Questions for the Record “William Emanuel Nomination for Member of the National Labor Relations Board” Hearing Date: July 13, 2017 Questions for the Record from Ranking Member Patty Murray 1. What, in your view, is the mission of the agency to which you have been nominated? To enforce the National Labor Relations Act as enacted by Congress. 2. Do you believe that the purpose of the National Labor Relations Act (NLRA), enforced by the National Labor Relations Board (NLRB or Board), is to encourage and protect workers’ rights to organize and engage in collective bargaining with their employers? If not, please describe in detail your views on the purpose of the NLRA and the Board. As stated in Section 1 of the NLRA, one purpose is “to eliminate the causes of certain substantial obstructions to the free flow of commerce and to mitigate and eliminate these obstructions when they have occurred by encouraging the practice and procedure of collective bargaining and by promoting the exercise by workers of full freedom of association, self-organization, and designation of representatives of their own choosing, for the purpose of negotiating the terms and conditions of their employment or other mutual aid or protection.” In 1947, the NLRA was amended to add several additional purposes: (1) “to prescribe the legitimate rights of both employees and employers in their relations affecting commerce,” (2) “to provide orderly and peaceful procedures for preventing the interference by either with the legitimate rights of the other,” (3) “to protect the rights of individual employees in their relations with labor organizations whose activities affect commerce,” (4) “to define and proscribe practices on the part of labor and management which affect commerce and are inimical to the general welfare,” and (5) “to protect the rights of the public in connection with labor disputes affecting commerce.” 1 3. During your confirmation hearing before the committee, I asked you whether protecting and promoting workers’ right to organize was the mission of the NLRB. You responded that this was one of the Board’s missions, along with protecting employers, individual employees and the public. Are all of these interests of equal weight, or are some of them more important than others? It is up to Congress to decide the relative importance of these statutory goals. The Board’s responsibility is to enforce the NLRA as enacted by Congress. 4. During your confirmation hearing before the committee, you were asked whether your work ever benefitted workers or unions. In response, you stated that you have engaged in collective bargaining and that workers benefited from this process through higher wages and benefits. Has an employer you have represented in collective bargaining ever been charged with a failure to bargain in good faith in violation of section 8(a)(5) of the National Labor Relations Act? If yes, please provide additional details. I have represented employers for many years. It is possible that such a charge has been filed although I do not recall a specific case where that has occurred. Of course, a charge is only an allegation, and not a decision by the Board that a violation of the Act has occurred. 5. Arthur Mendelson, the founder of your firm Littler Mendelson once said of your firm’s specialization in union avoidance tactics: “our clients pay a lot of money…if they want aggressiveness, they are entitled to it.” If you are confirmed, please describe the steps that you will take to transition from a practitioner and senior partner at a firm with this philosophy to a neutral arbiter as a Member on the NLRB? Attorneys have a responsibility to zealously represent their clients’ interests. I understand that, if confirmed, my role and responsibilities as a member of the NLRB will be different than my role and responsibilities as an advocate in private practice. If I am confirmed, I will do my best to objectively decide the issues that come before the Board after considering the facts of each case, the intent of Congress as expressed in the NLRA, the Supreme Court’s precedent, the Board’s precedent, the arguments of the parties, and the views of the other members of the Board. 2 6. In a 2012 podcast, you indicated that you “come from” a perspective of valuing worker protection laws far less than creating an employer-friendly legal climate. You said, “My topic is California employment laws from a broad brush prospective and how the employment laws in California create a horrible anti-employer climate. It’s a terrible climate for job creation and job retention. Now you know at the outset where I come from.” Is this the perspective you will bring to the Board? Based on my experience, there is a consensus among employers that many of the state employment laws in California are as I described them. However, this is not relevant to how I would decide cases under the NLRA, which is a separate federal statute that is unrelated to state employment laws. If I am confirmed, I will do my best to objectively decide the issues that come before the Board after considering the facts of each case, the intent of Congress as expressed in the NLRA, the Supreme Court’s precedent, the Board’s precedent, the arguments of the parties, and the views of the other members of the Board. 7. Please describe your views on the role and importance of labor unions in today’s workplaces and economy. Unions have certain rights under the NLRA, and I will enforce that statute faithfully and impartially. 8. What, in your view, would be a scenario in which it would be appropriate for the NLRB to take action against a company who is unfairly retaliating against workers based on antiunion hostility? If a violation of the NLRA by an employer is proven, an appropriate remedy should be ordered. 9. Do you agree that the workplace and the employer-employee relationship has changed dramatically in recent years? If so, can you describe what you see as the key changes affecting workers’ ability to join together and engage in collective bargaining? What are some of those challenges and how would you go about addressing them? These questions would be beyond the scope of my responsibilities as a Board member, if I am confirmed. The responsibility of Board members is to enforce the NLRA. 10.Do you believe that the designation of workers as independent contractors rather than employees is a practice that is increasing? 3 This would be beyond the scope of my responsibilities as a Board member if I am confirmed. The responsibility of Board members is to enforce the NLRA. 11.Please provide your view on when the NLRB should overturn settled precedents, and what the standard should be in doing so. By tradition, the Board does not change precedent without the votes of three Board members. Otherwise, precedent has not been treated as binding. My view is that precedent should not be followed if it is in conflict with the NLRA as enacted by Congress. The Board’s responsibility is to enforce that statute. 12.What specific considerations do you intend to rely upon in deciding whether to authorize petitions to have a recidivist violator of the NLRA held in contempt of court for violating a court order? If I am confirmed, I will do my best to objectively decide the issues that come before the Board after considering the facts of each case, the intent of Congress as expressed in the NLRA, the Supreme Court’s precedent, the Board’s precedent, the arguments of the parties, and the views of the other members of the Board. 13.Do you believe that there were instances where the Board has exceeded its authority during the Obama Administration? If so, when? If I am confirmed, I will do my best to objectively decide the issues that come before the Board after considering the facts of each case, the intent of Congress as expressed in the NLRA, the Supreme Court’s precedent, the Board’s precedent, the arguments of the parties, and the views of the other members of the Board. 14.The Board has been the target of criticism for its use of adjudication rather than rulemaking to establish policy. Under President Obama, the Board conducted two major notice-and-comment rulemakings for the first time in decades. If confirmed, do you intend to continue this practice of making new rules or altering existing rules through notice-and-comment procedures? It would be inappropriate for me to comment on this question. If rulemaking proposals are submitted, I will consider them at that time. 4 15.The Administrative Conference of the United States has recommended that agencies “should develop processes for systematic review of existing regulations” and that they “should provide adequate opportunity for public involvement in both the priority-setting and review processes.” If confirmed, will you conduct robust, transparent retrospective reviews prior to any revision or reversal of existing NLRB law? I am not familiar with this recommendation, but I will study the issue, if confirmed. 16.Do you believe that existing doctrines and regulations should only be changed when there is empirical evidence suggesting that they are flawed, or is it appropriate to revise rules even if such revisions are not supported by concrete evidence? They should be changed if they are contrary to the NLRA. responsibility is to enforce that statute. The Board’s 17.Please provide a list of all cases currently pending before the NLRB in which Littler Mendelson represents a party. For each of these cases, please indicate whether you authored, edited, revised, or reviewed materials related to the case. If yes, please describe the services you performed and indicate at what stage of the process you participated. A list of these cases is attached to this document. I did not author, edit, revise or review materials related to any of the cases. 18.Please provide a list of all cases decided by the NLRB and that are currently on appeal in which Littler Mendelson represents a party. For each of these cases, please indicate if you authored, edited, revised, or reviewed materials related to the case. If yes, please describe the services you performed and indicate at what stage of the process you participated. A list of these cases is attached to this document. I did not author, edit, revise or review materials related to any of the cases. 19.Please provide a list of cases pending before the NLRB, or on appeal, in which you provided pro bono services including any case or matter in which you authored, edited, revised, or reviewed materials related to the case without receiving compensation. 5 I do not recall providing pro bono services in such a case. 20.Please confirm that you intend to recuse yourself for two years from all cases that come before the NLRB in which Littler Mendelson represents a party. That is my understanding of the requirement. I will do whatever is required by law. 21.Leadpoint Services, a party in the Board’s Browning-Ferris case, is represented by Littler Mendelson. Will you recuse yourself for the required period from any action by the Board that involves Leadpoint Services? If recusal questions arise with regard to any particular matter, I will request the advice of the Board’s ethics office. 22.Please provide a list of all writings and all matters during the past ten years that involve arbitration agreements or class action litigation. Please include matters that were not litigated but on which you advised or otherwise engaged with a client on these subjects. Do not include client names but provide a number of matters and a general description of the issue. The requested articles are attached to this document. I have represented several employers in cases involving class and collective action waivers in employment arbitration agreements. 23.In your view are there limits to an employer’s ability to require employees to waive their rights to class actions/group actions as a condition of employment? It would be inappropriate for me to comment on this subject. If I am confirmed, I will do my best to objectively decide the issues that come before the Board after considering the facts of each case, the intent of Congress as expressed in the NLRA, the Supreme Court’s precedent, the Board’s precedent, the arguments of the parties, and the views of the other members of the Board. 6 24.Your writings include at least six articles critical of the NLRB’s decision in D.R. Horton, including one article entitled “NLRA v. FAA: Why the NLRB Got It Wrong in D.R. Horton.” Do you believe that you can be a neutral arbiter on the issue of arbitration clauses limiting employees’ rights in class action cases? If I am confirmed, I will do my best to objectively decide the issues that come before the Board after considering the facts of each case, the intent of Congress as expressed in the NLRA, the Supreme Court’s precedent, the Board’s precedent, the arguments of the parties, and the views of the other members of the Board. 25.Given the extent of your personal views, and your involvement in the issue of arbitration agreements and class action litigation, do you believe you will be free of an appearance of a conflict should these issues come before you as a Member of the NLRB? If recusal questions arise with regard to any particular matter, I will request the advice of the Board’s ethics office. 26.As a specific example to the preceding question, you have expressed views that D.R. Horton and Murphy Oil, currently pending before the Supreme Court, was wrongly decided. You also filed an amicus brief in the case on behalf of the National Retail Federation. Will you recuse yourself from involvement with these cases with regard to action by the Board? If recusal questions arise with regard to any particular matter, I will request the advice of the Board’s ethics office. 27.Please provide a list of all writings and all matters during the past ten years that involve union activity and private property and/or trespass. Please include matters that were not litigated but on which you advised or otherwise engaged with a client on these subjects. Do not include client names but provide a number of matters and a general description of the issue. Copies of the articles are attached to this document. This question involves state trespass laws and it does not involve the NLRB. I have advised various employers on the absence of private property rights for employers in California. 7 This is distinct from the right of unions and employees to engage in union activity on private property under the NLRA, which has not been involved in the articles referred to above. 28.Your writings include at least seven articles that discuss your views that employers should have broad rights to limit access for union supporters to the employer’s private property. In a 2009 article titled “Union Trespassers Roam Corridors of California Hospitals—Is a Return to the Rule of Law Possible?” you wrote “the trespass laws are not adequately enforced against labor unions. Many employers suffer from this unequal protection of the laws. […] This situation is unfair.” Given the extent of your personal views, and your involvement as a client advocate in this issue, do you believe that you will be free of an appearance of a conflict should these issues come before you as a Member of the NLRB? If recusal questions arise with regard to any particular matter, I will request the advice of the Board’s ethics office. 29.With regard to the Specialty Healthcare case, involving rules for determining the make-up of bargaining units, when the case was pending in the U.S. Court of Appeals for the Sixth Circuit, you authored a brief on behalf of a group of House and Senate Republicans. Please provide additional details regarding the brief including whether you were compensated for the work, and if so by whom. I assisted in writing the brief, but I was not involved in the client relationship, and I am not aware of the extent of compensation. 30.What is the appropriate role of an NLRB Member in facilitating oversight by Members of Congress? Because I do not have prior experience with responding to congressional oversight requests, I plan to work with other members of the Board, as well as the Board’s professional staff, to ensure that the Board responds to oversight requests received from Congress in an appropriate manner. 31.Is it appropriate for a single NLRB member to respond to an oversight request without working with counsel’s office and working with the other NLRB Members? 8 Board members should attempt to work together, and with the guidance and input of the Board’s professional staff, to the fullest extent possible to respond to oversight requests received from Congress in an appropriate manner. 32.If confirmed, will you commit to working with other NLRB Members to fully respond to Congressional oversight requests made during your tenure at NLRB? If confirmed, I will attempt to work together with other Board members and the Board’s professional staff to the fullest extent possible to respond to oversight requests received from Congress in an appropriate manner. 33.Please provide copies of your contribution to the following publications: a. California Employment Law, a Guide to California Laws Regulating Employment in the Private Sector, Merchants and Manufacturers Association, 1990 b. California Employment Law, a Guide to California Laws Regulating Employment in the Private Sector, 2d edition, Merchants and Manufacturers Association,1992 c. California Employment Law, a Guide to California Laws Regulating Employment in the Private Sector, 3d edition, The Employers Group, 1997 d. Model Affirmative Action Program for Hospitals, California Hospital Association, 1973 Supreme Court Bans the Use of Sex-Based Mortality Tables in Employee Fringe Benefit Plans, Corporate Law Departments Section Newsletter, Los Angeles County Bar Association, December 1983 The first three items above are three editions of a book written several decades ago, which consist of five volumes and would be very difficult to copy. The last edition of the book was published in 1997. Copies of the other items requested above are attached to this document. 9