Preliminary Draft (Version 2.2, January 10, 2018) NEASC Substantive Change Proposal EXECUTIVE SUMMARY The Connecticut State Colleges and Universities (CSCU) seek approval from the NEASC Commission on Institutions of Higher Education (CIHE) to implement the Students First proposal, which recommends far-reaching structural changes within the Connecticut community colleges (CCC) to improve student success. This report responds to the CIHE’s August 11, 2017, letter, with particular attention to the six standards identified by the Commission in its letter. The urgent need for structural change to improve student success in public higher education in Connecticut cannot be overstated. As the NEASC Commission has pointed out in its most recent accreditation reports, the community colleges must take decisive steps to improve student retention and graduation rates, which are significantly below national benchmarks. Those same reports emphasize the need to improve measures of institutional effectiveness and assure “sufficient financial resources to support [community colleges’] programs and services.” Severe fiscal challenges and changes in the state’s demographics have hampered the colleges’ ability to address these problems. State funding for the CCC has decreased by 15.5% since FY 2016, at the same time that costs have continued to escalate due to increased personnel costs. Tuition increases, which have been kept low to ensure affordability, have not been sufficient to offset decreases in state funding and increases in operating costs. Compounding these fiscal challenges, the number of public high school graduates, who make up approximately 66% of CCC first-year students, has declined by 7% since its peak in 2010 and is projected to decline by an additional 8% in the next decade. The drop in high school graduates has resulted in enrollment declines at many of the CCC for several years. During that same period, the number of non-traditional aged students is projected to increase. Given the decline in “traditional aged” students and the documented lack of post-secondary degree completion on the part of adults, cultivating a prosperous citizenry, workforce, and economy can be achieved only through structural reforms to its public higher education system. Structural changes that deploy scarce resources strategically, scale proven success strategies, and remove barriers to student completion are the only way to address the educational needs of all Connecticut citizens. To achieve these objectives, the Students First initiative was launched in April 2017 by the Board of Regents for Higher Education (BOR) with the goal 1 of enabling more students to successfully complete a high quality, affordable, and accessible post-secondary education to achieve their life and career goals. The BOR endorsed two broad strategies for structural change: 1. Administrative consolidation to eliminate redundant functions systemwide and provide shared services to all colleges and universities 2. One centrally managed community college with campuses statewide. Administrative Consolidation The first strategy endorsed by the BOR calls for the consolidation of key administrative functions across the CSCU’s 17 colleges and universities, although most of the proposed changes pertain to the community colleges. Functional teams of CSCU faculty, students, and staff worked over spring and summer 2017 to develop recommendations for achieving a more efficient and sustainable administrative structure. The following list summarizes some of the proposed administrative changes:     Information Technology will move to a standardized use of technology at the administrative and enterprise levels to ensure system availability at a lower cost on a 24-hour basis. Within Finance, Financial Aid, Information Technology (IT), Institutional Research, and student related services, the standardization of systems, hardware, applications and work process eliminates costly customizations, reduces operating costs and eliminates not standard workflows. This will allow the system to use less staff to maintain applications and hardware. Enterprise level technical issues at the CCC will be handled at the System Office to free campus staff to address local IT issues and support academic technology applications. A single community college structure would also greatly reduce the IT processing requirements by reducing the need to generate 12 different sets of data. Institutional Research and Assessment will designate a new Office of Research and System Effectiveness to serve as the chief information clearinghouse for the CCC. Functional teams will be established to perform cyclical/routine tasks previously handled individually at the 12 colleges. Financial Aid Services: Consolidating the 12 community colleges (see below) will greatly simplify applications for aid by having students list a single institution on the FAFSA and enable them to take courses at multiple campuses with a single financial aid package. Consolidating institutional aid will allow funds to be distributed more strategically to meet students’ needs, which will increase enrollment by supporting more students. Human Resources (HR): To improve efficiency and reduce redundancy, a Strategic Human Resources Management Program will be established to supply a full range of personnel services to all campuses through a combination of matrixed reporting relationships and shared services, 2   while maintaining a physical presence at all CSCU locations. The CCC will have a direct reporting relationship to the System Office HR department to promote consistency of policies and practices. Purchasing: Consolidating purchasing among the 17 CSCU institutions would require fewer individuals engaged in purchasing, take advantage of volume purchasing, and enhance opportunities for negotiation. Facilities Management: Shifting some administrative responsibilities to the System Office (e.g. inspections, RFP preparation, bidding & contract awards) will improve efficiency and reduce costs, while leaving local staff to address day-to-day facility maintenance. One Community College The second strategy endorsed by the BOR seeks NEASC accreditation for a single Community College with 12 campuses, instead of maintaining 12 independently accredited institutions. A subcommittee of community college presidents and deans of administration, academic affairs, and student affairs worked over spring and summer 2017 to develop recommendations for implementing a consolidated community college that could be sustained in the long term and improve student success. NEASC Standards guided the planning process. Maintaining 12 independently accredited community colleges has inherent disadvantages: 1. Fosters competition among colleges for students, resources, and programs 2. Requires ongoing investment in 12 separate administrative infrastructures (e.g., admissions, financial aid, marketing, information technology, etc.) 3. Requires students to apply separately to each college and presents obstacles to course transfer CSCU proposes to overcome these challenges and improve the student experience through consolidation. With a common general education curriculum and degree programs with one set of requirements, students will take courses on different campuses without concerns about course transfer or conflicting program requirements. Consolidation will further benefit students by ensuring that successful practices (e.g., Achieving the Dream, Guided Pathways) permeate the 12 campuses. A fully integrated information technology system (a single admissions application, a single financial aid process, a single billing process, a single student ID number, a common course catalog) will ensure a simplified and consistent experience for students. The proposed consolidation will preserve the unique identity of each campus in its community to ensure that it meets the needs of local students and employers. Standard One: Mission and Purposes 3 The legal authority to revise the mission of Connecticut’s regional community-technical colleges is explicitly vested in the BOR by the Connecticut General Assembly. A broadly representative Students First Academic and Student Affairs Community College Consolidation Committee has been formed to develop a revised mission statement for the College that affirms its commitment to access, affordability, quality higher education, and career readiness, as well as preserves the unique local identity of each campus. Measures are in place to evaluate the College’s fulfillment of its mission. 4 Standard Two: Planning and Evaluation The BOR approved a strategic plan for CSCU in 2013, but implementation was delayed due to turnover in the system leadership. Since 2016, President Mark Ojakian has engaged presidents, faculty, staff, and students throughout the system in extensive planning to recommend structural changes and implementation plans to ensure a sustainable future for CSCU. The Students First proposal was endorsed by the BOR in December 2017. Standard Three: Organization and Governance The proposed organizational structure for the College seeks to maintain a balance between a campus and institutional identity that responds to the needs of local communities and conforms to centralized policies, procedures, and best practices. A leadership team comprising a Chief Executive Officer, a Chief Academic Officer, and a Chief Financial Officer, will oversee the new College. The Chief Executive Officer will report to the CSCU System President, who reports to the BOR. The College will be organized into three regions, each with four campuses. A regional president will oversee each region’s four campuses and ensure that processes are aligned within the region. Each campus will have a campus vice president, who will manage day-to-day operations and community relations. A new model for shared governance envisions the establishment of a Faculty/Staff Senate for the College with representation from all 12 campuses. A curriculum sub-committee of that Senate will review academic program proposals. A similar framework is under consideration for student governance as well. Standard Four: Academic Programs A faculty review of degree and certificate programs will identify which can be aligned, which are unique to a campus, and which are exempt from alignment. The process for program alignment will follow the model established for the Transfer and Articulation Policy (TAP). Following extensive faculty input and feedback, a proposal for a common general education program for the College will be submitted for approval to the BOR. Standard Five: Students The Students First Academic and Student Affairs Community College Consolidation Committee will oversee the alignment of student affairs policies and practices in the new College. A sub-committee has been charged with standardizing a streamlined enrollment experience that is aligned with Guided Pathways for the College. Plans have been established to minimize the impact of the consolidation on currently enrolled students, while at the same time removing barriers to student success as quickly as possible. 5 Standard Six: Teaching, Learning, and Scholarship A collaborative framework is in place to develop a new advising system for the College. With extensive input, the Students First Academic and Student Affairs Community College Consolidation Committee will assess the adequacy and appropriateness of resources at each campus to assure the integrity of academic, support, and auxiliary services. The Students First initiative is committed to preserving all student-facing positions, such as faculty, advisors, and counselors. Professional development focused on student learning outcomes will be presented to faculty through workshops, seminars, and conferences. Standard Seven: Institutional Resources A detailed financial analysis of the proposed community college consolidation envisions $52 million in reductions and $24 million in new costs, for a projected Net Savings of $28 million by FY21. The reductions and new costs implemented contemplate a strategic use of limited funds to better support student needs for advisement, FAFSA completion, and other enrollment and retention related activities. Centralizing routine, system-wide tasks in areas such as Finance and Accounting, IR, IT, HR, and Financial Aid will free up campus-based personnel to devote more time to local priorities. Centralizing information technology will ensure that there is coordinated planning and implementation across all locations, that academic programs can be delivered with consistent quality, and that the transfer of data occurs seamlessly and in a timely fashion. Standard Eight: Educational Effectiveness The College will engage in academic outcomes assessment at the programmatic and course levels, as well as within key divisions of each of the locations. CSCU has instituted significant new structures for academic outcomes assessment, and it is making progress in embedding regular assessment procedures across campuses. Particularly promising results have been obtained from using AAC&U VALUE rubrics to assess general education outcomes. Sixteen key performance indicators (KPI) related to student success for fall 2013 through fall 2016 cohorts at all institutions have been gathered for the first time as of November 2017. A state-of-the-art data warehouse for the CSCU system is in development that will enable consistent regular reporting for student success activities, accountability, enrollment management, and program development. Standard Nine: Integrity, Transparency, and Public Disclosure The College widely publicizes its commitment to integrity and its policies and procedures for the resolution of grievances. A dedicated page will be developed on the centralized CSCU website for the new College with an online application, financial aid information, catalog of all courses and programs, transfer information, and campus landing sites. Campus websites 6 will be maintained to house information about local events, conditions, and social media platforms. Implementation Process and Timeline The goal is to deliver this substantive change proposal to the Commission by March 2018 seeking Commission approval in the summer of 2018. In anticipation of this approval, a number of planning teams will be formed, the most critical of which will be the Students First Academic and Student Affairs Community College Consolidation Committee. Several other implementation teams will be formed, or make use of existing groups, to guide the transition to a single institution and establish consistent processes. Most of these teams would be formed in spring 2018 and continue their work through the 2018-2019 academic year. Faculty groups will initiate their work on degree alignment in the spring 2018 semester and complete their alignment of all programs identified by March 2019, allowing nearly three full semesters to complete this work. Request for approval of the revised curriculum and the new catalog is scheduled for May 2019. Beginning July 2019, all community college diplomas will be awarded by the College. By the end of fall 2020 all students will be enrolled in modified degree/certificate programs. 7