contrary to the of?ce?s long-running approach to civil rights in education opportunities. As a result, political leadership within the department decided to run the effort themselves?? Such a move suggests this is a political maneuver designed to circumvent DOJ Operating procedures and career attorneys, and that may be considering launching an attack on racial diversity and inclusion in higher education. 3 Complaint, SFVA v. Howard (D. Mass. 2014) (No. 1:14-cv-l4176-ADB) mrail?abt'e at complaint 2014.ndf. 4 Complaint Against Harvard University and the President and Fellows of Harvard College for Discriminating Against Asian-American Applicants in the College Admissions Process, Submitted to Of?ce for Civil Rights US. Department of Education Civil Rights Divisions U.S. Department of Justice, by Coalition of Asian?American Associations, May 15, 2015, available at 505 lipd f. 5 Why the Education Dept. dismissed a discrimination complaint against Harvard, PBS, July 3, 2015, available at ?5 Educational Opportunities Section, Department of Justice Website, available at 1 Justice Department plans new project to sue universities over af?rmative action policies, Washington Post, Aug. 1, 2017, available at le7-Bt39- eeb7d3a2d304 storv.html?utm ED47 Letter to Attorney General Sessions and Secretary DeVos August 18, 2017 Page 3 We also have a number of questions about ED's role in setting Administration policy toward college admissions practices given the importance of racial diversity in higher education and its importance to our nation?s global economy. It is unclear to what extent, if any, ED has been involved in decisions about the Harvard University case or any broader effort to set Trump Administration policy regarding the importance of racial diversity on campus. Both Departments have worked together on issues of the use of race in admissions programs in the pasta They have issued joint guidance explaining how educational institutions can lawfully pursue voluntary policies to achieve diversity or avoid racial isolation within the framework of Title [v.9 This guidance was based on Supreme Court precedent and described various ways schools could lawfully meet the goal of achieving a diverse student body.10 Any effort to limit universities? ability to take students' backgrounds, including their race, into account during the admissions process is an abrupt and extremely troubling shift in policy for both Departments. This action is especially suspect given this Administration?s lack of attention to civil rights issues in our education system thus far. For example, neither DOJ nor ED have publically addressed the spate of racially charged incidents on college campuses nor the rise in white supremacist recruiting efforts and incidents on college campuses which the Anti-Defamation League (ADL) describes as unprecedented.ll Such incidents include the stabbing of an African American student commissioned as a second lieutenant in the U.S. Anny by a fan of white supremacist websites, or bananas hanging from nooses labeled ?Harambe bait.? Additionally, the Southern Poverty Law Center (SPLC) has tracked approximately 250 incidents on more than 150 campuses of distribution of white supremacist ?yers since spring of 201 6, with nearly 200 of these incidents occurred after the November election.12 In order to understand how the Trump Administration plans to address these issues, we request a response to the following by September 1, 2017. l. A description of any new policy currently under consideration at your agencies related to racial diversity in admissions on college and university campuses. 2. All internal job postings related to education, discrimination, or racial diversity from any division within the DOJ since January 2017- a Sea 9. g. Questions and Answers About Fisher v. University of Texas at Austin, available at 9 Guidance on the Voluntary Use of Race to Achieve Diversity in Postsecondary Education, available at ll 1 Id. ADL: White Supremacists Making Unprecedented Effort on U.S. College Campuses to Spread Their Message, Recruit, Mar. 6, 201?, available at '3 SPLC White Nationalist Campus Flyering, available at ED48 Letter to Attorney General Sessions and Secretary DeVos August 18, 2017 Page 4 3. A description of any directive given to employees about how to respond to complaints or cases related to university admissions since January 2017. A description of any directive given to employees about how to respond to complaints or cases related to racial diversity in education. The current number of individuals employed by the Educational Opportunities Section at Any communication between and any outside group about the Harvard University case or the topic of university admissions. Any communication between ED and any outside group about the Harvard University case or the topic of university admissions. A copy of any written agreement or arrangement to provide data from the Civil Rights Data Collection. Ifno written agreement exists, a description of that agreement. A description of how ED and are coordinating to set policy related to higher education issues and all communication between ED and about college and university admissions policies. Thank you for your cooperation with this matter. (?Wm HAKEEM JEFFR Member, US. House Ranking Member, US. Senate Committee on the Judiciary Committee on Health, Education, Labor and Pensions sea; EINSTEIN Ranking Member, U.S. Senate ing Member, U. S. House Committee on the Judiciary Committee on the Judiciary Ranking Member, US. House Committee on Education and the Workforce ED49 Transcript of Secretary DeVos? Aug. 2017 Interview with AP Excerpts on Affirmative Action AP: I?d like to talk higher ed for a minute. In recent days, we had, there was a leak of the internal Justice job posting related to affirmative action. We see Justice is going ahead and pursuing the case against Harvard on claims of discrimination filed by Asia n?American students. The Education Department hasn?t weighed in on this, on the topic of affirmative action. Do you favor affirmative action programs in college admissions? Well, I think this has been a question before the courts and the courts have opined. We have not been involved with the Justice Department?s posting and again I think as they have stated, this was an internal issue and one that they are continuing to move forward on. I think the bottom line here is that we want an environment where all students have an opportunity, an equal opportunity to get a great education whether that?s at the level or the higher-ed level. And it?s our goal to see all students have the opportunity to succeed, no matter where they come from, no matter their family background, no matter their family income and that?s my goal, that?s my personal goal and I know that?s the goal of our team here at the Department. AP: Just to follow up. I know you said the Department of Education hasn?t been involved in that internal memo with the Justice Department. Do you personally believe that race should play a role in admissions? Race, ethnicity? Well, what I believe is that we have to change the dynamic for kids on the K-12 system that for all too many kids who are minority students is failing them. It is not fair to think that when students transit through a K-12 system that is not preparing them for beyond, that somehow we are going to waive a magic wand and things are going to be perfect for them at the higher-ed level. So I?ve always said: What we should really be talking about is what are we doing to ensure that every single child no matter their family income, no matter their racial background, no matter their zip code has equal opportunities to access a quality education. We have seen decades of top-down mandated approaches that protect a system at the expense of individual students. I am for individual students. I want each of them to have opportunity to go to a school that works for them. AP: When college admissions officers look at students? applications, they look at their scores, their grades, their credits, their classes, music. Should they also look at their race when deciding whether to admit them or not? Well, they are looking at that. That is a factor today. I am not going to debate that, I am not going to discuss that. What I want to discuss is the process that gets them from kindergarten through 12th grade and the fact that there are not enough choices and there are not enough options for all students to find the right niche for them. It also feeds into the higher-ed issue is incumbent on AP: What will be the department?s role, if any, in that Harvard lawsuit? I can?t comment to that. We are not really involved in that. I just don?t have anything additional to add to that right now. ED50 From: OCR Sent: 6 Jul 2017 19:39:03 +0000 To: Ferg-Cadima, James;Foster, Richard;Hoogstraten, Anne;Reyes, Alejandro;Wheeler, Joseph;Faie Ia, Matt;Michaels, Jacqueline Cc: Butler, Connie;Lee, Michael;Merges, Tamara;Reed, Carla;5cott, Nikisha;Davis, Sharon 0. (OCR);Jackson, Candice Subject: Eliminating Affirmative Action from the School System will harm groups that depend on Equal shot at an education Attachments: (bile) 05 17-013743 PLG.rtf Hello This email communication is assigned to PLG for response. Due Date: 07?20?17 Thank you for your consideration of this note. OCR, Customer Service Team ED51 Junc7,2017 U.S. Department of Education. 400 Maryland Avenue, sw. it?ll JUL an 9 :1 Washington, DC. 20202. - Dear Mrs. Secretary DeVos, Ever since I was young, I could tell I was different. I didn?t look the same as other kids, didn?t eat the same food as other kids and didn?t call my grandparents or parents the same thing. At a very young age I was aware of the fact that I was a different race than classmates. I grew up in a predominately white community and being one of the only Latino kids in my school race became I topic that is always present in my head. When the time came to start applying to colleges, the question of my race came up. I became interested in learning more about af?rmative action and how it would affect me when applying to college. I soon learned that some states had either modi?ed or repealed affirmative action. These modi?cations and bans have harmed the minority populations of many schools within these states (?How Minorities Have Fared in States with Affirmative Action Bans?) This made me concerned for students of ethnic minorities in these states, who were no longer had the assurance that they werenft being denied because of their race. However, when I dove further into this issue I wondered why people of different economic backgrounds weren included. I saw there was nothing to protect them from being denied due to their economic status. There needs to be a system in place to aid .__poorer' students of all races when applying to colleges, giving them a fair chance. Mrs. DeVos, af?rmative action should be expanded to include socioeconomic. status. To bring you up to date on. the issue Mrs. DeVos, affirmative action is a system that has been put in place to ensure marginalized groups aren?t discriminated against. It was implemented in 1961, thanks to Executive Order 10925 aimed to combat the rampant racism at the time (?Executive Order 10925?). It doesn' requne schools to have a certain amount of a certain race, .but requires them to select quali?ed minorities in good faith. Basically, it?s the university?s job to ensure they are accepting minorities and not turning people away because of their race (Epps). More recently, however, states have been banning af?rmative action and similar programs. This has aparked a discussion as to whether af?rmative action is still necessary. This, however, is hotly debated. Many argue that this practice incentivizes schools to select more, potentially unquali?ed, minorities as to appear diverse (?Time to Scrap Affirmative Action?) Others say this practice is meant only to ensure everyone has the same opportunities (?Executive Order 10925?). Currently, eight states no longer have af?nnative action for all public universities. These are as follows: California, Washington, Michigan, Florida, Anzona, Nebraska, Oklahoma and New Hampshire (?What Can We Learn from States That Ban Af?rmative Action??) California, Washington, Michigan, Arizona, Nebraska and Oklahoma passed this through a voter referendum (?What Can We Learn from States That Ban Af?rmative Action??) New Hampshire passed a bill banning af?rmative. action and Florida? former governor, Jeb Bush, signed an executive order banning it (?What Can We Learn horn States That Ban Af?rmative Action??) Conversely, the Supreme Court has ruled on several occasions, the most recent case was ruled on this year, that af?nnative action is lawful (Epps). Hotvever, many people, such as Dr. Lam, author, state it should be reformed to include in socioeconomic status, ED52 In Michigan, where af?rmative action was banned in 2008, Latino student'enrollment has kept up with the amount of Latinos in Michigan, however the state?s population of collegeage . Latinos is only at 6% (?How Minorities Have Fa?red in States Actidn Bans?). However black student enrollment fell even though the amount of eligible college-aged blacks has raised to the number of enrolled i's'5% at University of MiCh'igan and State (?How Minorities Have'Fare'd in States with Aetion Basso. Washington hasn?t fared as well as many of the other states. Af?rmative action was banned in 1999, and enrollment'of minorities has dropped overall,_however the ban hasn?t a??ected Washingttiu State'C?How'Minoritie's Have Fared in States with Affirmative Action Bans?). For the most part in states where affirmative action has been banned, minority populations haven?t fared very" well Mrs; Devongheir etirollnient numbers haven?t kept up population growth of their states, which means less'of the-population is being properly educated. Banning af?rmative action doesn?t do any 'good to these minorities, it clearly helps them get into college. So should the same opportunity be available to students who are "economically disadvantaged? I I In the PBS article, ?Should Af?rmative Action Be Based on'Soc'ioeconornic Status?? by Judy Woodru?', Dr. Andrew Lam, author, discusses the issue of af?rmative action reform. Dr. Lam talks about how a?'n'mative action based on race should no longer be used. This is because kids who are applying to colleges fear that they will be held to a higher standard than applicants of a different raee. In this case he is'z's'peci?cally talking about Asian students and mentions how new 20% of Yale?s student body is Asian (Woodrof?; He followsthis up with another argument that" mentions how af?rmative aetion lumps in poorer minorities with the wealthier ones, thus putting- the poorer students at disadvantage to the richer students, who most likely got a b?ettereducation (Woodru??). He states that this system puts poor white students at a' disadvantage, because their race isn?t included in af?rmative action policies and their economic situation puts them at a disadvantagemoodm?}. This assists-Jigs up some validponits on why af?rmative action should be changed to be solely based socioeconomic status, Mrs. DeVos. For one, it solves the issue of underprivileged white students who may not get the same treatment as poor black or poor Latino students. It also shows that switching to this system of affinnative action that includes economic status Won?t hurt existing diversity and can only improve it, including economic diversity on college campuses. However, getting rid 'of race-based af?rmative action has been detrimental'as we have seen in the eight states that have outlawed. So rather than get rid of race-based af?rmative action, expanding it to include socioeconomic status would not only have the advantages that af?rmative action already brings, but would also include the advantages socioeconomic affirmative action brings; Despite the fact expansion could help achieve their educational dreams Mrs. DeVos, some'people believe that a?hrnative action'should be ended nationwide. In an article written by The Economist entitled ?Time to Scrap Af?rmative rl'icti'on;a the'author discusses the problems with af?nnative action. The author talks about-how Wealthier minorities can take advantage of af?rmative action, because their race makes them ?disadvantaged? (?Time . ED53 Mrs. DeVos,__ clearly there are advantages to keeping af?rinatiVe action aroundand there are also advantages to'laiiding socioeconomic status to it. Eliminating it fromour school eystem only harms these groups that depend on it to ensure they too are getting an equal shot at an education. Right now students? who are economically disadvantaged aren?t getting the treatment they deserVe. Mrs. D'eVos, expand' this program will help make sure. thesestudents everywhere I for them. aren?t being denied, because of their economic situation, and potentially create a brighter?ltune I. Sincerely, References I I Anderson, Nick. ?Hora"r Harvard: Set the Model for Af?rmative? Action in The "WaShington'PoSti WP'Company, 21 June 2016. Web; 13 May 2017. . . Epps, Garrett. ?How A?irmative A'ction'Won the The Atlantic. Atlantic Media Company, 23 June 2016. Web."12 May 2017 . httpa 1 ?le?day/4885131? . .. ExecuuveOrder hang). - Af?rmative Action 'BansfheNewYorkTImeS - - .. . . i . . . Nenspap?r; 273m; 2913:? CenfuwFou?datw 3' Date: August 1,2017 at 9:05:54 PM EDT To: "Jackson, Candice" "Eitel, Robert" "Bailey, Nathan" Subject: Fwd: Justice Dept. to Take On Af?rmative Action in College Admissions - NYTimes.com (W5) Can someone give me a call? Sent from my iPhonc Begin forwarded message: From: "Camera, Lauren" Date: August 1, 2017 at 8:35:46 PM EDT To: "elizabethhill@ed.gov" Subject: Justice Dept. to Take On Af?rmative Action in College Admissions - NYTimes.com Hi Liz, Wanted to check in to see if you could con?rm any of this, or provide details. Thanks, Lauren ED60 af?nnative-action- na 20 70801&n1=breaking- news&nlid=63528536&ref=cta& r=0&referer= Sent from my iPhone ED61 From: Hill, Elizabeth Sent: 8 Aug 2017 19:47:36 +0000 To: Henderson, Chelsea Cc: Jackson, Candice Subject: Fwd: The Harvard Crimson Inquiry RE: DOJ's investigation into Harvard's admissions practices (DEADLINE TODAY 7 P.m. I know Kristine is out of town, do you know who could handle a response? See below Sent from my iPhone Begin forwarded message: From: "Betaneourt, Alberto" Date: August 8, 2017 at 3:37:48 PM EDT To: "Hill, Elizabeth" Subject: FW: The Harvard Crimson Inquiry RE: DOJ's investigation into Harvard's admissions practices (DEADLINE TODAY ?7 P.m. ET) Hi, Liz, Please see email below from Hanna Natanson, a student reporter with Harvard?s, The Crimson, regarding investigation into Harvard?s admissions practices. I advised her that no one would be available to speak with her and asked her to send me the questions she had. Her deadline is today, 7 pm. ET. Alberto Betaneourt Press Officer Media and Customer Relations Office of Communications 8: Outreach U.5. Department of Education 400 Maryland Avenue, SUV. Washington, DC. 20202 (phone) 202.453.5753 From: Hannah Natanson Sent: Tuesday, August 08, 2017 3:00 PM To: Betancourt, Alberto Subject: The Harvard Crimson Inquiry To Whom It May Concern: ED62 My name is Hannah and I?m a reporter for The Crimson, Harvard?s student newspaper. I am working on an article related to the DOJ investigation into Harvard?s admissions practices and am under deadline for 7 pm EST this evening. I am reaching out to get DOE perspective on one particular aspect ofthe new investigation. It is my understanding that, in the course of preparing for this investigation, the has requested that the DOE send over information gathered during its 1988 investigation into the University?s admissions practices. If possible, I would love to connect with someone from the DOE to discuss this before 7 pm tonight. While I understand if the DOE will not give any on-the-record comments about an ongoing investigation, I would be happy to chat off the record to ensure my understanding of the situation is accurate. lam reachable at 2024508744 and at Thanks, Best, Hannah Natanson ED63 From: OCR Sent: 7 Jun 2017 12:51:26 +0000 To: Ferg?Cadima, James;Foster, Richard;Hoogstraten, Anne;Reyes, Alejandro;Wheeler, Joseph;Faie Ia, Matt;Michaels, Jacqueline Cc: Butler, Connie;Lee, Michael;Merges, Tamara;Reed, Carla;5cott, Nikisha;Davis, Sharon D. (OCR);Jackson, Candice Subject: Group of four High School Seniors from Eden Prairie High School suggest banning the use of Affirmative Action for Racial Quotas in College Admissions Attachments: (We) 05 17-011843 PLG.rtf Hello This OS correspondence is assigned to PLG for response. Due Date: 06? 15?20 1'7 Thank you for your consideration of this note. Sandy Stove-r OCR, Customer Service Team ED64 ibii?) .S. Department of Education 400 Maryland Avenue. SW Washington. DC. 20202 United States Department of Education. We are a group of four high school seniors at Eden Prairie High School. As a part ofour senior AP Literature course. we have researched and taken an unconventional position upon Af?rmative Action policies in admissions to higher education. Through this position. we hope to provide greater context to this important issue and positively influence future legislation in the policy area. For years. the topics of Af?rmative Action and racial quotas in college admissions have sparked landmark battleground cases in the Supreme Court. In Regents ofthe University ofCalifarnia v. Bakke. the usage of racial quotas was banned in the admissions process. The use of Affirmative ActiOn has had a number of different rulings including those in Grurter v. Bollinger and Graig v. Bollinger. The most recent decision regarding Af?rmative Action involves a case in the University of Texas which upheld the use of Af?rmative Action and race as a factor of college admissions decisions. We believe in a reformist policy that bans the use of Affirmative Action in higher education on the basis of racial or cultural diversity. Instead. socioeconomic diversity should be stressed. Sincerely. [iden Prairie High School Students (W6) )(tT V- ED65 (bll?l (bll?l Advanced Placement Literature and Composition 26 May 2017 Altering Af?rmative Action Affirmative Action was introduced in 1965 as an effort to address persisting discrimination in the United States despite recent civil rights advances (Moreno). The policy focused on job opportunities and education and sought to ensure that minorities had equal opportunity in terms of school admissions. equal pay. ?nancial aid, and career advancement (Moreno). Since Affirmative Action was introduced over thirty years ago. much controversy has risen in its wake. particularly in regard to college admissions (Moreno). However, according to Kermit L. Hall. President of Utah University. Affirmative Action has fallen short of its intended goal due to several barriers blocking quali?ed students from attending colleges that have accepted them. including rising tuition costs and limited scholarship availability (Hall). Rather than reinforcing racial and cultural borders. af?rmative action policy should operate on a socioeconomic basis in order to increase the diversity of student bodies and ensure that all students have access to higher education should they seek it. The landmark case of Unit?ersin' affair/omit: Regents v. Bakke jump-started the argument both for and against af?rmative action. Rebecca Stefoff. an author with a BA in English from Indiana University and an MA in English from the University of ED66 (bll?l et 2 records Allan Bakke?s indignation after being rejected twice from the University of California Davis School of Medicine (Stefoff 16). There. a special task force admitted sixteen students from disadvantaged backgrounds. a quota that Bakke later described in a letter to the head of medical admissions as an "attempt to atone for past racial discrimination" (qtd. in Stefoff However. while Bakke agreed with the group?s ideals. he also argued that ?instituting a new racial bias. in favor of minorities. is not ajust solution" (qtd. in Stefolf I7). Bakke decided to tile a lawsuit and take his case to court. and four years later his case would lay in the hands of the highest court in the land (Stefoff 17). In their ruling. the Supreme Court ultimately eliminated quotas but condoned the use of race as a factor of admission. Bakke was accepted and later graduated from the school that had dominated his legal schedule for the past few years (Stefoff 102). Perhaps most striking was Supreme Court Justice Sandra Day O'Connor?s prediction that ?25 [sic] years from now, the use of racial preferences will no longer be necessary to further the interest approved today? (qtd- in Stefoff 125). Well over twenty-?ve years later, O'Connor?s statement remains unful?lled. Furthering the arguments brought abOut by University of?hlyfornia Regents v. Bakke were two cases involving Michigan Law School's admissions policy. In Grutter v. Boliinger. a young female asserted to the coach that she was not accepted because the law school "used race ?as a predominant factor. giving minority applicants a signi?cantly greater chance of admission than students with similar credentials from disfavored racial groups? (Robinson). The courts upheld the policy of the Michigan Law School saying it was not a quota as it did not have any set goal or target (Robinson). The other course. accusing the same Michigan college but this time the College of Literature. Science. and the Arts. was that of ?rm: v. Bailinger. In this case Jennifer Gratz and Patrick Hamacher challenged the college's point system saying that one ?fth ED67 -et al. 3 of the points needed for admission (Robinson). In this case. the court again upheld the admissions policy and concluded that race can indeed be used as a factor of admissions as long as it is not the sole determinate (Robinson). The most recent case upheld af?n-native action based on race at the University of Texas ("Af?rmative Action Fast Facts"). These cases. although resolved with motives of equality. only exasperate racial divisions and widen the socioeconomic gap. Although proponents of race-based af?rmative action argue that minority students tangibly bene?t from race-based af?rmative action. Richard Sander: a law professor at the University of California in Los AngeIes who earned his BA in Social Studies from Harvard and an MA in Economics. JD. and in Economics from Northwestern; and Stuart Taylor Jr, a journalist and Nonresident Senior Fellow in Governance Studies at the Brookings Institution. discovered that these programs do more harm than good. Minority students were observed to have been put ?in classes for which they [weren't] prepared. causing them to lose con?dence and underperform even more while. at the same time. consolidating the stereotype that they are inherently poor students? (Sander and Taylor Jr). Not only that, a study conducted by Pete Arcidiacono. a professor of economics at Duke University: Shakeeb Khan. also a professor of economics at Duke niversity: and Jacob L. Vigdor. a professor of public policy and governance at the University of Washington: discovered that ?racial admission policies as currently practiced actually have a mild negative impact on population rates of inter-racial contact" (Arcidiacono. S. Khan. and Vigdor 34). These unfortunate shortcomings of a race?based system have been termed the ?mismatch effect" (Sander and Taylor Jr). ED68 (W6) et at. 4 In addition. retention rates of black students bene?tting from race-based Af?rmative Action programs droop below rates of their white peers. in STEM ?elds. "mismatch causes blacks to abandon these ?elds at twice the rate of whites" (Sander and Taylor Jr). While we may appear to be helping the disadvantaged. we are actually sentencing under quali?ed students to a college career of academic struggle and social isolation (Sander and Taylor Jr). One of the causes ofthe problem with retention rate is the fact that Af'?n?native Action strengthens stereotypes (Sander and Taylor Jr). When students who are otherwise not quali?ed for a school enter the stressful environment they often perform poorly (Sander and Taylor Jr). These minorities that are already treated as if they are inferior are furtherjudged because of their troubles with school work (Sander and Taylor Jr). College can be a stressful situation for everyone (Arbona and Jimenez). Being one of a small proportion of minorities the stress can grow even greater (Arbona and Jimenez). Social tensions rise among the white students who had little diversity in their hometowns and the minorities having to work hard to pass their classes. This stress causes stress to mount and stereotyping to turn into racial slurs. Af?nnative Action based on race is causing minorities to be put in dif?cult and sometimes dangerous situations (Arbona and Jimenez). Although af?rmative action has increased minority representation. it has permitted a severe socioeconomic gap in higher education. Currently. at the most selective universities in the United States. seventy four percent ot'enrolled students come from the top income quarter. while a minuscule three percent stem from the bottom quarter (Nankervis). Because the bottom quarter is largely represented by black and Hispanic families. this disparity between economic statuses suggests that current Af?nnative Action policy may bene?t those minority students who are not ED69 (filial Et al. 5 ?nancially disadvantaged and have had more opportunities (Nankervis). Socioeconomic af?rmative action would encourage meritocracy and bene?t students who have overcome the vast array ot?disadvantages associated with low socioeconomic status {Nankervis}. Another bene?t. explained by Richard Kahlenberg. a Harvard Law School graduate. of having socioeconomic affirmative action is that it will help to eliminate the "pennanent upper class" created by racial Af?rmative Action (qtd. ln Judis). Racial af?rmative action creates a signi?cant advantage for wealthy students. regardless of race. and creates a cycle ot?these students going on to be successful at higher rates. so their children are successful as well. and so on (Judis). The University of Texas is a good example of the potential success of socioeconomic af?rmative action. Up until 1996. the University of Texas practiced race?based Af?rmative Action (Judis). When a federal court of appeals shut down the program, they made the switch to socioeconomic based Affirmative Action (Judis). From I997 to 2004. The University of Texas actually admitted a higher percentage of blacks and Latinos than it had under the old race-based program (Judis). The many problems attributed to race-based af?rmative action can be. overcome by a shift towards socioeconomic af?rmative action. Because lower socioeconomic levels largely consist ot'minorities. minorities and economically disadvantages students will become more frequently represented and help to end the permanent upper class. Socioeconomic af?rmative action also better represents students who are severely disadvantaged due to the lack of opportunity for less wealthy students in high school. middle school. and even elementary school. There are also documented successes of socioeconomic af?rmative action. as seen in the ED70 (DEE) er al. demographics of the University of Texas from 1997 to 2004. Af?rmative action would be more successful in achieving its goals if it were based off of socioeconomic status rather than race. Ultimately. the bene?ts of diversity and progress promised by socioeconomic models paired with the drawbacks of a race-based system indicate that for the betterment of students. educators. and institutions alike. Af?rmative Action must be based on socioeconomic status rather than race. 6 ED71 (W6) I et at. 7 Works Cited "Affirmative Action Fast Facts." (ENC-V. Cable News Network. 27 Apr. 2017. Web. 26 May 2017. Arbona. C.. and C. Jimenez. "Minority Stress. Ethnic Identity. and Depression among Latinofa College Students." Journal QI'C'ouns'eling US. National Library of Medicine. Jan. 2014. Web. 25 May 2017. Arcidiacono. Peter. Shakeeb Khan. and Jacob L. Vigdor. ?Representation versus Assimilation: How Do Preferences in College Admissions Affect Social interactions?? 2007. Seaphe. Web. 26 May 2017. Hall. Kermit L. "The Biggest Barrier to College Isn't Race." Chronicle of Higher Education. vol. 49, no. 41, 20 June 2003, p. 320. Web. 25 May 2017. Judis, John B. "Action Af?rmed." New Republic, vol. 244. no. 11. 15 July 2013. pp. 9-10. Web. 25 May 2017. Moreno. Pamela. ?The History of Af?mtative Action Law.? Journal of College Admission. N.p. 1 March 2003. Web. 25 May 2017. Nankervis. Bryan. "Economic-Based Affirmative Action in College Admission." Journal of College Admission. no. 225, Fa112014. pp. 6-10. Robinson. Robert K.. et al. "The Supreme Court rulings in Grutter v. Bollinger and Gratz v. Bollinger: the brave new world of af?rmative action in the 2lst century." Public Personnel Management. Spring 2007. p. 33+. Educators Re?nance 'ompiere. Accessed 26 May 2017. Sander. Richard. and Stuart Taylor Jr. "The Painful Truth About Af?rmative Action." The Atlantic. Atlantic Group. Oct. 2012. Web. 25 May 2017. Stefoff. Rebecca. The Bakke Case: Challenging Af?rmative Action. Tarrytown: Marshall Cavendish. 2006. Print. ED72 Of?ce of the Secretary US. Department of Education Control Document Control 17-011843 Due Date: 6/15/2017 Document Type: Of?ce of the Secretary Mail Signature: Appropriate individual's signature Event Date: Writer: (bra) Subject: GROUP OF FOUR HIGH SCHOOL SENIORS FROM EDEN PRAIRIE HIGH SCHOOL SUGGEST BANNING THE USE OF AFFIRMATIVE ACTION FOR RACIAL QUOTAS IN COLLEGE ADMISSIONS Notes: Assigned To Action Assigned Due Date Completed Routing Date Date Notes? OCR Direct 6/6/2017 6/15/2017 Reply/Appropriate Individual OCR- Direct 6/7/2017 6/15/2017 PRGLEGL Reply/Appropriate Individual Related Control Numbers: 030: PLEASE NOTE: A principal of?ce has only ?ve working days to return a misassigned control should it feel that a letter should be handled by another principal of?ce. After ?ve days, you are responsible for answering the letter and will need to coordinate with the appropriate of?ce to draft the reply. Questions about control mail or drafting letters? Check out Exec See?s Web site: Keyer: TARKISHIAKEGLER POC File Code: Reader: TARKISHIAKEGLER ED73 From: Savage, Charlie Sent: 1 Aug 2017 11:50:17 -0400 To: Jackson, Candice Subject: NYT university admissionslaf?rmative action Hi Ms Jackson, l'm working on a story about a new project at DOJ's Civil Rights Division to investigate college and university admissions programs over race-based discrimination. I was wondering Whether Civil Rights Of?ce is also going to be involved in that project or is separately taking a look at the topic. Would it be possible, please, to chat about that? (I've separately reached out to Liz as well.) I'm on a daily deadline. Thank you! Charlie Savage The New York Times Phone: 202-862-0317 Cell: 202-369-6653 ED74 From: Sherman, Brandon Sent: 3 Jul 2017 21:10:21 +0000 To: Jackson, Candice;Kissel, Adam (W5) Subject: RE: CONFIDENTIAL I am looking forward to tackling these issues. From: Jackson, Candice Sent: Monday, July 03, 2017 4:58 PM To: Kissel, Adam; Sherman, Brandon Subject: DELIBERATIVE: ?Regulations Adam and Brandon, (W5) Brandon is taking the lead on this for OCR, but I?d like the three of us to meet up in person {and perhaps including Steve Menashi) to touch bases on it after you two have had a chance to delve into this a bit. Thanks all! Candice Candice Jackson Acting Assistant Secretary for Civil Rights Dep. Ass. See. for Strategic Operations Outreach Of?ce for Civil Rights U.S. Department of Education 400 Maryland Ave. SW Washington, DC 20202 ED75 From: Eitel, Robert Sent: 2 Aug 2017 12:56:42 +0000 To: Menashi, Steven Cc: Venable, Joshua?ackson, Candice;Bai ey, Nathan;Hill, Elizabeth Subject: Re: Justice Dept. to Take On Affirmative Action in College Admissions - NYTimes.com Steve: {bll5l Bob Sent from my iPhone On Aug 1, 2017, at 9:50 PM, Eitel, Robert wrote: Steve: libll?l There is also a story in the Chronicle as well as inquiries to Liz from WSJ and other outlets. Bob Sent from my iPhone Begin forwarded message: From: ?Hill, Elizabeth" Date: August 1, 2017 at 9:05:54 PM EDT To: "Jackson, Candice" , "Eitel, Robert" , "Bailey, Nathan" Subject: Fwd: Justice Dept. to Take On Af?rmative Action in College Admissions - VYTimesxom Can someone give me a call? Sent from my iPhone Begin forwarded message: From: ?Camera, Lauren" ED76 Date: August 1, 201? at 8:35:46 PM EDT To: "elizabeth.hill@ed.gov" Subject: Justice Dept. to Take On Af?rmative Action in College Admissions - NYTimes.c0m Hi Liz, Wanted to check in to see if you could con?rm any of this, or provide details. Thanks, Lauren rump-af?rmative-action- na 20170801&nl=brea mg: news&n1id=63528536&ref=cta& r=0&refereF Sent from my iPhone ED77 From: Sent: To: Cc: Subject: NYTimes.com I agree. Eitel, Robert 2 Aug 2017 01:16:02 +0000 Hill, Elizabeth Jackson, Candice;Venable, Joshua;Bailey, Nathan Re: Justice Dept. to Take On Affirmative Action in College Admissions - Sent from my iPhone On Aug 1, 2017, at 9:09 PM, Hill, Elizabeth wrote: We need to circle up on Sent from my iPhone Begin forwarded message: From: ?Camera, Lauren" Date: August 1, 2017 at 8:35:46 PM EDT To: "e1izabethhill?ledeov" Subject: Justice Dept. to Take On Af?rmative Action in College Admissions - NYTimes.com Hi Liz, Wanted to check in to see if you could con?rm any of this, or provide details. Thanks, Lauren Ius/politics/trump? affirmative?action- na 20170801&n1=breakina- news&nlid=63528536&ref=cta& r=0&referer= Sent from my iPhone ED78 From: Venable, Joshua Sent: 2 Aug 2017 01:17:02 +0000 To: Eitel, Robert Cc: Hill, Elizabeth;Jackson, Candice;Bailey, Nathan Subject: Re: Justice Dept. to Take On Affirmative Action in College Admissions - NYTimes.com Are folks available for a call now? I?ll send a conf line. Sent from my iPhone On Aug 1, 2017, at 21: 16, Eitel, Robert wrote: I agree. Sent from my iPhone On Aug 1, 2017, at 9:09 PM, Hill, Elizabeth wrote: We need to Circle up on Sent from my iPhone Begin forwarded message: From: "Camera, Lauren" Date: August 1, 2017 at 8:35:46 PM EDT To: "elizabeth.hill@ed.gov" Subject: Justice Dept. to Take On Af?rmative Action in College Admissions - NYTimes.com Hi Liz, Wanted to check in to see if you could con?rm any of this, or provide details. Thanks, Lauren ED79 7/08101fus/politics/t mmp?a?irmative-action- n3 20170801&nl=brea kin - news&n1id=63528536&ref=cta& r=0&referer= Sent from my iPhone ED80 From: Eitel, Robert Sent: 2 Aug 2017 01:17:21 +0000 To: Venable, Joshua Cc: Hill, Elizabeth;Jackson, Candice;Bailey, Nathan Subject: Re: Justice Dept. to Take On Affirmative Action in College Admissions - NYTirnes.com I am Sent from my iPhone On Aug 1, 2017, at 9:17 PM, Venable, Joshua wrote: Are folks available for a call now? I'll send a conf line. Sent from my iPhone On Aug 1, 2017, at 21:16, Eitel, Robert wrote: 1 agree. Sent from my iPhone 011 Aug 1, 2017, at 9:09 PM, Hill, Elizabeth wrote: We need to circle up on Sent from my iPhone Begin forwarded message: From: "Camera, Lauren" Date: August 1, 2017 at 8:35:46 PM EDT To: Subject: Justice Dept. to Take On Af?rmative Action in College Admissions - NYTimes.com ED81 Hi Liz, Wanted to check in to see if you could con?rm any of this, or provide details. Thanks, Lauren na 201708 news&nlid=63528536&ref=cta& r=0 &referer= Sent from my iPhone ED82 From: Hill, Elizabeth Sent: 2 Aug 2017 01:18:07 +0000 To: Eitel, Robert Cc: Venable, Joshua?ackson, Candice;Bailey, Nathan Subject: Re: Justice Dept. to Take On Affirmative Action in College Admissions - NYTimes.com I am and am on the phone with a dice who says she is available as well Sent from my iPhone On Aug 1, 2017, at 9:17 PM, Eitel, Robert wrote: I am Sent from my iPhone On Aug 1, 2017, at 9:17 PM, Venable, Joshua wrote: Are folks available for a call now? I'll send a conf line. Sent from my iPhone On Aug 1, 2017, at 21:16, Eitel, Robert wrote: I agree. 8th from my iPhone On Aug 1, 2017, at 9:09 PM, Hill, Elizabeth wrote: We need to circle up on Sent from my iPhone Begin forwarded message: From: "Camera, Lauren" ED83 Date: August 1, 2017 at 8:35:46 PM EDT To: Subject: Justice Dept. to Take On Af?rmative Action in College Admissions - YTimes.com Hi Liz, Wanted to check in to see if you could con?rm any of this, or provide details. Thanks, Lauren f2017/08/01fus/Dolitics/tru mp-af?rmative-action? na 20170801&nl=breaki =cta& I=0&referel= Sent from my iPhone ED84 From: Hill, Elizabeth Sent: 2 Aug 2017 01:18:39 +0000 To: Eitel, Robert Cc: Venable, Joshua?ackson, Candice;Bai ey, Nathan Subject: Re: Justice Dept. to Take On Affirmative Action in College Admissions - NYTimes.com Obviously I mean Candice Sent from my iPhone On Aug 1, 2017, at 9:18 PM, Hill, Elizabeth wrote: I am and am on the phone with a dice who says she is available as well Sent from my iPhone On Aug 1, 2017, at 9:17 PM, Eitel, Robert wrote: I am Sent from my iPhone 011 Aug 1, 2017, at 9:17 PM, Venable, Joshua wrote: Are folks available for a call now? I'll send a conf line. Sent from my iPhone On Aug 1, 2017, at 21:16, Eitel, Robert wrote: 1 agree. Sent from my iPhone On Aug 1, 2017, at 9:09 PM, Hill, Elizabeth wrote: ED85 We need to circle up on Sent from my iPhone Begin forwarded message: From: ?Camera, Lauren" Date: August 1, 2017 at 8:35:46 PM EDT To: ?elizabethhill @edgov" Subject: Justice Dept. to Take On Affirmative Action in College Admissions - NYTimes.co [11 Hi Liz, Wanted to check into see if you could con?rm any of this, or provide details. Thanks, Lauren ED86 017/08/0 llus/ politics/trump? af?nnative- action- Lmiversitiesht ml?emc=edit na 2017080] &n1=breaking- news&n1id=63 52853 6&ref=c ta& r=0&refe Sent from my iPhone ED87 From: Sent: To: Cc: Subject: Hello, Reyes, Alejandro 28 Sep 2017 15:22:10 +0000 Jackson, Candice Faiella, Matt RE: Outstanding Murray Letters in OCR Here are the updates. Please let us know if you have any questions. As a flag, I have weekly staff leyel check?ins with OLCA, but for the last two weeks they were cancelled. The you, Alejandro 17-014140 -Title IX Guidance (7f12/17] 17- 014140 7l25r'20 1? Patty Murray Title IX EXPRESSES CONCERN THAT ED MAY BE PREPARING TO CHANGE GUIDANCE ON TITLE IX COMPLIANCE, WHICH SHE BELIEVES WILL UNDERMINE THE RIGHTS OF SEXUAL ASSAULT SURVIVORS. SHE URGES THE SECRETARY TO MEET WITH SURVIVORS 17-014275 - Title IX Compliance (7/14/17) lbll5) (W5) 17- 014275 Patty Murray Title IX Trans FOLLOW UP TO A PREVIOUS LETTER, REQUESTING INFO. ABOUT THE ENFORCEMENT OF FEDERAL CIVIL RIGHTS LAWS. SHE STATES THAT OUR RESPONSE TO THE PREVIOUS LETTER DID NOT INCLUDE THE INFO. REQUESTED 8; RE-SUBMITS NINE QUESTIONS FOR RESPONSE 17-016510 - Racial Diversity (9/1/17) ED88 17- 016510 911201 Hakeem Jeffries Title VI REQUEST INFORMATION ABOUT HOW THE DEPARTMENTS OF JUSTICE AND EDUCATION INTEND TO APPROACH CASES AND MATTERS INVOLVING CIVIL RIGHTS ABUSES AND RACIAL DIVERSITY IN COLLEGE AND UNIVERSITY ADMISSIONS. THEY FORWARD NINE QUESTIONS FOR A RESPONSE BY SEPTEMBER 1 17-017446 - Title IX DCL (9/21/17) (W15) (W5) 17- 01 7448 9I21r?20 1T Patty rray Title IX WROTE TO URGE THE SECRETARY TO LEAVE IN PLACE THE CURRENT DEAR COLLEAGUE LETTER ON TITLE IX AND SEXUAL HARASSMENT AND SEXUAL ASSAULT. FURTHER ASKS THE SECRETARY TO CLARIFY THAT THE CURRENT GUIDANCE REMAINS IN PLACE AS ED DEVELOPS A PATH FORWARD. 17?017852 Title IX Guidance Process (9/26/17) (W5) 17- 017852 91?26i'20 17 Patty rray Title IX WROTE REGARDING ANNOUNCEMENT TO RESCIND CURRENT TITLE IX GUIDANCE. REQUEST THE SECRETARY UPHOLD A FULLY TRANSPARENT PROCESS, AND OPPORTUNITY FOR STAKEHOLDER ENGAGEMENT IN POTENTIAL CHANGES. REQUEST RESPONSE BEFORE ED RESCINDS EXISTING TITLE IX GUIDANCE From: Jackson, Candice Sent: Tuesday, September 26, 2017 10:51 AM To: Reyes, Alejandro; FaielIa, Matt Subject: Fwd: Outstanding Murray Letters in OCR Let's talk about this, soon. Thanks! ED89 Candice Jackson Office for Civil Rights US. Dept. of Education Sent from my iPhone Begin forwarded message: From: "Oppenheim, Peter" Date: September 26, 2017 at 10:36:25 AM EDT To: "Jackson, Candice" (Candice.lackson@ed.gov> Cc: "Petersen, Molly? Subject: Outstanding Murrayr Letters in OCR Hi Candice? Our records have identified the following outstanding letters from (or co-signed by} Senator Murray that were assigned to OCR. 0 17-014140 Title IX Guidance (7/12/17) I 17-014275 Title IX Compliance (7/14/17) 0 17?016510 - Racial Diversity (Bil/17} I 17?017446 Title IX DCL (9/21/17) 0 17-017852 - Title IX Guidance Process {9/26/17) (bli5l Thanks so much, Peter ED90 From: Battle, Sandra Sent: 3 Aug 2017 23:37:13 +0000 To: Jackson, Candice Subject: Re: [press question] Christian Science Monitor Sent from my iPhone On Aug 3, 2017, at 11:59 AM, Jackson, Candice Date: August 3, 2017 at 11:57:26 AM EDT To: "Jackson, Candice" Subject: FW: [press question] Christian Science Monitor From: Wang, Ting-Ting Sent: Thursday, August 03, 2017 8:01 AM To: Minami, Kristine Cc: Barton, A Subject: RE: [press question] Christian Science Monitor Kristine, gcases currently under investigation involving Specific Bases (03, 07, 09) on Race-based {100.3-18) and Race-based admission [1003-181] as of August 2, 2107. Docket 1* Recipient Name State Case Open Investigation KENTUCKY DEPARTMENT OF 03041053 EDUCATION KY 12/17/2003 06052022 TEXAS TECH UNIVERSITY TX 11/23/2004 ED91 From: Minami, Kristine Sent: Wednesday, August 02, 2017 3:41 PM To: Barton, Wang, Ting-Ting Subject: [press question] Christian Science Monitor Hi Ting?Ting Can you pull for me the number of open investigations that OCR has for Basis 03 or 07 or 09 and Issue 100.3?18.1or 100.3?18 Thank you! Kristine From: Bradshaw, Jim Sent: Wednesday, August 02, 2017 2:45 PM To: Minami, Kristine Cc: Yi, Kenny Subject: Christian Science Monitor Hi, Kristine, Stacy Teicher Khadaroo with the Christian Science Monitor would like to know: . How many cases are under investigation by OCR for issues related to "white students or Asian students (who) alleged discrimination under Title VI related to college or university admissions policies." And, 0 Where there is ?any discussion between the Department of Ed and the Department of Justice about a need for investigating such claims more or in any different way than they have been in the past.? Any preference on a response? Thanks. Jim/202-401-2310 ED92 From: Menashi, Steven Sent: 14 Jul 2017 02:16:31 +0000 To: Jackson, Candice Subject: (W5) On Jul 13, 2017, at 9:26 PM, Jackson, Candice wrote: Candice Jackson Of?ce for Civil Rights U.S. Dept. of Education Semfrom my iPhone On Jul 13, 2017, at 9:1 I PM, Monashi, Steven wrote: (W5) ED93 From: Menashi, Steven Sent: 14 Jul 2017 15:30:00 +0000 To: Jackson, Candice Subject: Or maybe 12:30? I still have not ?gured out the calendar system. On Jul 14, 2017, at 1:28 AM, Menashi, Steven wrote: Do you want to talk perhaps before or after the Policy Committee meeting? From: Menashi, Steven Sent: Thursday, July 13, 2017 10:45 PM To: Jacks - Subject: M5) ED94 From: Reyes, Alejandro Sent: 7 Aug 2017 21:46:25 +0000 To: Sherman, Brandon Cc: Jackson, Candice;Faiella, Matt;l