Return of Private Foundation or Section 4947(a)(1) Trust Treated as Private Foundation OMB No 1545-0052 Form Department of the Treasury lntemal Revenue Servrce . For calendar year 2014 or tax year [Eginning Name of foundation The Lynde and Harry Bradley Foundation, Inc. Do not enter social security numbers on this form as it may be made public. lnfonnation about Forrn 990-PF and its separate instructions is at 1/1/2014 and ending Open to Public Inspection 12/31/2014 A Employer identi?cation number Number and street (or 0 box number if mail is not delivered to street address) Room/sune 39-6037928 1241 Frankhn 8 Telephone number (see instructions) City or town State ZIP code Milwaukee WI 53202?2901 (414) 291-9915 Foreign country name Foreign provmcelstatelcounty Foreign postal code If exemption applicauon .5 pendmg, check here Initial return of a former public charity 1- Forelgn organizations. check here Final return Amended return Address change Name chance Check type of organization Section 501(c)(3) exempt private foundation Check all that apply Dinitial return 2. Foreign organizations meeting the 85% test, check here and attach computation If private foundation status was terrninated under SEANNED NOV 19 2315 El Section 4947(a)( 1) nonexempt charitable trust Other taxable private foundation seem" 507(bx1xm'check here Fair market value of all assets at Accounting method Cash Accrual "the foundauon ,5 ,n a 60mm), [ermmamn end of year (from Part ll, col (0), Other (specify) under section check here line 16) 901 ,945'006 (Part I, column must be on cash beers Part Anal sis of Revenue and Ex enses The total of id) Disbursements - amoayits in columns and (2) may no(t necessarily ??33232? ?ax" net for?ragigle equal the amounts in column (see instructions) books (ca; [325's only) 1 Contributions, gifts, grants, etc., received (attach schedule) -3,894,037 2 Check if the foundation is not required to attach 3 Interest on sailings and temporary cash investments 341 341 4 and interest from securities 11,547,010 10,140,108 53 Gross rents . . Net rental income or (loss) 4, 6a Net gain or (loss) from sale of assets not on line 10 43,552,628 3 Gross sales pnce for all assets on line 6a 324,893,142 7 Capital gain net income (from Part IV, line 2) 46,890,716 8 Net short-term capital gain 9 Income modi?cations 10a Gross sales less returns and allowances Less Cost of goods sold Gross pro?t or (loss) (attach schedule) 11 Other income (attach schelgtilg) . 119,377 2,4183 60 25,788 12 Total. Add lines 1 through) 11 5113251319 591449325 251788 0, 13 Compensation of of?cers, etT?? 9 2,223ng 290,988 1,935,571 3 14 Other employee salaries anijgtyages ,j 7 6 910,049 28,252 878,112 15 Pension plans, employee be'?e?ts NOV -- 9 ~81 ch 905,977 84,033 753,585 16a Legal fees (attach schedulel) 55?- 120,286 6,089 113,505 Accounting fees (attach 70,491 44,150 23,116 Other professional fees (attach-schedule) . 4,714,115 $644,631 152,215 ?5 17 Interest . 18 Taxes (attach schedule) (see instructions) 1,228,000 287,658 19 Depreciation (attach schedule) and depletion 261,120 14,897 20 Occupancy . . . . . . 174,821 174,821 2 21 Travel, conferences, and meetings 249,604 9,570 240,034 'g 22 Printing and publications 56,541 2,378 54,162 23 Other expenses (attach schedule) 1,961,982 143,486 10,891 1,437,675 2? 24 Total operating and administrative expenses. 33 Add lines 13 through 23 12,87g801 5,541,235 25,788 5,762,796 2 25 Contributions. gifts, grants paid . 36,620,922 40,558,023 0 26 Total expenses and disbursements. Add lines 24 and 25 . 49.497323 51541 ,235 25.733 461320319 27 Subtract line 26 from line 12: a Excess of revenue over expenses and disbursements Net investment income (if negative, enter -0-) 53,908,090 Adjusted net income (if negative, enter -O-) 0 For Paperwork Reduction Act Notice, see instructions. HTA Form Form 990-PF (2014) The Lynde and Harry Bradley Foundation, inc 39-6037928 Page 2 Balance Sheets Attached schedules and amounts in the description column should be for end-of-year amounts only (See Instructions Beginning of year End of year Book Value Book Value Fair Market Value 1 Cash?non-interest-bearing Savmgs and temporary cash investments 29,872,482 31,020,302 31,020,302 3 Accounts receivable _m Less allowance for doubtful accounts 18,230,022 10031 ,630 10,031,630 4 Pledges receivable scooped Less allowance for doubtful accounts 5 56,400,000 3,000,000 3.000.000 5 Grants receivable 6 Receivables due from of?cers, directors, trustees. and other disquali?ed persons (attach schedule) (see instructions) 7 Other notes and loans receivable (attach schedule) Less allowance for doubtful accounts 8 Inventories for sale or use 3 9 Prepaid expenses and deferred charges 10a Investments?U S. and state government obligations (attach schedule) 9,479,494 11,092,956 1 1 ,092,956 Investments?corporate stock (attach schedule) 394,143,767 281,734,173 281,734,173 Investments?corporate bonds (attach schedule) 12,230,669 16,508,01 8 16,508,018 11 Investments?land, bUIldings, and eqUIpment baSis 7} Less. accumulated depreCIation (attach schedule) 12 Investments?mortgage loans 13 Investments?other (attach schedule) 376,752,106 511,304,348 14 Land, bUIldings, and eqUIpment basrs "8,149,078 Less accumulated depreCIation (attach schedule) 087,672 3,708,665 4,06 1,406 4,061,406 15 Other assets (describe 2,521,527 2,522,747 2,522,747 16 Total assets (to be completed by all ?lers?see the instructions Also, see page 1, item I) 903,338,732 871,275,580 901,945,006 17 Accounts payable and accrued expenses 1,813,785 1,834,733 18 Grants payable 6,774,841 3,230,000 .3?3 19 Deferred revenue 1 20 Loans from of?cers, directors, trustees, and other disquali?ed persons .3 21 Mortgages and other notes payable (attach schedule) 1 22 Other liabilities (describe Pending?urchases 6,507,081 6,527,646 23 Total liabilities (add lines 17 through 22) 15,095,707 11,592,379 I Foundations that follow SFAS117, check here 3 and complete lines 24 through 26 and lines 30 and 31. 24 Unrestricted 767,224,850 744,357,612 25 Temporarily restricted 121,018,175 115,325,589 .5 26 Permanently restricted 5 Foundations that do not follow SFAS 117, check here I:l It and complete lines 27 through 31. 27 Capital stock, trust prinCIpal, or current funds s3 28 Paid?in or capital surplus. or land, . and eqmpment fund a 29 Retained earnings, accumulated income, endowment, or other funds 5 30 Total net assets or fund balances (see instructions) 888,243,025 859,683,201 I 31 Total liabilities and net assets/fund balances (see instructions) 903,338,732 871,275,580 Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year?Part ll, column line 30 (must agree With end-of-year ?gure reported on prior year?s return) 1 888,243,025 2 Enter amount from Part line 27a 2 1,827,596 3 Other increases not included in line 2 (itemize) 3 4 Add lines 1, 2, and 3 4 890,070,621 5 Decreases not included in ?ne 2 (itemize) 5 30,387,420 6 Total net assets or fund balances at end of year (line 4 minus line 5)?Part ll, column line 30 6 859,683,201 Form 990-PF (2014) Form 990-PF (2014) The Lynde and Harry Bradley Foundation, Inc. 39-6037928 Page 3 Part IV Capital Gains and Losses for Tax on Investment Income List and describe the kind(s) of property sold (e real estate, ragaugged Date acqwred Date sold 2-story brick warehouse. or common stock, 200 MLC Co) D:Dlanatlon (mo day, yr) (mo day, yr) 1a See Part IV Schedule, Page 155 Various See Part IV Schedule, Page 155 Various DepreCiation allowed Cost or other base Gain or (loss) Gross sales pnce (or allowable) plus expense of sale plus (I) a 290,058,977 245,334,029 44,724,948 34,834,165 32,668,397 2,165,768 Complete only for assets showmg gain in column and owned by the foundation on 12/31/69 (I) Gems (CO, gam mmus Ad sted bass cess of col Col 00. but not less than -0-) or (I) as of 12131/69 was (#112131 169' (otefcol If an)? Losses (from cot a 44,724,948 2,165,768 . . . If gain, also enter in Part 1, line 7 2 Capital gain net income or (net capital loss) (loss). enter in Part I. Ime 7 2 461890.716 3 Net short-term capital gain or (loss) as de?ned In sections 1222(5) and (6): If gain, also enter in Part I, line 8, column (see instructions) If (loss), enter -0- in Part ,line8 . . . . . . . . . . . 3 0 Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income If section 4940(d)(2) applies, leave this part blank Was the foundation liable for the section 4942 tax on the distributable amount of any vear in the base period? Yes No If "Yes," the foundation does not qualify under section 4940(e) Do not complete this part 1 Enter the appropriate amount in each column for each year, see the instructions before making any entries. (C) Calendar m) Adiusted qualifying distributions Net value of nonchantable-use assets (col (on 2013 40,153,715 671,878,358 0.059763 2012 40,380,856 591,683,474 0 068247 2011 41,259,230 608,427,760 0 067813 2010 46,850,644 589,897,572 0 079422 2009 49,928,548 498,989,707 0 100059 2 Total of line 1, column . . . . . . . . . . . . . . 2 0 375304 3 Average distribution ratio for the 5-year base period?dwide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years 3 0 075061 4 Enter the net value of noncharitable-use assets for 2014 from Part X, line 5 4 876,117,673 5 Multiply line 4 by line 3 5 65,762,269 6 Enter 1% of net investment income of Part I, line 27b) 6 539,081 7 Add lines 5 and 6 7 66,301,350 8 Enter qualifying distributions from Part XII, line 4 . 8 46,934,929 If line 8 is equal to or greater than line 7, check the box in Part Part VI instructions. l, line 1b, and complete that part usmg a 1% tax rate See the Form 990-PF (2014) 1a 0:01th 9.05? 10 11 1a 10 Form 990-PF (2014) The Lynde and Harry Bradley Foundation, Inc 39-6037928 Page4 Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948?see instructions) Exempt operatinq foundations described In section 4940(d)(2), check here and enter on line 1 Date of wing or determination letter (attach copy of letter if necessary?see instructions) Domestic foundations that meet the section 4940(e) requ1rements in Part V, check 1 1,078,162 here El and enter 1% of Part I, line 27b All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4% of Part I, line 12, col Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 2 0 Add lines 1 and 2 3 1,078162 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 4 Tax based on investment income. Subtract line 4 from line 3 Ifzero or less, enter -0- 5 1,078,162 Credits/Payments 2014 estimated tax payments and 2013 overpayment credited to 2014 1,248,960 Exempt foreign organizations?tax Withheld at source 6b Tax paid With application for exten5ion of time to ?le (Form 8868) So i Backup Withholding erroneously Withheld 6d _7 Total credits and payments Add lines 63 through 6d 7 1,248,960 Enter any penalty for underpayment of estimated tax Check here if Form 2220 is attached 8 Tax due. Ifthe total of lines 5 and 8 IS more than line 7, enter amount owed 9 0 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid 10 170,798 Enter the amount of line 10 to be Credited to 2015 estimated tax 170,798l Refunded 11 Statements Regarding Activities During the tax year, did the foundation attempt to in?uence any national, state, or local legislation or did it Yes No partICIpate or intervene in any political campaign? 1a Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions for the de?nition)? 1b If the answer is "Yes" to 13 or 1b, attach a detailed description of the actiwties and copies of any materials published or distributed by the foundation in connection With the actiwties Did the foundation ?le Form 1120-POL for this year? 1c Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year (1) On the foundation (2) On foundation managers *5 Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation managers if 7 Has the foundation engaged in any actiwties that have not preViously been reported to the 2 If "Yes, attach a detailed description of the actiwties Has the foundation made any changes, not preVIously reported to the IRS, in its governing instrument, articles H1 of incorporation, or bylaws. or other Similar instruments? If "Yes, attach a conformed copy of the changes 3 Did the foundation have unrelated busmess gross income of $1,000 or more during the year? 4a If "Yes," has it ?led a tax return on Form 990-T for this year? 4b Was there a liqwdation, termination, dissolution, or substantial contraction during the year? 5 If "Yes, attach the statement reqUired by General Instruction Are the reqUIrements of section 508(e) (relating to sections 4941 through 4945) satis?ed either 0 By language in the governing instrument, or 0 By state legislation that effectively amends the governing instrument so that no mandatory directions that con?ict With the state law remain in the governing instrument? 6 Did the foundation have at least $5,000 in assets at any time during the year? If 'Yes," complete Part ll, col and Part XV 7 Enter the states to which the foundation reports or With which it is registered (see instructions) 5 WI If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or de5ignate) of each state as reqUired by General Instruction G7 If "No, "attach explanation 8b Is the foundation claiming status as a private operating foundation Within the meaning of section 49420)(3) or 4942(1)(5) for calendar year 2014 or the taxable year beginning in 2014 (see instructions for Part If "Yes, "complete Part XIV 9 Did any persons become substantial contributors during the tax year? If "Yes, attach a schedule listing their names and addresses 10 Form 990-PF (2014) Form (2014) The Lynde and Harry Bradley Foundation, Inc 39-6037928 Page 5 Statements Regarding Activities (continued) 11 At any time during the year, did the foundation, directly or Indirectly, own a controlled entity the meaning of section 512(b)(13)9 If "Yes," attach schedule (see instructions) 11 12 Did the foundation make a distribution to a donor adwsed fund over which the foundation or a disquali?ed person had adVIsory priwleges'7 If "Yes," attach statement (see instructions) . 12 13 Did the foundation comply With the public inspection reqUIrements for its annual returns and exemption application? 13 WebSIte address _wi_~_w_br_aQI_ey_fg_n_grg 14 The books are in care of Telephone no Located at 5.32.02 -- 15 Section 4947(a)( 1) nonexempt charitable trusts ?ling Form 990-PF in lieu of Form 1041 ?Check here El and enter the amount of tax?exempt interest received or accrued during the year I 15 16 At any time during calendar year 2014, did the foundation have an interest in or 3 Signature or other authority Yes No over a bank, securities, or other ?nanCIal account in a foreign country? 16 See the instructions for exceptions and ?ling reqUirements for Form 114, (formerly TD 90-22 1) If "Yes," enter the name of the foreign country Statements Regarding Activities for Which Form 4720 May Be Required File Form 4720 if any item is checked in the "Yes" column, unless an exception applies. Yes N0 1a During the year did the foundation (either directly or indirectly) (1) Enqaqe In the sale or exchange. or leasmq of property With a disquali?ed person? Yes No (2) Borrow money from, lend money to, or otheMise extend credit to (or accept it from) a disquali?ed person? Yes No (3) Furnish qoods, sewices. or faCilities to (or accept them from) a disquali?ed person? Yes No (4) Pay compensation to. or pay or reimburse the expenses of, a disquali?ed person? Yes No (5) Transfer any income or assets to a disquali?ed person (or make any of either available for the bene?t or use of a disquali?ed person)? Yes No (6) Agree to pay money or property to a government of?CIal'? (Exception. Check "No" if the I foundation agreed to make a grant to or to employ the of?CIal for a period after termination of qovernment sewice, if terminatinq Within 90 days Yes No If any answer is "Yes" to did any of the acts fail to qualify under the exceptions described in Regulations section 53 or in a current notice regarding disaster a55istance (see instructions)? 1b Organizations relying on a current notice reqardinq disaster a33istance check here Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts, that a were not corrected before the ?rst day of the tax year beginning in 2014'? 1c 2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation de?ned in section 4942(1)(3) or 4942(1)(5)) a At the end of tax year 2014, did the foundation have any undistributed income (lines 6d and Be, Part for tax year(s) beqmninq before 2014?? Yes No f"Yes," list the years 20 u" 20 Are there any years listed in 2a for which the foundation is not applying the pl'OVlSlonS of section 4942(a)(2) (relating to Incorrect valuation of assets) to the year's undistributed income? (lf applying section 4942(a)(2) to all years listed, answer "No" and attach statement-see instructions 2b If the of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here 20 3a Did the foundation hold more than a 2% direct or indirect interest in any busmess enterprise 1 at any time during the year? Yes No i If "Yes," did it have excess busmess holdings in 2014 as a result of (1) any purchase by the foundation or I disquali?ed persons after May 26, 1969, (2) the lapse of the 5-year period (or longer period approved by the Commissmner under sectton 4943(c)(7)) to dispose of holdings achIred by gift or bequest, or (3) the lapse of the 10-, 15-, or 20-year ?rst phase holding period? (Use Schedule C, Form 4720, to determine If the a foundation had excess busrness holdings in 2014 3b 43 Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? 43 Did the foundation make any investment in a pnor year (but after December 31, 1969) that could Jeopardize its 7 charitable purpose that had not been removed from jeopardy before the ?rst day of the tax year beginning in 20147 4b Form 990-PF (2014) Form 990-PF (2014) The Lynde and Harry Bradley Foundation, Inc 39-6037928 Page 6 Part VII-B Statements Regarding Activities for Which Form 4720 May Be Required (continued) 5a During the year did the foundation pay or incur any amount to (1) Carry on propaganda, or othenivise attempt to in?uence legislation (section Yes No (2) In?uence the outcome of any speCI?c public election (see section 4955), or to carry on, directly or indirectly, any voter registration drive? Yes NO I (3) Prowde a grant to an indIViduaI for travel. study, or other Similar purposes? Yes No i? (4) Prowde a grant to an organization other than a charitable, etc organization described in I section (see instructions) Yes No (5) Prowde for any purpose other than religious, charitable, soienti?c, literary, or educational purposes. or for the prevention of cruelty to children or animals? Yes No i If any answer is "Yes" to did any of the transactions fail to qualify under the exceptions described in I Regulations section 53 4945 or in a current notice regarding disaster aSSistance (see instructions)? . 5b Organizations relying on a current notice reqardinq disaster a55istance check here If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax 1 because it maintained expenditure responSIbility for the qrant?? Yes No If "Yes, attach the statement reqwred by Regulations section 53 4945?5(d) k: I I Ba Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums i on a personal bene?t contractDid the foundation, during the year, pay premiums, directly or indirectly, on a personal bene?t contract? 6b if "Yes" to 6b, file Form 8870 7a At any time during the tax year, was the foundation 3 party to a prohibited tax shelter transaction? Yes NO If "Yes," did the foundation receive any proceeds or have any net income attributable to the transaction? 7b Part Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors 1 List all officers, directors, trustees, foundation managers and their compensation (see instructions). Title, and average Compensation Contributions to Name and address hours per week (If not paid, employee benefit plans Etheqlse account devoted to position enter -0-) and deferred compensation 0t er a owances Compensation of five highest-paid employees (other than those included on line 1?see instructions). If none. enter Contributions to 0? T'tle' and average em lo ee bene?t Ex ense account Name and address of each employee paid more than $50,000 hours per week Compensation devoted to posmon plans and deferred other allowances compensation _Di_a_r1ne_S_eh_Ier Director of Academ 1241 Franklin PI, Milwaukee, WI 53202 40 00 160,000 24,000 953 Michael?actmann Director of Researc 1241 Franklin PI, Milwaukee, WI 53202 40 00 136,100 20,415 146 AliciaManning Director of New Cit 1241 Franklin PI, Milwaukee, WI 53202 40 00 84,389 12,658 27 _J_a_r1et_ Riordan Director of Commu 1241 Franklin PI, Milwaukee, WI 53202 40 00 82,417 12,363 123 919561962145. Accountant 1241 Franklin PI, Milwaukee, WI 53202 45 00 73,400 1L010 15 Total number of other employees paid over $50,000 2 Form 990-PF (2014) Form 990-PF (2014) The Lynde and Harry Bradley Foundation, Inc 39-6037928 Page 7 Part Information About Of?cers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors (continued) 3 Five highest-paid independent contractors for professional services_(see instructions). If none, enter Name and address of each person paid more than 350,000 Type of sewice Compensation Eambtigae Boston, MA Investment Consulting 906,933 Milwaukee, Wl investment Management 613,022 New York, NY Investment Management 530,311 Alphaan West Conshohocken, PA Investment Management 392,786 Boston, MA Investment Management 387,858 Total number of others receivmg over $50,000 for professmnal serwces 8 Part Summary of Direct Charitable Activities List the foundation's four largest direct chantable actiwties during the tax year Include relevant statistical information such as the number of organizations and other benefimaries sewed, conferences convened, research papers produced, etc Expenses 1 External Relations - Wisconsin Conference See Attached Statement 151,247 18,976 . - - - . - . - . - . . . - . - . . . . - - - . . . . - - - - . - - Part IX-B Summa?f Program-Related Investments (see instructions) Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2 Amount . . . . . . - . - - - - . . . - - . . . - - - - - . - - - - - . . . . . . . Total. Add lines 1 through 3 0 Form 990-PF (2014) Form 990-PF (2014) The Lynde and Harry Bradley Foundation, Inc 39-6037928 Page 8 Minimum Investment Return (All domestic foundations must complete this part Foreign foundations, see instructions 1 3 4 5 6 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc purposes Average fair market value of securities Average of cash balances Fair market value of all other assets (see instructions) Total (add lines 1a, b, and c) Reduction claimed for blockage or other factors reported on lines 1a and 1c (attach detailed explanation) I 1e I AchISition Indebtedness applicable to line 1 assets Subtract line 2 from line 1d Cash deemed held for charitable actIVities Enter 1 V2 of line 3 (for greater amount, see instructions) Net value of noncharitable-use assets. Subtract line 4 from line 3 Enter here and on Part V, line 4 Minimum investment return. Enter 5% of line 5 13 506,167,661 1b 35,032,086 10 348,259,820 1d 889,459,567 2 3 889,459,567 4 13,341,894 5 876,1 17,673 6 43,805,884 Part XI Distributable Amount (see instructions) (Section 4942(1)(3) and private operating foundations and ceitain foreign organizations check here and do not complete this part 1 Minimum investment return from Part X, line investment income for 2014 from Part VI, line 5 2a 1,078,162 Income tax for 2014 (This does not include the tax from Part VI 2b 35 Add lines 23 and 2b 2c 1,078,162 3 Distributable amount before adjustments Subtract line 20 from line 1 3 42,727,722 4 Recoveries of amounts treated as qualifying distributions 4 97,079 5 Add lines 3 and 4 5 42,824,801 6 Deduction from distributable amount (see instructions) 6 7 Distributable amount as ad}usted Subtract line 6 from line 5 Enter here and on Part line 1 7 42,824,801 Qualifying Distributions (see instructions) 1 Amounts paid (including administrative expenses) to accomplish charitable, etc purposes a Expenses, contributions, gifts, etc ?total from Part I, column line 26 1a 46,320,819 Program-related investments?total from Part IX-B 1b 2 Amounts paid to achire assets used (or held for use) directly in carrying out charitable, etc purposes 2 614,110 3 Amounts set aSIde for speCI?c charitable prolects that satisfy the a SUitability test (prior IRS approval reqUired) 3a Cash distribution test (attach the requrred schedule) 3b 4 Qualifying distributions. Add lines 1a through 3b Enter here and on Part V, line 8, and Part line 4 4 46,934,929 5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income Enter 1% of Part I, line 27b (see instructions) 5 6 Adjusted qualifying distributions. Subtract line 5 from line 4 6 46,934,929 Note. The amount on line 6 Will be used in Part V, column in subsequent years when calculating whether the foundation quali?es for the section 4940(e) reduction of tax in those years Form 990-PF (2014) Form 990-PF (2014) The Lynde and Harry Bradley Foundation, Inc 39-6037928 Page 9 Part Undistributed Income (see instructions 1 Distributable amount for 2014 from Part XI, Corpus Years Prl?rt? 2?13 2?13 2014 line 7 42,824,801 2 Undistributed income, if any, as of the end of 2014 7 a Enter amount for 2013 only Total for prior years 20 20 20 3 Excess distributions carryover, if any. to 2014 a From 2009 From 2010 13,322,090 0 From 2011 11.481.427 From 2012 11,642,926 From 2013 7,666,305 Total of lines 3a through 6 44,112,748 4 Qualifying distributions for 2014 from Part Xll, line 4 46,934,929 a Applied to 2013, but not more than line 2a Applied to undistributed income of prior years (Election reqUIred?see instructions) Treated as distributions out of corpus (Election reqUIred?see instructions) Applied to 2014 distributable amount 42,824,801 Remaining amount distributed out of corpus 4,110,128 5 Excess distributions carryover applied to 2014 (If an amount appears in column the same amount must be shown in column 6 Enter the net total of each column as indicated below: a Corpus Add lines 3f, 4c, and 4e Subtract line 5 48,222,876 Prior years' undistributed income Subtract line 4b from line 2b Enter the amount of prior years' undistributed income for which a notice of de?CIency has been issued, or on which the section 4942(a) tax has been preVioust assessed Subtract line 60 from line 6b Taxable amount?see instructions 9 Undistributed income for 2013 Subtract line 4a from line 2a Taxable amount?see instructions Undistributed income for 2014 Subtract lines 4d and 5 from line 1 This amount must be distributed in 2015 0 7 Amounts treated as distributions out of corpus to satisfy requarements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be reqmred?see instructions) 8 Excess distributions carryover from 2009 not applied on line 5 or line 7 (see instructions) 9 Excess distributions carryover to 2015. Subtract lines 7 and 8 from line Ga 48,222,876 10 Analy5is of line 9 a Excess from 2010 13,322,090 Excess from 2011 11,481,427 Excess from 2012 11,642,926 Excess from 2013 7,666,305 Excess from 2014 4,110,128 Form 990-PF (2014) Form 990-PF (2014) The Lynde and Harry Bradley Foundation, Inc 39-6037928 Page 10 Private Operating Foundations (see Instructions and Part VII-A, question 9) NIA 1a Ifthe foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 2014, enter the date of the ruling Check box to indicate whether the foundation is a private operating foundation described in section 49421013) or 49420)(5l 2a Enter the lesser of the adiusted net Tax year Prior 3 years income from Part or the minimum Total investment return from Part for 2014 2013 2012 2011 each year listed 0 85% of line 2a 0 Qualifying distributions from Part XII, line 4 for each year listed 0 Amounts included in line 2c not used directly for active conduct of exempt actiwties 0 Qualifying distributions made directly for active conduct of exempt actiVIties Subtract line 2d from line 2c 0 3 Complete 3a, b, or forthe alternative test relied upon a "Assets" alternative test?enter (1) Value of all assets 0 (2) Value of assets qualifying under section 49420)(3)(B)(i) 0 "Endowment" alternative test?enter 2/3 of minimum Investment return shown In Part X, line 6 for each year listed 0 "Support" alternative test?enter (1) Total support other than gross investment income (interest, dwidends, rents. payments on securities loans (section or royalties) (2) Support from general public and 5 or more exempt organizations as prowded in section 0 (3) Largest amount of support from an exempt organization 0 (4) Gross investment income 0 Supplementary Information (Complete this part only if the foundation had $5,000 or more in assets at any time during the year?see instructions.) 1 Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000) (See section 507(d)(2) NONE List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest NONE 2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs: Check here if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicned requests for funds If the foundation makes gifts, grants, etc (see instructions) to indiVIduals or organizations under other conditions, complete items 2a, b, c, and a The name, address, and telephone number or e-mail address of the person to whom applications should be addressed Grants Program - The Lynde and Harry Bradley Foundation, Inc 1241 Franklin Pl Milwaukee, WI 53202 (414) 291-9915 The form in which applications should be submitted and information and materials they should include Proposal, Budgets and amount of grant being requested, IRS Determination Letter under Section 501(c)(3), see bradleyfdn org Any SmeISSlon deadlines The Board of Directors meets four times a year To be conSidered, full proposals should be submitted by February tst, May 1st, August 1st, and November 1st See bradleyfdn org Any restrictions or limitations on awards, such as by geographical areas, charitable ?elds, kinds of institutions. or other factors The Foundation normally awards grants only to organizations qualified under 509(a)(1), (2), (3) ans Section 501(c)(3) of the Internal Revenue Code Form 990-PF (2014) Form QQO-PF (2014) The Lynde and Harry Bradley Foundation, Inc 39?6037928 Page 11 Part XV Supplementary Information (COhtll?lUEd) 3 Grants and Contributions Paid Durin the Year or Approved for Future Payment If recrplent Is an Foundation ec'p'ent show any to tat Purpose of grant or A . any foundatlon manager 5 us 0 oontnbutlon mount Name and address (home or busmess) orsubstam. contnbuto, rec?PIP?"l a Paid during the year See Attached Statement, Page 272 Various 40,558,023 Total . . . . . . 33 40,558,023 Approved for future payment See Attached Statement, Page 281 Various 3,230,000 Total 3b 3,230,000 Form 990-PF (2014) Form 990-PF (2014) The Lynde and Harry Bradley Foundation, Inc Part XVI-A Analysis of Income-Producing Activities 39-6037928 Page 12 Enter gross amounts unless othenNIse Indicated Unrelated busnness income Excluded by section 512, 513, or 514 (hi ?or id) 33322:: ($211? Busrness code Amount EchUSIon code Amount (See Instructions) 1 Program serwce revenue a Interest Income from PRI 01 75,000 9 Fees and contracts from government agencres 2 Membership dues and assessments 3 Interest on savmgs and temporary cash Investments 14 341 4 Dlwdends and Interest from securities 14 11,547,010 5 Net rental Income or (loss) from real estate . a Debt-?nanced property Not debt-?nanced property I 6 Net rental Income or (loss) from personal prOperty 7 Other investment Income 8 (Sam or (loss) from sales of assets other than Inventory 18 43,552,628 9 Net Income or (loss) from speCIal events 10 Gross pro?t or (loss) from sales of Inventory 11 Other revenue 3 Rental Income 16 25,788 Bradley Legacy Book Revenue 01 550 Income from Trust 14 17,482 Refund of Expenses Paid In Prior Year 01 538 Employee Jury Duty Pay 01 19 12 Subtotal Add columns and 0 55,219,356 0 13 Total. Add line 12, columns and 13 55,219,356 See worksheet In line 13 Instructions to ve calculations Relationshi of Activities to the Accom ishment of Exem Pu Explain below how each for which Income IS reported In column of Part XVI-A contributed Importantly to the accomplishment of the foundation's exempt purposes (other than by funds for such purposes) (See Instructions NIA Line No. Form 990-PF (2014) Form 990-PF (2014) The Lynde and Foundation, Inc . 39-6037928 Page 13 Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations 1 Did the organization directly or indirectly engage in any of the following any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations? a Transfers from the reporting foundation to a nonchantable exempt organization of: (1) Cash (2) Other assets . . . . . . . . . . . Other transactions (1) Sales of assets to a noncharitable exempt organization . . . . . . . . 1b(1) (2) Purchases of assets from a nonchantable exempt organization . . . . . . . . . 1b(2) (3) Rental of facilities, equipment, or other assets . . . . . . . . 1b(3) (4) Reimbursement arrangements . . . . . . . . . . . . 1b(4) (5) Loans or loan guarantees . . . . . . . . . . . . . . 1b(5 (6) Performance of sewices or membership or fundraising solicitations . . . . . . . 1b(6) Sharing of faCIlities, equment, mailing lists, other assets. or paid employees . . . . . 1c If the answer to any of the above is "Yes," complete the followmg schedule. Column should always show the fair market value of the goods, other assets, or sewices given by the reporting foundation. If the foundation received less than fair market value in any transaction or sharing arrangement, show in column the value of the goods, other assets, or services received Line no Amount involved Name of nonchantable exempt Description of transfers, transactions, and shanng arrangements 2a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527'? . I: Yes No If "Yes," complete the Name of organization Type of organization Description of relationship A Under penaltie nury, I declar it have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, Si correct, and co te reparer (other than taxpayer) is based on all information of which preparer has any knowledge Mum 9" i? (1 1:32:332222194m5mmw Here Signature of of?cer or trustee te TItIEreSldent CEO (see lns?malons)? Elves No A A Paid preparers name I k} Da/te/ Check [3 If Pre arer Rachel Becker 7 I 7 selfemmoyed Firm?s name DeIOItte Tax LLP a Firm's am 86-1065772 use Firm?s address 5 555 Wells, 1400, Milwaukee, WI 53202 Phone no (414) 271-3000 Form 990-PF (2014) Schedule - OMB No 1545-0047 (Fmggo' Schedule of Contributors or 990-PF) Attach to Form 990. Form or Form 990-PF. Department of the Treasury . 1 4 Mama, Revenue Semce Information about Schedule (Form 990. 990-EZ. or 990-PF) and its instructions is at Name of the organization Employer identi?cation number The Lynde and Harry Bradley 39-6037928 Organization type (check one) Section: 501(c)( El 4947(a)(1) nonexempt charitable trust not treated as a private foundation Filers of: Form 990 or 990-EZ (enter number) organization 527 political organization Form 990-PF 501 exempt private foundation 4947(a)(1) nonexempt charitable trust treated as a private foundation 501(c)(3) taxable private foundation Check if your organization is covered by the General Rule or a Special Rule. Note. Only a section 501(c)(7). (8). or (10) organization can check boxes for both the General Rule and a Rule See instructions General Rule For an organization ?ling Form 990. 990-EZ. or 990-PF that received. during the year. contributions totaling $5.000 or more (in money or property) from any one contributor Complete Parts I and II See instructions for determining a contributor?s total contributions Special Rules For an organization described in section 501(c)(3) ?ling Form 990 or 990-EZ that met the 331/3 support test of the regulations under sections 509(a)(1) and that checked Schedule A (Form 990 or 990-EZ). Part II. line 13. 16a. or 16b. and that received from any one contributor. during the year. total contributions of the greater of (1) $5.000 or (2) 2% of the amount on Form 990. Part line 1h. or (ii) Form 990-EZ. line 1 Complete Parts I and II For an organization described in section 501(c)(7). (8). or (10) ?ling Form 990 or QQO-EZ that received from any one contributor. during the year. total contributions of more than $1.000 exclusrvely for religious. charitable. smenti?c. literary. or educational purposes. or for the prevention of cruelty to children or animals Complete Parts I. II. and For an organization described in section 501(c)(7). (8), or (10) ?ling Form 990 or 990-EZ that received from any one contributor. during the year. contributions excluswely for religious. charitable. etc . purposes. but no such contributions totaled more than $1.000 If this box is checked. enter here the total contributions that were received during the year for an excluswely religious. charitable. etc . purpose Do not complete any of the parts unless the General Rule applies to this organization because it received nonexcluswely religious. charitable. etc . contributions totaling $5.000 or mere during the year - -- Caution. An organization that is not covered by the General Rule and/or the SpeCIE-ll Rules does not ?le Schedule (Form 990. or 990-PF). but it must answer "No" on Part IV. line 2. of its Form 990. or check the box on line of its Form 990-EZ or on its Form 990-PF. Part I, line 2. to certify that it does not meet the ?ling reqUIrements of Schedule (Form 990. 990-EZ. or 990-PF) For Paperwork Reduction Act Notice. see the Instructions fer Form 990, BSO-EZ. or 990-PF. Schedule (Form 990. BSD-E2. or BSD-PF) (2014) HTA -19? Schedule (Form 990, 990-EZ, or 990-PF) (2014) Name of organization The Lynde and Harry Bradley Foundation, Inc Contributors (see instructions) Use duplicate copies of Part I if additional space is needed Page 2 Employer identification number 39-6037928 Id) No. Name, address, and ZIP 4 Total contributions Type of contribution $390.9- Person .619 ?it! Payroll El -526. ?2669 119,169,112 Noncash Foreign State or Provmce (Complete Part II for Foreign Country noncash contributions (C) No. Name, address, and ZIP 4 Total contributions Type of contribution Person Payroll gmcagg -5969? -115254. Noncash Foreign State or Provmce (Complete Part II for Foreign Country noncash contributions No. Name, address, and ZIP 4 Total contributions Type of contribution Person Payroll Noncash Foreign State or Provmce (Complete Part II for Foreign Country noncash contributions No. Name, address, and ZIP 4 Total contributions Type of contribution Person Payroll Noncash Foreign State or Provmce (Complete Part II for Foreign Country noncash contributions.) (8) No. Name, address, and ZIP 4 Total contributions Type of contribution Person I: Payroll Noncash '3 Foreign State or Provmce (Complete Part II for Foreign Country noncash contributions.) (8) (C) No. Name, address, and ZIP 4 Total contributions Type of contribution Foreign State or Provmce Foreign Country Person Payroll Noncash (Complete Part II for noncash contributions -20? Schedule 3 (Form 990, QED-E2, or 990-PF) (2014) Schedule (Form 990. 990-EZ, or 990-PF) (2014) Name of organization The Lynde and Harry Bradiey Foundation, Inc Page 3 Employer Identification number 39-6037928 Noncash Property (see Instructions) Use dupllcate copies of Part II If space IS needed No. from Part Description of noncash property given (6) FMV (or estimate) (see instructions) Date received yams. 519993051. Mumps! 13.909 s. - -. See Attached Detail - - - - . . .31- 929. .515. No. from Part FMV (or estimate) (see instructions) Date received - - - - - - . - . . . . . . . - - No. from Part I FMV (or estimate) (see instru ctlons) Date received . . . . - . . . . . . - - No. from Part I FMV (or estimate) (see instructions) Date received No. from Partl FMV (or estimate) (see instructions) Date received . . . . . . . . - - - - - - . - - . . - . . - - - - - - - - - . . . . . No. from Part I FMV (or estimate) (see N) Date received -21? Schedule (Form 990, 990-52, or 990-PF) (2014) Schedule (Form 990, 990-EZ, or 990-PF) (2014) Name of organization Page 4 Employer identi?cation number 39?6037928 The ride and Harry Bradley Foundation, Inc Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns through and the followmg line entry For organizations completing Part enter the total of exclusively religious, charitable, etc. contributions of $1,000 or less forthe year (Enter this information once See instructions >3 0 Use duplicate copies of Part if additional space IS needed No. from' Purpose of gift Use of gift Description of how gift is held Part Transfer of ift 9 Transferee's name, address, and ZIP 4 Relationship of transferor to transferee lira; No. froml Purpose of gift Use of gift Description of how gift is held Part Transfer of gift Transferee's name, address, and ZIP 4 Relationship of transferor to transferee 'F'cir'iw'ra'v "66656, No. from Purpose of gift Use of gift Description of how gift is held Part I Transfer of gift Transferee's name, address, and ZIP 4 Relationship of transferor to transferee No. froml Purpose of gift Use of gift Description of how gift is held Part (9) Transfer of gift Transferee?s name, address, and ZIP 4 Relationship of transferor to transferee 'F'cir'ia'rai Schedule (Form 990, 990-EZ, or 990-PF) (2014) The Lynde and Harry Bradley Foundation, Inc. Noncash Centributions Received Year Ended 12/31/2014 Date No. of Units Security Description 1 Security Description 2 Contribution Amount 02/26/14 5,550.0000 ALLSTATE 297,757 50 02/26/14 5,900.0000 AMERISOURCEBERGEN CORP 405,448 00 02/26/14 3,500.0000 AMPHENOL CORP 309,155 00 02/26/14 15,675.0000 CORP 588,596 25 02/26/14 11,000 0000 CVS CAREMARK CORP 785,070 00 02/26/14 4,175 0000 CHEVRON CORP 476,576 25 02/26/14 7,325.0000 COCA-COLA 274,687 50 02/26/14 5,500 0000 CONOCOPHILLIPS 365,310 00 02/26/14 8,900.0000 CROWN HOLDINGS INC 396,050 00 02/26/14 7,950 0000 DANAHER CORP 610,719 00 02/26/14 7,950.0000 DEVON ENERGY CORP 508,084 50 02/26/14 6,200.0000 WALT DISNEY 500,526.00 02/26/14 9,825 0000 EXPRESS SCRIPTS HOLDING CO 730,488 75 02/26/14 6,450 0000 FIDELITY NATIONAL INFORMATION 354,427 50 02/26/14 11,600.0000 GENERAL MILLS INC 580,580 00 02/26/14 5,300 0000 HANCOCK HOLDING CO 178,133 00 02/26/14 3,950 0000 ILLINOIS TOOL WORKS INC 323,347 00 02/26/14 26,850 0000 INTERPUBLIC GROUP OF COS 461,014 50 02/26/14 4,650 0000 JOHNSON JOHNSON 423,661 50 02/26/14 4,625.0000 KELLOGG CO 281,292 50 02/26/14 5,500 0000 LABORATORY CORP OF AMERICA HOL 515,680 00 02/26/14 16,550 0000 MARATHON OIL CORP 563,196 50 02/26/14 925 0000 MARKEL CORP 531,875.00 02/26/14 11,300 0000 MEDTRONIC INC 650,880 00 02/26/14 7,650.0000 MEDTRONIC INC 440,640 00 02/26/14 17,400 0000 MICROSOFT CORP 655,806 00 02/26/14 8,900.0000 MICROSOFT CORP 335,441 00 02/26/14 11,400 0000 MONDELEZ INTERNATIONAL INC 387,030 00 02/26/14 9,350.0000 NCR CORP 313,599 00 02/26/14 3,225.0000 OCCIDENTAL PETROLEUM CORP 309,019 50 02/26/14 3,075.0000 OMNICOM GROUP INC 234,930 00 02/26/14 14,500.0000 ORACLE CORP 554,625 00 02/26/14 13,400 0000 ORACLE CORP 512,550 00 02/26/14 7,500 0000 ORACLE CORP 286,875 00 02/26/14 6,675 0000 PEPSICO INC 528,860 25 02/26/14 4,300 0000 PROCTER 8: GAMBLE 334,798 00 02/26/14 3,375 0000 ROYAL DUTCH SHELL PLC ADR 247,353 75 02/26/14 7,550 0000 SIGMA-ALDRICH CORP 709,171 50 02/26/14 13.550 0000 SPECTRA ENERGY CORP 506,092 50 02/26/14 8,600 0000 CORP 701,674 00 02/26/14 8,360.0000 TJX COS INC 504,860 40 02/26/14 6,100 0000 UNITED TECHNOLOGIES CORP 710,589 00 02/26/14 2,950 0000 UNITED TECHNOLOGIES CORP 343,645 50 02/26/14 2,130 0000 VERIZON COMMUNICATIONS INC 98,597 70 02/26/14 3,400.0000 VIACOM INC 293,862 00 02/26/14 4,418 0000 VODAFONE GROUP PLC NEW SPONSORED ADR NO PAR 182,021.60 02/26/14 3,775 0000 WAL-MART STORES INC 276,896 25 02/26/14 3,450 0000 WATERS CORP 388,435 50 \Flnance\IRS-Tax\2014\2014 Listing of Contributed Securltles -23 The Lynde and Harry Bradley Foundation, Inc. Noncash Contributions Received Year Ended 12/31/2014 Date 02/26/14 02/26/14 02/26/14 02/26/14 02/26/14 02/28/14 02/28/14 02/28/14 02/28/14 02/28/14 02/28/14 02/28/14 02/28/14 02/28/14 02/28/14 02/28/14 02/28/14 02/28/14 02/28/14 02/28/14 02/28/14 02/28/14 02/28/14 02/28/14 02/28/14 02/28/14 02/28/14 02/28/14 No. of Units Security Description 1 3,250.0000 WELLPOINT INC 6,825.0000 WELLS FARGO 8: CO 8,850 0000 AON CORP 4,800 0000 ACCENTURE PLC 6,300 0000 WILLIS GROUP HOLDINGS PUBLIC 200,000 0000 ALASKA ST MUNI BOND BANK AUTH 515,000 0000 ARIZONA BRD OF RGTS ST UNIV 500,000 0000 CALIFORNIA ST DEPT OF WTR RESO 225.000.0000 CALIFORNIA ST PUBLIC WKS BRD 500,000.0000 CHARLESTON SC EDUCTNL EXCELLEN 500,000 0000 CHELAN CNTY WA PUBLIC UTILITY 500,000.0000 COLORADO ST BRD OF GOVERNORS 750,000.0000 CONNECTICUT ST 500,000 0000 DENVER CITY CNTY CO ARPT REV 170,000.0000 GEORGIA ST 500,000.0000 GRANITE UT SCH DIST SALT LAKE 250,000.0000 HAWAII ST 5,000 0000 LOWER COLORADO RIVER TX AUTH 40,000.0000 LOWER COLORADO RIVER TX AUTH 5,000 0000 LOWER COLORADO RIVER TX AUTH 950,000 0000 LOWER COLORADO RIVER TX AUTH 600,000 0000 MORGAN HILL CA UNIF SCH DIST 1,000,000 0000 SAN BERNARDINO CA CLG DI 500,000 0000 SAN DIEGUITO CA UNION HIGH SCH 435,000 0000 SARASOTA CNTY FL UTILITY SYS 500,000 0000 TARRANT TX REGL WTR DIST WTR 1,000,000.0000 UNIV OF CALIFORNIA CA REVENUES 500,000.0000 WASHOE CNTY NV SCH DIST TOTAL oi Contributed Securltles _24 Security Description 2 LIMITED COMPANY 5 125% 03/01/2031 DD 03/01/11 5 500% 07/01/2026 DD 02/01/11 5.000% 12/01/2020 DD 03/05/13 6 000% 04/01/2025 DD 04/15/09 5.000% 12/01/2014 DD 09/01/04 5 000% 07/01/2029 DD 08/11/09 5 000% 03/01/2027 DD 12/31/13 5 000% 10/15/2026 DD 10/24/13 5 250% 11/15/2036 DD 10/28/09 4.000% 10/01/2022 DD 01/08/13 4.500% 06/01/2020 DD 07/28/11 6.500% 12/01/2016 DD 12/01/96 5.250% 05/15/2029 00 06/29/09 5 250% 05/15/2029 DD 06/29/09 5 250% 05/15/2029 DD 06/29/09 5 250% 05/15/2029 DD 06/29/09 4 000% 08/01/2037 DD 03/07/13 6 375% 08/01/2025 DD 12/30/08 4.000% 08/01/2038 DD 04/11/13 5 000% 10/01/2025 DD 12/13/13 4 750% 03/01/2029 DD 03/15/06 5 750% 05/15/2029 DD 03/31/09 5 000% 06/01/2028 DD 07/06/11 Contribution Amount 291,460 00 314,496 00 762,516 00 400,368 00 265,797 00 217,838 00 590,916 15 608,910.00 264,246 75 518,195.00 534,720 00 571,360 00 862,417.50 535,920 00 193,869 70 584,635 00 291,737 50 6,001 10 48,008 80 6,001 10 1,031,386.50 571,020 00 1,240,320 00 487,040 00 505,169 85 529,500 00 1,175,720 00 541,015 00 34,920,514.65 The Lynde and Harry Bradley Foundation, Inc. 39-6037928 Attachment to Form 990-PF, Schedule For the Year Ended 12/31/2014 The amount listed on Schedule B, Part is reported on a cash basis, con5istent With The Lynde and Harry Bradley Foundation, nc.'s tax method of accounting as indicated on Form 990-PF, Part Schedule] and used to complete Form 990-PF, Part I, column and Form 990-PF, Part I, Line 1(a) is completed con5istent With The Lynde and Harry Bradley Foundation, Inc.?s books and records, which is completed on a GAAP accrual basis. The difference of $53,400,000 between the contributions reported on Form 990-PF, Part I, Line 1(a) and contributions reported on Schedule B, Part is due to the difference in the method for books and records as compared to the tax reporting method. In 2013, a contribution receivable of $56,400,000 from the Sarah D. Barder Family Trust Established 11/22/1985 was recorded as revenue on The Lynde and Harry Bradley Foundation, Inc?s books and records. In 2014, the contribution receivable was subsequently written down for GAAP purposes by $4,039,281 to the estimated value of the contribution expected to be received in future years. This write-down was offset by other cash contributions received that were not part of this same gift of $145,244. The net amount of ($3,784,037) is reported on Form Part I, Line 1. Schedule reports the $49,360,719 of cash and noncash securities actually received in 2014 from the Sarah D. Barder Family Trust Established 11/22/1985. The other cash contributions of $145,244 received during 2014 are also reported on Schedule B. -25? The Lynde and Harry Bradley Foundation. Inc . 39-6037928 Part I, Line 11 Other Income 119377 2418J60 25788 Revenue and Expenses Net Investment Adjusted Description per Books Income Net Income 1 Income from K-1s 1,923,253 2 Rental Income 25388 0 25,788 3 Interest Income from PRI 75.000 75.000 4 Bradley Legacy Book Revenue 550 550 5 Income from Trust 17,482 0 6 Refund of Expenses Pald In Year 538 0 7 Employee Jury Duty Pay 19 8 SectIon 1256 Mark to Market 419,357 -156* ?2014 CCH All rights reserved The Lynde and Harry Bradley Foundatron. Inc . 39-6037928 Part I, Line 16a - Legal Fees 1201286 6,089 0 113,505 Disbursements Revenue and for Charitable Expenses per Net Investment Adjusted Net Purposes Description Books Income Income (Cash Basns Only) 1 [Foley 8. Lardner 120,286 6,089 113,505 -157- ?2014 CCH All rights reserved The Lynde and Harry Bradley Foundation. Inc . 39-6037928 Part_ , Line 16b (990-PB - AccountinLFees 70,491 44,150 0 23,116 Disbursements Revenue and for Charitable Expenses per Net Investment Adjusted Net Purposes Description Books Income Income (Cash Basns Only) 1 Detontte Touche LLP 61.000 39.650 21.350 2 DeIOItte Tax LLP 9.491 aw L166 -1 58 - ?2014 CCH All rights reserved The Lynde and Harry Bradley Foundatlon. Inc 39-6037928 Part I, Line 16c (990-PF) - Other Professional Fees 4,714,115 4,644,631 0 152,215 Disbursements Revenue and for Charitable Expenses per Net Investment Adjusted Net Purposes Description Books Income Income (Cash Basrs Only) 1 Investment Management Fees 3,325,018 3,355,465 2 Custodian Fees 371,660 382,233 482 3 Consulting Fees - Finance 906,933 906,933 4 General Consulting Fees 138,758 138,758 5 Grant Related Consulting Fees 12,975 12,975 6 Recapture Revenue -41,229 - 59 - ?2014 CCH All rights reserved The Lynde and Harry Bradley Foundation, Inc . 39-6037928 Part I, Line 18 (990-PF) - Taxes 1,228,000 287,658 0 0 Revenue Disbursements and Expenses Net Investment Adjusted for Charitable Description per Books Income Net Income Purposes 1 Exalse Taxes 1,200,000 2 Federal Income Taxes 23,333 3 State Income Taxes 4,667 4 Foreign Taxes Paid 287,658 -1 6 0 - ?2014 CCH All rights reserved The Lynde and Harry Bradley Foundation, Inc 39-6037928 Part I, Line 23 Other Expenses 1,961,982 143,486 10,891 1337,675 Revenue and Disbursements Expenses Net Investment Adjusted Net for Charitable Description per Books Income Income Purposes 1 management fees 150,529 82,158 2 Foundatron auto expense 642 642 3 Of?ce, SUpplleS, postage, misc 39,986 3,199 36,787 4 Telemme 7,338 587 6,751 5 Organization dues 8. fees 49,964 1,538 48,426 6 Grant checking servrce 7,280 7,280 7 Travel for grantee events 35?6 35,555 8 Video production 159,668 1591568 9 ReceLtIon and grantee event expenses 81,984 81,984 10 rental 145,897 145,897 11 Grantee events - management servtces 165,691 165,691 1 2 Matenals, and support for offsne grantee events 105,142 105,142 13 Consulting for grantee event 61,788 61,788 14 Symposmm 18,976 18,976 15 Computer and of?ce equment 213,412 55,773 151,080 16 Payroll servrce charge 2,306 231 2,076 17 External relations 451,007 156,901 18 Grantee related expesnes 163,233 163,233 19 Rental property expenses 83,606 10,891 72,714 20 Grantee event broadcastan 15,156 15,156 21 Grant related expenses 2,821 2.821 - 1 6 - ?2014 CCH All reserved -162- The Lynde and Harry Bradley Foundation, Inc 39-6037928 Part II, Line 10a (990-PF) - Investments - U.S. and State Government Obligations Shares/Par Description 1,550,000 00 TREASURY BOND 3.500% 02/15/2039 DD 02/15/09 775,000.00 TREASURY BOND 4 375% 02/15/2038 DD 02/15/08 1,625,000 00 TREASURY BOND 5.250% 11/15/2028 DD 11/15/98 1,425,000.00 TREASURY BOND 6.250% 08/15/2023 DD 08/15/93 1,625,000 00 TREASURY NOTE 1.250% 04/30/2019 DD 04/30/12 2,150,000 00 TREASURY NOTE 2.625% 08/15/2020 DD 08/15/10 Total Government Obligations Municipals 100,000 00 BETHLEHEM PA 2 154% 10/01/2016 DD 04/09/13 270,000 00 NEW HAMPSHIRE ST HSG FIN AUTHS 0 852% 07/01/2016 DD 0 Total Municipals Total Investments - and State Government Obligations Valuation Method FMV FMV FMV FMV MV FMV FMV MV Book Value End of Year 1,780,206.00 1,014,103 00 2,178,637 50 1,897,359.00 1,606,085 00 2,245,245 00 10,721 ,635.50 101,072 00 270,248 40 371,320.40 11,092,955.90 FMV End of Year 1,780,206 00 1,014,103.00 2,178,637.50 1,897,359 00 1,606,085 00 2,245,245 00 10,721 ,635.50 101,072 00 270,248 40 371,320 40 11,092,955 90 -163- The Lynde and Harry Bradley Foundation, Inc. 39-6037928 Part II, Line 10b - Investments - Corporate Stock Shares/Par Description 63,079.00 ABB LTD 8,556 00 ACCENTURE PLC 21,488 00 ADECCO SA 110,533.00 AKASTOR ASA 120,948.00 AKER SOLUTIONS ASA 131,551 00 ALENT PLC 57,456 00 AMEC FOSTER WHEELER PLC 101,381 00 APPLIED MATERIALS INC 44,182 00 ARCH CAPITAL GROUP LTD 10,353 00 BAIDU INC ADR 16,049.00 CARLSBERG AIS 239,708.00 COMPASS GROUP PLC 34,935 00 COVIDIEN PLC 54,300.00 CREDIT SAISON CO LTD 14,179 00 DEUTSCHE BOERSE AG 35,676.00 DIAGEO PLC 135,603 00 FLEXTRONICS INTERNATIONAL LTD 22,145.00 GROUPE BRUXELLES LAMBERT SA 45,477 00 IMPERIAL OIL LTD 223,218.00 ING GROEP NV 62,142 00 ISS AIS 41,300.00 KAO CORP 23,877.00 KIA MOTORS CORP 1,489,353 00 LLOYDS BANKING GROUP PLC 12,600.00 NIFCO 30,444 00 NOVARTIS AG 121,115.00 ORKLA ASA 13,205 00 PANALPINA WELTTRANSPORT HOLDIN 8,495.00 PARGESA HOLDING SA 169,646.00 QINETIQ GROUP PLC 17,776 00 RELX NV Valuation Method FMV FMV FMV Book Value End of Year 1,342,011 83 764,136.36 1,488,903 34 318,439.06 670,270.87 658,438 08 764,187.93 2,526,414 52 2,611,156.20 2,360,173 41 1,248,711.96 4,105,793.60 3,573,151 80 1,023,092 66 1,016,055 24 1,028,279 94 1,516,041.54 1,895,856 43 1,965,140.39 2,925,236 51 1,798,495 26 1,638,634 56 1,136,120 81 1,760,747 89 411,960 45 2,829,470.54 826,274 22 1,774,133 25 658,722 64 497,034.06 426,755 40 FMV End of Year 1,342,011 83 764,136.36 1,488,903 34 318,439 06 670,270.87 658,438.08 764,187.93 2,526,414 52 2,611,156.20 2,360,173.41 1,248,711.96 4,105,793.60 3,573,151 80 1,023,092 66 1,016,055 24 1,028,279 94 1,516,041.54 1,895,856 43 1,965,140.39 2,925,236.51 1,798,495 26 1,638,634.56 1,136,120.81 1,760,747.89 411,960.45 2,829,470.54 826,274 22 1,774,133 25 658,722.64 497,034.06 426,755.40 *164- The Lynda and Harry Bradley Foundation, Inc. 39-6037928 Part II, Line 10b (990-PF) - Investments - Corporate Stock Shares/Par Description 188,610 00 RELX PLC 507,806 00 ROYAL BANK OF SCOTLAND GROUP 2,600 00 SAMSUNG ELECTRONICS CO LTD 4,025.00 SANKYO CO LTD 12,272.00 SAVILLS PLC 189,720 00 SERCO GROUP PLC 76,382.00 SOCIETE TELEVISION FRANCAISE 1 4,260.00 SODEXO SA 69,800.00 STANLEY ELECTRIC CO LTD 43,121.00 TE CONNECTIVITY LTD 747,560 00 TESCO PLC 143,420 00 TNT EXPRESS NV 1,500 00 TOKYO ELECTRON LTD 34,584 00 T83 BANKING GROUP PLC 35,190.00 UNILEVER PLC ADR 157,739.00 VESUVIUS PLC 36,005 00 VIVENDI SA 8,745.00 ALEXION PHARMACEUTICALS INC 16,216 00 ALIBABA GROUP HOLDING LTD ADR 7,366.00 AMAZONCOM INC 38,395 00 ARM HOLDINGS PLC ADR 8,300.00 BAIDU INC ADR 6,382 00 BIOGEN INC 34,196.00 BRISTOL-MYERS SQUIBB CO 70,650 00 CABOT OIL GAS CORP 18,235.00 CELGENE CORP 33,706.00 COGNIZANT TECHNOLOGY SOLUTIONS 24,000 00 FACEBOOK INC 40,172 00 FASTENAL co 27,103.00 FMC TECHNOLOGIES INC 13,188 00 ILLUMINA INC Valuatlon Method FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV Book Value End of Year 3,234,991.57 3,122,845.41 3,138,971.26 139,319.82 130,118.79 475,384.20 1,175,659.22 418,931.65 1,525,301.23 2,727,403 25 2,203,046 24 961,614.90 115,363.44 150,127 49 1,424,491 20 1,097,449.14 901,418 82 1,618,087.35 1,685,491.04 2,286,038.10 1,777,688 50 1,892,151.00 2,166,369 90 2,018,589.88 2,091,946.50 2,039,878.96 1,774,957.96 1,872,480.00 1,910,580 32 1,269,504.52 2,434,241.04 FMV End of Year 3,234,991 57 3,122,845.41 3,138,971.26 139,319 82 130,118.79 475,384 20 1,175,659 22 418,931.65 1,525,301 23 2,727,403 25 2,203,046 24 961,614 90 115,363 44 150,127.49 1,424,491 20 1,097,449 14 901,418 82 1,618,087 35 1,685,491 04 2,286,038 10 1,777,688 50 1,892,151 00 2,166,369 90 2,018,589.88 2,091,946 50 2,039,878.96 1,774,957.96 1,872,480 00 1,910,580 32 1,269,504 52 2,434,241 04 The Lynde and Harry Bradley Foundation, Inc 39-6037928 Part II, Line 10b (990-PF) - Investments - Corporate Stock Valuation Book Value FMV Shares/Par Description Method End of Year End of Year -165- 11,121.00 LINKEDIN CORP 12,237 00 MERCADOLIBRE INC 21,648 00 MICHAEL KORS HOLDINGS LTD 12,850 00 MONSANTO CO 17,350.00 NIKE INC 17,129.00 PHARMACYCLICS INC 5,492.00 PRECISION CASTPARTS CORP 2,380.00 PRICELINE GROUP 32,838 00 SALESFORCE COM INC 28,582 00 SPLUNK INC 5,910.00 TESLA MOTORS INC 22,032 00 TRACTOR SUPPLY CO 52,370.00 TWITTER INC 19,207 00 VERTEX PHARMACEUTICALS INC 8,794.00 VISA INC 19,250.00 VMWARE INC 11,000.00 3M CO 34,600 00 ACCENTURE PLC 23,200 00 AMERICAN EXPRESS CO 28,450.00 AMERISOURCEBERGEN CORP 70,750.00 BANK OF NEW YORK MELLON 19,825.00 BERKSHIRE HATHAWAY INC 15,450.00 CINTAS CORP 31,375.00 COMCAST CORP 41,825.00 COMERICA INC 162,225.00 DANONE SA ADR 34,850.00 DEVON ENERGY CORP 27,400 00 EBAY INC 36,150.00 EXPEDITORS INTERNATIONAL OF WA 20,425 00 HONEYWELL INTERNATIONAL INC 44,800 00 MICROSOFT CORP FMV FMV FMV FMV FMV FMV 2,554,604.91 1,562,297.79 1,625,764 80 1,535,189.50 1,668,202.50 2,094,191.54 1,322,912.96 2,713,699.80 1,947,621 78 1,684,908.90 1,314,443.10 1,736,562 24 1,878,511 90 2,281,791.60 2,305,786 80 1,588,510.00 1,807,520 00 3,090,126 00 2,158,528.00 2,565,052 00 2,870,327 50 2,976,723 75 1,211,898 00 1,820,063.75 1,959,083 00 2,137,801.05 2,133,168.50 1,537,688 00 1,612,651 50 2,040,866 00 2,080,960 00 2,554,604.91 1,562,297.79 1,625,764 80 1,535,189 50 1,668,202.50 2,094,191 54 1,322,912.96 2,713,699.80 1,947,621 78 1,684,908.90 1,314,443.10 1,736,562 24 1,878,511.90 2,281,791 60 2,305,786.80 1,588,510.00 1,807,520.00 3,090,126.00 2,158,528.00 2,565,052.00 2,870,327 50 2,976,723.75 1,211,898.00 1,820,063.75 1,959,083.00 2,137,801.05 2,133,168.50 1,537,688 00 1,612,651.50 2,040,866.00 2,080,960 00 The Lynde and Harry Bradley Foundation, Inc 39-6037928 Part II, Line 10b (990-PF) - Investments - Corporate Stock -166- Shares/Par Description 24,675 00 NESTLE SA ADR 24,550 00 OMNICOM GROUP INC 29,750.00 PACCAR INC 85,125.00 POTASH CORP OF SASKATCHEWAN IN 76,150.00 PROGRESSIVE 20,525.00 ROSS STORES INC 23,375.00 SCHLUMBERGER LTD 27,925 00 TE CONNECTIVITY LTD 31,500 00 UNILEVER PLC ADR 31,450.00 UNITEDHEALTH GROUP INC 6,370.00 A SCHULMAN INC 7,080.00 AAR CORP 6,348.00 ABM INDUSTRIES INC 32,500 00 ABRAXAS PETROLEUM CORP 8,580.00 ACHILLION PHARMACEUTICALS INC 6,973 00 ACORDA THERAPEUTICS INC 11,350 00 ADTRAN INC 7,860.00 ADVENT SOFTWARE INC 7,780.00 AG MORTGAGE INVESTMENT TRUST 9,200.00 ALERE INC 7,483 00 ALTRA INDUSTRIAL MOTION CORP 6,486.00 AMAG PHARMACEUTICALS INC 11,140 00 AMERICAN EQUITY INVESTMENT LIF 3,050.00 ANIXTER INTERNATIONAL INC 14,560.00 APOLLO COMMERCIAL REAL ESTATE 6,180 00 ARCBEST CORP 4,534.00 ARGO GROUP INTERNATIONAL HOLDI 4,660.00 AVG TECHNOLOGIES NV 6,088 00 AVISTA CORP 3,060.00 BANNER CORP 8,110 00 BARNES GROUP INC Valuation Method FMV FMV FMV FMV FMV FMV Book Value End of Year 1,811,539 80 1,901 ,888 50 2,023,297.50 3,006,615.00 2,055,288 50 1,934,686.50 1,996,458.75 1,766,256 25 1,275,120.00 3,179,280.50 258,176.10 196,682.40 181,870.20 95,550 00 105,105 00 284,986 51 247,430.00 240,830.40 144,474.60 349,600 00 212,442 37 276,433 32 325,176 60 269,803.00 238,201 60 286,566.60 251,500 98 91,988.40 215,210 80 131 ,641.20 300,151.10 FMV End of Year 1,811,539 80 1,901,888 50 2,023,297 50 3,006,615.00 2,055,288 50 1,934,686 50 1,996,458 75 1,766,256 25 1,275,120 00 3,179,280 50 258,176 10 196,682 40 181,870 20 95,550 00 105,105 00 284,986.51 247,430 00 240,830 40 144,474 60 349,600 00 212,442 37 276,433 32 325,176 60 269,803 00 238,201.60 286,566 60 251 ,500 98 91,988.40 215,210 80 131,641.20 300,151 10 The Lynde and Harry Bradley Foundation, Inc. 39-6037928 Part II, Line 10b (990-PF) - Investments - Corporate Stock Valuation Book Value FMV -l67- Shares/Par Description 6,830 00 BIG LOTS INC 6,007.00 BLACK HILLS CORP 20,937 00 BOSTON PRIVATE FINANCIAL HOLDI 3,166 00 BRISTOW GROUP INC 13,780 00 CALIX INC 2,425 00 CAMBREX CORP 3,470 00 CARDTRONICS INC 12,980.00 CATHAY GENERAL BANCORP 29,270 00 CEDAR REALTY TRUST INC 5,760.00 CHARLES RIVER LABORATORIES INT 4,980.00 CHEESECAKE FACTORY 2,810.00 PLACE 5,490.00 CLEARWATER PAPER CORP 14,190.00 CNO FINANCIAL GROUP INC 4,210.00 CONMED CORP 11,920.00 CONVERGYS CORP 6,090.00 COOPER TIRE 8. RUBBER CO 2,103 00 CORPORATE EXECUTIVE BOARD 4,020.00 CYNOSURE INC 11,175.00 DCT INDUSTRIAL TRUST INC 6,493 00 DELUXE CORP 8,140.00 ELECTRONICS FOR IMAGING INC 6,927.00 EMCOR GROUP INC 5,655 00 ENERSYS 3,717 00 EPR PROPERTIES 5,684 00 EURONET WORLDWIDE INC 16,500 00 FEDERAL SIGNAL CORP 11,696 00 FINISH LINE 7,590 00 FIRST INTERSTATE IN 12,084.00 FLUSHING FINANCIAL CORP 9,320 00 HOLDINGS CORP Method Year 273,336.60 318,611.28 282,021.39 208,291 14 138,075 60 52,428.50 133,872 60 332,158.20 214,841.80 366,566.40 250,543 80 160,170.00 376,339 50 244,351.80 189,281 60 242,810 40 211,018.50 152,530.59 110,228 40 398,500.50 404,189 25 348,636.20 308,182.23 349,026 60 214,210.71 312,051 60 254,760 00 284,329 76 211,153 80 244,942.68 155,644 00 End of Year 273,336.60 318,611.28 282,021 39 208,291.14 138,075 60 52,428 50 133,872 60 332,158 20 214,841.80 366,566.40 250,543.80 160,170.00 376,339 50 244,351.80 189,281 60 242,810.40 211,018.50 152,530.59 110,228.40 398,500 50 404,189.25 348,636 20 308,182.23 349,026.60 214,210.71 312,051.60 254,760 00 284,329.76 211,153.80 244,942 68 155,644 00 The Lynde and Harry Bradley Foundation, Inc 39?6037928 Part II, Line 10b (990-PF) - Investments - Corporate Stock Valuation Book Value FMV ?168- Shares/Par Description 3,490 00 G-Ill APPAREL GROUP LTD 5,380 00 GEO GROUP 25,310 00 GLOBAL CASH ACCESS HOLDINGS IN 8,870.00 GLOBUS MEDICAL INC 34,488 00 GRAPHIC PACKAGING HOLDING CO 3,378 00 GREENBRIER COS 6,970 00 HAEMONETICS CORP 3,260 00 HANCOCK HOLDING CO 9,310 00 HANMI FINANCIAL CORP 10,641 00 HEALTHSOUTH CORP 12,570 00 HELIX ENERGY SOLUTIONS GROUP I 8,600 00 HFF INC 8,470 00 HIGHWOODS PROPERTIES INC 5,462.00 HNI CORP 3,590.00 HSN INC 3,250 00 HYSTER-YALE MATERIALS HANDLING 2,221 00 ICU MEDICAL INC 1,260.00 INFINITY PROPERTY CASUALTY 7,564.00 INSIGHT ENTERPRISES INC 4,160 00 INSPERITY INC 5,805.00 INSYS THERAPEUTICS INC 3,010.00 INTER PARFUMS INC 1,600.00 SNACK FOODS CORP 6,160 00 J2 GLOBAL INC 28,950.00 JETBLUE AIRWAYS CORP 12,527 00 KFORCE INC 3,860 00 LITHIA MOTORS INC 2,590.00 INC 5,540.00 LOGMEIN INC 12,450.00 MANHATTAN ASSOCIATES INC 5,190.00 MARKETAXESS HOLDINGS INC Method FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV Year 352,524.90 217,136.80 180,966.50 210,839.90 469,726 56 181,499.94 260,817.40 100,082.00 203,051.10 409,252 86 272,769.00 308,912.00 375,051 60 278,889 72 272,840.00 237,900.00 181,899 90 97,347 60 195,831.96 140,982 40 244,738.80 82,624.50 174,032 00 381,920 00 459,147 00 302,276 51 334,623.40 250,375.30 273,343.60 506,964.00 372,174.90 End of Year 352,524 90 217,136 80 180,966 50 210,839.90 469,726 56 181,499 94 260,817 40 100,082 00 203,051 10 409,252 86 272,769 00 308,912 00 375,051.60 278,889 72 272,840 00 237,900 00 181,899.90 97,347 60 195,831 96 140,982 40 244,738 80 82,624 50 174,032 00 381,920.00 459,147 00 302,276 51 334,623 40 250,375 30 273,343 60 506,964 00 372,174 90 The Lynde and Harry Bradley Foundation, Inc 39-6037928 Part II, Line 10b (990-PF) - Investments - Corporate Stock Valuation Book Value FMV -169- Shares/Par Description 5,294 00 MARRIOTT VACATIONS WORLDWIDE 3,834 00 MAXIMUS INC 7,345.00 MEDASSETS INC 1,430.00 MICROSTRATEGY INC 5,220.00 MINERALS TECHNOLOGIES INC 7,920.00 MOLINA HEALTHCARE INC 5,962.00 NETSCOUT SYSTEMS INC 10,710 00 NUVASIVE INC 16,320.00 OLD NATIONAL 7,986.00 OM GROUP INC 11,500.00 ORASURE TECHNOLOGIES INC 17,590.00 ORBITZ WORLDWIDE INC 3,440 00 OUTERWALL INC 7,004.00 PAPA INTERNATIONAL INC 6,264.00 PAREXEL INTERNATIONAL CORP 19,362 00 PARKER DRILLING CO 9,930.00 PEGASYSTEMS INC 12,880 00 PIER 1 IMPORTS INC 6,540.00 PINNACLE FINANCIAL PARTNERS IN 4,060.00 PLANTRONICS INC 9,480.00 PNM RESOURCES INC 24,720.00 POLYCOM INC 11,640.00 POLYONE CORP 7,150.00 POLYPORE INTERNATIONAL INC 4,067.00 POTLATCH CORP 3,794.00 POWER INTEGRATIONS INC 2,975.00 PROSPERITY BANCSHARES INC 2,770.00 PS BUSINESS PARKS INC 2,450 00 RED ROBIN GOURMET BURGERS INC 11,810.00 REPLIGEN CORP 13,450 00 RLJ LODGING TRUST Method FMV Year 394,614 76 210,256 56 145,137 20 232,232 00 362,529 00 423,957.60 217,851.48 505,083 60 242,841 60 237,982 80 116,610.00 144,765 70 258,756 80 390,823 20 348,027 84 59,441 34 206,246.10 198,352 00 258,591 60 215,261 20 280,892 40 333,720.00 441,272 40 336,407 50 170,285.29 196,301 56 164,696 00 220,325 80 188,588 75 233,838.00 450,978.50 End of Year 394,614.76 210,256 56 145,137.20 232,232.00 362,529.00 423,957.60 217,851.48 505,083.60 242,841.60 237,982.80 116,610.00 144,765.70 258,756 80 390,823.20 348,027 84 59,441.34 206,246.10 198,352.00 258,591.60 215,261 20 280,892.40 333,720.00 441,272 40 336,407.50 170,285.29 196,301.56 164,696.00 220,325 80 188,588 75 233,838 00 450,978 50 The Lynde and Harry Bradley Foundation, Inc. 39-6037928 Part II, Line 10b (990-PF) - Investments - Corporate Stock -170? Shares/Par Description 14,218 00 SANMINA CORP 7,693.00 SELECTIVE INSURANCE GROUP INC 6,993 00 SEMTECH CORP 16,946.00 SONIC CORP 57,090 00 SONUS NETWORKS INC 5,760 00 4,220 00 SOVRAN SELF STORAGE INC 23,940.00 SPECTRUM PHARMACEUTICALS INC 2,360 00 STANDEX INTERNATIONAL CORP 7,550 00 STERIS CORP 7,943.00 STEVEN MADDEN LTD 5,770 00 STIFEL FINANCIAL CORP 8,906 00 STONE ENERGY CORP 10,050.00 SWIFT TRANSPORTATION CO 9,780.00 SYMETRA FINANCIAL CORP 5,060.00 SYNNEX CORP 15,940 00 TAKE-TWO INTERACTIVE SOFTWARE 10,522 00 TEXAS ROADHOUSE INC 20,230.00 TIVO INC 4,620.00 TREEHOUSE FOODS INC 17,769.00 UMPQUA HOLDINGS CORP 2,590 00 UNITED STATIONERS INC 3,590.00 US SILICA HOLDINGS INC 1,700.00 VAIL RESORTS INC 8,680 00 VERIFONE SYSTEMS INC 3,875.00 VIAD CORP 18,900 00 VISHAY INTERTECHNOLOGY INC 16,750.00 WABASH NATIONAL CORP 9,320.00 WEB COM GROUP INC 11,628.00 WEBSTER FINANCIAL CORP 5,380 00 WESTERN REFINING INC Valuation Method FMV FMV FMV FMV FMV FMV FMV FMV Book Value End of Year 334,549.54 209,018.81 192,797 01 461,439 58 226,647.30 248,716.80 368,068 40 165,904.20 182,333 60 489,617.50 252,825 69 294,385.40 150,333.28 287,731 50 225,429.00 395,489.60 446,798 20 355,222.72 239,523 20 395,148 60 302,250.69 109,194 40 92,227.10 154,921.00 322,896 00 103,307.50 267,435 00 207,030 00 176,986.80 378,258 84 203,256 40 FMV End of Year 334,549 54 209,018.81 192,797.01 461,439.58 226,647 30 248,716.80 368,068.40 165,904 20 182,333 60 489,617 50 252,825 69 294,385 40 150,333 28 287,731 50 225,429.00 395,489 60 446,798 20 355,222 72 239,523 20 395,148 60 302,250 69 109,194.40 92,227.10 154,921 00 322,896 00 103,307.50 267,435 00 207,030 00 176,986 80 378,258 84 203,256 40 The Lynde and Harry Bradley Foundation, Inc. 39-6037928 Part 10b (990-PF) - Investments - Corporate Stock -171- Shares/Par Description 62,000.00 INC 55,100.00 ADT 42,500.00 AXIALL CORP 85,700 00 CABLEVISION SYSTEMS CORP 30,100.00 CABOT MICROELECTRONICS CORP 73,600.00 CALGON CARBON CORP 14,800.00 CHANNELADVISOR CORP 74,300.00 CHECKPOINT SYSTEMS INC 16,100 00 COMPASS MINERALS INTERNATIONAL 128,700.00 ENTEGRIS INC 100,300.00 EXELIS INC 87,500 00 KNOWLES CORP 8,400.00 LINDSAY CORP 47,500.00 LIVE NATION ENTERTAINMENT INC 21,500.00 NOW INC 40,600.00 PERKINELMER INC 45,300.00 TIMKENSTEEL CORP 45,500.00 USG CORP 126,300.00 WPX ENERGY INC 7,524.00 AAC HOLDINGS INC 19,620 00 ACADIA HEALTHCARE CO INC 7,492 00 ADEPTUS HEALTH INC 27,990 00 AKORN INC 3,020.00 ALIGN TECHNOLOGY INC 6,500.00 ANI PHARMACEUTICALS INC 860.00 APOGEE ENTERPRISES INC 2,640.00 ASPEN TECHNOLOGY INC 3,090.00 BALCHEM CORP 22,580.00 BIODELIVERY SCIENCES INTERNATI 4,520 00 BONANZA CREEK ENERGY INC 8,974.00 BOOT BARN HOLDINGS INC Valuation Method FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV Book Value End of Year 1,895,340 00 1,996,273.00 1,804,975.00 1,768,848.00 1,424,332.00 1,529,408 00 319,384 00 1,020,139 00 1,397,963 00 1,700,127.00 1,758,259.00 2,060,625 00 720,216 00 1,240,225 00 553,195 00 1,775,438.00 1,677,459 00 1,273,545 00 1,468,869.00 232,642 08 1,200,940.20 280,200 80 1,013,238 00 168,848 20 366,535 00 36,438.20 92,452.80 205,917.60 271,411 60 108,480.00 163,326 80 MV End of Year 1,895,340.00 1,996,273.00 1,804,975 00 1,768,848.00 1,424,332.00 1,529,408.00 319,384.00 1,020,139.00 1,397,963.00 1,700,127.00 1,758,259.00 2,060,625 00 720,216.00 1,240,225.00 553,195 00 1,775,438.00 1,677,459 00 1,273,545.00 1,468,869 00 232,642.08 1,200,940 20 280,200.80 1,013,238.00 168,848.20 366,535.00 36,438 20 92,452 80 205,917 60 271,411.60 108,480.00 163,326 80 The Lynde and Harry Bradley Foundation, Inc. 39-6037928 Part II, Line 10b 1990-PF) - Investments - Corporate Stock Valuation Book Value FMV -172- Shares/Par Description 22,034.00 BORDERFREE INC 27,959.00 CALLIDUS SOFTWARE INC 20,115.00 CARDIOVASCULAR SYSTEMS INC 5,770.00 CAVIUM INC 13,600 00 CHANNELADVISOR CORP 8,240.00 COGNEX CORP 2,715.00 CORPORATE EXECUTIVE BOARD 17,622.00 CYNOSURE INC 13,600 00 DEALERTRACK TECHNOLOGIES INC 11,880.00 DEMANDWARE INC 14,750 00 DEXCOM INC 4,436 00 DIAMONDBACK ENERGY INC 4,521.00 DIPLOMAT PHARMACY INC 4,850 00 ENCORE CAPITAL GROUP INC 17,340.00 ENDOLOGIX INC 22,849.00 ENVESTNET INC 5,440.00 EXACT SCIENCES CORP 23,248 00 EXAMWORKS GROUP INC 15,704.00 FIESTA RESTAURANT GROUP INC 16,950.00 FINANCIAL ENGINES INC 10,507 00 FIVE BELOW INC 19,798.00 FLEETMATICS GROUP PLC 5,720 00 APPAREL GROUP LTD 17,310.00 GENTHERM INC 11,540 00 GRAND CANYON EDUCATION INC 7,250 00 GUIDEWIRE SOFTWARE INC 10,680 00 EQUIPMENT SERVICES INC 2,621.00 HABIT RESTAURANTS 9,220 00 HEALTHEQUITY INC 18,790.00 HOMEAWAY INC 3,206.00 HORTONWORKS INC Method FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV Year 197,424.64 456,570.47 605,059.20 356,701 40 293,488 00 340,559 20 196,918 95 483,195 24 602,616.00 683,575.20 811,987.50 265,184 08 123,739.77 215,340.00 265,128.60 1,122,799 86 149,273 60 966,884 32 954,803.20 619,522.50 429,000.81 702,631 02 577,777.20 633,892 20 538,456 40 367,067 50 300,001.20 84,789.35 234,649.00 559,566.20 86,562.00 End of Year 197,424.64 456,570 47 605,059 20 356,701 40 293,488.00 340,559.20 196,918.95 483,195 24 602,616 00 683,575 20 811,987.50 265,184.08 123,739.77 215,340 00 265,128 60 1,122,799.86 149,273 60 966,884 32 954,803.20 619,522 50 429,000 81 702,631 02 577,777.20 633,892 20 538,456 40 367,067 50 300,001.20 84,789 35 234,649 00 559,566 20 86,562.00 The Lynde and Harry Bradley Foundation, Inc 39-6037928 Part II, Line 10b (990-PF) - Investments - Corporate Stock Shares/Par DescrIEtIon 3,343 00 HUBSPOT INC 6,889.00 HYPERION THERAPEUTICS INC 6,020 00 ICON PLC 6,410 00 IGATE CORP 16,690 00 IGI LABORATORIES INC 12,040 00 IMAX CORP 4,305.00 INC RESEARCH HOLDINGS INC 5,350 00 INSULET CORP 11,093.00 INTERSECT ENT INC 9,400 00 INTERXION HOLDING NV 2,850.00 JACK IN THE BOX INC 9,200 00 LIFELOCK INC 2,130.00 LIGAND PHARMACEUTICALS INC 16,020.00 MARKETAXESS HOLDINGS INC 6,060.00 MAXIMUS INC 5,810 00 MEDIDATA SOLUTIONS INC 3,700.00 MIDDLEBY 28,364.00 MOBILEIRON INC 9,240.00 MOTORCAR PARTS OF AMERICA INC 3,210 00 MWI VETERINARY SUPPLY INC 20.00 NEW RELIC INC 14,050 00 NPS PHARMACEUTICALS INC 12,070.00 NXSTAGE MEDICAL INC 2,850 00 OASIS PETROLEUM INC 19,090 00 ON ASSIGNMENT INC 7,970 00 OXFORD IMMUNOTEC GLOBAL PLC 15,488.00 PARSLEY ENERGY INC 9,338.00 PAYLOCITY HOLDING CORP 6,123.00 POWER SOLUTIONS INTERNATIONAL 13,680.00 PRA GROUP INC 24,730.00 PROOFPOINT INC -173- Valuation Method FMV FMV FMV FMV FMV FMV Book Value End of Year 112,358 23 165,336.00 306,959 80 253,066 80 146,872 00 372,036.00 110,595.45 246,421.00 205,775.15 256,996.00 227,886 00 170,292 00 113,337.30 1,148,794.20 332,330 40 277,427 50 366,670.00 282,505 44 287,271.60 545,411.10 696 80 502,568 50 216,415.10 47,139.00 633,597 10 108,551 40 247,188.48 243,815 18 316,008.03 792,482 40 1,192,727.90 FMV End of Year 112,358.23 165,336.00 306,959.80 253,066 80 146,872 00 372,036.00 110,595.45 246,421.00 205,775 15 256,996.00 227,886.00 170,292 00 113,337 30 1,148,794.20 332,330.40 277,427 50 366,670.00 282,505 44 287,271 60 545,411 10 696.80 502,568 50 216,415 10 47,139.00 633,597.10 108,551.40 247,188 48 243,815 18 316,008.03 792,482 40 1,192,727.90 -l74- The Lynde and Harry Bradley Foundation, Inc 39?6037928 Part II. Line 10b (990-PF) - Investments - Corporate Stock Shares/Par Description 15,070.00 PROS HOLDINGS INC 3,155 00 PROTO LABS INC 7,210.00 PTC THERAPEUTICS INC 13,416 00 02 HOLDINGS INC 8,930.00 REPLIGEN CORP 2,549 00 RETAILMENOT INC 1,940.00 RIGNET INC 14,280 00 RSP PERMIAN INC 7,830 00 SAIA INC 25,015 00 SPECTRANETICS 15,545.00 SPS COMMERCE INC 12,780.00 TECHNOLOGIES INC 9,912.00 TANDEM DIABETES CARE INC 12,560 00 TASER INTERNATIONAL INC 6,350.00 TEAM HEALTH HOLDINGS INC 3,378.00 TYLER TECHNOLOGIES INC 3,020.00 ULTIMATE SOFTWARE GROUP 4,940 00 UNITED NATURAL FOODS INC 9,090.00 UNIVERSAL DISPLAY CORP 12,980.00 VEECO INSTRUMENTS INC 6,165 00 WAGEWORKS INC 1,790.00 WEX INC 8,922.00 KITCHEN INC 273 00 SAMSUNG ELECTRONICS CO LTD Total Investments - Corporate Stock Valuation Method FMV FMV FMV FMV FMV FMV Book Value End of Year FMV End of Year 414,123.60 211,889 80 373,261.70 252,757 44 176,814.00 37,266 38 79,598 20 358,999 20 433,468.80 865,018.70 880,313 35 534,970.80 125,882.40 332,588 80 365,315.50 369,688 32 443,381.30 381,985 50 252,247.50 452,742.40 398,074.05 177,066.80 266,857.02 258,060.34 414,123 60 211,889 80 373,261.70 252,757 44 176,814 00 37,266 38 79,598 20 358,999 20 433,468 80 865,018 70 880,313 35 534,970 80 125,882.40 332,588 80 365,315.50 369,688 32 443,381.30 381,985.50 252,247.50 452,742 40 398,074 05 177,066 80 266,857 02 258,060 34 281,734,172 57 281,734,172 57 -l75- The Lynde and Harry Bradley Foundation, Inc. 39-6037928 Part II, Line 10c (990-PF) - Investments - Corporate Bonds Book value at end of the year is valued at faIr market value Shares/Par Description 200,000 00 ABN AMRO BANK NV 144A 2 500% 10/30/2018 DD 10/30/13 12,000 00 ALLY FINANCIAL INC 8 000% 12/31/2018 DD 12/31/08 150,000 00 AMERICAN INTERNATIONAL GROUP I 4.875% 06/01/2022 DD 05/24/12 150,000.00 APPALACHIAN POWER CO 6 700% 08/15/2037 DD 08/17/07 150,000 00 ASSOCIATES CORP OF NORTH AMERI 6 950% 11/01/2018 DD 10/30/98 150,000 00 AUSTRALIA NEW ZEALAND 144A 3.250% 03/01/2016 DD 03/01/11 125,000.00 BANK OF AMERICA CORP 10.200% 07/15/2015 DD 07/31/90 150,000.00 BANK OF NEW YORK MELLON STEP 06/20/2017 DD 12/20/2011 200,000.00 BANK OF TOKYO-MITSUBISHI 144A 3.750% 03/10/2024 DD 03/10/14 125,000 00 BANPONCE TRUST I 8 327% 02/01/2027 DD 02/05/97 150,000 00 BARCLAYS BANK PLC 5 000% 09/22/2016 DD 09/22/09 150,000.00 BP CAPITAL MARKETS PLC 3.245% 05/06/2022 DD 05/07/12 250,000.00 BPCE SA 2 500% 12/10/2018 DD 12/10/13 250,000 00 BRANCH BANKING TRUST CO VAR RT 05/23/2017 DD 05/23/07 100,000 00 BRITISH TELECOMMUNICATIONS PLC VAR RT 12/15/2030 DD 12/12/00 125,000.00 BUNGE NA FINANCE LP 5 900% 04/01/2017 DD 03/22/07 200,000.00 CNA FINANCIAL CORP 5 875% 08/15/2020 DD 08/10/10 150,000.00 COMCAST CORP 2 850% 01/15/2023 DD 01/14/13 250,000 00 COMERICA BANK 5 200% 08/22/2017 DD 08/22/05 200,000.00 COMMONWEALTH BANK OF AUST 144A 5 000% 03/19/2020 DD 03/22/10 80,000.00 CONSTELLATION ENERGY GROUP INC 4 550% 06/15/2015 DD 06/13/03 150,000.00 COOPERATIEVE CENTRALE RAIFFEIS 3 875% 02/08/2022 DD 02/08/12 100,000.00 FINANCIAL CORP 6 250% 05/15/2016 DD 05/16/06 150,000.00 COX COMMUNICATIONS INC 144A 2.950% 06/30/2023 DD 05/01/13 150,000.00 DCP MIDSTREAM OPERATING LP 2 500% 12/01/2017 DD 11/27/12 240,000.00 DEUTSCHE BANK TRUST CORP 7 500% 11/15/2015 DD 11/15/95 100,000 00 DEUTSCHE TELEKOM INTERNATIONAL VAR RT 06/15/2030 DD 07/06/00 200,000.00 DOLLAR GENERAL CORP 1 875% 04/15/2018 DD 04/11/13 100,000.00 ENERGY TRANSFER PARTNERS LP 6 625% 10/15/2036 DD 10/23/06 50,000 00 EXELON CORP 5 625% 06/15/2035 DD 06/09/05 Valuation Method Book Value End of Year 202,004 00 13,620 00 168,501.00 200,512.50 175,198.50 154,494 00 131,137 50 152,232.00 207,168.00 109,143.44 159,840.00 147,456 00 253,407.50 248,455 00 157,005.00 135,910.00 228,308 00 148,999.50 271,725.00 224,514.00 81,292 00 159,567.00 106,134.00 143,841 00 149,827 50 252,451 20 147,716.00 193,258.00 112,718.00 58,457 00 FMV End of Year 202,004 00 13,620 00 168,501 00 200,512.50 175,198.50 154,494.00 131,137 50 152,232 00 207,168.00 109,143.44 159,840 00 147,456.00 253,407.50 248,455 00 157,005 00 135,910 00 228,308.00 148,999 50 271,725 00 224,514 00 81,292 00 159,567 00 106,134 00 143,841 00 149,827 50 252,451.20 147,716 00 193,258 00 112,718 00 58,457 00 -176- The Lynde and Harry Bradley Foundation, Inc 3945037928 Part II, Line 100 (990-PF) Investments - Corporate Bonds Book value at end of the year is valued at fair market value. Shares/Par Description 100,000.00 EXELON GENERATION CO LLC 4.250% 06/15/2022 DD 12/15/12 125,000.00 EXPORT-IMPORT BANK OF KOREA 5 125% 06/29/2020 DD 06/29/10 150,000.00 FIDELITY NATIONAL INFORMATION 3 875% 06/05/2024 DD 06/03/14 150,000.00 FISERV INC 3.125% 10/01/2015 DD 09/21/10 225,000 00 FOREST LABORATORIES LLC 144A 4 375% 02/01/2019 DD 01/31/14 300,000.00 GENERAL ELECTRIC CAPITAL CORP 4 625% 01/07/2021 DD 01/07/11 225,000.00 LLC 144A 2.539% 11/15/2019 DD 11/06/14 225,000 00 GLENCORE FUNDING LLC 144A 4 625% 04/29/2024 DD 04/29/14 225,000 00 GOLDMAN SACHS GROUP 6 150% 04/01/2018 DD 04/01/08 150,000.00 HEWLETT-PACKARD CO 3 300% 12/09/2016 DD 12/09/11 200,000.00 HSBC HOLDINGS PLC 4 250% 03/14/2024 DD 03/12/14 200,000.00 HYUNDAI CAPITAL SERVICES 144A 3 500% 09/13/2017 DD 03/13/12 150,000.00 BANK NV 144A 3.000% 09/01l2015 DD 08/24/10 200,000.00 INVESCO FINANCE PLC 4 000% 01/30/2024 DD 11/12/13 100,000.00 JEFFERIES GROUP LLC 6.250% 01/15/2036 DD 01/26/06 100,000.00 JOHNSON CONTROLS INC 6 000% 01/1 512036 DD 01/17/06 250,000.00 JPMORGAN CHASE CO 4 250% 10/15/2020 DD 10/21/10 150,000.00 LABORATORY CORP OF AMERICA HOL 4 625% 11/15/2020 DD 11/19/10 100,000.00 LAFARGE SA 7.125% 07/15/2036 DD 07/18/06 200,000.00 LEASEPLAN CORP NV 144A 3.000% 10/23/2017 DD 10/23/12 50,000 00 LIBERTY MUTUAL GROUP INC 144A 6 500% 03l15/2035 DD 03/22/05 75,000 00 MACQUARIE BANK LTD 144A 1 650% 03/24/2017 DD 03/24/14 150,000.00 MACQUARIE BANK LTD 144A 2 000% 08/15/2016 DD 08/15/13 150,000.00 MANULIFE FINANCIAL CORP 4.900% 09/17/2020 DD 09/17/10 91,000 00 MARATHON OIL CORP 5.900% 03l15/2018 DD 03/17/08 225,000.00 MARSH 8: MCLENNAN COS INC 3.500% 03/10/2025 DD 09/10/14 125,000 00 MASCO CORP 6 125% 10/03/2016 DD 10/03/06 150,000.00 MASSACHUSETTS MUTUAL LIFE 144A 8 875% 06/01/2039 DD 06/01/09 200,000 00 MCKESSON CORP 2 284% 03l15/2019 DD 03/10/14 150,000.00 METROPOLITAN LIFE GLOBAL 144A 3 125% 01/11/2016 DD 01/11/11 Valuation Method FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV Book Value End of Year MV End of Year 103,918 00 140,872 50 151,515 00 152,583.00 237,683 25 334,377 00 224,921 25 226,080 00 252,544 50 154,909 50 208,116 00 206,896 00 152,094.00 209,708 00 98,277 00 121,092 00 268,775 00 161,695 50 116,000 00 204,848 00 61,088.50 75,258 75 151,827 00 164,691 00 101,146 50 226,431.00 132,562 50 242,025 00 199,582 00 153,907 50 103,918.00 140,872.50 151,515.00 152,583 00 237,683 25 334,377 00 224,921.25 226,080.00 252,544 50 154,909.50 208,116.00 206,896.00 152,094.00 209,708.00 98,277.00 121,092.00 268,775.00 161,695.50 116,000.00 204,848.00 61,088.50 75,258.75 151,827.00 164,691 00 101,146.50 226,431 00 132,562.50 242,025.00 199,582.00 153,907.50 -177? The Lynde and Harry Bradley Foundation, Inc 39-6037928 Part II. Line 10c (990-PF) - lnves?ents - Corporate Bonds Book value at end of the year is valued at faIr market value. Shares/Par Description 225,000.00 MIZUHO BANK LTD 144A 1.850% 03/21/2018 DD 03/21/13 150,000.00 MYLAN INC 1 800% 06/24/2016 DD 12/24/13 250,000 00 NATIONAL AUSTRALIA BANK 144A VAR RT 12/02/2016 DD 12/02/13 100,000.00 NATIONAL GRID PLC 6 300% 08/01/2016 DD 07/24/06 125,000 00 NATIONAL RURAL UTILITIES COOPE 10.375% 11/01/2018 DD 10/30/08 100,000.00 NEW CINGULAR WIRELESS SERVICES 8.750% 03/01/2031 DD 09/01/01 175,000.00 NEXEN ENERGY ULC 7 500% 07/30/2039 DD 07/30/09 225,000 00 NOMURA HOLDINGS INC 2.750% 03/19/2019 DD 03/19/14 150,000.00 PETROBRAS GLOBAL FINANCE BV 3 875% 01/27/2016 DD 01/27/11 175,000 00 PETROFAC LTD 144A 3 400% 10/10/2018 DD 10/10/13 200,000 00 PHILLIPS 66 4 300% 04/01/2022 DD 10/01/12 225,000 00 PLAINS ALL AMERICAN PIPELINE 3.950% 09/15/2015 DD 07/14/10 150,000 00 PNC FINANCIAL SERVICES GROUP I STEP 11/09/2022 DD 06/10/2012 150,000.00 PRUDENTIAL COVERED TRUST 144A 2 997% 09/30/2015 DD 03/30/12 125,000 00 RIO TINTO FINANCE USA LTD 6 500% 07/15/2018 DD 06/27/08 200,000.00 ROYAL BANK OF SCOTLAND 6.125% DD 01/11/11 100,000 00 SANTANDER CENTRAL HISPANO ISSU 7 250% 11/01/2015 DD 11/10/95 225,000 00 SIMON PROPERTY GROUP LP 144A 1.500% 02/01/2018 DD 12/17/12 225,000 00 SKANDINAVISKA ENSKILDA BA 144A 2 375% 03/25/2019 DD 03/25/14 200,000 00 SOCIETE GENERALE SA 144A 5 000% 01/17/2024 DD 01/17/14 150,000 00 SPECTRA ENERGY PARTNERS LP 4 750% 03/15/2024 DD 09/25/13 25,000 00 SPRINT CAPITAL CORP 8 750% 03/15/2032 DD 03/14/02 225,000 00 STANDARD CHARTERED PLC 144A 2.400% 09/08/2019 DD 09/08/14 200,000.00 SUMITOMO MITSUI BANKING 144A 3 950% 01/12/2022 DD 01/12/12 225,000 00 FINANCIAL 3 750% 08/15/2021 DD 08/11114 100,000 00 TALEN ENERGY SUPPLY LLC 5 700% 10/15/2035 DD 10/26/05 125,000 00 TELECOM ITALIA CAPITAL SA 7 200% 07/18/2036 DD 07/18/06 125,000 00 TIME WARNER INC 7 625% 04/15/2031 DD 04/19/01 150,000 00 TOYOTA MOTOR CREDIT CORP 2 050% 01/12/2017 DD 01/12/12 150,000 00 UBS CT 5.750% 04/25/2018 DD 04/25/08 Valuation Method FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV Book Value End of Year FMV End of Year 223,776.00 150,904 50 250,892.50 107,945 00 162,841 25 154,911.00 242,873 75 227,463.75 147,195.00 172,642.75 211,138 00 229,601.25 147,511.50 152,107 50 143,106.25 235,676.00 104,699 00 223,573 50 226,458.00 201,096.00 160,788.00 24,187 50 223,812.00 213,828.00 229,835.25 102,178 00 134,375.00 174,266 25 152,802 00 168,741.00 223,776 00 150,904.50 250,892.50 107,945 00 162,841.25 154,911.00 242,873 75 227,463.75 147,195.00 172,642.75 211,138 00 229,601 25 147,511.50 152,107.50 143,106.25 235,676.00 104,699.00 223,573 50 226,458 00 201,096 00 160,788.00 24,187 50 223,812 00 213,828.00 229,835.25 102,178.00 134,375.00 174,266.25 152,802.00 168,741.00 The Lynde and Harry Bradley Foundation, Inc. 39?6037928 Part II, Line - Investments - Corporate Bonds Book value at end of the year is valued at fair market value I Shares/Par Description Valuation Method Book Value End of Year FMV End of Year 100,000.00 VALE OVERSEAS LTD 6 875% 11/21/2036 DD 11/21/06 50,000.00 VERIZON COMMUNICATIONS INC 5 150% 09/15/2023 DD 09/18/13 100,000.00 VERIZON COMMUNICATIONS INC 5.850% 09/15/2035 DD 09/13/05 125,000.00 VODAFONE GROUP PLC 6.150% 02/27/2037 DD 02/27/07 i 150,000.00 VOLKSWAGEN INTERNATIONAL 144A 2 375% 03/22/2017 DD 03/22/12 100,000 00 WAL-MART STORES INC 4 875% 07/08/2040 DD 07/08/10 150,000.00 WESTPAC BANKING CORP 1 600% 01/12/2018 DD 01/14/13 205,000 00 WILLIS GROUP HOLDINGS PLC 5 750% 03/15/2021 DD 03/17/11 Total Corporate Bonds 3FMV 105,419 00 55,211 50 117,516 00 150,828.75 152,796.00 115,744 00 149,991.00 228,968 60 16,508,018 24 105,419 00 55,211.50 117,516.00 150,828 75 152,796.00 115,744.00 149,991.00 228,968 60 16,508,018.24 -l79- The Lynde and Harry Bradley Foundatlon, Inc. 39-6037928 Part II. ine 13 (990-PF) - Investments - Other Shares/Par Description Mortgage Backed Securities 137,575.36 BEAR STEARNS COMMERCI PWR9 A4A 4.871% 09/11/2042 DD 09/01/05 374,366.61 CD 2005-CD1 COMMERCIAL CD1 A4 VAR RT 07/15/2044 DD 11/01/05 267,669.11 COMM 2005-C6 MORTGAGE C6 ASA VAR RT 06/10/2044 DD 08/01/05 610,000.00 COMM 2012-CCRE2 MORTGAG CR2 A4 3.147% 08/15/2045 DD 08/01/12 273,359.43 CREDIT SUISSE FIRST BOST 05 A4 VAR RT 08/15/2038 DD 11/01/05 175,000.00 CSX CORP 6.220% 04/30/2040 DD 03/24/10 275,000.00 DBUBS 2011-LC3 MORTGAG LC3A A4 4.551% 08/10/2044 DD 08/01/11 103,127.81 FDIC GUARANTEED NOTE C1 A 144A 2.980% 12/06/2020 DD 12/22/10 225,000 00 GS MORTGAGE SECURITIES GC13 A4 VAR RT 07/10/2046 DD 07/01/13 500,000.00 JP MORGAN CHASE COMMER 0812 A4 4.895% 09/12/2037 DD 07/01/05 150,000.00 JP MORGAN CHASE COMMER LC11 A5 2.960% 04/15/2046 DD 05/01/13 250,000.00 COMMERCIAL MORTG C25 ASB 3.407% 11/15/2047 DD 11/01/14 275,000.00 MORGAN STANLEY BANK OF A C6 A4 2.858% 11/15/2045 DD 10/01/12 270,830.73 WACHOVIA BANK COMMERCIA 022 A4 VAR RT 12/15/2044 DD 12/01/05 224,128.21 485,256.70 6,468 83 301,603.69 295,966.93 257,789 54 4,392.25 19,823.69 24,252 75 69,097 00 197,294.40 15,134.18 378,971.49 187,994.76 220,427 03 247,208 06 1,477.00 MULTICLASS MTG 147 7.500% 0411512021 DD 03115190 3,474 23 MULTICLASS MTG 74 6.000% 1011512020 DD 08115189 POOL 4.500% 0810112040 DD 08101110 POOL 4.000% 0110112041 DD 01/01/11 POOL 6.500% 0410112029 DD 04101199 POOL 1100-3490 4.500% 0810112040 DD 08101110 POOL 3.500% 0710112042 DD 07101112 POOL 3.000% 1010112042 DD 10101112 POOL #09-0588 5.500% 1110112022 DD 11101102 POOL 5.000% 1210112020 DD 01/01/06 POOL 1160-4222 5.500% 0410112038 DD 04101108 POOL 5.500% 0810112038 DD 08101108 POOL 4.000% 1010112044 DD 09101114 POOL 6.000% 0610112020 DD 09101105 POOL 1161-8461 2.500% 0410112028 DD 04101113 POOL 3.000% 0510112027 DD 05101112 POOL 1100-8998 3.500% 0610112042 DD 06101112 POOL 1101-0378 3.000% 0810112042 DD 08101112 Valuation Method FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV Book Value End of Year 139,556.45 380,416.37 270,522.46 624,902.30 276,986.91 227,951 50 305,175.75 106,072.11 239,827.50 505,190.00 150,609.00 259,795.00 275,401.50 276,612.97 243,152.21 517,929.03 7,553.98 327,221.91 308,199.24 260,950.04 4,898.72 21,120.16 27,131.55 77,309.87 211,458.16 16,301 48 386,255.32 195,623.59 229,557.12 250,238.83 1,557.81 3,693.49 FMV End of Year 139,556.45 380,416.37 270,522.46 624,902.30 276,986.91 227,951.50 305,175.75 106,072.11 239,827.50 505,190.00 150,609.00 259,795.00 275,401.50 276,612.97 243,152.21 517,929.03 7,553 98 327,221.91 308,199.24 260,950.04 4.898 72 21,120 16 27,131 55 77,309 87 211,458.16 16,301 48 386,255 32 195,623.59 229,557 12 250,238 83 1,557.81 3,693 49 -180- The Lynde and Harry Bradley Foundation, Inc. 39-6037928 Part II. Line 13 (990-PF) - Investments - Other Shares/Par 650,000.00 MULTICLASS MTG K003 A4 5.053% 01/25/2019 DD 06/01/09 257,641.68 MULTICLASS MTG VAR RT 07/25/2020 DD 11/13/13 5,876.12 FNMA 19,148.10 FNMA 11,229.84 FNMA 15,612.34 FNMA 51,083.82 FNMA 64,051.72 FNMA 69,858.64 FNMA 299,950.08 FNMA 64,296.99 FNMA 149,646.72 FNMA 11,017.43 FNMA 80,820.36 FNMA 104,575.58 FNMA 365,247.90 FNMA 78,692.25 FNMA 776,704.55 FNMA 425,604.05 FNMA 139,587.92 FNMA 686,549.90 FNMA 123,932.84 FNMA 193,212.26 FNMA 254,891.42 FNMA 237,919.32 FNMA 433,327.65 FNMA 370,323.32 FNMA 246,386.30 FNMA 300,000.00 FNMA GTD REMIC 12-M9 A802 1 513% 12/25/2017 DD 08/01/12 12,710.11 FNMA GTD REMIC 90-109 7.000% 09/25/2020 DD 09/01/90 6,009.52 FNMA GTD REMIC PIT 90-68 6.950% 07/25/2020 DD 07/01/90 2.526 08 FNMA GTD REMIC CTF 89-101H 6 000% 12/25/2019 DD 12/01/89 Description POOL #0254545 5 000% 12/01/2017 DD 11/01/02 POOL #0254688 5 500% 03/01/2023 DD 02/01/03 POOL #0254911 5.000% 10/01/2023 DD 09/01/03 POOL #0254949 5.000% 11/01/2033 DD 10/01/03 POOL #0725589 5.000% 07/01/2034 DD 06/01/04 POOL #0735230 5.500% 02/01/2035 DD 01/01/05 POOL #0735382 5 000% 04/01/2035 DD 03/01/05 POOL #0735591 5 000% 06/01/2035 DD 05/01/05 POOL #0735925 5.000% 10/01/2035 DD 09/01/05 POOL #0745355 5.000% 03/01/2036 DD 02/01/06 POOL #0745418 5.500% 04/01/2036 DD 03l01/06 POOL #0844809 5.000% 11/01/2035 DD 11/01/05 POOL 5.500% 04/01/2037 DD 09/01/09 POOL 4.500% 06/01/2040 DD 06/01/10 POOL 4.000% 08/01/2040 DD 08/01/10 POOL 3.500% 02/01/2041 DD 01/01/11 POOL 4 000% 02/01/2041 DD 02/01/11 POOL 3.500% 01/01/2041 DD 12/01/10 POOL 4.000% 12/01/2040 DD 12/01/10 POOL 4.000% 09/01/2041 DD 09/01/11 POOL 3.000% 02/01/2027 DD 01/01/12 POOL 3.000% 05/01l2042 DD 05/01/12 POOL 3.500% 06/01/2042 DD 06/01/12 POOL 3.000% 0510112043 DD 05101113 POOL 3 000% 0610112043 DD 06101113 POOL 2.500% 12/01/2027 DD 11l01/12 5,882.27 GNMA POOL #0781118 6 500% 10/15/2029 DD 12/01/99 Valuation Method FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV MV FMV Book Value End of Year 726,173.50 259,138.58 6,189.96 21,396.66 12,398 08 17,294.57 56,566.14 71,989.65 77,378.22 332,119.73 71,211 49 165,414.99 12,317.49 89,360.65 117,882.82 396,849.15 84,138.54 811,050.43 454,766.44 145,828.90 740,464.66 132,424.72 201,350.36 258,370.69 248,352.08 439,008.58 375,148.63 251,530.85 300,324.00 13,674.43 6,466.78 2,678.10 6,876.31 FMV End of Year 726,173.50 259,138.58 6,189.96 21,396.66 12,398.08 17,294.57 56,566.14 71,989.65 77,378 22 332,119.73 71,211.49 165,414.99 12,317.49 89,360.65 117,882.82 396,849.15 84,138.54 811,050.43 454,766.44 145,828.90 740,464.66 132,424.72 201,350.36 258,370.69 248,352.08 439,008.58 375,148.63 251,530.85 300,324.00 13,674.43 6,466.78 2,678.10 6,876 31 -181- The Lynde and Harry Bradley Foundatron, Inc. 39-6037928 Part lLQne 13 (990-PF) - Investments - Other Shares/Par Description 452,202.80 GNMA II POOL #0004696 4.500% 05/20/2040 DD 05/01/10 105,223.06 GNMA II POOL #0004747 5.000% 07/20/2040 DD 07/01/10 131,647.39 GNMA II POOL #0004923 4 500% 01/20/2041 DD 01/01/11 175,670.06 GNMA II POOL 4.000% 06/20/2042 DD 06/01/12 288,118.96 GNMA II POOL 3.500% 09/20/2042 DD 09/01/12 Total Mortgage Backed Securities Fixed Income Mutual Funds 78,423.81 CF DV NON-SL AGG BND IND FD Other Asset Backed Securities 133,463.04 BAYVIEW FINANCIAL ACQUIS A 1A2 VAR RT 05/28/2037 DD 04/01/07 6,472.01 CITYSCAPE HOME EQUITY LOA A4 VAR RT 07l25/2028 DD 06/10/97 239,929.20 ASSET-BACKED 4 A3 VAR RT 0412512047 DD 03/01/07 23,457.47 GMACM MORTGAGE LOAN TRU GH1 A6 VAR RT 07/25/2035 DD 11/01/04 9,127.52 RAMP SERIES 2003-RS10 R810 AI7 VAR RT 11/25/2033 DD 11/01/03 34,269.76 RAMP SERIES 2005-RS1 RS1 AI6 4.713% 01/2512035 DD 01/01/05 245,064.57 RENAISSANCE HOME EQUITY 2 AF3 VAR RT 08/25/2036 DD 06/01106 123,180.51 RENAISSANCE HOME EQUITY 3 AF2 VAR RT 11/25/2036 DD 09/01/06 5,393.64 SECURITY NATIONAL 1A AF1 144A VAR RT 02/25/2035 DD 01/01/05 39,613.45 STRUCTURED ASSET SECU 7XS 1A4B VAR RT 04/25/2035 DD 03/01/05 22,773.58 ALTERNATIVE LOAN TRUS 85GB 3A1 5.250% 02/25/2021 DD 12/01/05 30,608.55 ALTERNATIVE LOAN TRUST J5 3A1 VAR RT 07/25/2021 DD 07/01/06 20,181.31 BANC OF AMERICA ALTERNA 11 4A1 4.750% 01/25/2019 DD 12/01/03 9,768.52 BANC OF AMERICA ALTERNA 11 4A1 5.500% 12/25/2019 DD 11/01/04 58,415.46 BANC OF AMERICA ALTERNA 4 3084 6.000% 05/25/2046 DD 04/01/06 39,501.09 BANC OF AMERICA ALTERNA 9 1083 5.500% 10/25/2035 DD 09/01/05 18,578.85 BANC OF AMERICA ALTERNAT 2 4A1 5.500% 03/25/2020 DD 02/01/05 24,790.83 BANC OF AMERICA ALTERNAT 2 5A1 5.500% 03/25/2019 DD 02/01/04 154,828.00 BANC OF AMERICA ALTERNAT 5 CB7 6.000% 06/25/2046 DD 05/01/06 Valuation Method FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV Book Value End of Year 497,106.54 117,435.25 144,558.05 188,539.65 302,919.63 FMV End of Year 497,106.54 117,435.25 144,558.05 188,539.65 302,919.63 15,285,867.63 8,361,444.23 141,285.31 0.00 197,121.03 23,390.85 9,180.09 34,678.26 157,081.49 75,938.32 5,395.43 41,728.41 22,110.87 30,412.35 20,373.03 10,051.51 48,547 33 36,148.23 19,166.13 25,308.21 126,587.37 15,285,867.63 8,361,444.23 141,285.31 0.00 197,121 03 23,390.85 9,180.09 34,678 26 157,081.49 75,938 32 5,395.43 41,728.41 22,110.87 30,412.35 20,373.03 10,051.51 48,547.33 36,148.23 19,166.13 25,308 21 126,587.37 The Lynde and Harry Bradley Foundation, Inc. 39-6037928 Mt II, Line 13 (990-PF) - Investments - Other Shares/Par Description 52,252.91 DEUTSCHE ALT-A SECURIT AR5 21A 6 000% 10/25/2021 DD 10/01/06 166,854.52 JP MORGAN ALTERNATIVE 83 A3A VAR RT 08/25/2036 DD 06/01/06 125,816.09 JP MORGAN MORTGAGE TRU A7 2A4R VAR RT 01/25/2037 DD 12/01/06 169,868.98 JP MORGAN MORTGAGE TRUS A2 2A3 VAR RT 04/25/2037 DD 03/01/07 440,000.00 NCUA GUARANTEED NOTES TR C1 A2 2.900% 10/29/2020 DD 11/10/10 33,023.27 WAMU MORTGAGE PASS-THR CB4 22A 6.000% 12/25/2019 DD 10/01/04 16,488.04 WAMU MORTGAGE CB1 5A 5 000% 06/25/2019 DD 05/01/04 19,198.08 WAMU MORTGAGE PASS-THRO C83 3A 5.500% 10/25/2019 DD 08/01/04 Total Other Asset Backed Securities Funds/Mutual Funds 1,047,759.50 ACACIA INTL PARTNERSLP 7,105,504.13 BAILLIE GIFFORD - INTL - LC 85,871.02 CF DV NON SL SIF 15,146.07 OFI - EM 2,381,382.51 PIMCO REAL RETURN FUND-INST 155,063.66 VANGUARD GL X-US RL EST-INST 1,091,093.86 VANGUARD REIT INDEX FUND-INS 3,488,959.97 WELLINGTON COMMODITIES 4,081,109.38 WELLINGTON - GLOBAL -182- Total Commingled Funds Hedge Funds 2,096.03 Hedge Fund #2 829 28 Hedge Fund #3 I 2,694.39 Hedge Fund #4 7,987.12 Hedge Fund #5 2,383.47 Hedge Fund #6 245.68 Hedge Fund #7 Valuatlon Method FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV Book Value End of Year 45.419 80 158,201.44 113,881.18 152,138.06 451 .792.00 34,489.17 16,915 41 19,922.04 2,017,263.32 562,965 98 78,936,793 28 13,597,045 00 58.458.509.78 26.004.697.00 16.770.134.61 19,388,737 80 28,435,023 79 41,994,615 49 284,148,522 73 4,428,446 00 6,487,709.00 3,355,948 15 1,166 00 3,130,401.23 3,944,838 11 FMV End of Year 45,419.80 158,201.44 113,881.18 152,138.06 451,792.00 34,489.17 16,915.41 19,922.04 2,017,263.32 562,965.98 78.936.793.28 13.597.045.00 58.458.509.78 26.004.697.00 16.770.134.61 19.388.737.80 28.435.023.79 41.994.615.49 284.148.522.73 4,428,446.00 6,487,709.00 3,355,948.15 1,166.00 3,130,401.23 3,944,838.11 -183- The Lynde and Harry Bradley Foundation, Inc. 39-6037928 Part II, Line 13 (BSD-PF) - Investments - Other Shares/Par 5.982 01 Hedge Fund #8 147,287.61 Hedge Fund #9 6,000.00 Hedge Fund #10 3,213.79 Hedge Fund #11 222.79 Hedge Fund #12 5,032.20 Hedge Fund #13 2,180.22 Hedge Fund #14 3,786.42 Hedge Fund #18 136,239.57 Hedge Fund #19 216.11 Hedge Fund #20 0.85 Hedge Fund #21 41,103.93 Hedge Fund #22 29.37 Hedge Fund #23 12.13 Hedge Fund #26 33.74 Hedge Fund #29 4,330.61 Hedge Fund #30 4,500.00 Hedge Fund #31 4,000.00 Hedge Fund #32 Total Hedge Funds Limited Partnerships 3,257,780.00 Limited Partnership #1 1,488,724.00 Limited #2 1,581,766.38 Limited Partnership #3 1,805,146.71 erlted Partnership #4 2,333,089.92 Limited Partnership #5 680,594.00 Limited Partnership #6 1,714,997.69 lerted Partnership #7 1,336,542.00 Limited Partnership #8 1,668,300.84 erlted Partnership #9 8,499.00 errted Partnership #10 Descriptron Valuation Method FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV LCM LCM LCM LCM LCM LCM LCM FMV LCM FMV Book Value End of Year 7,791,762.69 5,726,542.30 6,002,292.40 6,391,558.01 3,861,263.00 6,280,872.50 4,611,446.68 5,077,000.46 3,679,344.57 22,401.85 3,166.84 16,879.71 14,880.15 70,075.18 3,902,552.00 4,736,964.00 4,797,279.00 4,542,682.02 88,877,471.85 3,257,780.00 1,488,724.00 1,581,766.38 1,805,146.71 2,333,089.92 680,594.00 1,714,997.69 1,328,418.00 1,668,300.84 10,554.00 FMV End of Year 7,791,762.69 5,726,542.30 6,002,292.40 6,391,558.01 3,861,263.00 6,280,872.50 4,611,446.68 5,077,000.46 3,679,344.57 22,401.85 3,166.84 16,879.71 14,880.15 70,075.18 3,902,552.00 4,736,964.00 4,797,279.00 4,542,682.02 88.877.471.85 4,893,764.00 1,854,341.00 2,145,230.00 3,216,917.00 4,570,135.00 888,360.00 3,769,021.00 1,328,418.00 1,716,850.00 10,554.00 -184- The Lynde and Harry Bradley Foundation, Inc. 39-6037928 ShareslPar 380,479.00 Limited Partnership #11 2,223,267.00 Limited Partnership #12 1,235,068.82 Limited Partnership #13 2,976,733.36 Limited Partnership #14 1,897,261.73 Limited Partnership #15 1,744,504.81 Limited Partnership #16 931,593.27 Limited Partnership #17 0.01 Limited Partnership #18 2,268,736.31 Limited Partnership #19 2,266,656.92 Limited Partnership #20 2,540,872.00 Limited Partnership #21 2,905,454.00 Limited Partnership #22 722,344.00 Limited Partnership #23 702,685.00 Limited Partnership #24 1,549,751.14 Limited Partnership #25 1,367,747.21 Limited Partnership #26 1,545,485.00 Limited Partnership #27 1,171,626.00 Limited Partnership #28 1,170,052.00 Limited Partnership #29 605,888.00 Limited Partnership #30 2,603,852.62 Limited Partnership #31 541,568.35 Limited Partnership #32 3,560,332.69 Limited Partnership #33 2,039,799.00 Limited Partnership #34 1,461,564.00 Limited Partnership #40 606,112.38 Limited Partnership #35 1,621,084.87 Limited Partnership #36 2,352,778.52 Limited Partnership #37 2,343,408.00 Limited Paitnership #38 1,875,411.00 Limited Partnership #39 677,333.21 Limited Partnership #41 1,040,093.38 Limited Partnership #42 2,065,922.54 Limited Partnership #43 Part II, Line 13 (990-PF) - Investments - Other Description Valuation Method LCM LCM LCM LCM LCM LCM LCM LCM LCM LCM LCM LCM LCM LCM LCM LCM FMV LCM LCM LCM LCM FMV LCM LCM LCM FMV LCM LCM LCM LCM FMV FMV LCM Book Value End of Year 384,648 00 2,434,008.57 1,235,068.82 2,976,733.36 1,897,261.73 1,744,504.81 1,411,128.76 0.00 2,268,736.31 2,266,656.92 2,540,872 00 2,905,454.00 984,117.09 789,834.50 1,549,751.14 1,367,747.21 1,545,485.00 1,171,626.00 1,170,052 00 605,888 00 2,603,852.62 638,254.00 3,560,332.69 2,039,799 00 1,461,564.00 475,172 00 1,621 ,084.87 2,352,778.52 2,343,408.00 1,875,411.00 682,583 00 1,043,717.00 2,065,922.54 FMV End of Year 400,916.00 2,875,865.00 1,770,752.00 3,775,774.00 2,114,065.00 2,412,585.00 1,571,729.00 418,909.00 3,410,349.00 2,487,528.00 6,209,858.00 3,436,014.00 1,276,310.00 1,212,487.00 1,890,801.00 1,739,838.00 1,545,485.00 1,729,839.00 1,998,480.00 938,438.00 2,952,387.00 638,254.00 4,958,853.00 2,143,065.00 1,560,132.00 475,172.00 2,889,023.00 2,751,524.00 2,654,180.00 2,239,848.00 682,583.00 1,043,717.00 5,018,448.00 The Lynde and Harry Bradley Foundation, Inc. 39-6037928 Part II, Line 13 (990-PF) - Investments - Other Valuation Book Value FMV -185- Shares/Par 2,254,110.00 Limited Partnership #44 1,115,497.00 Limited Partnership #45 981,486.00 Limited Partnership #46 639,220.00 Limited Partnership #47 1,093,430.00 LImIted Partnership #48 16,365,097.00 LImIted Partnership #49 4,000,000.00 Limited Partnership #50 0.01 Limited Partnership #51 160,114.00 Limited Partnership #52 68,261.96 Limited Partnership #53 138,015.00 Limited Partnership #55 14,005.00 Limited Partnership #56 0.01 Limited Partnership #60 162,307.00 LImIted Partnership #62 46,698.00 Limited Partnership #63 868,000.16 Limited Partnership #64 122,724.00 Limited Partnership #65 1,345,634.00 Limlted Partnership #66 653,216.00 Limited Partnership #67 1,699,455.55 Limited Partnership #68 853,818.00 Limited Partnership #69 276,439.00 LImIted Partnership #70 6,863.00 Limited Partnership #71 483,804.00 Limited Partnership #72 1,013,180.18 LImIted Partnership #73 1,500,000.00 Limited Partnership #74 2,170,660.00 Limited Partnership #75 254,234.61 Limited Partnership #76 350,000.00 Limited Partnership #77 269,981.88 Limited Partnership #78 37,248.93 Limited Partnership #79 450,000.00 Limited Partnership #80 1,252,740.00 Limited Partnership #81 Method LCM FMV LCM FMV FMV FMV LCM LCM FMV LCM FMV FMV FMV LCM FMV FMV FMV FMV LCM FMV FMV FMV FMV FMV FMV LCM FMV FMV LCM FMV FMV MV FMV End of Year 2,254,110.00 1,188,385.00 981,486.00 643,990.00 991,632.00 17,966,820.00 4,000,000.00 0.00 151,747.00 68,261.96 119,958.00 20,474.00 0.00 162,307.00 49,273.00 780,592.00 154,682.00 1,335,300.00 695,225 00 1,699,456.00 830,834.00 256,639.00 5,773.00 463,707.00 1,060,011.00 1,500,000.00 2,238,679.00 246,471.00 350,000.00 236,741.00 37,249.00 430,786.00 1,207,277 00 End of Year 2,430,687.00 1,188,385.00 1,324,313.00 643,990.00 991,632.00 17,966,820.00 5,641,646.00 94,779.00 151,747.00 327,758.00 119,958.00 20,474.00 0.00 178,652.00 49,273.00 780,592.00 154,682.00 1,335,300.00 726,941.00 1,699,456.00 830,834.00 256,639.00 5,773.00 463,707.00 1,060,011.00 1,872,067.00 2,238,679.00 246,471.00 350,000.00 236,741.00 37,249.00 430,786.00 1,207,277.00 -186- The Lynde and Harry Bradley Foundation, Inc. 39-6037928 Part II, Line 13 (BSD-PF) - Investments - Other Shares/Par Total Limited Partnerships Other 26,292.81 FIDELITY BALANCED IBIQUITY Total Other Total Investments - Other Valuation Method FMV FMV Book Value End of Year 112,010,690.96 598,687.29 4,400.00 603,087.29 511,304,348.01 FMV End of Year 142,680,117.00 598,687.29 4,400.00 603,087.29 541 ,973,774.05 The Lynde and Harry Bradley Foundation, Inc. Year Ended December 31, 2014 Cost Balance beginning of year Additions Disposals Balance end of year Accumulated Depreciation Balance beginning of year Deprecratlon - 2014 Disposals Gain/(Loss) on Disposals Balance end of year Net Book Value DepreCIation Method ASSIgned Life Detailed Breakdown Improvements Furniture 8: Fixtures Total Buulding and Building Improvements $7,534.968 41 614,109 87 0.00 $8,149,078 28 ($3,826,302 80) (261,369 85) A 000 000 A 2A (261,369 85) Form 990-PF, Part 1, Line #19 {$4,087,672 65) $4,061,405 63 L. 10 - 30 Years Beginning of Year Current Year End of Year 2,628,530.93 189,395 49 2,817,926 42 1,197,771 87 71,974 36 1,269,746 23 3,826,302 80 261,369 85 4,087,672 65 \Fmance\lRS-Tax\2014\Fixed Assets - 2014 -187- The Lynde and Harry Bradley Foundation, Inc. -188- Part Line 15 (990-PF) - Other Assets 2,521,527 2,522,747 39-6037928 2,522,747 Asset Description Book Value Beg of Year Book Value End of Year of Year Program Related Investments 2,500,000 2,500,000 FMV End 2,500,000 2 21,527 22,747 22,747 ?2014 CCH All reserved The Lynde and Harry Bradley Foundation. Inc 39-6037928 Part VI, Line 6a (BSD-PB - Estimated Tax Payments Date Amount 1 Credit from prior year return 1 1/15/2014 1 448,960 2 quarter estimated tax payment 2 3 Second quarter estimated tax payment 6/15/2014 3 300,000 4 Thll?d quarter estlmated tax payment . 9/15/2014 4 250.000 5 Fourth quarter estimated tax payment 12/15/2014 5 250,000 6 Other payments 6 7 Total 7 1248.960 -189- The Lynde and Harry Bradley Foundation, inc. Attachment to Form 990-PF, Part VII-A, Line 10 For the Year Ended 12/31/2014 The following persons became substantial contributors during the tax year: Sarah D. Barder Family Trust Est. 11/22/1985 610 Newport Center Dr. Suite 840 Newport Beach, CA 92660 -190?- 39-60379 28 The Lynda and Harry Bradley Foundation. Inc Part Line 1 (BSD-PF) - Compensation of Officers, Directors, Trustees and Foundation Managers 39?6037928 2,223,815 222.913 2.519 Name Check it Busmess Street City State Zip Code Foreign Country Title Avg Per Week Compensation Bene?ts Ex Account pense Michael Grebe Daniel sanqidr 1241 Franklin PI 1m~ Franklin Pl Robert Norton K: Ffia-uf Michael Lempke Mandy Hess TeniT. 1241 Franklin PI 124? Franklin PI 1241 Fran?klrri-Pl 1241 FranEiTn 1241 Franklin Pl 1241 Frariklin PI English - Partial Year 1241 Franklin PI George 1241 Franklin PI Graber - Panial Year -15E 1 Year 1241 Franklin PI 12:1?Franklin PI Kuesier 1241 Franklin PI 14 1241F?N_Franklin Pl 15 16 Orr. Jr - Partial Year Pope 1241 Franklin PI 1241 Franklin PI 17 Smallwood - Partial Year 1241 Franklin Pl 21 Brothe?i?Smim - Partial Year ?teele - Partial Year 0 1241 Franklin PI 7241 Ri'FranTriTn PI- 22 See Retirement Schedule 1241 Franklin PI Milwaukee Milwaukee Milwaukee Milwaukge Milwaukee Milwaukee Milwaukee Milwaukee WI WI 53202 53202 53202 55262 53202 53202 53202 53202 Presrdent VP'ior Program VP for External Relations VP for Finance, Treasurer VP for Investments (aunt?roller? Secretary DFector a Past Chairman. Milwaukee Milwaukee 53202 53202 Director Director 50 00 45 00 35?00 4500 500 518.240 315.600 205.118 234.900 ?144.206 "1255?00 2 34.100 s??as 56.500 47.346 30.763 33255 21.636 18.825 12.515 618 953 184 516 150 300 3.772 36.000 Milwaukee Milwaukee 53202 53202 Milwaukee Mitwaukee 53202 53202 Direct-r; - Director 150 150 18.769 20.769 Chairman 8. Director Eeuetaa Director 500 50.115 300 ID Milwaukee Milwaukee 53202 53262 Milwaukee Milwaukee Milwa0kee Milwaukee Milwaukee 53202 53202" 50202 53202 53202 ?2014 CCH All rights reserved Director DIIGCQ 31.000 12.630 bll?EC?lOl? DITECIOT- Director Director DirectoF_ 150 150 300 300 245.000 The Lynde and Harry Bradley Foundation Supplemental Schedule of Information About Of?cers. Directors. Trustees. Foundation Managers. Highly Paid Employees and Contractors Year Ended December 31. 2014 EIN-39-6037928 Form 990-PF. Page 6. Part Compensation 1 List all of?cers. directors. trustees. foundation managers and their compensation (See Instructions) Name and Address Retirement Compensation Relocation Contnbutions to employee bene?t plans - medical. dentat and Vi3ion insurance. HSAP Michael Grebe - Milwaukee. WI 245.000 0 15.788 Daniel Schmidt- Milwaukee. WI 0 0 19.846 Robert Norton ll - Milwaukee. WI 0 0 17.781 Friauf - Milwaukee, WI 0 0 19.131 Michael Lempke - Milwaukee. WI 0 0 0 Mandy Hess - Milwaukee. WI 0 0 25.305 Tern Famer - Milwaukee. WI 0 0 9.267 - Milwaukee. WI 0 0 0 George - Milwaukee. WI 0 0 0 Kuester - Milwaukee. WI 0 0 0 Orr. Jr - MihNaukee. W1 0 0 0 Mitchell - Milwaukee. WI 0 0 0 A Pope - Milwaukee. W1 0 0 0 Smallwood - Milwaukee. WI 0 0 0 Brother Smith - Milwaukee. WI 0 0 Uihtein Milwaukee. WI 0 0 0 - Milwaukee. WI 0 0 0 The Lynde 8. Harry Bradley Foundation is the preterred address 2 Compensation of ?ve highest-paid employees (other than those included on line 1 - see instructions) If none. enter "None" (3) Name and Address Retirement Compensation Relocation Contributions to employee bene?t plans - medical. dental and VISIOII insurance. HSAP Contributions to other insurance plans - travel! 2,954 3 090 2.290 3.453 380 2.497 1.819 Contnbutions to other insurance plans - travel] Dianne Sehler - Milwaukee. WI 0 0 8.102 Michael Hartmann - Milwaukee. WI 0 0 8.766 Janet Riordan - Milwaukee. WI 0 0 8.734 AliCia Manning - Milwaukee. WI 0 0 23.890 Laura Dams - Milwaukee, WI 0 0 18.286 Total number of other employees paid over $50 000 - 2 The Lynde Hany Bradley Foundation is the preferred address -192- 2.765 2.640 2.055 1.690 1.663 The Lynde and Harry Bradley Foundation, Inc. Year Ended December 31, 2014 39-6037928 Part IX-A Summary of Direct Charitable Activities External Relations Wisconsin Conference The Conference brings together local opinion leaders and citizens who want to preserve freedom and promote prosperity for Wisconsm families in the generations to come. The conference showcases the work of Foundation grantees through panel discussions and educational presentations on mission related topics. Bradley Symposium Panel discussron among prominent commentators and scholars on "America?s Prospects: Promise and Peril". Panel members examined demographic, economic, and political trendlines in American life to help us see past the horizon and think through the challenges and opportunities that the coming years are likely to bring. -193- -l94- The Lynde and Harry Bradley Foundation, Inc. Form BSD-PF, Part VII-B, Line 5c Expenditure Responsibility Grants and Reports For the year ended December 31, 2014 EXCEPTION TO TAX ON TAXABLE EXPENDITURES EIN 39-6037928 The Foundation clalms exemption from the tax on taxable expendltures contained "1 Sectlon 4945(d)(4)(B) of the Internal Revenue Code for the grants listed below because It maintained expenditure for such grants The attached schedule provrdes the Information about such grants requrred by Regulations Sectron 53 4945-5(d) To the knowledge of the Foundation, and based on reports received from grantees, none of the grant funds reported In the attached schedule were drverted from the purpose for the grant was made The Foundation has no reason to doubt the accuracy or of the grantee reports, therefore, no Independent verl?catlon of the report was made Grantee Name and Address Purpose Grant Date Grant Amount Amounts Reported as Exnended Payment Date Received Dates Report Request Date/Status (iv) (vi) (vii Senior Development Corp Box 353 Garrison, NY 10524 To support general operations 02/26/13 250,000 $0 10/27/ 14 01/30/15 Request sent 1/23/15 Report states $250,000 remains Charter Growth Fund 350 Interlocken Boulevard, Surte 390 Broom?eld, CO 80021 To support general program 08/19/14 3,000,000 $0 09/17/14 06/10/15 Request sent 1/23/15, report states that $3,000,000 remains Encounter for Culture and Education, 900 Broadway, Surte 601 New York, NY 10003-1239 To support Encounter Books during 2014 01/05/14 1,000,000 $800,000 various In 2014 11/14/14 Request sent 10/13/14, 11/14/14, 1/23/15 report states remains Encounter for Culture and Education, Inc 900 Broadway, Surte 601 New York, NY 10003-1239 To suppon marketing and 04/22/ 14 275,000 $275,000 05/21/14 11/7/14 Request sent 10/13/14 Report states complete all funds expended Foundatlon for Excellence In Higher Education 16 Stockton Street Princeton, NJ 08540 To support the Prolect 08/19/14 50,000 $50,000 09/03/14 2/6/15 Request 10/3/14, 1/23/15 Report complete states $12,371 50 remains, report states all funds expended Foundation for Excellence In Higher Education 16 Stockton Street Princeton, NJ 08540 To support the Prolect 11/11/14 3,000,000 $1,000,000 12/17/14 02/12/15 Request sent 1115/15 Report states $357,263 79 remains John Pope Institute 100 South Harrington Street Raleigh, NC 27603 To support general operations 02/25/14 100,000 $100,000 04/02/14 10/25/14 Request sent 10/3/14 Report states all complete funds expended complete John Pope 100 South Harrington Street Raleigh, NC 27603 To support general operatlons 02/25/14 100,000 $100,000 07/16/14 10/25/14 Request sent 10/3/14 Report states all complete funds expended complete John Pope Institute 100 South Harrington Street Raleigh, NC 27603 To support a legal center 02/25/14 60,000 $60,000 04/02/14 10/28/14 Request sent 10/3/14 Reperts states complete funds expended complete GRANTS PAID CALENDAR YEAR 2014 The Lynde and Harry Bradley Foundation, Inc. Note Grants pald represent payments for religious, educational, or Similar charitable purposes Except as noted with the followmg legend, the organizations are publtc charities as desoribed in sections Form 990-PF Part 1, Line 25 and Part XV, Item 3 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Above the Clouds, Inc. 07/ 16/ 14 $10,000 PC Box 16122 Milwaukee, WI 53216-0122 To support general operations Accelerate Institute 07/16/14 $75,000 PC 328 South Jefferson Street, Suite 570 Chicago, IL 60661 To support 21 Ryan Fellowship ACI Senior Development Corp. 10/27/14 $250,000 PF PO Box 353 Garrison, NY 10524 To support general operations Acton Institute for the Study of Religion and Liberty 04/02/14 $62,500 PC 98 East Fulton Street Grand Rapids, MI 49503 To support general operations Acton for the Study of Religion and Liberty 06/04/14 $62,500 PC 98 East Fulton Street Grand Rapids, MI 49503 To support general operations ActRight Legal Foundation, Inc 12/17/14 $200,000 PC 209 West Main Street Plainfield, IN 46168-1 117 To support program activities _1 95 The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code ACTS Community Development Corporation 02/05/14 $85,000 PC 1445 North 24th Street Milwaukee, WI 53205 To support general operations ACTS Community Development Corporation 09/17/ 14 $90,000 PC 1445 North 24th Street Milwaukee, WI 53205 To support general operations Alexander Hamilton Seeiety 04/02/14 $50,000 PC 1730 Street NW, Suite 909 Washington, DC 20036 To support general operations Alliance for Children and Families 10/01/14 $500 PC 1 1700 West Lake Park Drive Milwaukee, WI 53224-3099 To support general operations American Center for School ChOice 04/02/14 $20,000 PC 1033 Shoreline Drive San Mateo, CA 94404 To support the Commission on Faith-Based Schools American Civil Rights Institute 09/03/14 $75,000 PC O. Box 188350 Sacramento, CA 95818 To support general operations American Civil Rights Institute 11/05/14 $50,000 PC PO. Box 188350 Sacramento, CA 95818 To support general operations American CounCil ofTrustees and Alumni 07/16/14 $25,000 PC 1730 Street NW, Suite 600 Washington, DC 20036-451 1 To support general operations _1 96 The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code American Enterprise Institute for Public Policy Research 1150 Seventeenth Street NW, Suite 1250 Washington, DC 20036 To support Foreign and Defense Policy Studies, a senior fellowship, and the Bradley Lecture Series 01/08/14 $100,000 PC American Enterprise Institute for Public Policy Research 1150 Seventeenth Street NW, Suite 1250 Washington, DC 20036 To support Foreign and Defense Policy Studies, a senior fellowship, and the Bradley Lecture Series 02/05/14 $100,000 PC American Enterprise Institute for Public Policy Research 1150 Seventeenth Street NW, Surte [250 Washington, DC 20036 To support Foreign and Defense Policy Studies, the work of Karlyn Bowman, and the Bradley Lecture Series 12/03/14 $100,000 PC American Enterprise Institute for Public Policy Research 1150 Seventeenth Street NW, Suite 1250 Washington, DC 20036 To support the Education Policy Program 07/16/14 $50,000 PC American Enterprise Institute for Public Policy Research 1150 Seventeenth Street NW, Surte 1250 Washington, DC 20036 To support the Education Policy Program 09/03/14 $50,000 PC American Foreign Policy COUl'lCll 509 Street NE Washington, DC 20002 To support general operations 09/17/[4 $50,000 PC American Foreign Policy Council 509 Street NE Washington, DC 20002 To support general operations 11/05/14 $50,000 PC American Legislative Exchange Councrl 2900 Drive, Suite 600 Arlington, VA 22202 To support the Center for State Fiscal Reform 02/05/14 $100,000 PC ?197- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code American Legislative Exchange Councrl 2900 Drive, Suite 600 Arlington, VA 22202 To support the Center for State Fiscal Reform 12/17/14 $100,000 PC American Majority, Inc. PO. Box 87 Purcellville, VA 20134 To support the Wisconsin chapter 01/08/14 $100,000 PC American Majority, Inc. PO. Box 87 Purcellville, VA 20134 To support the Wisconsin chapter 03/05/14 $100,000 PC American Majority, Inc. Box 87 VA 20134 To support the Wlsconsm chapter 09/03/14 $200,000 PC American Project 1 130 Connecticut Avenue NW #425 Washington, DC 20036 To support the Education Program 09/03/14 $40,000 PC American Principles Project 1 130 Connecticut Avenue NW #425 Washington, DC 20036 To support the Preserve Innocence Project 05/21/14 $50,000 PC American Transparency 200 South Frontage Road, Surte 304 Burr Ridge, IL 60527 To support the Open the Books Project 09/03/14 $50,000 PC Americans for Prosperity Foundation 2111 Wilson Boulevard, Surte 350 Arlington, VA 22201 To support education at Americans for Prosperity Foundation in Wisconsin. 12/17/14 $14,500 PC -198- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Americans for Prosperity Foundation 211 1 Wilson Boulevard, Suite 350 Arlington, VA 22201 To support program activities 12/03/14 $100,000 PC Americans for Tax Reform Foundation 722 Twelfth Street NW, Floor 4 Washington, DC 20005 To support general operations 04/02/14 $50,000 PC Americans for Tax Reform Foundation 722 Twelfth Street NW, Floor 4 Washington, DC 20005 To support general operations 06/04/14 $50,000 PC America's Future Foundation 1513 16th Street, NW Washington, DC 20036 To support general operations 12/03/14 $10,000 PC Asset Burlders of America, Inc. 1213 North Sherman Avenue, #195 Madison, WI 53704 To support general operations 12/03/14 $40,000 PC Association for the Study ofthe Middle East and Africa 2100 Street NW, #170-291 Washington, DC 20037 To support the annual conference 07/16/14 $30,000 PC Association of American Educators 27405 Puerta Real, Suite 230 Missron Vrejo, CA 92691 To support program in Wisconsin 09/03/14 $100,000 801 Association of American Educators 27405 Puerta Real, Suite 230 Mission Viejo, CA 92691 To support program activities in Wisconsin 11/05/14 $50,000 -l99- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Assoc1ation of Graduates ofthe United States Military Academy 01/22/14 $100,000 PC 698 Mills Road West Point, NY 10996-1607 To support the Combating Terrorism Center and the Simon Center for the Professional Military Ethic Association of Graduates of the United States Military Academy 12/03/14 $100,000 PC 698 Mills Road West Point, NY 10996-1607 To support the Combating Terrorism Center and the Simon Center for the Professional Military Ethic Aurora Health Care, Inc 12/17/14 $10,000 SOII 750 W. Virginia Street PO Box 341880 Milwaukee, WI 53234-1880 To support general operations Austin Institute for the Study of Family and Culture 01/08/14 $50,000 PC c/o Andrew Litschi 3412 Tarlton Lane Austin, TX 78746 To support a research study Barry Goldwater Institute for Public Policy Research 07/16/14 $100,000 PC 500 East Coronado Road Phoenix, AZ 85004 To support program activities Barry Goldwater Institute for Public Policy Research 09/03/14 $100,000 PC 500 East Coronado Road Phoenix, AZ 85004 To support program activities Barry Goldwater Institute for Public Policy Research 1 1/05/14 $150,000 PC 500 East Coronado Road Phoenix, AZ 85004 To support program activities Baylor University 01/08/14 $12,500 PC One Bear Place 97308 Waco, TX 76798-7308 To support the Bradley Graduate and Post-Graduate Fellowship Program _2 00 The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Baylor 08/06/14 12,500 PC One Bear Place 97308 Waco, TX 76798-7308 To support the Bradley Graduate and Post-Graduate Fellowship Program Becket Fund, Inc. 12/17/14 $100,000 PC 1200 New Hampshire Avenue, NW, Su1te 700 Washington, DC 20036 To support general operations Becoming American Institute 12/03/14 $50,000 PC 1945 Norwood Ave. Boulder, CO 80304 To support general operations Bel Canto Chorus of Milwaukee, Inc. 04/02/14 $20,000 PC 158 North Broadway Milwaukee, WI 53202 To support general operations Benjamin Rush Society 04/02/ 14 $40,000 PC PO. Box 31 13 HalfMoon Bay, CA 94019 To support general operations Beyond Visuon 12/03/14 $15,000 PC 5316 West State Street Milwaukee, WI 53208 To support general operations Boston College 01/08/14 $12,500 PC Jesu1t Community Chestnut Hill, MA 02467-3802 To support the Bradley Graduate and Post-Graduate Fellowship Program Boston College 08/06/14 $12,500 PC Jesuit Community Chestnut Hill, MA 02467-3802 To support the Bradley Graduate and Post-Graduate Program __201 ?re Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Boys Girls Clubs of Greater Milwaukee, Inc. 09/17/14 $15,000 PC 1558 North Sixth Street O. Box 12486 Milwaukee, WI 53212 To support program activities Bradley Impact Fund 04/10/14 $25,000 PC 1249 N. Franklin Place Milwaukee, WI 53202 To support general operations Bradley Impact Fund 05/15/14 $25,000 PC 1249 N. Franklin Place Milwaukee, WI 53202 To support general operations Bradley Impact Fund 06/12/14 $25,000 PC 1249 Franklin Place Milwaukee, WI 53202 To support general operations Bradley Impact Fund 07/25/14 $25,000 PC 1249 N. Franklin Place Milwaukee, WI 53202 To support general operations Bradley Impact Fund 09/25/14 $180,000 PC 1249 N. Franklin Place Milwaukee, WI 53202 To support general operations Bradley Impact Fund 10/16/14 $75,000 PC 1249 Franklin Place Milwaukee, WI 53202 To support general operations Bradley Prize Recipient 06/24/14 $250,000 1 Darcy Olsen 500 East Coronado Road Phoenix, AZ 85004 _202 The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Bradley Prize Reelpient 01/08/14 125,000 I Dr. Yuval Levin 1730 Street NW, Suite 910 Washington, DC 20036 Bradley Prize Recipient 06/23/14 $250,000 1 Kimberly Strassel 36929 Gaver Mill Road Purcellville, VA 20132 Bradley Prize Recnpient 06/18/14 $250,000 1 Randy Barnett 600 New Jersey Avenue, NW Washington, DC 20001 Bradley Prize Recipient 06/23/14 $75,000 1 Terry Teachout 680 Ft. Washington Avenue, Apt 4-H New York, NY 10040 Burleigh Street Community Development Corporation, Inc. 07/16/14 15,000 PC 4630 West Burleigh Street Milwaukee, WI 53210 To support general operations Busmess and Economics Academy of Milwaukee 04/02/14 10,000 PC 3620 18th Street Milwaukee, WI 53206 To support a teacher-incentive program California Assocration of Scholars 10/01/14 $10,000 PC 10501 Wilshire Blvd. #1801 Los Angeles, CA 90095?1547 To support the California Assocnation of Scholars California Dance Institute 1 l/05/l4 1 0,000 PC Capshaw-Spielberg Center 3131 Olympic Boulevard, #202 Santa Monica, CA 90404 To support general operations _203 The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Calvm College 04/02/14 $20,000 PC Spoelhof Center 3201 Burton Street SE Grand Rapids, MI 49546-4388 To support a project at the Paul B. Henry Institute Cap1tal Research Center 09/03/14 $85,000 PC 1513 Sixteenth Street, NW Washington, DC 20036-1401 To support general operat10ns Captain Frederick Pabst Mansion, Inc. 12/03/14 $20,000 PC 2000 West Wisconsin Avenue Milwaukee, WI 53233 To support general operations Cathohc Memonal High School 07/16/14 $25,000 PC 601 East College Avenue Waukesha, W1 53186 To support part1C1patlon in the W1sconsm Parental Ch01ce Program Catholtc Memorlal High School 1 1/05/14 $2,000 PC 601 East College Avenue Waukesha, WI 53186 To support student scholarships Cathohc Near East Welfare Assomanon 09/03/14 $250 PC 1011 First Avenue, 15 Fl New York, NY 10022-4195 To support "Help Christians in Syria" Cato Institute 12/03/14 $150,000 PC 1000 Massachusetts Avenue, NW Washington, DC 20001 To support the Center for Monetary and Financ1al Studies Center for America 09/03/14 $50,000 PC 250 Willow Springs Drive Roswell, GA 30075 To support general Operations _204 The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Center for America 250 Willow Springs Drive Roswell, GA 30075 To support general operations 11/05/14 $50,000 PC Center for American Military MUSIC Opportunities 8651 John J. Kingman Rd. #104 Fort Belvoir, VA 22060 To support the "Operation Songsmith" program 01/08/14 $10,000 PC Center for Competitive Politics 124 S. West Street, Suite 201 Alexandria, VA 22314 To support general operations 04/02/14 $75,000 PC Center for Education Reform 1901 Street, NW, Surte 705 Washington, DC 20036 To support a fellowship 08/06/14 $75,000 PC Center for Education Reform 1901 Street, NW, Suite 705 Washington, DC 20036 To support general operations 12/17/14 $20,000 PC Center for Equal Opportunity 7700 Leesburg Pike, Surte 231 Falls Church, VA 22043 To support general operations 04/02/14 $150,000 PC Center for Immigration Studies 1629 Street NW, Suite 600 Washington, DC 20006 To support the public safety and law enforcement program 09/17/14 $15,000 PC Center for Individual Rights 1233 Twentieth Street NW, Suite 300 Washington, DC 20036 To support general operations 01/08/14 $80,000 PC -205- The and Hany Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Center for Individual Rights 12/17/14 $75,000 PC 1233 Twentieth Street NW, Su1te 300 Washington, DC 20036 To support general operations Center for Neighborhood Enterprise 07/ 16/ 4 $100,000 PC 1625 Street NW, $11116 1200 Washington, DC 20006 To support general operations Center for Neighborhood Enterprise 09/03/14 $100,000 PC 1625 Street NW, Suite 1200 Washington, DC 20006 To support general operations Center for Neighborhood Enterprise 1 1/05/14 $50,000 PC 1625 Street NW, Su1te 1200 Washington, DC 20006 To support general operations Center for Neighborhood Enterprise 04/02/14 $190,000 PC 1625 Street NW, Suite 1200 Washington, DC 20006 To support the Milwaukee Violence-Free Zone Initiative Center for Neighborhood Enterprise 11/05/14 $2,000 PC 1625 Street NW, Suite 1200 Washington, DC 20006 To support work on poverty Center for Strategic and Budgetary Assessments 01/08/14 $70,000 PC 1667 Street NW, Suite 900 Washington, DC 20006?1659 To support research and education activities Center for Strategic and Budgetary Assessments 09/17/14 $70,000 PC 1667 Street NW, Su1te 900 Washington, DC 20006-1659 To support research and education activities _206 The Lynde and Harry Bradley Foundation 39?6037928 RECIPIENT AND PURPOSE DATE AMOUNT Code Center for the Study of Carbon Dioxide and Global Change 08/06/14 $10,000 PC PO. Box 25697 Tempe, AZ 85285-5697 To support the Science Public Policy Institute Center for the Study of Technology and Society 1 1/05/14 $30,000 PC 1730 Street NW, Suite 910 Washington, DC 20036 To support general operations Center for Veterans Issues, 1 1/19/14 $1,000 PC PO. Box 080168 Milwaukee, WI 53208 To support general operations Center of the American Experiment 12/03/14 $50,000 PC 8441 Wayzata Boulevard, Suite 350 Golden Valley, MN 55426 To support a project on the effects of family fragmentation Charter Growth Fund 09/17/14 $3,000,000 POF 350 Interlocken Boulevard, Suite 390 Broom?eld, CO 80021 To support program activities Children's Hospital and Health System 10/15/14 $500 PC O. Box 1997, MS C760 Milwaukee, WI 53201-1997 To support general operations City On A Hill, Inc. 11/05/14 $1,000 PC 2224 West Kilboum Avenue Milwaukee, WI 53233 To support general operations City On A Hill, Inc 12/17/14 $30,000 PC 2224 West Kilboum Avenue Milwaukee, WI 53233 To support general operations _20 7 The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code City Year, Inc. 287 Columbus Avenue Boston, MA 021 16 To support City Year Milwaukee 12/17/14 $100,000 PC Clare Boothe Luce Policy Institute 1 12 Elden Street, Suite Hemdon, VA 20170 To support general operations 12/17/14 $10,000 PC Claremont Institute for the Study of Statesmanship and Political Philosophy 1317 W. Foothill Suite 120 Upland, CA 91786-3675 To support general operations 07/16/14 $50,000 PC Claremont Institute for the Study of Statesmanship and Political Philosophy 1317 W. Foothill Blvd, Suite 120 Upland, CA 91786-3675 To support general operations 09/03/14 $50,000 PC Claremont Institute for the Study of Statesmanship and Political Philosophy 1317 W. Foothill Suite 120 Upland, CA 91786-3675 To support the Center for Constitutional Jurisprudence 12/17/14 $35,000 PC Claremont McKenna College Bauer Center 500 East Ninth Street Claremont, CA 91711-6400 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/08/14 $12,500 PC Claremont McKenna College Bauer Center 500 East Ninth Street Claremont, CA 91711-6400 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/20/14 $12,500 PC Classroom, Inc 245 Fifth Avenue, Floor 20 New York, NY 10016 To support general operations and expan5ion 07/16/14 $50,000 PC -208- The Lynde and Han?y Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Collegiate Cultural Foundation 218 West State Street Media, PA 19063 To support general operations 03/05/14 $10,000 PC Collegiate Cultural Foundation 218 West State Street Media, PA 19063 To support the Love and Fidelity Network 04/02/14 $15,000 PC Colorado Christian 8787 West Alameda Avenue Lakewood, CO 80226 To support general operations 11/05/14 $10,000 PC Colorado Christian University 8787 West Alameda Avenue Lakewood, CO 80226 To support the Centennial Institute's 2014 Western Conservative Summit 04/02/14 $50,000 PC Columbia 726 Uris Hall New York, NY 10027 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/08/14 $12,500 PC Columbia University 726 Uris Hall New York, NY 10027 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/06/14 $12,500 PC Columbia University 726 Uris Hall New York, NY 10027 To support the Bradley Graduate and Post-Graduate ellowship Program 08/20/14 $12,500 PC Columbia University 726 Uris Hall New York, NY 10027 To support the Bradley Gradute and Post-Graduate Fellowship Program 01/08/14 $12,500 PC -209- The Lynde and Han?y Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Community Hospital Foundation 40 Ryan Court, Suite 200 Monterey, CA 93940 To support Intake Rehab Unit, Area Most Needed 11/05/14 $10,000 PC Community Warehouse, Inc. 521 South 9th Street Milwaukee, WI 53204 To support general operations 04/02/14 $50,000 PC Community Warehouse, Inc. 521 South 9th Street Milwaukee, WI 53204 To support general operations 06/16/14 $50,000 PC Compel Them To Come, Inc 7161 North Port Washington Road, Suite 1A Milwaukee, WI 53217 To support general operations 09/03/14 $25,000 PC Competitive Enterprise Institute 1899 Street, NW, Floor 12 Washington, DC 20036 To support general operations 12/03/14 $75,000 PC Competitive Enterprise Institute 1899 Street, NW, Floor 12 Washington, DC 20036 To support litigation 12/03/14 $75,000 PC Concord Chamber Orchestra c/o Gwenn I-Iarmann, Treasurer PO. Box 370857 Milwaukee, WI 53237-1957 To support general operations 12/03/14 $10,000 PC Consumers? Research 1801 St, Third Floor Washington, DC 20006 To support the Center for Energy Innovation and Independence 08/06/14 $150,000 PC -210- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Consumers' Research 1801 St, Third Floor Washington, DC 20006 To support the Center for Energy Innovation and Independence 08/06/14 $100,000 PC Cornell University Department of History McGraw Hall Ithaca, NY 14853-4601 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/08/14 $12,500 PC Cornell University Department of History McGraw Hall Ithaca, NY 14853-4601 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/08/14 $12,500 PC Cornell University Department of History McGraw Hall Ithaca, NY 14853-4601 To support the Bradley Graduate and Post?Graduate Fellowship Program 08/06/14 $12,500 PC Cornell University Department of History McGraw Hall Ithaca, NY 14853-4601 To support the Bradley Graduate and Post-Graduate Fellowship Program 09/17/14 $12,500 PC Council on Foreign Relations 58 East 68th Street New York, NY 10065 To support the work of Elliott Abrams 11/19/14 $25,000 PC Council on Foreign Relations 58 East 68th Street New York, NY 10065 To support the work of Max Boot 12/17/14 $15,000 PC Cristo Rey Network 14 East Jackson Boulevard, Suite 1200 Chicago, IL 60604 To support the Choice Expansion Plan 07/16/14 $40,000 FI -211- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT Code Daily Caller News Foundation 1050 17th Street, NW, Surte 900 Washington, DC 20036 To support general operations 12/03/14 $100,000 PC Davrd Horowrtz Freedom Center 14724 Ventura Blvd., Surte 820 Sherman Oaks, CA 91403 To support general operations 01/22/14 $112,500 PC David Horowitz Freedom Center 14724 Ventura Suite 820 Sherman Oaks, CA 91403 To support general operations 02/05/14 $112,500 PC David Horowitz Freedom Center 14724 Ventura Blvd., Suite 820 Sherman Oaks, CA 91403 To support program activities 12/17/14 $125,000 PC Discovery institute 208 Columbia Street Seattle, WA 98104 To support the work of George Gilder 04/02/14 $10,000 PC Discovery World at Pier Wisconsin 500 North Harbor Drive Milwaukee, WI 53202 To support general operations 09/03/14 $90,000 PC Divme Savior Holy Angels High School 4257 North 100th Street Milwaukee, WI 53222 To support participation in the Milwaukee Parental Choice Program 04/02/14 $25,000 PC Dominican High School 120 East Silver Spring Drive White?sh Bay, WI 53217 To support participation in the Milwaukee Parental Choice Program 07/16/14 $25,000 PC -212- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT Code Donors Trust 04/02/14 $100,000 PC 1800 Diagonal Road, Surte 280 Alexandria, VA 22314 To support the Project on Fair Representation Duke University 01/08/14 $15,000 PC Office of Research Support 2200 W. Main Street, Suite 710 Durham, NC 27705 To support a conference at the Triangle Institute for Security Studies Duke University 04/16/14 $25,000 PC Office of Research Support 2200 W. Main Street, Suite 710 Durham, NC 27705 To support the Bradley Graduate and Post-Graduate Fellowship Program Duke University 10/01/14 $12,500 PC Of?ce of Research Support 2200 W. Main Street, Suite 710 Durham, NC 27705 To support the Bradley Graduate and Post-Graduate Fellowship Program Eastbrook Academy 08/06/14 $20,000 PC 5375 North Green Bay Avenue Milwaukee, WI 53209 To support general operations 01/08/14 $50,000 PC 7635 West Bluemound Road, Suite 106 Milwaukee, W153213 To support education programming EconomicsWisconsrn 02/05/14 $50,000 PC 7635 West Bluemound Road, Suite 106 Milwaukee, WI 53213 To support education programming 03/05/14 $50,000 PC 7635 West Bluemound Road, Suite 106 Milwaukee, WI 53213 To support education programming _2 1 3 The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code EconomicsWisconsm 04/02/14 $50,000 PC 7635 West Bluemound Road, Suite 106 Milwaukee, WI 53213 To support education programming EconomicsWisconsm 09/03/14 $100,000 PC 7635 West Bluemound Road, Suite 106 Milwaukee, WI 53213 To support education programs EconomicsWisconsin 1 1/05/14 $95,000 PC 7635 West Bluemound Road, Suite 106 Milwaukee, WI 53213 To support education programs Education Action Group Foundation 04/02/14 $75,000 PC 950 W. Norton, Suite 202 Muskegon, MI 49441 To support Wisconsm Programs Employment POIICIBS Institute Foundation 12/03/14 $200,000 PC 1090 Vermont Avenue, NW, Su1te 800 Washington, DC 20005 To support program activities Encounter for Culture and Education, Inc. 01/22/14 100,000 POF 900 Broadway, Su1te 601 New York, NY 10003?1239 To support Encounter Books Encounter for Culture and Education, Inc. 03/05/14 $100,000 POF 900 Broadway, Suite 601 New York, NY 10003-1239 To support Encounter Books Encounter for Culture and Education, Inc. 03/19/14 $100,000 POF 900 Broadway, Suite 601 New York, NY 10003-1239 To support Encounter Books _2 14_ The Lynde and Harry Bradley Foundatlon 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Encounter for Culture and Education, Inc. 900 Broadway, Surte 601 New York, NY 10003-1239 To support Encounter Books 05/07/14 $100,000 POF Encounter for Culture and Education, Inc. 900 Broadway, Suite 601 New York, NY 10003?1239 To support Encounter Books 07/02/14 $100,000 POF Encounter for Culture and Education, Inc 900 Broadway, Suite 601 New York, NY 10003-1239 To support Encounter Books 08/06/14 $100,000 POF Encounter for Culture and Education, Inc. 900 Broadway, Suite 601 New York, NY 10003-1239 To support Encounter Books 09/03/14 $100,000 POF Encounter for Culture and Education, Inc. 900 Broadway, Suite 601 New York, NY 10003-1239 To support Encounter Books 10/01/14 $100,000 POF Encounter for Culture and Education, Inc. 900 Broadway, Surte 601 New York, NY 10003-1239 To support Encounter Books 11/05/14 $100,000 POF Encounter for Culture and Education, Inc. 900 Broadway, Suite 601 New York, NY 10003-1239 To support Encounter Books 12/03/14 $100,000 POF Encounter for Culture and Education, Inc. 900 Broadway, Suite 601 New York, NY 10003-1239 To support marketing and publicity 05/21/14 $275,000 POF -215- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Ethics and Public Policy Center, Inc 1730 Street NW, SUite 910 Washington, DC 20036 To support a proiect on the future of conservatism 02/05/14 $72,500 PC Ethics and Public Policy Center, Inc. 1730 Street NW, Suite 910 Washington, DC 20036 To support a senior fellowship 12/03/14 $75,000 PC Ethics and Public Policy Center, Inc. 1730 Street NW, Suite 910 Washington, DC 20036 To support general operations 07/16/14 100,000 PC Ethics and Public Policy Center, Inc. 1730 Street NW, Suite 910 Washington, DC 20036 To support general operations 09/03/14 100,000 PC Ethics and Public Policy Center, Inc. 1730 Street NW, Suite 910 Washington, DC 20036 To support general Operations 11/05/14 $75,000 PC Ethics and Public Policy Center, Inc 1730 Street NW, Suite 910 Washington, DC 20036 To support the Faith Angle Forum 12/17/14 $30,000 PC Ethics and Public Policy Center, Inc. 1730 Street NW, Suite 910 Washington, DC 20036 To support the Kirkpatrick Society 12/03/14 $50,000 PC Family Research CounCIl, Inc. 801 Street, NW Washington, DC 20001 To support the Marriage Religion Research Institute 01/08/14 $75,000 PC -216- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Family Research Council, Inc. 12/03/14 $70,000 PC 801 Street, NW Washington, DC 20001 To support the Marriage Religion Research Institute Fellowship of Christian Athletes 01/08/14 $25,000 PC 135 West Broadway Waukesha, WI 53186 To support program activities Fellowship of Christian Athletes 12/17/14 $25,000 PC 135 West Broadway Waukesha, WI 53186 To support program activities First Stage Children's Theater 07/16/14 $35,000 PC 325 West Walnut Street Milwaukee, WI 53212 To support general operations First United Presbyterian Church of Vernon 05/21/14 $1,000 PC S71 W23280 National] Avenue Big Bend, WI 53103 To support general operations Fishing Has No Boundaries, Inc 03/19/14 $2,000 PC Great Lakes Milwaukee Chapter 16815 Judith Lane Brookfield, WI 53005 To support general operations Florentine Opera Company, Inc 07/16/14 $90,000 PC 930 E. Burleigh Street, Lower Level Milwaukee, W153212 To support general operations Foreign Policy Research Institute 01/22/14 $85,000 PC 1528 Walnut Street, Suite 610 Philadelphia, PA 19102-3684 To support the Center for the Study of America and the West _2 7 The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Foreign Policy Research Institute 12/03/14 $100,000 PC 1528 Walnut Street, Suite 610 Philadelphia, PA 19102-3684 To support the Center for the Study of America and the West Foundation Financial Of?cers Group 10/01/14 $500 PC 19 Mantua Road Mt. Royal, NJ 08061 To support general operations Foundation for a Great Marriage, Inc. 05/07/14 $25,000 PC 1496 Bellevue, Su1te 502 Green Bay, WI 54311 To support general operations Foundation for Cultural Review, Inc. 09/17/14 $100,000 PC 900 Broadway, Suite 602 New York, NY 10003-1239 To support The New Criterion Foundation for Cultural ReView, Inc 1 1/05/l4 $100,000 PC 900 Broadway, Suite 602 New York, NY 10003?1239 To support The New Criterion Foundation for Cultural Review, Inc. 02/05/14 $50,000 PC 900 Broadway, Su1te 602 New York, NY 10003?1239 To support The New Criterion Foundation for Cultural Review, Inc. 04/02/14 $50,000 PC 900 Broadway, Suite 602 New York, NY 10003-1239 To support The New Criterion Foundation for Defense of DemocraCies, Inc 12/03/14 $100,000 PC 1726 Street NW, Suite 700 Washington, DC 20036 To support the annual Washington Forum and a fellowship _2 1 8 The Lynde and Harry Bradley Foundation 39-6037923 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Foundation for Excellence in Education 09/ 17/14 $25,000 PC 215 Monroe Street, Su1te 420 Tallahassee, FL 32301 To support Digital Learning Now! Foundation for Excellence in Higher Education 09/03/14 $50,000 PF 16 Stockton Street Princeton, NJ 08540 To support the University Project Foundation for Excellence in Higher Education 12/17/14 $1,000,000 PF 16 Stockton Street Princeton, NJ 08540 To support the University Project Foundation for Government Accountability 08/06/14 $100,000 PC 15275 Collier Blvd., Su1te 201-279 Naples, FL 34119 To support public education about Medicaid Foundation for Government Accountability 09/03/14 $100,000 PC 15275 Collier Blvd., Suite 201-279 Naples, FL 34119 To support public education about Medicaid Foundation for Individual Rights in Education, Inc. 09/ 17/ 14 $50,000 PC 170 S. Independence Mall W, Suite 510 Philadelphia, PA 19106 To support general operations and an anniversary event Foundation for Individual Rights in Education, Inc 1 1/05/14 $50,000 PC 170 S. Independence Mall W, Surte 510 Philadelphia, PA 19106 To support general operations and an anniversary event Foundation for Research on Economics the Envrronment 04/ 6/ I 4 $20,000 PC PO. Box 555 Gallatin Gateway, MT 59730 To support general operations _2 9 The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT Code Foundation for the Milwaukee Fire Education Center 02/19/14 $15,000 PC Milwaukee Fire Department 711 West Wells Street Milwaukee, WI 53233 To support reinstatement ofa youth program Franklin Center for Government Public Integrity 09/17/14 $50,000 PC 1229 King Street, Floor 3 Alexandria, VA 22314 To support the Thomas L. Rhodes Journalism Fellowship at National Review Franklin Center for Government Public Integrity 09/1 7/ 14 $75,000 PC 1229 King Street, Floor 3 Alexandria, VA 22314 To support the Wisconsin Reporter Free Congress Research and Education Foundation, Inc. 09/03/14 $75,000 PC 901 N. Washington Street, Suite 206 Alexandria, VA 22314 To support general operations and the American Opportunity Project Free Congress Research and Education Foundation, Inc. 1 1/05/14 $75,000 PC 901 N. Washington Street, Smte 206 Alexandria, VA 22314 To support general operations and the American Opportunity Pr0ject Freedom Foundation 09/03/ 14 $50,000 PC 2403 Paci?c Avenue, SE Olympia, WA 98501 To support the Union Transparency and Reform Project Freedom Foundation 1 1/05/14 $50,000 PC 2403 Paci?c Avenue, SE Olympia, WA 98501 To support the Union Transparency and Reform Project Freedom of Consolence Defense Fund 04/16/14 $75,000 PC O. Box 9520 Rancho Santa Fe, CA 92067 To support general operations _220_ The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Freedoms Foundation at Valley Forge 09/ 17/ 14 $40,000 PC 1601 Valley Forge Road O. Box 67 Valley Forge, PA 19482~0706 To support an American history education project Galen Institute 09/17/14 $75,000 PC P.O. BOX 320010 Alexandria, VA 22320 To support general operations Galen Institute 1 1/05/14 $75,000 PC Box 320010 Alexandria, VA 22320 To support general operations Gary Smise Foundation 04/16/14 $20,000 PC 12001 Ventura Place, Sunte 201 Studio City, CA 91604 To support assistance to retuming vererans George C. Marshall Institute 04/02/14 $65,000 PC 1601 North Kent Street, Suite 802 Arlington, VA 22209 To support general operations George Mason University Foundation, Inc 01/08/14 $12,500 PC 3301 North Fairfax Drive, Suite 450 Arlington, VA 22201-4498 To support the Bradley Graduate and Post-Graduate Fellowship Program George Mason Foundation, Inc. 08/06/14 $12,500 PC 3301 North Fairfax Drive, Sunte 450 Arlington, VA 22201-4498 To support the Bradley Graduate and Post-Graduate Fellowship Program Georgetown University 01/08/14 $12,500 PC 37th and NW Washington, DC 20007 To support the Bradley Graduate and Post-Graduate Fellowship Program _22 The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Georgetown University 37th and NW Washington, DC 20007 To support the Religious Freedom Project 12/17/14 $75,000 PC German Marshall Fund of the United States 1744 Street NW Washington, DC 20009 To support the Transatlantic Academy 02/05/14 $56,250 PC German Marshall Fund of the United States 1744 Street NW Washington, DC 20009 To support the Transatlantic Academy 12/03/14 $150,000 PC Foundation 1 195 Baltimore Pike PA 17325-7002 To support educational programs 12/03/14 $50,000 PC Grand Avenue Club, Inc 210 East Michigan Street Milwaukee, WI 53202?4901 To support general operations 04/02/14 $50,000 PC Grand Avenue Club, Inc 210 East Michigan Street Milwaukee, WI 53202-4901 To support general operations 06/04/14 $2,000 PC Greater Milwaukee Foundation, Inc 101 West Pleasant, Suite 210 Milwaukee, WI 53212 To support the Nonpro?t Management Fund 08/06/14 $60,000 PC GreatSchools, Inc 1999 Harrison Street, Suite 1 100 Oakland, CA 94612 To support GreatSchools Milwaukee 11/05/14 $10,000 PC -222- The Lynde and Harry Bradley Foundation 39-6037923 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Green Lake Property Owners Association of Washington County 12/03/14 $2,000 PC 1365 Lakeview Road West Bend, WI 53090-9020 To support general operations Greenhouse Solutions 02/05/14 $175,000 PC PO. Box 84 Aledo, TX 76008 To support Media Trackers - Wisconsin Greenhouse Solutions 04/02/14 $100,000 PC PO. Box 84 Aledo, TX 76008 To support Media Trackers - Wisconsm Greenhouse Solutions 09/17/14 $185,000 PC PO. Box 84 Aledo, TX 76008 To support Media Trackers Wisconsm Harvard University 01/08/14 $12,500 PC 1033 Massachusetts Avenue, Suite 3 Cambridge, MA 02138 To support the Bradley Graduate and Post-Graduate Fellowship Program Harvard University 01/08/14 $12,500 PC 1033 Massachusetts Avenue, Suite 3 Cambridge, MA 02138 To support the Bradley Graduate and Post-Graduate Fellowship Program Harvard UniverSIty 08/06/14 $12,500 PC 1033 Massachusetts Avenue, Sunte 3 Cambridge, MA 02138 To support the Bradley Graduate and Post-Graduate Fellowship Program Harvard University 08/06/14 $12,500 PC 1033 Massachusetts Avenue, Surte 3 Cambridge, MA 02138 To support the Bradley Graduate and Post-Graduate Fellowship Program _223 The Lynde and Harry Bradley F0undation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Harvard University 1033 Massachusetts Avenue, Suite 3 Cambridge, MA 02138 To support the Bradley Graduate and Post-Graduate Fellowship Program 09/17/14 $12,500 PC Hispanic Council for Reform and Educational Options 8461 Lake Worth Road, Suite 245 Lake Worth, FL 33467 To support general operations 04/02/14 $50,000 PC Hispanic Council for Reform and Educational Options 8461 Lake Worth Road, Suite 245 Lake Worth, FL 33467 To support general operations 06/04/14 $50,000 PC Holton Youth Family Center, Inc. 510 East Burleigh Street Milwaukee, To support general operations 09/03/14 $25,000 PC Holton Youth Family Center, Inc. 510 East Burleigh Street Milwaukee, W153212-21l9 To support general operations 11/19/14 $1,000 PC Hoover Institution 434 Galvez Mall Stanford, CA 94305-6010 To support a initiative on Regulation and the Rule of Law 02/05/14 $87,500 PC Hoover Institution 434 Galvez Mall Stanford, CA 94305-6010 To support a project initiative on Regulation and the Rule of Law 03/05/14 $87,500 PC Hoover Institution 434 Galvez Mall Stanford, CA 94305-6010 To support a prOJect initiative on Regulation and the Rule of Law 04/02/14 $87,500 PC ?224? The Lynde and Hany Bradley Foundation 39-6037923 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Hoover Institution 07/16/14 $75,000 PC 434 Galvez Mall Stanford, CA 94305-6010 To support the Working Group on Economic Policy Hoover Institution 07/16/14 $50,000 PC 434 Galvez Mall Stanford, CA 94305-6010 To support the Working Group on Islamism and the International Order Hoover Institution 12/03/14 $75,000 PC 434 Galvez Mall Stanford, CA 94305-6010 To support the Working Group on the Role of Military History in Contemporary Conflict Hoover Institution 12/03/14 $150,000 PC 434 Galvez Mall Stanford, CA 94305-6010 To support work on Regulation and the Rule of Law Hope Christian Schools 01/08/14 $50,000 PC 3215 N. Dr Martm Luther King Jr. Drive Milwaukee, W153212 To support general operations House of Peace 12/03/14 $27,600 PC PO. Box 05656 1702 West Walnut Street Milwaukee, WI 53205 To support burlding repairs Hudson Institute, Inc 04/02/14 $20,000 PC 1015 Fifteenth Street NW, Suite 600 Washington, DC 20005 To support a project on nonpro?t management Hudson Institute, Inc. 07/16/14 $20,000 PC 1015 Fifteenth Street NW, Suite 600 Washington, DC 20005 To support research and writing activmes _225_ The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Hudson Institute, Inc. 1015 Fifteenth Street NW, Suite 600 Washington, DC 20005 To support research and writing activities 11/19/14 $35,000 PC Hudson Institute, Inc. 1015 Fifteenth Street NW, Suite 600 Washington, DC 20005 To support research and writing activities 12/03/14 $35,000 PC Hudson Institute, Inc. 1015 Fifteenth Street NW, Sunte 600 Washington, DC 20005 To support research, writing, and teaching activities 09/17/14 $65,000 PC Hudson Institute, Inc. 1015 Fifteenth Street NW, Suite 600 Washington, DC 20005 To support the Bradley Center for Philanthropy and Civic Renewal 02/05/14 $175,000 PC Hudson Institute, Inc. 1015 Fi?eenth Street NW, Sunte 600 Washington, DC 20005 To support the Bradley Center for Philanthropy and Civic Renewal 03/05/14 $87,500 PC Hudson Institute, Inc. 1015 Fifteenth Street NW, Suite 600 Washington, DC 20005 To support the Bradley Center for Philanthropy and Civic Renewal 04/02/14 $87,500 PC Hudson Institute, Inc 1015 Fi?eenth Street NW, Surte 600 Washington, DC 20005 To support the Center for Religious Freedom 07/16/14 $70,000 PC Hudson Institute, Inc. 1015 Fi?eenth Street NW, Su1te 600 Washington, DC 20005 To support the Center on Islam, Democracy and the Future of the Muslim World 07/16/14 $100,000 PC -226- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Hudson Institute, Inc 1015 Fifteenth Street NW, Suite 600 Washington, DC 20005 To support the Center on Islam, Democracy and the Future ofthe Muslim World 09/03/14 $75,000 PC Eudson Institute, Inc 1015 Fifteenth Street NW, Suite 600 Washington, DC 20005 To support the work of John Fonte 04/02/14 $35,000 PC Edependence Institute 727 East Sixteenth Avenue Denver, CO 80203 To support the Education Labor Project 04/02/14 $50,000 PC Independent Women's Forum 1875 Street NW, Smte 500 Washington, DC 20006-5425 To support general operations 04/02/ 14 $50,000 PC Institute for Educational Advancement 569 South Marengo Avenue Pasadena, CA 91 101 To support general operations and technology development 07/16/14 $135,000 PC Institute for Educational Advancement 569 South Marengo Avenue Pasadena, CA 91101 To support general operations and technology development 09/03/14 $100,000 PC Estitute for Educational Advancement 569 South Marengo Avenue Pasadena, CA 91101 To support the Caroline Bradley Scholarship program and related expenses 07/16/14 $2,415,000 PC Institute for Family Studies PO Box 7967 Charlottesville, VA 22906 To support general operations 12/03/14 $50,000 PC -227- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Institute for Foreign Policy Analysis, Inc. 675 Massachusetts Avenue, Floor 10 Cambridge, MA 02139 To support a seminar series on Latin America 07/16/14 $65,000 PC Institute for Foreign Policy AnalySis, Inc. 675 Massachusetts Avenue, Floor 10 Cambridge, MA 02139 To support the Washington DC of?ce 09/03/14 $80,000 PC Institute for Humane Studies 3434 Washington Blvd, MS 1 C5 Arlington, VA 22201 To support general operations 12/03/14 $30,000 PC Institute for Justice 901 North Glebe Road, Suite 900 Arlington, VA 22203 To support general operations 09/03/14 $100,000 PC Institute for Justice 901 North Glebe Road, Suite 900 Arlington, VA 22203 To support general operations 11/05/14 $75,000 PC Institute for the Study of War, Inc. 1400 Sixteenth Street NW, Suite 515 Washington, DC 20036 To support general operations 12/03/14 $30,000 PC Intercollegiate Studies Institute, Inc 3901 Centerville Road Wilmington, DE 19807-1938 To support general operations 04/02/14 $100,000 PC Intercollegiate Studies Institute, Inc. 3901 Centerville Road Wilmington, DE 19807-1938 To support general operations 06/04/14 $100,000 PC -228- The Lynde and Han?y Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Iowa Law School Foundation P.O. Box 4550 Iowa City, IA 52244-4550 To support the Federalist Society 09/17/14 $10,000 PC Jack Miller Center Three Bala Plaza West, Suite 401 Bala PA 19004 To support a Bradley Graduate and Post-Graduate Fellowship Program conference 02/05/14 $108,500 PC Jack Miller Center Three Bala Plaza West, Suite 401 Bala PA 19004 To support a Bradley Graduate and Post-Graduate Fellowship Program conference 04/16/14 $108,500 PC Jack Miller Center Three Bala Plaza West, Suite 401 Bala PA 19004 To support the Bradley Graduate and Post-Graduate Fellowship Program conference 12/03/14 $150,000 PC Jewish Museum Milwaukee 1360 North Prospect Avenue Milwaukee, WI 53202-3094 To support general operations 07/16/14 $5,000 PC John MacIver Institute for Public Policy, Inc 44 East Mif?m Street, Suite 201 Madison, WI 53703 To support general operations 02/05/14 $85,000 PC John K. MacIver Institute for Public Policy, Inc 44 East Mif?in Street, Suite 201 Madison, WI 53703 To support general operations 12/17/14 $170,000 PC John W. Pope Civitas Institute 100 South Harrington Street Raleigh, NC 27603 To support a legal center 04/02/14 $60,000 POF '229- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code John W. Pope Civitas Institute 04/02/14 $50,000 POF 100 South Harrington Street Raleigh, NC 27603 To support research and public education about tax policy John W. Pope CiVItas institute 07/16/14 $50,000 POF 100 South Harrington Street Raleigh, NC 27603 To support research and public education about tax policy Johns Hopkins University - SAIS 01/08/14 $12,500 PC 1740 Massachusetts Avenue NW Washington, DC 20036 To support the Bradley Graduate and Post-Graduate Fellowship Program Johns Hopkins University - SAIS 03/05/14 $25,000 PC 1740 Massachusetts Avenue NW Washington, DC 20036 To support the Bradley Graduate and Post-Graduate Fellowship Program Johns HOpkins University - SAIS 08/06/14 $12,500 PC 1740 Massachusetts Avenue NW Washington, DC 20036 To support the Bradley Graduate and Post-Graduate Fellowship Program Johns Hopkins - SAIS 09/17/14 $12,500 PC 1740 Massachusetts Avenue NW Washington, DC 20036 To support the Bradley Graduate and Post-Graduate Fellowship Program Johns Hopkins University - SAIS 07/16/14 $20,000 PC 1740 Massachusetts Avenue NW Washington, DC 20036 To support the Strategic Studies program Khan Academy 12/17/14 $50,000 PC PO. Box 1630 Mountain View, CA 94042-1630 To support general operations -230_ The Lynde and Harry Bradley Feundatlon 39-6037923 RECIPIENT AND PURPOSE DATE AMOUNT Code Lakeland College 09/03/14 $50,000 PC Post Of?ce Box 359 Sheboygan, WI 53082-0359 To support Teaching Economics in American History Layton Boulevard West Neighbors 05/07/14 $10,000 PC 1545 South Layton Boulevard Milwaukee, WI 53215 To support Epic Center Community Organization Leadership Program of the Rockies 12/ 17/ 1 4 $25,000 PC 1777 South Harrison Street, Suite 807 Denver, CO 80210 To support the Leaders Action Network Leadership Roundtable 08/06/14 $75,000 PC 415 Michigan Avenue NE Su1te 275 Washington, DC 20017 To support the planning and development of the Drexel Funds Liberty Foundation of America, Inc. 12/03/14 $100,000 PC 1401 North Lincoln Oklahoma City, OK 73104 To support program actvities Lighthouse Youth Center 04/02/14 $40,000 PC 5641 North 68th Street Milwaukee, W153218 To support general operations Lucy Burns Institute 04/02/14 $10,400 PC 301 South Bedford Street, Suite 6 Madison, W153703 To support program activities Lutheran Urban Mission Initiative, Inc 09/03/14 $40,000 PC 8242 North Granville Road Milwaukee, WI 53224 To support general operations _2 3 1 The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Lydia Home Association 12/22/14 $15,000 PC 4300 West Irving Park Road Chicago, IL 60641-2825 To support general program activnties in Wisconsin M.H.S., Inc. -- Messmer Catholic Schools 07/16/14 $100,000 PC 742 West Capitol Drive Milwaukee, WI 53206 To support general operations M.H Inc. -- Messmer Catholic Schools 09/03/14 $100,000 PC 742 West Capitol Drive Milwaukee, WI 53206 To support general operations M.H.S., Inc. -- Messmer Catholic Schools 04/02/14 $50,000 PC 742 West Capitol Drive Milwaukee, WI 53206 To support the Portraits in Leadership event Make-A-Wish Foundation of Wisconsm, Inc. 09/03/14 $2,000 PC 13195 West Hampton Avenue Butler, WI 53007 To support general operations Manhattan Institute for Policy Research, Inc 04/02/14 $100,000 PC 52 Vanderbilt Avenue New York, NY 10017 To support a series of symposia on the future of cities Manhattan Institute for Policy Research, Inc 06/16/14 $100,000 PC 52 Vanderbilt Avenue New York, NY 10017 To support a series of symposia on the future of Cities Manhattan Institute for Policy Research, Inc 04/02/14 $125,000 PC 52 Vanderbilt Avenue New York, NY 10017 To support general operations _232 The Lynde and Harry Bradley F0undat on 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Manhattan Institute for Policy Research, Inc 52 Vanderbilt Avenue New York, NY 10017 To support general operations 06/16/14 $100,000 PC Manhattan Institute for Policy Research, Inc 52 Vanderbilt Avenue New York, NY 10017 To support the Center for Energy Policy and the Environment 02/19/14 $250,000 PC Marquette University High School 3401 West Wisconsin Avenue Milwaukee, WI 53208 To support participation in the Milwaukee Parental Choice Program 03/19/14 $25,000 PC Massachusetts Institute of Technology 77 Massachusetts Avenue, Cambridge, MA 02139?4307 To support the Bradley Graduate and Post Graduate Fellowship Program 10/15/14 $12,500 PC Massachusetts Institute of Technology 77 Massachusetts Avenue, Cambridge, MA 02139-4307 To support the Bradley Graduate and Post?Graduate Fellowship Program 01/08/14 $12,500 PC Massachusetts Institute of Technology 77 Massachusetts Avenue, #El7-214 Cambridge, MA 02139-4307 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/08/14 $12,500 PC Massachusetts Institute of Technology 77 Massachusetts Avenue, Cambridge, MA 02139-4307 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/20/14 $12,500 PC Massachusetts Institute of Technology 77 Massachusetts Avenue, Cambridge, MA 02139-4307 To support the Public Economics Seminar 05/07/14 $17,000 PC -233- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT Code Menomonee Valley Partners, Inc. 07/16/14 $15,000 PC 301 West Wisconsm Avenue, Suite 400 Milwaukee, WI 53203 To support general operations Middle East Forum 07/1 6/ 14 $40,000 PC 1500 Walnut Street, Suite 1050 Philadelphia, PA 19102-3523 To support the Law Enforcement Project Middle East Media Research Institute 09/17/14 $25,000 PC O. Box 27837 1819 Street NW, Suite 500 Washington, DC 20036 To support general operations Midwestern Higher Education Compact 09/03/14 $10,000 PC 105 Fifth Avenue South, Suite 450 Minneapolis, MN 55401 To support the annual policy summit Military Community Youth Ministries 12/17/14 $75,000 PC PO. Box 2486 Colorado Springs, CO 80901 To support general operations Milwaukee Art Museum, Inc 07/16/14 $90,000 PC 700 North Art Museum Drive Milwaukee, WI 53202 To support general Operations Milwaukee Art Museum, Inc. 11/05/14 $4,000 PC 700 North Art Museum Drive Milwaukee, WI 53202 To support general operations Milwaukee Art Museum, Inc 1 1/05/14 $1,000,000 PC 700 North Art Museum Drive Milwaukee, WI 53202 To support the 125th Anniversary campaign _234 The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Milwaukee Chamber Theatre, Ltd. 158 North Broadway Milwaukee, WI 53202 To support general operations 09/03/14 $25,000 PC Milwaukee Christian Center, Inc. 807 S. 14th Street Milwaukee, WI 53204 To support general operations 09/03/14 $50,000 PC Milwaukee College Preparatory School 2449 North 36th Street Milwaukee, WI 53210 To support expansion 12/03/14 $100,000 PC Milwaukee College Preparatory School 2449 North 36th Street Milwaukee, WI 53210 To support general operations 09/17/14 $50,000 PC Milwaukee College Preparatory School 2449 North 36th Street Milwaukee, WI 53210 To support general operations 11/19/14 $10,000 PC Milwaukee Collegiate Academy 4030 North 29th Milwaukee, W153216 To support general operations 07/16/14 $20,000 PC Milwaukee County War Memorial Center, Inc. 750 North Lincoln Memorial Drive Milwaukee, WI 53202 To support a capital proiect 12/22/14 $500,000 PC Milwaukee Development Corporation 756 North Milwaukee Street, SUite 400 Milwaukee, WI 53202 To support a regional economic development initiative 01/08/14 $100,000 -235- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Milwaukee Development Corporation 12/03/14 $100,000 801 756 North Milwaukee Street, Suite 400 Milwaukee, WI 53202 To support a regional economic development initiative Milwaukee Homeless Veterans Initiative, Inc 1 1/19/14 $1,000 PC Box 18441 Milwaukee, WI 53218?0441 To support general Operations Milwaukee Homeless Veterans Initiative, Inc 12/17/14 $10,000 PC PO. Box 18441 Milwaukee, WI 53218-0441 To support general operations Milwaukee Public Library Foundation, Inc. 09/03/14 $65,000 PC 814 West Wisconsin Avenue Milwaukee, WI 53233 To support general operations Milwaukee Public Museum, Inc 05/07/14 $100,000 PC 800 West Wells Street Milwaukee, WI 53233?1478 To support a capital campaign Milwaukee Public Museum, Inc. 06/04/14 $100,000 PC 800 West Wells Street Milwaukee, W153233-1478 To support a capital campaign Milwaukee Public Museum, Inc. 09/03/14 $150,000 PC 800 West Wells Street Milwaukee, WI 53233-1478 To support general operations Milwaukee Repertory Theater, Inc. 12/17/14 $100,000 PC 108 East Wells Street Milwaukee, WI 53202 To support a new production of A Christmas Carol _236 The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT Code Milwaukee Repertory Theater, Inc. 07/16/14 $50,000 PC 108 East Wells Street Milwaukee, WI 53202 To support general operations Milwaukee Repertory Theater, Inc. 09/03/14 $50,000 PC 108 East Wells Street Milwaukee, WI 53202 To support general operations Milwaukee Repertory Theater, Inc. 1 1/05/14 $4,000 PC 108 East Wells Street Milwaukee, WI 53202 To support general operations Milwaukee Rescue Mission 03/05/14 $2,000 PC 830 North 19th Street Milwaukee, WI 53233 To support general operations Milwaukee Rescue Mission 11/05/14 $1,000 PC 830 North 19th Street Milwaukee, WI 53233 To support general operations Milwaukee Rescue Missmn 11/19/14 $1,000 PC 830 North 19th Street Milwaukee, WI 53233 To support general operations Milwaukee Rescue Mission 12/17/14 $30,000 PC 830 North 19th Street Milwaukee, WI 53233 To support general operations Milwaukee Rowmg Club 11/19/14 $500 PC 757 Broadway Room/Suite 300 Milwaukee, WI 53202 To support general operations 23 7 The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Milwaukee Orchestra, Inc. 05/07/14 $650,000 PC 1101 North Market Street, Suite 100 Milwaukee, WI 53202-3148 To support general operations Milwaukee Water Council, Inc 01/08/14 $50,000 PC 247 Freshwater Way, Suite 500 Milwaukee, WI 53204 To support general operations Milwaukee Water Councrl, Inc. 09/17/14 $40,000 PC 247 Freshwater Way, Suite 500 Milwaukee, WI 53204 To support general operations Milwaukee Youth Orchestra, Inc. I 1/ 19/ 14 $15,000 PC 325 West Walnut Street Milwaukee, WI 53212 To support general operations Moving Picture Institute 12/03/14 $35,000 PC 375 Street New York, NY 10013 To support general operations Mukwonago Braves Football, Inc 06/16/14 $1,000 PC PO. Box 117 Mukwonago, WI 53149 To support general operations National Affairs, Inc. 07/16/14 $50,000 PC 1730 Street NW, Suite 910 Washington, DC 20036 To support National Affairs National Association of Scholars 04/02/14 $25,000 PC 8 West 38th Street, Suite 503 New York, NY 10018-6368 To support general operations _238 The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT Code National Bureau of ASian Research 1414 NE 42nd Street, Suite 300 Seattle, WA 98105 To support the Strategic Asia Program and the PLA Conference 04/02/14 $100,000 PC National Bureau of Asian Research 1414 NE 42nd Street, Suite 300 Seattle, WA 98105 To support the Strategic A5ia Program and the PLA Conference 06/16/14 $90,000 PC National Bureau of Economic Research, Inc. 1050 Massachusetts Avenue, 3rd Floor Cambridge, MA 02138 To support the Summer Institute and research on taxation 04/02/14 $85,000 PC National Bureau of Economic Research, Inc 1050 Massachusetts Avenue, 3rd Floor Cambridge, MA 02138 To support the Summer lnstitute and research on taxation 06/04/14 $85,000 PC National Center for Policy AnalySIS 14180 Dallas Parkway, Su1te 350 Dallas, TX 75254 To support general operations 04/02/14 $50,000 PC National Center for Policy Analysis 14180 Dallas Parkway, Suite 350 Dallas, TX 75254 To support general operations 05/21/14 $50,000 PC National Fatherhood Initiative 20410 Observation Drive, Suite 107 Germantown, MD 20876-6419 To support general operations 12/03/14 $50,000 PC National Legal and Policy Center 107 Park Washington Court Falls Church, VA 22046 To support general operations 12/03/14 $10,000 PC -239- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code National Organization for Marriage Education Fund 12/17/14 $50,000 PC 2029 Street, NW, Suite 300 Washington, DC 20006 To support general operations National Review Institute 08/06/14 $50,000 PC 215 Lexington Avenue, 11th Floor New York, NY 10016 To support general operations National Review Institute 09/03/14 $50,000 PC 215 Lexington Avenue, 1 1th Floor New York, NY 10016 To support general operations National to Work Legal Defense Education Foundation, Inc. 12/03/14 $75,000 PC 8001 Braddock Road Spring?eld, VA 22160 To support general operations National Strategy Information Center, Inc. 04/02/14 $83,750 PC 1730 Rhode Island Avenue NW, Suite 500 Washington, DC 20036 To support general operations National Strategy Information Center, Inc 04/16/14 $83,750 PC 1730 Rhode Island Avenue NW, Surte 500 Washington, DC 20036 To support general operations National Strategy Information Center, Inc. 06/04/14 $83,750 PC 1730 Rhode Island Avenue NW, Suite 500 Washington, DC 20036 To support general operations National Strategy Information Center, Inc. 06/16/14 $83,750 PC 1730 Rhode Island Avenue NW, Suite 500 Washington, DC 20036 To support general operations _240_ The Lynde and Harry Bradley Foundatlon 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Nehemiah, Inc. O. Box 18187 Milwaukee, W153218 To support general operations 04/02/14 $20,000 PC Network of Enlightened Women 1210 Massachusetts Avenue, Suite 1201 Washington, DC 20005 To support general operations 12/17/14 $15,000 PC Neu-Life Community Resource Center 2014 West North Avenue Milwaukee, WI 53205 To support a capital campaign 12/03/14 $75,000 PC Neu-Life Community Resource Center 2014 West North Avenue Milwaukee, WI 53205 To support general Operations 02/05/14 $50,000 PC Neu?Life Community Resource Center 2014 West North Avenue Milwaukee, WI 53205 To support general operations 12/03/14 $50,000 PC New Beginnings Are Possible, Inc 3717 W. Fond du Lac Avenue Milwaukee, W153216-3624 To support general operations 04/02/14 $15,000 PC New Creatures in Christ Outreach Ministry 2328 West Capitol Drive Milwaukee, WI 53206 To support general operations 03/05/14 $10,000 PC New Creatures in Christ Outreach Ministry 2328 West Capitol Drive Milwaukee, WI 53206 To support general operations 12/03/14 $20,000 PC -24l- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code New Threads of Hope 3001 N. 112th Street Wauwatosa, WI 53222 To support general operations 04/02/14 $37,000 PC New Threads of Hope 3001 112th Street Wauwatosa, WI 53222 To support general operations 11/19/14 1 0,000 PC New York University Kimball Hall, #301 246 Greene Street New York, NY 10003 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/08/14 12,500 PC New York UniverSIty Kimball Hall, #301 246 Greene Street New York, NY 10003 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/08/14 12,500 PC New York University Kimball Hall, #301 246 Greene Street New York, NY 10003 To support the Bradley Graduate and Post-Graduate Fellowship Program 09/17/14 $12,500 PC New York Kimball Hall, #301 246 Greene Street New York, NY 10003 To support the Bradley Graduate and Post-Graduate Fellowship Program 09/17/14 $12,500 PC New York Kimball Hall, #301 246 Greene Street New York, NY 10003 To support the Bradley Graduate and Post-Graduate Fellowship Program 10/01/14 $12,500 PC Northtown Church 7000 North 107th Street Milwaukee, WI 53224-4302 To support the capital campaign 02/05/14 $2,000 PC *242- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Northwest Catholic School -- East Campus 7140 North 4 1 st Street Milwaukee, W1 53209 To support general operations 09/03/14 $1,250 PC Notre Dame Middle School, Inc. 1420 West Scott Street Milwaukee, WI 53204-2269 To support a capital project 12/17/14 $25,000 PC Notre Dame Middle School, Inc. 1420 West Scott Street Milwaukee, WI 53204-2269 To support general operations 07/16/14 $20,000 PC Oak Creek Assembly of God 7311 S. 13th Street Oak Creek, W1 53154 To support general operations 04/02/14 $2,000 PC OCPA Liberty Foundation 1401 North Lincoln Oklahoma City, OK 73104 To support program activities 05/07/14 $125,000 801 OCPA Liberty Foundation 1401 North Lincoln Blvd. Oklahoma City, OK 73104 To support program actiVities 07/16/14 $125,000 501 Ohio State University 1900 Kenny Road Columbus, OH 43201-2399 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/08/14 $12,500 PC Ohio State Universny 1900 Kenny Road Columbus, OH 43201-2399 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/08/14 $12,500 PC -243- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Ohio State 01/08/14 $12,500 PC 1900 Kenny Road Columbus, OH 43201-2399 To support the Bradley Graduate and Post-Graduate Fellowship Program Ohio State University 01/08/14 $12,500 PC 1900 Kenny Road Columbus, OH 43201-2399 To support the Bradley Graduate and Post-Graduate Fellowship Program Ohio State University 09/03/14 $12,500 PC 1900 Kenny Road Columbus, OH 43201-2399 To support the Bradley Graduate and Post-Graduate Fellowship Program Ohio State UniverSIty 09/03/14 $12,500 PC 1900 Kenny Road Columbus, OH 43201-2399 To support the Bradley Graduate and Post-Graduate Fellowship Program 01110 State 09/03/14 $12,500 PC 1900 Kenny Road Columbus, OH 43201-2399 To support the Bradley Graduate and Post?Graduate Fellowship Program Ohio State 09/17/14 $12,500 PC 1900 Kenny Road Columbus, OH 43201?2399 To support the Bradley Graduate and Post-Graduate Fellowship Program Operation DREAM 08/20/14 $25,000 PC PO Box 12356 Milwaukee, WI 53212 To support general operations Paci?c Academy for Advanced Studies 09/17/14 $30,000 PC 4910 Texhoma Avenue Encino, CA 91316 To support the Alamos Alliance _24 4_ The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Paci?c Academy for Advanced Studies 4910 Texhoma Avenue Encino, CA 91316 To support the Alamos Alliance conference 01/08/14 $30,000 PC PaCif'ic Research Institute for Public Policy Embarcadero Center, Suite 350 San Francisco, CA 94111 To support program aetiVities related to healthcare 04/02/14 $25,000 PC Partners Advancmg Values in Education, Inc. 135 West Wells Street, Su1te 850 Milwaukee, WI 53203 To support general operations 07/16/14 $100,000 PC Partners Advancmg Values in Education, Inc. 135 West Wells Street, Suite 850 Milwaukee, WI 53203 To support general operations 09/03/14 $125,000 PC Partnership for Educational Justice 222 Broadway, 19th Floor New York, NY 10038 To support general operations 12/17/14 $100,000 PC Pathways Milwaukee, Inc 8800 West Bluemound Road Milwaukee, WI 53226 To support general operations 12/03/14 $75,000 PC Philanthropy Roundtable 1730 Street NW, Suite 601 Washington, DC 20036 To support general operations 07/16/14 $125,000 PC Philanthropy Roundtable 1730 Street NW, Suite 601 Washington, DC 20036 To support general operations 09/03/14 $125,000 PC -245- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Physicians for Reform Foundation 10/01/14 $15,000 PC 1126 10th St. Lane NW Hickory, NC 28601 To support general operations Piano Arts ofWisconsin 04/16/14 $15,000 PC 2642 North Summit Avenue Milwaukee, WI 53211-3849 To support general operations Pioneer Institute Inc 12/03/ 14 $50,000 PC 185 Devonshire Street, Su1te 1101 Boston, MA 02110 To support the Common Core analysis project Pius XI High School 07/16/14 $25,000 PC 135 North 76th Street Milwaukee, WI 53213-3597 To support partiCIpation in the Milwaukee Parental Ch01ce Program Prager University Foundation 1 1/19/14 $75,000 PC 15021 Ventura Blvd. #552 Sherman Oaks, CA 91403 To support general operations Prince of Peace Lutheran Church 01/08/14 $1,000 PC 2222 Englewood Road Englewood, FL 34223 To support general operations. Princeton UanCI?Slty -- James Madison Program 01/08/14 $75,000 PC Department of Politics 030 Corwm Hall Princeton, NJ 08554 To support the James Madison Program in American Ideals and Institutions Princeton UniverSIty -- James Madison Program 12/17/14 $75,000 PC Department of Politics 030 Corwin Hall Princeton, NJ 08554 To support the James Madison Program in American [deals and Institutions 2 4 6 The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Princeton UniverSity 030 Corwin Hall Princeton, NJ 08544 To support the Bradley Graduate and Post?Graduate Fellowship Program 01/08/14 $12,500 PC Princeton University 030 Corwin Hall Princeton, NJ 08544 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/08/14 $12,500 PC Princeton UniverSity 030 Corwin Hall Princeton, NJ 08544 To support the Bradley Graduate and Post-Graduate Fellowship Program 09/17/14 $12,500 PC Pro Musica Hebraica 1225 Nineteenth Street NW, Suite 700 Washington, DC 20036 To support discovering the lost Jewish claSSical music 04/16/14 $20,000 PC Proyect on Government OverSIght, Inc. 1100 Street, NW, Suite 500 Washington, DC 20005-7407 To support general operations 12/03/14 $75,000 PC Rebuilding Together Greater Milwaukee 700 West Virginia Street, Suite 221 Milwaukee, WI 53204 To support general operations ll/l9/l4 $10,000 PC Rector Visitors of the University of Virginia Program on Constitutionalism and Democracy PO. Box 400195 Charlottesville, VA 22904-4195 To support a conference 05/07/14 $14,000 PC Rector Visitors ofthe UniverSIty of Virginia Program on Constitutionalism and Democracy PO Box 400195 Charlotteswlle, VA 22904-4195 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/08/14 $12,500 PC -247- The Lynde and Ham Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT Code Rector Visitors of the of Virginia Program on Constitutionalism and Democracy O. Box 400195 Charlottesville, VA 22904-4195 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/08/14 $12,500 PC Rector Visitors ofthe University of Virginia Program on Constitutionalism and Democracy PO. Box 400195 Charlottesville, VA 22904-4195 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/08/14 $12,500 PC Rector Visitors ofthe University of Virginia Program on Constitutionalism and Democracy PO. Box 400195 VA 22904-4195 To support the Bradley Graduate and Post-Graduate ellowship Program 01/08/14 $12,500 PC Rector Visitors of the University of Virginia Program on Constitutionalism and Democracy O. Box 400195 Charlottesville, VA 22904?4195 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/08/14 $12,500 PC Rector Visitors of the University of Virginia Program on Constitutionalism and Democracy O. Box 400195 Charlottesville, VA 22904-4195 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/08/14 $12,500 PC Rector ViSitors ofthe UniverSIty of Virginia Program on Constitutionalism and Democracy O. Box 400195 VA 22904-4195 To support the Bradley Graduate and Post?Graduate Fellowship Program 08/06/14 $12,500 PC Rector Visitors ofthe UniverSIty of Virginia Program on Constitutionalism and Democracy PO. Box 400195 VA 22904-4195 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/06/14 $12,500 PC Rector Visitors of the University of Virginia Program on Constitutionalism and Democracy O. Box 400195 Charlottesville, VA 22904-4195 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/06/14 $12,500 PC -248- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Rector Visitors ofthe University of Virginia Program on Constitutionalism and Democracy PO Box 400195 Charlottesville, VA 22904-4195 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/06/14 $12,500 PC Rector Visitors ofthe of Virginia Program on Constitutionalism and Democracy PO. Box 400195 Charlottesville, VA 22904-4195 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/20/14 $12,500 PC Rector Visrtors of the University of Virginia Program on Constitutionalism and Democracy PO. Box 400195 Charlottesville, VA 22904-4195 To support the Bradley Graduate and Post-Graduate Fellowship Program 09/03/14 $12,500 PC Rlsen Savior Evangelical Lutheran Church and School 9550 West Brown Deer Road Milwaukee, WI 53224 To support outreach ministries 07/16/14 $60,000 PC River Revitalization Foundation, Inc 1845 N. Farwell Avenue, Surte 100 Milwaukee, WI 53202 To support general operations 07/16/14 $1,000 PC Education 350 Twin Dolphin Drive, Suite 109 Redwood City, CA 94065-1458 To support expansron to Milwaukee 04/02/14 $125,000 PC Ronald McDonald House Charities of Eastern Wisconsrn, Inc. 8948 Watertown Plank Road Wauwatosa, WI 53226-4802 To support long-tenn guest room sponsorship 10/01/14 $2,000 PC Running Rebels Community Organization 1300 A West Fond du Lac Avenue Milwaukee, WI 53205 To support general operations 04/02/ 1 4 $45,000 PC -249- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Running Rebels Community Organization 1300 A West Fond du Lac Avenue Milwaukee, WI 53205 To support general operations 06/16/14 $45,000 PC Running Rebels Community Organization 1300 A West Fond du Lac Avenue Milwaukee, WI 53205 To support general operations 10/15/14 $500 PC Ruth Institute 663 S. Rancho Santa Fe Road, Suite 222 San Marcos, CA 92078 To support general operations 12/03/14 $20,000 PC Saints Peter and Paul Catholic Church 2491 North Murray Avenue Milwaukee, WI 53211 To support Child and Family Ministries 06/16/14 $1,000 PC Sand County Foundation, Inc. 131 W. Wilson Street, Suite 610 Madison, WI 53703 To support general operations 09/03/14 $50,000 PC Sand County Foundation, Inc. 131 W. Wilson Street, Suite 610 Madison, WI 53703 To support general operations 11/05/14 $50,000 PC Sand County Foundation, Inc. 131 Wilson Street, Suite 610 Madison, WI 53703 To support the Bradley Fund for the Environment 01/08/14 $263,591 PC School Choice Wisconsm, Inc 219 North Milwaukee Street, Floor 1 Su1te Milwaukee, WI 53202-5818 To support general operations 04/02/14 $100,000 PC -250- The Lynde and Hany Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT Code School Choice Wisconsin, Inc. 219 North Milwaukee Street, Floor 1 Suite Milwaukee, WI 53202-5818 To support general operations 05/21/14 $100,000 PC School ChOice Wisconsin, Inc. 219 North Milwaukee Street, Floor 1 Suite Milwaukee, WI 53202?5818 To support general operations 08/06/14 $90,000 PC School Sisters of Saint Francis 1515 South Layton Boulevard Milwaukee, WI 53215-1924 To support Layton Boulevard West Neighbors 07/16/14 $20,000 PC Schools That Can Milwaukee 11 1 W. Pleasant Street, Suite 101 Milwaukee, WI 53212 To support general operations 03/05/14 $100,000 PC Selma Arts Foundation 3410 McCall, Sune 106 Selma, CA 93662 To support art cultural for disadvantaged Hispanic organization 04/16/14 $20,000 PC Seton Education Partners 1562 First Avenue #205-2219 New York, NY 10028-4004 To support expansion in Milwaukee 08/06/14 $100,000 PC Seton Education Partners 1562 First Avenue #205-2219 New York, NY 10028-4004 To support expansion in Milwaukee 09/03/14 $100,000 PC Seton Education Partners 1562 First Avenue #205-2219 New York, NY 10028-4004 To support expansion in Milwaukee 11/05/14 $100,000 PC -251- The and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Sharon Lynne WIISOH Center for the Arts, Inc. 09/17/14 $10,000 PC 19805 West Capitol Drive Brook?eld, WI 53045 To support the Gurtar Competition and Festival Shoreland Lutheran High School 07/ 16/ 14 $25,000 PC 9026 12th Street P. O. Box 295 Somers, WI 53171 To support participation in the Racine Parental Private School Choice Program Skylight Musrc Theatre 07/16/14 $65,000 PC 158 North Broadway Milwaukee, WI 53202 To support general operations SOAR of Racine 07/16/14 $40,000 PC PO Box 1782 Racine, WI 53401 To support general operations SOJoumer Family Peace Center, Inc 10/15/14 $500 PC P. O. Box 080319 Milwaukee, WI 53208 To support general operations St. Anthony School 11/19/14 $15,000 PC 1727 South 9th Street Milwaukee, WI 53204 To support general operations St Boniface Parish 10/15/14 $250 PC W204 N1 1940 Goldendale Road Germantown, WI 53022-2322 To support general operations St. Catherine of Alexandria 09/03/14 $500 PC 8661 North 76th Place Milwaukee, WI 53223 To support general operations _252 The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code St. Joan Antida High School, Inc. 1341 North Cass Street Milwaukee, WI 53202 To support participation in the Milwaukee Parental Choice Program 03/19/14 $25,000 PC St. John's Northwestern Military Academy 1101 North Genesee Street Dela?eld, W153018-1498 To support the Milwaukee Scholars Program 07/16/14 $20,000 PC St. Marcus Lutheran Church and School 2215 North Palmer Street Milwaukee, WI 53212 To support general operations 09/17/14 $50,000 PC St. Martin de Porres Catholic Church 128 West Burleigh Street Milwaukee, WI 53212-2046 To support general operations 07/02/14 $10,000 PC St. Thomas More High School 2601 East Morgan Avenue Milwaukee, WI 53207 To support participation in the Milwaukee Parental Ch01ce Program 07/16/14 $25,000 PC Stanford Universuy Building 200, Room 246 Stanford, CA 94305-2024 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/08/14 $12,500 PC Stanford University Building 200, Room 246 Stanford, CA 94305-2024 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/08/14 $12,500 PC Stanford UniverSity Building 200, Room 246 Stanford, CA 94305-2024 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/08/14 $12,500 PC -253- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT Code Stanford University 01/08/l4 $12,500 PC Building 200, Room 246 Stanford, CA 94305-2024 To support the Bradley Graduate and Post-Graduate Fellowship Program Stanford University 08/06/14 $12,500 PC Building 200, Room 246 Stanford, CA 94305-2024 To support the Bradley Graduate and Post-Graduate Fellowship Program Stanford University 09/17/14 $12,500 PC Building 200, Room 246 Stanford, CA 94305-2024 To support the Bradley Graduate and Post-Graduate Fellowship Program Stanford 09/17/14 $12,500 PC Building 200, Room 246 Stanford, CA 94305-2024 To support the Bradley Graduate and Post-Graduate Fellowship Program Stanford University 09/17/14 $12,500 PC Building 200, Room 246 Stanford, CA 94305-2024 To support the Bradley Graduate and Post-Graduate Fellowship Program Stanford University 1 1/19/14 $12,500 PC Building 200, Room 246 Stanford, CA 94305-2024 To support the Bradley Graduate and Post-Graduate Fellowship Program State Policy Network 09/03/l 4 $35,000 PC 1655 Fort Myer Drive, Surte 360 Arlington, VA 22209 To support a state-based strategy to advance free enterprise Student Free Press Assocmtion 04/02/14 $10,000 PC 4771 Mechanic Road Hillsdale, MI 49242 To support general operations 2 54 The Lynde and Harry Bradley Foundation 39-603 7928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Tax Foundation 04/02/14 $50,000 PC 1325 Street NW, Suite 950 Washington, DC 20005 To support general operatlons Teach for America, Inc 05/29/14 $150,000 PC 315 West 36th Street, Floor 7 New York, NY 10018 To support the Milwaukee program Teen Challenge of Wisconsm, Inc. 07/16/14 $20,000 PC PO. Box 250771 Milwaukee, WI 53225 To support general operations Texas A Engineering Experiment Station 04/16/14 $25,000 PC Department of Aerospace Engineering 3141 TAMU College Statlon, TX 77843-3141 To support the Bradley Graduate and Post-Graduate Fellowship Program Texas A System 07/02/14 $60,000 PC 4231 TAMU College StatiOn, TX 77843-4231 To support economic research Texas A UniverSIty System 01/08/14 $12,500 PC 4231 TAMU College Station, TX 77843-4231 To support the Bradley Graduate and Post-Graduate Fellowship Program Texas A University 08/06/14 $12,500 PC 400 Harvey Mitchell Parkway South, Suite 300 College Station, TX 77845?4375 To support the Bradley Graduate and Post-Graduate Fellowship Program Texas A University 09/17/14 $12,500 PC 400 Harvey Mitchell Parkway South, Suite 300 College Station, TX 77845-4375 To support the Bradley Graduate and Post-Graduate Fellowship Program _255 The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Texas Public Policy Foundation 901 Congress Avenue, Suite 400 Austin, TX 78701-2432 To support program activities 04/02/14 $75,000 PC Texas Tech Foundation Inc. Lubbock, TX 79409 To support a research project on economic and political reforms 08/06/14 $35,000 PC The Alma Center, Inc. 2821 North 4th Street, 4th Floor Milwaukee, WI 53212 To support general operations 07/16/14 $25,000 PC The Alma Center, Inc. 2821 North 4th Street, 4th Floor Milwaukee, WI 53212 To support general operations 11/19/14 $1,000 PC The American Conservative Union Foundation 1331 Street NW, Suite 500 Washington, DC 20005 To support the Jeane Kirkpatrick Prize for Academic Freedom 01/08/14 $35,000 PC The American Conservative Union Foundation 1331 Street NW, Suite 500 Washington, DC 20005 To support the Jeane Kirkpatrick Academic Freedom Award and Ronald Reagan Banquet at CPAC 2015 12/03/14 $35,000 PC The American Studies Center Radio America American Veterans Center 1 100 North Glebe Road, Suite 900 Arlington, VA 22201 To support Radio America, the 2015 Goodpaster Lecture and an archival prOJect 07/16/14 $60,000 PC The American Studies Center Radio America American Veterans Center 1 100 North Glebe Road, Suite 900 Arlington, VA 22201 To support the programs ofthe American Veterans Center 04/16/14 $10,000 PC -256- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code The Bill of Rights Institute 200 North Glebe Road, Suite 200 Arlington, VA 22203 To support the Religious Liberty Initiative 09/03/14 $25,000 PC The Family Leader PO Box 42245 Urbandale, IA 50323 To support Marriage Matters 08/06/14 $15,000 PC The Federalist Society for Law and Public Policy Studies 17761 Street NW, Suite #300 Washington, DC 20006 To support general operations and the a public-education project 04/02/14 $81,250 PC The Federalist Society for Law and Public Policy Studies 1776 I Street NW, Suite #300 Washington, DC 20006 To support general Operations and the a public-education project 06/16/14 $81,250 PC The Federalist Socnety for Law and Public Policy Studies 1776 1 Street NW, Suite #300 Washington, DC 20006 To support general operations and the a public?education project 09/17/14 $81,250 PC The Federalist Society for Law and Public Policy Studies 1776 I Street NW, Suite #300 Washington, DC 20006 To support general operations and the a public-education project 12/03/14 $81,250 PC The Foundation for Constitutional Government, Inc. 350 West 42nd Street, Su1te 37C New York, NY 10036 To support an online resource project 01/22/14 $25,000 PC The Fund for American Studies 1706 New Hampshire Avenue, NW Washington, DC 20009 To support academic programs andjoumahsm fellowships 08/06/14 $80,000 PC ?257? The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code The George Washington University 1000 Jefferson Drive, SW Washington, DC 20560 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/08/14 $12,500 PC The George Washington University 1000 Jefferson Drive, SW Washington, DC 20560 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/06/14 $12,500 PC The Gilder Lehrman Institute of American History 49 West 45th Street, Floor 6 New York, NY 10036 To support general operations of the Milwaukee Program 05/07/14 $150,000 PC The Heritage Foundation 214 Massachusetts Avenue, NE Washington, DC 20002 To support the American Perceptions Initiative 12/17/14 $50,000 PC The Heritage Foundation 214 Massachusetts Avenue, NE Washington, DC 20002 To support the George Marshall Fellows Program 04/02/14 $80,000 PC The Howard Center for Family, Religion Society 934 North Main Street Rockford, IL 61103 To support the activities of the World Congress of Families 04/02/14 $75,000 PC The Institute for Citizenship 1227 25th Street NW, Floor 6 Washington, DC 20037 To support a seminar on America's founding principles 09/03/14 $25,000 PC The Institute on Religion Democracy, Inc. 1023 Fi?eenth Street NW, Suite 601 Washington, DC 20005 To support general operations 07/16/14 $40,000 PC -258- The Lynde and Harry Bradley Foundation 39-6037923 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code The Institute on Religion and Public Life, Inc. 09/17/14 $30,000 PC 35 East Twenty?First Street, Floor 6 New York, NY 10010 To support First Things The John William Pope Center for Higher Education Policy 07/16/14 $29,000 PC 353 East SIX Forks Road, 200 Raleigh, NC 27609-7883 To support a project on academic freedom The Library ofCongress 11/05/14 $30,000 PC 101 Independence Avenue, SE. Washington, DC 20540-1000 To support the 800th anniversary of Magna Carta The Mackinac Center 06/24/14 $100,000 PC 140 West Main Street PO Box 568 Midland, MI 43640-0568 To support a public-education project The Mackinac Center 04/02/14 $50,000 PC 140 West Main Street PO. Box 568 Midland, MI 48640-0568 To support general operations The Milwaukee Ballet Company, Inc. 07/16/14 $50,000 PC 504 West National Avenue Milwaukee, WI 53204 To support general operations The Milwaukee Ballet Company, Inc. 09/03/14 $45,000 PC 504 West National Avenue Milwaukee, WI 53204 To support general operations The Pew Charitable Trusts 09/17/14 $75,000 PC One Commerce Square 2005 Market Street, Suite 1700 Philadelphia, PA 19103-7077 To support a project on family economic stability _259 The Lynde and Harry Bradley Feundanon 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT Code The Pew Charitable Trusts 1 1/19/14 $75 ,000 PC One Commerce Square 2005 Market Street, Suite 1700 Philadelphia, PA 19103-7077 To support a prOJect on family economic stability The RAND Corporation 10/15/14 $25,000 PC 1776 Main Street Santa Monica, CA 90406-2138 To support a research project on China The Reason Foundation 04/02/14 $25 ,000 PC 5737 Mesmer Avenue Los Angeles, CA 90230-6316 To support the Public Sector Pensron Reform PFOJCCI The Salvation Army of Greater Milwaukee 1 1/19/14 $20,000 PC 1 1315 Watertown Plank Road PO. Box 26019 Wauwatosa, WI 53226-0019 To support general operations The Sutherland Institute 07/16/14 $1 5,000 PC Gateway Tower 15 West South Temple, Suite 200 Salt Lake City, UT 84101 To support the planning for World Congress of Families conference The UWM Foundation, Inc 10/15/14 $250 PC 1440 East North Avenue Milwaukee, WI 53202 To support accounting scholarships The Witherspoon Institute 01/08/14 $12,500 PC 16 Stockton Street Princeton, NJ 08542 To support the Bradley Graduate and Post-Graduate Fellowship Program The Witherspoon Institute 01/08/14 3 12,500 PC 16 Stockton Street Princeton, NJ 08542 To support the Bradley Graduate and Post-Graduate Fellowship Program _26 0 The Lynde and Hany Bradley Foundation 39?6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code The Witherspoon Institute 16 Stockton Street Princeton, NJ 08542 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/06/14 $12,500 PC The Witherspoon Institute 16 Stockton Street Princeton, NJ 08542 To support the Bradley Graduate and Post-Graduate ellowship Program 08/06/14 $12,500 PC The Witherspoon Institute 16 Stockton Street Princeton, NJ 08542 To support the Seymour Institute 04/02/14 $50,000 PC Think Freely Media 180 West Adams, 6th Floor Chicago, IL 60603 To support program activities 07/16/14 $100,000 PC Think Freely Media 180 West Adams, 6th Floor Chicago, IL 60603 To support program 09/03/14 $100,000 PC Think Freely Media 180 West Adams, 6th Floor Chicago, IL 60603 To support program 11/05/14 $50,000 PC Thomas B. Fordham Institute 1016 Sixteenth Street NW, Floor 8 Washington, DC 20036 To support a research study on gi?ed education 07/16/14 $92,500 PC Thomas B. Fordham Institute 1016 Sixteenth Street NW, Floor 8 Washington, DC 20036 To support a study of teacher labor 04/02/14 $40,000 PC -261- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Thomas Jefferson Institute for Public Policy 12/03/14 $50,000 PC 9035 Golden Sunset Lane Spring?eld, VA 22153 To support energy roundtables Three Harbors Council Boy Scouts of America 01/08/14 $50,000 PC 330 South 84th Street Milwaukee, WI 53214-1468 To support general operations Three Harbors Council Boy Scouts of America 09/03/14 $50,000 PC 330 South 84th Street Milwaukee, W153214-1468 To support general Operations True the Vote, Inc. 10/01/14 $60,000 PC P.O Box 131768 Houston, TX 77219-1768 To support Wisconsin programs Tufts University 01/08/14 $12,500 PC Packard Hall Medford, MA 02155 To support the Bradley Graduate and Post-Graduate Fellowship Program Tufts University 01/08/14 $12,500 PC Packard Hall Medford, MA 02155 To support the Bradley Graduate and Post-Graduate Fellowship Program Tu?s 01/08/14 $12,500 PC Packard Hall Medford, MA 02155 To support the Bradley Graduate and Post-Graduate Fellowship Program Tufts University 08/06/14 $12,500 PC Packard Hall Medford, MA 02155 To support the Bradley Graduate and Post-Graduate Fellowship Program _262_ The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Tufts University 08/06/14 $12,500 PC Packard Hall Medford, MA 02155 To support the Bradley Graduate and Post?Graduate Fellowship Program Tufts UniverSIty 08/06/14 $12,500 PC Packard Hall Medford, MA 02155 To support the Bradley Graduate and Post-Graduate Fellowship Program Turner Ballroom Preservation Trust, Inc. 1 1/19/14 $10,000 PC 1034 4th St. Milwaukee, WI 53203 To support building restoration/operations Twenty First Century Initiatives 04/02/ 14 $25,000 PC 1730 Rhode Island Avenue NW, Suite 300 Washington, DC 20036 To support general operations US. Chamber of Commerce Foundation 12/03/14 $100,000 PC 1615 StreetNW Washington, DC 20062-2000 To support an economic impact study United Community Center 04/02/14 $25,000 PC 1028 South 9th Street Milwaukee, WI 53204 To support the Bruce-Guadalupe Community School Unity in Motion 07/16/14 $25,000 PC PO. Box 511131 Milwaukee, W1 53203 To support general Operations University of Arizona 09/ 1 7/ 14 $30,000 PC Marvm D. "Swede" Johnson Burlding 1 11 North Cherry Avenue PO. Box 210109 Tucson, AZ 85721-0109 To support the Center for American Culture and Ideas _263_ The Lynde and Han?y Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code University of California-Berkeley 101 Sproul Hall UC Berkley Campus Berkeley, CA 94720 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/08/14 $25,000 PC University of Califomia?Berkeley 101 Sproul Hall UC Berkley Campus Berkeley, CA 94720 To support the Bradley Graduate and Post-Graduate Fellowship Program 09/17/14 $12,500 PC University of California-Les Angeles Box 951477, 8283 Bunche Hall Los Angeles, CA 90095-1477 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/08/14 $12,500 PC University of California-L05 Angeles Box 951477, 8283 Bunche Hall Los Angeles, CA 90095-1477 To Support the Bradley Graduate and Post-Graduate Fellowship Program 08/06/14 $12,500 PC University of Califomia-Los Angeles Box 951477, 8283 Bunche Hall Los Angeles, CA 90095-1477 To support the Center for the Liberal Arts and Free Institutions 02/19/14 $10,000 PC University of Califomia-Los Angeles Box 951477, 8283 Bunche Hall Los Angeles, CA 90095-1477 To support the Center for the Liberal Arts and Free Institutions 10/01/14 $20,000 PC of Chicago 5807 South Woodlawn Avenue Chicago, IL 60637 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/08/14 $12,500 PC University of Chicago 5807 South Woodlawn Avenue Chicago, IL 60637 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/08/14 $12,500 PC -264- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT Code University of Chicago 5807 South Woodlawn Avenue Chicago, IL 60637 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/08/14 $12,500 PC University of Chicago 5807 South Woodlawn Avenue Chicago, IL 60637 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/06/14 $12,500 PC University of Chicago 5807 South Woodlawn Avenue Chicago, IL 60637 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/06/14 $12,500 PC UniverSity of Chicago 5807 South Woodlawn Avenue Chicago, IL 60637 To support the Bradley Graduate and Post-Graduate Fellowship Program 10/15/14 $12,500 PC University of Denver 2255 East Evans Avenue Denver, CO 80208 To support the Institute for the Advancement of the American Legal System's Honoring Families Initiative 12/03/14 $50,000 PC University of Denver 2255 East Evans Avenue Denver, CO 80208 To support the Institute for the Development of Gifted Education at the Ricks Center for Gi?ed Children 09/17/14 $75,000 PC University of Minnesota Foundation NW 5957 PO Box 1450 Minneapolis, MN 55485-5957 To support the Marital First ReSponder Project 04/02/14 $35,000 PC University of Notre Dame 400 Main Building Notre Dame, IN 46556 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/08/14 $12,500 PC ~265- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT Code Univers1ty ofNotre Dame 08/06/14 $12,500 PC 400 Main Building Notre Dame, IN 46556 To support the Bradley Graduate and Post-Graduate Fellowship Program University of 01/08/14 $12,500 PC 3733 Spruce Street, 344 Vance Hall Philadelph1a, PA 19104-6360 To support the Bradley Graduate and Post-Graduate Fellowship Program of 01/08/14 $12,500 PC 3733 Spruce Street, 344 Vance Hall Philadelphia, PA 19104-6360 To support the Bradley Graduate and Post-Graduate Fellowship Program University of 01/08/14 $12,500 PC 3733 Spruce Street, 344 Vance Hall Philadelph1a, PA 19104-6360 To support the Bradley Graduate and Post-Graduate Fellowship Program University of 10/15/14 $12,500 PC 3733 Spruce Street, 344 Vance Hall Philadelphia, PA 19104?6360 To support the Bradley Graduate and Post-Graduate Fellowship Program University of 1 1/05/14 $12,500 PC 3733 Spruce Street, 344 Vance Hall Philadelphia, PA 19104?6360 To support the Bradley Graduate and Post-Graduate Fellowship Program University of 1 1/05/14 $12,500 PC 3733 Spruce Street, 344 Vance Hall Philadelphla, PA 19104-6360 To support the Bradley Graduate and Post-Graduate Fellowship Program Univers1ty of Wlsconsin Foundation 04/02/14 $30,000 PC 1848 University Avenue Madison, WI 53726-4090 To support the Law Clinic -266 The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code University of Wisconsin System 12/17/14 $45,000 PC 1220 Linden Drive Madison, WI 53706 To support the Center for the Study of the American Constitution of Wisconsin System 12/17/14 $100,000 PC 1220 Linden Drive Madison, WI 53706 To support the Center for the Study ofthe American Constitution University of Wisconsin System 12/17/14 $100,000 PC 1220 Linden Drive Madison, WI 53706 To support the Wisconsin Center for the Study of Liberal Democracy University of Wisconsin System 10/15/14 $12,500 PC 1220 Linden Drive, 1720 Van Hise Hall Madison, WI 53706-1559 To support the Bradley Graduate and Post-Graduate Fellowship Program University of Wisconsin System 11/05/14 $12,500 PC 1220 Linden Drive, 1720 Van Hise Hall Madison, WI 53706-1559 To support the Bradley Graduate and Post-Graduate Fellowship Program UniverSIty of Wisconsm-Madison 02/05/14 $75,000 PC 1848 University Avenue Madison, WI 53726 To support a research and publication project on the ratification of the Constitution and Bill of Rights of Wisconsin-Madison 01/08/14 $12,500 PC 1848 University Avenue Madison, WI 53726 To support the Bradley Graduate and Post-Graduate Fellowship Program University of Wisconsin-Madison 02/05/14 $40,000 PC 1848 University Avenue Madison, WI 53726 To support the Center for the Study of the American Constitution _267 The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code University of Wisconsm-Madison 1848 Universny Avenue Madison, WI 53726 To support the Wisconsin Center for the Study of Liberal Democracy 01/22/14 $58,000 PC University of Wisconsin-Milwaukee PO. Box 413 Milwaukee, WI 53201-0413 To support Manfred Olson Planetarium 01/22/14 $2,000 PC University of Wisconsin-Milwaukee O. Box 413 Milwaukee, WI 53201-0413 To support the Bradley Distinguished Lecture Series 12/17/14 $40,000 PC Urban Ecology Center 1500 East Park Place Milwaukee, WI 5321 1 To support general operations 08/20/14 $10,000 PC URBI et ORBI Communications, Inc 3050 Gap Knob Road O. Box 57 New Hope, KY 40052 To support a Catholic-Orthodox conference Minsk, Belarus 03/19/14 $2,000 PC UWM Research Foundation, Inc. 1440 East North Avenue Milwaukee, WI 53209 To support the Bradley Catalyst Grant Program 07/16/14 $150,000 801 UWM Research Foundation, Inc. 1440 East North Avenue Milwaukee, WI 53209 To support the Bradley Catalyst Grant Program 09/03/14 $75,000 801 UWM Research Foundation, Inc. 1440 East North Avenue Milwaukee, WI 53209 To support the Bradley Catalyst Grant Program 11/05/14 $75,000 -268- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code VCRT MacArthur Forum, Inc. 6455 North Lake Drive Milwaukee, WI 53217 To support MacArthur Memorial Week 08/20/14 $10,000 PC Walnut Way Conservation Corp. 2240 North 17th Street Milwaukee, WI 53205 To support general operations and a capital project 04/02/ 14 $60,000 PC William F. Buckley Jr Program PO Box 204539 Yale Station New Haven, CT 06520-4539 To support general operations 09/17/14 $15,000 PC Wisconsm Academic Decathlon 595 Baeten Road GreenBay, WI 54304 To support general operations 04/02/14 $10,000 80111 Fl Wisconsin Conservatory of Music, Inc. 1584 North Prospect Avenue Milwaukee, WI 53202-6501 To support general operations 12/17/14 $60,000 PC Wisconsm Institute for Law and Liberty 1 139 East Knapp Street Milwaukee, WI 53202 To support general operations 07/16/14 $100,000 PC Wisconsin Institute for Law and Liberty 1 139 East Knapp Street Milwaukee, WI 53202 To support general operations 08/06/14 $100,000 PC Wisconsin Institute for Law and Liberty 1 139 East Knapp Street Milwaukee, WI 53202 To support general operations 09/03/14 $100,000 PC -269- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Wisconsin Institute for Law and Liberty 10/15/14 $100,000 PC 1 139 East Knapp Street Milwaukee, WI 53202 To support general operations Wisconsm Institute for Law and Liberty 1 1/05/14 $100,000 PC 1 139 East Knapp Street Milwaukee, WI 53202 To support general operations Wisconsin Lutheran Child Family Service, Inc. 09/03/14 $25,000 PC W175 N11120 Stonewood Drive Gerrnantown, WI 53022 To support the Student Assistance Program Wisconsin Lutheran High School 12/03/14 $75,000 PC 330 North Glenview Avenue Milwaukee, WI 53213-3379 To support a expansion study Wisconsin Lutheran High School 09/03/14 $50,000 PC 330 North Glenview Avenue Milwaukee, WI 53213?3379 To support support participation in the Milwaukee Parental Choice Program Wisconsin Philanthropy Network, Inc. 09/03/14 $15,000 PC 759 North Milwaukee Street, Suite 512 Milwaukee, WI 53202 To support general operations Wisconsin Policy Research Institute, Inc 12/17/14 $10,000 PC 633 Wisconsin Avenue, SUite 330 Milwaukee, WI 53203 To support "Proposal for White Paper Poll on Right-to-Work Issue". Wisconsm Policy Research Institute, Inc. 04/02/14 $125,000 PC 633 Wisconsin Avenue, Suite 330 Milwaukee, WI 53203 To support general operations _2 70 The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code Wisconsin Policy Research Institute, Inc. 633 Wisconsin Avenue, Suite 330 Milwaukee, WI 53203 To support general operations 06/16/14 $125,000 PC Wisconsin Policy Research Institute, Inc. 633 Wisconsin Avenue, Suite 330 Milwaukee, WI 53203 To support general operations 08/06/14 $125,000 PC Wisconsm Rural Women's Initiative, Inc W33 19 Potter Road Elkhom, WI 53121 To support general operations 11/19/14 $500 PC WisconsmEye Public Affairs Network, Inc. 122 West Washington Avenue, Suite #200 Madison, WI 53703 To support general operations 12/17/14 $50,000 PC WisconsmEye Public Affairs Network, Inc. 122 West Washington Avenue, Suite #200 Madison, WI 53703 To support program activities 12/17/14 $250,000 PC Word of Hope Ministries, Inc. 2677 North 40th Street Milwaukee, WI 53210 To support general operations 04/02/14 $25,000 PC Work First Foundation 205 West End Avenue, Apt. 198 New York, NY 10023 To support the Secretaire's Innovation Group 04/02/14 $100,000 PC Work First Foundation 205 West End Avenue, Apt. 198 New York, NY 10023 To support the Secretaire's Innovation Group 05/21/14 $100,000 PC -271- The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT Code Work First Foundation 205 West End Avenue, Apt. 198 New York, NY 10023 To support the Secretaire's Innovation Group 09/17/14 $100,000 PC World Orphan Fund N7130 North Lost Lake Road Randolph, WI 53956 To support general operations 09/03/14 $25,000 PC Yeshiva Elementary School 51 15 West Keefe Avenue Milwaukee, WI 53216 To support general operations 09/03/14 $30,000 PC Young America's Foundation 110 Elden Street Hemdon, VA 20170 To support program actiVities 12/17/14 $10,000 PC Zion Evangelical Lutheran Church 6710 County Road Egg Harbor, WI 54209-9295 To support general operations. 01/08/14 $1,000 PC Zoological Society of Milwaukee County 10005 West Bluemound Road Milwaukee, WI 53226 To support general operations 01/08/14 $70,000 PC Zoological Society of Milwaukee County 10005 West Bluemound Road Milwaukee, WI 53226 To support general Operations 12/03/14 $70,000 PC Flow through charitable contributions from K-ls: $182 Subtotal: $40,558,023 ?272- The Lynde and Harry Bradley Foundation 39-6037928 GRANT REFUNDS CALENDAR YEAR 2014 The Lynde and Harry Bradley Foundation, Inc. 39-6037928 RECIPIENT AND PURPOSE DATE AMOUNT University of Wisconsin Madison 04/1 1/14 ($31,670) 1848 University Drive Madison, WI 53726 To support the Wisconsm Center for the Study of Liberal Democracy Texas A University 04/03/14 4231 TAMU College Station, TX 77843-4231 To support research on the economics of retirement programs University of Texas-Austin 09/10/14 PO. Box 7726 Austin, TX 78713-8925 To support the New Family Structures Study University of Notre Dame 12/30/14 ($5,314) 400 Mam Building Notre Dame, IN 46556 To support the Bradley Graduate and Post-Graduate Fellowship Program Bradley Impact Fund 1249 North Franklin Place Milwaukee, WI 53202 To support general operations 10/17/14 ($60,000) Grant Total: M1 ?273? The Lynde and Harry Bradley Foundation, Inc. Grants Approved for Future Payment at 12/31/14 39-6037928 Form 990-PF Part XV, Item 3b Ending Balance 2014 $200,000.00 Recipient and/or Purpose American Enterprise Institute for Public Policy Research 1 150 Seventeenth Street NW, Suite 1250 Washington, DC 20036 To support oretgn and Defense Policy Studies. the work of Karlyn Bowman, and the Bradley Lecture Series Baylor University One Bear Place 97308 Waco, TX 76798-7308 To support the Bradley Graduate and Post-Graduate Program $12,500.00 Boston College Trustees Jesuit Community Chestnut H111, MA 02467-3802 To support the Bradley Graduate and Post-Graduate Program $12,500.00 Claremont McKenna College Bauer Center 500 East Ninth Street Claremont, CA 91711-6400 To support the Bradley Graduate and Post-Graduate Program $12,500 00 Trustees of Columbia University in the City of New York 726 Uris Hall New York, NY 10027 To support the Bradley Graduate and Post-Graduate Program $12,500 00 Trustees of Columbia University in the City of New York $12,500.00 726 Uns Hall New York, NY 10027 To support the Bradley Graduate and Post-Graduate Fellowship Program Cornell University Department of History McGraw Hall Ithaca, NY 14853-4601 To support the Bradley Graduate and Post-Graduate Fellowship Program $12,500.00 Cornell University Department of History McGraw Hall Ithaca, NY 14853-4601 To support the Bradley Graduate and Post-Graduate Program $12,500.00 ?274? 1RS Code David Horowitz Freedom Center 14724 Ventura Blvd., Suite 820 Sherman Oaks, CA 91403 To support program Duke University Office of Research Support 2200 W. Mam Street, suite 710 Durham, NC 27705 To support the New Faces conference Duke University Of?ce of Research Support 2200 Main Street, suite 710 Durham, NC 27705 To support the Bradley Graduate and Post-Graduate Fellowsth Program George Mason University Foundation, Inc. 3301 North Fairfax Drive, Suite 450 Arlington, VA 22201-4498 To support the Bradley Graduate and Post-Graduate Fellowship Program The George Washington University 1000 Jefferson Drive, SW Washington, DC 20560 To support the Bradley Graduate and Post-Graduate Fellowship Program President and Fellows of Harvard College 1033 Massachusetts Avenue, Suite 3 Cambridge, MA 02138 To support the Bradley Graduate and Post-Graduate Program President and Fellows of Harvard College 1033 Massachusetts Avenue, Suite 3 MA 02138 To support the Bradley Graduate and Post?Graduate Program President and Fellows of Harvard College 1033 Massachusetts Avenue, Suite 3 Cambridge, MA 02138 To support the Bradley Graduate and Post-Graduate Program Stanford University Board of Trustees of the Leland Stanford Junior University 434 Galvez Mall Stanford, CA 94305-6010 To support the Workmg Group on the Role of History Contemporary Con?lct -275- $100,000.00 $15,000.00 $12,500.00 $12,500.00 $12,500.00 $12,500.00 $12,500 00 $12,500 00 $75,000.Johns Hopkins University - SAIS 1740 Massachusetts Avenue NW Washington, DC 20036 To support the Bradley Graduate and Post-Graduate Program Johns Hopkins University - SAIS 1740 Massachusetts Avenue NW Washington, DC 20036 To support the Bradley Graduate and Post-Graduate Program Massachusetts Institute of Technology 77 Massachusetts Avenue, Cambridge, MA 02139-4307 To support the Bradley Graduate and Post-Graduate Program Massachusetts Institute of Technology 77 Massachusetts Avenue, Cambridge, MA 02139-4307 To support the Bradley Graduate and Post-Graduate Fellows/11p Program New York University Kimball Hall, #301 246 Greene Street New York, NY 10003 To support the Bradley Graduate and Post?Graduate Program New York University Kimball Hall, #301 246 Greene Street New York, NY 10003 To support the Bradley Graduate and Post-Graduate Fellowship Program New York University Kimball Hall, #301 246 Greene Street New York, NY 10003 To support the Bradley Graduate and Post-Graduate Program Ohio State University Foundation 1900 Kenny Road Columbus, OH 43201-2399 To support the Bradley Graduate and Post-Graduate ellowship Program Ohio State University Foundation 1900 Kenny Road Columbus, OH 43201-2399 To support the Bradley Graduate and Post-Graduate Program -276- $12,500.00 $12,500 00 $12,500.00 $12,500.00 $12,500.00 $12,500 00 $12,500.00 $12,500.00 $12,500. Ohio State University Foundation 1900 Kenny Road Columbus, OH 43201-2399 To support the Bradley Graduate and Post-Graduate Program Ohio State University Foundation 1900 Kenny Road Columbus, OH 43201-2399 0 support the Bradley Graduate and Post-Graduate Fellowship Program Trustees of Princeton University Princeton, NJ 08544 To support the Bradley Graduate and Post-Graduate Program Stanford University Board of Trustees of the Leland Stanford Junior University Building 200, Room 246 Stanford, CA 94305-2024 To support the Bradley Graduate and Post-Graduate Program Stanford University Board ofTrustees ofthe Leland Stanford Junior University Building 200, Room 246 Stanford, CA 94305-2024 To support the Bradley Graduate and Post-Graduate Program Stanford University Board of Trustees ofthe Leland Stanford Junior University 200, Room 246 Stanford, CA 94305-2024 To support the Bradley Graduate and Post-Graduate Program Stanford University Board of Trustees of the Leland Stanford Junior University Burlding 200, Room 246 Stanford, CA 94305-2024 To support the Bradley Graduate and Post-Graduate ellowsth Program Stanford University Board of Trustees of the Leland Stanford Junior University Building 200, Room 246 Stanford, CA 94305-2024 To support the Bradley Graduate and Post-Graduate ellowsth Program The Texas A University 3578 TAMU College Station, TX 77843-3578 To support the Bradley Graduate and Post?Graduate Program The Texas A University 3578 TAMU College Station, TX 77843-3578 To support the Bradley Graduate and Post-Graduate Fellowship Program -277- $12,500.00 $12,500.00 $12,500.00 $12,500.00 $12,500 00 $12,500.00 $12,500 00 $12,500.00 $12,500 00 12,500.Trustees of Tufts College Packard Hall Medford, MA 02155 To support the Bradley Graduate and Post-Graduate Program Trustees of Tufts College Packard Hall Medford, MA 02155 To support the Bradley Graduate and Post-Graduate Prog'ram Trustees of Tufts College Packard Hall Medford, MA 02155 To support the Bradley Graduate and Post-Graduate Program Regents of the University of California 101 Sproul Hall UC Berkley Campus Berkeley, CA 94720 To support the Bradley Graduate and Post-Graduate Program Regents of the University of California Los Angeles Box 951477, 8283 Bunche Hall Los Angeles, CA 90095-1477 To support the Bradley Graduate and Post?Graduate Program University of Chicago 5807 South Woodlawn Avenue Chicago, IL 60637 To support the Bradley Graduate and Post-Graduate Program University of Chicago 5807 South Woodlawn Avenue Chicago, IL 60637 To support the Bradley Graduate and Post-Graduate Program University of Chicago 5807 South Woodlawn Avenue Chicago, IL 60637 To support the Bradley Graduate and Post-Graduate Fellowship Program University of Notre Dame 400 Main Budding Notrc Dame, IN 46556 To support the Bradley Graduate and Post-Graduate Program Trustees of the University of 3733 Spruce Street, 344 Vance Hall Philadelphia, PA 19104-6360 To support the Bradley Graduate and Post-Graduate Fellowship Program -278- $12,500.00 $12,500.00 $12,500 00 $12,500 00 $12,500.00 $12,500.00 $12,500 00 $12,500.00 12,500.00 $12,500.Trustees of the University of 3733 Spruce Street, 344 Vance Hall Philadelphia, PA 19104-6360 To support the Bradley Graduate and Post-Graduate Fellowship Program Trustees of the University of 3733 Spruce Street, 344 Vance Hall Philadelphia, PA 19104-6360 To support the Bradley Graduate and Post-Graduate Program Rector Visitors of the University of Virginia Program on Constitutionalism and Democracy O. Box 400195 Charlottesville, VA 22904-4195 To support the Bradley Graduate and Post-Graduate Program Rector Visitors of the University of Virginia Program on Constitutionalism and Democracy PO. Box 400195 Charlottesville, VA 22904?4195 To support the Bradley Graduate and Post-Graduate Program Rector Visitors of the University of Virginia Program on Constitutionalism and Democracy P.O Box 400195 Char10ttesv111e, VA 22904-4195 To support the Bradley Graduate and Post-Graduate Program Rector Visitors of the University of Virginia Program on ConstItutionalism and Democracy P.O. Box 400195 Charlottesville, VA 22904-4195 To support the Bradley Graduate and Post-Graduate ellowsth Program Rector Visitors of the University of Virginia Program on Constitutionalism and Democracy PO Box 400195 VA 22904-4195 To support the Bradley Graduate and Post-Graduate Program Rector Visitors of the University of Virginia Program on Constitutionalism and Democracy PO. Box 400195 VA 22904-4195 To support the Bradley Graduate and Post-Graduate ellowsth Program Board of Regents of the University of Wisconsin System 1220 Linden Drive, 1720 Van Hlse Hall Madison, WI 53706-1559 To support the Bradley Graduate and Post-Graduate ellowsth Program -279- $12,500 00 $12,500.00 $12,500 00 $12,500.00 $12,500 00 $12,500.00 $12,500 00 $12,500.00 $12,500.Board of Regents of the University of Wisconsin System 1220 Linden Drive, 1720 Van I-Iise Hall Madison, WI 53706?1559 To support the Bradley Graduate and Post-Graduate ellowsth Program The Witherspoon Institute 16 Stockton Street Princeton, NJ 08542 To support the Bradley Graduate and Post-Graduate Program The Witherspoon Institute 16 Stockton Street Princeton, NJ 08542 To support the Bradley Graduate and Post-Graduate Program Cato Institute 1000 Massachusetts Avenue, NW Washington, DC 20001 To support the Center for Monetary and manczal Studies Employment Policies Institute Foundation 1090 Vermont Avenue, NW, Suite 800 Washington, DC 20005 To support of conservative state m?astructures Stanford University Board of Trustees of the Leland Stanford Junior University 434 Galvez Mall Stanford, CA 94305-6010 To support Allan Meltzer's work on Regulation and the Rule of Law Liberty Foundation of America, Inc. 1401 North Lincoln Blvd. Oklahoma City, OK 73104 To support a proyect on competitive federalism U.S. Chamber of Commerce Foundation 1615 Street NW Washington, DC 20062?2000 To support the commissron an economzc Impact study Becket Fund, Inc. 3000 Street NW, Suite 220 Washington, DC 20007 To support general operations Ethics and Public Policy Center, Inc. 1730 Street NW, Suite 910 Washington, DC 20036 To support a -280- $12,500.00 $12,500.00 $12,500.00 $100,000.00 $400,000.00 $100,000.00 $75,000.00 $200,000.00 $70,000.00 $70,000.German Marshall Fund of the United States 1744 Street NW Washington, DC 20009 To support the Transatlantic Academy Partnership for Educational Justice 222 Broadway, 19th Floor New York, NY 10038 To support general operations MC Preparatory School of Wisconsin, Inc. 2449 North 36th Street Milwaukee, WI 53210 To support a campus expans?mn campaign Milwaukee Public Museum, lnc. 800 West Wells Street Milwaukee, WI 53233-1478 To support retiring debt Neu-Life Community Development, Inc. 2014 West North Avenue Milwaukee, WI 53205 To support a renovation prayect Bradley Prize Recipient Terry Teachout 680 Ft. Washington Avenue, Apt New York, NY 10040 -281- Grants Payable: $100,000 00 $100,000.00 $100,000.00 $600,000.00 $75,000 00 $175,000.00 3 230 000.00 PC PC PC PC PC 282 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION I TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LH BF20020002 LH BF20020002 LH BF 20020002 LH BF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LHBF20020002 LHBF 20020002 LHBF20020002 LHBF20020002 LHB F20020002 LHBF20020002 LHBF20020002 LH BF 20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LHBF20020002 LH BF 20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 639050103 947890109 6037AX101 996192472 313855108 85917A100 996192472 46600VV106 G037AX101 GO37AX101 46600VV106 996192472 996192472 947890109 06652V208 996192472 996192472 NA9123459 499064103 350060109 36191C205 625383104 36191C205 350060109 996192472 996192472 88362T103 30603D109 30603D109 306030109 117665109 12811R104 343873105 573075108 679580100 679580100 682159108 996192472 75689M101 996192472 996192472 084680107 084680107 996192472 NATUS MEDICAL INC WEBSTER FINANCIAL CORP AMBARELLA INC FEDERATED GOVERNMENT OBLIG 5 FEDERAL SIGNAL CORP STERLING FEDERATED GOVERNMENT OBLIG 5 IXYS CORP AMBARELLA INC AMBARELLA INC IXYS CORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 WEBSTER FINANCIAL CORP BANNER CORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 USD (UNITED STATES DOLLAR) KNIGHT TRANSPORTATION INC LB FOSTER CO GSI GROUP INC MULTI-COLOR CORP GSI GROUP INC LB FOSTER CO FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 THERMON GROUP HOLDINGS INC FAIRWAY GROUP HOLDINGS CORP FAIRWAY GROUP HOLDINGS CORP FAIRWAY GROUP HOLDINGS CORP BRYN MAWR BANK CORP CALAMOS ASSET MANAGEMENT INC FLUSHING FINANCIAL CORP MARTEN TRANSPORT LTD OLD DOMINION FREIGHT LINE INC OLD DOMINION FREIGHT LINE INC 0N ASSIGNMENT INC FEDERATED GOVERNMENT OBLIG 5 RED ROBIN GOURMET BURGERS INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 BERKSHIRE HILLS BANCORP INC BERKSHIRE HILLS BANCORP INC FEDERATED GOVERNMENT OBLIG 5 3 11712014 11812014 118/2014 1/9/2014 1/ 10/2014 1110/2014 1110/2014 1110/2014 1110/2014 1/10/2014 111 312014 111612014 111 712014 11171201 4 1121/2014 1129/2014 1131/2014 1131/2014 1/31/2014 213/2014 213/2014 2/4/2014 2/4/2014 214/2014 214/2014 216/2014 216/2014 2/7/2014 217/2014 21712014 217 12014 217/2014 21712014 217 12014 21712014 217 12014 211 012014 2/ 1412014 2114/2014 2/18/2014 2119/2014 2120/2014 2120/2014 2121/2014 -2.000.0000 -2,300 0000 -2.424 0000 -212,646 7800 -4.200.0000 -3,500 0000 -14.479 9000 -3,350 0000 -1,000.0000 -2,000 0000 -1.575 0000 -54.769 5300 -60,090 0000 -2,200 0000 -1.000 0000 -50.803 8800 -82.243 6800 0 0000 ?6,100 0000 -1.900 0000 -1,694 0000 -2,300.0000 -3,606 0000 -100 0000 43,490.2200 -170.475.6100 -2.700.0000 -24.800 0000 -8.864 0000 -6,000 0000 -2,000 0000 -2.300 0000 -800 0000 -1.800 0000 -300.0000 -1.500 0000 -2.900 0000 -38,634 4200 -700 0000 -565,101.2300 -92.544. 1600 -3,200 0000 -14.675 0000 468,496 4200 48.211 36 69.852 08 83,614 18 212,646 78 58,192.08 45,606 30 14.479 90 46.050 97 29.963 47 59.956 15 23,065.15 54.769 53 60.090 00 68.609 10 43.435 54 50.803 88 82.243 68 -82,957 33 129,913 09 80.607 23 17,774 31 74.496 62 38,010.18 4.083 38 43,490.22 170,475 61 71.974 80 203.649 08 72.439 77 50.879 11 54,953 64 25,610.97 15,316 77 33,376.99 15.737 75 78,756 12 86,973.83 38,634 42 53.1 11 92 565.101 23 92,544.16 77,197 05 353,811.02 168.496 42 -24.715 81 -68.254 39 -41.515.11 -212.646 78 -65.233 32 45.977 05 -14,479 90 ?41.706 81 -15,777 25 -29.776 00 -19.551.10 -54,769 53 60,090.00 -32.968 43 43,566.99 -50.803 88 -82.243 68 0 00 -110.047 43 -87.304 79 -19.207 19 -85,988.75 -39,544 84 -4,449 47 43,490.22 -170.475 61 -61.497 22 -477.1 10 21 440.261 80 -101.223 81 -60,037.40 -29.892 87 -17,267 60 -35.034 62 -1 5,083.26 -76,862. 19 -81.489.66 -38.634 42 -29.682 39 -565.101 23 -92.544 16 ?86,174 18 -301.948.97 468,496 42 23,495 55 1,597.69 42,099 07 0 00 -7.041 24 -370 75 0 00 4,344.16 14,186 22 30,180.15 3.514 05 0 00 0 00 35.640 67 -131.19,865 66 -6,697 56 -1.432 88 -11,492 13 -1.534.66 -366 09 0 00 0 00 10,477 58 -273.461 13 -67,822.03 -50,344 70 -5.083 76 -4,281 90 -1.950.83 -1.657.63 654.49 1.893 93 5.484 17 0 00 23,429 53 0 00 0 00 -8,977 13 51,862 05 0.00 283 REPORTING ACCOUNT NUMBER LHBF20020002 LHBF20020002 LH BF20020002 LH F20020002 LH BF20020002 LHBF20020002 LH BF20020002 LH BF 20020002 LH BF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LHBF20020002 LHBF 20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LH BF 20020002 LH BF 20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF 20020002 LHBF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LH BF20020002 SECURITY ID 205477102 319850103 12811R104 811699107 811699107 811699107 811699107 205477102 319850103 46600VV106 09578R103 239359102 239359102 239359102 90337L108 239359102 139674105 996192472 675234108 139674105 09578R103 239359102 239359102 90337L108 NA9123459 675234108 09578R103 139674105 317585404 239359102 69412V108 75970E107 06652V208 06652V208 70086Y105 85917A100 293712105 197236102 343873105 90337L108 117665109 929328102 85917A100 139674105 DESCRIPTION I COMPUTER TASK GROUP INC FIRST CONNECTICUT BANCORP CALAMOS ASSET MANAGEMENT INC SEACHANGE INTERNATIONAL INC SEACHANGE INTERNATIONAL INC SEACHANGE INTERNATIONAL INC SEACHANGE INTERNATIONAL INC COMPUTER TASK GROUP INC FIRST CONNECTICUT BANCORP INCI IXYS CORP BLUE NILE INC DAWSON GEOPHYSICAL DAWSON GEOPHYSICAL DAWSON GEOPHYSICAL COIOLD US PHYSICAL THERAPY INC DAWSON GEOPHYSICAL CAPITAL CITY BANK GROUP INC FEDERATED GOVERNMENT OBLIG 5 OCEANFIRST FINANCIAL CORP CAPITAL CITY BANK GROUP INC BLUE NILE INC DAWSON GEOPHYSICAL DAWSON GEOPHYSICAL COIOLD US PHYSICAL THERAPY INC USD (UNITED STATES DOLLAR) OCEANFIRST FINANCIAL CORP BLUE NILE INC CAPITAL CITY BANK GROUP INC FINANCIAL INSTITUTIONS INC DAWSON GEOPHYSICAL COIOLD PACIFIC CONTINENTAL CORP RENASANT CORP BANNER CORP BANNER CORP PARK STERLING CORP STERLING ENTERPRISE FINANCIAL SERVICES COLUMBIA BANKING SYSTEM INC FLUSHING FINANCIAL CORP US PHYSICAL THERAPY INC BRYN MAWR BANK CORP WSFS FINANCIAL CORP STERLING BANCORPIDE CAPITAL CITY BANK GROUP INC TXN CODE TRADE EX DATE 212512014 212512014 212512014 212612014 212612014 212612014 2/2612014 21261201 4 212612014 31312014 31312014 3/312014 31312014 31412014 31412014 31412014 31412014 31412014 31412014 31412014 314/2014 315/2014 315/2014 315/2014 315/2014 315/2014 315/2014 315/2014 316/2014 31612014 31612014 31612014 31612014 31612014 316/2014 316/2014 316/2014 316/2014 316/2014 316/2014 316/2014 316/2014 316/2014 316/2014 UNITS -4,795 0000 -2,682.0000 -56,254 0000 -12,099 0000 -18.149 0000 -12,707 0000 -6,544 0000 -18,394 0000 -27,951 0000 -43,576 0000 -985.0000 -22.0000 -9 0000 -1.376 0000 -2,757 0000 ?541 0000 -1,212 0000 -1,426,727.4300 -4,646 0000 -2,166 0000 -5,328 0000 -536 0000 -211 0000 ?835 0000 0 0000 -122.0000 -2,003 0000 -5,643 0000 -3.167 0000 -1,134 0000 -5,182.0000 -2.490 0000 -885.0000 -913 0000 -8,114 0000 4,319.0000 -3,803 0000 -2,704 0000 -3,480 0000 -408 0000 ?708.0000 -92 0000 -1,400 0000 -301.0000 BASE AMOUNT 74,452 58 41,731 19 641,633 17 122.317 54 189,060 27 128,511 27 66.819 61 284,445 36 432,114 92 471,549 44 34.957 83 618 43 252 99 39.824 18 92,109 76 15.657 61 17,194.82 1,426,727.43 87,282.41 30,651 39 194,195 28 15,314 11 6.028 50 27,210 00 1.800.000 00 2.283 57 72,575 23 79,715 00 70.814 15 32.332 15 72,600 62 73,105 12 36.161 62 37.167 58 54,740 95 55.113 79 73,212.94 73,763 83 73,209.22 13,011.67 20,236 26 6.681 25 17,907 64 4,270 66 BASE COST -89,389 40 -45,302 12 -638,725 44 -163,222 94 -197,075 03 -130,807.97 -64,746 99 -248,318 53 -369.646.59 499,328 10 -39.319 86 -790 12 -323 23 -49,418 49 -96.519 62 -19,180 32 -17.273 42 -1.426,727 43 -86.172 16 -29.195.41 190,485.33 -18,346.69 -7,222.30 -27,944 19 0 00 -2,239.42 -69,895.75 68,598.06 -80,021 58 -38,586 88 -75.960.15 -75.698 98 -38,390 02 ?39,268 67 -56,473 27 ?56,508.21 ?74,273 45 -74.495 84 -73,923.34 -13,635.16 -20,702 13 -6,964 60 -17,770 50 -3.621.97 BASE INVESTMENT GAIN LOSS -14,936 82 -3,570 93 2.907 73 -40,905 40 -8,014 76 -2,296 70 2,072 62 36.126 83 62,468 33 -27.778 66 -4,362 03 -171 69 -70.24 -9,594.31 4,409.86 -3,522 71 -78 60 0 00 1.110 25 1.455 98 3,709 95 -3,032 58 -1,193 80 ?734 19 0 00 44 15 2,679 48 11.116 94 -9.207.43 -6.254 73 -3,359 53 -2,593.86 -2,228.40 -2,101 09 -1.732.32 -1,394 42 -1.060 51 -732 01 -714 12 -623 49 -465.87 -283 35 137.14 648 69 284 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION 1 TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LH BF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LHBF20020002 LH BF20020002 LHBF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LHBF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF20020002 675234108 09578R103 410495204 09578R103 695263103 947890109 947890109 239359102 GO37AX101 929328102 117665109 70086Y105 675234108 139674105 09578R103 239359102 117665109 996192472 139674105 239359102 317585404 69412V108 70086Y105 75970E107 117665109 343873105 996192472 06652V208 929328102 85917A100 197236102 695263103 139674105 293712105 410495204 239359102 239359102 675234108 9478901 09 70086Y105 139674105 239359102 70086Y105 117665109 OCEANFIRST FINANCIAL CORP BLUE NILE INC HANMI FINANCIAL CORP BLUE NILE INC PACWEST BANCORP WEBSTER FINANCIAL CORP WEBSTER FINANCIAL CORP DAWSON GEOPHYSICAL COIOLD AMBARELLA INC WSFS FINANCIAL CORP BRYN MAWR BANK CORP PARK STERLING CORP OCEANFIRST FINANCIAL CORP CAPITAL CITY BANK GROUP INC BLUE NILE INC DAWSON GEOPHYSICAL COIOLD BRYN MAWR BANK CORP FEDERATED GOVERNMENT OBLIG 5 CAPITAL CITY BANK GROUP INC DAWSON GEOPHYSICAL FINANCIAL INSTITUTIONS INC PACIFIC CONTINENTAL CORP PARK STERLING CORP RENASANT CORP BRYN MAWR BANK CORP FLUSHING FINANCIAL CORP FEDERATED GOVERNMENT OBLIG 5 BANNER CORP WSFS FINANCIAL CORP STERLING COLUMBIA BANKING SYSTEM INC PACWEST BANCORP CAPITAL CITY BANK GROUP INC ENTERPRISE FINANCIAL SERVICES HANMI FINANCIAL CORP DAWSON GEOPHYSICAL COIOLD DAWSON GEOPHYSICAL COIOLD OCEANFIRST FINANCIAL CORP WEBSTER FINANCIAL CORP PARK STERLING CORP CAPITAL CITY BANK GROUP INC DAWSON GEOPHYSICAL COIOLD PARK STERLING CORP BRYN MAWR BANK CORP 316/2014 316/2014 316/2014 316/2014 31612014 31612014 31612014 31712014 31712014 31712014 31712014 31712014 31712014 31712014 31712014 311012014 311012014 3110/2014 3110/2014 311012014 311 112014 311112014 311112014 311 112014 311112014 311 112014 311 112014 311 112014 311112014 311112014 311112014 311112014 311 112014 311112014 311112014 311112014 3/11/2014 311 112014 371 112014 3/12/2014 3/12/2014 3112/2014 3113/2014 3113/2014 -2.664 0000 -726.0000 -3.050 0000 -2.840 0000 -1.637.0000 -200 0000 ?2,139 0000 -3.892 0000 -6,350 0000 -921 0000 -871 0000 -2,653.0000 -696 0000 -1,342 0000 -2.908 0000 -628 0000 -643 0000 -1 .004.496.0800 -1.951.0000 -3,341 0000 -1,200 0000 -4,400 0000 -2.981 0000 -700 0000 473.0000 -1,000 0000 -1.415,026 9500 -400 0000 -500 0000 -2.500.0000 -500 0000 -300 0000 -459 0000 4.9000000 -1 1 00. 0000 -795.0000 -795 0000 -1 .955 0000 -2,000 0000 -1 .419 0000 -111 0000 -636 0000 -1 .892 0000 -144 0000 49.054 84 26,318 86 73.229 22 102,796 26 73,634.41 6.280 51 67.077 87 112.843 07 205,700.22 66.748 30 24.777 68 17.960 49 12,878 83 19.069 61 105,213 67 18.207 72 18.141 67 1.004.496 08 27.576 90 97,391 12 27,455 52 62,082.91 19.775 90 20,451 05 4,889 39 20.984 93 1,415,026 95 16,307.71 35,611.88 31.729 44 14.014 75 13,338.45 6.425 10 94.372 35 27,103.52 22,974.77 23.266 78 35,616 73 62,373 11 9,395 88 1,549 90 18.084 28 12,433 57 4,026.54 47,717 90 -24,894 83 -69,218 76 -98,693 05 -69.134 30 -883.42 43,758.94 -124.700.90 -215,099 56 -68.926 24 -25.410 95 -18.161 64 -11.760 39 -16.090 51 -97,392 14 -19.777.92 -18.632.11 -1.004.496 08 -23,204 34 -89,501 91 -29.374 93 -63.392 65 -20.392 80 -20.845 30 4,975.48 -21.019 50 -1,415,026 95 -16,272 51 -35,529 26 -31,593 75 -13,501 55 42,446 47 -5,431 80 -91,638 61 -24,118 38 -18,761 .57 -18,579.15 -25,783 44 -8.834 20 -9,661 82 -1,313.57 45,377 95 42,639 83 4,141 44 1,336.94 1,424 03 4,010 46 4.103 21 4,500.11 5,397 09 23.318 93 -11,857 83 -9.399.34 -2.177 94 -633 27 ?201 15 1,118 44 2.979 10 7.821 53 -1.570 20 -490 44 0 00 4.372 56 7,889.21 -1.919 41 -1,309 74 -616 90 -394 25 -86.2,733 74 2.985 14 4,213.20 4,687 63 9,833 29 53,538 91 -265 94 236 33 2,706 33 -208 26 -114.90 REPORTING ACCOUNT NUMBER LHBF20020002 LHBF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LHBF20020002 LHBF20020002 co LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LH BF20020002 LH BF 20020002 LHBF 20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LHBF20020002 LH BF20020002 SECURITY ID 75970E107 117665109 317585404 69412V108 343873105 06652V208 85917A100 929328102 139674105 293712105 695263103 197236102 410495204 139674105 239359102 947890109 70086Y105 996192472 117665109 996192472 675234108 117665109 139674105 675234108 139674105 675234108 996192472 139674105 675234108 139674105 675234108 675234108 139674105 139674105 996192472 675234108 139674105 139674105 675234108 139674105 139674105 996192472 9961 92472 996192472 DESCRIPTION 1 RENASANT CORP BRYN MAWR BANK CORP FINANCIAL INSTITUTIONS INC PACIFIC CONTINENTAL CORP FLUSHING FINANCIAL CORP BANNER CORP STERLING WSFS FINANCIAL CORP CAPITAL CITY BANK GROUP INC ENTERPRISE FINANCIAL SERVICES PACWEST BANCORP COLUMBIA BANKING SYSTEM INC HANMI FINANCIAL CORP CAPITAL CITY BANK GROUP INC DAWSON GEOPHYSICAL COIOLD WEBSTER FINANCIAL CORP PARK STERLING CORP FEDERATED GOVERNMENT OBLIG BRYN MAWR BANK CORP FEDERATED GOVERNMENT OBLIG OCEANFIRST FINANCIAL CORP BRYN MAWR BANK CORP CAPITAL CITY BANK GROUP INC OCEANFIRST FINANCIAL CORP CAPITAL CITY BANK GROUP INC OCEANFIRST FINANCIAL CORP FEDERATED GOVERNMENT OBLIG CAPITAL CITY BANK GROUP INC OCEANFIRST FINANCIAL CORP CAPITAL CITY BANK GROUP INC OCEANFIRST FINANCIAL CORP OCEANFIRST FINANCIAL CORP CAPITAL CITY BANK GROUP INC CAPITAL CITY BANK GROUP INC FEDERATED GOVERNMENT OBLI OCEANFIRST FINANCIAL CORP CAPITAL CITY BANK GROUP INC CAPITAL CITY BANK GROUP INC OCEANFIRST FINANCIAL CORP CAPITAL CITY BANK GROUP INC CAPITAL CITY BANK GROUP INC FEDERATED GOVERNMENT OBLIG FEDERATED GOVERNMENT OBLIG FEDERATED GOVERNMENT OBLIG TXN CODE TRADE EX DATE 311312014 311312014 311312014 311312014 311312014 311312014 31131201 4 311312014 311312014 31131201 4 311312014 311312014 311312014 311312014 311312014 311312014 311412014 311412014 311712014 311712014 311712014 311812014 311812014 311812014 311912014 311912014 312012014 312012014 312012014 312112014 312112014 312412014 312412014 312512014 312612014 312612014 312612014 312812014 312812014 313112014 313112014 41212014 41412014 41912014 UNITS -1,000 0000 -131 0000 -2.100 0000 -2,100 0000 -1.700 0000 -900 0000 -2.600 0000 600.0000 -509.0000 -2. 1 00.0000 -800.0000 -1.500 0000 -1.500 0000 -3, 107 0000 ?2.389 0000 -1.300 0000 -3.408 0000 ?1 90.060 1300 -632 0000 -344.218.7900 -122 0000 437.0000 -124 0000 ?733 0000 ?184 0000 -176 0000 -72,475 3600 -373 0000 -7.261 0000 -1.643 0000 -2.383.0000 -31 0000 -2.188 0000 -251 0000 -77.460.5600 -12.0000 -80 0000 -37 0000 -10.796 0000 -1.244.0000 -2,120 0000 -22,858 4700 -136.763 6800 -185.289 6500 BASE A MOUNT 28.849 46 3,663.17 47.164 95 29,952 47 35.252 79 36.575 19 32.579 09 42.974 04 7.099 37 40.235 10 35.023 46 42,088.91 36.534 84 42,596.02 66.299 97 40,468 36 22,398.58 190.060 13 17.537 55 344.218 79 2.185 95 12.125 96 1.706 20 13.095 11 2.541 62 3,142.45 72,475.36 5.159 63 128.636 66 22,610 29 42,351.64 550 54 29,493 58 3,429 61 77.460 56 212.51 1,092 77 490 60 185,795 04 16.495 07 28.110.57 22,858 47 136,763.68 185,289.65 BASE COST 28,959 70 -3.767 56 -47.248 38 ?29.616 68 -34.895 02 ?36,126 00 -31.826 88 42,215 50 ?6.023.51 -38,516 92 -32.938 16 -39.626 61 -32,771 01 -35.814 24 -54.814 70 -5.742 23 -22.765.44 -190.060 13 -18,146 28 -344.218 79 -1.581 35 -12.367 46 -1.333 00 ?9.381 26 -1 .969 46 -2.250 39 -72.475 36 -3.992 44 -91.889 73 -17,586.02 -28,955 11 -371 79 -23,291 30 -2.667 78 -77.460 56 -143 92 -850 29 -393 26 ?124,437 53 -12.633.20 -22.532.62 -22,858 47 -136,763 68 -185.289 65 BASE INVESTMENT GAIN LOSS -110 24 ?104 1.075 86 1.718 18 2.085 30 2.462 30 3.763 83 6.781 78 11,485 27 34,726.13 -366 86 0 00 -608 73 0 00 604 60 -241 50 373.20 3.713 1,167.19 36,746 93 5.024 27 13.396 53 178 75 6.202 28 761 83 0 00 68.59 242 48 97 34 61,357 51 3,861.87 5,577 286 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION I TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LH BF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF 20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF 20020002 LH BF20020002 LHBF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 361910205 90337L108 638860109 698477106 749660106 996192472 698477106 784690103 996192472 390607109 573075108 754212108 30214U102 996192472 947890109 754212108 781270103 781270103 781270103 996192472 NA9123459 781270103 699172201 699172201 784690103 996192472 784690103 699172201 699172201 996192472 784690103 699172201 754212108 92857F107 55402X105 699172201 699172201 699172201 784690103 996192472 754212108 699172201 754212108 699172201 GSI GROUP INC US PHYSICAL THERAPY INC NATURAL GAS SERVICES GROUP INC PANHANDLE OIL AND GAS INC RPC INC FEDERATED GOVERNMENT OBLIG 5 PANHANDLE OIL AND GAS INC SP PLUS CORP FEDERATED GOVERNMENT OBLIG 5 GREAT LAKES DREDGE DOCK CORP MARTEN TRANSPORT LTD RAVEN INDUSTRIES INC EXPONENT INC FEDERATED GOVERNMENT OBLIG 5 WEBSTER FINANCIAL CORP RAVEN INDUSTRIES INC RUDOLPH TECHNOLOGIES INC RUDOLPH TECHNOLOGIES INC RUDOLPH TECHNOLOGIES INC FEDERATED GOVERNMENT OBLIG 5 USD (UNITED STATES DOLLAR) RUDOLPH TECHNOLOGIES INC PARAMETRIC SOUND CORP PARAMETRIC SOUND CORP SP PLUS CORP FEDERATED GOVERNMENT OBLIG 5 SP PLUS CORP PARAMETRIC SOUND CORP PARAMETRIC SOUND CORP FEDERATED GOVERNMENT OBLIG 5 SP PLUS CORP PARAMETRIC SOUND CORP RAVEN INDUSTRIES INC VOCERA COMMUNICATIONS INC MWI VETERINARY SUPPLY INC PARAMETRIC SOUND CORP PARAMETRIC SOUND CORP PARAMETRIC SOUND CORP SP PLUS CORP FEDERATED GOVERNMENT OBLIG 5 RAVEN INDUSTRIES INC PARAMETRIC SOUND CORP RAVEN INDUSTRIES INC PARAMETRIC SOUND CORP 4/10/2014 4/11/2014 4/14/2014 4/14/2014 4/14/2014 4/15/2014 4/15/2014 4/17/2014 4/17/2014 4/22/2014 4/22/2014 4/23/2014 4/24/2014 4/24/2014 4/24/2014 4/28/2014 4/29/2014 4/29/2014 4/30/2014 4/30/2014 4/30/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/2/2014 5/2/2014 5/2/2014 5/2/2014 5/5/2014 5/5/2014 5/5/2014 5/6/2014 5/6/2014 5/6/2014 5/6/2014 5/6/2014 5/6/2014 5/6/2014 5/6/2014 5/7/2014 5/7/2014 5/8/2014 -13,000 0000 -2,300 0000 -1,700 0000 447 0000 -2.900 0000 -15.728 6400 -853 0000 -1.900 0000 40.933 5300 ?8.500.0000 -2.800 0000 -3.400.0000 -1.400 0000 -96.722 5500 -7.028 0000 -2.500.0000 -13.500 0000 -3.200.0000 -20.200 0000 -1 07.099.0800 0 0000 -26.928.0000 -3.125 0000 -3.125.0000 -1,006 0000 -30.509 9600 -2.394 0000 4.625 0000 -2.969.0000 -105.030.5600 -2.541.0000 400.0000 -3.018 0000 43.310.0000 -1.200 0000 -2.700 0000 -1.900 0000 -1.400 0000 -659 0000 -201.597 4500 4.400 0000 -2.252 0000 -1.217 0000 -2.504.0000 163.408 97 71,321 42 52,457 60 19,443.58 57,894 02 15.728 64 36.924 95 49,099.47 40.933 53 76,168.51 69,871 61 108.210 42 97.381 98 96,722.55 216.205 30 76,770 30 128.874 89 30.351 00 184.149 22 107.099 08 -86.638 75 242,887.86 28,043.12 28.171 56 23,666.83 30,509 96 55.867 78 41,809.07 26.948 72 105.030 56 57,738.37 3,467.24 91,728 27 510,856.11 176.048 10 23.769 73 16.663 20 12.260 78 14.773 73 201.597 45 130.117 88 18.664 61 36,296 58 19,739.34 462.800 16 -75.892 07 -58.600 19 -17.954 47 -54.214.25 -15.728 64 ?34,262 11 -51.061 25 40,933.53 -75.791 16 -57.437.19 432,869.40 403.454 55 -96.722 55 -30.098 84 ?86.425 22 455.237 90 -37.499 71 -229.657 09 -107.099 08 0 00 -295.256 15 -31.250 00 -31.250.00 -26.195 96 -30.509.96 -61.542.80 46.250 00 ?29.690.00 405.030 56 -64.736 18 4.000 00 -58.658 49 -735.280 26 -201.075 38 -27,000.00 -19.000 00 44,000.00 ?16.257 04 -201,597 45 48.442 97 =22.520 00 -12.806. 14 -25.040.00 608 81 4.570 65 -6.142.59 1.489 11 3.679 77 0 00 2,662 84 -1.961 78 0 00 377 35 12,434.42 -24.658 98 -6.072 57 0 00 186.106 46 -9.654 92 -26.363.01 -7.148 71 45.507 87 0.00 0 00 -52.368 29 -3.206 88 -3.078 44 ?2.529 13 0 00 -5.675 02 4.440 93 -2.741 28 0 00 -6.997 81 -532 76 33,069.78 -224.424. 15 -25.027 28 -3.230 27 -2.336 80 -1.739 22 -1.483 31 0 00 81.674 91 -3.855 39 23,490 44 -5.300 66 REPORTING ACCOUNT NUMBER LHBF20020002 LH BF20020002 LHBF20020002 LH BF 20020002 LH BF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LHBF20020002 LHBF20020002 0? LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF 20020002 LHBF20020002 LH BF20020002 LHBF20020002 LH BF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF 20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF 20020002 LHBF20020002 LHBF 20020002 LHBF20020002 LHBF20020002 SECURITY ID 996192472 996192472 698477106 233377407 233377407 996192472 996192472 996192472 351793104 351793104 996192472 698477106 996192472 886885102 886885102 41043F208 886885102 G037AX101 GO37AX101 749660106 698477106 996192472 990000PJ4 GO37AX101 637372202 996192472 637372202 996192472 637372202 996192472 637372202 996192472 637372202 886885102 886885102 886885102 996192472 886885102 637372202 637372202 886885102 886885102 886885102 886885102 DESCRIPTION I FEDERATED GOVERNMENT OB FEDERATED GOVERNMENT PANHANDLE OIL AND GAS INC DXP ENTERPRISES INC DXP ENTERPRISES INC FEDERATED GOVERNMENT FEDERATED GOVERNMENT FEDERATED GOVERNMENT HOLDINGS CO HOLDINGS FEDERATED GOVERNMENT 0 RP ORP BLIG PANHANDLE OIL AND GAS INC FEDERATED GOVERNMENT OB INC INC HANGER INC INC AMBARELLA INC AMBARELLA INC RPC INC PANHANDLE OIL AND GAS INC FEDERATED GOVERNMENT SHORT TERM FDS INT ADJ AMBARELLA INC NATIONAL RESEARCH CORP FEDERATED GOVERNMENT 08 NATIONAL RESEARCH CORP FEDERATED GOVERNMENT OB NATIONAL RESEARCH CORP FEDERATED GOVERNMENT 0 NATIONAL RESEARCH CORP FEDERATED GOVERNMENT OB NATIONAL RESEARCH CORP INC INC INC FEDERATED GOVERNMENT OB INC NATIONAL RESEARCH CORP NATIONAL RESEARCH CORP INC INC INC INC OBLIG LI LIG BLIG BLIG BLIG BLIG LIG LIG LIG BLIG LIG TXN CODE TRADE EX DATE 5/8/2014 5/13/2014 5/13/2014 5/13/2014 5/13/2014 5/14/2014 5/15/2014 5/16/2014 5/21/2014 5/21/2014 5/22/2014 5/22/2014 5/27/2014 5/29/2014 5/29/2014 5/29/2014 5/29/2014 5/29/2014 5/29/2014 5/29/2014 5/29/2014 5/30/2014 5/30/2014 6/3/2014 6/4/2014 6/4/2014 6/5/2014 6/5/2014 616/2014 6/6/2014 6/9/2014 6/9/2014 6/10/2014 6/1 1/2014 6/1 1/2014 6/12/2014 6/12/2014 6/13/2014 6/13/2014 6/16/2014 6/16/2014 6/17/2014 6/18/2014 6/19/2014 UNITS -484.448 5400 -20.464 4600 -600 0000 ?1.200 0000 ?4.310 0000 -3.134 8400 -30.648 9500 -38.528 7300 6.700.0000 -600 0000 -56.806.5200 600.0000 -6.583 7500 -9.900.0000 -10.200 0000 -5.200 0000 -4.400 0000 -3.806 0000 -3.794 0000 -5.100 0000 -1,600 0000 ?3 5600 0 0000 -1.700 0000 -3.210 0000 -253,786 4400 -562 0000 -196.655 2100 -300 0000 -45.931 4300 ?100.0000 -65.346 3300 -400 0000 -1.200 0000 ?100.0000 -2.700 0000 -2.357 0400 -900 0000 -37 0000 -2.300.0000 -1.700 0000 -1.900 0000 -1,700 0000 -2.900.0000 BASE AMOUNT 484.448 54 20.464 46 32.648 21 89.565 89 298.953 09 3.134 84 30.648 95 38.528 73 106.929 63 9.624 74 56.806 52 32.300 52 6.583.75 86.644 85 90.136 42 159.360 35 38.569 10 100.760 09 101.262 66 112,714 13 85.422 75 3 56 -3 56 41.569 01 44.888.28 253.786 44 7.868 27 196,655.21 4.198 37 45.931 43 1.396 96 65.346 33 5.608 47 9.957 85 825 62 21.769 34 2.357.04 7.183 55 513 15 30.520 32 13,702.20 15.405 23 13.798 59 23.288 22 BASE COST -484.448 54 -20.464 46 -23.234 83 -12.238.23 -192,610 38 -3,134.84 -30.648 95 -38.528 73 -117.926 03 -10.560.54 -56.806 52 ?22.403 25 ?6.583 75 -157.255 14 -154.573.72 -198.030 37 -68.409.02 -1 13.322 86 -104.306.26 -1 12.064.75 -57.707 09 -3 56 0 00 -41.272 27 -59.260 03 -253.786 44 -10.222 50 -196.655 21 -5.420 64 -45.931 43 -1.806 88 -65.346.33 -7.227 52 -17.744 86 -1.479.00 -38.299.05 -2,357 04 ?1 1 .518.20 -668 55 40.41923 -21.383 46 -22.886 83 -20.466 50 -34.901 50 BASE INVESTMENT GAIN LOSS 0 00 0 00 9.413 38 77.327 66 106.342 -10.996 40 -935 80 0.00 9,897 27 0 00 -70.610 29 ?64.437 30 -38.670 02 -29.839 92 -12.562 77 -3.043 60 649 38 27.715 66 0 00 0 00 296.74 -14,371 75 0 00 -2.354.23 0 00 -1.222 27 0 00 -409 92 0 00 -1 .619 05 -7.787 01 -653 38 ?16.529 71 0 00 ?4.334 65 -155 40 -9.898.91 -7.681 26 ?7.481 60 -6.667 91 -11.613.28 288 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION 1 TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF 20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF 20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF 20020002 LHBF20020002 LHBF20020002 LHBF 20020002 LHBF20020002 637372202 886885102 41043F208 996192472 02208R106 629337106 629337106 749660106 996192472 002474104 996192472 591520200 G037AX101 002474104 996192472 197236102 629337106 996192472 637372202 637372202 41043F208 996192472 996192472 637372202 637372202 996192472 637372202 41043F208 698477106 886885102 92827P102 12618T105 996192472 886885102 886885102 12618T105 886885102 12618T105 886885102 12618T105 12618T105 996192472 12618T105 886885102 NATIONAL RESEARCH CORP INC HANGER INC FEDERATED GOVERNMENT OBLIG 5 ALTRA INDUSTRIAL MOTION CORP NN INC NN INC RPC INC FEDERATED GOVERNMENT OBLIG 5 AZZ INC FEDERATED GOVERNMENT OBLIG 5 METHODE ELECTRONICS INC AMBARELLA INC AZZ INC FEDERATED GOVERNMENT OBLIG 5 COLUMBIA BANKING SYSTEM INC NN INC FEDERATED GOVERNMENT OBLIG 5 NATIONAL RESEARCH CORP NATIONAL RESEARCH CORP HANGER INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 NATIONAL RESEARCH CORP NATIONAL RESEARCH CORP FEDERATED GOVERNMENT OBLIG 5 NATIONAL RESEARCH CORP HANGER INC PANHANDLE OIL AND GAS INC INC VIRTUSA CORP CRA INTERNATIONAL INC FEDERATED GOVERNMENT OBLIG 5 INC INC CRA INTERNATIONAL INC INC CRA INTERNATIONAL INC INC CRA INTERNATIONAL INC CRA INTERNATIONAL INC FEDERATED GOVERNMENT OBLIG 5 CRA INTERNATIONAL INC INC 611 912014 612012014 6123/2014 6123/2014 6123/2014 6123/2014 6123/2014 6124/2014 6125/2014 6126/2014 6126/2014 6126/2014 6126/2014 6127/2014 6127/2014 6127/2014 6127/2014 6130/2014 6130/2014 7/ 112014 712/2014 712/2014 713/2014 713/2014 717/2014 718/2014 71812014 711 112014 711412014 711612014 711 612014 711 612014 711 612014 711 712014 711712014 711 712014 711 812014 711 812014 7121/2014 7121/2014 7/22/2014 7/22/2014 7123/2014 7124/2014 -2.061 0000 -4.225 0000 -3.200 0000 -183.273 3800 -1.900 0000 -1.024 0000 -1,076 0000 -3,100.0000 -6,271 6900 -800 0000 -14,457 3400 -1.800 0000 -2.900 0000 -1.300 0000 -51,247 3800 -100 0000 -1.200 0000 -59,292 2200 -100 0000 -900 0000 -2.100.0000 -37.402 2400 -21.183.5100 -14 0000 -15 0000 -1.830 9700 -501.0000 -5,600.0000 -1,300.0000 -6.700 0000 4.6000000 -500 0000 -5.561 0400 -4.900 0000 4.7000000 -100.0000 -3.700.0000 -480 0000 -3. 100 0000 -300.0000 -859 0000 -96.999.3700 -100 0000 -9.223 0000 30.199 58 33,741 37 101,537 91 183,273 38 70,032.45 25.482 49 26,856.36 72,476.39 6,271.69 33,320.38 14.457 34 66,124.59 89.894 24 58.167 73 51.247 38 2.614 87 30.865 47 59.292 22 1.396 96 12,572 72 64,037 03 37.402 24 21,183 51 192 02 207.70 1.830 97 6.901 06 161.800 01 78,017.64 51,133 93 150.598 36 11.959 28 5.561 04 37,338 64 35,672.20 2,399 94 27.999 86 11.481 00 23.366 04 7.159 37 20.513 40 96.999 37 2.386 44 69.240 13 -30.266 55 -50.217 89 419,036 97 463.273 38 -69.447 69 -21.555 44 21,665.96 56,644.65 5,271.69 -39.181.04 44,457 34 -62,990 66 43.256 67 -62.861.38 -51.247.38 -2.610 00 -23.723 40 59,292.22 -1.252 92 -11.276 28 -76.295.25 -37,402 24 -21.163 51 -175 41 -167 94 -1.330.97 -6.277 13 -1 12,350 53 45,131.56 -79.369 80 472,400 22 42.365 60 6,561.04 57,224.14 55,144.67 2473 12 -43,074 05 -11,870 98 -36,078 42 -7,419 36 -21.244 10 ?96.999 37 -2,473 12 -105. 138 81 -66 97 -16,476.52 -17.499 06 0.00 584 76 3,927 05 5.190 38 13.831 74 0 00 -5.860 66 0 00 3.133 71 46.637 57 -4,693 65 0 00 4 87 7.142 07 0 00 144 04 1.296 44 42.258 22 0.49.449 48 32,886.06 -28.235.87 -21.801 86 -406 32 0.00 -19,885.50 -19.472.67 -73 18 -15.074 19 -389 98 -12.712.38 -259 99 -730 70 0 00 -86.68 -35.898 68 289 REPORTING ACCOUNT NUMBER LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF 20020002 LHBF20020002 LH F20020002 LH BF20020002 LH BF 20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LH BF20020002 LHBF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF 20020002 LHBF20020002 LHBF20020002 LH BF20020002 LHBF20020002 LHBF 20020002 LHBF20020002 LHBF 20020002 LHBF 20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 SECURITY ID 639050103 12618T105 12618T105 12618T105 996192472 NA9123459 682159108 996192472 996192472 996192472 41043F208 02208R106 75689M101 996192472 92827P102 36191C205 996192472 361910205 361910205 996192472 36191C205 996192472 996192472 351793104 766582100 573075108 36225V104 996192472 132011107 132011107 G037AX101 996192472 573075108 639050103 682159108 497498105 497498105 996192472 497498105 996192472 497498105 245077102 591520200 497498105 DESCRIPTION I NATUS MEDICAL INC CRA INTERNATIONAL INC CRA INTERNATIONAL INC CRA INTERNATIONAL INC FEDERATED GOVERNMENT OBLIG 5 USD (UNITED STATES DOLLAR) ON ASSIGNMENT INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 HANGER INC ALTRA INDUSTRIAL MOTION CORP RED ROBIN GOURMET BURGERS INC FEDERATED GOVERNMENT OBLIG 5 VIRTUSA CORP GSI GROUP INC FEDERATED GOVERNMENT OBLIG 5 GSI GROUP INC GSI GROUP INC FEDERATED GOVERNMENT OBLIG 5 GSI GROUP INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 HOLDINGS CORP RIGNET INC MARTEN TRANSPORT LTD GP STRATEGIES CORP FEDERATED GOVERNMENT OBLIG 5 CAMBREX CORP CAMBREX CORP AMBARELLA INC FEDERATED GOVERNMENT OBLIG 5 MARTEN TRANSPORT LTD NATUS MEDICAL INC ON ASSIGNMENT INC INC INC FEDERATED GOVERNMENT OBLIG 5 INC FEDERATED GOVERNMENT OBLIG 5 INC DEL RESTAURANT GROUP METHODE ELECTRONICS INC INC TXN CODE TRADE EX DATE 7/24/2014 712412014 712512014 71281201 4 71281201 4 712812014 713112014 8/1/2014 81412014 81812014 81812014 811312014 811 412014 811412014 812012014 812012014 812112014 812112014 812212014 812512014 812512014 812612014 812712014 812812014 812912014 812912014 91212014 91412014 91812014 91812014 91912014 911212014 911512014 911 512014 911812014 911812014 911 912014 911 912014 912212014 912212014 912312014 912312014 91231201 4 912412014 UNITS -2.600 0000 -200 0000 -100 0000 -161 0000 ?87.919 3300 0 0000 -3.100 0000 -53,589 9700 -22.016.9700 -67.977 7800 -12.280 0000 -2.300 0000 -3.900.0000 -8.472 0600 -1.500 0000 -600 0000 -231.777 6900 ?1.800 0000 -1.200 0000 -32.355 2500 -3.200 0000 -13.796 5400 -1.188 3000 -13.400 0000 -2.300 0000 -3.500 0000 -3.000 0000 -19.428 9700 -2.490 0000 -2.410.0000 -2.400 0000 ?8.363.7000 -3.000 0000 -3.600 0000 -3,500 0000 -1 .193 0000 -2.513 0000 -10,528 2800 -44 0000 -14.108 7600 -4.467 0000 -3.900.0000 -3.100 0000 -7.022.0000 BASE AMOUNT 71.447 19 4.300 71 2.386 90 3.336 33 37.919 33 -90.305 77 33,636 46 53,539.97 22.016 97 67.977 73 272.002 12 76,036 31 201,630 61 3.472 06 52.133 34 7,422.37 231 .777 69 22.131 04 14,729 55 32.355 25 39,410 00 13,796 54 1.133 30 190.409 73 106.957 29 69.140 26 32.079 33 19.423 97 56.173 15 54,170 73 94,532.70 8.363 70 55.093 77 102.905 16 97,074.55 20,005.63 42,023.74 10,523 23 724 66 14,103.76 73,314.19 77.616 47 120,423 03 116.337 07 BASE COST -71.698 90 4.946 24 -2.473.12 -3.981 72 -87.919 33 0 00 -120.537 61 -53.589 97 -22.016 97 -67.977 78 -148.406 26 -83.159 23 -275.844.85 -8.472 06 -54,798 96 -7.575 81 -231.777 69 -21.488.25 -13.187 22 -32.355 25 $4,859.29 -13.796 54 -1.188 30 -234.940.40 -112.845 46 -69.300 92 -87.296 21 -19.428 97 -55.241 40 ?52.331 60 -34.923 29 -8.363 70 -54.769 43 ?97.717 00 -126.907.85 -30.665 90 -63.793 44 -10,528 28 -1.088 61 ?14.108.76 -106.633 62 -106.346 68 -103.816 49 -155.699 82 BASE INVESTMENT GAIN LOSS -251 71 -145 53 -86 22 -144 89 0.00 0.00 -36.901 15 0 00 0.00 0.00 123.595 86 ?7.122.92 -74.214 24 0.00 -2.660 12 -153 44 0 00 642 79 1.542 33 0.00 4.550 71 0 00 0 00 44.53062 -5.888 17 -160 66 -5.216 83 0.00 931 75 1.839 18 59.609 41 0 00 324.34 5.188.16 -29.833 30 -10,660 22 -21.764 70 0 00 -363 95 0.00 -32.819 43 -28.730.21 16.606 54 -39.312 75 290 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION I TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LH BF 20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF 20020002 LH BF20020002 LHBF20020002 LH F20020002 LHBF 20020002 LHBF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LHBF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LH BF 20020002 LH BF 20020002 LHBF20020002 LHBF20020002 LH BF20020002 996192472 497498105 996192472 28257U104 693282105 996192472 996192472 245077102 682159108 02208R106 996192472 996192472 625383104 78469C103 36225V104 679580100 996192472 591520200 639050103 629337106 625383104 00163U106 625383104 996192472 625383104 28257U104 698477106 28257U104 698477106 G037AX101 28257U104 996192472 996192472 996192472 996192472 682159108 693282105 9961 92472 693282105 996192472 639050103 88362T103 996192472 996192472 FEDERATED GOVERNMENT OBLIG 5 INC FEDERATED GOVERNMENT OBLIG 5 EINSTEIN NOAH RESTAURANT GROUP PDF SOLUTIONS INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 DEL RESTAURANT GROUP ON ASSIGNMENT INC ALTRA INDUSTRIAL MOTION CORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 MULTI-COLOR CORP SP PLUS CORP GP STRATEGIES CORP OLD DOMINION FREIGHT LINE INC FEDERATED GOVERNMENT OBLIG 5 METHODE ELECTRONICS INC NATUS MEDICAL INC NN INC MULTI-COLOR CORP AMAG PHARMACEUTICALS INC CORP FEDERATED GOVERNMENT OBLIG 5 CORP EINSTEIN NOAH RESTAURANT GROUP PANHANDLE OIL AND GAS INC EINSTEIN NOAH RESTAURANT GROUP PANHANDLE OIL AND GAS INC AMBARELLA INC EINSTEIN NOAH RESTAURANT GROUP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 ON ASSIGNMENT INC PDF SOLUTIONS INC FEDERATED GOVERNMENT OBLIG 5 PDF SOLUTIONS INC FEDERATED GOVERNMENT OBLIG 5 NATUS MEDICAL INC THERMON GROUP HOLDINGS INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 9/24/2014 9/25/2014 9/25/2014 9/29/2014 9/30/2014 9/30/2014 10/1/2014 10/2/2014 10/6/2014 10/6/2014 10/6/2014 10/7/2014 10/7/2014 10/8/2014 10/8/2014 10/8/2014 10/8/2014 10/8/2014 10/8/2014 10/8/2014 10/8/2014 10/8/2014 10/9/2014 10/10/2014 10/10/2014 10/10/2014 10/10/2014 10/10/2014 10/13/2014 10/13/2014 10/13/2014 10/15/2014 10/17/2014 10/20/2014 10/21/2014 10/21/2014 10/22/2014 1012212014 10/23/2014 10/23/2014 10/23/2014 10/27/2014 10/27/2014 10/28/2014 428,239 4000 -961.0000 -38,130 3800 -5,300 0000 4 0,000 0000 -4,51 1.9200 486,422 9400 -3,600 0000 -2,800.0000 -3,000 0000 -24,245 7400 -74,440 7600 4,300 0000 -3,100 0000 900 0000 -300 0000 -39,188.1000 -800.0000 4,600 0000 -2,700 0000 4,814 0000 -3,300 0000 -1 8.0000 -220,018 4500 -268 0000 -800 0000 -2,595 0000 46,200 0000 -3,505 0000 -2,000 0000 -24,236 0000 -2,412.0300 -25,695 0400 -26,493 7200 -29,628 0000 -4,500 0000 4,001 0000 -71,140.0200 -6,499 0000 -34,144 3300 -2,500 0000 -3,600 0000 402,358 1700 45,286 3800 128,239.40 15,710 46 38,130.38 106,527 64 131,854 07 4,511.92 486,422 94 69,800 29 75,114 77 83,596.75 24,245.74 74,440 76 58,377.80 62,626 05 24,724 34 20,307.90 39,188.10 28,974 71 49,056.83 63,967 52 81,145 49 105,264.04 804 40 220,018 45 12,048 61 16,143.80 64,212 36 326,586 38 74,861 99 68,193.69 487,840 48 2,412 03 25,695 04 26,493 72 29,628 00 124,625 19 11,788 61 71,140 02 77,055 63 34,144 33 82,158 43 79,597 83 102,358.17 45,286 38 428,239.40 -20,947.80 -38,130.38 -87,585 84 -227,923 13 4,511.92 486,422.94 -97,485.12 -94,290 21 401 ,903 01 -24,245.74 -74,440.76 -50,235 45 -74,733 16 -26,099 70 ?20,508 19 -39,188 10 -27,369 81 -43,748 32 -57,508.50 -62,853.02 -74,950 92 -613 00 -220,018 45 -9,126 85 42,827 52 -50,193 81 -221,174 39 -52,183 86 -31,770 58 -361,256 59 -2,412.03 -25,695.04 -26,493.72 -29,628.00 -29,759 05 -20,956 82 -71,140 02 429,709.31 -34,144.33 -66,467 79 -90,609 55 402,358 17 45,286 38 0 00 -5,237 34 0 00 18,941 80 -96,069.06 0 00 0 00 -27,684 83 49,175 44 48,306.26 0 00 0 00 8,142.35 42,107.11 4,375 36 -200 29 0 00 1,604 90 5,308 51 6,459 02 18,292 47 30,313 12 191 40 0 00 2,921 76 3,316 28 14,018.55 105,411 99 22,678 13 36,423 11 126,583 0.00 94,866 14 -9,168 21 0 00 -52,653 68 0 00 15,690 64 41,011 72 0 00 0 00 REPORTING ACCOUNT NUMBER LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF 20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 SECURITY ID 350060109 36225V104 90337L108 85917A100 12618T105 996192472 NA9123459 996192472 343873105 69412V108 996192472 69412V108 69412V108 55402X105 12618T105 12618T105 90337L108 639050103 12618T105 625383104 343873105 447324104 90337L108 36191C205 12618T105 12618T105 996192472 361086101 693282105 125141101 351793104 638860109 390607109 749660106 245077102 13123X102 92231M109 637372301 497498105 128126109 784690103 002474104 55402X105 42722X106 DESCRIPTION I LB FOSTER CO GP STRATEGIES CORP US PHYSICAL THERAPY INC STERLING CRA INTERNATIONAL INC FEDERATED GOVERNMENT OBLIG 5 USD (UNITED STATES DOLLAR) FEDERATED GOVERNMENT OBLIG 5 FLUSHING FINANCIAL CORP PACIFIC CONTINENTAL CORP FEDERATED GOVERNMENT OB PACIFIC CONTINENTAL CORP PACIFIC CONTINENTAL CORP MWI VETERINARY SUPPLY INC CRA INTERNATIONAL INC CRA INTERNATIONAL INC US PHYSICAL THERAPY INC NATUS MEDICAL INC CRA INTERNATIONAL INC MULTI-COLOR CORP FLUSHING FINANCIAL CORP HURCO COS INC US PHYSICAL THERAPY INC GSI GROUP INC CRA INTERNATIONAL INC CRA INTERNATIONAL INC FEDERATED GOVERNMENT OB FURMANITE CORP PDF SOLUTIONS INC CECO ENVIRONMENTAL CORP LIG 5 LIG 5 HOLDINGS CORP NATURAL GAS SERVICES GROU GREAT LAKES DREDGE DO RPC INC DEL RESTAURANT CALLON PETROLEUM CO VASCULAR SOLUTIONS INC NATIONAL RESEARCH CORP INC CALAMP CORP SP PLUS CORP AZZ INC MWI VETERINARY SUPPLY INC INC CK CORP GROUP HERITAGE FINANCIAL CORPNVA TXN CODE 3 TRADE EX DATE 1012812014 1012812014 1012812014 1012812014 1012812014 1012912014 1012912014 111312014 1113/2014 1113/2014 1114/2014 1114/2014 1115/2014 1115/2014 11/6/2014 1117/2014 1117/2014 1117/2014 1117/2014 1117/2014 1111012014 1111012014 1111012014 1111012014 1111012014 1111012014 1111212014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 11/17/2014 UNITS -900 0000 -2,200 0000 -1.300 0000 -2,700 0000 -2.800.0000 -96,827 9600 0 0000 -31.016 0000 -1.000 0000 -1.300 0000 -61 .170 1 300 -556 0000 -944.0000 -300 0000 -391.0000 -353.0000 -1.498.0000 -1.700 0000 ?2,509.0000 -1,400 0000 -500 0000 -400 0000 -502 0000 -3,800 0000 -1,847 0000 -2.800 0000 -127.821 5300 -11,739.0000 -6.986.0000 ?10,794.0000 -7,532 0000 4.3920000 -16.475 0000 -6,943 0000 -5.229 0000 -8,520 0000 -6.256 0000 ~873 0000 -6,318 0000 -6,460 0000 -2.784 0000 -3.455 0000 -640 0000 -1,960.0000 BASE AMOUNT 46.158 17 65.597 48 52.945 09 35.627 33 84,992 67 96.827 96 ?87,367 88 31,016 00 20.036 15 18.482 34 61.170 13 7,761.91 13,201.16 51.065 38 12,454 67 10.942 61 58.397 48 56.285 24 79,383 00 72.772 77 9,979.77 15.631 89 19.686 14 48,621.82 57,181 85 86.473 84 127,821.53 71.537 04 93.009 54 152.824 54 88,483.22 116,392.89 116.595 92 108.025 13 119,759.75 51,257.74 150.161 94 29,186.27 118,307.62 121,222 44 60,509.74 155.208 28 100.774 22 34,207.71 BASE COST -43,216 18 -62.453 53 -47.170 50 -27,947.42 -69,933 35 -96.827 96 0 00 -31.016.00 -20,012 99 -17.658.90 -61,170 13 -7.514 00 -12,621 35 -49,254 11 -9.536 14 -8,609 35 -54.243 29 44,231.28 -58.966 38 -47.373 12 -9,900 00 -14.050 49 -18,067 48 -43.723 77 -40,018 68 -63.885 96 -127.821.53 -132,557 63 -137.610 85 -192,835 60 -126,097 86 445,520 66 -142.916 00 -129.584 99 -140,799 24 -72,034.89 -159,179 37 -37,563 71 -125.312 06 -128,224 01 -65,768 18 -158.528 68 -102.800 50 -34.885.45 BASE INVESTMENT GAIN LOSS 2,941 99 3.143 95 5,774 59 7,679 91 15,059 0.00 247 91 579 81 1,811.27 2,918 53 2.333 26 4,154 19 12,053 96 20,416.62 25.399 65 79 77 1.581 40 1,618 66 4.898 05 17,163 17 22,587 88 0 00 -61,020.59 -44.601.31 -40,011 06 -37,614.64 -29,127 77 -26,320 08 -21.559 86 -21,039 49 -20,777.15 ?9,017.43 -8.377 44 -7,004 44 -7,001 57 -5,258 44 -3,320 40 -2,026 28 677.74 292 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION 1 TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF 20020002 LH BF 20020002 LH BF 20020002 LH BF 20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF 20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF 20020002 LHBF20020002 LHBF20020002 410495204 868459108 88362T103 75689M101 343873105 629337106 75970E107 766582100 14159U301 293712105 42222N103 362393100 313855108 69412V108 132011107 30214U102 350060109 70086Y105 36225V104 02208R106 92827P102 695263103 929328102 197236102 361910205 117665109 591520200 317585404 698477106 06652V208 90337L108 573075108 85917A100 447324104 499064103 637372202 639050103 GO37AX101 679580100 12618T105 682159108 625383104 00163U106 361086101 HANMI FINANCIAL CORP SUPERNUS PHARMACEUTICALS INC THERMON GROUP HOLDINGS INC RED ROBIN GOURMET BURGERS INC FLUSHING FINANCIAL CORP NN INC RENASANT CORP RIGNET INC CARDIOME PHARMA CORP ENTERPRISE FINANCIAL SERVICES INC GTT COMMUNICATIONS INC FEDERAL SIGNAL CORP PACIFIC CONTINENTAL CORP CAMBREX CORP EXPONENT INC LB FOSTER CO PARK STERLING CORP GP STRATEGIES CORP ALTRA INDUSTRIAL MOTION CORP VIRTUSA CORP PACWEST BANCORP WSFS FINANCIAL CORP COLUMBIA BANKING SYSTEM INC GSI GROUP INC BRYN MAWR BANK CORP METHODE ELECTRONICS INC FINANCIAL INSTITUTIONS INC PANHANDLE OIL AND GAS INC BANNER CORP US PHYSICAL THERAPY INC MARTEN TRANSPORT LTD STERLING HURCO COS INC KNIGHT TRANSPORTATION INC NATIONAL RESEARCH CORP NATUS MEDICAL INC AMBARELLA INC OLD DOMINION FREIGHT LINE INC CRA INTERNATIONAL INC ON ASSIGNMENT INC MULTI-COLOR CORP AMAG PHARMACEUTICALS INC FURMANITE CORP 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111712014 1111812014 ?5,563 0000 -4,720 0000 -4.702 0000 -1.690 0000 -5,175 0000 -5.1 18 0000 -4,865 0000 -2,297 0000 -16,502 0000 -6,758 0000 -1.440 0000 -10.156.0000 -9,438 0000 ?6.650 0000 ?7,905 0000 -1 .178 0000 -2.390 0000 -16.576 0000 ?3.491 0000 -3.716 0000 -3.584.0000 -3.265 0000 -1,483 0000 ?4,700 0000 -10,147 0000 ?4.3800000 -2,981 0000 -5.235 0000 4.3300000 -3,247 0000 -4.181 .0000 -3.888 0000 -8.262 0000 -3.580 0000 -7.053 0000 -5.260 0000 -5,543 0000 -1.442 0000 -2,349 0000 -4,811 0000 -2,400 0000 -2,403 0000 -6,545 0000 -11.739 0000 117.650 38 39,367.22 118,247.98 114.743 39 102,721.47 102.776 88 143.754 16 100.744 64 142,443.75 129,627 06 43,654.50 129,572.46 147.305 99 93,581.38 182.006 22 92.901 03 122.134 18 123.231 54 108.974 39 113.977 97 142,551.52 147.975 98 113.896 77 131,825 97 123,903 28 131,789.97 114,750 75 127,970 93 90,336 09 138.213 28 159.705 22 83,716.50 114.498 04 136,777 31 216,184 47 86,084 30 187.013 35 70,048.94 179.046 92 149,964.20 73.437 41 134.239 42 227,786 48 74.827 42 -117,573 55 -38,555 32 -116,114 62 -112,475 63 -98,773 62 -98,676 60 -139.582 50 -96.525.94 -136,749.43 -122.703 66 -34.920 46 -120.661.67 -138,191 25 -84.426 86 -171,700 70 -82,351 27 -108,426 08 -109,066 82 -93.929 29 -98.508 16 -125.362.15 -130.007 16 -94.823 95 -112.506 46 -102.574 10 -107,220 94 -89,474.40 -102.264 70 -63,418 22 -111,121 20 -125,393 69 -47.620 71 -77.179 26 -94,519 90 -172.625.08 40,733 42 -140,537 80 -20,216 84 428.647 47 -96,710 66 -10,888 32 -66,943 62 -139,719 02 -131.448 54 76 83 811.90 2.133 36 2,267 76 3,947 85 4.100 28 4,171 66 4,218 70 5.694 32 6,923 40 8,734.04 8,910.79 9,114 74 9,154.52 10,305.52 10,549.76 13,708.10 14,164.72 15.045 10 15,469 81 17.189 37 17,968 82 19.072 82 19,319.51 21.329 18 24,569 03 25,276.35 25.706 23 26.917 87 27,092.08 34,311 53 36.095 79 37,318 78 42.257 41 43,559.39 45,350 88 46,475.55 49.832 10 50.399 45 53,253 54 62,549 09 67.295 80 88,067 46 -56.621 12 REPORTING ACCOUNT NUMBER LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 ?9 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LH BF20020002 LHBF 20020002 LHBF20020002 LHBF 20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 SECURITY ID 693282105 351793104 245077102 13123X102 638860109 125141101 390607109 637372301 497498105 78469C103 128126109 42722X106 410495204 75689M101 868459108 002474104 14159U301 42222N103 293712105 92231 M109 70086Y105 629337106 749660106 69412V108 88362T103 362393100 132011107 55402X105 698477106 36191C205 343873105 313855108 30214U102 317585404 75970E107 197236102 695263103 350060109 447324104 92827P102 36225V104 85917A100 591520200 637372202 DESCRIPTION I PDF SOLUTIONS INC HOLDINGS CORP DEL RESTAURANT CALLON PETROLEUM CO GROUP NATURAL GAS SERVICES GROUP INC CECO ENVIRONMENTAL CORP GREAT LAKES DREDGE 8: NATIONAL RESEARCH CORP INC SP PLUS CORP CALAMP CORP OCK CORP HERITAGE FINANCIAL CORPNVA HANMI FINANCIAL CORP RED ROBIN GOURMET BURG ERS INC SUPERNUS PHARMACEUTICALS INC AZZ INC CARDIOME PHARMA CORP INC ENTERPRISE FINANCIAL SERVICES VASCULAR SOLUTIONS INC PARK STERLING CORP NN INC RPC INC PACIFIC CONTINENTAL CORP THERMON GROUP HOLDINGS COMMUNICATIONS INC CAMBREX CORP MWI VETERINARY SUPPLY I PANHANDLE OIL AND GAS I GSI GROUP INC FLUSHING FINANCIAL CORP FEDERAL SIGNAL CORP EXPONENT INC INC NC NC FINANCIAL INSTITUTIONS INC RENASANT CORP COLUMBIA BANKING SYSTEM INC PACWEST BANCORP LB FOSTER CO HURCO COS INC VIRTUSA CORP GP STRATEGIES CORP STERLING METHODE ELECTRONICS INC NATIONAL RESEARCH CORP TXN CODE TRADE EX DATE 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11118/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11I18l2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 UNITS -6.986 0000 -7.532 0000 -5,229 0000 -8.520 0000 -4.392 0000 10.794 0000 -16,475 0000 -873 0000 -6,318.0000 -2,784.0000 -6.460 0000 -1.960 0000 -5.563 0000 -1,690 0000 -4.720 0000 -3.455.0000' 16.502 0000. -1 .440 0000 6.758 0000 6.2560000 16.576 0000 -5.110 0000 45.943 0000 6.650 0000 -4.702 0000. -10,1 56 0000 7905 0000 -640 0000 4.330 0000? 40.147 0000 -5.175.0000 -9.438 0000/ -1.178 0000 -5.235 0000 4.865 0000 4.7000000 -3.265 0000 -2.390 0000 0.530 0000 -3.584 0000 -3.491 0000 -8.262 0000 -2.981 0000 -5.260 0000 BASE A MOUNT 95.214 28 87.870 88 117,841.27 51.227 92 115.332 68 154.852 69 117,788.69 29,318 53 114,311.57 60,585.74 120.427 23 34,293 75 115,793.50 113,715.05 40.861 55 155.855 05 136,422.30 44,175.20 129.777 75 157.219 18 121.804 38 101.929 88 106.897 61 92.828 62 119,341.64 130.641 85 180.562 80 102,228 97 88,434 39 124.429 90 102,627 29 145,931 85 93,034 85 127,303 48 142.966 04 131,182.55 148,627 01 121.840 46 133,870 42 142.004 62 109,214.21 113.983 33 115.858 16 82,411.32 BASE COST -136.039 79 -124.398 97 -139,418 99 -71.975 06 -131,916 14 -166.535 48 -126.671 23 -37.563 16 -121.140 81 -65.255 34 -124.982 75 -34.885 45 -115.042 71 -111.759 79 -38,555.32 -152.579 19 -132,374 16 -34.920 29 ?119.484 63 -144,456 53 -107.731 90 -87.472 40 -92.141.44 -77.659 08 -102,848 81 -112.717 20 -161.732.13 -77.167.32 -61,726 07 -94.848 36 -69.714 48 -111.781 85 -57.328 86 -91.528.98 ?105.759 97 -88,321 64 405,045.51 ?78,240.51 -88.363 21 -96,120 36 -60.838.59 -64.929 35 66.184 89 -32.615 09 BASE INVESTMENT GAIN LOSS -40.825 51 -36.528 09 -21.577 72 -20.747 14 -16.583 46 -11.682 79 -8.882 54 -8.244 63 -6,829 24 -4.669 60 -4.555 52 -591 70 750 79 1,955.26 2,306 23 3.275 86 4,048.14 9,254 91 10,293 12 12.762 65 14.072 48 14,457.48 14,756.17 15,169.54 16,492.83 17.924 65 18.830 67 25.061 65 26.708 32 29.581 54 32,912.81 34,150.00 35,705.99 35,774 50 37.206 07 42.860 91 43,581.50 43.599 95 45.507 21 45.884 26 48,375.62 49.053 98 49,673 27 49,796 23 294 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION 1 TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF 20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF 20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF 20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF 20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 766582100 117665109 639050103 GO37AX101 573075108 12618T105 682159108 06652V208 929328102 499064103 02208R106 00163U106 625383104 90337L108 679580100 361086101 351793104 693282105 245077102 13123X102 637372301 128126109 784690103 497498105 42722X106 14159U301 868459108 390607109 42222N103 410495204 293712105 125141101 69412V108 132011107 75689M101 629337106 362393100 88362T103 002474104 92231M109 698477106 343873105 36191C205 638860109 RIGNET INC BRYN MAWR BANK CORP NATUS MEDICAL INC AMBARELLA INC MARTEN TRANSPORT LTD CRA INTERNATIONAL INC ON ASSIGNMENT INC BANNER CORP WSFS FINANCIAL CORP KNIGHT TRANSPORTATION INC ALTRA INDUSTRIAL MOTION CORP AMAG PHARMACEUTICALS INC CORP US PHYSICAL THERAPY INC OLD DOMINION FREIGHT LINE INC FURMANITE CORP HOLDINGS CORP PDF SOLUTIONS INC DEL RESTAURANT GROUP CALLON PETROLEUM CO NATIONAL RESEARCH CORP CALAMP CORP SP PLUS CORP INC HERITAGE FINANCIAL CARDIOME PHARMA CORP SUPERNUS PHARMACEUTICALS INC GREAT LAKES DREDGE DOCK CORP INC HANMI FINANCIAL CORP ENTERPRISE FINANCIAL SERVICES CECO ENVIRONMENTAL CORP PACIFIC CONTINENTAL CORP CAMBREX CORP RED ROBIN GOURMET BURGERS INC NN INC 611' COMMUNICATIONS INC THERMON GROUP HOLDINGS INC AZZ INC VASCULAR SOLUTIONS INC PANHANDLE OIL AND GAS INC FLUSHING FINANCIAL CORP GSI GROUP INC NATURAL GAS SERVICES GROUP INC 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/16/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 -2,297.0000 4.3800000 -5,543 0000 -1.442 0000 -3.888 0000 ?4.811 0000 -2,400 0000 -3.247.0000 -1.483.0000 -7,053 0000 ~3.716 0000 ?6.545.0000 -2.403.0000 -4,181 .0000 -2,349.0000 -11,739.0000 -7,532 0000 -6,986 0000 -5.229 0000 -8,520 0000 -873 0000 -6.460 0000 -2.784 0000 -6,318 0000 -1,960 0000 -16,502 0000 -4,720 0000 -16,475 0000 -1,440 0000 -5,563 0000 -6,758.0000 -10,794.0000 -6.650 0000 -7,905.0000 -1.690 0000 -5.1 18 0000 -1 0, 1 56 0000 -4,702 0000 -3,455 0000 -6,256 0000 -4,330 0000 -5. 175 0000 -10. 147 0000 -4.392 0000 101,805 37 130.897 78 189.974 35 73,879 52 84.447 43 150,546.81 73,253 34 137,590.84 114,274 92 218,071 10 114,676 94 233,502 10 134,280 99 160.010 43 180,493 87 74,035.04 88,310 74 93.612 42 116,352 08 50,133 97 28,570 72 116,210 88 59,773 66 114,481 52 33,862 95 132,027 92 41,747 00 115,885.87 43,331 38 113,274 07 128,092 35 148,511 36 91.596 40 179,384 19 112,527 17 101,581 35 132.490 20 117,662 12 153,706 78 156,436 58 86,780 37 100,870 41 124.179 28 110.577 13 -51.717 35 -80.531 45 -136.645 22 -20.216 84 -28.419 83 -93.924 97 -10.888.32 69,946.89 411,715.93 -139.311.19 -26.771.22 -133,017.45 -29,937 18 48.385 00 -26.608 50 -127,641 23 -123.018 85 -116.676 09 -137.373.05 -67.055 09 -37,241.42 -120,709 20 -64.248 00 -118.206.60 -34.638 85 -129,812 21 -37.894 99 -111,987 13 -34,920 27 -103,939 97 -118,348 44 -137,012 73 -76.674.50 -160,997 18 -93,949 35 -81.653 96 -112.277 63 -95,888 36 -131,747 29 ?130.668 49 ?60,752.25 ?69.451 12 -91.445.04 -77.028.90 50,066 02 50,366.33 53,329.13 53,662 68 56,027.60 56,621.64 62.365 02 67,643.95 72,556.99 76,759.91 67,905 72 100.464 65 104.343 81 111,625 43 153.885 37 -53.606 19 -34.706 11 -23.063 67 21.020 97 -16,921 . 12 -6,670 70 4.498 32 4.474 34 -3.725 08 -775 90 2.215 71 3.652 01 3.696 74 6,411 11 9.334 10 9.743 91 11.498 53 14.921 90 16.367 01 16.577 82 19.927 39 20.212 57 21,773 76 21.959 49 25,766 09 26,026.12 31,419 29 32,734.24 33.548.23 REPORTING ACCOUNT NUMBER LH BF 20020002 LH BF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF 20020002 LH BF20020002 LH BF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF20020002 a LH BF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF 20020002 LHBF20020002 LHBF 20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LH BF 20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 SECURITY ID 30214U102 749660106 70086Y105 317585404 637372202 197236102 85917A100 350060109 G037AX101 766582100 447324104 117665109 573075108 695263103 12618T105 682159108 92827P102 75970E107 313855108 06652V208 929328102 36225V104 591520200 55402X105 02208R106 639050103 00163U106 499064103 625383104 90337L108 679580100 361086101 245077102 351793104 13123X102 637372301 784690103 128126109 42722X106 14159U301 868459108 42222N103 6941 2V108 125141101 DESCRIPTION 1 EXPONENT INC RPC INC PARK STERLING CORP FINANCIAL INSTITUTIONS INC NATIONAL RESEARCH CORP COLUMBIA BANKING SYSTEM STERLING LB FOSTER CO AMBARELLA INC RIGNET INC HURCO COS INC BRYN MAWR BANK CORP MARTEN TRANSPORT LTD PACWEST BANCORP CRA INTERNATIONAL INC ON ASSIGNMENT INC VIRTUSA CORP RENASANT CORP FEDERAL SIGNAL CORP BANNER CORP WSFS FINANCIAL CORP GP STRATEGIES CORP METHODE ELECTRONICS INC MWI VETERINARY SUPPLY INC ALTRA INDUSTRIAL MOTION CORP NATUS MEDICAL INC AMAG PHARMACEUTICALS INC KNIGHT TRANSPORTATION INC MULTI-COLOR CORP US PHYSICAL THERAPY INC OLD DOMINION FREIGHT LINE INC FURMANITE CORP DEL RESTAURANT GROUP HOLDINGS CORP CALLON PETROLEUM CO NATIONAL RESEARCH CORP SP PLUS CORP CALAMP CORP HERITAGE FINANCIAL CARDIOME PHARMA CORP SUPERNUS PHARMACEUTICALS INC INC PACIFIC CONTINENTAL CORP CECO ENVIRONMENTAL CORP INC TXN CODE TRADE EX DATE 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/1912014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11119/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11119/2014 11119/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/19/2014 11/20/2014 11/20/2014 11/20/2014 11/20/2014 11/20/2014 11/20/2014 11/20/2014 11/20/2014 11l20/2014 11/20/2014 11/20/2014 11/20/2014 11/20/2014 UNITS -1.178 0000 -6.943 0000 -16,576 0000 ?5,235 0000 -5,260 0000 -4,700 0000 ?8,262 0000 -2.390 0000 -1.442 0000 -2,297 0000 -3.580.0000 -4.380 0000 -3.888 0000 -3,265 0000 -4.811 0000 -2.400 0000 ?3.584 0000 -4,865 0000 -9,438 0000 -3,247 0000 ?1.483 0000 -3.491 0000 -2.981 0000 ?640 0000 -3,716 0000 -5.543 0000 -6,545 0000 -7,053 0000 -2,403 0000 1 81 .0000 -2,349.0000 -11.739.0000 -5,229 0000 -7,532 0000 -8,520.0000 -873.0000 -2.784 0000 -6.460 0000 -1,960 0000 -16,502 0000 -4.720 0000 -1,440 0000 ?6,650 0000 -10.794.0000 BASE AMOUNT 91,923 43 106.800 41 120.155 10 125.167 65 74.599 34 128,960 44 111.813 78 118.038 77 72,038.56 100,048 66 128,432.52 129,133 56 83.781 43 147,163 67 148.956 32 72,629 35 138,274 83 140,353 59 142.782 45 134.265 35 113,187 31 107.237 64 113.106 16 102,551 33 111,625.80 186.068 29 231.577 91 217.284 71 132.796 69 159,091 05 179.292 38 75.190 14 116.076 52 93.143 91 53.855 42 28,316.78 59,547 60 115,600.43 34,139 30 131,250.70 42,368 61 42.826 23 90.261 11 146,781 12 BASE COST 57,179 18 -71,353 01 64,555 87 -88,444 42 -30.441 74 -80.994 14 63,209 34 67,599.71 -20,189 07 .47,165 91 -71,433 82 -71,967 29 -26,369.85 ?87,170.96 ?88,196 57 -10,841 08 -76,300 68 -75,100.48 -77,425 36 -68,157 99 -38,624 74 -27,011 61 -30,185 89 47,845 75 -26,611 76 -94,636 95 -1 32,241 10 -116,258 98 29,700 55 45,027.89 -8,797.18 -121 ,985 62 -134,654 75 -107,699 62 -62,491 55 -34,626.53 63,541 61 -118,699 31 -34,535.20 -128.279.90 -37,234 67 -34,919 72 -75,975 62 -131 .498 34 BASE INVESTMENT GAIN Loss 34.744 25 35,447.40 35,599 23 36,723.23 44,157 60 47.966 30 48,604 44 50,439.06 51,849 49 52,882.75 56,998 70 57,166 27 57.411 58 59,992.71 60,759 75 61.788 27 61,974 15 65.253 11 65,357 09 66,107 36 74.562 57 80,226.03 82,920 27 84,705 58 85,014 04 91,431 34 99,336 81 101,025 73 103,096 14 114,063.16 170,495 20 -46,795 48 -18,578 23 -14,555 71 -8,636 13 -6,309 75 -3,994 01 -3.098.88 -395 90 2.970 80 5,133 94 7,906 51 14,285 49 15,282 78 296 REPORTING ACCOUNT NUMBER SECURITY DESCRIPTION 1 TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LH BF20020002 LH BF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LHBF 20020002 LH BF20020002 LH BF20020002 LHBF20020002 LH BF20020002 LHBF20020002 LHBF 20020002 LHBF20020002 LHBF20020002 LH BF 20020002 LHBF20020002 LHBF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LHBF20020002 LH BF20020002 LH BF20020002 LHBF20020002 LH BF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 293712105 497498105 410495204 132011107 629337106 362393100 698477106 002474104 92231M109 343873105 361910205 88362T103 390607109 637372202 70086Y105 638860109 317585404 75689M101 30214U102 85917A100 350060109 G037AX101 693282105 766582100 573075108 197236102 117665109 682159108 12618T105 75970E107 695263103 92827P102 06652V208 447324104 313855108 929328102 36225V104 749660106 55402X105 591520200 02208R106 00163U106 625383104 90337L108 ENTERPRISE FINANCIAL SERVICES INC HANMI FINANCIAL CORP CAMBREX CORP NN INC GTT COMMUNICATIONS INC PANHANDLE OIL AND GAS INC AZZ INC VASCULAR SOLUTIONS INC FLUSHING FINANCIAL CORP GSI GROUP INC THERMON GROUP HOLDINGS INC GREAT LAKES DREDGE DOCK CORP NATIONAL RESEARCH CORP PARK STERLING CORP NATURAL GAS SERVICES GROUP INC FINANCIAL INSTITUTIONS INC RED ROBIN GOURMET BURGERS INC EXPONENT INC STERLING BANCORPIDE LB FOSTER CO AMBARELLA INC PDF SOLUTIONS INC RIGNET INC MARTEN TRANSPORT LTD COLUMBIA BANKING SYSTEM INC BRYN MAWR BANK CORP ON ASSIGNMENT INC CRA INTERNATIONAL INC RENASANT CORP PACWEST BANCORP VIRTUSA CORP BANNER CORP HURCO COS INC FEDERAL SIGNAL CORP WSFS FINANCIAL CORP GP STRATEGIES CORP RPC INC MWI VETERINARY SUPPLY INC METHODE ELECTRONICS INC ALTRA INDUSTRIAL MOTION CORP AMAG PHARMACEUTICALS INC MULTI-COLOR CORP US PHYSICAL THERAPY INC 5 1112012014 1112012014 1112012014 1 112012014 1 112012014 1 112012014 1112012014 1112012014 1112012014 1 112012014 1 112012014 1 112012014 1 112012014 1112012014 1 112012014 1 112012014 1 112012014 1112012014 1112012014 1112012014 1112012014 1 112012014 1 112012014 1112012014 1112012014 1112012014 1 112012014 1 112012014 1112012014 1112012014 1112012014 1112012014 1112012014 1 112012014 1112012014 1 112012014 1112012014 1112012014 1112012014 1112012014 1112012014 1 112012014 1 112012014 1 112012014 -6,758 0000 ?6,31 8 0000 -5,563.0000 -7,905 0000 1 18 0000 1 0, 156 0000 -4,330 0000 -3,455 0000 -6,256 0000 -5, 1 75.0000 10,147 0000 -4,702.0000 16,475 0000 -5,260 0000 16,576 0000 -4,392 0000 -5,235 0000 -1,690 0000 -1 ,178.0000 -8,262 0000 -2,390 0000 -1,442 0000 -6,986 0000 -2,297 0000 -3,888 0000 ?4,700 0000 -4,380 0000 -2,400.0000 ?4,811 0000 4,865.0000 -3,265 0000 -3,584 0000 -3,247 0000 -3,580 0000 -9,438 0000 -1 ,483.0000 -3,491 0000 -6,943 0000 -640 0000 -2,981.0000 -3,716.0000 -6,545 0000 ?2,403 0000 ?4,181 0000 126,987 44 135,441.65 113,566 68 180,875 03 101,690 87 136,978 04 88,262 93 154,158.34 157,467 54 100,567 68 123,103 71 119,148.86 120,742.59 72,548 52 117,837.83 111,864 40 124,663.53 113,495 86 91,374 97 111,791.47 116,998.67 71,988 81 93,158 34 101,523 54 83,669.84 130,444 67 127,623 80 72,965.82 148,411 73 139,807.75 147,829 40 139,421 32 133,539 00 126,746.37 143,695 09 113,585.49 105,813.01 111,057 07 102,014 51 113,893 73 112,769 55 231,352.12 131,072 57 158,193 41 -110,368.22 -114,776 99 -92,502.30 158,351 83 -78,766 03 11 1,895 92 -60,212 41 125,105.35 127,607 22 -69,345 84 -89,052.91 -82,999.62 -81,551 78 -29,650 89 -74,937 14 -67,237 67 -79,249 30 -65,403 03 -42,396 06 -62,316 44 -67,034 89 ?20,174 73 -38,941 16 46,086 12 -25,460 81 -70,951.48 -67,282 55 -10,190 48 -83,344 13 -73,812 52 -81,734 84 -70,837 09 -64,176 34 -57,222 75 -73,128 22 -38,503.32 -26,885.93 -29,458 08 ?16,473 53 -28,140.64 -25,804 66 -130,807 55 -29,690 99 -41,461 31 16,619.22 20,664.66 21,064 38 22,523 20 22,924 84 25,082 12 28,050 52 29,052.99 29,860.32 31,221 84 34,050.80 36,149.24 39,190.81 42,897 63 42,900 69 44,626.73 45,414 23 48,092 83 48,978 91 49,475 03 49,963 78 51,814.08 54,217 18 55,437.42 58,209 03 59,493 19 60,341 25 62,775 34 65,067.60 65,995 23 66,094 56 68,584 23 69,362 66 69,523.62 70,566 87 75,082.17 78,927 08 81,598 99 85,540 98 85,753.09 86,964 89 100,544 57 101,381 58 116,732 10 297 REPORTING ACCOUNT - NUMBER LHBF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF 20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF 20020002 LH BF 20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF 20020002 LHBF20020002 LHBF20020002 LHBF20020002 LHBF20020002 LH BF 20020002 LHBF20020002 LHBF20020002 LH BF 20020002 LH BF20020002 LH BF20020002 LH BF20020002 LHBF20020002 SECURITY ID 639050103 499064103 679580100 361086101 245077102 637372301 351793104 78469C103 42722X106 13123X102 128126109 868459108 14159U301 42222N103 69412V108 125141101 629337106 410495204 92231M109 293712105 362393100 698477106 497498105 343873105 132011107 637372202 36191C205 638860109 70086Y105 GOS7AX101 350060109 85917A100 766582100 75689M101 573075108 317585404 390607109 88362T103 30214U102 117665109 682159108 447324104 92827P102 693282105 DESCRIPTION 1 NATUS MEDICAL INC KNIGHT TRANSPORTATION INC OLD DOMINION FREIGHT LINE INC FURMANITE CORP DEL RESTAURANT GROUP NATIONAL RESEARCH CORP HOLDINGS CORP SP PLUS CORP HERITAGE FINANCIAL CORPNVA CALLON PETROLEUM CO CALAMP CORP SUPERNUS PHARMACEUTICALS INC CARDIOME PHARMA CORP INC PACIFIC CONTINENTAL CORP CECO ENVIRONMENTAL CORP NN INC HANMI FINANCIAL CORP VASCULAR SOLUTIONS INC ENTERPRISE FINANCIAL SERVICES GTT COMMUNICATIONS INC PANHANDLE OIL AND GAS INC INC FLUSHING FINANCIAL CORP CAMBREX CORP NATIONAL RESEARCH CORP GSI GROUP INC NATURAL GAS SERVICES GROUP INC PARK STERLING CORP AMBARELLA INC LB FOSTER CO STERLING RIGNET INC RED ROBIN GOURMET BURGERS INC MARTEN TRANSPORT LTD FINANCIAL INSTITUTIONS INC GREAT LAKES DREDGE DOCK CORP THERMON GROUP HOLDINGS INC EXPONENT INC BRYN MAWR BANK CORP ON ASSIGNMENT INC HURCO COS INC VIRTUSA CORP PDF SOLUTIONS INC TXN CODE TRADE EX DATE 11/20/2014 11/20/2014 11/20/2014 11/21/2014 11/21/2014 11/21/2014 11/21/2014 1112112014 1112112014 11/21/2014 1112112014 1112112014 1112112014 1112112014 1112112014 1112112014 1112112014 1112112014 1112112014 1112112014 1112112014 1112112014 11/21/2014 11/21/2014 11/21/2014 11/21/2014 11/21/2014 11/21/2014 11/21/2014 11/21/2014 11/21/2014 11/21/2014 11/21/2014 11/21/2014 11/21/2014 11/21/2014 11/21/2014 1112112014 1112112014 11/21/2014 11/21/2014 1112112014 1112112014 1112112014 UNITS -5,543 0000 -7.053 0000 -2.349 0000 -11.737.0000 -5.231 0000 -871 0000 ?7.531 0000 -2.782 0000 -1.960 0000 -8.520.0000 -6.460.0000 -4.720 0000 -16.503 0000 -1.440 0000 ?6.652 0000 -10.795.0000 -5.1 19 0000 -5.564.0000 -6.255 0000 6.7560000 -10.155 0000 -4.328 0000 -6,316.0000 -5.174.0000 -7.905 0000 -5.258 0000 -10.148 0000 -4.393 0000 -16.575.0000 ?1.444 0000 -2.391 0000 -8.264.0000 -2.299.0000 -1.688 0000 -3.886.0000 ?5.233.0000 -16.473 0000 -4.701 0000 -1.176 0000 -4.381 0000 -2,398 0000 -3.581 0000 -3.583 0000 -6.984 0000 BASE AMOUNT 185.286 74 220.910 58 180.911 28 77.989 46 118.550 13 29.089 96 94.719 80 59.280 04 34,301.79 56,975.38 115.450 56 42.143 94 132,550 80 42,363.86 89.547 23 147,798.62 104.241 00 114.258 10 156.986 38 128.086 19 138.909 19 91,436.06 140.371 88 100.675 53 181.518 49 74.389 06 125.083 51 112.143 34 118.117 46 72.406 76 117,011 99 111.164 87 104,127.44 112.857 01 84,165.39 125.080 05 123,902.21 119.165 82 91,563 68 128.732 39 73,987.93 126.102 48 141.389 21 94.450 92 BASE COST -64.326 72 -94.688 52 -8.783 52 -95.002 22 -129,576 03 -33,677 17 -98.984 95 -60.438 62 -34.535 20 -56.646 07 -1 13.595 19 -37.234 66 -125.469 46 -34.919 71 -72.980.24 -130.246 27 -77.288 10 -86.884 77 -127.058 20 -97.856 30 -107.559 32 -59.518 35 -107.934 84 -67.589.55 -146.734 06 -28.775 37 -78.291 13 65.249 15 -67.590 20 -20.202 72 -64.429 46 -55.906.72 45,880.92 -53,902 21 -23.896.65 -63.332 97 -61,861 42 -57.030 45 -28.045 84 -64,569 19 -9.580 97 -56.948 17 -70.537 80 -23,270 12 BASE INVESTMENT GAIN LOSS 120.960 02 126.222 06 172,127.76 -17.012 76 -11.025 90 -4.587 21 4.265 15 -1.158 58 -233 41 329 31 1.855 37 4.909 28 7,081.34 7,444.15 16,566 99 17.552 35 26.952 90 27,373 33 29.928 18 30,229.89 31,349.87 31.917 71 32.437 04 33.085 98 34.784 43 45,613 69 46.792 38 46.894 19 50,527.26 52.204 04 52,582.53 55,258.15 58,246.52 58,954 80 60,268 74 61 .747.08 62,040 79 62.135 37 63.517 84 64.163 20 64,406 96 69,154 31 70,851.41 71.180 80 298 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LH BF20020002 LHBF20020002 LHBF20020002 LH BF20020002 LHBF20020002 LHBF 20020002 LHBF20020002 LHBF20020002 LHB F20020002 LHBF20020002 LHB F20020002 LHBF20020002 LHBF20020002 LH BF20020002 LH BF20020002 LH BF20020002 12618T105 06652V208 695263103 75970E107 313855108 929328102 36225V104 197236102 591520200 55402X105 02208R106 625383104 749660106 002474104 00163U106 639050103 90337L108 499064103 679580100 996192472 NA9123459 NA9123459 996192472 NA9123459 996192472 NA9123459 996192472 CRA INTERNATIONAL INC BANNER CORP PACWEST BANCORP RENASANT CORP FEDERAL SIGNAL CORP WSFS FINANCIAL CORP GP STRATEGIES CORP COLUMBIA BANKING SYSTEM INC METHODE ELECTRONICS INC MWI VETERINARY SUPPLY INC ALTRA INDUSTRIAL MOTION CORP MULTI-COLOR CORP RPC INC All INC AMAG PHARMACEUTICALS INC NATUS MEDICAL INC US PHYSICAL THERAPY INC KNIGHT TRANSPORTATION INC OLD DOMINION FREIGHT LINE INC FEDERATED GOVERNMENT OBLIG 5 USD (UNITED STATES DOLLAR) USD (UNITED STATES DOLLAR) FEDERATED GOVERNMENT OBLIG 5 USD (UNITED STATES DOLLAR) FEDERATED GOVERNMENT OBLIG 5 USD (UNITED STATES DOLLAR) FEDERATED GOVERNMENT OBLIG 5 33 3 30 1112112014 1112112014 1112112014 1112112014 1112112014 1112112014 1112112014 1112112014 1112112014 1112112014 1112112014 1112112014 1112112014 1112112014 1112112014 1112112014 1112112014 1112112014 1112112014 1112812014 1112812014 1112812014 1211112014 1211112014 1211212014 1211212014 1213112014 -4,810 0000 -3,249 0000 -3.264 0000 4,863 0000 -9,438 0000 -1,481 0000 -3,491 0000 -4,701 0000 -2,981.0000 -641 0000 -3,718 0000 -2,402 0000 -6.941 0000 -3,456 0000 ?6.546 0000 -5.542.0000 -4,179 0000 -7,052 0000 -2,351 0000 ?36,500,000 0000 0 0000 0 0000 -45,516 7400 0.0000 -69,147 0600 0 0000 0.0000 146,514 65 133,668 04 149,596 25 140,273 52 146,158 35 114,018 17 105,384 31 130,756.82 114,851 21 102,039 36 115,378 13 131,653 58 113,558 48 156.996 03 233,618 30 186,545 13 157,650 12 223,996 88 184,550 83 36,500,000 00 -1,500,000 00 -35,000.000.00 45,516 74 -45,516 74 69,147 06 -69,147 76 0 70 -75,005 60 -61,905 92 -77,143 39 66.850 76 -70,614.40 -37.920 10 -25,441 99 49,084 17 -27,975 04 45,123.16 -17,153 20 -29,637 86 -7,907 29 -51,098.85 423,576.19 -60,821 13 -31.800 33 -61,618 77 -8.409 74 -36.500.000 00 0 00 0 00 45.516 74 0 00 ?69,147.06 0 00 0 00 71.509 05 71,762 12 72,452 86 73,422 76 75.543 95 76,098 07 79,942 32 81,672 65 86,876 17 86,916 20 98,224.93 102,015.72 105,651 19 105,897 18 110.042 11 125,724 00 125,849 79 162,378 11 176,141 09 0.Journal Entry for Future Gain/Loss IGRAND TOTAL $7,793,117.46 $7,793,117.46 (92.003.183.23) (92.003.183.23) Settled Interest Recewed- Currency gain/loss Foreign Exchange Contract- Currency gain/loss Foreign Exchange Contract- Settlement gain/loss Base Currency gain/loss Base trade and settlment gain/loss Currency Gainlloss on 10,951,871.32 10.951.871.32 300 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION 1 TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT CAIN LOSS LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF 1 0030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 ENBKM42 L9 FK9123456 FK9123456 FK9123456 FK9123456 K91 23456 FK9123456 FK9123456 FK9123456 FK9123456 FK9123456 FK9123456 SN9123456 FK6773816 FK6490924 EN BBYOJ D2 EN B3YOJ D2 FK9123456 FK9123456 9961 92472 EX0533151 EN BSYOJ DZ FK677381 6 K6771 729 EXBQ1XTV2 FK91 23456 EX0989528 EX3023234 EX0989528 G0408V102 G0408V102 EXOQ89528 EX3023234 EXOQ89528 GO408V102 EX3023234 EX0989528 EX0989528 GO408V1 02 GO408V1 02 EXOQ89528 EX3023234 EX3023234 TNT EXPRESS NV EUR0 08 REED ELSEVIER Nv EUR1 SUB KRW (SOUTH KOREAN WON) KRW (SOUTH KOREAN WON) KRW (SOUTH KOREAN WON) KRW (SOUTH KOREAN WON) (SOUTH KOREAN WON) KRW (SOUTH KOREAN WON) KRW (SOUTH KOREAN WON) (SOUTH KOREAN WON) KRW (SOUTH KOREAN WON) KRW (SOUTH KOREAN WON) KRW (SOUTH KOREAN WON) NOK (NORWEGIAN KRONE) SAMSUNG ELECTRONICS CO LTD KIA MOTORS CORP TNT EXPRESS NV TNT EXPRESS NV KRW (SOUTH KOREAN WON) KRW (SOUTH KOREAN WON) FEDERATED GOVERNMENT OBLIG 5 COMPASS GROUP ORD GBPO 1o TNT EXPRESS NV SAMSUNG ELECTRONICS CO LTD SAMSUNG ELECTRONICS CO LTD ALENT PLC KRW (SOUTH KOREAN WON) ASTRAZENECA PLC MICHAEL PAGE INTERNATIONAL PLC ASTRAZENECA PLC AON PLC AON PLC ASTRAZENECA PLC MICHAEL PAGE INTERNATIONAL PLC ASTRAZENECA PLC AON PLC MICHAEL PAGE INTERNATIONAL PLC ASTRAZENECA PLC ASTRAZENECA PLC AON PLC AON PLC ASTRAZENECA PLC MICHAEL PAGE INTERNATIONAL PLC MICHAEL PAGE INTERNATIONAL PLC 5/9/2014 5/15/2014 1/1 3/2014 1/1 5/2014 2/25/2014 2/26/2014 2/28/2014 3/5/2014 3/8/2014 3/1 0/2014 3/1 9/2014 3/24/2014 3/25/2014 3/27/2014 4/14/2014 4/21/2014 5/13/2014 5/20/2014 5/23/2014 7/21/2014 7/28/2014 7/31/2014 8/28/2014 8/29/2014 8/29/2014 10/14/2014 12/19/2014 1/2/2014 1/2/2014 1/2/2014 1/2/2014 1/2/2014 1/3/2014 1/3/2014 1/3/2014 1/3/2014 1/6/2014 1/8/2014 1/8/2014 1/8/2014 1/8/2014 1/7/2014 1/7/2014 1/7/2014 -72,980 0000 -14,178 0000 0 0000 0 0000 0 0000 0 0000 0 0000 0 0000 0 0000 0 0000 0 0000 0 0000 0 0000 0.0000 0 0000 0 0000 0.0000 0 0000 0 0000 0 0000 0 0000 0 0000 0 0000 0 0000 0 0000 0 0000 0 0000 -1,086 0000 -636 0000 -1,405 0000 -471 0000 -118 0000 -5,354 0000 -816.0000 -3,534 0000 -266 0000 -1.152 0000 -1 .520 0000 -2,677 0000 -306 0000 -298 0000 -1,883 0000 -627 0000 -1,747 0000 0.00 0 00 0 01 0.0.00 0 00 0 00 0.12.63,601 30 5,072 14 82,251.17 38,932 23 9,856 36 313,986 82 6,559 97 207,639 39 21,992.09 9,237.70 89,576 23 158,026.89 25,160 32 24,520 68 110,155 41 5,003.20 13,938 25 0.00 0 00 0.01 0.0.0.-58,988 17 -3,424 72 -72,015 08 -23,083 71 -5,783 18 -272,810 82 4.393 99 -179,164 41 -13,036 66 -6,201 48 -77,017 66 -134,902 13 -14,997 06 -14,604 98 -94,539 13 -3,375 01 -9,402 0.5.21 0 27 0.2,842 07 1,334 86 5,273 27 15,848 52 4,073.18 20,398 78 1,760.80 14,176 52 8,955 43 2,844.80 6,775 48 11,693 67 10,163 26 9,915 70 7,431 37 1,442 39 4,027 10 REPORTING ACCOUNT NUMBER LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF 1 0030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 Lg LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF10030002 LH BF 1 0030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF10030002 LH BF10030002 LH BF 1 0030002 LH BF 1 0030002 LH BF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF10030002 LH BF10030002 LHBF10030002 SECURITY ID EX0989528 GO408V102 GO408V102 EX3023234 EX0989528 EXB1 35BJ2 EX0989528 EXB135BJ2 EX0989528 EX3023234 EXB1 35BJ2 EX0989528 EX3023234 EX0989528 EX3023234 EX0989528 EX3023234 EX3023234 EXB1 35 BJ2 EX3023234 FJ6775434 EXB135BJ2 996192472 996192472 FJ6775434 EXB1 35BJ2 996192472 FJ6775434 G5785G107 EXB1 358J2 EXB1 35 BJ2 EXOS331 51 EXB135BJ2 GS785G107 657856107 G5785G107 EXB1 35 BJ2 H849891 04 996192472 996192472 996192472 996192472 996192472 996192472 DESCRIPTION 1 ASTRAZENECA PLC AON PLC AON PLC MICHAEL PAGE INTERNATIONAL PLC ASTRAZENECA PLC SAVILLS PLC ASTRAZENECA PLC SAVILLS PLC ASTRAZENECA PLC MICHAEL PAGE INTERNATIONAL PLC SAVILLS PLC ASTRAZENECA PLC MICHAEL PAGE INTERNATIONAL PLC ASTRAZENECA PLC MICHAEL PAGE INTERNATIONAL PLC ASTRAZENECA PLC MICHAEL PAGE INTERNATIONAL PLC MICHAEL PAGE INTERNATIONAL PLC SAVILLS PLC MICHAEL PAGE INTERNATIONAL PLC SANKYO CO LTD SAVILLS PLC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 SANKYO CO LTD SAVILLS PLC FEDERATED GOVERNMENT OBLIG 5 SANKYO CO LTD MALLINCKRODT PLC SAVILLS PLC SAVILLS PLC COMPASS GROUP 0RD SAVILLS PLC MALLINCKRODT PLC MALLINCKRODT PLC MALLINCKRODT PLC SAVILLS PLC TE CONNECTIVITY LTD FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 GBPO 1O TXN CODE TRADE EX DAT 1/7/2014 1/7/2014 1/7/2014 1/8/2014 1/8/2014 1/8/2014 118/2014 118/2014 119/2014 119/2014 119/2014 119/2014 11912014 111012014 111 012014 111012014 1110/2014 1110/2014 1113/2014 111 312014 1114/2014 1114/2014 1115/2014 1116/2014 1116/2014 1116/2014 111712014 111 712014 1117/2014 1120/2014 1121/2014 1121/2014 1/21/2014 112112014 112112014 112112014 1122/2014 1123/2014 1/2712014 1/2812014 112912014 113012014 113112014 2/3/2014 UNITS -535.0000 -1.072 0000 -162 0000 -627 0000 -1 15 0000 -720.0000 -1.150 0000 -5.074 0000 -1,014 0000 -1,202 0000 -1.625.0000 -268 0000 -623 0000 -1.052 0000 -654 0000 -1 16 0000 -634 0000 -634 0000 ?456 0000 -5.849 0000 -103 0000 -458 0000 ?171,225 0000 -184,472 7500 -131 0000 -460 0000 -30.371 1300 ?223 0000 -1.461 0000 -458 0000 -461 0000 -10,478 0000 -461 0000 -233 0000 -554 0000 -359 0000 -459 0000 -121 0000 -89.506 8700 -89,728 7400 -457. 124 7900 -177.805 6500 -105,797 0800 -77,057.2300 BASE AMOUNT 31.267 84 88.217 74 13.367 74 5.015 72 6.732 75 7.729 83 67.323 35 54.794 83 59.835 88 9.647 76 17.908 65 15.888 79 5.014 17 62.747 44 5.250 05 6.886 70 5.092 52 5.094 09 4.969 00 46,690.42 4,971 06 5.017 42 171.225 00 184.472 75 6,304.88 4.997 36 30,371.13 10.768 72 87.737 22 4.998 99 5.009 55 168.378 96 5.005 18 13.968 10 33.257 70 21.552 62 5.054 27 7.200 42 89.506 87 89,728 74 457,124 79 177.805 65 105.797 08 77,057.23 BASE COST -26,818 41 -52,538 72 -7.939 62 -3,374 43 -5.762 47 -3.891 45 -56,588 81 -27.423 95 49,843.92 -6,469.01 -8.782 80 ?13.151 45 -3.352.91 -51,567 16 -3,519.74 -5.669 62 -3.412 11 -3.411 27 -2.464 59 -30.866 94 -5.556 98 -2.475 40 171.225 00 184,472 75 -7,067 62 -2.486 21 -30,371 13 ?12,031 14 -74,962 89 -2.475 40 -2.491.61 160,423.68 -2,491 61 -11.955 07 -28,425.35 -18,420 04 -2,480.80 -6.387 40 -89.506 87 -89.728 74 457,124 79 177,805 65 105.797 08 -77.057 23 BASE INVESTMENT GAIN LOSS 2.126 13 35.679 02 5.428 12 1,438.01 443 33 3.417 85 4.552 71 24.389 85 4,471 22 2,791 11 8,157.73 1.271 37 1.459 80 5.198 84 1.512 94 526.29 1.469 56 1,471.91 2,258.88 13,529 37 557.25 2.271 2.275 56 0 00 1,299 67 12.774 33 2.265 87 2.247 12 6.052 99 2.243 00 2.013.03 4,832 35 3,132 58 2,265 0.00 0 00 0 00 302 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION 1 TRADE EX TXN CODE DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 996192472 996192472 996192472 EX889WOM7 9961 92472 EX889WOM7 EF4834778 EXBB9WOM7 9961 92472 EX889WOM7 EXB89WOM7 EF4834778 EXB166WD5 EXB89WOM7 EXB166WD5 EXB166WDS EXB166WD5 657856107 657856107 EFB150551 EX B89WOM7 EF4834778 FB1 5C551 EFB1 5C551 EFB1 50551 657856107 657856107 EX0177298 657856107 FB1 5C551 EXBH4H KSO EXBH4H KSO 996192472 EX3023234 EFB1 5C551 EX3023234 EXBH4H K30 EXBH4H KSO EXB89WOM7 EXB89WOM7 EX0089568 EX0089568 EX0089568 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 DIRECT LINE INSURANCE GROUP PL FEDERATED GOVERNMENT OBLIG 5 DIRECT LINE INSURANCE GROUP PL VIVENDI SA DIRECT LINE INSURANCE GROUP PL FEDERATED GOVERNMENT OBLIG 5 DIRECT LINE INSURANCE GROUP PL DIRECT LINE INSURANCE GROUP PL VIVENDI SA VODAFONE GROUP DIRECT LINE INSURANCE GROUP PL VODAFONE GROUP VODAFONE GROUP VODAFONE GROUP MALLINCKRODT PLC MALLINCKRODT PLC TOTAL SA DIRECT LINE INSURANCE GROUP PL VIVENDI SA TOTAL SA TOTAL SA TOTAL SA MALLINCKRODT PLC MALLINCKRODT PLC CARPETRIGHT PLC MALLINCKRODT PLC TOTAL SA VODAFONE GROUP PLC VODAFONE GROUP PLC FEDERATED GOVERNMENT OBLIG 5 MICHAEL PAGE INTERNATIONAL PLC TOTAL SA MICHAEL PAGE INTERNATIONAL PLC VODAFONE GROUP PLC VODAFONE GROUP PLC DIRECT LINE INSURANCE GROUP PL DIRECT LINE INSURANCE GROUP PL DIRECT LINE INSURANCE GROUP PL VERIZON COMMUNICATIONS INC VERIZON COMMUNICATIONS INC VERIZON COMMUNICATIONS INC 2/4/2014 2/5/2014 2/6/2014 2/6/2014 2/7/2014 2/7/2014 2/7/2014 2/7/2014 2/10/2014 2/10/2014 2/ 10/2014 2/1 1/2014 2/1 1/2014 2/1 1/2014 2/1 1/2014 2/1 1/2014 2/11/2014 2/11/2014 2/11/2014 2/12/2014 2/ 12/2014 2/ 12/2014 2/12/2014 2/13/2014 2/14/2014 2/14/2014 2/14/2014 2/18/2014 2/18/2014 21/18/2014 2/18/2014 2/18/2014 2/19/2014 2/19/2014 2/19/2014 2/19/2014 2/19/2014 2/19/2014 2/21/2014 2/21/2014 2/24/2014 2/24/2014 2/24/2014 2/24/2014 -104,132.5400 -206,249 2700 -202,924 2200 -3,610 0000 -148,585 5100 -3,430 0000 -763 0000 -8,800 0000 -45,521 2000 -1,173 0000 -1 173 0000 -3,997 0000 40,490 0000 -1,173 0000 -1 7,150 0000 -66,067 0000 -17,290.0000 -2,360 0000 -496 0000 -91 0000 -1,462 0000 -2,043 0000 -170.0000 -199 0000 -199 0000 -138 0000 -1,103 0000 -504 0000 -1,332 0000 -159 0000 -22,633 0000 -72,812 0000 -1 9,1 50 3400 -2,077 0000 -82 0000 -1,612.0000 -18,861.0000 -24,441 0000 -2,288.0000 -1,257 0000 ?1,259 0000 -3,510 0000 -1,178 0000 -1,091 0000 104,132 54 206,249 27 202,924 22 15,362 26 148,585 51 14,623 96 20,746 50 37,576 74 45,521.20 4,995 20 4,997 71 109,145.17 148,047 91 5,020 12 62,687 91 240,753 65 63,104 16 155,240 21 32,445 27 5,413 55 6,300 39 55,447.62 10,136 41 11,993 31 12,019 20 9,417 54 75,010 08 5,041 89 94,753 50 9,683 30 84,379 89 272,305 47 19.150 34 16,810.04 4,996.65 13,049.77 70,802 01 91,877 07 9,930 55 5,491 54 5,474 74 147,929 84 49,865 89 45,839 35 -104,132 54 -206,249 27 402,924.22 -13,618 57 -148,585 51 -12,939.53 -19,549 48 ?33,197 63 45,521 20 -4,425 09 -4,425 09 -102,410 57 -151,731 20 -4,425 09 -64,267.47 -184,643 47 46,640 64 -104,525 97 -21,125.13 -5,545.48 -5,515 34 -48,184 36 -10,359 68 -12,126 92 -12,126 92 -5,854 82 -46,794 99 -5,697 53 ?56,485 99 -9,689 35 -111,679 38 -357,350.74 -19,150.34 -10,786.56 4,997.02 -8,358.58 -91,842.69 -118,352 42 -8,631 38 4,185.13 -3,908 62 -166,775 08 -55,971 81 -51,838 1,597 55 0 00 1,550 07 1,130 00 4,110.94 0.00 533 10 535 59 5,920 50 5.537 93 532 14 2,354.57 45,544 54 13.555 00 50,714 24 11,320 14 -137 51 555 24 5,513 71 -233 71 -213 91 -205 55 3,552 72 25,215 09 -99225 35,257 51 -130 34 32,034.51 -101 .399 27 0 00 4,975 49 55.40 3,579.94 25,345 15 31,557 72 1,055 47 555.12 1,192 95 45,545 24 -5105 92 -5,998 72 REPORTING ACCOUNT NUMBER LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 t5: LH BF 1 0030002 no LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF10030002 LHBF10030002 LH BF 1 0030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 SECURITY ID EX0089568 EXB89W0 M7 EX9393029 EX9393029 EX9393029 EX9393029 996192472 EXB89WOM7 EXB89WOM7 996192472 EX389WOM7 EX0177298 EX01 77298 EX01 77298 9961 92472 H84989104 FJ6775434 EX0177298 996192472 EX0177298 EXO177298 996192472 EX01 77298 996192472 FJ6775434 G5785G107 FJ6775434 EX01 77298 G578SG107 H849891 04 996192472 H84989104 996192472 H84989104 H84989104 9961 92472 G5785G1 07 65785G107 996192472 35 BJ2 3SBJ2 EXB135BJ2 9961 92472 DESCRIPTION 1 VERIZON COMMUNICATIONS INC DIRECT LINE INSURANCE GROUP PL VODAFONE PLC SHARES VODAFONE PLC SHARES VODAFONE PLC SHARES VODAFONE PLC SHARES FEDERATED GOVERNMENT OBLIG 5 DIRECT LINE INSURANCE GROUP PL DIRECT LINE INSURANCE GROUP PL FEDERATED GOVERNMENT OBLIG 5 DIRECT LINE INSURANCE GROUP PL CARPETRIGHT PLC DIRECT LINE INSURANCE GROUP PL CARPETRIGHT PLC CARPETRIGHT PLC FEDERATED GOVERNMENT OBLIG 5 TE CONNECTIVITY LTD SANKYO CO LTD CARPETRIGHT PLC FEDERATED GOVERNMENT OBLIG 5 CARPETRIGHT PLC CARPETRIGHT PLC FEDERATED GOVERNMENT OBLIG 5 CARPETRIGHT PLC FEDERATED GOVERNMENT OBLIG 5 SANKYO CO LTD MALLINCKRODT PLC SANKYO CO LTD CARPETRIGHT PLC MALLINCKRODT PLC TE CONNECTIVITY LTD FEDERATED GOVERNMENT OBLIG 5 TE CONNECTIVITY LTD FEDERATED GOVERNMENT OBLIG 5 TE CONNECTIVITY LTD TE CONNECTIVITY LTD FEDERATED GOVERNMENT OBLIG 5 MALLINCKRODT PLC MALLINCKRODT PLC FEDERATED GOVERNMENT OBLIG 5 SAVILLS PLC SAVILLS PLC SAVILLS PLC FEDERATED GOVERNMENT OBLIG 5 TXN CODE TRADE EX DATE 2/24/2014 2/24/2014 2/24/2014 2/24/201 4 2/24/201 4 2/24/201 4 2/2 5/201 4 2/25/2014 212 5/201 4 2/26/2014 2/26/2014 2/27/201 4 2127/2014 2128/2014 2/28/2014 2/28/2014 3/4/2014 3/5/2014 3/5/2014 3/6/2014 3/6/2014 3/7/2014 3/1 0/2014 3/10/2014 3/1 1/2014 3/1 2/2014 3/1 2/2014 3/1 3/2014 3/1 3/2014 3/1 3/2014 3/1 7/2014 3/1 8/2014 3/1 53/2014 3/1 9/2014 3/1 9/2014 3/1 9/2014 3/20/2014 3/20/2014 3/20/2014 3/21/2014 3/21/2014 3/21/2014 3/21/2014 3/24/2014 UNITS -909 0000 -6.656 0000 -133.490 0000 -41.494 0000 -34,579 0000 ?44,809 0000 -90.707 3100 -1.908 0000 -4.086 0000 -8,180 8500 -7.294 0000 -500 0000 -100.137 0000 -29,628 0000 -1,252 0000 -111.3241600 -1.657 0000 -600 0000 ?497 0000 -200.136 1600 -497 0000 -496 0000 -3.170,536 8400 -494 0000 -259.918 0600 -200.0000 -1,108 0000 -200 0000 ?502.0000 -178 0000 -181 .0000 -302,410 1500 -180 0000 ?54,046.0000 -236.0000 -361 0000 -21 .412 9100 -157 0000 -71 0000 -53,894 0000 -3,092 0000 -1.487 0000 -1,155 0000 -5,491 2100 BASE AMOUNT 38,427 50 28,865 66 73.964 91 22,919.67 19.213 75 24.932 94 90.707 31 8.290 45 17.749 08 8.180 85 32.058 57 4,999.13 438.607 26 297,880 76 12,611 22 111,324.16 99,005 51 25,549 28 5.016 87 200,136 16 4.999 60 4,993 83 3,170,536 84 4.971 60 259,918 06 8,282 70 71.389 85 8.326 70 5,021.03 11.955 01 10.485 98 302,410 15 10,513.20 54,046 00 13.734 21 21,064 78 21.412 91 11.140 49 5,011 33 53,894 00 33,608.52 16.196 06 12.567 47 5.491 21 BASE COST -43.190 47 -20.838 35 -65.410 10 -20.332 06 -16.943 71 -21,956 41 -90.707.31 -5.923 47 ?12.685 17 -8,180 85 -22,643 91 -5.652 31 -281.983 06 -298,688 26 -10,874 25 -111.324 16 -87,470 38 ?32.370 77 -4.313 87 -200,136 16 -4,313 86 ?4,302 82 -3.170,536 84 -4.277 36 -259.918 06 -10,790 26 -62.933 96 -10,790.26 -4,346 64 -7,548 43 -10,841 70 -302,410 15 -10,781 80 -54,046 00 -14.136 14 -21,623 50 -21,412 91 -6,657.88 -3.010 89 -53,894 00 -16.711.64 -8,036 93 -6,242 54 -5,491 21 BASE INVESTM ENT GAIN LOSS 4,762.97 5.825 69 8,554.81 2,587.61 2,270 04 2.976 53 0 00 1,777 84 3.802 61 0 00 7.215 43 -979 39 139.439 55 -15,035 97 1,403 01 0 00 11.535 13 -1,331 -688 87 8,455 89 ?694 02 543 42 4.406 58 -355 72 0 00 -268 60 0 00 -401.93 -558 72 0 00 4,482.61 2,000 44 0.00 15,020.28 7.256 68 5,623 21 0 00 304 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION 1 TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF 1 0030002 LH BF 1 0030002 LH BF 1 0030002 LH BF10030002 LH BF10030002 LHBF10030002 LH BF10030002 LH BF10030002 LH BF1 0030002 LH BF 1 0030002 LHBF10030002 LH BF10030002 LH BF10030002 LH BF10030002 LH BF10030002 LH BF10030002 LH BF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF 1 0030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF 1 0030002 LH BF 1 0030002 LH BF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 996192472 EFB150551 G5785G107 GO408V102 H84989104 H84989104 G0408V102 996192472 996192472 996087094 EX0177298 H84989104 GO408V102 996192472 EX0177298 EX0177298 GD408V102 N02454246 G57BSG107 G57856107 G57856107 996192472 996192472 996192472 996192472 996192472 996192472 996192472 EFB15C551 EFB15C551 996192472 996192472 EXBOWMWD5 EXBOWMWD5 EXBOWMWD5 996192472 FB1 5C551 FB1 50551 FEDERATED GOVERNMENT OBLIG 5 TOTAL SA MALLINCKRODT PLC AON PLC TE CONNECTIVITY LTD TE CONNECTIVITY LTD AON PLC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 BNY MELLON CASH RESERVE CARPETRIGHT PLC TE CONNECTIVITY LTD AON PLC FEDERATED GOVERNMENT OBLIG 5 CARPETRIGHT PLC CARPETRIGHT PLC AON PLC IMPERIAL OIL LTD MALLINCKRODT PLC MALLINCKRODT PLC MALLINCKRODT PLC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 TOTAL SA TOTAL SA FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 QINETIQ GROUP PLC QINETIQ GROUP PLC QINETIQ GROUP PLC QINETIQ GROUP PLC QINETIQ GROUP PLC OINETIQ GROUP PLC QINETIQ GROUP PLC FEDERATED GOVERNMENT OBLIG 5 QINETIQ GROUP PLC QINETIQ GROUP PLC TOTAL SA TOTAL SA 3/25/2014 3/25/2014 3/25/2014 3/25/2014 3/25/2014 3/26/2014 3/26/2014 3/27/2014 3/28/2014 3/31/2014 3/31/2014 3/31/2014 3/31/2014 4/1/2014 4/1/2014 4/1 /2014 4/1 /2014 4/1/2014 4/4/2014 4/7/2014 4/7/2014 4/14/2014 4/ 16/2014 4/21/2014 4/22/2014 4/23/2014 4/30/2014 5/1/2014 5/2/2014 5/5/2014 5/6/2014 5/7/2014 5/8/2014 5/8/2014 5/8/2014 5/9/2014 5/9/2014 5/9/2014 5/9/2014 5/12/2014 5/1 212014 5/12/2014 5/1 3/2014 5/1 3/201 4 -1 33,708 8800 -759 0000 -75 0000 -62 0000 -590 0000 -193 0000 -60 0000 -364.156 3200 -313,514 7700 -231,472.8700 -501.0000 -703 0000 -621 0000 -1 5.298 1 200 -515 0000 -1.601.0000 -66 0000 -0 5380 -933 0000 -1.276 0000 -10.022 0000 -26.707.7500 -24.308 1400 -5,014 0700 -50,723 2000 ?10.073 0600 160.526 7000 -42.709 5400 -100 0000 -72 0000 -16.872 8700 -108,546 0300 -1,774 0000 -1,503 0000 -1,670 0000 -3.879 0000 -8.064 0000 -4.670 0000 -2.569 0000 -116.547 8800 -1.510 0000 -1.414 0000 -761 0000 -1.874 0000 133.708 88 48,651 63 5.025 10 5.208 80 35.417 32 11,609.33 5,041 09 364,156 32 313,514.77 231,472 87 5.008 95 42.413 58 52.219 23 15.298 12 5,138.04 15,956 09 5,571 54 24 98 60.305 45 80.076 53 618.704 52 26.707 75 24.308 14 5,014 07 50.723 20 10.073 06 160.526 70 42.709 54 7.061 44 5.043 68 16.872 87 108.546 03 6,429.34 5,462.27 6,053 64 13,764.29 28,528.73 16.582 99 9.092 99 116,547.88 5,346 00 5,009.69 53,999 51 132,808.73 433.706 88 46.123 04 -3,180 52 -5.341.26 35,340 35 -11.560 49 -5.168 96 -364.156 32 313.514 77 -231,472 87 4.337 96 41,746.30 53,496.76 -1 5,298 12 4,459 19 43,613 20 -5,685 66 -24 96 -39.565 64 54.097 31 377.954 72 -26,707.75 -24.308 14 -5014 07 50,723 20 40,073 06 -160.526 70 42,709 54 4.913 16 -3,537 49 46.672 67 406.546 03 -6.649 59 -5,803.23 -6.448 04 43,696 86 -28,478.37 47.470 44 -9.072 53 -1 16.547 88 -5,332 63 4.993 60 -37.389 30 92.073 00 0 00 1.783 88 1,844.58 -132 46 76 97 48 84 -127 -1.279 55 0 00 557.15 1.831 94 -114 32 0 00 20,739.81 25.979 22 240,749.80 0 00 0.1.722 80 1,197 87 0 00 0 00 -504.45 -412 49 -473 67 -394.33 902.58 -1,157 85 ?283 27 0 00 -174 84 -160.29 13,945 37 34.181 71 REPORTING ACCOUNT NUMBER LH BF10030002 LH BF10030002 LH BF10030002 LH BF 1 0030002 LH BF10030002 LH BF 1 0030002 LH BF 1 0030002 LH BF10030002 LH BF 1 0030002 LH BF 1 0030002 LH BF 1 0030002 LH BF10030002 LH BF10030002 LH BF10030002 LHBF10030002 LH BF10030002 LH BF 1 0030002 LH BF 1 0030002 LH BF10030002 LHBF10030002 0? LH BF10030002 U1 LH BF10030002 LH BF 1 0030002 LH BF10030002 LH BF10030002 LHBF10030002 LHBF10030002 LH BF10030002 LH BF10030002 LH BF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF 1 0030002 LHBF10030002 LHBF10030002 LH BF10030002 LH BF10030002 LH BF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF1 0030002 SECURITY ID EFB150551 996192472 996192472 EFB15C551 EFB1SC551 996192472 EFB15C551 EX0533151 EF7062716 EX0533151 EF7062716 996192472 EXBQ574H1 EX0533151 EF7062716 EX0533151 EF7062716 996192472 EXB9574H1 EF7062716 996192472 EX0533151 EX0533151 EX0533151 EX0533151 996192472 EX0533151 EX0533151 996192472 FJ6483807 FJ6483807 EST103066 996192472 FJ6483807 996192472 FJ6483807 FJ6483807 996192472 FJ6483807 FJ6775434 SNB1VQF41 SNB1VQF41 FJ6775434 996192472 DESCRIPTION TOTAL SA FEDERATED GOVERNMEN FEDERATED GOVERNMEN TOTAL SA TOTAL SA OBLIG 5 OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 TOTAL SA COMPASS GROUP ORD SODEXO SA COMPASS GROUP ORD SODEXO SA BPO 10 BPO 10 FEDERATED GOVERNMENT OBLIG 5 HSBC BANK COMPASS GROUP ORD GB SODEXO SA COMPASS GROUP ORD GB SODEXO SA FEDERATED GOVERNMEN HSBC BANK SODEXO SA FEDERATED GOVERNMEN COMPASS GROUP ORD GB COMPASS GROUP ORD COMPASS GROUP ORD COMPASS GROUP ORD FEDERATED GOVERNME KAO CORP KAO CORP NOVARTIS AG P010 P010 OBLIG 5 OBLIG 5 P0 10 GBPO 10 COMPASS GROUP ORD GB P010 GBPO 10 FEDERATED GOVERNMEN OBLIG 5 GBPO 10 COMPASS GROUP ORD GB P010 NT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 KAO CORP FEDERATED GOVERNMENT OBLIG 5 KAO CORP KAO CORP FEDERATED GOVERNMENT OBLIG 5 KAO CORP SANKYO CO LTD ORKLA ASA ORKLA ASA SANKYO CO LTD FEDERATED GOVERNMENT OBLIG 5 TXN CODE TRADE EX DATE 5/13/2014 5113/2014 5/14/2014 5/1 412014 5114/2014 5115/2014 5115/2014 5120/2014 5/20/2014 5/20/2014 5120/2014 5/21/2014 5121/2014 512112014 5121/2014 5121/2014 5/21/2014 512212014 5/22/2014 5122/2014 5/23/2014 5123/2014 5127/2014 5127/2014 5127/2014 5128/2014 5128/2014 5/28/2014 5129/2014 5129/2014 513012014 513012014 6/2/2014 6/2/2014 613/2014 613/2014 614/2014 615/2014 61512014 6/6/2014 6/6/2014 616/2014 619/2014 6110/2014 UNITS -342 0000 -23,897 8100 -6.849 8600 -2.355 0000 -2.253 0000 -102,505 6100 -1,495.0000 -765 0000 -184.0000 -354 0000 -227.0000 -20.974 8300 -3.870.0000 -1,143 0000 -306 0000 -4.131 0000 -383 0000 ?7.225 0300 -4,392 0000 -94 0000 -145. 124 4400 -381 0000 -768 0000 -901 0000 -1,755 0000 -21,546 3200 -346 0000 -1.397 0000 -6,252 8700 -1.900 0000 -300 0000 ?81 7.0000 -30.954. 1 200 -300 0000 -15.565 2200 -300.0000 400.0000 -13.753 2400 -300 0000 -100 0000 -555 0000 -555 0000 -300 0000 -1 2. 1 56 3300 BASE AMOUNT 24,271.72 23.897 81 6,849.86 167,170 15 160.153 79 102,505 61 105.785 08 12.859 72 19.886 89 5.950 77 24,560 70 20.974 83 24,138.35 18.989 72 33.031 39 68,537 68 41.289 75 7.225 03 29.276 19 10.209 75 145.124 44 6,414 05 12,911 78 15,139 05 29.560 17 21.546 32 5.773 79 23,324.90 6.252 87 76,848.20 11,971 56 73,517 49 30,954 12 11.893 98 15.565 22 11.907.43 15.843 91 13.753 24 11.857 90 3,699 38 5,034.86 5.029 76 11.088 93 12.156 33 BASE COST 46.803 08 -23.897 81 ?6.849 86 115,705 40 110,693.95 102.505 61 40,743 63 42,199 56 49,670 36 -5.645 29 -24.267 24 ?20.974 83 47,230 80 -18.227 58 -32.712 67 -65,877 63 40,316 71 -7.225 03 49.554 95 -9,459.06 145,124 44 -6,075 86 42.247 40 44,368 37 -27.987.23 -21.546 32 5,517.71 -22.278 15 6.252 87 -63,639 40 40.048 33 -68.160 49 -30.954 12 40,048.32 -15.565 22 40,048.33 43,397 76 43.753 24 40.048 33 5,395.13 4,482 51 4,482.51 46,186 39 -12.156 33 BASE INVESTMENT GAIN LOSS 6.270 84 0 00 0 00 43.168 66 41,511.94 0 00 35.928 83 570.6,907 55 596 19 500.02 2,061 08 1,069 49 0 00 9,721 24 689.39 0 00 295 92 609.05 705 81 1,446 27 0 00 264.55 1.080 96 0 00 12.060 75 1,767.61 5,953 93 0.00 1.740 86 0 00 1.783 44 2,377.76 0 00 1,739 40 -890 70 523.94 518.87 -2.683 97 0 00 306 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION 1 TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF10030002 LH BF10030002 LHBF10030002 LH BF 1 0030002 LH BF10030002 LH BF10030002 LH BF10030002 LH BF10030002 LH BF10030002 LH BF10030002 LH BF10030002 LH BF10030002 LH BF 1 0030002 LH BF 1 0030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 ES71 03066 GO408V1 02 GO408V1 02 E871 03066 GO408V1 02 GO408V1 02 SN B1VQF41 SNB1VQF41 SN 1 VQF41 GO408V102 SN B1 VQF41 SN 1 VQF41 GO408V102 FJ6775434 FJ6483807 GO408V102 GO408V102 FJ6483807 FJ6483807 FJ6007390 FJ6007390 GO408V102 FJ6483807 SNB1VQ F41 SNB1VQF41 FJ 6483807 FJ 6483807 SNB1VQF41 SNB1VQF41 FJ 6483807 SNB1VQF41 FJ6483807 996192472 FJ6483807 FJ6483807 SNB1VQF41 FJ6483807 EXBN7ZDO3 FJ6483807 NCZ454246 996192472 996192472 EX05331 51 996192472 NOVARTIS AG AON PLC AON PLC NOVARTIS AG AON PLC AON PLC ORKLA ASA ORKLA ASA ORKLA ASA AON PLC ORKLA ASA ORKLA ASA AON PLC SANKYO CO LTD KAO CORP AON PLC AON PLC KAO CORP KAO CORP ADERANS CO LTD ADERANS CO LTD AON PLC KAO CORP ORKLA ASA ORKLA ASA KAO CORP KAO CORP ORKLA ASA ORKLA ASA KAO CORP ORKLA ASA KAO CORP FEDERATED GOVERNMENT OBLIG 5 KAO CORP KAO CORP ORKLA ASA KAO CORP HSBC BANK APAC 162 09-JUN-17 KAO CORP IMPERIAL OIL LTD FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 COMPASS GROUP 0RD GBPO 10 FEDERATED GOVERNMENT OBLIG 5 6/ 10/2014 6/10/2014 6/10/2014 6/11/2014 6/11/2014 6/11/2014 6/11/2014 611 1/2014 6112/2014 6112/2014 6112/2014 6113/2014 6/13/2014 6/16/2014 6/17/2014 6/17/2014 6/17/2014 6/17/2014 6/ 18/2014 6/18/2014 6/18/2014 6/18/2014 6/19/2014 6/19/2014 6/19/2014 6/20/2014 6/20/2014 6/20/2014 6/20/2014 6/23/2014 6/23/2014 6/24/2014 6/25/2014 6/25/2014 6/26/2014 6/26/2014 6/27/2014 7/1/2014 7/1/2014 7/1/2014 7/2/2014 7/3/2014 7/3/2014 7/8/2014 -590 0000 -229 0000 -332 0000 -438 0000 -365 0000 -358 0000 -548 0000 -5.817 0000 -1.067 0000 -56 0000 -1.736 0000 -813 0000 -103 0000 -200 0000 -300 0000 -309 0000 -205 0000 -500 0000 -600 0000 -400 0000 -400 0000 -1 29.0000 -1,400 0000 -1 .056.0000 -858 0000 -1,400 0000 -200 0000 -567 0000 -567 0000 -600 0000 650.0000 -900 0000 -32,973 5000 -900 0000 -600 0000 -870 0000 -200 0000 -156 0000 -900 0000 -0 4350 -281 .418 5400 -95,920 7400 -3,753 0000 -6.588 0700 53,204.25 20.663 08 29.992 74 39.484 03 32,973 52 32.337 42 5.011 06 52.892 14 9.750 67 5,040 33 15.833 87 7,383.20 9,274.74 7,719.28 11.857 49 27.810 55 18,449 28 19,791 83 23,794.46 6,341 43 6.306 96 11,627.76 56,269.45 9.286 10 7,557 52 56,282 70 8,022 55 4,980.35 4,986 72 24,188 21 5,735 35 36,068.17 32.973 50 36.224 71 23.892 19 7,645.59 7,959.12 5,574 27 35,928 50 22 97 281 .418 54 95.920 74 67.149 10 6.588 07 -49.222 39 -1 7,722.69 -16.271 32 -34.956 35 -17.888 65 -17.545 58 4,425.97 46,981 54 -8.617.72 -2,744 56 -13.708 70 -6,404 47 -5,048 03 -10,790 26 -9,997 33 -15,144 09 -10,047 05 46.492 25 49,790.70 -4,1 10 07 -4.110.06 -6.322 29 416.178 31 -8.318.72 -6.758.96 46.178 30 -6,596 90 4,466 58 -4,466 58 -19,790 70 -5,120 42 -29,686 05 -32,973 50 -29,686 06 49,790.70 -6.853 49 -6,596 90 -5.003 14 -29.686 06 -22 97 -281.418 54 -95.920 74 -57,670 49 45,588 07 4.743 85 2,940 39 13,721 42 4,341 16 15.084 87 14.791 84 591 95 5,983.00 1,134 33 2,295 77 1,880 93 862.91 4.226 71 -1,452.98 1,788 26 12,666 46 8.402 23 3.290 86 3.985 14 3,702 74 3,660.28 5,305 47 9,868 19 1,022.31 843 27 10.071 36 1.420 94 551 24 557 65 4.320 60 637.80 6,357.42 0 00 6.395 12 3.947 22 868.94 1,296 81 571 13 5,999 91 00 0 00 0 00 6.242 61 0 00 REPORTING ACC NUMBER LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 OUNT SECURIT LH BF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF 10030002 LHBF10030002 LHBF10030002 EF7 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF1 0030002 996192472 996192472 996192472 996192472 FJ6775434 996192472 LHBF10030002 EF7062716 LHBF10030002 EF7062716 LHBF10030002 EF7062716 996192472 LHBF10030002 EF7062716 LHBF10030002 EF7062716 996192472 LHBF10030002 EF7062716 LHBF10030002 EF7062716 LHBF10030002 EF7062716 996192472 LHBF10030002 EF7062716 LHBF10030002 EF7062716 EF7062716 996192472 LH BF10030002 EF7062716 LHBF10030002 EF7062716 996192472 LHBF10030002 EF7062716 LHBF10030002 EF7062716 6192472 LHBF10030002 EF7062716 6192472 LHBF10030002 EF7062716 996087094 062716 996192472 LHBF10030002 EF7062716 LHBF10030002 EF7062716 LHBF10030002 996192472 LHBF10030002 EF7062716 LHBF10030002 EF7062716 56752108 056752108 EF7062716 LH BF 10030002 EF7062716 996192472 LHBF10030002 EF7062716 SO SO SO EDERA EDE EDE EDE SA DESCRIPTIO N1 RATED GOVERNMENT OBLI RATED RATED GOVERN GOVER KYO CO LTD ME EDERATED GOVERNMENT OBLI SOD SOD ED SOD MELLON CASH RE SODEX EDE SOD SODEX EDE SO SO SO DEX DEX DEX EDERATED GOVERNME SODEX SODEX SODEX EDERATED GOVERNMENT OBLIG EXO SA EXO SA ERATED SODEX SODEX EDE SODEX EDE EXO SA 0 SA 0 SA SA RATED EXO SA 0 SA RATED RATED 0 SA RATED 0 SA RATED EXO SA DEXO SA EDE GOVERN GOVERN GOVER GOVER NT 08 SERVE MENT OBLI LIG TED GOVERNMENT OBLIG 5 5 NT OBLIG NMENT OBLIG 5 5 GS GS GOVERNMENT OBLIG 5 5 5 MENT OBLIG 5 NMENT OBLIG 5 GOVERNMENT OBLIG 5 NMENT OBLIG 5 RATED GOVERNMENT OBLIG 5 DEXO SA ODEXO SA IDU INC BAIDU INC SO SO ED DEX DEX OSA OSA OSA ERATED GOVERNMENT SODEX BLIG 5 TXN CODE TRADE EX ATE 7/9/2014 7/10/2014 7/14/2014 7/15/2014 7/16/2014 7/17/2014 7/17/2014 7/17/2014 7/17/2014 7/18/2014 7/18/2014 7/18/2014 7/21/2014 7/21/2014 7/21/2014 7/21/2014 7/22/2014 7/22/2014 7/22/2014 7/23/2014 7/23/2014 7/23/2014 7/23/2014 7/24/2014 7/24/2014 7/24/2014 7/25/2014 7/25/2014 7/28/2014 7/28/2014 7/29/2014 7/29/2014 7/30/2014 7/30/2014 7/30/2014 7/31/2014 7/31/2014 7/31/2014 7/31/2014 7/31/2014 8/1/2014 8/1/2014 8/4/2014 8/4/2014 UNITS -23 0.340 7300 4 .168 0700 -27.837 0600 -9 -166 -1 7.039.5200 -200 0000 .533 3100 -263.0000 -92 0000 -226 0000 2.948.5300 -233 0000 -170.0000 -20.343 0600 -140 -157.0000 -209 0000 -1 19.0000 .109 8800 -106 0000 -170 0000 -90 0000 -85,361 6800 -117 0000 ?172 0000 -98.478.4500 ?2 -45 ?586 0000 -129 0000 7.967 0300 -103 0000 .677 2200 -239 0000 -12 0400 -240 0000 -582 7300 -1 19 0000 -400 0000 -785 9100 -214 0000 -94 0000 ~244 0000 -424 0000 -54 0000 -287 0000 -150,655 8400 -51 0000 BASE AMOUNT 23.168 07 10,340 73 27.837 06 97.039 52 7.823 99 166,533.31 27.332 87 9.565.49 23.460 27 12.948 53 24.031 06 17.521 38 20.343 06 16,108 32 21,471.45 12,209.59 140.109 88 10.867 24 17.370 44 9.222 42 85.361 68 11,999 40 17.590 24 98,478 45 60,244.90 13.186 91 27,967 03 10,518.98 45.677 22 24.351 38 12 04 24.344 01 582.73 11.989 93 40,247.95 785 91 21 .345.72 9.379 78 53,454.94 92.807 85 5,332.76 28,369.18 150,655 84 5.002 06 BASE COST -23.168 07 40.340 73 -27.837 06 97.039 52 40.790 26 156.533 31 -26.465 24 -9.257 60 -22.741 99 42.946 53 -23.446 39 47.106 61 20,343.05 45.796 64 -21.031 31 41.974 77 140,109 66 40.666 60 47.106 61 -9.056 55 -65.361 66 41.773 51 47.306 07 -96.476 45 56.966 16 -12,981.05 -27.967 03 40.326 13 45.677 22 45.306 65 42 04 45.370 90 -562 73 -7.621 40 -25.616 16 -765 91 4 3.705 72 6.020 27 42.556 16 43.953 53 6,456.45 46.361 03 -150.655 84 -3.266 32 BASE INVESTMENT GAIN LOSS -1.346 0.1.748 8.279 90 0 00 8,258.82 0.00 4,045 00 13.543 75 0 00 7.061 68 3,105.39 10.896 78 18,854 32 1,710.90 9,118.84 0 00 1,585.90 308 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION I TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF 1 0030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF 1 0030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 056752108 EF7062716 EF7062716 FJ6775434 FJ6639168 EF7062716 EF7062716 FJ6775434 FJ6639168 FJ6775434 EF7062716 996192472 996192472 EF7062716 EF7062716 996192472 EF7062716 EF7062716 996192472 FJ6639168 EF7062716 996192472 EF7062716 996192472 EF7062716 FJ6639168 EF7062716 996192472 FJ6639168 EF7062716 996192472 FJ6775434 FJ6483807 EF7062716 056752108 996192472 EF7062716 996192472 FJ6639168 FJ6775434 EF7062716 EF7062715 996192472 FJ6775434 BAIDU INC SODEXO SA SODEXO SA SANKYO CO LTD NIFCO SODEXO SA SODEXO SA SANKYO CO LTD NIFCO SANKYO CO LTD SODEXO SA FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 SODEXO SA SODEXO SA FEDERATED GOVERNMENT OBLIG 5 SODEXO SA SODEXO SA FEDERATED GOVERNMENT OBLIG 5 NIFCO SODEXO SA FEDERATED GOVERNMENT OBLIG 5 SODEXO SA FEDERATED GOVERNMENT OBLIG 5 SODEXO SA NIFCO SODEXO SA FEDERATED GOVERNMENT OBLIG 5 NIFCO SODEXO SA FEDERATED GOVERNMENT OBLIG 5 SANKYO CO LTD KAO CORP SODEXO SA BAIDU INC FEDERATED GOVERNMENT OBLIG 5 SODEXO SA FEDERATED GOVERNMENT OBLIG 5 NIFCO SANKYO CO LTD SODEXO SA SODEXO SA FEDERATED GOVERNMENT OBLIG 5 SANKYO CO LTD 8/4/2014 8/5/2014 8/6/2014 8/6/2014 8/6/2014 8/6/2014 8/7/2014 8/7/2014 8/7/2014 8/8/2014 8/11/2014 8/11/2014 8/ 12/2014 8/ 12/2014 8/ 12/2014 8/13/2014 8/13/2014 8/13/2014 8/14/2014 8/14/2014 8/14/2014 8/15/2014 8/15/2014 8/18/2014 8/18/2014 8/19/2014 8/19/2014 8/20/2014 8/20/2014 8/20/2014 8/21/2014 8/21/2014 8/21/2014 8/21/2014 8/21/2014 8/22/2014 8/22/2014 8/25/2014 8/25/2014 8/25/2014 8/25/2014 8/26/2014 8/27/2014 8/27/2014 442.0000 -72 0000 -638 0000 -200 0000 -200 0000 -85.0000 -52.0000 -100 0000 -200 0000 -200 0000 -52 0000 -15,073.5000 -58,566 6900 -97 0000 -184.0000 -213,455 1400 424 0000 52 0000 ?38,376 1500 -200 0000 57 0000 -1,339 8400 ~87 0000 -71,574 5000 -185 0000 -200.0000 -186 0000 -33,601 4500 -200 0000 -52.0000 -31,551.7100 -200 0000 -1,900.0000 -329 0000 -61 7 .0000 -7,285 6500 -66 0000 -183,438 8000 -200 0000 -300 0000 -181 0000 -518 0000 44,074 8500 -200 0000 30,984 08 7,035 41 62,222 66 7,892 91 7,006 95 8,275 89 5,066 79 3,911 96 7,030 44 7,637 38 5,079.66 15,073 50 58,566 69 9,455 56 17,936 28 213,455.14 12,129 42 5,077 94 38,376 15 7,009 39 6,552.97 1,339.84 8,511 55 71,574 50 18,063 51 6,984.96 18,210 42 33,601.45 6,941 72 5,063 10 31,551 71 7,782 71 81,661 02 31,893 95 134,112 59 7,285 65 6,374.49 183,438 80 6,901 18 11,861 73 17,558 94 50,318 12 44,074 85 7,783 45 -23,971 18 -4,611 27 40,880.97 40,790 28 5,542.88 5,443 88 5,330 38 5,395 13 5,542.88 40,790.28 5,330 38 45,073 50 58,586 89 5,299.40 41,949.38 213,455.14 5,052 84 5,377.00 -38,376 15 5,542 88 4,351.13 4,339 84 5,849.98 -71,574 50 42,014 32 5,542.89 42,079.28 -33,601 45 -5,889 05 5,377 00 51,551 71 40,790 28 -56,614 09 -21,366 00 401 ,008 11 -7,285 85 4,288 19 483,438 80 5,235 22 48,185 38 41,754 55 -33,640.09 44,074 85 40,790 28 7,012 90 2,238 90 19,782 42 -1,197 98 532.49 2,621 98 1,609 68 -649.73 543 04 -1 ,555.68 1,608 91 0 00 0 00 2,983.85 5,660 04 0 00 3,835 07 1,599 83 0 00 539 81 2,071 36 0 00 2,690 54 0 00 5,712 05 541 99 5,850 98 0 00 1,156 79 1,620.02 0.00 -1,200 70 37,212 46 10,117 62 33,104 48 0 00 2,031 73 0 00 1,783.44 -1,545 87 5,692 08 16,337.25 0.00 -1,186 85 . BASE REPORTING ACCOUNT SECURITY ID DESCRIPTION TXN CODE TRADE UNITS BASE AMOUNT BASE COST INVESTMENT GAIN NUMBER DATE LOSS LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF10030002 9? LHBF10030002 LHBF10030002 LHBF10030002 LH BF 1 0030002 LHBF10030002 LH BF10030002 LHBF10030002 LHBF10030002 LH BF10030002 LH BF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF 1 0030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF10030002 FJ6483807 FJ6639168 904767704 904767704 EF7062716 996192472 EF7062716 904767704 996192472 FJ6841103 EF7062716 FJ6841103 EF7062716 EX99V8034 FJ6841103 EF7062716 EF7062716 996192472 FJ6841103 056752108 996192472 FJ6639168 FJ6841103 EF7062716 FJ6483807 FJ6841103 EF7062716 EF7062716 996192472 EF7062716 FJ6483807 FJ6841103 EF7062716 FJ6841103 EF7062716 996192472 EF7062716 904767704 996192472 EF7062716 904767704 FJ6775434 FJ6483807 FJ6775434 KAO CORP NIFCO UNILEVER PLC UNILEVER PLC SODEXO SA FEDERATED GOVERNMENT OBLIG 5 SODEXO SA UNILEVER PLC FEDERATED GOVERNMENT OBLIG 5 STANLEY ELECTRIC CO LTD SODEXO SA STANLEY ELECTRIC CO LTD SODEXO SA COMPASS GROUP PLC SHARE STANLEY ELECTRIC CO LTD SODEXO SA SODEXO SA FEDERATED GOVERNMENT OBLIG 5 STANLEY ELECTRIC CO LTD BAIDU INC FEDERATED GOVERNMENT OBLIG 5 NIFCO STANLEY ELECTRIC CO LTD SODEXO SA KAO CORP STANLEY ELECTRIC CO LTD SODEXO SA SODEXO SA FEDERATED GOVERNMENT OBLIG 5 SODEXO SA KAO CORP STANLEY ELECTRIC CO LTD SODEXO SA STANLEY ELECTRIC CO LTD SODEXO SA FEDERATED GOVERNMENT OBLIG 5 SODEXO SA UNILEVER PLC FEDERATED GOVERNMENT OBLIG 5 SODEXO SA UNILEVER PLC SANKYO CO LTD KAO CORP SAN KYO CO LTD 8/27/2014 8/27/2014 8/27/2014 8/27/2014 8/27/2014 8/28/2014 8/28/2014 8/28/2014 8/29/2014 8/29/2014 8/29/2014 9/1/2014 9/1/2014 7/3/2014 9/2/2014 9/2/2014 9/2/2014 9/3/2014 9/3/2014 9/3/2014 9/4/2014 9/4/2014 9/4/2014 9/4/2014 9/5/2014 9/5/2014 9/5/2014 9/8/2014 9/9/2014 9/9/2014 9/10/2014 9/10/2014 9/10/2014 9/1 1/2014 9/1 1/2014 9/12/2014 9/15/2014 9/15/2014 9/15/2014 9/16/2014 9/16/2014 9/16/2014 9/17/2014 9/17/2014 -200 0000 -200 0000 -652 0000 -1,428 0000 -92 0000 -57,973 9900 -164 0000 -241 0000 -48,1 13 9800 -2,300 0000 -35 0000 -500 0000 -257 0000 -3,753 0000 -700 0000 -258 0000 -155.0000 -120,686 8800 -500 0000 -422 0000 -166,728 3500 -200 0000 -300 0000 -1 1 3.0000 -600 0000 -2,300 0000 -1 17 0000 -183 0000 -73,493.5400 -183 0000 -600 0000 -300 0000 -183 0000 -500 0000 -385 0000 465,244 2600 -157 0000 -762 0000 -18,038 71 00 ?170 0000 -797 0000 -200.0000 ~200 0000 -300 0000 8,667 90 6,901 89 28,580 76 62,626 41 9,135 02 57,973 99 16,125 89 10,571 32 48,113.98 54,729 10 3,435.57 11,742 05 25,203.48 3,365 49 16,467 55 25,571.95 15,391 62 120,686 88 11,827 33 95,708 45 166,728 35 6,825 97 6,997 87 11,110 49 25,309 71 53,637.65 11,613 25 18,072 78 73,493 54 18,025 32 24,749 05 6,877.39 17,957.33 11,469 90 38,099 35 465,244.26 15,567 95 33,305.44 18,038 71 17,001 98 34,793.62 7,528.81 8,176 74 11,209 28 -5,379 01 -5,235 22 -28,970 38 -58,449 49 -5,974 69 -57,973 99 -10,650.53 -9,711 84 48,113 98 ?51 ,617 66 -2,272 98 -11,221 23 -16,690 16 -3,204 98 -15,709 72 -16,755 10 -10,066 05 120,686 88 ?11,203 95 -68,861 96 166,728 35 -5,235 22 ?6,680 90 ?7,338 48 -16,117.29 -51,220.20 -7,598 24 -11,884 43 -73,493 54 -11,884 43 -16,117 29 -6,680 90 ?11,884 43 -11,134 83 -25,002 77 465,244 26 -10,195 93 -30,707 15 -1 8,038 71 -11,040 18 -32,117.59 ?10,790 26 -5,372 43 -16,185 38 5,639 74 1,782 14 -389 62 4,176 92 3,098.81 0 00 5,400 19 859 48 0.00 3,536 16 1,147 49 652 95 8,469.35 160 51 1,084 51 8,800 44 5,315 69 0 00 855 56 26,846 49 0 00 1,784 42 515 51 3,898 47 16,360 96 3,818 54 4,154 44 6,419 46 0 00 6,419 46 16,185.03 496 91 6,347 59 852 37 13,606 15 0 00 5,583 29 2,598 29 0 00 6,187 20 2,676 03 -1 209.65 5,380 33 -1,881 35 310 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION 1 TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF10030002 LHBF10030002 LHBF10030002 LH BF10030002 LH BF 1 0030002 LH BF 1 0030002 LH BF10030002 LHBF10030002 LH BF10030002 LH BF10030002 LH BF10030002 LH BF10030002 LH BF10030002 LH BF10030002 LH BF10030002 LH BF10030002 LH BF10030002 LH BF 1 0030002 LH BF 1 0030002 LH BF 1 0030002 LHBF10030002 LHBF10030002 LH BF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF 1 0030002 LHBF10030002 LHBF10030002 EF7062716 G0408V102 056752108 EF7062716 EF7062716 01609VV102 996192472 996192472 FK6490924 FJ6639168 FJ6841103 FJ6591807 FK6771729 ESBOCDLF5 ENBSYOJDZ EN7154185 EXBZBODG6 E87110723 EF5997111 EX0884703 ES7103066 EX0870611 EF7062716 EN4148818 EF4834778 EX0237407 EX0028269 SNB1VQF41 EX882YXVV2 504169217 ED7021964 EXBTT7729 EF7062716 H84989104 N02454246 GO408V102 038222105 G0450A105 056752108 62554F113 G1151C101 SODEXO SA AON PLC BAIDU INC SODEXO SA SODEXO SA ALIBABA GROUP HOLDING LTD FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 KIA MOTORS CORP NIFCO STANLEY ELECTRIC CO LTD CREDIT SAISON CO LTD SAMSUNG ELECTRONICS CO LTD PARGESA HOLDING SA TNT EXPRESS NV QINETIQ GROUP PLC ING GROEP NV REED ELSEVIER PLC COMPASS GROUP PLC ADECCO SA SOCIETE TELEVISION FRANCAISE 1 TESCO PLC NOVARTIS AG LLOYDS BANKING GROUP PLC SODEXO SA REED ELSEVIER NV VIVENDI SA DIAGEO PLC AMEC FOSTER WHEELER PLC ORKLA ASA ISS AIS VESUVIUS PLC CARLSBERG DEUTSCHE BOERSE AG ROYAL BANK OF SCOTLAND GROUP SODEXO SA TE CONNECTIVITY LTD IMPERIAL OIL LTD AON PLC APPLIED MATERIALS INC ARCH CAPITAL GROUP LTD BAIDU INC COVIDIEN PLC ACCENTURE PLC 9/17/2014 9/17/2014 9/17/2014 9/18/2014 9/19/2014 9/19/2014 9/23/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9125/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 9/25/2014 -182 0000 -924 0000 -328 0000 -192 0000 -191 0000 -1.816 0000 -32.419.9300 -11.289 2300 -2.187.0000 ?1.000 0000 -4. 100 0000 -4.000 0000 -1 60.0000 -2,210.0000 6,534 0000 -1 6.324 0000 -16,284 0000 -15.758 0000 -18.253 0000 -1.557 0000 -5.183 0000 -44.41 4. 0000 1 51 0000 -106.938 0000 -790 0000 -1,527.0000 -2.416 0000 -2,289.0000 ?3,730 0000 -8,588.0000 -3.755 0000 -10.925 0000 -1.204 0000 -921 0000 -36,547 0000 -192 0000 -88 0000 -3.629 0000 -1,798.0000 -7,103 0000 -3.295 0000 -962 0000 -2.716.0000 -921 0000 18.180 93 80.549 76 71,184 82 19,306 93 19,095.89 170,346 29 32.419 93 11,289.23 11 1.622 50 32.043 47 92.549 09 79.405 29 176.782 59 178,143.23 41.746 00 59.220 67 234,368 15 253,182 30 284.034 96 107,177 64 70,171 61 139.529 13 200.752 37 132,984.52 77.552 30 34.469 23 58.585 08 66.455 42 66.106 98 76,469.42 104.394 18 83,066.33 109.034 14 63,678 19 215,553 93 19.077 78 5.235 76 170,519 80 155,128 01 152.640 09 178.420 30 209,259.23 240.061 93 72.720 55 41,519.49 45,255 24 53.523 04 42.455 91 42,403.97 423.455 00 22.419 93 41.259 23 425.953 45 25.175 09 91.305 55 412.475 51 225,041.34 474.573 91 51.259 72 59.325 54 229,551.49 241.552 50 295.931 47 429.955 97 97.541 99 255,057.55 459.555 12 443.132 29 -51.304 39 24,591 55 55.05235 23.557 55 20,220 73 57,552.50 425,379.92 435.499 50 429,595 95 23.374 59 215.591 55 42.455 91 4,545 35 455.592 53 435.119 95 434.599 57 494.055 55 430.554 52 202.349 71 -75,223 55 6.578 31 35.264 52 17,661 78 7,125.01 7,098 78 46.858 29 0 00 0 00 44.937 44 7.905 07 7,128 83 -28.021 82 48.446 83 -6.182 70 ?16,503.08 2.751 46 21,147 60 16,618 22 -13,748 98 -15.584 58 -22.766 37 -124.315.62 39.640 08 -7.049.83 28,478 09 1.811 25 -2.541 45 -7,431 59 -2.948 53 12.638 86 -13.847.95 -3.498 39 -14.031 77 4.969 33 -6,380 17 7.157 49 590.38 7.388 72 67,008.03 17.940 22 -15,648 28 78,394.71 37.712 22 -3.503 10 REPORTING ACCOUNT NUMBER LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF10030002 LH BF10030002 LH BF10030002 LH BF10030002 LH BF 1 0030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 1-- LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF10030002 LH BF10030002 LHBF10030002 LH BF10030002 LH BF10030002 LHBF10030002 LH BF 1 0030002 LHBF10030002 LH BF 1 0030002 LH BF 1 0030002 LH BF 1 0030002 LH BF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF10030002 SECURITY ID Y2573F102 EXBQ1XTV2 996192472 EF7062716 EF7062716 996192472 EF7062716 H84989104 NC2454246 G0408V102 H84989104 996192472 EF7062716 N02454246 996192472 EF7062716 EF7062716 EF7062716 996192472 996192472 EF7062716 G1151C101 GO408V102 G0408V102 996192472 FJ6775434 EF7062716 G1151C101 G1151C101 EF7062716 G1151C101 G1151C101 G1151C101 EF7062716 FHBN7ZDG2 996192472 FHBN7ZDG2 EF7062716 GO408V102 FHBN7ZDG2 G0408V102 996192472 FHBN7ZDGZ EF7062716 DESCRIPTION 1 FLEXTRONICS INTERNATIONAL LTD ALENT PLC FEDERATED GOVERNMENT OBLIG 5 SODEXO SA SODEXO SA FEDERATED GOVERNMENT OBLIG 5 SODEXO SA TE CONNECTIVITY LTD IMPERIAL OIL LTD AON PLC TE CONNECTIVITY LTD FEDERATED GOVERNMENT OBLIG 5 SODEXO SA IMPERIAL OIL LTD FEDERATED GOVERNMENT OBLIG 5 SODEXO SA SODEXO SA SODEXO SA FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 SODEXO SA ACCENTURE PLC AON PLC AON PLC FEDERATED GOVERNMENT OBLIG 5 SANKYO CO LTD SODEXO SA ACCENTURE PLC ACCENTURE PLC SODEXO SA ACCENTURE PLC ACCENTURE PLC ACCENTURE PLC SODEXO SA TIANHE CHEMICALS GROUP LTD FEDERATED GOVERNMENT OBLIG 5 TIANHE CHEMICALS GROUP LTD SODEXO SA AON PLC TIANHE CHEMICALS GROUP LTD AON PLC FEDERATED GOVERNMENT OBLIG 5 TIANHE CHEMICALS GROUP LTD SODEXO SA TXN CODE TRADE EX DATE 912512014 912512014 912612014 91261201 4 9129/2014 9130/2014 9130/2014 9130/2014 9130/2014 9130/2014 9130/2014 1011 12014 1011/2014 1011/2014 101212014 101212014 101312014 101612014 101612014 101712014 101712014 101712014 101712014 101712014 101812014 101812014 101812014 101812014 101812014 101812014 101912014 101912014 101912014 10/9/2014 101912014 101912014 1011312014 1011312014 1011312014 1011412014 1011412014 1011512014 10115/2014 10115/2014 UNITS -11.126 0000 -10.164 0000 -7.690 7000 -180 0000 -170 0000 -3.350.299 7000 -217 0000 -1.098 0000 ?442 0000 -1.020 0000 ?1 .288 0000 -50.239 7800 -145 0000 -0 31 10 48.588 2800 -94 0000 -201 0000 -112 0000 -376.920 9100 -340.444 7100 -11 1 0000 -662 0000 -1.692 0000 -412 0000 -151.728 4300 -800 0000 -71 0000 -2.881 0000 -1.153 0000 -166 0000 420.0000 -335.0000 -295 0000 -73.0000 -700.000 0000 -37.101.8600 -132.000 0000 -55 0000 -461 0000 -78.000 0000 439.0000 442.948 9700 -86.000 0000 -55 0000 BASE AMOUNT 116.709 15 57.069 57 7.690 70 17.589 85 16.595 72 3.350.299 70 21.171 38 61 ,552 07 21.023 95 89.373 48 71.018.87 50.239.78 14.096 22 14 90 48.588 28 9.071 08 18.913 92 10.623 49 376.920 91 340.444 71 10.388 60 52.824 11 146.322 61 35.665 06 151 .728.43 28.128 21 6.596 89 229.605.43 91.422 22 15,480.13 33.419 12 26.748.71 23.387.08 6.838.47 127.463 88 37.101 86 27.254 94 5.086 15 37.117 51 14.505 80 35.285 68 142.948 97 15.799 47 5.118 63 BASE COST 404.845 67 -58.303 87 -7.690 70 -11.689 61 41.040 18 3.350299 70 44.092 47 -57.961 66 49.462 53 49.990 20 -67.991.46 50.239 78 -9.416 63 -14 90 48.588 28 -6.104 57 -1 3.053 39 -7.273 53 -376.920 91 340.444 71 -7208 59 ?51.436 67 -82.924 92 -20.192 12 -151 .728 43 -43.161 02 -4.610 90 470.153 21 -50.647 83 -10.780 42 48,449 34 44.715 55 -12.958 46 44.740 79 -210.112 08 -37.101 86 -38.910 27 -3.571 82 22.593 61 ?22.947 68 -21.515 39 -142.948 97 25.131 28 -3.571 82 BASE INVESTMENT GAIN LOSS 11.863 48 -1.405 57 0 00 6.479 48 6.114 87 0 00 7.886 01 3,590 41 4.057 48 39.383 28 3.027 41 0 00 5.259 96 0.00 0 00 3.296 69 6.771 47 3,810 68 0 00 0 00 3.57904 1.387 44 63.397 69 15.472 94 0 00 -7.001 43 2.208 33 59.452 22 40.774 39 5.221 45 14.969.78 12.033 16 10.428 62 2.313 71 -82.566 05 0 00 ~11.628 72 1.688 24 14.523 90 -8.431 67 13.770 29 0 00 -9.318 78 1.689 05 312 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION I TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF 1 0030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF 1 0030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 GO408V102 G0408V102 996192472 FHBN7ZDG2 GO408V102 996192472 FHBN7ZDGZ G0408V102 FHBN7ZDG2 EF7062716 GO408V102 G0408V102 EF7062716 G0408V102 GO408V102 G0408V102 FHBN7ZDGZ EF7062716 FHBN7ZDGZ EF7062716 FHBN7ZDGZ EF7062716 EF7062716 996192472 996192472 EF7062716 H84989104 996192472 EF7062716 EXBZBODG6 EF7062716 EXBZBODGB H84989104 EF7062716 H84989104 904767704 EF7062716 EF7062716 EF7062716 FJ6591807 FJ6775434 EF7062716 AON PLC AON PLC FEDERATED GOVERNMENT OBLIG 5 TIANHE CHEMICALS GROUP LTD AON PLC FEDERATED GOVERNMENT OBLIG 5 TIANHE CHEMICALS GROUP LTD AON PLC TIANHE CHEMICALS GROUP LTD SODEXO SA AON PLC AON PLC SODEXO SA AON PLC AON PLC AON PLC TIANHE CHEMICALS GROUP LTD TIANHE CHEMICALS GROUP LTD SODEXO SA TIANHE CHEMICALS GROUP LTD SODEXO SA TIANHE CHEMICALS GROUP LTD SODEXO SA SODEXO SA FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 SODEXO SA TE CONNECTIVITY LTD FEDERATED GOVERNMENT OBLIG 5 SODEXO SA REED ELSEVIER PLC SODEXO SA REED ELSEVIER PLC TE CONNECTIVITY LTD SODEXO SA TE CONNECTIVITY LTD UNILEVER PLC SODEXO SA SODEXO SA SODEXO SA CREDIT SAISON CO LTD SANKYO CO LTD SODEXO SA QINETIQ GROUP PLC 10/15/2014 10/15/2014 10/16/2014 10/16/2014 10/16/2014 10/17/2014 10/17/2014 10/17/2014 10/20/2014 107202014 10/20/2014 1072012014 10/21/2014 10/21/2014 10/21/2014 10/21/2014 10/21/2014 10/22/2014 10/22/2014 10/23/2014 10/23/2014 10/24/2014 10/24/2014 10l27/2014 10l27/2014 10l28/2014 10/28l2014 10/28/2014 1072972014 10/29/2014 10/29/2014 10/29/2014 10/29/2014 10/29/2014 10/30/2014 10/30/2014 10/30/2014 10/31/2014 11/3/2014 1 1/4/2014 11/5/2014 11/5/2014 1 1/5/2014 11/5/2014 -691 0000 -2,670 0000 -2,201 7800 -84,000.0000 -2,043 0000 -40,774 2500 -82,000.0000 ?2,016.0000 -28,000 0000 -64 0000 -859.0000 -1 176 0000 -199 0000 -2,057 0000 -3,410 0000 -703 0000 -34,000 0000 -50,000 0000 -146 0000 -78,000 0000 ?214 0000 -96,000.0000 -170 0000 -192 0000 -9,377 6300 -26,293 0000 -57 0000 -528 0000 -1 59,477 9200 -53 0000 -5,502 0000 -88 0000 -2,248 0000 -3,560 0000 -60 0000 -5,091.0000 -2,985 0000 -344 0000 -164 0000 440.0000 -1,200 0000 -400 0000 ?108 0000 -2,223 0000 55,311 32 213,607 54 2,201 73 15,393 92 163,450.27 40,774 25 14,596 27 163,057 12 5,009 54 5,971.61 69,133 45 94,636.25 16,546 26 167,234.10 276,636 46 57,322 47 5,965 96 6,946 19 13,725.77 13,798 34 20,026 76 16,576 36 15,926 17 16,070 33 9,377 63 26,293 00 5,411 60 30,619 62 159,477.92 5,054.46 69,020 67 6,415 06 36,301.32 207,322.69 5,663.50 299,247 45 116,643 36 32,949 01 15,665 35 13,542.36 24,703 17 13,931 82 10,462 28 7,304 06 -33,865 91 130,856 70 -2,201 78 -24.360 07 100,127 43 -40,774.25 -23,586.27 -98,804.16 -8,000 57 ?4,156 30 42,099.59 -57,635 76 42,923 51 100,378.31 162,705 33 -31.942 42 -9,588 26 -14,100 37 -9,481 57 -21,962 59 43,897 64 -26,970 70 -11,040 19 -12,468.91 -9,377 63 -26,293 00 -3,701 71 -27,872.27 159,477.92 -3,441.94 -80,129 04 -5,714 92 -32.739.02 186,558.80 -3.896.54 161,607.18 120,289.82 -22,340 14 ?10,650.53 -9,091.92 -33,742 98 -21,560 51 -7,013 76 -7,920 27 21,445 41 62,950 64 0 00 -6,971 56 63,322 64 0 00 -6,976 55 64,252 96 -2,986.11 1,971 16 27,033.36 37,052 49 6,163 07 66,655 79 114,133.15 25,380 05 -3,617 60 -5,146 26 4,729 22 -8,151.96 6,666.37 40,376 09 5,446 21 6,173 72 0 00 0 00 1,365 73 2,747 35 0 00 1,752 39 9,599 96 2,932 93 3,651 16 20,763 69 2,013 96 137,640 27 .1 .646 46 12,147 54 5,604 61 5,034 95 -6,070 79 -2,641 96 3,972 60 -136 90 REPORTING ACCOUNT NUMBER LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF 10030002 LHBF 10030002 LHBF10030002 LH BF 1 0030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF 1 0030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LH BF 1 0030002 LH BF 1 0030002 LHBF10030002 LHBF10030002 SECURITY ID J6591 807 EXBOWMWD5 EF7062716 EXBOWMWD5 EF7062716 EF706271 6 EXBOWMWD5 EXBOWMWD5 EXBOWMWD5 056752108 EXBOWMWD5 9961 92472 EXBOWMWD5 FJ6483807 6775434 EXBOWMWD5 FJ6483807 EXBOWMWD5 EXB2 BODG6 EXBZBODGS 996192472 EXB2 BODG6 EXB2 BODG6 996192472 FJ 6775434 996192472 9961 92472 FJ 6775434 996192472 FJ6775434 996192472 996192472 FJ6483807 J6841 103 FJ6639168 FJ6775434 H84989104 FJ6483807 DESCRIPTION QINETIQ GROUP PLC CREDIT SAISON CO LTD QINETIQ GROUP PLC SODEXO SA QINETIQ GROUP PLC SODEXO SA SODEXO SA QINETIQ GROUP PLC QINETIQ GROUP PLC QINETIQ GROUP PLC BAIDU INC QINETIQ GROUP PLC QINETIQ GROUP PLC FEDERATED GOVERNMENT QINETIQ GROUP PLC KAO CORP SANKYO CO LTD QINETIQ GROUP PLC QINETIQ GROUP PLC KAO CORP QINETIQ GROUP PLC QINETIQ GROUP PLC QINETIQ GROUP PLC REED ELSEVIER PLC QINETIQ GROUP PLC REED ELSEVIER PLC FEDERATED GOVERNMENT REED ELSEVIER PLC REED ELSEVIER PLC FEDERATED GOVERNMENT SANKYO CO LTD FEDERATED GOVERNMENT FEDERATED GOVERNMENT SAN KYO CO LTD FEDERATED GOVERNMENT SANKYO CO LTD FEDERATED GOVERNMENT FEDERATED GOVERNMENT KAO CORP STANLEY ELECTRIC CO LTD NIFCO SANKYO CO LTD TE CONNECTIVITY LTD KAO CORP OBLIG 5 OBLIG 5 OBLIG 5 OBLIG 5 OBLIG 5 OBLIG 5 OBLIG 5 OBLIG 5 TXN CODE TRADE EX DATE 11/5/2014 11/6/2014 11/6/2014 11/6/2014 11/7/2014 11/7/2014 11/10/2014 11/10/2014 11/10/2014 11/11/2014 11/11/2014 11/12/2014 11/12/2014 11/13/2014 11/13/2014 11/14/2014 11/14/2014 11/14/2014 11/17/2014 11/18/2014 11/18/2014 11/18/2014 11/19/2014 11/19/2014 11/20/2014 11/20/2014 11/21/2014 11/21/2014 11/21/2014 11/26/2014 11/26/2014 11/28/2014 12/2/2014 12/3/2014 12/3/2014 12/4/2014 12/5/2014 12/8/2014 1219/2014 12/9/2014 12/9/2014 12/9/2014 12/9/2014 12/10/2014 UNITS -2.560 0000 -300 0000 ~1.935 0000 -234 0000 -1.721 0000 -195 0000 -160 0000 -2.572 0000 -2.201 0000 ?2.511 0000 -41 0.0000 -1.515 0000 -1.515 0000 ?20.074 0100 ?1.521 0000 -2.900 0000 -200 0000 -1,531 0000 -1,545 0000 -3.000 0000 -1,545 0000 -1,545.0000 -1.552 0000 -4.157 0000 -1.555 0000 -4.701 0000 -25.902 2400 -477.0000 -1.246 0000 -23.311 9200 -100.0000 -7.1 12.4900 -5.959 6100 -300.0000 -10.1 16 5400 -300 0000 458.745 6200 -69.813 4000 -1.000 0000 -300 0000 -200.0000 ?200 0000 -248 0000 -200 0000 BASE AMOUNT 8.395 81 6.159.20 6.323 12 22.494 76 5.632 92 18.653 50 15.345 65 8.389 14 7,234 89 8.288 27 101.102 16 4.973 96 4.973 00 20.074 01 4,982 19 111.982 89 6.628 08 4.978 20 4.988 02 115.306 13 5.020 88 4.999 58 5.009 11 69.337 66 5.008 35 78.130 88 25.902 24 7.912 25 20.654 34 23.311 92 3.262 35 7.112 49 5,959 61 9.901 21 10,116 54 9.889 76 458.745 62 69.813 40 38.104 46 6.852 83 6,727.30 6,743 75 15.925 03 7.573 59 BASE COST -9.108 12 -8.435 75 -6.874 67 45,196 49 -6.101 89 -12.663 74 -10.390 76 -9.083 13 -7.789 43 -8.867.71 ?39.165 46 -5.350 29 -5.350 29 -20.074.01 -5.371 47 -77.520 69 -10,790 26 -5.405 25 -5.454 10 -79.925 83 -5.449 20 -5,417 09 -5.415 06 -60.540 97 ?5,400 90 -68,463 57 -25.902 24 -6.946 85 -18.146 27 -23.311 92 -5.395 13 -7.112.49 -5.959 61 -16.185 38 -10.116 54 -16.185 38 458.745 62 -69.813 40 -26,623 41 -6.680 90 -5.235 22 -10.790.26 -7.872 44 -5.320 55 BASE INVESTMENT GAIN LOSS -186 87 -1.523 33 -95 46 8.523 86 -65 39 7.041 72 5.781 87 -476 58 -184 32 -367.95 61.936 70 -235 56 -236 55 0 00 -217.68 81.148 54 -1.623 24 -131 61 -135 86 83.023 11.505 49 -65 06 12.533 50 0 00 1.267 95 3.297 86 0 00 -842 O6 0 00 0 00 -2.119 98 0 00 -2.128 03 0 00 0 00 28.268 47 1.295 24 2,594.81 -1.265 10 8.052 59 5.611 87 314 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION I TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LH BF10030002 LHBF10030002 LH BF 1 0030002 LH BF10030002 LH BF10030002 LH BF10030002 LH BF10030002 LH BF10030002 LH BF 1 0030002 LHBF10030002 LH BF10030002 LHBF10030002 LHBF10030002 LH BF10030002 LH BF10030002 LHBF10030002 LH BF 1 0030002 FJ6775434 996192472 FJ6483807 996192472 FJ6483807 FJ6775434 996192472 FJ6483807 996192472 FJ6483807 FJ6841103 FJ6639168 FJ6841103 FJ6841103 FJ6639168 FJ6639168 FJ6775434 SANKYO CO LTD FEDERATED GOVERNMENT OBLIG 5 KAO CORP FEDERATED GOVERNMENT OBLIG 5 KAO CORP SANKYO CO LTD FEDERATED GOVERNMENT OBLIG 5 KAO CORP FEDERATED GOVERNMENT OBLIG 5 KAO CORP STANLEY ELECTRIC CO LTD NIFCO STANLEY ELECTRIC CO LTD STANLEY ELECTRIC CO LTD NIFCO NIFCO SANKYO CO LTD 12/10/2014 12/17/2014 12/17/2014 12/18/2014 12/18/2014 12/18/2014 12/19/2014 12/1 912014 12/22/2014 12/22/2014 12/22/2014 12/24/2014 12/24/2014 12/26/2014 12126/2014 12/29/2014 12/30/2014 -400 0000 -74,323 8300 -500 0000 -223,849 6900 -300 0000 -200 0000 -370,683.9600 -1,100 0000 -109,915 2300 -1,900 0000 -300 0000 -600.0000 -500 0000 -100 0000 ?200.0000 -200 0000 -200 0000 13,555.70 74,323 83 19.586 60 223,849 69 11,619.92 6,761 98 370,683 96 42,424 90 109,915 23 74,481.29 6,551.21 20,344 36 10,982.48 2,171.49 6,642 80 6,645 01 6,975.67 -21,580 51 -74,323.83 -13,301.37 -223,849.69 -7,980 82 -10,790 26 -370,683 96 -29,262 92 -109,915 23 -50,544 56 -6,680 90 45,705.66 -1 1,134.82 -2,226 96 41,668.37 4,664 58 -10,790 26 -2,463 65 0.00 14,643 28 0 00 8,800.93 -1,249 40 0.00 32,313 73 0 00 58,013 26 1,004 42 8,277 05 1,811 75 332.03 5,415 54 5,257 09 -903 99 Journal Entry for Future Gain/Loss TOTAL 37,939,039.46 37,939,039.46 (35,015,207.59) (35.015.207.59) Settled Interest Recewed- Currency gain/loss Foreign Exchange Contract- Currency gain/loss Forelgn Exchange Contract- Settlement gain/loss Base Currency gain/loss Base trade and settlment gain/loss Currency Gain/loss on NC100 3,112,592.34 3,112,592.34 1,263.36 (156.15) 146,318.24 (188,780.03) (5,870.47) (47,225.05) 316 REPORTING ACCOUNT NUMBER LHBF10020002 LHBF10020002 LHBF10020002 LHBF10020002 LHBF10020002 SECURITY 11) DESCRIPTION 1 NA91 23459 99WAE868 NA91 23459 99WAE868 99WAE868 USD (UNITED STATES DOLLAR) BAILLIE GIFFORD - INTL - LC USD (UNITED STATES DOLLAR) BAILLIE GIFFORD - INTL - LC BAILLIE GIFFORD - INTL - LC TXN CODE CD CW CD CD TRADE EX DATE 3/5/2014 9/24/2014 UNITS 0.0000 -328,372.4840 9/30/2014 0 0000 12/29/2014 0 0000 1 2129/2014 - BASE AMOUNT 4,300,000.00 4,000,000.00 4,000,000.00 974,182.33 3,111,383.40 BASE COST 0.00 -4,150,733.60 0.00 0.00 BASE INVESTMENT GAIN LOSS 0.00 ?1 50,733.60 0.00 0.00 3,111,383.40 Journal Eng for Future Gain/Loss 8,385,565.73 (4,150,733.60) 2,960,649.80 TOTAL 8,385,565.73 (4,150,733.60) Settled Interest Received- Currency gain/loss Foreign Exchange Contract- Currency gain/loss Foreign Exchange Contract- Settlement gain/loss Base Currency gain/loss Base trade and settlment gain/loss Currency Gain/loss on 2,960,649.80 - 318 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION I TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LH BF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 0595OBAG9 05950AAR7 46629DAW5 21 O75WEDB 05950AAR7 05950BAGQ 25150NAT1 46629DAW5 059508AGQ 628530A20 0595OBAG9 12668 EAJ6 46629 DAW5 21 075WE D3 25150NAT1 05948KM97 059508AGQ 1 2668EAJ6 0595OBAGQ 12668WAC1 251 50NAT1 46629DAW5 05950BAGQ 12668WAC1 25150NAT1 059508AG9 25150NAT1 46629DAW5 1 2668EAJ6 12666WAC1 05948KM97 05950AAR7 12668BEY5 BANC OF AMERICA ALTERNA 9 1033 BANC OF AMERICA ALTERNAT 5 BANC OF AMERICA ALTERNA 4 3CB4 JP MORGAN MORTGAGE TRU 2A4R CONTIMORTGAGE HOME EQUITY 1 A9 BANC OF AMERICA ALTERNA 9 1CB3 BANC OF AMERICA ALTERNA 4 3084 BANC OF AMERICA ALTERNAT 5 DEUTSCHE ALT-A SECURIT AR5 21A JP MORGAN MORTGAGE TRU 2A4R BANC OF AMERICA ALTERNA 9 1CB3 BANC OF AMERICA ALTERNA 4 3CB4 BANC OF AMERICA ALTERNAT 5 MYLAN INC 144A MYLAN INC BANC OF AMERICA ALTERNA 9 1CB3 BANC OF AMERICA ALTERNA 4 3CB4 BANC OF AMERICA ALTERNAT 5 ALTERNATIVE LOAN TRUST J5 3A1 JP MORGAN MORTGAGE TRU 2A4R CONTIMORTGAGE HOME EQUITY 1 A9 DEUTSCHE ALT-A SECURIT AR5 21A BANC OF AMERICA ALTERNA 9 1083 BANC OF AMERICA ALTERNA 4 3CB4 BANC OF AMERICA ALTERNAT 5 ALTERNATIVE LOAN TRUST J5 3A1 BANC OF AMERICA ALTERNA 9 1CB3 BANC OF AMERICA ALTERNA 4 3CB4 BANC OF AMERICA ALTERNAT 5 ASSET-BACKED 4 A3 DEUTSCHE ALT-A SECURIT AR5 21A JP MORGAN MORTGAGE TRU 2A4R BANC OF AMERICA ALTERNA 9 1033 BANC OF AMERICA ALTERNA 4 3084 BANC OF AMERICA ALTERNAT 5 ASSET-BACKED 4 A3 DEUTSCHE ALT-A SECURIT AR5 21A BANC OF AMERICA ALTERNAT 5 DEUTSCHE ALT-A SECURIT AR5 21A JP MORGAN MORTGAGE TRU A7 2A4R ALTERNATIVE LOAN TRUST J5 3A1 ASSET-BACKED 4 A3 BANC OF AMERICA ALTERNA 9 1CB3 BANC OF AMERICA ALTERNA 4 3CB4 ALTERNATIVE LOAN TRUS 6506 3A1 12/31/2013 12/31/2013 12/31/2013 12/31/2013 1/31/2014 1/31/2014 1/31/2014 1/31/2014 1/31/2014 2/28/2014 2/28/2014 2/28/2014 2/28/2014 3/4/2014 3/4/2014 3/31/2014 3/31/2014 3/31/2014 3/31/2014 3/31/2014 4/7/2014 4/30/2014 4/30/2014 4/30/2014 4/30/2014 4/30/2014 5/30/2014 5/30/2014 5/30/2014 5/30/2014 5/30/2014 5/30/2014 6/30/2014 6/30/2014 6/30/2014 6/30/2014 6/30/2014 7/31/2014 7/31/2014 7/31/2014 7/31/2014 7/31/2014 7/31/2014 7/31/2014 7/31/2014 -265 3300 -1.895.9800 -61 0 1800 -134.2700 0 6500 -388 3300 -204 5000 -3,563 4300 -1,033.7000 -1 7400 -17? 8300 -957 6200 -925 7500 -150,000 0000 150,000 0000 -26 3930 ~564 4820 -1,837 6700 51 0180 8 6400 -0 4500 -4,591 4000 8100 -3?0 5900 -2, 126 3800 14 6300 -60 5600 -835 0900 -2,457 9900 -1,096 1 100 -631 5700 3 4800 -14 5400 -1 13 8400 -369 1 100 -903 4700 -51? 1 600 -468 4000 -98.0700 13 7100 -233 8300 -1 ,873 2000 -79 5100 -307 7300 -138 2800 0 00 0 00 0 00 0.00 0.0.00 0 00 0.00 0 00 0 00 0.0.0.00 0.0.00 0.00 000 000 000 000 000 000 -266 49 -1,888 2? -610 99 -134 56 0 65 -390 03 ?204.?7 -3,548 93 -1,040 64 -1 74 ?1?8 61 -958 89 -921 98 -149,887 50 149,887 50 -26 51 -565 23 ?1,830 4,622.25 -78 15 -371 08 -2,117 73 14 63 -60 82 -836 20 -2,44? 99 -1,096 11 -635 -367 61 -903 4? -520 63 466.49 ?98 73 0 00 -235 51 -1,873.19 -79 86 -308 14 -13? 68 -266 49 -1 .666 27 -610.99 434.56 0 65 -390 03 -204 77 -3.548 93 .1 .040 64 -1 74 478.61 -958 89 -921.98 449,887.50 149,887.50 -26 51 -565 23 -1,830 19 51 01 0 00 -0.45 -4,622 25 -78 15 -3?1 08 ?2,1 1? 73 14.63 -60.82 -836 20 -2,44? 99 4,096 11 -635 81 0 00 -14 60 -1 13.99 -367 61 -903 4? -520 63 466.49 -98 73 0 00 -235 51 -1,873.19 ~79 86 -308 14 -13? 68 319 REPORTING ACCOUNT NUMBER LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LH BF30010002 LH BF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 SECURITY ID 05948KM97 05950AAR7 05950BAGQ 1 2668WAC1 251 50NAT1 46629 DAW5 05948KM97 05950AAR7 059506AG9 251 50NAT1 46629DAW5 12668BEY5 1 2668WAC1 1 2668WAC1 05948KM97 05950AAR7 05950BAG9 251 50NAT1 4662QDAW5 1 2668WAC1 05948KM97 05950AAR7 05950BAG9 25150NAT1 46628VAE6 46629 DAW5 1 6162WCV9 251 50NAT1 22238HAH 3 31 32H LM34 3138ESCH9 3138LTJ02 3138LUS30 31 335HUM3 31336WCQO 3138ASR53 31 38A1VP3 31 38A2G R4 31283K6G8 3129ZGZF6 3128MMQP1 31292K2X4 312928A02 312923A03 3128M6AX6 DESCRIPTION I BANC OF AMERICA ALTERNA 9 1083 BANC OF AMERICA ALTERNA 4 3CB4 BANC OF AMERICA ALTERNAT 5 CB7 ASSET-BACKED 4 A3 DEUTSCHE ALT-A SECURIT AR5 21A JP MORGAN MORTGAGE TRU A7 2A4R BANC OF AMERICA ALTERNA 9 1083 BANC OF AMERICA ALTERNA 4 3CB4 BANC OF AMERICA ALTERNAT 5 CB7 DEUTSCHE ALT-A SECURIT AR5 21A JP MORGAN MORTGAGE TRU A7 2A4R ALTERNATIVE LOAN TRUS BSCB 3A1 ASSET-BACKED 4 A3 ASSET-BACKED 4 A3 BANC OF AMERICA ALTERNA 9 1033 BANC OF AMERICA ALTERNA 4 3CB4 BANC OF AMERICA ALTERNAT 5 C87 DEUTSCHE ALT-A SECURIT AR5 21A JP MORGAN MORTGAGE TRU A7 2A4R ASSET-BACKED 4 A3 BANC OF AMERICA ALTERNA 9 1CB3 BANC OF AMERICA ALTERNA 4 3CB4 BANC OF AMERICA ALTERNAT 5 GET DEUTSCHE ALT-A SECURIT AR5 21A JP MORGAN ALTERNATIVE SS A3A JP MORGAN MORTGAGE TRU A7 2A4R CHASE MORTGAGE FINANCE S13 A11 DEUTSCHE ALT-A SECURIT AR5 21A FINANCIAL CORP POOL FNMA POOL FNMA POOL FNMA POOL POOL POOL FNMA POOL FNMA POOL FNMA POOL POOL POOL POOL POOL POOL POOL #00-9015 POOL TXN CODE TRADE EX DATE 8/29/2014 8/29/2014 8/29/2014 8/29/2014 8/29/2014 8/29/2014 9/30/2014 9/30/2014 9/30/2014 9/30/2014 9/30/2014 9/30/2014 9/30/2014 10/31/2014 10/31/2014 10/31/2014 10/31/2014 10/31/2014 10/31/2014 11/28/2014 11/28/2014 11/28/2014 11/28/2014 11/28/2014 11/28/2014 1 1/28/2014 3/21/2014 4/28/2014 9/25/2014 1/1/2014 1/1/2014 1/1/2014 1/1/2014 1/1/2014 1/1/2014 1/1/2014 1/1/2014 1/1/2014 1/1/2014 1/1/2014 1/1/2014 1/1/2014 1/1/2014 1/1/2014 1/1/2014 UNITS ?47 7300 -356 3200 -236.7400 -960 3500 -949 4300 -320 6600 -21 6700 ~221.4900 -1.198 6700 -2 3700 -1 1 9.5500 1 7200 -2.31 2.4100 -1.604 6800 -182.8900 -489 2400 429.6200 -954 9600 7 8400 -1.320 5800 -142 8800 -198 8400 -280 8700 -837 7900 -442 9900 -80 6400 0 0000 0 0000 0 0000 -1.440 0300 -2.238 6000 -1.130 9900 -2. 102 8300 -1 35. 3300 -643 2400 -1.821.7300 ?336 2300 -5.783 9200 620 7300 -139 6100 -3.286.7600 -6.045 1900 -1.972 8900 -1.306 4900 -1.572 2800 BASE AMOUNT 0.0.0.00 37 32 6.127 47 10 14 1.440 03 2,238.60 1,130 99 2.102 83 135 33 643 24 1,821.73 336 23 5.783 92 620 73 139 61 3.286 76 6.045.19 1.972 89 1.306 49 1.572 28 BASE COST -47 94 -356 79 ?235.78 -960 35 -955 81 -321 36 -21.76 -221 78 -1.193 79 -2 39 -119 81 0.00 -2.312 40 -1.604 67 -183 69 -489.89 ?427.87 -961 38 0 00 ?1.320 58 -143.50 -199 10 -279 73 -843 42 -442 -1.516 87 -2.357 53 -1.168 81 -2.207 31 -137 99 -622 33 ?1,901 .15 ?339.91 -6.079.44 ?626.36 -140 61 -3.291 38 ?6.325 25 4.993 39 -1.363 24 -1.664 90 BASE INVESTMENT GAIN LOSS -47 94 -356 79 -235 78 -960 35 -955 81 -321 36 -21 76 -221 78 -1.193.79 -2.39 -119 81 0 00 -2.312 40 -1.604.67 -183 69 -489 89 -427.87 -961 38 0 00 -1,320 58 -143 50 -199 10 -279 73 -843 42 ?442 95 -80 82 37.32 6.127 -104.48 -2 66 20.91 -79.42 -3 68 ~295 52 -5 63 -1.00 -4.62 -280 06 ~20.50 -56 75 ?92 62 320 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION 1 TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF30010002 LH BF 30010002 LHBF 30010002 LHBF30010002 LH BF 30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF 30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 3128M6N06 3129413N5 312945084 3128QOGE1 31326UKK9 31371KWE7 31371 K2V2 31371LDQQ 31371 LEW5 31407YR68 314020024 314020Y39 3140206T3 31402RF87 31402RSNO 31391 HAM6 31403DBY4 31418AM39 31418WPG9 36202 FHY5 31419A4N4 3141 QBBT1 36202FPG5 36179ME48 36179MNH9 36202FGDZ 362253G36 31358EPR7 31358E7W6 313603NF5 929766TM5 25150NAT1 05948KWX3 05948KYA1 31403DDX4 3141 BM H39 05948KJR1 36185HEB5 46628VAE6 760985C90 761 128HY9 31393ANA1 07325VACB 12668EAJ6 46630PAGO FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA POOL POOL POOL POOL POOL POOL #0254545 POOL #0254688 POOL #025491 1 POOL #0254949 POOL #0844809 POOL #0725589 POOL #0735230 POOL #0735382 POOL #0735591 POOL #0735925 POOL #0677012 POOL #0745355 POOL POOL GNMA II POOL #0004747 FNMA FNMA POOL POOL GNMA POOL #0004923 GNMA POOL GNMA II POOL GNMA II POOL #0004696 GNMA FNMA GTD REMIC 90-68 FNMA GTD REMIC 90?109 FNMA GTD REMIC PIT CTF 89-101H WACHOVIA BANK COMMERCIA C12 A4 DEUTSCHE ALT-A SECURIT AR5 21A BANC OF AMERICA ALTERNA 11 4A1 BANC OF AMERICA ALTERNAT 2 4A1 FNMA FNMA BANC OF AMERICA ALTERNA 11 4A1 GMACM MORTGAGE LOAN TRU GH1 A6 JP MORGAN ALTERNATIVE 83 A3A RAMP SERIES 2003-RS10 RS10 Al7 RAMP SERIES 2005-RS1 RS1 FNMA GTD REMIC 03-22 MA BAYVIEW FINANCIAL ACQUIS A 1A2 ALTERNATIVE LOAN TRUST J5 3A1 JP MORGAN MORTGAGE TRUS A2 2A3 POOL #0781118 POOL #0745418 POOL 11112014 11112014 1/1/2014 111/2014 11112014 11112014 11112014 11112014 11112014 11112014 11112014 11112014 11112014 11112014 11112014 11112014 11112014 11112014 11112014 11112014 11112014 11112014 11112014 11112014 11112014 11112014 11112014 11112014 11112014 11112014 11112014 1/112014 11112014 11112014 11112014 11112014 11112014 11112014 11112014 11112014 111/2014 111/2014 11112014 1/1/2014 1/1/2014 -4.209 7400 -3.841 5800 -4.936 5000 -2,492 8500 -1.128 7300 -357.6900 ?700 5400 -303 3900 -315 7100 -3.309 6600 ?1.526 3500 -2.301 3500 -2.423 8500 -8.794 9200 ?1.823 2600 -473 2800 -5,139 7700 -3.094 4600 ?1,430 5600 -1.923 0300 ?6,805 0000 -5,373 3300 -2,220 7400 -2,749 1400 ?2,966 2100 -8,085 2800 ?1 12.4000 -108.4100 -401 1600 -61 0500 -28.926 6100 -1.188 6700 -152 0000 -946 2300 -460 3000 -3.526 0100 -555 7400 -1.177 6600 -1.022 6400 -771 2900 -1.901 3700 -210 3600 -2.972 9100 -3.320 1200 -1.915 0700 4.209 74 3.841 58 4.936 50 2.492 85 1.12873 357.69 700.54 303 39 315.71 3.309.66 1.526 35 2,301.35 2,423.85 8,794 92 1.823 26 473 28 5,139 77 3,094 46 1,430 56 1.923 03 6.805 00 5.373 33 2.220 74 2.749 14 2.966 21 8,085 28 112.40 108.41 401 16 61 05 28.926 61 1.188 3.526 01 555 74 1.177 66 1.022.64 771 29 1.901 37 210 36 2.972 91 3,320 12 1.915 07 -4,424 83 ?4.027 66 -5,130.87 -2,605.42 4,195.40 ?361 77 -709.52 -310 88 -315 27 -3.098 67 -1.569 99 -2.323 64 -2.521 18 -9.618.07 -1.900.75 -491.77 -5,396 76 -3.235 89 ?1.474 82 -2.046 67 -7,065 50 -5.604.64 -2.275.56 -3.021 91 -3.208 61 -8.742 21 -115 07 -108.11 400 14 -6D 56 -30.492 71 -1,196 66 -153 47 -972.99 -476 55 -3,809 74 -555 08 -1,177 51 4,022.54 ?771 28 -1.901 37 -204 75 -2.972 87 -3.343.98 -1.942 60 -215 09 -186 08 -194 37 ~112 57 -66 67 -4.08 -8.98 -7 49 0 44 210.99 -43.64 -22 29 -97 33 -823 15 ?77 49 -18 49 -256 99 -141 43 -44 26 -123 64 ?260 50 -231 31 -54 82 -272 77 -242 40 -656.-1.566 -283. 321 REPORTING ACCOUNT NUMBER LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LH BF 3001 0002 LH BF 3001 0002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 SECURITY ID 81441 PCE9 92922FRK6 92922FXN3 92922FZZ4 05948KMM8 126688EY5 466290AW5 863598784 312903W26 31340YG45 996192472 996192472 9128285T8 91282BST8 83368RA06 44841 SAB5 996192472 16162WCV9 16162WCV9 312903W26 31340YG45 126683EY5 05948KM97 31ZBQOGE1 3128MMQP1 31283K6G8 3132GUKK9 31371 KWE7 31371 K2V2 3132HLM34 31371 L009 31371 LEW5 31335HUM3 3138E5CH9 126171AF4 31292GZF6 3128M6AX6 31292K2X4 3128M6N06 312923ADZ 312923AQ3 3129413N5 312945034 31336WCQO SECURITY NATIONAL 1A AF1 144A WAMU MORTGAGE PASS-THRO CB1 5A WAMU MORTGAGE PASS-THRO C83 3A WAMU MORTGAGE PASS-THR CB4 22A BANC OF AMERICA ALTERNAT 2 5A1 ALTERNATIVE LOAN TRUS 85GB 3A1 JP MORGAN MORTGAGE TRU A7 2A4R STRUCTURED ASSET SECU 7X8 1A4B MULTICLASS MTG 147 MULTICLASS MTG 74 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FDIC GUARANTEED NOTE C1 A 144A DESCRIPTION I TREASURY NOTE TREASURY NOTE SOCIETE GENERALE SA HUTCHISON WHAMPOA INTERNATIONA FEDERATED GOVERNMENT OBLIG 5 CHASE MORTGAGE FINANCE S13 A11 CHASE MORTGAGE FINANCE 813 A11 MULTICLASS MTG 147 MULTICLASS MTG 74 ALTERNATIVE LOAN TRUS 85GB 3A1 BANC OF AMERICA ALTERNA 9 1CB3 POOL POOL POOL POOL FNMA POOL #0254545 FNMA POOL #0254688 POOL #01-0378 FNMA POOL #0254911 FNMA POOL #0254949 POOL MA POOL COMM 2005-C6 MORTGAGE 06 ASA POOL POOL POOL POOL POOL POOL #00-9015 POOL POOL POOL TXN CODE TRADE EX DATE 111/2014 111/2014 111/2014 111/2014 111/2014 111/2014 111/2014 111/2014 1211512013 1211512013 112/2014 116/2014 11612014 1113/2014 1114/2014 1115/2014 1124/2014 1131/2014 1212612013 1212612013 111512014 111 512014 21112014 21112014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 21112014 21112014 211/2014 211/2014 211/2014 211/2014 21112014 21112014 UNITS -517 4000 -762 9500 -644 3000 -1.496 6300 -1.774 7200 -816 2900 -1.305 3300 -5.763 9600 -97.0500 ?53.8300 -2 0800 -20.163 4900 -3.429 2600 ?175,000 0000 475,000 0000 -200.000 0000 -75.000 0000 -25.441 8800 3.568 8600 -3.568 8600 -1 13 7200 ?47.5500 -343 7000 -92.0000 -2.499 1700 -3,610 5100 -765 4500 -1.111.1000 -376 8100 -624 5100 -1.265 9000 -317 9200 -543 1500 -159 0400 -2.642 0500 -242 4000 -157.1200 -1.094 8000 -2.673 0600 -2.524 0600 -1.558.7800 -960 0800 -3.265 4000 -4.025 2800 -610 8100 BASE AMOUNT 517 40 762 95 644 30 1.496 63 1,774.72 816.29 1,305 33 5,763 96 97 05 53 83 2.08 20.163 49 3.429 26 170.890 90 170.391 88 206.366 00 75.000 00 25.441 88 -3.568 86 3.531 52 113.2.499 17 3.610 51 765 45 1.111 10 376 81 624 51 1,265.2.642 05 242 40 157.12 1,094.80 2.673 06 2.524 06 1,558.78 960 08 3.26540 4.025 28 610.81 BASE COST -517 34 -770 34 -646 01 -1.506 45 -1.781.93 -812 72 -1.308 19 -5.762 -20.163 49 ?3.424 92 -172.334 68 -172.334 69 -206.428 00 -71.535 75 -25.441 88 3.648 46 -3.648 46 -1 13 72 -47 54 -342 20 ?92 40 -2.612 02 -3.615 59 ?772 39 ?1.176 72 -381 11 -632 51 -1.333.45 ~325.77 -542 39 -162 17 -2.782 41 -250 17 -158.25 -1.159 29 ?2.796 90 -2.653 02 -1.574.98 -1.001.78 ?3,423 57 4.183 78 -590 96 BASE INVESTMENT GAIN LOSS -2.?1.443 78 -1.942.81 -62 00 3.464 25 0.00 79 60 -116 94 0 00 0.01 1 50 -0 40 -112 85 -5 08 -6.-140 36 -7 77 -1.13 -64 49 -123 84 -128.96 46.20 -41 70 -158 17 -158 50 19 85 322 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 3138LTJ02 3138LUS30 3138ASR53 3138A1VP3 3138A2GR4 3140206T3 31402RF87 31402RSNO 31403DBY4 31403DDX4 31391 HAM6 314020024 31407YR68 314020Y39 31418AM39 31418MH39 31418WPG9 31419A4N4 3141QBBT1 36179M E48 36202FGDZ 059503AGQ 36202FHY5 36202FPG5 31358EPR7 31358E7W6 36225BG36 313603NF5 466290AW5 929766TM5 361 79MN H9 36185HEBS 46630PAGO 760985C90 761 12BHY9 92922FZZ4 05948KMM8 05948KWX3 05948KY A1 07325VAC8 81441 PC E9 863593784 92922FRK6 92922FXN3 05948KJR1 FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA POOL POOL POOL POOL POOL 107 POOL #0735382 POOL #0735591 POOL #0735925 POOL #0745355 POOL #0745418 POOL #0677012 POOL #0725589 POOL #0844809 POOL #0735230 POOL POOL POOL FNMA POOL FNMA POOL GNMA ll POOL GNMA II POOL #0004696 BANC OF AMERICA ALTERNAT 5 CB7 GNMA II POOL #0004747 GNMA II POOL #0004923 FNMA GTD REMIC PIT 90-68 FNMA GTD REMIC 90-109 GNMA POOL #0781118 FNMA GTD REMIC PIT CTF 89-101 JP MORGAN MORTGAGE TRU A7 2A4R WACHOVIA BANK COMMERCIA C12 A4 GNMA II POOL GMACM MORTGAGE LOAN TRU GH1 A6 JP MORGAN MORTGAGE TRUS A2 2A3 RAMP SERIES 2003-RS10 R310 AI7 RAMP SERIES 2005-RS1 RS1 WAMU MORTGAGE PASS-THR CB4 22A BANC OF AMERICA ALTERNAT 2 5A1 BANC OF AMERICA ALTERNA 11 4A1 BANC OF AMERICA ALTERNAT 2 4A1 BAYVIEW FINANCIAL ACQUIS A 1A2 SECURITY NATIONAL 1A AF1 144A STRUCTURED ASSET SECU 7X8 1A4B WAMU MORTGAGE PASS-THRO CB1 5A WAMU MORTGAGE PASS-THRO CB3 3A BANC OF AMERICA ALTERNA 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 21112014 21112014 2/1/2014 211/2014 211/2014 21112014 21112014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 211/2014 271/2014 211/2014 -1,103 2500 ?756 7500 -1.361 7600 -1.168 5000 -3.499.2600 -2.000 1900 -8.103 0000 -1.583.1800 -3.981 3500 -378 7400 -351 1200 -1.384 4400 -3.045 4100 -1.838 9200 -2.428 3800 -3.259 5800 -745 1200 -5.253 2300 -3.723 3200 -2.492 5400 -6.324 8500 -2 3100 -1.846 0300 -1.589 5400 -109 3600 -754.2800 -57 0300 -79.0700 -685.4700 -3.365 7300 -2.634 9800 -1.376 5700 -745 4900 -1.334 6100 -1,978.0300 -1 .392 7600 -482 4200 -909 3200 -709 0200 -2.477 3600 -542.8500 -4.801 8000 -606 4200 -496 4700 -1.150 7000 1.103 25 756.75 1.361 76 1.168 50 3.499 26 2.000 19 8.103 00 1.583 18 3.981 35 378 74 351.12 1.384 44 3.045 41 1.838 92 2.428 38 3.259 58 745 12 5.253 23 3.723 32 2,492 54 6,324 85 2 31 1,846 03 1,589 79.07 685 47 3.365 73 2.634 98 1.376 57 745 49 1.334 61 1.978 03 1,392.2.477 36 542.85 4,601.60 806 42 496 47 1.150 70 -1,140 14 -794.35 -1.421 12 -1.181 26 -3.678.05 -2.080 51 -6.661 39 -1.650 46 4.18042 -392 11 -364 84 -1.424 03 -2.851 27 -1.856 73 -2.539.36 -3,521 67 -768.17 -5,454 33 -3,883 60 -2,739 65 -6.636 74 -2 30 4.964 72 -1.628 76 -109.05 -752 37 -56 36 -76 43 -666 97 -3.547 95 -2.650 31 -1.376 40 -756 21 -1 .334 60 -1 .976 03 -1.401 90 -464 38 -916.13 -729 07 -2.477 33 -542 78 .4600 95 -614 23 ?497 79 -1.149 32 -36.-178 79 -80 32 -758.39 -67 28 -199.194.14 -17 81 -110 98 -262 29 -23 05 -201.10 ~160 28 ?247 31 -513 89 0 01 -118 69 -39 24 0.-182.22 -215 0.85 -7 81 -1 32 1.38 323 REPORTING ACCOUNT NUMBER LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 SECURITY ID 46628VAE6 12668EAJ6 25150NAT1 996192472 91282BST8 9128288T8 21075WED3 12572QADT 996192472 996192472 05948KM97 12668EAJ6 25150NAT1 466290AW5 05948KMM8 126171AF4 312923AD2 3128M6AX6 312923AQ3 31 28M6N D6 312945084 3128QOGE1 31283K6G8 3128MMQP1 3132GUKK9 31292GZF6 3132HLM34 31292K2X4 3138E5CH9 3138LTJ02 3138LU830 31335HUM3 31336WCQO 3136ASR53 3138A1VP3 3138A2GR4 31371 KWE7 31371 K2V2 31371 L009 31371 LEW5 31407YR68 314OZDC24 314020Y39 3140206T3 DESCRIPTION 1 JP MORGAN ALTERNATIVE 83 A3A ALTERNATIVE LOAN TRUST J5 3A1 DEUTSCHE ALT-A SECURIT AR5 21A FEDERATED GOVERNMENT OBLIG 5 FDIC GUARANTEED NOTE C1 A 144A TREASURY NOTE TREASURY NOTE CONTIMORTGAGE HOME EQUITY 1 A9 CME GROUP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 BANC OF AMERICA ALTERNA 9 1033 ALTERNATIVE LOAN TRUST J5 3A1 DEUTSCHE ALT-A SECURIT AR5 21A JP MORGAN MORTGAGE TRU A7 2A4R BANC OF AMERICA ALTERNAT 2 5A1 COMM 2005-C6 MORTGAGE C6 A5A POOL POOL POOL POOL POOL POOL POOL POOL POOL #00-8998 POOL POOL #01-0378 POOL FNMA POOL FNMA POOL FNMA POOL POOL #09-0588 POOL FNMA POOL FNMA POOL FNMA POOL FNMA POOL #0254545 FNMA POOL #0254688 FNMA POOL #0254911 FNMA POOL #0254949 FNMA POOL #0844809 FNMA POOL #0725589 FNMA POOL #0735230 FNMA POOL #0735382 TXN CODE TRADE EX DATE 211/2014 211/2014 211/2014 215/2014 21612014 2112/2014 2112/2014 2115/2014 211512014 2125/2014 2126/2014 311/2014 311/2014 311/2014 311/2014 311/2014 311/2014 311/2014 311/2014 311/2014 311/2014 311/2014 311/2014 311/2014 311/2014 311/2014 311/2014 311/2014 311/2014 311/2014 311/2014 311/2014 311/2014 311/2014 311/2014 311/2014 311/2014 31112014 31112014 311/2014 311/2014 311/2014 311/2014 311/2014 311/2014 UNITS -2.853 1700 -2,369 5000 ?97 6700 -126.444 1 100 -2,514 4400 -250,000 0000 -300,000.0000 -0 6000 -200,000 0000 -144,609 3700 -241 8400 -824 1900 -3,317 8500 -462 7800 -187 0200 ?1.357.2200 -491 4400 ?1 .513 0700 -957 9900 -1.005 2700 ?2.664 3400 -4.009 8100 -2.364.3200 -452 4200 ?3.079.7800 -1,267 5500 -130 1500 -1.283 4500 ?3.363 6800 -3,560 7700 -793.7600 -1,932.9800 -106 9300 -632 2300 -1,190 4400 -872 8400 -5,360.4100 -355 0400 -441 1000 -271 3700 -306 1900 -2,029 4500 -1.154 3100 -1,655 0900 -1.732 0900 BASE AMOUNT 2.853 17 2,369 50 97.67 126.444 11 2,514.44 244.686 50 293,717 55 0 60 200.000 00 144.609 37 241 84 824 19 3.317 85 462 78 187.02 1.357 22 491 44 1.513 07 957 99 1.005 27 2.664 34 4.009 81 2,364.32 452 42 3,079.78 1.267 55 130.15 1,283 45 3.363 68 3,560 77 793.76 1,932 98 106 93 632.23 1,190 44 872.84 5,360 41 355 04 441 10 271.37 306.19 2.029 45 1.154 31 1.655 09 1,732.09 BASE COST -2.852 89 -2.386 53 -98 33 426.444 11 -2611 26 -246.192 41 295.430 89 -0 60 -202.064 00 444.809 37 -241 84 -827 79 -3.341 70 -465 89 -1 87.43 -1.362 73 ?507.20 -1 .528 79 -1,014 42 -1.048.94 -2.800 47 ?4.167 70 -2.471 08 456 52 -3.084 11 -1.342 41 -131 09 -1.351 93 3.519 51 -3.749 94 -820.30 -2029 03 -109 04 -611 88 4.242 34 -882 39 -5.634 29 -359 09 -446 75 -278.07 -305 76 -1 .900 07 -1,187.32 -1.671 12 -1.801.64 BASE INVESTMENT GAIN LOSS 0 28 -17 03 -0.66 0 00 3.18 -1.505 91 -1,713 34 0 00 -2,064 00 0 00 0.-15.-136 13 -157.89 -106 -155 83 -189 -51.90 -9.55 -273. 324 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION 1 TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE INVESTMENT GAIN LOSS BASE COST LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LH BF 3001 0002 LHBF30010002 LHBF30010002 LHBF30010002 LH BF 3001 0002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LH BF 3001 0002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 31402RF87 31402RSNO 314030BY4 31403DDX4 31391 HAM6 31418AM39 31418MH39 31418WPG9 36202FGD2 36202FHY5 31419A4N4 314193BT1 36179ME48 36179MNH9 31358EPR7 31358E7W6 362253G36 313603NF5 36202FPG5 929766TM5 12513EAG9 225470AP8 46628VAE6 863593784 3129413N5 05948KJR1 05948KWX3 760985090 761 1ZBHY9 126683EY5 36185HEB5 92922FZZ4 46630PAGO 07325VAC8 81441 PC E9 92922FRK6 92922FXN3 05946KYA1 31340YG45 312903w26 9128288T8 9128288T8 9126265T6 FNMA FNMA FNMA FNMA FNMA FNMA POOL #0735591 POOL #0735925 POOL #0745355 POOL #0745418 POOL #0677012 POOL FNMA POOL FNMA POOL GNMA ll POOL #0004696 GNMA II POOL #0004747 FNMA POOL FNMA POOL GNMA ll POOL GNMA II POOL FNMA GTD REMIC PIT 90-68 FNMA GTD REMIC PIT 90-109 GNMA POOL #0781118 FNMA GTD REMIC PIT CTF 89-101H GNMA POOL #0004923 WACHOVIA BANK COMMERCIA C12 A4 CD COMMERCIAL CD1 A4 CREDIT SUISSE FIRST BOST CS A4 JP MORGAN ALTERNATIVE S3 A3A STRUCTURED ASSET SECU 7X8 1A4B POOL BANC OF AMERICA ALTERNA 11 4A1 BANC OF AMERICA ALTERNA 11 4A1 RAMP SERIES 2003-RS10 R510 Al7 RAMP SERIES 2005-RS1 RS1 Al6 ALTERNATIVE LOAN TRUS 85GB 3A1 GMACM MORTGAGE LOAN TRU GH1 A6 WAMU MORTGAGE PASS-THR CB4 22A JP MORGAN MORTGAGE TRUS A2 2A3 BAYVIEW FINANCIAL ACQUIS A 1A2 EQUIVANTAGE HOME EQUITY 2 A3 SECURITY NATIONAL 1A AF1 144A WAMU MORTGAGE PASS-THRO CB1 5A WAMU MORTGAGE PASS-THRO C63 3A BANC OF AMERICA ALTERNAT 2 4A1 MULTICLASS MTG 74 MULTICLASS MTG 147 TREASURY NOTE FDIC GUARANTEED NOTE C1 A 144A TREASURY NOTE TREASURY NOTE 31112014 31112014 31112014 311/2014 31112014 31112014 311/2014 31112014 31112014 31112014 31112014 31112014 31112014 31112014 31112014 31112014 31112014 31112014 31112014 3/112014 31112014 31112014 31112014 31112014 31112014 31112014 31112014 31112014 31112014 31112014 31112014 31112014 31112014 3/112014 371/2014 371/2014 371/2014 371/2014 371/2014 2115/2014 2115/2014 31412014 31612014 3171201 4 3110/2014 -6,659 8800 -1,337.1400 -3,444 6600 -330 1200 -263 7100 -2,706 7900 -2,902 3900 -1,182 4500 -6,140.1900 -1,639.5800 -5,563.9000 -3,356 1500 -2,439 0900 -2,536 3100 -113 3700 -185 5600 -64.8500 -57 6100 -1,798 8200 16,065 9400 -1,048 0000 -2,142 2500 -1,876 6900 -1,640 6900 -2,518.9400 -1,203 1000 -21 1.2500 -804 6100 -2,388 3300 -532 4300 -538 6700 -762 1900 -2,122 1 100 -3.291.7900 -209 6400 -258.6300 .445 6000 ?413 3500 -141 3500 -53.6500 -84 0900 -325.000 0000 -1,825 2600 375.000 0000 -100,000 0000 6,659 88 1,337 14 3,444 66 330 12 263 71 2,706 79 2,902 39 1,182 45 6,140 19 1,639 58 5,563.90 3,356 15 2,439 09 2,536 1,798 82 16,065 94 1,048 00 2,142 25 1,876 69 1,640 69 2,518 94 1,203 10 211 25 804 61 2,388 2,122 11 3,291.79 209 64 258.53.65 64 09 319,235 03 1,825 26 366.590 30 97,600 36 -7,283 20 4.393 97 -3,616 89 -341.78 -274 01 -2,830.50 -3,135 94 -1,219 03 -6,639 08 -1.745 00 -5,776.89 -3,500.62 -2,681 09 -2,743 57 -113 05 -185 09 -66.39 -57 14 -1 ,843.23 -16,935 76 -1,142 65 -2,257 06 -1,876 50 -1,640.40 -2.640 95 -1,201 66 -213 30 -804 60 ?2,388 33 -530 10 -538 60 -767 19 -2,152 62 0,291.75 -209 72 -258 60 -449 92 -414 45 -145 35 ~53.64 -84 09 -320,050 13 -1,822 95 -369,288.61 -98,476 96 -623 32 -56 63 -172 23 -11.66 .10 30 -123.71 -233 55 -36 56 -498 69 405.42 -212 99 ?144 47 -242 00 -207 26 0.-669 62 -94 65 -114.61 0.19 0 29 -122 0.07 -5 00 -30.51 0.0.01 0 00 ?815 10 2 31 -2,698 31 -676 56 325 REPORTING ACCOUNT NUMBER LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 SECURITY ID 996192472 9128288T8 996192472 65504LAA5 9128283T8 9128288T8 996192472 996192472 996192472 996192472 74432NAAO 912810PW2 31335HUM3 31336WCQO 3138LUS30 31418AM39 3129413N5 312945DS4 312800GE1 31283K6G8 3128MMQP1 3132GUKK9 3129262F6 3132HLM34 31292K2X4 3128M6AX6 312923ADZ 31292SAQ3 3128M6NDS 3138E5CH9 3138LTJ02 3138ASR53 3138A1VP3 3138A2GR4 31371 KWE7 31371 K2V2 31371 L009 31371 LEW5 31407YR68 314020024 314020Y39 3140206T3 31402RF87 31402RSNO 31403DBY4 DESCRIPTION I FEDERATED GOVERNMENT OBLIG 5 TREASURY NOTE FEDERATED GOVERNMENT OBLIG 5 NOBLE HOLDING INTERNATIONAL LT TREASURY NOTE TREASURY NOTE FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 PRUDENTIAL COVERED TRUST 144A TREASURY BOND POOL POOL FNMA POOL FNMA POOL POOL POOL POOL POOL POOL POOL #00?8998 POOL POOL #01-0378 POOL POOL POOL #00-9004 POOL #00-9015 POOL FNMA POOL FNMA POOL FNMA POOL 1407 FNMA POOL FNMA POOL FNMA POOL #0254545 FNMA POOL #0254688 FNMA POOL #025491 1 FNMA POOL #0254949 FNMA POOL #0844809 FNMA POOL #0725589 FNMA POOL #0735230 FNMA POOL #0735382 FNMA POOL #0735591 FNMA POOL #0735925 FNMA POOL #0745355 TXN CODE TRADE EX DATE 3110/2014 311212014 311312014 311 512014 311 812014 311 812014 311 912014 3124/2014 3125/2014 3126/2014 3130/2014 41112014 4/1/2014 41112014 41112014 41112014 41112014 41112014 41112014 41112014 41112014 4/1/2014 411/2014 41112014 41112014 41112014 41112014 41112014 41112014 41112014 41112014 41112014 41112014 41112014 41112014 41112014 41112014 41112014 41112014 41112014 41112014 41112014 41112014 41112014 41112014 UNITS -1.866.796 6000 -225.000 0000 -942.952 5500 -150.000 0000 -50.000 0000 475,000 0000 -218,656 7500 69,462 0000 -122,915 6000 -5.651 3100 -10.000 0000 -175,000 0000 -104 9900 ?653 4300 -1,929 6600 -2.882 5600 -2.769 0100 4,075 3800 ?2.479 8800 -650 1500 -4.152 8900 -1.619 1400 -132 3500 -1.354 2300 -3.840 3000 -1.011 3600 -1.895 7100 -1.534 2400 -2.257 0200 -3,414 9200 -969 6800 -1.471 3800 -371 7800 4.360 9500 -331 4800 -546.8700 -266 0800 -354.9500 ?2.464 7500 -1.165 9700 -1.389 5000 -1.598.5100 -7.053 6600 -1.495 1000 -3,431 5100 BASE AMOUNT 1.866.796 60 220.560 62 942,952.55 150,000.00 49.122 85 466.555 72 218.656 75 69.462 00 122.915 60 5,651.31 10,000 00 200,394 81 104 99 653 43 1.929 66 2.882 56 2.769 01 4.075 38 2.479 88 650 15 4.152 89 1.619 14 132 35 1.354 23 3.840 30 1.011 36 1.895 71 1,534.24 2.257 02 3.414 92 969 68 1,471.38 371 78 4.360 2,464 75 1.185 97 1.389 50 1,598.51 7,053 66 1.495 10 3,431 51 BASE COST -1.866,796 60 -221.463 79 -942,952 55 -156.145 50 -49.183 79 467.246 04 -218,656 75 -69.462 00 -122.915 60 -5.651 31 -10.403 50 -223.560.28 -107 06 -632.19 -2.025 54 -3.014 30 -2.903.13 -4.235 85 -2.591 86 -656 04 ?4.158 73 -1.714 77 -133 30 -1.426.49 -4,018 21 -1.070 94 -1.915 41 -1.600 88 -2.372 34 -3.596 34 -1,002 10 -1.535 52 -375.85 4,583.77 -335 26 -553.88 -272 65 -354 45 -2.307.62 -1.219 88 -1.402 96 -1.662.70 -7.713 84 -1.558 64 -3,603.09 BASE INVESTMENT GAIN LOSS 0 00 -903 17 0 00 -6.145 50 -60 94 -690 ?403 50 -23.165 47 -2 07 21 24 -95.88 -131 74 -134 12 -160.47 -111 -0.95 -72 26 -177 -181 ~222 -13.46 ~64 19 -660 18 -63 54 ?171 58 326 REPORTING ACCOUNT NUMBER LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF 30010002 LHBF 30010002 LHBF30010002 LHBF30010002 LHBF30010002 LH BF 30010002 LH BF 30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LH BF 3001 0002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 SECURITY ID 314OBDDX4 31391 HAM6 31418MH39 31418UEEO 31418WPG9 36202FGDZ 36202FHY5 31419A4N4 36202FPGS 3141QBBT1 361 79M E48 36179MNH9 126171AF4 31358EPR7 31358E7W6 31 3603N F5 31340YG45 36225BG36 12513EAGQ 225470AP8 929766TM5 07325VACB 759676AF6 25150NAT1 36185HE35 46630PAGO 863598764 126688EY5 761 12BHY9 05948KMM8 05948KWX3 81441PCE9 92922FRK6 92922FXN3 05948KYA1 05948KM97 05950AAR7 1 2668EAJ6 05948KJR1 46628VAE6 466290AW5 760985090 929221-224 312903wza DESCRIPTION I FNMA FNMA FNMA POOL #0745418 POOL #0677012 POOL FNMA POOL FNMA POOL GNMA POOL #0004696 GNMA II POOL #0004747 FNMA POOL GNMA ll POOL #0004923 FNMA POOL GNMA II POOL GNMA II POOL COMM 2005-C6 MORTGAGE C6 ASA FDIC GUARANTEED NOTE C1 A 144A FNMA GTD REMIC PIT 90-68 FNMA GTD REMIC PIT 90-109 FNMA GTD REMIC CTF 89-101H MULTICLASS MTG 74 GNMA POOL #0781118 CD 2005-CD1 COMMERCIAL CD1 A4 CREDIT SUISSE FIRST BOST C5 A4 WACHOVIA BANK COMMERCIA C12 A4 BAYVIEW FINANCIAL ACQUIS A 1A2 RENAISSANCE HOME EQUITY 2 AF3 DEUTSCHE ALT-A SECURIT AR5 21A GMACM MORTGAGE LOAN TRU GH1 A6 JP MORGAN MORTGAGE TRUS A2 2A3 STRUCTURED ASSET SECU 7XS 1A4B ALTERNATIVE LOAN TRUS 8508 3A1 RAMP SERIES 2005-RS1 RS1 BANC OF AMERICA ALTERNAT 2 5A1 BANC OF AMERICA ALTERNA 11 4A1 SECURITY NATIONAL 1A AF1 144A WAMU MORTGAGE PASS-THRO CB1 5A WAMU MORTGAGE PASS-THRO CB3 3A BANC OF AMERICA ALTERNAT 2 4A1 BANC OF AMERICA ALTERNA 9 1033 BANC OF AMERICA ALTERNA 4 3CB4 ALTERNATIVE LOAN TRUST J5 3A1 BANC OF AMERICA ALTERNA 11 4A1 JP MORGAN ALTERNATIVE S3 ASA JP MORGAN MORTGAGE TRU A7 2A4R RAMP SERIES 2003-RS10 R810 Al7 WAMU MORTGAGE CB4 22A MULTICLASS MTG 147 TXN CODE TRADE EX DATE 411/2014 411/2014 411/2014 411/2014 4/1/2014 4/1/2014 411/2014 411/2014 41112014 411/2014 4/1/2014 411/2014 411/2014 316/2014 411/2014 4/1/2014 4/1/2014 311 512014 4/1/2014 4/1/2014 41112014 4/1/2014 4/1/2014 4/1/2014 4/1/2014 4/1/2014 4/1/2014 4/1/2014 4/1/2014 4/1/2014 41112014 4/1/2014 4/1/2014 4/1/2014 4/1/2014 41112014 41112014 41112014 41112014 4/1/2014 4/1/2014 41112014 4/1/2014 41112014 311512014 UNITS -371 4600 -412 9400 -2,524 7000 -8,212 7700 ?1.115 4900 -7.489 2700 -1.585 2800 -6.368 0100 -2,051.9200 -4.039 6000 -2.627.6900 -2.618 6300 -613 4200 -4.237 0100 -1 14.4000 -751 2600 -57 2000 -106 4200 -105 8100 -751 5200 -2.259 9400 -31.464 5200 -4.744 1200 -702 2700 -771 5300 -615 1800 -496 6500 -1.695 7400 -423 9500 -666 9200 -681 6300 -180 5400 -533 4400 -391.8300 -1.251.4100 -684 9800 -702 4000 -2.129 6000 -1.770 5200 -992 6800 -2.881 9600 -642 7500 -619 4900 -1.645 4700 -108 4300 BASE AMOUNT 371 46 412 94 2.524 70 8.212 77 1.115 49 7,489 27 1,585 28 6.368 01 2,051.92 4,039.60 2,627.69 2,618 63 613 42 4,237 01 114 40 751 26 57.2,259.94 31,464.52 4,744 12 702 27 771 53 615.18 496 65 1,695 74 423.95 666 92 681 63 180.54 533 44 391 83 1,251.41 684.98 702.40 2.129 60 1,770.52 992 68 2,881 96 642 75 619 49 1,645.47 108 43 BASE COST -384 58 -429 07 -2.727.86 -8,787 66 -1,150 00 -8.097 77 -1,687 21 -6,611 79 -2.102 58 -4,213 49 -2,888 41 -2,832.62 -641 26 -4,231 65 -114 08 -749 36 -56 74 -106 39 -108 32 -819 39 -2,381 06 -33,168 03 4,744.06 -702 27 -776 71 -615 10 -503 79 -1.695 44 -422.10 ?666.92 -684 40 -182 29 -533.37 -395 63 -1,254.73 -704 35 -705 47 -2.132 43 -1 ,78325 -991 49 -2.881 67 -644 16 -619 49 4,656 27 -108 43 BASE INVESTMENT GAIN LOSS -13 12 -16 13 -203 16 -574 89 -34 51 -608.50 -101 93 -243.78 -50 66 -173.89 -260.72 -213.-121 12 -1,703 0.07 -3 80 -3 32 -19.-1030 0 00 327 REPORTING ACCOUNT NUMBER LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LH BF30010002 LH BF30010002 LH BF 300 1 0002 LH BF30010002 LH BF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LH BF30010002 LH BF30010002 LH BF30010002 LH BF30010002 LHBF30010002 LHBF30010002 LH BF30010002 LH BF30010002 LH BF30010002 LH BF30010002 LH BF 3001 0002 LH BF30010002 LH BF30010002 LHBF30010002 LH BF30010002 LHBF30010002 LH BF30010002 LH BF30010002 LHBF30010002 LHBF30010002 LH BF30010002 LH BF30010002 LHBF30010002 LH BF30010002 LHBF30010002 LH BF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LH BF3001 0002 LH BF30010002 LHBF30010002 SECURITY ID 996192472 996192472 378272AA6 912828ST8 74254PYF3 996192472 3129413N5 312945084 31283K6G8 3128MMQP1 312926ZF6 3132GUKK9 3132HLM34 31292K2X4 312923AD2 312923AQ3 3128M6AX6 3128M6NDS 3138ESCH9 3138LTJ02 3138LU330 31335HUM3 31336WCQO 3138ASR53 3138A1VP3 3138A2GR4 31371 KWE7 31371 K2V2 31371 LDQQ 31371 LEW5 31407YR68 314020024 31402QY39 31402RF87 31402RSNO 314OSDBY4 31403DDX4 31391 HAM6 31418AM39 3141 BM H39 31418UEEO 31418WPG9 12668EAJ6 36202FHY5 36202FPG5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 DESCRIPTION 1 GLENCORE FUNDING LLC TREASURY NOTE PRINCIPAL LIFE INCOME FUNDING FEDERATED GOVERNMENT OBLIG 5 FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA POOL POOL 3 POOL POOL POOL POOL POOL POOL POOL POOL POOL POOL POOL POOL POOL POOL #09-0588 POOL POOL POOL POOL POOL #0254545 POOL #0254688 POOL #025491 1 POOL #0254949 POOL #0844809 POOL #0725589 POOL #0735230 POOL #0735591 POOL #0735925 POOL #0745355 POOL #0745418 POOL #0677012 POOL POOL POOL POOL TXN CODE ALTERNATIVE LOAN TRUST J5 3A1 PD GNMA ll POOL #0004747 GNMA II POOL #0004923 PD PD TRADE EX DATE 4/3/2014 4/4/2014 4/15/2014 4/22/2014 4/24/2014 4/29/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 5/1/2014 UN ITS -971 .391 .6700 -28.433 8300 -100.000 0000 -375.000.0000 -200.000 0000 -12.794 6600 -3.067 5600 -4.349 3300 -413 8700 -3,695 9300 465.1000 -2.536 9100 -1,590 9200 -5,252 4300 -2, 1 12 3800 -1,687 1900 -1,037 7100 -2.366 3300 ?2,278 7000 -1,788 4500 -2.120 6700 425.9800 -604 5600 ?1,465 6100 -361 1500 -6.207 6500 -322 0300 -521 7900 -261 2600 -345 2100 ?3.510 9600 -1.487.7600 -1 ,688.3800 -7.552 5900 -1,415.5700 41,020 5000 -333.3000 ?226 1900 -3,000 9200 -2.903.5000 -7.1 18.6400 -804 3900 -1,492 5500 -1,959 9800 -2,782.1800 BASE AMOUNT 971.391 67 28.433 83 100.000 00 365.535 85 210.268 00 12.794 66 3.067 56 4.349 33 413 87 3.695 93 165 10 2,536.91 1,590 92 5.252 43 2.112 38 1.687 19 1.037 71 2,366 33 2.278 70 1.788 45 2.120 67 125 98 604 56 1,465 61 361 15 6.207 3.510 96 1,487 76 1.688 38 7.552 59 1,415 57 4.020 50 333 30 226 19 3,000 92 2.903 50 7,118.64 804 39 1.492 55 1.959 98 2,782.18 BASE COST -971,391 67 -28.433 83 -100.363 50 -368,575.72 -214,100 00 -12.794 66 -3,216 14 -4.520 58 ?417.62 -3,701 13 -166 29 -2,686 75 -1.675 81 -5.495.77 -2.134 33 -1.760 48 -1.098.84 ?2.487 23 -2.399 76 ?1.848 25 -2,226 04 -128 46 ?584 91 -1,529 50 -365 10 -6.524.82 -325 70 -528.48 -267 71 -344 72 -3.287 14 -1,530 30 -1,704 74 -8.259 47 -1,475 73 4,221.52 -345 07 -235 03 ?3,138 07 -3,137.14 -7,616 94 -829 28 -1,503 28 -2,086 00 -2,850.86 BASE INVESTMENT GAIN LOSS 0 00 0 00 ?363 50 -3.039 87 ?3.832 00 0 00 -148 58 ?171 -149 84 -84 89 -243 -120 90 -121 06 -59 80 -105 37 -2 48 19 65 -63.89 -3 95 -317 -706 88 -60 16 -201 02 -11 77 -8.84 -137 15 -233 64 -498 30 -24 89 -10 73 -126 02 68.68 328 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION 1 TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 31419A4N4 3141 QBBT1 361 79M E48 36179MNH9 36225BG36 126171AF4 07387BAH6 31358EPR7 31358E7W6 313603NF5 312903WZ6 31340YG45 312BQOGE1 36202FGDZ 25150NAT1 225470AP8 929766TM5 12513EAGQ 466290AW5 05948KJR1 29476YAX7 46628VAE6 46630PAGO 05948KWX3 05948KYA1 759676AF6 86359B7S4 92922FZZ4 07325VAC8 126683EY5 36185HEB5 760985C90 761 12BHY9 81441PCE9 92922FRK6 92922FXN3 3140206T3 05948KMM8 05948KM97 05950AAR7 059508AGQ 996192472 902133AL1 31391HAM6 FNMA POOL FNMA POOL GNMA POOL GNMA II POOL GNMA POOL #0781118 COMM 2005-06 MORTGAGE CS A5A BEAR STEARNS COMMERCI PWR9 A4A FNMA GTD REMIC P1T 90-68 FNMA GTD REMIC PIT 90-109 FNMA GTD REMIC CTF 89-101H MULTICLASS MTG 147 MULTICLASS MTG 74 POOL GNMA II POOL #0004696 DEUTSCHE ALT-A SECURIT AR5 21A CREDIT SUISSE FIRST BOST C5 A4 WACHOVIA BANK COMMERCIA C12 A4 CD COMMERCIAL CD1 A4 JP MORGAN MORTGAGE TRU A7 2A4R BANC OF AMERICA ALTERNA 11 4A1 EQUIVANTAGE HOME EQUITY 2 A3 JP MORGAN ALTERNATIVE 83 A3A JP MORGAN MORTGAGE TRUS A2 2A3 BANC OF AMERICA ALTERNA 11 4A1 BANC OF AMERICA ALTERNAT 2 4A1 RENAISSANCE HOME EQUITY 2 AF3 STRUCTURED ASSET SECU 7XS 1A4B WAMU MORTGAGE PASS-THR CB4 22A BAYVIEW FINANCIAL ACQUIS A 1A2 ALTERNATIVE LOAN TRUS 85GB 3A1 GMACM MORTGAGE LOAN TRU GH1 A6 RAMP SERIES 2003-RS10 RS10 AI7 RAMP SERIES 2005-RS1 RS1 A16 SECURITY NATIONAL 1A AF1 144A WAMU MORTGAGE PASS-THRO CB1 5A WAMU MORTGAGE PASS-THRO CB3 3A FNMA POOL #0735382 BANC OF AMERICA ALTERNAT 2 5A1 BANC OF AMERICA ALTERNA 9 1CB3 BANC OF AMERICA ALTERNA 4 3034 BANC OF AMERICA ALTERNAT 5 CB7 FEDERATED GOVERNMENT OBLIG 5 FDIC GUARANTEED NOTE C1 A 144A TYCO ELECTRONICS GROUP SA FNMA POOL #0577012 51112014 51112014 51112014 51112014 51112014 51112014 51112014 51112014 51112014 51112014 411512014 411512014 51112014 51112014 51112014 51112014 51112014 51112014 51112014 51112014 51112014 51112014 51112014 51112014 51112014 51112014 51112014 51112014 51112014 51112014 51112014 51112014 51112014 51112014 51112014 51112014 51112014 51112014 51112014 51112014 51112014 51512014 51612014 5/6/2014 511 212014 -6,990 4800 -4,391 6000 -2,845 3900 -3,148 8200 -95 5000 -1.342 8700 -23.000 9100 -118 2100 -169 8100 -77 8300 -90 4600 -55 6100 -2.299 1600 -8.279 7100 -1.014.2300 -2.099 4300 -24.290 3300 -8.146 4900 -465 9700 -1.310 1400 -108 4600 -2.887.6000 -449 9900 -309 2600 -754 4000 -134.1600 -2.804 2300 -762 4800 -1.588 9800 -342 3100 -1.809.1600 -21 1.4700 ?1.335 4400 -366 1800 -1.1 12 9800 -434 8900 -1.580 3800 -874 3200 -645 3700 -1.155 8300 -1.519 1 100 -154.322 1000 -1 579.8800 -155,000 0000 -7.803 4500 6.990 48 4,391 60 2.845 39 3.148 82 95.50 1.342 87 23.000 2.299.16 8,279.71 1.014 23 2.099 43 24.290 33 8.146 49 465 97 1.310 14 108 46 2.887 134.16 2.804 23 762 48 1,588.98 342 31 1,809.16 211 47 1,335 44 366.18 1.112 98 434 89 1.580 38 874 32 645 37 1.155 83 1.519 11 154.322 10 1,579.88 156.196 60 8.271 70 -7.258.08 -4.580 64 -3.127 71 -3.406 14 -97 77 -1.403 82 -24.567 85 -117 88 -169 -2.402 98 -8.952.44 -1.021 04 -2.211 95 -25.605 43 -8.882 22 -466.99 -1.308 57 -108 50 -2.887.31 -456 46 -312 26 -775 74 -134 16 -2.803 74 -767.48 -1.588 96 -340 81 -1,808 93 -211 47 -1,335 44 -366 13 -1,123 76 436 05 ?1,643 84 ?877 87 -648 19 -1.157 36 -1.512 93 -154.322.10 -1.577.88 -1 56,593.40 -8.108 26 -267 60 -189.04 -282 32 -257 32 -2 27 -60 95 -1.566.-103 82 -672 73 -6 81 -112 52 -1.315 10 -735 73 -1.02 1 57 -0 04 0.2.00 -396.80 163 44 329 REPORTING ACCOUNT NUMBER LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 SECURITY 78442FCJ5 14040HAS4 75971 EAE6 75971EAE6 75971 EAE6 75971 EAE6 75971 EAE6 75971EAE6 75971EAE6 3138E5CH9 3138LTJ02 3138LUS30 31335HUM3 31336WCQO 3138ASR53 3132HLM34 31292GZF6 31292K2X4 312928ADZ 31292SAQ3 3128M6AX6 3128M6NDG 312945034 312BQOGE1 3128MMQP1 3132GUKK9 3138A1VP3 3138A2GR4 31371KWE7 31371 K2V2 31371LDQQ 31371 LEW5 31407YR68 314020C24 314020Y39 31402Q6T3 31402RF87 31402RSNO 31403DBY4 31403DDX4 31418AM39 31418MH39 31418UEEO 31418WPG9 DESCRIPTION 1 SLM CORP CAPITAL ONE FINANCIAL CORP RENAISSANCE HOME EQUITY 3 AF2 RENAISSANCE HOME EQUITY 3 AF2 RENAISSANCE HOME EQUITY 3 AF2 RENAISSANCE HOME EQUITY 3 AF2 RENAISSANCE HOME EQUITY 3 AF2 RENAISSANCE HOME EQUITY 3 AF2 RENAISSANCE HOME EQUITY 3 AF2 FNMA POOL FNMA POOL FNMA POOL POOL #09-0588 POOL FNMA POOL POOL POOL POOL POOL POOL POOL POOL POOL POOL POOL POOL FDIC GUARANTEED NOTE C1 A 144A FNMA POOL FNMA POOL FNMA POOL #0254545 FNMA POOL #0254688 FNMA POOL #0254911 FNMA POOL #0254949 FNMA POOL #0844809 FNMA POOL #0725589 FNMA POOL #0735230 FNMA POOL #0735382 FNMA POOL #0735591 FNMA POOL #0735925 FNMA POOL #0745355 FNMA POOL #0745418 FNMA POOL FNMA POOL FNMA POOL FNMA POOL TXN CODE TRADE EX DATE 5/15/2014 5/23/2014 11/1/2013 1/1/2014 2/1/2014 3/1/2014 4/1/2014 5/1/2014 12/1/2013 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 5/6/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 UNITS -75.000 0000 -150.000 0000 -360 3300 -35 4900 -59 9600 -70 0700 -27 4000 -250 8700 389 6500 -3.233 2400 -1.553 6600 ?2.577 4800 -1 12 5700 -594 0800 -1.735 5800 -1.271.9600 ~81 2600 -4.095 8300 -2.737 4400 -1.786 2200 -930 0500 -2,934 7100 -4,804 5800 -2.653 1800 -3,859 0400 2.100 5400 -3.289 9200 -402 4600 -8.390 2800 -345 5900 -420 8100 -300 2400 -459 2200 -2.059 9800 -1.022 6500 -1.770 8900 -1.614 0100 -7.566 9000 -1.578 9100 -3.833.2300 ?334 0200 -2,781 6800 -2,505 2400 -5,946 4400 4.0186600 BASE AMOUNT 75.000 00 150.000 00 360 33 35.49 59 96 70.07 27 40 250 87 -389 65 3.233 24 1.553 66 2,577.48 112 57 594 08 1.735 58 1,271.96 81 26 4,095 83 2,737.44 1,786 22 930 05 2.934 71 4.804 58 2.653 18 3.859 04 2.100 54 3.289 92 402 46 8.390 28 345 59 420 81 300.24 459 22 2.059 98 1.022 65 1,770.89 1 .614 01 7.566 90 1.578.91 3.833 23 334 02 2.781 68 2.505 24 5.946.44 1,018.66 BASE COST -74,832 00 -161.325 00 -360 -250.87 389 65 -3.405 01 -1.605 61 -2.705.55 -114 79 -574 77 -1.811 24 -1.339 83 -81 84 -4.285 58 ?2.765 88 -1.863 81 -984 84 ?3.084 66 -4.993 76 ?2,772 99 -3.864 47 -2,224 60 -3.285.76 -406 86 -8.818.97 ?349 53 -426 20 -307 65 -458 57 -1.928 66 -1,051 89 -1,788.05 -1.678 82 -8.275 11 -1.646 01 4,024.89 -345 81 -2,908 81 -2,706 83 -6.362 69 -1.050.17 BASE INVESTMENT GAIN LOSS 168 00 -11.325 -171 77 -51.95 -128 -189 75 -28 44 -77.59 -54 79 -149 95 -189 18 -119 81 -5 43 -124 -3.94 -5 39 -7.-708 21 -67.10 -191.66 -11 79 -127 13 -201 59 -416 25 -31.51 330 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION I BASE TXN CODE TRADE Ex UNITS BASE AMOUNT BASE COST INVESTMENT GAIN DATE LOSS LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LH BF 30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF 30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 36202FG D2 3141 9A4 N4 36202FHY5 36202FPG5 361 79ME48 36179MN H9 1 261 71 AF4 073873AH6 362253636 31358EPR7 31358E7W6 313603N F5 31283K668 31 2941 3N5 225470AP8 1251 3EAGQ 29476YAX7 46629DAW5 3141 QBBT1 05948 KJR1 46628VAE6 760985C90 761 123HY9 126683EY5 863593734 92922FZZ4 46630PAGO 05948KMM8 05948KWX3 05948KYA1 07325VAC8 361 85H E35 759676AF6 75971 EAE6 81441 PCE9 92922FR K6 92922 FXN3 05948KM97 05950AAR7 059503AG9 12668 EAJ6 251 50 NAT1 996192472 3135GOJA2 996192472 GNMA II POOL #0004696 FNMA POOL GNMA II POOL #0004747 GNMA II POOL #0004923 GNMA ll POOL GNMA POOL COMM 2005-06 MORTGAGE CS A5A BEAR STEARNS COMMERCI PWR9 A4A GNMA POOL #0781118 FNMA GTD REMIC 90-68 FNMA GTD REMIC 90-109 FNMA GTD REMIC CTF 89-101H POOL POOL CREDIT SUISSE FIRST BOST C5 A4 CD 2005-CD1 COMMERCIAL CD1 A4 EQUIVANTAGE HOME EQUITY 2 A3 JP MORGAN MORTGAGE TRU A7 2A4R FNMA POOL BANC OF AMERICA ALTERNA 11 4A1 JP MORGAN ALTERNATIVE 33 A3A RAMP SERIES 2003-RS10 R810 RAMP SERIES 2005-RS1 RS1 ALTERNATIVE LOAN TRUS 85CB 3A1 STRUCTURED ASSET SECU 7XS 1A4B WAMU MORTGAGE PASS-THR CB4 22A JP MORGAN MORTGAGE TRUS A2 2A3 BANC OF AMERICA ALTERNAT 2 5A1 BANC OF AMERICA ALTERNA 11 4A1 BANC OF AMERICA ALTERNAT 2 4A1 BAYVIEW FINANCIAL ACQUIS A 1A2 GMACM MORTGAGE LOAN TRU GH1 A6 RENAISSANCE HOME EQUITY 2 AF3 RENAISSANCE HOME EQUITY 3 AF2 SECURITY NATIONAL 1A AF1 144A WAMU MORTGAGE PASS-THRO CB1 5A WAMU MORTGAGE PASS-THRO CB3 3A BANC OF AMERICA ALTERNA 9 1033 BANC OF AMERICA ALTERNA 4 3034 BANC OF AMERICA ALTERNAT 5 C37 ALTERNATIVE LOAN TRUST J5 3A1 DEUTSCHE ALT-A SECURIT AR5 21A FEDERATED GOVERNMENT OBLIG 5 FEDERAL NATL MTG ASSN FEDERATED GOVERNMENT OBLIG 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6/1/2014 6l1/2014 6/1/2014 6/3/2014 6/4/2014 6/4/2014 -8.924 9300 -7.876 4100 -2.488 5200 -2.592 9300 -3.422.2000 -3.755 8800 -7.931 0000 -3.194 8700 -124 7600 -127 8900 -258 0700 -59 9500 -659 2800 -2.443 3000 -1,134 7800 -5,404 6700 -93 1900 -214 3300 4,481.6000 -691 0600 -1.670 9400 -826 6100 -3.376 5500 -507 5100 -1.056 5000 -1.523 8400 -364 7200 -1.262 0500 -286 3200 -740 8700 -1.204.0700 -2.520 5800 -363 5800 -178 8400 -1.234 7300 -452 0000 -1,025 9000 -445 1500 -2.033 9900 ?1,822 2600 -1.070 6000 -1.388 2100 -149.421 4700 -300.000 0000 -269. 186 4900 8,924 93 7,876.41 2.488 52 2,592.93 3,422.20 3,755 88 7,931.00 3.194 59.95 659 28 2.443 30 1.134 78 5.404 67 93 19 214 33 4.481 60 691 06 1.670 94 826 61 3.376 55 507.51 1,056 50 1.523 84 364 72 1.262 05 286 32 740 87 1.204 07 2.520 58 363.58 178 84 1,234.73 452.00 1.025 90 445 15 2.033 99 1.822 26 1,070 60 1.388.21 149,421.47 302.188 50 269,186 49 -9.650 08 -8.177 93 -2.648 52 -2.656 94 -3.761 75 -4.062 81 -8.290 99 -3.412.52 -127.72 -127.53 -257.42 -59 47 -665.26 -2.561 65 -1.195 60 -5,892.78 -93 23 -214 80 -4.674 52 -690 23 -1.670 77 -826 60 -3.376 55 -505 29 -1.056 31 -1.533.84 -369 96 -1.267 18 -289 09 -761 82 -1.204 05 -2.520 26 ~363 58 -178 84 -1.234 58 -456 38 -1.028 62 -447 10 -2.036 69 -1.814 85 -1.078 30 -1.397 54 -149.421 47 -299.895 00 -269.186.49 -725 15 -301 52 -160 00 -64 01 -339 55 -306 93 -359.99 -217 0.-488.1 1 -0.04 -0 47 -192 -10.00 -5.0.02 0 32 0.00 0 00 0 15 -4.7.2,293 50 0 00 331 REPORTING ACCOUNT NUMBER LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF 30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LH BF 3001 0002 LHBF30010002 LHBF30010002 LH BF 30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LH BF30010002 SECURITY ID 996192472 929766TM5 631 103ACZ 92343VB06 996192472 996192472 3128MMQP1 31292GZF6 3128M6AX6 31292K2X4 3128M6N06 31292SADZ 312928AQ3 3129413N5 312945DS4 3128QOGE1 31283KGG8 3132GUKK9 31371KWE7 31371 K2V2 3132HLM34 31371 LDQQ 31371 LEW5 3138E5CH9 31335HUM3 31336WCQO 3138LUS30 31 38AS R53 3138A1VP3 3138A2GR4 31402DC24 314020Y39 3140206T3 31402RF87 31402RSNO 314OBDBY4 314OSDDX4 31407YR68 31418AM39 3141 8M H39 31418UEEO 31418WPGQ 31419A4N4 3141QBBT1 FEDERATED GOVERNMENT OBLIG 5 WACHOVIA BANK COMMERCIA C12 A4 NASDAQ OMX GROUP VERIZON COMMUNICATIONS INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA DESCRIPTION 1 POOL POOL POOL POOL POOL POOL POOL 5 POOL POOL 3 POOL 1 ?91 97 POOL POOL POOL #0254545 POOL #0254688 POOL POOL #0254911 POOL #0254949 POOL POOL POOL POOL POOL POOL POOL POOL POOL #0725589 POOL #0735230 POOL #0735382 POOL #0735591 POOL #0735925 POOL #0745355 POOL #0745418 POOL #0844809 POOL POOL POOL POOL POOL POOL TXN CODE CAL CAL TRADE EX DATE 6/5/2014 6/17/2014 6/18/2014 6/24/2014 6/26/2014 6/30/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 7/1/2014 UNITS -259.175 1700 -505 2400 -250,000 0000 -50.000 0000 -1.096 1100 -217.411 2000 4.0156100 -167 6900 -899.9400 -3,659 3800 -2,535 7200 -2.796 8600 -1.793 7900 4.6497800 -5,589 0000 -2.270 9900 -617 4400 -1,627 1300 -290 3500 ?387 0800 -1,702 2800 -305 5600 ?405 2300 -2.141 3200 -120 3600 -1.940 6400 -570 8300 -2.573.3000 -1,450 9500 -466 7100 -6,873 8700 -1.143 5700 -1,347 4700 -1,699 8900 -6.875 9100 -1.662 8900 -4,091 8100 -359 8500 -3.007 7900 -2.954 3200 -2.441 4300 -5.614 5000 -1.031.7600 -9,443 4000 -6,058.3200 BASE AMOUNT 259.175 17 505 24 255.195 10 55.009 00 1.096 11 217.411 20 4.015 61 167 69 899 94 3.659 38 2,535.72 2.796 86 1,793 79 4.649 78 5,589 00 2.270 99 617 44 1.627 13 290 35 387 08 1.702 28 305 56 405 23 2,141.32 120 36 1,940 64 570 83 2,573.30 1,450 95 466 71 6.873 87 1.143 57 1.347 47 1,699 89 6,875 91 1.662 89 4.091 81 359 85 3,007 79 2.954 32 2,441.43 5,614 50 1,031 76 9,443 40 6,058 32 BASE COST -259.175 17 -532 59 -256,945 00 -49.935 00 -1.096 11 -217.411 20 -4.021 26 -168 90 -952 95 -3,828 91 -2,665 28 -2.825 92 -1,871 71 -4.875 00 -5.809.07 -2,373 54 -623 04 -1,723 23 -293 66 ?392.04 -1.793 11 -313 10 -404 66 -2.255.08 -122 73 -2.005 53 -552 28 -2,701.16 -1,514 20 -471 81 -7.225 08 ?1.176 27 -1,360 52 -1,768 15 -7.519 45 -1 ,733.56 4,296.40 ?372 56 -2.816 04 -3,089 34 -2.637.89 -6.007.52 -1.063 68 -9,804 91 -6.319 11 BASE INVESTMENT GAIN LOSS 0 00 -27.35 -1,749 90 5,074 -169 53 -129.56 -29 06 -77 92 -225 22 -220 07 -102 0.57 -113 -127 86 -63.25 -5 10 -351 -643 54 -70 67 -204 59 -12 71 191 75 -135 02 -196 46 -393 02 -31 92 -361 51 -260.79 332 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION I TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LH BF 3001 0002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 36202 FGDZ 36202FHY5 36202FPG5 1261 71AF4 361 79M E48 361 79MN H9 3622SBG36 31 2903W26 07387 BAH6 31 358EPR7 31 358 E7W6 31 3603N F5 31 340YG45 225470AP8 1251 3 EAG9 05948 KJR1 29476YAX7 466290AW5 07 325VACB 126683EY5 36185HEB5 759676AF6 863593784 760985C90 05948KWX3 761 128HY9 92922FZZ4 46630PAGO 92922FRK6 92922FXN3 81441 PC E9 05948KM M8 05948KYA1 46628VAE6 05948KM97 05950AAR7 059508AGQ 1 2668EAJ6 251 50NAT1 75971 EAE6 312903W26 31340YG45 996192472 GNMA II POOL #0004696 GNMA II POOL #0004747 GNMA II POOL #0004923 COMM 2005-06 MORTGAGE C6 A5A GNMA II POOL GNMA II POOL GNMA POOL #0781118 MULTICLASS MTG 147 BEAR STEARNS COMMERCI PWR9 A4A FNMA GTD REMIC PIT 90-68 FNMA GTD REMIC PIT 90-109 FNMA GTD REMIC PIT CTF 89-101H MULTICLASS MTG 74 CREDIT SUISSE FIRST BOST C5 A4 CD 2005-CD1 COMMERCIAL CD1 A4 BANC OF AMERICA ALTERNA 11 4A1 EQUIVANTAGE HOME EQUITY 2 A3 JP MORGAN MORTGAGE TRU A7 2A4R BAYVIEW FINANCIAL ACQUIS A 1A2 ALTERNATIVE LOAN TRUS 8503 3A1 GMACM MORTGAGE LOAN TRU GH1 A6 RENAISSANCE HOME EQUITY 2 AF3 STRUCTURED ASSET SECU 7X8 1A4B RAMP SERIES 2003-RS10 R310 BANC OF AMERICA ALTERNA 11 4A1 RAMP SERIES 2005-RS1 RS1 Al6 WAMU MORTGAGE PASS-THR CB4 22A JP MORGAN MORTGAGE TRUS A2 2A3 WAMU MORTGAGE PASS-THRO CB1 5A WAMU MORTGAGE CB3 3A SECURITY NATIONAL 1A AF1 144A BANC OF AMERICA ALTERNAT 2 5A1 BANC OF AMERICA ALTERNAT 2 4A1 JP MORGAN ALTERNATIVE S3 A3A BANC OF AMERICA ALTERNA 9 1033 BANC OF AMERICA ALTERNA 4 3034 BANC OF AMERICA ALTERNAT 5 CB7 ALTERNATIVE LOAN TRUST J5 3A1 DEUTSCHE ALT-A SECURIT AR5 21A RENAISSANCE HOME EQUITY 3 AF2 MULTICLASS MTG 147 MULTICLASS MTG 74 FEDERATED GOVERNMENT OBLIG 5 FDIC GUARANTEED NOTE C1 A 144A FDIC GUARANTEED NOTE C1 A 144A 71112014 71112014 71112014 71112014 71112014 71112014 71112014 511512014 71112014 71112014 71112014 71112014 511512014 71112014 71112014 71112014 71112014 71112014 71112014 71112014 71112014 71112014 71112014 71112014 71112014 71112014 71112014 71112014 71112014 71112014 71112014 71112014 71112014 71112014 71112014 71112014 71112014 71112014 71112014 71112014 6115/2014 6115/2014 71312014 71612014 71612014 -10,402 8200 -2,420 6500 -2.654 9200 -659 3000 -3.691 1300 -3.865 6500 -118 1600 -79 3300 -505 3700 -1 13 6500 -347 8600 ?68 7500 -400 5100 -24.094 2600 -2.816 2400 -1.195.3300 -68 4400 -947 0900 -1.055 0400 -902 0500 -1.035 4900 -335 0600 -3.487 6600 -1.061 7100 -184 6000 -1.675 8500 -1.376 8600 -1.193 0400 -937.0900 -927 6100 -275 3200 -1.255 8300 -296 0100 -2.434 0000 -1.110 4700 -582 8700 -1.840 2900 -1.074.0000 -1,069 6500 -80 1800 -83 7100 -50 3300 -211.333 3700 -2.518 7400 -2.241 3800 10,402.82 2,420.65 2,654.92 659 30 3,691.13 3,865 24.094 26 2,816 24 1.195 33 68 44 947 09 1,055.04 902 05 1.035 49 335 06 3,487 66 1.061 71 184 60 1.675 85 1,376 86 1.193 1,255.83 296 01 2.434 00 1.110 47 582 87 1.840 29 1,074 00 1.069 65 80 18 83.71 50 33 211.333 37 2.518 74 2.241 38 -11.248 05 -2.576.29 -2.720 46 -689.23 -4.057 36 4,181.55 -120 97 -79 33 -539 80 -113 33 -346 98 -68 20 -400 40 -25.385 56 ?3.070 58 ?1.193 90 ?68 47 -949 16 -1.055 03 -898 11 -1.035 36 ~335 06 -3.487.05 -1.061 70 -186 39 -1.675 85 -1.385 90 -1.210 19 -946 17 -930.07 -275 29 -1.260.93 -304 38 -2.433 76 -1.1 15 33 -583 64 -1.832.80 -1.081 72 -1.076.84 -80 18 -83.71 -50.32 -211.333 37 -2,515 55 -2.238 54 -845 23 -155 64 -65 54 -29.93 -366.23 -315 90 -2.0.88 0 55 0 11 -1.291 30 -254 0.24 -4.86 -0 77 7.0.00 0. 333 REPORTING ACCOUNT NUMBER LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LH BF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LH BF 3001 0002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LH BF 3001 0002 LH BF 3001 0002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 SECURITY ID 3021QGACZ 996087094 31620MAD8 654730AL7 996192472 996192472 996192472 81441 PCE9 3138AZGR4 31371KWE7 31371K2V2 31371LDQQ 3128MMQP1 3129262F6 31371 LEW5 31407YR68 3138A1VP3 31402DCZ4 314020Y39 3140206T3 31292K2X4 31292SADZ 312928AQ3 3128M6AX6 3128M6NDG 3129413N5 312945034 312800GE1 3132HLM34 31283K6G8 3132GUKK9 3138E5CH9 3138LTJ02 3138LUS30 31336WCQO 3138ASR53 31402RF87 31402RSNO 314OBDBY4 314OSDDX4 31418AM39 31418UEEO 31418WPG9 36202FGD2 36202FHY5 EXPRESS SCRIPTS HOLDING CO BNY MELLON CASH RESERVE DELITY NATIONAL INFORMATION NISOURCE FINANCE CORP ERATED GOVERNMENT OBLIG 5 ERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 URITY NATIONAL 1A AF1 144A DESCRIPTION POOL 107 POOL #0254545 POOL #0254688 POOL #0254911 POOL POOL POOL #0254949 POOL #0844809 POOL POOL #0725589 POOL #0735230 POOL #0735382 POOL POOL #00-9004 POOL #00-9015 POOL POOL POOL POOL POOL POOL POOL POOL #00-8998 POOL POOL POOL POOL POOL POOL #0735591 POOL #0735925 POOL #0745355 POOL #0745418 POOL POOL POOL NMA II POOL #0004696 GNMA II POOL #0004747 TXN CODE CAL CAL MT TRADE EX DATE 7/8/2014 7/15/2014 7/15/2014 7/15/2014 7/18/2014 7/24/2014 7/31/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 6/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 UNITS -150.000 0000 -120 0000 -150.000 0000 -150.000 0000 -78.673 6700 -270.000 0000 -0 5100 -173 4800 -8.527 9100 -335 1900 -563 5100 -255 5500 ?4.039 8600 ~109 0400 -362 4000 -1.594 2100 ~877 6100 -1.101 2900 -1.720 5300 -1.497 2000 -5,782 3400 -2.343 1800 -2,166 3000 -892.2100 -2,766 0200 ?5,525 5400 -7,442 6400 -2.708 6100 -2.597 7100 -364 4400 -2.190 5100 -3.620 2000 -1.674 7400 ~2.327 4200 -530 8200 -1.633 3400 -7.189 5600 -1.813 5700 4.0166600 -334 6000 -3.154.2300 -7.993 2400 -629 3300 -10.197 2200 -2.337.3100 BASE AMOUNT 158.578 23 120 00 158.859 00 150.000 00 78.673 67 270.000.00 0.51 173.48 8.527 4,039 86 109.04 362 40 1.594 21 877 61 1,101 29 1.720 53 1.497 20 5.782 34 2,343.18 2.166 30 892 21 2.766 02 5.525 54 7.442 64 2.708 61 2.597 71 364 44 2.190 51 3.620.20 1.674 74 2.327 42 530 82 1.633.34 7,189.56 1.813 57 4.016.66 334.60 3.154.23 7.993 24 629 33 10.197 22 2.337.31 BASE COST -149.959 50 -120 00 -169.500 00 -160.681 50 -78.673 67 ?270.000 00 -0 51 -173 46 -8.963 63 -339 01 -570 73 -261 86 ?4.045 54 -109.82 -361 89 -1.492 58 ?887 21 -1,132 78 -1.737 20 -1.557 32 -6.050 23 -2.367.53 -2,260 40 ?944 77 -2,907 35 -5,793 18 ?7.735 69 -2.830 92 -2.736 32 -367 74 -2.319 89 -3.812 52 ?1,730 74 ?2.443 06 -513.57 -1.704 54 -7.862 46 -1.890 65 -4.217 49 -346 42 -3.298 39 -8.552 77 -648 80 11,025 74 -2.487.59 BASE INVESTMENT GAIN LOSS 8.618 73 0 00 -10.641 00 -10.681 50 0.-435 72 -3 82 -7.0.51 101 63 ?9 60 -31.49 ?16 67 -60.12 -267 -141 33 -267 64 -293 05 -122 31 -138 61 -3 30 -129 38 -192.32 -56 00 -115.64 17.25 ?71 20 -672.90 -77 08 -200 83 -11 82 444.16 -559.53 -19 47 ~828 52 450.28 334 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION I TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE INVESTM ENT GAIN LOSS BASE COST LH BF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 3141 9A4N4 3141 9BBT1 36202FPG5 361 79ME48 361 79MN H9 07387 BAH6 1261 71AF4 31358EPR7 31358E7W6 31 3603N F5 312903W26 22 5470AP8 1 251 3EAG9 9297GBBN1 1 2668EAJ6 4662QDAW5 31 335HUM3 362258G36 48628VAE6 3141 BM H39 05948KJR1 361 85H E85 07325VAC8 46630PAGO 760985090 761 12 BHY9 251 50 NAT1 86359 B7 $4 92922 FZZ4 05948 KMM8 05948 KWX3 05948 KYA1 759676AF6 75971 EAE6 92922FRK6 92922 FXN3 05948KM97 05950AAR7 059508AG9 126688EY5 31 340YG45 996192472 9961 92472 9961 92472 91 28288T8 FNMA POOL FNMA POOL GNMA II POOL #0004923 GNMA II POOL GNMA ll POOL BEAR STEARNS COMMERCI PWR9 A4A COMM 2005-06 MORTGAGE 06 A5A FNMA GTD REMIC PIT 90-68 FNMA GTD REMIC PIT 90-109 FNMA GTD REMIC PIT CTF 89-101H MULTICLASS MTG 147 CREDIT SUISSE FIRST BOST CS A4 CD 2005-CD1 COMMERCIAL CD1 A4 WACHOVIA BANK COMMERCIA C22 A4 ALTERNATIVE LOAN TRUST J5 3A1 JP MORGAN MORTGAGE TRU A7 2A4R POOL GNMA POOL #0781118 JP MORGAN ALTERNATIVE 53 A3A FNMA POOL BANC OF AMERICA ALTERNA 11 4A1 GMACM MORTGAGE LOAN TRU GH1 A6 BAYVIEW FINANCIAL ACQUIS A 1A2 JP MORGAN MORTGAGE TRUS A2 2A3 RAMP SERIES 2003-RS10 R310 RAMP SERIES 2005-RS1 RS1 DEUTSCHE ALT-A SECURIT AR5 21A STRUCTURED ASSET SECU 7XS 1A4B WAMU MORTGAGE PASS-THR CB4 22A BANC OF AMERICA ALTERNAT 2 5A1 BANC OF AMERICA ALTERNA 11 4A1 BANC OF AMERICA ALTERNAT 2 4A1 RENAISSANCE HOME EQUITY 2 AF3 RENAISSANCE HOME EQUITY 3 AF2 WAMU MORTGAGE PASS-THRO CB1 5A WAMU MORTGAGE PASS-THRO CB3 3A BANC OF AMERICA ALTERNA 9 1CB3 BANC OF AMERICA ALTERNA 4 3CB4 BANC OF AMERICA ALTERNAT 5 C87 ALTERNATIVE LOAN TRUS 8508 3A1 MULTICLASS MTG 74 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 TREASURY NOTE 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 7/15/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 8/1/2014 7/15/2014 8/4/2014 815/2014 817/2014 -9,154 5600 -5,932.0700 -2,814 4800 -3,815 9900 4,006 4800 -3,268 4700 -3,190 9300 -1 18 0500 -172.4300 -46 4800 95.9900 -2,170 8200 -728 2100 12,617.3500 ?1,282.4700 -1,729 5100 -1 19 2900 -105 8700 -3,970.7800 -2,570 7300 -789.7700 499.4900 -2,147.8600 -770 9800 ?424 6200 -6,407 9700 -442 7600 -1,494 8100 -647 6400 -692 6600 -308 9400 -1,049 2500 -663 8900 -124 2400 -510.4100 -557 1400 -839 4000 -1,106 6200 -908 6800 -408 5600 -88 3300 -233,678 2300 -235,525 2500 -30,892 6100 ?300,000.0000 9,154 56 5,932 07 2,814 48 3,815 99 4,006 48 3,268 47 3,190 2,170 82 728.21 12,617 35 1,282 47 1,729 51 119 29 105 87 3,970 78 2,570 73 789 77 499 49 2,147 86 770 98 424.62 6,407 97 442 76 1,494.1,049 839.40 1,106.82 908.68 408 56 88 33 233,678 23 235,525 25 30,892 61 295,663 06 -350 45 -255 36 -69 48 ?378.62 -327 40 -222.66 -144 -116 34 -65.77 -792 -206 86 0.0.-1.923.58 -9,505 01 -6,187 43 -2,883 96 -4,194 61 4,333 88 -3,491 13 9,335.77 -117 72 -171 99 ~46 10 -95 99 -2,287 16 -793 98 -1 3,409 88 -1,291 69 -1 ,733 29 421 64 -108 38 -3,970 39 -2,777 59 -788 83 .499 43 -2,147 33 -782 06 .424 62 -6,407 97 .445 73 -1,494 55 -651 89 -695 47 -311 93 -1,078 92 -663 89 -124 24 -515 35 -558 62 -843 07 -1 ,108.29 -904 93 -406 77 -88 31 -233,678.23 -235,525 25 -30,692.61 294,739 43 335 REPORTING ACCOUNT NUMBER LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 SECURITY ID 9128288T8 02582JFV7 26439VAB3 996192472 996192472 996192472 29476YAX7 996192472 996192472 312928ADZ 312923A03 3128M6AX6 3128M6N06 3129413N5 312945084 3128QOGE1 313ZGUKK9 31283K668 3132HLM34 3128MMQP1 31292K2X4 31335HUM3 31336WCQO 3138ASR53 3138A1VP3 3138A2GR4 31371KWE7 31371 K2V2 31371LDQQ 3138E5CH9 3138LUS30 3140206T3 31402RF87 31402RSNO 31403DBY4 31403DDX4 31407YR68 314020024 314020Y39 36179ME48 36179MNH9 31418UEEO 31418WPGQ 31419A4N4 DESCRIPTION 1 TREASURY NOTE AMERICAN EXPRESS CREDIT AC 2 A SPECTRA ENERGY CAPITAL LLC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 EQUIVANTAGE HOME EQUITY 2 A3 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 POOL #00?9004 POOL POOL POOL POOL POOL POOL POOL #00-8998 POOL POOL #01 -0378 POOL POOL POOL POOL FNMA POOL FNMA POOL FNMA POOL FNMA POOL #0254545 FNMA POOL #0254688 FNMA POOL #0254911 FNMA POOL FNMA POOL FNMA POOL FNMA POOL #0735382 FNMA POOL #0735591 FNMA POOL #0735925 FNMA POOL #0745355 FNMA POOL #0745418 FNMA POOL #0844809 FNMA POOL #0725589 FNMA POOL #0735230 GNMA POOL GNMA II POOL FNMA POOL FNMA POOL FNMA POOL TXN CODE TRADE EX DATE 8/1312014 8/1512014 8115/2014 8/18/2014 8/22/2014 8125/2014 8/25/2014 8126/2014 8129/2014 911/2014 911/2014 911/2014 911/2014 91112014 91112014 91112014 91112014 9/1/2014 9/1/2014 9/1/2014 9/112014 9/1/2014 9/1/2014 9/1/2014 9/1/2014 911/2014 9/1/2014 911/2014 9/1/2014 9/1/2014 911/2014 9/1/2014 9/1/2014 911/2014 911/2014 911/2014 91112014 911/2014 91112014 9/1/2014 911/2014 91112014 9/1/2014 91112014 9/1/2014 UNITS ?225.000 0000 -625.000.0000 -200,000 0000 -20.389 1000 ?41.068 0600 -324.233 6600 -7 7000 -3,528 5400 -209.110 2800 -3.003.0600 -1.986 1400 -805 5100 -2,045 0300 -5.11 1.4900 -7.323 2400 -2,744 7300 -1.754.3500 -373 9600 -1.753 3400 -3.739 4700 -5.282.6900 -155 7100 -586 0900 -1.981 0500 -1.930 7300 -6,658 2400 -291 5200 -476 8800 -236 5000 -1.656 8300 -1.707 1200 ?2,044 2500 -1,831 9700 -6.897 1800 -1.648 3900 -3.423.4500 -336 7700 -2.429 0600 -1.206 5200 -1.527 3300 -3,515.5200 -4,100 1500 -8.157.2500 -681 5400 ?9.351.5400 BASE AMOUNT 222.142 80 625.000 00 200.000 00 20.389 10 41,066 06 324.233 66 7 70 3.528 54 209.110 28 3.003 06 1.986 14 805.51 2,045.03 5.111 49 7.323 24 2.744 73 1,754 35 373 96 1.753 34 3.739 47 5.282 69 155 71 586 09 1.981 05 1,930 73 6.658 1.656 83 1.707 12 2,044.25 1,831 97 6.897 18 1.648 39 3,423.45 336 77 2.429 06 1.206 52 1.527 33 3.515 52 4,100.15 8.157 25 681 54 9,351.54 BASE COST 221,054 62 -639.272 46 207,100 00 -20.389 10 41,066 06 324,233 66 -7 70 -3.528 54 209,110 26 3,034 26 2,072.41 -852 96 -2,149.52 -5,359 08 -7,611.59 -2,868 67 -1,857 97 -377 35 -1 .846 90 3,744 73 -5,527 43 -158 76 -567 04 -2,067 41 4,951 65 -6,998 43 -294 85 -482 99 -242 34 -1,744 85 -1,764 20 -2145 62 -1905 54 -7,542 71 -1,718 45 -3.594.62 -348 66 ?2,274 21 -1,241 02 -1,542 13 -3,864 33 4,435.21 -8,728 26 -702 63 -9,709 53 BASE INVESTMENT GAIN LOSS 1,088 18 44272.46 -7.100 -104 49 -247 59 -288 35 -123 94 -103 -244 74 -3 07 19 05 -86.36 -21 12 -340 ~101.57 -73 57 -645 53 -70 06 -171 -348 81 -335 06 -571 01 ?21 09 -357 99 336 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION I TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 36202FPGS 1261 71AF4 362253G36 07387 BAH6 31358EPR7 31358E7W6 31 3603NF5 312903W26 31340YG45 31292GZF6 1251 3EAGQ 225470AP8 3141 8MH39 9297SBBN1 36202FGDZ 36202FHY5 46628VAE6 75971 EAE6 759676AF6 760985C90 05948KMM8 07325VA08 761 1 863598734 46630PAGO 92922FZZ4 92922FXN3 81441 PCE9 92922FRK6 05948KJ R1 05948KWX3 05948KYA1 05948KM97 05950AAR7 059503AG9 126688EY5 12668EAJ6 25150NAT1 46629DAW5 31371LEW5 36185HE35 31418AM39 3141933T1 912810EQ7 GNMA II POOL #0004923 COMM 2005-C6 MORTGAGE 06 ASA GNMA POOL #0781118 BEAR STEARNS COMMERCI PWR9 A4A FNMA GTD REMIC PIT 90-68 FNMA GTD REMIC PIT 90?109 FNMA GTD REMIC PIT CTF 89-101H MULTICLASS MTG 147 MULTICLASS MTG 74 POOL CD 2005-CD1 COMMERCIAL CD1 A4 CREDIT SUISSE FIRST BOST C5 A4 FNMA POOL WACHOVIA BANK COMMERCIA 022 A4 GNMA ll POOL #0004696 GNMA II POOL #0004747 JP MORGAN ALTERNATIVE 83 A3A RENAISSANCE HOME EQUITY 3 AF2 RENAISSANCE HOME EQUITY 2 AF3 RAMP SERIES 2003-RS10 R810 AI7 BANC OF AMERICA ALTERNAT 2 5A1 BAYVIEW FINANCIAL ACQUIS A 1A2 RAMP SERIES 2005-RS1 RS1 AI6 STRUCTURED ASSET SECU 7X8 1A4B JP MORGAN MORTGAGE TRUS A2 2A3 WAMU MORTGAGE PASS-THR CB4 22A WAMU MORTGAGE PASS-THRO CB3 3A SECURITY NATIONAL 1A AF1 144A WAMU MORTGAGE PASS-THRO CB1 5A BANC OF AMERICA ALTERNA 11 4A1 BANC OF AMERICA ALTERNA 11 4A1 BANC OF AMERICA ALTERNAT 2 4A1 BANC OF AMERICA ALTERNA 9 1033 BANC OF AMERICA ALTERNA 4 3c34 BANC OF AMERICA ALTERNAT 5 CB7 ALTERNATIVE LOAN TRUS 85C3 3A1 ALTERNATIVE LOAN TRUST J5 3A1 DEUTSCHE ALT-A SECURIT AR5 21A JP MORGAN MORTGAGE TRU A7 2A4R MULTICLASS MTG FNMA POOL #0254949 GMACM MORTGAGE LOAN TRU GH1 A6 FNMA POOL FNMA POOL TREASURY BOND 9/1/2014 9/1/2014 9/1/2014 9/1/2014 9/1/2014 9/1/2014 9/1/2014 8/15/2014 8/15/2014 9/1/2014 9/1/2014 9/1/2014 9/1/2014 9/1/2014 9/1/2014 9/1/2014 9/1/2014 9/1/2014 9I1I2014 9/1/2014 9/1/2014 9/1/2014 9/1/2014 9/1/2014 9/1/2014 9/1/2014 9/1/2014 9/1/2014 91112014 91112014 911/2014 91112014 91112014 91112014 91112014 911/2014 91112014 91112014 91112014 91112014 9/312014 -2,152 3700 -609 1400 -92 6600 -2,273 6100 -1 15 4500 -200 8900 -46 3400 -595 9200 -62 6300 -150 3500 -739 7200 -66,136 7900 -2,535 9400 -654 8000 -9,025 8600 -2, 1 88 3100 -3,991 0600 A385 4700 -789 3500 -749 1100 -860 3100 -1,589.7300 -3,174 7600 -5,450 2300 -1 06. 7000 -652 9600 -468 3400 -336 7500 -542 6800 -986 3900 -179 9000 -310 2800 -1,130 9700 -3,097.5700 -1,642 3000 -347 9100 -322 5900 -2,193.1600 -784 6200 -183 3100 -329 3400 -1,201 9100 -3,503 7000 -5,41 7 7400 -200,000 0000 2,152.37 609 14 92 66 2,273 61 1 15 45 200 89 46.66,136 79 2,535 94 654 80 9,025.86 2,188 31 3,991 1,589.73 3,174 76 5,450 179.90 310 28 1,130 97 3,097.57 1,642.30 347 91 322.59 2,193 1,201 91 3,503 70 5,417.74 264,046 08 -2,205.51 -636 79 -94.86 ?2,428 50 -115.13 -200 38 -45.97 -595 92 -62 61 -151 43 -806.53 -69,681 31 -2,740 00 -695 93 -9,759 21 -2,329 01 -3.990 66 -385.47 -789 35 -749 11 -863 81 -1,589 71 -3,174 76 -5,449 27 -108 23 ?657 25 -469 56 -336 71 -547 94 -985 21 -101 .54 -319 06 -1,135 92 -3,101.68 -1,635 62 -346 39 -324.91 -2,207 89 ?786 34 ?183 31 -328 88 -1,201 76 -3,663 83 -5,650 96 ?265,422 -154.89 0 32 0.51 37 0 00 0 02 -1.08 -66 81 -3,544 52 -204 06 -41 13 -733 35 -140.70 0.0.-5.26 1 18 -1.74 -8 78 -4 95 ?4.-160 13 -233 22 -1,376 60 REPORTING ACCOUNT NUMBER LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 8 LHBF30010002 ?4 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 SECURITY ID 9128288T8 996192472 30251 9961 92472 91 28283T8 996087094 996192472 74432NAAO 46629DAW5 05948KJR1 3128M6ND6 3129413N5 312945054 3128QOGE1 31283K6GB 3128MMQP1 3132GUKK9 31292GZF6 3132HLM34 31292K2X4 312928ADZ 312928AQ3 3128M6AX6 3138ESCH9 3138LUS30 31335HUM3 31336WCQO 3138ASR53 3138A1VP3 3138A2GR4 31371KWE7 31371 K2V2 31371LDQQ 31371 LEW5 31407YR68 31402DC24 31402QY39 3140206T3 31402RF87 31402RSNO 31403DDX4 31418AM39 31418MH39 31418UEEO DESCRIPTION 1 TREASURY NOTE FEDERATED GOVERNMENT OBLIG 5 FDIC GUARANTEED NOTE C1 A 144A FEDERATED GOVERNMENT OBLIG 5 TREASURY NOTE BNY MELLON CASH RESERVE FEDERATED GOVERNMENT OBLIG 5 PRUDENTIAL COVERED TRUST 144A JP MORGAN MORTGAGE TRU A7 2A4R BANC OF AMERICA ALTERNA 11 4A1 POOL POOL POOL POOL POOL POOL POOL #00-8998 POOL POOL #01-0378 POOL POOL #00-9004 POOL #00-9015 POOL FNMA POOL FNMA POOL FNMA POOL POOL #09-0588 POOL FNMA POOL FNMA POOL FNMA POOL FNMA POOL #0254545 FNMA POOL #0254688 FNMA POOL #0254911 FNMA POOL #0254949 FNMA POOL #0844809 FNMA POOL #0725589 FNMA POOL #0735230 FNMA POOL #0735382 FNMA POOL #0735591 FNMA POOL #0735925 FNMA POOL #0745418 FNMA POOL FNMA POOL FNMA POOL TXN CODE TRADE EX DATE 913/2014 914/2014 91612014 911012014 911212014 9122/2014 9126/2014 9130/2014 1011/2014 1011/2014 1011 12014 1011/2014 1011/2014 1011/2014 1011/2014 1011/2014 1011/2014 1011/2014 10/1/2014 10/1/2014 1011/2014 1011/2014 1011/2014 1011/2014 1011/2014 1011/2014 1011/2014 1011/2014 1011/2014 1011/2014 10/1/2014 1011/2014 101112014 101112014 1011/2014 1011/2014 1011/2014 1011 12014 1011 12014 1011/2014 1011/2014 1011/2014 1011/2014 1011/2014 1011/2014 UNITS -250.000 0000 -574.548 5700 -2.883 7400 -218.520 8900 -575.000 0000 -500 0000 -4.469 2400 -10.000.0000 -1.081 3300 -708 6500 -2.080 7400 4.2778500 -6.060 4500 -1.816 8000 -345 4000 -3.830 7900 -1.504 4200 -122 6200 -1.513 5800 -5.406 8400 -2.814.3300 -1.903 3700 -868.3400 -2.551 0700 -1.727 8700 -2.102 0700 -134 1600 -548 8800 -1.932 0000 -3.126 3400 -5.031.0000 -273 8600 -532 8100 -284 6300 ?290 7500 -2.926 9500 -1.260 8100 4.562 7400 -1.419 4700 -7.074 2400 -1 .587.6900 -274 1000 -2.826.7200 -2.316 1300 -7.243.5500 BASE AMOUNT 245.790.18 574.548 57 2.883 74 218.520 89 562.711 94 500 00 4.469 24 10.000 00 1.081 33 708 65 2.080.74 4,277.85 6.060 45 1.816 80 345 40 3.830 79 1.504 42 122 62 1.513 58 5.406 84 2.814 33 1.903.37 868.34 2.551 07 1.727 87 2.102 07 134 16 548 88 1.932 00 3.126 34 5.031 00 273 86 532.81 284 63 290 75 2.926 95 1.260.81 1.562 74 1.419 47 7.074 24 1,587.69 274.10 2.826 72 2,316 13 7.243 55 BASE COST -245.334 98 -574.548 57 -2.880 09 ?218,520 89 -564.198 59 ?500 00 -4.469 24 -10.403 50 -1.083 70 -707 80 -2.187 05 -4.485 06 -6.299 08 -1.898 84 -348 53 -3.836 18 -1.593 27 -123 50 -1.594 34 -5.657 33 -2.843 57 -1.986 05 -919 49 -2.686 60 -1.785 65 -2.206 52 -136 80 -531 04 -2.016 22 -3.160.53 -5.288 05 -276 98 -539 64 -291 66 -290 34 -2.740.36 -1.296 86 -1.577.88 -1.476 47 -7.736 34 -1,655 17 -283 78 -2.955.91 -2.502 51 -7.750 60 BASE INVESTMENT GAIN LOSS 455 -1.486 65 0 00 0 00 -403 50 -2 37 0 85 -106 31 -207 21 -238 63 -82 04 -3 13 ?5.39 -88 85 ?0.88 -80 76 -250 -135 53 -57 78 -104 -257 05 -3 12 -6 83 -7.-662 10 -67.48 -9 68 -129 19 -186 38 -507 05 338 REPORTING ACCOUNT NUMBER SECURITY SCRIPTION 1 TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF 30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 31418WPGQ 31419A4N4 36202 FGD2 36202FHY5 36179ME48 36179MNH9 362258636 126171AF4 31358EPR7 3137BCQG6 31358E7W6 313603NF5 073878AH6 312903WZ6 31340YG45 12513EAG9 225470AP8 9297GBBN1 46628VAE6 31403DBY4 759676AF6 314198BT1 46630PAGO 36185HEB5 92922FZZ4 75971 EAE6 86359B734 760985090 76112BHY9 81441 PCE9 05948KMM8 05948KWX3 05948KYA1 07325VAC8 92922FRK6 92922FXN3 05948KM97 05950AAR7 0595031109 126688EY5 12668EAJ6 25150NAT1 996192472 996192472 FNMA FNMA A ll POO MA l POOL #0004 MA l POOL #0004 MA II POO MA ll POO FNMA GTD REM MULT CLASS FNMA GTD REM FNMA GTD RE STEARNS COM MULT MULT COM FIRS OMMERCIA 022 A4 JP MO NATIVE S3 A3A FNMA AISSANCE FNMA JP MO ALTER ALTER 08522 E0828 #0004696 747 923 DIT SU SSE AISSANCE STRUCTURED ASSE SER ES SER ES 20 SECUR TY NAT RGAN ALTER RGAN MORT IC CLASS LASS MERCIAL CD1 A4 81 1 18 RTGAGE C6 A5A PIT 90-68 MTG IT 90-109 MIC PIT CTF 89-101H MERCI PWR9 A4A MTG 147 MTG 74 BOST C5 A4 #0745355 NAT VE LOA NAT VE FEDERATED GOVER FEDERATED GOVER 2003 LOAN SECURIT AR5 21A HOME EQUITY 2 AF3 E0949 GAGE TRUS A2 2A3 GAGE LOAN TRU GH1 A6 GAGE PASS-THR CB4 22A HOME EQUITY 3 AF2 SECU 7X6 1A4B -RS10 R310 A17 -RS1 RS1 Al6 IONAL 1A AF1 144A ALTERNAT 2 5A1 ALTERNA 11 4A1 ALTERNAT 2 4A1 ACQUIS A 1A2 GE PASS-THRO 031 5A PASS-THRO 033 3A ALTERNA 9 1033 ALTERNA 4 3034 ALTERNAT 5 037 TRUS 6503 3A1 TRUST J5 3A1 NMENT OBLIG 5 NMENT OBLIG 10/1/2014 10/1/2014 10/1/2014 10/1/2014 10/1/2014 10/1/2014 10I1I2014 9/15/2014 9/15/2014 10I1I2014 10/1l2014 10I1I2014 10/1/2014 10/1/2014 10/1/2014 10/1/2014 10/1/2014 10/1/2014 10/1/2014 10/1/2014 10/1/2014 10/1/2014 10l1/2014 1011/2014 101112014 101112014 101112014 1011/2014 101112014 101112014 101112014 101112014 1013/2014 1016/2014 -940 6300 -7,848 0700 -8,110 9900 -2,106 3700 ?2,919 7000 -3,364.7800 -4,044 5000 -69 5800 -658 6300 -214 4800 -191 6600 -184 6200 -70 0600 ?2,220.5700 -93 6300 -59 7000 -761 2200 -4,531 6200 -8,586 0200 -2.276 1400 -3,851 4900 -423 8800 -5,433 1500 -1,988 8400 -477 5600 -1,772 3600 -546 2700 -472 4700 -416 9800 -988 8600 -237.0300 -540 8100 -256 8800 -727 9200 -2,732 7600 -688.2800 -694.4700 -475 2900 -552 2200 -1,815 4000 -339.1100 ?325 6200 -821 9100 -982,449 2800 -338.367 4800 940 63 7,848 07 8.1 10 99 2,106 37 2,919.70 3,364.78 4.044 70.06 2,220 57 93 63 59 70 761.22 4,531 62 8,586 02 2,276 14 3,851 49 423.88 5,433.15 1,988 84 477 56 1,772 256.88 727.92 2,732 76 688 28 694.47 475 29 552 22 1,815.982,449 28 338,367 48 -969.73 -8,148.50 -8,770.01 -2,241.80 -2,991 78 -3,698.63 -4,375 01 -71 23 -688.53 -213 66 491.55 -184.15 -69 49 -2371 65 -93 63 -59 66 -829 97 4.774 49 -9.125 33 -2275 91 4,044 06 423 88 -5.667 03 ?2,017 43 477 50 ?1 ,76399 -546 27 472 39 416 96 -966.66 -237 00 -543 01 -259.37 -748 51 2732.73 594.95 -696 31 477 37 552.95 -1,808.01 .337 63 -327 96 -627 43 -982,449 26 -338.357 46 -29 10 -300 43 -659.02 -135.43 -72 08 -333 85 -330 51 -1 65 -29 90 0.60 0.00 0 47 0 57 -151 28 0.00 0 02 -68 75 -242 87 -539 31 0 23 -192.57 0 00 -233 88 -28.0.-2.49 -20 59 0 03 -6.67 -1 84 -2 08 -0. REPORTING ACCOUNT NUMBER LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 t3 LHBF30010002 ?9 LHBF30010002 LH BF30010002 LH BF30010002 LH BF30010002 LHBF30010002 LHBF30010002 LH BF30010002 LH BF30010002 LH BF30010002 LH BF30010002 LH BF30010002 LH BF30010002 LHBF30010002 LH BF30010002 LH BF30010002 LH BF30010002 LH BF30010002 LHBF30010002 LH BF30010002 LHBF30010002 LHBF30010002 LH BF30010002 LH BF30010002 LH BF30010002 SECURITY ID 996192472 9128288T8 3137BSJ87 996192472 46628VAE6 759676AF6 75971 EAE6 92922FRK6 92922FXN3 05948KM97 05950AAR7 0595OBAG9 126683EY5 12668EAJ6 25150NAT1 4662QDAW5 312903W26 31340YG45 126171AF4 3128M6AX6 312923ADZ 312923AQ3 3128M6NDG 3129413N5 312945084 312800GE1 31283K6G8 3128MMQP1 31292GZF6 3132HLM34 31292K2X4 3138E5CH9 3138LTJ02 3138LUS30 31335HUM3 31336WCQO 3138ASR53 3138A1VP3 3138A2GR4 3138WTRW8 31371 KWE7 31371 K2V2 31371 LDQQ 31371LEW5 DESCRIPTION 1 FDIC GUARANTEED NOTE C1 A 144A FEDERATED GOVERNMENT OBLIG 5 TREASURY NOTE MULTICLASS MTG FEDERATED GOVERNMENT OBLIG 5 JP MORGAN ALTERNATIVE S3 A3A RENAISSANCE HOME EQUITY 2 AF3 RENAISSANCE HOME EQUITY 3 AF2 WAMU MORTGAGE CB1 5A WAMU MORTGAGE PASS-THRO CBS 3A BANC OF AMERICA ALTERNA 9 1CB3 BANC OF AMERICA ALTERNA 4 3CB4 BANC OF AMERICA ALTERNAT 5 C87 ALTERNATIVE LOAN TRUS 8503 3A1 ALTERNATIVE LOAN TRUST J5 3A1 DEUTSCHE ALT-A SECURIT AR5 21A JP MORGAN MORTGAGE TRU A7 2A4R MULTICLASS MTG 147 MULTICLASS MTG 74 COMM 2005?06 MORTGAGE CG A5A POOL POOL POOL POOL POOL POOL POOL POOL POOL POOL #00-0742 POOL POOL #00-3490 FNMA POOL FNMA POOL FNMA POOL POOL POOL FNMA POOL FNMA POOL FNMA POOL FNMA POOL FNMA POOL #0254545 FNMA POOL #0254688 FNMA POOL #0254911 FNMA POOL #0254949 TXN CODE PD 8 PD PD TRADE EX DATE 10/6/2014 10/14/2014 10/17/2014 10/25/2014 10/28/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 10/15/2014 10/15/2014 11l1/2014 11/112014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 1111/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 UN ITS -1,528 7800 -361,171 3800 -575,000 0000 -7.349 9800 ?3.692 8000 -4.477 4700 -1 .012 6500 ?193 3100 -898 2500 -643 8700 -668.5300 -605 3700 -2.640 9600 476.5900 -368 3700 -571 7400 -3.326 1400 -92.6000 --53 5400 -602 1600 -782 2000 -1,737 6400 -1,796 0000 -2.504 9700 ?4.834 9000 -5.723 9500 -3.292 1200 -451 7800 -3.554 6700 -101 6800 -2.034.4100 -5.707.2900 -1.789 9900 -1 .105 7500 -1.313 2800 -110 5500 -527 1200 -2.386 3900 -1.524 1900 ?3.31 1 .9900 -2.733 2500 -303 5400 -399 7500 -201 8300 -300.81 00 BASE AMOUNT 1.528 78 361.171 38 572.033 23 7.349 98 3.692 80 4.477 47 1.012 2.640 96 476 59 368 37 571.74 3.326 1.737 64 1.796 00 2.504 97 4.834 90 5.723 95 3.292 12 451 78 3.554 67 101 68 2.034 41 5,707 29 1.789 99 1.105 75 1.313 28 110 55 527.12 2.386 39 1.524 19 3.311 99 2,733.BASE COST -1.526 84 -361.171 38 -564,198 59 -7.386 44 -3.692 80 -4.477 03 -1.012 65 -193 31 -906 95 -645 58 -671 45 ?606 17 -2.630 22 -474 51 -371 02 -575 58 -3.333.42 -92.60 -53 53 -629 49 -828 28 -1.755 70 -1.874 01 -2.632 96 ?5.069 09 ?5.949 33 -3.440 78 ?455 87 -3.559 67 -102 41 -2.142 96 -5.971 70 -1.885 08 -1.142 72 -1.378 53 -112 73 -509 99 -2.490 42 -1 .540.86 -3.481 21 -2.675.60 -307 00 -404 87 -206 81 -300 39 BASE INVESTMENT GAIN LOSS 1 94 0 00 7.834 -2.-127 99 ?234 19 -225 38 -148 66 -4.09 -5 00 -0 73 ?108.55 -264.41 -95.09 -36.-104 03 -16 67 -169 340 REPORTING ACCOUNT NUMBER LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF 30010002 LHBF30010002 LHBF30010002 LHBF 30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF 30010002 LHBF 30010002 LHBF 30010002 LHBF30010002 LHBF30010002 LHBF30010002 LH BF 30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 SECURITY ID 31407YR66 31402OC24 314020Y39 3140206T3 31402RF67 31403DBY4 31403DDX4 36179MNH9 31416AM39 31416MH39 31416UEE0 31416WPG9 31419A4N4 36202FGD2 3141966T1 36202FHY5 36202FPG5 36179ME46 31356EPR7 31358E7W6 313603NF5 07387BAH6 362256G36 3132GUKK9 225470AP6 92976BBN1 12513EAG9 07325VAC6 760985C90 76112BHY9 61441 PCE9 863596764 36185HE35 92922FZZ4 05948KJR1 05948KMM8 05948KWX3 05948KYA1 9126266T6 912626NT3 996192472 9126266T6 DESCRIPTION 1 FNMA FNMA FNMA FNMA FNMA FNMA POOL #0844809 POOL #0725569 POOL #0735230 POOL #0735362 POOL #0735591 POOL #0735925 FNMA POOL #0745355 FNMA POOL #0745416 GNMA II POOL FNMA POOL FNMA POOL FNMA POOL FNMA POOL FNMA POOL GNMA II POOL #0004696 FNMA POOL GNMA POOL #0004747 GNMA II POOL #0004923 GNMA II POOL FNMA GTD REMIC 90-68 FNMA GTD REMIC 90-109 FNMA GTD REMIC CTF 89-101H BEAR STEARNS COMMERCI PWR9 A4A GNMA POOL #0781118 POOL #00-6996 CREOIT SUISSE FIRST BOST C5 A4 WACHOVIA BANK COMMERCIA C22 A4 CD 2005-CD1 COMMERCIAL CD1 A4 BAYVIEW FINANCIAL ACQUIS A 1A2 RAMP SERIES 2003-RS10 RS10 AI7 RAMP SERIES 2005-RS1 RS1 Al6 SECURITY NATIONAL 1A AF1 144A STRUCTURED ASSET SECU 7xs 1A46 GMACM MORTGAGE LOAN TRU GH1 A6 WAMU MORTGAGE PASS-THR CB4 22A JP MORGAN MORTGAGE TRUS A2 2A3 BANC OF AMERICA ALTERNA 11 4A1 6ANC OF AMERICA ALTERNAT 2 5A1 BANC OF AMERICA ALTERNA 11 4A1 6ANC OF AMERICA ALTERNAT 2 4A1 TREASURY NOTE 6 TREASURY NOTE FEDERATED GOVERNMENT OBLIG 5 6 TREASURY NOTE FOIC GUARANTEED NOTE C1 A 144A TXN CODE TRADE EX DATE 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/1/2014 11/3/2014 11/4/2014 11/5/2014 11/5/2014 11/6/2014 UNITS -2,392.8600 -1,143 4100 -1,662 3800 -1,606 9200 -7,239 9300 -1,563 5200 -3,580.8600 -275 4200 -3,787 8100 -2,731 1200 -2,035.9500 -6,878 2000 -934 3600 -8,582 3200 -8,717 5800 -5,248 4300 ?2,044.2600 -2,282.5700 -3,479 3000 -1,010 4400 -178 5700 -46 6100 -470 1500 -76 3900 -2,960 7700 15,772 5200 -6,616.1500 -1,517 7800 -1,620 8200 -202 6400 -544 4100 -102 1200 -1,893 1100 -506 9900 -1,005 8400 -532 3100 551.8900 ?2,026 2900 -438 0400 -315 6800 -250,000 0000 -325,000 0000 419,560 0200 -200,000 0000 -2,131 5800 BASE AMOUNT 2,392 86 1,143 41 1,662 38 1,606 92 7,239.93 1,563 52 3,580.86 275 42 3,787.81 2,731 12 2,035.95 6,878 20 934.36 8,582.32 8,717 58 5,248 43 2,044 26 2,282 57 3,479 30 1,010 44 178.2,960.77 15,772 52 6,616 15 1,517 78 1,620 82 202.64 544 41 102 12 1,893 11 506 99 1,005 84 532 31 551.89 2,026.29 438 04 315 68 246,903 46 338,849 29 419,560 02 197,530 58 2.131 58 BASE COST -2,240 32 -1,176 10 -1,678.48 -1,671 45 -7,917 54 -1,629 97 -3,759 90 -285 15 -4,097 35 -2,855.94 -2,199 78 -7,359 67 -963 27 -8,910 86 -9,425 88 -5,474 36 -2,175 70 -2,338 92 -3,824.51 -1,007 60 -178 12 -46.23 -502.18 -78.20 -3,135 64 16,617 83 -7,031 73 -1,654.85 -1,620 80 -202 64 -544 41 -102 11 -1 .892 78 -506 93 -1,012 44 -539 96 551.23 -2,034 52 -442 28 -324 61 -245,303 73 -339,042 32 .4 19,560 02 -1 96,242 99 -2,128 88 BASE INVESTMENT GAIN LOSS 152 54 -32.69 -16.10 -64 53 -677 61 -66 45 -179.04 -9.73 -309 54 -124 82 -163 83 -481 47 -28 91 -328 54 -708 30 -225 93 -131 44 -56 35 -345 -1.81 -174 87 -845 31 -415 58 -137 0.06 -6.60 -7 65 0.1,599 73 -193 03 0 00 1,287 59 2 70 REPORTING ACCOUNT NUMBER LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 3: LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 SECURITY ID 996192472 996192472 996192472 25179MAM5 912828NT3 996192472 3137BSJ87 996192472 912828NT3 3129413N5 312945084 3128QOGE1 31283K6GB 3128MMQP1 31292GZF6 3132GUKK9 3132HLM34 31292K2X4 312923A02 312928AQ3 3128M6AX6 31 28M6N D6 3138E5CH9 3138LUS30 31335HUM3 31336WCQO 3138ASR53 3138A1VP3 3138A2GR4 3138WOA36 31371 KWE7 3138WTRW8 31371K2V2 31371 L009 31371 LEW5 31407YR68 31402DC24 31402QY39 3140206T3 31402RF87 31402RSNO 31403DBY4 DESCRIPTION FEDERATED GOVERNMENT OBLIG 5 MULTICLASS MTG FDIC GUARANTEED NOTE C1 A 144A FEDERATED GOVERNMENT OBLIG FEDERATED GOVERNMENT OBLI DEVON ENERGY CORP TREASURY NOTE FEDERATED GOVERNMENT OBLIG MULTICLASS MTG 5 G5 5 FEDERATED GOVERNMENT OBLIG 5 TREASURY NOTE FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA FNMA POOL POOL POOL POOL POOL POOL #00-0742 POOL #00-8998 POOL POOL #00-3490 POOL POOL #00-9015 POOL POOL POOL POOL POOL POOL POOL POOL POOL POOL POOL POOL #0254545 POOL POOL #0254688 POOL #0254911 POOL #0254949 POOL #0844809 POOL #0725589 POOL #0735230 POOL #0735382 POOL #0735591 POOL #0735925 POOL #0745355 TXN CODE TRADE EX DATE 11/6/2014 11/6/2014 11/6/2014 11/10/2014 11/13/2014 11/13/2014 11/18/2014 11/24/2014 11/25/2014 11/26/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 12/1/2014 UNITS -4.158 2700 449.625 0300 -4.254 2600 -24.633 7000 -285.122 9400 ?150.000 0000 -300.000 0000 -257.705 7100 -13.521 2600 ?9.115.0300 -150.000 0000 4.6056600 ~5.820.5300 -2.191 6700 -625 7100 -3.743 4700 -59 0600 -1.900 9800 -1.786 2900 -6.689.5300 -2.532 9800 -1.661 7300 -658.0700 -1.677 6900 -3.604 1100 -1.688 7300 -3.182 1300 -132 6600 -494 1100 -1.367 9800 -1.439 6000 -5.988.7800 ?2.680 3400 -281 9400 -1.492 2500 -408 1800 -214 5600 -242.9900 -2.285 4800 -856 4000 -1.298 3900 -1.499 3600 -5.755 8000 -1.166 2700 -3. 144 7000 BASE AMOUNT 4.158 27 449.765 54 4.254 26 24.633 70 285.122 94 153,404.87 313.065 21 257.705 71 13.521 26 9.115 03 157.440 81 4,605 66 5.820 53 2.191 67 625.71 3.743 47 59.06 1.900 98 1.786 29 6.689 53 2.532 98 1,661 73 658 07 1.677 69 3.604 11 1.688 73 3.182 13 132 66 494.11 1.367 98 1.439 60 5.988 78 2.680 34 281 94 1.492.25 408 18 214.56 242 99 2,285.48 856 40 1.298.39 1.499 36 5.755.80 1,166.27 3,144 70 BASE COST -4.158 27 449.625 03 -4.248 88 -24.633 70 -285.122 94 -149.629 50 -312.950 42 -257.705 71 -13.588 34 ?9.115 03 -157.500 60 4.828 75 -6.049 71 -2.290 64 -631 38 -3.748 73 -59 48 -2.013 26 -1.881 61 ?6.999 44 -2.559 30 -1.733 91 -696 83 -1.763 41 -3.795 58 -1.745.20 -3.340 24 ?135.27 -478 05 -1,427.62 -1.455 35 -6.294 77 ?2.701 70 -285 16 -1.460 77 413 41 -219 86 -242 65 -2,139 78 -880.89 -1.310 97 ?1.559 57 -6.294 51 -1.215.84 -3.301 94 BASE INVESTMENT GAIN LOSS 3.775 37 114.-223 09 -229 18 -98.97 -5.67 ?5 26 -0 42 -112.28 -95 32 -309 91 -26.-191 47 -56 47 -158-305 99 -21 36 -3.22 31 48 -5 23 ?5.-538 71 49.57 -157 24 342 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION I TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LH BF 30010002 LH BF 3001 0002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LH BF 3001 0002 314030DX4 36179MNH9 31418AM39 31418MH39 31418UEEO 31416WPG9 36202FGDZ 36202FHY5 3141 QBBT1 36179ME48 36202FPG5 362258G36 126171AF4 07387BAH6 31 358E PR7 31358E7W6 31 3603M F5 12513EAGQ 225470AP8 9297GBBN1 05948KJR1 05948KYA1 07325VA08 81441PCE9 05948KWX3 759676AF6 760985C90 761123HY9 36185HEBS 92922FZZ4 92922FRK6 05948KMM8 05948KM97 059503AG9 126683EY5 92922FXN3 46629DAW5 25150NAT1 46628VAE6 46630PAGO 663593734 31419A4N4 12668EAJ6 312903WZ6 31340YG45 FNMA POOL #0745418 GNMA ll POOL FNMA POOL FNMA POOL FNMA POOL FNMA POOL GNMA ll POOL #0004696 GNMA ll POOL #0004747 FNMA POOL GNMA II POOL GNMA POOL #0004923 GNMA POOL #0781118 COMM 2005-C6 MORTGAGE CB A5A BEAR STEARNS COMMERCI PWR9 A4A FNMA GTD REMIC 90-68 FNMA GTD REMIC PIT 90-109 FNMA GTD REMIC PIT CTF 89-101H CD 2005-CD1 COMMERCIAL CD1 A4 CREDIT SUISSE FIRST BOST C5 A4 WACHOVIA BANK COMMERCIA 022 A4 BANC OF AMERICA ALTERNA 11 4A1 BANC OF AMERICA ALTERNAT 2 4A1 BAYVIEW FINANCIAL ACQUIS A 1A2 SECURITY NATIONAL 1A AF1 144A BANC OF AMERICA ALTERNA 11 4A1 RENAISSANCE HOME EQUITY 2 AF3 RAMP SERIES 2003-RS10 R810 RAMP SERIES 2005-RS1 RS1 GMACM MORTGAGE LOAN TRU GH1 A6 WAMU MORTGAGE PASS-THR CB4 22A WAMU MORTGAGE PASS-THRO CB1 5A BANC OF AMERICA ALTERNAT 2 5A1 BANC OF AMERICA ALTERNA 9 1CB3 BANC OF AMERICA ALTERNAT 5 CB7 ALTERNATIVE LOAN TRUS 850B 3A1 WAMU MORTGAGE PASS-THRO CB3 3A JP MORGAN MORTGAGE TRU A7 2A4R DEUTSCHE ALT-A SECURIT AR5 21A JP MORGAN ALTERNATIVE 83 ABA JP MORGAN MORTGAGE TRUS A2 2A3 STRUCTURED ASSET SECU 7xs 1A4B FNMA POOL ALTERNATIVE LOAN TRUST J5 3A1 MULTICLASS MTG 147 MULTICLASS MTG 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 121112014 127172014 121112014 121112014 121112014 1111512014 1111512014 -255.8900 -4.001 8800 -2.332 6400 -1.942 1400 -6.979 4500 -921 8800 -8.339 9000 -1.787 4800 4.7856900 -3.117 4600 -2.136 3300 -56 6000 -25.585 9800 -2.490 6900 -114.1500 -206 4900 -47 5700 -3.719 5400 -6.298 1600 -694 9500 -988 5000 -1.947 2800 -1.422.3500 -199.6100 -86 9400 -510 5900 -771 2500 -928 1400 -1,295 7300 -1.081 4700 -473 8400 ?2.126.1500 -701 7700 -2.082 5700 -928.2700 -665 7900 -342 1700 -577 9100 -2.340.1400 -1.626 7600 -705 9200 -7.173 8200 -1.647 9000 -105 1300 -60 5100 255.89 4.001 88 2.332 64 1.942 14 6.979.45 921 88 8.339 90 1.787 48 4.785 69 3.117 46 2.136.33 56.60 25.585 98 2.490 69 114 15 206 49 47.57 3.719 54 6.298 16 694 95 988 50 1,947.28 1.422 35 199 61 86 94 510.59 771 25 928 14 1.295 73 1,081 47 473 84 2.126 15 701 77 2,082.57 928 27 665 79 342.17 577.91 2.340 14 1.626 76 705 92 7,173 82 1.647 90 105 1a 60 51 -264 93 -4.328 91 -2.439 25 -2.098 42 -7.468.01 -950 40 -9.017 52 -1 .902.41 -4.991 70 -3.426.77 -2.189 07 -57 94 -26.747 34 -2.660 37 -113 83 -205 97 -47. 19 -4.055 46 -6.635 70 -738 60 -987 32 -2.002 35 -1.422 33 -199 59 -87 78 -510 59 -771 24 -928.14 -1.295 56 -1.088.57 -478 43 -2.134 79 -704 84 -2.074.10 -924 21 -667 56 -342 92 -581 79 -2.339 91 -1.650 14 ?705 80 -7.448 44 -1 .659 74 -105 13 -60 49 -9.04 -327 03 -106 61 -156 28 466 56 -28.52 -677 62 -114 93 -206 01 -309 31 52.74 -1 34 4.161 36 -169 -335 92 -337 -3.07 8.-3.-274 TOTAL 343 REPORTING ACCOUNT NUMBER LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 SECURITY ID 9128283T8 996192472 996192472 25746UBC2 996192472 3137BSJ87 996192472 996192472 DESCRIPTION I FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 DOMINION RESOURCES FEDERATED GOVERNMENT OBLIG 5 MULTICLASS MTG FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 Journal Entry for Future Gain/Loss TXN CODE AL TRADE EX DATE 12/2/2014 12/3/2014 12/5/2014 12/9/2014 12/1 1/2014 12/25/2014 12/29/2014 12/31/2014 UNITS BASE AMOUNT -150.000 0000 -846.280 3700 ?274.345 9000 -1 00.000 0000 -208.358.7400 -59.907 3600 ?7.142.1000 -0 6600 148,745 59 846.280 37 274.345 90 113.735 38 208.358 74 59,907 36 7,142.10 0 66 24,750,1?39 24,750.107.39 Settled Interest Recewed- Currency gain/loss Foreign Exchange Contract- Currency gain/loss Foreign Exchange Contract- Settlement gain/loss Base Currency gain/loss Base trade and settlment gain/loss Currency Galnlloss on N73100 BASE COST -146.909 78 -846.280 37 -274.345 90 -1 13.567 00 -208.358 74 450.204 56 -7,142 10 -0 66 (24.948.062.89) (24.948.062.89) BASE INVESTMENT GAIN LOSS 1.835 0.00 -297 20 0 00 0.00 (197,955.50) (197,955.50) 344 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF30030002 LHBF30030002 LHBF30030002 LH BF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LH BF 30030002 LHBF30030002 LH BF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LH BF30030002 LH BF30030002 LH BF30030002 LH BF30030002 LH BF30030002 LH BF30030002 LH BF30030002 LH BF30030002 LH BF30030002 LH BF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LH BF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF 30030002 LHBF30030002 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-5L A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL AGG BND IND FD 999630773 CF DV NON-SL AGG BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-113112014 2/2812014 2/2812014 313112014 413012014 413012014 513112014 513112014 513112014 513112014 513112014 513112014 513112014 513112014 91412012 101112012 111112012 121312012 11212013 51112013 121312012 21112011 3/1/2011 4111201 1 5121201 1 6111201 1 7111201 1 8111201 1 9111201 1 10131201 1 1 11112011 121112011 11312012 21112012 31112012 41212012 51112012 61112012 71212012 91412012 101112012 111112012 121312012 11212013 21112013 0 0000 2 8700 0 0000 0 1400 0.0200 0 0000 0 0000 0 0000 0.0000 0 0000 0 1500 0 0000 -148,1614640 -3 1800 66.4330 78 4700 78 3180 73 8410 75 9250 68 0950 -20 6170 46,960.8900 155.0440 227 2520 231 7430 233 3550 245 3350 232 6590 208 0590 176 2920 173 1710 167.1090 103 1740 99 9470 97.4600 98 0930 93 7120 93 2630 82.8560 66 4330 78 4700 78 3180 73 8410 75 9250 69 9610 0 00 0 00 0.00 0.0.00 0 00 0 00 0.0.00 0 00 0.00 0.0.6,366 24 2.87 2,244.32 0.14 0.02 -38,975.52 -6,358 52 6,358.52 39,303 69 -39,303 69 0 15 4,335 84 -15,264,474.78 -3 18 7,087 54 8,369 56 8,351.24 7,872.85 8,065 86 7,250.95 -2,198.16 4,769,011 15 15,750.47 23,039.72 23,720 45 24,138.13 25,203 06 24,207 95 21,913 30 18,551 69 18,201.71 17,336 71 10,790 48 10,513.83 10,225 43 10,214.20 9,844.17 9,860 55 8,749 17 7,087 54 8,369 56 8,351 24 7,872 85 8,065 86 7,371 18 6,366 24 2.87 2,244 32 0 14 0 02 -38,975.52 -6,358 52 6,358.52 39,303.69 -39,303 69 0 15 4,335.84 45,264,474 78 -3 18 7,087 54 8,369 56 8,351 24 7,872 85 8,065 86 7,250 95 -2,198.16 4,769,011 15 15,750 47 23,039 72 23,720 45 24,138 13 25,203 06 24,207 95 21,913 30 18,551 69 18,201 71 17,336 71 10,790 48 10,513 83 10,225 43 10,214.20 9,844.17 9,860 55 8,749 17 7,087.54 8,369 56 8,351 24 7,872 85 8.065 86 7,371 18 345 REPORTING ACCOUNT NUMBER LH BF30030002 LH BF30030002 LH BF30030002 LH BF 30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF 30030002 LHBF 30030002 LH BF 30030002 LHBF30030002 LHBF30030002 LHBF30030002 LH BF30030002 LH BF30030002 LH BF30030002 LHBF30030002 LH BF30030002 LH BF 30030002 LH BF 30030002 LH BF 30030002 LH BF30030002 LH BF30030002 LHBF30030002 LH BF30030002 LHBF30030002 LH BF 30030002 LH BF 30030002 LH BF30030002 LH BF30030002 LHBF30030002 LH BF30030002 LHBF30030002 LHBF30030002 LH BF30030002 LH BF 30030002 LH BF30030002 LH BF30030002 LH BF30030002 LHBF30030002 LH BF30030002 LHBF30030002 LHBF 30030002 SECURITY ID 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999649294 9996 30773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 999630773 DESCRIPTION 1 CF DV NON-SINON-NON-NON-NON-NON-NON-NON-NON-NON-NON-NON-NON-NON-NON-NON-NON-5L A66 BND IND FD CFTIF VEH LHB CF DV NSL A CF DV NON-NON-NON-NON-NON-NON-NON-NON-NON-NON-NON-NON-NON-NON-NON-NON-NON-NON-NON-NON-NON-NON-NON-NON-NON-3L A66 BND IND FD TXN CODE TRADE EX DATE 31112013 41112013 51112013 61312013 71112013 81112013 91312013 101112013 111112013 121212013 121212013 11212014 21312014 31312014 311212014 41112014 51112014 513112014 121212013 61212014 61412014 61412014 61412014 61412014 61412014 21112011 3111201 1 4111201 1 5121201 1 71112011 71112013 81112013 91312013 101112013 121212013 121212013 11212014 713112014 31112011 4111201 1 5121201 1 7111201 1 71112013 81112013 91312013 UNITS 70.4100 71 5000 68 0950 68 6850 71 1260 74 7860 76.8750 81 6670 85 5400 48,183 0800 86.4220 172 5550 171.8610 182 8080 48.015 0900 277 3350 281 2660 3 2200 0 0010 276 4450 276.4450 -276 4450 -276 4450 -276 4450 -144 0200 46,960 8870 155 0440 227 2520 231 7430 245 3350 71.1260 74.7860 76 8750 81 6670 86.4220 43.551.9330 172.5550 -91,935 6250 155 0440 227.2520 231 7430 245 3350 71 1260 74 7860 76 8750 BASE AMOUNT 0 00 0.0.0.0.00 0 00 0.00 0.00 0 00 0 00 0.00 0.00 0 00 0.00 0 00 0.00 0 00 0 00 0.00 0.0.00 BASE COST 7,446 12 7,554 81 7,250 95 7,167 61 7,309 51 7.692 50 7.860 84 8,430.30 8,884 25 4.983.651 66 8,927 87 17,700 21 17,859 51 19,059 74 4.991.873 21 28,896 85 29,504 87 3.22 0 00 29,275 05 29.275 05 -29.483 03 -29.340 39 -29.273 59 -15,249 89 4,767,872 69 15.746 70 23,034 22 23,714.82 25.197 12 7,307.80 7,690.69 7,858 98 8.428 32 8,925 78 4,503,588.94 17,696 03 -9.419,290 52 15.747 05 23,034 71 23.715 32 25,197 66 7.307 97 7.690 87 7,859 14 BASE INVESTMENT GAIN LOSS 7.446 12 7,554 81 7,250.95 7,167 61 7.309 51 7,692 50 7,860 84 8,430 30 8,884 25 4,983,651 66 8.927 87 17,700 21 17,859.51 19.059 74 4,991,873 21 28,896.85 29,504.87 3 22 0 00 29,275 05 29,275.05 -29,483.03 -29,340 39 -29,273 59 -15,249 89 4.767.872 69 15,746.70 23,034.22 23,714 82 25,197 12 7,307 80 7.690 69 7,858.98 8,428.32 8,925 78 4,503,588.94 17,696.03 -9,419,290 52 15,747 05 23,034.71 23.715.32 25.197 66 7,307.97 7,690 87 7,859 14 346 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION 1 TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-8L A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL AGG BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL AGG BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-SL A66 BND IND FD 999630773 CF DV NON-101112013 121212013 121212013 21112011 11212014 813112014 913012014 913012014 9130/2014 9130/2014 1013112014 1013112014 1013112014 1013112014 1013112014 1113012014 1113012014 1113012014 1113012014 1113012014 1113012014 1213112014 1213112014 1213112014 1213112014 1213112014 1213112014 1213112014 211912014 512812014 71712014 711 612014 81712014 812612014 91312014 911712014 121112014 81 6670 86 4220 24,756 3960 46,960 8870 172 5550 -73,140 0880 -78,003 6920 39,931 3300 227 2520 37,845.1100 -78,153 0700 39,931 3300 227 2520 37,845 1100 149.3780 -78,295 8700 39,931 3300 227 2520 37,845 1100 149 3780 142 8000 ?78,423 8110 39,931 3300 227 2520 37,845 1100 149 3780 129 1600 141 5810 -75 8360 ~18 8350 -9,474 9490 ?47,305 7800 -18,944 2690 -25 8820 -18,791 7530 -14,292 0310 -13.6400 0.00 0.00 0 00 0 00 0.0.0.7,909.44 1,989 28 1,000,000 03 5,000,000 08 2,000,000 00 2,744.80 2,000,000 00 1,500,000.00 1,454 83 8,428 51 8.925 97 2,560,046 73 4,767,975 13 17,696.40 -7,473,465 86 -8,077,293 49 4,054,572 46 23,036 49 3,999,999 90 -8,093,344 64 4,055,400.47 23,041 21 4,000,784 66 15,739 19 -8,110,123 40 4,055,409 90 23,041 26 4,000,793 60 15,739 23 15,157 40 -8,123,803 97 4,056,825 82 23,049 33 4,002,135 55 15,744 52 13,714 17 15,115 23 -8,150.17 -2,022 83 -989,405 86 4,915,485 02 -1,959,305 26 -2,676.39 -1,943,245 93 -1 ,463,953.33 -1,447.81 8,428 51 8,925 97 2,560,046 73 4,767,975 13 17,696.40 -7,473,465 86 -8,077,293 49 4,054,572.46 23,036 49 3,999,999 90 -8,093,344 64 4,055,400 47 23,041 21 4,000,784 66 15,739 19 -8,110,123 40 4,055,409 90 23,041 26 4,000,793 60 15,739 23 15,157 40 -8,123,803 97 4,056,825 82 23,049 33 4,002,135 55 15,744 52 13,714 17 15,115 23 -240 73 -33 55 10,594 17 84,515 06 40,694 74 68 41 56,754 07 36,046.67 7 02 Journal Entry for Future Gain/Loss TOTAL 11,514,098.46 11.514.098.46 (11,316,734.65) (11,316,734.65) 197,363.81 197,363.81 REPORTING ACCOUNT NUMBER TRADE EX SECURITY DATE DESCRIPTION 1 TXN CODE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS 347 Settled Interest Received- Currency gain/loss Foreign Exchange Contract- Currency galn/loss Foreign Exchange Contract- Settlement gain/loss Base Currency gain/loss Base trade and settlment galnlloss Currency Galnlloss on 348 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION I TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LH BF 20060002 LHBF20060002 LH BF20060002 LH BF20060002 LHBF20060002 LHBF20060002 LH BF20060002 LH BF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LH BF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LH BF20060002 LH BF20060002 LH BF20060002 LHBF20060002 LH BF20060002 LH BF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LH BF20060002 LH BF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 1/31/2014 1/31/2014 2/28/2014 2/28/2014 3/31/2014 4/30/2014 4/30/2014 5/31/2014 5/31/2014 9/30/2012 10/31/2013 12/31/2012 8/31/2013 4/30/2013 1/31/2014 5/31/2013 7/31/2013 3/31/2014 6/30/2013 1 1/30/2013 2/28/2014 12/31/2013 2/28/2013 3/31/2013 5/31/2014 4/30/2014 9/30/2013 11/5/2013 10/3/2013 7/3/2013 12/4/2013 2/5/2014 9/5/2013 6/3/2013 9/30/2013 12/12/2013 1/31/2013 10/31/2013 8/31/2013 4/30/2013 1/31/2014 5/31/2013 7/31/2013 3/31/2014 0.1200 0 0000 0 1600 0 0000 0 1500 0 2900 0 0000 0 2500 0.0000 -0 2500 ?0.0700 -0 0800 -0 1 100 -0 1200 -0 1200 -0 1500 -0 1500 -0 1500 -0 1600 -0 1600 -0 1600 -0 1700 ?0 2100 -0 2200 -0.2500 -0 2900 -0 3300 -77 2230 -105. 1780 -132 6360 -158.1530 -167.4190 -174.9120 -183 1960 -7,670.7520 -88,003 4160 -0 0500 -0 0700 -0.1 100 -0 1200 ?0 1200 -0 1500 -0 1500 -0 1500 0.00 0 00 0 00 0.0.0.492,174 79 0 16 221,028 60 0 15 0 29 646,656 41 0 25 686,614.63 -686,614.-22.23 -23 62 -0 15 -0.22 -34 73 -40 29 -43.02 -10,432 81 -13,711 56 ?16,773 34 -21,967 21 -23,257 06 -22,119 62 -22,981 91 -999,587.21 -12,223,223 -15.492,174 79 0 16 221,028 60 0 15 0 29 646,656 41 0 25 686,614 63 -686,614 82 -9.13 -0.08 -13 91 -0 12 -16.67 -0.-0.22 -34 73 -40 29 43.02 -10,432.81 -13,711 56 -16,773 34 -21,967 21 ?23,257 06 -22,119.62 -22,961 91 -999,587.21 -12,223,223. 350 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION I TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GA IN LOSS LHBF20060002 LHBF20060002 LH BF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LH BF20060002 LH BF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LH BF20060002 LH BF20060002 LH BF20060002 LHBF20060002 LH BF20060002 LH BF20060002 LH BF 20060002 LHBF20060002 LHBF20060002 LH BF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHB F20060002 LH BF20060002 LH BF20060002 LH BF20060002 LH BF20060002 LH F20060002 LHBF20060002 LHBF20060002 LH BF20060002 LH BF20060002 LHBF 20060002 LH BF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 999630765 CF DV NON 999630765 CF DV 999630765 CF DV 999630765 CF DV 999630765 CF DV NO 999630765 CF DV NO 999630765 CF DV 999630765 CF DV 999630765 CF DV NON 999630765 CF DV 999630765 CF DV 999630765 CF DV 999630765 CF DV 999630765 CF DV NON 999630765 CF DV 999630765 CF DV 999630765 CF DV NO 999630765 CF DV NON 999630765 CF DV NO 999630765 CF DV 999630765 CF DV 999630765 CF DV 999630765 CF DV 999630765 CF DV NON 999630765 CF DV NO 999630765 CF DV 999630765 CF DV 999630765 CF DV NO 999630765 CF DV 999630765 CF DV 999630765 CF DV 999630765 CF DV 999649286 CFTIF 999630765 CF DV 999630765 CF DV NON 999630765 CF DV 999630765 CF DV 999630765 CF DV NO 999630765 CF DV 999630765 CF DV NO 999630765 CF DV 999630765 CF DV NON 999630765 CF DV 999630765 CF DV SLSW SLSF SLSF SLSF SLSF VEH LHB CF DV NSL SLSW SLSF 613012013 1 113012013 212812014 1213112013 212812013 513112014 413012014 913012013 71312013 21512014 91512013 611012013 613012013 71312013 713112013 813112013 91512013 913012013 1013112013 1113012013 1213112013 113112014 212812014 313112014 413012014 513112014 121912013 121912013 111112013 21312014 912612013 101112013 513112014 912612013 101112013 11111201 3 121912013 21312014 71112014 713112014 912612013 101112013 111112013 121912013 -0 1600 -0.1600 .0 1600 -0 1700 ?0 2100 -0 2500 -0 2900 -0 3300 432.6360 -167 4190 -174 9120 -8,736 2910 -0 1600 -132 6360 -0 1500 -0 1100 -174 9120 -0 3300 -0 0700 -0 1600 -0 1700 -0 1200 -0 1600 .0 1500 -0 2900 -0 2500 13,271 1060 66,660 4270 65 9010 167 4190 3,703 6760 105 1760 5.9000 3,703 6760 105 1780 85.9010 88,860 4270 167.4190 143 9050 -93,066 7060 3,703.6760 105 1780 85 9010 76,976 3140 0.00 0 00 0.0.0.00 0.-34.28 -39 76 -41.73 -16,773.34 -22,945 32 -22,119 62 -1,104,803 89 -0 16 46,387 97 -0.15 -0 11 -21,969.1,911,752 46 12,828,483 48 12,110 27 23,447 84 506,387 37 14,238.76 5.90 513,340.22 14,436.20 12,271.52 12,995,290 53 23,762 11 21,701 93 -13,406,365 10 513,765.39 14,448 26 12,281.37 11,559,158 -0.-16,773 34 -22,945 32 -22,119 62 4,104,803 89 -0 16 -16,387 97 -0 15 -0 11 -21,969 1,911,752.46 12,828,483.48 12,110 27 23,447 84 506,387 37 14,238 76 5.90 513,340 22 14,436.20 12,271.52 12,995,290 53 23,762 11 21,701 93 -13,406,365 10 513,765 39 14,448 26 12,281.37 11.559.158.38 352 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION I TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF20060002 LH BF20060002 LH BF20060002 LHBF20060002 LH BF20060002 LH BF 20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF 20060002 LHBF20060002 LH BF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LH BF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LH BF20060002 LH BF20060002 LHBF20060002 LH BF20060002 LH BF 20060002 LHBF20060002 LHBF20060002 LHBF 20060002 LHBF20060002 LHBF20060002 LH BF 20060002 LHBF20060002 LH BF20060002 LH BF 20060002 LHBF20060002 LHBF20060002 LH BF20060002 LH BF20060002 LH BF20080002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 2/3/2014 8/31/2014 9/30/2014 9/30/2014 9/30/2014 9/30/2014 9/30/2014 9/30/2014 9/30/2014 10/31/2014 10/31/2014 10/31/2014 10/31/2014 10/31/2014 10/31/2014 10/31/2014 10/31/2014 11/30/2014 11/30/2014 1 1/30/2014 1 1/30/2014 1 1/30/2014 11/30/2014 11/30/2014 1 1/30/2014 1 1/30/2014 12/31/2014 12/31/2014 12/31/2014 12/31/2014 12/31/2014 12/31/2014 12/31/2014 12/31/2014 6/5/2014 1/9/2014 2110/2014 2/19/2014 4/3/2014 4/14/2014 4/29/2014 5/7/2014 5/28/2014 6/5/2014 167 4190 -83,040 8300 -222,235 5530 3.703 8780 105 1780 85 9010 53,052 8400 167 4190 165,120 3370 -139.941 2510 3,703 8780 105 1780 85.9010 53,052.8400 167 4190 82,479 0340 347 0010 -140,100 3460 3,703 8780 105 1780 85.9010 53,052 8400 167 4190 82,479 0340 347 0010 159 0950 -85.871.0230 3.703 8780 105.1780 85 9010 53,052 8400 167 4190 28.408 8060 347.0010 0.0000 -31,941 4080 ?7,41 8 8820 -64.8100 -27,776 7730 -20,686 0720 -34.571 1170 -39,741 6740 -24 6550 ?13.518 9220 0 00 0.0.0.00 0 00 0.00 0 00 0 00 0.0.00 0 00 0 00 0.00 0.00 0.00 0 00 0.00 -0 13 4,500,000 00 1,000,000 00 9,135 21 4,000,000 00 3,000,000.00 5,000,000 00 5,750,000 00 3,596 14 2,000,000 13 23,781 33 -12.114,180 25 -33,329,017 70 516,217.38 14,517 89 12,338 24 7,799,862 55 23.892 17 24,999,999 86 -20,907,081 61 519,112 05 14,600 09 12,405 37 7,841,324 59 24,023 01 12,552.17511 52,642.79 -21,040.978 83 525.075 83 14,769 45 12.543 68 7,926,747 50 24,292 58 12,684,978 54 53,201 52 24,700 25 -12,925,802.66 532.963 43 14,993 42 12,726 61 8,039,726.26 24,649 11 4,429,670 13 53,940.48 0 00 4,570,893 36 -1,264.290 43 -11,044.61 4,507,299 41 -2.988.510 90 4,994,479 38 -6,231,239 96 -3.424 96 -1.948.416 90 23,781 33 -12,114,180 25 -33,329,017 70 516,217 38 14,517 89 12.338 24 7,799,862 55 23.892 17 24,999,999 86 -20.907,081 61 519,112 05 14,600 09 12,405 37 7,841,324 59 24,023 01 12.552.175.11 52,642 79 -21,040,978 83 525,075 83 14,769 45 12,543 68 7,926,747 50 24,292 58 12,684,978 54 53,201.52 24,700 25 -12,925,802.66 532,963 43 14,993 42 12,726 61 8,039,726 26 24,649 11 4,429,670.13 53.940 48 -0 13 -70,893.36 -264.290 43 -1,909 40 -507,299 41 11,489 10 5.520 62 481,239 96 171 18 51.583 23 354 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTIO TRADE EX TXN CODE DATE UNITS BASE AMOUNT BASE COST BASE INVESTM ENT GAIN LOSS LHBF20060002 LHBF20060002 LH F20060002 LHBF20060002 LHBF20060002 LHBF20060002 LH BF20060002 LH BF20060002 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 999630765 CF DV NON SL SIF 8/6/2014 8/26/2014 9/3/2014 9/17/2014 10/30/2014 12/1 /2014 12/9/2014 12/18/2014 -10,130 8000 -18 2500 -12,995 1250 43,084 6900 -82,641 3030 -12 8540 -18,866 6310 -35,684 1190 1,500,000 00 2,801 39 2,000,000 00 2,000,000 00 12,500,000 01 2,047 68 3,000,000 08 5,500,000 04 -1,482,223 86 -2,668 95 -1,901,948 78 -1,916,251.92 42,512,386 28 -1,995 64 -2,903,578 31 -5,488,089 06 17,776 14 132 44 98,051 22 83,748 08 -12,386 27 52 04 96,421 77 11,910 98 Journal Entry for Future Gain/Loss TOTAL 51 ,767,580.55 51 ,767,580.55 (49.393.174.20) (49,893,174.20) Settled Interest Recelved- Currency gain/loss Exchange Contract- Currency gain/loss Foreign Exchange Contract- Settlement gain/loss Base Currency gain/loss Base trade and settlment gain/loss Currency Gain/loss on NC1DO 1 ,874,406.35 1 ,874,406.35 REPORTING ACCOUNT NUMBER LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 U1LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LH BF 8001 0002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 SECURITY ID 71713U102 929903102 25150NAT1 NAB1G9392 111320107 172967101 71713U102 247025109 NAB1G9392 NA9123459 NA9123459 NA9123459 NA9123459 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996087094 996192472 996192472 996192472 996087094 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996087094 996087094 996192472 996192472 996067094 996192472 996192472 996192472 996192472 DESCRIPTION I PHARMACIA CORP COM WACHOVIA CORP NEW COM DEUTSCHE ALT-A SECURIT AR5 21A HEALTHSOUTH CORP BROADCOM CORP CITIGROUP INC PHARMACIA CORP COM DELL COMPUTER CORP COM HEALTHSOUTH CORP USD (UNITED STATES DOLLAR) USD (UNITED STATES DOLLAR) USD (UNITED STATES DOLLAR) USD (UNITED STATES DOLLAR) FEDERATED GOVERNMENT OBLI 5 FEDERATED GOVERNMENT OBLIG FEDERATED GOVERNMENT OBLIG FEDERATED GOVERNMENT OBLIG FEDERATED GOVERNMENT OBLIG 5 5 5 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG BNY MELLON CASH RESERVE FEDERATED GOVERNMENT OBLIG FEDERATED GOVERNMENT OBLIG FEDERATED GOVERNMENT OBLIG BNY MELLON CASH RESERVE FEDERATED GOVERNMENT OBLIG FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG FEDERATED GOVERNMENT OBLIG FEDERATED GOVERNMENT OBLIG FEDERATED GOVERNMENT OBLIG FEDERATED GOVERNMENT OBLIG FEDERATED GOVERNMENT OBLI FEDERATED GOVERNMENT OBLI BNY MELLON CASH RESERVE BNY MELLON CASH RESERVE FEDERATED GOVERNMENT OBLIG FEDERATED GOVERNMENT OBLI BNY MELLON CASH RESERVE FEDERATED GOVERNMENT OBLIG FEDERATED GOVERNMENT OBLIG FEDERATED GOVERNMENT OBLIG FEDERATED GOVERNMENT OBLIG TXN CODE TRADE EX DATE 1/17/2014 3/27/2014 4/18/2014 5/12/2014 6/16/2014 8/12/2014 9/17/2014 10/23/2014 11/25/2014 12/12/2014 12/12/2014 12/22/2014 1/2/2014 1/6/2014 1/7/2014 1/13/2014 1/16/2014 1/21/2014 1/22/2014 1/23/2014 1/23/2014 1/29/2014 1/30/2014 2/3/2014 2/3/2014 2/5/2014 2/6/2014 2/7/2014 2/18/2014 2/19/2014 2/20/2014 2/21/2014 2/26/2014 2/27/2014 3/6/2014 311012014 311212014 3/18/2014 3/24/2014 312512014 3/26/2014 3/27/2014 3131/2014 UNITS 0 0000 0 0000 0.0000 0.0000 0.0000 0 0000 0 0000 0.0000 0 0000 0 0000 0 0000 0 0000 0.0000 -3,567,676 1200 -67,000 0000 -449,087 7200 -3,330,174 6000 -100,182 0000 -169,705 7600 -225,000 0000 -1,043 0700 -6,097 1200 -105,470.0800 -30,000 0000 ~118,741 7600 -60,916.1000 -53,547 6800 -170,068.0000 -19,958 3900 -516,223 7600 -187,867 0000 -130,000 0000 -357,321 1900 -1,607,719.2800 386.934.5100 94,719 3900 485,847 0000 405,000 0000 -205,058 2000 -586,210 5800 -140,042 0000 -115,5381500 64,300 2000 -2,781,884 5500 BASE AMOUNT 988 57 4,337 55 6,259.41 426 02 1,069.37 15,998 21 231 22 452 17 18,020 79 43 15 280.38 10,370 15 1,534.82 3,567,676 12 67,000 00 449,087 72 3,330,174 60 100,182 00 169,705 76 225,000.00 1,043 07 6,097 12 105,470 08 30,000 00 118,741 76 60,916 10 53,547 68 170,068 00 19,958 39 516,223 76 187,867 00 130,000 00 357,321 19 1,607,719 28 386,934.51 94,719.39 485.847 00 105,000 00 205,058 20 586,210 58 140,042 00 115,538 15 64,300 20 2,781,684 55 BASE COST 0.00 0 00 0 00 0.00 0 00 0 00 -3,567,676 12 -67,000 00 449,087 72 -3,330, 174 60 -100,182 00 469,705 76 -225,000 00 -1,043 07 -6,097.12 -105,470 08 -30,000 00 -118,741 76 -60,916.10 -53,547 68 -170,068.00 -19,958 39 -516,223 76 -187,867.00 430,000 00 -357,321 19 ,607,719.28 386,934.51 94,719 39 465,647 00 -105,000 00 -205,058.20 -586,210 56 -140,042.00 -115,538 15 84,300.20 -2,781,684 55 BASE INVESTMENT GA IN LOSS 988 57 4,337 55 6,259 41 426 02 1,069 37 15,998 21 231 22 452.17 18,020 79 43 15 280 38 10,370 15 1,534 (100 0.00 oo 0 00 0. REPORTING ACCOUNT NUMBER LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 SECURITY ID 996087094 996192472 996192472 996087094 996192472 996192472 996192472 996087094 996192472 996192472 996087094 996192472 996192472 996192472 996087094 996192472 996192472 996192472 996192472 996192472 996192472 996087094 996192472 996192472 996192472 996087094 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996087094 996192472 996192472 996192472 996087094 996192472 996192472 996192472 996192472 996192472 996192472 DESCRIPTION 1 BNY MELLON CASH RESERVE FEDERATED GOVERNMENT FEDERATED GOVERNMENT BNY MELLON CASH RESERV FEDERATED GOVERNMENT OBLIG OBLIG OBLIG 5 5 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 BNY MELLON CASH RESERVE FEDERATED GOVERNMENT FEDERATED GOVERNMENT OBLIG OBLIG BNY MELLON CASH RESERVE FEDERATED GOVERNMENT FEDERATED GOVERNMEN FEDERATED GOVERNMENT OBLIG OBLIG OBLIG BNY MELLON CASH RESERVE FEDERATED GOVERNMENT FEDERATED GOVERNMENT OBLIG OBLIG FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT FEDERATED GOVERNMENT OBLIG OBLIG 5 5 FEDERATED GOVERNMENT OBLIG 5 BNY MELLON CASH RESERVE FEDERATED GOVERNMEN FEDERATED GOVERNMENT FEDERATED GOVERNMENT OBLIG OBLIG OBLIG BNY MELLON CASH RESERVE FEDERATED GOVERNMENT FEDERATED GOVERNMENT FEDERATED GOVERNMEN OBLIG OBLIG OBLIG 5 5 5 5 5 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMEN FEDERATED GOVERNMENT FEDERATED GOVERNMENT OBLIG OBLIG OBLIG BNY MELLON CASH RESERVE FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG BNY MELLON CASH RESERVE FEDERATED GOVERNMENT OBLIG FEDERATED GOVERNMENT OBLI FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLI FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLI TXN CODE TRADE EX DATE 4/1/2014 4/1/2014 4/3/2014 4/7/2014 4/8/2014 4/10/2014 4/1 1/2014 4/14/2014 4/14/2014 4/15/2014 4/21/2014 4/22/2014 4/23/2014 4/25/2014 4/28/2014 4/30/2014 5/1/2014 5/2/2014 5/5/2014 5/6/2014 5/9/2014 5/12/2014 5/15/2014 5/20/2014 5/22/2014 5/23/2014 5/27/2014 5/30/2014 6/9/2014 6/11/2014 6/ 16/2014 6/18/2014 6/20/2014 6/23/2014 6/23/2014 6/24/2014 6/25/2014 7/1 /2014 7/3/2014 7/7/2014 7/8/2014 7/14/2014 7/23/2014 7/25/2014 UNITS -1.977.0000 -3.776,707 7000 -128.657 8900 -112.905.5800 -193,627 4600 -45,234 1800 ?225,000.0000 -76,304.0000 -2,081 0000 -99,106 4000 -130.699.4100 ?8.003 5200 -186.731 4100 49,851.0000 -3,277.8200 628,652 0000 -977,156.7300 659,985 8100 ?135,356 9800 -1 50,000 0000 690.169 4800 -114.064 0000 -768.940 0100 ?99.483 3300 647,402 7800 -231.901 0000 -30.000 0000 -151,378 9900 -56.706.0000 -29,516 0000 -1 33,930 6300 400.000.0000 -91.875 0000 ?265,684 0000 612.690.3000 634.343.8400 -157.565 0000 -46,791 1 100 -6.313 0000 -267.464.1900 663.863.0600 -92.031 1800 -119.741 7300 -215.730.3400 BASE AMOUNT 1.977 00 3,776,707 70 128.657 89 112.905 58 193.627 46 45.234 18 225.000 00 76.304 00 2.081 00 99,106 40 130,699 41 8,003.52 186,731.41 49.851 00 3.277 82 328.652 00 977.156 73 659.985 81 135,356.98 150,000.00 590.169 48 114,064 00 768,940 01 99,483.33 647.402 78 231,901.00 30,000.00 151,378.99 56.706 00 29.516 00 133,930.63 400.000 00 91.875 00 265,684 00 512.690 30 634,343.84 157.565 00 46.791 11 6,313 00 267,464.19 663,863.06 92.031 18 119.741 73 215,730 34 BASE COST -1,977 00 6,776,707 70 -128.657 89 -112,905 58 -193,627 46 -45.234 18 -225.000 00 -76.304 00 -2,081 00 -99.106 40 -130,699 41 -8,003.52 -186,731 41 -49,851 00 -3,277 82 628.652 00 -977,156 73 659.985 81 -135,356 98 -150,000 00 690,169 48 -114,064 00 -768.940 01 -99.483 33 647,402 78 -231.901.00 -30,000 00 -151,378 99 -56.706 00 -29.516 00 433,930.63 400.000 00 -91.875 00 -265.684 00 612,690 30 634,343.84 -157,565.00 ?46.791 11 6,313 00 -267.464.19 663.863 06 ?92.031 18 -119.741 73 -215,730 34 BASE INVESTMENT GAIN LOSS 0.0.0. REPORTING ACCOUNT NUM BER SECURITY ID DESCRIPTION 1 TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS Ln.) U1 CO LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996087094 996192472 996192472 996192472 996192472 996192472 996192472 996087094 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996087094 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 BNY MELLON CASH RESERVE FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 BNY MELLON CASH RESERVE FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 BNY MELLON CASH RESERVE 8/1/2014 8/7/2014 8/8/2014 8/12/2014 8/15/2014 8/19/2014 8/20/2014 8/21/2014 9/2/2014 9/8/2014 9/9/2014 9/12/2014 9/16/2014 9/17/2014 9/18/2014 9/22/2014 9/23/2014 9/25/2014 9/29/2014 9/30/2014 10/1/2014 10/1/2014 10/6/2014 10/7/2014 10/9/2014 10/10/2014 10/14/2014 10/17/2014 10/22/2014 10/27/2014 10/30/2014 1 1/5/2014 1 1/6/2014 1 1/7/2014 1 1/12/2014 1 1/13/2014 1 1/14/2014 1 1/19/2014 1 1/20/2014 1 1/21/2014 1 1/24/2014 1 1/25/2014 12/1/2014 1212/2014 -300,314 0000 -218.440 3600 -99,775 0000 -224.248 4500 48,039 2200 -99,738 6400 -225,000 0000 -650,743 0000 48.225 9800 ?31.326 2900 -25,000 0000 408.246.8500 4,068 5000 -949.203 5000 47.371 0000 45.000 0000 -241,719 3800 -7,109 4800 47,400 6000 -393,526 7700 47,544 0000 -665,265 7600 415,361 1600 60,000 0000 -357,331 5700 448,312 5100 -66,408.7700 -387,088.0000 -288,805 0000 45.000 0000 -8,000,000 0000 -3.250.000 0000 -307,360 8100 -511,770 9300 -22,642 9100 -21.867 1700 -232,500 0000 -196,182 6700 ~331,737 5400 -195,000 0000 -131,047 6000 -202,416 2100 -146,703 7100 -357.392 0000 300.314 00 218,440 36 99,775.00 224,248 45 48,039 22 99,738.64 225,000.00 650,743 00 48,225 98 31,326 29 25,000.00 108,246 85 4,068 50 949,203 50 47,371 00 45,000.00 241,719 38 7,109 48 47,400.60 393,526.77 17,544 00 665.265 76 115,361 16 50.000 00 357,331.57 448,312 51 66,408 77 387,088 00 288,805.00 45,000.00 8,000,000 00 3,250,000 00 307,360 81 511.770 93 22,642 91 21.867 17 232,500.00 196,182 67 331,737 54 195,000 00 131.047 60 202,416 21 146,703.71 357.392 00 -300,314.00 -218,440 36 -99,775 00 -224,248 45 48.039 22 -99.738.64 -225.000 00 -650,743 00 48,225 98 -31,326 29 -25,000 00 408,246.85 4,068.50 -949,203 50 47,371.00 45,000 00 -241.719 38 -7,109 48 47,400 60 -393.526 77 -17.544 00 -665.265.76 -115,361 16 -50,000 00 -357,331 57 448,312 51 -66,408.77 -387,088 00 -288,805 00 45,000 00 -8.000.000 00 -3,250,000 00 -307,360 81 -511,770 93 -22.642.91 -21,867 17 -232,500 00 -1 96,182 67 -331.737.54 495,000 00 -131.047.60 -202,416 21 446,703.71 -357.392 00 0 00 0 00 0.00 0.00 0 00 0 00 0.00 0.0.0.00 0 00 0 00 0.0.0.00 0 00 0.00 0 00 0 00 REPORTING ACCOUNT NUMBER LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 SECURITY ID 996192472 996192472 996192472 996192472 996192472 996087094 996087094 996192472 996192472 996192472 996192472 996192472 996192472 996087094 DESCRIPTION FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 BNY MELLON CASH RESERVE BNY MELLON CASH RESERVE FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 BNY MELLON CASH RESERVE TXN CODE (OCDCOUJUJUJCDUDUDCDUJUDCOU) TRADE EX DATE 12/3/2014 12/4/2014 12/8/2014 12/9/2014 12/10/2014 12/1 1/2014 12/15/2014 12/15/2014 12/16/2014 12/18/2014 12/19/2014 12/23/2014 12/30/2014 12/31/2014 UNITS 4.082.851 8900 -1 50.000 0000 -37.248 9300 -26.940 7300 -295,000 0000 ?66.408.7700 484.921 0000 -61.310 7200 ?995.930 4500 ~658.184 8300 -233.599 1000 -97 3400 474.1481900 40.791.0000 BASE AMOUNT 1,082,851 89 150.000 00 37,248.93 26.940 73 295,000 00 66,408 77 184.921 00 61.310 72 995.930 45 658.184 83 233.599 10 97 34 174.148 19 10.791 00 BASE COST 4,082,851 89 450.000 00 -37.248 93 -26.940 73 -295.000 00 -66.408 77 484,921.00 -61.310 72 -995.930 45 ?658.184 83 -233.599 10 -97.34 474.148 19 40.791 00 BASE INVESTMENT GAIN LOSS 0.54.057.715.17 (53.997.703.36) 60.011 81 Lo g1JournaI Entry for Future Gain/Loss IGRAND TOTAL 54.057.715.17 (53,997,703.36) 60,011 .81 Settled Interest Receuved- Currency gain/loss - Foreign Exchange Contract? Currency gain/loss - Foreign Exchange Contract? Settlement galnlloss - Base Currency gain/loss - Base trade and settlment gain/loss - Currency Gain/loss on NC100 - 360 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION 1 TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 248230107 996192472 996192472 996192472 151020104 151020104 151020104 151020104 375558103 375558103 151020104 375558103 151020104 151020104 375558103 996192472 996192472 996192472 996192472 151020104 88160R101 88160R101 928563402 756577102 928563402 928563402 928563402 928563402 018490102 192446102 375558103 192446102 192446102 192446102 756577102 018490102 375558103 018490102 375558103 192446102 018490102 018490102 018490102 018490102 996192472 DENDREON CORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 CELGENE CORP CELGENE CORP CELGENE CORP CELGENE CORP GILEAD SCIENCES INC GILEAD SCIENCES INC CELGENE CORP GILEAD SCIENCES INC CELGENE CORP CELGENE CORP GILEAD SCIENCES INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 CELGENE CORP TESLA MOTORS INC TESLA MOTORS INC VMWARE INC RED HAT INC VMWARE INC VMWARE INC VMWARE INC VMWARE INC ALLERGAN STATES COGNIZANT TECHNOLOGY SOLUTIONS GILEAD SCIENCES INC COGNIZANT TECHNOLOGY SOLUTIONS COGNIZANT TECHNOLOGY SOLUTIONS COGNIZANT TECHNOLOGY SOLUTIONS RED HAT INC ALLERGAN STATES GILEAD SCIENCES INC ALLERGAN STATES GILEAD SCIENCES INC COGNIZANT TECHNOLOGY SOLUTIONS ALLERGAN STATES ALLERGAN STATES ALLERGAN STATES ALLERGAN STATES FEDERATED GOVERNMENT OBLIG 5 812012014 11212014 11312014 116/2014 11712014 117 1201 4 11712014 117 12014 117/2014 118/2014 118/2014 11912014 1/9/2014 111012014 111312014 111412014 111512014 1/1612014 112412014 112812014 112812014 112812014 112812014 112812014 112812014 112812014 1128/2014 1128/2014 112812014 112812014 1128/2014 112812014 112812014 1128/2014 1128/2014 1128/2014 1128/2014 112812014 112812014 112812014 1129/2014 112912014 113012014 113012014 21312014 0 0000 52,555 9000 -41,659 0400 -38,281.4200 -39 0000 -509.0000 5.0000 -424 0000 -931 0000 -1,057 0000 490 0000 -381 0000 -74 0000 -171 0000 -1,471 0000 -29,147.6100 -10,702 5800 -25,616 0000 -71,667 8400 -490 0000 4.5010000 -159 0000 -1,055 0000 -2,291 0000 -81 8.0000 -564.0000 -238 0000 -15 0000 -24 0000 -779 0000 653.0000 -548 0000 -673 0000 -590 0000 0590000 4.1255 0000 -323 0000 -1,990 0000 -774 0000 .454 0000 -355.0000 -1 ,71 0.0000 -638 0000 -2,127 0000 -150,247 1900 8,764.27 32,568 98 41,659 04 38,281 42 6,430 30 83,812 67 494 54 69,812.58 67,956 13 77,736 23 81,577 55 28,247 30 12,448 14 28,908 75 107,526 57 29,147 61 10,702 58 25,616 00 71,667 84 77,934 32 291,247.18 27,259.08 99,314 92 130,610 61 76,843 71 53,748 43 22,641 73 1,423 03 2,751 08 75,437 04 52,548 01 52,780 69 64,992 69 86,690 07 55,116 15 128,405 67 26,126 85 226,937.44 62,334 55 43,867 93 40,674.69 195,255.69 73,585 44 245,414 51 150,247 19 0.00 -32,568 98 41,659.04 -38,281 42 -6,298 50 -82,203 45 -484 50 -68,475 96 69,847 25 -79,300 26 -79,134 95 -28,584.11 41,950 99 -27,616 48 -110,360 15 ?29,147 61 -10,702.58 -25,616 00 -71,667.84 -49,821 64 -272,981 61 -25,373 20 -85,586 10 -1 18,381 24 -66,290 64 -45,706 50 -19,287 50 -1,215.60 -2,439 47 -73,958 18 -29,984.86 -52,027 07 -63,894 55 -85,066. 15 -50,026 56 -114,451 82 -9,851 89 -196,884 64 -23,123 71 -37,004 46 ?34,612.46 -161 ,829.27 ~58,715 14 -156,270 70 -150,247 19 8,764 131.80 1,609 22 10 04 1,336 62 -1,891.12 -1,564 03 2,442 60 -336.81 497 15 1,292 27 -2,834 58 0 00 0.00 0 00 0.00 28,112.68 18,265 57 1,885 88 13,728 82 12,229 37 10,553 07 8,041 93 3,354 23 207 43 311 61 1,478 86 22,563 15 753.62 1,098 14 1,623 92 5,089.59 13,953 85 16,274 96 30,052 80 39,210 84 6,863 47 6,062.23 33,426.42 14,870.30 89,143 81 0 00 361 REPORTING ACCOUNT NUMBER LHBF20050002 LHBF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF 20050002 LH BF 20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LH BF20050002 LHBF20050002 LHBF20050002 LH BF 20050002 LH BF20050002 LHBF20050002 LH BF 20050002 LH BF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 SECURITY ID G60754101 G60754101 G60754101 996192472 996192472 G60754101 660754101 996192472 996192472 88160R101 88160R101 88160R101 88160R101 88160R101 88160R101 88160R101 88160R101 88160R101 996192472 30303M102 30303M102 30303M102 79466L302 79466L302 79466L302 996192472 79466L302 79466L302 354613101 354613101 354613101 354613101 354613101 354613101 996192472 996192472 928563402 928563402 7565771 02 928563402 756577102 928563402 756577102 7565771 02 756577102 DESCRIPTION 1 MICHAEL KORS HOLDINGS LTD MICHAEL KORS HOLDINGS LTD MICHAEL KORS HOLDINGS LTD FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 MICHAEL KORS HOLDINGS LTD MICHAEL KORS HOLDINGS LTD FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 TESLA MOTORS INC TESLA MOTORS INC TESLA MOTORS INC TESLA MOTORS INC TESLA MOTORS INC TESLA MOTORS INC TESLA MOTORS INC TESLA MOTORS INC TESLA MOTORS INC FEDERATED GOVERNMENT OBLIG 5 FACEBOOK INC FACEBOOK INC FACEBOOK INC SALESFORCE COM INC SALESFORCECOM INC SALESFORCE COM INC FEDERATED GOVERNMENT OBLIG 5 SALESFORCE COM INC SALESFORCE COM INC FRANKLIN RESOURCES INC FRANKLIN RESOURCES INC FRANKLIN RESOURCES INC FRANKLIN RESOURCES INC FRANKLIN RESOURCES INC FRANKLIN RESOURCES INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 VMWARE INC VMWARE INC RED HAT INC VMWARE INC RED HAT INC VMWARE INC RED HAT INC RED HAT INC RED HAT INC TXN CODE TRADE EX BATE 2/4/2014 2/4/2014 2/4/2014 2/5/2014 2/6/2014 2/6/2014 2/6/2014 217 12014 2/10/2014 2/10/2014 2/10/2014 2/10/2014 2/1 1/2014 2/1 1/2014 2/11/2014 211 912014 2119/2014 2119/2014 2124/2014 2124/2014 2/24/2014 2/24/2014 2/24/2014 2124/2014 2/24/2014 2125/2014 2125/2014 2125/2014 314/2014 31412014 31512014 31512014 31612014 31612014 3110/2014 3112/2014 3118/2014 311 812014 3/1 812014 311 812014 311812014 311912014 3/1912014 3/19/2014 311912014 UNITS -722 0000 -1,1 13 0000 -1,189 0000 -102,323 8100 -32,240 3300 -1.168 0000 ?1,602.0000 -41,722 5500 -28,141.2300 -7 0000 -234 0000 -278 0000 -376 0000 -423 0000 -52 0000 -76 0000 -114 0000 -1,270.0000 444,634 5300 ?157.0000 -6.707 0000 -1.016 0000 -980 0000 -76.0000 -1,502.0000 -157.416 5500 -1,054 0000 -1,758.0000 -4.319 0000 ?2,972.0000 -3,962 0000 -105 0000 ?1 38.0000 -8,391 0000 -1,230.581.2200 -315,132.2600 -177.0000 -1,041 0000 -750 0000 -45.0000 -140.0000 -9.0000 -879 0000 -1 0000 BASE AMOUNT 65.603 74 99.942 10 107.553 75 102.323 81 32.240 33 107.377 39 146.267 26 41.722 55 28.141 23 1.378 76 46,206.70 54.791 20 72.860 57 83.977 99 10.168 52 14.793 50 22,539.28 252,418.51 144.634 53 11,111 48 474.129 02 71,888 46 62,801.12 4.872 86 96,383.76 157,416.55 67,057 16 111,819.86 231.320 31 159.636 12 210,366 25 5,585.57 7,411 62 449,800 11 1,230,581.22 315,132 26 19,489.92 114,641 12 44,089 50 4,957.72 61,330.72 15,279 12 531 06 51.867 59 59 00 BASE COST -58,681 85 -90.461 08 -82,760 27 402.323 81 -32,240 33 -58,423 83 -80,132 68 -41.722 55 -28.141 23 -1.108 59 -37,058 70 44,027 00 -59,547 31 66,990 72 -8,235 27 -12,036 16 -18,054 23 -1 97,992 70 444.634 53 -8.634 72 -339,940 00 -45,687 80 -51,361.70 -3,983 15 -78,719 67 -157.416 55 -55,240.04 -92,136 60 ?168,934.95 -116,247 90 -154.971.12 -4.107 01 -5,369.72 -285,505 80 -1.230,581.22 -315,132.26 -16.040.87 -84,362 53 44.283 32 -3,646 80 -53,102.75 -11,345.59 -457 78 44,620 03 -50.53 BASE INVESTMENT GAIN LOSS 6.921 89 9,481 02 24.793 48 0 00 0 00 48,953 56 66,134 9,148.00 10,764 20 13,313 26 16,987 27 1,933 25 2,757 34 4,485.05 54,425 81 0 00 2,476.76 134,189 02 26.200 66 11,439 42 889 71 17,664 09 0 00 11,817 12 19,683 26 62,385 36 43,388 22 55,395 13 1,478 56 2,041 90 164,294 31 0.00 0 00 3,449 05 30,278 59 493.82 1,310.92 8,227.97 3,933.53 73.28 7.247 56 8.47 362 REPORTING ACCOUNT NUMBER LH BF20050002 LH BF20050002 LH BF20050002 LH BF 20050002 LH BF 20050002 LH BF 20050002 LH BF20050002 LH BF 20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LHBF20050002 LHBF20050002 LH BF20050002 LH BF20050002 LHBF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LHBF20050002 LH BF20050002 LHBF20050002 LH BF20050002 LHBF20050002 LH BF20050002 LHBF20050002 LHBF20050002 LH BF20050002 LH BF20050002 SECURITY ID 756577102 756577102 928563402 756577102 928563402 756577102 756577102 015351109 018490102 015351109 018490102 996192472 018490102 015351109 018490102 756577102 996192472 018490102 018490102 996192472 018490102 996192472 996192472 996192472 996192472 996192472 996192472 996192472 26875P101 26875P101 26875P101 26875P101 26875P101 88160R101 928563402 928563402 88160R101 88160R101 928563402 928563402 928563402 928563402 928563402 928563402 996192472 RED HAT INC RED HAT INC VMWARE INC RED HAT INC VMWARE INC RED HAT INC RED HAT INC ALEXION PHARMACEUTICALS INC ALLERGAN STATES ALEXION PHARMACEUTICALS INC ALLERGAN STATES FEDERATED GOVERNMENT OBLIG 5 ALLERGAN STATES ALEXION PHARMACEUTICALS INC ALLERGAN STATES RED HAT INC FEDERATED GOVERNMENT OBLIG 5 ALLERGAN STATES ALLERGAN INCIUNITED STATES FEDERATED GOVERNMENT OBLIG 5 ALLERGAN STATES FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 DESCRIPTION 1 EOG RESOURCES INC EOG RESOURCES INC EOG RESOURCES INC EOG RESOURCES INC EOG RESOURCES INC TESLA MOTORS INC VMWARE INC VMWARE INC TESLA MOTORS INC TESLA MOTORS INC VMWARE INC VMWARE INC VMWARE INC VMWARE INC VMWARE INC VMWARE INC FEDERATED GOVERNMENT OBLIG 5 TXN CODE TRADE EX DATE 3119/2014 3119/2014 3119/2014 3119/2014 3120/2014 3120/2014 3120/2014 3120/2014 3120/2014 3120/2014 3120/2014 312112014 3121/2014 312112014 312112014 3121/2014 3124/2014 3125/2014 3125/2014 3/26/2014 3/26/2014 3127/2014 3129/2014 3/31/2014 41112014 412/2014 413/2014 414/2014 4/9/2014 419/2014 4/9/2014 4/9/2014 419/2014 4110/2014 4/10/2014 4/10/2014 4/1 112014 411 112014 411 112014 411 1/2014 4114/2014 4/14/2014 4/14/2014 411412014 4/15/2014 UNITS -12 0000 -18 0000 -782 0000 -29 0000 -235 0000 -29.0000 -2172 0000 -1 0000 -177.0000 -399 0000 -524.0000 223,919 3400 245.0000 -200 0000 432.0000 ?630 0000 -11 1,949 0300 -1,230.0000 -1 ,491 0000 -132,344 4100 90710000 -620,319 7000 ?283,847.8200 -65,284 2300 45,429 9900 -14,007.3700 -201,812 1300 40,992 9400 305 0000 496.0000 249.0000 4,192 0000 -1 9.0000 229.0000 ?1 14.0000 ?1 12 0000 ?266 0000 300.0000 950.0000 -131 0000 -243.0000 -124 0000 -1 1.0000 -585 0000 -369,470 0300 BASE AMOUNT 708.09 1,062 13 85,508 94 1,534 19 25,826 67 1,699.78 126,768 58 173 86 23,051.63 67,566 87 68,139 45 223,618 34 31,643.89 33,272 50 16,559 00 36,142.30 111,948 03 153,584.24 186,912 84 132,344.41 746,545.29 620,319 70 283,847 82 65,284 23 75,428 88 14,007 37 201,812.13 40,882 84 30,099 48 48,995.53 24,469.61 411,884 43 1,871 34 46,934.78 11,654.34 11,434.79 54,128.55 61,000.23 84,575.26 13,242 96 24,480 63 12,519.93 1,115 04 58,763 53 369,470 03 BASE COST -606 31 -909 47 -62,893 54 -1,313 68 48,862 86 -1,465.26 ?109,742 18 -173 85 ?22,863.09 -52,589.82 -35,128.35 -223.618 34 -16,307.42 ~24,179 98 -8,786 04 -31,830.56 -1 1 1,948 03 -81,869.91 -99,242 30 -132,344 41 404,091 22 -620,319 70 -283,847 82 -65,284 23 -75,428 88 -14,007.37 -201,812 13 -40,882 84 -29,237.29 -43,691 53 -20,813 39 -271,600 22 -867 08 -56,606 68 -9,150 50 -8,987 42 40,878.42 46,103.49 -67,601 54 -10,240 81 -18,996.30 -9,693 59 -859 91 -45,731 85 -369,470 03 BASE INVESTMENT GAIN LOSS 101.78 152.66 22,615 40 220 51 6,963 81 234 52 17,026.40 0 01 188 54 14,977 05 33.01 1.10 0 00 15,336 47 9,092 52 7,772.96 4,31 1.74 0 00 71,714.33 87,670 54 0 00 342,454 07 0 00 0.00 0.00 0.00 0.00 0.00 0.00 862 19 5,304 00 3,656 22 140,284 21 1,004 26 -9,671 90 2,503 84 2,447 37 13,250.13 14,896.74 16,973 72 3,002 15 5,484 33 2,826 34 255.13 13,031 68 0 00 REPORTING ACCOUNT NUMBER LH BF 20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LHBF20050002 LH BF20050002 LH BF20050002 LHBF20050002 LH BF20050002 LH BF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LH BF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LH BF20050002 LHBF20050002 LH BF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LH BF20050002 LHBF 20050002 LHBF20050002 LHBF20050002 LHBF20050002 LH BF20050002 LHBF20050002 LH BF20050002 SECURITY ID 996192472 996192472 928563402 88160R101 30249U101 30249U101 30249U101 26875P101 26875P101 30249U101 30249U101 30249U101 26875P101 26875P101 30249U101 30249U101 996192472 30249U101 26875P101 26875P101 30249U101 26875P101 30249U101 26875P101 30249U101 26875P101 26875P101 30249U101 30249U101 996192472 26875P101 26875P101 996192472 996192472 G60754101 88160R101 G60754101 741503403 88160R101 741503403 375558103 375558103 375558103 375558103 996192472 DESCRIPTION I FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 VMWARE INC TESLA MOTORS INC FMC TECHNOLOGIES INC FMC TECHNOLOGIES INC FMC TECHNOLOGIES INC EOG RESOURCES INC EOG RESOURCES INC FMC TECHNOLOGIES INC FMC TECHNOLOGIES INC FMC TECHNOLOGIES INC EOG RESOURCES INC EOG RESOURCES INC FMC TECHNOLOGIES INC FMC TECHNOLOGIES INC FEDERATED GOVERNMENT OBLIG 5 FMC TECHNOLOGIES INC EOG RESOURCES INC EOG RESOURCES INC FMC TECHNOLOGIES INC EOG RESOURCES INC FMC TECHNOLOGIES INC EOG RESOURCES INC FMC TECHNOLOGIES INC EOG RESOURCES INC EOG RESOURCES INC FMC TECHNOLOGIES INC FMC TECHNOLOGIES INC FEDERATED GOVERNMENT OBLIG 5 EOG RESOURCES INC EOG RESOURCES INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 MICHAEL KORS HOLDINGS LTD TESLA MOTORS INC MICHAEL KORS HOLDINGS LTD PRICELINE GROUP TESLA MOTORS INC PRICELINE GROUP GILEAD SCIENCES INC GILEAD SCIENCES INC GILEAD SCIENCES INC GILEAD SCIENCES INC FEDERATED GOVERNMENT OBLIG 5 TXN CODE TRADE EX DATE 4116/2014 4121 12014 4/22/2014 4122/2014 4123/2014 4123/2014 4123/2014 4124/2014 4124/2014 4124/2014 4/24/2014 4124/2014 4125/2014 4125/2014 4125/2014 4125/2014 4128/2014 4128/2014 412812014 412912014 412912014 412912014 413012014 413012014 413012014 51112014 51112014 51112014 51112014 51212014 51212014 51212014 51712014 5120/2014 513012014 513012014 5/30/2014 513012014 513012014 513012014 613/2014 613/2014 613/2014 613/2014 614/2014 UNITS -206.268.6700 -79.887.8200 -1 .410 0000 -680 0000 -1 0000 -32 0000 -990.0000 -149 0000 -1.360 0000 -25 0000 -176.0000 -346 0000 -1 . 1 30.0000 -1.554.0000 -260 0000 -169 0000 -198.523 1600 -249 0000 -1.934.0000 -946 0000 -319 0000 -950 0000 -644 0000 -1.926 0000 -674.0000 -1.395.0000 -89 0000 -840 0000 -1.485.0000 -45.505 4400 -1.184 0000 -1.783.0000 -4,913 9000 -112.467 9000 -436 0000 -1.372.0000 -904.0000 -47 0000 -98 0000 -23 0000 -1.494.0000 -1,385 0000 -32 0000 -209 0000 -172.559 9500 BASE AMOUNT 206.268 67 79.887 82 148.927 53 145.645 44 57 64 1.866 32 57.488 02 15.480 11 141.209 89 1.453 12 10.138 25 19.788 37 112.763 36 156.873 30 14.813 40 9.690 78 198.523 16 14.081 65 190.011 48 94.638 58 18.183 67 94.613 53 36.513 73 187.705 74 37.801 80 136.160 99 8.696 88 47,313.29 83.489 16 45.505 44 115.544 71 173.423 40 4.913 90 112.467 90 41.071 07 285.394 80 85.356 32 60.011 55 20.465 74 29,394.23 123.160 99 114.217 73 2.639 45 17.253 12 172.559 95 BASE COST -206,268 67 -79.887 82 -108.864 45 -104.477 66 ?52 69 -1.685.96 -51,938 45 -6.799 70 -62.064 35 -1.307 38 -9.203 94 -18.094.10 -51.568 17 -70.917.64 -13,596.73 -8.837 87 -198.523 16 -13.021 48 -88.259.15 -43.171 23 -16.682 14 42.908 61 -33.678 04 ?86.102 27 -35.246 90 -59.596 06 -3.958 93 412,839.21 -73.040 34 -45.505 44 -40.715 92 451.314 61 -4.913 90 -112.467.90 -42.846 59 -210.175.60 -47.438 01 -60,736 14 44.980 60 -27.400 59 66,007.20 -41.377 71 -956 02 -6.244 00 -172.559.95 BASE INVESTMENT GAIN LOSS 0 00 0.00 40.063 08 41.167 78 4 95 180 36 5.549 57 8.680 41 79,145 54 145.74 934.31 1.694 27 61.195 19 85,955 66 1,216.67 852 91 0 00 1.06017 101.752 33 51.467 35 1.501 53 51.704 92 2.835 69 101.603 47 2,554.90 76,564 93 4.737 95 4.474 08 10.448 82 0 00 74.828 79 112.108 79 0 00 0 00 -1.775 52 75.219 20 37.918 31 ?724 59 5.485 14 1,993.64 57,153 79 72.840 02 1.683 43 11.009 12 0.00 364 SECURITY ID DESCRIPTION 1 TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF2005000 LHBF2005000 LHBF2005000 LH BF2005000 LHBF2005000 LHBF2005000 LHBF2005000 LHBF2005000 LHBF2005000 LHBF2005000 LHBF2005000 LHBF2005000 LHBF2005000 LHBF200500 LHBF2005000 LHBF2005000 LHBF2005000 LHBF2005000 LHBF2005000 LH BF2005000 LH BF200500 LH BF200500 LH BF200500 LH BF2005000 LH BF200500 LHBF2005000 LHBF200500 LHBF200500 LHBF200500 LHBF2005000 LHBF2005000 LHBF2005000 LH BF200500 LH BF2005000 LH BF2005000 LH BF200500 LH BF2005000 LH BF2005000 LH BF2005000 LHBF2005000 LHBF200500 LH BF2005000 LH BF2005000 LHBF2005000 LHBF2005000 996192472 740189105 740189105 740189105 740189105 30249U101 452327109 30249U101 30249U101 30249U101 30249U101 740189105 740189105 452327109 452327109 30249U101 30249U101 740189105 30249U101 452327109 740189105 740189105 30249U101 740189105 740189105 92532F100 92532F100 92532F100 92532F100 92532F100 88160R101 660754101 996192472 741503403 375558103 741503403 741503403 30249U101 30249U101 9961 92472 30249U101 30249U101 996192472 996192472 996192472 FEDERATED GOVERNMENT OBLIG 5 PRECISION CASTPARTS CORP PRECISION CASTPARTS CORP PRECISION CASTPARTS CORP PRECISION CASTPARTS CORP FMC TECHNOLOGIES INC ILLUMINA INC FMC TECHNOLOGIES INC FMC TECHNOLOGIES INC FMC TECHNOLOGIES INC FMC TECHNOLOGIES INC PRECISION CASTPARTS CORP PRECISION CASTPARTS CORP ILLUMINA INC ILLUMINA INC FMC TECHNOLOGIES INC FMC TECHNOLOGIES INC PRECISION CASTPARTS CORP FMC TECHNOLOGIES INC ILLUMINA INC PRECISION CASTPARTS CORP PRECISION CASTPARTS CORP FMC TECHNOLOGIES INC PRECISION CASTPARTS CORP PRECISION CASTPARTS CORP VERTEX PHARMACEUTICALS INC VERTEX PHARMACEUTICALS INC VERTEX PHARMACEUTICALS INC VERTEX PHARMACEUTICALS INC VERTEX PHARMACEUTICALS INC TESLA MOTORS INC MICHAEL KORS HOLDINGS LTD FEDERATED GOVERNMENT OBLIG 5 PRICELINE GROUP GILEAD SCIENCES INC PRICELINE GROUP PRICELINE GROUP FMC TECHNOLOGIES INC FMC TECHNOLOGIES INC FEDERATED GOVERNMENT OBLIG 5 FMC TECHNOLOGIES INC FMC TECHNOLOGIES INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 6/1 012014 61101201 4 611012014 611112014 6/1212014 6/13/2014 611 312014 611312014 6/1 312014 611 312014 6/1312014 6/1 312014 6/1 312014 611312014 611 312014 611 312014 6/13/2014 611 312014 6/1 612014 611 612014 611 612014 6116/2014 611612014 611 712014 6118/2014 6124/2014 6124/2014 6124/2014 6124/2014 6124/2014 712/2014 717/2014 711012014 711 012014 711 012014 711 012014 711012014 711 012014 7/10/2014 7/1 112014 7111/2014 7/14/2014 7/16/2014 7117/2014 7/1 812014 -367,082.4800 -9 0000 -253 0000 -314.0000 -44.0000 -142 0000 -19 0000 -3 0000 -21 0000 -301.0000 -1,963.0000 -35.0000 -33 0000 -953 0000 -99.0000 -630 0000 -48 0000 -198 0000 ?928 0000 -619 0000 -190 0000 -160 0000 -864 0000 -317 0000 -187.0000 -1.015 0000 -477 0000 -1,780.0000 -505.0000 -1.273 0000 -910 0000 -3.010 0000 -600,515 9300 -58 0000 -1,690 0000 -12 0000 -51.0000 -2.657.0000 -619 0000 645.248.3200 4,073 0000 ?591 0000 431,078 7100 -95,294 6200 455.315.1900 367,082 48 2,465.67 69,280 21 84.290 36 11,715 53 8,355.57 3,268.88 177 00 1,238 44 17,718.12 115,514.49 9,312.38 8,789 84 162.517 49 16,876 63 37,091 24 2,824 35 52,597.47 54,616 32 105.351 78 50.313 08 42,468.52 50.816 59 84.275 18 49.503 52 95,868.28 45.064 53 166,734.07 46,624 35 117.640 79 210,227.10 273,964 14 600,515 93 70.431 35 147.772 70 14.575 04 62,270.26 158,008.56 36,821 51 545,248.32 63,338 42 35,387.29 131,078.71 95,294 62 155,315.19 -367,082 48 -2,349 53 -66.047 82 -81.807.80 41,441.23 6,803.92 3,407.35 443 74 4 .006 21 44,422 39 -94,056.95 -9.100.98 -8,580.92 457,402 61 -15,118 45 -30,186 39 -2299 92 -51.485.52 44,485 02 -93,364 26 49,405 30 41,604.46 41,398 47 49,072 83 -34,982 31 -85,613.42 40,234 09 450,139.80 42,595 64 406,992 30 438,491.06 446,436 67 600,515 93 -69,097 13 -50.465.48 44.295 96 -60.757 82 424,435 68 -28,969 20 -545,248.32 48,349 94 ?26,050 43 431,078 71 95,294 62 455.315 19 0.00 116 14 3,232 39 2,482 56 274 30 1,551 65 -138.47 33 26 232 23 3,295 73 21,457 54 211 40 208.92 5,114.88 1,758.18 6,904.85 524.43 1,111 95 10,151 30 11,987.52 907 78 864.06 9,418 12 5.202 35 14,521 21 10.254 86 4,830.44 16,594 27 4,028 51 10,648 49 71,736 04 127,527.47 0 00 1,334 22 97,307 22 279 08 1,512 44 33.572 88 7.852 31 0.00 14,988 48 9.336 REPORTING ACCOUNT NUMBER LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 ?1 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 SECURITY ID 996192472 056752108 30303M102 30303M102 30303M102 30303M102 996192472 996192472 88160R101 151020104 25470F302 151020104 375558103 25470F104 53578A108 151020104 872540109 192446102 192446102 872540109 872540109 756577102 756577102 756577102 996192472 996192472 38259P508 38259P706 58733R102 38259P508 38259P706 996192472 38259P508 38259P706 38259P508 38259P706 38259P508 38259P706 996192472 996192472 58733R102 996192472 58733R102 996192472 58733R102 DESCRIPTION I FEDERATED GOVERNMENT OBLIG 5 BAIDU INC FACEBOOK INC FACEBOOK INC FACEBOOK INC FACEBOOK INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 TESLA MOTORS INC CELGENE CORP DISCOVERY COMMUNICATIONS INC CELGENE CORP GILEAD SCIENCES INC DISCOVERY COMMUNICATIONS INC LINKEDIN CORP CELGENE CORP TJX COS COGNIZANT TECHNOLOGY SOLUTIONS COGNIZANT TECHNOLOGY SOLUTIONS TJX COS TJX COS RED HAT INC RED HAT INC RED HAT INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 GOOGLE INC GOOGLE INC MERCADOLIBRE INC GOOGLE INC GOOGLE INC FEDERATED GOVERNMENT OBLIG 5 GOOGLE INC GOOGLE INC GOOGLE INC GOOGLE INC GOOGLE INC GOOGLE INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 MERCADOLIBRE INC FEDERATED GOVERNMENT OBLIG 5 MERCADOLIBRE INC FEDERATED GOVERNMENT OBLIG 5 MERCADOLIBRE INC TXN CODE TRADE EX DATE 7121/2014 7122/2014 7125/2014 7125/2014 7125/2014 7128/2014 7131/2014 81112014 811212014 811912014 812112014 812112014 812112014 812112014 812112014 812112014 812112014 812112014 812112014 812112014 812112014 812112014 812112014 8122/2014 8122/2014 812512014 812612014 8126/2014 812612014 812612014 812612014 8127/2014 812712014 812712014 812712014 812712014 8128/2014 8128/2014 8128/2014 91212014 91212014 91412014 91412014 915/2014 915/2014 UNITS -284.281 7100 -870 0000 -689 0000 -2,714 0000 -249.0000 -818 0000 -141 .795 6200 -116.085.9500 -610 0000 -1.360 0000 -730.0000 -229.0000 -430 0000 ~700 0000 -200 0000 -251.0000 -65.0000 -488 0000 -602 0000 -410 0000 -265 0000 -486 0000 -1 0000 -323 0000 -25.332 4000 -131.777 2800 ?242.0000 -242.0000 -852.0000 -980.0000 -980.0000 ~38,681.5300 -166.0000 -352 0000 -99.0000 -101.0000 ?316.0000 -128 0000 -47,948 3600 64.507.4300 -89.0000 -29.754 8300 -70 0000 -58.829 4900 47.0000 BASE AMOUNT 284.281 71 173,130 87 52.000 71 203.847 56 18.744 15 61.191 09 141,795.62 116.085 95 157.016 80 124.537 06 31,476 90 21,018 30 43.580 91 31,307 99 43.687 47 23,039 86 3.811 91 22.511 67 27.848 86 24.228 41 15.610 64 30.028 93 61.56 19,975.16 25,332.40 131.777 28 142.335 01 139.665 56 97.482 57 577,093.76 567,098.17 38.681 53 96.567 90 201.040 88 57.937 93 58,029 64 184.421 20 73.166 46 47.948 36 64,507 43 10,278 92 29.754 83 8.280 43 58.829 49 5,530.91 BASE COST -284.281 71 -139.936 25 ?49.284 17 -178.342 06 ?16.314 70 -53.59610 -141.795.62 -116.085 95 -92,491 31 47,465 09 -31.660.70 -6.918 03 42.606 22 -31,525 36 44,601 98 -7532 65 4.113 17 -25,711 72 -26,449 28 -25.944 64 46,769 09 24,542 42 -50 42 46,227.97 25,332 40 -131.777 28 -129,010 06 -128.722.36 -113.493.42 -292.163 22 -291,511 63 -38.681 53 -47.283 36 400,039 91 -28.199 11 -28,704.63 -90.009 29 -36,378 15 47.948 36 64,507.43 -1 1,096 64 -29.754 83 -8.679.51 -58.829 49 -5.827.67 BASE INVESTMENT GAIN LOSS 0 00 33.194 62 2,716 54 25.505 50 2,429 45 7,594 99 0.00 0 00 64.525 49 77,071.97 483.80 14,100 27 30.974 69 -217 37 -914 51 15.457 21 -301 26 -3,200 05 1,399 58 -1,716 23 -1.158 45 5,486 51 11 14 3.747 19 0.00 0 00 13.324 95 10.943 20 -16.010.85 284.930 54 275.586 54 0 00 49,284.54 101,000 97 29.738 82 29.325 01 94,411 91 36.788 31 0 00 0 00 -817.72 0 00 -399 08 0 00 -296.76 366 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION I TXN CODE TRADE EX DATE UNITS BASE A MOUNT BASE COST BASE INVESTMENT GAIN LOSS LH BF20050002 LHBF20050002 LH BF20050002 LH BF 20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF 20050002 LH BF 20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LHBF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LHBF20050002 LH BF20050002 LHBF20050002 LH BF20050002 LH BF20050002 LHBF20050002 LHBF20050002 LHBF20050002 58733R102 58733R102 996192472 872540109 872540109 872540109 872540109 872540109 756577102 872540109 756577102 756577102 756577102 756577102 756577102 756577102 872540109 756577102 996192472 756577102 756577102 756577102 872540109 756577102 872540109 872540109 756577102 756577102 375558103 375558103 375558103 756577102 740189105 79466L302 53578A108 58733R102 30303M102 192446102 848637104 042068106 92826C839 61166VV101 375558103 056752108 311900104 MERCADOLIBRE INC MERCADOLIBRE INC FEDERATED GOVERNMENT OBLIG TJX COS TJX COS RED HAT INC TJX COS RED HAT INC RED HAT INC RED HAT INC RED HAT INC RED HAT INC RED HAT INC TJX COS INCITHE RED HAT INC FEDERATED GOVERNMENT OBLIG TJX COS RED HAT INC RED HAT INC GILEAD SCIENCES INC GILEAD SCIENCES INC GILEAD SCIENCES INC RED HAT INC PRECISION CASTPARTS CORP SALESFORCE COM INC LINKEDIN CORP MERCADOLIBRE INC FACEBOOK INC COGNIZANT TECHNOLOGY SOLUTIONS SPLUNK INC ARM HOLDINGS PLC VISA INC MONSANTO CO GILEAD SCIENCES INC BAIDU INC FASTENAL CO 911 012014 9111/2014 9116/2014 9116/2014 9116/2014 911612014 911 712014 911 712014 911 812014 911812014 911 812014 9118/2014 911812014 911912014 911912014 911912014 911912014 911912014 912212014 912212014 912212014 912212014 9122/2014 9122/2014 9122/2014 9123/2014 9123/2014 9123/2014 912312014 912312014 912412014 9124/2014 9125/2014 912512014 912512014 912512014 9125/2014 9125/2014 9125/2014 912512014 912512014 9125/2014 9125/2014 9125/2014 912512014 -575 0000 -2.717 0000 446.842.4800 -292.0000 -67.0000 -510.0000 -128 0000 -128.0000 -60 0000 -627 0000 -5 0000 -268 0000 -1,593 0000 -8,177 0000 ?6.383 0000 -848 0000 -1,264 0000 -2,010 0000 -78,073 0800 -297 0000 -511 0000 -629.0000 -280 0000 -160 0000 -93 0000 -1,771 0000 -885 0000 -1,086 0000 -93.0000 -754 0000 -5,646.0000 -1,341 0000 -91 0. 0000 -5,300 0000 -1,740.0000 -2,360.0000 -3,980.0000 -5. 20. 0000 -4.910 0000 -5,120 0000 -1,360 0000 ?2,420 0000 -1,650 0000 -1,350.0000 -7.000 0000 67,248 33 317,773 56 446,842 48 17,600 70 4,038 96 30.711 52 7,684 34 7,695 18 3,651.21 37,799 99 304 84 16,347.55 96,705 07 468,687 09 364.914 42 49.184 86 75.636 33 116.636 31 78,073 08 16.894 91 28.898 45 35.638 79 -16,572 33 9.079 81 5,507 52 104.290 64 49,892 98 61,183 77 9.842 57 79.500 30 608,365 07 75.769 11 216,038 41 297.203 64 359.888 07 261,172 82 308,423 28 225.825 91 266.782 88 225.697 91 286,813.31 274.556 48 177.176 05 292.060 10 315.016 83 ?70,942 85 -331,227.05 446.842 48 -18.477 64 -4,239 73 ?32.272 60 -8,099 79 -8,099 79 -3,012 52 -39.676 31 ?251 04 -13.455 93 -79.547 22 -388.844 32 -298.517 06 -38.821.72 -79.985 42 -92.972 70 -78.073.08 -13.562 56 -23.334.92 -28.021 70 -17.718 29 -7,016 19 -5.885 00 -97.889 12 -38,616 20 47,266.54 -2,702 71 -21,912 30 -164.080 66 -58,359 78 -156.763 38 -287,510 40 -373,551.44 -283,678 57 480,196.39 482.652 92 446,074 26 -253,532 60 -295,097.49 ?275,774 63 -47,951 31 -167.998 60 ?341.055 99 -3.694 52 -13,453 49 0.00 -876.94 -200.77 -1.561 08 -415 45 -404 61 638 69 -1.876 32 53 80 2,891.62 17,157.85 79,842.77 66.397 36 10,363.14 -4.349.09 23,663.61 0.00 3,332 35 5,563 53 7,617.09 -1.145.96 2,063 62 -377.48 6,401 52 11,276 78 13.917 23 7,139 86 57,588.00 444,284 41 17,409 33 59,275 03 9.693 24 -13,663 37 -22.505 75 128,226.89 43.172 99 -179.291 38 -27.834 69 -8,284 18 -1.218 15 129,224 74 124,061 50 -26.039 16 REPORTING ACCOUNT NUMBER LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 ?4 LHBF20050002 LHBF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF 20050002 LHBF20050002 LHBF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LHBF20050002 SECURITY ID 151020104 452327109 09062X103 110122108 015351109 G60754101 928563402 25470F104 30249U101 88160R101 023135106 127097103 25470F302 716933106 872540109 741503403 375558103 756577102 996192472 756577102 756577102 756577102 756577102 996192472 872540109 996192472 872540109 872540109 872540109 996192472 872540109 996192472 872540109 872540109 996192472 996192472 58733R102 58733R102 58733R102 25470F104 25470F302 25470F104 25470F302 25470F302 25470F302 DESCRIPTION I CELGENE CORP ILLUMINA INC BIOGEN INC BRISTOL-MYERS SQUIBB CO ALEXION PHARMACEUTICALS INC MICHAEL KORS HOLDINGS LTD VMWARE INC DISCOVERY COMMUNICATIONS INC FMC TECHNOLOGIES INC TESLA MOTORS INC AMAZONCOM INC CABOT OIL 81 GAS CORP DISCOVERY COMMUNICATIONS INC PHARMACYCLICS INC TJX COS PRICELINE GROUP GILEAD SCIENCES INC RED HAT INC FEDERATED GOVERNMENT RED HAT INC RED HAT INC RED HAT INC RED HAT INC FEDERATED GOVERNMENT TJX COS FEDERATED GOVERNMENT OBLIG 5 TJX COS TJX COS TJX COS FEDERATED GOVERNMENT OBLIG 5 TJX COS FEDERATED GOVERNMENT OBLIG 5 TJX COS TJX COS FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 MERCADOLIBRE INC MERCADOLIBRE INC MERCADOLIBRE INC DISCOVERY COMMUNICATIONS INC DISCOVERY COMMUNICATIONS INC DISCOVERY COMMUNICATIONS INC DISCOVERY COMMUNICATIONS INC DISCOVERY COMMUNICATIONS INC DISCOVERY COMMUNICATIONS INC OBLIG 5 OBLIG 5 TXN CODE TRADE EX DATE 912512014 912512014 912512014 912512014 912512014 9125/2014 912512014 912512014 9125/2014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 9130/2014 913012014 1011/2014 101112014 101212014 1011512014 1011512014 1011612014 1011612014 10116/2014 1011612014 1011712014 1011712014 1012012014 1012012014 1012012014 1012112014 1012212014 1 11512014 1 11612014 1 11712014 1 11712014 1 11712014 1 117 1201 4 1 11712014 1 11712014 1 11712014 UNITS -2.990 0000 -1,790.0000 -920 0000 -5,280 0000 -1,590.0000 -3,310 0000 -2,510 0000 -3.040 0000 -3,490 0000 -840 0000 -1,050 0000 -9,070.0000 -3,010 0000 -2.350 0000 -4.050 0000 ?280 0000 ?397 0000 ?284 0000 -38,421 8100 -1.201 0000 -2,446 0000 -462 0000 -3.162 0000 -66?1.071 0000 -1,429,114 7700 ?104 0000 -235 0000 -7,295 0000 -105,935 8300 -6,778 0000 -318,811.1000 ?173 0000 -8,944 0000 -213,084 7900 -283,713 8500 -1.617 0000 -207.0000 -306 0000 ?1,447 0000 -1 . 182.0000 -434 0000 -245 0000 -956 0000 -99.0000 BASE AMOUNT 278,953 36 293,784 95 307,140.55 272.267 20 264.015 25 242,159 87 233.374 64 115,685 55 189,969 05 207,746.72 338,070 05 285,634.28 112,973.94 276,303 84 240,402 68 325,569 49 43.652 71 16,065 41 38,421.81 67,258.47 138,106.66 26,096.51 179,506 25 66,171 11 64,489 91 1,429,114 77 6,252 70 14,039 31 435,927 89 105,935 83 408,672.50 318,811.10 10,501 74 542,664 31 213.084 79 283,713.86 223,010 42 27,799.31 41.210 09 47,373.59 38,485.77 14.242 39 7,948.84 31,179 54 3,221.88 BASE COST -90.327 15 -316,109 03 -293,651 21 -280,592 21 -263,948 27 ?267,789 92 -192,638 44 -135,328 78 -151.967.14 -124,424.48 -353.118 30 ?355,773 35 -129,067 30 -327,512 99 -204,789 72 -267,734.42 -11,537.38 -12.359 57 -38,421 81 -52.267 04 -106,448.94 -20,106 06 -137,435.36 ?66,1 71 1 1 -48,634 75 -1,429,114 77 -4,722 70 -10,671 49 -328,945 45 -105,935 83 -304,786 39 -318.811 10 -7,779 29 -402,134 96 -213.084 79 -283,713.86 -185,931 41 -23,281.17 -34,415 16 -63,781 05 -50,201.49 -19,096 44 -10,390 09 ?40,520 53 4,196.16 BASE INVESTMENT GAIN LOSS 188,626 21 -22,324 08 13.489 34 ?8,325 01 66.98 -25,630 05 40,736 20 -19,643 23 38,001 91 83,322 24 -1 5,048.25 -70.139 07 -16,093 36 -51,209 15 35.612 96 57,835 07 32,115.33 3,705 84 0 00 14,991 43 31,657 72 5,990 45 42,070 89 0 00 15,855 16 0 00 1,530 00 3.367 82 106,982 44 0 00 103,886.11 0.00 2,722.45 140,529 35 0 00 0 00 37,079.01 4,518.14 6,794 93 -16.407 46 -11,715.72 4,854.05 -2,441 25 -9,340 99 -974.28 368 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION I TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LH BF 20050002 LH BF20050002 LH BF20050002 LH BF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LHBF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LH BF 20050002 LH BF 20050002 LH BF20050002 LH BF20050002 LHBF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF 20050002 LH BF20050002 LH BF20050002 25470F302 25470F104 25470F104 25470F104 25470F104 25470F302 25470F302 25470F104 25470F302 25470F104 25470F302 25470F104 25470F104 848637104 25470F302 848637104 25470F104 848637104 25470F302 996192472 996192472 25470F104 25470F302 848637104 311900104 848637104 848637104 996192472 996192472 996192472 375558103 375558103 375558103 375558103 375558103 375558103 375558103 375558103 375558103 375558103 716933106 716933106 015351109 892356106 92532F100 DISCOVERY COMMUNICATIONS INC DISCOVERY COMMUNICATIONS INC DISCOVERY COMMUNICATIONS INC DISCOVERY COMMUNICATIONS INC DISCOVERY COMMUNICATIONS INC DISCOVERY COMMUNICATIONS INC DISCOVERY COMMUNICATIONS INC DISCOVERY COMMUNICATIONS INC DISCOVERY COMMUNICATIONS INC DISCOVERY COMMUNICATIONS INC DISCOVERY COMMUNICATIONS INC DISCOVERY COMMUNICATIONS INC DISCOVERY COMMUNICATIONS INC SPLUNK INC DISCOVERY COMMUNICATIONS INC SPLUNK INC DISCOVERY COMMUNICATIONS INC SPLUNK INC DISCOVERY COMMUNICATIONS INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 DISCOVERY COMMUNICATIONS INC DISCOVERY COMMUNICATIONS INC SPLUNK INC FASTENAL CO SPLUNK INC SPLUNK INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 GILEAD SCIENCES INC GILEAD SCIENCES INC GILEAD SCIENCES INC GILEAD SCIENCES INC GILEAD SCIENCES INC GILEAD SCIENCES INC GILEAD SCIENCES INC GILEAD SCIENCES INC GILEAD SCIENCES INC GILEAD SCIENCES INC PHARMACYCLICS INC PHARMACYCLICS INC ALEXION PHARMACEUTICALS INC TRACTOR SUPPLY CO VERTEX PHARMACEUTICALS INC 11/10/2014 11/10/2014 11/10/2014 11/10/2014 11/10/2014 11/10/2014 11/10/2014 11/11/2014 11/11/2014 11/11/2014 11/12/2014 11/12/2014 11/12/2014 11/12/2014 11/12/2014 11/13/2014 11/13/2014 11/13/2014 11/13/2014 11/13/2014 11/14/2014 11/14/2014 11/14/2014 11/14/2014 11/17/2014 11/17/2014 11/17/2014 11/19/2014 11/20/2014 11/26/2014 11/28/2014 11/28/2014 12/1/2014 12/1/2014 12/1/2014 12/2/2014 12/2/2014 12/2/2014 12/2/2014 12/2/2014 12/8/2014 12/8/2014 12/8/2014 12/8/2014 12/8/2014 -174 0000 -1 80.0000 -195 0000 -1 1 94.0000 -2,584 0000 -2,291.0000 -141 0000 -2,290 0000 -2,554 0000 -570 0000 -1,437.0000 -866 0000 -2,282 0000 4,531 0000 -242 0000 -95 0000 -4,971 0000 -408 0000 -5,749 0000 -102,351 1800 -197,990 0400 -1 ,51 5 0000 -3,458.0000 -735 0000 -2,570 0000 -64 0000 -797 0000 -12,457 2900 -115,1411700 -213,557 2800 -1,446 0000 ?246 0000 -953 0000 -137 0000 0000 -474 0000 -1,890 0000 -174 0000 ?1,795 0000 -609 0000 -92 0000 -24 0000 -68 0000 -18 0000 -62 0000 5,604 10 5,831.06 6,380 89 38,798.77 83,655 66 73,415.76 4,538.78 73,474.85 80,892 33 18,524 31 44,940 31 27,544 25 72,385 48 104,192 19 7,619 13 6,524.09 160,873.41 27,370 52 182,815.87 102,351 18 197,990.04 50,538 37 111,859 32 50,135 00 114,028 37 4,256 53 51,771.41 12,457 29 115,141 17 213,557 28 145,669.12 24,709.26 95,445 32 13,932 38 234,664 04 48,327 12 192,960 76 17,624 78 182,721 22 62,160 87 12,891 37 3,380 32 13,472 10 1,408 12 7,373.13 -7,375 08 -7,920.18 -8,580 20 52,470 26 412,426 03 -96,437 44 -5,895.59 99,400 65 406,789 65 -24,741 64 -60,084.86 -37,588.22 -98,969 90 434,741.85 40,118.39 -8,345.14 -211,212 44 -35,840 19 -238,206 38 402,351 18 497,990 04 59,733 18 436,481.89 -64,565.05 419,782 53 -5,621 99 59.523 15 42,457 29 415,141 17 -213,557 28 42,022 78 -7,149 10 -27,692 73 -3,980 97 57,734.66 43,773 59 54,491 51 -5,011 80 -51,702 20 47,541.30 42,783 09 -3,333 77 41,288 35 4,201 14 5,885.85 -1,770.98 -2,089.12 -2,199 31 -13,671 49 -28,770 37 -23,021.68 -1 355.81 -25,925 80 -25,897 32 -6,217 33 -15,144 55 -10,043 97 -26,584.42 -30,549 66 -2,499.26 -1,821 05 -50,339 03 -8,469 67 -55,390 51 00 0.00 -9,194.81 ?24,622 57 -14,430 05 -5,754 16 -1 ,365.46 -17,751.74 0.00 0 00 0 00 103,646 34 17,560.16 67,752.59 9,951 39 166,929 38 34,553.53 138,469.25 12,612.98 131,019 02 44,619.57 108 28 46 55 2,183 75 206 98 487 48 REPORTING ACCOUNT NUMBER LHBF20050002 LHBF20050002 LH BF20050002 LHBF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LHBF20050002 LHBF20050002 LH BF20050002 LH BF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LH BF20050002 LH BF20050002 LHBF20050002 ?9 LHBF20050002 LH BF20050002 LH BF20050002 LHBF20050002 LH BF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LH BF20050002 LH BF20050002 LHBF20050002 LHBF20050002 LH BF20050002 LHBF 20050002 LH BF20050002 LH BF20050002 LHBF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 LH BF20050002 SECURITY ID 892356106 92532F100 015351109 716933106 92532F100 996192472 92532F100 92532F100 716933106 716933106 015351109 892356106 716933106 92532F100 892356106 892356106 015351109 015351109 892356106 716933106 996192472 716933106 892356106 892356106 015351109 892356106 892356106 892356106 892356106 892356106 015351109 015351109 892356106 716933106 61166VV101 716933106 716933106 996192472 996192472 996192472 996192472 996192472 61166VV101 DESCRIPTION I TRACTOR SUPPLY CO VERTEX PHARMACEUTICALS INC ALEXION PHARMACEUTICALS INC PHARMACYCLICS INC VERTEX PHARMACEUTICALS INC FEDERATED GOVERNMENT OBLIG 5 VERTEX PHARMACEUTICALS INC VERTEX PHARMACEUTICALS INC PHARMACYCLICS INC PHARMACYCLICS INC ALEXION PHARMACEUTICALS INC TRACTOR SUPPLY CO PHARMACYCLICS INC VERTEX PHARMACEUTICALS INC TRACTOR SUPPLY CO TRACTOR SUPPLY CO ALEXION PHARMACEUTICALS INC ALEXION PHARMACEUTICALS INC TRACTOR SUPPLY CO PHARMACYCLICS INC FEDERATED GOVERNMENT OBLIG 5 PHARMACYCLICS INC TRACTOR SUPPLY CO TRACTOR SUPPLY CO ALEXION PHARMACEUTICALS INC TRACTOR SUPPLY CO TRACTOR SUPPLY CO TRACTOR SUPPLY CO TRACTOR SUPPLY CO TRACTOR SUPPLY CO ALEXION PHARMACEUTICALS INC ALEXION PHARMACEUTICALS INC TRACTOR SUPPLY CO PHARMACYCLICS INC MONSANTO CO PHARMACYCLICS INC PHARMACYCLICS INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 MONSANTO CO TXN CODE TRADE EX DATE 12/8/2014 12/8/2014 12/8/2014 12/8/2014 12/8/2014 12/9/2014 12/9/2014 12/9/2014 12/9/2014 12/9/2014 12/9/2014 12/9/2014 12/10/2014 12/10/2014 12/10/2014 12/10/2014 12/10/2014 12/1 1/2014 12/1 1/2014 12/1 1/2014 12/12/2014 12/12/2014 12/12/2014 12/12/2014 12/15/2014 12/15/2014 12/15/2014 12/16/2014 12/17/2014 12/17/2014 12/17/2014 12/17/2014 12/18/2014 12/18/2014 12/19/2014 12l22/2014 12l22/2014 12/23/2014 1212412014 12/26/2014 12/29/2014 12/30/2014 12/30/2014 UNITS -206 0000 -32 0000 -11 0000 -69 0000 -1.984 0000 -136,290 3000 -1,067 0000 -463 0000 -250 0000 -1 0000 -391 0000 448.0000 -66 0000 -1,732 0000 -1.744 0000 -106 0000 -139 0000 -43 0000 -1,065.0000 -1 0000 -276,478 2700 -56 0000 -733.0000 -31 9.0000 ?47 0000 ~78 0000 -29 0000 -89 0000 427.0000 -94.0000 -56 0000 -345 0000 -1,424 0000 -197 0000 -830 0000 -60.0000 -78 0000 -1,700,546 9600 -256.532 4700 -73,370 2700 -35,527.5500 -39,298 1600 -940 0000 BASE AMOUNT 16,179 46 3,825.70 2,167 57 9,660 06 236,438 17 136,290 30 128,177 68 55,082 03 34,735 48 140 46 77,734 87 35,006.93 9,058 14 207,151 45 134,743.87 8,279.47 26,733.56 8,401 40 83,467 31 137.56 276,478.27 7,574 77 57,548 60 24,962 66 8,641 20 6,050 26 2,265 60 6,833 03 32,766 05 7,149 83 10,085 22 62,441.68 109,810 90 26,048 51 101,058 98 7,991 38 10,347 16 1,700,546 96 256,532 47 73,370 27 35,527.55 39,298 16 114,066 78 BASE COST -13,746 34 -3,553 88 -1,826 06 -9,584 60 -217,237 93 -136,290 30 ?1 15,909 28 -49,947 22 -34,563 86 -135 51 -64,908 03 -29,875 78 -8,943 85 -180,367 90 -1 13,602 73 -6,832.54 -23,074 72 -7,138 22 -67,285 06 -135.51 -276.478.27 -7,588 72 -44,976 85 -19,492 18 -7.802 25 -4,766 11 -1,772 02 -5,438.26 -26,067 98 -5,736.51 -9.296 29 -54,936.36 -86,840 30 -26,696 02 -86.881.34 -8,130.77 -10,570.00 -1,700,546 96 -256,532 47 -73,370 27 -35.527.55 -39,298 16 -97,363 78 BASE INVESTMENT CAIN LOSS 2,433 19,200 24 0 00 12,268 40 5,134 81 171.62 4 95 12,826 84 5,131 15 114 29 26,783 55 21,141 14 1,446.93 3,658 84 1,263 18 16,182.25 2 05 0 00 -13.95 12,571 75 5,470 48 838 95 1,284.15 493 58 1,394.77 6,698 07 1,413 32 788 93 7,505.32 22,970 60 -647 51 14,177 64 -139 39 -222.84 0.00 0.16,703 00 48.625.224.91 (41 ,379,402.01) 7,245,822.90 370 REPORTING ACCOUNT NUMBER SECURITY ID Journal Ent for Future GalnlLoss GRAND TOTAL DESCRIPTION 1 TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST 48.625.224.91 (41 ,379,402.01) Settled DIVIdendRecered- Currency galnlloss Foreign Exchange Contract? Currency gain/loss Foreign Exchange Contract- Settlement gain/loss Base Currency gain/loss Base trade and settlment gain/loss Currency Galnlloss on BASE INVESTMENT GAIN LOSS 7,245,822.90 372 SECURITY ID DESCRIPTION 1 TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE INVESTMENT BASE COST GAIN LOSS 316345206 316345206 316345206 316345206 FIDELITY BALANCED, FBALX FIDELITY BALANCED, FBALX FIDELITY BALANCED, FBALX FIDELITY BALANCED, FBALX CD CD CD CD 10/10/2014 10/10/2014 12/12/2014 12/12/2014 0 0000 0 0000 0.0000 0 0000 9,640.52 12,878 78 3,928 54 5,172.25 0.0000 0.0000 0.0000 0 0000 9,640.52 12,878.78 3,928.54 5,172.25 TOTAL 31,620.09 374 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION 1 TXN CODE TRADE EX DA TE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LH BF 20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF 20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LH BF20040002 LH BF 20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF 20040002 88579Y101 452308109 452308109 88579Y101 452308109 88579Y101 996192472 88579Y101 996192472 452308109 452308109 452308109 452308109 G2554F113 996192472 996192472 NA91 23459 996192472 996192472 996192472 996192472 NA9123459 996192472 996192472 172908105 172908105 172908105 172908105 172908105 172908105 172908105 172908105 172908105 172908105 172908105 172908105 172908105 172908105 172908105 172908105 172908105 172908105 172908105 172908105 172908105 3M CO ILLINOIS TOOL WORKS INC ILLINOIS TOOL WORKS INC 3M CO ILLINOIS TOOL WORKS INC 3M CO FEDERATED GOVERNMENT OBLIG 5 3M CO FEDERATED GOVERNMENT OBLIG 5 ILLINOIS TOOL WORKS INC ILLINOIS TOOL WORKS INC ILLINOIS TOOL WORKS INC ILLINOIS TOOL WORKS INC COVIDIEN PLC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 USD (UNITED STATES DOLLAR) FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 USD (UNITED STATES DOLLAR) FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP 1/7/2014 1/7 l2014 1/8/2014 1/8/2014 1/9/2014 1/9/2014 1/10/2014 1/10/2014 1/13/2014 1/13/2014 1/13/2014 1/14/2014 1/15/2014 1/21/2014 1/24/2014 1/29/2014 1/29/2014 2/27/2014 2/28/2014 3/3/2014 3/4/2014 3/5/2014 3/6/2014 3/10/2014 3/10/2014 3/11/2014 3/12/2014 3/13/2014 3/18/2014 3/20/2014 3/21/2014 3/24/2014 3/25/2014 3/26/2014 23/27/2014 3127/2014 3128/2014 3/31/2014 3/31/2014 4/1/2014 4/1/2014 4/2/2014 4/3/2014 4/4/2014 4/7/2014 -1.000 0000 -1.450.0000 -1.050 0000 -1,000.0000 -550 0000 -1,000 0000 -10,309 2600 -1.200 0000 -714,1413100 -200 0000 -1,900 0000 ~1,950 0000 -2, 100 0000 -7,750 0000 -71,924 9900 ?80,136 0000 0 0000 -50,072 3100 -42,497 5800 -39,926 0900 -30,232 4100 0 0000 -65,331 0900 -1.553,773 1800 -200 0000 -300 0000 -600 0000 -400 0000 -200 0000 -900 0000 -350 0000 450.0000 -300 0000 -200 0000 -100 0000 -300 0000 -400 0000 -1.150 0000 -1,250 0000 -250 0000 -350 0000 -300.0000 -250 0000 ?250 0000 -150 0000 137,738 70 119,806 34 86,222 71 136.996 51 45,279 34 136,712 92 10,309.26 163,262 91 714,141.31 16,243 17 155,190 24 159,813 95 173,246.77 532,201 06 71 .924 99 80,136 00 -80,136 00 50,072 31 42,497.58 39,926 09 30.232 41 2,000,000 00 65,331 09 1 .553.773. 18 12,167 22 18,131 92 36,088 05 23.935 51 12.053 49 54,376.79 21.086 54 26.591 22 17.822 72 11.825 05 5,866.49 17,603.13 23,607 59 68,432 80 74,127 36 14,992 06 20,960 37 17,904 11 14,758 77 14,632 57 8,699 38 -133,629.40 -115,441.75 -83,595.75 -123,753 08 -43,788 25 -80,393.47 40.309 26 -94,770 35 -714,141.31 42,986 40 -147,597 75 -126,617 40 -130,856 49 -517,300 43 -71,924 99 -80.136.00 0 00 -50.072.31 ?42.497 58 -39.926 09 -30.232 41 0.00 ?65,331.09 -1,553,773 18 -12,079 95 -18,119 94 -35,993.39 -22,188 00 -11,094 00 49,923.00 -19,414 50 24,951 50 -16,641 00 -11,094 00 5,547.00 45,541.00 -22,188 00 45,998 45 30,559.12 -6,131.83 -8,584 55 -7,358.19 -5131 82 5,131 82 3,579.10 4,109 30 4,364 59 2,626 96 13,243 43 1,491 09 56,319 45 0 00 68.492 56 0 00 3,256 77 7,592.49 33,196 55 42,390 28 14,900.1.747 51 959 49 4,453 79 1,672 04 1,629.72 1,181.72 731 05 319.49 962 13 1,419 59 22,434 34 43.468 24 8,860 23 12,375 82 10,545.92 8,626 95 8,500 75 5.020 28 375 REPORTING ACCOUNT NUMBER LHBF20040002 LHBF20040002 LH BF20040002 LH BF20040002 LHBF20040002 LH BF20040002 LH BF20040002 LHBF20040002 LHBF20040002 LH BF20040002 LH BF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LH BF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LH BF20040002 LH BF20040002 LHBF20040002 LH BF20040002 LH BF20040002 LHBF20040002 LHBF20040002 LH BF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LH BF20040002 LH BF20040002 LHBF20040002 LHBF20040002 LH BF20040002 LHBF20040002 LHBF20040002 LHBF20040002 SECURITY ID 172908105 172908105 172908105 172908105 172908105 172908105 172908105 172908105 172908105 172908105 172908105 931142103 G96666105 996192472 NA9123459 G96666105 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 641069406 641069406 996192472 996192472 996192472 996192472 996192472 904767704 887228104 887228104 62554F113 G2554F113 887228104 62554F1 13 G2554F1 13 996192472 996192472 DESCRIPTION 1 CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP WAL-MART STORES INC WILLIS GROUP HOLDINGS PLC FEDERATED GOVERNMENT OBLIG 5 USD (UNITED STATES DOLLAR) WILLIS GROUP HOLDINGS PLC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 NESTLE SA NESTLE SA FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 UNILEVER PLC TIME INC TIME INC COVIDIEN PLC COVIDIEN PLC TIME INC COVIDIEN PLC COVIDIEN PLC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 TXN CODE 3 33 3 TRADE EX DATE 4/8/2014 41912014 411012014 411 112014 411412014 411512014 411612014 411712014 412112014 412212014 412312014 4128/2014 4130/2014 4130/2014 4130/2014 51112014 51212014 51712014 518/2014 519/2014 511212014 511412014 511512014 511912014 512012014 5123/2014 512712014 512912014 51291201 4 5129/2014 5130/2014 61212014 61312014 61412014 61512014 611 112014 611212014 611 312014 6116/2014 611 612014 61 1712014 611712014 611 712014 6123/2014 6124/2014 UNITS -250 0000 -250 0000 -250 0000 -250 0000 -250 0000 -200 0000 -250 0000 -250 0000 -1 50 0000 -200 0000 -200 0000 -25.725 0000 -11.700 0000 -83.982 0000 0 0000 -15,525 0000 484.446 3600 -201.126 4300 -23.643 9800 -285.519 8600 -124.126 2600 493,262 0500 ~56.703 1500 -176,050 5000 -205.437 0000 424.552 1800 -91.826 0600 -50,955 9900 27.150 0000 27.150 0000 -122.416 8800 -128,031 5000 -101.191.3400 -65,033.0100 -54.072 5400 34.450 0000 -2,300 0000 -753 0000 -2,550 0000 -4.900 0000 -0 1250 -9.700 0000 -10.475.0000 -245,329 1200 -217.018 2900 BASE AMOUNT 14,496 27 14.437 48 14.342 38 14.173 81 14,055 78 11.235 15 14.197 31 14.377 51 8,601.58 11.543 74 11,571.70 2,046,795.23 482.889 26 83.982 00 -83,982.00 645,786 90 484.446 36 201.126 43 23.643 98 285,519.86 124,126.26 493,262 05 56.703 15 176.050 50 205,437 00 124.552 18 91,826 06 50.955 99 -9.844.70 -745 63 122,416.88 128.031 50 101 .191 34 65.033 01 54.072 54 -172 25 51.789 10 16.947 01 221,743 60 429,027 16 2.90 855,875 13 923,884 00 245.329.12 217,018.29 BASE COST -6,131 83 -6.131 82 -6,131 83 -6,131 82 -6.131 83 -4.905 46 -6.131 82 -6.131 82 -3.679.10 4.905 46 -4,905 46 -1.486,719 09 497,555 25 -83,982 00 0 00 -573,747 05 484,446 36 -201,126 43 ?23,643 98 -285,519 86 -124.126 26 493,262 05 -56.703 15 -176,050 50 -205.437.00 -124.552 18 -91,826 06 -50.955 99 0 00 0 00 -122,416 88 428,031.50 -101.191 34 ?65,033 01 -54,072 54 0 00 -27.572 24 4,199 53 -132,512 34 -312.489.39 -0 70 -294.129 43 -317.629.47 -245.329 12 -217.018 29 BASE INVESTMENT GAIN LOSS 8.364 44 8.305 66 8,210 55 8,041.99 7.923 95 6,329 69 8,065 49 8.245 69 4.922 48 6.638 28 6.666 24 560.076 14 ?14.665 99 0 00 0 00 72.039 0.00 0 00 0 00 0.00 0.24,216.86 12.747 48 89.231 26 116,537 77 2 20 561,745 70 606,254.53 0.00 0.00 376 REPORTING ACCOUNT UM BER SECURITY ID DESCRIPTION I TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LHBF20040002 LH BF20040002 LH BF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF 20040002 LH BF20040002 LHBF20040002 LH BF20040002 LH BF20040002 LHBF20040002 LHBF20040002 996192472 996192472 996192472 996192472 452308109 452308109 452308109 996192472 452308109 996192472 452308109 452308109 996192472 996192472 452308109 996192472 452308109 452308109 996192472 452308109 452308109 996192472 452308109 452308109 996192472 NA9123459 452308109 452308109 887317303 887317303 887317303 996192472 452308109 887317303 996192472 452308109 452308109 452308109 996192472 452308109 452308109 37733VV105 996192472 452308109 996192472 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 ILLINOIS TOOL WORKS INC ILLINOIS TOOL WORKS INC ILLINOIS TOOL WORKS INC FEDERATED GOVERNMENT OBLIG 5 ILLINOIS TOOL WORKS INC FEDERATED GOVERNMENT OBLIG 5 ILLINOIS TOOL WORKS INC ILLINOIS TOOL WORKS INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 ILLINOIS TOOL WORKS INC FEDERATED GOVERNMENT OBLIG 5 ILLINOIS TOOL WORKS INC ILLINOIS TOOL WORKS INC FEDERATED GOVERNMENT OBLIG 5 ILLINOIS TOOL WORKS INC ILLINOIS TOOL WORKS INC FEDERATED GOVERNMENT OBLIG 5 ILLINOIS TOOL WORKS INC ILLINOIS TOOL WORKS INC FEDERATED GOVERNMENT OBLIG 5 USD (UNITED STATES DOLLAR) ILLINOIS TOOL WORKS INC ILLINOIS TOOL WORKS INC TIME WARNER INC TIME WARNER INC TIME WARNER INC FEDERATED GOVERNMENT OBLIG 5 ILLINOIS TOOL WORKS INC TIME WARNER INC FEDERATED GOVERNMENT OBLIG 5 ILLINOIS TOOL WORKS INC ILLINOIS TOOL WORKS INC ILLINOIS TOOL WORKS INC FEDERATED GOVERNMENT OBLIG 5 ILLINOIS TOOL WORKS INC ILLINOIS TOOL WORKS INC GLAXOSMITHKLINE PLC FEDERATED GOVERNMENT OBLIG 5 ILLINOIS TOOL WORKS INC FEDERATED GOVERNMENT OBLIG 5 6/2572014 6/26/2014 672772014 6/3072014 77172014 77272014 77372014 7/7/2014 77772014 77672014 77372014 77372014 77972014 7710/2014 7710/2014 7711/2014 7711/2014 7711/2014 7714/2014 7714/2014 7714/2014 7715/2014 7715/2014 771572014 771672014 771672014 7116/2014 771672014 771672014 771672014 7716/2014 7717/2014 7717/2014 7717/2014 7/18/2014 7118/2014 7721/2014 7/21/2014 7722/2014 7722/2014 7/227?2014 7723/2014 712312014 7/23/2014 772472014 -185,556 4100 -109.864 8300 -67.783 0300 -54.789 5800 -2.200 0000 -1.300 0000 -650 0000 -25.138 5600 -800 0000 -60.535 2600 -250 0000 ?650 0000 -23,712.5400 -125,527.1800 -550 0000 ?5,641 3800 -650 0000 ?700 0000 -108,525 5000 -450 0000 -650 0000 -61.231 3500 450 0000 -650 0000 -135.397 8400 0 0000 -350 0000 -700 0000 -4.700 0000 -3.900.0000 -11.650 0000 -125.570 2200 -1.200 0000 -4, 175 0000 425.365.3600 -1.000.0000 -550 0000 -1.050 0000 -73.392 2500 -450 0000 -500 0000 -1.900 0000 -165.670 6700 ?1.000 0000 -161.092 1400 185.556 41 109.864 83 67.783 03 54.789 58 192.212 82 113,500 49 57,015 11 25,138 56 69,875.81 60,535 26 21,718.96 56,610 36 23,712.54 125.527 18 47.222 28 5.641 38 55.807 57 59,975.79 108,525 50 38.892 64 56,017.52 61.231 35 38.901 77 56.075 50 135.397 84 -87.736 00 30,203.70 60.407 05 386.815 07 322,339.18 968.189 12 125.570 22 102.170 66 357.860 14 125,365.36 85.207 81 46.950 10 89.660 98 73.392 25 38.722 09 42.924 65 95,277 95 165.670 67 85.645 90 161.092 14 -185,556 41 -109.864 83 67,783.03 -54.789.58 -142.941.13 ?76.516.12 -34.407.36 -25.138.56 -37.619 22 -60.535.26 -11,739 45 -30.549 09 -23.712 54 -125.527 18 ?25.811 83 -5.641.38 -30.504.89 -32.851 42 -108.525.50 ?21 ,1 18 77 -30.496.79 ?61,231 35 -21.100 55 -30.478 56 -135.397 84 0 00 -16.411.54 -32.823 07 -296.625 42 -206.040 03 -196.836 10 ?125.570 22 -56,081 . 16 -70,539.97 425,365.36 416.656 40 -25.661.02 48,882 82 -73.392 25 -20.921 71 -23.246 35 -99.683 50 -165.670.67 46.462 22 -161.092 14 0 00 0 00 0.00 0 00 49.271 69 36.984 37 22.607 75 0 00 32.256 59 0.00 9,979 51 26.061 27 0 00 0 00 21.410 45 0.00 25.302 68 27.124 37 0 00 17.773 87 25.520 73 0 00 17.801 22 25.596 94 0 00 0 00 13.792 16 27.583 98 90.189 65 116.299 15 771.353 02 0 00 46.089 50 287.320 17 0.00 38.551 41 21.289 08 40.778 16 0 00 17.800 38 19.678 30 -4.405 55 0.00 39.183 68 0 00 377 REPORTING ACCOUNT NUMBER LHBF 20040002 LH BF20040002 LH BF20040002 LHBF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LHBF20040002 LHBF 20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LHBF20040002 LH BF20040002 LH BF20040002 LHBF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LH BF 20040002 LH BF20040002 LH BF20040002 LH BF20040002 LHBF20040002 LHBF20040002 LHBF 20040002 LH BF20040002 LHBF20040002 SECURITY ID 452308109 452308109 37733VV105 996192472 452308109 37733VV105 996192472 452308109 37733VV105 452308109 996192472 452308109 452308109 37733VV105 452308109 452308109 452308109 996192472 996192472 996192472 996192472 904767704 438516106 996192472 996192472 996087094 996192472 23636T100 25179M103 693718108 302130109 G1151C101 681919106 743315103 20030N101 641069406 278642103 025816109 904767704 H84989104 778296103 200340107 03073E105 594918104 806857108 DESCRIPTION 1 ILLINOIS TOOL WORKS INC ILLINOIS TOOL WORKS INC GLAXOSMITHKLINE PLC FEDERATED GOVERNMENT OBLIG 5 ILLINOIS TOOL WORKS INC GLAXOSMITHKLINE PLC FEDERATED GOVERNMENT OBLIG 5 ILLINOIS TOOL WORKS INC GLAXOSMITHKLINE PLC ILLINOIS TOOL WORKS INC FEDERATED GOVERNMENT OBLIG 5 ILLINOIS TOOL WORKS INC ILLINOIS TOOL WORKS INC GLAXOSMITHKLINE PLC ILLINOIS TOOL WORKS INC ILLINOIS TOOL WORKS INC ILLINOIS TOOL WORKS INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 UNILEVER PLC HONEYWELL INTERNATIONAL INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 BNY MELLON CASH RESERVE FEDERATED GOVERNMENT OBLIG 5 DANONE SA DEVON ENERGY CORP PACCAR INC EXPEDITORS INTERNATIONAL OF WA ACCENTURE PLC OMNICOM GROUP INC PROGRESSIVE COMCAST CORP NESTLE SA EBAY INC AMERICAN EXPRESS CO UNILEVER PLC TE CONNECTIVITY LTD ROSS STORES INC COMERICA INC AMERISOURCEBERGEN CORP MICROSOFT CORP SCHLUMBERGER LTD TXN CODE TRADE EX DATE 7124/2014 7124/2014 712412014 712512014 712512014 712512014 712812014 712812014 712812014 712812014 712912014 7129/2014 7/29/2014 7/29/2014 7130/2014 7131/2014 81112014 81712014 81812014 811 112014 811212014 9/ 1012014 9117/2014 9122/2014 9123/2014 9124/2014 912412014 9125/2014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 9/25/2014 912512014 912512014 912512014 912512014 912512014 UNITS -300 0000 -350 0000 -5.650 0000 -1 .150 4800 -700 0000 -5.150 0000 -367.799 2700 -400 0000 -2.850 0000 -850 0000 -116,288 4300 -450 0000 -700 0000 4.6500000 -1.300.0000 -850 0000 -750 0000 -248.095 6100 -391.360 2800 -270.010 8800 -288.955 7000 34.450 0000 -500 0000 -148.119 5500 -68.652 7200 -47.747 2500 -53.690 3800 -19.600 0000 -2.975.0000 -2.175 0000 -4. 150 0000 -3.900.0000 -2.000 0000 -7.425 0000 -2.750 0000 -2.475.0000 -1,900 0000 -1.975 0000 -2.950 0000 -1.450 0000 -1.900.0000 -3,775 0000 -3.050 0000 -3.800 0000 -2,450.0000 BASE AMOUNT 25.596 84 29.997 17 282.681 90 1.150 48 59.644 35 249.736 51 367.799.27 33.885 37 137.429 38 71.939 43 116,288 43 37.867 38 58.990 49 224.252.45 109.254 26 70.572 23 61.580 23 248.095 61 391.360 28 270.010 88 288.955 70 -172 25 47.747 25 148.119 55 68.652 72 47.747 25 53.690 38 257.014 97 205.641 43 125.525 61 169.266 45 307.562 79 138.183 54 187.978 27 148.345 46 181.097 68 98.976 79 172,287.88 122.829 38 85.306 98 141.391 45 190.291 28 235,683 53 175.491 13 246,829 84 BASE COST -13.933 74 -16,256 03 -260.709 39 -1.150 48 -32,491 95 -218,342 88 ?367.799 27 -18.417 44 -119.027 65 -39.137.06 -116.288 43 -20.651 48 -32.230 52 -192.766 75 -59.603.57 -38.971 57 -34,386 67 -248.095.61 -391.360 28 -270.010 88 -288.955 70 0.00 -48.217 40 -148.119 55 ?68.652.72 -47.747 25 -53.690.38 -304.427.80 -223.996 35 -140.228 96 -180.783.96 -316,930.80 -146.277 28 -192.216 09 -151.555 53 ?184.270.98 -102.142 48 -175.144 49 -120.804 06 -77.337 92 ?130.506 98 476.922 26 -215.238 81 -152.092 78 -218,026.22 BASE INVESTMENT GAIN LOSS 11.663 10 13,741.14 21.972 51 0 00 27.152 40 31.393 63 0 00 15.467 93 18.401 73 32.802 37 0 00 17.215 90 26.759 97 31.485 70 49,650.69 31.600 66 27.193 -470 ?47.412 83 -18.354 92 -14.703 35 -11.517 51 -9.368 01 -8.093 74 -4.237.82 -3.210.07 -3.173.30 -3.165.69 -2,856 61 2.025 32 7,969.06 10,884 47 13.369 02 20.444 72 23.398 35 28.803 62 378 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION I TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LH BF20040002 LH BF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LHBF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LH BF20040002 LHBF20040002 LH BF20040002 LHBF20040002 064058100 91324P102 084670702 172908105 88579Y101 996192472 NA9123459 996192472 172908105 88579Y101 172908105 88579Y101 172908105 88579Y101 996192472 NA9123459 172908105 172908105 172908105 172908105 172908105 996192472 172908105 996192472 172908105 996192472 172908105 996192472 996192472 904767704 996192472 BANK OF NEW YORK MELLON UNITEDHEALTH GROUP INC BERKSHIRE HATHAWAY INC CINTAS CORP 3M CO FEDERATED GOVERNMENT OBLIG 5 USD (UNITED STATES DOLLAR) FEDERATED GOVERNMENT OBLIG 5 CINTAS CORP 3M CO CINTAS CORP 3M CO CINTAS CORP 3M 00 FEDERATED GOVERNMENT OBLIG 5 USD (UNITED STATES DOLLAR) CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP CINTAS CORP FEDERATED GOVERNMENT OBLIG 5 CINTAS CORP FEDERATED GOVERNMENT OBLIG 5 CINTAS CORP FEDERATED GOVERNMENT OBLIG 5 CINTAS CORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 UNILEVER PLC FEDERATED GOVERNMENT OBLIG 5 3 3 912512014 912512014 912512014 912512014 9125/2014 9130/2014 913012014 1012112014 111312014 111312014 111412014 111412014 1115/2014 111512014 111612014 111612014 111612014 111712014 11/10/2014 1111012014 1111112014 1111212014 1111212014 1111312014 1111312014 1111412014 1111412014 1111812014 1111912014 1211012014 12/22/2014 -6,450 0000 -3,475 0000 -2,200.0000 -1,275.0000 -1,375 0000 -1.163,859 9100 0 0000 -306.228 1000 ?150 0000 -650 0000 ?400 0000 -1,950 0000 -250 0000 -1.350 0000 -7,494 3000 0 0000 ?200 0000 -200 0000 -100 0000 -150 0000 -100 0000 -19,51 2 3800 -200 0000 -26.117 8700 -100 0000 -39.571 1000 -125 0000 ?28.194 0600 -28.942 2100 31.500 0000 -230.073 0500 249.773 30 299,943.89 303.309 27 84.020 39 195,825.78 1,163,859 91 -5.500,000.00 306,228 10 10,884.35 99,720.79 28,643 88 301.465 48 17,628.36 209,508.61 7,494.30 -86,343.00 14,150 00 14,223.88 7,113.09 10,669.65 7.1 18 61 19,512.38 14,253.18 26.1 17 87 7,109 65 39.571 10 8,968 11 28,194 06 28,942.21 -157 50 230,073.05 -219,171 00 -265.728 83 -257.952.00 -31.272 31 -132.156 93 -1.163.859 91 0 00 -306,228 10 -3.679 09 -39,209 10 -9.810 92 -117,506 19 -6.131 83 -81.070.98 -7.494 30 0 00 4,905.46 -4.905 46 -2.452 73 -3.679 09 -2.452 73 -19,512 38 -4,905 46 -26,117 87 ?2,452 73 -39,571 10 -3,065.91 -28,194 06 ?28,942 21 0 00 -230,073.05 30,602 30 34.215 06 45,357 27 52,748 08 63.668 85 0.00 0 00 0 00 7,205 26 60,511.69 18.832 96 183,959 29 1 1,496.53 128.437 63 0 00 0 00 9,244 54 9,318.42 4,660 36 6.990 56 4.665 88 0 00 9,347 72 0.00 4.656 92 0 00 5,902 20 0 00 0.00 0 00 0.00 rJournal Entry for Future Gain/Loss TOTAL Base 25.957.997.77 25.957.997.77 (24.418.452.88) (24.418.452.88) Settled Interest Recerved- Currency gain/loss Foreign Exchange Contract- Currency gain/loss Foreign Exchange Contract- Settlement gain/loss Currency gain/loss Base trade and settlment gain/loss Currency Gain/loss on NC1OO 5,388,835.22 5,388,835.22 380 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION 1 TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTM ENT GAIN LOSS LHBF60040002 9999999A5 COMMIT TO PUR MUTUAL FD LHBF60040002 693391104 PIMCO REAL RETURN FUND-INST CD 3/5/2014 12/12/2014 -1,500,000 0000 0 0000 1,500,000 00 8,019 52 -1,500,000 00 0 00 0 00 8,019 52 Journal Entry for Future GaInILoss TOTAL 1,508,019.52 1,508,019.52 (1,500,000.00) (1,500,000.00) Settled Interest Recewed- Currency gain/loss Foreign Exchange Contract- Currency gain/loss Foreign Exchange Contract- Settlement gain/loss Base Currency gain/loss Base trade and settlment galnlloss Currency Galnlloss on 8,01 9.52 8,019.52 382 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION I TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF 20030002 LH BF20030002 LH BF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF 20030002 LH BF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF20030002 LH BF 20030002 LH BF20030002 LH BF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 996192472 749941100 996192472 02208R106 996192472 168905107 996192472 624580106 624580106 624580106 035623107 749941100 749941100 193459302 996192472 576690101 996192472 749941100 749941100 576690101 749941100 P8744Y102 996192472 996192472 576690101 996192472 576690101 996192472 749941100 996192472 996192472 576690101 283677854 698813102 576690101 996192472 283677854 576690101 498904200 562750109 996192472 996192472 388689101 902252105 FEDERATED GOVERNMENT OBLIG 5 RF MICRO DEVICES INC FEDERATED GOVERNMENT OBLIG 5 ALTRA INDUSTRIAL MOTION CORP FEDERATED GOVERNMENT OBLIG 5 PLACE FEDERATED GOVERNMENT OBLIG 5 MOVADO GROUP INC MOVADO GROUP INC MOVADO GROUP INC ANN INC RF MICRO DEVICES INC RF MICRO DEVICES INC COLEMAN CABLE INC FEDERATED GOVERNMENT OBLIG 5 MATERION CORP FEDERATED GOVERNMENT OBLIG 5 RF MICRO DEVICES INC RF MICRO DEVICES INC MATERION CORP RF MICRO DEVICES INC STEINER LEISURE LTD FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 MATERION CORP FEDERATED GOVERNMENT OBLIG 5 MATERION CORP FEDERATED GOVERNMENT OBLIG 5 RF MICRO DEVICES INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 MATERION CORP EL PASO ELECTRIC CO PAPA INTERNATIONAL INC MATERION CORP FEDERATED GOVERNMENT OBLIG 5 EL PASO ELECTRIC CO MATERION CORP KNOLL INC MANHATTAN ASSOCIATES INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 GRAPHIC PACKAGING HOLDING CO TYLER TECHNOLOGIES INC 116/2014 117/2014 117/2014 117/2014 118/2014 118/2014 119/2014 11912014 111012014 111 012014 1114/2014 111412014 111412014 111412014 111512014 111512014 111612014 111612014 111612014 111612014 111712014 1121/2014 112112014 1123/2014 1123/2014 1124/2014 1124/2014 1/27/2014 1127/2014 1128/2014 1129/2014 1/29/2014 1130/2014 1130/2014 1130/2014 1131/2014 1131/2014 2/4/2014 215/2014 215/2014 2/7/2014 211 112014 211 112014 2/11/2014 -48,517 2700 -11,260 0000 -11,979 3600 -480 0000 44,822 0600 -390.0000 67,842.0800 -1.060.0000 -304 0000 -925 0000 ?880.0000 -1,770 0000 -5,150 0000 -2.870 0000 ?10,867 4800 -980.0000 -29,192 8000 -1,880 0000 -3,440 0000 -570 0000 4990,0000 -1.138 0000 -12.136.8600 -82.469 6100 -1.080 0000 -55.699 6000 -1.220 0000 -32,230 0700 -17,980 0000 -19,958 5000 -20,366 4400 -750 0000 -990 0000 -650 0000 -850 0000 -7.585 3200 -1 410.0000 ?1 .240 0000 -2,900 0000 -1050 0000 44.809 8800 ?11.743 2400 -2530 0000 580.0000 48,517 27 54,459 16 1 1,979.36 16,713 92 44,822 06 21,759.98 67,842.08 44,092 69 12,329.53 37.580 05 31.618 54 8.602 04 25,204.68 75,058.66 10,867 48 28,471.05 29,192 80 9,139.07 16,642.08 16,398 78 24,731 50 58,645.45 12,136.86 82,469 61 30.432 02 55.699 60 34,007.51 32,230 07 86,759 16 19,958 50 20,366 44 20,273 34 35.895 78 31,188.66 22,969 65 7,585.32 51,351.86 31.858 00 43,397 16 34.557 10 44.809 86 11.743 24 28.235 04 59.259 57 -48,517 27 -56.020 90 -11,979.36 -14,311.15 -44,822 06 -21.316 66 -67,842 08 -28,147 53 -4,414 77 -13,184 53 -31,878 18 -8,268 56 -24,160.49 -54,776 50 -10,867.48 -27,110 60 -29,192.80 -8,735 27 -15.977 08 -13.609 71 -23.153.06 -63.651 30 42.136 86 -82,469 61 -25.654.55 -55.699 60 -25.291.75 -32.230 07 -83,251.72 -19,958 50 -20,366 44 -15,105.60 -33,966 30 -27.766.96 -17.052 24 ?7.585 32 46,902.77 -24.312 05 -50,056 34 -30.577.75 44,809 66 -11.743 24 23.104 67 47.015 76 0 00 -1,561 74 0 00 2,402.15,945 16 7,914 76 24,395 52 -259 64 333 48 1,044 19 20,282 16 0.00 1,360 2.789 07 1,578 44 -5,005 85 0 00 0 00 4,777 47 0 00 8,715.76 0 00 3,507 44 0 00 0 00 5.167 74 1,929.48 3,421 70 5,917 41 0 00 4,449.09 7.345 95 -6.659 18 3.979 35 0.00 0 00 3.130 37 42.243 81 383 REPORTING ACCOUNT NUMBER LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH 3F20030002 LH BF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF20030002 LH BF 20030002 LH BF20030002 LHBF20030002 LHBF20030002 LH BF20030002 LH 3F20030002 LH BF20030002 LHBF20030002 LHBF 20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF20030002 LH BF20030002 LH BF20030002 SECURITY ID 29275Y102 996192472 NA9123459 996192472 058743107 46146P102 058743107 587200106 46146P102 058743107 46146P102 058743107 859319303 46146P102 996192472 26883D108 268830108 996192472 268830108 996192472 268830108 58047P107 58047P107 NA9123459 268830108 58047P107 032657207 58047P107 31847R102 26883D108 032657207 46146P102 58047P107 996192472 31847R102 005125109 587200106 996192472 31847R102 268830108 880345103 005125109 31847R102 268830108 DESCRIPTION 1 ENERSYS FEDERATED GOVERNMENT OBLIG 5 USD (UNITED STATES DOLLAR) FEDERATED GOVERNMENT OBLIG 5 BALLY TECHNOLOGIES INC INVESTORS BANCORP INC BALLY TECHNOLOGIES INC MENTOR GRAPHICS CORP INVESTORS BANCORP INC BALLY TECHNOLOGIES INC INVESTORS BANCORP INC BALLY TECHNOLOGIES INC STERLING FINANCIAL CORPNVA INVESTORS BANCORP INC FEDERATED GOVERNMENT OBLIG GAS INC FEDERATED GOVERNMENT OBLIG 5 EPL OIL 8 GAS INC FEDERATED GOVERNMENT OBLIG 5 EPL OIL 8 GAS INC MCG CAPITAL CORP MCG CAPITAL CORP USD (UNITED STATES DOLLAR) EPL OIL 8 GAS INC MCG CAPITAL CORP ANALOGIC CORP MCG CAPITAL CORP FIRST AMERICAN FINANCIAL CORP EPL OIL 8 GAS INC ANALOGIC CORP INVESTORS BANCORP INC MCG CAPITAL CORP FEDERATED GOVERNMENT OBLIG 5 FIRST AMERICAN FINANCIAL CORP ACXIOM CORP MENTOR GRAPHICS CORP FEDERATED GOVERNMENT OBLIG 5 FIRST AMERICAN FINANCIAL CORP EPL OIL 8 GAS INC TENNANT CO ACXIOM CORP FIRST AMERICAN FINANCIAL CORP EPL OIL 8 GAS INC TXN CODE 3 TRADE EX DATE 2/12/2014 2/12/2014 2/12/2014 2/19/2014 2/19/2014 2/20/2014 2/20/2014 2/21/2014 2/21/2014 2/24/2014 2/24/2014 2/25/2014 2/26/2014 2/26/2014 2/27/2014 2/27/2014 2/27/2014 2/28/2014 3/3/2014 3/4/2014 3/4/2014 3/5/2014 3/5/2014 3/5/2014 3/6/2014 3/7/2014 3/7/2014 3/7/2014 3/7/2014 3/7/2014 3/7/2014 3/7/2014 3/10/2014 3/10/2014 3/10/2014 3/10/2014 3/10/2014 3/11/2014 3/11/2014 3/11/2014 3/1 112014 3/1 1/2014 3/12/2014 3/ 12/2014 UNITS -370 0000 -91.293 1300 0 0000 ?42.399 1600 -1.480 0000 -2,000 0000 -1.010.0000 -2,670 0000 -1.960 0000 400.0000 -2, 100 0000 -360 0000 -1,490.0000 -1,360 0000 -11.787 5400 -160 0000 -260 0000 -34,768 7900 -750 0000 ?68,998 7400 -2,580 0000 -1 .810 0000 -1 .710 0000 0.0000 -710 0000 -6,800 0000 ?880 0000 -1,660 0000 -2,580 0000 -740 0000 ?340.0000 -1.200 0000 -13,052 0000 -1.824,641 8100 -1 .340 0000 -300.0000 -3,375 0000 -92.344 9900 -1.440 0000 460.0000 -330.0000 -820.0000 -4.300 0000 -1.560 0000 BASE AMOUNT 26.171 38 91.293 13 -65,572 00 42.399 16 100.600 65 50.839 71 68,647.19 54.758 60 50.012 44 27,678.79 54.041 50 24.467 37 45,077.52 34,912.63 11.787 54 4.437 57 7.333 53 34.768 79 22.856 98 68,998 74 80,423 12 7,182 13 6,658 27 1,800,000 00 21,771 63 25,275 83 70,127 47 6,275 18 68.263 80 22,414.72 28,594.04 32,440.47 47,885.63 1,824,641 81 35,054.85 11,374.12 75,817 71 92.344 99 37,721.44 13,752.24 21.132 83 30,652 70 118.149 47 58,682.74 BASE COST -26,256 24 -91.293 13 0 00 -42.399 16 -81.245 16 46,620 63 -37.831 49 -34,094 23 -26.930 83 -14.805.34 -28.745 48 -13.203 22 -44,103 49 -18,570 94 -11.787 54 -3.357 09 -5.455 27 -34.768.79 -15,573 79 68,998 74 -52,000 14 -9,429 92 -8.500 87 0 00 -12,323 11 -32.751 24 -74.156 56 -8,111 89 -68,865 50 -12,798 04 -15.496 17 -16.300.32 -62.255 10 -1,824,641 81 -34.881 52 -5,004 51 -33,496.55 -92,344 99 -36.793.41 -7,912.58 -14,648.52 -13.591.80 -109.131 21 -26,675.61 BASE INVESTMENT GAIN LOSS -84 86 0 00 0.00 0 00 19,355.49 4,219 08 30,815 70 20.664 37 23.081 61 12.873 45 25,296 02 11,264 15 974.03 16.341 69 0 00 1.080 48 1,878 26 0 00 7.283 19 0 00 28.422 98 -2.247 79 -1842 60 0.00 9.448 52 -7.475 41 4,029.09 -1.836 71 -601 70 9.616 68 13.097 87 16.140 15 ?14,369 47 0.00 173 33 6.369 61 42,321 16 0 00 928.03 5,839.66 6,484.31 17,060 90 9,018 26 32.007 13 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION 1 TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GA IN LOSS 384 LHBF20030002 LH BF20030002 LH BF 20030002 LH BF20030002 LHBF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LH BF20030002 LH F20030002 LHBF20030002 LHBF20030002 LH F20030002 LHBF20030002 LH BF20030002 LH BF 20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LH BF 20030002 LH BF20030002 LHBF20030002 LHBF20030002 LHBF 20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF 20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LH F20030002 LH BF20030002 LHBF20030002 005125109 87074U101 005125109 996192472 996192472 880345103 880345103 46146P102 716748108 996192472 46146P102 87162W100 87162W100 005125109 996192472 716748108 693700100 996192472 005125109 716748108 716748108 996192472 716748108 716748108 74835Y101 996192472 69370C100 74835Y101 743606105 996192472 743606105 743606105 996192472 693700100 693700100 12621E103 74835Y101 12621E103 996192472 005125109 87074U101 859319303 859319303 859319303 ACXIOM CORP SWIFT TRANSPORTATION CO ACXIOM CORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 TENNANT CO TENNANT CO INVESTORS BANCORP INC PETROQUEST ENERGY INC FEDERATED GOVERNMENT OBLIG 5 INVESTORS BANCORP INC SYNNEX CORP SYNNEX CORP ACXIOM CORP FEDERATED GOVERNMENT OBLIG 5 PETROQUEST ENERGY INC PTC INC FEDERATED GOVERNMENT OBLIG 5 ACXIOM CORP PETROQUEST ENERGY INC PETROQUEST ENERGY INC FEDERATED GOVERNMENT OBLIG 5 PETROQUEST ENERGY INC PETROQUEST ENERGY INC QUESTCOR PHARMACEUTICALS INC FEDERATED GOVERNMENT OBLIG 5 PTC INC QUESTCOR PHARMACEUTICALS INC PROSPERITY BANCSHARES INC FEDERATED GOVERNMENT OBLIG 5 PROSPERITY BANCSHARES INC PROSPERITY BANCSHARES INC FEDERATED GOVERNMENT OBLIG 5 PTC INC PTC INC CNO FINANCIAL GROUP INC QUESTCOR PHARMACEUTICALS INC CNO FINANCIAL GROUP INC FEDERATED GOVERNMENT OBLIG 5 ACXIOM CORP SWIFT TRANSPORTATION CO STERLING FINANCIAL CORPNVA STERLING FINANCIAL STERLING FINANCIAL CORPNVA 3 3 3/13/2014 3/13/2014 3/14/2014 3/18/2014 3/24/2014 3/24/2014 3/25/2014 3/25/2014 3/26/2014 3/26/2014 3/26/2014 3/27/2014 3/28/2014 3/28/2014 3/31/2014 4/1 /2014 4/1/2014 4/1/2014 4/1/2014 4/3/2014 4/3/2014 4/3/2014 4/4/2014 4/4/2014 4/7/2014 4/8/2014 4/9/2014 4/9/2014 4/11/2014 4/11/2014 4/15/2014 4/15/2014 4/15/2014 4/15/2014 4/15/2014 4/16/2014 4/16/2014 4/17/2014 4/17/2014 4/17/2014 4/21/2014 4/22/2014 4/22/2014 4/22/2014 -360 0000 -2.130 0000 -1.850 0000 -52.333.9700 -41.297 6800 -60 0000 -500.0000 -1.550 0000 -3.920 0000 -56.456 9200 -2.050 0000 -200 0000 -830 0000 -1.660 0000 -12.030.3200 ?5.740.0000 -1.120 0000 41.833.2300 -1.210 0000 4.8000000 -70 0000 -35.319 3500 -1.660 0000 -760 0000 -2.930 0000 -65.534 9400 -940 0000 -600 0000 -630 0000 -30.805 0200 -420 0000 -130 0000 -88.909 0200 -360 0000 -730 0000 -2.430.0000 -680 0000 -3.300 0000 -33.688.2200 -1.460 0000 -2.070 0000 -1 .510 0000 -1.280 0000 -1.260 0000 13.058 28 53.818 58 66.689 91 52.333 97 41.297.68 3.840 10 31.790 99 43.550 93 21.381 94 56.456 92 57.322.47 11.976 89 49.113 16 54.961 71 12.030 32 31.841.94 40.098 13 41.833 23 42.233 38 27.730 42 404 18 35.319 35 9.451.50 4.349 91 231.362 33 65.534 94 32.533 15 50.482 28 39.047 92 30.805 02 25.413 92 7.961 75 88.909 02 12.092 56 24.330 21 41.429 12 53.362 50 57.059 03 33.688 22 45.767 50 51.290 36 0 00 0 00 0.00 6,623.97 -33.228 59 -27.146.31 52.333 97 -41.297 68 -1.620 60 43,360.32 -20.801.79 -26.953 08 -56.456 92 -26.776.52 -13.251 98 53.024 38 49.939 33 42.030 32 -38.672 14 41.495 14 41.533 23 44,361.78 -31.095 30 .454 30 ~35.319.35 -10.612 29 4.664 00 -194.222 75 -65.534 94 -28.157 22 ?34.209.12 -40.434 80 -30.805 02 -26.618 01 -8.198 12 -88.909 02 -7.725 87 -15.806 47 -44.723 46 -32.264 23 -60.173 17 -33.688 22 -17.177 89 -30.486 75 ?34.340 73 -29.035 90 -27.511 22 7.234.31 20.589 99 39,543.60 0.00 0 00 2.219 50 18.430.67 22.749 14 -5.571 14 0.00 30,545.95 -1.275 09 -3.911 22 35.022 38 0.00 -6.830 20 -1.397 01 0 00 27.871 60 -3.364 88 -50 12 0 00 -1.160 79 -514 09 37.139 58 0 00 4,375.93 16.273 16 -1.386 88 0.00 ?1.204 09 -236.37 0 00 4,366.69 8,523.74 -3,294.34 21.098 27 -3.114 14 0.00 28.589 61 20.803 61 -34.340 73 -29.035.90 -27.511 22 REPORTING ACCOUNT NUMBER LH BF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 0? LHBF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LH BF20030002 LH BF 20030002 LH BF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF20030002 LHBF20030002 LH BF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LH BF20030002 LHBF20030002 SECURITY ID 859319303 859319303 859319303 859319303 859319303 859319303 016255101 859319303 904214103 904214103 904214103 859319303 904214103 904214103 904214103 904214103 904214103 904214103 904214103 016255101 996192472 996192472 46146P102 996192472 904214103 005125109 005125109 040790107 040790107 996192472 03937C105 03937C105 996192472 69370C100 996192472 20585P105 037598109 996192472 NA9123459 20585P105 037598109 20585P105 743606105 693700100 DESCRIPTION STERLING FINANCIAL CORPNVA STERLING FINANCIAL STERLING FINANCIAL CORPNVA STERLING FINANCIAL CORPNVA STERLING FINANCIAL CORPNVA STERLING FINANCIAL CORPNVA ALIGN TECHNOLOGY INC STERLING FINANCIAL CORPNVA UMPQUA HOLDINGS CORP UMPQUA HOLDINGS CORP UMPQUA HOLDINGS CORP STERLING FINANCIAL CORPNVA UMPQUA HOLDINGS CORP UMPQUA HOLDINGS CORP UMPQUA HOLDINGS CORP UMPQUA HOLDINGS CORP UMPQUA HOLDINGS CORP UMPQUA HOLDINGS CORP UMPQUA HOLDINGS CORP ALIGN TECHNOLOGY INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 INVESTORS BANCORP INC FEDERATED GOVERNMENT OBLIG 5 UMPQUA HOLDINGS CORP ACXIOM CORP ACXIOM CORP ARKANSAS BEST CORP ARKANSAS BEST CORP FEDERATED GOVERNMENT OBLIG 5 ARCBEST CORP ARCBEST CORP FEDERATED GOVERNMENT OBLIG 5 PTC INC FEDERATED GOVERNMENT OBLIG 5 COMVERSE INC APOGEE ENTERPRISES INC FEDERATED GOVERNMENT OBLIG 5 USD (UNITED STATES DOLLAR) COMVERSE INC APOGEE ENTERPRISES INC COMVERSE INC PROSPERITY BANCSHARES INC PTC INC TXN CODE SW SW SW SW SW SW TRADE EX DATE 4/22/2014 4/22/2014 4/22/2014 4/22/2014 4/22/2014 4/22/2014 4/22/2014 4/22/2014 4/22/2014 4/22/2014 4/22/2014 4/22/2014 4/22/2014 4/22/2014 4/22/2014 4/22/2014 4/22/2014 4/22/2014 4/22/2014 4/23/2014 4/24/2014 4/25/2014 4/25/2014 4/29/2014 4/29/2014 4/29/2014 4/30/2014 5/1 [2014 5/1 [2014 5/1 [2014 5/1 [2014 5/1 [2014 5/5/2014 5/5/2014 5/7/2014 5/8/2014 5/8/2014 5/8/2014 5/8/2014 5/9/2014 5/9/2014 5/12/2014 5/1 312014 5/ 14/2014 UNITS -1 .150 0000 -1.060 0000 -1,031 0000 -860 0000 -260 0000 -240 0000 -550 0000 -20.0000 33 4200 401.0400 434 4600 0 0000 1,437 0600 1.722 8010 1.771 2600 1,921 6500 2,105.4600 2,138 8800 2,523 2100 -680 0000 -29,298.9600 -6,121 8800 -2,010 0000 -12,659 1000 -0 2410 -1,541 0000 -820.0000 -3,350 0000 -3,350.0000 -38,110.9200 3,350.0000 3,350 0000 129,286 4800 -1,260 0000 -80,744.3500 -530.0000 -300 0000 -57,499 6200 0 0000 -2,660 0000 -880.0000 -1.970 0000 -350 0000 -1,060.0000 BASE AMOUNT 28,750 23 0.18,902 0.00 0 00 0 00 35.677 86 29,298 96 6,121 88 52.982 42 12,659 10 4.06 44,338 97 22,970.56 0 00 0 00 38.1 10.92 0.00 0 00 129,286 48 44,480.29 80,744 35 12,407.44 9,097 26 57,499 62 ?74,338 00 63.1 11.36 25,861.92 47,994 24 20,808 15 37.578 70 BASE COST ?25,192 94 -23,352 01 -22,717 88 -19,471 60 -5,733 78 -5,460 10 -31,837 67 -455 82 455 82 5,460 10 5,733 78 0 00 19,471 60 22,717.88 23,352 01 25,192 94 27,511.22 29,035 90 34,340 73 -38,492 26 -29,298 96 -6,121.88 -24,211 26 -12,659 10 -3 29 -17,946 00 -9,523 07 -128,254 09 -128,254 09 -38,110.92 128,254 09 128,254.09 -129,286 48 -26,971 .44 -80,744 35 -17,492 81 -1 0,642 68 -57.499.62 0.00 -85,568.81 ?12,940.23 -62.181.39 -1 7,960.37 -21 ,583.08 BASE INVESTMENT GAIN LOSS -25,192 94 -23,352 01 -22.717 88 -19.471 60 -5,733 78 -5,460 10 -3,087 44 -455 82 455 82 5,460 10 5,733.78 18,902 78 19,471 60 22,717.88 23,352 01 25,192 94 27,511 22 29,035 90 34,340 73 -2,814.40 0 00 0.00 28,771 16 0 00 0 77 26,392 97 13,447 49 -128,254 09 -128,254 09 0.00 128,254 09 128,254 09 0.00 17,508 85 0 00 -5,085.37 -1,545 42 0.00 0 00 -22,457.45 12,921.69 -14,187 15 2,847 78 15,995 62 386 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION I TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF20030002 LH BF 20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF 20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LH BF 20030002 LH BF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LHBF 20030002 LH BF20030002 LH BF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF 20030002 LHBF20030002 039670104 039670104 959319104 996192472 204166102 996192472 039670104 037598109 039670104 337915102 996192472 204166102 337915102 996192472 204166102 996192472 032657207 032657207 393657101 30219E103 628464109 996192472 30219E103 628464109 628464109 628464109 996192472 628464109 30219E103 628464109 30219E103 996192472 628464109 628464109 205306103 31787A507 996192472 31787A507 628464109 996192472 996192472 31787A507 315405100 205306103 ARCTIC CAT INC ARCTIC CAT INC WESTERN REFINING INC FEDERATED GOVERNMENT OBLIG 5 COMMVAULT SYSTEMS INC FEDERATED GOVERNMENT OBLIG 5 ARCTIC CAT INC APOGEE ENTERPRISES INC ARCTIC CAT INC FIRSTMERIT CORP FEDERATED GOVERNMENT OBLIG 5 COMMVAULT SYSTEMS INC FIRSTMERIT CORP FEDERATED GOVERNMENT OBLIG 5 COMMVAULT SYSTEMS INC FEDERATED GOVERNMENT OBLIG 5 ANALOGIC CORP ANALOGIC CORP GREENBRIER COS EXPRESS INC MYERS INDUSTRIES INC FEDERATED GOVERNMENT OBLIG 5 EXPRESS INC MYERS INDUSTRIES INC MYERS INDUSTRIES INC MYERS INDUSTRIES INC FEDERATED GOVERNMENT OBLIG 5 MYERS INDUSTRIES INC EXPRESS INC MYERS INDUSTRIES INC EXPRESS INC FEDERATED GOVERNMENT OBLIG 5 MYERS INDUSTRIES INC MYERS INDUSTRIES INC COMPUTER PROGRAMS SYSTEMS IN FINISAR CORP FEDERATED GOVERNMENT OBLIG 5 FINISAR CORP MYERS INDUSTRIES INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FINISAR CORP FERRO CORP COMPUTER PROGRAMS 8. SYSTEMS IN 5/1 512014 511512014 511 512014 5116/2014 511 912014 511 912014 5119/2014 511 912014 512012014 512112014 512112014 512212014 512312014 512312014 512312014 5127/2014 5127/2014 512812014 512912014 61212014 612/2014 612/2014 613/2014 61312014 614/2014 615/2014 616/2014 616/2014 61912014 61912014 611012014 611112014 611112014 611212014 611 212014 611312014 611 312014 611 712014 611 712014 611812014 611 912014 612012014 6120/2014 6120/2014 -2,060.0000 -50.0000 -690.0000 41,395 9100 -890.0000 -66,319.3000 -820 0000 -1,217 0000 -96 0000 -2,450 0000 42,252.5600 -730.0000 -1,810 0000 -85,985 2900 -1,077 0000 4,210.5600 -1,488 0000 479 0000 -630.0000 -2,740 0000 -280 0000 -28,200 2400 4,580.0000 400.0000 -310.0000 -3,060.0000 -1 ,338 3600 -990.0000 4,300.0000 -830 0000 -2,740 0000 -72,466 0700 -940 0000 -510 0000 -980 0000 -3,230 0000 -1 8,075 5100 -2,040 0000 -1,870 0000 -2,669 6100 -20,298 2800 -3,880 0000 4,970 0000 -250 0000 70,107.87 1,696 49 27,420 06 41,395.91 45,349.30 66,319 30 28,493 87 36,737 73 3,339 56 45,891 40 42,252 56 36,547 74 33,975.47 85,985 29 54,969.94 4,210 56 101,289 49 32,371 01 34,945 57 35,181 09 5,956 36 28,200 24 59,187 39 8,471.41 6,263 32 61,799 61 1,338 36 20,375 52 59,696 43 16,993 46 38,167 90 72,466 07 18,955.24 10,095.32 60,759 92 62,622.82 18,075 51 39,903 55 37,387.39 2,669.61 20,298 28 75,967 93 60,070 55 15,622 05 -81,663.36 -2,832.63 -27,742.77 41,395.91 -52,892.74 -66,319 30 -26,737 99 -1 5,738 21 -3,116.89 -55,800.49 42,252 56 -34,385 10 -39,157.23 -85,985 29 47,871.41 4,210.56 ?65,798 66 -20,648 27 -22,674 35 -66,283 36 -5,957 73 -28,200 24 -97,619 35 -8,511 04 -6,596 05 -62,495.48 -1 ,338.36 49,872.10 -87,087.98 -16,292 24 -51,136 95 -72,466 07 48,418.73 -9,968.10 -59,409.82 -77,204 21 48,075.51 47,908.24 -36,276.40 -2,669.61 -20,298 28 -85,421 05 -66,941 08 -14,1 18 45 -1 1,555.49 -1,136 14 -322 71 0.00 -7,543 44 0 00 1,755 88 20,999 52 222 67 -9,909 09 0 00 2,162 64 -5,181.76 0 00 7,098 53 0.00 35,490 83 11,722 74 12,271 22 -31,102 27 -1 37 0 00 -38,431.96 -39 63 4332.73 -695 87 0.00 503.42 -27,391.55 701.22 -12,969 1,350 10 44,581 39 0 00 -8,004 69 1,110 99 0.00 00 -9,453 12 -6,870 53 1,503 60 387 REPORTING ACCOUNT NUMBER LHBF20030002 LHBF20030002 LHBF20030002 LH BF 20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LH BF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LH BF20030002 LH F20030002 LHBF 20030002 LHBF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LHBF20030002 LH BF20030002 LHBF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LH BF20030002 LHBF20030002 LH BF20030002 SECURITY ID 337915102 337915102 996192472 205306103 315405100 315405100 996192472 205306103 337915102 36159R103 315405100 825211105 996192472 40418F108 315405100 825211105 996192472 008492100 44930G107 68372A104 74835Y101 69370C100 693700100 996192472 008492100 996192472 016255101 016255101 008492100 68372A104 996192472 008492100 68372A104 996192472 996192472 44930G107 68372A104 996192472 393657101 44930G107 902252105 073685109 902252105 393657101 DESCRIPTION FIRSTMERIT CORP FIRSTMERIT CORP FEDERATED GOVERNMENT OBLIG 5 COMPUTER PROGRAMS SYSTEMS IN FERRO CORP FERRO CORP FEDERATED GOVERNMENT OBLIG 5 COMPUTER PROGRAMS SYSTEMS IN FIRSTMERIT CORP GEO GROUP FERRO CORP SHORETEL INC FEDERATED GOVERNMENT OBLIG 5 HFF INC FERRO CORP SHORETEL INC FEDERATED GOVERNMENT OBLIG 5 AGREE REALTY CORP ICU MEDICAL INC OPENTABLE INC QUESTCOR PHARMACEUTICALS INC PTC INC PTC INC FEDERATED GOVERNMENT OBLIG 5 AGREE REALTY CORP FEDERATED GOVERNMENT OBLIG 5 ALIGN TECHNOLOGY INC ALIGN TECHNOLOGY INC AGREE REALTY CORP OPENTABLE INC FEDERATED GOVERNMENT OBLIG 5 AGREE REALTY CORP OPENTABLE INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 ICU MEDICAL INC OPENTABLE INC FEDERATED GOVERNMENT OBLIG 5 GREENBRIER COS ICU MEDICAL INC TYLER TECHNOLOGIES INC BEACON ROOFING SUPPLY INC TYLER TECHNOLOGIES INC GREENBRIER COS TXN CODE TRADE EX DATE 6/23/2014 61231201 4 61231201 4 6/23/2014 6123/2014 6/23/2014 6124/2014 6124/2014 6125/2014 6125/2014 6125/2014 6126/2014 6126/2014 612612014 6126/2014 6127/2014 6/2712014 612712014 711/2014 711/2014 711 12014 712/2014 712/2014 713/2014 7/7/2014 718/2014 718/2014 718/2014 718/2014 718/2014 719/2014 71912014 7/9/2014 711 012014 711 412014 7/ 1412014 711412014 711 512014 7115/2014 7115/2014 7/1 512014 711 612014 711612014 711612014 UNITS -1 . 1 21 0000 -729.0000 -130.085 6800 -270 0000 -380 0000 -1.860 0000 -137.442 1600 -91 0 0000 -4.860 0000 -1.560 0000 -4.300 0000 -2.750 0000 -5.760 8600 -800.0000 ?10.940 0000 -8.090.0000 -50,413 6500 -1,330 0000 -530.0000 -300 0000 -920.0000 -1,170 0000 -1 .91 0.0000 -37.659 8900 -259.0000 -38.883 3000 -171 0000 -1 ,979.0000 -1 .310.0000 -540.0000 -1 1 .531 1800 -555.0000 -950.0000 -82 .21 9 4100 -32.317.0300 -400.0000 -940.0000 -413 0400 -100 0000 ?300 0000 -1 30.0000 -520 0000 -170.0000 -420 0000 BASE AMOUNT 22.091 28 14.231 14 130.085 68 16.557 86 4.644 36 22,732.78 137.442 16 56,580 81 94.680 91 54.861 17 52.721 56 17.501 71 5.760 86 29.275 27 134.548 07 51,117.95 50.413 65 39.942 47 32,730.32 31.026 90 85.527 92 45.711 82 74.092 41 37.659 89 7,866 22 38.883 30 9.441 01 108.687.64 39.618 76 55.624 87 11.531 18 16.701 14 97.847 93 82,219.41 32.317.03 24.572 13 96,794.73 413 04 6,635.56 18,186 67 11.383 54 14,999.01 14.761 94 27.790 02 BASE COST -23.512 41 -15,290 41 130,085 68 -15.064 77 -2.979 81 -17.755 61 137.442 16 -50.023 21 101.867 23 -56.027 69 -33.433.17 -23.477 63 -5.760.86 -23,025 27 -81.940 97 -61,782 15 -50.413 65 -38.005 94 -34.726 92 -25,311.63 43,022.66 -23.676 13 -38.518 68 -37,659 89 -5.660 42 -38,883 30 -7.325 59 -99.059 88 -28,477 24 -42.329 54 -11,531.18 -11.849 34 -51,049 59 -82.219 41 -32.317 03 -19.538 50 48.829 80 -413.04 -3.132 29 -10.953 71 -3,294.98 -10.919 36 -4.111 79 -9.494 38 BASE INVESTMENT GAIN LOSS -1.421 13 ?1.059 27 0 00 1.493 09 1,664.55 4,977 17 0 00 6,557.60 -7.186 32 -1.166 52 19.288 39 -5.975 92 0 00 6.250 00 52.607 10 40,664.20 0 00 1.936 53 -1.996 60 5.715 27 42.505 26 22.035 69 35,573 73 0 00 2.205 80 0 00 2,115 42 9.627 76 11.141 52 13.295 33 0.00 4.851 80 46.798.34 0 00 0 00 5.033 63 47.964 93 0 00 3.503 27 7,232.96 8,088.56 4,079 65 10.650 15 18,295.64 388 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION 1 TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF 20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF 20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LHBF20030002 073685109 902252105 68372A104 449306107 996192472 073685109 68372A104 902252105 902252105 207410101 996192472 996192472 996192472 546347105 546347105 996192472 546347105 059692103 546347105 996192472 492914106 996192472 059692103 492914106 492914106 996192472 059692103 492914106 059692103 759916109 996192472 NA9123459 92342Y109 996192472 073685109 073685109 667340103 996192472 477143101 699462107 393657101 996192472 02208R106 759916109 BEACON ROOFING SUPPLY INC TYLER TECHNOLOGIES INC OPENTABLE INC ICU MEDICAL INC FEDERATED GOVERNMENT OBLIG 5 BEACON ROOFING SUPPLY INC OPENTABLE INC TYLER TECHNOLOGIES INC TYLER TECHNOLOGIES INC CONMED CORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 LOUISIANA-PACIFIC CORP LOUISIANA-PACIFIC CORP FEDERATED GOVERNMENT OBLIG 5 LOUISIANA-PACIFIC CORP BANCORPSOUTH INC LOUISIANA-PACIFIC CORP FEDERATED GOVERNMENT OBLIG 5 KEY ENERGY SERVICES INC FEDERATED GOVERNMENT OBLIG 5 BANCORPSOUTH INC KEY ENERGY SERVICES INC KEY ENERGY SERVICES INC FEDERATED GOVERNMENT OBLIG 5 BANCORPSOUTH INC KEY ENERGY SERVICES INC BANCORPSOUTH INC REPLIGEN CORP FEDERATED GOVERNMENT OBLIG 5 USD (UNITED STATES DOLLAR) VERIFONE SYSTEMS INC FEDERATED GOVERNMENT OBLIG 5 BEACON ROOFING SUPPLY INC BEACON ROOFING SUPPLY INC NORTHWEST BANCSHARES INC FEDERATED GOVERNMENT OBLIG 5 JETBLUE AIRWAYS CORP PAREXEL INTERNATIONAL CORP GREENBRIER COS FEDERATED GOVERNMENT OBLIG 5 ALTRA INDUSTRIAL MOTION CORP REPLIGEN CORP 711 712014 711 712014 7117/2014 711 712014 711 812014 711812014 711 812014 711812014 7122/2014 7123/2014 7124/2014 7128/2014 7129/2014 7130/2014 8/ 112014 814/2014 815/2014 815/2014 815/2014 81512014 81612014 81612014 8/6/2014 81712014 81712014 817/2014 817/2014 818/2014 81812014 811 112014 811 212014 8113/2014 8114/2014 811 512014 811512014 811512014 811812014 811 812014 811812014 811812014 811 812014 811912014 811 912014 811 912014 -580 0000 -1 10 0000 -290.0000 ?720 0000 -46,005 3800 -300.0000 ?620 0000 -570 0000 -871 0000 -1,910 0000 42,032.7800 -29,265 9200 -85,518 0400 -2, 170 0000 ?4,180 0000 -94,000.0200 -3,748 0000 ?2,730.0000 -272.0000 -27,779 8500 -6,620.0000 -19,405 5200 -2,630 0000 -2,668 0000 -989 0000 -4,068 3400 -390 0000 ?11,053 0000 ?5,766.0000 -740 0000 -1 37,703 2800 0 0000 -2,140 0000 -27,659 6800 -988.0000 -2,932 0000 ?4,100.0000 ?54,167 2000 -3,220 0000 -970 0000 -670.0000 -10,805 2800 -570 0000 -567 0000 16,612.40 9,435 19 29,857.12 43,399.85 46,005.38 8,529.83 63,839 05 49,008 59 75,924.26 71,927.66 42,032 78 29,265 92 85,518 04 29,634 60 55,759 12 94,000.02 48,438 07 56,154.03 3,618 00 27,779 85 40,763.06 19,405.52 54,294 35 16,428 11 6,082 21 4,068 34 8,057 22 67,855.07 117,329 16 16,588 88 137,703 28 ?78,428 00 72,716 66 27,659.68 27,562.70 82,679 10 51,022 95 54,167.20 38,972 08 55,830 02 44,721 71 10,805 28 18,962 45 11,676 71 -17,642 13 -2,672 46 -15,022 46 -26,191 95 46,005.38 -6,264 69 -31,856 78 -13,709 12 -21,012.64 -68,601.35 -42,032 78 -29,265 92 -85,518.04 -36,720 52 68,057.57 -94,000.02 -59,527 33 -61,922 69 -4,368 97 -27,779 85 -55,602 65 -19,405 52 -38,771 64 -21,357 61 -8,008 90 -4,068 34 -5,723 56 -84,869.43 -83,621 30 -1 1,206.78 137,703 28 0.00 -60,923 13 -27,659 68 -19,575 77 -69,503.96 -56,049 37 -54,167 20 -29,849 08 -44,880 98 -20,306 87 -10,805.28 -1 8,856 41 -8,586 82 -1,029.73 6,762 73 14,834 66 17,207.90 0 00 2,265 14 31,982 27 35,299.47 54,911 62 3,326 31 0.00 0.00 0.00 -7,085 92 -12,298 45 0.00 -11,089 26 -5,768 66 -750 97 0.00 -14,839.59 0.00 15,522.71 -4,929 50 -1,926 69 0 00 2,333 66 -17,014.36 33,707 86 5,382.10 0 00 0 00 11,793.53 0 00 7,986 93 13,175 14 -5,026 42 0.00 9,123 00 10,949 04 24,414 84 0 00 106 04 3,089 89 389 REPORTING ACCOUNT NUMBER LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF 20030002 LHBF20030002 LH BF20030002 LH BF20030002 LH F20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 SECURITY ID 759916109 801056102 513847103 513847103 393657101 513847103 460254105 996192472 513847103 996192472 996192472 46118H104 500770106 500770106 996192472 871510106 699462107 460254105 996192472 996192472 460254105 996192472 996192472 716748108 716748108 513847103 716748108 460254105 500770106 996192472 513847103 996192472 21249J105 513847103 996192472 996192472 460254105 996192472 500770106 500770106 996192472 460254105 460254105 500770106 DESCRIPTION 1 TXN CODE REPLIGEN CORP SANMINA CORP LANCASTER COLONY CORP LANCASTER COLONY CORP GREENBRIER COS LANCASTER COLONY CORP INTERNATIONAL RECTIFIER CORP FEDERATED GOVERNMENT OBLIG 5 LANCASTER COLONY CORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 INTRALINKS HOLDINGS INC KRATON PERFORMANCE POLYMERS IN KRATON PERFORMANCE POLYMERS IN FEDERATED GOVERNMENT OBLIG 5 SYMETRA FINANCIAL CORP PAREXEL INTERNATIONAL CORP INTERNATIONAL RECTIFIER CORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 INTERNATIONAL RECTIFIER CORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 PETROQUEST ENERGY INC PETROQUEST ENERGY INC LANCASTER COLONY CORP PETROQUEST ENERGY INC INTERNATIONAL RECTIFIER CORP KRATON PERFORMANCE POLYMERS IN FEDERATED GOVERNMENT OBLIG 5 LANCASTER COLONY CORP FEDERATED GOVERNMENT OBLIG 5 CONVERSANT INC LANCASTER COLONY CORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 INTERNATIONAL RECTIFIER CORP FEDERATED GOVERNMENT OBLIG 5 KRATON PERFORMANCE POLYMERS IN KRATON PERFORMANCE POLYMERS IN FEDERATED GOVERNMENT OBLIG 5 INTERNATIONAL RECTIFIER CORP INTERNATIONAL RECTIFIER CORP KRATON PERFORMANCE POLYMERS IN TRADE EX DATE 8/19/2014 8/ 19/2014 8/21/2014 8/21 /2014 8/21/2014 8/22/2014 8/22/2014 8/25/2014 8/25/2014 8/26/2014 8/29/2014 9/2/2014 9/2/2014 9/2/2014 9/2/2014 9/2/2014 9/2/2014 9/2/2014 9/3/2014 9/4/2014 9/5/2014 9/8/2014 9/9/2014 9/9/2014 9/10/2014 9/10/2014 9/10/2014 9/10/2014 9/11/2014 9/11/2014 9/11/2014 9/12/2014 9/12/2014 9/15/2014 9/16/2014 9/17/2014 9/17/2014 9/18/2014 9/19/2014 9/19/2014 9/19/2014 9/19/2014 9/19/2014 9/22/2014 UNITS -1.203 0000 -1 .630 0000 -170 0000 -570 0000 -750 0000 400 0000 -2.210 0000 -57.436 3800 -550 0000 -15.31 3 2000 47,913 7800 -7.830 0000 4.940 0000 -250 0000 47.422 0100 -2.050 0000 -950 0000 -1 .440 0000 -14.719 1000 -18,794 0800 -2,380 0000 46.567 4400 -23.699 7500 -5.340 0000 ?1,370 0000 420 0000 4.980 0000 -1.970 0000 -1 .670.0000 -97,826 6000 402 0000 43.276 7400 -370 0000 0000 -1 3.914 8200 -24.892.2600 -1.910 0000 -25.761 6200 -820. 0000 -60 0000 -10.432.3500 -294 0000 -1 .596 0000 -260 0000 BASE AMOUNT 24.451 27 39.059 15 15,355.01 50.337 23 52.968 70 35.437 37 86.392.51 57.436 38 48.458 38 15,313 20 17.913 78 61.727 99 39.390 24 5.110 66 47.422 01 50,608.04 53.781 83 56.635 52 14.719 10 18.794 08 93,709.94 16.567 44 23.699 75 32.470 21 7.876 91 36.778 20 28,630.38 77.734 48 32.541 56 97.826.60 35,365.04 43.276 74 12.934 91 21.165 26 13,914.82 24.892 26 75,711.87 25,761.62 14.738 10 1,087.50 10,432.35 11.621 56 62,961 76 4.626 20 BASE COST 47,758 67 -27.082 48 44.065 80 48.629 50 46.949 22 -32.891 91 ?61,074 09 -57.436 38 44,922.52 -15,31 3.20 ?17.91 3 78 -87.337 33 -50.200 96 -6.818 60 47.422 01 42,119 51 -37.018 54 -38.170.78 44,719.10 48.794 08 -60.173 02 -16.567.44 -23.699 75 25,853.45 -5.605.22 -33.767 12 ?21.217 94 49.378.10 41.293 11 -97,826 60 -31.793 61 43.276 74 -9.262 10 48,833 65 43,914.82 -24.892 26 46,893.37 -25.761 62 49.457 37 4.42371 40.43235 -7,056 47 -38.236 70 -6.045 24 BASE INVESTMENT GAIN LOSS 6.692 60 11.976 67 1,289 21 1.707 73 36.019 48 2.545 46 25.318.42 0 00 3.535 86 0.00 0 00 25,609 34 -10,810 72 -1.707 94 0 00 8,488 53 16.763 29 18.464.74 0.00 0.00 33.536 92 0 00 0 00 6.616 76 2.271 69 3.011 08 7.412 44 28.356 38 -8.751 55 0 00 3.571 43 0 00 3.672 81 2,331.61 0.00 0 00 28,818.50 0 00 4,719 27 -336 21 0 00 4.565 09 24.725 06 -1.419 04 390 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION I TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF 20030002 LHBF20030002 LH BF 20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LH BF 20030002 LHBF20030002 LHBF 20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF 20030002 LH BF20030002 LHBF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LH BF20030002 LHBF20030002 LHBF20030002 LHBF 20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF 20030002 LHBF20030002 LHBF20030002 996192472 500770106 500770106 996192472 835898107 94733A104 816300107 00738A106 13100M509 75689M101 45778Q107 035290105 68557K109 000361105 092113109 067806109 14161H108 861642106 343873105 29275Y102 419596101 690070107 556269108 698813102 705573103 570600108 379577208 680033107 562750109 73179P106 150602209 212485106 493732101 69360J107 313855108 03820C105 577933104 03762U105 68554V108 947890109 149150104 26884U109 290840100 163072101 FEDERATED GOVERNMENT OBLIG 5 KRATON PERFORMANCE POLYMERS IN KRATON PERFORMANCE POLYMERS IN FEDERATED GOVERNMENT OBLIG 5 WEB COM GROUP INC SELECTIVE INSURANCE GROUP INC ADTRAN INC CALIX INC RED ROBIN GOURMET BURGERS INC INSPERITY INC ANIXTER INTERNATIONAL INC ORBITZ WORLDWIDE INC AAR CORP BLACK HILLS CORP BARNES GROUP INC CARDTRONICS INC STONE ENERGY CORP FLUSHING FINANCIAL CORP ENERSYS HAVERTY FURNITURE COS INC OUTERWALL INC STEVEN MADDEN LTD PAPA INTERNATIONAL INC PEGASYSTEMS INC MARKETAXESS HOLDINGS INC GLOBUS MEDICAL INC OLD NATIONAL MANHATTAN ASSOCIATES INC POLYONE CORP CEDAR REALTY TRUST INC CONVERGYS CORP KFORCE INC PS BUSINESS PARKS INC FEDERAL SIGNAL CORP APPLIED INDUSTRIAL TECHNOLOGIE MAXIMUS INC APOLLO COMMERCIAL REAL ESTATE ORASURE TECHNOLOGIES INC WEBSTER FINANCIAL CORP CATHAY GENERAL BANCORP EPR PROPERTIES EMCOR GROUP INC CHEESECAKE FACTORY 912212014 9/23/2014 9724/2014 9/24/2014 9125/2014 9125/2014 9125/2014 9125/2014 9125/2014 9125/2014 9125/2014 9125/2014 9125/2014 91251201 4 9125/2014 9125/2014 912512014 912512014 9125/2014 9125/2014 9125/2014 9125/2014 9125/2014 9125/2014 9125/2014 9125/2014 9125/2014 9/25/2014 9/25/2014 9/25/2014 9125/2014 9125/2014 9/25/2014 9/25/2014 9125/2014 9125/2014 912512014 9125/2014 9125/2014 9125/2014 9/25/2014 9/25/2014 9125/2014 9125/2014 -9,096 2100 -470 0000 -2,090 0000 1 3, 145 7100 -640 0000 -730 0000 -1 ,510 0000 -1,390 0000 -1,730.0000 -300 0000 -660.0000 -450 0000 -1,990.0000 -770 0000 -930.0000 -660.0000 -520 0000 -860 0000 ?1,360 0000 ?390.0000 -540 0000 -300.0000 -580 0000 -540.0000 -580 0000 -320 0000 ?760 0000 -1,220.0000 -700 0000 -400 0000 -3,920 0000 -940 0000 -1,330.0000 -200.0000 -990 0000 480.0000 -290 0000 -860.0000 -1,590 0000 -730 0000 -580 0000 ~390 0000 ?200 0000 -290 0000 9,096 21 8,330 04 37,225 62 13,145 71 23,040.71 14,732 89 34,046 87 29,471.92 16,000 92 16,973 86 18,132 03 38,331 77 15,730 60 19,116 28 45,812 82 21,287.75 18,046 98 26,864 94 25,369 14 23,941 96 12,188.88 16,807 36 18,965 93 21,722 36 11,423 01 19,104 56 14,921.36 16,266 27 23,439 26 14,568 67 23,272.52 16,847.33 25,673 48 15,070 16 13,575 06 22,401 92 11,805.54 14,028 34 11,396.06 21,698.91 14,617 93 20,106 03 8,282 31 13,172 31 -9,096 21 40,503 94 43,228 88 43,145 71 83,624.40 25,041.88 42,377.70 87,344.80 -23,635.43 23,975 01 23,225.16 43,287 25 20,558 49 23,834 43 -50,299 27 25,678 16 22,259 33 -30,889.42 29,342 54 -27,883 71 45,999 77 20,545 83 22,569 89 25,043 75 44,698 04 21,916 48 47,702 53 48,997 35 26,101 78 47,223.00 25,831 69 49,335 99 28,149.97 47,181.61 45,464.99 23,893 84 43,207 01 45,420 45 42,724.72 -22,880 54 45,741.14 21,077 12 -9,227 92 44,115 78 00 2,173.90 -6,003 26 0 00 40,583 69 40,308 99 -8,330 83 -7,872.88 -7,634 51 -7,001 15 -5,093 13 4,955 48 -4,827 89 4,718 15 4,486 45 4,390 41 4,212 35 4,024 48 8,973.40 8,941 75 8,810 89 -3,738 47 8,603 96 8,321 39 8,275 03 ?2,811 92 2,781 17 2,731 08 2,662 52 2,654 33 2,559 17 2,488 66 2,476.49 2,111 45 4,889 93 4,491 92 4,401 47 4,392 11 4,328.66 4,181.63 4,123.21 -971 09 -945 61 -943 47 391 REPORTING ACCOUN NUMBER LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LH BF20030002 LHBF20030002 LH BF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF20030002 LH BF20030002 LHBF 20030002 LHBF 20030002 LH BF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LHBF 20030002 LHBF20030002 SECURITY 233153105 431284108 168905107 584045108 101119105 723460104 159864107 404251100 286082102 298736109 904214103 48123V102 02208R106 928298108 888706108 860630102 O1449J105 685564106 816850101 00484M106 8461 0H1 08 404303109 421924309 536797103 871510106 670704105 603158106 959319104 G04643107 89469A104 477143101 207410101 74965L101 57164Y107 801056102 053798107 64115T104 859152100 727493108 248019101 743606105 DESCRIPTION I DCT INDUSTRIAL TRUST INC HIGHWOODS PROPERTIES INC PLACE MEDASSETS INC BOSTON PRIVATE FINANCIAL HOLDI PINNACLE FINANCIAL PARTNERS IN CHARLES RIVER LABORATORIES INT HNI CORP ELECTRONICS FOR IMAGING INC EURONET WORLDWIDE INC UMPQUA HOLDINGS CORP J2 GLOBAL INC ALTRA INDUSTRIAL MOTION CORP VISHAY INTERTECHNOLOGY INC TIVO INC STIFEL FINANCIAL CORP ALERE INC ORBITAL SCIENCES CORP SEMTECH CORP ACORDA THERAPEUTICS INC SOVRAN SELF STORAGE INC HSN INC HEALTHSOUTH CORP LITHIA MOTORS INC SYMETRA FINANCIAL CORP NUVASIVE INC MINERALS TECHNOLOGIES INC WESTERN REFINING INC ARGO GROUP INTERNATIONAL HOLDI TREEHOUSE FOODS INC JETBLUE AIRWAYS CORP CONMED CORP RLJ LODGING TRUST MARRIOTT VACATIONS WORLDWIDE SANMINA CORP AVISTA CORP NETSCOUT SYSTEMS INC STERIS CORP PLANTRONICS INC DELUXE CORP PROSPERITY BANCSHARES INC 87162W100 SYNNEX CORP 035623107 40418F108 ANN INC HFF INC TXN CODE TRADE EX DATE 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 9125/2014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 UNITS -1.470 0000 -270 0000 -240 0000 -560 0000 -1.800 0000 -360.0000 -440 0000 -250 0000 -640 0000 -250 0000 -710.0000 -320 0000 -340 0000 -1.040.0000 -930 0000 -240 0000 ?480 0000 -580.0000 ?41 0 0000 -440 0000 -290 0000 -360 0000 -720 0000 -160 0000 -560 0000 -760 0000 460.0000 -660 0000 480.0000 -230 0000 -1 .800.0000 ?190 0000 -1.050 0000 -340 0000 -480 0000 -880 0000 -380 0000 -460 0000 -170 0000 -690 0000 -230.0000 -210 0000 -530 0000 ?1.030.0000 BASE AMOUNT 10.882 89 10.559 08 11.865 93 11.531 54 22.342 00 13.123 21 26.550 11 9,287.41 28.639 36 12.038 85 11.696 20 16.100.44 10.200 72 15.103 58 11.990 22 11.535 53 19.068 39 16.658 16 11,199.39 16.056 34 21.647 35 21.930 10 26.826 17 12,161.73 13.082 77 27.020 90 29.074 11 27.557 43 24.687 43 18.234 74 18.886.08 7.028 41 29.939 45 21.212 88 10,426.56 27.223 16 17.011 38 25.282 19 8.239 33 38.691 23 13.371 37 12.913 13 22.102 25 31 . 149.80 BASE COST -11.734 28 -11.406 26 -12.576.31 -12.124 11 -22.730 66 -13.394 88 -26.747 12 -9.466 80 -28.675.76 -12.068.75 -11.710 46 ?16.051.59 ?10.137.07 -14.933 88 -11.808 11 -11.295.00 -18.672 09 -16.250 30 ?10.561 68 -15.200 06 -20.699 99 -20,860 85 -25.644 38 ?10.821.06 ?11,494.26 -25.316 82 -27.367 65 -25.838.67 -22.597.97 -16.102 71 -16.582 69 -4.510 62 -27.117 49 -18.205 26 -7.390 70 ?23.962 93 -13.524 07 ?21.721 29 -4.433.97 -34.708.94 -9.242 63 -8.748 36 -17.587 86 -26.076. 10 BASE GAIN LOSS -851.39 -847 18 -710 38 -592 57 -388 66 -271.67 -197 01 -179 63.1.069 25 1.181 79 1.340 67 1.588 51 1.704 08 1.706 46 1.718 76 2.089 46 2.132 03 2,303.39 2,517 79 2,821.96 3,007 62 3.035 86 3.260 23 3.487 31 3.560 90 3.805 36 3,982.29 4.128.74 4.164 77 4.514 39 5.073 70 392 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION 1 TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF 20030002 LHBF20030002 LHBF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF 20030002 LH F20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LH BF 20030002 LH BF 20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LHBF20030002 LH BF 20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 87074U101 92342Y109 54142L109 45765U103 880345103 388689101 21249J105 393657101 699462107 50077C106 996192472 996192472 349853101 996192472 NA9123459 21249J105 996192472 21249J105 996192472 880345103 996192472 880345103 21249J105 871510106 393657101 996192472 21249J105 393657101 996192472 880345103 996192472 667340103 996192472 053798107 871510106 053798107 996192472 349853101 349853101 685564106 89785X101 996192472 996192472 NA9123459 SWIFT TRANSPORTATION CO VERIFONE SYSTEMS INC LOGMEIN INC INSIGHT ENTERPRISES INC TENNANT CO GRAPHIC PACKAGING HOLDING CO CONVERSANT INC GREENBRIER COS PAREXEL INTERNATIONAL CORP KRATON PERFORMANCE POLYMERS IN FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FORWARD AIR CORP FEDERATED GOVERNMENT OBLIG 5 USD (UNITED STATES DOLLAR) CONVERSANT INC FEDERATED GOVERNMENT OBLIG 5 CONVERSANT INC FEDERATED GOVERNMENT OBLIG 5 TENNANT CO FEDERATED GOVERNMENT OBLIG 5 TENNANT CO CONVERSANT INC SYMETRA FINANCIAL CORP GREENBRIER COS FEDERATED GOVERNMENT OBLIG 5 CONVERSANT INC GREENBRIER COS FEDERATED GOVERNMENT OBLIG 5 TENNANT CO FEDERATED GOVERNMENT OBLIG 5 NORTHWEST BANCSHARES INC FEDERATED GOVERNMENT OBLIG 5 AVISTA CORP SYMETRA FINANCIAL CORP AVISTA CORP FEDERATED GOVERNMENT OBLIG 5 FORWARD AIR CORP FORWARD AIR CORP ORBITAL SCIENCES CORP TRUEBLUE INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 USD (UNITED STATES DOLLAR) 9125/2014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912512014 912612014 912612014 912912014 912912014 913012014 913012014 101112014 101312014 101312014 101612014 10/6/2014 101712014 101712014 101712014 101812014 101812014 101912014 1011012014 1011412014 1011512014 1011512014 1011612014 1012012014 1012112014 1012212014 1012412014 10/24/2014 1012712014 1012712014 1012812014 1012912014 111412014 1 11412014 1 11512014 1 11512014 -1 . 130 0000 -550 0000 -570 0000 -700 0000 -190 0000 -3.470 0000 -1.070 0000 -280 0000 -430 0000 -2,060.0000 -42.966 9800 -40,401 2300 -800.0000 -196,521 7800 0 0000 -1.200.0000 -31.086 2500 ?4,020.0000 -25,983 1700 -220 0000 -51,059 1900 -280 0000 -1.490.0000 -1.660 0000 -1.020 0000 -76.228 4600 -3.512 0000 -1,650 0000 -4, 71 8.8300 -777 0000 -71.682 6000 -3,220 0000 -66,340 1000 -260 0000 -1,190 0000 -1 .560.0000 46.796 0400 -2.340 0000 -1.148 0000 -7,280 0000 -600 0000 -34.563 2900 -72.069 3500 0 0000 21,222.39 19,588.69 26.368 75 15.856 39 12,751 88 43,661.34 36,587 62 20,703 05 27,082.21 37.107 19 42,966.98 40,401.23 36,516.23 196,521.78 -2.000,000.00 41,031.29 31,086.25 137,977.41 25.983 17 14,733.07 51.059 19 18.397 13 50.681 96 38,688 59 55,836 93 76,228 46 118.740 55 78.978 47 4,718 83 51,835.94 71,682.60 38.890 29 66,340.10 8,918 50 26,747.63 53,711.33 46,796 04 106.552 82 53.877 31 186,977.56 14,722.35 34,563.29 72,069.35 -74,148.00 45.864 86 -14,098.09 -19.145 50 -8.329.37 -5.022 79 -34,086 16 -23,583 35 -6.323 24 -10.687.59 -40.377 49 42.966 98 -40.401 23 -35.403 04 196.521 78 0.00 -24.810 15 -31.086 25 -62.536 47 -25.983 17 -5,815 85 -51,059.19 -7,165 59 -22,796 84 -33,945 48 -22,951 14 -76,228.46 -52.281 25 -36.985.83 -4.718 83 -19,794.98 -71.682 60 -36.796 38 -66,340 10 -7,079.96 -23.850 19 67,384.15 -46.796 04 -81.957 33 -38,728 56 -99,199.03 45,287.88 -34,563 29 -72,069.35 0.00 5.357 53 5,490 60 7.223 25 7.527 02 7.729 09 9,575 18 13.004 27 14.379 81 16.394 62 -3,270.30 0 00 0.00 1,113 19 0.00 0 00 16,221.14 0 00 75.440 94 0 00 8,917 22 0 00 11.231 54 27.885 12 4,743.11 32,885.79 0.00 66.459 30 41.992 64 0.00 32.040 96 0 00 2,093.91 0.00 1.838 54 2,897.44 16,327.18 0 00 24.595 49 15.148 75 87,778.53 -565 REPORTING ACCOUNT NUMBER LH BF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF20030002 LH BF 20030002 LH BF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH BF20030002 LHBF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LHBF20030002 LHBF20030002 00 LHBF20030002 LHBF20030002 LH BF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF 20030002 LH BF20030002 LH BF200300 LH BF200300 LHBF2003000 LH BF200300 02 02 2 02 LH BF20030002 LH BF20030002 LHBF20030002 LH BF20030002 LHBF20030002 LH BF20030002 LHBF200300 LHBF2003000 LHBF200300 02 2 02 SECURITY 89785X101 897 9961 8978 897 8978 9961 032 8978 9961 667 0323 0356 032 035623 85X 924 5X 85X 5X 924 P405 101 472 103 P405 231 07 P405 107 03232P405 9961 92472 0356 038 23 2001 03232P40 996192 107 05 5 472 05334D107 035623 996192 035623 03232P40 107 472 107 5 038200105 419596 101 038200105 03820C105 03820C105 419596101 9961 92 03232 0382 03232 472 P405 0C105 P405 419596101 996192472 23315 03232 03232 053 685 053 3204 P405 P405 340107 54V108 340107 TR RUEBLUE INC FE TR DESCRIPTION 1 UEBLUE INC DERATED GOVERNME UEBLUE INC NT OBLIG 5 RUEBLUE INC TR FE UEBLUE INC DERATED GOVERNMENT OBLIG 5 AMSURG CORP TR FE NORTH AMSU AN UEBLUE INC DERATED GOVERNMENT OBLIG 5 WEST BANCSHARES INC RG CORP INC AMSURG CORP AN AMS FE AN AP INC URG CORP DERATED GOVERNMENT INC PLIED IND OBLIG 5 USTRIAL TECHNOLOGIE AMSURG CORP FE AU DERATED GOVERNMENT XILIUM PHARMACEU OBLIG 5 TICALS INC ANN INC FE DERATED GOVERNMENT OBLIG 5 ANN INC AMS AP URG CORP PLIED INDUSTRIAL TECHNOLOGIE AVERTY FURNITURE COS INC AP AP AP HAVERTY FE PLIED INDUSTRIAL TECHNOLOGIE PLIED INDUSTRIAL TECHNOLOGIE PLIED INDUSTRIAL TECHNOLOGIE FURNITURE COS INC DERATED GOVERNMENT OBLIG 5 AMSURG CORP AP PLIED INDUSTRIAL TECHNOLOGIE AMSURG CORP HAV FE DCT AMS AM AU RASURE TEC AU 0 ERTY FURNITURE COS INC DERATED GOVERNMENT OBLIG 5 INDUSTRIAL TRUST INC URG CORP SURG CORP XILIUM PHARMACEUTICALS INC HNOLOGIES INC XILIUM PHARMACEUTICALS INC TRADE EX DATE 1115/2014 11/6/2014 11/7/2014 11/7/2014 11/7/2014 11/7/2014 11/10/2014 11/10/2014 11/11/2014 11/12/2014 11/12/2014 11/13/2014 11/14l2014 11/14/2014 11/17/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/19/2014 11/19/2014 11/19/2014 1/20/2014 1/20/2014 1/20/2014 11/24/2014 1/26/2014 1/26/2014 1/28/2014 12/1/2014 12/2/2014 12/2/2014 12/2/2014 12/2/2014 12/3/2014 12/4/2014 12/4/2014 12/4/2014 12/4/2014 12/4/2014 12/5/2014 12/8/2014 2/8/2014 UNITS -920 0000 -1,200 0000 -14,499 5800 ?420 0000 -470 0000 -2,210 0000 -133.551.1000 ?1.090 0000 ?2.258 0000 -58,941 2100 -4,190 0000 -340 0000 -350.0000 -1,320 0000 -340 0000 -1,090 .0000 -91,373.4600 ?260.0000 -690 0000 -770.0000 -67.061 0900 -980 0000 -1,460 .0000 -13,481 3400 -1.980.000 -1,100.00 -680 00 ?480 000 ?280 00 490.000 -1,340.000 -78.267.10 -730 00 -672.00 -278.000 ?1,300 000 -27.869 7000 -0.2500 -293 0000 -510.0000 ?1.220 0000 -2.920 0000 -1,110.0000 BASE AMOUNT 22,437 29 29.432 70 14.499 58 10.231 14 11,519 44 54.166 12 133,551.10 56,088 95 56,499.55 58,941.21 55.353 28 17,109 68 13.362 95 66,110 33 12,721.52 54,745.56 91,373.46 9.703 94 33.665 66 38,905.77 67,061 09 32.380 64 54.422 04 13,481.34 75,903 60 55.634 74 53,102.64 14,233.92 22,932.50 13,343 72 22.691 05 28.265 06 78,267 10 37.049 67 31,095 44 14,221.60 27,641.02 27.869 70 8 63 14,916.48 25.653 55 41,261 80 28,727 49 38,001.78 BASE COST 48.006 78 -20.694 12 44.499 58 -7.235 31 -7,544 16 -37.346 87 133.551 10 -51.218 82 -35.681 18 -58.941 21 46,963.52 43,867.19 -9,586 57 -39,659 33 ?9,312 67 -32.418.67 91.373 46 -7,121 46 -22.151.01 -22.713.46 57.061 09 -20,868 10 -39.655 20 43,481 34 52,856 83 -32.398.03 -24.609 33 -20,105 08 40.573 70 -6,167 45 40,793 03 -34,502 69 -78.267 10 -21,172 08 44,801.88 -7.921 03 -29,811 31 -27,869 70 -7.98 -8.273 77 44,401 43 24,503 54 -22.656 77 -21,957 55 BASE INVESTMENT GA IN LOSS 4,430 51 8.738 58 0 00 2,995.83 3.975 28 16,819 25 0.00 4.870 13 20,818 37 0 00 8.389 76 3,242.49 3,776 38 26.451 00 3,408.85 22,326 89 0 00 2,582 48 11.514 65 16,192.31 0 00 11,512 54 14,766 84 0 00 23,046 77 23.236 71 28,493.31 ?5.871 16 12,358 80 7,176 27 11,898.02 -6.237 63 0.00 15,877.59 16,293.56 6,300.57 -2,170.29 0 00 0.65 6,642.71 11,252 12 16,758 26 6,070 72 16,044.23 394 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION 1 TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LH BF20030002 LHBF20030002 LH BF 20030002 LH BF 20030002 LH BF20030002 LH BF 20030002 LH BF20030002 LHBF20030002 LHBF20030002 LH BF20030002 LH BF20030002 LH BF20030002 996192472 68554V108 64115T104 996192472 996192472 053340107 419596101 035623107 996192472 604643107 996192472 053340107 419596101 996192472 419596101 68554V108 996192472 996192472 FEDERATED GOVERNMENT OBLIG 5 ORASURE TECHNOLOGIES INC NETSCOUT SYSTEMS INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 AUXILIUM PHARMACEUTICALS INC HAVERTY FURNITURE COS INC ANN INC FEDERATED GOVERNMENT OBLIG 5 ARGO GROUP INTERNATIONAL HOLDI FEDERATED GOVERNMENT OBLIG 5 AUXILIUM PHARMACEUTICALS INC HAVERTY FURNITURE COS INC FEDERATED GOVERNMENT OBLIG 5 HAVERTY FURNITURE COS INC ORASURE TECHNOLOGIES INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 12/9/2014 12/9/2014 12/9/2014 12/10/2014 12/11/2014 12/11/2014 12/15/2014 12/15/2014 12/16/2014 12/16/2014 12/17/2014 12/17/2014 12/18/2014 12/19/2014 12/19/2014 12/19/2014 12/22l2014 12/26/2014 -52,692.4600 -1,110 0000 -1,780 0000 -15,700 8500 -33,567 5500 -1,650 0000 -1,790 0000 -1,450 0000 ~34,885 9200 -530 0000 -68,215.3300 -1,649 0000 -720 0000 -26,062 1700 -1,870.0000 -3,650 0000 -38,337.7200 -26,402 9200 52,692 46 10,627 68 67,314.19 15,700 85 33,567 55 55,924 85 37,741 67 53,765 10 34,885 92 28,470.71 68,215.33 54,526 11 15,731 29 26,062 17 40,687 49 37,511.31 38,337 72 26,402 92 -52,692.46 -8,463.42 -52,966 70 -15,700 85 -33,567 55 -30,135.44 -38,769 53 -36,427 40 -34,885 92 -23,931 05 -68,215 33 -29,317 87 -14,609 90 -26,062.17 -37,714 34 -25,826 44 -38,337.72 -26,402 92 0 00 2,164.26 14,347 49 0 00 0 00 25,789.41 -1 ,027.86 17,337 70 0 00 4,539 66 0.00 25,208.24 1,121 39 0.00 2,973.15 11,684 87 0.00 0 00 for Future Gain/Loss GRAND TOTAL 20,295,195.17 (18,222,593.1 8) 20,295,195.17 (18,222,593.18) Settled Interest Received- Currency gain/loss Foreign Exchange Contract? Currency gain/loss Forergn Exchange Contract- Settlement gain/loss Base Currency gain/loss Base trade and settlment gain/loss Currency Gain/loss on 2,565,087.99 2,565,087.99 REPORTING ACCOUNT NUMBER LHBF60070002 9999999A5 COMMIT TO PUR MUTUAL FD LHBF60070002 NA9123459 USD (UNITED STATES DOLLAR) LHBF60070002 921908869 VANGUARD REIT INDEX FUND-INS LHBF60070002 NA9123459 USD (UNITED STATES DOLLAR) SECURITY ID DESCRIPTION I TXN CODE CD 8 CW TRADE EX DATE. 3/5/2014 3/5/2014 9/29/2014 9/30/2014 UNITS -1,000,000 0000 0.0000 -78,864 3530 0 0000 BASE AMOUNT 1,000,000.00 1,000,000.00 1,250,000 00 -1,250,000 00 BASE COST -1,000,000 00 0.00 4,247,060 85 0 00 BASE INVESTMENT GAIN LOSS 00 0.00 2,939 15 0 00 _Journal Entry for Future Gain/Loss IGRAND TOTAL 396 2,000,000.00 2,000,000.00 (2,247,060.85) (2,247,060.85) Settled Interest Recewed- Currency gain/loss Foreign Exchange Contract- Currency gain/loss Foreign Exchange Contract- Settlement gain/loss Base Currency gain/loss Base trade and settlment gain/loss Currency Gain/loss on 2,939.15 2,939.15 398 REPORTING ACCOUNT NUMBER LHBF60080002 9999999A5 COMMIT TO PUR MUTUAL FD LHBF60080002 NA9123459 USD (UNITED STATES DOLLAR) LHBF60080002 922042684 VANGUARD GL X-US RL EST-INST LHBF60080002 NA9123459 USD (UNITED STATES DOLLAR) SECURITY ID DESCRIPTION 1 TXN CODE CD CW TRADE EX DATE 3/5/2014 3/5/2014 9/29/2014 9/30/2014 UNITS -1,000,000 0000 0 0000 -6,786 7160 0 0000 BASE AMOUNT 1,000,000 00 1,000,000 00 748,125 00 -748,125.00 BASE COST -1 000,000 00 0 00 -777,170 17 0 00 BASE INVESTMENT 1 GAIN LOSS 0 00 0 00 -29,045 17 I 0 00 Journal Entry for Future Gain/Loss IGRAND TOTAL 2,000,000.00 2,000,000.00 (1,7711 70?17) (1,777,170.17) Settled Interest Received? Currency gain/loss Forelgn Exchange Contract- Currency gain/loss Foreign Exchange Contract- Settlement galnlloss Base Currency gain/loss Base trade and settlment gaun/Ioss Currency Gain/loss on N_c100 (29,045.17) (29,045.17) 400 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION 1 TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF 20070002 LHBF20070002 28849P100 34959E109 28849P100 N47279109 34959E109 G35569105 M85548101 161150308 N47279109 161150308 996192472 58733R102 043436104 016255101 302104104 M85548101 67072V103 67072V103 831865209 N47279109 96208T104 831865209 996192472 635569105 58733R102 016255101 831865209 831865209 161150308 831865209 96208T1 04 591520200 635569105 831 865209 28849P100 996192472 G35569105 3021041 04 67421 51 08 351 38V1 02 N47279109 161 1 50308 9961 92472 G355691 05 ELLIE MAE INC FORTINET INC ELLIE MAE INC INTERXION HOLDING NV FORTINET INC FLEETMATICS GROUP PLC STRATASYS LTD CHART INDUSTRIES INC INTERXION HOLDING NV CHART INDUSTRIES INC FEDERATED GOVERNMENT OBLIG 5 MERCADOLIBRE INC ASBURY AUTOMOTIVE GROUP INC ALIGN TECHNOLOGY INC EXONE STRATASYS LTD NXSTAGE MEDICAL INC NXSTAGE MEDICAL INC AO SMITH CORP INTERXION HOLDING NV WEX INC AO SMITH CORP FEDERATED GOVERNMENT OBLIG 5 FLEETMATICS GROUP PLC MERCADOLIBRE INC ALIGN TECHNOLOGY INC AO SMITH CORP AO SMITH CORP CHART INDUSTRIES INC AO SMITH CORP WEX INC METHODE ELECTRONICS INC FLEETMATICS GROUP PLC A0 SMITH CORP ELLIE MAE INC FEDERATED GOVERNMENT OBLIG 5 FLEETMATICS GROUP PLC EXONE OASIS PETROLEUM INC FOX FACTORY HOLDING CORP INTERXION HOLDING NV CHART INDUSTRIES INC FEDERATED GOVERNMENT OBLIG 5 FLEETMATICS GROUP PLC 1/2/2014 1/3/2014 1/3/2014 1/3/2014 1/3/2014 1/3/2014 1/3/2014 1/6/2014 1/6/2014 1/6/2014 1/6/2014 1/6/2014 1/6/2014 1/6/2014 1/6/2014 1/6/2014 1/7/2014 1/7/2014 1/7/2014 1/7/2014 1/7/2014 1/7/2014 1/7/2014 1/7/2014 1/7/2014 1/7/2014 1/8/2014 1/8/2014 1/9/2014 1/9/2014 1/9/2014 1/9/2014 1/10/2014 1/10/2014 1/13/2014 1/13/2014 1/13/2014 1/13/2014 1/14/2014 1/14/2014 1/14/2014 1/14/2014 1/14/2014 1/14/2014 -1.290 0000 -1,220 0000 -1.540 0000 -1.150 0000 -1.330 0000 -1.050 0000 -320 0000 420.0000 -1.480 0000 -300 0000 40.939 6600 -380 0000 ?720 0000 -760 0000 -740 0000 -540 0000 -3.940 0000 -1.770 0000 -790 0000 -1.540 0000 -590 0000 -175 0000 -384.8600 -870 0000 ~390 0000 -470 0000 -445 0000 -580 0000 -660 0000 -640.0000 -730 0000 -1.280 0000 -570 0000 -760 0000 -1.210 0000 -32.706 9200 -91 0000 -429 0000 -1,060 0000 -7.400 0000 -4.630 0000 -260 0000 -1 8.066 1 300 -399 0000 34,631.63 23.132 50 41.511 82 27.541 09 25.248 67 45,204.97 43.654 12 39.113 20 35.557 56 28.039 49 40.939 66 38,550.62 37.925 47 45.002 99 48.646 68 70.341 82 41.212 86 18,566 97 41,711 43 37.301 85 55.518 21 9.237 38 384 86 37.576 12 38.886 34 28,729.60 23.205 00 30.226 23 60.731 41 33,315 63 67.082 91 44,018 43 23.719 85 39,978.04 32.233.70 32.706 92 3.679 95 29.559 64 45,503 94 127,351 77 111,726 90 22.891 85 18,066 13 16,263 79 59,505 25 25,459 11 44,052 53 59,905 33 25,955.55 59,547.72 24,320.00 41,551 90 57,977 34 50,304 30 40,939.55 53,503.75 52,375 30 57,349.41 55,559 53 55,332 35 50,042 33 52,450 95 43,059 92 55,517 57 55,007 42 5,545 24 554 55 52,495 47 51,093 30 55,002 00 -20,015 54 22,551.51 54,259.50 -24.988.90 47,955 25 49,520 35 -19,920.35 29,395.24 52,552 59 52,705 92 5,150 27 59,945 93 49,523 29 130,250 53 114,093 23 24,755.25 55,055 13 43,793 97 4,575 53 5,335 51 -2,540 71 -2,357 24 -717.95 5,557 25 19,334 12 5,435.70 -2419 75 -2254 51 0 00 4,745 54 5,549 17 7,553 55 12,777 05 35,009 47 5,529 47 5,913 95 5,375 49 ?1 ,315 5,079 55 7,793 04 12,727 50 3,155.35 7,554 42 5,525 09 8,326.73 19,125 55 24,495 05 3,799 49 10,579 9,510 71 4,319 35 -2,905 75 2355 33 -1,555 41 0 00 2,459 52 401 REPORTING ACCOUNT NUMBER LHBF20070002 LH BF20070002 LH BF20070002 LH BF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF20070002 LHBF20070002 LHBF20070002 LH BF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF20070002 LH BF20070002 LH BF20070002 LHBF20070002 LH BF20070002 LH BF 20070002 LHBF20070002 LHBF20070002 LHBF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF20070002 LH BF 20070002 LHBF20070002 LHBF20070002 LH BF20070002 LH BF20070002 LH BF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 SECURITY ID G35569105 302104104 22160N109 831865209 22160N109 674215108 996192472 831865209 831865209 831865209 043436104 043436104 769730105 45321L100 043436104 22160N109 161150308 996192472 769730105 769730105 996192472 28849P100 28849P100 831865209 043436104 878193101 80908T101 996192472 22160N109 996192472 80908T101 161150308 996192472 252131107 G037AX101 769730105 769730105 82568P304 761330109 35804H106 769730105 996192472 NA9123459 80908T101 DESCRIPTION FLEETMATICS GROUP PLC EXONE COSTAR GROUP INC AO SMITH CORP COSTAR GROUP INC OASIS PETROLEUM INC FEDERATED GOVERNMENT OBLIG 5 A0 SMITH CORP A0 SMITH CORP A0 SMITH CORP ASBURY AUTOMOTIVE GROUP INC ASBURY AUTOMOTIVE GROUP INC ROADRUNNER TRANSPORTATION IMPERVA INC ASBURY AUTOMOTIVE GROUP INC COSTAR GROUP INC CHART INDUSTRIES INC FEDERATED GOVERNMENT OBLIG 5 ROADRUNNER TRANSPORTATION ROADRUNNER TRANSPORTATION FEDERATED GOVERNMENT OBLIG 5 ELLIE MAE INC ELLIE MAE INC A0 SMITH CORP ASBURY AUTOMOTIVE GROUP INC TEARLAB CORP SCIQUEST INC FEDERATED GOVERNMENT OBLIG 5 COSTAR GROUP INC FEDERATED GOVERNMENT OBLIG 5 SCIQUEST INC CHART INDUSTRIES INC FEDERATED GOVERNMENT OBLIG 5 DEXCOM INC AMBARELLA INC ROADRUNNER TRANSPORTATION ROADRUNNER TRANSPORTATION SHUTTERFLY INC REVANCE THERAPEUTICS INC FRESH MARKET ROADRUNNER TRANSPORTATION FEDERATED GOVERNMENT OBLIG 5 USD (UNITED STATES DOLLAR) SCIQUEST INC TXN CODE 3 TRADE EX DATE 1/14/2014 1/14/2014 1/14/2014 1/ 14/2014 1/14/2014 1/14/2014 1/15/2014 1/15/2014 1/16/2014 1/16/2014 1/16/2014 1/16/2014 1/17/2014 1/17/2014 1/17/2014 1/17/2014 1/21/2014 1/21/2014 1/22/2014 1/23/2014 1/28/2014 1/28/2014 1/28/2014 1/28/2014 1/28/2014 1/29/2014 1/29/2014 1/29/2014 1/29/2014 1/30/2014 1/30/2014 1/31/2014 2/4/2014 2/4/2014 2/5/2014 2/6/2014 2/6/2014 2/6/2014 2/6/2014 2/7/2014 2/7/2014 2/7/2014 2/7/2014 2/7/2014 UNITS -590 0000 -331 0000 -90 0000 -690 0000 30 0000 -1.260 0000 -54.777 7000 -700 0000 -330 0000 -350 0000 -760.0000 -800 0000 -1.340 0000 -810 0000 -760 0000 -270 0000 -480 0000 -104.727 2000 -1.270 0000 -1.140 0000 -95.21 5 1000 -500 0000 -710 0000 ?950 0000 -760 0000 -2,600 0000 -1.280 0000 -98.858 9000 -190.0000 -87.827.1700 -990.0000 -420 0000 -214.915 7600 -1.100 0000 -1.030 0000 -1.760 0000 -1.490 0000 -1,560 0000 -1 17 0000 -1.740.0000 680.0000 -39.527 7300 0 0000 -1.440 0000 BASE AMOUNT 24.495 54 20.512 01 15,864 73 35,815 33 23,069 39 54.422 86 54,777.70 36,746.42 17.183 79 18.202 69 36.443 03 38.310 21 38.511 59 45.710 34 37.261 24 48.333 57 42,572 18 104.727 20 37.454 94 32.832 33 95.215 10 12.884 52 18.353 39 43.766 97 35.109 10 17,869 74 33.470 13 98.858 90 31,638.20 87,827.17 26,399 76 35.354 18 214,915.76 43.528 00 26.032 28 38,629.56 32,092 25 68.421 80 2.510 77 58,469 42 14,878.48 39,527 73 ?83,055 73 37.551 23 BASE COST -20.278 30 -15.391 83 -9.069 22 -26.583 70 -12.777 12 -41.202 64 -54.777 70 -25,657 58 -11.859 39 -12,069 19 -20.907 68 -22.008 08 -39.899.76 -37.615 67 -20,907 68 ?26.231 24 -44.501 45 -104,727 20 -37,607 02 -32,757 79 -95,215 10 -12.505 10 -17,878 15 -32,685 02 ?20,907 68 -31.210.03 -35.522 94 -98.858 90 -18.331 82 -87.827 17 -24,194.64 32,273 90 -214.915 76 -39.708.93 ?34,073 12 48,756 00 41,643.63 -72.624 71 -1.872 00 -100.951 15 -18,709.85 -39,527 73 0 00 -24.218 64 BASE INVESTMENT GAIN LOSS 4,217 24 5.120 18 6.795 51 9,231 63 10.292 27 13.220 22 0 00 11.088 84 5.324 40 6.133 50 15.535 35 16.302 13 -1.388 17 8.094 67 16.353 56 22.102 33 -1.929 27 0 00 -152 11.081 95 14.201 42 -13.340.29 -2.052 81 0 00 13.306 38 0 00 2.205 12 3,080 28 0 00 3.819 07 -8.040 84 -10.126 44 -9.551 38 -4.202 91 638 77 42.481 73 -3,831.37 0 00 0 00 13,332 59 402 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION I TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF 20070002 LHBF20070002 LH BF 20070002 LHBF20070002 LHBF20070002 LH BF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 769730105 45672H104 45672H104 45672H104 03600T104 82568P304 736400105 31660B101 28849P100 996192472 206022105 736400105 922417100 161150308 22160N109 68232V108 878193101 769730105 736400105 141633107 437390100 252131107 208242107 68232V108 141633107 22160N109 35804H106 996192472 82568P304 996192472 996192472 996192472 292665106 292658106 996192472 292668106 878193101 996192472 23334L102 769730105 87157B103 996192472 45672H104 674215108 ROADRUNNER TRANSPORTATION INFOBLOX INC INFOBLOX INC INFOBLOX INC INC SHUTTERFLY INC PORTFOLIO RECOVERY ASSOCIATES FIESTA RESTAURANT GROUP INC ELLIE MAE INC FEDERATED GOVERNMENT OBLIG 5 CONCERT PHARMACEUTICALS INC PORTFOLIO RECOVERY ASSOCIATES VEECO INSTRUMENTS INC CHART INDUSTRIES INC COSTAR GROUP INC ONCONOVA THERAPEUTICS INC TEARLAB CORP ROADRUNNER TRANSPORTATION PORTFOLIO RECOVERY ASSOCIATES CARE COM INC HOMEAWAY INC DEXCOM INC INC ONCONOVA THERAPEUTICS INC CARE COM INC COSTAR GROUP INC FRESH MARKET FEDERATED GOVERNMENT OBLIG 5 SHUTTERFLY INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 ENDOLOGIX INC ENDOLOGIX INC FEDERATED GOVERNMENT OBLIG 5 ENDOLOGIX INC TEARLAB CORP FEDERATED GOVERNMENT OBLIG 5 DSW INC ROADRUNNER TRANSPORTATION TECHNOLOGIES INC FEDERATED GOVERNMENT OBLIG 5 INFOBLOX INC OASIS PETROLEUM INC 211 012014 211012014 211 112014 211112014 211 112014 211212014 211312014 211312014 211312014 211 312014 211312014 211412014 211412014 211412014 211412014 211912014 211912014 211912014 211912014 211912014 211912014 211 912014 212012014 212012014 212012014 212012014 212112014 212112014 212412014 212512014 212612014 212712014 212812014 212812014 212812014 212812014 313/2014 31312014 31412014 31412014 314/2014 31412014 31412014 31412014 -1,590.0000 -310.0000 -12,080 0000 -1,100 0000 -2,700.0000 -710 0000 470.0000 -980 0000 -1 .120 0000 -21.954 6400 ?1.055 0000 -780 0000 ?770.0000 -360.0000 -290 0000 -2.180 0000 -6.600 0000 -1.600.0000 -970 0000 -860.0000 -940 0000 -1 .100.0000 -2.950 0000 -2,129 0000 -772 0000 -560 0000 -1.170 0000 -31.431 2400 -660 0000 -34,835 9800 -158.427.1900 -26.316 0100 -3,150.0000 -1 ,780.0000 -213,834 7400 -5,330 0000 -5.036.0000 -134,588 7700 -820 0000 ?1,220 0000 -1,160 0000 -74.476 4800 -1.790 0000 -590 0000 34,327.98 7.491 54 214,380.02 21.021 84 103,154.40 32.184 01 23.914 30 45.270 51 27.293 81 21.954 64 16.389 14 39,592.11 30.629.52 31,640.70 52,535 63 16.086 37 48,672 17 35,408 66 48.935 16 19,745.42 40.386 58 48.949 14 104.859 76 17,482 83 18,005.81 99,059.92 37.670 42 31,431.24 33.559 22 34.835 98 158,427.19 26,316 01 41,416 10 24,197.25 213.834 74 72.327 36 38,670 26 134,588 77 32.066 77 29,393 92 39,977 08 74,476 48 41.123 28 26,668 06 43,604 63 -12,972.29 -331,864 89 44,698 05 424,550 13 -27,747 22 -27,821 61 -48,456 20 ?27,298.85 -21,954 64 -14,770 00 -45.717.42 -27.658 69 -25.040 52 -27.708 69 -44,274 18 -76.171 22 43.328 99 ?55.987 09 -14.620 00 ~33.952 89 -36.090 45 -178.006 28 -31.572 09 -13.124.00 -52,923 93 -67.880.94 -31.431.24 -19.428 49 -34.835 98 -158.427.19 -26,316 01 -55.747 76 -29.044.84 -213.834 74 -63.872 59 -53.766 68 -134.588 77 -36,849.33 -32,939 03 -40,834 56 ?74,476 48 -33,505 75 -17,307 77 -9.276 65 -5.480 75 -117,484 87 -23,676 21 ?21,395.73 4,436 79 -3,907 31 -3.185 69 -5 04 0 00 1.619 14 -6.125 31 2.970 83 6.600 18 24.826 94 -28.187 81 -27.499 05 -7.920 33 -7.051 93 5.125 42 6.433 69 12.858 69 -73,146.52 -14,089 26 4.881 81 46.135 99 -30.210.52 0 00 14.130 73 0 00 0 00 0.00 -14.331.66 4,847.59 0 00 8,454 77 -15.096.42 0 00 -4.782 56 -3.545 11 -857 48 0 00 7.617 53 9,360 29 REPORTING ACCOUNT NUMBER LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 .5 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 SEC 5962 9620 6742 831 8256 221 URITY ID 78101 8T104 15108 865209 8P304 60N109 NA9123459 674 358 9961 3580 358 2226 4532 9961 9961 358 9961 591 591 2521 769 996 5327103 1486 831 045 233 233 8256 8256 825 568P304 568F304 233 233 300 M688 009 747 0021 9252 9961 097 04 82 82 215108 04H106 92472 4H106 04H106 5J102 1L100 92472 92472 04H106 92472 520200 520200 31107 730105 192472 2Q100 865209 327103 34L102 34L102 8P304 8P304 68P304 34L102 34L102 63P105 30104 720105 36L109 21101 9L102 92472 793103 DESCR MIDDLEBY co WEX INC OASIS PETRO A0 SMITH CORP SHUTTERFLY INC COSTAR GROUP I OASIS PETR FRESH MARKE FEDERATED GOV COUPONS CO IMPERVA INC FEDERATED GOV FEDERATED GOV FRESH MARKET FEDERATED METHODE LEUM INC NC UNITED STATES DOLLAR) OLEUM IN INC ERNMENT OBLIG 5 FRESH MARKET IN FRESH MARKET IN INC ERNMENT OBLIG 5 ERNMENT OBLIG 5 GOVE ELECTR RNMENT OBLIG 5 ONICS INC METHODE ELECTRONICS INC DEXCOM INC ROADRUNNER A0 SMITH ASPEN DSW INC DSW INC SHUTTERFLY INC SHUTTERFLY INC SHUTTERFLY INC SHUTTERFLY INC SHUTTERFLY INC DSW INC DSW INC EXACT SCIENCES MEDIWOUND LTD AKEBIA THE 02 HOLDINGS INC A10 NETWORKS I VERSARTIS INC FEDERATED CORP RAPEU GOVE TRANSPORTATION FEDERATED GOVE ASPEN TECHNOLO CASTLIGHT HEALT RNMENT GY INC INC OBLIG 5 TECHNOLOGY INC CORP TICS INC NC RNMENT OBLIG 5 BONANZA CREEK ENERGY INC TXN CO DE TRADE EX DATE 314/2014 314/2014 314/2014 314/2014 314/2014 31412014 3/5/2014 315/2014 316/2014 316/2014 317 12014 317 12014 317/2014 31712014 311012014 311 112014 311 212014 3113/2014 3/1 312014 311 312014 3/ 1412014 3/ 1412014 3/14/2014 3/14/2014 3114/2014 3114/2014 3/1 71201 4 3/1 812014 3/1 812014 311 812014 311 812014 311 812014 3/1812014 3/1 812014 311 912014 3/1 912014 311912014 312012014 312012014 312012014 312112014 312112014 3124/2014 3125/2014 UNITS -180 0000 -410 0000 -840 0000 -950 0000 -660 0000 -470 0000 0000 -650 0000 -770 0000 -55.625 3400 -1.500 0000 -340 0000 -125 0000 -1.350 0000 -1,839.927 9800 -18.527 8800 -560 0000 -116,538 0400 -1.590 0000 -1.910 0000 -1.170 0000 -1,250.0000 -1 38,765 7900 ?646 0000 -196 0000 -910 0000 -1 34.0000 -980 0000 -980 0000 -250 0000 -550 0000 -720.0000 -770 0000 -770.0000 -530 0000 -170 0000 -2.310 0000 ?90.0000 -73 0000 -1.448.0000 -56 0000 ?86 0000 -146.932.1800 -1.330 0000 BASE AMOUNT 52.079 75 39.466 40 38.087 62 47.075 77 35.325 68 98.288 02 1.800.000 00 28.828 42 27.228 80 55.625 34 50,800.36 12,024.40 3.750 07 82.771 64 1.839.927 98 18.527 88 19.953 40 116.538 04 47.571 58 58.465 90 52.335 87 30.727 06 138.765 79 29.742 21 7.441 62 42.131 97 6.252 01 38.196 71 38.122 62 11,669 87 25,938 30 33,970 06 36,538.15 36.620 38 20.441.38 6.544 85 34,820 62 1.436.36 1.672 94 23.687 74 767.74 2.420 03 146.932 18 62.497 31 BASE COST -39,642 48 -26.934.34 -24.641 57 -32.649 83 -19.428 49 -44.372 34 0 00 -19.067 88 44,394.36 -55,625 34 68,439 43 ?13.653 36 ?2,000 00 -80.532 55 -1.839.927 98 -18.527.88 -22.143 36 -116.538 04 -24.247 98 ?28.849 73 -56.390 71 ?33.587 64 -138.765 79 -25.498 78 -3.136 00 -30.969.37 -5,289 22 43.906 31 -43.721 23 -7.359.27 -16.190.40 -21.194 71 -22,666.57 -22.666 57 -22.416 25 -7.584 29 -26.032 59 -1,260 00 -1,241 00 -18.824.00 -840 00 ?1 .806 00 446.932 18 ?67,304.85 BASE INVESTMENT GAIN LOSS 12.437 27 12.532 06 13.446 05 14,425.94 15.897 19 53.915 68 0 00 9.760 54 -17.165 56 0 00 -17.639 07 -1.628 96 1.750 07 2.239 09 0 00 0 00 -2.189 96 0 00 23,323 60 29,616 17 -4.054 84 -2.860 58 0 00 4.243 43 4.305 62 11,162 60 962 79 -5.709 60 -5,598 61 4.310 60 9.747 90 12.775 35 13.871 58 13.953.81 -1.974.87 -1,039 44 8.788 03 176 36 431 94 4,863.74 ?72.26 614 03 0 00 -4.807 54 404 REPORTING ACCOUNT NUMBER LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF 20070002 LH BF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF 20070002 LH BF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 SECURITY ID 45672H104 996192472 66583A102 097793103 45321L100 28849P100 045327103 996192472 097793103 45321L100 097793103 896288107 35804H106 736400105 N47279109 N47279109 30063P105 097793103 996192472 097793103 30063P105 00444T100 161150308 28849P100 45321L100 625453105 996192472 28849P100 28849P100 682159103 902252105 625453105 400110102 45321L100 252131107 40171V100 930427109 930427109 930427109 28849P100 28849P100 252131107 996192472 45321L100 DESCRIPTION INFOBLOX INC FEDERATED GOVERNMENT OBLIG 5 NORD ANGLIA EDUCATION INC BONANZA CREEK ENERGY INC IMPERVA INC ELLIE MAE IN ASPEN TECHNOLOGY INC FEDERATED GOVERNMENT OBLIG 5 BONANZA CREEK ENERGY INC IMPERVA INC BONANZA CREEK ENERGY INC TRINET GROUP INC FRESH MARKET PORTFOLIO RECOVERY ASSOCIATES INTERXION INTERXION OLDING NV OLDING NV EXACT SCIENCES CORP BONANZA CREEK ENERGY INC FEDERATED GOVERNMENT OBLIG 5 BONANZA CREEK ENERGY INC EXACT SCIENCES CORP ACELRX PHARMACEUTICALS INC CHART INDUSTRIES INC ELLIE MAE IN IMPERVA INC MULTIMEDIA GAMES HLDG CO INC FEDERATED GOVERNMENT OBLIG 5 ELLIE MAE IN ELLIE MAE IN ON ASSIGNMENT INC TYLER TECHNOLOGIES INC MULTIMEDIA GAMES HLDG CO INC GRUBHUB INC IMPERVA INC DEXCOM INC GUIDEWIRE SOFTWARE INC WAGEWORKS INC WAGEWORKS INC WAGEWORKS INC ELLIE MAE IN ELLIE MAE IN DEXCOM INC FEDERATED GOVERNMENT OBLIG 5 IMPERVA INC TXN CODE TRADE EX DATE 3/25/2014 3/26/2014 3/26/2014 3/26/2014 3/26/2014 3/26/2014 3/26/2014 3/27/2014 3/27/2014 3/27/2014 3/27/2014 3/27/2014 3/28/2014 3/28/2014 3/28/2014 3/28/2014 3/28/2014 3/28/2014 3/31/2014 3/31/2014 3/31/2014 4/1/2014 4/1/2014 4/1/2014 4/1/2014 4/2/2014 4/2/2014 4/2/2014 4/2/2014 4/3/2014 4/4/2014 4/4/2014 4/4/2014 4/4/2014 4/4/2014 4f7/2014 4/7/2014 4/7/2014 4/7/2014 4/7/2014 4/7/2014 4/7/2014 4/8/2014 4/9/2014 UNITS -1.970 0000 -203.392.3100 -699 0000 -880 0000 -235 0000 -1,850 0000 -1.400 0000 -85.329 2700 -45 0000 -15 0000 -875 0000 -1.808 0000 ?530 0000 -640 0000 -1.330 0000 -1.520 0000 -930.0000 -840 0000 -8.912 3700 -680 0000 -1.630 0000 -3.050 0000 -680 0000 -1.560 0000 -1.280 0000 -1.680 0000 63.780.8000 -40.0000 ?1 . 120.0000 ?1,220 0000 -690.0000 -1.330 0000 -63 0000 -650 0000 -1,600 0000 -1.160 0000 -600 0000 -480 0000 -280 0000 -400 0000 ?820 0000 -1,750 0000 -25.796 5400 -3,720 0000 BASE AMOUNT 39.800 79 203,392.31 12.245 78 41,309 89 13,907 70 50.724 39 59.148 55 85.329 27 2.141 34 873 21 40.934 83 33.374 94 17,418 22 36,457 49 31.598 77 35.956 93 12.426 19 38.887 43 8.912 37 30.716 96 22.000 76 36.260 34 54.028 74 46.208 51 72.764 47 46.648 53 63.780 80 1,097.78 30,215 70 46,552.34 56,258.18 36,807.20 2.422 38 33.152 38 60.553 38 50,749.68 30,313 60 23.368 57 14.314 18 10.229 37 20,897.23 64.217 97 25.796 54 124.033 58 BASE COST -35.325 63 -203,392 31 -11.184 00 -39.933.96 -10.595 29 -44,593 96 48.888 33 -85.329.27 -2.042 08 -673.47 -37.303 46 -28.928 00 ?20,957 10 -36,912 13 -32.048 88 -36.162 04 -9.324 65 -32,733 12 -8.912 37 -26,316 36 -16.343 19 -39.787 55 47,298.76 -37,305 29 -57.469 57 -58,432 78 -63.780 80 -937.52 -26.095 65 ?41.557 84 -70,782.88 -44.470. 15 -1.638 00 -29.007 51 -52.495 20 -60,474.40 -37.176 79 ?28.628 95 -17,636.47 -9.343 36 -19,381.26 -46.321 23 -25,796 54 -143.001 74 BASE INVESTMENT GAIN LOSS 4,475.16 0 00 1,061 76 1,375.93 3,312.41 6,130 43 10,260.3,631 37 4,446 94 -3,536 66 ?454 64 450 11 -205 11 3,101 54 6,154 31 0 00 4,400 60 5,657 57 -3,527 21 6,729.96 6,903 22 15,294.90 -11,764 25 0 00 160 26 4,120 05 4,994 50 44,524 70 -7.662 95 784 36 4,144.67 6,056 16 -9,724 72 -6,863 19 -5,260 36 -3,322 29 666 01 1,515 97 17,696 74 00 -16,966 16 REPORTING ACCOUNT NUMBER LHBF20070002 LHBF20070002 LH BF 20070002 LHBF 20070002 LHBF 20070002 LHBF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHB F20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF20070002 LHBF20070002 LH BF20070002 LHBF20070002 LHBF20070002 LH BF20070002 LH BF20070002 LH BF20070002 LH BF20070002 LHBF20070002 LHBF20070002 LH BF20070002 LH BF20070002 LH BF 20070002 LHBF20070002 LH BF20070002 LH BF20070002 LH BF20070002 LH BF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF20070002 LHBF20070002 LH BF20070002 LHBF20070002 LHBF20070002 LHBF20070002 SECURITY ID 922280102 922280102 28849P100 28849P100 902252105 930427109 00444T100 40171V100 45321L100 45321L100 930427109 996192472 00444T100 996192472 996192472 G4705A100 996192472 G4705A100 996192472 996192472 68372A104 68372A104 930427109 045327103 045327103 252131107 53224V100 930427109 68372A104 82568P304 045327103 161150308 996192472 82568P304 068463108 625453105 625453105 14964U108 14964U108 292668106 292668106 82568P304 82568P304 45321L100 DESCRIPTION 1 VARONIS SYSTEMS INC VARONIS SYSTEMS INC ELLIE MAE INC ELLIE MAE INC TYLER TECHNOLOGIES INC WAGEWORKS INC ACELRX PHARMACEUTICALS INC GUIDEWIRE SOFTWARE INC IMPERVA INC IMPERVA INC WAGEWORKS INC FEDERATED GOVERNMENT OBLIG ACELRX PHARMACEUTICALS INC FEDERATED GOVERNMENT ICON PLC FEDERATED GOVERNMENT ICON PLC FEDERATED GOVERNMEN FEDERATED GOVERNMENT OPENTABLE INC OPENTABLE INC WAGEWORKS INC ASPEN TECHNOLOGY INC ASPEN TECHNOLOGY INC DEXCOM INC LIFELOCK INC WAGEWORKS INC OPENTABLE INC SHUTTERFLY INC ASPEN TECHNOLOGY INC CHART INDUSTRIES INC FEDERATED GOVERNMENT SHUTTERFLY INC BARRETT BUSINESS SERVI MULTIMEDIA GAMES HLDG MULTIMEDIA GAMES HLDG CAVIUM INC CAVIUM INC ENDOLOGIX INC ENDOLOGIX INC SHUTTERFLY INC SHUTTERFLY INC IMPERVA INC OBLIG FEDERATED GOVERNMENT OBLIG OBLIG OBLIG OBLIG OBLIG INC TXN CODE TRADE EX DATE 4/9/2014 4/9/2014 419/2014 419/2014 4/10/2014 4/10/2014 4/10/2014 4/10/2014 4110/2014 4110/2014 4/1 1/2014 4/1 112014 4114/2014 4116/2014 4121/2014 4122/2014 4122/2014 4123/2014 4123/2014 4/24/2014 4125/2014 4/25/2014 4125/2014 4125/2014 4125/2014 4125/2014 4128/2014 4128/2014 4128/2014 4128/2014 4/28/2014 4129/2014 4/29/2014 4/29/2014 4/30/2014 4130/2014 4/30/2014 4/30/2014 4/30/2014 51112014 5/1/2014 5/1/2014 5/1/2014 512/2014 UNITS -353 0000 -371 0000 -820 0000 ?1.890 0000 -450 0000 -660 0000 -4.000 0000 -620 0000 -1.430 0000 -900 0000 -650 0000 -13.970.3000 -2.810.0000 -36.678 8100 -32.347 5700 -1.870 0000 -92.845 7900 -550 0000 -17.083 0500 ~93.991.4100 -570 0000 -320 0000 -377 0000 -390 0000 -500 0000 -870.0000 -3.170 0000 -233.0000 -580 0000 -720 0000 -1.030 0000 -1.380 0000 -278.226 0500 -760 0000 -770 0000 -1 .120.0000 -1 .160 0000 -1.050 0000 -370 0000 -1 .280 0000 -1.580.0000 -800 0000 -930 0000 -1.630 0000 BASE AMOUNT 9.664 92 10.181 98 21.374 13 49.252 68 34.606 93 32.187 48 43,999 02 25,953 24 43,948 21 29,122 63 29.392 34 13.970 30 29.280 11 36.678 81 32.347 57 82.762 49 92.845 79 23.549 92 17.083 05 93.991 41 37.908 26 21.330 05 15.870 36 15,304.86 19.563 81 29.096 50 47.056 01 9.543 86 36.819 55 28.024 08 38.605 09 93.273 92 278.226 05 30.123 75 40.021 94 32.648 84 33.781 12 44.711 06 15,609.77 17.226 49 21.276 27 32.796 55 37.889 41 35.420 90 BASE COST -7.766 00 -8,162 00 46.945 30 40.968 96 -42.157 16 -38.179 77 49.178 59 -28.988 70 -43.156 83 -28.108 60 -36.749 64 -13.970 30 -33.335 93 -36.678 81 -32,347 57 -88,396 82 -92,845.79 -23,911 43 -17,083 05 -93.991 41 45.035 50 ?26.830 11 ?21.314 78 -11.341 90 ?14.787 46 -13.041 .45 67,979.55 -12.750 50 -39.228 22 -21.194 71 ?28.900 08 -94,807 13 -278.226.05 -22.372 20 -73.340 08 -36.231.94 -36,909 22 -45.432 68 -13.228.24 -1 5,339.01 -18.934 09 -23.549 68 -27.376 50 -49.192 75 BASE INVESTMENT GAIN LOSS 1.898 92 2.019 98 4.428 83 8.283 72 -7.550 23 -5.992 29 -5.179 57 -3.035 46 791.38 1.014 03 -7.357 30 0 00 -4.055 82 0 00 0 00 -5.634 33 0 00 ?361 51 0 00 0 00 -7.127.24 -5.500 06 -5.444 42 3.962 96 4.776 35 16.055 05 -20.923 54 -3.206 64 -2.408 67 6,829.37 9.705 01 -1.533 21 0 00 7,751 55 -33.318 14 -3.583 10 -3.128 10 -721 62 2.381 53 1.887 48 2.342 18 9,246.87 10.512 91 -13.771.85 406 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION I TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE. INVESTMENT GAIN LOSS LHBF20070002 LHBF20070002 LH BF 20070002 LH BF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 233377407 80908T101 80908T101 233377407 233377407 625453105 930427109 516012101 73936N105 NA9123459 23334L102 82568P304 82568P304 82568P304 73936N105 73936N105 82568P304 82568P304 74346Y103 74346Y103 996192472 82568P304 82568P304 82568P304 996192472 82568P304 233377407 233377407 233377407 996192472 23334L102 23334L102 53224V100 53224V100 23334L102 23334L102 23334L102 9961 92472 23334L102 23334L102 2527ax109 847600107 996192472 45321L100 DXP ENTERPRISES INC SCIOUEST INC SCIQUEST INC DXP ENTERPRISES INC DXP ENTERPRISES INC MULTIMEDIA GAMES HLDG CO INC WAGEWORKS INC CO INC POWERSECURE INTERNATIONAL INC USD (UNITED STATES DOLLAR) DSW INC SHUTTERFLY INC SHUTTERFLY INC SHUTTERFLY INC POWERSECURE INTERNATIONAL INC POWERSECURE INTERNATIONAL INC SHUTTERFLY INC SHUTTERFLY INC PROS HOLDINGS INC PROS HOLDINGS INC FEDERATED GOVERNMENT OBLIG 5 SHUTTERFLY INC SHUTTERFLY INC SHUTTERFLY INC FEDERATED GOVERNMENT OBLIG 5 SHUTTERFLY INC DXP ENTERPRISES INC DXP ENTERPRISES INC DXP ENTERPRISES INC FEDERATED GOVERNMENT OBLIG 5 DSW INC DSW INC LIFELOCK INC LIFELOCK INC DSW INC DSW INC DSW INC FEDERATED GOVERNMENT OBLIG 5 DSW INC DSW INC DIAMONDBACK ENERGY INC SPECTRANETICS FEDERATED GOVERNMENT OBLIG 5 IMPERVA INC 51212014 51212014 51212014 515/2014 51512014 51612014 51712014 517 12014 517/2014 517/2014 517/2014 517/2014 517/2014 517/2014 518/2014 518/2014 51812014 5181201 4 51912014 519/2014 51912014 51912014 51912014 51912014 5112/2014 5112/2014 511 312014 5113/2014 511 312014 511 312014 511 512014 511 512014 511 912014 511 912014 5/20/2014 5121/2014 5122/2014 5/27/2014 5127/2014 5127/2014 5127/2014 5128/2014 5129/2014 513012014 -310 0000 -3.240 0000 -3.600 0000 -20 0000 -390 0000 -1.180 0000 -850 0000 -227 0000 -22 0000 0.0000 -970.0000 -150 0000 -200 0000 -650 0000 6,477 0000 -3,741 0000 -300 0000 -1,000 0000 -1.560 0000 -1.250 0000 49.187 7300 -250 0000 450 0000 -850 0000 -146,977 0300 -610 0000 -970 0000 -700 0000 -640 0000 ?275,631 9900 -930 0000 -1.350 0000 -3,920.0000 4,880 0000 -840 0000 -950.0000 -1 ,510 0000 -32,858 6700 -210 0000 -590 0000 -880 0000 -1.370 0000 43.098 0000 -1.390 0000 34,067.47 57.460 44 64.914 48 2.180 60 42.232.71 34.363 08 32.028 23 7.506 38 252 84 -88.889 52 31.727 89 5.662 15 7,546.25 24,384 53 48,314 11 27.707 84 11,066 84 37.471 77 34.501 28 25,237 31 49,187 73 9.262 09 16.647 65 31.442 93 146.977 03 23.191 68 65.773 27 47.356 75 48,202 83 275.631 99 31.727 73 46.290.47 43,485.16 52,223 62 27,949 12 31,096.33 50,199 28 32.858 67 6,895 76 22.508 96 62.356 30 31.341 74 13,098 00 29.576 04 -32.890 13 -54.491.94 -60,546 60 -2,121 95 41.358 35 -34.766 83 42,310.11 -9,383 68 -570 11 0 00 -31.354 67 4.415 56 ?5,887.42 49,134.12 -108.581 25 -85.430 31 -8.831 13 -29,437 10 -57.251 42 47,884.37 49,187 73 -7,359 28 -13,246 69 -25.021 54 446.977 03 -17.956 63 ?99.424.93 -67.891 33 -67.590 82 -275,631 99 -30,061 69 43.637 94 -75.553 16 -83,206 75 -27,152.50 -30.708.18 48.809 84 -32.858 67 ?6.788.12 -22.303 84 -55.960 79 -33,857 36 43,098.00 41.949 64 1.177 34 2.968 50 4.367 -10,281 .88 -1.877 30 -317 27 0 00 373 22 1.246 59 1,658 83 5,250 41 -60.267 14 -57,722.47 2.235 71 8.034 67 -22.750 14 -22.647 06 00 1,902 81 3.400 96 6.421 39 0 00 5.235 05 -33.651 66 -20,534 58 -19.387 99 0 00 1,666 04 2,652 53 ?32,068 00 -30.983 13 796.62 388.15 1.389 6.395 51 -2,515 62 0.00 -12.373 60 REPORTING ACCOUNT NUMBER LH BF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF20070002 LH BF20070002 LH BF20070002 LH BF20070002 LH BF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF 20070002 LH BF20070002 LH BF20070002 LH BF20070002 LH BF20070002 a: LHBF20070002 LHBF20070002 LHBF20070002 LH BF20070002 LH BF20070002 LH BF20070002 LH BF20070002 LHBF20070002 LH BF20070002 LH BF20070002 LHBF20070002 LH BF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF 20070002 LHBF20070002 LH BF20070002 LH BF20070002 LH BF20070002 LHBF20070002 LHBF20070002 LHBF20070002 SECURITY ID 03600T104 G037AX101 23334L102 03600T104 G037AX101 25278X109 233377407 068463108 03600T104 G037AX101 007786106 292663106 23334L102 996192472 007786106 040413106 233377407 625453105 43365Y104 03600T104 23334L102 625453105 007786106 007786106 23334L102 007786106 007786106 625453105 068463108 007786106 625453105 233377407 053340107 45321L100 068463108 68372A104 068463108 996192472 516012101 068463108 23334L102 007786106 996192472 43365Y104 DESCRIPTION 1 INC AMBARELLA INC DSW INC INC AMBARELLA INC DIAMONDBACK ENERGY INC DXP ENTERPRISES INC BARRETT BUSINESS SERVIC INC AMBARELLA INC AEROHIVE NETWORKS INC ENDOLOGIX INC DSW INC FEDERATED GOVERNMENT AEROHIVE NETWORKS INC ARISTA NETWORKS INC DXP ENTERPRISES INC MULTIMEDIA GAMES HLDG HITTITE MICROWAVE CORP INC DSW INC MULTIMEDIA GAMES HLDG AEROHIVE NETWORKS INC AEROHIVE NETWORKS INC DSW INC AEROHIVE NETWORKS INC AEROHIVE NETWORKS INC MULTIMEDIA GAMES HLDG BARRETT BUSINESS SERVI AEROHIVE NETWORKS INC ES INC OBLIG 5 CO INC CO INC CO INC CES INC MULTIMEDIA GAMES HLDG CO INC DXP ENTERPRISES INC AUXILIUM PHARMACEUTICALS INC IMPERVA INC BARRETT BUSINESS SERVI OPENTABLE INC BARRETT BUSINESS SERVI FEDERATED GOVERNMENT LANNETT CO INC BARRETT BUSINESS SERVIC DSW INC AEROHIVE NETWORKS INC FEDERATED GOVERNMENT HITTITE MICROWAVE CORP CES INC CES INC OBLIG 5 ES INC OBLIG 5 TXN CODE TRADE EX DATE 614/2014 614/2014 61412014 61412014 61412014 61412014 614/2014 61512014 61512014 61512014 61512014 61512014 61612014 61612014 61612014 61612014 61612014 61912014 61912014 611012014 611012014 611012014 611012014 611012014 611112014 611112014 611 112014 611 112014 611212014 611 212014 611 212014 611212014 611312014 611312014 611312014 611312014 611612014 611612014 611612014 611712014 611712014 611712014 611712014 611 712014 UNITS -970 0000 -1.350 0000 -1 .190 0000 -510 0000 -880 0000 -360 0000 -1,010.0000 -680 0000 -1.390 0000 -1.320 0000 -1,760 0000 -2.360 0000 -1.310 0000 -27,063 9000 -1.830.0000 -180 0000 -410 0000 -1,250.0000 -1,030 0000 -540 0000 -640 0000 -580 0000 -1.080 0000 -1 90. 0000 -630.0000 -1.220 0000 -280 0000 -560 0000 -100 0000 -670 0000 -590 0000 -250 0000 -2,080.0000 -1,490.0000 -190 0000 ?520.0000 -1.150 0000 48,876.7800 -620 0000 ?330.0000 -1,240.0000 -724 0000 -163.485 8400 -1.130 0000 BASE AMOUNT 29.176 08 33,750 47 30.832 21 15.219 90 21.962 46 28,538 29 66,610.34 30,714 78 39,453.44 32,924 82 17.452 65 32.668 99 35,112 07 27.063 90 18,477.83 10.582 99 28,611.46 35.236 34 80,231 92 16,377 94 17,650.99 16.552 42 10.666 27 1.875 02 17.219 27 11.872 65 2.748 66 16,094 88 4,616 39 6,438 89 16,974 27 17,008 32 43.414 25 32,799 09 8.674 42 53.933 20 53,296 72 48.876 78 29.191 55 15.382 96 34,726 05 6,513 82 163,485 84 88.038 84 BASE COST 42.727 55 42.597 01 35,455 04 -22,475 50 -25.202.50 22.555 55 -55.441 53 -52.270 77 51.055 52 41.535 31 47.500 00 -25.251 29 42.344 95 -27.053 90 -1 5,300.00 -7,740 00 45.575 35 55.225 13 51.994 59 -23.194 03 20.557 52 45,757 41 -10.500 00 -1.900 00 20.354 37 42,200.00 2500 00 45.127 90 5,522.39 5,700 00 45.557 99 41.357 43 50.129 55 44,957.50 45.205 54 33.25550 55.015 92 45.575 75 25.529 44 -22.172 15 -38,927 27 -7240 00 -1 53.455 54 54.755 42 BASE INVESTMENT IGAIN LOSS -13,551 48 -9,146 54 -7.633 83 -7.255 90 -6.240 04 5,949 44 10,168 81 -31,555 99 -21,605 08 -8,910 49 -147.35 4,387 70 ?7.232.89 0 00 177 83 2,842.99 9,936 08 -991 79 18.237 03 -6,816 09 -3.036 63 -214 99 -133 73 -24 98 -3,145 10 -327 35 -51 34 -33 02 ?4,006 00 -261 11 106.28 5.620 89 -16.715 61 -12,168 51 -7,531 12 20,676.60 -34,720 20 0 00 3.562 11 -6,789 19 -4,201 22 ?726 18 0 00 23.253 42 408 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION I TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF 20070002 LHBF20070002 LHBF20070002 LHBF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 007786106 007786106 25278X109 007786106 007786106 097793103 43365Y104 053340107 007786106 007786106 25278X109 25278X109 591520200 007786106 007786106 996192472 625453105 233377407 053340107 996192472 625453105 625453105 097793103 25278X109 62936P103 45323J103 625453105 097793103 053340107 62936P103 996192472 38268T103 38268T103 053340107 996192472 25278X109 233377407 996192472 743713109 009728106 996192472 996192472 996192472 58471A105 AEROHIVE NETWORKS INC AEROHIVE NETWORKS INC DIAMONDBACK ENERGY INC AEROHIVE NETWORKS INC AEROHIVE NETWORKS INC BONANZA CREEK ENERGY INC HITTITE MICROWAVE CORP AUXILIUM PHARMACEUTICALS INC AEROHIVE NETWORKS INC AEROHIVE NETWORKS INC DIAMONDBACK ENERGY INC DIAMONDBACK ENERGY INC METHODE ELECTRONICS INC AEROHIVE NETWORKS INC AEROHIVE NETWORKS INC FEDERATED GOVERNMENT OBLIG 5 MULTIMEDIA GAMES HLDG CO INC DXP ENTERPRISES INC AUXILIUM PHARMACEUTICALS INC FEDERATED GOVERNMENT OBLIG 5 MULTIMEDIA GAMES HLDG CO INC MULTIMEDIA GAMES HLDG CO INC BONANZA CREEK ENERGY INC DIAMONDBACK ENERGY INC NPS PHARMACEUTICALS INC IMPRIVATA INC MULTIMEDIA GAMES HLDG CO INC BONANZA CREEK ENERGY INC AUXILIUM PHARMACEUTICALS INC NPS PHARMACEUTICALS INC FEDERATED GOVERNMENT OBLIG 5 GOPRO INC GOPRO INC AUXILIUM PHARMACEUTICALS INC FEDERATED GOVERNMENT OBLIG 5 DIAMONDBACK ENERGY INC DXP ENTERPRISES INC FEDERATED GOVERNMENT OBLIG 5 PROTO LABS INC AKORN INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 MEDIDATA SOLUTIONS INC 6/18/2014 6/18/2014 6/18/2014 611 912014 611912014 611 912014 611 912014 6120/2014 6120/2014 6120/2014 6120/2014 612012014 612012014 612312014 612312014 612312014 612312014 612312014 6124/2014 6124/2014 6124/2014 612412014 612412014 612412014 612512014 612512014 612512014 612512014 612612014 612612014 612612014 612612014 612612014 612712014 6130/2014 6130/2014 6130/2014 71112014 71112014 71112014 71212014 7/3/2014 717/2014 71812014 -969 0000 -946.0000 -500 0000 ?203 0000 -202.0000 -710 0000 -1.120 0000 -1.350 0000 ?450.0000 -130 0000 -50 0000 ~520 0000 -1 .638 0000 -1.075.0000 -200 0000 -25,747 8900 -611 0000 -270 0000 -1.560 0000 -9,947 6700 -39 0000 -411 0000 -470 0000 -500 0000 -1.510 0000 -8 0000 -639 0000 -470 0000 -1.710 0000 -1.040 0000 -22.139 7100 -35 0000 -459 0000 -1 .680 0000 -27.234 5600 -280 0000 -620 0000 -231.335 8000 -410 0000 -6,250 0000 -45,795 4800 -21,844 5200 43.806 6200 -580 0000 8.481 47 8.328 67 44.955 35 1.810 71 1.807 39 43.101 22 87,194 66 28,409.99 4.035 55 1,166.07 4,497.91 46,696 10 54.650 17 9,416.79 1,758 60 25,747.89 17.665 14 19,546.72 33,334 59 9,947.67 1,133.58 11,980 79 27,611.97 44,939.70 49,733.61 132.81 18,540 42 27.740 23 36.786 92 33,809.65 22.139 71 1.093 35 14.418 75 34.765 32 27,234.56 24,922 44 46.877 16 231,335 80 36,887 37 223,080 69 45.795 48 21.844 52 43.806 62 22.707 77 -9,690 00 -9,460 00 -28,491 88 -2,030 00 -2.020.00 -27.388 23 -63.043 46 -37,087 56 -4.500 00 ?1.300 00 -2.515 43 -26.160 47 -24.430.15 -10,750 00 -2.000 00 -25.747 89 -16.416 13 -12.298 42 -41.178 35 -9.947 67 -1.115 00 -10.669 23 -18,115 31 -23.754 03 -52,809 72 -120 00 -16.552 30 -17.869 16 -41.200 83 -35.293 54 -22,139 71 -840 00 -11,016 00 -36.644.50 -27,234 56 -7.141.54 -28,240 81 -231.335 80 -31,485 01 -156,901 31 415.795 48 -21.844 52 43.806 62 -38,945 89 -1.208 53 -1.131 33 18.483 47 -219 29 -212 61 15,712 99 24.151 20 -8.877 57 464.45 -133 93 1.982 48 20.535 63 30,220 02 -1 333.21 -241 40 00 1,249 01 7.248 30 -7.843 76 00 18 58 1.311 56 9,496 66 21,185 67 -3,076.11 12 81 1,988 12 9,871 07 4.413 91 4.483 89 00 253 35 3,402 75 -1.879 18 00 17.780 90 18.636 35 00 5,402 36 66,179 38 oo 00 00 48.238 12 REPORTING ACCOUNT NUMBER LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 SECURITY ID 761328106 53224V100 996192472 743713109 62936P103 743713109 516012101 996192472 14964U108 009728106 586050109 25278X109 350465100 996192472 25278X109 25278X109 45245E109 596278101 45245E109 996192472 009728106 45245E109 596278101 996192472 996192472 88104R100 350465100 53220K504 45245E109 45245E109 21988R102 996192472 596278101 68372A104 232577205 45245E109 996192472 743713109 596278101 596278101 21988R102 45245E109 902252105 22160N109 DESCRIPTION RETAILMENOT INC LIFELOCK INC FEDERATED GOVERNMENT OBLIG 5 PROTO LABS INC NPS PHARMACEUTICALS INC PROTO LABS INC LANNETT CO INC FEDERATED GOVERNMENT OBLIG 5 CAVIUM INC AKORN INC MEMORIAL RESOURCE DEVE DIAMONDBACK ENERGY INC FOUNDATION MEDICINE INC FEDERATED GOVERNMENT OBLIG 5 DIAMONDBACK ENERGY INC DIAMONDBACK ENERGY INC IMAX CORP MIDDLEBY IMAX CORP FEDERATED GOVERNMENT OBLIG 5 AKORN INC IMAX CORP MIDDLEBY FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 TERRAFORM POWER INC FOUNDATION MEDICINE INC LIGAND PHARMACEUTICALS INC IMAX CORP IMAX CORP CORPORATE EXECUTIVE BOARD FEDERATED GOVERNMENT OBLIG 5 MIDDLEBY OPENTABLE INC CYNOSURE INC IMAX CORP FEDERATED GOVERNMENT OBLIG 5 PROTO LABS INC MIDDLEBY MIDDLEBY CORPORATE EXECUTIVE BOARD IMAX CORP TYLER TECHNOLOGIES INC COSTAR GROUP INC LOPMENT TXN CODE TRADE EX DATE 718/2014 7/8/2014 7/8/2014 718/2014 718/2014 719/2014 7/9/2014 711012014 711 01201 4 711 01201 4 7/1 112014 711 1/2014 7/15/2014 7115/2014 7/1 512014 711512014 711612014 711 612014 71 1612014 7/16/2014 71161201 4 711 712014 711 712014 7/17/2014 7118/2014 7118/2014 7/21/2014 7122/2014 7/22/2014 7/22/2014 7122/2014 7122/2014 7/22/2014 712212014 712312014 712312014 712312014 7123/2014 7123/2014 712312014 712412014 7124/2014 7/24/2014 712412014 UNITS ~1.570 0000 -1.890 0000 -16.01 1 5200 -420 0000 -1,690 0000 ?680 0000 -1,030 0000 -6,819 6000 -640 0000 -800 0000 -1.528 0000 -430 0000 -590 0000 -50.246 7700 -180.0000 -240 0000 ~3.200.0000 -530 0000 -1.530.0000 -20.024 9900 -1,050.0000 -1.220 0000 -400 0000 -27,719 5600 -15,31 6 7100 ?31 7 0000 -1.320.0000 -1.320 0000 -1 .180 0000 -990 0000 -360.0000 -32.436 3500 480 0000 -1.320.0000 ?1.290 0000 -1.300 0000 418.386.7200 -440 0000 -390 0000 -600 0000 -390.0000 -820 0000 -380 0000 -240 0000 BASE AMOUNT 36.494 00 25.227 35 16.011 52 34.422 43 50.612 00 55.251 76 46.687 11 6.819 60 29.757 87 27.192 99 39.309 52 36.032 51 16.093 96 50,246 77 15.242 47 20.035 28 78.691 06 40.750 84 37.633 03 20.024 99 35.708 14 30.029 75 30.217 21 27.719 56 15.316 71 10.571 01 35.140 13 65.306 08 29.783 84 24.851.71 23.817 03 32.436 35 36.069 52 135.904 32 26.255 30 32.116 43 48.386 72 35,822.99 29.584 74 45,604.99 25,683.31 20.895 51 36.459 54 38,672.88 BASE COST 44.984 56 -26.060 73 -16.011 52 -32.079 56 47.639 80 ?50.802 55 -33.477 72 -6.819 60 -22.833 32 -19.248 89 -29.032 00 -9.377.31 -20.603 98 -50.246 77 -3.925.39 -5.233 85 -85.601 12 -45.612 55 -41.842 26 -20.024 99 -24.017 39 -37.264.90 -33,042.93 -27.719.56 -15,316 71 -7.925 00 -43.407 14 ?98,1 10 89 -35.267 06 -30.239 55 -28.727 43 -32.436 35 -35.237 76 66.566 86 -39.613 45 -34.047.89 48.386 72 -32.231 90 -23.780 15 -39.040.83 -30.953 60 -20.790 17 -34.411 36 -22.582 63 BASE INVESTMENT GAIN LOSS ?8.490 56 -833 38 0 00 2.342 87 2.972 20 4.449 21 13.209 39 0 00 6.924 55 7,944 10 10,277 52 26.655 20 -4.510 02 0 00 11.317 08 14.801 43 -6.910 06 -4.861 71 -4.209 23 0 00 11.690 75 -7.235 15 -2.825 72 0 00 0 00 2.646 01 -8.267 01 32.804 81 -5.483 22 -5.387 84 -4.910 40 0 00 831 76 69,337 46 43.358 15 -1.931 46 0 00 3.591 09 5.804 59 6.564.16 ?5,270 29 105 34 2.048 18 16.090 25 410 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION I TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 22160N109 55402X105 268603107 00444T100 232577205 00444T100 232577205 53220K504 80908T101 21988R102 21988R102 232577205 21988R102 53220K504 66987G102 00404A109 00404A109 596278101 03600T104 28238P109 58471A105 66987G102 21988R102 761323106 58471A105 625453105 625453105 53224V100 596278101 625453105 625453105 68372A104 28238P109 21988R102 053376107 596278101 80908T101 596278101 996192472 NA9123459 596278101 516806106 577933104 577933104 COSTAR GROUP INC MWI VETERINARY SUPPLY INC EL POLLO LOCO HOLDINGS INC ACELRX PHARMACEUTICALS INC CYNOSURE INC ACELRX PHARMACEUTICALS INC CYNOSURE INC LIGAND PHARMACEUTICALS INC SCIQUEST INC CORPORATE EXECUTIVE BOARD COIT CORPORATE EXECUTIVE BOARD CYNOSURE INC CORPORATE EXECUTIVE BOARD LIGAND PHARMACEUTICALS INC NOVADAQ TECHNOLOGIES INC ACADIA HEALTHCARE CO INC ACADIA HEALTHCARE CO INC MIDDLEBY INC EHEALTH INC MEDIDATA SOLUTIONS INC NOVADAQ TECHNOLOGIES INC CORPORATE EXECUTIVE BOARD RETAILMENOT INC MEDIDATA SOLUTIONS INC MULTIMEDIA GAMES HLDG CO INC MULTIMEDIA GAMES HLDG CO INC LIFELOCK INC MIDDLEBY MULTIMEDIA GAMES HLDG CO INC MULTIMEDIA GAMES HLDG CO INC OPENTABLE INC EHEALTH INC CORPORATE EXECUTIVE BOARD COIT AVALANCHE BIOTECHNOLOGIES INC MIDDLEBY SCIQUEST INC MIDDLEBY FEDERATED GOVERNMENT OBLIG 5 USD (UNITED STATES DOLLAR) MIDDLEBY LAREDO PETROLEUM INC MAXIMUS INC MAXIMUS INC 7/24/2014 7/25/2014 7/25/2014 7/28/2014 7/28/2014 7/28/2014 7/28/2014 7/26/2014 7/28/2014 7/28/2014 7/29/2014 7/29/2014 7/29/2014 7/29/2014 7/29/2014 7/29/2014 7/29/2014 7/29/2014 7/30/2014 7/30/2014 7/30/2014 7/30/2014 7/30/2014 7/30/2014 7/30/2014 7/30/2014 7/30/2014 7/30/2014 7/30/2014 7/30/2014 7/30/2014 7/30/2014 7/31/2014 7/31/2014 7/31/2014 7/31/2014 8/4/2014 8/4/2014 8/6/2014 8/6/2014 8/6/2014 8/7/2014 8/7/2014 8/7/2014 -320.0000 -390.0000 -900 0000 -4,920 0000 -1.690 0000 ?4,782 0000 -860 0000 -360 0000 -1.760 0000 -210 0000 -980.0000 -1.470.0000 -330 0000 -350 0000 -690 0000 -880 0000 -370 0000 -500 0000 -1.280 0000 -690 0000 -360.0000 -930 0000 -440 0000 -1.290 0000 -290 0000 -780 0000 -300 0000 -1.230 0000 -185.0000 -830 0000 -3,770 0000 -1,650 0000 -1,470 0000 -1.320.0000 -376 0000 -335 0000 -2.065 0000 -330 0000 -114.085 7400 0 0000 -420 0000 -3.130 0000 -840 0000 -490 0000 51.688 23 54,939 95 20,839 57 34,491 38 32.887 52 33,167.69 16.511 03 17,267.05 25,757.90 13.462 25 62,545.15 31.773 78 21.194 70 17,538.57 11.340 44 44.307 89 19.150 77 36,786.48 38.831 78 16.007 71 16.707 59 15.157 73 28.603 06 32.508 05 13.599 97 18.617 01 7.054 85 17.255 16 13.674 95 20.307 65 89.250 89 169,950 00 32,545 67 80,531.41 9.773 19 24,402 30 31,356.74 23.720 07 114.085 74 -82.907 34 30.394 38 77.221 65 33.328 95 19.383 38 -29.924 96 -67.663 97 -1 3.500 00 -50.682.15 49.048 61 43,664.78 -23.641 62 -24.110 09 -29,600 56 -16.597 95 -75.752.36 -39.748 33 -25.648 13 -21.680 12 -14.550.10 -45.103 18 49.145 54 -29.136 07 53,488 20 -24.763 41 21.93234 -19.611 00 -32.506 76 -36.384 99 47.306 66 -19.722 32 -7.002 00 -15,598 98 40.664 79 46.985 04 -73.633 65 -70.238 03 -52.756 83 -93,284 12 6.392 00 -19.096 54 -34.730 20 -18.431 41 114.085 74 0 00 -19.205 41 -87.375 47 -40,917 82 -23.095 46 21,763.27 -12.724.02 7.339 57 -16.190.77 -16.161 09 -10.497 09 -7.130 59 -6.843.04 -3.842 66 -3.135 70 -13.207 21 -7.974 55 -4.453 43 4,141 55 -3,209.66 -795 29 5 23 7.650 41 42 -8.755 70 -5.224.75 -4.453 27 -3.903 70 -3.876 94 -3.706 69 -1.105 31 52 85 1.656 18 3.010 16 3.322 61 15,617.24 99.711 97 -20.211 16 -12.752 71 3.381 19 5.305 76 -3.373 46 5.288 66 0 00 0.00 11,183.97 40,153.82 -7,588 87 -3.712 08 - 411 REPORTING ACCOUNT NUMBER LHBF20070002 LHBF20070002 LH BF20070002 LH BF20070002 LH BF20070002 LHBF20070002 LHBF20070002 LH BF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF20070002 LH BF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF20070002 LH BF20070002 LHBF20070002 LH BF20070002 LHBF20070002 LHBF 20070002 LHBF20070002 LH BF20070002 LH BF 20070002 LH BF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF20070002 LHBF20070002 SECURITY ID 516806106 996192472 516806106 996192472 996192472 30063P105 669876102 45169U105 45169U105 669876102 996192472 516806106 625453105 596278101 996192472 045327103 045327103 009728106 996192472 516012101 996192472 28238P109 996192472 625453105 58471A105 743424103 743424103 596278101 516012101 252131107 25278X109 743424103 743424103 743424103 996192472 58471A105 577933104 743424103 045327103 58471A105 577933104 743424103 516806106 252131107 DESCRIPTION 1 LAREDO PETROLEUM INC FEDERATED GOVERNMENT OBLIG 5 LAREDO PETROLEUM INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 EXACT SCIENCES CORP NOVADAQ TECHNOLOGIES INC IGATE CORP IGATE CORP NOVADAQ TECHNOLOGIES INC FEDERATED GOVERNMENT OBLIG 5 LAREDO PETROLEUM INC MULTIMEDIA GAMES HLDG CO INC MIDDLEBY FEDERATED GOVERNMENT OBLIG 5 ASPEN TECHNOLOGY INC ASPEN TECHNOLOGY INC AKORN INC FEDERATED GOVERNMENT OBLIG 5 LANNETT CO INC FEDERATED GOVERNMENT OBLIG 5 EHEALTH INC FEDERATED GOVERNMENT OBLIG 5 MULTIMEDIA GAMES HLDG CO INC MEDIDATA SOLUTIONS INC PROOFPOINT INC PROOFPOINT INC MIDDLEBY LANNETT CO INC DEXCOM INC DIAMONDBACK ENERGY INC PROOFPOINT INC PROOFPOINT INC PROOFPOINT INC FEDERATED GOVERNMENT OBLIG 5 MEDIDATA SOLUTIONS INC MAXIMUS INC PROOFPOINT INC ASPEN TECHNOLOGY INC MEDIDATA SOLUTIONS INC MAXIMUS INC PROOFPOINT INC LAREDO PETROLEUM INC DEXCOM INC TXN CODE TRADE EX DATE 817/2014 81712014 8/7/2014 81812014 811112014 811212014 811312014 811312014 811312014 811312014 811312014 811312014 811312014 8/1 312014 81141201 4 811 412014 811 412014 811812014 811 912014 811 912014 8120/2014 8121/2014 812112014 812512014 812712014 812712014 812712014 812712014 812712014 812712014 812712014 812912014 812912014 812912014 812912014 912/2014 912/2014 912/2014 912/2014 913/2014 91312014 9/3/2014 9/312014 913/2014 UNITS ?1.630 0000 -112,814 8400 -1 .810 0000 -94.724.2700 -122.959 6600 -1.520 0000 -5.570 0000 -1.290 0000 ?1.230 0000 -1.080 0000 -53.151 2200 -1.390 0000 -1.490 0000 -450 0000 -12,51 5 7600 -720.0000 -1,050 0000 -730 0000 -259.879 2800 -3,050.0000 -14.207 1700 -1,400 0000 4.897 0900 -1.460 0000 -1.000 0000 -970.0000 ~160 0000 -190 0000 -840 0000 -740 0000 450.0000 480.0000 ?200 0000 -90 0000 -17.144 5800 -720.0000 -590 0000 -1.920 0000 -690 0000 -750 0000 -890.0000 -450 0000 -1 .520 0000 -950 0000 BASE AMOUNT 38.960.21 112.814 84 43.431 79 94.724 27 122.959 66 28.292 19 66.631 87 45.621 64 42.588 78 12.983 69 53.151 22 33.362 74 39.393 38 37.825 62 12.515 76 32,010.56 43.667 38 27.581 85 259.879 28 110.925 43 14.207 17 32.000 77 4,897.09 39,820 61 46,093.08 39,013 89 6.376 14 16.292 04 32.360 11 33,732.00 36.992 56 19,217 76 7.985 96 3,590.27 17.144 58 33,729 88 24.457 37 77.277 91 28.575 43 35.147 15 37.270 23 17,784 14 35.468 11 41,510.57 BASE COST 40.431 81 -112.814 84 -39,488 23 ?94,724 27 422.959 66 -15.240 28 -100.080 01 -52.825 31 48.907 91 -18.020 25 53.151 22 -29.886 54 -27.847 20 -17.159 84 42,515 76 -19,906 63 -28,901 09 48,640 40 -259.879 28 99,523 13 ?14,207 17 -50.196 21 4.897 09 -26.799 59 -59.678 15 43.312 73 -7.144 37 -7.245 26 -22,981 75 ?22.434 73 -9.548 01 -21,347 55 -8.502 72 -3,826 22 47.144 58 41.985 88 ?27.808.83 -78.488 57 -18.179.34 42,392 01 41,053 71 45,434 19 -30.108 11 -20.027 07 BASE INVESTMENT GAIN LOSS -1.471 60 0 00 3.943 56 0 00 0 00 13.051 91 -33.448 14 ?7,203 67 -6.319 13 -5.036 56 0 00 3.476 20 11.546 18 20.665 78 0 00 12.103 93 14,766 29 10,941.45 0 00 11,402 30 0 00 48.195 44 0 00 13.021 02 -13.585 07 4,298.84 -768 23 9,046 78 9,378 36 11.297 27 27.444 55 -2.129 79 -516.76 -235 95 0 00 -8.256 00 -3.351 46 -1.210 66 10.396 09 -7,244 86 -3,783 48 2.349 95 5.360 00 21,483.50 412 REPORTING ACCOUNT NUMBER URITY II) DESCRIPTION I TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 K504 71A105 577933104 01106 8471A105 K504 33104 P109 96192472 65100 58471A105 65100 6192472 T104 92472 96192472 A105 50465100 96192472 T104 T104 0T104 65100 2472 516806106 2472 B103 2472 96192472 2472 V108 87157B103 2472 21988R102 G4705A100 2472 0100 817A107 87817A107 50465100 87817A107 047477104 047477104 7104 LIGAND PHARMACEUTICALS INC MEDIDATA SOLUTIONS INC MAXIMUS INC BIODELIVERY SCIENCES INTERNATI MEDIDATA SOLUTIONS INC LIGAND PHARMACEUTICALS INC MAXIMUS INC EHEALTH INC FEDERATED GOVERNMENT OBLIG 5 FOUNDATION MEDICINE INC MEDIDATA SOLUTIONS INC FOUNDATION MEDICINE INC FEDERATED GOVERNMENT OBLIG 5 INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 MEDIDATA SOLUTIONS INC FOUNDATION MEDICINE INC FEDERATED GOVERNMENT OBLIG 5 INC INC INC FOUNDATION MEDICINE INC FEDERATED GOVERNMENT OBLIG 5 LAREDO PETROLEUM INC FEDERATED GOVERNMENT OBLIG 5 TECHNOLOGIES INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 CYBERARK SOFTWARE LTD TECHNOLOGIES INC FEDERATED GOVERNMENT OBLIG 5 CORPORATE EXECUTIVE BOARD ICON PLC FEDERATED GOVERNMENT OBLIG 5 WHITING CANADIAN HOLDING CO UL TEAM HEALTH HOLDINGS INC TEAM HEALTH HOLDINGS INC FOUNDATION MEDICINE INC TEAM HEALTH HOLDINGS INC ATHLON ENERGY INC ATHLON ENERGY INC ATHLON ENERGY INC 915/2014 915/2014 918/2014 918/2014 91912014 91912014 91912014 911012014 911 012014 911 112014 911 112014 911112014 911 112014 911112014 911212014 911 512014 911 612014 911612014 911 612014 911 612014 911 612014 911612014 911 712014 911 712014 911 712014 911 812014 911 812014 9122/2014 9123/2014 9124/2014 9124/2014 9124/2014 9125/2014 912512014 9125/2014 9126/2014 9126/2014 9126/2014 912612014 912912014 912912014 912912014 9129/2014 912912014 -580 0000 480 0000 444.0000 -2.320 0000 490 0000 590 0000 -86 0000 -1 .200 0000 -165,040 7900 -1.596 0000 -610 0000 ?24 0000 43.598 0600 -2.190 0000 49.919 3300 -70.123 8000 -580.0000 440 0000 ?32.987.700() -760 0000 -800 0000 ?760 0000 -620 0000 400.202 3500 -1 370.0000 -24.911 9100 -370 0000 48.055 4300 -147,426 5000 -1 8,295 3800 -1.551 0000 -1,290.0000 40,989 6700 570 0000 470 0000 -36.890 5900 -2.110 0000 -520 0000 -900 0000 -1 .140 0000 -500 0000 -1.470 0000 -1 .469 0000 -2,320 0000 29,699.98 23,419 40 18.605 31 40,221 64 23,877 32 29,447 48 3,551 19 32,053 45 165,040 79 33,953 34 29,477.52 515.02 43,598 06 100,715 87 19,919 33 70,123 80 25,917.24 9.305 57 32.987 70 34,928 82 36,767 18 34,929.50 13,108 31 100,202.35 32,289 22 24,911 91 16.314 41 48,055 43 147,426 50 18,295 38 36.75648 57,871 60 40,989.67 35.284 55 26,368 38 36,890 59 29,133.80 30,398 52 52,499 61 21.910 31 29.180 80 85.582 68 85.489 49 135,119 61 -32.691 02 -26.375 00 20.319 57 -31.898 84 -26.149.97 -31.338 99 -3.935 77 41.687 48 465.040 79 44,981.95 -31.320 65 -596 88 43,598.06 -84.171 44 49.919 33 -70.123.80 -27,936.76 40.937 78 -32.987 70 -26,655 92 -28,154 58 -26.282.65 -15.377 96 400.202 35 -26.281.39 -24.911 91 42,954.48 48,055.43 447.426 50 -18.295 38 -24.816 00 42,612 09 40,989.67 34.574 83 49,257 81 -36.890 59 -23.603 13 -24.193 47 41,696 81 -28.098 99 -22,895 25 43.618 22 -29.380 00 46.400 00 -2.991 04 -2,955 60 -1,714 26 8.322 80 -2,272 65 -1.891 51 -384 58 -9.634 03 0 00 -11,028 61 -1.843 13 -81 86 0.00 16,544 43 0 00 0 00 -2,019 52 -1.632 21 0 00 8.272 90 8,612.60 8,646 85 -2.269 65 0 00 6.007 83 0 00 3,359.11.940 48 15,259 51 0.00 709 72 7.110 57 0 00 5.530 67 6.205 05 10,802 80 -6.188 68 6.285 55 41.964 46 56,109 49 88,719 61 413 REPORTING ACCOUNT NUMBER LHBF20070002 LHBF20070002 LH BF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF20070002 LH BF20070002 LH BF20070002 LH BF20070002 LHBF20070002 LH BF20070002 LHBF20070002 LH BF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF20070002 LH BF20070002 LHBF20070002 LH BF20070002 LH BF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 SECURITY ID 693282105 693282105 693282105 996192472 693282105 693282105 928540106 691497309 693282105 94419L101 996192472 98600P201 996192472 21988R102 53224V100 996192472 691497309 58471A105 996192472 097793103 500150100 691497309 233377407 691497309 996192472 577933104 132011107 691497309 132011107 66987G102 25278X109 691497309 996192472 66987G102 45245E109 21988R102 233377407 87817A107 25278X109 691497309 996192472 902252105 45245E109 682159108 DESCRIPTION I PDF SOLUTIONS INC PDF SOLUTIONS INC PDF SOLUTIONS INC FEDERATED GOVERNMENT OBLIG 5 PDF SOLUTIONS INC PDF SOLUTIONS INC VIVINT SOLAR INC OXFORD INDUSTRIES INC PDF SOLUTIONS INC WAYFAIR INC FEDERATED GOVERNMENT OBLIG 5 YODLEE INC FEDERATED GOVERNMENT OBLIG 5 CORPORATE EXECUTIVE BOARD LIFELOCK INC FEDERATED GOVERNMENT OBLIG 5 OXFORD INDUSTRIES INC MEDIDATA SOLUTIONS INC FEDERATED GOVERNMENT OBLIG 5 BONANZA CREEK ENERGY INC WHITING CANADIAN HOLDING CO UL OXFORD INDUSTRIES INC DXP ENTERPRISES INC OXFORD INDUSTRIES INC FEDERATED GOVERNMENT OBLIG 5 MAXIMUS INC CAMBREX CORP OXFORD INDUSTRIES INC CAMBREX CORP NOVADAQ TECHNOLOGIES INC DIAMONDBACK ENERGY INC OXFORD INDUSTRIES INC FEDERATED GOVERNMENT OBLIG 5 NOVADAQ TECHNOLOGIES INC IMAX CORP CORPORATE EXECUTIVE BOARD DXP ENTERPRISES INC TEAM HEALTH HOLDINGS INC DIAMONDBACK ENERGY INC OXFORD INDUSTRIES INC FEDERATED GOVERNMENT OBLIG 5 TYLER TECHNOLOGIES INC IMAX CORP ON ASSIGNMENT INC TXN CODE TRADE EX DATE 9/30/2014 9/30/2014 9/30/2014 9/30/2014 10/1/2014 10/1/2014 10/1 /2014 10/2/2014 10/2/2014 10/2/2014 10/3/2014 10/3/2014 10/6l2014 10/6/2014 1016/2014 1017/2014 10/8/2014 10/8/2014 10/8/2014 10/8/2014 10/8/2014 10/9/2014 10/9/2014 10/10/2014 10/10/2014 10/13/2014 10/14/2014 10/14/2014 10/14/2014 10/14/2014 10/14/2014 10/15/2014 10/15/2014 10/15/2014 10/15/2014 10l15/2014 10/15/2014 10/15/2014 10/15/2014 10/16/2014 10/16/2014 10/16/2014 10/16/2014 10/17/2014 UNITS -3,830 0000 -870 0000 -60 0000 -3.325.8700 -900 0000 ?50 0000 -97 0000 -710.0000 -1.600 0000 -110 0000 -135.281 7600 -212.0000 -59.447 4300 -680 0000 -2.300 0000 49.065 1300 -395 0000 -660 0000 -545 6200 -600 0000 -5.910 0000 -359 0000 -470 0000 -346 0000 -42.073 6800 -700 0000 -1 .380 0000 -540 0000 -30.0000 -1.300 0000 -530 0000 -330 0000 -16.111 0600 -620 0000 -1,350 0000 -690 0000 -380 0000 -710 0000 -430 0000 -520.0000 -164.409 9600 -350 0000 -1.280 0000 -590 0000 BASE AMOUNT 49.514 28 10.788 72 767 35 3.325 87 11.453 32 637 12 1.646 55 43.235.63 20.553 94 4.302 00 135.281 76 3.431 44 59.447 43 41.152 54 35,557 21 49,065 13 23,995 90 27.640 11 545 62 26.690 88 70.722 81 21.893 91 31.761 23 20.777 77 42.073 68 28.135 24 23.051 69 32.505 98 517 01 15.502 28 30.932 81 19.593 31 16.111 06 6.961 26 37,313.31 40.436 75 23.471 24 38.953 85 24.938 67 30,614.16 164,409.96 33.039 89 35.645 93 16.815 86 BASE COST -81.119 24 -18.304 80 -1.262 40 -3,325 87 -18.882 11 ?1.047 72 -1.552 00 -57.286 08 -33.339 18 -3.190 00 -135.281.76 -2.544 00 -59.447 43 -38.606 24 -28.312 92 -49.065 13 -30.486 77 -30.911 33 -545 62 -22,656 32 -52,840 13 ?27,496 29 -21.408 36 -26.412 80 -42.073 68 -32.015 22 -29.904 60 -39.190 70 -650 10 ?12.075 42 -10.930.77 -22.527.45 -16.11 1 06 -5.753 60 -34.047 07 -35,248 51 -17.308 89 -29.971 08 -7.928 57 -35.497 80 -164.409.96 -31.058 02 ?27.408 76 -20.791 13 BASE INVESTMENT GAIN LOSS -31.604 96 -7.516 08 -495 05 0 00 -7.428 79 -410 60 94 55 -14,050 45 -12.785.24 1.112 2.546 30 7.244 29 0 00 -6.490 87 -3.271 22 0 00 4.034 56 17,882 68 -5.602 38 10.352 87 -5.635 03 0 00 -3.879 98 -6.852 91 -6.684 72 -133 09 3.426 86 20,002 04 ?2.934 14 0 00 1.207 66 3.266 24 5.188 24 6.162 35 8,982 77 17.010 10 4.883 64 0.00 1.981 87 8.237 17 -3.975 27 414 REPORTING ACCOUNT NUMBER LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF20070002 LH BF20070002 LHBF20070002 LH BF 20070002 LHBF20070002 LH BF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF20070002 LH BF20070002 LHBF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF20070002 LHBF20070002 LH BF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF20070002 SECURITY ID 132011107 996192472 902252105 21988R102 45245E109 132011107 682159108 132011107 902252105 743713109 45245E109 902252105 G4705A100 00404A109 00404A109 009728106 743713109 996192472 902252105 009728106 902252105 693282105 58471A105 192422103 58471A105 682159108 58471A105 58471A105 693282105 92337F107 92337F107 693282105 996192472 045327103 21988R102 37253A103 92337F107 691497309 693282105 500150100 132011107 669876102 92337F107 500150100 DESCRIPTION I CAMBREX CORP FEDERATED GOVERNMENT OBLIG 5 TYLER TECHNOLOGIES INC CORPORATE EXECUTIVE BOARD IMAX CORP CAMBREX CORP ON ASSIGNMENT INC CAMBREX CORP TYLER TECHNOLOGIES INC PROTO LABS INC IMAX CORP TYLER TECHNOLOGIES INC ICON PLC ACADIA HEALTHCARE CO INC ACADIA HEALTHCARE CO INC AKORN INC PROTO LABS INC FEDERATED GOVERNMENT OBLIG 5 WLER TECHNOLOGIES INC AKORN INC TYLER TECHNOLOGIES INC PDF SOLUTIONS INC MEDIDATA SOLUTIONS INC COGNEX CORP MEDIDATA SOLUTIONS INC ON ASSIGNMENT INC MEDIDATA SOLUTIONS INC MEDIDATA SOLUTIONS INC PDF SOLUTIONS INC VERACYTE INC VERACYTE INC PDF SOLUTIONS INC FEDERATED GOVERNMENT OBLIG 5 ASPEN TECHNOLOGY INC CORPORATE EXECUTIVE BOARD GENTHERM INC VERACYTE INC OXFORD INDUSTRIES INC PDF SOLUTIONS INC WHITING CANADIAN HOLDING CO UL CAMBREX CORP NOVADAQ TECHNOLOGIES INC VERACYTE INC WHITING CANADIAN HOLDING CO UL TRADE EX DATE 10/17/2014 10/17/2014 1011712014 10/17/2014 1011712014 1012012014 1012112014 1012112014 1012112014 1012112014 1012112014 1012112014 1012112014 1012212014 1012212014 1012212014 1012312014 1012312014 1012312014 10123/2014 1012312014 1012712014 1012712014 1012812014 1012812014 1012812014 1012812014 1012812014 1012912014 1012912014 1012912014 1012912014 1012912014 1012912014 1012912014 1013012014 1013012014 1013012014 1013012014 1013012014 1013012014 1013012014 1013112014 1013112014 UNITS -555 0000 -82,764 9900 -1 80.0000 -570 0000 -1.200 0000 -375 0000 -1.600 0000 -1,940 0000 -40 0000 -740.0000 -990 0000 -330.0000 -700.0000 -90 0000 -550 0000 609 0000 -710 0000 -3.825. 1200 -22 0000 -101 0000 -588 0000 -1.790 0000 -920 0000 -1.1 10 0000 -1,930 0000 -900 0000 ?640 0000 -270 0000 -1.004 0000 -1.150 0000 -740 0000 -24 0000 -26.723 0600 -1.680 0000 -610.0000 -1.650 0000 -660.0000 -560 0000 -392.0000 -2.760 0000 ?2.400 0000 -3,840 0000 -2,750 0000 -2.720 0000 BASE AMOUNT 9.727 88 82.764 99 16.899 37 34,204 94 33.210 82 6.566 18 45,258.19 34,319.38 3,749.53 54.000 67 28,015.78 30.979 24 40.116 11 4,845.88 29.590 66 25.954 81 41 .98350 3.825 12 2,201.31 4,308 58 58,782 94 21.886 74 39,104 74 41,303 51 77.184 78 26,365 99 24,526.17 10.122 34 12.265 79 9.032 81 5,835.36 296 97 26.723 06 57.187 11 41,842.75 61,403.56 5,235 00 34.136 84 4.728 51 28.608 69 48.419 88 49.765.29 21.702 79 27.794 79 BASE COST -10,947 49 -82.764.99 -14,001 07 -26.821 25 -24.364 56 -7,230 30 -54,936 97 -36.853 88 1 1 1 35 -52.855 86 -20,100 76 -21.116 50 -27.931 89 -4.557 29 -27.680 24 43.865 35 49,604 44 -3,825 12 -1,187 21 -2.299 51 -31.903 44 -35.275 66 -42.100 10 -47.214 52 -82.014 84 -30,657 42 -27,970 38 -11.840 38 -19.335 77 -14.950 00 ?9.620 00 -460 83 -26,723 06 43.890 72 -28,293.33 -79.765.47 -8,580 00 -37.056 29 ?7,526 18 -24.676 61 -43,591 97 -32.541 20 -35,750 00 -24.318 98 BASE INVESTMENT GAIN LOSS -1 .219 61 0 00 2.898 30 7.383 69 8.846 26 -664 12 -9,678.78 ?2,534 50 638 18 1.144 81 7,915.02 9,862.74 12.184 22 288 59 1.910 42 12.089 46 -7,620 94 0 00 1.014 10 2.009 07 26.879 50 -13,388 92 -2.995 36 -5911 01 -4.830 06 4.291 43 -3.444 21 -1.718 04 -7.069 98 -5917 19 -3.784.64 -163 86 0 00 13.296 39 13.549 42 -18.361.91 -3345 00 -2.919 45 -2797 67 3.932 08 4.827 91 17.224 09 -14.047 21 3.475 81 REPORTING ACCOUNT NUMBER LH BF20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH 8F 20070002 LH 8F20070002 LHBF20070002 LHBF20070002 LH8F20070002 LHBF20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LHBF 20070002 LH8F20070002 LH8F20070002 ,5 LH8F20070002 U1 LHBF20070002 LH8F20070002 LH 8F 20070002 LH BF20070002 LH 8F20070002 LH8F20070002 LH 8F20070002 LH 8F 20070002 LH BF20070002 LH8F20070002 LH BF20070002 LH BF20070002 LH8F20070002 LH BF20070002 LHBF20070002 LH8F20070002 LH 8F 20070002 LHBF20070002 LH8F20070002 LHBF20070002 LHBF20070002 LH BF20070002 LH8F20070002 LH8F20070002 SECURITY ID 00404A109 00404A109 233377407 00404A109 596278101 996192472 00404A109 00404A109 00404A109 009728106 996192472 316608101 87817A107 009728106 596278101 91347P105 316608101 930427109 930427109 317485100 317485100 996192472 358039105 252131107 316608101 132011107 21988R102 24802Y105 996192472 NA9123459 316608101 24802Y105 316608101 92337F107 996192472 316608101 92337F107 996192472 57060D108 92337F107 996192472 58471A105 53220K504 62936P103 DESCRIPTION 1 ACADIA HEALTHCARE CO INC ACADIA HEALTHCARE CO INC DXP ENTERPRISES INC ACADIA HEALTHCARE CO INC MIDDLEBY FEDERATED GOVERNMENT OBLIG 5 ACADIA HEALTHCARE CO INC ACADIA HEALTHCARE CO INC ACADIA HEALTHCARE CO INC AKORN INC FEDERATED GOVERNMENT OBLIG 5 FIESTA RESTAURANT GROUP INC TEAM HEALTH HOLDINGS INC AKORN INC MIDDLEBY UNIVERSAL DISPLAY CORP FIESTA RESTAURANT GROUP INC WAGEWORKS INC WAGEWORKS INC FINANCIAL ENGINES INC FINANCIAL ENGINES INC FEDERATED GOVERNMENT FRESHPET INC DEXCOM INC FIESTA RESTAURANT GROUP INC CAMBREX CORP CORPORATE EXECUTIVE BOARD DEMANDWARE INC FEDERATED GOVERNMENT OBL USD (UNITED STATES DOLLAR) FIESTA RESTAURANT GROUP INC DEMANDWARE INC FIESTA RESTAURANT GROUP INC VERACYTE INC FEDERATED GOVERNMENT OBLIG 5 FIESTA RESTAURANT GROUP INC VERACYTE INC FEDERATED GOVERNMENT OBL MARKETAXESS HOLDINGS INC VERACYTE INC FEDERATED GOVERNMENT OBL MEDIDATA SOLUTIONS INC LIGAND PHARMACEUTICALS INC NPS PHARMACEUTICALS INC OBLIG 5 IG5 IG5 IG5 TXN CODE TRADE EX DATE 10/31/2014 11/3/2014 11/3/2014 11/3/2014 11/3/2014 11/4/2014 11/4/2014 11/4/2014 11/4/2014 11/4/2014 11/5/2014 11/5/2014 11/5/2014 11/5/2014 11/5/2014 11/6/2014 11/6/2014 11/6/2014 11/6/2014 11/7/2014 11/7/2014 11/7/2014 11/7/2014 11/7/2014 11/10/2014 11/10/2014 11/11/2014 11/12/2014 11/12/2014 11/12/2014 11/12/2014 11/13/2014 11/13/2014 11/14/2014 11/14/2014 11/14/2014 11/17/2014 11/17/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 11/18/2014 UNITS -1.080 0000 ?20 0000 -310 0000 -1.480 0000 ?380 0000 -12,768 9300 -240 0000 -580 0000 -980 0000 -800 0000 -3.836 4200 -491.0000 -600 0000 -730 0000 -470 0000 -1,900 0000 -51 0000 -286 0000 -314 0000 -2,570 0000 -890 0000 ?36.905 1500 -2,750 0000 -890.0000 ?128 0000 -2. 160.0000 -510 0000 -120 0000 -107.111 1800 0 0000 -8 0000 -20 0000 -44 0000 -2.097 0000 -121.109.3700 -38 0000 -1.755 0000 -63.840 5800 -360.0000 -182 0000 -1 19,914.3800 -790 0000 -620 0000 .060.0000 BASE AMOUNT 67.355 09 1,214 88 20,091 95 88.745 34 34.137 76 12.768 93 14,489.79 34.982 62 59.102 49 34.047 08 3.836 42 28,568.79 35.420 45 30.532 74 41.591 44 51.547 18 2,893.96 15,790.65 17.448 99 78.707 33 28.297 90 36.905 15 53.642 51 45.269 11 7.266 71 49,210.84 37,879 56 7.690 28 107.111 18 -83.818 66 453.93 1.279 83 2.499 29 14.063 00 121.109 37 2.157 14 11.896 88 63.840 58 22.883 68 1,259 59 119.914 38 32.300 56 35,816 60 31.697 21 BASE COST -54.075 92 -1.001 41 -14,120 41 -73.544 44 -14,490 53 -12.768 93 -11.434 78 -27,634 04 -47,440 26 -18.139 13 -3.836 42 -25,236 96 -23.918 86 -16.506.47 -17,922 49 ?66.392.03 -2.621 35 -13.048 09 -14.325 53 -160,506 18 -60,842 89 ~36.905 15 -41.250 00 -13,042 32 -6,579 09 -37.793 07 ?23,655 07 -9.746 03 -107,111 18 0 00 -411 19 -1.624 34 -2.238 42 -27,261.00 -121.109.37 ?1.925 68 -22.768 62 -63,840 58 -24.744 64 -2,354.06 -119.914 38 -30.219 02 -32.848 28 ~27,678 34 BASE INVESTMENT GAIN LOSS 13.279 17 213 47 5.971 54 15.200 90 19.647 23 0 00 3,055.01 7,348 58 11.662 23 15.907 95 0 00 3.331 83 11,501 59 14,026 27 23,668 95 -14.844.85 272 61 2.742 56 3.123 46 -81.798 85 -32.544 99 0 00 12,392 51 32.226 79 687 62 11,417 77 14.224 49 -2.055 75 0 00 0 00 42.74 -344 51 260 87 -13.198 00 0 00 231.46 -10.871 74 0 00 -1 ?60.96 -1 ,094.47 0 00 2,081 54 2.968 32 4,018.87 416 REPORTING ACCOUNT NUMBER SECURITY ID DESCRIPTION 1 TXN CODE TRADE EX DATE UNITS BASE AMOUNT BASE COST BASE INVESTMENT GAIN LOSS LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 252131107 761323106 92337F107 996192472 62936P103 00182C103 92337F107 92337F107 996192472 996192472 996192472 996192472 996192472 739336202 996192472 233377407 96208T104 57060D108 40171V100 40171V100 682159108 682159108 62936P103 739336202 097793103 097793103 570600108 682159108 911163103 911163103 682159108 739336202 73933G202 570600108 876518104 87651B104 58471A105 25278X109 87651 B104 58471A105 14964U108 516012101 73933G202 40449J103 DEXCOM INC RETAILMENOT INC VERACYTE INC FEDERATED GOVERNMENT OBLIG 5 NPS PHARMACEUTICALS INC ANI PHARMACEUTICALS INC VERACYTE INC VERACYTE INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 POWER SOLUTIONS INTERNATIONAL FEDERATED GOVERNMENT OBLIG 5 DXP ENTERPRISES INC WEX INC MARKETAXESS HOLDINGS INC GUIDEWIRE SOFTWARE INC GUIDEWIRE SOFTWARE INC ON ASSIGNMENT INC ON ASSIGNMENT INC NPS PHARMACEUTICALS INC POWER SOLUTIONS INTERNATIONAL BONANZA CREEK ENERGY INC BONANZA CREEK ENERGY INC MARKETAXESS HOLDINGS INC ON ASSIGNMENT INC UNITED NATURAL FOODS INC UNITED NATURAL FOODS INC ON ASSIGNMENT INC POWER SOLUTIONS INTERNATIONAL POWER SOLUTIONS INTERNATIONAL MARKETAXESS HOLDINGS INC TASER INTERNATIONAL INC TASER INTERNATIONAL INC MEDIDATA SOLUTIONS INC DIAMONDBACK ENERGY INC TASER INTERNATIONAL INC MEDIDATA SOLUTIONS INC CAVIUM INC LANNETT CO INC POWER SOLUTIONS INTERNATIONAL HABIT RESTAURANTS 1 111812014 1 111912014 1 111912014 1111912014 1111912014 1111912014 1112012014 1112112014 1112112014 1112412014 1112512014 11/26/2014 1112812014 121112014 121112014 121112014 121112014 121312014 121312014 121312014 121312014 121312014 121312014 121412014 121412014 121412014 121412014 121412014 121412014 121412014 121412014 121812014 121812014 121812014 121812014 121812014 121812014 12/8/2014 12l9l2014 121912014 121912014 121912014 1211012014 1211112014 -510 0000 -2,060 0000 -135 0000 ?75.291 2000 -790.0000 -1,040 0000 -233 0000 -83 0000 -39,343 2200 -24.005 1600 -92.697.1300 -67.423 8800 -7.246 6900 630 0000 ?4.758 9800 -600 0000 ?150 0000 470.0000 -210 0000 -230 0000 -640 0000 -560 0000 -990 0000 640 0000 -930 0000 -90.0000 -900 0000 -35 0000 -450 0000 430.0000 -645 0000 -340 0000 -280.0000 -570 0000 -2.250 0000 -2.770.0000 -1.750 0000 -560 0000 -1 .6900000 -560 0000 -1.200 0000 -903 0000 -660 0000 -840 0000 26.366 51 29,305 94 903 48 75.291 20 24.215 57 58,471 04 1,503 81 552.66 39,343 22 24.005 16 92,697 13 67,423 88 7,246.69 33.802 40 4,758.98 32,183 28 15,255 36 31,448.55 10,770 70 11.867 39 20.302 27 17,830.95 32.788 96 35,250.93 20.707 48 2,024 58 60.537 43 1.084 62 34,028 02 32,413 07 20.041 64 16,319.29 14,337.81 39,118 34 50.150 71 64,614 36 79.196 24 30,711 79 36,745.70 24,920 34 72,984 90 39,695 00 30.792 93 35,441 33 -7,453 55 -56.535 99 -1,746 15 -75,291 20 -20.465.42 45,605 88 -3.013.71 -1.073 56 -39.343.22 -24.005 16 -92.697 13 -67.423 88 -7.246 69 ?53.268.10 4,758.98 -27.329 82 -9.854 03 -32.305 50 -9,468 79 -10.370 59 -14,793 92 41,672.19 -24,442.32 -50.719 39 -35.020 45 -3.386 21 -61.861 59 -575.36 -32.384 09 -29.594 84 -11.792 25 -26.772 32 -21.811 72 -38.591 83 -42,436 65 -54,416 40 -61,453 52 -10.001 60 -31.260 71 -19,299.00 -59,376 77 -24,650 81 -50,112 08 -15.120 00 18.912 96 -27.230 05 -842 67 0 00 3.750 15 12.865 16 -1,509 90 -520 90 0 00 0.-19,465 70 0 00 4,853 46 5.401 33 ?856.95 1.301 91 1.496 80 5.508 35 6.158 76 8.346 64 -15.468 46 -14,312 97 -1.361 63 -1.324 16 509 26 1.643 93 2.818 23 8,249 39 -10,453 03 -7.473 91 526 51 7,714 06 10.197 96 17,742 72 20,710.19 5,484 99 5,621 34 13.608 13 15,044 19 -19.319 15 20.321 33 REPORTING ACCOUNT NUMBER LHBF20070002 LHBF20070002 LHBF 20070002 LHBF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF 20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH BF 20070002 LHBF20070002 LHBF20070002 LH BF 20070002 LHBF20070002 LHBF20070002 417 SECURITY ID 98139A105 996192472 674215108 996192472 996192472 62936P103 73933G202 996192472 57060D108 73933G202 996192472 48205A109 317485100 G35569105 682159108 317485100 996192472 40171V100 232577205 317485100 996192472 40171V100 232577205 232577205 232577205 233377407 233377407 DESCRIPTION WORKIVA INC FEDERATED GOVERNMENT OBLIG 5 OASIS PETROLEUM INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 NPS PHARMACEUTICALS INC POWER SOLUTIONS INTERNATIONAL FEDERATED GOVERNMENT OBLIG 5 MARKETAXESS HOLDINGS INC POWER SOLUTIONS INTERNATIONAL FEDERATED GOVERNMENT OBLIG 5 JUNO THERAPEUTICS INC FINANCIAL ENGINES INC FLEETMATICS GROUP PLC ON ASSIGNMENT INC FINANCIAL ENGINES INC FEDERATED GOVERNMENT OBLIG 5 GUIDEWIRE SOFTWARE INC CYNOSURE INC FINANCIAL ENGINES INC FEDERATED GOVERNMENT OBLIG 5 GUIDEWIRE SOFTWARE INC CYNOSURE INC CYNOSURE INC CYNOSURE INC DXP ENTERPRISES INC DXP ENTERPRISES INC TXN CODE TRADE EX DATE 12/12/2014 12/15/2014 12/16/2014 12/16/2014 12/17/2014 12/17/2014 12/18/2014 12/18/2014 12/18/2014 12/19/2014 12/19/2014 12/19/2014 12/22/2014 12/22/2014 12/22/2014 12/23/2014 12/23/2014 12/23/2014 12/23/2014 12/24l2014 12/24/2014 12/24/2014 12/29/2014 12/29/2014 12/30/2014 12/30/2014 12/31/2014 UNITS BASE AMOUNT -7.412 0000 43.899 6000 -2.220 0000 -41.082 0100 -219.960 9000 -610 0000 -398 0000 -71,842.3200 -380 0000 -302 0000 -35.278.0400 -266 0000 -60 0000 -1.250 0000 -960 0000 -160 0000 -112.211 9900 -140 0000 -1 .010 0000 -670 0000 -17.345 3800 -30.0000 -31 0000 -373 0000 -276 0000 -583 0000 -487 0000 103.615 24 43.899 60 30.957 43 41.082 01 219.960 90 22.545 10 19.532 13 71.842 32 27.445 50 15.058 29 35.278 04 10.294 90 2.274 70 48,721.42 31.585 22 5.993 54 112.211 99 7.205 01 28.486 31 25.125 78 17.345 38 1.546 06 869 14 10.302 63 7,703 59 30.048 78 24.778 01 BASE COST ?103.768 00 43.899 60 -65.124 14 ?41.082 01 ?219.960 90 -14.303 28 -29,653 23 -71.842 32 -25.355.28 -22.415 66 -35.278 04 ?6.384 00 -3.435.67 44.285 50 -15.781 34 -8.957 04 -112.211 99 -6.312 53 -27.213 05 -36.650.21 ?17.345 38 -1.352 68 -827 90 -9.989 77 -7,370 94 -26.555 47 -22,182 70 BASE INVESTMENT GAIN LOSS -152 76 0 00 -34.166 71 0 00 0 00 8.241 82 -10.121 10 0.00 2.090 22 -7.357 37 0 00 3.910 90 -1.160 97 4.435 92 15.803 88 -2.963 50 0 00 892 48 1.273 26 -11.524 3,493.31 2,595 31 Journal Entry for Future Gain/Loss I RAND TOTAL 32.417.138.70 32,417,138.70 (30,310,669.05) (30,310,669.05) Settled Interest Recewed- Currency gain/loss Foreign Exchange Contract- Currency gain/loss Foreign Exchange Contract- Settlement gain/loss Base Currency gain/loss Base trade and settlment gain/loss Currency Gainlloss on 645,140.90 645,140.90 418 REPORTING ACCOUNT NUMBER LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LH BF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 SECURITY ID 07387BAE3 996192472 996192472 996192472 07387BAE3 68389X105 713448108 742718109 780259206 826552101 847560109 863667101 872540109 913017109 92343V104 92553P201 931142103 941848103 94973V107 949746101 674599105 681919106 31620M106 370334104 410120109 452308109 460690100 478160104 487836108 50540R409 565849106 570535104 585055106 594918104 609207105 62886E108 G0408V102 G1151C101 G96666105 020002101 03073E105 032095101 054937107 126650100 166764100 DESCRIPTION I BEAR STEARNS COMMERCIA PWR9 A2 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 BEAR STEARNS COMMERCIA PWR9 A2 ORACLE CORP PEPSICO INC PROCTER GAMBLE HE ROYAL DUTCH SHELL PLC SIGMA-ALDRICH CORP SPECTRA ENERGY CORP CORP TJX COS HE UNITED TECHNOLOGIES CORP VERIZON COMMUNICATIONS INC VIACOM INC WAL-MART STORES INC WATERS CORP WELLPOINT INC WELLS FARGO CO OCCIDENTAL PETROLEUM CORP OMNICOM GROUP INC FIDELITY NATIONAL INFORMATION GENERAL MILLS INC HANCOCK HOLDING CO ILLINOIS TOOL WORKS INC INTERPUBLIC GROUP OF COS JOHNSON JOHNSON KELLOGG CO LABORATORY CORP OF AMERICA HOL MARATHON OIL CORP MARKEL CORP MEDTRONIC INC MICROSOFT CORP MONDELEZ INTERNATIONAL INC NCR CORP AON PLC ACCENTURE PLC WILLIS GROUP HOLDINGS PLC ALLSTATE HE AMERISOURCEBERGEN CORP AMPHENOL CORP CORP CVS HEALTH CORP CHEVRON CORP TXN CODE 0 a TRADE EX DATE 1/1/2014 1/8/2014 1/24/2014 1/31/2014 2/1/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 UNITS -67.0500 -787 2400 -160,000 0000 -0.8100 -68 5900 -35,400 0000 -6,675 0000 -4,300 0000 -3,375.0000 -7,550 0000 -13,550 0000 -8,600.0000 -8,360 0000 -9,050 0000 -2, 130.0000 ?3,400 0000 -3,775.0000 -3,450.0000 -3,250 0000 -6,825 0000 -3,225 0000 -3,075 0000 -6,450 0000 -1 1,600 0000 -5,300 0000 ?3,950 0000 -26,850 0000 4,650 0000 -4,625 0000 -5,500 0000 -16,550 0000 ?925 0000 -18,950 0000 -26,300.0000 -11,400 0000 -9,350 0000 -8,850.0000 -4,800 0000 -6,300 0000 ?5,550 0000 ?5,900 0000 ~3,500 0000 ?15,675 0000 -11,000 0000 -4,175 0000 BASE AMOUNT 67 05 787 24 160,000 00 0 81 68 59 1,378,098.01 528,415 17 334,766.37 246,579.61 708,063.67 499,352 16 696,659 25 505,553 84 1,050,970 88 101,301 03 295,148 86 281,287 72 386,978 73 289,801.03 313,944 53 307,281 36 231,325 45 359,596 08 576,317.40 180,986 01 324,483 30 465,927 99 424,316.74 277,513 21 511,399.80 551,145.12 528,132 42 1,103,528 36 993,462.57 385,658 70 317,178 26 759,155 71 399,977.03 259,030.07 300,059 96 400,522 78 306,884 80 585,786 50 790,908 23 482,204 10 BASE COST 0.00 -787 24 -160,000 00 -0 81 0 00 -1,183,311 85 -550,695 51 -337,743 50 -222,353 44 -617,759 88 464,866 63 ?582,198 50 421,344 00 -857,532 75 0 00 -228,582 00 -283,148 41 -343,093.88 -265,014 60 -276,770 81 -298,086 75 -193,917 19 -283,945.13 -573,649.00 -193,298.36 -278,721 88 -393,486 75 -397,022 58 -299,133 44 -553,245.00 -572,732 61 489,602.50 -1,008,234 75 -912,149 76 -368,170 81 -313,178 25 -577,849 25 -391,241 76 -255,417 75 -262,279 13 ?325,001 50 -271,125 75 -518,430 25 -653,345 00 -505,008 00 BASE INVESTMENT GAIN LOSS 67 05 oo 0 00 0.00 55 59 194,786.16 -22,280 34 -2,977 13 24,226 17 90,303 79 34,485 53 114,460 75 84,209 84 193,438 13 101,301 03 66,566 86 -1,860 69 43,884 85 24,786 43 37,173 72 9,194 61 37,408 26 75,650 95 2,668 40 -12,312.35 45,761 42 72,441 24 27,294 16 21,520 23 41,545.20 21,537 49 38,529 92 95,293 51 81,312 81 17,457.59 4,000.01 181,306 46 8,735 27 3,612 32 37,780 83 75,521.28 35,759.05 67,356 25 137,563 23 -22,803 90 419 REPORTING ACCOUNT NUMBER LH BF90010002 LHBF90010002 LH BF90010002 LH BF90010002 LH BF90010002 LHBF90010002 LH BF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LH BF90010002 LH BF90010002 LHBF90010002 LH BF90010002 LH BF90010002 LHBF90010002 LH BF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LH BF90010002 LHBF90010002 LH BF90010002 LH BF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LHBF90010002 LH BF90010002 LHBF90010002 LHBF90010002 LH BF90010002 LH BF90010002 LH BF90010002 LHBF90010002 LHBF90010002 LH BF90010002 SECURITY 1 91 21 61 00 208250104 228368106 235851 102 251 79M 1 03 254687106 3021 9G1 08 92857W308 5481 1AE22 41 97806R7 876443CNO 803321 MS4 797508FN3 796720E29 6174OSDY3 5481 1 AWL3 5481 1AVU4 5481 1AMK6 940858Y31 387460KF4 373384ZXT 249182AJ5 20772J RP9 196707QT3 1631598F2 1601 31 AJ7 130685RH5 1 3066KV22 04048REV4 01 179PU62 9141 2F 5V5 9961 92472 996087094 07387BAE3 996192472 996192472 996192472 996192472 996192472 996192472 61 750WAX1 46625YGL1 DESCRIPTION HE CONOCOPHILLIPS CROWN HOLDINGS INC DANAHER CORP DEVON ENERGY CORP WALT DISNEY EXPRESS SCRIPTS HOLDING CO VODAFONE GROUP PLC LOWER COLORADO RIVER TX AUTH HAWAII ST TARRANT TX REGL WTR DIST WTR SARASOTA CNTY FL UTILITY SYS SAN DIEGUITO CA UNION HIGH SCH SAN BERNARDINO CA CLG DI MORGAN HILL CA UNIF SCH DIST LOWER COLORADO RIVER TX AUTH LOWER COLORADO RIVER TX AUTH LOWER COLORADO RIVER TX AUTH WASHOE CNTY NV SCH DIST GRANITE UT SCH DIST SALT LAKE GEORGIA ST DENVER CITY 8: CNTY CO ARPT REV CONNECTICUT ST COLORADO ST BRD OF GOVERNORS CHELAN CNTY WA PUBLIC UTILITY CHARLESTON SC EDUCTNL EXCELLEN CALIFORNIA ST PUBLIC WKS BRD CALIFORNIA ST DEPT OF WTR RESO ARIZONA BRD OF RGTS ST UNIV SY ALASKA ST MUNI BOND BANK AUTH UNIV OF CALIFORNIA CA REVENUES FEDERATED GOVERNMENT OBLIG 5 BNY MELLON CASH RESERVE BEAR STEARNS COMMERCIA PWR9 A2 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 MORGAN STANLEY CAPITAL [012 A4 COMMERCIAL MORTG LDP1 A2 B3 coco TRADE EX DATE 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/27/2014 2/28/2014 3/3/2014 3/3/2014 3/3/2014 3/3/2014 3/3/2014 3/3/2014 3/3/2014 3/3/2014 3/3/2014 3/3/2014 3/3/2014 3/3/2014 3/3/2014 3/3/2014 3/3/2014 3/3/2014 3/3/2014 3/3/2014 3/3/2014 3/3/2014 3/3/2014 3/3/2014 3/3/2014 3/5/2014 3/7/2014 3/1 1/2014 3/12/2014 3/13/2014 3/ 14/2014 3/19/2014 6/19/2014 9/19/2014 6/23/2014 6/23/2014 UNITS -7,325 0000 -5.500.0000 -8.900 0000 -7.950.0000 -7.950 0000 -6,200 0000 -9.825.0000 ?4.418 0000 -5.000 0000 -250.000.0000 -500,000.0000 435,000 0000 -500,000.0000 -1,000,000 0000 ?600,000 0000 -950,000 0000 -5,000 0000 400000000 -500,000 0000 -500,000 0000 ?170,000 0000 -500,000 0000 ?750.000.0000 -500,000.0000 -500,000 0000 -500,000.0000 -225,000 0000 ?500,000 0000 -515,000 0000 -200,000.0000 -1,000,000 0000 -30,116,435 3000 -20.020.8100 -213 4300 -2.000.000.0000 -12.000.000.0000 4.998.263.5000 -218.500.0000 -24.267.1100 60,245 4800 -363 3300 -161 6900 BASE AMOUNT 278,585 41 362,981 58 398,223 56 611.662 35 510.802 46 499.277 31 731.793 54 183.564 70 5.906 25 289.800 00 527.600 00 496,835.25 470.750 00 1,232,300.00 564,720 00 1.029.325 00 5.906 25 47,900.00 535.385 00 577,250 00 192.610 00 535.000 00 852.622 50 563,900 00 530.250 00 513.000 00 265.128 75 601,500 00 603,683.00 216.600 00 1.159.250 00 30.116.435.30 20,020 81 213.43 2.000.000 00 12.000.000.00 4,998,263.50 218.500 00 24,267.11 60,245.48 0 00 0 00 BASE COST -297.321 75 -338.339 10 -382,000 51 -500,074 88 435.965 28 -399.023.94 -612.656 65 -231.356 25 -6.090 30 -298.280 00 -544.057 50 -491,797 95 457,847 50 -1,257,125.00 -565,380 00 -1 .056,148 25 ?6,090 30 -48,722 40 -550.912 50 -592,662.50 -195.328.30 -550,710 00 -835,275 00 ?550,930.00 -537.927 50 -533.337 50 -267.339 38 -615.370 00 -601,401 55 -219,071 00 -1.166.585 00 -30,116.435 30 ?20.020 81 0 00 -2.000.000 00 -1 2,000,000 00 4,998,263.50 -218.500 00 -24,267 11 60,245.48 -413.13 -167 01 BASE INVESTMENT GAIN LOSS -18.736 34 24,642 48 16,223 05 111,587 47 74.837 18 100,253 37 119.136.89 47,791 55 -184 05 -8.480 00 -16.457.50 5,037.30 12,902 50 -24,825 00 -660 00 -26,823 25 -184 05 -822 40 -15.527 50 -15.412 50 -2.718.30 -15.710 00 17.347 50 12,970.00 -7,677 50 -20.337 50 -2.210 63 -13.870 00 2.281 45 -2,471 00 -7.335 0.-413 13 -167 01 84.432.685.04 (82.266.917.09) 2,165,777.95 420 REPORTING ACCOUNT NUMBER SECURITY ID Journal Entry for Future GaInILoss IGRAND TOTAL TXN CODE TRADE Ex UNITS ATE BASE COST DESCRIPTION I BASE AMOUNT 34.432.685.04 (82,266,917.09) Settled Interest Received- Currency gain/loss Foreign Exchange Contract- Currency gain/loss Foreign Exchange Contract- Settlement gamlloss Base Currency gain/loss Base trade and settlment gamlloss Currency Gain/loss on NC100 BASE. INVESTMENT GAIN LOSS 2,165,767.95 The Lynde and Harry Bradley Founo.n I Summary Schedule of Realized Gains (Losses) Form 990-PF Part IV By Investment Manager and Form 990-PF Part 1 Year Ended December 31, 2014 Line 6b INVESTMENT MANAGER AMOUNT REFERENCE ALPHAONE ASSET MANAGEMENT 10,951,871 32 298 ARTISAN PARTNERS 3,065,367.29 314 BAILLIE GIFFORD 2,960,649 80 316 BAIRD ADVISORS (197,955 50) 343 BNY AGGREGATE BOND INDEX FUND 197,363 81 346 BNY STOCK INDEX FUND 1,874,406 35 354 CAMBRIDGE HEDGE FUNDS 1,046,251 02 CAMBRIDGE PRIVATE EQUITY AND VENTURE CAPITAL 7,448,980 30 CASH ACCOUNT 60,011 81 359 COLUMBIA MANAGEMENT 7,245,822.90 370 FIDELITY 31,620 09 372 FIDUCIARY MANAGEMENT 5,388,835 22 378 LEGACY PRIVATE EQUITY AND VENTURE CAPITAL (236,783 75) MORGAN STANLEY HEDGE FUNDS (87,234 43) OFI INSTITUTIONAL EMERGING MARKETS 5,083,454 00 PIMCO ADVISORS 8,019 52 380 2,565,087.99 394 URDANG GLOBAL 538 00 VANGUARD US REIT 2,939 15 396 VANGUARD GLOBAL ex?US REIT (29,045 17) 398 WELLINGTON COMMODITIES (3,807,827 21) WELLINGTON GLOBAL 507,435 09 WELLS CAPITAL 645,140 90 417 Total Realized Gain/(Loss) on Purchased Securities 44.724.948.50 TRANSITION ACCOUNT 2,165,767 95 420 Total Realized Gain/(Loss) on Donated Securities Total Realized Gain/(Loss) 46,890,716.45 Per K-15 and gain/loss on sales/write-off Detailed listing of realized gains/losses is at the end of the return -155- THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. 39-6037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundation under Treas. Reg. 1.1291-1 -125- THE LYNDE AND HARRY BRADLEY FOUNDATION, INC 39-6037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundation under Treas. Reg. 1.1291-1 ~121- THE LYNDE AND HARRY BRADLEY FOUNDATJON, 39-6037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundation under Treas. Reg. 1.1291-1 -117? THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. 39-6037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundation under Treas. Reg. 1.1291?1 -1l3- THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. 39-6037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundation under Treas. Reg. 1.1291-1 -109- THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. 39-6037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundation under Treas. Reg. 1.1291?1 -105- THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. 39-5037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundation under Treas. Reg. 1.1291-1 -101- THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. 39-6037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundation under Treas. Reg. 1.1291-1 -97_ THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. 39-6037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, 53202 Section 1291 rules do not apply to the Foundation under Treas. Reg. 1.1291?1 -93? THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. 39-6037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundation under Treas. Reg. _89_ THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 39-6037928 1291 rules do not apply to the Foundation under Treas. Reg. 1.1291?1 _85_ THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. 39-6037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundation under Treas. Reg. 1.1291-1 _81_ THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. 39-6037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundation under Treas. Reg. 1.1291-1 -77? THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 39-6037928 Section 1291 rules do not apply to the Foundation under Treas Reg. 1.1291-1 -73- THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. 39-6037928 1241 NORTH FRANKUN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundation under Treas. Reg. 1.1291-1 -69- THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. 39-6037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 ruies do not apply to the Foundatlon under Treas. Reg. 1.1291-1 -65.. THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. 39-6037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundation under Treas. Reg. 1.1291-1 -61? THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. 39-6037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundation under Treas. Reg. 1.1291-1 -57? THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. 39-6037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundation under Treas. Reg 1.1291-1 -53? THE LYNDE AND HARRY BRADLEY FOUNDATION, INC 39-6037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundation under Treas. Reg. 1.1291-1 -49? THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. 39-6037928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundatlon under Treas. Reg. 1.1291-1 _45_ THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. 39-603 7928 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 Section 1291 rules do not apply to the Foundation under Treas. Reg. 1.1291-1 -41? THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 39-6037928 Section 1291 rules do not apply to the Foundation under Treas. Reg. 1.1291-1 -37.. THE LYNDE AND HARRY BRADLEY FOUNDATION, INC. 1241 NORTH FRANKLIN PLACE MILWAUKEE, WI 53202 39-6037928 Section 1291 rules do not apply to the Foundation under Treas. Reg. 1.1291-1 -33-