Fonm 990-PF 'eturn of Private Foundatioft OMB No 1545-0052 or Section 4947(a)(1) Trust Treated as Private Foundation ~®15 Do not enter social security numbers on this form as it may be made public. Department of the Treasury Open to Public Inspection internal Revenue service • Information about Form 990-PF and its se arate instructions is at www.irs. ov/form990 f. For ca endar year 2015 or tax..r_ear beginning , and endin_g_ Name of foundation A Employer identification number The ~nde and Ha..!!Y_ Bradle_y_ Foundation, Inc l Number and street (or P 0 box number 1i man 1s not delivered to street address) Room/suite 39-6037928 _1~2~4~1~N~F~r~a~n~k~l1n~P~l~~~~~~~~~~~~~~~~~~~~~~~~~~~~BTu~~ooe~mbfil~~1M~~ooaj City or town State ZIP code Milwaukee Foreign country name G WI Foreign Check all that apply D D D Initial return of a former public charity D Amended return Initial return Final return 0 Address char:!.Q_e 0 H D I Check type of organization Fair market value of all assets at end of year (from Part II, col (c), /me 16) ..,. $ 845, 139,789 1 w:. Q) ,,_ ::s '..;::::) cQ) > 4J Q) et:: i-- : ""' > 0 z , - :/ _::, ... --..\,.. '"' f!. Ill Q) Ill cQ) Q. )( w Q) > :;::; ... I'll .!!? c E "C IX] 744,357,612 115,325,589 ... Foundations that do not follow SFAS 117, check here and complete lines 27 through 31. Capital stock, trust principal, or current funds Pa1d-1n or capital surplus, or land, bldg , and equipment fund Retained earnings, accumulated income, endowment, or other funds Total net assets or fund balances (see instructions) Total liabilities and net assets/fund balances (see instruct1onaj_ . I ' ! I ' ' 859,683,201 833,519,175 871,275,580 845, 139, 789 - I ' ... Ana!Y_sis of Chan_g_es in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year-Part 11, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) 2 Enter amount from Part I, line 27a 3 Other increases not included 1n line 2 (1tem1ze) -------------------------------------------------------4 Add lines 1, 2, and 3 NETUNREAL~EDLOSSES 5 Decreases not included 1n line 2 (1tem1ze) 6 Total net assets or fund balances at end of year (11rie_4_mlnus-llne-5)=Pi:irt-ll:co-lumn(b)~llrie"3o"" ___________ ... 1 2 3 4 5 6 859,683,201 -1,693,833 857,989,368 24,470,193 833 519 175 Form ----------- ------ - - - ' i 717,395,745 116, 123,430 D ... I 990-PF (2015) i • liEill1'JI Ca__Q_ital Gains and Losses for Tax on Investment Income {b) How acquired P-Purchase D-Donabon (a) List and descnbe the k1nd(s) of property sold (e g , real estate, 2-story bnck warehouse, or common stock, 200 shs MLC Co) 1a • The Lynde and Harry Bradley Foundation, Inc Form 990-PF (2015) p SEE PART IV SCHEDULE, PAGE 138 39-6037928 (c) Date acquired (mo , day, yr) VARIOUS Page 3 (d) Date sold (mo , day, yr) VARIOUS b c d e (e) Gross sales pnce (f) Deprec1at1on allowed (or allowable) 383,408,084 a b (h) Gain or (loss) (e) plus (f) minus (g) (g) Cost or other basis plus expense of sale 48,602,189 334,805,895 c . d e Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (i) FM V as of 12/31/69 OJ Adjusted basis (I) Gains (Col (h) gain minus col (k), but not less than -0-) or Losses (from col (h)) (k) Excess of col (1) over col (J), 1f any as of 12/31169 48,602,189 a b c d e 2 3 If gam, also enter m Part I, lme 7 If (loss), enter -0- m Part I, line 7 Net short-term capital gam or (loss) as defined m sections 1222(5) and (6) If gain, also enter 1n Part I, line 8, column (c) (see instructions) If (loss), enter -0- in Part I, line 8 Capital gam net income or (net capital loss) liffii_•'• { } 48,602,189 2 } 3 Qualification Under Section 4940le} for Reduced Tax on Net Investment Income 0 (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income) If section 4940(d)(2) applies, leave this part blank D Was the foundation liable for the section 4942 tax on the d1stnbutable amount of any year m the base period? If "Yes," the foundation does not qualify under section 4940(e) Do not complete this part 1 Yes [X) No Enter the a_.ee_ropnate amount in each column for each year, see the instructions before making any entries (a) Base period years Calenda~aLl._or tax year beginm!:!.11_ 11~_)_ 2014 2013 2012 2011 2010 (b) Adjusted qualifying d1stnbubons (d) D1stnbubon rabo J..col _fild1v1ded ~col ....!81_ (c) Net value of nonchantable-use assets 46,934,929 40,153,715 40,380,856 41,259,230 46,850,644 0 053571 0 059763 0 068247 0 067813 0 079422 876, 117,673 671,878,358 591,683,474 608,427, 760 589,897,572 Total of line 1, column (d) Average d1stnbut1on ratio for the 5-year base penod-d1v1de the total on line 2 by 5, or by the number of years the foundation has been m existence 1f less than 5 years 2 0 328816 3 0 065763 4 Enter the net value of noncharitable-use assets for 2015 from Part X, line 5 4 866,090,935 5 Multiply line 4 by line 3 5 56,956,738 6 Enter 1% of net investment income (1% of Part I, line 27b) 6 400,951 7 Add Imes 5 and 6 7 57,357,689 8 49,295,340 8 Enter qualifying d1stnbut1ons from Part XII, lme 4 If line 8 1s equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate See the Part VI 1nstruct1ons 2 3 Form 990-PF (2015) • lif!Il&!ll 1a b c 2 3 4 5 6 a b c d 7 8 9 1O 11 b 39-6037928 Page4 Excise Tax Based on Investment lncomeJ.Section 49401aj_, 49401b_14940_i~ or 4948-see instructions_}_ D Exempt operating foundations descnbed 1n section 4940(d)(2), check here ""' and enter "N/A" on line 1 Date of ruling or detennmat1on letter ---------------· (attach copy of letter if necessary-see instructions) Domestic foundations that meet the section 4940(e) requirements in Part V, check o j' ' 1 - - ~·---~--1---· 1--1_____ 80_1-',_9_0_11-----. ~~----·-·u-_·_.__.._.,..._,_j D here""' and enter 1% of Part I, line 27b All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4% of Part I, line 12, col (b) ~ · 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter-0-) 3 Add Imes 1 and 2 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) Tax based on investment income. Subtract line 4 from line 3 If zero or less, enter -O5 Cred1ts/Payments 6a 1,470,798 2015 estimated tax payments and 2014 overpayment credited to 2015 Exempt foreign organizations-tax withheld at source 1--6_b-+-------+----1 Tax paid with application for extension of time to file (Form 8868) 1--6~c-+-------+---1 Backup withholding erroneously withheld ,__6_d_.__ _ _ _ ___._ _ .__ 7 Total credits and payments Add Imes 6a through 6d 0 801,901 801,901 - ' 1,470,798 Enter any penalty for underpayment of estimated tax Check here ~ 1f Form 2220 1s attached 1---8=--+-------+--0 Tax due. If the total of Imes 5 and 8 1s more than line 7, enter amount owed ""' 1--9"--1-------'-1--668,897 Overpayment. If line 7 1s more than the total of Imes 5 and 8, enter the amount overpaid . ""' 1--1_0-+---------+--Enter the amount of line 10 to be Credited to 2016 estimated tax ""' 668,897 Refunded ""' 11 0 l (.:E:TI&.'lllJ!.1 1a • I '· •'· The Lynde and Harry Bradley Foundation, Inc Form 990-PF (2015) Statements Re_g_arding_ Activities ,. Yes No During the tax year, did the foundation attempt to influence any national, state, or local leg1slat1on or did 1t part1c1pate or intervene in any political campaign? 1a Did 1t spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions for the definition)? 1b If the answer 1s "Yes" to .. a or 1b, attach a detailed descnpt1on of the activ1t1es and copies of any matenals I ; ,: ',,· ,,}'l"f) '' <\.-~\j " _.,;... published or d1stnbuted by the foundation in connection with the activ1t1es 1c X Did the foundation file Form 1120-POL for this year? Enter the amount (1f any) of tax on political expenditures (section 4955) imposed during the year (1) On the foundation .,. $ (2) On foundation managers. ""'$ - - - - - - - - Enter the reimbursement (1f any) paid by the foundation during the year for political expenditure tax imposed x x c d e on foundation managers ""' $ - - - . . - - - - - 2 Has the foundation engaged in any act1v1t1es that have not previously been reported to the IRS? If "Yes, " attach a detailed descnpt1on of the act1v1t1es. c ., 3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles ·' 1----11---of 1ncorporat1on, or bylaws, or other s1m1lar instruments? If "Yes," attach a conformed copy of the changes 3 4a x 4a Did the foundation have unrelated business gross income of $1,000 or more during the year? x 4b b If ''Yes," has 1t filed a tax return on Form 990-T for this year? 5 5 Was there a ilqu1dat1on, termination, d1ssolut1on, or substantial contraction during the year? If "Yes," attach the statement reqwred by General Instruction T .. ~ '. 6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either • By language 1n the governing instrument, or : • By state leg1slat1on that effectively amends the governing instrument so that no mandatory directions that --- __ .,:..__,._ .. ._._ conflict with the state law remain 1n the governing instrument? 6 7 7 Did the foundation have at least $5,000 in assets at any time dunng the year? if 'Yes,· complete Part II, col (c}, and Part XV ' ~ . 'j Ba Enter the states to which the foundation reports or with which 1t 1s registered (see instructions) ""' :I '• WI --------------------------------------------------- ------------------------------------------------------------------b If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General i'.-&;,_ :.:....:...t Sb X (or designate) of each state as required by General Instruction G? If "No," attach explanation -~ ___c _ _ _ _ 9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(J)(3) or 4942(J)(5) for calendar year 2015 or the taxable year beginning m 2015 (see instructions for Part XIV)? If 9 "Yes," complete Part XIV 10 Did any persons become substantial contributors during the tax year? If "Yes." attach a schedule listing their 10 names and addresses 2 .'- l x x i ~ x x ,,__J J x x Form 990-PF (2015) Form 990-PF (2015) Part VII-A • • The Lynde and Harry Bradley Foundation, Inc Statements Re_gardin_g_ Activities lcontinuedl 39-6037928 Atanyt1me during the year, did the foundation, directly or indirectly, own a controlled entity within the mearnn g of section 512(b)(13)? If "Yes," attach schedule (see instructions). Did the foundation make a d1stribut1on to a donor advised fund over which the foundation or a disqualified person had advisory privileges? If "Yes," attach statement (see 1nstruct1ons) Did the foundatlon comply with the public 1nspect1on requirements for its annual returns and exemption application? 11 12 13 5 Page x 11 x x 12 13 Website address ..,. .~-~~~9lE?Y!9!1_9!.9. ________________________________ ---- ------ ----- --- --- ------ ----- -------- --- ---- ----- -- -----The books are 1n care of ..,. ~yi:i~~~~-~--'="~~~1:1!_____________________________________ Telephone no ..,. _(~-~~L?~):~-~1?__________ _ Located at ..,. )_?~ )_~ f:~~i:i~Jl_r')_ fl2 _ ~1!~-~l:l~~-~._ YYl ____________________________________________ . ZIP+4 ..,. -~~?9.?:?~9.~ _____________ _ 14 .. o Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041-Check here and enter the amount of tax-exempt interest received or accrued during the year ..,. .__1...;;.5_.__ _ _~-~-Yes No At any time during calendar year 2015, did the foundation have an interest in or a signature or other authority over a bank, securities, or other financial account 1n a foreign country? ' I' See the instructions for exceptions and filing requirements for FinCEN Form 114 If "Yes," enter the name of the foreign count ..,. 15 16 x Part Vll-8 1a Statements Re ardin Activities for Which Form 4720 Ma Be Re uired Yes File Form 4720 if any item is checked in the "Yes" column, unless an exception applies. During the year did the foundation (either directly or indirectly) (1) Engage 1n the sale or exchange, or leasing of property with a disqualified person? (2) Borrow money from, lend money to, or otherwise extend credit to (or accept 1t from) a disqualified person? (3) Furnish goods, services, or fac11it1es to (or accept them from) a d1squal1fied person? - - - - ~ -- - - - - - - IK] No D Yes D Yes IK] IK] No No Yes D Yes (6) Agree to pay money or property to ·a government official? (Exception. Check "No" 1f the foundation agreed to make a grant to or to employ the official for a period after termination of government service, 1f terminating within 90 days ) - .-· D Yes IK] (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person)? D Yes 2 a b c 3a b 4a b Did the foundation engage 1n a prior year 1n any of the acts described in 1a, other than excepted acts, that were not corrected before the first day of the tax year beginning in 2015? Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation defined in section 4942(J)(3) or 4942(])(5)) At the end of tax year 2015, did the foundation have any undistributed income (Imes 6d and 6e, Part XIII) for tax year(s) beginning before 2015? Yes D '- No ~ , - '' D No IK] No ., • =-1·. IK] b - If a-ny answer is "Yes" to 1a(1 )-(6), did any of the acts fail to qualify under the exceptions described in Regulations section 53 4941 (d)-3 or in a current notice regarding disaster assistance (see instructions)? Organizations relying on a current notice regarding disaster assistance check here c . ..,. No D x 1b : IK] . .) No If "Yes," list the years ..,. 20 , 20 , 20 , 20 Are there any years listed in 2a for which the foundation 1s not applying the prov1s1ons of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to all years listed, answer "No" and attach statement-see 1nstruct1ons) If the prov1s1ons of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here .... 20 ,20 ,20 ,20 Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time during the year? Yes IK] No 2b NIA 3b 4a N/A D If "Yes," did 1t have excess business holdings in 2015 as a result of (1) any purchase by the foundation or d1squal1fied persons after May 26, 1969; (2) the lapse of the 5-year penod (or longer period approved by the Comm1ss1oner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest, or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine 1f the foundation had excess business holdings in 2015) Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? Did the foundation make any investment 1n a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that had not been removed from 1eopardy before the first day of the tax year beginning in 2015? 4b Form X x 990-PF (2015) The Lynde a n d ! Bradley Foundation, Inc Form 990-PF (2015) • 39-6037928 Page 6 ..;_~~~~__;~~~~--=:....~__;~~~~_;_~~~~~~~~~~~~~~~~~~~~~~~--- Part Vll-B Sa b c Sa b 7a b State men ts Re ardin Activities for Which Form 4720 Ma uired contmued During the year did the foundation pay or incur any amount to: (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? . 0Yes l1S] No (2) Influence the outcome of any specific public election (see section 4955), or to carry on, directly or indirectly, any voter registration dnve? . . . . 0Yes No (3) Provide a grant to·an individual for travel, study, or other s1m1lar purposes? 0Yes l1S] l1S] . . No ;,;:,·¥ (4) Provide a grant to an organization other than a charitable, etc., organization described in section 4945(d)(4)(A)? (see instructions) . IX] (5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals? D Yes Yes 0No l1SJ No If any answer 1s "Yes" to 5a(1 )-(5), did any of the transactions fail to qualify under the exceptions described in Regulations section 53 4945 or in a current notice regarding disaster assistance (see instructions)? Organizations relying on a current notice regarding disaster assistance check here . . If the answer 1s "Yes" to question 5a(4), does the foundation claim exemption from the tax because 1t maintained expenditure responsibility for the grant? If "Yes," attach the statement required by Regulations section 53.4945--S(d) Did the foundation, dunng the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? . . . . . . . . . . . . . . . I !RI Yes 0 0 Sb No ' IRJ No Yes X . Sb Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? If "Yes" to 6b, file Fann 8870 D l1S] At any time during the tax year, was the foundation a party to a proh1b1ted tax shelter transaction? Yes If "Yes," did the foundation receive an roceeds or have an net income attributable to the transaction? No x __ . ·----7b N/A Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors 1 List all officers, directors, trustees, foundation manag_ers and their com_p_ensation _isee instructions_l (a) Name and address (b) Title, and average hours per week devoted to....e.os1tion (c) Compensation (If not paid, enter -0-1 (d) Contnbut1ons to employee benefit plans and deferred COITlflElnsat1on (e) Expense account, other allowances See Attached Statement 2 Compensation of five highest-paid employees (other than those included on line 1-see instructions). If none, enter "NONE." (a) Name and address of each employee paid more than $50,000 Dianne Sehler -----------------------------------------------------------------1241 N Franklin Pl, Milwaukee, WI 53202-2901 Michael Hartmann -----------------------------------------------------------------1241 N Franklin Pl, Milwaukee, WI 53202-2901 -~11~1§1_ ~§1.!1_~~1'!.9 _--- - -- -- - - - - - - - - - -- - ---- -- - - --- ---- -- - - ---- --- - - - 1241 N Franklin Pl, Milwaukee, WI 53202-2901 Janet Riordan -----------------------------------------------------------------1241 N Franklin Pl, Milwaukee, WI 53202-2901 Laura Davis -----------------------------------------------------------------1241 N Franklin Pl Milwaukee, WI 53202-2901 Total number of other employees paid over $50,000 (b) Title, and average hours per week devoted to pos1t1on (c) Compensation (d) Contnbut1ons to employee benefit plans and deferred compensation (e) Expense account, other allowances Senior Program Officer 4000 170, 170 25,525 777 140, 150 21,023 153 118,320 17,748 77 118,320 17,748 177 81, 100 12, 165 27 2 Senior Program Officer 4000 Program Officer 40 00 Program Officer 4000 Senior Accountant 45 00 .... Form 990-PF (2015) • li'ftlfJ!!I 3 Five • The Lynde and Harry Bradley Foundation, Inc Form 990-PF (2015) 39-6037928 Page 7 Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors (continued) h!_g_hest~aid independent contractors for_p_rofessional services _isee instructions}. If none, enter "NONE." (a) Name and address of each person paid more than $50,000 _c:::_~l'.!!~~1~g~_~_s-~q~!C!t~~------- - --- - ------ - - - ---- --- - - - ----------- - - - --- - - - --- - ---- --· Boston, MA (c) Compensation (b) Type of sel'VJce 1,006,769 Investment Consult11!9_ -~_f!1_s_~~-'='.?l-~~~r_s_ !-J~~t~_c! f~rt~~!~h_1p_______________________________________________ . Milwaukee, WI _9X~J~_s_t!t~_t!q~~l_ 'Y!ci~-~9~.!l]~!!t ________ -------- --- ---- -- --- -------- ---- -- ---- ----- --· New York, NY BNY Mellon -------------------------------------------------------------------------------------· P1ttsbur:g_h, PA Investment Mana_g_ement 548,862 Investment Management 480,447 Custodial Services 369,238 _'{Y~!l!~g_t9_1'! _~~~~g-~I!!~~! ----- ---- ----- --------- --- ------ --- --------- -------- ---- ---· Boston, MA Total number of others rece1vm_g_ over $50,000 for professional services Part IX-A Investment Mana_g_ement 355,088 .... 10 Summary of Direct Charitable Activities List the foundabon's four largest direct chantable act1v1tJes dunng the tax year Include relevant statistical 1nformat1on such as the number of organizations and other benefic1anes served, conferences convened, research papers produced, etc 1 Expenses W1scons1n Conference See Attached Statement ---------------------------------------------------------------------------------------------------------------------107,506 2 . ~i:.~~~~Y-~Y_r!JRq~!~~ _~~~- ~-t!ci~.!1-~~ _~!~!~.!l]~-~L ____________________________________________________________________ _ 39,248 3 4 Summa_!Y of Pro_g_ram-Related Investments isee mstruct1onsl Describe the two largest program-related investments made by the foundation dunng the tax year on lines 1 and 2 Amount 1 2 All other program-related investments See mstrucbons 3 Total. Add Imes 1 throl!.9_h 3 .... 0 Form 990-PF (2015) Form 990-PF c201si i:zttii!I 1 a b c d e 2 3 4 5 6 • • The Lynde and Harry Bradley Foundation, Inc 39-6037928 Page8 Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions Farr market value of assets not used (or held for use) directly rn carrying out chantable, etc , purposes Average monthly farr market value of securrtres Average of monthly cash balances Farr market value of all other assets (see rnstructrons) Total (add lines 1a, b, and c) Reduction claimed for blockage or other factors reported on Imes 1a and L....:.1..::e-L.--------P 1c (attach detailed explanation) Acqu1s1t1on indebtedness applicable to line 1 assets Subtract line 2 from line 1d Cash deemed held for charitable act1v1t1es Enter 1 Y, % of line 3 (for greater amount, see rnstructrons) Net value of noncharitable-use assets. Subtract line 4 from line 3 Enter here and on Part V, line 4 Minimum investment return. Enter 5% of lrne 5 Distributable Amount (see instructions) (Section 4942(J)(3) and (J)(5) private operating foundations and certain foreign organrzatrons check here "" and do not complete thrs part ) -..;:... 445,087,899 75,312,472 358,879,766 879,280, 137 1a 1b 1c 1d 2 3 879,280, 137 4 5 13,189,202 866,090,935 43,304,547 6 D 2a b c 3 4 5 6 7 Mrnrmum investment return from Part X, line 6 Tax on investment income for 2015 from Part VI, line 5 2a Income tax for 2015 (This does not include the tax from Part VI) 2b Add Imes 2a and 2b Distributable amount before adjustments Subtract line 2c from line 1 Recoveries of amounts treated as qualifying drstributrons Add Imes 3 and 4 Deduction from distributable amount (see rnstructrons) Distributable amount as adjusted Subtract line 6 from line 5 Enter here and on Part XIII, line 1 l::tffiQ!i 1 a b 2 3 a b 4 5 6 43,304,547 779,374 2c 3 4 5 779,374 42,525, 173 98,479 42,623,652 6 42,623,652 7 Qualifying Distributions (see instructions) Amounts paid (including admrnrstratrve expenses) to accomplish charitable, etc , purposes l~I Expenses, contributions, gifts, etc -total from Part I, column (d), line 26 1a 48,584,794 Program-related investments-total from Part IX-8 1b Amounts paid to acquire assets used (or held for use) directly rn carrying out charitable, etc, purposes 710,546 2 Amounts set aside for specific charitable proiects that satisfy the ,~~~ Su1tab11ity test (prior IRS approval required) 3a Cash d1stribut1on test (attach the required schedule) 3b 4 49,295,340 Qualifying distributions Add lines 1a through 3b Enter here and on Part V, line 8, and Part XIII, line 4 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income Enter 1% of Part I, line 27b (see 1nstruct1ons) 5 Adjusted qualifying distributions. Subtract lrne 5 from lrne 4 6 49,295,340 Note. The amount on lrne 6 will be used rn Part V, column (b), rn subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of tax rn those years Form 990-PF (2015) • ' Form 990-PF (2015) Clill..•.:.(lll 1 2 a b 3 a b c d e f 4 • The Lynde and Harry Bradley Foundation, Inc Undistributed Income see instructions} D1stnbutable amount for 2015 from Part XI, line 7 Undistributed income, 1f any, as of the end of 2015· Enter amount for 2014 only Total for pnor years 20 '20 '20- Excess d1stnbutions carryover, 1f any, to 2015 From 2010 13,322,090 From 2011 11,481,427 _, From 2012 11,642,926 From 2013 7,666,305 From 2014 4,110,128 Total of lines 3a through e Qualifying d1stnbut1ons for 2015 from Part XII, line 4 $ 49,295,340 Applied to 2014, but not more than line 2a Applied to und1stnbuted income of pnor years (Election required-see instructions) Treated as d1stnbut1ons out of corpus (Election required-see instructions) Applied to 2015 d1stnbutable amount Remaining amount distributed out of corpus Excess d1stnbut1ons carryover applied to 2015 (If an amount appears m column (d), the same amount must be shown m column (a)) Enter the net total of each column as indicated below: Corpus Add lines 3f, 4c, and 4e Subtract line 5 Pnor years' und1stnbuted income Subtract line 4b from line 2b Enter the amount of pnor years' undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed Subtract line 6c from line 6b Taxable amount-see instructions Und1stnbuted income for 2014 Subtract line 4a from line 2a Taxable amount-see 1nstruct1ons Undistributed income for 2015 Subtract lines 4d and 5 from line 1 This amount must be d1stnbuted in 2016 Amounts treated as d1stnbut1ons out of corpus to satisfy requirements imposed by section 170(b)(1 )(F) or 4942(g)(3) (Election may be required-see 1nstruct1ons) Excess d1stnbut1ons carryover from 2010 not applied on line 5 or line 7 (see instructions) Excess distributions carryover to 2016. Subtract lines 7 and 8 from line 6a Analysis of line 9 Excess from 2011 11,481,427 Excess from 2012 11,642,926 Excess from 2013 7,666,305 Excess from 2014 4,110,128 Excess from 2015 6 671 688 -- (a) Corpus c d e 5 6 a b c d e f 7 8 9 10 a b c d e Page9 (d) 2015 (c) 2014 (b) Years pnor to 2014 42,623,652 - -- ' 0 I - .. --- -----48,222,876 I ! - .. '' ' . .. ._ ~ . 1-* ' - I .... a b 39-6037928 •. .. '· ' -- I : .. 6,671,688 , ~,,,:::~ ;~ · 1'• , -~::~ y,yr ',' . . . •' -- - -- 54,894,564 \'.- ·-~ ·-· '·-·..:~'~,_::,_ .. ,~,,. - ' ,, 42,623,652 , .. .. ' '·' ;>'""t"' .. ......_, I I , ~ ' . . - • - 0 - . - . : 0 I I : . I ' I ! 0 -.. • 0 ! : - . : ' ' 13,322,090 ' 41,572,474 ' I : ~ : ' Form 990-PF (2015) Form 990-PF (2015) 1a b 2a b c • The Lynde and Harry Bradley Foundation, Inc • If the foundation has received a ruling or determination letter that 1t is a private operating foundation, and the ruling 1s effective for 2015, enter the date of the ruling ~ Check box to indicate whether the foundation 1s a private operating foundation described in section Enter the lesser of the adjusted net Tax year Prior 3 years income from Part I or the minimum (a) 2015 (b) 2014 (c) 2013 investment return from Part X for each year listed 85% of line 2a 39-6037928 Page 10 N/A 0 D 4942(J)(3) or 4942(J)(5) (e) Total (d) 2012 0 0 Qualifying d1stribut1ons from Part XII, line 4 for each year listed 0 d Amounts included m line 2c not used directly e 3 a b c Complete 3a, b, or c for the alternative test relied upon "Assets" alternative test-enter (1) Value of all assets (2) Value of assets qualifying under section 4942(J){3)(B)(1) "Endowment" alternative test-enter 213 of minimum investment return shown in Part X, line 6 for each year listed "Support" alternative test-enter· (1) Total support other than gross investment income (interest, d1v1dends, rents, payments on securities loans (section 512(a)(5)), or royalties) (2) Support from general public and 5 or more exempt organizations as provided in section 4942(J)(3)(B)(111) (3) Largest amount of support from an exempt organization (4) Gross investment income l:Eli•:wl 1 a 0 for active conduct of exempt act1v1t1es Qualifying d1stribut1ons made directly for active conduct of exempt act1v1t1es Subtract line 2d from line 2c 0 0 0 0 0 - 0 0 0 Supplementary Information (Complete this part only if the foundation had $5,000 or more in assets at any time during the year-see instructions.) Information Regarding Foundation Managers: List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only 1f they have contributed more than $5,000) (See section 507(d)(2) ) NONE b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest NONE 2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs: Check here ~ 1f the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds If the foundation makes gifts, grants, etc (see instructions) to ind1v1duals or organizations under other cond1t1ons, complete items 2a, b, c, and d 0 a The name, address, and telephone number or e-mail address of the person to whom applications should be addressed Grants Program - The Lynde and Harry Bradley Foundation, Inc 1241 N Franklin Pl Milwaukee, WI 53202 (414) 291-9915 b The form in which applications should be submitted and 1nformat1on and materials they should include Proposal, Budgets and amount of grant being requested, IRS Determination Letter under Section 501(c)(3), see www bradleyfdn org c Any subm1ss1on deadlines Submitted by the dates indicated on the website See www bradleyfdn org d Any restrictions or lim1tat1ons on awards, such as by geographical areas, charitable fields, kinds of inst1tut1ons, or other factors The Foundation normally awards grants only to organ1zat1ons gualified under 509(a)( 1), (2), (3) and Section 501 (c)(3) of the Internal Revenue Code Form 990-PF (2015) Form 990-PF c201s) • Ut!fi@I 3 • The Lynde and Harry Bradley Foundation, Inc 39-6037928 Page 11 Supplementary Information (continued) G rants and C ontributions P a1"d D ur1'!9_ t h e Y,ear or A~pproved f or F uture Pqment Recipient Name and address (home or business) a Patd dunng the year See Attached Statement, Page 224 If recrprent rs an rndrvidual, show any relabonshrp to any foundabon manager or substanbal contnbutor Foundabon status of recrprent Purpose of grant or contnbubon Amount Vanous 42,588,753 I Total b Approved for future payment See Attached Statement, Page 227 Total .... 3a 42,588,753 7,252,355 Vanous .... 3b 7 252 355 Form 990-PF (2015) Form 990-PF (2015) •:r:.Ii.-~~'il!!t'.!.W • The Lynde and Harry Bradley Foundation, Inc Ana!Y_sis of lncome-Producin_g_Activities Enter gross amounts unless otherwise indicated Unrelated business income (a) Business code 1 Program service revenue INTEREST INCOME FROM PRI b (b) Amount • 39-6037928 Excluded by section 512, 513, or 514 (c) Exclusion code 12 (e) Related or exempt funcllon income (See instructions ) (d) Amount 62,500 01 a Page c d e f g Fees and contracts from government agencies Membership dues and assessments Interest on savings and temporary cash investments 2 14 D1v1dends and interest from securities 9, 160,698 14 Net rental income or (loss) from real estate ,~,i;.·~<~,t·~ . - ~."l.:v "•\::~·~"" )" r~~~ _r ..,,. • ...~'"",. ''"h .. t;;,~~· ~~ ~/;t~~:~;'f.-1 a Debt-financed property b Not debt-financed property 6 Net rental income or (loss) from personal property 7 Other investment income 8 Gain or (loss) from sales of assets other than inventory 48,602, 189 18 9 Net income or (loss) from special events 10 Gross profit or (loss) from sales of inventory 11 Other revenue a RENTAL INCOME 26,667 16 b BRADLEY LEGACY BOOK REVENUE 600 01 INCOME FROM TRUST c 14 14,293 d EMPLOYEE JURY DUTY 01 30 e - 0 12 Subtotal Add columns (b),(d), and (e) 57,866,979 0 ~ _... ~~-~-~ ~;, ~ ~ 13 Total. Add line 12, columns (b), (d), and (e) 13~~~~~5_7~,8_6_6~,9_79_ (See worksheet in line 13 instructions to ver~ calculationsl 2 3 4 5 r- - ~~~-= ~J~f'"/ Relationsh!E_ of-Activities to the Accom~lishment of Exem_p_t Pui:l?_oses ~ l;JI Line No. Explain below how each act1v1ty for which income 1s reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation's exempt purposes (other than by providing funds for such purposes) (See instructions ) ... N/A Form 990-PF (2015) Form 990-PF (2015) l@l!ij!I 1 • • The Lynde and Harry Bradley Foundation, Inc. 39-6037928 Page Yes Did the organization directly or indirectly engage in any of the following with any other organization described in section 501 (c) of the Code (other than section 501 (c)(3) organizations) or in section 527, relating to pol1t1cal organizations? a b c d x x 1aj_1j_ 1a_i~ x x x x x x x 1b.i11 1~21 1b.i3_1 1~~ 1b_i5l 1~61 1c If the answer to any of the above 1s "Yes," complete the following schedule. Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value 1n any transaction or sharing arrangement, show 1n column (d) the value of the goods, other assets, or services received. (b) Amount involved (c) Name of nonchantable exempt organization (d) Description of transfers, transactions. and sharing arrangements - b No ~ Transfers from the reporting foundation to a noncharitable exempt organization of (1) Cash (2) Other assets Other transactions (1) Sales of assets to a noncharitable exempt organization (2) Purchases of assets from a noncharitable exempt organization (3) Rental of fac11it1es, equipment, or other assets (4) Reimbursement arrangements (5) Loans or loan guarantees (6) Performance of services or membership or fundra1sing sol1c1tat1ons Sharing of fac11it1es, equipment, mailing lists, other assets, or paid employees (a) Line no 2a 13 Information Regarding Transfers To and Transactions and Relationships With Noncharitable E xem_p1tO rg_amza . f ions - - - - - - ·- - Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in section 501 (c) of the Code (other than section 501 (c)(3)) or 1n section 527? . . . . . If "Yes," complete the followm (a) Name of organization Paid Preparer Use Only (b) Type of organization Date May the IRS discuss this return with the preparer shown below (see 1nstruct1ons)? YesD No [X] Title Pnnt!Type preparer's name Date ti 7 I" ... Firm's address ... IX] No (c) Description of relat1onsh1p Rachel J Becker Firm's name Yes - schedule. Sign Here Signature of officer or trustee D - Delo1tte Tax LLP 555 E Wells Suite 1400 Milwaukee WI 53202 D Check 1f self-employed Firm's EIN Phone no PTIN P00966076 ... 86-1065772 (414) 271-3000 Form 990-PF (2015) Schedule B • (Form 990, 990-EZ, or 990-PF) Department of the Treasury Internal Revenue Service ... • OMB No 1545-0047 Schedule of Contributors• Attach to Form 990, Form 990-EZ, or Form 990-PF. Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its Instructions Is at www.irs.gov/form990• ~®15 Employer identification number 39-6037928 Organization type (check one) Filers of: Form 990 or 990-EZ Section: D 0 0 Form 990-PF [K] 0 0 501ccH ) (enter number) organization 4947(a)(1) nonexempt chantable trust not treated as a pnvate foundation 527 political organization 501 (c)(3) exempt private foundation 4947(a)(1) nonexempt charitable trust treated as a private foundation 501(c)(3) taxable pavate foundation Check 1f your organization 1s covered by the General Rule or a Special Rule. Note. Only a section 501{c)(7). (8), or (10) organization can check boxes for both the General Rule and a Special Rule See 1nstruct1ons General Rule [K] For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, contributions totaling $5,000 _ or more (1n money or property) from any one contributor Complete Parts I and II. See instructions for determining a contributor's total contributions Special Rules 0 D D For an organization described m section 501 (c)(3) filing Form 990 or 990-EZ that met the 331/3 % support test of the regulations under sections 509(a)(1) and 170(b)(1 )(A)(v1), that checked Schedule A (Form 990 or 990-EZ). Part II, line 13, 16a, or 16b, and that received from any one contributor, during the year, total contributions of the greater of (1) $5,000 or (2) 2% of the amount on (1) Form 990, Part VIII, line 1h, or (11) Form 990-EZ, line 1 Complete Parts I and II For an organization described m section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor, during the year, total contnbut1ons of more than $1,000 exclus1ve/y for religious, chantable, sc1ent1fic, literary, or educational purposes, or for the prevention of cruelty to children or animals Complete Parts I, II, and Ill For an organization described m section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor, during the year, contributions exclus1vely for religious, chantable, etc., purposes. but no such contributions totaled more than $1,000. If this box 1s checked, enter here the total contr1but1ons that were received during the year for an exclus1vely rel1g1ous. charitable, etc . purpose. Do not complete any of the parts unless the General Rule applies to this organization because 1t received nonexc/us1vely religious, chantable, etc . contributions totaling $5,000 or more dunng the year . ..,. $ ------------------------- Caution. An organization that 1s not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990, 990-EZ, or 990-PF), but 1t must answer "No" on Part IV, line 2, of its Form 990; or check the box on line Hof its Form 990-EZ or on its Form 990-PF, Part I, line 2, to certify that 1t does not meet the filing requirements of Schedule B (Form 990, 990-EZ, or 990-PF) For Paperwork Reducbon Act Notice, see the Instructions for Fonn 990, 990-EZ, or 990-PF. HTA -18- Schedule B (Fonn 990, 990-EZ, or 990-PF) (2015) Schedule B (Form 990, 990-EZ, or 990-PF) (2015) • • Name of organization The L nde and Har Bradle Foundation, Inc 1@11 Page 2 Employer identification number 39-6037928 Contributors (see instructions) Use duplicate copies of Part I 1f additional space 1s needed (a) (b) (c) (d) No. Name, address, and ZIP + 4 Total contributions Type of contribution g __'?9!9_~~ f~~~Y_T~?! _~?!__1_1_/_~?£! §1!3_~_ -------- Person _f?)Q~~~1?9_1! _c;;_~Q!~~ _Q~ _?_L!l!~-~Q _--------- --- -------_t:'.J_~~.P..~~ !!~~~_I! ______________ 9_~_______ §1?_~~9_________ _ Payroll _~~r_ro1>erty given (c) FMV (or estimate) (see instructions) (d) Date received (c) FMV (or estimate) (see instructions) (d) Date received \ $ (a) No. from Part I (b) Description of noncash property given $ ---------------------------(a) No. from Part I (b) Description of noncash property given (c) FMV (or estimate) (see instructions) (d) Date received (c) FMV (or estimate) (see instructions) (d) Date received (c) FMV (or estimate) (see instructions) (d) Date received $ (a) No. from Part I (b) Description of noncash property given $ (a) No. from Part I (b) Description of noncash property given $ ---------------------------(a) No. from Part I (c) FMV (or estimate) (see instructions) (b) Description of noncash property given (d) Date received $ -20- Schedule B (Form 990, 990-EZ, or 990-PF) (2015) Schedule B (Form 990, 990-EZ, or 990-PF) (2015) • • Page4 Employer identification number 39-6037928 Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part 111, enter the total of exclus1ve/y religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions) .,. $ ________________________ 9_ Use d~1cate cc_.Q!es of Part Ill :f additional ~ace 1s needed (a) No. from (b) Purpose of gift (d) Description of how gift is held (c) Use of gift Part I (e) Transfer of gift Transferee's name, address, and ZIP + 4 For Prov Relationship of transferor to transferee Coun!!Y_ (a) No. from (b) Purpose of gift (d) Description of how gift is held (c) Use of gift Part I (e) Transfer of gift Transferee's name, address, and ZIP + 4 For Prov Relationship of transferor to transferee Coun!!Y_ (a) No. from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held Part I (e) Transfer of gift Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee Coun~ For Prov (a) No. from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held Part I (e) Transfer of gift Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee --------------------------------------------------------ii -----------------------------------------------------------------For Prov Coun!!Y_ tSchedule B (Form 990, 990-EZ, or 990-PF) (2015) • The Lynde and Harry Bradley Founda! EIN-39-6037928 Summary Schedule of Realized Gams (Losses) Form 990-PF Part IV By Investment Manager and Form 990-PF Part 1 Line 6b Year Ended December 31, 2015 INVESTMENT MANAGER AMOUNT ARTISAN PARTNERS 6,961,996.47 239 63,000.87 240 255 BAILLIE GIFFORD BAIRD ADVISORS 1,536, 111.30 (51,546.40) BAIRD AGGREGATE BOND FUND (3,068.01) BAIRD SHORT-TERM BOND FUND BNY AGGREGATE BOND INDEX FUND BNY STOCK INDEX FUND CAMBRIDGE HEDGE FUNDS CAMBRIDGE PRIVATE EQUITY AND VENTURE CAPITAL CASH ACCOUNT COLUMBIA MANAGEMENT 803,965.97 262 * * 5,467,654.32 15,212,235 00 92,627.43 7,526,920.91 (3,078,967 00) 3,461,641.13 ROTHSCHILD SHAPIRO ASSET MANAGEMENT 258 260 (1,245,471.89) 79958 MORGAN STANLEY HEDGE FUNDS OFI INSTITUTIONAL EMERGING MARKETS 256 313,475 43 30,322.93 5, 145,362.44 FIDELITY FIDUCIARY MANAGEMENT LEGACY PRIVATE EQUITY AND VENTURE CAPITAL REFERENCE 1,713,830 96 414,911 34 267 278 280 285 * * * 297 302 VANGUARD US REIT WELLINGTON COMMODITIES (8,624,201.03) WELLINGTON GLOBAL (2,563,463 00) 304 * * 3,426,839 99 329 WELLS CAPITAL Total Realized Gam/(Loss) on Purchased Securities 36,604,978. 74 848.766.45 Realized Gain/(Loss) on Distributed Securities 37,453,745.19 Total Realized Gain/(Loss) * Per K-1 s and gain/loss on sales/write-off Detailed listing of realized gains/losses is at the end of the return. -138H \finance\IRS-Tax\2015\2015 Realized Gain Loss xlsx\Reallzed Gain List - Tax Retum 330 • Part I, Line 11 (990-PF) - Oth.ncome 104 090 Revenue and Expenses ...E!_er Books 0 26,667 62,500 1.d ,?O"I Description 1 2 3 4 5 6 7 INCOME FROM K-1S RENTAL INCOME "INTEREST INCOME FROM PRI !!'JCO~.~E FRO~.~ .. ___ TRUST EMPLOYEE JURY DUTY PAY SECTION 1256 MARK TO MARKET BRADLEY LEGACY BOOK REVENUE 30 0 600 -139© 2016 Universal Tax Systems Inc and/or its affiliates and hcensors All nghts reserved -13 601 Net Investment Income 550,294 0 131,250 5,452 0 -701,197 600 26667 ' Adjusted Net Income 26,667 - - - - - - - - - - - Part I, Line 16a (990-PF) - Lega.ees 78 026 Descn_.E_tion 1 IFOLEY & LARDNER Revenue and Expenses per Books 78,026 • 0 6 ' 528 Net Investment Income 6,528 -140© 2016 Universal Tax Systems Inc and/or its affiliates and hcensors All nghts reserved Adjusted Net Income 70 736 Disbursements for Chantable Purposes J_Cash Basis Only}_ 70,736 Part I, Line 16b (990-PF) - Acco.ing Fees Descnj'.)tron 1 IDELOITTE & TOUCHE LLP 2 l DELOITTE TAX LLP • 60 837 38 ' 963 Revenue and Expenses per Books 50,000 10,837 Net Investment Income 32,500 6,463 -141C 2016 Universal Tax Systems Inc and/or its affiliates and hcensors All nghts reserved 0 Adjusted Net Income 19,312 Disbursements for Chantable Purposes lCash Basis On_!yl_ 17,500 1 812 Part I, Line 16c (990-PF) - Othe.ofessional Fees 4 ' 478 ' 921 1 2 .,.., 4 5 6 Descn_Q_tion INVESTMENT MANAGEMENT FEES CUSTODIAN FEES CO~JSULTl~JG FEES - FINP,NCE GENERAL CONSULTING FEES GRANT RELATED CONSULTING FEES COMMISSION RECAPTURE REVENUE Revenue and Expenses per Books 2,812,916 361,998 1., nn~ 7~0 ... w .... , • ....... 321,082 9,280 _(_33 1241 -142- • 0 4 298 ' 886 Net Investment Income 2,923,625 368,492 1., nn~ ..............7~0 -- Adjusted Net Income 331 108 Disbursements for Charitable Purposes _{_Cash Basis On!Y}_ 0 746 0 321,082 9,280 0 Part I, Line 18 (990-PF) - Taxes• Descr!Q!1on 1 2 3 4 EXCISE TAXES FEDERAL INCOME TAXES STATE INCOME TAXES ,, I t-OKt:.11..:11'11 ._..I /-\At:,:) t"l-\IU - --·-· . ... __ -· ·- 1 149 250 Revenue and Expenses _Q_er Books 1,093,000 37,500 18,750 ~ UJ • 148 582 Net Investment Income A A -143© 2016 Universal Tax Systems Inc and/or its affiliates and hcensors All nghts reserved Adjusted Net Income ,., 0 0 ' Disbursements for Charitable Pl!.l:Q_oses Part I, Line 23 (990-PF) - Other .enses 2 ' 014 468 ' Revenue and Expenses Descri_.E_bon _.E_er Books 1 PORTFOLIO MANAGEMENT FEES 66,439 2 FOUNDATION AUTO EXPENSE 504 3 OFFICE, SUPPLIES, POSTAGE, MISC. 43 098 4 TELEPHONE 7,288 5 ORGANIZATION DUES & FEES 45,417 6 GRANT CHECKING SERVICE 5,372 TRAVEL FOR GRANTEE EVENTS 33,238 --I - - · ~ 8 VIDEO PRODUCTION 181,977 9 RECEPTION AND GRANTEE EVENT EXPENSES 90,311 10 OFFSITE FACILITIES RENTAL 147,665 11 GRANTEE EVENTS - MANAGEMENT SERVICES 164,096 12 MATERIALS, SUPPLIES, AND SUPPORT FOR OFFSITE GRANTEE EVENTS 96,157 13 CONSULTING FOR GRANTEE EVENT 57,833 14 SYMPOSIUM 39,248 15 COMPUTER AND OFFICE EQUIPMENT 264,315 16 PAYROLL SERVICE CHARGE 2,117 17 EXTERNAL RELATIONS 538,182 18 GRANTEE RELATED EXPENSES 150,617 1--:jg"" RENTAL PROPERTY EXPENSES 70,438 20 GRANTEE EVENT BROADCASTING 10,156 • 94 ' 862 Net Investment Income 32,881 0 2,586 20 ' 893 Adjusted Net Income 437 1,725 0 0 0 0 0 0 0 0 0 57,109 124 0 0 0 0 -144© 2016 Universal Tax Systems Inc and/or its affiliates and l1censors All nghts reserved 20,893 1462451 ' Disbursements for Chantable Pu!:E_oses 504 40,512 6,850 43,692 5,372 33,238 181,977 90,311 147,665 164,096 96,157 57,833 39,248 199,503 1,993 143, 182 150,617 49,545 10,156 • • The Lynde and Harry Bradley Foundation, Inc. 39-6037928 Part II. Line 10b (990-PF) - lnvesbnents -Corporate Stock Shares/Par 123,813.000000 7,968.000000 12,785.000000 101,985.000000 88,857.000000 10,945.000000 37,953.000000 12,094.000000 16,963.000000 1, 134.000000 199, 194.000000 36,700.000000 30,920.000000 22,449.000000 39,833.000000 184,676.000000 53,043.000000 20,275.000000 1,318,662.000000 28,704.000000 31,244.000000 17,588.000000 98,879.000000 12,366.000000 3,558.000000 148,398.000000 22,214.000000 151 ,777. 000000 604,474.000000 2,729.000000 3,630.000000 57,600.000000 29,691.000000 135,561.000000 771,191.000000 121,777.000000 24,000.000000 158,893.000000 16,354.000000 166,904.000000 31,531.000000 4,360.000000 16,490.000000 10,819.000000 16,094.000000 2,566.000000 5,083.000000 29,933.000000 Description ABB LTD ACCENTURE PLC ADECCO GROUP AG AKER SOLUTIONS ASA AMEC FOSTER WHEELER PLC AON PLC ARCH CAPITAL GROUP LTD BAIDU INC ADR CARLSBERG A/S CIE FINANCIERE RICHEMONT SA COMPASS GROUP PLC CREDIT SAISON CO LTD DIAGEO PLC GROUPE BRUXELLES LAMBERT SA IMPERIAL OIL LTD ING GROEP NV ISS A/S KIA MOTORS CORP LLOYDS BANKING GROUP PLC MEDTRONIC PLC NEW ORIENTAl EDUCATION & TEGHN ADRNOVARTIS AG ORKLA ASA PANALPINA WELTTRANSPORT HOLDIN PARGESA HOLDING SA QINETIQ GROUP PLC RELX NV RELX PLC ROYAL BANK OF SCOTLAND GROUP P SAMSUNG ELECTRONICS CO LTD SODEXO SA STANLEY ELECTRIC CO l TD TE CONNECTIVITY LTD TELEFONICA BRASIL SA ADR TESCO PLC TNT EXPRESS NV TOKYO ELECTRON LTD UBS GROUP AG UNILEVER PLC ADR VESUVIUS PLC VIVENDI SA ACUITY BRANDS INC ADOBE SYSTEMS INC ALEXION PHARMACEUTICALS INC ALIBABA GROUP HOLDING LTD ADR AMAZON.COM INC BIOGEN INC BRISTOL-MYERS SQUIBB CO -145- Valuation Method Book Value End of Year FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV · FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV 2,221,460.02 832,656.00 880,006.49 349,115.73 561,714.59 1,009,238.45 2,647,221.75 2,286,249.76 1,512,393.01 81,679.72 3,444,264.96 732,505.05 846,062.52 1,922,375.87 1,292,687.09 2,497,638.56 1,920,258.83 909,526.14 1,420, 170.92 2,207,911.68 . - 980,124.28 1,525, 113.29 783,091.60 1,389,785.21 225,707.29 592,522.80 374,996.80 2,677,738.32 2,690,621.37 2,932,531.33 355,446.27 1,279,414.70 1,918,335.51 1,224, 115.83 1,699,304.34 1,030,510.71 1,460,808.76 3,098,492.87 705,184.48 819,425.35 680,247.21 1,019,368.00 1,549,070.60 2,063,724.25 1,307,959.38 1,734,333.74 1,557, 177.05 2,059,091.07 FMV End of Year 2,221,460.02 832,656.00 880,006.49 349,115.73 561,714.59 1,009,238.45 2,647,221.75 2,286,249.76 1,512,393.01 81,679.72 3,444,264.96 732,505.05 846,062.52 1,922,375.87 1,292,687.09 2,497,638.56 1,920,258.83 909,526.14 1,420, 170.92 2,207,911.68 ~ 980, 124.28 1,525, 113.29 783,091.60 1,389,785.21 225,707.29 592,522.80 374,996.80 2,677,738 32 2,690,621.37 2,932,531.33 355,446.27 1,279,414.70 1,918,335.51 1,224, 115.83 1,699,304 34 1,030,510 71 1,460,808.76 3,098,492.87 705,184.48 819,425.35 680,247.21 1,019,368.00 1,549,070.60 2,063, 724.25 1,307,959.38 1,734,333.74 1,557,177.05 2,059,091.07 • • The Lynde and Harry Bradley Foundation, Inc. 39-6037928 Part II. Line 1Ob (990-PF) - lnvesbnents - Corporate Stock Shares/Par Valuation Method Description 13,337.000000 CELGENE CORP 23,954.000000 COGNIZANT TECHNOLOGY SOLUTIONS 14,600.000000 CVS HEALTH CORP 11,300.000000 DEXCOM INC 19,709.000000 FACEBOOK INC 41,980.000000 FITBIT INC 8,575.000000 ILLUMINA INC 8,260.000000 INTERCEPT PHARMACEUTICALS INC 4,970.000000 INTERCONTINENTAL EXCHANGE INC 8,904.000000 LINKEDIN CORP 13, 190.000000 MERCADOLIBRE INC 38,388.000000 MOBILEYE NV 14,210.000000 MONSTER BEVERAGE CORP 23,704.000000 NIKE INC 23,252.000000 NOVO NORDISK A/S ADR 1,303.000000 PRICELINE GROUP INC/THE 19,210.000000 SERVICENOW INC 14,690.000000 SKYWORKS SOLUTIONS INC 31,715.000000 SPLUNK INC 4,840.000000 TESLA MOTORS INC ~ 16,478.000000 VERTEX PHARMACEUTICALS INC - - -23, 711.000000 VISA INC 5,375.000000 3M CO 16,625.000000 ACCENTURE PLC 17,375.000000 AMERICAN EXPRESS CO 8,175.000000 AMERISOURCEBERGEN CORP 43, 125.000000 BANK OF NEW YORK MELLON CORP/T 15,175.000000 BERKSHIRE HATHAWAY INC 34,650.000000 COMCAST CORP 31,050.000000 COMERICA INC 123,650.000000 DANONE SA ADR 31,925.000000 DEVON ENERGY CORP 23,700.000000 DOLLAR GENERAL CORP 48,200.000000 EBAY INC 27,400.000000 EXPEDITORS INTERNATIONAL OF WA 20,150.000000 HONEYWELL INTERNATIONAL INC 33,925.000000 MICROSOFT CORP 18, 725.000000 NESTLE SA ADR 23,075.000000 OMNICOM GROUP INC 25,325.000000 PACCAR INC 75,125.000000 POTASH CORP OF SASKATCHEWAN IN 57,875.000000 PROGRESSIVE CORP/THE 3,875.000000 ROCKWELL AUTOMATION INC 30,700.000000 ROSS STORES INC 23,225.000000 SCHLUMBERGER LTD 11,200.000000 STANLEY BLACK & DECKER INC 24,575.000000 TE CONNECTIVITY LTD 23,850.000000 UNILEVER PLC ADR -146- FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV -FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV Book Value End of Year 1,597,239.12 1,437,719.08 1,427,442.00 925,470.00 2,062, 743.94 1,242, 188.20 1,645,928.38 1,233,631.00 1,273,612.20 2,004, 112.32 1,508,144.60 1,623,044.64 2, 116,721.60 1,481,500.00 1,350,476.16 1,661,259.85 1,662,817 60 1, 128,632.70 1,865,15915 1, 161,648.40 2,073,426. 74 1,838,788.05 809,690.00 1,737,312.50 1,208,431.25 847,829.25 1,777,612.50 2,003,707.00 1,955,299.50 1,298,821 50 1,673,108.15 1,021,600.00 1,703,319.00 1,324,536.00 1,235,740.00 2,086,935.50 1,882, 159.00 1,394,563.10 1,745,854.50 1,200,405.00 1,286, 140.00 1,840,425.00 397,613.75 1,651,967.00 1,619,943. 75 1, 195,376.00 1,587,790.75 1,028,412.00 FMV End of Year 1,597,239.12 1,437,719.08 1,427,442.00 925,470.00 2,062, 743.94 1,242, 188.20 1,645,928.38 1,233,631.00 1,273,612.20 2,004, 112.32 1,508,144.60 1,623,044.64 2,116,721.60 1,481,500.00 1,350,476.16 1,661,259.85 1,662,817.60 1,128,632.70 1,865, 159.15 1, 161,648.40 2,073,426.74 1,838,788.05 809,690.00 1,737,312.50 1,208,431.25 847,829.25 t,777,612.50 2,003,707.00 1,955,299.50 1,298,821.50 1,673, 108.15 1,021,600.00 1,703,319.00 1,324,536.00 1,235, 740.00 2,086,935.50 1,882,159.00 1,394,563.10 1,745,854.50 1,200,405.00 1,286, 140.00 1,840,425.00 397,613.75 1,651,967.00 1,619,943.75 1, 195,376.00 1,587,790.75 1,028,412.00 • • The Lynde and Hany Bradley Foundation, Inc. 39-6037928 Part II, Line 1Ob (990-PF) - lnvesbnents - Corporate Stock Shares/Par 17,200.000000 6,450.000000 7,300.000000 4,608.000000 30,860.000000 6,033.000000 6, 170.000000 15, 770.000000 5,306.000000 4,520.000000 8,320.000000 10,480.000000 5,830.000000 2,000.000000 8,990.000000 4,768.000000 4, 700.000000 6,900.000000 2,480.000000 5,490.000000 5,260.000000 6,577.000000 2,666.000000 3,390.000000 2,255.000000 2,900.000000 6,140.000000 1,453.000000 25,090.000000 3,060.000000 4,550.000000 3,610.000000 2,020.000000 5,030.000000 15,080.000000 3,210.000000 8,600.000000 3,090.000000 6,010.000000 7,815.000000 15,680.000000 4,643.000000 5,900.000000 5,480.000000 6,200.000000 7,917.000000 4,805.000000 33,410.000000 Valuation Method Description UNITEDHEALTH GROUP INC A SCHULMAN INC AAR CORP ABM INDUSTRIES INC ABRAXAS PETROLEUM CORP ACORDA THERAPEUTICS INC AG MORTGAGE INVESTMENT TRUST I AIR TRANSPORT SERVICES GROUP I AMAG PHARMACEUTICALS INC AMEDISYS INC AMERICAN EQUITY INVESTMENT LIF APOLLO COMMERCIAL REAL ESTATE ARCBEST CORP ARGO GROUP INTERNATIONAL HOLDI AVG TECHNOLOGIES NV AVISTA CORP BANNER CORP BARNES GROUP INC BEACON ROOFING SUPPLY INC BERKSHIRE HILLS BANCORP INC BIG LOTS INC BLACK HILLS CORP BRISTOW GROUP INC CABOT MICROELECTRONICS CORP CAMBREX CORP CARDTRONICS INC CATHAY GENERAL BANCORP CEB INC CEDAR REALTY TRUST INC CENTERSTATE BANKS INC CHARLES RIVER LABORATORIES INT CHEESECAKE FACTORY INCfTHE CHILDREN'S PLACE INCfTHE CLEARWATER PAPER CORP CNO FINANCIAL GROUP INC CONMED CORP CONVERGYS CORP COOPER-STANDARD HOLDING INC CYNOSURE INC OCT INDUSTRIAL TRUST INC DEAN FOODS CO DELUXE CORP DIEBOLD INC DYAX CORP ELECTRONICS FOR IMAGING INC EMCOR GROUP INC ENERSYS EP ENERGY CORP -147- FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV Book Value End of Year 2,023,408.00 197,628.00 191,917.00 131,189.76 32,711.60 258,091.74 79,222.80 158,961.60 160,18814 177,726.40 199,929.60 180,570.40 124,703.70 119,680.00 180,249.50 168,644.16 215,542.00 244,191.00 102,126.40 159,813.90 202,720.40 305,370.11 69,049.40 148,414.20 106,187.95 97,585.00 192,366.20 89,199.67 177,637.20 47,889.00 365,774.50 166,457.10 111,504.00 229,015.90 287,877.20 141,400.50 214,054.00 239,753.10 268,466.70 292,046.55 268,912.00 253,229.22 177,531.00 206,157.60 289,788.00 380,332.68 268,743.65 146,335.80 FMV End of Year 2,023,408.00 197,628.00 191,917.00 131,189.76 32,711.60 258,091.74 79,222.80 158,961.60 160,188.14 177,726.40 199,929.60 180,570.40 124,703.70 119,680.00 180,249.50 168,644.16 215,542.00 244,191.00 102,126.40 159,813.90 202,720.40 305,370.11 69,049.40 148,414.20 106,187.95 97,585.00 192,366.20 89,199.67 177,637.20 47,889.00 365,774.50 166,457.10 111,504.00 229,015.90 287,877.20 141,400.50 214,054.00 239,753.10 268,466.70 292,046.55 268,912.00 253,229.22 177,531.00. 206,157.60 289,788.00 380,332.68 268,743.65 146,335.80 • • The Lynde and Harry Bradley Foundation, Inc. 39-6037928 Part II, Line 1Ob (990-PF> - Investments - Corporate Stock Shares/Par 2,380.000000 4,244.000000 21,230.000000 8,240.000000 9,880.000000 4,850.000000 5,970.000000 3,090.000000 9,220.000000 5,480.000000 6,760.000000 5,600.000000 7,271.000000 9,780.000000 6,600.000000 6,750.000000 3,962.000000 2,590.000000 2,131.000000 9,970.000000 1,880.000000 3,530.000000 4,614.000000 3,410.000000 8,650.000000 1,360.000000 4,850.000000 11,870.000000 9,657.000000 10,100.000000 3,720.000000 2,910.000000 2,330.000000 4,580.000000 11,250.000000 4,090.000000 3,660.000000 3,464.000000 2,364.000000 7,610.000000 7,910.000000 1,130.000000 3,780.000000 5,070.000000 1,210.000000 10,313.000000 6,920.000000 11,480.000000 Vaiuaiion Method Description ESSENDANT INC EURONET WORLDWIDE INC EVERI HOLDINGS INC EXPRESS INC FEDERAL SIGNAL CORP FIBROGEN INC FIRST INTERSTATE BANCSYSTEM IN FIRST NBC BANK HOLDING CO FRANCESCA'S HOLDINGS CORP G-111 APPAREL GROUP LTD GLOBUS MEDICAL INC HANMI FINANCIAL CORP HEALTHSOUTH CORP HERITAGE INSURANCE HOLDINGS IN HFF INC HIGHWOOD$ PROPERTIES INC HNI CORP HSN INC ICU MEDICAL INC INFINITY PHARMACEUTICALS INC INFINITY PROPERTY & CASUALTY C INOGEN INC INSIGHT ENTERPRISES INC INSPERITY INC INSYS THERAPEUTICS INC J&J SNACK FOODS CORP J2 GLOBAL INC JAKKS PACIFIC INC KFORCE INC KRATON PERFORMANCE POLYMERS IN LHC GROUP INC LITHIA MOTORS INC LITTELFUSE INC LOGMEIN INC MACK-CALI REALTY CORP MANHATTAN ASSOCIATES INC MARKETAXESS HOLDINGS INC MARRIOTT VACATIONS WORLDWIDE C MAXIMUS INC , MENTOR GRAPHICS CORP MICROSEMI CORP MICROSTRATEGY INC MINERALS TECHNOLOGIES INC MOLINA HEALTHCARE INC NAVIGATORS GROUP INCfTHE NEUSTAR INC NUVASIVE INC OLD NATIONAL BANCORP/IN -148- FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV Book Vaiue End of Year 77,373.80 307,392.92 93,199.70 142,387.20 156,598.00 147,779.50 173,547.90 115,535.10 160,520.20 242,544.80 188,063.20 132,832.00 253,103.51 213,399.60 205,062.00 294,300.00 142,869.72 131,235.30 240,334.18 78,264.50 154,592.40 141,517.70 115,903.68 164,191.50 247,649.50 1S:::Q ~~A""'"' '""""'•""'' .., 399,252.00 94,485 20 244,128.96 167,761.00 168,478.80 310,409.70 249,333.30 307,318.00 262,687.50 270,635.30 408,419.40 197,274.80 132,975.00 140,176.20 257,786.90 202,597.70 173,350.80 304,859.10 103,805.90 247,202.61 374,441.20 155,668.80 .... ~·.,,, r1v1v End of Year 77,373.80 307,392.92 93,199.70 142,387.20 156,598.00 147,779.50 173,547.90 115,535.10 160,520.20 242,544.80 188,063.20 132,832.00 253,103.51 213,399.60 205,062.00 294,300.00 142,869.72 131,235.30 240,334.18 78,264.50 154,592.40 141,517.70 115,903.68 164,191.50 247,649.50 A~O ~~A "I'\. '""""•""' .... w 399,252.00 94,485.20 244,128.96 167,761.00 168,478.80 310,409.70 249,333.30 307,318.00 262,687.50 270,635.30 408,419.40 197,274.80 132,975.00 140,176.20 257,786.90 202,597.70 173,350.80 304,859.10 103,805.90 247,202.61 374,441.20 155,668.80 • • The Lynde and Harry Bradley Foundation, Inc. 39-6037928 Part II, Line 1Ob (990-PF) - Investments - Corporate Stock Shares/Par Valuation Method Description 2,790.000000 OUTERWALL INC 4,704.000000 PAPA JOHN'S INTERNATIONAL INC 4,774.000000 PAREXEL INTERNATIONAL CORP 19,362.000000 PARKER DRILLING CO 7,540.000000 PEGASYSTEMS INC 4,380.000000 PHIBRO ANIMAL HEALTH CORP 4, 710.000000 PINNACLE FINANCIAL PARTNERS IN 4,720.000000 PIPER JAFFRAY COS 3, 150.000000 PLANTRONICS INC 7,280.000000 PNM RESOURCES INC 23,670.000000 POLYCOM INC 8,890.000000 POLYONE CORP 2,410.000000 POOL CORP 3,597.000000 POTLATCH CORP 3,294.000000 POWER INTEGRATIONS INC 3,300.000000 PS BUSINESS PARKS INC 12,860.000000 RADIAN GROUP INC 9,440.000000 REALPAGE INC 2,070.000000 RED ROBIN GOURMET BURGERS INC 8,820.000000 RLJ LODGING TRUST 7,970.000000 RPX CORP 1,820.000000 SILICON LABORATORIES INC 11,466.000000 SONIC CORP 4,290.000000 SOTHEBY'S 2,700.000000 SOVRAN SELF STORAGE INC 2,480.000000 STAMPS.COM INC 2,220.000000 STANDEX INTERNATIONAL CORP 4,880.000000 STERIS PLC 5,983.000000 STEVEN MADDEN LTD 5,430.000000 STIFEL FINANCIAL CORP 9,410.000000 SUPERNUS PHARMACEUTICALS INC 24,350.000000 SUPERVALU INC 8, 140.000000 SWIFT TRANSPORTATION CO 3, 150.000000 SYNNEX CORP 11,260.000000 TAKE-TWO INTERACTIVE SOFTWARE 7,892.000000 TEXAS ROADHOUSE INC 16,710.000000 TIVO INC 4, 150.000000 TRICO BANCSHARES 8, 190.000000 TRUEBLUE INC 14,079.000000 UMPQUA HOLDINGS CORP 3,320.000000 US CONCRETE INC 2,780.000000 US SILICA HOLDINGS INC 1,600.000000 VAIL RESORTS INC 3,710.000000 VERIFONE SYSTEMS INC 4,025.000000 VIAD CORP 14,320.000000 VISHAY INTERTECHNOLOGY INC 15,160.000000 WABASH NATIONAL CORP 7,030.000000 WEB.COM GROUP INC -149- FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV Book Value End of Year 101,946.60 262,812.48 325,204.88 35,238.84 207,350.00 131,969.40 241,905.60 190,688.00 149,373.00 222,549.60 298,005.30 282,346.40 194,679.80 108,773.28 160,187.22 288,519.00 172,195.40 211,928.00 127,801.80 190,776.60 87,670.00 88,342.80 370,466.46 110,510.40 289,737.00 271,832.80 184,593.00 367,659.20 180,806.26 230,014.80 126,470.40 165,093.00 112,494.80 283,279.50 392,298.40 282,296.84 144,207.30 113,876.00 210,974.40 223,856.10 174,831.20 52,069.40 204,784.00 103,954.20 113,625.75 172,556.00 179,342.80 140,670.30 FMV End of Year 101,946.60 262,812.48 325,204.88 35,238.84 207,350.00 131,969.40 241,905.60 190,688.00 149,373.00 222,549.60 298,005.30 282,346.40 194,679.80 108,773.28 160,187.22 288,519.00 172,195.40 211,928.00 127,801.80 190,776.60 87,670.00 88,342.80 370,466.46 110,510.40 289,737.00 271,832.80 184,593.00 367,659.20 180,806.26 230,014.80 126,470.40 165,093.00 112,494.80 283,279.50 392,298.40 282,296.84 144,207.30 113,876.00 210,974.40 223,856.10 174,831.20 52,069.40 204,784.00 103,954.20 113,625.75 172,556.00 179,342.80 140,670.30 • • The Lynde and Harry Bradley Foundation, Inc. 39-6037928 Part II. Line 10b (990-Pf) - lnvesbnents -Corporate Stock Shares/Par Valuation Method Description 6,668.000000 WEBSTER FINANCIAL CORP 5, 110.000000 WESTERN REFINING INC 4,840.000000 WINTRUST FINANCIAL CORP 8,260.000000 WISDOMTREE INVESTMENTS INC 4,470.000000 WOLVERINE WORLD WIDE INC 7,600.000000 AARON'S INC 51,800.000000 ADT CORPfTHE 63, 100.000000 AXIALL CORP 41,600.000000 BWX TECHNOLOGIES INC 40, 100.000000 CABELA'S INC 27,800.000000 CABOT MICROELECTRONICS CORP 87,600.000000 CALGON CARBON CORP 64,100.000000 CHANNELADVISOR CORP 16,100.000000 COMPASS MINERALS INTERNATIONAL 19,000.000000 CST BRANDS INC 17,600.000000 DIGITALGLOBE INC 29,520.000000 DOLBY LABORATORIES INC 116,200.000000 ENTEGRIS INC 23,000.000000 FUR SYSTEMS INC 49,200.000000 HALYARD HEALTH INC 9,508.000000 HYSTER-YALE MATERIALS HANDLING 65,400.000000 KNOWLES CORP 19,300.000000 LINDSAY CORP 48,000.000000 LIVE NATION ENTERTAINMENT INC 33,200.000000 NOW INC 21,600.000000 PERKINELMER INC 137,600.000000 TALEN ENERGY CORP 47,700.000000 TIMKENSTEEL CORP 27,400.000000 USG CORP 18,000.000000 VCA INC 155,700.000000 WPX ENERGY INC 4,760.000000 2U INC 3,954.000000 AAC HOLDINGS INC 2,770.000000 ABIOMED INC 14,660.000000 ACADIA HEALTHCARE CO INC 2,302.000000 ADEPTUS HEALTH INC 2,400.000000 ALIGN TECHNOLOGY INC 5,362.000000 APOGEE ENTERPRISES INC 13,744.000000 BOOT BARN HOLDINGS INC 25,589.000000 CALLIDUS SOFTWARE INC 3,830.000000 CAVIUM INC 1,335.000000 CEB INC 32,040.000000 CERUS CORP 8,268.000000 CONFORMIS INC 8,700.000000 CYBERARK SOFTWARE LTD 12,732.000000 CYNOSURE INC 11,020.000000 DEMANDWARE INC 9,651.000000 DIPLOMAT PHARMACY INC - - -150- FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV Book Value End of Year 247,982.92 182,018.20 234,836.80 129,516.80 74,693.70 170,164.00 1, 708,364.00 971,740.00 1,321,632.00 1,873,873.00 1,217,084.00 1,511, 100.00 887,785.00 1,211,847.00 743,660.00 275,616.00 993,348.00 1,541,974.00 645,610.00 1,643,772.00 498,694.60 871,782.00 1,397,320.00 1, 179,360.00 525,224.00 1,157,112.00 857,248.00 399,726.00 665,546.00 990,000.00 893,718.00 133,184.80 75,363.24 250,075.60 915,663.60 125,505.04 158,040.00 233,300.62 168,913.76 475,187.73 251,669.30 81,955.65 202,492.80 142,953.72 392,718.00 568,738.44 594,749.40 330,257.22 FMV End of Year 247,982.92 182,018.20 234,836.80 129,516.80 74,693.70 170, 164.00 1,708,364.00 971,740.00 1,321,632.00 1,873,873.00 1,217,084.00 1,511,100.00 887,785.00 1,211,847.00 743,660.00 275,616.00 993,348.00 1,541,974.00 645,610.00 1,643, 772.00 498,694.60 871,782.00 1,397,320.00 1, 179,360.00 525,224.00 1,157,112.00 857,248.00 399,726.00 665,546.00 990,000.00 893,718.00 133,184.80 75,363.24 250,075.60 915,663.60 125,505.04 158,040.00 233,300.62 168,913.76 475,187.73 251,669.30 81,955.65 202,492.80 142,953.72 392,718.00 568,738.44 594,749.40 330,257.22 • • The Lynde and Harry Bradley Foundation, Inc. 39-6037928 Part II, Line 10b (990-PFl - lnvesbnents - Corporate Stock Shares/Par 1,210.000000 7,872.000000 20,339.000000 2,959.000000 16,608.000000 0.605000 14, 134.000000 5,460.000000 2,657.000000 7,038.000000 5,830.000000 3,310.000000 8,728.000000 7,540.000000 4,890.000000 15,117.000000 19,650.000000 4,396.000000 8,493.000000 . 3,710.000000 9,680.000000 7,444.000000 13,950.000000 8,650.000000 9,032.000000 17,120.000000 3,650.000000 4,250.000000 4,356.000000 4, 190.000000 4,010.000000 4,036.000000 10,230.000000 7,298.000000 1,490.000000 7,339.000000 12,781.000000 3,520.000000 10,650.000000 3,810.000000 5,700.000000 5,670.000000 23,340.000000 13, 190.000000 1,490.000000 8,540.000000 6, 188.000000 3,850.000000 Valuation Method Description DYCOM INDUSTRIES INC ENTELLUS MEDICAL INC ENVESTNET INC EXACT SCIENCES CORP EXAMWORKS GROUP INC EXPEDIA INC FIESTA RESTAURANT GROUP INC FINANCIAL ENGINES INC FIVE BELOW INC FLEETMATICS GROUP PLC G-111 APPAREL GROUP LTD GENTHERM INC GLAUKOS CORP GRAND CANYON EDUCATION INC GUIDEWIRE SOFTWARE INC HABIT RESTAURANTS INCfTHE HEALTHEQUITY INC HORTONWORKS INC HUBSPOT INC ICONPLC IMAX CORP INC RESEARCH HOLDINGS INC INFINERA CORP INOGEN INC INTERSECT ENT INC INTERXION HOLDING NV JACK IN THE BOX INC JOHN BEAN TECHNOLOGIES CORP LENDINGTREE INC LIGAND PHARMACEUTICALS INC LITHIA MOTORS INC LOGMEIN INC MARKETAXESS HOLDINGS INC MATADOR RESOURCES CO MAXIMUS INC MCBC HOLDINGS INC MILACRON HOLDINGS CORP MONOLITHIC POWER SYSTEMS INC MOTORCAR PARTS OF AMERICA INC MULTl-COLOR CORP NATUS MEDICAL INC NEVRO CORP NXSTAGE MEDICAL INC ON ASSIGNMENT INC PACIRA PHARMACEUTICALS INC/DE PAYCOM SOFTWARE INC PAYLOCITY HOLDING CORP PDC ENERGY INC -151- FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV ... FMV · FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV Book Value End of Year 84,651.60 132,721.92 607,119.15 27,311.57 441,772.80 75.20 474,902.40 183,838.20 85,289.70 357,460.02 258,035.80 156,894.00 215,494.32 302,504.80 294,182.40 348,598.02 492,625.50 96,272.40 478,240.83 - 288,267.00 344,027.20 361,108.44 252,774.00 346,778.50 203,220.00 516,168.00 279,991.50 211,777.50 388,903.68 454,279.80 427,746.70 270,815.60 1,141,565.70 144,281.46 83,812.50 100,544.30 159,890.31 224,259.20 360,076.50 227,876.10 273,885.00 382,781.70 511,379.40 592,890.50 114,417.10 321,360.20 250,923.40 205,513.00 FMV End of Year 84,651.60 132,721.92 607,119.15 27,311.57 441,772.80 75.20 474,902.40 183,838.20 85,289.70 357,460.02 258,035.80 156,894.00 215,494.32 302,504.80 294,182.40 348,598.02 492,625.50 96,272.40 478,240.83 288,267.00 344,027 20 361,108.44 252,774.00 346,778.50 203,220.00 516,168.00 279,991.50 211,777.50 388,903.68 454,279.80 427,746.70 270,815.60 1,141,565.70 144,281 46 83,812.50 100,544.30 159,890.31 224,259.20 360,076.50 227,876.10 273,885.00 382,781.70 511,379.40 592,890.50 114,417.10 321,360.20 250,923.40 205,513.00 • • The Lynde and Harry Bradley Foundation, Inc. 39-6037928 Part II, Line 10b (990-PF) - Investments - Corporate Stock 5,621.000000 2,200.000000 16,120.000000 6,080.000000 20,582.000000 13, 120.000000 6,900.000000 4,409.000000 8,678.000000 9,120.000000 19,870.000000 10,580.000000 30,764.000000 20,636.000000 12,695.000000 12,860.000000 1,960.000000 10,669.000000 1,348.000000 . 1,340.000000 3, 706.000000 12,525.000000 7,730.000000 16,135.000000 6,360.000000 3,542.000000 222.000000 Valuation Method Description Shares/Par PLANET FITNESS INC PRA GROUP INC PROOFPOINT INC PTC THERAPEUTICS INC 02 HOLDINGS INC QLIK TECHNOLOGIES INC QUALYS INC RADIUS HEALTH INC RAPID7 INC REPLIGEN CORP RINGCENTRAL INC RSP PERMIAN INC SPECTRANETICS CORPfTHE SPORTSMAN'S WAREHOUSE HOLDINGS SPS COMMERCE INC SYNCHRONOSS TECHNOLOGIES INC TEAM HEALTH HOLDINGS INC TELADOC INC TYLER TECHNOLOGIES INC ULTIMATE SOFTWARE GROUP INCfrH ULTRAGENYX PHARMACEUTICAL INC WAGEWORKS INC WINGSTOP INC XACTLY CORP ZELTIO AESTHETICS INC ZOE'S KITCHEN INC SAMSUNG ELECTRONICS CO LTD FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV Book Value End of Year 87,856.23 76,318.00 1,047,961.20 196,992.00 542,747.34 415,379.20 228,321.00 271,329.86 131,298.14 258,004.80 468,534.60 258,046.20 463,305.84 266,204.40 891,315.95 453,057.80 86,024.40 191,615.24 234,983.36 261,983.40 415,739.08 568,259.25 176,321.30 137,631.55 181,450.80 99,105.16 206,560.04 FMV End of Year 87,856.23 76,318.00 1,047,961.20 196,992.00 542,747.34 415,379.20 228,321.00 271,329.86 131,298.14 258,004.80 468,534.60 258,046.20 463,305.84 266,204.40 891,315.95 453,057.80 86,024.40 191,615.24 234,983.36 261,983.40 415,739.08 568,259.25 176,321.30 137,631.55 181,450.80 99,105.16 206,560.04 226, 149,221.20 226,149,221.20 Total Investments - Corporate Stock -152- • • The Lynde and Harry Bradley Foundation, Inc. 39-6037928 Part II. Line 13 (990-Pf) - lnvesbnents - Other Valuation Method Descri~tion Shares/Par Fixed Income Mutual Funds 2,005,325.60 BAIRD AGGREGATE BOND FUND-IS 4,445,543.75 BAIRD SHORT TERM BOND FD-INS FMV FMV Total Fixed Income Mutual Funds Commingled Funds/Mutual Funds 565,442.58 ACACIA INTL PARTNERSLP 6,282, 114.14 BAILLIE GIFFORD - INTL - LC 18,019.95 OFI - EM 2,406,201.41 PIMCO REAL RETURN FUND-INST 159,464.17 VANGUARD GL X-US RL EST-INST 997,087.16 VANGUARD REIT INDEX FUND-INS 4,354,758.22 WELLINGTON COMMODITIES 2,154,003.72 WELLINGTON - GLOBAL FMV FMV FMV FMV FMV FMV FMV FMV Total Commingled Funds Book Value End of Year FMV End of Year 21,276,504.66 42,677,220.02 21,276,504.66 42,677,220.02 63,953,724.68 63,953,724.68 565,442.58 66,067, 738.02 60,375,852.53 25,289, 176.83 16,552,380.85 17,439,054.41 26,346,287.20 21,087,696.42 565,442.58 66,067,738.02 60,375,852.53 25,289, 176.83 16,552,380.85 17,439,054.41 26,346,287.20 21,087,696.42 233, 723,628.84 233,723,628 84 Hedge Funds 2,096.03 704.25 5,383.47 245.68 5,430.78 2,864.27 207.17 4,351.06 2,180.22 3,429.08 161.51 0.08 36,353.22 29.37 12.13 42.25 5,264.58 3,648.38 5,773.30 3,700.00 6,000.00 FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV Hedge Fund #2 Hedge Fund #3 Hedge Fund #6 Hedge Fund #7 Hedge Fund #8 Hedge Fund #1 O Hedge Fund #12 Hedge Fund #13 Hedge Fund #14 Hedge Fund #18 Hedge Fund #20 Hedge Fund #21 Hedge Fund #22 Hedge Fund #23 Hedge Fund #26 Hedge Fund #29 Hedge Fund #30 Hedge Fund #31 Hedge Fund #32 Hedge Fund #33 Hedge Fund #34 Total Hedge Funds -153- 4,407,902.00 5,359,887.00 5,829,360.89 693,983.53 7,453,425.07 1, 179,665.61 3,306,504.00 5,202,968.67 4,547,095.36 4,065,971.40 19,874.17 135.48 13,642.60 16,021.46 31,423.21 5,029,404.00 6,123,574.00 5,407, 704.12 6,071,638.77 3,191,715.95 5,653,466.53 4,407,902.00 5,359,887.00 5,829,360.89 693,983.53 7,453,425.07 1, 179,665.61 3,306,504.00 5,202,968.67 4,547,095.36 4,065,971.40 19,874.17 135.48 13,642.60 16,021.46 31,423.21 5,029,404.00 6, 123,574.00 5,407,704.12 6,071,638. 77 3,191,715.95 5,653,466.53 73,605,363.82 73,605,363.82 • • The Lynde and Harry Bradley Foundation, Inc. 39-6037928 Part II. Line 13 (990-PF) - lnvesbnents - Other Shares/Par limited Partnerships 7,410,508.00 2,543,443.00 2, 119, 175.08 2,887,353.00 3,810,314.00 895,995.00 2,048,943.00 1,849,722.00 1,903,427.97 14,369.00 328,053.00 1,636,450.44 1,065,242.00 2,273,395.32 1, 157,323.00 1,850,641.57 1,760,797.44 335,588.39 3,045,275.92 2,252,805.27 9,236, 135.00 3,506,548.00 687,380.00 948, 111.00 1,524,687.63 1,216,968.27 1,016,904.00 1,981,402.00 1,549,245.00 628,020.31 2,004,951.00 771,646.99 6,074,019.00 4,217,660.00 440,068.51 641,345.00 2,627,068.02 2,581,732.00 2,076,413.00 2,506,831.04 452,311.72 623,904.01 5,367,504.00 3,209,026.92 1,404,843.00 2,279,552.00 555,590.00 Valuation Method Description limited Partnership #1 limited Partnership #2 limited Partnership #3 limited Partnership #4 limited Partnership #5 limited Partnership '116 limited Partnership #7 limited Partnership #8 limited Partnership #9 limited Partnership #10 limited Partnership #11 limited Partnership #12 limited Partnership #13 limited Partnership #14 limited Partnership #15 limited Partnership #16 limited Partnership #17 limited Partnership #18 limited Partnership #19 limited Partnership #20 limited Partnership #21 limited Partnership #22 limited Partnership #23 limited Partnership #24 limited Partnership #25 limited Partnership #26 limited Partnership #27 limited Partnership #28 limited Partnership #29 limited Partnership #30 limited Partnership #31 limited Partnership #32 limited Partnership #33 limited Partnership #34 limited Partnership #35 limited Partnership #36 limited Partnership #37 limited Partnership #38 limited Partnership #39 limited Partnership #40 limited Partnership #41 limited Partnership #42 limited Partnership #43 limited Partnership #44 limited Partnership #45 limited Partnership #46 limited Partnership #47 FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV -154- Book Value End of Year 7,410,508.00 2,543,443.00 2,124,417.00 3, 156,855.00 4,199,763.00 887,573.00 2, 189,650.00 1,571,468.00 1,635,669.00 14,510.00 328,265.00 2,557,497.00 1,029,842.00 2,446,609.00 1, 179,576.00 1,895,442.00 2,383,960.00 384,946.00 3,048,879.00 2,294,545.00 9,731,746.00 3,662,044.00 1,037,570.00 1,377,094.00 1,603,958.00 1,261,236.00 1,016,904.00 2,177,287.00 1,577,685.00 619,785.00 2,036,032.00 748,931.00 6,291,082.00 4,251,406.00 331,582.00 587,707.00 2,604,839.00 2,576,060.00 1,831,849.00 2,411,609.00 451,129.00 623,904.00 5,475,891.00 3, 121,837.00 1,364,685.00 2,749,322.00 526,249.00 FMV End of Year 7,410,508.00 2,543,443.00 2,124,417.00 3, 156,855.00 4, 199,763.00 887,573.00 2, 189,650.00 1,571,468.00 1,635,669.00 14,510.00 328,265.00 2,557,497.00 1,029,842.00 2,446,609.00 1,179,576.00 1,895,442.00 2,383,960.00 384,946.00 3,048,879.00 2,294,545.00 9,731,746.00 3,662,044.00 1,037,570.00 1,377,094.00 1,603,958.00 1,261,236.00 1,016,904.00 2, 177 ,287 .00 1,577,685.00 619,785.00 2,036,032.00 748,931.00 6,291,082.00 4,251,406.00 331,582.00 587,707.00 2,604,839.00 2,576,060.00 1,831,849.00 2,411,609.00 451,129.00 623,904.00 5,475,891.00 3,121,837.00 1,364,685.00 2,749,322.00 526,249.00 • • The Lynde and Harry Bradley Foundation, Inc. 39-6037928 Part II, Line 13 (990-PF) - lnvesbnents - Other Shares/Par Valuation Method Description 620,363.00 Limited Partnership #48 17,339,409.00 Limited Partnership #49 5,536,644.01 Limited Partnership #50 33, 186.00 Limited Partnership #51 147,029.00 Limited Partnership #52 189,327.00 Limited Partnership #53 0.01 Limited Partnership #55 25,098.00 Limited Partnership #56 131,014.00 Limited Partnership #62 46,611.00 Limited Partnership #63 1,180,470.06 Limited Partnership #64 470,831.28 Limited Partnership #65 2, 163,540.00 Limited Partnership #66 1,089,837.00 Limited Partnership #67 3,098,080.1 O Limited Partnership #68 1,974,063.00 Limited Partnership #69 467,433.00 Limited Partnership #70 533,445.00 Limited Partnership #71 1,279, 122.00 Limited Partnership #72 1,607,705.85 Limited Partnership #73 4,747,809.00 Limited Partnership #74 3,412,058.00 Limited Partnership #75 216,675.08 Limited Partnership #76 1,058,486.00 Limited Partnership #77 2,398,053.62 Limited Partnership #78 773, 132.53 Limited Partnership #79 1, 169,828.00 Limited Partnership #80 1,314, 188.00 Limited Partnership #81 160,000.00 Limited Partnership #82 868, 750. 77 Limited Partnership #83 17,078.00 Limited Partnership #84 93,727.00 Limited Partnership #85 1,999,913.28 Limited Partne~hip #86 0.00 Limited Partnership #87 FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV Total Limited Partnerships Book Value End of Year FMV End of Year 650,662.00 18, 188,728.00 5,407, 146.00 33,999.00 145,937.00 206,899.00 0.00 25,303.00 130,381.00 46,500.00 1,095,099.00 511,464.00 2, 192,569.00 1, 150,478.00 3,098,080.00 2,048,601.00 453,130.00 471,616.00 1,374,891.00 2,091,468.00 4,926,875.00 3,506,657.00 226,329.00 1,052,767.00 2,332,652.00 767,927.00 1,253,740.00 1,394,277.00 173,808.00 889,469.00 10,586.00 130,100.00 1,999,430.00 (23,630.00) 650,662.00 18,188,728.00 5,407, 146.00 33,999.00 145,937.00 206,899.00 0.00 25,303.00 130,381.00 46,500.00 1,095,099.00 511,464.00 2, 192,569.00 1, 150,478.00 3,098,080.00 2,048,601 00 453,130.00 471,616.00 1,374,891.00 2,091,468.00 4,926,875 00 3,506,657.00 226,329.00 1,052,767.00 2,332,652.00 767,927.00 1,253,740.00 1,394,277.00 173,808.00 889,469.00 10,586.00 130,100.00 1,999,430.00 (23,630.00) 163,296,778 00 163,296,778.00 Other 29,546.60 FIDELITY BALANCED IBIQUITY FMV FMV Total Other Total Investments - Other -155- 626,978.88 4,400.00 626,978.88 4,400.00 631,378.88 631,378.88 535,210,874.22 535,210,874.22 • The Lynde and Harry Bradley Fou.ion, Inc. Year Ended December 31, 2015 Building and Building Improvements Cost Balance beginning of year Other Assets: Intangibles - Amortized $8, 149,078.28 $0.00 Additions 609,585.50 100,960.00 Disposals 0.00 0 00 $8,758,663.78 $100,960 00 Balance end of year Accumulated Depreciation Balance beginning of year Depreciation - 2015 ($4,087,672.65) (237,190.31) Disposals 0.00 Gain/(Loss) on Disposals 0.00 Balance end of year Net Book Value Depreciation Method $0.00 (5,048.00) A A 0 A 0 00 ($4,324,862 96} ($5,048 00} $4,433,800.82 $95,912 00 IA= S.L. A (242,238 31) Form 990-PF, Part I, line #19 Assigned Life 10 - 30 Years Detailed Breakdown Beginning of Year Current Year End of Year Buildings & Improvements 2,817,926.42 198,851 39 3,016,777 81 Furniture & Fixtures 1,269,746.23 38,338 92 1,308,085.15 5,048.00 5,048.00 242,238.31 4,329,910.96 Finance Datamart Total 4,087,672.65 H:\Finance\IRS-Tax\2015\Fixed Assets - 2015 xis -156- Part II, Line 15 (990-PF) - Other Assets 1 2 3 Asset Descr_!.2_t1on PROGRAM RELATED INVESTMENTS INTANGIBLES INTANGIBLES - AMORTIZED - - 2.522.747 Book Value Beg of Year 2,500,000 22,747 0 120~ 120.932 Book Value End o~Year FMV End of Year 0 25 020 95,912 25 95 ~ • I I-' 1.11 ...i I • © 2016 Universal Tax Systems Inc and/or its affiliates and ilcensors All rights reserved Part VI, Line Sa (990-PF) - E.ated Tax Payments 1 2 3 4 5 6 7 Credit from prior year return First quarter estimated tax payment Second quarter estimated tax payment Third quarter estimated tax payment Fourth quarter estimated tax payment Other payments Total -158- • Date 11/15/2015 511512015 Amount 1 170,798 2 ------,-25--o~.o-oo- s11512015 9/15/2015 12115/2015 3 ___ 55_o"""".o_oo_ 4 _ _ _4_0"-"0-'-',0....;;.00.0... 5 100,000 6 ----~- 7 1,470,798 • • Part VII-A Line 12 A contribution was made to a donor advised fund to carry out the mission o~ the Foundation. The donor advised fund's mission is to support 501(c}(3) orga!lizations whose missions are the same as or similar to those of the Foundation. The advisor to the fund does not receive any benefits, including incidental benefits from the fund. -159- Part VIII, Line 1(990-PF) • Compensation of Officers, DirectorsLJrustees and Foundation Managers 2,169.469 Check "X" dBusiness Name MICHAEL WGREBE 1 ~ANIELP.SCHMIDT x --1--x- Street 1241 NFRANKLIN PL G!!Y. MILWAUKEE 11241 NFRANKLINPL ----tMILWAUKEE State I ~Code Wl 153202 Foreign Country --------1 -rw;---153202 200.416 Benefits 57,750 1,969' Expense Account 0 VPFOR[45ool PROGRAM 321,920[_ _ _48,2661 777 VP FOR EXTERNAL RELATIONS VP FOR FINANCE, 45.00 141,303 0 50 45.00 247,2001 37,080 792 Avg Hrs Title Per Week PRESIDENT 50.00 Co~nsat1on 522,240 2 JESSICA F. DEAN X 11241 NFRANKLIN PL MILWAUKEE Wl 153202 CYNTHIA K FRIAUF X I1241 NFRANKLIN PL MILWAUKEE W1 153202 x l1241NFRANKL1NPL !MILWAUKEE IWl 153202 3 4 I . I IRMICHAELLEMPKE r2-t-MANDY L HESS +-- X 11241 NFRANKLIN PL ----iMILWAUKEE Wl ITREASURER VPFOR I --- 153202 IM1tWAU,,,---~-1--II I~ lwi INVESTMEN TS - - - - 1coNTROLLEl 20.00 I 4soo I 154,500 ~ ASs1srAHr I . lsECRETARY fit CONSIDINE X 11241 NFRANKLIN PL MILWAUKEE lwi 153202 P ENGLISH X I1241 NFRANKLIN PL MILWAUKEE W1 153202 R. GEORGE X I1241 NFRANKLIN PL MILWAUKEE W1 R. GRABER X I1241 NFRANKLIN PL MILWAUKEE Wl x l1241NFRANKLINPL X 11241 NFRANKLIN PL MILWAUKEE - lwi D KUESTER x 1241 NFRANKLIN PL MILWAUKEE W1 153202 CHAIRMAN &DIRECTOR 3.00 0 C.MITCHELL X I1241 NFRANKLIN PL MILWAUKEE W1 153202 SECRETARY & DIRECTO 2.00 0 X 11241 NFRANKLIN PL 2.00 40,000 7 -r • o 144 R 1241 NFRANKLIN Pl ~ I ------i---- 20, 100 134,0001 --1I x WTERRI L. FAMER 23,175 ---i-oiR"EcroR I 45 ool 93,5001 200!- 31,000' DIRECTOR 2.00 42,000 153202 DIRECTOR 2.00 35,000 153202 DIRECTOR 2 00 37,000 2.ool 3,826 14,0251 200 1 8 9 10 11 i-=-!--!V.HANSON-PARTIALYEAR--1- 12 - 1-"'-i D HENDRICK s ---- lMILWAuKEE---~- 153202 --r 153202 -~ lolREcTORt tD1RECTOR I 2it 1 39,ooo+--- 13 14 I 16 IJ A POPE t-!L -- _J_ MILWAUKEE I I W1 53202 I R DIRECTOR • t---- _, I Part VIII, Line 1(990-PF) ·Compensation of Qfficers, Dirn~_tors, Trustees and Foundation Managers . 2,169,489 Check "X" dBusiness Fore.!9._n Coun~ Avg Hrs Per Week 200 ConJ£_ensat1on 10,000 x Street 1241 NFRANKLIN PL C![ MILWAUKEE State Z_i_Code l/v1 53202 D. V. UIHLEIN x 1241 NFRANKLIN PL MILWAUKEE l/v1 53202 200 32,000 G.Vi/ILL x 1241 NFRANKLIN PL MILWAUKEE l/v1 53202 200 34,000 Name S. STEELE -PARTIAL YEAR SEE RETIREMENT SCHEDULE - Trtle I -- --1-- 245,000 200,418 Benefits 1,969 Expense Account -- ---- I I-' O'I I-' I • • • The Lynde and Harry Bradley Foundation Supplemental Schedule or lnfonnatlon About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees and Contradors Year Ended December 31, 2015 EIN-39-6037928 Fann 990-PF, Page 6, Part VIII Compensation List all officers, d1redors, trustees, foundation managers and their compensation (see mstrudlons) (a) Name and Address (c) Retirement Compensation (d) Contnbutlons to employee benefit plans - medical, dental and (d) Contnbutlons to other insurance plans - traveV v1s1on insurance, HSAP accident/Wc/d1sab1l1ty (e) Relocation Michael W Grebe - Milwaukee, WI 245,000 15,678 2,515 0 Daniel P Schmidt - Milwaukee, WI 0 16,933 2,412 0 Jessica F Dean - Milwaukee, WI 0 6,798 658 12,517 Cynthia K Fnaur - Milwaukee, WI 0 10,470 2,863 0 R Michael Lempke - Milwaukee, WI 0 0 265 0 Mandy L Hess - Milwaukee, WI 0 26,873 2,107 0 Tern L Farner- Milwaukee, WI 0 9,968 1,556 0 T Cons1d1ne - Milwaukee, WI 0 0 0 0 P English - Milwaukee, WI 0 0 0 0 R George:Milwaukee, WI 0 0 0 0 R Graber - Milwaukee, WI 0 0 0 0 V D Hanson - Milwaukee, WI 0 0 0 0 D Hendncks - Milwaukee, WI 0 0 0 0 D Kuester - Milwaukee, WI 0 0 0 0 C Mitchell - Milwaukee, WI 0 0 0 0 J A Pope - Milwaukee, WI 0 0 0 0 S Steele - Milwaukee, WI 0 0 0 0 D V Uihlein - Milwaukee, WI 0 0 0 0 G Will - Milwaukee, WI 0 0 0 0 The Lynde & Harry Bradley Foundation 1s the preferred address 2 Compensation of five h1ghest-pa1d employees (other than those included on lme 1 - see mstruct1ons). If none, enter "None" (a) Name and Address (c) Retirement Compensation (d) Contnbutlons to employee (d) Contnbutlons to other benefit plans - medical, dental and v1s1on insurance, HSAP insurance plans - traveV (e) Relocat1on acc1dent/Wc/dlsab1\1ty Dianne Sehler - Milwaukee, WI 0 1,452 2,290 0 Michael Hartmann - Milwaukee, WI 0 8,631 2,154 0 Janet Riordan - Milwaukee, WI 0 8,575 1,895 0 Alicia Manning - Milwaukee, WI 0 24,914 1,895 0 Laura Davis - Milwaukee, WI 0 18,049 331 0 Total number or other employees paid over $50,000 - 2 The Lynde & Harry Bradley Foundation 1s the preferred address -162- - --- ---- • • The Lynde and Harry Bradley Foundation, Inc. Year Ended December 31, 2015 39-6037928 Part IX-A Summary of Direct Charitable Activities Wisconsin Conference The Conference brings together local opinion leaders and citizens who want to preserve freedom and promote prosperity for Wisconsin families in the generations to come. The conference showcases the work of Foundation grantees through panel discussions and educational presentations on mission related topics. Bradley Symposium Panel discussion among prominent commentators and scholars on "The Future of Higher Education: Risks and Opportunities in an Era of Change". They were asked: Is the traditional college model sustainable? Will technology transform teaching and learning? Is there still room for real liberal education on our <;;am puses? -163- The Lynde and Harry Bradley Foundation, Inc. Form 990-PF, Part Vll-B, Line Sc Expenditure Responslblllty Grants and Reports For the year ended December 31, 2015 EIN 39-6037928 EXCEPTION TO TAX ON TAXABLE EXPENDITURES The Foundation claims exemption from the tax on taxable expenditures contained in Section 4945(d)(4)(B) of the Internal Revenue Code for the grants hsted below because it maintained expenditure respons1b1hty for such grants,, The attached schedule provides the information about such grants required by Regulations Section 53 4945-5(d) To the knowledge of the Foundation, and based on reports received from grantees, none of the grant funds reported in the attached schedule were diverted from the purpose for which the grant was made The Foundation has no reason to doubt tho accuracy or rehab1hty of the grantee reports, therefore, no independent venficat1on of the report was made. Grantee Name and Address 53.4945-5(d)(2) (i) Purpose (iii) Grant Date Grant Awarded Amounts Reported as Expended (ii) (ii) (iv) To support Encounter Books for 2015 01/01/15 $1,000,000 $1,000,000 110undation for Excellence m Higher Education To support the University Project 16 Stockton Street Princeton, NJ 08540 11/11/14 $3,000,000 $1,000,000 Encounter for Culture and Education, Inc. 900 Broadway, Suite 601 1New York, NY 10003-1239 Payment Amount and Date $1,000,000 Date(s) Report Received Report Request Date/Status (vi) (vii) 02/19/16 Request sent 2-12-16, report states all funds expended $1,000,000 10/21/2015 03/08/16 Request sent 2-12-16, report states all funds expended various in • 2015 I-' °' John W. Pope Civitas Institute 100 South Harrington Street Raleigh, NC 27603 To support general operations 02/24/15 $100,000 $100,000 $100,000 5/6/2015 03/09/16 Request sent 2-12-16, report states all funds expended John W. Pope C1vitas Institute 100 South Harrington Street Raleigh, NC 27603 To support a lit1gat1on center 02/24/15 $60,000 $60,000 $60,000 5/6/2015 03/09/16 Request sent 2-12-16, report states all funds expended John W Pope C1v1tas Institute 100 South Harrington Street Raleigh, NC 27603 To support a communications project 06/02/15 $1,500,000 $250,000 $500,000 7/1/2015 03/09/16 Request sent 2-12-16, report states $250,000 remains. Followup 10-24-16 • • • GRANTS PAID CALENDAR YEAR 2015 The Lynde and Harry Bradley Foundation, Inc. Note Grants paid represent payments for rel191ous, educallonal, or similar chantable purposes Except as noted with the following legend, the organizabons are public chanlles as desaibed 1n secbons 509(a)(1 ),(2),(3) Form 990-PF Part 1, Line 25 and Part XV, Item 3 RECIPIENT AND PURPOSE DATE AMOUNT IRS Code $6,000 PC Ab1ga1I Adams Institute 14 Arrow Street, Suite G10 Cambndge, MA 02138 To support general operations 12/16/15 Above the Clouds, Inc. P 0 Box 16122 Milwaukee, WI 53216-0122 To support general operations 07/15/15 $10,000 PC Accelerate Institute 328 South Jefferson Street, Suite 570 Chicago, IL 60661 To support a Ryan Fellowship 12/02/15 $75,000 PC Acton Institute for the Study of Religion and Liberty 98 East Fulton Street Grand Rapids, Ml 49503 To support general operations 06/03/15 $50,000 PC Acton Institute for the Study of Religion and Liberty 98 East Fulton Street Grand Rapids, Ml 49503 To support general operations 03/25/15 $75,000 PC ACTS Housing 2414 W Vliet Street Milwaukee. WI 53205 To support general operations 09/02/15 $90,000 PC Alexander Hamilton Institute for the Study of Western C1v11izat1on The Alexander Hamilton Inn 21 West Park Row Clinton, NY 13323 To support the Smith Institute 12/16/15 $50,000 PC Alexander Hamilton Society 11 Dupont Circle, NW, Suite 325 Washington, DC 20036 To support general operations 03/25/15 $50,000 PC Alliance for Strong Families and Communities, Inc. 11700 West Lake Park Dnve Milwaukee, WI 53224-3099 To support general operations 10/21/15 $1,000 PC -165The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE • • DATE IRS Code $25,000 PC AMOUNT AltVentures Media 3930 Connecticut Avenue NW, 103-H Washington, DC 20008 To support geneial opeiations 05/06/15 Alzhe1mers Disease and Related Disorders Association 225 N M1ch1gan Avenue, 17th Floor Chicago, IL 60601 To support local program services 12116/15 $500 PC Am~can Civil Rights Institute P.0 ox 188350 Sacramento, CA 95818 To support general operations 09/16/15 $100,000 PC American C1v1I Rights Union 3213 Duke Street #625 Alexandria, VA 22314 To support lit1gat1on 12102115 $50,000 PC American Council of Trustees and Alumni 1730 M Street NW, Suite 600 Washington, DC 20036-4511 To support general operations 07/01/15 $20,000 PC American Enterprise Institute for Public Policy Research 1150 Seventeenth Street NW, Suite 1250 Washington, DC 20036 To support Foreign and Defense Policy Studies public opinion analysis and the Bradley Lecture Series 12/02115 $280,000 PC American Enterprise Institute for Public Policy Research 1150 Seventeenth Street NW, Suite 1250 Washington, DC 20036 To support Foreign and Defense Policy Studies and the Bradley Lecture Series 01/07/15 $100,000 PC American Enterprise Institute for Public Policy Research 1150 Seventeenth Street NW, Suite 1250 Washington, DC 20036 To support Foreign and Defense Policy Studies and the Bradley Lecture Senes 02104/15 $100,000 PC American Enterprise Institute for Public Policy Research 1150 Seventeenth Street NW, Suite 1250 Washington, DC 20036 To support the Education Policy Studies Program 07/01/15 $50,000 PC American Enterprise Institute for Public Polley Research 1150 Seventeenth Street NW, Suite 1250 Washington, DC 20036 To support the Education Polley Studies Program 08/05/15 $50,000 PC American Foreign Policy Council 509 C Street NE Washington, DC 20002 To support general operations 09/02115 $100,000 PC -166The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE • • DATE AMOUNT IRS Code $20,000 PC American Islamic Congress 1718 M Street NW, #243 Washington, DC 20036 To support campus act;vities 04/15/15 American Leg1slat1ve Exchange Council 2900 Crystal Dnve, Surte 600 Arlington, VA 22202 To support public education 08/05/15 $100,000 PC American Leg1slat1ve Exchange Council 2900 Crystal Drive, Suite 600 Arlington, VA 22202 To support public education 10/07/15 $50,000 PC American Leg1slat1ve Exchange Council 2900 Crystal Drive, Suite 600 Arlington, VA 22202 To support public education 08/05/15 $100,000 PC American Leg1slat1ve Exchange Council 2900 Crystal Drive, Suite 600 Arlington, VA 22202 To support the Center for State Fiscal Reform 12102115 $100,000 PC 08/05/15 $100,000 PC American Majority, Inc P 0 Box 87 Purcellv11le, VA 20134 To support the Wisconsin chapter 07/01/15 $100,000 PC Amencan Principles Project 1130 Connecticut Avenue NW #425 Washington, DC 20036 To support the Practical Federalism Project 12102115 $100,000 PC Amencan Transparency 200 South Frontage Road, Suite 304 Burr Ridge, IL 60527 To support the Open the Books Project 12102115 $50,000 PC Americans for Prospenty Foundation 1310 N Courthouse Road, Suite 700 Arlington, VA 22201 To support two projects 12102115 $275,000 PC Amencans for Tax Reform Foundation 722 Twelfth Street NW, Floor 4 Washington, DC 20005 To support general operations 05/06/15 $100,000 PC American Majority, Inc. P 0. Box 87 Purcellville, VA 20134 To support the Wisconsin chapter - -167The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE • • Amenca's Future Foundation 1513 16th Street, NW Washington, DC 20036 To support genera! operations 12102115 IRS Code $20,000 PC Archdiocese of Milwaukee 3501 South Lake Dnve P 0 Box 070912 Milwaukee, WI 53207-0912 To support the Palhum Lecture series 07/01/15 $10,000 PC Asset Builders of America, Inc. 1213 North Sherman Avenue, #195 Madison, WI 53704 To support general operations 12102115 $40,000 PC Assoc1at1on for Core Texts and Courses 1928 Saint Mary's Road Moraga, CA 94556-2744 To support a core curriculum workshop 10/07/15 $50,000 PC Association for the Study of the Middle East and Afnca 2100 M Street NW, #170-291 Washington, DC 20037 To support the annual conference 10/07/15 $30,000 PC Assoc1at1on of Graduates of the United States Military Academy 698 Mills RoadWest Point, NY 10996-1607 To support the Combating Terrorism Center 12102115 $100,000 PC Assoc1at1on of Graduates of the United States Military Academy 698 Mills Road West Point, NY 10996-1607 To support the Army Cyber Institute 12102115 $75,000 PC Atlas Economic Research Foundation 1201 L Street NW Washington, DC 20005 To support the 2016 general meeting of the Mont Pelerin Society 10/07/15 $25,000 PC Aurora Health Care, Inc 750 W Virginia Street PO Box 341880 Milwaukee, WI 53234-1880 To support general operations of the Healing Center 12116/15 $15,000 SO II Barry Goldwater Institute for Public Polley Research 500 East Coronado Road Phoenix, AZ. 85004 To support a state-based litigation alliance 12102115 $250,000 PC Baylor University One Bear Place# 97308 Waco, TX 76798-7308 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC -168The Lynde and Harrv Sradtev Foundation 39-6037928 DATE AMOUNT • • RECIPIENT AND PURPOSE Baylor University One Bear Place # 97308 Waco, TX 76798-7308 To support the Bradley Graauate and Post-Graauate Fe11owsn1p Program 12116/15 IRS Code $12,500 PC Baylor University One Bear Place # 97308 Waco, TX 76798-7308 To support the Bradley Graduate and Post-Graduate Fellowship Program 09/02115 $12,500 PC Becket Fund, Inc. 1200 New Hampshire Avenue, NW, Suite 700 Washington, DC 20036 To support general operations 02104/15 $70,000 PC Becket Fund, Inc 1200 New Hampshire Avenue, NW, Suite 700 Washington, DC 20036 To support general operations 12116/15 $225,000 PC Bel Canto Chorus of Milwaukee, Inc. 158 North Broadway Milwaukee, WI 53202 To support general operations 03/25/15 $20,000 PC Beniamin Rush Institute P 0 Box 3113 ~ Half Moon Bay, CA 94019 To support general operations - - DATE - -- - - - - - -- - --~- ~ - 10/07/15 AMOUNT - - $30,QOO -- PC Black Alliance for Educational Options, Inc 888 Sixteenth Street NW, Suite 800 Washington, DC 20006 To support general operations 06/03/15 $75,000 PC Boston College Jesuit Community Chestnut Hill, MA 02467-3802 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC Boston College Jesuit Community Chestnut Hill, MA 02467-3802 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/19/15 $12,500 PC Boston College Jesuit Community Chestnut Hill, MA 02467-3802 To support the Bradley Graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC Boys & Girls Clubs of Greater Milwaukee, Inc. 1558 North Sixth Street P 0 Box 12486 Milwaukee, WI 53212 To support general operations 11/18/15 $5,000 PC -169The Lynde and Harry Bradley Foundation 39-6037928 • • RECIPIENT AND PURPOSE AMOUNT Bradley Impact Fund, Inc 1249 North Franklin Place Milwaukee, WI 53202 To support general operations 11/18/15 IRS Code $35,000 PC Bradley Impact Fund, Inc 1249 North Franklin Place Milwaukee, WI 53202 To support general operations 11/18/15 $10,000 PC Bradley Impact Fund, Inc 1249 North Franklin Place Milwaukee, WI 53202 To support general operations 10/07/15 $48,000 PC Bradley Impact Fund, Inc 1249 North Franklin Place Milwaukee, WI 53202 To support general operations 12116/15 $10,000 PC Bradley Impact Fund, Inc 1249 North Franklin Place Milwaukee, WI 53202 To support general operations 03/12115 $50,000 PC ~50,0~00 PG Bradley Impact Fund, Inc 1249 North~ Franklin Pface Milwaukee, WI 53202 To support general operations -- - - -- - ~ - ~ ~ ~ -- DATE 06/10/15 --~ ~ Bradley Impact Fund, Inc 1249 North Franklin Place Milwaukee, WI 53202 To support general operations 08/27/15 $50,000 PC Bradley Impact Fund, Inc 1249 North Franklin Place Milwaukee, WI 53202 To support general operations 10/08/15 $260,000 PC Bradley Impact Fund, Inc 1249 North Franklin Place Milwaukee, WI 53202 To support general operations 12/10/15 $40,000 PC Bradley Prize Rec1p1ent Ayaan H1rs1 Ah 1150 Seventeenth Street NW, Suite 1250 Washington, DC 20036 07/17/15 $250,000 I Bradley Prize Rec1p1ent James Ceaser P 0 Box 400787 Charlottesville, VA 22904-4787 06/10/15 $250,000 I -170The Lynde and Harry Bradley Foundation 39-6037928 • RECIPIENT AND PURPOSE • DATE AMOUNT Bradley Pnze Rec1p1ent John Keane 1400 Sixteenth Street NW, Suite 515 'v"v'ashingion, DC 20036 06/10/15 IRS Code $250,000 I Bradley Pnze Rec1p1ent Larry Arnn 33 East College Street Hillsdale, Ml 49242 06/10/15 $250,000 Business and Economics Academy of Milwaukee 3620 N. 18th Street Milwaukee, WI 53206 To support a merit pay program for teachers 10/07/15 $10,000 PC Business and Economics Academy of Milwaukee 3620 N 18th Street Milwaukee, WI 53206 To support the Office for the Advancement of Free Enterprise Education 10/07/15 $100,000 PC Business and Economics Academy of Milwaukee 3620 N 18th Street Milwaukee, WI 53206 To support the Office for the Advancement of Free Enterprise Education 11/04/15 $100,000 PC California Dance Institute 3131 Olympic Boulevard, #202 Santa Monica, CA 90404 To support general operations 06/17/15 $10,000 PC 05/06/15 $20,000 PC Capital Research Center 1513 Sixteenth Street, NW Washington, DC 20036-1401 To support a research project 10/07/15 $25,000 PC Capital Research Center 1513 Sixteenth Street, NW Washington, DC 20036-1401 To support general operations and a communications upgrade 10/07/15 $110,000 PC Capital Research Center 1513 Sixteenth Street, NW Washington, DC 20036-1401 To support Philanthropy Daily 12102115 $40,000 PC Captain Fredenck Pabst Mansion, Inc. 2000 West Wisconsin Avenue Milwaukee, WI 53233 To support general operations 12116/15 $25,000 PC Calvin College • 3201 Burton Street SE Grand Rapids, Ml 49546-4388 To support a research pro1ect on school-choice policy and private-school enrollment -171The Lynde and Harry Bradley Foundation 39~037928 I RECIPIENT AND PURPOSE • • DATE Carnegie Mellon University 5000 Forbes Avenue Pittsburgh, PA 15213-3890 To support research on the Ruie of Law 12102115 Carthage College 2001 Alford Park Dnve Kenosha, VVI 53140-1994 To support the Humanities Citizenship Initiative 07/01/15 Catholic Chant1es of the Archdiocese of Milwaukee, Inc. 3501 South Lake Drive P 0 Box 070912 Milwaukee, VVI 53207-0912 To support daycare services AMOUNT IRS Code $100,000 PC $25,000 PC 12116/15 $500 PC Catholic Memorial High School 601 East College Avenue VVaukesha, VVI 53186 To support student schlarsh1ps 02104/15 $2,000 PC Catholic Near East VVelfare Assoc1at1on 1011 First Avenue, 15 F1 New York, NY 10022-4195 To "Help Syria's frightened Christians survive" 09/16/15 $250 PC Cato Institute 1000 Massachusetts Avenue, NVV Washington, DC 20001 To support a religious-freedom conference 12102115 $75,000 PC Cato Institute 1000 Massachusetts Avenue, NVV Washington. DC 20001 To s~pport the Center for Monetary and Financial Alternatives 12/02/15 $250,000 PC Cato Institute 1000 Massachusetts Avenue, NVV Washington, DC 20001 To support the Center for Monetary and Financial Studies 02104/15 $100,000 PC Center for B1oeth1cs and Culture Network 3380 Vincent Road STE HUB Pleasant Hill, CA 94523-4324 To support general operations 03/25/15 $50,000 PC Center for Compet1t1ve Politics 124 S VVest Street, Suite 201 Alexandria, VA 22314 To support general operations 03/25/15 $50,000 PC Center for Compet1t1ve Politics 124 S VVest Street, Suite 201 Alexandria, VA 22314 To support general operations 06/03/15 $50,000 PC - ,. -172The Lynde and Harry Bradley Foundation 39-6037928 • • Center for Equal Opportunity 7700 Leesburg Pike, Suite 231 Falls Church, VA 22043 To support generai operations 06/03/15 IRS Code $75,000 PC Center for Equal Opportunity 7700 Leesburg Pike, Suite 231 Falls Church, VA 22043 To support general operations 04/15/15 $75,000 PC Center for lmm1grat1on Studies 1629 K Street NW, Suite 600 Washington, DC 20006 To support the national security program 09/02/15 $10,000 PC Center for Neighborhood Enterprise 1625 K Street NW, Suite 1200 Washington, DC 20006 To support general operations 11/18/15 $5,000 PC Center for Neighborhood Enterpnse 1625 K Street NW, Suite 1200 Washington, DC 20006 To support general operations 10/07/15 $125,000 PC 12116/15 $125,000 PC Center for Neighborhood Enterprise 1625 K Street NW, Suite 1200 Washington, DC 20006 To support the Milwaukee Violence Free Zone in1t1at1ve 03/25/15 $100,000 PC Center for Ne1ghbortiood Enterprise 1625 K Street NW, Suite 1200 Washington, DC 20006 To support the Milwaukee Violence Free Zone 1nit1at1ve 06/03/15 $90,000 PC Center for Public Justice P 0 Box 48368 Washington, DC 20002-0368 To support the lnst1tut1onal Religious Freedom Alliance 04/15/15 $25,000 PC Center for Strategic and Budgetary Assessments 1667 K Street NW, Suite 900 Washington, DC 20006-1659 To support program activ1t1es 10/07/15 $80,000 PC Center for the Study of Technology and Society 1730 M Street NW, Suite 910 Washington, DC 20036 To support general operations 12/02/15 $30,000 PC RECIPIENT AND PURPOSE Center for Neighborhood Enterprise 1625 K Street NW, Suite 1200 Washington, DC 20006 To support general operations - -173The Lynde and Harry Bradley Foundation 39-6037928 DATE AMOUNT RECIPIENT AND PURPOSE • • DATE AMOUNT IRS Code $25,000 PC Center of the Amencan Experiment 8441 Wayzata Boulevard, Suite 350 Golden Valley, MN 55426 To support research and activmes on the effects of fam1iy fragmentation 10/07/15 Children's Hospital of Wisconsin, Inc. P 0. Box 1997, MS C760 Milwaukee, WI 53201-1997 To support general operations 10/07/15 $1,000 PC City On A Hill, Inc 2224 West Kilbourn Avenue Milwaukee, WI 53233 To support general operations 10/07/15 $1,000 PC City On A Hill, Inc 2224 West Kilbourn Avenue Milwaukee, WI 53233 To support general operations 12/02/15 $30,000 PC City Year, Inc 287 Columbus Avenue Boston, MA 02116 To support City Year Milwaukee 12/02/15 $100,000 PC Claremont Institute for the Study of Statesmanship and Political Philosophy 1317 W Foothill Blvd , Suite 120 · · Upland, CA 91786-3675 To support general operations 08/05/15 $50,000 PC Claremont Institute for the Study of Statesmanship and Poht1cal Philosophy 1317 W Foothill Blvd, Suite 120 Upland, CA 91786-3675 To support general operations 07/01/15 $50,000 PC Claremont McKenna College Bauer Center 500 East Ninth Street Claremont, CA 91711-6400 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC Claremont McKenna College Bauer Center 500 East Ninth Street Claremont, CA 91711-6400 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/19/15 $12,500 PC Claremont McKenna College Bauer Center 500 East Ninth Street Claremont, CA 91711-6400 To support the Bradley Graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC Claremont McKenna College Bauer Center 500 East Ninth Street Claremont, CA 91711-6400 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/19/15 $12,500 PC -174The Lynde and Harry Bradley Foundation 39-6037928 • • Claremont McKenna College Bauer Center 500 East Ninth Street Ciaremom, CA 9i7i i-6400 To support the Bradley Graduate and Post-Graduate Fellowship Program 12/16/15 IRS Code $12,500 PC Classroom, Inc 245 Fifth Avenue, Floor 20 New York, NY 10016 To support general operations 03/25/15 $75,000 PC Collegiate Cultural Foundation 218 West State Street Media, PA 19063 To support general operations 04/15/15 $10,000 PC Collegiate Cultural Foundation 218 West State Street Media, PA 19063 To support the Love and Fidelity Network 07/01/15 $15,000 PC Colorado Christian University 8787 West Alameda Avenue Lakewood, CO 80226 To support general operations 11/18/15 $10,000 PC 07/15/15 $50,000 PC Columbia University 726 Uns Hall New York, NY 10027 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC Columbia University 726 Uns Hall New York, NY 10027 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC Columbia University 726 Uris Hall New York, NY 10027 To support the Bradley Graduate and Post-Graduate Fellowship Program 12/16/15 $12,500 PC Columbia University 726 Uris Hall New York, NY 10027 To support the Bradley Graduate and Post-Graduate Fellowship Program 12/16/15 $12,500 PC 10/07/15 $12,500 PC RECIPIENT AND PURPOSE DATE Colorado Christian University 8787 West Alameda Avenue Lakewood, CO 80226 To support the Centennial lnst1tute's 2015 Western Conservative Summit --- - ~ - - AMOUNT . ' Columbia University 726 Uris Hall New York, NY 10027 To support the Bradley Graduate and Post-Graduate Fellowship Program -175The Lynde and Harry Bradley Foundation 39-6037928 • • RECIPIENT AND PURPOSE Columbia University 726 Uns Hall New York, NY 10027 To support the Braaiey Graduate and Post-Graduate Fe1iowsnip Program 08/19/15 IRS Code $12,500 PC Committee for a Responsible Federal Budget 1900 M Street NW, Suite 850 Washington, DC 20036 To support the SSDI Solutions Initiative 03/25/15 $75,000 PC Committee for a Responsible Federal Budget 1900 M Street NW, Suite 850 Washington, DC 20036 To support the SSDI Solutions Initiative 06/03/15 $75,000 PC Communities Foundation of Texas 5500 Caruth Haven Lane Dallas, TX 75225-8146 To support the Independence Proiect 12116/15 $100,000 PC Community Warehouse, Inc 521 South 9th Street Milwaukee, WI 53204 To support general operations 03/25/15 $100,000 PC 11/18/15 $25,000 PC Compel Them To Come, Inc 6918 w· Brown Deer Road Milwaukee, WI 53223 To support general operations ~ DATE AMOUNT L ~ - ~ ~ ~ - Compet1t1ve Enterprise Institute 1899 L Street, NW, Floor 12 Washington, DC 20036 To support general operations 12102115 $100,000 PC Compet1t1ve Enterprise Institute 1899 L Street, NW, Floor 12 Washington, DC 20036 To support litigation 12102115 $100,000 PC Concord Chamber Orchestra P 0 Box 370857 Milwaukee, WI 53237-1957 To support general operations 12116/15 $10,000 PC Conservative Reform Polley Center 219 Pennsylvania Avenue, SE, 3rd Floor Washington, DC 20003 To support the Room to Grow series 10/07/15 $100,000 PC Conservative Reform Polley Center 219 Pennsylvania Avenue, SE, 3rd Floor Washington, DC 20003 To support the Room to Grow series 09/02115 $100,000 PC -176The Lynde and Harry Bradley Foundation 39-6037928 • RECIPIENT AND PURPOSE • DATE IRS Code $150,000 PC AMOUNT Conservative Reform Polley Center 219 Pennsylvania Avenue, SE, 3rd Floor Washington, DC 20003 To support the Room io Grow senes 07/01/15 Convergence Resource Center 3975 North 68th Street, Lower Level 1 Milwaukee, WI 53216 To support general operations 03/25/15 $10,000 PC Cornell University Department of History McGraw Hall Ithaca, NY 14853-4601 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC Cornell University Department of History McGraw Hall Ithaca, NY 14853-4601 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC Cornell University Department of History McGraw Hall Ithaca, NY 14853-4601 To support the Bradley Graduate and Post-Graduate Fellowship Program 12/16/15 $12,500 PC Cornell University Department of History McGraw Hall Ithaca, NY 14853-4601 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/19/15 $12,500 _PC Cornell University Department of History McGraw Hall Ithaca, NY 14853-4601 To support the Bradley Graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC Cornell University Department of History McGraw Hall Ithaca, NY 14853-4601 To support the Bradley Graduate and Post-Graduate Fellowship Program 10/07/15 $12,500 PC Council on Foreign Relations 58 East 68th Street New York, NY 10065 To support a Senior Fellowship in Middle Eastern Studies 12/16/15 $25,000 PC Crisis Nursery, Inc 2334 East Polk Street Phoenix, AZ 85006 To support general operations 11/04/15 $10,000 PC Daniel Morgan Academy 1620 L Street NW Seventh Floor Washington, DC 20036 To support a program on cyber security policy 12102/15 $100,000 PC - - -177The Lynde and Harry Bradley Foundation 39-6037928 • - - - - - - - - - - • RECIPIENT AND PURPOSE DATE - - David Horowitz Freedom Center 14724 Ventura Blvd , Suite 820 Sherman Oaks, CA 91403 To suppori. program aciiv1ties 02104/15 IRS Code $100,000 PC David Horowitz Freedom Center 14724 Ventura Blvd., Suite 820 Sherman Oaks, CA 91403 To support program act1v1ties 12102115 $215,000 PC Discovery Institute 208 Columbia Street Seattle, WA 98104 To support the American Center for Transforming Education 12102115 $25,000 PC Discovery Institute 208 Columbia Street Seattle, WA 98104 To support the Center on Wealth, Poverty, and Morality houses 03/25/15 $10,000 PC Discovery World, Ltd 500 North Harbor Drive Milwaukee, WI 53202 To support general operations 12102115 $90,000 PC Divine Savior Holy Angels High School 4257 North 1OOth Street Milwaukee, WI 53222 To support fac11it1es improvements 12102115 $50,000 PC Dominican High School 120 East Silver Sprmg Drive Whitefish Bay, WI 53217 To support part1c1pat1on m the Milwaukee Parental Choice Program 07/15/15 $20,000 PC Dominican High School 120 East Silver Spring Drive Whitefish Bay, WI 53217 To support fac1ht1es improvements 12102115 $100,000 PC 07/01115 $30,000 PC 06/03/15 $15,000 PC 01/07/15 $12,500 PC - Donors Trust 1800 Diagonal Road, Suite 280 Alexandria, VA 22314 To support Talent Market . Duke University Office of Research Support 2200 W Mam Street, Suite 710 Durham, NC 27705 To support the New Faces conference - Duke University Office of Research Support 2200 W. Mam Street, Suite 710 Durham, NC 27705 To support the Bradley Graduate and Post-Graduate Fellowship Program -178The Lynde and Harry Bradley Foundation 39-6037928 AMOUNT • • RECIPIENT AND PURPOSE Duke University Office of Research Support 2200 W Main Street, Suite 710 Duiham, NC 27705 To support the Bradley Graduate and Post-Graduate Fellowship Program 09/02115 IRS Code $12,500 PC Duke University Office of Research Support 2200 W Main Street, Suite 710 Durham, NC 27705 To support the Bradley Graduate and Post-Graduate Fellowship Program 12/16/15 $12,500 PC Eastbrook Academy 5375 North Green Bay Avenue Milwaukee, WI 53209 To support a new science lab 12102115 $50,000 PC Eastbrook Academy 5375 North Green Bay Avenue Milwaukee, WI 53209 To support general operations 07/01/15 $20,000 PC Education Action Group Foundation 950 W Norton, Suite 202 Muskegon. Ml 49441 To support general operations 06/17/15 $75,000 PC $1,000 - PC Elmbrook Church 777 South Barker Road Brookfield, WI 53045 To support general operations DATE AMOUNT 03/04/15 - - -- ~ - - -- - - - - - - - - - - - - -- Employment Policies Institute Foundation 1090 Vermont Avenue, NW, Suite 800 Washington, DC 20005 To support program act1v1t1es 01/07/15 $200,000 PC Employment Policies Institute Foundation 1090 Vermont Avenue, NW, Suite 800 Washington, DC 20005 To support program act1v1t1es 02/04/15 $200,000 PC Employment Policies Institute Foundation 1090 Vermont Avenue, NW. Suite 800 Washington, DC 20005 To support public education 12/16/15 $400,000 PC Encounter for Culture and Education, Inc 900 Broadway, Suite 601 New York, NY 10003-1239 To support general operations 12102/15 $100,000 POF Encounter for Culture and Education, Inc. 900 Broadway, Suite 601 New York, NY 10003-1239 To support general operations 07/15/15 $100,000 POF -179The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE • • Encounter for Culture and Education, Inc 900 Broadway, Suite 601 New York, NY 10003-1239 To support genera! operations 02104/15 IRS Code $100,000 POF Encounter for Culture and Education, Inc. 900 Broadway, Suite 601 New York, NY 10003-1239 To support general operations 11/04/15 $100,000 POF Encounter for Culture and Education, Inc 900 Broadway, Suite 601 New York, NY 10003-1239 To support general operations 09/16/15 $100,000 POF Encounter for Culture and Education, Inc 900 Broadway, Suite 601 New York, NY 10003-1239 To support general operations 12/16/15 $100,000 POF Encounter for Culture and Education, Inc 900 Broadway, Suite 601 New York, NY 10003-1239 To support general operations 10/07/15 $100,000 POF 04/15/15 $100,000 POF Encounter for Culture and Education, Inc 900 Broadway, Suite 601 New York, NY 10003-1239 To support general operations 05/20/15 $100,000 POF Encounter for Culture and Education, Inc 900 Broadway, Suite 601 New York, NY 10003-1239 To support general operations 03/04/15 $100,000 POF Epic Center Community Organization 1236 S. Layton Blvd Milwaukee. WI 53215 To support general operations 04/15/15 $10,000 PC Ethics and Public Polley Center, Inc 1730 M Street NW, Suite 910 Washington, DC 20036 To support a film proiect 12102115 $75,000 PC Ethics and Public Polley Center, Inc. 1730 M Street NW, Suite 910 Washington, DC 20036 To support research on the welfare state 03/25/15 $50,000 PC Encounter for Culture and Education, Inc. 900 Broadway, Suite 601 New York, NY 10003-1239 To support general operations AMOUNT - -180The Lynde and Harry Bradley Foundation 39-6037928 DATE • • RECIPIENT AND PURPOSE DATE AMOUNT Ethics and Public Policy Center, Inc 1730 M Street NW, Suite 910 Washington, DC 20036 To support research on the welfare state 06/03/15 IRS Code $50,000 PC Ethics and Public Polley Center, Inc 1730 M Street NW, Suite 910 Washington, DC 20036 To support a senior fellowship 02/04/15 $70,000 PC Ethics and Public Polley Center, Inc. 1730 M Street NW, Suite 910 Washington, DC 20036 To support general operations 10/07/15 $75,000 PC Ethics and Public Polley Center, Inc. 1730 M Street NW, Suite 910 Washington, DC 20036 To support general operations 08/05/15 $100,000 PC Ethics and Public Polley Center, Inc. 1730 M Street NW, Suite 910 Washington, DC 20036 To support general operations 07/01/15 $100,000 PC _12/02/15 $30,000 PC Ethics and Public Polley Center, Inc. 1730 M Street NW, Suite 910 Washington, DC 20036 To support the John Hay lmt1at1ve 12/02/15 $25,000 PC Ethics and Public Polley Center, Inc 1730 M Street NW, Suite 910 Washington, DC 20036 To support the John Hay Initiative 06/03/15 $100,000 PC Ethics and Public Polley Center. Inc. 1730 M Street NW, Suite 910 Washington, DC 20036 To support the John Hay lmt1at1ve 03/25/15 $100,000 PC Ethics and Public Polley Center, Inc 1730 M Street NW, Suite 910 Washington, DC 20036 To support research on conservatism 12/02/15 $150,000 PC First Stage Children's Theater 325 West Walnut Street Milwaukee, WI 53212 To support general operations 07/01/15 $30,000 PC Ethics and Public Policy Center, Inc 1730 M Street NW, Suite 910 Washington, DC 20036 To support the Faith Angle Forum - -181The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE • • DATE AMOUNT IRS Code $95,000 PC Florentine Opera Company, Inc 930 E. Burleigh Street Lower Level ~.1:1\,•.:aukee, '.''JI 53212 To support general operations 07/15/15 Foreign Policy Research Institute 1528 Walnut Street, Suite 610 Philadelphia, PA 19102-3684 To support program act1v1ties 12102115 $189,000 PC Foundation Financial Officers Group 19 Mantua Road Mt Royal, NJ 08061 To support general operations 10/21/15 $1,000 PC Foundation for Cultural Review, Inc 900 Broadway, Suite 602 New York, NY 10003-1239 To support the New Cntenon 10/07/15 $200,000 PC Foundation for Economic Education, Inc 1718 Peachtree St NW Suite 1048 Atlanta, GA 30309 To support general operations 09/02/15 $40,000 PC Foundation for Excellence in Education 215 S Monroe Street, Suite 420 Tallahassee, FL 32301 To support general operations 12102115 $35,000 PC Foundation for Excellence m Higher Education 16 Stockton Street Princeton, NJ 08540 To support the University Project 10/21/15 $1,000,000 PF 06/03/15 $100,000 PC Foundation for Government Accountability 15275 Collier Blvd , Suite 201-279 Naples, FL 34119 To support general operations 05/06/15 $150,000 PC Foundation for Government Accountability 15275 Collier Blvd , Suite 201-279 Naples, FL 34119 To support general operations 08/05/15 $100,000 PC Foundation for lnd1v1dual Rights in Education, Inc. 51 O Walnut Street, Suite 1250 Ph1ladelph1a, PA 19106 To support general operations 10/07/15 $85,000 PC ' Foundation for Government Accountability 15275 Collier Blvd , Suite 201-279 Naples, FL 34119 To support general operations -182The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE • • DATE IRS Code $20,000 PC AMOUNT Foundation for Research on Economics & the Environment P 0 Box 555 Gallatin Gateway, MT 59730 Tc support gener31 cperat;cns 03/25/15 Foundation for the Defense of Democracies, Inc. 1726 M Street NW, Suite 700 Washington, DC 20036 To support the Washington Forum and a research fellowship 12/02/15 $100,000 PC Franklin Center for Government & Public lntegnty 1229 King Street, Floor 3 Alexandria, VA 22314 To support the Thomas L. Rhodes Journalism Fellowship at National Review 10/07/15 $50,000 PC Franklin Center for Government & Public Integrity 1229 King Street, Floor 3 Alexandna, VA 22314 To support the Wisconsin Chapter 12/02/15 $90,000 PC Free Congress Research and Education Foundation, Inc 901 N. Washington Street, Suite 206 Alexandria, VA 22314 To support general operations 09/16/15 $160,000 PC 12/02/15 $100,000 PC Freedom Foundation P 0 Box 552 Olympia, WA 98507 To support the Union Transparency and Reform Project 07/01/15 $500,000 PC Freedom House, Inc. 1850 M Street NW, Suite 1100 Washington, DC 20036 To support a project on China 12/02/15 $100,000 PC Freedom of Conscience Defense Fund P 0 Box 9520 Rancho Santa Fe, CA 92067 To support general operations 03/25/15 $50,000 PC Freedom of Conscience Defense Fund P 0 Box9520 Rancho Santa Fe, CA"92067 To support general operations 06/03/15 $50,000 PC Freedoms Foundation at Valley Forge 1601 Valley Forge Road, P.O Box 67 Valley Forge, PA 19482-0706 To support a US history education project 09/02115 $51,000 PC Free to Choose Network 2002 Filmore Avenue, Suite #1 Erie, PA 16506-6913 To support the The Power to be Free media project ~ -183The Lynde and Harry Bradley Foundation 39-6037928 - - - - - - --- • • FreedomWorks Foundation 400 North Capitol Street NW, Suite 765 Washington, DC 20001-1564 To support public education 09/02115 IRS Code $50,000 PC Fnedman Foundation for Educational Choice 111 Monument Circle, Suite 2650 Indianapolis, IN 46204 To support program activ1t1es 10/07/15 $15,000 PC Galen Institute P 0 Box 320010 Alexandna, VA 22320 To support general operations 12102115 $150,000 PC Gary Sin1se Charitable Foundation P 0 Box 50008 Studio City, CA 91604-5001 To support general operations 12/02/15 $100,000 PC George Mason University Foundation, Inc 3301 North Fairfax Dnve, Suite 450 Arlington, VA 22201-4498 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC 08/19/15 $12,500 PC George Mason University Foundation, Inc 3301 North Fairfax Dnve, Suite 450 Arlington, VA 22201-4498 To support the Bradley Graduate and Post-Graduate Fellowship Program 12/16/15 $12,500 PC Georgetown University 37th and 0 Sts NW Washington, DC 20007 To support the Center for the Constitution 12/16/15 $75,000 PC Georgetown University 37th and 0 Sts NW Washington, DC 20007 To support the Tocqueville program for Political Understanding 12/16/15 $25,000 PC Georgia Center for Opportunity 333 Research Court, Suite 210 Norcross, GA 30092 To support the Healthy Family Initiative 07/01/15 $500,000 PC German Marshall Fund of the United States 1744 R Street NW Washington, DC 20009 To support the Transatlantic Academy 02104/15 $100,000 PC RECIPIENT AND PURPOSE DATE George Mason University Foundation, Inc. 3301 North Fairfax Drive, Suite 450 Arlington, VA 22201-4498 To support the Bradley Graduate and Post-Graduate Fellowship Program -184The Lynde and Harry Bradley Foundation 39-6037926 AMOUNT - RECIPIENT AND PURPOSE • • DATE German Marshall Fund of the United States 1744 R Street NW Washington, DC 20009 12116/15 AMOUNT IRS Code $250,000 PC To support the Tiaiisatlantic Academy Girl Scouts of Wisconsin Southeast, Inc 131 South 69th Street P 0 Box 14999 Milwaukee, WI 53214-0999 To support general program act1v1t1es 12116/15 $500 PC Good News Communication Inc 4073 Mission Oaks Blvd Camanllo, CA 93012 To support the Mov1egu1de Faith & Values Awards 12116/15 $250,000 PC Grand Avenue Club, Inc 210 East Michigan Street Milwaukee, WI 53202-4901 To support general operations 05/06/15 $2,000 PC Grand Avenue Club, Inc 210 East M1ch1gan Street Milwaukee, WI 53202-4901 To support general operations 10/07/15 $30,000 PC Grand Avenue Club, Inc 210 East Michigan Street Milwaukee, WI 53202-4901 To support building repairs 12116/15 $75,000 PC Greater Milwaukee Foundation, Inc 101 West Pleasant, Suite 210 Milwaukee, WI 53212 To support the Nonprofit Management Fund 10/07/15 $60,000 PC Green Lake Property Owners Assoc1at1on of Washington County P 0 Box 272 Newburg, WI 53060 To support general operations 12/16/15 $1,000 PC Greenhouse Solutions P.O Box 84 Aledo, TX 76008 To support the Wisconsin Chapter 12102115 $239,500 PC Harvard University 1033 Massachusetts Avenue, Suite 3 ' Cambridge, MA 02138 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC Harvard University 1033 Massachusetts Avenue, Suite 3 Cambridge, MA 02138 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC -185The Lynde and Harry Bradley Foundation 39-6037928 • • Harvard University 1033 Massachusetts Avenue, Suite 3 Cambridge, MA 02138 Tc support the Bradley Graduats and Post-Graduate Feltow·wship Piogram 01/07/15 IRS Code $12,500 PC Harvard University 1033 Massachusetts Avenue, Suite 3 Cambndge, MA 02138 To support the Bradley Graduate and Post-Graduate Fellowship Program 12/16/15 $12,500 PC Harvard University 1033 Massachusetts Avenue, Suite 3 Cambndge, MA 02138 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/19/15 $12,500 PC Harvard University 1033 Massachusetts Avenue, Suite 3 Cambndge, MA 02138 To support the Bradley Graduate and Post-Graduate Fellowship Program 12/16/15 $12,500 PC Harvard University 1033 Massachusetts Avenue, Suite 3 Cambndge, MA 02138 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/19/15 $12,500 PC Harvard University 1033 Massachusetts Avenue, Suite 3 Cambridge, MA 02138 To support the Bradley Graduate and Post-Graduate Fellowship Program 12/16/15 $12,500 PC Harvard University 1033 Massachusetts Avenue, Suite 3 Cambridge, MA 02138 To support the Bradley Graduate and Post-Graduate Fellowship Program 10/07/15 $12,500 PC Heartlove Place, Inc 3229 N Dr Martin Luther King Jr Drive Milwaukee, WI 53212 To support general operations 04/15/15 $15,000 PC Hispanic Council for Reform and Educational Options 4095 State Road 7, Suite #151 Wellington, FL 33449 To support state-based act1v1t1es 09/02/15 $75,000 PC Hispanics for School Choice 1727 South Ninth Street Milwaukee, WI 53204 To support general operations 03/25/15 $75,000 PC Hoover lnst1tut1on 434 Galvez Mall Stanford, CA 94305-6010 To support research on regulation and the rule of the law 12/02115 $100,000 PC RECIPIENT AND PURPOSE DATE AMOUNT ....I. -186The Lynde and Harry Bradley Foundation 39-6037928 • • Hoover lnst1tut1on 434 Galvez Mall Stanford, CA 94305-6010 To support t'ie Cybei Policy Pio1ect 12102115 IRS Code $100,000 PC Hoover lnst1tut1on 434 Galvez Mall Stanford, CA 94305-6010 To support the Military History Wor1 Milwaukee Rescue Mission 830 North 19th Street Milwaukee. WI 53233 To support general operations 06/17/15 $2,000 PC Milwaukee Rescue M1ss1on 830 North 19th Street Milwaukee, WI 53233 To support general operations 10/07/15 $1,000 PC Milwaukee Rescue M1ss1on 830 North 19th Street Milwaukee, WI 53233 To support the Joy House programs for women and children 12102115 $2,000 PC Milwaukee Symphony Orchestra, Inc. 1101 North Market Street, Suite 100 Milwaukee, WI 53202-3148 To support general operations 09/11/15 $325,000 PC 12116/15 $30,00Q PC Milwaukee Youth Symphony Orchestra, Inc. 325 West Walnut Street Milwaukee, WI 53212 To support general operations 12116/15 $20,000 PC Minority Christian Coaches Assoc1at1on 158 Branch Street Hartford, WI 53027 To support general operations 03/25/15 $25,000 PC Mount Calvary Lutheran Church & School 2862 North 53 Street Milwaukee, WI 53210 To support general operations 12116/15 $20,000 PC Moving Picture Institute 375 Greenwich Street New York, NY 10013 To support general operations 12/02115 $35,000 PC Mukwonago Area Public Schools Education Foundation, Inc. 385 County Road NN East Mukwonago, WI 53149 To support a vocational program scholarship 11104/15 $500 PC Milwaukee Water Council, Inc 247 Freshwater Way, Suite 500 Milwaukee, WI 53204 To support general operations - -196The Lynde and Harry Bradley Foundation 39~037928 • • RECIPIENT AND PURPOSE Mukwonago Braves Football, Inc P 0 Box 117 Mukwonago, WI 53149 DATE 07/01115 IRS Code $500 PC AMOUNT Tc support general opeiations Mukwonago High School Athletic Booster Club, Inc 605 W School Road Mukwonago, WI 53149 To support Fnends of Mukwonago Athletics 11/18/15 $1,000 PC National Affairs, Inc 1730 M Street NW, Suite 910 Washington, DC 20036 To support National Affairs 07/01/15 $50,000 PC National Association of Scholars 8 West 38th Street, Suite 503 New York, NY 10018-6368 To support a public education proiect 12/02/15 $15,000 PC National Association of Scholars 8 West 38th Street, Suite 503 New York, NY 10018-6368 To support general operations 03/25/15 $25,000 PC National Bureau of Asian Research 1414 NE 42nd Street, Suite 300 Seattle, WA 98105 To support the Strategic Asia Program and the PLA Conference 06/03/15 $90,000 PC National Bureau of Asian Research 1414 NE 42nd Street, Suite 300 Seattle, WA 98105 To support the Strategic Asia Program and the PLA Conference 03/25/15 $100,000 PC National Bureau of Economic Research, Inc. 1050 Massachusetts Avenue, 3rd Floor Cambridge, MA 02138-5398 To support the Summer Institute and research on taxation 08/05/15 $75,000 PC National Bureau of Economic Research, Inc 1050 Massachusetts Avenue, 3rd Floor Cambridge, MA 02138-5398 To support the Summer Institute and research on taxation 06/17/15 $75,000 PC National Center for Polley Analysis 14180 Dallas Parkway, Suite 350 Dallas, TX 75254 To support general operations 12/02/15 $25,000 PC National Council on Teacher Quality 1120 G St, NW, Suite 800 Washington, DC 20005-3826 To support the "Teacher Prep Review" 07/01/15 $100,000 PC -197The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE • • DATE IRS Code $50,000 PC AMOUNT National Fatherhood lnit1at1ve 12410 Milestone Center Dnve, Suite 600 Germantown, MD 20876-6419 To C31Jpport general operat!ons 12/16/15 National Gaucher Foundation 5410 Edson Lane, Suite 220 Rockville, MD 20852 To support program activities in memory of Abigail Berweiler 12/16/15 $500 PC National Legal and Policy Center 107 Park Washington Court Falls Church, VA 22046 To support general operations 12/02/15 $25,000 PC National Organization for Marriage Education Fund 2029 K Street, NW, Suite 300 Washington, DC 20006 To support general operations 12/02/15 $75,000 PC National Review Institute 215 Lexington Avenue, 11th Floor New York, NY 10016 To support general operations 03/25/15 $50,000 PC 06/03/15 $50,000 PC National Right to Work Legal Defense & Education Foundation, Inc 8001 Braddock Road Spnngfield, VA 22160 To support general operations 12/02/15 $100,000 PC National Strategy Information Center, Inc 1730 Rhode Island Avenue NW, Suite 500 Washington, DC 20036 To support general operations 01121/15 $57,750 PC Network of Enlightened Women 1210 Massachusetts Avenue, Suite 1201 Washington, DC 20005 To support general operations 12/16/15 $25,000 PC Neu-Life Community Resource Center 2014 West North Avenue Milwaukee, WI 53205 To support a capital campaign 02/04/15 $75,000 PC Neu-Life Community Resource Center 2014 West North Avenue Milwaukee, WI 53205 To support general operations 12/02/15 $50,000 PC National Review Institute 215 Lexington Avenue, 11th Floor New York, NY 10016 To support general operations -- - . -198The Lynde and Harry Bradley Foundation 39-6037928 - - - - - ------- • • New Beginnings Are Possible, Inc 3717 W. Fond du Lac Avenue Milwaukee, WI 53216-3624 To support general operations 05/06/15 IRS Code $25,000 PC New Creatures in Chnst Outreach Ministry 2328 West Capitol Drive Milwaukee, WI 53206 To support general operations 07/15/15 $10,000 PC New Creatures 1n Christ Outreach Ministry 2328 West Capitol Drive Milwaukee, WI 53206 To support general operations 12102115 $25,000 PC New Threads of Hope 3001 N 112th Street Wauwatosa, WI 53222 To support general operations 03/25/15 $30,000 PC New York University Kimball Hall, #301 246 Greene Street New York, NY 10003 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC New York University Kimball Hall, #301 246 Greene Street New York, NY 10003 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC New York University Kimball Hall, #301 246 Greene Street New York, NY 10003 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC New York University Kimball Hall, #301 246 Greene Street New York, NY 10003 To support the Bradley graduate and Post-Graduate Fellowship Program 08/19/15 $12,500 PC New York University Kimball Hall, #301 246 Greene Street New York, NY 10003 To support the Bradley graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC New York University Kimball Hall, #301 246 Greene Street New York, NY 10003 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/19/15 $12,500 PC New York University Kimball Hall, #301 246 Greene Street New York, NY 10003 To support the Bradley Graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC RECIPIENT AND PURPOSE -199The Lynde and Harry Bradley Foundation 39-6037928 DATE AMOUNT • • RECIPIENT AND PURPOSE New York University Kimball Hall, #301 246 Greene Street New York, NY 10003 To support the Bradley Graduate and Post-Graduate Fellowship Program 12116/15 IRS Code $12,500 PC New York University Kimball Hall, #301 246 Greene Street New York, NY 10003 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/19/15 $12,500 PC Nia Imam Family, Inc 1353 North 25th Street Milwaukee, WI 53205 To support general operations 03/25/15 $20,000 PC Northwest Catholic School - East Campus 7140 North 41 st Street Milwaukee, WI 53209 To support general operations 09/16/15 $1,500 PC Oak Creek Assembly of God 7311 S 13th Street Oak Creek, WI 53154 To support general operations 03/04/15 $1,000 PC Ohio State University 1900 Kenny Road Columbus, OH 43201-2399 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC Ohio State University 1900 Kenny Road Columbus, OH 43201-2399 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC Ohio State University 1900 Kenny Road Columbus, OH 43201-2399 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC Ohio State University 1900 Kenny Road Columbus, OH 43201-2399 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC Ohio State University 1900 Kenny Road Columbus, OH 43201-2399 To support the Bradley graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC Ohio State University 1900 Kenny Road Columbus, OH 43201-2399 To support the Bradley graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC -200The Lynde and Harry Bradley Foundation 39-6037928 DATE AMOUNT • • Ohio State University 1900 Kenny Road Columbus, OH 43201-2399 To support the Bradley graduate ;:ind Post-Gr;:iduate Fellowstlip PrografT! 08/19/15 IRS Code $12,500 PC Ohio State University 1900 Kenny Road Columbus, OH 43201-2399 To support the Bradley graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC Ohio State University 1900 Kenny Road Columbus, OH 43201-2399 To support the Bradley graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC Ohio State University 1900 Kenny Road Columbus, OH 43201-2399 To support the Bradley graduate and Post-Graduate Fellowship Program 08/19/15 $12,500 PC Ohio State University 1900 Kenny Road Columbus, OH 43201-2399 To support the Bradley graduate and Post-Graduate Fellowship Program 08/19/15 $12,500 PC Ohio State University 1900 Kenny Road Columbus, OH 43201-2399 To support the Bradley graduate and Post-Graduate Fellowship Program 08/19/15 $12,500 PC Old Glory Legacy Foundation 27323 Harold Moms Road Wagram, NC 28396 To support general operations 11/18/15 $1,000 PC Operation DREAM PO Box 12356 Milwaukee, WI 53212 To support general operations 08/05/15 $75,000 PC Our Next Generation, Inc. 3421 W Lisbon Avenue Milwaukee, WI 53208 To support general operations 11/04/15 $1,000 PC Our Next Generation, Inc 3421 W Lisbon Avenue Milwaukee, WI 53208 To support general operations 12102115 $10,000 PC Pacific Academy for Advanced Studies 4910 Texhoma Avenue Encino, CA 91316 To support the Alamos Alliance 12/02115 $30,000 PC RECIPIENT AND PURPOSE -201The Lynde and Harry Bradley Foundation 39-6037928 DATE AMOUNT • • Pacific Research Institute for Public Policy 101 Montgomery Street, Suite 1300 San Francisco, CA 94104 To suoport program research on pensions and healthcare 03/25/15 IRS Code $75,000 PC Parents for Educational Freedom an North Carolina 434 Fayetteville Street, Surte 1620 Raleigh, NC 27601 To support outreach to parents 09/02115 $50,000 PC Partners Advancing Values in Education, Inc. 135 West Wells Street, Suite 850 Milwaukee, WI 53203 To support general operations 06/17/15 $100,000 PC Partners Advancing Values in Education, Inc. 135 West Wells Street, Suite 850 Milwaukee, WI 53203 To support general operations 08/05/15 $100,000 PC Partnership for Educational Justice 222 Broadway, 19th Floor New York, NY 10038 To support general operations 02104/15 $100,000 PC Partnership for Educational Justice 222 Broadway, 19th Floor New York, NY 10038 To support general operations 12/16/15 $200,000 PC Pathways Milwaukee, Inc. 8800 West Bluemound Road Milwaukee, WI 53226 To support general operations 09/02/15 $60,000 PC Philanthropy Roundtable 1730 M Street NW, Suite 601 Washington, DC 20036 To support general operations 10/07/15 $50,000 PC Philanthropy Roundtable 1730 M Street NW, Suite 601 Washington, DC 20036 To support general operations 08/05/15 $100,000 PC Philanthropy Roundtable 1730 M Street NW, Suite 601 Washington, DC 20036 To support general operations 07/01/15 $100,000 PC Piano Arts of Wisconsin 2642 North Summit Avenue Milwaukee, WI 53211-3849 To support general operations 07/01/15 RECIPIENT AND PURPOSE AMOUNT ) -202The Lynde and Harry Bradley Foundation 39-6037928 DATE $15,000 PC • RECIPIENT AND PURPOSE • 07/01/15 IRS Code $20,000 PC Prager University Foundation 15021 Ventura Blvd #552 Sherman Oaks, CA 91403 To support general operations 10/21/15 $75,000 PC Prager University Foundation 15021 Ventura Blvd #552 Sherman Oaks, CA 91403 To support program expansion 12116/15 $100,000 PC President and Fellows of Middlebury College 5370 Middlebury College Middlebury, VT 05753 To support the Monterey Terrorism Research and Education program 10/07/15 $15,000 PC Prince of Peace Lutheran Church 2222 Englewood Road Englewood, FL 34223 To support general operations 01/07/15 $1,000 PC $12,500 PC Pius XI High School 135 North 76th Street Milwaukee, WI 53213-3597 DATE AMOUNT Tn C!11nnnr+ rv:1r+1r1r,..:1+1"'n in •ho l\nihu ... 11L-oo 0-=-ren+ ... I f'\h""'1,...o Cr,..,..r ... ~ I " " ...... ,..,.....,,. t"'--'"' ... '1""'""'"''"'11 Ill II.II ..... IWlllWW""''-''' ......... I ~l .... llli.QI - 1 1 \ J I " " " ' I IW~lgl,111 Princeton University 030 Corwin Hall Princeton, NJ 08544 To support the Bradley Graduate and Post-Graduate Fellowship Program - - - ~ 01/07/15 - --- -- - - - - Princeton University 030 Corwin Hall Princeton, NJ 08544 To support the Bradley graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC Princeton University 030 Corwin Hall Princeton, NJ 08544 To support the Bradley graduate and Post-Graduate Fellowship Program 10/07/15 $12,500 PC Princeton University 030 Corwin Hall Princeton, NJ 08544 To support the Bradley Graduate and Post-Graduate Fellowship Program 12116/15 $25,000 PC Pro Mus1ca Hebra1ca 1225 Nineteenth Street NW, Suite 700 Washington, DC 20036 To support Jewish classical music 05/06/15 $20,000 PC Professional Fire Fighters of Wisconsin Chantable Foundation 7 N Pinckney Street, Suite 200 Madison, WI 53703 To support educational programs 09/02115 $10,000 PC -203The Lynde and Harry Bradley Foundation 39-6037928 RECIPIENT AND PURPOSE • • DATE AMOUNT IRS Code $35,000 SOI Proiect Liberty, Inc 1800 Diagonal Road, Suite 280 Alexandria, VA 22314 To support M 1nd1ng the Campus project 10/07/15 Proiect on Government Oversight, Inc 1100 G Street, NW, Suite 500 Washington, DC 20005-7407 To support general operations 07/15/15 $100,000 PC Public Interest Legal Foundation, Inc. 209 West Mam Street Plainfield, IN 46168-1117 To support general operations 12/02/15 $210,000 PC Purdue University Hovde Hall 610 Purdue Mall West Lafayette, IN 47907-2040 To support an Economic Research Center 06/03/15 $125,000 PC Purdue University Hovde Hall 610 Purdue Mall West Lafayette, IN 47907-2040 To support an Economic Research Center 03/25/15 $125,000 PC Rector & V1s1tors of the University of Virginia Program on Const1tutionalism and Democracy P 0 Box 400195 Charlottesville, VA 22904-4195 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC Rector & Visitors of the University of Virginia Program on Constitutionalism and Democracy P 0. Box 400195 Charlottesville, VA 22904-4195 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC Rector & Visitors of the University of Virginia Program on Const1tutionahsm and Democracy P 0 Box 400195 Charlottesville, VA 22904-4195 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC Rector & Visitors of the University of V1rgm1a Program on Const1tutionalism and Democracy P.O. Box 400195 Charlottesville, VA 22904-4195 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC Rector & Visitors of the University of V1rg1nia Program on Const1tut1onahsm and Democracy P 0 Box 400195 Charlottesville, VA 22904-4195 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC Rector & Visitors of the University of V1rgm1a Program on Const1tut1ona11sm and Democracy P 0 Box 400195 Charlottesville, VA 22904-4195 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC -204The Lynde and Harry Bradley Foundation 39~37928 - - - - - - - - - - - - • • AMOUNT Rector & V1s1tors of the University of Virginia Program on Constitut1onalism and Democracy P.O. Box 400195 Charlottesville. VA 22904-4195 To support the Bradley Graduate and Post-Graduate Fellowship Program 12116/15 IRS Code $12,500 PC Rector & Visitors of the University of Virginia Program on Const1tut1onahsm and Democracy P 0 Box 400195 Charlottesville, VA 22904-4195 To support the Bradley Graduate and Post-Graduate Fellowship Program 09/02115 $12,500 PC Rector & V1s1tors of the University of Virginia Program on Constitut1onahsm and Democracy P.O Box400195 Charlottesville, VA 22904-4195 To support the Bradley Graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC Rector & Visitors of the University of V1rg1nia Program on Const1tut1onalism and Democracy P.O Box 400195 Charlottesville, VA 22904-4195 To support the Bradley Graduate and Post-Graduate Fellowship Program 09/02115 $12,500 PC Rector & V1s1tors of the University of V1rgin1a Program on Const1tut1onahsm and Democracy P 0 Box 400195 Charlottesville, VA 22904-4195 To support the Bradley Graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC 09/02115 $12,500 RECIPIENT AND PURPOSE Rector & Visitors of the University of Virginia -Program on Constitut1onahsm and Democracy P.O Box400195 Charlottesville, VA 22904-4195 To support the Bradley Graduate and Post-Graduate Fellowship Program ~-- - -- - -- - - - ~ - -~ DATE - - - PC - Rector & V1s1tors of the University of Virginia Program on Const1tut1onalism and Democracy P 0 Box 400195 Charlottesville, VA 22904-4195 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/19/15 $12,500 PC Rector & Visitors of the University of Virginia Program on Const1tut1onalism and Democracy P.O. Box400195 Charlottesville, VA 22904-4195 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/19/15 $12,500 PC Rector & V1s1tors of the University of V1rg1nia Program on Const1tut1onahsm and Democracy P 0. Box 400195 Charlottesville, VA 22904-4195 To support the Bradley Graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC Rector & V1s1tors of the University of Virginia Program on Constitut1onalism and Democracy P 0 Box 400195 Charlottesville, VA 2290:4-4195 To support the Bradley Graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC Risen Savior Evangelical Lutheran Church and School 9550 West Brown Deer Road Milwaukee, WI 53224 To support outreach ministries 06/17/15 $60,000 PC -205The Lynde and Harry Bradley Foundation 39-6037928 • • RECIPIENT AND PURPOSE DATE AMOUNT IRS Code $2,000 PC Ronald McDonald House Chant1es of Eastern Wisconsin, Inc 8948 Watertown Plank Road Wauwatosa, WI 53226-4802 Tc support !cr:g-term gusst room spoiisorahip 10/07/15 Running Rebels Community Organization 1300 A West Fond du Lac Avenue Milwaukee, WI 53205 To support general operations 03/25/15 $90,000 PC Russian-American Institute P 0. Box 1182 Wheaton, IL 60187-1182 To support a concert 09/02/15 $15,000 PC Saint Andrew's Society P 0 Box 210288 Milwaukee, WI 53221 To support renovation of Bums Commons 10/01/15 $10,000 PC Saints Peter and Paul Catholic Church 2491 North Murray Avenue Milwaukee, WI 53211 To support general operations 12/16/15 $1,000 PC 06/03/15 $50,000 PC Sand County Foundation, Inc 131 W Wilson Street, Suite 610 Madison, WI 53703 To support general operations 03/25/15 $50,000 PC School Choice Wisconsin, Inc 219 North Milwaukee Street, Floor 1 Suite B Milwaukee, WI 53202-5818 To support general operations 03/25/15 $100,000 PC School Choice Wisconsin, Inc 219 North Milwaukee Street, Floor 1 Suite B Milwaukee, WI 53202-5818 To support general operations 08/05/15 $90,000 PC School Choice Wisconsin, Inc 219 North Milwaukee Street, Floor 1 Suite B Milwaukee, WI 53202-5818 To support general operations 06/03/15 $100,000 PC Schools That Can Milwaukee 111 W Pleasant Street, Suite 101 Milwaukee, WI 53212 To support general operations 03/25/15 $75,000 PC Sand County Foundation, Inc 131 W Wilson Street, Suite 610 Madison, WI 53703 To support general operations - -206The Lynde and Harry Bradley Foundation 39-6037928 • • Schools That Can Milwaukee 111 W Pleasant Street, Suite 101 Milwaukee, WI 53212 To support general operat!ons 06/03/15 IRS Code $50,000 PC Selma Arts Foundation 3410 McCall, Suite 106 Selma, CA 93662 To support art & cultural projects 05/06/15 $20,000 PC Serenity Inns, Inc P 0 Box 26887 Milwaukee, WI 53208 To support general operations 12/16/15 $1,000 PC Serenity Inns, Inc. P.O. Box 26887 Milwaukee, WI 53208 To support general operations 03/25/15 $10,000 PC Seymour Institute for Black Church and Polley Studies Ella J. Baker House 411 Washington Street Boston, MA 02124 To support a seminar senes on religious liberty 10/07/15 $50,000 PC 10/07/15 $10,000 PC Shoreland Lutheran High School 9026 12th Street P 0 Box 295 Somers, WI 53171 To support part1c1pat1on in Racine's Parental Pnvate School Choice Program 12/02/15 $20,000 PC Silver Spring Neighborhood Center, Inc 5460 North 64th Street Milwaukee, WI 53218 To support general operations 03/25/15 $20,000 PC Skylight MUSIC Theatre 158 North Broadway Milwaukee, WI 53202 To support general operations 07/15/15 $65,000 PC SOAR of Racine P 0 Box 1782 Racine, WI 53401 To support general operations 06/17/15 $40,000 PC Sojourner Family Peace Center, Inc P. 0 Box 080319 Milwaukee, WI 53208 To support general operations 10/07/15 $500 PC RECIPIENT AND PURPOSE Sharon Lynne Wilson Center for the Arts, Inc 19805 West Capitol Dnve Brookfield, WI 53045 To support the Guitar Compet1t1on and Festival AMOUNT - -207The Lynde and Harry Bradley Foundation 39-6037928 DATE RECIPIENT AND PURPOSE • • DATE AMOUNT IRS Code $250 PC St Catherine of Alexandria 8661 North 76th Place Milwaukee, WI 53223 To support general operations 09/16/15 St. Elizabeth Seton School 1095 Channing Avenue Palo Alto, CA 94301 To support general operations 05/06/15 $20,000 PC St. John's University 8000 Utopia Parkway Queens, NY 11439 To support the School of Law Tradition Proiect 12/16/15 $100,000 PC St Marcus Lutheran Church and School 2215 North Palmer Street Milwaukee, WI 53212 To support general operations 10/07/15 $50,000 PC St Marcus Lutheran Church and School 2215 North Palmer Street Milwaukee, WI 53212 To support school expansion 12/16/15 $400,000 PC 05/20/15 $1,000 PC St Thomas More High School 2601 East Morgan Avenue Milwaukee, WI 53207 To support part1c1pat1on in the Milwaukee Parental Choice Program 06/17/15 $20,000 PC St Vincent De Paul Society of Milwaukee 9601 West Silver Spring Drive Milwaukee, WI 53225-3301 To support a capital campaign 12/02/15 $60,000 PC Stanford University Building 200, Room 246 Stanford, CA 94305-2024 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC Stanford University Building 200, Room 246 Stanford, CA 94305-2024 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC Stanford University Building 200, Room 246 Stanford, CA 94305-2024 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC St Robert Parish 2200 East Capitol Dnve Shorewood, WI 53211 To support the school's annual fund - -208The Lynde and Harry Bradley Foundation 39-6037928 • • Stanford University Building 200, Room 246 Stanford, CA 94305-2024 To support ttie Bradley Graduate and Pest-Graduate Fel!o'..•1sh1p Program 01/07/15 IRS Code $12,500 PC Stanford University Building 200, Room 246 Stanford, CA 94305-2024 To support the Bradley Graduate and Post-Graduate Fellowship Program 01107/15 $12,500 PC Stanford University Building 200, Room 246 Stanford, CA 94305-2024 To support the Bradley Graduate and Post-Graduate Fellowship Program 12/16/15 $12,500 PC Stanford University Building 200, Room 246 Stanford, CA 94305-2024 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/19/15 $12,500 PC Stanford University Building 200, Room 246 Stanford, CA 94305-2024 To support the Bradley Graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC Stanford University Building 200, Room 246 Stanford, CA 94305-2024 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/19/15 $12,500 PC Stanford University Building 200, Room 246 Stanford, CA 94305-2024 To support the Bradley Graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC Stanford University Building 200, Room 246 Stanford, CA 94305-2024 To support the Bradley Graduate and Post-Graduate Fellowship Program 10/07/15 $12,500 PC Stanford University Building 200, Room 246 Stanford, CA 94305-2024 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/19/15 $12,500 PC Stanford University Building 200, Room 246 Stanford, CA 94305-2024 To support the Bradley Graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC Stanford University Building 200, Room 246 Stanford, CA 94305-2024 To support the Bradley Graduate and Post-Graduate Fellowship Program 12/16/15 $12,500 PC RECIPIENT AND PURPOSE -209The Lynde and Harry Bradley Foundation 39~037928 DATE AMOUNT • • RECIPIENT AND PURPOSE 08/19/15 IRS Code $12,500 PC State Polley Network 1655 N Fort Myer Drive, Suite 360 Arlington, VA 22209 To support general operations 10/21/15 $50,000 PC Strategic Capacity Group 925 Woburn Court McLean, VA 22102 To support general operations 12102115 $50,000 PC Student Free Press Assoc1at1on 4771 Mechanic Road Hillsdale, Ml 49242 To support general operations 03/25/15 $10,000 PC Students for Liberty, Inc. 1101 17th Street, NW Su1te810 Washington, DC 20036 To support general operations 03/25/15 $10,000 PC $100,000 PC Stanford University Building 200, Room 246 Stanford, CA 94305-2024 T,.,, c-1rnnnr+ tho I V " " . . ,..,...., . . . •ll'W' DATE AMOUNT s:lr~l"llou ~r""'.llrl11~+0 ~nrl Dn"+-~r""'.ll,.,11~+0 C.olln.u1~hin Drnr1r~.._ , ...... , .... , _ ............. " ..... StudentsFirst Institute 28212 Kelly Johnson Pkwy Valencia, CA 91355 To support ht1gat1on U l l .... I " " " " " _ , ...... ,.,. ......... I ...............;l'lllt' I l ..... ~IWlll 12116/15 .~suite 105- - -- - - -- - -- - - - - - Taliesin Nexus 3328 Oakhurst Ave , Suite 204 Los Angeles, CA 90034 To support the Odysseus Fellowship program 10/07/15 $50,000 PC Tax Foundation 1325 G Street NW, Suite 950 Washington, DC 20005 To support general operations 03/25/15 $70,000 PC Teach for America, Inc 315 West 36th Street, Floor 7 New York, NY 10018 To support the Milwaukee program 08/05/15 $75,000 PC Teach for Amenca, Inc 315 West 36th Street, Floor 7 New York, NY 10018 To support the Milwaukee program 07/01/15 $75,000 PC Teen Challenge of Wisconsin, Inc P.O Box 250771 Milwaukee, WI 53225 To support general operations 06/17/15 $20,000 PC -210The Lynde and Harry Bradley Foundation 39-6037928 - • • 12/02/15 IRS Code $60,000 PC Teneo Network 2605 W. 8th Street Austin, TX 78703 To support general operations 08/05/15 $10,000 PC Texas A & M University Sponsored Research Services 400 Harvey Mitchell Parkway South, Suite 300 College Station, TX 77845-4375 To support economic policy research 07/01/15 $60,000 PC Texas A & M University Sponsored Research Services 400 Harvey Mitchell Parkway South, Suite 300 College Station, TX 77845-4375 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC Texas A & M University Sponsored Research Services 400 Harvey Mitchell Parkway South, Suite 300 College Station, TX 77845-4375 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC Texas A & M University Sponsored Research Services 400 Harvey Mitchell Parkway South, Suite 300 College Station, TX 77845-4375 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/19/15 $12,500 PC Texas A & M University Sponsored Research Services 400 Harvey Mitchell Parkway South, Suite 300 College Station. TX 77845-4375 To support the Bradley Graduate and Post-Graduate Fellowship Program 12/16/15 $12,500 PC Texas A & M University Sponsored Research Services 400 Harvey Mitchell Parkway Soufh, Suite 300 College Station, TX 77845-4375 To support the Bradley Graduate and Post-Graduate Fellowship Program 12/16/15 $12,500 PC Texas A & M University Sponsored Research Services 400 Harvey Mitchell Parkway South, Suite 300 College Station, TX 77845-4375 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/19/15 $12,500 PC Texas A & M University Sponsored Research Services 400 Harvey Mitchell Parkway South, Suite 300 College Station, TX 77845-4375 To support the Cybersecunty lnit1at1ve 12/16/15 $225,000 PC Texas Public Polley Foundation 901 Congress Avenue, Suite 400 Austin, TX 78701-2432 To support the Center for Fiscal Polley 07/01/15 $75,000 PC RECIPIENT AND PURPOSE Teen Challenge of Wisconsin, Inc P 0 Box 250771 Milwaukee, WI 53225 DATE AMOUNT To support a cap!ta! campaign -211The Lynde and Harry Bradley Foundation 39.;;037920 RECIPIENT AND PURPOSE • • DATE AMOUNT IRS Code $50,000 PC The Alma Center, Inc 2821 North 4th Street, 4th Floor Milwaukee, WI 53212 To support general operat•ons 07/01/15 The Amencan Conservative Union Foundation 1331 H Street NW, Suite 500 Washington, DC 20005 To support the Family Prosperity Index 07/01/15 $450,000 PC The American Conservative Union Foundation 1331 H Street NW, Suite 500 Washington, DC 20005 To support the Jeane Kirkpatrick Academic Freedom Award and Ronald Reagan Banquet at CPAC 2016 12/02/15 $35,000 PC The American Studies Center Radio America & Amencan Veterans Center 1100 North Glebe Road, Suite 900 Arlington, VA 22201 To support c1v1c education programs 03/25/15 $15,000 PC The American Studies Center Radio America & American Veterans Center 1100 North Glebe Road, Suite 900 Arlington, VA 22201 To support Radio America and the Goodpaster Lecture 07/01/15 $60,000 PC 10/07/15 $30,000 PC The Center for Union Facts 1090 Vermont Avenue NW, Suite 800 Washington, DC 20005 To support public education 12/02/15 $125,000 PC The Federalist Society for Law and Public Polley Studies 1776 I Street NW, Suite #300 Washington, DC 20006 To support a project on Article I 06/03/15 $100,000 PC The Federalist Society for Law and Public Polley Studies 1776 I Street NW, Suite #300 Washington, DC 20006 To support a project on Article I 03/25/15 $100,000 PC The Federalist Society for Law and Public Polley Studies 1776 I Street NW, Suite #300 Washington, DC 20006 To support general operations 06/03/15 $100,000 PC The Federalist Society for Law and Public Policy Studies 1776 I Street NW, Suite #300 Washington, DC 20006 To support general operations 03/25/15 $125,000 PC The Center for Education Reform 1901 L Street, NW, Suite 705 Washington, DC 20036 To support general operations - -212The Lynde and Harry Bradley Foundation 39-ii037928 RECIPIENT AND PURPOSE • • The Federalist Society for Law and Public Polley Studies 1776 I Street NW, Swte #300 Washington, DC 20006 DATE 08/05/15 IRS Code $100,000 PC AMOUNT To support general opeiat.ons The Foundation for Constitutional Government, Inc 350 West 42nd Street, Suite 37C New York, NY 10036 To support online educational resources 03/25/15 $10,000 PC The Fund for American Studies 1706 New Hampshire Avenue, NW Washington, DC 20009 To support academic programs and joumahsm fellowships 03/25/15 $80,000 PC The George Washington University 1000 Jefferson Drive, SW Washington, DC 20560 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC The George Washington University 1000 Jefferson Dnve, SW Washington, DC 20560 To support the Bradley Graduate and Post-Graduate Fellowship Program 09/02115 $12,500 PC 12116/15 $12,500 PC 12102115 $50,000 PC The Heritage Foundation 214 Massachusetts Avenue, NE Washington, DC 20002 To support the George C Marshall Fellows Program 04/15/15 $80,000 PC The Howard Center for Family, Religion & Society 934 North Main Street Rockford, IL 61103 To support "The Family m America" 03/25/15 $10,000 PC The Howard Center for Family, Religion & Society 934 North Mam Street Rockford, IL61103 To support the World of Congress of Families proiect 03/25/15 $90,000 PC The Institute for Responsible C1t1zensh1p 1227 25th Street NW, Floor 6 Washington, DC 20037 To support a seminar on America's founding principles 07/01/15 $25,000 PC The George Washington University 1000 Jefferson Drive, SW Washington, DC 20560 To support the Bradley Graduate and Post-Graduate Fellowship Program The Heritage Foundation 214 Massachusetts Avenue, NE Washington, DC 20002 To support the American Perceptions Initiative ' -213The Lynde and Harry Bradley Foundation 39~037928 ~ • • The Institute on Rehg1on & Democracy, Inc. 1023 Fifteenth Street NW, Suite 601 Washington, DC 20005 To support general ooerations and a journal 07/15/15 IRS Code $65,000 PC The Institute on Religion and Public Life, Inc 35 East Twenty-First Street, Floor 6 New York, NY 10010 To support First Things 09/02/15 $25,000 PC The Mackinac Center 140 West Main Street P 0 Box 568 Midland, Ml 48640-0568 To support public education 06/03/15 $50,000 PC The Mackinac Center 140 West Mam Street P 0 Box 568 Midland, Ml 48640-0568 To support public education 03/25/15 $50,000 PC The Mackinac Center 140 West Mam Street P 0 Box 568 Midland, Ml 48640-0568 To support general operations 03/25/15 $75,000 PC 07/01/15 $95,000 PC - RECIPIENT AND PURPOSE The Milwaukee Ballet Company, Inc 504 West National Avenue -Milwaukee, WI 53204 To support general operations - - -- ~~ ~ - - - - DATE - - ~ AMOUNT -- - The Ph1ladelph1a Society 11620 Rutan Circle Jerome, Ml 49249-9530 To support general operations 03/25/15 $10,000 PC The Reason Foundation 5737 Mesmer Avenue Los Angeles, CA 90230-6316 To support an Infrastructure Polley Pro1ect 07/01/15 $50,000 PC The Salvation Army of Greater Milwaukee 11315 Watertown Plank Road P 0 Box 26019 Wauwatosa, WI 53226-0019 To support general operations 10/07/15 $20,000 PC The Witherspoon Institute 16 Stockton Street Princeton, NJ 08542 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC The Witherspoon Institute 16 Stockton Street Princeton, NJ 08542 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC -214The Lynde and Harry Bradley Foundation 39-6037926 • RECIPIENT AND PURPOSE • The Witherspoon Institute 16 Stockton Street Princeton, NJ 08542 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/19/15 IRS Code $12,500 PC The Witherspoon Institute 16 Stockton Street Princeton, NJ 08542 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/19/15 $12,500 PC The Witherspoon Institute 16 Stockton Street Princeton, NJ 08542 To support the Bradley Graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC The Witherspoon Institute 16 Stockton Street Princeton, NJ 08542 To support the Bradley Graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC 10/07/15 $75,000 PC $125,000 PC AMOUNT DATE ' The Witherspoon Institute 16 Stockton Street Princeton, NJ 08542 To support the CanaVox project Think Freely Media 180 West Adams, 6th Floor Chicago, IL 60603 To support a public-education project -- ~- 11/04/15 ~ -- - - -- -~ - - - - - ~ - --- - - - - -- Think Freely Media 180 West Adams, 6th Floor Chicago, IL 60603 To support a public-education project 09/02/15 $125,000 PC Thomas Jefferson Institute for Pubhc Policy 9035 Golden Sunset Lane Springfield, VA 22153 To support State Energy Policy Summits 12102/15 $50,000 PC Three Harbors Council Boy Scouts of America 330 South 84th Street Milwaukee, WI 53214-1468 To support general operations 10/07/15 $50,000 PC True the Vote, Inc. P 0 Box 131768 Houston, TX 77219-1768 To support Wisconsin programs 06/17/15 $60,000 PC Tufts University Packard Hall Medford, MA 02155 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC -215The Lynde and Harry Bradley Foundation 39-6037928 • • Tufts University Packard Hall Medford, MA 02155 To support the Bradley Graduate and Post-Graduate Fellowship PrografT'! 01/07/15 IRS Code $12,500 PC Tufts University Packard Hall Medford, MA 02155 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC Tufts University Packard Hall Medford, MA 02155 To support the Bradley Graduate and Post-Graduate Fellowship Program 12/16/15 $12,500 PC Tufts University Packard Hall Medford, MA 02155 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/19/15 $12,500 PC Tufts University Packard Hall Medford, MA 02155 To support the Bradley Graduate and post-Graduate Fellowship Program 12/16/15 $12,500 PC $12,500 PC RECIPIENT AND PURPOSE Tufts University -Packard Hall Medford, MA 02155 To support the Bradley Graduate and post-Graduate Fellowship Program - - --- - - - - DATE AMOUNT 08/19/15 ~ - - ~ Turner Ballroom Preservation Trust, Inc. 1034 N 4th St Milwaukee, WI 53203 To support building restoration/operations 11/04/15 $10,000 PC Turning Point USA 217 1/2 Illinois Street Lemont, IL 60439 To support general operations 04/15/15 $10,000 PC U S Chamber of Commerce Foundation 1615 H Street NW Washington, DC 20062-2000 To support research on the regulation of small businesses 12/02/15 $200,000 PC U S Chamber of Commerce Foundation 1615 H Street NW Washington, DC 20062-2000 To support an economic impact study 03/25/15 $100,000 PC U S Chamber of Commerce Foundation 1615 H Street NW Washington, DC 20062-2000 To support an economic impact study 02104/15 $100,000 PC \ -216The Lynde and Harry Bradley Foundation 39--6037928 RECIPIENT AND PURPOSE • • DATE AMOUNT IRS Code $2,000 PC Ukrainian Catholic Education Foundation 2247 West Chicago Avenue Chicago, IL 60622 To support ge!'leral operations 01/07/15 United Way of Greater Milwaukee, Inc 225 West Vine Street Milwaukee, WI 53212 To support Teen Challenge ($25,000) and United Way ($10,000) 10/07/15 $35,000 PC Unity in Motion PO Box511131 Milwaukee, WI 53203 To support general operations 12102115 $25,000 PC University of Anzona Marvin D "Swede" Johnson Building 1111 North Cherry Avenue, P 0 Box 210109 Tucson, AZ. 85721-0109 To support the Bradley Graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC University of Arizona Marvin D "Swede" Johnson Building 1111 North Cherry Avenue, P.O. Box 210109 Tucson, AZ. 85721-0109 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/19/15 $12,500 PC University of Arizona Marvin D "Swede" Johnson Building 1111 North Cherry Avenue, P.O Box 210109 Tucson, AZ. 85721-0109 To support the Center for American Culture and Ideas 10/07/15 ~30,000 PC University of California Los Angeles 4289 Bunche Hall Box 951472 Los Angeles, CA 90095-1472 To support the Bradley Graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC University of California Los Angeles 4289 Bunche Hall Box 951472 Los Angeles, CA 90095-1472 To support the Bradley Graduate and Post-Graduate Fellowship Program 09/02115 $12,500 PC University of California Los Angeles 4289 Bunche Hall, Box 951472 Los Angeles, CA 90095-1472 To support the Bradley Graduate and Post-Graduate Fellowship Program 09/02115 $12,500 PC University of California Los Angeles 4289 Bunche Hall, Box 951472 Los Angeles, CA 90095-1472 To support the Center for the Liberal Arts and Free Institutions 09/02115 $25,000 PC University of California-Berkeley 101 Sproul Hall UC Berkley Campus Berkeley, CA 94720 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC -217The Lynde and Harry Bradley Foundation 39-6037926 • • University of Cahfom1a-Berkeley 101 Sproul Hall UC Berkley Campus Berkeley. CA 94720 To support the Bradley Graduate and Post-Graduate Fellowship Program 09/02115 IRS Code $12,500 PC University of California-Berkeley 101 Sproul Hall UC Berkley Campus Berkeley, CA 94720 To support the Bradley Graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC University of Chicago 5807 South Woodlawn Avenue Chicago, IL 60637 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC University of Chicago 5807 South Woodlawn Avenue Chicago, IL 60637 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC University of Chicago 5807 South Woodlawn Avenue Chicago, IL 60637 To support the Bradley Graduate and Post-Graduate Fellowship Program 01107/15 $12,500 PC University of Chicago 5807 South Woodlawn Avenue Chicago, IL 60637 To support the Bradley graduate and Post-Graduate Fellowship Program 08/19/15 $12,500 PC University of Chicago 5807 South Woodlawn Avenue Chicago, IL 60637 To support the Bradley graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC University of Chicago 5807 South Woodlawn Avenue Chicago, IL 60637 To support the Bradley Graduate and Post-Graduate Fellowship Program 10/07/15 $12,500 PC University of Chicago 5807 South Woodlawn Avenue Chicago, IL 60637 To support the Bradley Graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC University of Chicago 5807 South Woodlawn Avenue Chicago, IL 60637 To support the Bradley Graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC University of Chicago 5807 South Woodlawn Avenue Chicago, IL 60637 To support the Bradley Graduate and Post-Graduate Fellowship Program 08/19/15 $12,500 PC RECIPIENT AND PURPOSE -218The Lynde and Harry Bradley Foundation 39-6037928 DATE AMOUNT • • University of Chicago 5807 South Woodlawn Avenue Chicago, IL 60637 To support the Bradley Graduate and Post-Gr:;idu;_:ite Fellowship Program 11/18/15 IRS Code $12,500 PC University of Chicago 5807 South Woodlawn Avenue Chicago, IL 60637 To support the Bradley Graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC University of Chicago 5807 South Woodlawn Avenue Chicago, IL 60637 To support the George J Stigler Center for the Study of the Economy and the State 04/15/15 $50,000 PC University of Denver 2255 East Evans Avenue Denver, CO 80208 To support an educational program in gifted education for Graduate students 10/07/15 $75,000 PC University of Denver 2255 East Evans Avenue Denver, CO 80208 To support an international project 09/02115 $20,000 PC University of Denver 2255 East Evans Avenue Denver, CO 80208 To support the work of the Honoring Families Initiative 07/15/15 $100,000 PC University of Notre Dame 400 Main Building Notre Dame, IN 46556 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC University of Notre Dame 400 Main Building Notre Dame, IN 46556 To support the Bradley Graduate and Post-Graduate Fellowship Program 09/02115 $12,500 PC University of Notre Dame 400 Main Building Notre Dame, IN 46556 To support the Bradley Graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC University of Pennsylvania 3733 Spruce Street, 344 Vance Hall Ph1ladelph1a, PA 19104-6360 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC University of Pennsylvania 3733 Spruce Street, 344 Vance Hall Ph1ladelph1a, PA 19104-6360 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC RECIPIENT AND PURPOSE DATE AMOUNT - -219The Lynde and Harry Bradley Foundation 39-6037928 • • AMOUNT University of Pennsylvania 3733 Spruce Street, 344 Vance Hall Philadelphia, PA 19104-6360 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 IRS Code $12,500 PC University of Pennsylvania 3733 Spruce Street, 344 Vance Hall Ph1ladelph1a, PA 19104-6360 To support the Bradley graduate and Post-Graduate Fellowship Program 08/19/15 $12,500 PC University of Pennsylvania 3733 Spruce Street, 344 Vance Hall Ph1ladelph1a, PA 19104-6360 To support the Bradley graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC University of Pennsylvania 3733 Spruce Street, 344 Vance Hall Ph1ladelph1a, PA 19104-6360 To support the Bradley graduate and Post-Graduate Fellowship Program 10/07/15 $12,500 PC University of Pennsylvania 3733 Spruce Street, 344 Vance Hall Ph1ladelph1a, PA 19104-6360 To support the Bradley graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC University of Pennsylvania 3733 Spruce Street, 344 Vance Hall Ph1ladelph1a, PA 19104-6360 To support the Bradley Graduate and Post-Graduate Fellowship Program 10/07/15 $12,500 PC University of Pennsylvania 3733 Spruce Street, 344 Vance Hall Ph1ladelph1a, PA 19104-6360 To support the Bradley Graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC University of Pennsylvania 3733 Spruce Street, 344 Vance Hall Ph1ladelph1a, PA 19104-6360 To support the Bradley Graduate and Post-Graduate Fellowship Program 09/02/15 $12,500 PC University of Pennsylvania 3733 Spruce Street, 344 Vance Hall Ph1ladelph1a, PA 19104-6360 To support the Bradley Graduate and Post-Graduate Fellowship Program 12116/15 $12,500 PC University of Wisconsin Foundation 1848 University Avenue Madison, WI 53726-4090 To support the Constitution and the Courts 10/07/15 $6,000 PC University of Wisconsin Milwaukee P 0 Box 413 Milwaukee, WI 53201-0413 To support accounting scholarships 10/07/15 $500 PC RECIPIENT AND PURPOSE -220The Lynde and Hany Bradley Foundation 39-6037928 DATE RECIPIENT AND PURPOSE • • DATE AMOUNT IRS Code $40,000 PC University of Wisconsin Milwaukee P 0 Box 413 Milwaukee, WI 53201-0413 To suooort the Bradley 01stmguic;hed Lecture Senes 12116/15 University of Wisconsin Milwaukee P 0 Box 413 Milwaukee, WI 53201-0413 To support the Lubar Center for Entrepreneurship 10/07/15 $5,000 PC University of Wisconsin-Madison 1860 Van Hise Hall 1220 Linden Dr. Madison, WI 53706 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC University of W1sconsin-Mad1son 1860 Van Hise Hall 1220 Linden Dr. Madison, WI 53706 To support the Bradley Graduate and Post-Graduate Fellowship Program 01/07/15 $12,500 PC University of W1sconsin-Mad1son 1860 Van Hise Hall 1220 Linden Dr. Madison, WI 53706 To support the Bradley Graduate and Post-Graduate Fellowship Program 09/02115 $12,500 PC University of W1scons1n-Mad1son 1860 Van Hise Hall 1220 Linden Dr Madison, WI 53706 To support the Bradley Graduate and Post-Graduate Fellowship Program 09/02/15 $12,500 PC University of Wisconsin-Madison 1860 Van Hise Hall 1220 Linden Dr Madison, WI 53706 To support the Bradley Graduate and Post-Graduate Fellowship Program 12/16/15 $12,500 PC University of W1sconsin-Mad1son 1860 Van Hise Hall 1220 Linden Dr Madison, WI 53706 To support the Bradley Graduate and Post-Graduate Fellowship Program 12/16/15 $12,500 PC University of W1sconsin-Mad1son 1860 Van Hise Hall 1220 Linden Dr Madison, WI 53706 To support the Center for the Study of Liberal Democracy 12116/15 $30,000 PC University of W1sconsin-Mad1son 1860 Van Hise Hall 1220 Linden Dr. Madison, WI 53706 To support the Center for the Study of the American Const1tut1on 12116/15 $100,000 PC USS Milwaukee Comm1ss1oning Committee 4201 N 27th Street, 7th floor Milwaukee, WI 53216 To support dredging operations 12116/15 $50,000 PC -221The Lynde and Harry Bradley Foundation 39-6037928 • • VFW Foundation VFW National Headquarters 406 West 34th Street Kansas City, MO 64111 To support the Voice of Democracy program 07/15/15 IRS Code $20,000 PC Walnut Way Conservation Corp 1836 W Fond du Lac Avenue Milwaukee, WI 53205 To support general operations 09/02/15 $40,000 PC Walnut Way Conservation Corp. 1836 W Fond du Lac Avenue Milwaukee, WI 53205 To support the Innovation and Wellness Commons 12/02/15 $400,000 PC Washington Polley Institute 3600 New York Avenue, NE Washington, DC 20002 To support the Ronald Reagan Thought Leadership Program 12/22/15 $250,000 PC William F. Buckley Jr. Program 234 Chruch Street, 7th Floor New Haven, CT 06510 To support general operations 10/07/15 $15,000 PC 07/15/15 $10,000 PC Wisconsin Academic Decathlon 595 Baeten Road GreenBay, WI 54304 To support general operations 06/17/15 $10,000 PC W1scons1n Forensic Coaches' Assoc1at1on 823 West National Avenue Milwaukee, WI 53204 To support the State Tournament and the scholarship program 04/15/15 $10,000 PC Wisconsin Historical Foundation P 0. Box 260050 Madison, WI 53706-0050 To support a history lecture program 10/07/15 $30,000 PC Wisconsin Institute for Law and Liberty 1139 East Knapp Street Milwaukee, WI 53202 To support general operations 11/04/15 $1,000 PC Wisconsin Institute for Law and Liberty 1139 East Knapp Street Milwaukee, WI 53202 To support general operations 12/02/15 $500,000 PC RECIPIENT AND PURPOSE Wisconsin Library Services 1360 Regent Street #121 Madison, WI 53715 To support general operations DATE AMOUNT ~ . -222The Lynde and Harry Bradley Foundation 39-6037928 • RECIPIENT AND PURPOSE • DATE IRS Code $400,000 PC AMOUNT Wisconsin Institute for Law and Liberty 1139 East Knapp Street Milwaukee, WI 53202 To support the Center for Comoet1bve Federalism 07/01/15 Wisconsin Lutheran Child & Family Service, Inc. W175 N11120 Stonewood Dnve Germantown, WI 53022 To support the Student Assistance Program 09/02/15 $25,000 PC Wisconsin Lutheran High School 330 North Glenview Avenue Milwaukee, WI 53213-3379 To support part1c1pat1on m the Milwaukee Parental Choice Program 09/02/15 $50,000 PC Wisconsin Philanthropy Network, Inc 759 North Milwaukee Street, Suite 512 Milwaukee, WI 53202 To support general operations 09/02/15 $15,000 PC Wisconsin Policy Research Institute, Inc. 633 Wisconsin Avenue, Suite 330 Milwaukee, WI 53203 To support general operations 11/04/15 $1,000 PC Wisconsin Policy Research Institute, Inc. 633 Wisconsin Avenue, Suite 330 Milwaukee. WI 53203 To support general operations 06/03/15 $125,000 PC Wisconsin Polley Research Institute, Inc 633 Wisconsin Avenue, Suite 330 Milwaukee, WI 53203 To support general operations 05/06/15 $125,000 PC Wisconsin Polley Research Institute, Inc 633 Wisconsin Avenue, Suite 330 Milwaukee, WI 53203 To support general operations 03/25/15 $125,000 PC W1sconsmEye Public Affairs Network, Inc 122 West Washington Avenue, Suite #200 Madison, WI 53703 To support program act1v1t1es 09/02/15 $250,000 PC Woodlands School, Inc 5510 West Bluemound Road Milwaukee, WI 53208 To support a library 12/02/15 $20,000 PC Word of Hope M1nistnes, Inc 2677 North 40th Street Milwaukee, WI 53210 To support general operations 03/25/15 $25,000 PC -223The Lynde and Harry Bradley Foundation 39~037928 RECIPIENT AND PURPOSE • • Work First Foundation 228 East 45th St., 16th Floor New York, NY 10065 To support the Secretanes' Innovation Group 07/01/15 IRS Code $150,000 PC Work First Foundation 228 East 45th St., 16th Floor New York, NY 10065 To support the Secretanes' Innovation Group 05/06/15 $150,000 PC World Affairs Institute PO Box 15189 Washington, DC 20003 To support a senior fellowship 07/15/15 $35,000 PC Yeshiva Elementary School 5115 West Keefe Avenue Milwaukee, WI 53216 To support building improvements 12/02/15 $50,000 PC Yeshiva Elementary School 5115 West Keefe Avenue Milwaukee, WI 53216 To support general operations 09/02/15 $30,000 PC Young America's Foundation 11480 Commerce Park Dnve, Sixth Floor Reston, VA 20191 To support National Journalism Center fellowships 12/02/15 $15,000 PC Young Amenca's Foundation 11480 Commerce Park Dnve, Sixth Floor Reston, VA 20191 To support an Awards Dinner 12/02/15 $50,000 PC Zion Evangelical Lutheran Church 6710 County Road T Egg Harbor, WI 54209-9295 To support general operations 01/07/15 $1,000 PC Zoological Society of Milwaukee County 10005 West Bluemound Road Milwaukee, WI 53226 To support general operations 12/02/15 $70,000 PC AMOUNT . Total 2015 Grants Paid: Flow through charitable contributions from K-1s: Subtotal: -224The Lynde and Harry Bradley Foundation 39-6037928 DATE $42,588,750 $3 $42,588,753 • • GRANT REFUNDS CALENDAR YEAR 2015 The Lynde and Harry Bradley Foundation, Inc. 39-6037928 RECIPIENT AND PURPOSE Texas A & M Research Foundation DATE AMOUNT 01/13/15 ($163) 03/11/15 ($436) 03/17/15 ($482) 08/17/15 ($39,480) 10/05/15 ($2,507) 10/20/15 ($411) 12/07/15 ($55,000) 4231 TAMU College Station, TX 77843-4231 To support economic research University of Kentucky 301 Peterson Service Bldg Lexington, KY 40506 To support the John Dickinson Writings Project Boston University 595 Commonweatlh Avenue, Suite 700 Boston, MA 0221S To support a research project on the role of religion in modern society Boston University 595 Commonweatlh Avenue, Suite 700 Boston, MA 0221S To support two research programs of the institute on Culture, Religion and World Affairs Texas A & M Research Foundation 4231 TAMU College Station, TX 77843-4231 To support economic research Princeton University 030 Corwin Hall Princeton, NJ 08544 To.support the Bradley Graduate and Post-Graduate Fellowship Program Bradley Impact Fund 12'l9-N. Franklin Place Milwaukee, WI 53202 To support general operations Grant Total: -225- ($98.479) The Lyndefnd Harry Bradley Foun!tion, Inc. Grants Approved for Future Payment at 12/31/15 39-6037928 Form 990-PF Part XV, Item 3b Recipient and/or Purpose The American Conservative Union Foundation 1331 H Street NW, Suite 500 Washington, DC 20005 To support the Center for Human Dignity Family Prosperity Index Association of Graduates of the United States Military Academy 698 Mills Road West Point, NY 10996-1607 To support the Cyber Enrichment Program and cyber events of the Army Cyber Institute Ending Balance 2015 $800,000.00 $200,000.00 IP'5 Code PC PC Encounter for Culture and Education, Inc. 900 Broadway, Suite 60 l New York, NY 10003-1239 To support Encounter Books for 20 I 6 $1,000,000.00 POF Evergreen Freedom Foundation P.O. Box 552 Olympia, WA 98507 To support the Umon Transparency and Reform Project $1,000,000.00 PC Georgia Center for Opportunity 333 Research Court, Suite 210 Norcross, GA 30092 To support the Healthy Family Initiative $1,000,000.00 PC $250,000.00 PC $250,000 PC $222,000.00 PC Stanford University Board of Trustees of the Leland Stanford Junior University 434 Galvez Mall Stanford, CA 94305-6010 To support the Cyber Polzcy and Security Pro;ect at the Hoover Institution Independence Institute 727 East Sixteenth Avenue Denver, CO 80203 To support a publlc-educatwn pro;ect Jack Miller Center Three Bala Plaza West, Suite 40 I Bala Cynwyd, PA 19004 To support the 2017 Bradley Graduate and Post-Graduate Fellowshzp Program conference $1,000,000.00 John W. Pope Civitas Institute l 00 South Harrington Street Raleigh, NC 27603 To support a communicatwns project -226- POF Leadership Program of the Rockies 1777 South Harrison Street, Suite 807 Denver, CO 80210 To support general operations • • $75,000 PC $250,000.00 PC $50,000 PC The Texas A & M University System Sponsored Research Services 400 Harvey Mitchell Parkway South, Suite 300 College Station, TX 77845-4375 To support the Cybersecurzty Initiative $250,000.00 PC UWM Research Foundation, Inc. 1440 East North Avenue Milwaukee, WI 53209 To support the Bradley Catalyst Grant Program $150,000.00 SO I Wisconsin Institute for Law and Liberty 1139 East Knapp Street Milwaukee, WI 53202 To support the Center for Competitive Federalism $755,355.00 PC Manhattan Institute for Policy Research, Inc. 52 Vanderbilt Avenue 't".lcw Yoik, ~~'{ 10017 To support the Family Structure project The Steamboat Institute P.O. Box 883037 Steamboat Sprmgs, CO 80488 To support general operations Grants Payable: -227- ~1.252,355,0!l I "'"' 00 I Reporting Account Number LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 Mellon Security ID Security Description 1 Transaction Code Trade Ex Date Shares Base Amount NC2454246 FJ6775434 FJ6483807 996192472 FJ6483807 ES7103066 996192472 FJ6483807 996192472 996192472 FJ6639168 ES7103066 FJ6775434 FJ6483807 904767704 FJ6639168 FJ6483807 FJ6639168 904767704 996192472 FJ6639168 996192472 FJ6639168 FJ6639168 904767704 FJ6639168 G2554F113 G5960L103 G5960L103 G5960L103 G5960L103 G5960L103 G2554F113 996192472 FJ6639168 FJ6639168 FJ6639168 FJ6639168 FJ6775434 FJ6639168 904767704 904767704 FJ6775434 904767704 904767704 996192472 FJ6775434 ES7103066 FJ6639168 EF5997111 IMPERIAL OIL LTD SANKYO CO LTD KAO CORP FEDERATED GOVERNMENT OBLIG 5 KAO CORP NOVARTIS AG FEDERATED GOVERNMENT OBLIG 5 KAO CORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 NIFCO INC/JAPAN NOVARTIS AG SANKYO CO LTD KAO CORP UNILEVER PLC NIFCO INC/JAPAN KAO CORP NIFCO INC/JAPAN UNILEVER PLC FEDERATED GOVERNMENT OBLIG 5 NIFCO INC/JAPAN FEDERATED GOVERNMENT OBLIG 5 NIFCO INC/JAPAN NIFCO INC/JAPAN UNILEVER PLC NIFCO INC/JAPAN COVIDIEN PLC MEDTRONIC PLC MEDTRONIC PLC MEDTRONIC PLC MEDTRONIC PLC MEDTRONIC PLC COVIDIEN PLC FEDERATED GOVERNMENT OBLIG 5 NIFCO INC/JAPAN NIFCO INC/JAPAN NIFCO INC/JAPAN NIFCO INC/JAPAN SANKYO CO LTD NIFCO INC/JAPAN UNILEVER PLC UNILEVER PLC SANKYO CO LTD UNILEVER PLC UNILEVER PLC FEDERATED GOVERNMENT OBLIG 5 SANKYO CO LTD NOVARTIS AG NIFCO INC/JAPAN SOCIETE TELEVISION FRANCAISE 1 s s s s s s s s s s s s s s s s s s s s s s s s s s 1/2/2015 1/8/2015 1/8/2015 1/9/2015 1/9/2015 1/1212015 1/12/2015 1/13/2015 1/14/2015 1/15/2015 1/15/2015 1/15/2015 1/21/2015 1/21/2015 1/21/2015 1/2212015 1/22/2015 1/2212015 1/2212015 1/23/2015 1/23/2015 1/26/2015 1/26i2015 1/26/2015 1/26/2015 1/27/2015 1127/2015 1/27/2015 1/27/2015 1/27/2015 1127/2015 1/27/2015 1/2712015 1/28/2015 1/28/2015 1/29/2015 1/30/2015 2/212015 2/4/2015 2/4/2015 2/4/2015 2/4/2015 2/5/2015 2/5/2015 215/2015 2/6/2015 2/6/2015 2110/2015 211212015 2/12/2015 -0.6540 -200.0000 -600.0000 - 23,873.2300 - 1, 100.0000 - 1,854.0000 -6,108.9400 - 4, 100.0000 - 5,274.2300 - 130,882 9800 - 100 0000 - 2, 112.0000 - 300.0000 -400.0000 - 621 0000 - 500.0000 - 2,500.0000 - 200.0000 -1,340 0000 • 71,606 5000 • 200 0000 • 94,857.9500 • 200.0000 • 200 0000 • 1,093.0000 • 500 0000 • 34,935.0000 27,273.7240 853.7080 246.6480 4,531.4400 492 3400 00000 • 19,363 8200 • 200.0000 -200.0000 • 200.0000 - 300 0000 • 2,300 0000 • 200.0000 -243.0000 - 383 0000 • 825 0000 • 338.0000 • 116.0000 • 108,591 1500 • 400.0000 • 1,599 0000 • 200 0000 • 547.0000 28.14 6,863.52 23,642.15 23,873.23 43,613.55 177,500.07 6,108.94 163,730.94 5,274 23 130,882.98 3,420.61 211,989 92 10,351.17 16,997.40 25,761.48 17,688 52 108,694.09 7,053.38 55,509.21 71,606.50 7, 158 43 94,857 95 7,07418 7,090 07 46,992.39 18,053.19 0.00 0 00 0.00 0.00 000 0.00 1,229,362.65 19,363 82 7,022 63 6,973 SS 7,010 68 10,496 78 89,829 23 6,971.03 10,548.46 16,617 16 32,579.76 14,672 25 5,033 96 108,591 15 14,704 60 162,995.28 6,886.21 9,281 34 SW SD SD SD SD SD CD s s s s s s s s s s s s s s s s s Base Cost Base Investment Gain/Loss -31.34 -10,790.26 -15,956.26 -23,873.23 -29,253.14 -151,405.14 -6,108.94 -108,904.78 -5,274.23 -130,882.98 -2,330.41 -139,993.71 -16,185 38 -10,599.88 -25,025.12 -11,610.53 -66, 166 43 -4,629 65 -53,914.71 -71,606 50 -4,629.65 -94,857 95 -4,629 66 -4,629.65 -35,614.72 -11,574.14 -1,542,482.35 2,046,074.77 64,045.17 18,503.53 339,948.63 36,935.35 000 -19,363 82 -4,629.66 -4,629 65 -4,629 66 -6,942.15 -112,981 56 -4,625 00 -6,910 19 -10,891.37 -37,242 73 -9,611.71 -3,298.69 -108,591 15 -18,057 08 -86,936 97 -4,625 00 -10,051.18 -1 88 -1,038 49 18,173.71 0.00 33,281.54 44,727 08 0 00 125,402.24 000 000 2,5:12.14 62,4!!8.88 -1,713 05 13,5-<~6 07 1:16.36 13,8E12.04 88,167.75 5,660.28 1,594.50 000 5,805.12 0.00 5,735 68 5,758 98 11,377.67 14,668.10 -1,542,482.35 2,046,07 4. 77 64,045.17 18,503.53 339,948 63 36,935.35 1,229,362.65 I) 00 5,601).21 5,551) 75 5,5513 51 8,191.52 8,896 24 5,32:!.19 3,6311.27 5,72!i.79 19{1.37 5,060.54 1,73fi.27 000 -93~.92 64,471.86 5,324.48 1,161.92 • • I N N ID I Reporting Account be LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF10030002 LHBF 10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 /1 Mellon Security ID Security Description 1 Transaction Code Trade Ex Date H84989104 EF5997111 H84989104 996192472 996192472 FJ6639168 EF5997111 FJ6639168 EF5997111 EF5997111 904767704 FJ6639168 904767704 904767704 FJ6639168 904767704 904767704 ES7110723 H84989104 ES7110723 ES7110723 FJ6639168 EXBLNN3L1 ES7110723 ES7110723 EXB2BODG6 ES7103066 ES7103066 H84989104 H84989104 904767704 904767704 FJ6639168 ES7110723 EXBLNN3L1 ES7103066 EX0797376 H84989104 904767704 904767704 996192472 FJ6639168 ES7110723 EXBLNN3L1 ES7103066 EX0797376 EX0797376 ES7110723 H84989104 904767704 TE CONNECTIVITY LTD SOCIETE TELEVISION FAANCAISE 1 TE CONNECTIVITY LTD FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 NIFCO INC/JAPAN SOCIETE TELEVISION FRANCAISE 1 NIFCO INC/JAPAN SOCIETE TELEVISION FRANCAISE 1 SOCIETE TELEVISION FRANCAISE 1 UNILEVER PLC NIFCO INC/JAPAN UNILEVER PLC UNILEVER PLC NIFCO INC/JAPAN UNILEVER PLC UNILEVER PLC ADECCO SA TE CONNECTIVITY LTD ADECCO SA ADECCO SA NIFCO INC/JAPAN COMPASS GROUP PLC ADECCO SA ADECCO SA REL.X PLC NOVARTIS AG NOVARTIS AG TE CONNECTIVITY LTD TE CONNECTIVITY LTD UNILEVER PLC UNILEVER PLC NIFCO INC/JAPAN ADECCO SA COMPASS GROUP PLC NOVARTIS AG SERCO GROUP PLC TE CONNECTIVITY LTD UNILEVER PLC UNILEVER PLC FEDERATED GOVERNMENT OBLIG 5 NIFCO INC/JAPAN ADECCO SA COMPASS GROUP PLC NOVARTIS AG SERCO GROUP PLC SERCO GROUP PLC ADECCO SA TE CONNECTIVITY LTD UNILEVER PLC s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s 2/12/201 2/13/201 2/13/201 2/171201 2/18/201~ 2/18/201 2/18/2015 2/19/2015 2/19/201~ 2/19/201 v1m01! 2/20/201 2/20/201 2120/201 2/23/201 2/23/201 2/23/2015 m~•·1 2/24/201 2125/201 2/25/201 2/26/201 2/26/201~ 2126/201 2126/201 2/26/201 2126/201 2126/201 2/26/201 2/26/201 2/26/201 2126/201 2/27/201 2/27/201 2127/201 2/27/201 2127/201 2127/201 2127/201 2127/2015 3/2/201 3/2/201 3/2/201 3/21201 3/2/201 3/21201 3/2/201 3/21201 I 312/2015, 3/212015 Shares Base Amount - 372 0000 - 743 0000 -670 0000 - 14,291 4700 - 29,272.8600 - 200 0000 -294 0000 -200 0000 - 2,335.0000 - 1,015 0000 - 386.0000 - 200 0000 - 116.0000 -445 0000 - 200 0000 -654.0000 -115 0000 -486.0000 - 1,221 0000 - 392.0000 - 135 0000 -400 0000 - 1,343.0000 - 534.0000 -187 0000 - 532 0000 - 224.0000 -199.0000 -463 0000 - 505.0000 -208 0000 - 1,349.0000 - 300.0000 -604 0000 -1,051.0000 - 742 0000 - 1,449.0000 - 1,202.0000 -505 0000 - 538 0000 - 101,778.7000 - 200 0000 - 200.0000 - 771.0000 - 963.0000 - 1,487.0000 - 1,487.0000 -230.0000 - 338.0000 - 214.0000 26,193 41 12,624 51 47,241 50 14,291 47 29,272 86 6,887 67 4,970.16 6,907 84 40,597 30 17,267.74 16,747 50 6,955 36 5,032.03 19,299.29 6,903 00 28,527.28 5,019.39 38,633 25 87,225.41 30,687.39 10,563 81 13,773.09 23,612.60 41,906.89 14,598.16 9,202.08 22,812.65 20,435.61 33,519.93 36,579 60 9,163.56 59,349 50 10,322.72 47,773.69 18,634.31 76,255.35 5,01640 86,509 47 22,334.01 23,711.91 101,778.70 6,871.43 15,661.25 13,654.33 98,028.23 4,978 81 5,057.59 18,058.68 24,533 61 9,451.00 Base Cost Base Investment Gain/Loss -16,694.27 -12,748 04 -21,268.28 -14,291.47 -29,272 86 -4,623.25 -4,946 07 -4,621.51 -39,282.56 -17,075.72 -10,976.68 -4,621 50 -3,298 69 -12,654 47 -4,544.61 -18,597.80 -3,270 26 -39,042 66 -38,759.06 -30,433.18 -10,471.43 -9,032.90 -22,342.93 -41,420 30 -14,504 86 -7,747 85 -12,178.79 -10,819 55 -14,697 33 -16,030.57 -5,914 90 -38,361 52 -6,745.10 -46,849.93 -17,363 55 -40,342.23 -8,745.64 -38, 155.93 -14,360.69 -15,299 11 -101,778.70 -4,487.93 -15,513.22 -12,705 62 -52,357 91 -8,971 92 -8,966.00 -17,840.21 -10,729.37 -6,085.52 9,49914 2,502.15 25,973.22 0 00 0 00 5,341.31 1,083.60 5,360.48 9,843.72 3,819 75 5,770 82 5,408 46 1,733.34 6,644 82 5,237 67 9,929 48 1,749.13 2,260 27 48,466 35 1,654.26 568 72 11,59314 1,634.43 2,576.97 82148 1,974.15 9,643.94 8,729 29 18,822.60 20,549.03 3,248 66 20,987.98 9,031.28 3,020.09 1,576.00 32,187.19 -3,242.83 48,353.54 7,973 32 8,412.80 0.00 5,277.25 990.46 1,274.45 41,765.72 -3,478.00 -3,386.18 1,189.86 13,804.24 3,365.48 • • I !\.) w 0 I Reporting Account Numb1r LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF10030002 LHBF10030002 Mellon Security ID Security Description 1 Transaction Code Trade Ex Date Shares FJ6639168 ES7110723 EXBLNN3L1 904767704 H84989104 ES7103066 H84989104 EXBLNN3L1 FJ6639168 ES7103066 ES7110723 996192472 FJ6639168 FJ6639168 EXBLNN3L1 EX0797376 ES7103066 ES7110723 904767704 FJ6639168 ES7110723 EX0797376 996192472 FJ6639168 ES7110723 ES7103066 EX0797376 996192472 FJ6639168 ES7110723 ES7110723 996192472 FJ6639168 ES7110723 ES7103066 996192472 FJ6639168 ES7110723 ES7103066 EXBMQX2Q4 996192472 EXBMQX2Q4 EXBMQX2Q4 H84989104 996192472 996192472 H84989104 FJ6483807 FJ6483807 G5960L103 NIFCO INC/JAPAN ADECCO SA COMPASS GROUP PLC UNILEVER PLC TE CONNECTIVITY LTD NOVARTIS AG TE CONNECTIVITY LTD COMPASS GROUP PLC NIFCO INC/JAPAN NOVARTIS AG ADECCO SA FEDERATED GOVERNMENT OBLIG 5 NIFCO INC/JAPAN NIFCO INC/JAPAN COMPASS GROUP PLC SERCO GROUP PLC NOVARTIS AG ADECCO SA UNILEVER PLC NIFCO INC/JAPAN ADECCO SA SERCO GROUP PLC FEDERATED GOVERNMENT OBLIG 5 NIFCO INC/JAPAN ADECCO SA NOVARTIS AG SERCO GROUP PLC FEDERATED GOVERNMENT OBLIG 5 NIFCO INC/JAPAN ADECCO SA ADECCO SA FEDERATED GOVERNMENT OBLIG 5 NIFCO INC/JAPAN ADECCO SA NOVARTIS AG FEDERATED GOVERNMENT OBLIG 5 NIFCO INC/JAPAN ADECCO SA NOVARTIS AG TSB BANKING GROUP PLC FEDERATED GOVERNMENT OBLIG 5 TSB BANKING GROUP PLC TSB BANKING GROUP PLC TE CONNECTIVITY LTD FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 TE CONNECTIVITY LTD KAO CORP KAO CORP MEDTRONIC PLC s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s 3/3/2015 3/3/2015 3/3/2015 3/3/2015 3/3/2015 3/3/2015 3/4/2015 3/4/2015 3/4/2015 3/4/2015 3/4/2015 3/5/2015 3/5/2015 3/5/2015 3/5/2015 3/5/2015 3/5/2015 3/5/2015 3/5/2015 3/6/2015 3/6/2015 3/6/2015 3/9/2015 3/9/2015 3/9/2015 3/9/2015 3/9/2015 3/1012015 3/10/2015 3/10/2015 3/10/2015 3/11/2015 3/11/2015 3/11/2015 3/11/2015 3/12/2015 3/12/2015 3/12/2015 3/12/2015 3/12/2015 3/13/2015 3/13/2015 3/16/2015 3/1712015 3/1712015 3/19/2015 3/19/2015 3/20/2015 3/23/2015 3/23/2015 - 1,300.0000 -257 0000 - 1,330.0000 - 133 0()00 - 241.0000 -473 0000 - 241.0000 - 883.0000 -200.0000 - 230 0000 - 159 0000 - 25,652.3000 -600.0000 - 300.0000 - 282.0000 - 1,866.0000 - 201.0000 - 557 0000 -239 0000 - 600.0000 - 182.0000 - 1,761 0000 - 33,052.1200 - 300.0000 - 272 0000 - 215.0000 -1,545 0000 - 36,358.3400 - 200.0000 • 410.0000 -240.0000 -19,136 1800 -400.0000 - 779 0000 - 101 0000 - 46,828.0700 • 200 0000 -64.0000 - 73.0000 - 25,736 0000 - 55,141 2400 - 3,858 0000 -4,990 0000 -862 0000 - 60,177 9800 - 86,236.0000 - 990 0000 - 1,300 0000 • 100 0000 -0.8600 Base Amount 44,951.92 19,778.96 23,622 52 5,856 64 17,457.71 47,208.65 17,516.15 15,518 35 6,856 62 22,735.89 12,061.36 25,652.30 20,819 83 10,420.64 5,001 47 6,144.47 19,807.65 42,213 86 10,588 31 20,692 29 13,888.89 5,742 04 33,052.12 10,329 05 20,619 89 20,863.62 5,015.56 36,358.34 6,801 02 30,999.09 18,133.18 19, 136.18 13,593.14 60,905 28 9,690.10 46,828.07 6,852 11 5,088 63 7,032.85 127,642 05 55,141.24 18,586.81 23,983.65 62,008 54 60,177 98 86,236.00 72,050 38 65,149 63 5,00519 67.74 Base Cost Base Investment Gain/toss -29,071.53 -19,934 49 -21,71020 -3,782.12 -7,650 23 -25,716.81 -7,650 23 -14,364.24 -4,428.38 -12,505.00 -12,333 01 -25,652.30 -13,247.34 -6,57045 -4,587.45 -11,207 00 -10,928 29 -43,203 25 -6,796 44 -13,083 10 -14,061.07 -10,552 66 -33,052.12 -6,535.31 -20,754 00 -11,689.46 -9,227 15 -36,358.34 -4,356 87 -28,917.12 -14,389 50 -19,136.18 -8,713 74 -45,603.69 -5,491.33 -46,828.07 -4,356.87 -3,746 64 -3,968.98 -115,455 64 -55,141.24 -17,070 42 -22,079.15 -27,363 07 -60,177.98 -86,236.00 -31,426 26 -34,319.89 -2,639 49 -64.52 36,oao 66 9i'4.82 3,0E13.20 2,01'4.52 9,807.48 10.n.5.91 9,865.92 2,178.00 5,618.15 9,439.35 443 55 0.00 16,217.73 8,158.26 756.62 -4,409 57 8,388.50 1,987 87 3,791 87 16,286 84 1,077.98 -4,143.80 0.00 8,120 38 1,89'7.15 8,974.25 -3,629.34 1)00 5,29:3.77 4,24'7.63 3,91:U6 0.00 10,61"1.86 15,94H.33 4,30'1.83 () 00 5,370 26 1,37fi.96 3,11~~ 21 27,61f1.03 (I 00 4,371.44 5,496 01 34,64E•.47 000 01.00 40,624.12 59,658 37 4,549 85 3.22 • • Reporting Account Mellon Security ID Security Description 1 996087094 FJ6483807 996192472 996192472 ES7110723 FJ6483807 FK6490924 FJ6591807 FK6773816 FK6771729 FJ6841103 EXBOWMWD5 ESBOCDLF5 EN7154185 SNBQN1C50 H84989104 NC2454246 EX0797376 ENB3YOJD2 EXB135BJ2 G0450A105 EXBLNN3L1 G5960L103 EXB2BODG6 038222105 ESBOKJTG3 ES7103066 EX0884703 EX0870611 EXBQ1XTV2 056752108 EN4148818 EX0237407 Y2573F102 EF4834778 G1151C101 SNB1VQF41 EX0028269 EF7062716 EXB82YXW2 SDBKJ9RT5 SD4169217 ES7108891 EXB7T7729 ED7021964 EF5997111 904767704 996192472 996192472 ES7110723 BNY MELLON CASH RESERVE s KAO CORP s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s ADECCO SA s KAO CORP s KIA MOTORS CORP s CREDIT SAISON CO LTD s SAMSUNG ELECTRONICS CO LTD s SAMSUNG ELECTRONICS CO LTD s STANLEY ELECTRIC COL TD s QINETIQ GROUP PLC s PARGESA HOLDING SA s ING GROEP NV s AKER SOLUTIONS ASA s TE CONNECTIVITY LTD s IMPERIAL OIL LTD s SERCO GROUP PLC s TNT EXPRESS NV s SAVILLS PLC s ARCH CAPITAL GROUP LTD s COMPASS GROUP PLC s MEDTRONIC PLC s RELXPLC s APPLIED MATERIALS INC s PANALPINA WELTIRANSPORT HOLDll' S NOVARTIS AG s TESCO PLC s LLOYDS BANKING GROUP PLC s ALENT PLC s BAIDU INC s RELXNV s DIAGEO PLC s FLEXTRONICS INTERNATIONAL LTD s VIVENDI SA ACCENTURE PLC ORKLA ASA s AMEC FOSTER WHEELER PLC s SODEXO SA s VESUVIUS PLC ISSAJS s CARLSBERG AJS s ABB LTD s ROYAL BANK OF SCOTLAND GROUP PS DEUTSCHE B0ERSE AG s SOCIETE TELEVISION FRANCAISE 1 s UNILEVER PLC s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s ADECCO SA ~ymbec I N w ...... I LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 Transaction Code s s s s Trade Ex Date Shares Base Amount 3/24/2015 3/24/2015 3/26/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/27/2015 3/30/2015 3/31/2015 4/1/2015 -67 7400 - 200.0000 - 70.4100 - 10,463.7200 - 3,788 0000 - 5,900.0000 -4,548 0000 - 10,300 0000 - 71 0000 - 491.0000 - 14,900.0000 - 33,054 0000 - 4,937.0000 - 43,631.0000 - 22,823.0000 - 6,903.0000 - 8,605.0000 - 33,972 0000 - 24,721 0000 - 3,203.0000 - 8,389.0000 - 45,480.0000 -6,301 0000 - 37, 198.0000 - 19,129 0000 -2,727 0000 -4,1100000 -141,106.0000 - 281,054 0000 - 25,850 0000 - 2,050.0000 - 3,261.0000 - 6.732 0000 - 25,587.0000 - 6,794.0000 - 1,614 0000 - 21,254.0000 - 5,865.0000 -806.0000 - 31,061.0000 - 11,779.0000 - 3,728.0000 - 16,279 0000 - 99,373 0000 - 2,553.0000 - 14,139.0000 -6,074 0000 - 13,290 8200 - 7,096,377.1000 -60.0000 67.74 9,996.94 70.41 10,463.72 312,873.87 299,286 93 184,850.67 185,854 64 68,552 63 627,517 73 349,356.26 95,139.04 356,214 60 641,214 01 121.474 03 487,411.85 347,425.30 87,070.40 155,872 20 38,230 98 517,12116 786,859 33 482,143.64 646,286.65 430,203 28 406,019.98 412,335.79 498,295.73 333,341.46 143,064 93 420,160 26 82,217 34 190,424 15 312,923 24 168,481.93 151,567.95 159,905.58 82,556.58 78,187.18 227,873.86 377,824.00 304,442.73 348,029.22 504,886 69 207,608 67 252,955.41 255,953 64 13,290.82 7,096,377.10 5,040 50 Base Cost Base Investment Gain/Loss -67.74 -5,278.98 -70.41 -10,463.72 -221,754 51 -155, 706.83 -250,935.24 -227,517 05 -65,892.14 -660,285 55 -276,878.59 -75,612.95 -390,210.45 -570,630.00 -288,501.51 -219,126 76 -378,915.26 -200,869 71 -196,568.39 -32,720.73 -446,252 14 -465,020.57 -472,701.02 -367,465.92 -367,292 64 -437, 105.77 -223,459.00 -806,421.16 -338,048 72 -146,613.82 -273,510.20 -73,301.78 -192,875.10 -202,849.44 -149,117.31 -75,557 85 -161,530.11 -108,383.50 -52,343.47 -235, 738.17 -371,231.35 -389,241.40 -369,531.29 -587,787 11 -181,969 73 -237,865.56 -172,726.37 -13,290.82 -7,096,377.10 -3,512.48 0.00 9,099 56 0.00 0.00 79,128.01 273,008.62 -57,269.56 -11,398.40 4,909.97 -5,141.91 197, 112.62 26,358.72 -49,132 60 227,943.63 -128,690.16 268,285.09 58,495.93 -102,356 61 -8,060.01 11, 171.58 70,869.02 365,594 27 9,442 62 326,56613 62,910.64 -4,403.04 173,073.41 -288,446.96 22,421 17 12,596 72 146,650.06 29,218 13 14,763.26 110,073.80 51,451.50 76,010.10 49,782.80 -18,061.22 41,807.68 16,010.92 93,731.84 -8,710 93 -13,34112 -45,397.39 73,920.88 82,286.04 83,227.27 0.00 0.00 1,379 59 • • I N w N I Reporting Account Number LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 Mellon Security ID Security Description 1 Transaction Code Trade Ex Date Shares EXB2BODG6 ES7103066 904767704 NC2454246 FJ6483807 ES7110723 EXB2BODG6 EF5997111 ES7103066 EF5997111 EF5997111 904767704 FJ6483807 996192472 EF5997111 EXB2BODG6 EF5997111 ES7110723 ES7103066 FJ6483807 FJ6483807 996192472 904767704 FJ6483807 ES7103066 EF5997111 EF5997111 904767704 996192472 FJ6483807 EF5997111 EXB2BODG6 EF5997111 H84989104 904767704 EXB2BODG6 EF5997111 EF5997111 EF5997111 EF5997111 H84989104 EXB2BODG6 EF5997111 EF5997111 EF5997111 H84989104 FK6773816 FJ6639168 ES7110723 904767704 RELX PLC NOVARTIS AG UNILEVER PLC IMPERIAL OIL LTD KAO CORP ADECCO SA RELXPLC SOCIETE TELEVISION FRANCAISE 1 NOVARTIS AG SOCIETE TELEVISION FRANCAISE 1 SOCIETE TELEVISION FRANCAISE 1 UNILEVER PLC KAO CORP FEDERATED GOVERNMENT OBLIG 5 SOCIETE TELEVISION FRANCAISE 1 RELX PLC SOCIETE TELEVISION FRANCAISE 1 ADECCO SA NOVARTIS AG KAO CORP KAO CORP FEDERATED GOVERNMENT OBLIG 5 UNILEVER PLC KAO CORP NOVARTIS AG SOCIETE TELEVISION FRANCAISE 1 SOCIETE TELEVISION FRANCAISE 1 UNILEVER PLC FEDERATED GOVERNMENT OBLIG 5 KAO CORP SOCIETE TELEVISION FRANCAISE 1 RELX PLC SOCIETE TELEVISION FRANCAISE 1 TE CONNECTIVITY LTD UNILEVER PLC RELX PLC SOCIETE TELEVISION FRANCAISE 1 SOCIETE TELEVISION FRANCAISE 1 SOCIETE TELEVISION FRANCAISE 1 SOCIETE TELEVISION FRANCAISE 1 TE CONNECTIVITY LTD RELX PLC SOCIETE TELEVISION FRANCAISE 1 SOCIETE TELEVISION FRANCAISE 1 SOCIETE TELEVISION FRANCAISE 1 TE CONNECTIVITY LTD SAMSUNG ELECTRONICS CO LTD NIFCO INC/JAPAN ADECCO SA UNILEVER PLC s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s 4/1/2015 4/1/2015 4/1/2015 4/1/2015 4/2/2015 4/2/2015 4/2/2015 4/2/2015 4/2/2015 4/2/2015 4/2/2015 4/2/2015 4/3/2015 4/6/2015 417/2015 417/2015 417/2015 417/2015 417/2015 41712015 417/2015 4/7/2015 4/7/2015 4/8/2015 4/8/2015 4/8/2015 4/8/2015 4/8/2015 4/9/2015 4/9/2015 4/9/2015 4/9/2015 4/9/2015 4/9/2015 4/9/2015 4/10/2015 4/10/2015 4/10/2015 4/10/2015 4/10/2015 4/10/2015 4/13/2015 4/13/2015 4/13/2015 4/13/2015 4/13/2015 4/13/2015 4/14/2015 4/14/2015 4/14/2015 - 533.0000 -265 0000 -190 0000 -0.0170 - 2,100.0000 - 2 0000 - 1,021.0000 - 705.0000 -82 0000 -1,1390000 - 563.0000 - 377.0000 -800 0000 - 38,136.1800 - 1,373.0000 - 1,517.0000 - 1,339.0000 -2 0000 - 239 0000 -200.0000 - 700 0000 - 55,014.3500 - 116.0000 - 900 0000 - 245 0000 - 392.0000 - 731.0000 - 187 0000 - 30,260 8400 - 800 0000 - 3,495.0000 - 561 0000 - 1,706 0000 - 323 0000 - 346 0000 - 2,058 0000 - 276 0000 -468 0000 - 300 0000 - 8,614 0000 -478 0000 - 2,418 0000 -407 0000 - 506.0000 -650.0000 - 71 0000 0.0000 - 3,600 0000 • 60 0000 - 342 0000 CD s s s Base Amount 9, 158.01 26,385.96 7,899 20 0 67 103,569.84 169.03 17,450 46 12,786.39 8,245 67 20,651.42 10,212.94 15,938 73 40,512.85 38,136.18 25,053 88 26,160 84 24,413 60 169 26 24,262.18 10,308 08 36,060 57 55,014 35 5,019.64 46,274.35 24,820 45 7,072 95 13,223 17 8,038 06 30,260.84 40,844 85 63,130.36 9,668.42 30,808 75 22,837.35 14,859.69 35,444 12 4,994 58 8,480.34 5,425 71 155,561.72 33,913.47 41,619 85 7,285 80 9,066.41 11,648.55 5,018.48 0 01 134, 199.48 5,040 49 14,649 85 Base Cost Base Investment Gain/Loss -4,293.26 -14,407.94 -5,403.03 -0.75 -55,344.78 -117.08 -8,224 06 -11,860.47 -4,458.31 -19, 157.26 -9,412.67 -10,720.75 -21,065.09 -38, 136.18 -22,698 17 -12,219.29 -22,146.10 -117.08 -12,994.33 -5,266 27 -18,413 74 -55,014 35 -3,298.69 -23,640 30 -13,320.55 -6,476.22 -12,076 84 -5,317 72 -30,260.84 -21,010.20 -57,625.49 -4,518 80 -28,014.11 -10,253.22 -9,839.20 -16,576.99 -4,530.06 -7,681.40 -4,923.98 -135,532 98 -15,17349 -19,476 76 -6,325 62 -7,864.29 -10,102 35 -2,253 80 0.01 -77,116.58 -3,512 48 -9,725.46 5,3:13.62 11,201 03 2.4~16.17 0 10 93,566.73 <1·5.31 10,102 51 4,334.45 3,46·3.06 6,999.30 3,501.62 5,217.98 37,071.54 0.00 8,879.04 15,171.85 8,631.37 46.32 10,428 03 9,596 41 33,789 39 0 00 1,720.95 42,666.12 10,735 38 2,497.45 4,699.80 2,720.34 0.00 37,635.13 23,170.74 5,69a 41 11,26!).77 12,58'1.13 5,020.49 21,09:!.44 1,861168 3,18:107 2,02i'.09 56,704 46 18,73£198 24,79~~ 40 2,648 91 3,30~1.57 4,24615 2,76<1.68 Cl.01 104,226.62 1,387.67 4,924.39 • • I I\,) w w I Reporting Account ber LHBF10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 Mellon Security ID Security Description 1 Transaction Code Trade Ex Date 996192472 904767704 ES7110723 904767704 996192472 904767704 FK6490924 996192472 904767704 904767704 996192472 038222105 038222105 038222105 038222105 996192472 038222105 038222105 038222105 038222105 038222105 996192472 EF5997111 EF5997111 EF5997111 EF5997111 EF5997111 996192472 EF5997111 EXB135BJ2 996192472 EXB135BJ2 EF5997111 EF5997111 EXB135BJ2 EXB135BJ2 EF5997111 EF5997111 EXB135BJ2 038222105 038222105 038222105 EXB135BJ2 EF5997111 EF5997111 EF5997111 EF5997111 EXB135BJ2 038222105 038222105 FEDERATED GOVERNMENT OBLIG 5 UNILEVER PLC ADECCO SA UNILEVER PLC FEDERATED GOVERNMENT OBLIG 5 UNILEVER PLC KIA MOTORS CORP FEDERATED GOVERNMENT OBLIG 5 UNILEVER PLC UNILEVER PLC FEDERATED GOVERNMENT OBLIG 5 APPLIED MATERIALS INC APPLIED MATERIALS INC APPLIED MATERIALS INC APPLIED MATERIALS INC FEDERATED GOVERNMENT OBLIG 5 APPLIED MATERIALS INC APPLIED MATERIALS INC APPLIED MATERIALS INC APPLIED MATERIALS INC APPLIED MATERIALS INC FEDERATED GOVERNMENT OBLIG 5 SOCIETE TELEVISION FRANCAISE 1 SOCIETE TELEVISION FRANCAISE 1 SOCIETE TELEVISION FRANCAISE 1 SOCIETE TELEVISION FRANCAISE 1 SOCIETE TELEVISION FRANCAISE 1 FEDERATED GOVERNMENT OBLIG 5 SOCIETE TELEVISION FRANCAISE 1 SAVILLS PLC FEDERATED GOVERNMENT OBLIG 5 SAVILLS PLC SOCIETE TELEVISION FRANCAISE 1 SOCIETE TELEVISION FRANCAISE 1 SAVILLSPLC SAVILLSPLC SOCIETE TELEVISION FRANCAISE 1 SOCIETE TELEVISION FRANCAISE 1 SAVILLSPLC APPLIED MATERIALS INC APPLIED MATERIALS INC APPLIED MATERIALS INC SAVILLSPLC SOCIETE TELEVISION FRANCAISE 1 SOCIETE TELEVISION FRANCAISE 1 SOCIETE TELEVISION FRANCAISE 1 SOCIETE TELEVISION FRANCAISE 1 SAVILLSPLC APPLIED MATERIALS INC APPLIED MATERIALS INC s s s s s s 4/16/2015 4/16/2015 4/1712015 4/17/2015 4/20/2015 4/20/2015 4/20/2015 4/21/2015 4/22/2015 4/23/2015 4/24/2015 4/28/2015 4/28/2015 4/29/2015 4/29/2015 4/30/2015 5/1/2015 5/1/2015 5/1/2015 5/4/2015 5/4/2015 5/5/2015 5/6/2015 5/6/2015 5/7/2015 5n12015 5/8/2015 5/8/2015 5/8/2015 5/8/2015 5/11/2015 5/11/2015 5/1112015 5/1112015 5/1112015 • 5/12/2015 5/1212015 5/12/2015 5/13/2015 5/13/2015 5/13/2015 5/13/2015 5/13/2015 5/13/2015 5/13/2015 5/14/2015 5/14/2015 5/14/2015 5/14/2015 5/14/2015 CD s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s Shares Base Amount - 296,872.1900 - 200 0000 - 39 0000 - 1,336 0000 - 7,926 5700 - 591 0000 00000 - 44,341 8100 -600 0000 -225 0000 -19,1534800 - 10,764 0000 - 3,906 0000 - 2,028.0000 - 3,830.0000 - 127,267 8800 -1,787.0000 - 5,821 0000 - 2,967.0000 - 3,906.0000 -494.0000 -131,183 3900 -2,530 0000 - 7,771 0000 -2,206 0000 - 1,022 0000 -1,460 0000 - 521,741.7400 - 913.0000 -1,196 0000 - 230,940.0200 - 1,504.0000 - 524 0000 -680 0000 - 741.0000 - 1, 139.0000 - 1,588 0000 - 1,012.0000 -947.0000 - 3,940.0000 - 776 0000 - 2,894 0000 - 353.0000 -993 0000 -1,433 0000 - 521.0000 - 534 0000 - 520.0000 -1,363 0000 - 3,906 0000 296,872 19 8,980.77 3,209 72 59,643.68 7,926.57 26,436.59 0.00 44,341 81 26,697.52 10,045 93 19,153.48 216,157 58 79,016.92 40,518.69 76,521.99 127,267 88 35,812.43 116,301 43 59,279 56 78,040 44 9,879 51 131,183.39 43,821.33 135,702.24 37,305 01 17,29411 25,001 52 521,741 74 15,606 58 16,833.35 230,940 02 21,125.89 9,029.12 11,715.41 10,411.58 16,040.10 26,793 98 17,065.81 13,460 10 78,719.75 15,513.04 57,821.05 5,022 27 17,155.63 24,663.25 9,035 04 9,248.23 7,365.42 27,258.81 78,040.44 Base Cost Base Investment Gain/Loss -296,872 19 -5,687 40 -2,283 11 -37,991.84 -7,926 57 -16,806.27 000 -44,341 81 -17,062.20 -6,398 33 -19, 153 48 -205,612 00 -67,954 27 -35,220 29 -66,486 87 -127,267 88 -31,016 78 -100,898 71 -51,329 04 -67,570 29 -8,531.23 -131, 183.39 -39,225 81 -119, 180 14 -32,372 01 -13,996 83 -19,937.57 -521,741 74 -12,495 96 -10,260 45 -230,940 02 -8,128 82 -6,977 65 -8,971 59 -4,004.95 -6,15607 -19, 128 58 -10,330 09 -5,118 34 -68,035.13 -13,399.81 -49,973.01 -1,907.89 -10,054.48 -13,505 13 -4,450 41 -4,520.54 -2,810.50 -23,536 01 -67,282.52 0.00 3,293 37 787.49 21,651.84 0.00 9,630'.32 0.00 0.00 9,635.32 3,647 60 0.00 10,545 58 11,062.65 5,298.40 10,035 12 000 4,795 65 15,402.72 7,950 52 10,470 15 1,348 28 000 11,331 32 42,751.44 11,844.36 5,510.41 8,353 26 000 5,163.30 6,891.29 0.00 13,013.36 3,246 25 4,292.88 6,414.66 9,791.88 11,466 36 9,584 71 8,211.26 10,684.62 2,113 23 7,848 04 3,065 68 9,618.19 14,471.63 5,665.18 6,097.49 4,469.16 3,722.80 10,757.92 • • I "' w ii::. I Reporting Account Nymber LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF 10030002 Mellon Security ID Security Description 1 Transaction Code Trade Ex Date Shares EXB135BJ2 EXB135BJ2 038222105 038222105 038222105 038222105 038222105 038222105 EN7154185 EN7154185 EN7154185 996192472 EN7154185 996192472 996192472 996192472 996192472 FJ6483807 996192472 FJ6483807 996192472 996192472 FK9123456 996192472 NC2454246 EXBOWMWD5 EXBOWMWD5 996192472 EXBOWMWD5 EXBOWMWD5 996192472 EXBOWMWD5 EXBOWMWD5 996192472 EXBOWMWD5 996192472 EXBOWMWD5 EXBOWMWD5 FJ6483807 EXBQ1XTV2 EXBQ1XTV2 996192472 996192472 FJ6483807 FJ6591807 EF5997111 FJ6591807 EF5997111 SNB1VLVW2 EF5997111 SAVILLSPLC SAVILLS PLC APPLIED MATERIALS INC APPLIED MATERIALS INC APPLIED MATERIALS INC APPLIED MATERIALS INC APPLIED MATERIALS INC APPLIED MATERIALS INC ING GROEP NV ING GROEP NV ING GROEP NV FEDERATED GOVERNMENT OBLIG 5 ING GROEP NV FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 F~DERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 KAO CORP FEDERATED GOVERNMENT OBLIG 5 KAO CORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 KRW (SOUTH KOREAN WON) FEDERATED GOVERNMENT OBLIG 5 IMPERIAL OIL LTD QINETIQ GROUP PLC QINETIQ GROUP PLC FEDERATED GOVERNMENT OBLIG 5 QINETIQ GROUP PLC QINETIQ GROUP PLC FEDERATED GOVERNMENT OBLIG 5 QINETIQ GROUP PLC QINETIQ GROUP PLC FEDERATED GOVERNMENT OBLIG 5 QINETIQ GROUP PLC FEDERATED GOVERNMENT OBLIG 5 QINETIQ GROUP PLC QINETIQ GROUP PLC KAO CORP ALENT PLC ALENT PLC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 KAO CORP CREDIT SAISON CO LTD SOCIETE TELEVISION FRANCAISE 1 CREDIT SAISON CO LTD SOCIETE TELEVISION FRANCAISE 1 AKASTOR ASA SOCIETE TELEVISION FRANCAISE 1 s s s s s s s s s s s s s s s s s s s s s s 5/15/2015 5/15/2015 5/15/2015 5/15/2015 5/18/2015 5/19/2015 5/20/2015 5/21/2015 6/512015 6/5/2015 6/8/2015 6/912015 6/9/2015 6/10/2015 6/12/2015 6/15/2015 6/16/2015 6/25/2015 6/26/2015 6/26/2015 6/29/2015 6/3012015 6/30/2015 7/2/2015 7/2/2015 7/3/2015 7/6/2015 7/8/2015 7/8/2015 7/8/2015 7/9/2015 7/9/2015 7/9/2015 7/10/2015 7/10/2015 7/13/2015 7/13/2015 7/13/2015 7/14/2015 7/14/2015 7/14/2015 7/14/2015 7/15/2015 7/15/2015 7/15/2015 7/16/2015 7/17/2015 7/17/2015 7/17/2015 7/17/2015 -1,761.0000 - 1,301.0000 - 8,444.0000 - 10,029.0000 -4,769 0000 - 4,373.0000 - 5,090.0000 - 4,424.0000 - 2, 166.0000 • 2,632.0000 • 4,027 0000 - 122,007.8600 -1,881.0000 - 47,564 6600 • 59,463.1300 - 204,289.5200 • 16,035.5200 - 800.0000 - 5,010 3500 - 700.0000 • 72,343.9100 • 29,490 1700 0.0000 • 8,725 6700 • 0 4250 -4,326 0000 • 1,428.0000 • 14,462 7100 -1,437 0000 • 1,437 0000 • 51,464 4700 -1,438 0000 - 1,880 0000 • 100,930 1900 - 2,844 0000 - 95,431.5000 -87.0000 -4,481 0000 • 900 0000 - 7,843 0000 • 1,747.0000 • 15,763.0800 • 3,301.6500 • 600.0000 • 300 0000 -675 0000 • 300 0000 • 585.0000 • 18,266 0000 • 284 0000 CD s s s s s s s s s s s s s s s s s s s s s s s s s s s Base Amount 25,272.30 18,586.11 171,882.89 204,147.56 96,067 83 87,664 35 101,73042 88,415.99 35,365.38 42,685.64 65,403.21 122,007.86 30,245.41 47,564.66 59,463 13 204,289.52 16,035.52 38,080.96 5,010.35 32,575.82 72,343.91 29,490 17 000 8,725 67 16.37 15,319.91 5,014 20 14,462 71 4,962.29 4,961 84 51,464 47 5,015.78 6,545.63 100,930.19 10,083 95 95,431.50 30944 15,970.41 44,463.91 59,151.49 13,17667 15,763.08 3,301.65 29,527.52 6,74818 12,082 80 6,719.82 10,352 81 31,171.83 5,050.68 Base Cost Base Investment Gain/Loss -9,202 43 -6,571.76 -141,385.63 -168,457.72 -79,796 34 -73,140.44 -85,081.75 -73,883.66 -28,485.58 -33,997.94 -50,758 78 -122,007.86 -23,684 10 -47,564.66 -59,463.13 -204,289.52 -16,035.52 -21,010 19 -5,010.35 -18,298.97 -72,343 91 -29,490.17 0.00 -8,725 67 -19.03 -13,483.76 -4,411.28 -14,462.71 -4,196 74 -4, 193.97 -51,464.47 -4, 183.18 -5,468 97 -100,930 19 -8,273 28 -95,431.50 ' -253.09 -13,035.35 -23,461.20 -41,455.11 -9,013 51 -15,763.08 -3,301 65 -15,621 25 -5,848 29 -5,708.79 -5,811.12 -4,944.83 -83,474 77 -2,380.46 16,370.50 12,601.54 30,4H7.26 35,6fl9.84 16,2i'1.49 14,5•'3.91 16,6418.67 14,5~12.33 14,2~18.97 17,831 22 28,8S:1.32 0.00 12,996 65 000 000 000 0.00 35,193.43 000 34,415.64 0 00 0 00 0.00 000 -1.94 1,560.74 4816.47 0.00 5615 14 563.94 1100 59:3.50 764.63 0.00 1,25:).81 0.00 3a.93 2,03!).64 46,70E>.46 19,73!!.16 4,63!i.80 000 0.00 28,09~1.07 2,31•~.03 8,67€i.85 2,271.48 7,417'.00 -41,444 99 3,543.52 • • I N w U1 I Reporting Account Numb&[ LHBF10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 - LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 Mellon Security ID Security Description 1 996192472 EF5997111 EF5997111 FJ6591807 SNB1VLVW2 EF5997111 EF5997111 996192472 EF5997111 EF5997111 996192472 FJ6591807 EF5997111 EF5997111 FJ6483807 EXBQ1XTV2 EF5997111 EXBQ1XTV2 ED7021964 EXBQ1XTV2 ED7021964 EF5997111 996192472 ExBQ1XTV2 EF5997111 EXBQ1XTV2 FJ6483807 FJ6591807 996192472 FJ6483807 EF5997111 EXBQ1XTV2 EF5997111 996192472 EXBQ1XTV2 EF5997111 EXBQ1XTV2 EF5997111 FJ6483807 FJ6591807 FJ6591807 EF5997111 FJ6591807 EN7154185 FJ6483807 996192472 FJ6591807 ENB3YOJD2 996192472 996192472 FEDERATED GOVERNMENT OBLIG 5 SOCIETE TELEVISION FRANCAISE 1 SOCIETE TELEVISION FRANCAISE 1 CREDIT SAISON CO LTO AKASTOR ASA SOCIETE TELEVISION FRANCAISE 1 SOCIETE TELEVISION FRANCAISE 1 FEDERATED GOVERNMENT OBLIG 5 SOCIETE TELEVISION FRANCAISE 1 SOCIETE TELEVISION FRANCAISE 1 FEDERATED GOVERNMENT OBLIG 5 CREDIT SAISON CO LTD SOCIETE TELEVISION FRANCAISE 1 SOCIETE TELEVISION FRANCAISE 1 KAO CORP ALENT PLC SOCIETE TELEVISION FRANCAISE 1 ALENTPLC DEUTSCHE BOERSE AG ALENTPLC DEUTSCHE BOERSE AG SOCIETE TELEVISION FRANCAISE 1 FEDERATED GOVERNMENT OBLIG 5 ALENTPLC SOCIETE TELEVISION FRANCAISE 1 ALENTPLC KAO CORP CREDIT SAISON CO LTD FEDERATED GOVERNMENT OBLIG 5 KAO CORP SOCIETE TELEVISION FRANCAISE 1 ALENTPLC SOCIETE TELEVISION FRANCAISE 1 FEDERATED GOVERNMENT OBLIG 5 ALENTPLC SOCIETE TELEVISION FRANCAISE 1 ALENTPLC SOCIETE TELEVISION FRANCAISE 1 KAO CORP CREDIT SAISON CO LTD CREDIT SAISON CO LTD SOCIETE TELEVISION FRANCAISE 1 CREDIT SAISON CO LTD ING GROEP NV KAO CORP FEDERATED GOVERNMENT OBLIG 5 CREDIT SAISON CO LTD TNT EXPRESS NV FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 ~ Transaction Code Trade Ex Date Shares Base Amount s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s 7/20/2015 7/20/2015 7/2012015 7/21/2015 7/2112015 7/2112015 7/21/2015 7/22/2015 7/22/2015 7/22/2015 7/23/2015 7/23/2015 7/23/2015 7/23/2015 7/24/2015 7/24/2015 7/24/2015 7/27/2015 7/27/2015 7/28/2015 7/28/2015 7/29/2015 7/31/2015 7/31/2015 7/31/2015 7/31/2015 7/31/2015 7/31/2015 8/3/2015 8/3/2015 8/3/2015 8/3/2015 8/3/2015 8/4/2015 8/4/2015 8/4/2015 8/4/2015 8/4/2015 8/4/2015 8/5/2015 8/5/2015 8/5/2015 8/6/2015 8/10/2015 8/11/2015 8/14/2015 8/14/2015 8/17/2015 8/1712015 8/18/2015 - 53,273 0600 -878.0000 -482 0000 -400 0000 - 3,025 0000 - 285 0000 -1,967.0000 - 14,451 9100 - 322 0000 -954.0000 - 129,513 3900 - 1,800.0000 - 2,499.0000 -424 0000 - 1,300.0000 -1,081.0000 -285 0000 -672 0000 -666 0000 -1,617.0000 -856.0000 - 283 0000 - 137,731.9500 - 956.0000 - 349.0000 - 2, 104.0000 - 1,300.0000 -600.0000 - 5,016.3100 - 2,100.0000 -289.0000 - 1,033.0000 -289.0000 - 1,329,949.3200 - 2,347.0000 -291 0000 -676.0000 - 291 0000 - 3,300.0000 -300 0000 - 300 0000 -26 0000 - 300.0000 -2,625 0000 -400.0000 - 6,661.5000 -600 0000 - 594 0000 - 5,021 6200 - 5,042.1500 53,273.06 15,324 25 8,404.06 8,900 44 5,071.32 5,046 06 34,848 98 14,451.91 5,641.51 16,651.99 129,513.39 40,091 90 44,545.49 7,487.21 67,286 56 8,042.07 4,992.92 5,017 78 60,702.88 12,077.79 77,792 07 4,991.33 137,731.95 7,077.73 6,044.30 15,595 72 66,489.74 13,313 73 5,016 31 107,336.69 4,991 97 7,656 48 5,002.18 1,329,949 32 17,373.01 5,008.14 5,004.33 5,009.29 169,982.54 6,535.03 6,531.93 440.10 6,618 14 42,639.52 21,012.47 6,661.50 12,547.13 4,982.33 5,021.62 5,042.15 Base Cost Base Investment Gain/Loss -53,273.06 -7,353.31 -4,036.78 -7,699 71 -13,231.42 -2,386.89 -16,364.97 -14,451.91 -2,655.13 -7,847.24 -129,513.39 -34,368.45 -18,862.85 -3,135 84 -33,846.05 -5,577 32 -2, 107 82 -3,467.12 -41,041.72 -8,342.76 -46,154 60 -2,093 02 -137,731.95 -4,928.84 -2,564.76 -10,499.88 -33,846 04 -11,228.81 -5,016.31 -53,022.54 -2, 112.86 -5,076.97 -2, 112.86 -1,329,949 32 -11,532.46 -2,127.48 -3,314.72 -2, 127 49 -81,162 85 -5,558.43 -5,558.42 -190 08 -5,502.86 -33,051.97 -9,828.72 -6,661.50 -10,783.43 -4,379 99 -5,021.62 -5,042.15 0 00 10,572 83 5,79419 3,026 84 -6,422.06 3,478.16 24,859 67 0 00 4,062.46 11,974.45 0.00 11,058.60 32,195 66 5,375 37 65,588 71 2,788 96 3,574 69 1,729.32 26,851 49 4,160 63 45,104 84 3,553.44 0.00 2,386.09 4,259 95 5,627.34 64,562.11 4,928.60 0.00 112,385.97 3,560 86 2,837.18 3,572.45 0.00 6,445.91 3,570.84 1,852 22 3,572.14 174,521 84 2,485.75 2,481.94 315.00 2,259 36 19,903.28 22,388.69 0.00 2,500 04 1,396.13 0.00 0.00 • • I N w O'I I Reporting Account Numbtr LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 Mellon Security ID Security Description 1 Transaction Code Trade Ex Date Shares Base Amount FJ6591807 SNB1VLVW2 ENB3YOJD2 ENB3YOJD2 FJ6483807 SNB1VLVW2 EN4148818 FJ6591807 904767704 FJ6591807 FJ6483807 SNB1VLVW2 996192472 SNB1VLVW2 FJ6483807 996192472 996192472 FJ6483807 EX0797376 EX0797376 996192472 EXBQ1XTV2 EX0797376 EXBQ1XTV2 EXBQ1XTV2 EXBQ1XTV2 EX0797376 EX0797376 EX0797376 ENB3YOJD2 EX0797376 EX0797376 996192472 EX0797376 EX0797376 996192472 996192472 EX0797376 EX0797376 996192472 EX0797376 EX0797376 996192472 EX0797376 996192472 996087094 EX0797376 SNB1VQF41 SNB1VQF41 996192472 CREDIT SAISON CO LTD AKASTORASA TNT EXPRESS NV TNT EXPRESS NV KAO CORP AKASTOR ASA RELX NV CREDIT SAISON CO LTD UNILEVER PLC CREDIT SAISON CO LTD KAO CORP AKASTORASA FEDERATED GOVERNMENT OBLIG 5 AKASTOR ASA KAO CORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 KAO CORP SERCO GROUP PLC SERCO GROUP PLC FEDERATED GOVERNMENT OBLIG 5 ALEl~ff PLC SERCO GROUP PLC ALENT PLC ALENT PLC ALENT PLC SERCO GROUP PLC SERCO GROUP PLC SERCO GROUP PLC TNT EXPRESS NV SERCO GROUP PLC SERCO GROUP PLC FEDERATED GOVERNMENT OBLIG 5 SERCO GROUP PLC SERCO GROUP PLC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 SERCO GROUP PLC SERCO GROUP PLC FEDERATED GOVERNMENT OBLIG 5 SERCO GROUP PLC SERCO GROUP PLC FEDERATED GOVERNMENT OBLIG 5 SERCO GROUP PLC FEDERATED GOVERNMENT OBLIG 5 BNY MELLON CASH RESERVE SERCO GROUP PLC ORKLA ASA ORKLA ASA FEDERATED GOVERNMENT OBLIG 5 s s s s s s s s s s s s s s s s s s 8/18/2015 8/18/2015 8/18/2015 8/18/2015 8/19/2015 8/19/2015 8/19/2015 8/19/2015 8/19/2015 8/20/2015 8/20/2015 8/20/2015 8/20/2015 8/20/2015 8/21/2015 8/24/2015 8/26/2015 8/27/2015 8/27/2015 8/27/2015 8/28/2015 8/28/2015 8/28/2015 8/28/2015 8/28/2015 8/28/2015 8/28/2015 9/1/2015 9/1/2015 9/1/2015 9/2/2015 9/2/2015 9/3/2015 9/3/2015 9/3/2015 9/4/2015 9/8/2015 9/8/2015 9/8/2015 9/9/2015 9/9/2015 9/9/2015 9/10/2015 9/11/2015 9/11/2015 9/14/2015 9/15/2015 9/15/2015 9/15/2015 9/16/2015 - 700.0000 - 30,362.0000 - 2,873.0000 - 872.0000 -600.0000 - 51,910.0000 - 1,272.0000 - 300 0000 -117 0000 - 300.0000 - 1,500.0000 - 3.0000 - 24,359 3900 - 6,967.0000 -1,000 0000 - 7,906.1400 - 142,031 1100 - 1,800 0000 - 12,726 0000 - 32, 192.0000 - 57,950.2700 - 32,397 0000 -2,874 0000 - 44,228.0000 - 6,047.0000 - 3,813.0000 - 2,874.0000 - 2,902.0000 - 2,900.0000 - 1,005 0000 - 3,054 0000 - 9,752.0000 - 188,250.8400 - 3,460.0000 - 5,502.0000 - 5,521 5700 - 194,256.1600 -2,990 0000 -4,051 0000 - 30,251.1700 - 2,977.0000 - 2,964.0000 - 28,862.9900 - 8, 127.0000 • 3,301.5600 • 9,319.5300 • 3,159 0000 • 3,254.0000 - 5,729 0000 • 10,288 7500 14,645 04 38,767.42 24,011.30 7,290.46 29,276.24 65,941.35 20,233.52 6,211.45 5,008 13 6,179 86 72,522.86 3.97 24,359.39 8,651.46 47,365.98 7,906.14 142,031.11 83,927 05 22,172 18 55,992.09 57,950.27 234,979 54 4,986.39 320,493 30 43,877 89 27,664.75 4,976.94 4,98912 4,992.28 8,508 05 5,175 41 16,464.43 188,250.84 5,875.84 9,333.26 5,521.57 194,256.16 5,024 81 6,815 83 30,251.17 4,988.53 4,988 05 28,862.99 13,200.23 3,301 56 9,319.53 4,973 57 24,042 23 42,202.60 10,288 75 s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s Base Cost Base Investment Gain/Loss -12,201.63 -129,948.35 -21,071 58 -6,374.63 -14,718.12 -209,644.85 -19,966.19 -4,823 16 -5,155 81 -4,823.16 -36,782.83 -10.57 -24,359.39 -25,103.84 -24,386.99 -7,906.14 -142,03111 -43,554 60 -60,452 85 -137,848 92 -57,950.27 -155,694 01 -10,948.23 -209,351.13 -27,984.57 -17,163.35 -10,893.95 -10,988 43 -10,885.28 -7,335.32 -11,435 03 -36,420.32 -188,250 84 -12,880.58 -20,416.11 -5,521.57 -194,256 16 -11,001 39 -14,933.65 -30,251 17 -10,921.07 -10,861 77 -28,862 99 -29,773.80 -3,301 56 .-9,319 53 -11,534.92 -26,356 52 -41,032 64 -10,288.75 5,0U4.27 -77,3UO 10 7.2~14 57 2,0fi9.74 29,HI0.54 -120,030.27 525.60 4,3-41.00 -147.68 4,247.06 71,042 06 -5.47 0.00 -13,911.71 45,952 29 0 00 0 00 81,764 91 -36,176 28 -76,777 62 000 88,859.50 -5,633 74 122,07:3.48 17,624.81 11,835.85 -5,60:2.01 -5,67'7 73 -5,594 01 2,64a.62 -5,95:! 98 -18,986.89 0.00 -6,654 73 -10,54!1.13 0.00 () 00 -5,781.50 -7,828 56 (I 00 -5,693.79 -5,647' 15 Ci.00 -16,011.63 000 0.00 -6,346.21 -316 05 16,728 69 0.00 • • I l\J w ....J I Reporting Account Numbec LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 Mellon Security ID Security Description 1 Transaction Code Trade Ex Date EX0797376 EX0797376 EX0797376 EX0797376 996192472 996192472 EX0797376 EX0797376 996192472 EX0797376 EX0797376 FJ6483807 EX0797376 EX0797376 EX0797376 EX0797376 996192472 EX0797376 996192472 EX0797376 EX0797376 996192472 EX0797376 996192472 EX0797376 EX0797376 NC2454246 996192472 EX0797376 EX0797376 EX0797376 EX0797376 EX0797376 EX0797376 EX0797376 EX0797376 996192472 EX0797376 EX0797376 EX0797376 FJ6483807 EX0797376 FJ6483807 EX0797376 FJ6591807 FJ6483807 996192472 FJ6483807 FJ6591807 996192472 SERCO GROUP PLC SERCO GROUP PLC SERCO GROUP PLC SERCO GROUP PLC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 SERCO GROUP PLC SERCO GROUP PLC FEDERATED GOVERNMENT OBLIG 5 SERCO GROUP PLC SERCO GROUP PLC KAO CORP SERCO GROUP PLC SERCO GROUP PLC SERCO GROUP PLC SERCO GROUP PLC FEDERATED GOVERNMENT OBLIG 5 SERCO GROUP PLC FEDERATED GOVERNMENT OBLIG 5 SERCO GROUP PLC SERCO GROUP PLC FEDERATED GOVERNMENT OBLIG 5 SERCO GROUP PLC FEDERATED GOVERNMENT OBLIG 5 SERCO GROUP PLC SERCO GROUP PLC IMPERIAL OIL LTD FEDERATED GOVERNMENT OBLIG 5 SERCO GROUP PLC SERCO GROUP PLC SERCO GROUP PLC SERCO GROUP PLC SERCO GROUP PLC SERCO GROUP PLC SERCO GROUP PLC SERCO GROUP PLC FEDERATED GOVERNMENT OBLIG 5 SERCO GROUP PLC SERCO GROUP PLC SERCO GROUP PLC KAO CORP SERCO GROUP PLC KAO CORP SERCO GROUP PLC CREDIT SAISON CO LTD KAO CORP FEDERATED GOVERNMENT OBLIG 5 KAO CORP CREDIT SAISON CO LTD FEDERATED GOVERNMENT OBLIG 5 s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s 9/16/2015 9/17/2015 9/17/2015 9/18/2015 9/21/2015 9/22/2015 9/22/2015 9/22/2015 9/23/2015 9/23/2015 9/23/2015 9/24/2015 9/24/2015 9/24/2015 9/25/2015 9/25/2015 9/28/2015 9/28/2015 9/29/2015 9/29/2015 9/29/2015 9/30/2015 9/30/2015 10/1/2015 10/112015 10/1/2015 10/1/2015 10/2/2015 10/2/2015 10/2/2015 10/5/2015 10/6/2015 1017/2015 10/8/2015 10/9/2015 10/12/2015 10/13/2015 10/13/2015 10/14/2015 10/15/2015 10/16/2015 10/16/2015 10/19/2015 10/20/2015 10/2312015 10/23/2015 10/26/2015 10/26/2015 10/26/2015 10/27/2015 Shares Base Amount - 5,743 0000 - 5,551 0000 - 2,919 0000 - 2,942.0000 - 76,943.4500 - 227,485 1200 - 1,664.0000 • 13,852 0000 • 128, 193.4200 • 3, 192 0000 - 3,192.0000 • 200.0000 • 3,219 0000 • 3,219 0000 - 3,406 0000 - 3,490.0000 - 121,072 0000 - 3,327.0000 - 1,050,600 4200 • 3,291.0000 - 3,291.0000 • 207,201 2800 • 6,498 0000 • 332, 164 2400 - 3,254.0000 • 13, 790 0000 • 0 2600 - 70,752 2300 - 3,230 0000 • 3,230.0000 - 3,130.0000 - 3,169 0000 • 5,470 0000 • 3,061 0000 - 3,235.0000 • 3,003.0000 - 280,640 2100 • 3,074.0000 • 5,255 0000 • 13,032.0000 • 200 0000 • 3,168 0000 • 200 0000 - 3,367 0000 -600 0000 - 1,700.0000 - 780,295 5700 -1,000 0000 - 300 0000 - 102,292.0900 9,34918 9,520.79 5,009.93 4,998 28 76,943.45 227,485.12 2,620.12 21,679 95 128,193 42 4,956.65 4,952.28 8,589 56 5,008.72 5,019.08 5,331 85 5,462.30 121,072 00 5,078.83 1,050,600.42 4,986.24 5,013.12 207,201 28 9,993.37 332,164.24 5,018.34 21,217.51 8 25 70,752.23 5,021 98 5,054 86 4,991.59 5,017 59 8,952 24 4,988 31 5,34813 5,006.77 280,640 21 4,957.41 8,598.59 20,433.86 9,796.77 4,985 08 9,772 21 4,996.55 12,459 81 82,297.83 780,295 57 49,039 91 6,225.95 102,292.09 Base Cost Base Investment Gain/Loss -20,916.87 -20, 160 45 -9,860.14 -6,907.88 -76,943 45 -227,485.12 -3,907.11 -32,524 81 -128, 193 42 -7,494.89 -7,494.89 -4,839 40 -7,558.28 -7,558.28 -7,997.36 -8,194.60 -121,072.00 -7,811.87 -1,050,600.42 -7,727 34 -7,727.34 -207,201 28 -15,257 45 -332, 164.24 -7,640 46 -32,379.23 -11 64 -70,752.23 -7,584.11 -7,584.11 -7,349.31 -7,440.88 -12,843.68 -7,187.30 -7,595 85 -7,051.11 -280,640.21 -7,217.82 -12,338 86 -30,599.43 -4,839.40 -7,438.54 -4,839.40 -7,905.79 -10,878 00 -41,134.90 -780,295.57 -24,197.00 -5,439 00 -102,292.09 -11,229.53 -10,340 59 -4,745 47 -1,978.01 0 00 000 -1,281.68 -10,800 89 000 -2.490.03 -2,494.45 7,838.78 -2,515 58 -2,505 15 -2,594 67 -2,659.74 000 -2,665 90 0.00 -2,661.34 -2,634 03 000 -5,111 93 0.00 -2,547 90 -10,847.92 -2 57 0 00 -2,503.78 -2,470 52 -2,291.57 -2,368.33 -3,854.24 -2,171.88 -2,223.75 -2,032.87 0 00 -2,210 55 -3,772.23 -10,275.76 9,607.29 -2,475.20 9,604 93 -2,936 03 1,614.81 82,199.86 0.00 49,162 66 792.11 0.00 • • I l\J w 00 I Reporting Account Number LHBF10030002 LHBF10030002 LHBF 10030002 LHBF 10030002 LHBF 10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF 10030002 LHBF10030002 LHBF10030002 LHBF10030002 Mellon Security ID Security Description 1 Transaction Code Trade Ex Date FJ6591807 FJ6591807 FJ6591807 G0450A105 G0450A105 EX0797376 G0450A105 Y2573F102 996192472 EX0797376 G0450A105 056752108 Y2573F102 Y2573F102 EX0797376 Y2573F102 996192472 EX0797376 EX0797376 EX0797376 996192472 EX0797376 EX0797376 EX0797376 EX0797376 EX0797376 996192472 ED7021964 ED7021964 996192472 EX0797376 ED7021964 EX0797376 Y2573F102 056752108 056752108 996192472 EX0797376 ED7021964 Y2573F102 ED7021964 EX0797376 ED7021964 ED7021964 ED7021964 ED7021964 ED7021964 ED7021964 996192472 ED7021964 CREDIT SAISON CO LTD CREDIT SAISON CO LTD CREDIT SAISON CO LTD ARCH CAPITAL GROUP LTD ARCH CAPITAL GROUP LTD SERCO GROUP PLC ARCH CAPITAL GROUP LTD FLEXTRONICS INTERNATIONAL LTD FEDERATED GOVERNMENT OBLIG 5 SERCO GROUP PLC ARCH CAPITAL GROUP LTD BAIDU INC FLEXTRONICS INTERNATIONAL LTD FLEXTRONICS INTERNATIONAL LTD SERCO GROUP PLC FLEXTRONICS INTERNATIONAL LTD FEDERATED GOVERNMENT OBLIG 5 SERCO GROUP PLC SERCO GROUP PLC SERCO GROUP PLC FEDERATED GOVERNMENT OBLIG 5 SERCO GROUP PLC SERCO GROUP PLC SERCO GROUP PLC SERCO GROUP PLC SERCO GROUP PLC FEDERATED GOVERNMENT OBLIG 5 DEUTSCHE BOERSE AG DEUTSCHE BOERSE AG FEDERATED GOVERNMENT OBLIG 5 SERCO GROUP PLC DEUTSCHE BOERSE AG SERCO GROUP PLC FLEXTRONICS INTERNATIONAL LTD BAIDU INC BAIDU INC FEDERATED GOVERNMENT OBLIG 5 SERCO GROUP PLC DEUTSCHE BOERSE AG FLEXTRONICS INTERNATIONAL LTD DEUTSCHE BOERSE AG SERCO GROUP PLC DEUTSCHE BOERSE AG DEUTSCHE BOERSE AG DEUTSCHE BOERSE AG DEUTSCHE BOERSE AG DEUTSCHE BOERSE AG DEUTSCHE BOERSE AG FEDERATED GOVERNMENT OBLIG 5 DEUTSCHE BOERSE AG s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s 10/27/2015 10/29/2015 10/30/2015 10/30/2015 10/30/2015 11/2/2015 11/2/2015 11/2/2015 11/3/2015 11/3/2015 11/3/2015 11/3/2015 11/3/2015 11/3/2015 11/4/2015 11/4/2015 11/4/2015 11/5/2015 11/9/2015 11/9/2015 11/10/2015 11/10/2015 11/11/2015 11/12/2015 11/12/2015 11/13/2015 11/16/2015 11/16/2015 11/16/2015 11/1712015 11/1712015 11/17/2015 11/1712015 11/1712015 11/1712015 11/17/2015 11/18/2015 11/18/2015 11/18/2015 11/18/2015 11/19/2015 11/19/2015 11/19/2015 11/19/2015 11/20/2015 11/20/2015 11/23/2015 11/23/2015 11/24/2015 11/25/2015 Shares - 300 0000 - 300 0000 - 2,000.0000 - 120 0000 - 157 0000 - 3,237.0000 - 337.0000 - 708.0000 - 24,579 2100 - 3,243 0000 - 103.0000 - 356.0000 - 4,201.0000 - 5,269.0000 -6,474 0000 - 15,027.0000 - 7,036.8300 - 3,250 0000 - 3,315 0000 - 3,138.0000 - 113,427 4300 - 3,177 0000 - 3,180 0000 - 3,219.0000 - 3,219 0000 - 3,252.0000 - 38, 124.4000 - 417 0000 - 804.0000 - 6,461.6400 - 3,289.0000 -1,055 0000 - 3,289.0000 -882.0000 -497 0000 - 165.0000 - 10,847.5900 - 3,283 0000 - 1,228 0000 - 89,856.0000 -879.0000 - 2,420.0000 - 564 0000 -502.0000 - 214.0000 - 307 0000 -404 0000 - 345 0000 - 415,335 6600 - 189 0000 Base Amount 6,231.43 6,187.69 41,385.16 9,035 83 11,733 45 4,992.72 25,286 49 8,193 81 24,579.21 4,991 56 7,688.87 68,657.85 49,347.39 61,277.34 9,975.82 174,760 78 7,036 83 4,956.70 5,298 65 5,024.26 113,427 43 4,99419 5,022.39 5,010 98 4,992 47 4,983.71 38,124 40 36,033.13 69,453.89 6,461.64 5,000.04 91,291 78 5,000 54 9,839.93 97,810 34 32,679.97 10,847 59 4,996.94 105,421.87 986,600 69 77,185 99 3,721.37 49,498 67 44,025.74 18,583.19 26,524.56 34,649.23 29,636 85 415,335 66 16,123.31 Base Cost Base Investment Gain/Loss -5,439.00 -5,439.00 -32,359 66 -9,324.37 -12,199 39 -7,600 55 -26,185 94 -8,092 25 -24,579 21 -7,614 64 -8,003 42 -74,192.83 -43,630 75 -43,216 45 -15,201 10 -115,259.29 -7,036.83 -7,631 07 -7,680 78 -7,033 50 -113,427 43 -7,111 54 -7,026 38 -7,069 69 -7,055.97 -7,043.28 -38,124.40 -37,889 94 -46,270.96 -6,461.64 -7,035.70 -56,778.19 -6,961 74 -6,76046 -100,018.80 -30,936.74 -10,847.59 -6,849.43 -66,055.15 -618,696 96 -47,282.14 -4,950.23 -30,338 03 -27,003.00 -11,495.95 -16,490.54 -21,692.13 -18,508.23 -415,335.66 -10,139.29 7136.38 7135.34 26,034.48 -2138.54 -41)5.94 -2,6:~3 65 -8!l9.45 101.56 000 -2,6:10.50 -3~4 55 -5,534.98 5,716 64 18,0€i0.89 -5,230.39 59,501.49 000 -2,634 69 -2,252 03 -1,787.76 0.00 -1,919 70 -1,837 65 -1,883.93 -1,889.36 -1,903.51 000 -365 66 36,526 59 0.00 -1,88:3 53 54,34:3.97 -1,80!5 07 3,07!U7 -2,20H.46 1,74:1.23 () 00 -1,76(1.32 62,30U.62 367,90:1.73 45,917 61 -1,18(177 29,430.12 26,15€.. 75 11,029.12 15,655 89 20,543.73 17,689 00 0 00 9,583 70 • • Reporting Account tt.Y.m.!m LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 LHBF10030002 Mellon Security ID Security Description 1 Transaction Code Trade Ex Date ED7021964 996192472 ED7021964 ED7021964 ED7021964 ED7021964 ED7021964 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 XX9123458 EX9123459 DEUTSCHE BOERSE AG FEDERATED GOVERNMENT OBLIG 5 DEUTSCHE BOERSE AG DEUTSCHE BOERSE AG DEUTSCHE BOERSE AG DEUTSCHE BOERSE AG DEUTSCHE BOERSE AG FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 EUR(EURO) GBP (GREAT BRITISH POUNDS) s s s s s s s s s s s s s s s s 11/26/2015 11127/2015 11/27/2015 11/30/2015 12/1/2015 12/2/2015 12/2/2015 1217/2015 12/8/2015 12/10/2015 12/11/2015 12/16/2015 12/17/2015 12/21/2015 12/22/2015 12/23/2015 12/28/2015 12/30/2015 CD CD Shares Base Amount -422.0000 - 66,665 5600 - 541 0000 - 691 0000 - 304.0000 - 451.0000 - 1,467 0000 - 43,043 9700 - 58,242 2000 - 123,442.9800 - 20,536.7100 - 209,701 4000 - 47,796 1800 - 3,739.5300 - 95,308.2900 - 102,270 2400 0.0000 00000 36,083 71 66,665 56 46,244 94 59,108 65 26,232 77 38,596 67 125,467.71 43,043.97 58,242 20 123.442.98 20,536 71 209,701 40 47,796 18 3,739.53 95,308.29 102,270.24 0 01 0.01 -22,638 07 -66,665.56 -29,010 04 -37,053.49 -16,216 07 -23,966.87 -77,342 73 -43,043 97 -58,242 20 -123,442 98 -20,536 71 -209,701.40 -47,796.18 -3,739.53 -95,308 29 -102,270.24 0.01 0.01 21,431.02 0.00 27,599 59 35,529.02 15,785 99 23,139 86 74,473 07 0 00 0 00 0.00 0.00 0 00 0.00 0 00 0 00 0 00 0 01 0.01 44,886,862.55 (38, 768,963.02) 9, 134,034.83 44,886,862.55 (38, 768,963.02) 9, 134,034.83 Base Cost Base Investment Gain/Loss • I l\J w l.O I Journal Entry for Future Gain/Loss GRAND TOTAL Settled Interest Received- Currency gain/loss Settled Dividends Received- Currency gain/loss Foreign Exchange Contract- Currency gain/loss Foreign Exchange Contract- Settlement gain/loss Base Currency gain/loss Base trade and settlment gain/loss Currency Gain/loss on NC100 O01 (3,292 81) (598 96) 889,999 06 (3,016,135 33) (42,0l_Q)3) (2,172,038.36) 6,961,996.47 • Reporting Account Number LHBF10020002 LHBF10020002 Mellon Security ID Security Description 1 Transaction Code Trade Ex Date Shares Base Amount 99WAE868 99WAE868 BAILLIE GIFFORD - INTL - LC BAILLIE GIFFORD - INTL - LC s 3/26/2015 9/10/2015 - 1,273,021 8800 00000 15,000,000 00 398,020 26 -15,335,019.39 0.00 -335,019.39 398,020.26 15,398,020.26 (15,335,019.311) 63,000.87 15,398,020.26 (15,335,019.39·) 63,000.87 CD Base Coat Base Investment Gain/Loss Journal Entrv for Future Gain/Loss GRAND TOTAL Settled Interest Received- Currency gain/loss Foreign Exchange Contract- Currency gain/loss Foreign Exchange Contract- Settlement gain/loss Base Currency gain/loss Base trade and settlment gain/loss • Currency Gain/loss on NC100 I N .i::. 0 I • Reporting Account ttumbttc I "' "' .i:i. I LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 Mellon Security ID Security Description 1 312903WZ6 FHLMC MULTICLASS MTG 147 G 31340YG45 FHLMC MULTICLASS MTG 74 F 05948KM97 BANC OF AMERICA ALTERNA 9 1CB3 05950BAG9 BANC OF AMERICA ALTERNAT 5 CB7 25150NAT1 DEUTSCHE ALT-A SECURIT AR5 21A 12668EAJ6 ALTERNATIVE LOAN TRUST J5 3A 1 12668WAC1 COUNTRYWIDE ASSET-BACKED 4 A3 46628VAE6 JP MORGAN ALTERNATIVE L S3 A3A 05950AAR7 BANC OF AMERICA ALTERNA 4 3CB4 12668BEY5 ALTERNATIVE LOAN TRUS 85CB 3A 1 05950BAG9 BANC OF AMERICA ALTERNAT 5 CB7 3128QOGE1 FHLMC POOL #J1-9197 3128MAAA7 FHLMC POOL #G0-7801 31283K6G8 FHLMC POOL#G1-1771 31292GZF6 FHLMC POOL #C0-0742 31292K2X4 FHLMC POOL #C0-3490 3128MMQP1 FHLMC POOL #G1-8461 31292SAD2 FHLMC POOL #C0-9004 31292SAQ3 FHLMC POOL #C0-9015 3128M6ND6 FHLMC POOL #G0-4588 3129413N5 FHLMC POOL #A9-3505 312945DS4 FHLMC POOL #A9-6413 3132GUKK9 FHLMC POOL #Q0-8998 3132HLM34 FHLMC POOL #01-0378 31371KWE7 FNMA POOL #0254545 31371K2V2 FNMA POOL #0254688 31371LDQ9 FNMA POOL #0254911 31371LEW5 FNMA POOL #0254949 31335HUM3 FHLMC POOL #C9-0588 31336WCQO FHLMC POOL #F8-9979 3138E5CH9 FNMA POOL #OAK0971 3138LTJQ2 FNMA POOL #OA02970 3138LUS30 FNMA POOL #OA04137 3138ASR53 FNMA POOL #OAJ1407 FNMA POOL #OAH0621 3138A1VP3 3138A2GR4 FNMA POOL #OAH1107 3138WQA36 FNMA POOL #OAT2725 3138WTRW8 FNMA POOL #OAT5900 31407YR68 FNMA POOL #0844809 FNMA POOL #0725589 31402DC24 FNMA POOL #0735230 31402QY39 31402Q6T3 FNMA POOL #0735382 31402RF87 FNMA POOL #0735591 FNMA POOL #0735925 31402RSNO 31403DBY4 FNMA POOL #0745355 31403DDX4 FNMA POOL #0745418 FNMA POOL #OMA 1277 31418AM39 31418MH39 FNMA POOL #OAD0249 Transaction Code Trade Ex Date PD PD SW SW SW SW SW SW SW SW PD PD PD PD PD PD PD PD PD PD PD PD PD PD PD PD PD PD PD PD PD PD PD PD PD PD PD PD PD PD PD PD PD PD PD PD PD PD 12115/2014 12115/2014 12/31/2014 12131/2014 12131/2014 12/31/2014 12131/2014 12131/2014 12131/2014 12/31/2014 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/112015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 Shares Base Amount - 114.5400 -63.4500 -105.5400 -946.1700 - 82 6900 - 333.2200 - 1,219.9400 -479 4500 - 597 4100 - 89 9700 -1,700.7600 - 2,407.1200 - 1,327.7700 - 417.9700 -103.4300 - 5,827.2900 -4,147 8400 - 2,306.3900 - 1,930.7300 - 2,217.2400 -4,278 8300 - 7,382 2200 - 2,136.2800 - 1,460.0700 - 273.1400 -464 2000 -248.0900 - 299 0000 - 98 2400 - 533 6700 -1,820.1200 -1,617.3900 - 2,225.5700 - 1,768 6400 - 418.4200 - 3,266 8800 - 2,174 6300 - 1,864.4300 - 944 8300 - 1,036.9000 - 1,364.4800 - 1,322.2200 -6,633 4800 - 1,388.5300 - 2,897 6500 - 262 8800 - 3,034.1100 - 2,333 3700 114 54 63.45 000 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,700 76 2,407.12 1,327 77 417.97 103.43 5,827 29 4,147 84 2,306.39 1,930.73 2,217.24 4,278.83 7,382.22 2,136.28 1,460 07 273.14 464.20 248 09 299.00 98.24 533.67 1,820 12 1,617.39 2,225 57 1,768 64 41842 3,266 88 2,174.63 1,864.43 944 83 1,036.90 1,364 48 1,322.22 6,633 48 1,388 53 2,897.65 262 88 3,034 11 2,333.37 Base Cost Base• Investment Gain/Loss -114.54 -63 43 -106.00 -942.32 -83.25 -335 62 -1,219.94 -479.40 -598 20 -89 58 -1,693.84 -2,515.82 -1,421.75 -421.76 -104.17 -6,097.26 -4,153.67 -2,330 35 -2,014 60 -2,330.53 -4,486 09 -7,672 90 -2,262.45 -1,537 98 -276.26 -470.15 -254.21 -298 58 -100.17 -516.33 -1,916.81 -1,671 47 -2,336.15 -1,845 74 -423.00 -3,433.80 -2,191.96 -1,825.10 -884.60 -1,066.55 -1,377 70 -1,375.32 -7,254.33 -1,447.54 -3,042 53 -272 16 -3,172 78 -2,521.13 0.00 0.02 -106 00 -942.32 -83.25 -335.62 -1,219.94 -479 40 -598.20 -89.58 6.92 -108.70 -93.98 -3.79 -0.74 -269.97 -5 83 -23 96 -83 87 -113.29 -207 26 -290.68 -126 17 -77.91 -3 12 -5.95 -6.12 042 -1.93 17.34 -96.69 -54.08 -110.58 -77 10 -4.58 -166.92 -17 33 39.33 60.23 -29.65 -13.22 -53 10 -620.85 -59 01 -144.88 -9.28 -138 67 -187 76 • • Reporting Account th1mb1c I !'-> ~ w I LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 Mellon Security ID Security Description 1 31418UEEO 31418WPG9 36202FGD2 36202FHY5 31419A4N4 31419BBT1 36202FPG5 36179ME48 07387BAH6 126171AF4 36179MNH9 36225BG36 31358EPR7 31358E7W6 313603NF5 3128M6AX6 225470AP8 92976BBN1 12513EAG9 05948KJR1 05948KMM8 07325VAC8 75971EAE6 81441PCE9 36185HEB5 863598784 92922FZZ4 05948KWX3 46630PAGO 760985C90 76112BHY9 92922FRK6 92922FXN3 05948KYA1 759676AF6 05948KM97 05950AAR7 12668EAJ6 25150NAT1 46628VAE6 46629DAW5 30251AAA8 996192472 30251AAA8 996087094 912828NT3 912828ST8 912828ST8 FNMA POOL #OAD6432 PD FNMA POOL #OAD8522 PD GNMA II POOL #0004696 PD GNMA II POOL #0004747 PD FNMA POOL #OAE0828 PD FNMA POOL #OAE0949 PD GNMA II POOL #0004923 PD GNMA II POOL #OMA0155 PD BEAR STEARNS COMMERCI PWR9 A4J PD COMM 2005-C6 MORTGAGE T C6 A5A PD GNMA II POOL #OMA0392 PD GNMA POOL #0781118 PD FNMA GTD REMIC PIT 90-68 J PD FNMA GTD REMIC PIT 90-109 J PD FNMA GTD REMIC PIT CTF 89-101H PD FHLMC POOL #G0-4222 PD CREDIT SUISSE FIRST BOST C5 A4 PD WACHOVIA BANK COMMERCIA C22 A4 PD CD 2005-CD1 COMMERCIAL CD1 A4 PD BANC OF AMERICA ALTERNA 11 4A 1 PD BANC OF AMERICA ALTERNAT 2 5A 1 PD BAYVIEW FINANCIAL ACQUIS A 1A2 PD RENAISSANCE HOME EQUITY 3 AF2 PD SECURITY NATIONAL 1A AF1 144A PD GMACM MORTGAGE LOAN TRU GH1 A1 PD STRUCTURED ASSET SECU 7XS 1A4B PD WAMU MORTGAGE PASS-THR CB4 22J PD BANC OF AMERICAALTERNA 11 4A1 PD JP MORGAN MORTGAGE TRUS A2 2A3 PD RAMP SERIES 2003-RS10 RS10 Al7 PD RAMP SERIES 2005-RS1 T RS1 Al6 PD WAMU MORTGAGE PASS-THRO CB1 5, PD WAMU MORTGAGE PASS-THRO CB3 3, PD BANC OF AMERICA ALTERNAT 2 4A 1 PD RENAISSANCE HOME EQUITY 2 AF3 PD BANC OF AMERICA ALTERNA 9 1CB3 PD BANC OF AMERICA ALTERNA 4 3CB4 PD ALTERNATIVE LOAN TRUST J5 3A1 PD DEUTSCHE ALT-A SECURIT AR5 21A PD JP MORGAN ALTERNATIVE L S3 A3A PD JP MORGAN MORTGAGE TRU A7 2A4R PD FDIC GUARANTEED NOTE C1A144A PD FEDERATED GOVERNMENT OBLIG 5 s FDIC GUARANTEED NOTE C1A144A PD BNY MELLON CASH RESERVE s U S TREASURY NOTE s U S TREASURY NOTE s U S TREASURY NOTE Transaction Code s Trade Ex Date Shares Base Amount 1/1/2015 1/1/2015 1/1/2015 1/112015 1/112015 1/112015 1/1/2015 1/1/2015 1/1/2015 1/1/2015 111/2015 111/2015 1/1/2015 1/1/2015 1/1/2015 11112015 1/1/2015 1/1/2015 111/2015 111/2015 111/2015 1/1/2015 11112015 11112015 1/1/2015 1/1/2015 1/1/2015 111/2015 111/2015 111/2015 11112015 111/2015 111/2015 1/1/2015 111/2015 111/2015 111/2015 11112015 111/2015 111/2015 1/112015 116/2015 1/6/2015 1/6/2015 1/1312015 1/15/2015 1/15/2015 1115/2015 - 8,016 7500 - 1,649 9300 - 8,432.8100 - 2,152 2100 - 7,945.3900 - 5,941 5700 - 2,217.2600 - 3,366 4200 - 5,037.2400 - 16,994 2100 - 4,014.9600 - 61.9700 -1191600 - 622 4900 -47 6500 - 684 2300 - 4,870.8000 - 640.5100 - 789 6000 - 583 0800 - 926.0200 - 2,591.2500 - 375.4100 - 298.0900 - 1,428.5700 - 1,710.4700 - 1,443 7700 - 179.3500 - 2,225.7100 - 353.7900 - 1,996.5900 - 557 2900 - 660.7200 - 540.5300 • 685.3900 • 664 3700 • 561.3500 • 240.9200 -574.1000 • 2,506.3200 -1,2566100 - 1,765 5400 - 74'1,743 3400 -1,153 5500 -18,135.3700 - 250,000 0000 - 275,000 0000 - 100,000.0000 8,016 75 1,649 93 8,432.81 2,15221 7,945.39 5,941 57 2,217 26 3,366.42 5,037 24 16,994.21 4,014 96 61.97 119.16 62249 4765 684 23 4,870 80 640 51 78960 583 08 926 02 2,591 25 375.41 298.09 1,428.57 1,71047 1,443.77 179.35 2,225.71 353.79 1,996.59 557.29 66072 540 53 685.39 664.37 561.35 240 92 574.10 2,506.32 1,256.61 1,765.54 744,743.34 1, 153.55 18,13537 266,981 42 276,513.73 100,789.06 Base Cost Base Investment Gain/Loss -8,577.92 -1,700.97 -9,117.98 -2,290 59 -8,249.55 -6,197.34 -2,272.00 -3,700.43 -5,380 40 -17,765.59 -4,343.06 -6344 -118.82 -620.91 -47.27 -724.54 -5,131.84 -680.74 -860 91 -582.38 -929.78 -2,591.22 -375.41 -298 05 -1,428.39 -1,710 17 -1,453 24 -181 09 -2,257.70 -353.79 -1,996.59 -562.69 -662.48 -555 82 -685.39 -667.28 -562.10 -242.65 -577.96 -2,506.07 -1,259.36 -1,763.31 -744,743.34 -1, 152.09 -18,135 37 -262,501 00 -268,209 96 -97,445.65 -561 17 -51 04 -685.17 -138.38 -304.16 -255 77 -54 74 -334.01 -343.16 -771.38 -328.10 -1.47 0.34 1.58 038 -40 31 -261.04 -40.23 -71.31 0 70 -3.76 0.03 000 0.04 018 0.30 -9.47 -1.74 -31.99 0.00 0.00 -5.40 -1.76 -15.29 0.00 -2.91 -0.75 -1.73 -3.86 0.25 -2.75 2 23 000 1.46 0.00 4,480.42 8,303.77 3,343.41 • • Reporting Account Mellon Security ID Security Description 1 312903WZ6 31340YG45 912828ST8 912828NT3 996192472 3137B5J87 912810QA9 912828NT3 996192472 44984XM3 996192472 12668EAJ6 12668WAC1 05948KM97 05950AAR7 05950BAG9 25150NAT1 46628VAE6 46629DAW5 12668BEY5 05950BAG9 31292K2X4 31292SAD2 31292SA03 3128M6AX6 3128M6ND6 3129413N5 312945DS4 3128MAAA7 312800GE1 31283K6G8 3132GUKK9 3128MMOP1 3132HLM34 31292GZF6 3138E5CH9 3138LTJ02 3138LUS30 31335HUM3 31336WCOO 3138ASR53 3138A1VP3 3138A2GR4 31371KWE7 31371K2V2 3138WQA36 31371LD09 31371LEW5 FHLMC MULTICLASS MTG 147 G PD FHLMC MULTICLASS MTG 74 F PD U S TREASURY NOTE s U S TREASURY NOTE s FEDERATED GOVERNMENT OBLIG 5 s FHLMC MULTICLASS MTG PD U S TREASURY BOND s U S TREASURY NOTE s FEDERATED GOVERNMENT OBLIG 5 s ING BANK NV 144A s FEDERATED GOVERNMENT OBLIG 5 s ALTERNATIVE LOAN TRUST J5 3A 1 SW COUNTRYWIDE ASSET-BACKED 4 A3 SW BANC OF AMERICA ALTERNA 9 1CB3 SW BANC OF AMERICA ALTERNA 4 3CB4 SW BANC OF AMERICA ALTERNAT 5 CB7 SW DEUTSCHE ALT-A SECURIT AR5 21A SW JP MORGAN ALTERNATIVE L S3 A3A SW JP MORGAN MORTGAGE TRU A7 2A4R SW ALTERNATIVE LOAN TRUS 85CB 3A 1 SD BANC OF AMERICA ALTERNAT 5 CB7 PD FHLMC POOL #C0-3490 PD FHLMC POOL #C0-9004 PD FHLMC POOL #C0-9015 PD FHLMC POOL #G0-4222 PD FHLMC POOL #G0-4588 PD FHLMC POOL #A9-3505 PD FHLMC POOL #A9-6413 PD FHLMC POOL #G0-7801 PD FHLMC POOL #J1-9197 PD FHLMC POOL #G1-1771 PD FHLMC POOL #00-8998 PD FHLMC POOL #G1-8461 PD FHLMC POOL #01-0378 PD FHLMC POOL #C0-0742 PD FNMA POOL #OAK0971 PD FNMA POOL #OA02970 PD FNMA POOL #OA04137 PD FHLMC POOL #C9-0588 PD FHLMC POOL #F8-9979 PD FNMA POOL #OAJ1407 PD FNMA POOL #OAH0621 PD PD FNMA POOL #OAH1107 FNMA POOL #0254545 PD PD FNMA POOL #0254688 PD FNMA POOL #OAT2725 FNMA POOL #0254911 PD FNMA POOL #0254949 PD Transaction Code Trade Ex Date Shares Base Amount -129 4600 - 50 2300 - 100,000 0000 - 175,000 0000 - 100,000 0000 - 3,810.8400 - 200,000.0000 - 200,000.0000 - 21,094.7500 - 150,000.0000 - 27,153 8500 - 29.6400 - 1,269.5500 -49.0400 - 58 4800 - 972.0600 - 104.9200 - 362.6100 - 1.4700 1 4700 - 1,564.4500 - 3,309 2700 - 2,524.1100 - 1,727.6300 -609.4600 -1,538 3800 - 3,875.7300 - 7,423.5600 - 1,099.2700 - 1,934.6400 - 335.8400 - 1,958.7500 - 3,541.6600 -1,701 3000 -139 0300 - 2,666 0600 -1,258 9000 - 2,443 4700 - 93 4200 - 547.7300 - 1,303.2100 - 2,625 5100 - 6,374 6800 - 287.7900 - 499.9200 - 2,355.5300 -198.8700 - 265.7000 12946 5023 100,316.07 185,280.55 100,000.00 3,810.84 244,022.64 212,280.45 21,094.75 151,834.50 27,153.85 0.00 000 0.00 0.00 000 0.00 0.00 000 0.00 1,564.45 3,309.27 2,524.11 1,727 63 60946 1,538 38 3,875 73 7,423 56 1,099.27 1,934 64 335 84 1,958.75 3,541.66 1,701.30 139 03 2,666.06 1,258 90 2,443 47 93.42 547.73 1,303 21 2,625.51 6,37468 287 79 499.92 2,355.53 198.87 265.70 ~1.1mbilc I "" .i::. .i::. I LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 1/15/2015 1/15/2015 1/20/2015 1/22/2015 1/2312015 1/25/2015 1/26/2015 1/26/2015 1/27/2015 1/27/2015 1/28/2015 1/30/2015 1/30/2015 1/30/2015 1130/2015 1130/2015 1/30/2015 1130/2015 1/30/2015 1/30/2015 211/2015 211/2015 211/2015 211/2015 211/2015 211/2015 2/1/2015 2/1/2015 2/112015 2/1/2015 211/2015 211/2015 211/2015 2/1/2015 2/1/2015 211/2015 2/1/2015 211/2015 211/2015 2/1/2015 2/1/2015 211/2015 2/1/2015 2/1/2015 211/2015 2/1/2015 2/H2015 2/1/2015 Base Cost BasE1 Investment Gain/Loss -129 46 -5022 -97,445.65 -183,750.70 -100,000.00 -3,829.75 -208,664.86 -210,000.80 -21,094.75 -155,934.00 -27, 153.85 -29.85 -1,269.55 -49.25 -58.56 -968.11 -105.62 -362 57 -1.47 0.00 -1,558 09 -3,462.58 -2,550 34 -1,802.67 -645.36 -1,616.98 -4,063.46 -7,715.86 -1,177.08 -2,022.00 -338 88 -2,074.44 -3,546 64 -1,792 08 -140 03 -2,807.69 -1,300 99 -2,564.88 -95.26 -529.93 -1,360.02 -2,654 23 -6,700 39 -291 07 -506.33 -2,374.30 -203.78 -265.33 0.00 0.01 2,87042 1,529.85 0.00 -18.91 35,357.78 2,279.65 0.00 -4,099 50 0.00 '-29 85 -1,269.55 -49.25 -58.56 -968 11 -105.62 -362.57 -1.47 0.00 6.36 -153 31 -26 23 -75 04 -35.90 -78.60 -187.73 -292 30 -77.81 -87.36 -3 04 -115 69 -4 98 -90.78 -1.00 -141.63 -42.09 -121.41 -1 84 17 80 -56.81 -28.72 -325.71 -3.28 -6.41 -18.77 -4.91 0.37 • • Reporting Account ~umlm I N .i::. U1 I LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 Mellon Security ID Security Description 1 Transaction Code 3138WTRW8 FNMA POOL #OAT5900 PD 31407YR68 FNMA POOL #0844809 PD 31402DC24 FNMA POOL #0725589 PD 31402QY39 FNMA POOL #0735230 PD 31402Q6T3 FNMA POOL #0735382 PD 31402RF87 FNMA POOL #0735591 PD 31402RSNO FNMA POOL #0735925 PD 31410LE40 FNMA POOL #0890355 PD 31403DBY4 FNMA POOL #0745355 PD 31403DDX4 FNMA POOL #0745418 PD 31418AM39 FNMA POOL #OMA 1277 PD 31418MH39 FNMA POOL #OAD0249 PD 31418UEEO FNMA POOL #OAD6432 PD 31418WPG9 FNMA POOL #OAD8522 PD 31419A4N4 FNMA POOL #OAE0828 PD 31419BBT1 FNMA POOL #OAE0949 PD 126171AF4 COMM 2005-C6 MORTGAGE T C6 ASA PD 07387BAH6 BEAR STEARNS COMMERCI PWR9 A4/. PD 36225BG36 GNMA POOL #0781118 PD 31358EPR7 FNMA GTD REMIC PIT 90-68 J PD 31358E7W6 FNMA GTD REMIC PIT 90-109 J PD 05950AAR7 BANC OF AMERICA ALTERNA 4 3CB4 PD 313603NF5 FNMA GTD REMIC PIT CTF 89-101H PD 46625YQR7 JP MORGAN CHASE COMMER CB12 A Investment Gain/Loss -149,068.50 -103, 167.00 -203,961.20 -363,625.31 -12,957 02 -288,571.90 -286,091.29 -260,707.20 -221,862.96 -252, 182.08 -4,106.22 -14,415.44 -120,986.93 -255,653.25 -424,837 87 -741,914 06 -61,618.43 -69,687.29 -245,250.12 -105,012 06 -74,041.22 -745,069 04 -409,833.29 -149,433.00 -149,659 50 -242,907.75 -177,724.65 -293,552.12 -20,441 91 -103,500 41 -125,190 70 -225,000.00 -224,091.00 -238,626.25 -149,685.00 -210,952.00 -224,579.25 -248,775.00 -100,000 00 -380,162 97 -154,498.80 -257,499.50 -99,306 00 -98,645 00 -207,010.00 -149,947 50 -123,758.75 -218,952.00 -4,995.90 46,291 50 1,080.19 9,388.59 674.75 11,988.73 10,762.12 -6,262.01 -2,246.96 -8,378.67 428 27 1,743 55 3,362.62 -3,061 03 5,172.53 -14,508.81 4,266 19 13,239.82 -4, 147.65 5,608.87 2,970.09 28,512.00 18,489.30 4,427 55 1,798.95 -2,418 30 -3,673.87 -6,593 44 -6647 5,913.45 8,245 79 1,854.90 9,528 75 13,506.50 5,352.60 -3,214.20 3,127 05 23,668.00 -258 80 -19,645 14 -1,051.05 5,546.50 56 70 21,699 40 -2,078.20 1,896 00 8,178.75 17,847 00 • • Reporting Account th,1mt11u I l\J U1 w I LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 Mellon Security ID Security Description 1 60688QAPO 61747YDW2 61761DAD4 628530AW7 628855AN8 637432LR4 65334HAJ1 65535HAG4 71645WAT8 716473AC7 74432NAAO 760985C90 76112BHY9 78010XAK7 83051GAC2 853254AS9 87020PAE7 87165BAC7 87165LAF8 87305QCJ8 87927VAR9 90261XFA5 912810FFO 912810QA9 912828WJ5 91911TAH6 92343VCU6 92922FRK6 92922FXN3 92922FZZ4 92976BBN1 94974BGF1 961214BZ5 97063PABO 3138WTRW8 00184AAC9 00209AAF3 00084DAG5 46630PAGO 05948KM97 05950AAR7 05950BAG9 12668WAC1 25150NAT1 46629DAW5 NA9123459 05948KM97 05950AAR7 MIZUHO BANK LTD 144A s MORGAN STANLEY s MORGAN STANLEY BANK OF A C6 A4 S MYLAN INC s BANK OF AMERICA CORP s NATIONAL RURAL UTILITIES COOPE s NEXEN ENERGY ULC s NOMURA HOLDINGS INC s PETROBRAS GLOBAL FINANCE BV s PETROFAC LTD 144A s PRUDENTIAL COVERED TRUST 144A s RAMP SERIES 2003-RS10 RS10 Al7 s RAMP SERIES 2005-RS1 T RS1 Al6 s ROYAL BANK OF SCOTLAND PLC/THE S SKANDINAVISKA ENSKILDA BA 144A s STANDARD CHARTERED PLC 144A s SWEDBANK AB 144A s SYNCHRONY FINANCIAL s SYNCHRONY CREDIT CARD MAST 1 A S nxco 144A s TELECOM ITALIA CAPITAL SA s UBS AG/STAMFORD CT s U S TREASURY BOND s U S TREASURY BOND s U S TREASURY NOTE s VALE OVERSEAS LTD s VERIZON COMMUNICATIONS IN 144A S WAMU MORTGAGE PASS-THRO CB1 51 S WAMU MORTGAGE PASS-THRO CB3 31 S WAMU MORTGAGE PASS-THR CB4 22J. S WACHOVIA BANK COMMERCIA C22 A4 S WELLS FARGO & CO s WESTPAC BANKING CORP s WILLIS TOWERS WATSON PLC s FNMA POOL #OAT5900 s TIME WARNER INC s NEW CINGULAR WIRELESS SERVICES S ABN AMRO BANK NV 144A s JP MORGAN MORTGAGE TRUS A2 2A3 SW BANC OF AMERICA ALTERNA 9 1CB3 SW BANC OF AMERICA ALTERNA~ 3CB4 SW BANC OF AMERICA ALTERNAT 5 CB7 SW COUNTRYWIDE ASSET-BACKED 4 A3 SW DEUTSCHE ALT-A SECURIT AR5 21A SW JP MORGAN MORTGAGE TRU A7 2A4R SW USO (UNITED STATES DOLLAR) cw BANC OF AMERICA ALTERNA 9 1CB3 PD BANC OF AMERICA ALTERNA 4 3CB4 PD Transaction Code Trade Ex Date Shares Base Amount 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 5/1/2015 5/1/2015 - 225,000 0000 - 200,000 0000 - 275,000 0000 - 150,000 0000 - 125,000.0000 - 125,000.0000 - 175,000 0000 - 225,000 0000 - 150,000.0000 - 175,000.0000 - 140,000 0000 - 8,357.0200 - 28,443.9700 - 200,000 0000 - 225,000.0000 - 225,000.0000 - 225,000 0000 - 225,000.0000 - 225,000 0000 - 250,000 0000 - 125,000.0000 - 150,000 0000 - 900,000.0000 - 500,000.0000 - 3,400,000.0000 - 100,000.0000 - 57,000.0000 - 14,445 7200 - 16,635.3100 - 27,374.3300 - 254,034.2900 - 225,000.0000 - 150,000 0000 - 205,000.0000 - 361,250.6300 - 125,000.0000 - 100,000 0000 - 200,000.0000 - 366.0100 - 4.7700 -45.9400 - 525.0700 - 1,604.2800 - 1,301.0200 - 402.9200 0.0000 - 388.7500 - 54.1700 225 905 18 202,238.80 280,553.63 150,927.60 127,296.63 161,586.13 244,90463 229,456.13 149,955 00 171,908.28 141,079.12 8,404.30 28,777.39 236,941.40 229,117.50 227,120.85 225,842 18 232,606.58 228,566 93 232,254.00 143,125 00 167,969 10 1,210,429.80 572,500.00 3,544,500.00 99,750.00 55,066.56 14,797 79 17,226 41 28,517 02 256,217.97 225,069.30 150,947.40 230,046.70 368,508.72 171,088.50 145,043.10 204,288.00 0.00 0.00 000 0.00 0.00 0.00 0.00 (0 06) 388.75 54.17 Base Cost Base Investment Gain/Loss -223,521.75 -199,824 00 -283,229.98 -149,887 50 -149, 181 25 -180,502.50 -227,510.50 -223,656 75 -153,630.00 -174,347.25 -145,649.00 -8,356.96 -28,443 97 -217,460.00 -224,831.25 -224,610. 75 -224,851.50 -226,626 75 -224,955 29 -247,987 50 -134,843.75 -174,640.50 -1,038,488.95 -484,159 23 -3,589,279.22 -98,478.00 -55,104.90 -14,585.64 -16,679 50 -27,553.98 -266,490.81 -224,694 00 -149,956.50 -227,681.20 -353,630.50 -124,753 75 -121,647.50 -200,578.00 -371.27 -4.79 -46.00 -522.93 -1,604.27 -1,309.76 -403.80 0.00 -390 45 -54.24 2,383.43 2,414.80 -2,676.35 1,040.10 -21,884.62 -18,916.37 17,394.13 5,799.38 -3,675.00 -2,438.97 -4,569.88 47.34 33342 19,481 40 4,286 25 2,510.10 99068 5,979.83 3,611.64 -15,733.50 8,281 25 -6,671.40 171,940.85 88,340.77 -44,779.22 1,272.00 -38 34 212.15 546.91 963.04 -10,272 84 375.30 990.90 2,365.50 14,878 22 46,334.75 23,395.60 3,710 00 -371.27 -4.79 -46.00 -522.93 -1,604.27 -1,309.76 -403.80 -006 -1.70 -0.07 • • Reporting Account Mellon Security ID Security Description 1 05950BAG9 25150NAT1 46629DAW5 46630PAGO 05948KJR1 05948KWX3 05948KYA1 81441PCE9 12668BEY5 12668EAJ6 86359B7S4 05948KMM8 759676AF6 75971EAE6 996192472 996192472 996192472 05948KM97 05950AAR7 12668WAC1 46630PAGO 05950BAG9 25150NAT1 31358EPR7 31358E7W6 313603NF5 05948KJR1 05948KWX3 759676AF6 86359B7S4 05948KMM8 12668BEY5 81441PCE9 75971EAE6 05948KM97 05950AAR7 05950BAG9 12668EAJ6 25150NAT1 46630PAGO 46629DAW5 05948KYA1 996192472 996192472 05950BAG9 25150NAT1 178779CS1 05948KJR1 BANC OF AMERICA ALTERNAT 5 CB7 PD DEUTSCHE ALT-A SECURIT AR5 21A PD JP MORGAN MORTGAGE TRU A7 2A4R PD JP MORGAN MORTGAGE TRUS A2 2A3 PD BANC OF AMERICA ALTERNA 11 4A 1 PD BANC OF AMERICA ALTERNA 11 4A 1 PD BANC OF AMERICA ALTERNAT 2 4A 1 PD SECURITY NATIONAL 1A AF1 144A PD ALTERNATIVE LOAN TRUS 85CB 3A1 PD ALTERNATIVE LOAN TRUST J5 3A 1 PD STRUCTURED ASSET SECU 7XS 1A4B PD BANC OF AMERICA ALTERNAT 2 5A 1 PD RENAISSANCE HOME EQUITY 2 AF3 PD RENAISSANCE HOME EQUITY 3 AF2 PD FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s BANC OF AMERICA ALTERNA 9 1CB3 SW BANC OF AMERICA ALTERNA 4 3CB4 SW COUNTRYWIDE ASSET-BACKED 4 A3 SW JP MORGAN MORTGAGE TRUS A2 2A3 SW BANC OF AMERICA ALTERNAT 5 CB7 SW DEUTSCHE ALT-A SECURIT AR5 21A SW FNMA GTD REMIC PIT 90-68 J SW FNMA GTD REMIC PIT 90-109 J SW FNMA GTD REMIC PIT CTF 89-101H SW BANC OF AMERICAALTERNA 11 4A1 PD BANC OF AMERICA ALTERNA 11 4A 1 PD RENAISSANCE HOME EQUITY 2 AF3 PD STRUCTURED ASSET SECU 7XS 1A4B PD BANC OF AMERICA ALTERNAT 2 5A 1 PD ALTERNATIVE LOAN TRUS 85CB 3A1 PD SECURITY NATIONAL 1A AF1 144A PD RENAISSANCE HOME EQUITY 3 AF2 PD BANC OF AMERICA ALTERNA 9 1CB3 PD BANC OF AMERICA ALTERNA 4 3CB4 PD BANC OF AMERICA ALTERNAT 5 CB7 PD ALTERNATIVE LOAN TRUST JS 3A1 PD DEUTSCHE ALT-A SECURIT AR5 21A PD JP MORGAN MORTGAGE TRUS A2 2A3 PD JP MORGAN MORTGAGE_TRU A7 2A4R PD BANC OF AMERICAALTERNAT 2 4A1 PD FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s BANC OF AMERICA ALTERNAT 5 CB7 S DEUTSCHE ALT-A SECURIT AR5 21A s CITYSCAPE HOME EQUITY LOA C A4 s BANC OF AMERICA ALTERNA 11 4A 1 s Transaction Code ~umblc I "" Ul ~ I LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 Trade Ex Date Shares Base Amount 5/1/2015 5/1/2015 5/1/2015 5/1/2015 5/1/2015 5/1/2015 5/1/2015 5l1/2015 5/1/2015 5/1/2015 5/1/2015 5/1/2015 5/1/2015 5/1/2015 5/4/2015 5/27/2015 5/29/2015 5/29/2015 5/29/2015 5/29/2015 5/29/2015 5/29/2015 5/29/2015 5/30/2015 5/30/2015 5/30/2015 6/1/2015 6/1/2015 6/1/2015 6/1/2015 6/1/2015 6/1/2015 6/1/2015 6/1/2015 6/1/2015 6/1/2015 6/1/2015 6/1/2015 6/1/2015 6/1/2015 6/1/2015 6/1/2015 6/26/2015 6/30/2015 6/30/2015 6/30/2015 6/30/2015 6/30/2015 -1,8561100 - 904 3100 - 587 4500 - 2,442 0700 - 513.0500 -269 9100 - 278.6900 -101.9200 - 296.6600 - 341.3000 - 714.4700 - 882 8000 - 291 5300 - 204.5800 - 4,669,950.8600 - 6,311.5200 - 488.5500 - 27.5300 - 397 3300 -1,975 8000 -180.1200 - 922 2900 -69.6700 - 241.4000 -173 4600 -47.6800 - 559.2600 - 338.3600 - 56 9600 - 3,017.6900 -1,936 7900 - 294.7600 - 114.9900 - 86 2700 - 697 9800 -4061900 -444.4000 - 343 0800 - 575.4800 - 1,835.0000 - 870 7100 - 380.3100 - 9,094.6100 - 39,182.4500 - 141,741 4800 - 46, 185 8500 - 6,472 0100 - 16,283 0800 1,856 11 904 31 587.45 2,442.07 513.05 269 91 278.69 101.92 29666 341.30 714 47 882.80 291 53 204 58 4,669,950.86 6,311.52 488 55 0.00 0 00 0.00 0.00 000 000 0.00 000 0.00 559.26 338.36 56.96 3,017.69 1,936.79 294.76 114.99 86 27 697 98 40619 444.40 343.08 57548 1,835.00 870.71 380 31 9,094 61 39,182.45 120,862.38 40,377.32 7,105 42 16,414.00 Base Cost Base Investment Gain/Loss -1,848.56 -910 39 -588 74 -2,477.18 -512.44 -272.52 -286 57 -101.91 -295 36 -343.75 -714 34 -886.39 -291 53 -204.58 -4,669,950.86 -6,311.52 -488 55 -27 65 -397 86 -1,975.79 -182.71 -918 54 -70 14 -240.72 -173.02 -47.30 -558 59 -341.64 -56 96 -3,017.16 -1,944 66 -293 47 -114 98 -86.27 -701.03 -406 73 -442.59 -345 55 -579.35 -1,861 38 -872.61 -391 07 -9,094.61 -39,182 45 -141, 164.82 -46,488.39 -6,472 01 -16,263.64 7.55 -6 08 -1.29 -35 11 061 -2.61 -7.88 0.01 1.30 -2.45 013 -3 59 0.00 000 0.00 0.00 0.00 -27 65 -397.86 -1,975.79 -182.71 -918 54 -70 14 -240 72 -173 02 -47 30 0 67 -3.28 0.00 0.53 -7.87 1 29 0 01 0.00 -3.05 -0 54 1.81 -2.47 -3.87 -26.38 -1 90 -10.76 0.00 000 -20,302.44 -6, 111 07 633.41 150.36 • • Reporting Account ~1.1mbir I tv V1 V1 I LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 LHBF30010002 Mellon Security ID Security Description 1 05948KMM8 05948KM97 05948KWX3 05948KYA1 05950AAR7 066915AA7 12668BEY5 12668EAJ6 12668WAC1 36186CCA9 46629DAW5 46630PAGO 505861AC8 69352JAG2 759676AF6 75971EAE6 81441PCE9 852060AT9 86359B7S4 057071870 996192472 996192472 NA9123459 BANC OF AMERICA ALTERNAT 2 5A 1 s BANC OF AMERICA ALTERNA 9 1CB3 s BANC OF AMERICA ALTERNA 11 4A 1 s BANC OF AMERICA ALTERNAT 2 4A 1 s BANC OF AMERICA ALTERNA 4 3CB4 BANPONCE TRUST I s ALTERNATIVE LOAN TRUS 85CB 3A1 s ALTERNATIVE LOAN TRUST J5 3A1 s COUNTRYWIDE ASSET-BACKED 4 A3 S ALLY FINANCIAL INC s JP MORGAN MORTGAGE TRU A7 2A4R S JP MORGAN MORTGAGE TRUS A2 2A3 S LAFARGE SA s TALEN ENERGY SUPPLY LLC s RENAISSANCE HOME EQUITY 2 AF3 s RENAISSANCE HOME EQUITY 3 AF2 s SECURITY NATIONAL 1A AF1 144A s SPRINT CAPITAL CORP s STRUCTURED ASSET SECU 7XS 1A4B S BAIRD CORE PLUS BOND FUND-IS s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s USO (UNITED STATES DOLLAR) CD Journal Entrv for Future Gain/Loss GRAND TOTAL Transaction Code s Trade Ex Date 6/30/2015 6/30/2015 6/30/2015 6/30/2015 6/30/2015 6/30/2015 6/30/2015 6/30/2015 6/30/2015 6/30/2015 6/30/2015 6/30/2015 6/30/2015 6/30/2015 6/30/2015 6/30/2015 6/30/2015 6/30/2015 6/30/2015 7/15/2015 7/23/2015 7/28/2015 9/16/2015 Shares Base Amount -19,241 9500 - 35,690.3870 - 8,330.4900 - 16,572.9800 - 53,674.5180 - 125,000.0000 - 20,996.0900 - 28,384.2280 - 230,421 9400 - 12,000.0000 - 119,898 4800 - 157,699 7700 - 100,000.0000 - 100,000 0000 - 242, 700 3200 - 122,007.2500 - 4,030.6100 - 25,000.0000 - 30,968.1000 - 135,927.0620 - 5,016.1000 - 92,900 3000 0.0000 19,601 91 32,613 05 8,551 73 17,057.34 45,110.43 117,888.00 20,417 44 28,208 87 195,842.06 13,380.00 109,980 72 141,208.00 119,750.00 100,000 00 155,158.80 72,991.69 4,029.12 24,312.50 32,597.23 1,497,916.22 5,016.10 92,900.30 0.34 -19,320.13 -35,846.50 -8,411.20 -17,041.68 -53,745 82 -130,204 38 -20,901.14 -28,579.95 -230,421 15 -12,000 00 -120,072.79 -159,966.72 -99,327.00 -99,980.00 -242,700 32 -122,007.25 -4,030 09 -33,255.00 -30,962.64 -1,497,771.74 -5,016 10 -92,900 30 0.00 281.78 -3,233.45 140.53 15.66 -8,635.39 -12,316.38 -483.70 -371.08 -34,579 09 1,380.00 -10,092.07 -18,758.72 20,423.00 20.00 -87,541.52 -49,015.56 -0.97 -8,942 50 1,634.59 144.48 0.00 0.00 0.34 75,661,858.88 (74,125,745.58) 1,536,111.30 75,681,856.88 (74,125,745.58) 1,536,111.30 Base Cost Base Investment Gain/Loss Settled Interest Received- Currency gain/loss Foreign Exchange Contract- Currency gain/loss Foreign Exchange Contract- Settlement gain/loss Base Currency gain/loss Base trade and settlment gain/loss Currency Gain/loss on NC100 • • Reporting Account Number LHBF30040002 LHBF30040002 Mellon Security Description 1 Security ID Transact! Trade Ex on Code Date 9999999A5 COMMIT TO PUR MUTUAL FD 057071854 BAIRD AGGREGATE BOND FUND-IS S S Journal Entrv for Future Gain/Loss GRAND TOTAL Shares Base Amount Base Cost Base Investment Gain/Loss 5/4/2015 - 4,670,000.0000 4,670,000.00 11/25/2015 - 234,301 7810 2,500,000.00 -4,670,000.00 -2,551,546.40 0.00 -51,546 40 7,170,000.00 (7,221,546.40) (51,546.40) 7,170,000.00 (7,221,546.40) (51,546.40) Settled Interest Received- Currency gain/loss Foreign Exchange Contract- Currency gain/loss Foreign Exchange Contract- Settlement gain/loss Base Currency gain/loss Base trade and settlment gain/loss Currency Gain/loss on NC100 • I N U1 O'I I • Reporting Account Number LHBF30050002 LHBF30050002 LHBF30050002 LHBF30050002 LHBF30050002 LHBF30050002 Mellon Security Description 1 Security ID Transact! Trade Ex on Code Date 9999999A5 9999999A5 9999999A5 057071409 057071409 057071409 S S S S CD CD COMMIT TO PUR MUTUAL FD COMMIT TO PUR MUTUAL FD COMMIT TO PUR MUTUAL FD BAIRD SHORT TERM BOND FD-INS BAIRD SHORT TERM BOND FD-INS BAIRD SHORT TERM BOND FD-INS Shares Base Amount Base Cost Base lnvestmiant Gain/Loss 4/8/2015 - 15,000,000.0000 15,000,000 00 5/4/2015 - 6,315,600 0000 6,315,600 00 5/4/2015 - 18,000,000 0000 18,000,000 00 11/25/2015 - 238,589 2120 2,300,000.00 12130/2015 0.0000 16,941.49 12130/2015 0.0000 1,463.53 -15,000,000.00 -6,315,600.00 -18,000,000 00 -2,321,473 03 0.00 000 000 0.00 000 -21,473 03 16,941.49 1,463 53 41,634,005.02 (41,637,073.03) (3,068.Cii) 41,634,005.02 (41,637,073.03) (3,068.(11) Journal Entrv for Future Gain/Loss GRAND TOTAL .....,I V1 00 I Settled Interest Received- Currency gain/loss Foreign Exchange Contract- Currency gain/loss Foreign Exchange Contract- Settlement gain/loss Base Currency gain/loss Base trade and settlment gain/loss • Currency Gain/loss on NC100 • Reporting Account Hum!Hlc I N 0\ LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 LHBF30030002 Mellon Security ID Security Description 1 Transaction Code Trade Ex Date Shares 999G30773 999G30773 999G30773 999G30773 999G30773 999G30773 999G30773 999G30773 999G30773 999G30773 999G30773 999G30773 999G30773 999G49294 999G30773 999G30773 999G30773 999G30773 999G30773 999G30773 999G30773 999G30773 CF DV NON-SL AGG BND IND FD CF DV NON-SL AGG BND IND FD CF DV NON-SL AGG BND IND FD CF DV NON-SL AGG BND IND FD CF DV NON-SL AGG BND IND FD CF DV NON-SL AGG BND IND FD CF DV NON-SL AGG BND IND FD CF DV NON-SL AGG BND IND FD CF DV NON-SL AGG BND IND FD CF DV NON-SL AGG BND IND FD CF DV NON-SL AGG BND IND FD CF DV NON-SL AGG BND IND FD CF DV NON-SL AGG BND IND FD CFTIF VEH LHB CF DV NSL A CF DV NON-SL AGG BND IND FD CF DV NON-SL AGG BND IND FD CF DV NON-SL AGG BND IND FD CF DV NON-SL AGG BND IND FD CF DV NON-SL AGG BND IND FD CF DV NON-SL AGG BND IND FD CF DV NON-SL AGG BND IND FD CF DV NON-SL AGG BND IND FD s 1/8/2015 1/31/2015 1/31/2015 1/31/2015 1/31/2015 1/31/2015 2/28/2015 2/28/2015 2/28/2015 2/28/2015 2/28/2015 2128/2015 3/17/2015 3/30/2015 3/31/2015 3/31/2015 3/31/2015 3/31/2015 3/31/2015 3/31/2015 3/31/2015 4/2/2015 - 16,369.9020 - 62, 198 2910 39,931.3300 227 2520 21,890.3310 149 3780 - 62,314 4300 39,931 3300 227.2520 21,890 3310 149.3780 1161390 - 38.9520 - 3.9600 - 62,393 1530 39,931 3300 227.2520 21,890 3310 149 3780 77 1870 117.6750 - 62,393.1530 SW SD SD SD SD SW SD SD SD SD SD s s SW SD SD SD SD SD SD s Base Amount Base Cost Base Investment Gain/Loss 1, 750,000.01 000 0.00 0.00 0.00 0.00 000 0 00 0.00 000 000 000 4,170.18 3.96 0 00 0.00 000 0.00 000 000 0.00 6,726,546 05 -1,731,447 49 -6,410,530 95 4,061,528 28 23,076 10 2,317,489 17 15,762.11 -6,430,477 20 4,063,544 90 23,087.57 2,318,594.69 15,769 66 12,620 72 -4,232.88 -3 96 -6,442,025 49 4,063,456 44 23,087.07 2,318,546 19 15,769.34 8,387.67 12,639 80 -6,441,886 51 18,552 52 -6,410,530 95 4,061,528 28 23,076.10 2,317,489.17 15,762.11 -6,430,477 20 4,063,544.90 23,087.57 2,318,594 69 15,769 66 12,620.72 -62.70 000 -6,442,025.49 4,063,456 44 23,087.07 2,318,546 19 15,769.34 8,387.67 12,639 80 284,659.54 8,480,720.20 (8,167,244.77) :s13,475.43 8,480,720.20 (8,167,244.77) :313,475.43 • 0 I Journal Entrv for Future Gain/Loss GRAND TOTAL Settled Interest Received- Currency gain/loss Foreign Exchange Contract- Currency gain/loss Foreign Exchange Contract- Settlement gain/loss Base Currency gain/loss Base trade and settlment gain/loss Currency Gain/loss on NC100 • Reporting Account Mellon Security ID Security Description 1 Transaction Code Trade Ex Date Shares 999G30765 999G30765 999G30765 999G30765 999G30765 999G30765 999G30765 999G30765 999G30765 999G30765 999G30765 999G30765 999G30765 999G30765 999G30765 999G30765 999G30765 999G30765 999G30765 999G30765 999G30765 999G30765 999G30765 999G49286 999G30765 999G30765 999G30765 999G30765 999G30765 999G30765 999G30765 999G30765 999G30765 999G30765 CF DV NON SL SIF CF DV NON SL SIF CF DV NON SL SIF CF DV NON SL SIF CF DV NON SL SIF CF DV NON SL SIF CF DV NON SL SIF CF DV NON SL SIF CF DV NON SL SIF CF DV NON SL SIF CF OV NON SL SIF CF DV NON SL SIF CF DV NON SL SIF CF DV NON SL SIF CF DV NON SL SIF CF DV NON SL SIF CF OV NON SL SIF CF DV NON SL SIF CF DV NON SL SIF CF DV NON SL SIF CF OV NON SL SIF CF DV NON SL SIF CF DV NON SL SIF CFTIF VEH LHB CF DV NSL S CF DV NON SL SIF CF DV NON SL SIF CF DV NON SL SIF CF DV NON SL SIF CF DV NON SL SIF CF DV NON SL SIF CF DV NON SL SIF CF OV NON SL SIF CF DV NON SL SIF CF DV NON SL SIF s 117/2015 1/31/2015 1/31/2015 1/31/2015 1/31/2015 1/31/2015 1/31/2015 1/31/2015 1/31/2015 1/31/2015 2119/2015 2128/2015 2128/2015 2/28/2015 2128/2015 2/28/2015 2/28/2015 2128/2015 2128/2015 2/28/2015 2/28/2015 3/17/2015 3/26/2015 3/30/2015 3/31/2015 3/31/2015 3/31/2015 3/31/2015 3/31/2015 3/31/2015 3/31/2015 3/31/2015 3/31/2015 4/14/2015 - 11,054.2690 - 97,367 6660 3,703 8780 105 1780 85 9010 53,052.8400 167 4190 17 ,502.3250 347 0010 22,403 124{) - 9,286.9510 - 88,184.1090 3,703.8780 105.1780 85 9010 53,052 8400 167.4190 17,502.3250 347 0010 13,1161730 103 3940 - 38 9660 - 21,569 6090 - 7.4000 - 66,799 9940 3,703 8780 105 1780 85 9010 53,052 8400 167 4190 9,234.3830 347.0010 103 3940 - 66,799.9940 ML!mblc I I\.) O'I I\.) I LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 LHBF20060002 Journal Ent!}'. for Future Gain/Loss GRAND TOTAL SW SD SD SD SD so SD SD SD s SW SD SD SD SD SD so so so SD s s s SW so SD so SD so SD so SD s Base Amount Base Cost Base Investment Gain/Loss 1, 750,000.08 0.00 0.00 000 0.00 0.00 0.00 000 0.00 0.00 1,500,000 03 000 0.00 000 0.00 0.00 000 0.00 0.00 000 0 00 6,196 30 3,500,000.09 7.40 000 0.00 000 000 000 000 000 000 000 10,732,025 62 -1,724,004.58 -14,908,065.85 534,066.89 15,024 76 12,752 20 8,055,531.69 24,698 98 2,734,280 96 54,043 86 3,499,999 85 -1,450,883 69 -13,495,378.67 536,189.09 15,085 03 12,801 42 8,085,929 09 24,794 90 2,744,309 18 54,242.67 2,056,631 28 15,881 27 -6,305 55 -3,383,035.42 -7 40 -10, 192,845 51 539,368.92 15,175.32 12,875.18 8, 131,475.60 24,938.64 1,455,849 87 54,540.57 15,970.04 -10,250,194.14 17,488,229.52 (16,684,263.55) 803,965.97 17,488,229.52 (16,684,263.55) 803,965.97 Settled lntere'st Received- Currency gain/loss Foreign Exchange Contract- Currency gain/loss Foreign Exchange Contract- Settlement gain/loss Base Currency gain/loss Base trade and settlment gain/loss Currency Gain/loss on NC100 25,995.50 -14,908,065 85 534,066.89 15,024 76 12,752.20 8,055,531 69 24,698 98 2,734,280 96 54,043.86 3,499,999.85 49,116.34 -13,495,378.67 536,189.09 15,085.03 12,801 42 8,085,929.09 24,794 90 2,744,309 18 54,242 67 2,056,631 28 15,881.27 -109 25 116,964 67 0.00 -10, 192,845.51 539,368 92 15,175.32 12,87518 e,131,475.60 24,938.64 1,455,849.87 54,540 57 15,970.04 481,831.48 • • Reporting Account Mellon Security ID Security Description 1 996192472 026874107 996192472 996192472 026874107 026874107 996192472 57685L105 996192472 996192472 313586109 996192472 996192472 996192472 996192472 996192472 996087094 996192472 996192472 996192472 996192472 996192472 996192472 NA2778846 996087094 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996087094 996192472 996087094 996192472 996087094 996192472 996192472 996192472 996192472 996192472 996087094 996192472 996192472 NA99WDSH5 FEDERATED GOVERNMENT OBLIG 5 s AMERICAN INTL GROUP INC COM CD FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s AMERICAN INTL GROUP INC COM CD AMERICAN INTL GROUP INC COM CD FEDERATED GOVERNMENT OBLIG 5 s MATRIXX INITIATIVES INC CD FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERAL NATIONAL MORTGAGE ASSC CD FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s BNY MELLON CASH RESERVE s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s SCHERING-PLOUGH CORP CD BNY MELLON CASH RESERVE s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s BNY MELLON CASH RESERVE s FEDERATED GOVERNMENT OBLIG 5 s BNY MELLON CASH RESERVE s FEDERATED GOVERNMENT OBLIG 5 s BNY MELLON CASH RESERVE s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s BNY MELLON CASH RESERVE s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s BROWN BROTHERS CD ~umbJlc I fl,.) 0\ .i::. I LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 Transaction Code Trade Ex Date Shares Base Amount 1/2/2015 1/2/2015 1/6/2015 1/8/2015 1/9/2015 1/9/2015 1/14/2015 1/16/2015 1/20/2015 1/23/2015 1/26/2015 1/27/2015 1/30/2015 2/2/2015 2/4/2015 2/5/2015 2/9/2015 2/9/2015 2/10/2015 2/11/2015 2/20/2015 2/24/2015 2/26/2015 2/26/2015 3/2/2015 3/2/2015 3/3/2015 3/6/2015 3/9/2015 3/12/2015 3/13/2015 3/19/2015 3/25/2015 3/27/2015 3/30/2015 3/30/2015 4/1/2015 4/1/2015 4/6/2015 417/2015 4/14/2015 4115/2015 4/16/2015 4/20/2015 4/28/2015 4/30/2015 5/4/2015 5/4/2015 -8,567 9900 0.0000 - 251,965.7400 - 370,360.4900 00000 0.0000 - 190,965.9600 0.0000 - 267,523 0000 - 12,368 3700 0.0000 -21,5120000 - 3,518,378 0000 - 138,321.0000 - 1,500,000 0000 - 82,521.0000 - 97,885.0600 - 116,999.9400 - 376,428 7300 - 129,451 0900 - 57,794.1200 - 25, 112.5400 - 372,674.2500 0.0000 - 86,079 8500 - 63,920 0200 - 326,810.9700 - 66,577 1400 - 28,000 0000 - 375,281 6000 -14,516.1300 - 232,671 0000 - 562,550 1000 - 108,162 4400 - 184,333.3400 - 5,912.2300 - 10,358.0000 - 53,514,942 9200 -1,945 6400 - 30,000 0000 - 86,840 7400 - 2,309,518 2900 - 1,078,061.2000 - 30,278 0000 - 88,911 0000 - 976,869 3500 - 18,065,737.6200 0.0000 8,567 99 2,136.74 251,965 74 370,360 49 1,084.75 162 57 190,965.96 2,186 83 267,523.00 12,368.37 1,920 48 21,512.00 3,518,378 00 138,321 00 1,500,000.00 82,521.00 97,885.06 116,999 94 376,428.73 129,451 09 57,794 12 25, 112.54 372,674.25 4,308.01 86,079 85 63,920.02 326,810 97 66,577.14 28,000 00 375,281.60 14,516.13 232,671 00 562,550 10 108,162 44 184,333 34 5,912.23 10,358.00 53,514,942 92 1,945.64 30,000 00 86,840.74 2,309,518.29 1,078,061 20 30,278 00 88,911 00 976,869 35 18,065, 737.62 4,980.88 Base Cost Base Investment Gain/Loss -8,567.99 0.00 -251,965.74 -370,360.49 000 0.00 -190,965.96 0.00 -267,523.00 -12,368.37 0.00 -21,512.00 -3,518,378.00 -138,321.00 -1,500,000 00 -82,521 00 -97,885 06 -116,999.94 -376,428 73 -129,451.09 -57,794.12 -25,112.54 -372,674.25 0.00 -86,079.85 -63,920.02 -326,810.97 -66,577 14 -28,000 00 -375,281.60 -14,516 13 -232,671 00 -562,550 10 -108, 162.44 -184,333.34 -5,912.23 -10,358.00 -53,514,942.92 -1,94564 -30,000 00 -86,840.74 -2,309,518.29 -1,078,061 20 -30,278 00 -88,911 00 -976,869.35 -18,065,737 62 000 000 2,136.74 000 0.00 1,084 75 162.57 0.00 2,186.83 0.00 0.00 1,920 48 000 0.00 000 0.00 000 0.00 000 000 000 0.00 0.00 000 4,308 01 0.00 000 0.00 0 00 0.00 0.00 0 00 000 0 00 000 000 000 0.00 000 000 0.00 0.00 000 0.00 000 0.00 000 0.00 4,980.88 • • Reporting Account H1.1mb1u I !\.) O'I (J1 I LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 Mellon Security ID Security Description 1 Transaction Code Trade Ex Date Shares Base Amount 996192472 996192472 996087094 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996087094 996192472 996087094 996192472 996087094 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996087094 996192472 996087094 996087094 996192472 996192472 996087094 996192472 996192472 996087094 996192472 996192472 996192472 996192472 996192472 996192472 060505104 339130106 996192472 996192472 996087094 996192472 996192472 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 BNY MELLON CASH RESERVE FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 BNY MELLON CASH RESERVE FEDERATED GOVERNMENT OBLIG 5 BNY MELLON CASH RESERVE FEDERATED GOVERNMENT OBLIG 5 BNY MELLON CASH RESERVE FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 BNY MELLON CASH RESERVE FEDERATED GOVERNMENT OBLIG 5 BNY MELLON CASH RESERVE BNY MELLON CASH RESERVE FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 BNY MELLON CASH RESERVE FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 BNY MELLON CASH RESERVE FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 BANK OF AMERICA CORP FLEMING COS INC COM FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 BNY MELLON CASH RESERVE FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s 5/6/2015 5/7/2015 5/14/2015 5/14/2015 5/15/2015 5/18/2015 5/19/2015 5/20/2015 5/21/2015 5/22/2015 5/22/2015 5/28/2015 6/1/2015 6/2/2015 6/5/2015 6/8/2015 6/10/2015 6/12/2015 6/16/2015 6/18/2015 6/25/2015 7/112015 7/6/2015 71712015 ·7/9/2015 7/17/2015 7/17/2015 7/20/2015 7/23/2015 7/27/2015 7/29/2015 7/30/2015 7/30/2015 7/31/2015 8/3/2015 8/4/2015 8/6/2015 817/2015 8/10/2015 8/11/2015 8/12/2015 8/17/2015 8/17/2015 8/18/2015 8/24/2015 8/28/2015 8/28/2015 8/31/2015 - 31,991 9300 - 67,810.4100 -117,323.7800 -5781800 - 654,839 7800 - 341,984 9800 - 18,055 0800 - 84,092 0000 - 604,300 3900 - 13,279.3700 - 115,699.6100 - 103,526.1800 - 65,742 0000 - 399,026.2500 -1,943 0000 -54,141.1100 - 769,891 2900 - 17,810 7500 - 124,543 2900 - 239,957.1400 - 585, 180 7100 - 2, 131,396.0900 - 26,273.4000 - 48,284 0000 - 85,459 5000 - 124,504.9900 - 88,087.0100 - 1,597,287.4400 - 120,000 0000 - 48,680.8400 - 750,000 0000 - 4,316.0000 - 7,411,269.3600 - 3,970,961.0000 - 296,797.0000 - 1,999,935.2900 - 112,895.1700 - 299,060.5800 - 778,000.0000 - 9,326.3300 - 130,554.0000 0.0000 0.0000 - 44,950.9800 - 730,000.0000 - 242,816 4300 - 211,735 7600 - 1,000,000.1300 31,991.93 67,810.41 117,323 78 578.18 654,839.78 341,984.98 18,055 08 84,092.00 604,300 39 13,279 37 115,699.61 103,526 18 65,742.00 399,026.25 1,94300 54,141.11 769,891 29 17,810 75 124,543 29 239,957 14 585,180.71 2,131,396 09 26,273.40 48,284.00 85,459.50 124,504 99 88,087 01 1,597,287.44 120,000.00 48,680.84 750,000.00 4,316 00 7,411,269 36 3,970,961 00 296,797.00 1,999,935 29 112,895.17 299,060.58 778,000.00 9,326 33 130,554.00 37,402.15 33.43 44,950.98 730,000 00 242,816 43 211,735.76 1,000,000.13 CD CD s s s s s Base Cost Base Investment Gain/Loss -31,991 93 -67,810.41 -117,323.78 -578 18 -654,839 78 -341,984.98 -18,055 08 -84,092.00 -604,300.39 -13,279 37 -115,699 61 -103,526 18 -65,742 00 -399,026.25 -1,943 00 -54, 141.11 -769,891 29 -17,810 75 -124,543.29 -239,957.14 -585,180.71 -2,131,396 09 -26,273 40 -48,284.00 -85,459 50 -124,504.99 -88,087 01 -1,597,287.44 -120,000 00 -48,680.84 -750,000.00 -4,316 00 -7,411,269.36 -3,970,961 00 -296,797.00 -1,999,935.29 -112,895.17 -299,060 58 -778,000.00 -9,326.33 -130,554.00 0.00 000 -44,950 98 -730,000.00 -242,816.43 -211,735.76 -1,000,000.13 0.00 000 0.00 000 0.00 0.00 000 000 000 000 0.00 000 000 0.00 0.00 0.00 000 0.00 0.00 000 0.00 0.00 0 00 0.00 000 000 000 0.00 000 0.00 0.00 000 0.00 0.00 000 0.00 0.00 000 000 0.00 0.00 37,402 15 33.43 0.00 0.00 0 00 0.00. 0.00 • • Reporting Account Mellon Security ID Security Description 1 996087094 996192472 996192472 996192472 996192472 996192472 996192472 172967101 996192472 996192472 996192472 996087094 996192472 996192472 635405103 996087094 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996087094 996192472 996192472 996192472 466247E41 996087094 996192472 969457100 996192472 996192472 996192472 996087094 996192472 996192472 996087094 996087094 996192472 996192472 996192472 996192472 996087094 BNY MELLON CASH RESERVE s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s CITIGROUP INC CD FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s BNY MELLON CASH RESERVE s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s NATIONAL CITY CORP COM CD BNY MELLON CASH RESERVE s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s BNY MELLON CASH RESERVE s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s JP MORGAN MORTGAGE TRUS A1 1A2 CD BNY MELLON CASH RESERVE s FEDERATED GOVERNMENT OBLIG 5 s WILLIAMS COS INC/THE CD FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s BNY MELLON CASH RESERVE s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s BNY MELLON CASH RESERVE s BNY MELLON CASH RESERVE s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s BNY MELLON CASH RESERVE s ~umtHtc I N O'I O'I I LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 Transaction Code Trade Ex Date 9/1/2015 9/3/2015 9/4/2015 9/8/2015 9/11/2015 9/15/2015 9/16/2015 9/16/2015 9/17/2015 9/21/2015 9/23/2015 9/24/2015 9/25/2015 9/28/2015 9/29/2015 10/1/2015 10/2/2015 10/5/2015 10/7/2015 10/9/2015 10/13/2015 10/14/2015 10/16/2015 10/20/2015 10/26/2015 10/27/2015 10/28/2015 11/2/2015 11/4/2015 11/5/2015 11/6/2015 11/10/2015 11/13/2015 11/16/2015 11/17/2015 11/19/2015 11/20/2015 11/25/2015 11/30/2015 12/1/2015 12/2/2015 12/3/2015 12/4/2015 12/4/2015 1217/2015 1219/2015 12/10/2015 12/14/2015 Shares - 99,922.0000 - 1,372,543.1900 - 184,667 8500 - 50,500.0000 - 347,603 6000 - 500,000.0000 - 9,612.6500 0.0000 - 733,895 6900 -148,159 5900 - 120,000.0000 - 116,025 1200 - 603,822.8000 - 457,768 0000 00000 - 139,322 0000 - 14,065.0300 - 275,000 0000 - 55,856 4900 - 354,320 5900 - 233,089.8900 - 3,386 0000 - 168,280.0000 - 53,360.2700 - 524 4000 - 67,981 0000 - 721,005.9400 - 2,517 0000 - 499,414.5700 - 165,000 0000 - 14,047 0000 0 0000 - 628,516 8300 - 700,000 0000 00000 - 319,840.2400 -461,448 0100 - 33,691 2400 - 261,775 5100 - 306,026 6100 - 123,213 3600 - 31,558 8300 - 84,828 0000 - 222,163 7700 - 28,000 0000 - 5,419 6800 - 717,999 0000 - 58,239 3100 Base Amount 99,922.00 1,372,543 19 184,667 85 50,500 00 347,603 60 500,000.00 9,612 65 887.35 733,895 69 148,159 59 120,000.00 116,025 12 603,822.80 457,768.00 195.48 139,322 00 14,065.03 275,000 00 55,856.49 354,320.59 233,089 89 3,386 00 168,280.00 53,360 27 524.40 67,981 00 721,005.94 2,517 00 499,414.57 165,000.00 14,047 00 37,037.73 628,516 83 700,000.00 291.03 319,840 24 461,448 01 33,691 24 261,775 51 306,026.61 123,213 36 31,558.83 84,828 00 222,163.77 28,000.00 5,419.68 717,999 00 58,239.31 Base Cost Base Investment Gain/Loss -99,922.00 -1,372,543.19 -184,667 85 -50,500.00 -347,603 60 -500,000.00 -9,612.65 0.00 -733,895 69 -148,159.59 -120,000 00 -116,025.12 -603,822 80 -457,768.00 0 00 -139,322.00 -14,065 03 -275,000 00 -55,856.49 -354,320.59 -233,089.89 -3,386.00 -168,280.00 -53,360.27 -524 40 -67,981 00 -721,005 94 -2,517.00 -499,414 57 -165,000 00 -14,047 00 0 00 -628,516 83 -700,000.00 0.00 -319,840 24 -461,448 01 -33,691.24 -261,775 51 -306,026 61 -123,213 36 -31,558 83 -84,828 00 -222,163 77 -28,000 00 -5,419.68 -717,999 00 -58,239.31 000 0.00 000 0.00 000 0.00 000 887 35 0.00 000 000 0.00 0.00 0.00 195.48 000 0.00 0.00 000 0 00 000 000 0.00 000 000 0.00 000 000 000 0.00 0.00 37,037.73 000 0 00 291.03 0.00 0.00 000 000 000 000 0.00 0.00 0.00 0.00 000 000 000 • • Reporting Account Number LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 LHBF80010002 Mellon Security ID Security Description 1 Transaction Code Trade Ex Date 996192472 996192472 996087094 996192472 996087094 996192472 996192472 996192472 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 BNY MELLON CASH RESERVE FEDERATED GOVERNMENT OBLIG 5 BNY MELLON CASH RESERVE FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 S S S S S S S S 12/17/2015 12/21/2015 12122/2015 12123/2015 12128/2015 12129/2015 12/30/2015 12131/2015 Shares Base Amount - 279,339 3200 -121,721.7500 - 73,685 7300 - 42,088.9800 - 312,220.7700 - 181,430 3200 -14,111 7700 - 2,647,862.3900 279,339.32 121,721.75 73,685 73 42,088 98 312,220.77 181,430.32 14,111.77 2,647,862.39 -279,339.32 -121,721 75 -73,685 73 -42,088.98 -312,220 77 -181,430 32 -14,111 77 -2,647,862.39 127,720,914.91 (127,628,287.48) 92,627.43 127,720,914.91 (127,628,287.48) 92,627.43 Journal Entrv for Future Gain/Loss GRAND TOTAL I "-> O'I -..J I Base Cost Base Investment Gain/Loss 0.00 000 000 000 0.00 000 000 000 • Settled Interest ~ece1ved- Currency gain/loss Foreign Exchange Contract- Currency gain/loss Foreign Exchange Contract- Settlement gain/loss Base Currency gain/loss Base trade and settlment gain/loss Currency Gain/loss on NC100 I • Reporting Account Mellon Security ID Security Description 1 Transaction Code Trade Ex Date 716933106 452327109 996192472 452327109 716933106 716933106 92826C839 311900104 716933106 452327109 716933106 892356106 892356106 892356106 716933106 09062X103 452327109 716933106 996192472 452327109 716933106 892356106 892356106 716933106 452327109 892356106 042068106 53578A108 53578A108 042068106 716933106 042068106 716933106 53578A108 042068106 042068106 716933106 716933106 716933106 716933106 716933106 311900104 311900104 311900104 311900104 311900104 311900104 716933106 PHARMACYCLICS INC ILLUMINA INC FEDERATED GOVERNMENT OBLIG 5 ILLUMINA INC PHARMACYCLICS INC PHARMACYCLICS INC VISA INC FASTENAL CO PHARMACYCLICS INC ILLUMINA INC PHARMACYCLICS INC TRACTOR SUPPLY CO TRACTOR SUPPLY CO TRACTOR SUPPLY CO PHARMACYCLICS INC BIOGEN INC ILLUMINA INC PHARMACYCLICS INC FEDERATED GOVERNMENT OBLIG 5 ILLUMINA INC PHARMACYCLICS INC TRACTOR SUPPLY CO TRACTOR SUPPLY CO PHARMACYCLICS INC ILLUMINA INC TRACTOR SUPPLY CO ARM HOLDINGS PLC LINKEDIN CORP LINKEDIN CORP ARM HOLDINGS PLC PHARMACYCLICS INC ARM HOLDINGS PLC PHARMACYCLICS INC LINKEDIN CORP ARM HOLDINGS PLC ARM HOLDINGS PLC PHARMACYCLICS INC PHARMACYCLICS INC PHARMACYCLICS INC PHARMACYCLICS INC PHARMACYCLICS INC FASTENAL CO FASTENAL CO FASTENAL CO FASTENAL CO FASTENAL CO FASTENAL CO PHARMACYCLICS INC s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s 1/27/2015 1/28/2015 1/28/2015 1/28/2015 1/28/2015 1/28/2015 1/29/2015 1/29/2015 1/29/2015 1/29/2015 1/29/2015 1/29/2015 1/29/2015 1/30/2015 1/30/2015 1/30/2015 1/30/2015 1/30/2015 212/2015 21212015 21212015 21212015 21212015 21212015 2/2/2015 213/2015 215/2015 216/2015 216/2015 216/2015 216/2015 2/6/2015 219/2015 219/2015 219/2015 2110/2015 2110/2015 2110/2015 2111/2015 2111/2015 2111/2015 2/13/2015 2/13/2015 2117/2015 2/1712015 2118/2015 2118/2015 2119/2015 . ~umtmc I N O'I 00 I LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 Shares Base Amount -173.0000 -1.0000 - 78,614.6800 - 370.0000 - 276.0000 -6 0000 - 230 0000 - 1,250.0000 - 206 0000 - 445.0000 -1.0000 - 579.0000 -65.0000 -112.0000 - 56.0000 - 600.0000 -109.0000 - 339.0000 - 58,925.0900 - 438 0000 -2 0000 - 105 0000 -61.0000 -46.0000 - 7 0000 -7180000 - 1,065.0000 - 617 0000 - 23.0000 -1,129.0000 - 381.0000 - 39.0000 - 112.0000 - 150.0000 - 821 0000 - 786 0000 -159.0000 -64.0000 - 99 0000 - 29.0000 - 36 0000 - 354 0000 - 1,554.0000 - 862.0000 - 901.0000 - 123 0000 -617.0000 - 77.0000 29,335.31 202.98 78,614.68 74,45844 45,868 80 1,008 21 56,653 26 55,833 39 34,19415 88,774.46 168.06 48,762.30 5,424.12 9,117.17 9,565.35 234,208.48 21,707.38 57,79110 58,925 09 83,931 34 335.59 8,494 37 4,875.96 7,70514 1,363.05 58,223.48 53,315.91 164,728 81 6,250.42 55,276 87 63,149.01 1,934.54 18,451.41 40,122.57 39,556 95 38,098.53 26,114.69 10,551 25 16,144 98 4,841 27 5,867.54 15,090 78 66,742.29 36,689.14 38,339.45 5,298 08 26,601 71 13,088.21 Base Cost Base !investment Gain/Loss -23,122 58 -175 78 -78,614 68 -65,071.85 -36,748 10 -795.02 -47,134 22 -58,230.00 -27,295 68 -77,956 30 -132.50 -35,197.81 -3,944.57 -6,796.80 -7,420.18 -183,799 43 -19,064.66 -44,872 50 -58,925 09 -76,608 43 -264.33 -6,372.00 -3,701 83 -6,079.55 -1,224 34 -43,572 33 -49,779 81 -127,645.75 -4,752.80 -49,178.00 -50,166.69 -1,822.92 -14,700 54 -30,996.54 -35,358.42 -33,851.05 -20,838.64 -8,387 88 -12,881 53 -3,771.61 -4,682 00 -16,490.74 -72,391 53 -40,074 38 -41,716 03 -5,694 86 -28,566.92 -10,014.28 6,212 73 27.20 0.00 9,386 59 9,120.70 213.19 9,519.04 -2,396.61 6,898 47 10,818.16 35.56 13,564.49 1,479.55 2,320.37 2,14517 50,409 05 2,642 72 12,918 60 0.00 7,322.91 71 26 2,122 37 1,17413 1,625 59 138.71 14,651.15 3,536 10 37,083.06 1,497.62 6,098.87 12,982.32 111.62 3,750 87 9,126.03 4,198.53 4,247.48 5,276.05 2,163.37 3,263 45 1,069.66 1,185 54 -1,399 96 -5,649.24 -3,385.24 -3,376 58 -396 78 -1,965 21 3,073.93 • • Reporting Account Humble I "' O'I l.O I LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 Mellon Security ID Security Description 1 311900104 716933106 311900104 716933106 311900104 311900104 996192472 311900104 311900104 311900104 311900104 716933106 311900104 716933106 716933106 311900104 716933106 716933106 311900104 716933106 716933106 311900104 741503403 741503403 311900104 311900104 741503403 741503403 311900104 311900104 716933106 716933106 716933106 996192472 716933106 716933106 716933106 716933106 716933106 716933106 996192472 996192472 192446102 192446102 53578A108 996192472 53578A108 192446102 FASTENAL CO s PHARMACYCLICS INC s FASTENAL CO s PHARMACYCLICS INC s FASTENAL CO s FASTENAL CO s FEDERATED GOVERNMENT OBLIG 5 s FASTENAL CO s FASTENAL CO s FASTENAL CO s FASTENAL CO s PHARMACYCLICS INC s FASTENAL CO s PHARMACYCLICS INC s PHARMACYCLICSINC s FASTENAL CO s PHARMACYCLICS INC s PHARMACYCLICS INC s FASTENAL CO s PHARMACYCLICS INC s PHARMACYCLICS INC s FASTENAL CO s PRICELINE GROUP INC/THE s PRICELINE GROUP INC/THE s FASTENAL CO s FASTENAL CO s PRICELINE GROUP INC/THE s PRICELINE GROUP INC/THE s FASTENAL CO s FASTENAL CO s PHARMACYCLICS INC s PHARMACYCLICS INC s PHARMACYCLICS INC s FEDERATED GOVERNMENT OBLIG 5 s PHARMACYCLICS INC s PHARMACYCLICS INC s PHARMACYCLICS INC s PHARMACYCLICS INC s PHARMACYCLICS INC s PHARMACYCLICS INC s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s COGNIZANT TECHNOLOGY SOLUTION. S COGNIZANT TECHNOLOGY SOLUTION. S LINKEDIN CORP s FEDERATED GOVERNMENT OBLIG 5 s LINKEDIN CORP s COGNIZANT TECHNOLOGY SOLUTION. S Transaction Code Trade Ex Date Shares Base Amount 2/19/2015 2/19/2015 2/19/2015 2/20/2015 2/20/2015 2/20/2015 2/23/2015 2/23/2015 2/23/2015 2/24/2015 2/24/2015 2/25/2015 2/25/2015 2/25/2015 2/25/2015 2/25/2015 2125/2015 2/26/2015 2126/2015 2/26/2015 2/26/2015 2127/2015 3/2/2015 3/2/2015 3/2/2015 3/212015 3/3/2015 3/3/2015 3/3/2015 3/3/2015 3/3/2015 3/3/2015 3/3/2015 3/4/2015 3/4/2015 3/4/2015 3/5/2015 3/5/2015 3/5/2015 3/5/2015 3/9/2015 3/11/2015 3/11/2015 3/11/2015 3/11/2015 3/1212015 3/12/2015 3/1212015 - 824.0000 - 999 0000 -482.0000 - 114 0000 - 363 0000 - 55.0000 - 355, 133 4600 -449 0000 - 1,272.0000 - 2,061.0000 - 277.0000 -63.0000 - 361.0000 - 2,785.0000 - 1 0000 - 6, 182.0000 - 98.0000 -154 0000 - 364.0000 - 924 0000 -195 0000 - 333 0000 - 69.0000 - 34 0000 - 8,220.0000 - 2,485 0000 -46 0000 - 27 0000 - 2, 140.0000 - 8,643 0000 - 512.0000 -120.0000 -146.0000 - 528,415.3100 -144.0000 - 448.0000 - 1,516.0000 - 2,952.0000 - 250.0000 - 3,646.0000 - 356,923.8300 - 861,079.1100 - 79.0000 - 267.0000 - 756.0000 - 786,283.9600 - 291.0000 - 61.0000 35,509 62 170,866 91 20,817.00 19,649 80 15,475.56 2,349 38 355,133 46 18,981.21 54,033.31 86,498.57 11,646.88 13,860.87 15,306 36 614,492.53 219.06 259,454 38 21,687.93 33,477.06 15,404 12 200,082.13 42,345.46 13,959.40 86,278.56 42,526.43 337,792 20 102,554.06 57,057.51 33,579 63 88,256.04 355,394.47 110,644 69 25,911.72 31,535.61 528,415.31 31,269.01 101,382.14 386,605.32 749,109.05 63,885 50 928,719 36 356,923.83 861,079 11 4,801.93 16,246.44 200,313.78 786,283 96 77,514.66 3,743.82 Base Cost Base Investment Gain/Loss -38, 150 95 -129,535 63 -22,316 46 -14,717 39 -16,806.79 -2,546 48 -355, 133.46 -20,788 57 -58,703.12 -94,871 82 -12,695 81 -7,693.60 -16,538 64 -352,742.12 -124.50 -282,748.85 -11,788.89 -18,331 05 -16,625.77 -109,584.35 -23,094 49 -15,209 84 -76,833 82 -37,590.81 -370,613.45 -110,560 91 -50,777.60 -29,783.17 -95,080.20 -374,238.66 -60,544.18 -14,178.44 -17,250.44 -528,415.31 -17,014.14 -51,591.11 -167,497.03 -301,735.13 -23,791.25 -346,971.59 -356,923.83 -861,079 11 -3,48410 -11,775.37 -155,757.94 -786,283.96 -58,410 22 -2,690.25 -2,641.33 41,331 28 -1,499 46 4,932.41 -1,331 23 -197 10 0 00 -1,807.36 -4,669.81 -8,373.25 -1,048.93 6,167.27 -1,232 28 261,75041 94.56 -23,294.47 9,899 04 15,14601 -1,221.65 90,497.78 19,250.97 -1,250.44 9,444 74 4,935 62 -32,821 25 -8,006.85 6,279.91 3,796.46 -6,824.16 -18,844 19 50, 100.51 11,733.28 14,285.17 000 14,254.87 49,791 03 219,108.29 447,373.92 40,094.25 581,747.77 000 0.00 1,31783 4,471.07 44,555.84 0.00 19,104.44 1,053.57 • • I Reporting Account tiumb1u I N -..J 0 I LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 Mellon Security ID Security Description 1 192446102 53578A108 53578A108 192446102 192446102 996192472 192446102 996192472 996192472 996192472 996192472 09062X103 09062X103 996192472 151020104 09062X103 58733R102 928563402 90184L102 452327109 61166W101 127097103 30303M102 92826C839 015351109 654106103 151020104 01609W102 192446102 30249U101 023135106 110122108 09062X103 740189105 741503403 88160R101 53578A108 056752108 92532F100 892356106 042068106 848637104 79466L302 G60754101 09062X103 151020104 151020104 996192472 COGNIZANT TECHNOLOGY SOLUTION S LINKEDIN CORP s LINKEDIN CORP s COGNIZANT TECHNOLOGY SOLUTION S COGNIZANT TECHNOLOGY SOLUTION. S FEDERATED GOVERNMENT OBLIG 5 s COGNIZANT TECHNOLOGY SOLUTION S FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s BIOGEN INC s BIOGEN INC s FEDERATED GOVERNMENT OBLIG 5 s CELGENE CORP s BIOGEN INC s MERCADOLIBRE INC s VMWARE INC s lWITIERINC s ILLUMINA INC s MONSANTO CO s CABOT OIL & GAS CORP s FACEBOOK INC s VISA INC s ALEXION PHARMACEUTICALS INC s NIKE INC s CELGENE CORP s ALI BABA GROUP HOLDING LTD s COGNIZANT TECHNOLOGY SOLUTION. S FMC TECHNOLOGIES INC s AMAZON.COM INC s BRISTOL-MYERS SQUIBB CO s BIOGEN INC s PRECISION CASTPARTS CORP s PRICELINE GROUP INC/THE s TESLA MOTORS INC s LINKEDIN CORP s BAIDU INC s VERTEX PHARMACEUTICALS INC s TRACTOR SUPPLY CO s ARM HOLDINGS PLC s SPLUNK INC s SALESFORCE.COM INC s MICHAEL KORS HOLDINGS LTD s BIOGEN INC s CELGENE CORP s CELGENE CORP s FEDERATED GOVERNMENT OBLIG 5 s Transaction Code Trade Ex Date Shares Base Amount 3/12/2015 3/12/2015 3/12/2015 3/12/2015 3/12/2015 3/13/2015 3/13/2015 3/17/2015 3/18/2015 3/19/2015 3/20/2015 3/20/2015 3/20/2015 3/23/2015 3/25/2015 3/25/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3126/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/27/2015 3/31/2015 - 512.0000 -10.0000 - 273.0000 - 186 0000 -644.0000 - 266,505.2600 - 351 0000 - 418,800 3300 - 316,794.3500 - 142,601 5300 - 608,660.3600 - 290.0000 - 70 0000 - 127,993.7100 - 1,403.0000 - 217.0000 - 3,027.0000 - 3,592.0000 - 9,873 0000 - 2,223 0000 - 2,423.0000 - 13,515.0000 -4,561 0000 -6,295 0000 - 2,186 0000 - 4,008 0000 - 2,939.0000 - 4,682 0000 - 5,902 0000 -6,847 0000 - 1,366.0000 - 7,403 0000 -929.0000 - 1,026.0000 -410.0000 - 1,270.0000 -1,697 0000 -1,916.0000 - 3,469 0000 - 3,810 0000 - 6,566.0000 -6,077 0000 - 6, 109.0000 -4,478 0000 - 193 0000 - 332 0000 - 275.0000 - 996,784.9600 31,409.49 2,662.98 72,667.03 11,402.63 39,579.83 266,505.26 21,424.15 418,800.33 316,794.35 142,601 53 608,660 36 136,173.54 32,89212 127,993 71 166,723.14 93,947 81 365,786.53 296,232.53 495,134 66 403,762.27 271,033.97 389,787.04 377,213 75 413,546.18 380,538 43 398,317.32 342,761.91 394,297.20 366,374 06 257, 113.12 502,311 71 478,313 83 394,494.82 214,401 01 467,408.94 244,261 33 432,641 50 395,463 93 408,782.55 321,628 56 316,911.34 356,679.91 401,550 61 301,147 56 82,586 96 39,148.91 32,714 13 996,784.96 Base Cost Base l11'1vestment Gain/Loss -22,580.48 -1,986.69 -54,236.52 -8,203.07 -28,402.01 -266,505.26 -15,479.98 -418,800.33 -316,794.35 -142,601.53 -608,660.36 -88,008.85 -20,739.17 -127,993 71 -42,384.28 -63,988 94 -396,227 73 -306,817.60 -487,468.23 -352,753.90 -248,012.10 -524,495.07 -108,937.20 -276,444.24 -398,918 32 -391, 188.26 -88,786.45 -502,647.42 -206, 176.66 -312,928.76 -423,951.96 -442,924.75 -266,363.67 -147,648.72 -437,593.79 -262,511.63 -333,606.69 -377,544 21 -290,569 49 -231,182.09 -275,514 36 -519,350 88 -223,177 27 -299,055 38 -46,532 32 -10,029 64 -8,307 68 -996,784.96 8,829 01 676.29 18,430.51 3,19956 11,177.82 0.00 5,944.17 0.00 000 0.00 0.00 48,164.69 12,152.95 0.00 124,338.86 29,958 87 -30,441.20 -10,585.07 7,66643 51,008 37 23,021 87 -134,708 03 268,276 55 137,101 94 -18,379.89 7,129.06 253,975.46 ·108,350 22 160,197.40 -55,815.64 78,359 75 35,389 08 128, 131.15 66,752.29 29,815.15 -18,250.30 99,034 81 17,919 72 118,213 06 90,446.47 41,396 98 ·162,670.97 178,373.34 2,092.18 36,054.64 29,119.27 24,406.45 0.00 • • Reporting Account Mellon Security ID Security Description 1 92532F100 892356106 192446102 023135106 110122108 90184L102 042068106 996192472 127097103 127097103 127097103 127097103 127097103 127097103 127097103 996192472 023135106 023135106 90184L102 90184L102 58733R102 79466L302 79466L302 79466L302 79466L302 79466L302 92826C839 996192472 79466L302 79466L302 92826C839 79466L302 79466L302 79466L302 79466L302 79466L302 996192472 79466L302 79466L302 79466L302 79466L302 996192472 042068106 741503403 741503403 042068106 042068106 996192472 VERTEX PHARMACEUTICALS INC s TRACTOR SUPPLY CO s COGNIZANT TECHNOLOGY SOLUTION. S AMAZON.COM INC s BRISTOL-MYERS SQUIBB CO s TWITIERINC s ARM HOLDINGS PLC s FEDERATED GOVERNMENT OBLIG 5 s CABOT OIL & GAS CORP s CABOT OIL & GAS CORP s CABOT OIL & GAS CORP s CABOT OIL & GAS CORP CABOT OIL & GAS CORP s CABOT OIL & GAS CORP s CABOT OIL & GAS CORP s FEDERATED GOVERNMENT OBLIG 5 AMAZON.COM INC AMAZON COM INC s TWITIERINC TWITIERINC s MERCADOLIBRE INC s SALESFORCE COM INC s SALESFORCE COM INC s SALESFORCE COM INC s SALESFORCE.COM INC s SALESFORCE.COM INC s VISA INC FEDERATED GOVERNMENT OBLIG 5 SALESFORCE.COM INC SALESFORCE.COM INC VISA INC SALESFORCE.COM INC SALESFORCE.COM INC SALESFORCE.COM INC SALESFORCE.COM INC SALESFORCE.COM INC s FEDERATED GOVERNMENT OBLIG 5 s SALESFORCE.COM INC s SALESFORCE.COM INC SALESFORCE.COM INC SALESFORCE.COM INC FEDERATED GOVERNMENT OBLIG 5 s ARM HOLDINGS PLC s PRICELINE GROUP INC/THE PRICELINE GROUP INC/THE ARM HOLDINGS PLC s ARM HOLDINGS PLC FEDERATED GOVERNMENT OBLIG 5 ~1.1mbic I N ...J t-' I LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 Transaction Code s s s s s s s s s s s s s s s s s s s s Trade Ex Date Shares Base Amount 4/10/2015 4/10/2015 4/10/2015 4/10/2015 4/10/2015 4/10/2015 4/10/2015 4/15/2015 4/17/2015 4/1712015 4/17/2015 4/17/2015 4/20/2015 4/20/2015 4/21/2015 4/24/2015 4/24/2015 4/24/2015 4/24/2015 4/24/2015 4/29/2015 4/29/2015 4/29/2015 4/29/2015 4/29/2015 4/29/2015 4/29/2015 4/30/2015 4/30/2015 4/30/2015 4/30/2015 5/1/2015 5/112015 5/112015 5/4/2015 5/4/2015 5/5/2015 5/5/2015 5/5/2015 515/2015 5/5/2015 5/6/2015 5/8/2015 5/8/2015 5/8/2015 5/8/2015 5/8/2015 5/1112015 - 590.0000 - 570.0000 - 2,380 0000 - 520 0000 - 3,880 0000 - 3,380.0000 - 2,920 0000 - 99,955 3200 -1,043 0000 - 67 0000 - 348.0000 - 2,699 0000 - 265.0000 - 2,259.0000 - 869.0000 - 80,969 9000 - 703 0000 - 597.0000 - 356.0000 - 1,084.0000 - 2,390 0000 - 1,752 0000 -188.0000 - 90 0000 - 25 0000 - 845.0000 - 3,000.0000 - 191,354.4400 - 2,550 0000 - 1, 150.0000 - 640.0000 -281.0000 - 265.0000 - 2,684.0000 - 1,053.0000 - 788.0000 - 350,262.8900 - 559.0000 -1,040 0000 - 12,243.0000 - 1,216.0000 - 4,349.9400 - 1,068.0000 - 95.0000 - 91.0000 -680 0000 -14.0000 - 387,478.7800 75,421.85 49,596 38 149,558.11 199,887.70 250,358 21 173,837 29 149,905.95 99,955 32 34,362.77 2,211.70 11,46116 88,938.51 8,682 67 74,612.26 28,525.79 80,969.90 314,414 76 267,853 27 18,277.73 54,970.90 337,437.65 131,095 53 13,288.44 5,961.17 1,848.18 62,934 61 202,060.38 191,354 44 185,483 07 82,845.74 42,348.85 20,480 39 19,338 47 196,888.71 75,249.68 56,546.46 350,262.89 40,203.55 74,976.99 904,193 79 89,481.11 4,34994 56,794.98 115, 178.77 109,585.62 35,936.45 739.67 387,478.78 Base Cost Base Investment Gain/Loss -47,466.18 -34,558 02 -79, 101.80 -159,895.01 -202,520 40 -163,323 81 -115,556.26 -99,955 32 -40, 161 38 -2,578 46 -13,390 38 -103,765.92 -10, 127 45 -86,331.75 -33,209.02 -80,969.90 -185,599.17 -107,531 47 -17,078.78 -52,003 93 -278,015.51 -63,092.54 -6,770.20 -3,241.06 -900.29 -30,429.91 -70,059.22 -191,354.44 -91,829.90 -41,413.49 -14,945.97 -10, 119.30 -9,543.11 -96,655.47 -37,807.04 -27,690.44 -350,262.89 -19,389.00 -34,669.78 -390,946.28 -36,263.25 -4,349.94 -42,238.55 -96,120.75 -56,490.07 -26,893.46 -553 69 -387,478. 78 27,955.67 15,038.36 70,456.31 39,992 69 47,837 81 10,513 48 34,349 69 000 -5,798 61 -366.76 -1,929.22 -14,827.41 -1,444 78 -11,719.49 -4,683.23 0.00 128,815 59 160,321.80 1,198.95 2,966.97 59,422 14 68,002.99 6,518.24 2,720.11 947.89 32,504.70 132,001.16 0.00 93,653.17 41,432.25 27,402.88 10,361.09 9,795.36 100,233.24 37,442.64 28,856.02 0.00 20,814.55 40,307.21 513,247.51 53,217.86 0.00 14,556.43 19,058 02 53,095 55 9,042.99 185.98 0.00 • • Reporting Account thimble I N -..J N I LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 Mellon Security ID Security Description 1 Transaction Code Trade Ex Date Shares 741503403 042068106 127097103 928563402 042068106 996192472 928563402 042068106 996192472 928563402 042068106 042068106 996192472 996192472 848637104 848637104 848637104 848637104 848637104 848637104 996192472 848637104 G60754101 G60754101 996192472 G60754101 G60754101 G60754101 G60754101 G60754101 G60754101 G60754101 G60754101 G60754101 G60754101 G60754101 88160R101 996192472 61174X109 61174X109 611740101 996192472 996192472 996192472 996192472 996192472 30249U101 30249U101 PRICELINE GROUP INCfTHE ARM HOLDINGS PLC CABOT OIL & GAS CORP VMWARE INC ARM HOLDINGS PLC FEDERATED GOVERNMENT OBLIG 5 VMWARE INC ARM HOLDINGS PLC FEDERATED GOVERNMENT OBLIG 5 VMWARE INC ARM HOLDINGS PLC ARM HOLDINGS PLC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 SPLUNK INC SPLUNK INC SPLUNK INC SPLUNK INC SPLUNK INC SPLUNK INC FEDERATED GOVERNMENT OBLIG 5 SPLUNKINC MICHAEL KORS HOLDINGS LTD MICHAEL KORS HOLDINGS LTD FEDERATED GOVERNMENT OBLIG 5 MICHAEL KORS HOLDINGS LTD MICHAEL KORS HOLDINGS LTD MICHAEL KORS HOLDINGS LTD MICHAEL KORS HOLDINGS LTD MICHAEL KORS HOLDINGS LTD MICHAEL KORS HOLDINGS LTD MICHAEL KORS HOLDINGS LTD MICHAEL KORS HOLDINGS LTD MICHAEL KORS HOLDINGS LTD MICHAEL KORS HOLDINGS LTD MICHAEL KORS HOLDINGS LTD TESLA MOTORS INC FEDERATED GOVERNMENT OBLIG 5 MONSTER BEVERAGE CORP MONSTER BEVERAGE CORP MONSTER BEVERAGE CORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FMC TECHNOLOGIES INC FMC TECHNOLOGIES INC s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s 5/11/2015 5/11/2015 5/12/2015 5112/2015 5/12/2015 5/13/2015 5/13/2015 5113/2015 5/14/2015 5/14/2015 5/14/2015 5/15/2015 5/18/2015 5/20/2015 5/20/2015 5/20/2015 5/21/2015 5/21/2015 5/2212015 5/2212015 5/26/2015 5/26/2015 5/27/2015 5/27/2015 5/28/2015 5/28/2015 5/29/2015 5/29/2015 6/1/2015 6/1/2015 6/2/2015 6/212015 6/3/2015 6/4/2015 6/4/2015 6/4/2015 6/10/2015 6/15/2015 5)1512015 6/15/2015 6/15/2015 6/16/2015 6/17/2015 6/18/2015 6/19/2015 612212015 6122/2015 6122/2015 -185.0000 • 618 0000 -1,850 0000 • 280.0000 • 880.0000 • 553,894.7800 • 310.0000 • 849.0000 • 128, 110.9000 • 310.0000 • 2,491 0000 • 930 0000 • 47,520 8600 • 6,773.9000 • 7'.3 0000 • 138 0000 • 802 0000 • 1, 123.0000 • 542.0000 • 101 0000 -154,088.1700 • 701.0000 • 2,234 0000 • 437.0000 • 56, 119 0900 • 4,355 0000 • 2,239 0000 • 689 0000 • 2,351.0000 • 844 0000 -1,181 0000 -1,412.0000 • 753.0000 • 2,481.0000 • 408 0000 • 156 0000 -1,010.0000 • 246,090.7000 643.0000 56.0000 • 699.0000 • 235,976.2100 • 72,397 5200 • 74,345.1700 • 50,309.9400 • 57,217 0100 • 24.0000 • 141 0000 SD SD SW s s s s s s s Base Amount 220,684.02 32,758 33 64,793.57 24,685 43 46,172.39 553,894.78 27,13513 44,704.71 128,110.90 27,372.68 129,909 48 48,300 61 47,520 86 6,773.90 4,949.37 9,385 45 55,653.20 77,458 95 37,389.99 6,969 11 154,088.17 48,030.93 103,171.59 20,491.47 56,119.09 201,231.26 103,282.26 31,860 63 111,605 55 39,990.01 57,105 49 68,761.15 36,689.25 121,43576 19,782.90 7,610.45 253,409.68 246,090.70 000 0.00 0.00 235,976.21 72,397 52 74,34517 50,309.94 57,217.01 1,001 40 5,878 74 Base Cost Base Investment Gain/Loss -93,349.38 -24,441 41 -70,696.83 -23,162.38 -34,803.29 -553,894. 78 -24,427.87 -33,577 27 -128, 110.90 -23,779 02 -98,517.06 -36,780.75 -47,520 86 -6,773.90 -5,556 66 -10,504.38 -60,221.16 -83,54412 -40,303.88 -7,510 50 -154,088.17 -52,127.35 -105,109.15 -20,539.00 -56, 119.09 -204,685.00 -105,233.00 -32,383 00 -110,497.00 -39,668.00 -55,452.86 -66,184 61 -34,765.28 -112,288 32 -17,610.38 -6,728 34 -157,560.19 -246,090 70 81,592.01 7,223.76 -88,815 77 -235,976.21 -72,397.52 -74,345.17 -50,309.94 -57,217.01 -1,044.47 -6,136.24 127,334 64 8,316 92 -5,903 26 1,523.05 11,369.10 0.00 2,707.26 11,127 44 000 3,593.66 31,392.42 11,519.86 0.00 0.00 -607.29 -1, 118.93 -4,567.96 -6,085 17 -2,913.89 -541.39 0.00 -4,096.42 -1,937.56 -47 53 0.00 -3,453.74 -1,950.74 -522.37 1,108.55 322 01 1,652 63 2,576 54 1,923.97 9,147 44 2,172 52 882.11 95,84949 0.00 81,592.01 7,223.76 ·88,815 77 0.00 000 000 000 0.00 -43 07 -257.50 • • I Reporting Account MYmlHtC I I\.) -..J w I LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 Mellon Security ID Security Description 1 Transaction Code Trade Ex Date Shares 90184L102 30249U101 90184L102 30249U101 90184L102 996192472 90184L102 452327109 452327109 30249U101 30249U101 90184L102 30249U101 30249U101 30249U101 30249U101 30249U101 30249U101 996192472 30249U101 30249U101 996192472 996192472 452327109 30249U101 452327109 452327109 452327109 30249U101 452327109 30249U101 452327109 740189105 30249U101 452327109 740189105 30249U101 996192472 30249U101 740189105 30249U101 740189105 996192472 30249U101 740189105 740189105 30249U101 740189105 TWITTER INC FMC TECHNOLOGIES INC TWITTER INC FMC TECHNOLOGIES INC TWITTER INC FEDERATED GOVERNMENT OBLIG 5 TWITTER INC ILLUMINA INC ILLUMINA INC FMC TECHNOLOGIES INC FMC TECHNOLOGIES INC TWITTER INC FMC TECHNOLOGIES INC FMC TECHNOLOGIES INC FMC TECHNOLOGIES INC FMC TECHNOLOGIES INC FMC TECHNOLOGIES INC FMC TECHNOLOGIES INC FEDERATED GOVERNMENT OBLIG 5 FMC TECHNOLOGIES INC FMC TECHNOLOGIES INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 ILLUMINA INC FMC TECHNOLOGIES INC ILLUMINA INC ILLUMINA INC ILLUMINA INC FMC TECHNOLOGIES INC ILLUMINA INC FMC TECHNOLOGIES INC ILLUMINA INC PRECISION CASTPARTS CORP FMC TECHNOLOGIES INC ILLUMINA INC PRECISION CASTPARTS CORP FMC TECHNOLOGIES INC FEDERATED GOVERNMENT OBLIG 5 FMC TECHNOLOGIES INC PRECISION CASTPARTS CORP FMC TECHNOLOGIES INC PRECISION CASTPARTS CORP FEDERATED GOVERNMENT OBLIG 5 FMC TECHNOLOGIES INC PRECISION CASTPARTS CORP PRECISION CASTPARTS CORP FMC TECHNOLOGIES INC PRECISION CASTPARTS CORP s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s 6/22/2015 6/23/2015 6/23/2015 6/23/2015 6/23/2015 6/23/2015 6/23/2015 6/24/2015 6/24/2015 6/24/2015 6/24/2015 6/24/2015 6/25/2015 6/26/2015 6/26/2015 6/26/2015 6/26/2015 6/26/2015 6/2912015 6/29/2015 6/29/2015 6/30/2015 7/1/2015 7/1/2015 7/1/2015 7/112015 7/2/2015 7/2/2015 7/212015 7/2/2015 7/2/2015 7/2/2015 7/6/2015 7/6/2015 7/6/2015 71712015 71712015 7/8/2015 7/8/2015 7/8/2015 7/912015 7/9/2015 7/9/2015 7/1012015 7/10/2015 7/10/2015 7/10/2015 7/10/2015 - 6,597.0000 - 51 0000 - 12,691.0000 - 271 0000 - 3,237 0000 - 47,408.2700 - 12,006 0000 -434.0000 - 36 0000 - 130 0000 - 3 0000 - 3,146.0000 - 65.0000 - 285 0000 - 30 0000 - 2.0000 -64 0000 -19.0000 - 68,951 9500 -15 0000 - 120 0000 - 153, 798 4600 - 360,270.1900 -65.0000 -17,664 0000 -48.0000 - 201.0000 - 64 0000 - 789 0000 - 36.0000 - 300 0000 - 34 0000 - 191.0000 - 177.0000 -102.0000 -1,057.0000 - 2,370.0000 - 316,045.3800 - 1, 184.0000 - 517.0000 - 822.0000 - 991.0000 - 156,314 1000 - 3,261 0000 - 388 0000 -1,162 0000 -1,489 0000 -160.0000 Base Amount 235,070.53 2,15544 450,102.14 11,377.07 115,534.82 47,408.27 424,333 44 95,864.45 7,943.95 5,502 53 126.80 110,635 86 2,739.72 11,969.34 1,247 07 8410 2,656 37 790.12 68,951 95 614.60 4,886.31 153,798.46 360,270.19 14,334.91 713,965.73 10,557 64 44,447.32 14,130.83 31,425.13 7,940.66 11,943 65 7,515.39 37,337 61 6,908.98 22,441.40 205,985.95 90,539.44 316,045.38 44,102 00 99,877.29 30,857.15 192,302.69 156,314.10 122,154.16 74,370.63 222,172.17 55,478.07 31,001.32 Base Cost Base Investment Gain/Loss -316,234.03 -2,219 49 -601,600.47 -11,793 77 -119, 101.26 -47,408.27 -482,475 07 -65,135 70 -5,398.73 -5,657.53 -130 56 -115,309.08 -2,828 76 -12,403 04 -1,305 58 -87.04 -2,785 24 -826.87 -68,951.95 -652 79 -5,222 33 -153,798 46 -360,270.19 -9,747 71 -762,675.18 -7,198.31 -30, 142.93 -9,597.75 -31,311 63 -5,398.73 -11,757.40 -5,096.19 -27,011.54 -6,902.11 -15,273.55 -149,482 74 -91,826.34 -316,045.38 -45,860.58 -73,115.02 -31,839.02 -140, 148.91 -156,314.10 -126,310.27 -54,721.39 -163,377 84 -57,674 33 -22,216.91 -81, 163 50 -64.05 -151,498.33 -416 70 -3,566.44 0.00 -58,141.63 30,728.75 2,545.22 -155 00 -3.76 -4,673 22 -89.04 -433 70 -58.51 -2 94 -128.87 -36.75 000 -38 19 -336.02 000 0.00 4,587.20 -48,709.45 3,359 33 14,304.39 4,533.08 113.50 2,541.93 186.25 2,419.20 10,326.07 6.87 7,167.85 56,503.21 -1,286 90 000 -1,758.58 26,762.27 -981.87 52,153 78 0.00 -4, 156.11 19,649.24 58,794 33 -2,196.26 8,784.41 • • Reporting Account Mellon Security ID Security Description 1 Transaction Code Trade Ex Date Shares Base Amount 151020104 151020104 151020104 151020104 042068106 996192472 996192472 996192472 042068106 042068106 042068106 996192472 996192472 30303M102 30303M102 023135106 023135106 30303M102 30303M102 023135106 023135106 996192472 056752108 056752108 056752108 056752108 056752108 996192472 056752108 056752108 056752108 056752108 056752108 61174X109 61174X109 61174X109 996192472 61174X109 61174X109 996192472 61174X109 996192472 996192472 996192472 996192472 996192472 127097103 127097103 CELGENE CORP CELGENE CORP CELGENE CORP CELGENE CORP ARM HOLDINGS PLC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 ARM HOLDINGS PLC ARM HOLDINGS PLC ARM HOLDINGS PLC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FACEBOOK INC FACEBOOK INC AMAZON COM INC AMAZON COM INC FACEBOOK INC FACEBOOK INC AMAZON.COM INC AMAZON COM INC FEDERATED GOVERNMENT OBLIG 5 BAIDU INC BAIDU INC BAIDU INC BAIDU INC BAIDU INC FEDERATED GOVERNMENT OBLIG 5 BAIDU INC BAIDU INC BAIDU INC BAIDU INC BAIDU INC MONSTER BEVERAGE CORP MONSTER BEVERAGE CORP MONSTER BEVERAGE CORP FEDERATED GOVERNMENT OBLIG 5 MONSTER BEVERAGE CORP MONSTER BEVERAGE CORP FEDERATED GOVERNMENT OBLIG 5 MONSTER BEVERAGE CORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 CABOT OIL & GAS CORP CABOT OIL & GAS CORP s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s 7/15/2015 7/15/2015 7/15/2015 7/15/2015 7,16/2015 7/17/2015 7/20/2015 7/2212015 7/2212015 7/2212015 7/2212015 7/23/2015 7/24/2015 7/24/2015 7124/2015 7/24/2015 7/24/2015 7/24/2015 7/24/2015 7/24/2015 7127/2015 7/28/2015 7/28/2015 7/28/2015 7/28/2015 7/29/2015 7/29/2015 7/30/2015 7/30/2015 7/30/2015 7/30/2015 7/31/2015 7/31/2015 8/4/2015 8/4/2015 8/4/2015 8/5/2015 8/5/2015 8/5/2015 8/6/2015 8/6/2015 8/7/2015 8/11/2015 8/1212015 8/14/2015 8/1712015 8/24/2015 8/24/2015 - 1,036.0000 -108 0000 - 332 0000 - 284 0000 - 5,440 0000 - 29,633.3800 - 65,442.6100 - 96, 794 4000 - 4,209.0000 - 2,869.0000 - 5,021 0000 - 310,857.6300 - 19,347 6800 -120.0000 -48 0000 - 59.0000 - 131.0000 - 88 0000 -234 0000 - 391 0000 - 309.0000 - 58,953.0600 - 246 0000 -697 0000 -125.0000 - 553 0000 - 728.0000 - 44,620 3900 -486 0000 - 2,388.0000 - 539.0000 - 2,156 0000 - 186 0000 -4.0000 - 347.0000 - 252.0000 - 80,012.6900 - 265 0000 - 717 0000 - 227,587 0500 - 55 0000 - 219,885 7400 - 718,668 7600 - 166,562 6700 - 51,542.8500 - 37,857.7800 -11,311 0000 - 8,777 0000 137,826 59 14,512 79 44,694 67 38,085 76 258,201 58 29,633.38 65,442 61 96,794 40 197,404.95 130,973.44 233,451.04 310,857.63 19,347 68 11,638.06 4,660.72 31,528.32 69,745 15 8,533.64 22,692.74 211,837 44 165,743 38 58,953 06 40,609 77 114,650.00 20,602 95 93,308.62 123,010 22 44,620 39 84,466.36 416,926.61 92,997.99 374,497 41 32,453.61 613 65 53,036.65 38,288.40 80,012 69 40,390.68 110,116 34 227,587.05 8,304.43 219,885 74 718,668.76 166,562.67 51,542.85 37,857.78 256,201.86 198,661.98 ~umblc I (\.) ...J """I LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 LHBF20050002 Base Cost Base Investment I LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 Transaction Code Trade Ex Date Shares 1/5/2015 1/5/2015 1/6/2015 1/6/2015 117/2015 117/2015 1/8/2015 1/8/2015 1/9/2015 1/9/2015 1/9/2015 1/12/2015 1/12/2015 1/12/2015 1/12/2015 1/13/2015 1/13/2015 1/14/2015 1/21/2015 1/21/2015 1/22/2015 1/22/2015 1/23/2015 1/26/2015 1/26/2015 1/27/2015 1/28/2015 1/28/2015 2/2/2015 2/3/2015 2/4/2015 2/5/2015 2/6/2015 2/9/2015 2/9/2015 2/10/2015 2/11/2015 2/11/2015 2/12/2015 2/12/2015 2/13/2015 2/18/2015 2/18/2015 2/19/2015 2/19/2015 2/19/2015 2/19/2015 2/20/2015 - 2,440.0000 - 780.0000 - 790.0000 -660.0000 - 770.0000 - 3,050.0000 - 54,294 2600 - 2,390.0000 -14,407.1800 - 375.0000 - 1, 769.0000 - 882.0000 - 270.0000 - 40.0000 -1,010 0000 - 46,326.8500 - 540.0000 - 510.0000 - 1,430.0000 - 3, 150.0000 - 1,310.0000 - 43, 146 5300 - 250 0000 -420 0000 - 1,570 0000 -1,190.0000 - 81,293 7500 - 740.0000 - 2,485.6400 - 36,607 7600 - 8,580.0000 - 77,053.0000 - 1,760.0000 - 22,840 4300 - 1, 770.0000 - 11,736 2500 - 1,280.0000 - 580.0000 - 2,575 5200 - 1,060 0000 - 1,290.0000 -1,760 0000 - 780 0000 -1,820 0000 - 30 0000 - 2,440.0000 - 850.0000 - 83,430 3900 Base Amount 59,301.17 27,913 47 18,956.10 42,732 66 40,966.56 73,263.03 54,294.26 59,775 92 14,407.18 9,207.47 43,800 53 21,444.46 11,565 54 1,717.76 31,104 79 46,326.85 23,710.44 46,057.74 20,194.30 78,238 28 45,777 72 43,146 53 6,17429 38, 161.~7 38,189 09 30,171.54 81,293 75 71,176.36 2,485 64 36,607.76 103,646.67 77,053.00 77,367.70 22,840.43 77,908.89 11,736.25 56, 111 09 51,635.11 2,575.52 85,638 26 56,890.79 77,755.36 19,889.71 46,864 49 348.29 28,157 08 21,568.35 83,430.39 Base Cost Base Investment <;a In/Loss -71,262.87 -19,616 06 -21,393.36 -30,721 28 -27,654.69 -81,951.81 -54,294 26 -53,141.79 -14,407.18 -7,739.97 -36,224.83 -17,977.20 -7,740.34 -1, 146.18 -20,274.94 -46,326.85 -8,600 91 -33,085.78 -12,806.08 -41,248 02 -31,244.39 -43,146.53 -7,604 68 -29,404.96 -45,829 35 -31,517.72 -81,293.75 -31,499 29 -2,485.64 -36,607.76 -88,081 99 -77,053.00 -58,193.99 -22,840 43 -52,679.50 -11,736 25 -25,003 97 -39,247.23 -2,575.52 -70,167.00 -20,647.00 -27,537 52 -9, 191.76 -49,482.04 -309.93 -24,370 87 -9,651 50 -83,430 39 ·11,961.70 8,297.41 -2,437.26 12,011.38 13,311.87 -8,688.78 0.00 6,634.13 0.00 1,467.50 7,575 70 3,467.26 3,825.20 571 58 10,829 85 000 15,109.53 12,971.96 7,388.22 36,990.26 14,533.33 000 -1,430.39 8,756.31 -7,640.26 -1,346.18 0.00 39,677 07 0.00 0.00 15,564 68 0.00 19,173.71 0.00 25,229.39 0.00 31,107.12 12,387.88 0.00 15,471 26 36,243.79 50,217.84 10,697.95 -2,617.55 38.36 3,786 21 11,916.85 0.00 • • : Reporting Account HumlHlc I l\J (X) -..J I LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 Mellon Security ID Security Description 1 Transaction Code Trade Ex Date Shares Base Amount 68557K109 996192472 584045108 584045108 759916109 73179V103 996192472 73179V103 233153204 64115T104 73179V103 996192472 73179V103 68557K109 73179V103 996192472 996192472 996192472 759916109 996192472 89469A104 562750109 996192472 477143101 89469A104 64115T104 89469A104 584045108 G0464B107 835916503 996192472 343873105 816300107 89469A104 75689M101 26884U109 996192472 G0464B107 N07831105 000361105 000957100 001228105 00163U106 003830106 00484M106 00738A106 01449J105 02208R106 ORBITZ WORLDWIDE INC FEDERATED GOVERNMENT OBLIG 5 MEDASSETS INC MEDASSETS INC REPLIGEN CORP POLYPORE INTERNATIONAL INC FEDERATED GOVERNMENT OBLIG 5 POLYPORE INTERNATIONAL INC OCT INDUSTRIAL TRUST INC NETSCOUT SYSTEMS INC POLYPORE INTERNATIONAL INC FEDERATED GOVERNMENT OBLIG 5 POLYPORE INTERNATIONAL INC ORBITZ WORLDWIDE INC POLYPORE INTERNATIONAL INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 REPLIGEN CORP FEDERATED GOVERNMENT OBLIG 5 TREEHOUSE FOODS INC MANHATTAN ASSOCIATES INC FEDERATED GOVERNMENT OBLIG 5 JETBLUE AIRWAYS CORP TREEHOUSE FOODS INC NETSCOUT SYSTEMS INC TREEHOUSE FOODS INC MEDASSETS INC ARGO GROUP INTERNATIONAL HOLDI SONUS NETWORKS INC FEDERATED GOVERNMENT OBLIG 5 FLUSHING FINANCIAL CORP SELECTIVE INSURANCE GROUP INC TREEHOUSE FOODS INC RED ROBIN GOURMET BURGERS INC EPR PROPERTIES FEDERATED GOVERNMENT OBLIG 5 ARGO GROUP INTERNATIONAL HOLDI AVG TECHNOLOGIES NV MR CORP ABM INDUSTRIES INC AG MORTGAGE INVESTMENT TRUST I AMAG PHARMACEUTICALS INC ABRAXAS PETROLEUM CORP ACORDA THERAPEUTICS INC ADTRANINC ALERE INC ALTRA INDUSTRIAL MOTION CORP s s s s s s s s s s s s s s s s s s s s s s s s s s s s 2/20/2015 2/2312015 2/23/2015 2/23/2015 2/23/2015 2/25/2015 2/27/2015 2/27/2015 3/2/2015 3/2/2015 3/2/2015 3/3/2015 3/4/2015 3/4/2015 3/6/2015 3/10/2015 3/1212015 3/13/2015 3/13/2015 3/16/2015 3/16/2015 3/16/2015 3/17/2015 3/17/2015 3/1712015 3/18/2015 3/18/2015 3/19/2015 3/23/2015 3/24/2015 3/25/2015 3/25/2015 3/25/2015 3/25/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 - 8,350 0000 - 80,319.8900 -1,120.0000 - 1,250 0000 - 2,400 0000 - 1, 180.0000 - 58,049 0100 - 1,330 0000 - 1,400.0000 -1,440 0000 - 1,330.0000 - 53,546.0300 -1,660 0000 - 6,770 0000 - 1,650.0000 - 59,597 5100 - 11,584 4800 - 157,554 1600 - 4,630.0000 - 36,759.6500 - 710.0000 - 1,100 0000 - 26,287 0200 - 2,450.0000 -450 0000 - 2,432 0000 -470.0000 - 4,975.0000 - 0.4000 -11,418.0000 -41,1741300 -2,160 0000 - 880.0000 - 930.0000 - 380.0000 - 520.0000 -69,1813100 -930 0000 - 1,740.0000 - 1,650.0000 - 1,310 0000 - 20 0000 - 1, 180.0000 - 1,640.0000 -1,180.0000 - 2,810 0000 - 2,090 0000 - 1,470.0000 96,52672 80,319 89 22,200 45 24,810 79 61,800.78 70,145.33 58,049 01 78,994.56 50,376.25 58,167.72 78,923 67 53,546.03 97,976.70 78,259.75 97,361.07 59,597.51 11,584.48 157,554 16 144,015 80 36,759.65 60,575.16 57,902.60 26,287.02 47,059.96 38,458.27 101,980.39 39,975.67 95,898.82 20.06 110,866.73 41,17413 43, 185.81 25,768.74 78,597 40 31,583 38 30,757.53 69,181.31 45,721.76 36,776.13 53,536.06 41,312.83 371.24 61,432.02 5,170.00 38,981.88 52,086 04 96,909.21 38,790.08 S s s s s s S s s S s s s S s s s s s s Base Cost Base Investment Gain/Loss -69,668 09 -80,319.89 -23,360.05 -21,511.62 -25,789.80 -53,115.25 -58,049.01 -56,009.28 -42,668 34 -33,682.14 -48,337 58 -53,546.03 -58,567 99 -52,458 13 -57,112.44 -59,597.51 -11,584.48 -157,554.16 -47,378 20 -36,759.65 -46,852.58 -7, 113.83 -26,287 02 -22,251.88 -29,651.83 -49,590 10 -30,940 43 -84,299.34 -12.73 -221,155.83 -41,174.13 -45,204 67 -24,589.54 -60,432.20 -29,307.61 -28,005.45 -69, 181.31 -25,649.37 -34,911.88 -50,867.58 -35,345.07 -390 11 -28,208.39 -9,240.42 -43,668.20 -74,918 85 -75,058.24 -39,565.77 26,858 63 0 00 -1, 159.60 3,29917 36,010 98 17,030 08 0 00 22,985.28 7,707 91 24,485 58 30,586.09 0.00 39,408 71 25,801.62 40,24863 0 00 000 000 96,637.60 000 13,722.58 50,788 77 0.00 24,808.08 8,806.44 52,390 29 9,035.24 11,599.48 7.33 -110,289.10 0.00 -2,018 86 1, 179.20 18,165.20 2,275 77 2,752.08 0.00 20,072.39 1,864.25 2,668.48 5,967.76 -18 87 33,223.63 -4,070.42 -4,686.32 -22,832.81 21,850.97 -775.69 • • Reporting Account Mellon Security ID Security Description 1 025676206 035290105 03762U105 03937C105 05379B107 06652V208 067806109 089302103 092113109 101119105 110394103 12621E103 13100M509 132011107 149150104 150602209 159864107 163072101 168905107 18538R103 207410101 212485106 216831107 21988R102 232577205 233153204 248019101 286082102 290840100 29275Y102 298736109 313855108 32055Y201 343873105 36162J106 36237H101 378967103 379577208 388689101 393657101 40418F108 404251100 404303109 405024100 410120109 410495204 421924309 42330P107 AMERICAN EQUITY INVESTMENT LIF s S ANIXTER INTERNATIONAL lNC APOLLO COMMERCIAL REAL ESTATE S ARCBEST CORP s AVISTA CORP s BANNER CORP BARNES GROUP INC s BIG LOTS INC s BLACK HILLS CORP BOSTON PRIVATE FINANCIAL HOLDI BRISTOW GROUP INC s CNO FINANCIAL GROUP INC CALIX INC s CAMBREX CORP s CATHAY GENERAL BANCORP s CEDAR REALTY TRUST INC s CHARLES RIVER LABORATORIES INT S CHEESECAKE FACTORY INC/THE s CHILDREN'S PLACE INC/THE s CLEARWATER PAPER CORP s CONMEDCORP s CONVERGYS CORP s COOPER TIRE & RUBBER CO s CORPORATE EXECUTIVE BOARD COfT S CYNOSURE INC s OCT INDUSTRIAL TRUST INC DELUXE CORP s ELECTRONICS FOR IMAGING INC s EMCOR GROUP INC s ENERSYS s EURONET WORLDWIDE INC s FEDERAL SIGNAL CORP s FIRST INTERSTATE BANCSYSTEM IN S FLUSHING FINANCIAL CORP s GEO GROUP INC/THE s G-111 APPAREL GROUP LTD s GLOBAL CASH ACCESS HOLDINGS IN S GLOBUS MEDICAL INC s GRAPHIC PACKAGING HOLDING CO s GREENBRIER COS INC/THE s HFF INC s HNI CORP s HSN INC s HAEMONETICS CORP s HANCOCK HOLDING CO. s HANMI FINANCIAL CORP s HEALTHSOUTH CORP s HELIX ENERGY SOLUTIONS GROUP I S ~um bile I l\J 00 00 I LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 Transaction Code s s s s s Trade Ex Date Shares 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3J26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 - 2,820.0000 - 720.0000 - 2,740 0000 - 1,330 0000 - 1,320.0000 - 1, 100.0000 - 1,630.0000 - 990.0000 - 990 0000 - 5,040.0000 - 500 0000 - 3,780.0000 - 550 0000 - 510.0000 - 2,020 0000 - 6,710 0000 - 1,Q70 0000 - 1,370 0000 - 790.0000 -1,050 0000 - 700 0000 - 3,320.0000 -1,420 0000 - 650 0000 - 1, 170.0000 - 1,960.0000 - 1,610 0000 - 1,940.0000 - 1,620 0000 - 1,130 0000 -1,180 0000 - 2,420.0000 - 1,620.0000 - 1,900.0000 - 840.0000 - 330.0000 - 4,080.0000 -2,110.0000 - 6,620.0000 - 430.0000 - 1,470 0000 - 1,020.0000 - 1,000.0000 -1,150 0000 - 560 0000 - 1,560.0000 - 2,380 0000 - 1,420.0000 Base Amount 80,178.17 53,943 20 47,880.88 49,252.04 43,746.10 48,862.86 64,643.14 48,837.68 49,717.07 59,980.43 27,140.75 63,717.15 4,573.76 17,313.26 55,575 03 49,492 04 82,910.73 65,650.14 49,224 06 66,843.86 34,661.12 73,114.01 57,760.70 50,18518 35,299.30 67,113.67 104,670.77 78,510 93 74,221 85 71,471.06 67,090.14 38,516 49 42,484.52 37,393.02 36,390.06 36,109 44 30,303.23 49,914 92 94,217.41 24,039 64 53,490 25 53,976 99 66,896 26 49,600.99 16,234 88 31,640.73 104,014.55 20,486.53 Base Cost Base Investment Gain/Loss -70,494.47 -41,735 67 -48,552.11 -53,032.81 -28,682.90 -47,503.51 -62,028 17 -49,232.14 -50,249.43 -44,060 78 -40,221 55 -68,663.11 -7,420.00 -12,066.50 -51,397 07 -49,857 16 -64,620.16 -53,016.59 -36,039.68 -74,019 48 -16,549.38 -62,457.48 -47,868.34 -42,068.59 -35,955.45 -54,390.77 -41,351.43 -69,046 20 -71,570 82 -34,193.48 -47,554 94 -32,709 87 -47,550.77 -29,581.28 -29,839.29 -12,030.52 -29,086.14 -49,128.94 -50,620 81 -9,554 34 -36,969 72 -38,521 89 -57,792 51 -42,780 01 -19,729 48 -38,670.74 -69,023.34 -31,31540 9,683.70 12,207.53 -671.23 -3,780.77 15,063.20 1,359 35 2,614.97 -394.46 -532.36 15,919.65 -13,080 80 -4,945.96 -2,846.24 5,246.76 4, 177 96 -365.12 18,290 57 12,633.55 13,184.38 -7,175.62 18,111.74 10,656 53 9,892.36 8, 116.59 -656.15 12,722.90 63,319 34 9,464.73 2,651.03 37,277.58 19,535.20 5,806.62 -5,066 25 7,811 74 6,550.77 24,078 92 1,217 09 785.98 43,596 60 14,485 30 16,520 53 15,45510 9,103.75 6,820.98 -3,494.60 -7,030.01 34,991.21 -10,828.87 • • Reporting Account Mellon Security ID Security Description 1 431284108 449172105 44930G107 45665G303 456650103 45765U103 457780107 45824V209 466032109 477143101 48123V102 493732101 536797103 537008104 54142L109 556269108 562750109 57060D108 57164Y107 577933104 594972408 603158106 60855R100 64126X201 670704105 670872100 680033107 68554V108 690070107 69349H107 69360J107 698813102 699462107 705573103 720279108 723460104 727493108 73172K104 73179P106 737630103 739276103 743606105 74965L101 801056102 808194104 816300107 816850101 835451105 HIGHWOODS PROPERTIES INC s HYSTER-YALE MATERIALS HANDLING S ICU MEDICAL INC s INFINITY PHARMACEUTICALS INC s INFINITY PROPERTY & CASUALTY C s INSIGHT ENTERPRISES INC s INSPERITY INC s INSYS THERAPEUTICS INC s J&J SNACK FOODS CORP s JETBLUE AIRWAYS CORP s J2 GLOBAL INC s KFORCE INC s LITHIA MOTORS INC s LITTELFUSEINC s LOGMEIN INC s STEVEN MADDEN LTD s MANHATTAN ASSOCIATES INC s MARKETAXESS HOLDINGS INC s MARRIOTT VACATIONS WORLDWIDE CS MAXIMUS INC s MICROSTRATEGY INC s MINERALS TECHNOLOGIES INC s MOLINA HEALTHCARE INC s NEUSTARINC s NUVASIVE INC s OM GROUP INC s OLD NATIONAL BANCORP/IN s ORASURE TECHNOLOGIES INC s OUTERWALL INC s PNM RESOURCES INC s PS BUSINESS PARKS INC s PAPA JOHN'S INTERNATIONAL INC s PAREXEL INTERNATIONAL CORP s PEGASYSTEMS INC s PIER 1 IMPORTS INC s PINNACLE FINANCIAL PARTNERS IN s PLANTRONICS INC s POLYCOM INC s POLYONE CORP s POTLATCH CORP s POWER INTEGRATIONS INC s PROSPERITY BANCSHARES INC s RLJ LODGING TRUST s SANMINA CORP s A SCHULMAN INC s SELECTIVE INSURANCE GROUP INC s SEMTECH CORP s SONIC CORP s ~umbttc I N 00 ID I LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 Transaction Code Trade Ex Date Shares Base Amount 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/2612015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 -1,460 0000 - 840.0000 - 510.0000 - 1,420. 0000 - 280.0000 - 2,950 0000 -430 0000 -1,130.0000 - 240.0000 - 5,280 0000 -1,140 0000 - 2,300.0000 - 850 0000 -140.0000 - 960 0000 - 1,590 0000 - 2,020 0000 -970.0000 -1,110.0000 - 840 0000 -190 0000 -1,010 0000 - 2,000.0000 - 2,760 0000 - 2,770 0000 - 1,500.0000 - 4,840.0000 - 3,900 0000 - 510.0000 - 2,200.0000 • 540.0000 • 1,610.0000 - 1,490.0000 -2,390 0000 • 2,670 0000 -1,420 0000 • 500 0000 - 2,660.0000 • 2,270.0000 -470.0000 - 500.0000 • 820.0000 - 2,090.0000 - 2,140.0000 - 1,400.0000 - 1,850.0000 -1,090 0000 - 3,040.0000 65,695.29 60,304 76 45,940 20 20,067 64 22,745.69 80,434.98 21,930.66 61,864 55 25,067 53 97,535 64 75,576.27 50,236 82 80,266.65 13,573.70 52,210 07 59,516.57 97,942 54 80,948.40 87,581.70 53,151.11 31,566.88 72,654 72 127,154.66 60,683 55 121,788 83 44,012 93 66,669 29 24,617.12 33,311.66 62,205.39 44,343.82 98,736.58 99,293 55 50,339.64 37,493 04 61,476.34 26,660.75 34,801.19 83,730.57 18,501.90 25,953.77 42,160.83 63,947.17 50,335.72 62,698.40 53,320.08 29,240.99 95,930.29 Base Cost Base lrwestment Gain/Loss -61,678.28 -85,406 62 -45, 163.71 -23,796 93 -20,947 83 -35,058 34 -14,509.24 -50,307.91 -20,642.40 -47,762 43 -57,162 75 -46,540 72 -57,239.24 -10,381.59 -31,433 42 -57,548.32 -13,026.12 -41,617 31 -54,621 43 -23,134.99 -32,219.00 -47,926.13 -91,068.38 -73,115 71 -80,881.11 -49,456.38 -66,512.97 -26,820 38 -32,083 15 -53,159.01 -45,775.54 -34,275.09 -36,789 55 -54,159.48 -55,792.67 -51,726.50 -13,032 91 -34,419.19 -97,370.26 -19,952.02 -26,784.55 -32,871.42 -49,756.42 -27,377.51 -58,611 62 -47,656.37 -28,017.41 -41,064.09 4,017 01 -25, 101.86 776.49 -3,729 29 1,797 86 45,376.64 7,421.42 11,556.64 4,425.13 49,773 21 18,413.52 3,696.10 23,027 41 3,19211 20,776.65 1,968.25 84,916.42 39,331.09 32,960.27 30,01612 -652 12 24,728.59 36,086.28 -12,432.16 40,907 72 -5,443.45 156.32 -2,203.26 1,228.51 9,046.38 -1,431.72 64,461.49 62,504.00 -3,819 84 -18,299 63 9,749.84 13,627.84 382.00 -13,639.69 -1,450.12 -830.78 9,289.41 14,190.75 22,958.21 4,086 78 5,663.71 1,223.58 54,866.20 • • Reporting Account Mellon Security ID Security Description 1 835898107 84610H108 84763A108 85254C305 852857200 859152100 860630102 861642106 87074U101 871510106 87162W100 874054109 882681109 888706108 896095106 90346E103 904214103 913004107 918790109 92342Y109 92552R406 928298108 929566107 94733A104 947890109 959319104 97717P104 02208R106 02208R106 816300107 996192472 02208R106 816300107 996192472 996192472 996192472 477143101 477143101 816300107 816300107 816300107 996192472 996192472 26884U109 477143101 26884U109 343873105 477143101 SOTHEBY'S s SOVRAN SELF STORAGE INC s SPECTRUM PHARMACEUTICALS INC STAGE STORES INC STAMPS.COM INC s STERISCORP STIFEL FINANCIAL CORP s STONE ENERGY CORP s SWIFT TRANSPORTATION CO SYMETRA FINANCIAL CORP s SYNNEX CORP s TAKE-TWO INTERACTIVE SOFTWARE S TEXAS ROADHOUSE INC s TIVO INC s TRICO BANCSHARES s US SILICA HOLDINGS INC UMPOUA HOLDINGS CORP s UNITED STATIONERS INC VAIL RESORTS INC s VERIFONE SYSTEMS INC s VIAD CORP VISHAY INTERTECHNOLOGY INC WABASH NATIONAL CORP s WEB.COM GROUP INC WEBSTER FINANCIAL CORP WESTERN REFINING INC WISDOMTREE INVESTMENTS INC ALTRA INDUSTRIAL MOTION CORP s ALTRA INDUSTRIAL MOTION CORP s SELECTIVE INSURANCE GROUP INC s FEDERATED GOVERNMENT OBLIG 5 s ALTRA INDUSTRIAL MOTION CORP s SELECTIVE INSURANCE GROUP INC s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s JETBLUE AIRWAYS CORP s JETBLUE AIRWAYS CORP s SELECTIVE INSURANCE GROUP INC SELECTIVE INSURANCE GROUP INC s SELECTIVE INSURANCE GROUP INC s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s EPR PROPERTIES s JETBLUE AIRWAVS CORP s EPR PROPERTIES s FLUSHING FINANCIAL CORP s JETBLUE AIRWAYS CORP s Humble I "-.I ID 0 I LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 Transaction Code s s s s s s s s s s s s s Trade Ex Date Shares Base Amount 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/27/2015 3/27/2015 3/30/2015 3/30/2015 3/30/2015 3/31/2015 4/6/2015 417/2015 417/2015 417/2015 417/2015 4/8/2015 4/9/2015 4/10/2015 4/13/2015 4/15/2015 4/16/2015 4/21/2015 4/22/2015 4/23/2015 - 1,230.0000 - 600.0000 - 5,250.0000 - 1,080.0000 - 290.0000 -1,520 0000 -1,260 0000 - 2,300 0000 -1,910 0000 - 2,830.0000 -1,010.0000 - 2,560.0000 - 2,630 0000 - 3,520.0000 - 840 0000 - 810.0000 - 3,690 0000 -800 0000 - 100.0000 - 2,280 0000 - 1,130 0000 - 4,580 0000 - 1,590.0000 - 2,290 0000 - 2,880.0000 - 290 0000 -2,090 0000 - 250.0000 - 950.0000 - 550.0000 - 19,626.7500 - 2,993.0000 - 770 0000 - 324,960.6300 - 34,725.4000 - 48,554 9200 - 1,610.0000 - 2,090.0000 - 870 0000 - 1,077.0000 - 1,696.0000 - 23,415.4900 - 72,679 4000 - 1,010 0000 - 2,370 0000 -1,090 0000 - 1,420.0000 - 2,750 0000 50,967.06 55,881 47 30,538.68 23,773 06 19,736 45 102,889.48 69,333.24 34,380.22 50,831.99 64,602 33 78,733.90 63,000 70 94,750.04 37,000.85 19,771 97 28,222 79 62,183.83 31,802.77 9,807 06 78,219.66 31,034.64 61,153.78 21,85016 42,102 70 103,807 97 14,340 95 42,816.83 6,578.77 24,934.10 15,794 50 19,626.75 79,203.80 22,538 87 324,960.63 34,725.40 48,554 92 29,913 24 39,03003 25,066 32 31,031.02 48,592.89 23,415.49 72,679 40 59,795.64 46,752.59 64,614 45 28,544 88 54,301 04 Base Cost Base Investment Oaln/Loss -64,484.41 -24,027.08 -45,182 02 -23,249.11 -16,859.15 -60,976 75 -59,249 55 -71,272.03 -26,443.08 -54,344.63 -36,071.51 -51,711.00 -71,794 50 -44,226.38 -20,70818 -33,713.26 -59,150.48 -35,737 15 -8,699 40 -57,679.52 -30,603 60 -63,198 70 -21,603.97 -77,640 36 -70,628.52 -10,961 73 -43,267.67 -6,714 75 -25,498 01 -13,049 80 -19,626.75 -77,137.04 -18,202.03 -324,960 63 -34,725.40 -48,554.92 -14,473.23 -18,698.36 -20,483.86 -25,252 21 -31,309.79 -23,415.49 -72,679 40 -49,738 74 -21,157 70 -50,003 08 -20,472.29 -24,548.26 -13,517.35 31,854 39 ·14,643 34 523.95 2,877 30 41,91273 10,083.69 ·36,891.81 24,388.91 10,257.70 42,662.39 11,289.70 22,955.54 -7,225.53 -936 21 -5,490.47 3,033.35 -3,934.38 1,107.66 20,540.14 431.04 -2,044 92 246.19 ..35,537.66 33,179.45 3,379 22 -450.84 -135.98 -563.91 2,744.70 000 2,066.76 4,336.84 0.00 000 0.00 15,440.01 20,331.67 4,582.46 5,778.81 17,283.10 000 000 10,056 90 25,594.89 14,611 37 8,072 59 29,752.78 • • Reporting Account ttumbic I "'..... \0 I LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LH13F20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 Mellon Security ID Security Description 1 Transaction Code Trade Ex Date Shares Base Amount 00738A106 996192472 26884U109 562750109 996192472 421924309 00738A106 035290105 996192472 035290105 343873105 343873105 216831107 216831107 477143101 388689101 68554V108 68554V108 996192472 035290105 035290105 388689101 388689101 477143101 996192472 388689101 343873105 343873105 996192472 343873105 92342Y109 996192472 343873105 388689101 996192472 996192472 871510106 477143101 871510106 871510106 996192472 871510106 871510106 477143101 216831107 947890109 101119105 216831107 ADTRANINC FEDERATED GOVERNMENT OBLIG 5 EPR PROPERTIES MANHATTAN ASSOCIATES INC FEDERATED GOVERNMENT OBLIG 5 HEALTHSOUTH CORP ADTRANINC ANIXTER INTERNATIONAL INC FEDERATED GOVERNMENT OBLIG 5 ANIXTER INTERNATIONAL INC FLUSHING FINANCIAL CORP FLUSHING FINANCIAL CORP COOPER TIRE & RUBBER CO COOPER TIRE & RUBBER CO JETBLUE AIRWAYS CORP GRAPHIC PACKAGING HOLDING CO ORASURE TECHNOLOGIES INC ORASURE TECHNOLOGIES INC FEDERATED GOVERNMENT OBLIG 5 ANIXTER INTERNATIONAL INC ANIXTER INTERNATIONAL INC GRAPHIC PACKAGING HOLDING CO GRAPHIC PACKAGING HOLDING CO JETBLUE AIRWAYS CORP FEDERATED GOVERNMENT OBLIG 5 GRAPHIC PACKAGING HOLDING CO FLUSHING FINANCIAL CORP FLUSHING FINANCIAL CORP FEDERATED GOVERNMENT OBLIG 5 FLUSHING FINANCIAL CORP VERIFONE SYSTEMS INC FEDERATED GOVERNMENT OBLIG 5 FLUSHING FINANCIAL CORP GRAPHIC PACKAGING HOLDING CO FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 SYMETRA FINANCIAL CORP JETBLUE AIRWAYS CORP SYMETRA FINANCIAL CORP SYMETRA FINANCIAL CORP FEDERATED GOVERNMENT OBLIG 5 SYMETRA FINANCIAL CORP SYMETRA FINANCIAL CORP JETBLUE AIRWA VS CORP COOPER TIRE & RUBBER CO WEBSTER FINANCIAL CORP BOSTON PRIVATE FINANCIAL HOLDI COOPER TIRE & RUBBER CO s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s 4/24/2015 4/27/2015 4/27/2015 4/27/2015 4/28/2015 4/28/2015 4/28/2015 4/28/2015 4/29/2015 4/29/2015 4/29/2015 4/30/2015 5/1/2015 5/1/2015 5/112015 5/4/2015 5/4/2015 5/5/2015 517/2015 517/2015 5/8/2015 5/8/2015 5/13/2015 5/14/2015 5/14/2015 5/14/2015 5/22/2015 5/26/2015 5/27/2015 5/27/2015 5/27/2015 5/28/2015 5/28/2015 5128/2015 6/2/2015 6/4/2015 6/4/2015 6/5/2015 6/5/2015 6/8/2015 6/9/2015 6/10/2015 6/11/2015 6/15/2015 6/16/2015 6/16/2015 6/17/2015 6/17/2015 -4,460 0000 -2,298 2300 -1,097.0000 - 760.0000 - 24,308 0000 - 610 0000 - 4,080.0000 - 580.0000 - 1,375.1000 -620.0000 - 1,430.0000 - 900.0000 - 710.0000 - 250 0000 -1,640 0000 - 2,260 0000 - 2,090.0000 - 5,510 0000 - 37,784.0200 - 340.0000 - 790.0000 - 2,290.0000 - 3,260 0000 -1,780 0000 - 82, 768.8500 - 2,230.0000 -620 0000 - 1,020.0000 - 47,772.8100 -1,471 0000 - 760 0000 -153,282 1400 -1,1630000 - 2,990.0000 - 22,627 6400 - 41,372.6600 - 480.0000 - 2,630.0000 - 520.0000 - 2,000.0000 - 33,881.0600 - 1,990.0000 -1,960 0000 -1,640 0000 - 960.0000 -620 0000 -1,1100000 - 1,350.0000 71,331.03 2,298.23 65,064 72 42,263.81 24,308.00 28,836 36 65,274 71 41,452.41 1,375.10 44,072.00 28,529 83 17,499.63 27,057.52 10,068 31 34,507 26 32,567.57 13,349 63 33,106 77 37,784.02 24,119.32 55,766 89 33,759.92 47,828 85 38,499.80 82,768 85 32,977.52 12,065.47 19,633 00 47,772.81 28,259.00 28,378.25 153,282.14 22,177 30 43,051.01 22,627.64 41,372 66 11,734.15 53,492.16 12,749.69 49,438.08 33,881.06 49,020.75 48,712 35 32,014 17 33,862 22 25,000 72 14,729 98 47,356.45 Base Cost Base Investment Gain/Loss -117,937.15 -2,298 23 -49,607.54 -4,847.37 -24,308.00 -14,709.80 -105,420.73 -28,273 75 -1,375 10 -29,805 01 -20,606 17 -12,929.22 -23,754.40 -8,327 65 -14,627 02 -16,836.82 -14,228 75 -37,059 07 -37,784 02 -16,061 01 -36,604 97 -16,944 21 -24,003 92 -15,568.77 -82,768.85 -16,368 87 -8,857.48 -14,278.67 -47,772.81 -18,426.27 -18,996 73 -153,282.14 -13,503.36 -21,871.91 -22,627 64 -41,372.66 -9,040.03 -23,003.29 -9,718.58 -36,785.31 -33,881 06 -36,105 09 -35,054 26 -14,344 26 -31,910.65 -10,656.87 -7,410.19 -43,179.27 -46,606.12 0.00 15,457.18 37,416.44 000 14,12656 -40,146 02 13,17866 000 14,266 99 7,923.66 4,570.41 3,30312 1,740.66 19,880 24 15,730 75 -879 12 -3,952.30 000 8,058.31 19,161 92 16,815 71 23,824.93 22,931 03 000 16,608.65 3,207 99 5,354.33 0.00 9,832.73 9,381.52 000 8,673.94 21, 179.10 000 000 2,694.12 30,488.87 3,031.11 12,652.77 0.00 12,915.66 13,658.09 17,669.91 1,951 57 14,343.85 7,319.79 4,177.18 • • Reporting Account Mellon Security ID Security Description 1 Transaction Code Trade Ex Date Shares Base Amount 816850101 996192472 216831107 996192472 996192472 816850101 996192472 101119105 388689101 801056102 101119105 996192472 670872100 801056102 996192472 477143101 477143101 996192472 801056102 801056102 36237H101 996192472 562750109 996192472 13100M509 13100M509 149150104 996192472 G4617B105 13100M509 388689101 13100M509 388689101 G4617B105 996192472 13100M509 996192472 996192472 388689101 996192472 801056102 562750109 947890109 996192472 996192472 204166102 996192472 996192472 SEMTECH CORP FEDERATED GOVERNMENT OBLIG 5 COOPER TIRE & RUBBER CO FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 SEMTECH CORP FEDERATED GOVERNMENT OBLIG 5 BOSTON PRIVATE FINANCIAL HOLDI GRAPHIC PACKAGING HOLDING CO SANMINA CORP BOSTON PRIVATE FINANCIAL HOLDI FEDERATED GOVERNMENT OBLIG 5 OM GROUP INC SANMINA CORP FEDERATED GOVERNMENT OBLIG 5 JETBLUE AIRWAYS CORP JETBLUE AIRWAYS CORP FEDERATED GOVERNMENT OBLIG 5 SANMINA CORP SANMINA CORP G-111 APPAREL GROUP LTD FEDERATED GOVERNMENT OBLIG 5 MANHATTAN ASSOCIATES INC FEDERATED GOVERNMENT OBLIG 5 CALIX INC CALIX INC CATHAY GENERAL BANCORP FEDERATED GOVERNMENT OBLIG 5 HORIZON PHARMA PLC CALIX INC GRAPHIC PACKAGING HOLDING CO CALIX INC GRAPHIC PACKAGING HOLDING CO HORIZON PHARMA PLC FEDERATED GOVERNMENT OBLIG 5 CALIX INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 GRAPHIC PACKAGING HOLDING CO FEDERATED GOVERNMENT OBLIG 5 SANMINA CORP MANHATTAN ASSOCIATES INC WEBSTER FINANCIAL CORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 COMMVAULT SYSTEMS INC FEDERATED GOVERNMENT OBLIG 5 FEDE RATED GOVERNMENT OBLIG 5 s s s s s s s s s 6/17/2015 6117/2015 6/18/2015 6/18/2015 6/19/2015 6/19/2015 6/22/2015 6/22/2015 6/23/2015 6/23/2015 6/23/2015 6/25/2015 6/25/2015 6/26/2015 6/29/2015 6/29/2015 6/29/2015 7/1/2015 7/1/2015 7/1/2015 7/2/2015 7/8/2015 7/8/2015 7/9/2015 7/9/2015 7/9/2015 7/9/2015 7/10/2015 7/10/2015 7/10/2015 7/10/2015 7/13/2015 7/13/2015 7/13/2015 7/14/2015 7/14/2015 7/17/2015 7/20/2015 7/20/2015 7/21/2015 7/21/2015 7/24/2015 7/24/2015 7/27/2015 7/28/2015 7/28/2015 7/31/2015 81712015 - 2,000 0000 - 9,744.6000 -1,400 0000 -49,157.3800 - 79, 164.5300 • 3,903 0000 - 36,228.8500 - 2,620 0000 - 3,920.0000 • 2,860.0000 - 980 0000 - 36, 178 8500 -1,610 0000 - 2,890.0000 • 69,288.7900 - 2,517.0000 - 2,193 0000 • 5,605 4600 • 2,760.0000 - 340 0000 • 590 0000 - 14,432 2400 • 890.0000 - 80,431 0100 • 1,680.0000 • 1,530.0000 • 1,320 0000 - 26,271.2000 - 1,060.0000 -4,100 0000 - 2,400.0000 • 3,220.0000 • 3,670.0000 • 1,850.0000 - 30,742 0400 • 2,700 0000 • 23,359.9000 - 33,731 6800 - 3,418.0000 • 37,638 0000 - 3,228 0000 • 720 0000 - 1,460 0000 • 14,999.4500 • 26,578 2200 • 1,670 0000 • 65,893.5400 • 31,399 8600 42,410.61 9,744 60 49,281.05 49,157.38 79, 164 53 83,382.15 36,228 85 35,199 57 55,224.72 62,640.56 13,239 55 36,178 85 54,763 30 59,526.54 69,288.79 51,87441 45,652 59 5,605 46 55,531.27 6,876.03 42,211 42 14,432 24 53,008.40 80,431.01 11,862 26 10,967.29 42,386.92 26,271.20 37,415 19 29,663 36 33,982.41 23,183.57 53,256.22 65,597.39 30,742.04 19,416.42 23,359.90 33,731 68 50,83942 37,638 00 67,899.72 47,564.26 56,620.23 14,999.45 26,578.22 57,834.87 65,893.54 31,399 86 tilumbic I (\.) l.O (\.) I LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s Base Cost Base Investment tlaln/Loss -50,480 89 -9,744 60 -42,180.04 -49,157.38 -79,164 53 -66,388.60 -36,228.85 -16,952.24 -28,425 49 -26,643.29 -6,221 72 -36,178 85 -49,011.73 -26,883.56 -69,288 79 -21,320.45 -18,369.66 -5,605 46 -25,585.62 -3, 131.23 -10,744 71 -14,432.24 -5,500.98 -80,431.01 -22,524 77 -20,202.11 -24,015.66 -26,271.20 -30,169 08 -53,698.12 -17,380 54 -41,073 29 -26,215 65 -52,599 77 -30,742.04 -29,707 85 -23,359 90 -33,731.68 -23,926 00 -37,638.00 -29,700.04 -4,450.23 -25,066 98 -14,999 45 -26,578 22 -74,160 54 -65,893.54 -31,399 86 -8,070.28 0.00 7, 101.01 0 00 0 00 16,993 55 0.00 18,247.33 26,799 23 35,997.27 7,017.83 0.00 5,751.57 32,642.98 0.00 30,553.96 27,282 93 0.00 29,945.65 3,744.80 31,466.71 000 47,507.42 0.00 ·10,662.51 -9,234.82 18,371 26 0.00 7,246.11 ·24,034 76 16,601 87 ·17,889 72 27,040 57 12,997.62 0.00 ·10,291.43 0.00 000 26,913.42 0.00 38,199.68 43,114 03 31,553.25 0.00 0.00 ·16,325.67 0.00 000 • • Reporting Account Hum!Hlc I N l.O w I LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 Mellon Security ID Security Description 1 01449J105 92342Y109 01449J105 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996087094 559079207 559079207 57164Y107 743606105 743606105 74965L101 74965L101 393657101 743606105 670872100 996192472 393657101 57060D108 996192472 60855R100 670872100 670872100 670872100 996192472 149150104 60855R100 01449J105 996192472 996192472 996192472 996192472 996192472 562750109 698813102 996192472 996192472 101119105 01449J105 101119105 G0464B107 996192472 G0464B107 ALERE INC s VERIFONE SYSTEMS INC s ALERE INC s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s BNY MELLON CASH RESERVE s MAGELLAN HEALTH INC s MAGELLAN HEALTH INC s MARRIOIT VACATIONS WORLDWIDE CS PROSPERITY BANCSHARES INC s PROSPERITY BANCSHARES INC s RLJ LODGING TRUST s RLJ LODGING TRUST s GREENBRIER COS INC/THE s PROSPERITY BANCSHARES INC s OM GROUP INC s FEDERATED GOVERNMENT OBLIG 5 s GREENBRIER COS INC/THE s MARKETAXESS HOLDINGS INC s FEDERATED GOVERNMENT OBLIG 5 s MOLINA HEALTHCARE INC s OM GROUP INC s OM GROUP INC s OM GROUP INC s FEDERATED GOVERNMENT OBLIG 5 s CATHAY GENERAL BANCORP s MOLINA HEALTHCARE INC s ALERE INC s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s MANHAITAN ASSOCIATES INC s PAPA JOHN'S INTERNATIONAL INC s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s BOSTON PRIVATE FINANCIAL HOLD! s ALEREINC s BOSTON PRIVATE FINANCIAL HOLDI s ARGO GROUP INTERNATIONAL HOLD! S FEDERATED GOVERNMENT OBLIG 5 s ARGO GROUP INTERNATIONAL HOLD! S Transaction Code Trade Ex Date 8/10/2015 8/14/2015 8/14/2015 8/19/2015 8/20/2015 8/21/2015 8/24/2015 8/25/2015 8/27/2015 8/28/2015 8/31/2015 8/31/2015 9/1/2015 9/1/2015 9/1/2015 9/1/2015 9/1/2015 9/1/2015 9/2/2015 9/2/2015 9/3/2015 9/8/2015 9/8/2015 9/11/2015 9/14/2015 9/14/2015 9/16/2015 9/17/2015 9/18/2015 9/21/2015 9/21/2015 9/21/2015 9/23/2015 9/29/2015 9/30/2015 10/112015 10/6/2015 1017/2015 1017/2015 10/7/2015 10/8/2015 10/9/2015 10/1212015 10/15/2015 10/15/2015 10/16/2015 10/16/2015 10/19/2015 Shares Base Amount -640.0000 -1,620 0000 -670 0000 - 50,454.6200 -49,900 9400 - 17, 178 8400 - 21,581.8700 - 22,761.3100 - 66,393.2000 - 83,805.4300 -614.4000 - 880.0000 - 800 0000 - 540 0000 - 330.0000 - 350.0000 - 1,430.0000 - 520.0000 -1,100.0000 - 1,475 0000 - 950.0000 - 13, 165.8200 -1,848 0000 - 320.0000 - 27,217.2000 - 450.0000 - 270.0000 - 2,280.0000 - 1,376.0000 - 64,960.0300 - 850 0000 -400 0000 -610 0000 - 5,726 3600 - 25,431.0500 - 24,099.8600 - 3,196 6200 - 3,884.0400 -850 0000 - 380.0000 - 3,859.0400 - 6,598.3100 - 4,750.0000 - 1,890.0000 -6,437 0000 -440 0000 - 71,306.8100 - 770.0000 32,601 82 52,016.11 36,883.76 50,45462 49,900 94 17,178.84 21,581 87 22,761.31 66,393.20 83,805.43 614 40 49,689 78 43,221.84 36,930.78 16,145.18 17,303.72 38,706.09 13,931.11 43,630.69 72,758.35 31,629.95 13,165.82 72,532.11 31,042.84 27,217 20 36,204.49 9,084.82 76,643 06 46,081.53 64,960.03 25,589.71 31,153.26 31,534.76 5,726 36 25,431 05 24,099.86 3,196.62 3,884.04 53,571.79 26,120.29 3,859.04 6,598.31 56,659.80 87,564.92 74,413.56 27,171.34 71,306 81 47,306.69 Base Cost Base Investment Gain/Loss -16,373.83 -40,433.86 -17,13098 -50,454.62 -49,900 94 -17, 178 84 -21,581 87 -22,761.31 -66,393.20 -83,805.43 -614 40 -51, 163.11 -45,933.51 -23,836.50 -13,031.25 -13,735.81 -33,700.95 -12,241.56 -24, 184.13 -55,337 06 -25,998.94 -13,165.82 -40,216 93 -3,447.16 -27,217.20 -20,265.31 -7,378 25 -61,902.63 -34,697 75 -64,960.03 -15,344.68 -17,840.48 -15,591.60 -5,726.36 -25,431.05 -24,099 86 -3,196.62 -3,884.04 -5,253.74 -5, 121.90 -3,859.04 -6,598 31 -29,513.08 -42,970.48 -39, 101.21 -11,981 27 -71,306 81 -20,926.62 16,227.99 11,582.25 19,752.78 0.00 0.00 0.00 0.00 000 000 000 0.00 -1,473.33 -2,711.67 13,094 28 3, 11-3.93 3,567.91 5,005.14 1,689.55 19,446.56 17,421.29 5,631 01 0.00 32,315 18 27,595.68 0.00 15,939 18 1,706.57 14,740.43 11,383.78 0.00 10,245.03 13,312 78 15,943.16 0.00 0.00 0.00 0.00 000 48,318.05 20,998.39 0.00 0.00 27,146.72 44,594.44 35,312 35 15, 190 07 0.00 26,380.07 • • I "' l.O ~ I -Reporting Account Number LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 Mellon Security ID Security Description 1 84763A108 84763A108 42330P107 996192472 84763A108 84763A108 996192472 313855108 449172105 996192472 449172105 449172105 996192472 449172105 996192472 87162W100 996192472 210313102 874054109 996192472 536797103 007800105 007800105 210313102 959319104 996192472 007800105 01449J105 007800105 996192472 007800105 210313102 G84720104 01449J105 149150104 210313102 210313102 996192472 149150104 861642106 854231107 861642106 720279108 996192472 587200106 720279108 996192472 G84720104 SPECTRUM PHARMACEUTICALS INC s SPECTRUM PHARMACEUTICALS INC s HELIX ENERGY SOLUTIONS GROUP I S FEDERATED GOVERNMENT OBLIG 5 s SPECTRUM PHARMACEUTICALS INC s SPECTRUM PHARMACEUTICALS INC s FEDERATED GOVERNMENT OBLIG 5 s I FEDERAL SIGNAL CORP s HYSTER-YALE MATERIALS HANDLING S FEDERATED GOVERNMENT OBLIG 5 s HYSTER-YALE MATERIALS HANDLING S HYSTER-YALE MATERIALS HANDLING S FEDERATED GOVERNMENT OBLIG 5 s HYSTER-YALE MATERIALS HANDLING S FEDERATED GOVERNMENT OBLIG 5 s SYNNEX CORP s FEDERATED GOVERNMENT OBLIG 5 s CONSTANT CONTACT INC s TAKE-TWO INTERACTIVE SOFTWARE S FEDERATED GOVERNMENT OBLIG 5 s LITHIA MOTORS INC s AEROJET ROCKETDYNE HOLDINGS IN S AEROJET ROCKETDYNE HOLDINGS IN S CONSTANT CONTACT INC s WESTERN REFINING INC s FEDERATED GOVERNMENT OBLIG 5 s AEROJET ROCKETDYNE HOLDINGS IN S ALEREINC s AEROJET ROCKETDYNE HOLDINGS IN S FEDERATED GOVERNMENT OBLIG 5 s AEROJET ROCKETDYNE HOLDINGS IN S CONSTANT CONTACT INC s STERIS PLC s ALEREINC s CATHAY GENERAL BANCORP s CONSTANT CONTACT INC s CONSTANT CONTACT INC s FEDERATED GOVERNMENT OBLIG 5 s CATHAY GENERAL BANCORP s STONE ENERGY CORP s STANDEX INTERNATIONAL CORP s STONE ENERGY CORP s PIER 1 IMPORTS INC s FEDERATED GOVERNMENT OBLIG 5 s MENTOR GRAPHICS CORP s PIER 1 IMPORTS INC s FEDERATED GOVERNMENT OBLIG 5 s STERIS PLC s Transaction Code Trade Ex Date 10/19/2015 10/21/2015 10/21/2015 10/21/2015 10/22/2015 10122/2015 10/23/2015 10/28/2015 10/29/2015 10/30/2015 10/30/2015 11/2/2015 11/3/2015 11/3/2015 11/4/2015 11/5/2015 11/6/2015 M/6/2015 11/6/2015 11/9/2015 11/10/2015 11/10/2015 11/10/2015 11/10/2015 11/10/2015 11/10/2015 11/11/2015 11/11/2015 11/12/2015 11/13/2015 11/13/2015 11/13/2015 11/16/2015 11/16/2015 11/16/2015 11/16/2015 11116/2015 11/17/2015 11/18/2015 11/1812015 11/19/2015 11/19/2015 11/19/2015 11/20/2015 11/20/2015 11/20/2015 11/23/2015 11124/2015 Shares Base Amount - 4,810.0000 - 6,950.0000 -11,150.0000 - 65,585 8400 - 547 0000 - 6,383.0000 - 75, 196.9900 - 3,610.0000 - 480.0000 - 7,540.1600 -100 0000 -280.0000 - 43,238 8400 -460.0000 - 7,210 6000 - 360 0000 - 21,014.4200 - 880.0000 - 1,450.0000 - 14,312.2300 -100.0000 - 1,801 0000 - 119.0000 -1,030 0000 - 350.0000 - 27,353 9200 -1,410.0000 - 930.0000 - 1,290.0000 -18,241.0900 -1,090 0000 -1,520 0000 - 220.0000 - 1,220.0000 - 1,380 0000 - 1,480 0000 - 460.0000 -7,117.5100 - 990 0000 - 514.0000 -140.0000 - 6,092.0000 - 7,520.0000 - 159,459.2900 - 3,530.0000 - 2,690 0000 - 59,976.3600 - 270 0000 33,151.34 45,797.57 66,393.68 65,585.84 3,639 83 42,092.55 75,196 99 54,194.84 28,707.02 7,540.16 5,896.23 16,147.75 43,238.84 26,688.98 7,210 60 33,857.12 21,014.42 27,855.88 51,465.79 14,312.23 . 12,037.37 29,301.01 1,945.21 32,601 57 16,389 56 27,353 92 22,884.01 38,351 84 20,126.20 18,241.09 16,361.24 48,041.75 16,454.04 47,994 89 45,14917 46,752 64 14,545 71 7,117.51 32,938 27 3,634.73 12,708 04 41,878 06 47,455.58 159,459.29 69,661 49 17,150 04 59,976.36 19,834.50 Base Cost Base Investment 13aln/Loss -40,663 72 -56,541.32 -203,554. 75 -65,585.84 -4,187.34 -45,278.54 -75,196.99 -32,087.91 -45, 198.16 -7,540.16 -9,074.12 -25,109.07 -43,238.84 -40,586.93 -7,210.60 -12,734.29 -21,014.42 -34,324.76 -28,736 61 -14,312.23 -6,674.97 -39,250 46 -2,554.55 -39,977.48 -15,279.91 -27,353.92 -29,629 81 -19,381.59 -26,520 98 -18,241.09 -22,214.42 -58,668 81 -7,897 57 -25,357 56 -24,446 38 -56,760.81 -17,496 33 -7,117.51 -17,194 29 -9,990.52 -10,454.67 -110, 115.27 -98,285.94 -159,459.29 -92,424 54 -34,374.21 -59,976.36 -9,677.23 -7,512.38 -10,743.75 -1137, 161.07 000 -547.51 -3,185.99 0.00 22,106.93 -16,491.14 0.00 -3,177.89 -8,961.32 0.00 -13,897 95 0.00 21,122.83 0.00 -6,468.88 22,729.18 0.00 5,362.40 -9,949.45 -609.34 -7,375 91 1,109.65 0.00 -6,745.80 18,970 25 -6,394 78 0.00 -5,853.18 -10,627 06 8,55647 22,637.33 20,702.79 -10,008 17 -2,950 62 000 15,743 98 -6,355 79 2,253.37 -68,237.21 -50,830 36 0.00 -22,763.05 -17,224.17 0.00 10,157.27 • • Reporting Account Mellon Security ID Security Description 1 N07831105 000957100 001228105 00484M106 01449J105 03762U105 067806109 089302103 12621E103 132011107 14161H108 149150104 150602209 159864107 18538R103 207410101 21676P103 232577205 248019101 290840100 298736109 313855108 351793104 36162J106 36237H101 40418F108 410495204 410495204 421924309 431284108 449172105 44930G107 457780107 45824V209 48123V102 493732101 537008104 556269108 562750109 57060D108 57164Y107 577933104 594972408 603158106 638904102 64126X201 670704105 690070107 AVG TECHNOLOGIES NV s ABM INDUSTRIES INC s AG MORTGAGE INVESTMENT TRUST I S ACORDA THERAPEUTICS INC s ALEREINC s APOLLO COMMERCIAL REAL ESTATE S BARNES GROUP INC s BIG LOTS INC s CNO FINANCIAL GROUP INC s CAMBREX CORP s CARDTRONICS INC s CATHAY GENERAL BANCORP s CEDAR REALTY TRUST INC s CHARLES RIVER LABORATORIES INT S CLEARWATER PAPER CORP s CONMEDCORP s COOPER-STANDARD HOLDING INC s CYNOSURE INC s DELUXE CORP s EMCOR GROUP INC s EURONET WORLDWIDE INC s FEDERAL SIGNAL CORP s FRANCESCA'S HOLDINGS CORP s GEO GROUP INC/THE s G-111 APPAREL GROUP LTD s HFF INC s HANMI FINANCIAL CORP s HANMI FINANCIAL CORP s HEALTH SOUTH CORP s HIGHWOODS PROPERTIES INC s HYSTER-YALE MATERIALS HANDLING S ICU MEDICAL INC s INSPERITY INC s INSYS THERAPEUTICS INC s J2 GLOBAL INC KFORCE INC s LITTELFUSEINC STEVEN MADDEN LTO s MANHATIAN ASSOCIATES INC s MARKETAXESS HOLDINGS INC s MARRIOTI VACATIONS WORLDWIDE CS MAXIMUS INC s MICROSTRATEGY INC s MINERALS TECHNOLOGIES INC s NAVIGATORS GROUP INC/THE s NEUSTARINC s NUVASIVE INC s OUTERWALL INC s Hum bee I N l.O Ul I LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 Transaction Code s s Trade Ex Date 11/24/2015 11/24/2015 11/24/2015 11/2412015 11/24/2015 11/24/2015 11/24/2015 11/24/2015 11/24/2015 11/24/2015 11/24/2015 11124/2015 11124/2015 11/24/2015 11/2412015 11/24/2015 11/2412015 11/24/2015 11/24/2015 11124/2015 11124/2015 11124/2015 11124/2015 11/24/2015 11/24/2015 11/24/2015 11/24/2015 11/24/2015 11/24/2015 11/24/2015 11/2412015 11/24/2015 11/24/2015 11/24/2015 11/24/2015 11/24/2015 11/24/2015 11/24/2015 11/24/2015 11/24/2015 11/24/2015 11124/2015 11124/2015 11/24/2015 11/24/2015 11/24/2015 11/24/2015 11/24/2015 Shares -670.0000 -430.0000 - 1,590.0000 - 600.0000 -420.0000 - 1,340.0000 - 350.0000 - 580.0000 -870.0000 - 510 0000 - 570 0000 - 280.0000 - 2,370 0000 -140.0000 - 310.0000 - 300.0000 -180.0000 - 340.0000 - 240.0000 - 340.0000 - 260.0000 - 590.0000 - 1,860.0000 - 350 0000 - 250.0000 - 530 0000 -170.0000 - 890.0000 - 380.0000 - 260.0000 - 290.0000 -150.0000 - 320 0000 - 700.0000 -170.0000 - 570.0000 -120.0000 - 370.0000 -190.0000 - 240.0000 -180.0000 - 220.0000 -1100000 -430.0000 - 350.0000 - 590 0000 - 330.0000 -140.0000 Base Amount 13,435 12 12,599 83 23,206.73 22,385 10 17,081.58 23, 141 91 13,000 12 26,169 75 17,289 71 25,629.21 20,550 62 9,558.91 16,951.10 10,554 95 14,765 70 12,600.21 13,067.41 13,483.61 13,959.17 16,741.53 20,142.68 9,865.08 26,841.90 10,542.18 11,601.40 18,047.48 4,606.72 23,794.42 13,310.20 11,335.84 16,258.02 16,819.56 14,109.34 21,775.12 13,473.38 15,348.44 13,021.66 12,007.19 14,068.70 25,518.13 10,887.65 11,750.93 18,940.82 25,547.11 30,014.81 14,479.68 16,882.81 8,971.58 Base Cost Base Investment Gain/Loss -13,443 08 -11,169.12 -30,923.59 -20,727.36 -8,725 92 -23,549.55 -12,813.78 -28,575.62 -15,728.56 -11,89411 -22,001.03 -4,771.82 -15,523.40 -8,442 11 -21,668.60 -7,070.55 -11,097.43 -10,337.46 -3,819.72 -15,466.29 -6,221.81 -5, 102.73 -29,223 04 -14,786.20 -4,546.88 -13,279.52 -4,166.51 -21,812.92 -9,155 04 -10,983.81 -25,255.77 -12,640.29 -10,766.23 -10,900.40 -8,476.76 -10,819.37 -8,773.53 -10,292.39 -1, 174.37 -2,555.29 -7,929.86 -1,906.05 -18,608.35 -14,182.47 -26,404.18 -15,391.27 -7,068 37 -8, 109.25 -7.96 1,430 71 -7,716 86 1,657.74 8,355.66 -407.64 186.34 -2,405.87 1,56115 13,735.10 -1,450.41 4,787 09 1,427.70 2,112 84 -6,902.90 5,529.66 1,969.98 3, 146.15 10, 139.45 1,275.24 13,920.87 4,762.35 -2,381.14 -4,244.02 7,054.52 4,767.96 440.21 1,981.50 4,155.16 352.03 -8,997.75 4,179.27 3,343.11 10,874.72 4,996.62 4,529.07 4,248.13 1,714.80 12,894.33 22,962.84 2,957.79 9,844.88 332.47 11,364.64 3,610.63 -911.59 9,814.44 862.33 • • Reporting Account Mellon Security ID Security Description 1 698813102 723460104 727493108 73179P106 74965L101 835451105 835898107 84610H108 868536103 87162W100 874054109 896095106 92342Y109 73172K104 410495204 410495204 449172105 996192472 01449J105 449172105 132011107 21676P103 996192472 996192472 85254C305 562750109 405024100 405024100 405024100 996192472 405024100 996192472 132011107 36162J106 405024100 996192472 36162J106 405024100 562750109 36162J106 996192472 36162J106 410120109 36162J106 410120109 410120109 996192472 405024100 PAPA JOHN'S INTERNATIONAL INC s PINNACLE FINANCIAL PARTNERS IN s PLANTRONICS INC s POLYONE CORP s RLJ LODGING TRUST s SONIC CORP s SOTHEBY'S s SOVRAN SELF STORAGE INC s SUPERVALU INC s SYNNEX CORP s TAKE-TWO INTERACTIVE SOFTWARE S TRIGO BANCSHARES s VERIFONE SYSTEMS INC s POLYCOM INC s HANMI FINANCIAL CORP s HANMI FINANCIAL CORP s HYSTER-YALE MATERIALS HANDLING S FEDERATED GOVERNMENT OBLIG 5 s ALEREINC s HYSTER-YALE MATERIALS HANDLING S CAMBREX CORP s COOPER-STANDARD HOLDING INC s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s STAGE STORES INC s MANHATTAN ASSOCIATES INC s HAEMONETICS CORP s HAEMONETICS CORP s HAEMONETICS CORP s FEDERATED GOVERNMENT OBLIG 5 s HAEMONETICS CORP s FEDERATED GOVERNMENT OBLIG 5 s CAMBREX CORP s GEO GROUP INC/THE s HAEMONETICS CORP s FEDERATED GOVERNMENT OBLIG 5 s GEO GROUP INC/THE s HAEMONETICS CORP s MANHATTAN ASSOCIATES INC s GEO GROUP INC/THE s FEDERATED GOVERNMENT OBLIG 5 s GEO GROUP INC/THE s HANCOCK HOLDING CO s GEO GROUP INC/THE s HANCOCK HOLDING CO s HANCOCK HOLDING CO s FEDERATED GOVERNMENT OBLIG 5 s HAEMONETICS CORP s ~umblc I N l.O O'I I LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 Transaction Code T~ade Ex Shares Base Amount - 310 0000 - 410 0000 - 410.0000 - 480 0000 - 590.0000 - 720 0000 - 240 0000 -190.0000 - 1,890.0000 -2100000 -670 0000 - 570.0000 - 310.0000 -1,290 0000 -440.0000 - 650 0000 - 280 0000 - 15,408 8300 - 730 0000 - 520 0000 - 390.0000 -430 0000 - 18,425.9300 - 42,001.2900 - 8,380.0000 - 360 0000 - 790.0000 - 540.0000 -140 0000 - 65,012 9300 - 650.0000 - 16,975.5000 - 640 0000 -1,290 0000 - 690.0000 - 49,550 0600 - 1,090.0000 - 690.0000 -620 0000 -1,490 0000 -6,275 7300 -1,112 0000 - 700 0000 -468 0000 - 3,000 0000 -810 0000 - 25,317.8800 - 1,400.0000 17,853 34 22, 119.58 21,583 84 16,863.76 14,026.57 20,269.64 6,724 86 18,951.92 12,837 58 19,817 64 23, 189 94 16,482.83 8,748.30 16,785 94 11,645.83 16,921.52 16,267.36 15,408 83 30,24918 30,162 30 20,767.65 32,183.70 18,425 93 42,001 29 64,630 39 27,117.44 25,330.56 16,906 65 4,464 13 65,012.93 20,370.68 16,975.50 32,926 30 36,140 49 21,633.45 49,550.06 30,257.84 21,763.84 43,879 75 40,377 21 6,275 73 30,14865 17,176.98 12,931 82 70,400 60 19,139.94 25,317.88 43, 110 10 Date 11/24/2015 11/24/2015 11/24/2015 11/24/2015 11/24/2015 11124/2015 11/24/2015 11124/2015 11/24/2015 11/24/2015 11/24/2015 11/24/2015 11/24/2015 11/24/2015 11/25/2015 11/25/2015 11/30/2015 12/1/2015 12/1/2015 12/1/2015 12/2/2015 12/2/2015 12/2/2015 12/3/2015 1214/2015 12/7/2015 12/8/2015 12/9/2015 12/9/2015 12/10/2015 12/10/2015 12/11/2015 12/11/2015 12/11/2015 12/11/2015 12/14/2015 12/14/2015 12/14/2015 12/14/2015 12/15/2015 12/17/2015 12/1712015 12/17/2015 12/17/2015 12/18/2015 12/18/2015 12/21/2015 12/21/2015 Base Cost Base ln1vestment (;aln/Loss -4,178.40 -14,417 97 -10,645 69 -20,498 62 -13,876 57 -7,360.09 -12,578.93 -16,880 23 -22,275.54 -7,359 75 -13,222 58 -14,051.44 -7,728.42 -16,892.68 -10,661.48 -15,609.94 -24,299.58 -15,408 83 -14,943.39 -44,710.14 -8,826 11 -26,223 49 -18,425.93 -42,001.29 -177,812.78 -2,225.12 -29,296.68 -19,973.39 -5,135 62 -65,012.93 -23,783.06 -16,975.50 -13,759.93 -51,617 61 -24,393.16 -49,550.06 -38,367.67 -24,393.15 -3,832 14 -51,392 29 -6,275.73 -36,766.98 -24,612.33 -15,260 64 -97,951.01 -21,088.27 -25,317.88 -49,360.92 13,674.94 7,701.61 10,93815 -3,634 86 150.00 12,909.55 -5,854 07 2,071.69 -9,437.96 12,457.89 9,967.36 2,431.39 1,019.88 -106.74 984.35 1,311.58 -8,032.22 0.00 15,305.79 ·14,547.84 11,941 54 5,960.21 000 0 00 -113,182 39 24,892.32 -3,966.12 -3,066.74 -671.49 000 -3,412.38 0.00 19,166 37 ·15,477.12 -2,759 71 0.00 -8,109 83 -2,629 31 40,047 61 .. 11,015.08 0.00 -6,618.33 -7,435.35 -2,328.82 ..27,550.41 -1,948 33 0.00 -6,250.82 • • I Reporting Account th1mbec LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 LHBF20030002 Mellon Security ID Security Description 1 Transaction Code Trade Ex Date 670704105 87162W100 996192472 835451105 405024100 404251100 577933104 404251100 996192472 996192472 587200106 996192472 NUVASIVE INC SYNNEX CORP FEDERATED GOVERNMENT OBLIG 5 SONIC CORP HAEMONETICS CORP HNI CORP MAXIMUS INC HNI CORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 MENTOR GRAPHICS CORP FEDERATED GOVERNMENT OBLIG 5 s 12121/2015 12/21/2015 12/22/2015 12/22/2015 12/22/2015 12/23/2015 12/23/2015 12/24/2015 12/28/2015 12/30/2015 12/30/2015 12/31/2015 Journal Entrv for Future Gain/Loss GRAND TOTAL ~ s s s s s s s s s s Shares Base Amount -690 0000 - 330 0000 - 7,480.1200 - 710 0000 - 920 0000 -400 0000 -410.0000 -850.0000 - 32,288.6400 - 8,722.7600 - 750 0000 - 54,683.3700 35,715.33 30,156.09 7,480.12 22,309.98 28,560 78 14,748 40 23,444.75 31,079.24 32,288 64 8,722.76 14, 192.51 54,683 37 -14,779.32 -11,565.31 -7,480.12 -7,232.33 -32,090 70 -19,805 08 -3,552.19 -36,090.71 -32,288 64 -8,722 76 -19, 147 92 -54,683.37 21,972,085.51 (18,510,444.38) 3,461,641.13 21,972,085.51 (18,510,444.38) 3,461,641.13 Base Cost Base Investment Gain/Loss 20,936.01 18,590.78 0.00 15,077.65 -3,529 92 -5,056 68 19,892.56 -5,011.47 0.00 000 -4,955.41 0.00 • I !'.) '° .._J I Settled Interest Received- Currency gain/loss Foreign Exchange Contract- Currency gam/loss Foreign Exchange Contract- Settlement gain/loss Base Currency gain/loss Base trade and settlment aain/loss Currency Gain/loss on NC100 • I !\.) l.O CD I Reporting Account Nymber LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 Mellon Security ID Security Description 1 Transaction Code Trade Ex Date 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 002535300 996192472 002535300 996192472 002535300 996192472 996192472 67011P100 996192472 002535300 996192472 30162A108 30162A108 67011P100 67011P100 67011P100 30162A108 67011P100 996192472 996192472 30162A108 67011P100 996192472 996192472 30162A108 996192472 30162A108 996192472 30162A108 30162A108 30162A108 996192472 996192472 996192472 996192472 996192472 996192472 162825103 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 AARON'S INC FEDERATED GOVERNMENT OBLIG 5 AARON'S INC FEDERATED GOVERNMENT OBLIG 5 AARON'S INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 NOW INC FEDERATED GOVERNMENT OBLIG 5 AARON'S INC FEDERATED GOVERNMENT OBLIG 5 EXELIS INC EXELIS INC NOW INC NOW INC NOW INC EXELIS INC NOW INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 EXELIS INC NOW INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 EXELIS INC FEDERATED GOVERNMENT OBLIG 5 EXELIS INC FEDERATED GOVERNMENT OBLIG 5 EXELIS INC EXELIS INC EXELIS INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 CHECKPOINT SYSTEMS INC s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s 1/5/2015 117/2015 1/8/2015 1/9/2015 1/12/2015 1/13/2015 1/16/2015 1/20/2015 1/21/2015 1/22/2015 1/26/2015 1/26/2015 1/27/2015 1/29/2015 1/29/2015 1/30/2015 2/2/2015 2/3/2015 2/5/2015 2/6/2015 2/9/2015 2/9/2015 2/10/2015 2/10/2015 2/11/2015 2/12/2015 2/13/2015 2/13/2015 2/18/2015 2/20/2015 2/20/2015 2/20/2015 2/24/2015 2/25/2015 2/27/2015 3/2/2015 3/2/2015 3/3/2015 3/3/2015 3/4/2015 3/6/2015 3/10/2015 3/17/2015 3/18/2015 3/19/2015 3/20/2015 3/23/2015 3/24/2015 Shares - 60,683 7600 - 112,002.9600 - 80,293.6000 - 789,568.0000 - 351,676.3600 - 328,944.5000 -183,747.5500 - 30,435 1800 - 36,390.0000 - 12,225 5900 - 600.0000 - 169,682.1000 - 2,700 0000 - 9,648.1900 - 5,300.0000 - 133,399.0900 -152,789.4900 - 4,800.0000 - 333,980 9700 - 2,000.0000 - 188,332.8000 - 17,400.0000 - 7, 100.0000 - 4,400.0000 - 1,300.0000 -1,900 0000 - 3,900 0000 - 4,500.0000 - 504,577 2400 - 326,968.6100 - 8,800.0000 - 3,400.0000 - 39,463 3200 - 128, 110.7000 -14,100.0000 - 605,741 8300 - 4,500.0000 - 110,090.1000 - 7,300 0000 - 11,200.0000 - 11, 100.0000 - 119,446 9200 - 63,685 4400 - 462,553 7600 - 303,814.5800 - 11,373.2400 - 238,727 2500 - 2,500 0000 Base Amount 60,683.76 112,002.96 80,293 60 789,568.00 351,676.36 328,944.50 183,747.55 30,435.18 36,390.00 12,225.59 19,594.61 169,682.10 87,841 48 9,648.19 171,876 26 133,399.09 152,789.49 128,261 32 333,980 97 64,303.17 188,332 80 419,201.96 169,439.17 109,649 97 . 31,593.05 47,289.36 93,926.64 114,547.18 504,577.24 326,968 61 213,680.30 79,789 05 39,463.32 128,110.70 341,153 08 605,741.83 109,212.98 110,090.10 176,259.63 269,659 67 265,841 21 119,446 92 63,685 44 462,553 76 303,814.58 11,373 24 238,727 25 26,843 00 Base Cost Base Investment Gain/Loss -60,683.76 -112,002.96 -80,293.60 -789,568.00 -351,676.36 -328,944.50 -183,747.55 -30,43518 -36,390 00 -12,225.59 -17,002.62 -169,682.10 -76,511.79 .9,648.19 -150, 189.81 -133,399 09 -152,789.49 -123,877 44 -333,980.97 -56,675.40 -188,332 80 -307,591 98 -125,511.67 -109,92616 -32,076.20 -46,880.60 -68,943.03 -111,033 00 -504,577.24 -326,968.61 -155, 138 99 -83,891.60 -39,463.32 -128,110.70 -248,224.86 -605,741 83 -79,220.70 -110,09010 -128,513 58 -197,171.52 -194,854.62 -119,446 92 -63,685 44 -462,553.76 -303,814.58 -11,373.24 -238,727 25 -34,239.25 0.00 0.00 000 0.00 0.00 0.00 0.00 0.00 0.00 000 2,591.99 000 11,329.69 0.00 21,686.45 0.00 0.00 4,383.88 0.00 7,627 77 0.00 111,609.98 43,927.50 -276 19 -483.15 408.76 24,983.61 3,514 18 000 0.00 58,541.31 -4,102.55 0.00 0.00 92,928.22 0.00 29,992.28 000 47,746.05 72,488.15 70,986.59 000 000 0.00 0.00 000 0.00 -7,396.25 • • Reporting Account f:tMmbic I "' \D \D I LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LH6F20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 Mellon Security ID Security Description 1 Transaction Code Trade Ex Date Shares Base Amount 30162A108 162825103 00101J106 12709P103 162825103 29362U104 30162A108 714046109 996192472 996192472 12709P103 12709P103 162825103 12709P103 996192472 996192472 996192472 996192472 996192472 996192472 996192472 996192472 162825103 996192472 002535300 538034109 996192472 002535300 002535300 002535300 996192472 002535300 996192472 996192472 002535300 12686C109 12686C109 12686C109 996192472 996192472 EXELIS INC CHECKPOINT SYSTEMS INC ADT CORP/THE CABOT MICROELECTRONICS CORP CHECKPOINT SYSTEMS INC ENTEGRIS INC EXELIS INC PERKINELMER INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 CABOT MICROELECTRONICS CORP CABOT MICROELECTRONICS CORP CHECKPOINT SYSTEMS INC CABOT MICROELECTRONICS CORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 CHECKPOINT SYSTEMS INC FEDERATED GOVERNMENT OBLIG 5 AARON'S INC LIVE NATION ENTERTAINMENT INC FEDERATED GOVERNMENT OBLIG 5 AARON'S INC AARON'S INC AARON'S INC FEDERATED GOVERNMENT OBLIG 5 AARON'S INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 AARON'S INC CABLEVISION SYSTEMS CORP CABLEVISION SYSTEMS CORP CABLEVISION SYSTEMS CORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 AARON'S INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 PERKINELMER INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 s 3/24/2015 3/25/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/30/2015 3/31/2015 4/212015 4/6/2015 4/10/2015 4/14/2015 4/15/2015 4/16/2015 4/28/2015 5/5/2015 5/6/2015 51712015 5/8/2015 5/11/2015 5/20/2015 5/26/2015 5/28/2015 5/28/2015 5/29/2015 5/29/2015 6/1/2015 6/212015 6/5/2015 6/8/2015 6/9/2015 6/10/2015 6/11/2015 6/11/2015 6/1212015 6/18/2015 6/19/2015 6/22/2015 6/24/2015 6/24/2015 6/26/2015 6/29/2015 7/1/2015 7/212015 7/6/2015 7/9/2015 - 8,400 0000 - 5,300 0000 - 3,300 0000 - 3,000 0000 - 15,300.0000 - 24, 100.0000 - 6,500.0000 - 3,600.0000 - 362,778.0700 - 2,897,391 2900 - 3,800 0000 - 2,000.0000 - 9,200.0000 - 1,800.0000 - 161,531.5100 - 54,341 0000 - 80, 121 9900 - 74,952.8000 - 190,342 3600 - 159,878.8800 - 65,476 3200 - 70,083 4000 - 2,200 0000 - 217,355 5200 - 7,500.0000 - 6,900 0000 - 64,614.2000 - 3,400.0000 - 2,800 0000 - 1,000.0000 - 42, 1fi6.0600 - 4,800.0000 - 120,478.8800 - 75,382.3200 - 2,900.0000 - 3,200.0000 -2,200 0000 -9,100 0000 - 289,573.0200 - 72,719.6400 - 1,500.0000 - 100,482.3000 - 51,390.8200 - 139,400.8400 -6,900 0000 - 70,515.7800 - 156,253 3700 - 68, 111.0000 198,979 73 56,544.13 135,439 40 145,811 72 163,347 44 322,606.29 154,435.20 180,968.66 362,778 07 2,897,391 29 193,284 96 101,580.32 103,694.05 89,160.81 161,531.51 54,341.00 80,121 99 74,952 80 190,342 36 159,878.88 65,476.32 70,08340 22,377.33 217,355.52 263,617.90 196,193.06 64,614 20 119,323.52 95,714 56 34,256.87 42,156.06 165,332.96 120,478.88 75,382.32 100,479 67 76,715.39 52,733.25 221,980 40 289,573.02 72,719 64 55,309.83 100,482.30 51,390.82 139,400.84 362,103.95 70,515.78 156,253 37 68,111.00 002535~00 996192472 996192472 996192472 714046109 996192472 996192472 996192472 s s s s s s $ $ s $ $ s s $ s s s $ s s $ s s s s s s $ $ $ s $ $ s s $ $ $ s s $ $ s s s s $ Base Cost Base lnvesbnent Gain/Loss -142,946 08 -72,342.71 -115,23468 -139,731.00 -204,053.23 -331,691 78 -108,925 50 -163,682.28 -362,778.07 -2,897,391 29 -176,992 60 -92,366.83 -122,296 92 -82,305.78 -161,531 51 -54,341.00 -80,121 99 -74,952 80 -190,342.36 -159,878 88 -65,476.32 -70,083.40 -29,241.30 -217,355 52 -214,952.25 -183,994.02 -64,614.20 -97,088.56 -79,35510 -28,337.70 -42,156.06 -136,020 96 -120,478 88 -75,382.32 -82,179.33 -66,695.68 -45,781.56 -185,453 61 -289,573.02 -72,719.64 -42,506.55 -100,482 30 -51,390.82 -139,400.84 -313,724.37 -70,515.78 -156,253.37 -68, 111.00 56,033 65 -15,798 58 20,204.72 6,080 72 -40,705 79 -9,085 49 45,509.70 17,286.38 000 0.00 16,292 36 9,213.49 -18,602.87 6,855.03 0 00 0.00 000 0.00 0.00 0.00 000 0.00 -6,863 97 000 48,665.65 12,199.04 0.00 22,234.96 16,359.46 5,919.17 000 29,312.00 0.00 0.00 18,300.34 10,019.71 6,951.69 36,526.79 000 0.00 12,803 28 0.00 0.00 0.00 48,379.58 0.00 0.00 0.00 • • Reporting Account Mellon Security ID Security Description 1 12686C109 714046109 996192472 12686C109 996192472 12686C109 002535300 12686C109 996192472 12686C109 002535300 714046109 002535300 12686C109 714046109 714046109 12686C109 12686C109 714046109 996192472 996192472 996192472 996192472 12686C109 996192472 12686C109 996192472 996192472 996192472 903293405 996192472 903293405 996192472 002535300 903293405 002535300 903293405 002535300 903293405 996192472 996192472 903293405 903293405 996192472 996192472 996192472 996192472 996192472 CABLEVISION SYSTEMS CORP PERKINELMER INC FEDERATED GOVERNMENT OBLIG 5 CABLEVISION SYSTEMS CORP FEDERATED GOVERNMENT OBLIG 5 CABLEVISION SYSTEMS CORP AARON'S INC CABLEVISION SYSTEMS CORP FEDERATED GOVERNMENT OBLIG 5 CABLEVISION SYSTEMS CORP AARON'S INC PERKINELMER INC AARON'S INC CABLEVISION SYSTEMS CORP PERKINELMER INC PERKINELMER INC CABLEVISION SYSTEMS CORP CABLEVISION SYSTEMS CORP PERKINELMER INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 CABLEVISION SYSTEMS CORP FEDERATED GOVERNMENT OBLIG 5 CABLEVISION SYSTEMS CORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 USG CORP FEDERATED GOVERNMENT OBLIG 5 USG CORP FEDERATED GOVERNMENT OBLIG 5 AARON'S INC USG CORP AARON'S INC USG CORP AARON'S INC USG CORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 USG CORP USG CORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 ~umblc I w 0 0 I LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 Transaction Code Trade Ex s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s 7/13/2015 Shares Base Amount D~te 7/~3/2015 7/~4/2015 7/14/2015 . 7h5/2015 7/16/2015 7/17/2015 7/H/2015 7/20/2015 7/20/2015 7/20/2015 7/20/2015 7/~1/2015 7/21/2015 7/21/2015 7/22/2015 7/23/2015 7/24/2015 7/24/2015 7/30/2015 7/31/2015 8~3/2015 8/4/2015 8W2015 8/5/2015 8/5/2015 8i712015 8/10/2015 8'1112015 8l11/2015 8/1212015 8/12/2015 8/13/2015 8/13/2015 8/13/2015 8/14/2015 8/17/2015 8/20/2015 8/21/2015 8/24/2015 8/25/2015 8/25/2015 8/26/2015 8/27/2015 8/28/2015 8/31/2015 9/212015 9'312015 ,, - 3,000 0000 - 2, 100.0000 - 359,870.6000 - 4,300.0000 - 204,274 1700 - 3,400.0000 - 2,200.0000 - 5,200.0000 - 32,937.1200 -4,500 0000 - 900.0000 - 1,900.0000 - 2,200 0000 - 2,900.0000 - 1,200.0000 - 1,500.0000 - 3,300.0000 - 2,300 0000 - 1,200.0000 - 40,986.1500 - 65,231.7300 - 48,746.2000 -41,715.4300 - 4,000.0000 - 43,868.2500 -1,900 0000 - 213,443.7800 -162,118.4400 - 59,336.2800 - 7,700 0000 - 64,703.8000 - 2,900.0000 - 98,838.6000 -1,500 0000 - 3,800.0000 - 1,400.0000 - 5,500.0000 - 900.0000 - 3,000 0000 - 36,553.4400 -11,174.4000 - 4,600.0000 - 9,000.0000 - 356,067.9000 - 239,027 4000 - 138,528.5700 - 104,278.3500 - 42, 186.0800 80,438 41 109,183.70 359,870.60 115,458.89 204,274.17 91,330.81 81,336 02 141,094 72 32,937 12 119,198.75 33,116.69 99,301 67 80,643.25 77,547.47 62,226 29 77,784.66 86,35314 60,820 31 61,125.67 40,986.15 65,231 73 48,746.20 41,715.43 111,754 74 43,868.25 52,125.72 213,443.78 162,118.44 59,336.28 245,037.97 64,703.80 91,606.12 98,83860 55,868.27 121,331.76 55,109.00 176,977 39 35,090.17 92,954.49 36,553 44 11,174.40 138,125 80 257,261.16 356,067.90 239,027 40 138,528.57 104,278 35 42,186.08 Base Cost Base Investment Oaln/Loss -60,581 70 -95,481.33 -359,870.60 -86,833.77 -204,274.17 -68,659.26 -62,342 94 -104,962 00 -32,937.12 -90,832.50 -25,503 93 -86,387.87 -62,342.94 -58,536.50 -54,396.63 -67,380.30 -66,610.50 -46,425.50 -53,904 24 -40,986.15 -65,231 73 -48,746.20 -41,71543 -80,740 00 -43,868.25 -38,351.50 -213,443. 78 -162,118.44 -59,336.28 -222,742 03 -64,703 80 -83,057.86 -98,838.60 -42,506 55 -108,453.52 -39,543 35 -156,740.00 -25,337.52 -85,492.20 -36,553.44 -11,17440 -131,088.04 -256,476.60 -356,067 90 -239,027 40 -138,528.57 -104,278 35 -42,186.08 19,856 71 13,702.37 0.00 28,625.12 0.00 22,671.55 18,993.08 36,132.72 0 00 28,366.25 7,612.76 12,913.80 18,300.31 19,010.97 7,829.66 10,404.36 19,742.64 14,394.81 7,221 43 0.00 000 000 0.00 31,01474 000 13,774 22 000 000 000 22,295.94 0.00 8,548.26 0.00 13,361.72 12,878.24 15,565.65 20,237.39 9,752.65 7,462 29 0.00 000 7,037.76 78456 0.00 000 000 0.00 0.00 • • Reporting Account ttumlmc I w 0 I-' I LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 Mellon Security ID Security Description 1 Transaction Code Trade Ex Date 996192472 996192472 12686C109 002535300 12686C109 918194101 12686C109 535555106 12686C109 996192472 996192472 996192472 996192472 162825103 12686C109 996192472 162825103 996192472 162825103 996192472 996192472 162825103 996192472 162825103 996192472 49926D109 002535300 49926D109 996192472 002535300 12686C109 996192472 996192472 49926D109 563571108 563571108 49926D109 002535300 12686C109 563571108 996192472 563571108 563571108 563571108 996192472 12686C109 12686C109 996192472 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 CABLEVISION SYSTEMS CORP AARON'S INC CABLEVISION SYSTEMS CORP VCAINC CABLEVISION SYSTEMS CORP LINDSAY CORP CABLEVISION SYSTEMS CORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 CHECKPOINT SYSTEMS INC CABLEVISION SYSTEMS CORP FEDERATED GOVERNMENT OBLIG 5 CHECKPOINT SYSTEMS INC FEDERATED GOVERNMENT OBLIG 5 CHECKPOINT SYSTEMS INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 CHECKPOINT SYSTEMS INC FEDERATED GOVERNMENT OBLIG 5 CHECKPOINT SYSTEMS INC FEDERATED GOVERNMENT OBLIG 5 KNOWLES CORP AARON'S INC KNOWLES CORP FEDERATED GOVERNMENT OBLIG 5 AARON'S INC CABLEVISION SYSTEMS CORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 KNOWLES CORP MANITOWOC CO INC/THE MANITOWOC CO INC/THE KNOWLES CORP AARON'S INC CABLEVISION SYSTEMS CORP MANITOWOC CO INC/THE FEDERATED GOVERNMENT OBLIG 5 MANITOWOC CO INC/THE MANITOWOC CO INC/THE MANITOWOC CO INC/THE FEDERATED GOVERNMENT OBLIG 5 CABLEVISION SYSTEMS CORP CABLEVISION SYSTEMS CORP FEDERATED GOVERNMENT OBLIG 5 s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s 9/4/2015 9/10/2015 9/10/2015 9/1112015 9/1112015 9/1112015 9/14/2015 9/15/2015 9/15/2015 9/2212015 9/23/2015 9/24/2015 9/25/2015 9/25/2015 9/28/2015 9/29/2015 9/29/2015 9/30/2015 9/30/2015 10/2/2015 10/5/2015 10/5/2015 10/6/2015 10/6/2015 1017/2015 1017/2015 1017/2015 10/8/2015 10/15/2015 10/15/2015 10/15/2015 10/19/2015 10/21/2015 10/23/2015 10/23/2015 10/26/2015 10/26/2015 10/27/2015 10/27/2015 10/27/2015 10/28/2015 10/28/2015 10/29/2015 10/30/2015 11/2/2015 11/3/2015 11/6/2015 1119/2015 ~ Shares Base Amount - 107,909.1900 - 102, 144.3500 - 6,900.0000 - 3,300.0000 - 3,600.0000 - 300.0000 - 3,900.0000 - 4,000.0000 - 4,300 0000 - 51,202 7100 - 60,764.9000 - 51,437.8200 - 78,394.1400 - 17,804 0000 -1,300 0000 - 101,850.3200 - 4,200.0000 - 300,218.5800 - 3,100 0000 - 536.2100 - 8,817.1200 - 6,900.0000 - 35,399.3500 - 7,796 0000 - 25,871 0400 - 9,400.0000 - 1,700.0000 - 5,100 0000 - 37,958.9000 - 5,600.0000 - 4,600.0000 - 161,607 8600 - 115,622 0500 -4,700.0000 - 4,000.0000 - 4,400.0000 - 7,100.0000 - 11,200.0000 - 9,100.0000 - 5,300.0000 - 33,760.7500 - 3,900 0000 - 13,600.0000 - 4,700.0000 - 199,926.1300 - 8, 100.0000 - 10,500 0000 - 65,953.3200 107,909 19 102,144.35 189,126.89 126,280.09 99,465.80 16,637.81 108,76314 297,046 93 120,996.33 51,202.71 60,764 90 51,437.82 78,394.14 133,372.65 42,506.61 101,850.32 30,540.16 300,218 58 22,331.99 536.21 8,817 12 49,097.42 35,399.35 56,360 92 25,871 04 202,580.37 65,721.46 111,078.50 37,958 90 212,655.52 152,269.15 161,607.86 115,622.05 99,377.79 59,640.90 67,287.51 146,742.94 385,829.53 297,806 57 77,460.72 33,760.75 58,266.87 201,055.97 70,843 67 199,926 13 263,251 63 332,351.43 65,953.32 Base Cost Base Investment Gain/Loss -107,909.19 -102, 144.35 -159,817.78 -92,904.24 -82,922.76 -15,915.15 -85,844.25 -344,890.40 -86,795.50 -51,202.71 ~0.764 90 -51,437.82 -78,394.14 -235,743 80 -26,240.50 -101,850.32 -55,123.74 -300,218 58 -40,686.57 -536.21 -8,817.12 -90,560.43 -35,399.35 -102,320.16 -25,871 04 -197,515.62 -47,859.76 -107, 162.73 -37,958.90 -157,655.68 -92,851.00 -161,607 86 -115,622.05 -98,757.81 -86,959.20 -95,655.12 -149,187.33 -314,287.00 -183,515 50 -115,215.84 -33,760.75 -80,755.17 -262,689.55 -84,369.15 -199,926.13 -162,302.33 -206,995.11 -65,953.32 0.00 0.00 29,309.11 33,375 85 16,543 04 722.66 22,918 89 -47,843.47 34,200 83 000 0.00 000 0.00 -102,371.15 16,266.11 0.00 -24,583 58 0.00 -18,354.58 0.00 0.00 -41,463.01 0.00 -45,959.24 000 5,064.75 17,861 70 3,915.77 0.00 54,999.84 59,418.15 0.00 0.00 619.98 -27,318.30 -28,367.61 -2,444.39 71,542.53 114,291 07 -37,755.12 0.00 -22,488.30 ~1.633.58 -13,525.48 0.00 100,949.30 125,356 32 0.00 • • Reporting Account Mellon Security ID Security Description 1 Transaction Code Trade Ex Date 996192472 996192472 996192472 12686C109 996192472 996192472 12686C109 996192472 12686C109 996192472 996192472 996192472 714046109 996192472 996192472 714046109 996192472 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 CABLEVISION SYSTEMS CORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 CABLEVISION SYSTEMS CORP FEDERATED GOVERNMENT OBLIG 5 CABLEVISION SYSTEMS CORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 PERKINELMER INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 PERKINELMER INC FEDERATED GOVERNMENT OBLIG 5 s s s s s s s s s s s s s s s s s 11/16/2015 11/19/2015 11/20/2015 11/20/2015 11/23/2015 11/24/2015 11/25/2015 11/27/2015 11/30/2015 12/1/2015 12/4/2015 12/11/2015 12/17/2015 12/1712015 12/18/2015 12/21/2015 12/22/2015 ~um bi[ LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 LHBF20080002 Shares Base Amount • 125,911.9100 • 339,798 7200 • 190,766 4400 • 800 0000 • 188,218 2400 • 59,566.4000 • 2,100 0000 • 65,757.3400 • 3,700 0000 • 81,026.8300 • 274,347.3000 • 139,802 6400 • 500.0000 -110,113 0200 • 132,022 6700 • 1,800.0000 • 8,016.5300 125,911.91 339,798 72 190,766.44 24,776.50 188,218 24 59,566.40 63,935.00 65,757.34 110,223.18 81,026 83 274,347.30 139,802.64 26, 114.47 110, 113.02 132,022 67 92,968.65 8,016.53 ·125,911.91 -339,798 72 -190,766 44 -15,693 68 -188,218 24 -59,566 40 -40,799 75 -65,757 34 -70,751.03 -81,026.83 -274,347 30 ·139,802 64 -23,057 10 -110,113 02 -132,022.67 -82,204 62 -8,016 53 30,869,216.57 (29,155,385.61) 1,7"13,830.96 30,869,216.57 (29, 155,385.61) 1,713,830.96 Base Cost Base Investment I • Reporting Account Mellon Security ID Security Description 1 057665200 96208T104 404030108 73933G202 252131107 29266S106 58471A105 252131107 996192472 404030108 596278101 596278101 766582100 252131107 766582100 596278101 404030108 55402X105 25278X109 62936P103 73933G202 766582100 159179100 159179100 62936P103 159179100 648298100 404030108 876518104 876518104 62936P103 009728106 91347P105 91347P105 232577205 996192472 876518104 009728106 09970L100 232577205 996192472 577933104 577933104 876518104 057665200 404030108 996192472 045327103 BALCHEM CORP s WEXINC s H&E EQUIPMENT SERVICES INC s POWER SOLUTIONS INTERNATIONAL S DEXCOM INC s ENDOLOGIX INC s MEDIDATA SOLUTIONS INC s DEXCOMINC s FEDERATED GOVERNMENT 08LIG 5 s H&E EQUIPMENT SERVICES INC s MIDDLE8Y CORP/THE s MIDDLEBY CORP/THE s RIGNETINC s DEXCOM INC s RIGNETINC s MIDDLE8Y CORP/THE s H&E EQUIPMENT SERVICES INC s MWI VETERINARY SUPPLY INC s DIAMONDBACK ENERGY INC s NPS PHARMACEUTICALS INC s POWER SOLUTIONS INTERNATIONAL S RIGNET INC s CHANNELADVISOR CORP s CHANNELADVISOR CORP s NPS PHARMACEUTICALS INC s CHANNELADVISOR CORP s NEW RELIC INC s H&E EQUIPMENT SERVICES INC s TASER INTERNATIONAL INC s TASER INTERNATIONAL INC s NPS PHARMACEUTICALS INC s AKORN INC s UNIVERSAL DISPLAY CORP s UNIVERSAL DISPLAY CORP s CYNOSURE INC s FEDERATED GOVERNMENT OBLIG 5 s TASER INTERNATIONAL INC s AKORN INC s s BORDERFREE INC s CYNOSURE INC FEDERATED GOVERNMENT OBLIG 5 s MAXIMUS INC s s MAXIMUS INC TASER INTERNATIONAL INC s s BALCHEM CORP H&E EQUIPMENT SERVICES INC s FEDERATED GOVERNMENT OBLIG 5 s ASPEN TECHNOLOGY INC s ~umbec I w 0 O'I I LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH8F20070002 LH8F20070002 LH8F20070002 LHBF20070002 LH8F20070002 LH8F20070002 LH8F20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH8F20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH8F20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH8F20070002 LHBF20070002 LH8F20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 Transaction Code Trade Ex Date Shares 1/2/2015 1/6/2015 1/6/2015 1/6/2015 117/2015 117/2015 117/2015 117/2015 1/8/2015 1/8/2015 1/8/2015 1/8/2015 1/8/2015 1/8/2015 1/9/2015 1/9/2015 1/9/2015 1/12/2015 1/12/2015 1/12/2015 1/12/2015 1/12/2015 1/13/2015 1/13/2015 1/13/2015 1/13/2015 1/13/2015 1/14/2015 1/14/2015 1/14/2015 1/15/2015 1/15/2015 1/15/2015 1/16/2015 1/16/2015 1/16/2015 1/20/2015 1/20/2015 1/20/2015 1/20/2015 1/21/2015 1/21/2015 1/21/2015 1/21/2015 1/21/2015 1/21/2015 1/22/2015 1/22/2015 - 560.0000 - 270.0000 - 1,410.0000 - 600.0000 -490.0000 -1,760 0000 -670 0000 -420.0000 - 68,086.5900 - 1,690.0000 - 230.0000 -420.0000 - 920 0000 - 540.0000 - 500 0000 -150.0000 -1,720.0000 - 1,090.0000 - 820 0000 - 5,860 0000 -670.0000 - 520.0000 - 2,390 0000 - 5,030 0000 - 3,300 0000 - 2, 170.0000 -20.0000 - 2,260 0000 - 1,032.0000 - 8.0000 -1,650 0000 - 1,430.0000 - 362 0000 - 688.0000 - 730.0000 - 132,399.7800 - 1,350 0000 - 880.0000 - 3,500.0000 - 730.0000 - 89,667.3200 - 810.0000 - 620.0000 - 1,410 0000 -600 0000 -1,780 0000 - 195,503 0200 - 1,050.0000 Base Amount 35,587.04 24,909.48 32,341 58 27,532 55 26,594.75 26,341.51 30,580.00 23,299.74 68,086.59 39,288 25 21,962.88 40,062.11 33,317.89 30,992.07 17,760.45 14,381.71 37,108.69 206,985.55 47,786 98 266,038.11 28,692.11 17,949.58 27,922 23 49,167 66 149,915.68 21,818.64 659.78 45,743.64 26,580 01 207 53 75,240.64 59,219.57 9,454.94 17,883.75 21,675.70 132,399 78 35,463.71 38,102.45 23,216.73 21,733.95 89,667.32 45,083.60 34,244.44 37,577.21 32,611 61 35,691 76 195,503.02 33,684 20 Base Cost Base ln1vestment <3aln/Loss -38,234.09 -17,737.24 -56,346.80 -44,282 23 -7,131.58 -21,091.14 -23,011.86 -5,515.31 -68,086.59 -65,937.21 -8,770.58 -16,015.85 -40,397.97 -7,091 12 -20,566.43 -5,719.95 -66,055.07 -172,882 68 -14,602.00 -100,738 49 -48,292.60 -21,064.73 -61,948.88 -117,619.63 -32,228 02 -46,656 28 -460 00 -85,227.51 -18,753.19 -145.37 -15,577.68 -53,023.54 -12,498 53 -23,714.95 -19,495 60 -132,399.78 -24,531.80 -32,356 86 -70,159.98 -19,442.62 -89,667.32 -36,424.80 -27,095.55 -25,622.10 -35,495.75 -66,302.44 -195,503.02 -27,206.98 -2,647.05 7,172.24 -24,005 22 -16,749.68 19,463.17 5,250.37 7,568.14 17,784.43 0.00 -26,648.96 13,19230 24,046 26 -7,080.08 23,900 95 -2,805.98 8,661.76 ·28,946 38 34,102.87 33,184 98 165,299.62 -19,600 49 -3,11515 ··34,026 65 -68,451.97 117,687.66 -24,837.64 199.78 -39,483 87 7,826.82 62.16 59,662 96 6,196.03 -3,043 59 -5,831.20 2,18010 0.00 10,931 91 5,745 59 -46,943.25 2,291.33 0.00 8,658 80 7,148.89 11,955.11 -2,884 14 -30,610.68 0.00 6,477.22 • • Reporting Account t:h1mt11tc I w ...... 0 I LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 Mellon Securlfy ID Security DescrlpUon 1 14964U108 00182C1Q3 CAVIUM INC s ANI PHARMACEUTICALS INC s SAIA INC s BOX INC s CYNOSURE INC ANI PHARMACEUTICALS INC s UNIVERSAL DISPLAY CORP ~ ANI PHARMACEUTICALS INC CYNOSURE INC s INSULET CORP ASPEN TECHNOLOGY INC s ASPEN TECHNOLOGY INC s POWER SOLUTIONS INTERNATIONAL S ICON PLC s VEECOINSTRUMENTSINC s ASCENDIS PHARMA NS s VEECOINSTRUMENTSINC FEDERATED GOVERNMENT OBLIG 5 s SAIAINC s SHAKE SHACK INC s FEDERATED GOVERNMENT OBLIG 5 SAIAINC FEDERATED GOVERNMENT OBLIG 5 PROTO LABS INC FEDERATED GOVERNMENT OBLIG 5 MAXIMUS INC s MAXIMUS INC s OASIS PETROLEUM INC s OASIS PETROLEUM INC s MAXIMUS INC s FEDERATED GOVERNMENT OBLIG 5 MEDIDATA SOLUTIONS INC PROTO LABS INC TYLER TECHNOLOGIES INC PROTO LABS INC CHANNELADVISOR CORP PROTO LABS INC RETAILMENOT INC CHANNELADVISOR CORP FEDERATED GOVERNMENT OBLIG 5 NPS PHARMACEUTICALS INC AKORN INC s CYNOSURE INC s CYNOSURE INC VEECOINSTRUMENTSINC ANI PHARMACEUTICALS INC s NPS PHARMACEUTICALS INC $ FLEETMATICS GROUP PLC 78709Y10~ 10316T104 232577205 00182C103 91347P105 00182C103 232577205 45784P101 045327103 045327103 73933G202 G4705A100 922417100 04351P101 922417100 996192472 78709Y105 819047101 996192472 78709Y105 996192472 743713109 996192472 577933104 577933104 674215108 674215108 577933104 996192472 58471A105 743713109 902252105 743713109 159179100 743713109 761328106 159179100 996192472 62936P103 009728106 232577205 232577205 922417100 00182C103 62936P103 G35569105 Transaction qode s s s s s s s s s s s s s s s s s s s s s s s Trade Ex Date Shares Base Amount 1/22/2015 1/22/2015 1/22/2015 1/23/2015 1/23/2015 1/23/2015 1/26/2015 1/26/2015 1/26/2015 1/27/2015 1/27/2015 1127/2015 1127/2015 1128/2015 1128/2015 1128/2015 1/29/2015 1130/2015 1/30/2015 1/30/2015 2/2/2015 2/2/2015 2/3/2015 2/3/2015 2/4/2015 2/4/2015 2/4/2015 2/4/2015 2/4/2015 2/4/2015 2/5/2015 2/5/2015 2/5/2015 2/5/2015 215/2015 2/5/2015 2/5/2015 216/2015 2/6/2015 2/9/2015 219/2015 2/9/2015 2/9/2015 2/9/2015 2/9/2015 2/9/2015 2/9/2015 2/10/2015 - 2,070.0000 - 96.0000 -600.0000 - 3,562.0000 - 950.0000 - 145.0000 - 840.0000 - 89.0000 - 590.0000 - 1, 130.0000 - 780 0000 - 810.0000 -430.0000 - 380.0000 - 1,300.0000 -406.0000 - 270 0000 - 10,330 9500 - 750.0000 -41.0000 - 192,955 7200 - 900 0000 - 216,708.6100 - 1,300.0000 - 124,984.8100 -280.0000 -470 0000 - 1,550.0000 - 1,300.0000 - 660.0000 - 133,912.3500 - 550.0000 - 340.0000 -470.0000 - 1, 120.0000 - 1,560.0000 - 395.0000 - 1,370.0000 - 2,450.0000 - 85,663.1200 -1,680 0000 - 530 0000 - 290.0000 - 80.0000 - 881.0000 -484.0000 - 1,560.0000 - 850.0000 122,711 02 5,036.14 28,296 69 75,577.55 29,319.39 7,693.26 28,176.92 4,766.10 18,288.47 34,988.09 25,661.43 26,696.27 18,356 68 22,068.73 40,071 22 8,399.42 8,026.22 10,330.95 30,571.57 1,925.31 192,955.72 37,494.88 216,708 61 77,732.69 124,984 81 16,158 58 27,259.44 25,954.79 22,282.41 37,750.43 133,912.35 22,759.26 22,222.68 53,263.40 75,340.39 14,590.82 26,018.47 21,744.69 20,951.20 85,663.12 77,009.49 24,940.23 8,968.95 2,474.62 26,778.80 29,071 00 71,493.21 32,601.02 Base Cost Base Investment Gain/Loss -98,000.20 -4,209 77 -32,254.50 -49,868 00 -25,065.64 -6,149.00 -28,932 75 -3,301.29 -15,408.09 -50,209.73 -20,140.64 -20,812.87 -30,666.41 -15,14992 -46,518.55 -7,308.00 -9,661 54 -10,330.95 -39,916.89 -861.00 -192,955.72 -47,355.66 -216,708.61 -64,059 99 -124,984.81 -11,959.98 -20,075.67 -45,469.56 -38, 135.76 -27,972.45 -133,912.35 -18,831.78 -11,328.19 -25,359.70 -34,882 27 -28,907.12 -12,245.00 -36, 148.01 -43,988.56 -85,663.12 -14,643.71 -17,928.57 -7,573.47 -2,089.23 -31,448.38 -17,869.73 -14,517.67 -29,420.39 24,710.82 826 37 -3,957.81 25,709 55 4,253.75 1,544.26 -755 83 1,464.81 2,880 38 -15,221.64 5,520.79 5,883.40 -12,309 73 6,918.81 -6,447.33 1,091.42 -1,635.32 0.00 -9,345.32 1,064.31 0.00 -9,860 78 0.00 13,672.70 0.00 4,198.60 7,183.77 -19,514 77 -15,853.35 9,777 98 0.00 3,927.48 10,894.49 27,903.70 40,45812 -14,316.30 13,773 47 -14,403.32 -23,037.36 000 62,365.78 7,011.66 1,395 48 385.39 -4,669.58 11,201 27 56,975.54 3,180.63 • • Reporting Account Mellon Security ID Security Description 1 Transaction Code Trade Ex Date Shares 00182C103 76132B106 76132B106 404030108 922417100 74758T303 00182C103 G35569105 097793103 N47279109 996192472 596278101 46185L103 620071100 620071100 620071100 457810101 74758T303 55402X105 74346Y103 74346Y103 922417100 55402X105 922417100 922417100 55402X105 43739Q100 00182C103 43739Q100 43739Q100 57060D108 317485100 43739Q100 404030108 996192472 317485100 620071100 996192472 996192472 G35569105 876518104 009728106 876518104 74346Y103 29266S106 29266S106 996192472 292554102 ANI PHARMACEUTICALS INC RETAILMENOT INC RETAILMENOT INC H&E EQUIPMENT SERVICES INC VEECOINSTRUMENTSINC QUALYS INC ANI PHARMACEUTICALS INC FLEETMATICS GROUP PLC BONANZA CREEK ENERGY INC INTERXION HOLDING NV FEDERATED GOVERNMENT OBLIG 5 MIDDLEBY CORP/THE INVITAE CORP MOTORCAR PARTS OF AMERICA INC MOTORCAR PARTS OF AMERICA INC MOTORCAR PARTS OF AMERICA INC INOVALON HOLDINGS INC QUALYS INC MWI VETERINARY SUPPLY INC PROS HOLDINGS INC PROS HOLDINGS INC VEECOINSTRUMENTSINC MWI VETERINARY SUPPLY INC VEECOINSTRUMENTSINC VEECOINSTRUMENTSINC MWI VETERINARY SUPPLY INC HOMEAWAY INC ANI PHARMACEUTICALS INC HOMEAWAY INC HOMEAWAY INC MARKETAXESS HOLDINGS INC FINANCIAL ENGINES INC HOMEAWAY INC H&E EQUIPMENT SERVICES INC FEDERATED GOVERNMENT OBLIG 5 FINANCIAL ENGINES INC MOTORCAR PARTS OF AMERICA INC FEDERATED GOVERNMENT 08LIG 5 FEDERATED GOVERNMENT 08LIG 5 FLEETMATICS GROUP PLC TASER INTERNATIONAL INC AKORNINC TASER INTERNATIONAL INC PROS HOLDINGS INC ENDOLOGIX INC ENDOLOGIX INC FEDERATED GOVERNMENT 08LIG 5 ENCORE CAPITAL GROUP INC s s s s s s s s s s s s s 2110/2015 2110/2015 2/10/2015 2110/2015 -16.0000 - 268.0000 - 911.0000 - 990.0000 -469.0000 - 810.0000 - 510.0000 - 1,090.0000 - 1,070.0000 -1,380 0000 - 57,113.4500 -190.0000 -1,018 0000 - 1,250.0000 - 2,780.0000 - 1,230 0000 - 153 0000 -100 0000 - 1,090.0000 - 1,670.0000 - 860.0000 -1,030 0000 - 510.0000 -480 0000 - 960.0000 - 520.0000 -1,020 0000 - 290.0000 - 810.0000 - 410.0000 - 630.0000 - 910.0000 -1,280 0000 - 830.0000 - 502,110 6000 - 2,980 0000 - 860.0000 - 30,190.3000 - 27,524 8900 -1,030 0000 - 920 0000 - 1,260.0000 - 990.0000 - 500.0000 • 1,630.0000 - 280 0000 - 43,225 2500 • 1,810 0000 ~1.1mb§c I w 0 00 I LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH8F20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH8F20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH8F20070002 LHBF20070002 LH8F20070002 LH8F20070002 LHBF20070002 LH8F20070002 LHBF20070002 LH8F20070002 LH8F20070002 LH8F20070002 LHBF20070002 LHBF20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 S S S s s s s s s s s s s s s s s s s s s s s S s s s s s s s s s s s 21,~0/2015 2M0/2015 21,11/2015 2/11/2015 2111/2015 2/~ 1/2015 2111/2015 2/11/2015 2M2/2015 21,~212015 2112/2015 21.12/2015 2/12/2015 21113/2015 2113/2015 2113/2015 2113/2015 21rn2015 21rn2015 2"17/2015 2M7/2015 2/~8/2015 2/~8/2015 2/18/2015 211~8/2015 2118/2015 2118/2015 2/18/2015 2/18/2015 2/~8/2015 2119/2015 2119/2015 2/20/2015 2124/2015 2125/2015 2/25/2015 2/26/2015 2/26/2015 2/26/2015 2126/2015 2/26/2015 2/26/2015 2/27/2015 2/27/2015 Base Amount 976.10 3,751.16 12,708.89 21,314.12 14,242.08 38,043.31 31,904.60 42,536.46 28,934.08 44.787.62 57,113.45 19,296.04 17,608.73 30,577.31 65,708.81 29,839 25 4,975.21 4,698.30 206,921.79 37,706.56 19,754 60 31,947.64 96,760.26 14,913.42 29,815.80 98,685.81 31,440.82 19,174.18 24,834.14 12,603.12 50,458 54 35,524.83 39,234 09 19,391.18 502,110.60 116,325.43 19,815.92 30,190.30 27,524.89 42,123.13 21,769.09 63,430 63 23,192 30 12,479.77 26,641 85 4,448.86 43,225 25 72,501.11 Base Cost Base Investment Gain/Loss -588.36 -6,968.00 -21,086.00 -36,618.35 -16,723.49 -32,738.31 -18,714.24 -36,674.27 -40, 170.14 -39,007 08 -57, 113.45 -7,245.26 -16,288 00 -37,870.08 -83,560 49 -34,317 46 -4,131.00 -4,010.39 -137,732.54 -55,988.76 -25,411 62 -36,671.92 -51,445.23 -17,033.76 -34,012.90 -52,453.96 -46,067 90 -10,621 48 -29,257.28 -13,906.74 -46,822.17 -48,718.21 -42,493 22 -30,639.57 -502, 110 60 -125,719.91 -23,539.27 -30,190.30 -27,524.89 -33,921.97 -16,717.96 -28,473 31 -17,989.99 -14,504.68 -19,533.27 -3,355 41 -43,225.25 -85,825 17 387.74 -3,216 84 -8,377.11 -15,304.23 -2,481.41 5,305.00 13,190.36 5,862.19 -11,236 06 5,780.54 0.00 12,050.78 1,320.73 -7,292.77 -17,851.68 -4,478.21 844.21 687.91 69,189.25 -18,282.20 -5,657.02 -4,724.28 45,315.03 -2,120.34 -4,197.10 46,231.85 -14,627.08 8,552.70 -4,42314 -1,303.62 3,636.37 -13,193.38 -3,259.13 -11,248.39 0.00 -9,394.48 -3,723.35 0.00 0.00 8,201.16 5,051.13 34,957.32 5,202.31 -2,024 91 7,108.58 1,093 45 000 -13,324.06 • • Reporting Account Hum lac I w 0 \0 I LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHbF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 Mellon Security. ID Security Description 1 Transaction Code Trade Ex Date Shares Base Amount 29266S1,06 69354N106 69354N106 87651B104 29266S106 009728106 596278101 009728106 996192472 24802Y105 009728106 7434241'03 743424103 743424103 743424103 743424103 996192472 009728106 996192472 G35569105 996192472 45169U105 45169U105 996192472 33829M101 44915N101 9961924,72 91347P105 44915N101 009728106 44915N101 44915N101 70432V102 922417100 232577205 996192472 G35569105 G35569105 097793103 45329R109 G35569105 097793103 00182C103 83417M104 437390100 60739U204 87817A107 24802Y105 ENDOLOGIX INC PRA GROUP INC PRA GROUP INC TASER INTERNATIONAL INC ENDOLOGIX INC AKORN INC MIDDLEBY CORP/THE AKORN INC FEDERATED GOVERNMENT OBLIG 5 DEMANDWARE INC AKORN INC PROOFPOINT INC PROOFPOINT INC PROOFPOINT INC PROOFPOINT INC PROOFPOINT INC FEDERATED GOVERNMENT OBLIG 5 AKORN INC FEDERATED GOVERNMENT OBLIG 5 FLEETMATICS GROUP PLC FEDERATED GOVERNMENT OBLIG 5 IGATECORP IGATECORP FEDERATED GOVERNMENT OBLIG 5 FIVE BELOW INC HYPERION THERAPEUTICS INC FEDERATED GOVERNMENT OBLIG 5 UNIVERSAL DISPLAY CORP HYPERION THERAPEUTICS INC AKORNINC HYPERION THERAPEUTICS INC HYPERION THERAPEUTICS INC PAYCOM SOFTWARE INC VEECOINSTRUMENTSINC CYNOSURE INC FEDERATED GOVERNMENT OBLIG 5 FLEETMATICS GROUP PLC FLEETMATICS GROUP PLC BONANZA CREEK ENERGY INC INC RESEARCH HOLDINGS INC FLEETMATICS GROUP PLC BONANZA CREEK ENERGY INC ANI PHARMACEUTICALS INC SOLAREDGE TECHNOLOGIES INC HOMEAWAY INC MOBILEIRON INC TEAM HEALTH HOLDINGS INC DEMANDWARE INC s 2/27/2015 2/27/2015 2/27/2015 3/2/2015 3/2/2015 3/3/2015 3/4/2015 3/4/2015 3/5/2015 3/6/2015 3/6/2015 3/6/2015 3/6/2015 3/6/2015 3/6/2015 3/9/2015 3/10/2015 3/10/2015 3/1112015 3/1112015 3/12/2015 3/12/2015 3/13/2015 3/16/2015 3/16/2015 3/16/2015 3/17/2015 3/17/2015 3/17/2015 3/18/2015 3/18/2015 3/19/2015 3/19/2015 3/19/2015 3/19/2015 3/23/2015 3/23/2015 3/23/2015 3/24/2015 3/25/2015 3/25/2015 3/25/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 - 520.0000 - 1,650.0000 - 560.0000 - 1,690.0000 - 690.0000 - 720.0000 - 450 0000 -890 0000 - 22,778.5400 - 1,450.0000 - 740.0000 -630 0000 - 240.0000 - 830 0000 - 367.0000 - 303.0000 - 284,508.4600 - 2,130.0000 -2,6801100 - 310.0000 - 43,796.3000 - 377 0000 - 653.0000 - 55, 769 5600 - 580.0000 - 1, 140.0000 - 1,506.5600 - 1,930.0000 - 500.0000 - 740.0000 -650.0000 - 1,410 0000 - 600.0000 - 1,270.0000 - 1,010.0000 - 6,615.7900 -410.0000 - 290.0000 - 1,760.0000 - 2, 170.0000 - 630.0000 - 1,690.0000 - 990 0000 - 1,524.0000 - 3, 110.0000 - 6, 180.0000 - 1,290 0000 - 2,920.0000 8,247.09 82,753.23 28,067.46 38,250 07 10,949.33 36,267.17 45,628 26 46,267 57 22,778.54 95,540.77 36,514.18 35,480.06 13,451.75 46,733.36 20,367 53 16,874.45 284,508.46 96,674.66 2,680.11 13,71541 43,796.30 16,579.70 28,540.92 55,769.56 17,702.55 41,895.47 1,506.56 86,278.48 19,567.53 35,251.77 25,472.44 56,872.43 21,332.48 40,996.36 30,759.99 6,615.79 18,806.19 13, 112.27 41,930.69 68,306.87 27,674.76 40,096.20 58,642.56 30,418.47 94,780.79 54,874.29 75,342.74 175,216.33 & $ s s s s s $ s s s s $ s s s $ s $ s s s $ $ $ $ s s ~ s s s $ $ s $ s s s s s s s s s s $ Base Cost Base Investment Gain/Loss -6,231.47 -96,087.11 -31,475 20 -30,203.75 -8,268.68 -16,261.49 -17,159.84 -20, 101 01 -22,778.54 -102,066.15 -16,522.22 -30,321.78 -11,551.15 -31,603.18 -13,776 96 -10,994.23 -284,508.46 -36,572 54 -2,680.11 -10,204.05 -43,796 30 -14,745.33 -25,536.37 -55,769.56 -31,069 79 -32,934.60 -1,506 56 -67,633.77 -14,445.00 -10,173.45 -18,778.50 -40,122.33 -14,425.24 -44,593.34 -26,376.55 -6,615.79 -13,495.69 -8,79817 -64,534.20 -52,765.96 -18,527.86 -55,937.78 -35,864 17 -27,432.00 -94,984.61 -65,057.57 -50,804 51 -173, 116.70 2,015.62 -13,333.88 -3,407.74 8,046.32 2,68065 20,005.68 28,468.42 26,166.56 0.00 -6,525.38 19,991.96 5,158.28 1,900.60 15,130.18 6,590.57 5,880.22 0.00 60,102.12 0.00 3,511.36 0 00 1,834.37 3,004.55 0.00 -13,367.24 8,960.87 0.00 18,644.71 5,122.53 25,078.32 6,693.94 16,750.10 6,907.24 -3,596.98 4,383.44 0.00 5,310.50 4,314.10 -22,603.51 15,540.91 9,146 90 -15,841.58 22,778 39 2,986.47 -203.82 -10, 183.28 24,538.23 2,099 63 • • Reporting Account Mellon Security ID Security Description 1 91347P105 875372104 440894103 701877102 G4705A100 33829M101 316608101 000307108 74733T105 30066A105 682159108 45784P101 006855100 14964U108 45667G103 44915N101 36237H101 N47279109 98979J109 13123E500 58471A105 37253A103 00404A109 317485100 57060D108 21988R102 876518104 252131107 577933104 57777M102 70432V102 009728106 09060J106 242309102 911163103 141619106 057665200 45245E109 930427109 84652J103 29266S106 983793100 46071F103 78463M107 53220K504 449575109 84760C107 016255101 UNIVERSAL DISPLAY CORP s TANDEM DIABETES CARE INC s HORTONWORKS INC s PARSLEY ENERGY INC s ICON PLC s FIVE BELOW INC s FIESTA RESTAURANT GROUP INC s AAC HOLDINGS INC s QLIK TECHNOLOGIES INC s EXAMWORKS GROUP INC s ON ASSIGNMENT INC s INSULET CORP s ADEPTUS HEALTH INC s CAVIUM INC s INFINERA CORP s HYPERION THERAPEUTICS INC s G-111 APPAREL GROUP LTD s INTERXION HOLDING NV s ZOE'S KITCHEN INC s CALLIDUS SOFTWARE INC s MEDIDATA SOLUTIONS INC s GENTHERM INC s ACADIA HEALTHCARE CO INC s FINANCIAL ENGINES INC s MARKETAXESS HOLDINGS INC s CORPORATE EXECUTIVE BOARD COIT S TASER INTERNATIONAL INC s DEXCOM INC s MAXIMUS INC s MAXPOINT INTERACTIVE INC s PAYCOM SOFTWARE INC s AKORN INC s BIODELIVERY SCIENCES INTERNATI s DEALERTRACK TECHNOLOGIES INC s UNITED NATURAL FOODS INC s CARDIOVASCULAR SYSTEMS INC s BALCHEM CORP s IMAX CORP s WAGEWORKS INC s SPARK THERAPEUTICS INC s ENDOLOGIX INC s XPO LOGISTICS INC s INTERSECT ENT INC s SPS COMMERCE INC s LIGAND PHARMACEUTICALS INC s IGI LABORATORIES INC s SPECTRANETICS CORP/THE s ALIGN TECHNOLOGY INC s Humbac I (.,.) I-' 0 I LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 Transaction Code Trade Ex Date Shares Base Amount 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 - 1,300.0000 - 2,930.0000 - 820.0000 - 3,160 0000 - 1, 150.0000 - 2,020.0000 - 3,370.0000 - 1,870.0000 - 1,540.0000 - 5,200.0000 - 3,880.0000 - 860 0000 - 1,560.0000 - 1,260.0000 - 1,400.0000 - 650.0000 -1,270 0000 - 2,360.0000 - 2,050.0000 - 6,340.0000 - 940.0000 -4,080 0000 - 4, 170.0000 - 2,660.0000 - 3,410 0000 - 550.0000 -1,050 0000 - 2,710 0000 - 660.0000 - 2, 100.0000 -1,500 0000 - 3,810.0000 - 4,610 0000 - 2,770 0000 - 1,010.0000 -4,180 0000 - 390.0000 - 2,450.0000 - 1,880 0000 - 840.0000 - 2,540 0000 - 730 0000 - 3,370 0000 - 3,490.0000 - 670 0000 - 5,450 0000 - 5,650 0000 - 620.0000 57,989.98 36,378 79 18,593.48 50,125.52 78,202.24 72,205.98 208,802.02 52,806.32 47,369.21 211,734 90 146,795.15 27,582 53 72,163 02 82,603 06 26,127.99 27,292.02 139,196.42 67,258.05 65,558.20 84,028 80 45,458.59 193,407.20 290,363 84 114,328.68 284,894 45 42,674 70 25,143.67 158,661.07 42,018 85 20,348.83 46,57219 174,485 64 61,273 60 105,571.61 73,973 05 154,284 71 21,994 69 82,621.54 99,430.23 54,476.01 41,365.92 32,930 06 84,868 17 230,425.79 46,833.67 46,270 19 194,301 05 33,445.59 Base Cost Base Investment Gain/Loss -44,123.87 -73,548 66 -19,516 96 -74,841.42 -45,424 51 -93,234.71 -175,644.01 -56,417.95 -48,605 01 -199,414.39 -63,782.93 -37,11412 -43,538.76 -74,015.29 -24,324.16 -18,18648 -123,647.34 -66,486.10 -61,986.93 -97,135.86 -26,014.11 -186,024.66 -209,488.54 -78,013.39 -225,274 69 -25,510 38 -18,696.19 -35,586 91 -20,737 28 -24,150.00 -33,750.00 -52,379.50 -68,243.67 -138,588.28 -68,723 53 -142,532.24 -22,604.53 -49,744.31 -115,173.82 -46,900.39 -30,438.34 -33,884 26 -77,486 12 -248,844. 75 -41,218.14 -55,362 09 -164,692.70 -21,109.02 13,866.11 -37,169.87 -923.48 -24,715.90 32,777.73 -21,028.73 33,158 01 -3,611.63 -1,235.80 12,320.51 83,012.22 -9,531.59 28,624.26 8,587.77 1,803.83 9,105 54 15,549 08 771.95 3,571.27 ·13,107.06 19,444.48 7,382 54 80,875 30 36,315.29 59,619.76 17,164.32 6,447.48 '123,074.16 21,281.57 -3,801.17 12,822 19 122,106.14 -6,970.07 -33,016.67 5,249.52 11,752 47 -609.84 32,877.23 -15,743 59 7,575.62 10,927.58 -954.20 7,382 05 -18,418 96 5,615.53 -9,091.90 29,608.35 12,336.57 • • I Reporting Account Humble I w ...... ...... I LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH.BF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 Mellon Security ID Security Description 1 70438V106 87157B103 25278X109 74758T303 78709Y105 38526M106 922417100 G35569105 69366J200 443573100 29404K106 90385D107 53224V100 192422103 749780105 74346Y103 69354N106 73933G202 743424103 759916109 40449J103 466367109 292554102 25456K101 45329R109 902252105 068323104 67072V103 74736L109 29363K105 42226A107 50420D108 40171V100 099406100 620071100 232577205 G6855A103 596278101 45169U105 96208T104 09970L100 G4617B105 40171V100 33829M101 44915N101 40171V100 G35569105 996192472 PAYLOCITY HOLplNG CORP s SYNCHRONOSS ,TECHNOLOGIES INC S I DIAMONDBACK ENERGY INC s QUALYS INC s SAIA INC s GRAND CANYO~ EDUCATION INC s VEECOINSTRU~ENTSINC Transaction Code s FLEETMATICS GROUP PLC s PTC THERAPEUTICS INC s I HUBSPOTINC s ENVESTNET INC, s ULTIMATE SOFlWARE GROUP INC/TH S LIFELOCK INC 'S COGNEX CORP ' s RSP PERMIAN INC s PROS HOLDINGS INC s PRA GROUP INC s POWER SOLUTIONS INTERNATIONAL S PROOFPOINT IN~ s REPLIGEN COR~ s HABIT RESTAURANTS INC/THE s JACK IN THE BOX INC s ENCORE CAPITAL GROUP INC s I DIPLOMAT PHARMACY INC s INC RESEARCH HOLDINGS INC s TYLER TECHNOLOGIES INC s BARRACUDA NETWORKS INC s NXSTAGE MEDl<;:AL INC s Q2 HOLDINGS l~C s ENTELLUS MEDICAL INC s HEALTH EQUITY INC s LA QUINTA HOLDINGS INC s GUIDEWIRE SOFTWARE INC s BOOT BARN HOtDINGS INC s MOTORCAR PARTS OF AMERICA INC S CYNOSURE INC s OXFORD IMMUNbTEC GLOBAL PLC MIDDLEBY CORP/THE IGATECORP WEXINC s BORDERFREEINC s HORIZON PHARMA PLC s GUIDEWIRE soF.rwARE INC s FIVE BELOW INCI HYPERION THE~PEUTICS INC s GUIDEWIRE SOFTWARE INC s FLEETMATICS GROUP PLC s FEDERATED GqVERNMENT OBLIG 5 s s s s s Trade Ex Date Shares Base Amount 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/2612015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/26/2015 3/27/2015 3/27/2015 3/27/2015 3/30/2015 - 1,900.0000 - 3, 100.0000 - 740.0000 - 610.0000 - 1, 140.0000 - 2,350.0000 - 1,290.0000 - 3, 100.0000 - 2,090.0000 -1,510.0000 - 5, 110.0000 -620 0000 -1,870 0000 -1,680 0000 - 2,910.0000 - 2,450.0000 - 2,340 0000 - 900.0000 - 4,740 0000 - 3,120 0000 - 1,740.0000 - 930 0000 -620.0000 - 1,830.0000 - 850 0000 - 590.0000 - 840.0000 - 2,920.0000 - 3,280.0000 - 1,020.0000 - 2,920.0000 -1,760 0000 - 1,480.0000 - 2,690.0000 -1,490 0000 - 2,700.0000 - 1,620.0000 - 460.0000 - 1,480.0000 - 310.0000 - 3,780.0000 -1,720 0000 -430 0000 - 1,650.0000 - 350 0000 -450.0000 - 460.0000 - 248,003.7700 55,692.91 138,825.67 57,547 33 26,704.39 50,17480 102,167 65 39,838 72 135,637 07 123,596.56 57,566.62 280,586.46 102,599 24 26,126.78 79,707.81 75,936 80 61,460.30 126,909.43 54,867 48 260,577.17 87,633.25 54,434 72 88,802 85 25,753.64 62,060.74 26,975 44 69,601.54 30,951.99 49,205.76 67,159.38 21,706 21 71, 168.13 41,322 27 74,797.97 62,321.58 39,918.60 81,918.11 20,997 73 46,624 10 61,980.36 31,773.91 23,522.50 35,843 27 21,821 23 58,250.69 15,119 30 23,395.02 20,126.23 248,003 77 Base Cost Base Investment Gain/Loss -52,489.21 -131,204.85 -12,950 00 -23,813.55 -59,097.53 -109,335.72 -44,698.15 -80,453.90 -126,814.35 -55,870.00 -250,913.73 -85,140.69 -22,937.36 -64,761.50 -92,576 75 -66,625.30 -118,693.93 -61,578 18 -154,126.55 -79,206.22 -55,447.85 -88,653.60 -29,274.91 -51,451 01 -15,725 00 -31,765.26 -32,427.70 -46,756.63 -62,463.34 -24,422.48 -65,428.69 -41,761.10 -58,605.70 -60,532.25 -40,024.40 -69,592 47 -38,950.56 -17,54116 -57,079.65 -20,364.98 -66,506.15 -35,277 20 -12, 165 04 -66,622.72 -9,122.36 -12,730.86 -11, 163.92 -248,003.77 3,203.70 7,620.82 44,597.33 2,890 84 -8,922.73 -7,168.07 -4,859 43 55,18317 -3,217 79 1,696.62 29,672 73 17,458.55 3,189 42 14,946.31 -16,639.95 -5,165.00 8,215 50 -6,710 70 106,450 62 8,427.03 -1,013.13 149 25 -3,521.27 10,609.73 11,250.44 37,836.28 -1,475.71 2,449.13 4,69604 -2,716.27 5,739.44 -438 83 16, 192.27 1,789 33 -105.80 12,325 64 -17,952.83 29,082.94 4,900.71 11,408.93 -42,983.65 566.07 9,656.19 -8,372.03 5,996.94 10,664.16 8,962.31 0.00 • • Reporting Account r:.umblc I w I-' N I LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 Mellon Security ID Security Description 1 37253A103 00404A109 44915N101 90385D107 596278101 09060J106 996192472 84652J103 996192472 380237107 74346Y103 922417100 922417100 45784P101 90385D107 74346Y103 996192472 922417100 922417100 74346Y103 29266S106 996192472 922417100 37253A103 37253A103 996192472 192422103 192422103 53220K504 996192472 45784P101 45169U105 37253A103 996192472 37253A103 45784P101 45169U105 45169U105 24802Y105 74346Y103 743424103 74346Y103 45784P101 922417100 37253A103 743424103 922417100 996192472 GENTHERMINC s ACADIA HEALTHCARE CO INC s HYPERION THERAPEUTICS INC s ULTIMATE SOFlWARE GROUP INC/TH S MIDDLEBY CORP/THE s BIODELIVERY SCIENCES INTERNATI s FEDERATED GOVERNMENT OBLIG 5 s SPARK THERAPEUTICS INC s FEDERATED GOVERNMENT OBLIG 5 s GODADDY INC s PROS HOLDINGS INC s VEECOINSTRUMENTSINC s VEECOINSTRUMENTSINC s INSULET CORP s ULTIMATE SOFTWARE GROUP INC/TH S PROS HOLDINGS INC s FEDERATED GOVERNMENT OBLIG 5 s VEECOINSTRUMENTSINC s VEECOINSTRUMENTSINC s PROS HOLDINGS INC s ENDOLOGIX INC s FEDERATED GOVERNMENT OBLIG 5 s VEECOINSTRUMENTSINC s GENTHERMINC s GENTHERMINC s FEDERATED GOVERNMENT OBLIG 5 s COGNEXCORP s COGNEXCORP s LIGAND PHARMACEUTICALS INC s FEDERATED GOVERNMENT OBLIG 5 s INSULET CORP s IGATECORP s GENTHERM INC s FEDERATED GOVERNMENT OBLIG 5 s GENTHERM INC s INSULET CORP s IGATECORP s IGATECORP s DEMANDWARE INC s PROS HOLDINGS INC s PROOFPOINT INC s PROS HOLDINGS INC s INSULET CORP s VEECOINSTRUMENTSINC s GENTHERM INC s PROOFPOINT INC s VEECOINSTRUMENTSINC s FEDERATED GOVERNMENT OBLIG 5 s Transaction Code Trade Ex Date Shares 3/30/2015 3/30/2015 3/30/2015 3/30/2015 3/30/2015 3/3012015 3/31/2015 3/31/2015 4/1/2015 4/1/2015 4/1/2015 4/2/2015 4/2/2015 4/2/2015 4/2/2015 4/6/2015 4/6/2015 417/2015 417/2015 417/2015 4/8/2015 4/9/2015 4/9/2015 4/9/2015 4/9/2015 4/10/2015 4/10/2015 4/10/2015 4/10/2015 4/13/2015 4/14/2015 4/15/2015 4/15/2015 4/16/2015 4/16/2015 4/16/2015 4/17/2015 4/17/2015 4/17/2015 4/17/2015 4/17/2015 4/17/2015 4/17/2015 4117/2015 4/20/2015 4/20/2015 4/20/2015 4/21/2015 - 1,060.0000 - 760.0000 -2,189 0000 - 320.0000 - 550 0000 - 2,880.0000 - 673,835.7600 - 190 0000 - 36,198 3600 -23.0000 -1,080 0000 - 840.0000 -1,160.0000 - 840.0000 - 350.0000 -404 0000 - 3,432.2200 -420.0000 - 570 0000 -426 0000 - 940 0000 - 7,967 5700 - 970 0000 - 190 0000 -450 0000 - 25,700 9800 -270 0000 - 1, 150.0000 - 580 0000 - 34,774 6200 - 900.0000 - 630.0000 - 386.0000 - 822 4400 -274 0000 - 730.0000 - 380 0000 - 840.0000 - 390.0000 - 3, 110.0000 - 430.0000 - 960.0000 - 890.0000 - 550.0000 - 600 0000 - 300 0000 - 520 0000 - 182, 775.8300 Base Amount 53,486 61 54,296.44 101,045 43 54,523.50 56,820.55 28,351.34 673,835.76 14,639.46 36,198.36 599.50 26,837.18 26,375 51 36,912.25 25,791.97 58,309.94 10,195 96 3,432.22 13,349 37 18,176.22 10,768 02 16,624.06 7,967.57 29,633.44 9,854.27 23,358.85 25,700.98 13,862.89 58,887.42 48, 114.81 34,774.62 27,104.17 27,078.92 20,059 24 822.44 14,060.24 21,767 31 17,15075 37,843.82 25,137.49 68,833.92 .24,516 68 22,129 80 26,380.45 16,991.05 31,059.20 17,374 57 16,278.04 182,775 83 Base Cost Base Investment GiaIn/Loss -46,574.45 -33,613 86 -47,302 97 -31,652 06 -20,97313 -41,608 42 -673,835 76 -8,683.54 -36,198.36 -460.00 -20,723.11 -28,556.28 -38,665.83 -35,252.67 -34,619.45 -6,971.26 -3,432.22 -13,724 61 -18,433.12 -7,350.89 -11,264 58 -7,967.57 -31,097.30 -8,142 97 -19,15781 -25,700.98 -10,148 03 -42,757.86 -34,998.29 -34,774 62 -37, 160.16 -23,610.46 -16,414.24 -822.44 -11,493.86 -29,748 89 -14,164.42 -31,241.51 -22,202.92 -53,664.92 -13,278.16 -16,565.38 -36,269.19 -17,337.05 -25,134.94 -9,257.91 -16,069.30 -182,775 83 6,912.16 :20,682 58 :53,742 46 22,871 44 35,847.42 -13,257.08 0.00 5,955.92 0.00 139.50 6,114 07 -2,180.77 -1,753 58 -9,460.70 23,690.49 3,224.70 000 -375.24 -256.90 3,417.13 5,359.48 000 -1,463.86 1,711.30 4,201 04 0.00 3,714.86 16,129.56 13,116.52 000 -10,055.99 3,46846 3,645.00 000 2,566.38 -7,981 58 2,986.33 6,602 31 2,934.57 15,16900 11,238 52 5,564.42 -9,888.74 -346.00 5,924.26 8, 116.66 208.74 0.00 • • --------------------- Reporting Account Mellon Security ID Security Description 1 743424103 871578103 006855100 37253A103 006855100 78709Y105 G4705A100 G35569105 057665200 24802Y105 006855100 G35569105 58471A105 60739U204 60739U204 192422103 14964U108 057665200 006855100 006855100 03765N108 14964U108 91347P105 37253A103 45329R109 009728106 91347P105 78709Y105 G4705A100 91347P105 78709Y105 449575109 996192472 45245E109 14964U108 192422103 192422103 009728106 91347P105 00182C103 252131107 91347P105 09627Y109 057665200 192422103 996192472 009728106 996192472 PROOFPOINT INC s SYNCHRONOSS TECHNOLOGIES INC S ADEPTUS HEALTH INC s GENTHERMINC s ADEPTUS HEALTH INC s SAIA INC s ICON PLC s FLEETMATICS GROUP PLC s BALCHEM CORP s DEMANDWARE INC s ADEPTUS HEALTH INC s FLEETMATICS GROUP PLC s MEDIDATA SOLUTIONS INC s MOBILEIRON INC s MOBILEIRON INC s COGNEXCORP s CAVIUM INC s BALCHEM CORP s ADEPTUS HEALTH INC s ADEPTUS HEALTH INC s APIGEECORP s CAVIUM INC s UNIVERSAL DISPLAY CORP s GENTHERM INC s INC RESEARCH HOLDINGS INC s AKORN INC s UNIVERSAL DISPLAY CORP s SAIAINC s ICON PLC s UNIVERSAL DISPLAY CORP s SAIA INC s IGI LABORATORIES INC s FEDERATED GOVERNMENT OBLIG 5 s IMAX CORP s CAVIUM INC s COGNEXCORP s COGNEXCORP s AKORN INC s UNIVERSAL DISPLAY CORP s ANI PHARMACEUTICALS INC DEXCOMINC UNIVERSAL DISPLAY CORP BLUEPRINT MEDICINES CORP BALCHEM CORP S, COGNEXCORP FEDERATED GOVERNMENT OBLIG 5 AKORN INC s FEDERATED GOVERNMENT OBLIG 5 ~1.1mb1c I w ...... w I LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 - --- ----- Transaction Code - s s s s s s s Trade Ex Date Shares Base Amount 4/21/2015 4/21/2015 4/21/2015 4/21/2015 4/21/2015 4/2112015 4/21/2015 4/22/2015 4/22/2015 4/22/2015 4/2212015 4/23/2015 4/23/2015 4/23/2015 4/23/2015 4/23/2015 4/23/2015 4/23/2015 4/23/2015 4/23/2015 4/24/2015 4/24/2015 4/24/2015 4/27/2015 4/27/2015 4/2712015 4/27/2015 4/28/2015 4/28/2015 4/28/2015 4/28/2015 4/28/2015 4/29/2015 4/29/2015 4/29/2015 4/29/2015 4/29/2015 4/29/2015 4/29/2015 4/29/2015 4/29/2015 4/30/2015 4/30/2015 5/1/2015 5/4/2015 5/5/2015 5/5/2015 5/6/2015 - 460.0000 - 770 0000 - 340.0000 - 510.0000 - 320.0000 - 590 0000 - 430.0000 - 350.0000 - 360.0000 - 610 0000 - 407.0000 -490 0000 - 620.0000 - 2,640 0000 -410.0000 - 530.0000 - 840.0000 - 580.0000 -100.0000 -140 0000 - 24.0000 - 750.0000 - 320.0000 - 510 0000 -640 0000 - 530.0000 -480 0000 - 790 0000 -420.0000 - 770.0000 - 790.0000 - 290.0000 - 64,486.1500 - 820.0000 - 380.0000 - 260 0000 - 250.0000 - 370.0000 - 380.0000 -450 0000 -490.0000 - 250.0000 -19.0000 - 300.0000 - 360 0000 - 30,748 5700 - 370 0000 - 72,936.3100 27,183 60 39,493.11 18,148.89 26,997.68 17,225.34 25,438.27 29,153.41 16,475.45 19,447.52 39,676 34 21,176.84 23,947.81 34,229.99 17,700.87 2,748.33 25,514.36 58,769.68 31,553.15 6,214.20 8,846.84 479.03 49,573.11 15,282.91 26,829.73 22,657.37 24,557.04 22,631.34 34,020.72 28,078 37 35,266.35 33,944 49 1,804.40 64,486.15 30,740 82 25,159.33 12,12547 11,664.58 16,036 94 17,339.16 28,486.22 32,972.42 11,119.29 428 21 15,805.26 16,972.56 30,748.57 14,990 05 72,936.31 Base Cost Base Investment Gain/Loss -14,195.46 -26,698.08 -8,893.58 -20,958.96 -8,370.43 -30,216.72 -16,617 98 -8,471.34 -20,849.28 -34,453.01 -10,583.09 -11,428.73 -17,009.15 -27,612.81 -4,288.35 -19,159.61 -49,321.77 -33,551.89 -2,592 81 -3,629 93 -408.00 -39,295.82 -10,762.87 -20,958 96 -11,840 00 -7,286 39 -16,120.18 -40,059.07 -16,228.30 -25,732.68 -39,468.68 -2,905 45 ~.486.15 -16,649.12 -17, 164.33 -9,236.29 -8,573 58 -5,086.72 -12,387.40 -15,628.99 ~,434.53 -8,043.25 -342.00 -16,978.98 -12,210.10 -30,748.57 -5,086.72 -72,936.31 12,988.14 12,795 03 9,255.31 6,038.72 8,854.91 -4,778.45 12,535.43 8,004.11 -1,401.76 5,223.33 10,593 75 12,519.08 17,220.84 -9,911 94 -1,540.02 6,354.75 9,447.91 -1,998.74 3,621.39 5,216.91 71.03 10,277.29 4,520.04 5,870.77 10,817.37 17,270 65 6,511.16 • ~.038.35 11,850.07 9,533.67 -5,524 19 -1,101.05 000 14,091.70 7,995.00 2,889.18 3,091.00 10,950.22 4,951.76 12,857.23 26,537.89 3,076.04 86.21 -1, 173.72 4,762 46 0.00 9,903.33 0.00 • Reporting Account ~umb1c I w I-' oi:>. I LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 Mellon Security ID Security Description 1 Transaction Code Trade Ex Date Shares Base Amount 00653A107 057665200 002120103 24802Y105 09970L100 996192472 70438V106 70432V102 097488100 996192472 682159108 682159108 759916109 996192472 759916109 009728106 09970L100 09970L100 91347P105 292554102 69354N106 69354N106 45169U105 45169U105 91347P105 69354N106 91347P105 70432V102 292554102 70432V102 009728106 292554102 596278101 45169U105 996192472 996192472 292554102 596278101 78709Y105 596278101 78709Y105 996192472 78709Y105 78709Y105 78709Y105 82509L107 996192472 996192472 ADAPTIMMUNE THERAPEUTICS PLC BALCHEM CORP ATYR PHARMA INC DEMANDWARE INC BORDERFREEINC FEDERATED GOVERNMENT OBLIG 5 PAYLOCITY HOLDING CORP PAYCOM SOFTWARE INC BOJANGLES' INC FEDERATED GOVERNMENT OBLIG 5 ON ASSIGNMENT INC ON ASSIGNMENT INC REPLIGEN CORP FEDERATED GOVERNMENT OBLIG 5 REPLIGEN CORP AKORNINC BORDERFREEINC BORDERFREEINC UNIVERSAL DISPLAY CORP ENCORE CAPITAL GROUP INC PRA GROUP INC PRA GROUP INC IGATECORP IGATECORP UNIVERSAL DISPLAY CORP PRA GROUP INC UNIVERSAL DISPLAY CORP PAYCOM SOFTWARE INC ENCORE CAPITAL GROUP INC PAYCOM SOFTWARE INC AKORN INC ENCORE CAPITAL GROUP INC MIDDLEBY CORP/THE IGATECORP FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 ENCORE CAPITAL GROUP INC MIDDLEBY CORP/THE SAIA INC MIDDLEBY CORP/THE SAIA INC FEDERATED GOVERNMENT OBLIG 5 SAIA INC SAIA INC SAIA INC SHOPIFY INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s 5/6/2015 5/6/2015 5/7/2015 517/2015 517/2015 5/8/2015 5/8/2015 5/8/2015 5/8/2015 5/11/2015 5/11/2015 5/11/2015 5/11/2015 5/12/2015 5/1212015 5/12/2015 5/1212015 5/1212015 5/1212015 5/1212015 - 56 0000 - 300 0000 -605 0000 -1,010.0000 - 4,600.0000 - 95,090 6000 - 550.0000 - 450.0000 -102.0000 - 178,759 5100 - 200.0000 - 270 0000 -656.0000 - 14,078.7500 - 974.0000 - 390.0000 - 5,620.0000 - 4,534 0000 - 290 0000 - 380 0000 -1,180.0000 - 560 0000 -40.0000 -1,290 0000 - 70 0000 - 280.0000 - 270.0000 - 50.0000 - 721 0000 - 350.0000 - 380.0000 - 500.0000 - 630.0000 - 2,620 0000 - 114,799.5800 - 29,645.3400 - 819.0000 - 330 0000 - 720.0000 - 290 0000 - 534.0000 - 88,751.5300 -253 0000 - 373 0000 - 390.0000 - 82.0000 - 159,392 6000 - 26,850.6800 1,075.74 16,924.78 7,991.90 59,967 84 63,956.29 95,090.60 17,993 96 16,381.54 2,703.97 178,759.51 7,397.46 9,985.22 25,409.10 14,078.75 37,631.45 15,851.48 78,228 95 63, 112.11 14,010 37 14,692.27 65,762.07 31,258 17 1,897.05 61,150.42 3,475 53 15,794.50 13,301.06 1,952 31 27,674.86 13,652.37 15,737.11 19,135 69 68,731.60 124,189 90 114,799.58 29,645 34 31,456 55 35,752.50 30,027.83 31,227.29 22,446.80 88,751 53 10,597.59 15,524.08 16,543.76 2,230 53 159,392 60 26,850.68 5/~2/2015 5/13/2015 5/13/2015 5/13/2015 5/13/2015 5/13/2015 5/13/2015 5/13/2015 5/13/2015 5/14/2015 5/14/2015 5/14/2015 5/14/2015 5/14/2015 5/14/2015 5/15/2015 5/15/2015 5/18/2015 5/18/2015 5/19/2015 5/19/2015 5/20/2015 5/20/2015 5/20/2015 5/21/2015 5/21/2015 5/2212015 5/26/2015 Base Cost Base lnlfestment Gain/Loss -952.00 -16,442 10 -8,470 00 -56,583.04 -72,250.40 -95,090.60 -15,194 24 -10, 125.00 -1,938.00 -178,759.51 -3,287.78 -4,438.50 -16,375.79 -14,078.75 -24,274.62 -5,361.68 -77, 147.33 -51,350.06 -9,330.17 -17,861.18 -51,267.36 -22,423 23 -1,484.23 -46,834 78 -2,252.11 -11, 136.43 -8,686 71 -1, 125.00 -32,745 97 -7,875 00 -5,224.20 -22,631.94 -24,023.77 -91,362.05 -114, 799.58 -29,645 34 -36,915.61 -12,583 88 -35,888.90 -11,058 56 -26,242 11 -88,751 53 -12,339 74 -18,162.16 -18,880.50 -1,394 00 -159,392.60 -26,850 68 123 74 482.68 -478 10 3,384 80 -8,294.11 0.00 2,799 72 6,256.54 765.97 000 4,109.68 5,546.72 9,033.31 0.00 13,356.83 10,489.80 1,081.62 11,762 05 4,680 20 -3,168.91 14,494.71 8,834 94 412.82 14,315 64 1,223 42 4,658.07 4,614.35 827.31 -5,071.11 5,777 37 10,512 91 -3,496 25 44,707.83 32,827.85 000 0.00 -5,459.06 23,168.62 -5,861.07 20,168.73 -3,795 31 0.00 -1,742.15 -2,638 08 -2,336.74 836.53 0.00 000 • • Reporting Account r:tumbstc I w I-' U1 I LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 Mellon Security ID Security Description 1 Transaction Code Trade Ex Date Shares Base Amount 91347P105 449575109 996192472 252131107 G6855A103 91347P105 996192472 91347P105 91347P105 449575109 449575109 317485100 996192472 84652J103 009728106 45245E109 006855100 192422103 009728106 009728106 996192472 192422103 437390100 437390100 252131107 192422103 192422103 252131107 192422103 192422103 238661102 252131107 G35569105 996192472 24802Y105 682159108 98979J109 98979J109 252131107 96208T104 09060J106 98979J109 875372104 252131107 252131107 252131107 875372104 98979J109 UNIVERSAL DISPLAY CORP IGI LABORATORIES INC FEDERATED GOVERNMENT OBLIG 5 DEXCOM INC OXFORD IMMUNOTEC GLOBAL PLC UNIVERSAL DISPLAY CORP FEDERATED GOVERNMENT OBLIG 5 UNIVERSAL DISPLAY CORP UNIVERSAL DISPLAY CORP IGI LABORATORIES INC IGI LABORATORIES INC FINANCIAL ENGINES INC FEDERATED GOVERNMENT OBLIG 5 SPARK THERAPEUTICS INC AKORN INC IMAX CORP ADEPTUS HEALTH INC COGNEXCORP AKORN INC AKORN INC FEDERATED GOVERNMENT OBLIG 5 COGNEXCORP HOMEAWAY INC HOMEAWAY INC DEXCOM INC COGNEXCORP COGNEXCORP DEXCOM INC COGNEXCORP COGNEXCORP DAVIDSTEA INC DEXCOM INC FLEETMATICS GROUP PLC FEDERATED GOVERNMENT OBLIG 5 DEMANDWARE INC ON ASSIGNMENT INC ZOE'S KITCHEN INC ZOE'S KITCHEN INC OEXCOM INC WEXINC BIODELIVERY SCIENCES INTERNATI ZOE'S KITCHEN INC TANDEM DIABETES CARE INC DEXCOMINC DEXCOM INC DEXCOM INC TANDEM DIABETES CARE INC ZOE'S KITCHEN INC s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s 5/26/2015 5/27/2015 5/28/2015 5/28/2015 5/28/2015 5/28/2015 5/29/2015 5/29/2015 5/29/2015 5/29/2015 5/29/2015 5/29/2015 6/1/2015 6/212015 6/2/2015 6/2/2015 6/3/2015 6/3/2015 6/3/2015 6/4/2015 6/4/2015 6/4/2015 6/4/2015 6/4/2015 6/4/2015 6/4/2015 6/4/2015 6/4/2015 6/5/2015 6/5/2015 6/5/2015 6/5/2015 6/5/2015 6/8/2015 6/8/2015 6/8/2015 6/9/2015 6/9/2015 6/9/2015 6/10/2015 6/10/2015 6/10/2015 6/10/2015 6/10/2015 6/10/2015 6/10/2015 6110/2015 6/1112015 - 170 0000 - 710 0000 -16,721.5000 - 600.0000 - 6,350 0000 - 860.0000 - 9,457.0200 - 156 0000 - 1,044 0000 - 800.0000 - 3,180 0000 - 550.0000 - 22,168.5900 - 240.0000 - 520 0000 - 970.0000 -400.0000 - 550.0000 -490.0000 -690 0000 - 8,732.9900 -420.0000 -420 0000 - 160.0000 - 350.0000 - 620.0000 - 200 0000 - 70.0000 -650 0000 - 1,300.0000 - 756 0000 -460.0000 - 360.0000 - 54,633.0500 - 640.0000 - 340.0000 - 1,020.0000 - 590.0000 - 360.0000 - 320.0000 - 2,000 0000 -440 0000 -90 0000 -470.0000 -610.0000 - 290.0000 -190 0000 - 540.0000 9,079.90 4,275.82 16,721 50 42,354 54 81,108.32 46,464.34 9,457.02 8,461 39 56,219.72 5, 115.58 20,254 31 23,595.17 22,168.59 17,654.05 24,056 67 39,290.67 30,069.76 28,245.27 22,438 98 31,471 08 8,732.99 21,208.38 12,653 35 4,834.79 25,082.25 31,173.70 10, 126.41 5,024.36 32,375.90 64,948.75 18,963.46 33,096.67 15,996.44 54,633.05 41,685.25 12,971 24 39,231.12 22,612.63 25,505.60 35,878.91 16,332.49 17,631.13 1,010.08 33,506.81 43,724.36 20,784 87 2,119 79 21,659.65 Base Cost Base Investment Gain/Loss -5,469.41 -7,047 65 -16,721.50 -7,879 02 -128,756.87 -27,425.21 -9,457 02 -4,944.48 -32,787.18 -7,719.20 -30,352 22 -11,683.32 -22,168.59 -10,909.48 -7, 148.91 -19,694.69 -17,469.76 -18,479 39 -6,736 47 -9,486.05 -8,732.99 -14,111 54 -9,988 15 -3,805.01 -4,59610 -20,747 79 -6,719.78 -919.22 -21,728.46 -43,176.70 -14,364.00 -6,040.58 -8,176.42 -54,633.05 -35,813 59 -5,589.23 -30,551.33 -17,610.85 -4,727.41 -21,021.92 -27,280.06 -13,121.32 -1,971.76 -6, 171.90 -8,010 34 -3,808.19 -4,162.60 -16,011.62 3,610.49 -2,771.83 0.00 34,475.52 -47,648 55 19,039.13 000 3,516.91 23,432.54 -2,603 62 -10,097.91 11,911.85 0.00 6,744.57 16,907.76 19,595.98 12,600 00 9,765 88 15,702.51 21,985 03 0.00 7,096.84 2,665.20 1,029 78 20,486.15 10,425.91 3,406.63 4, 105 14 10,647.44 21,772.05 4,599.46 27,056.09 7,820.02 0.00 5,871.66 7,382.01 8,679.79 5,001.78 20,778.19 14,856.99 -10,947.57 4,509.81 -961.68 27,334.91 35,714.02 16,976.68 -2,042.81 5,648.03 • • Reporting Account Mellon Security ID Security Description 1 Transaction Code Trade Ex· Date Shares 875372104 70438V106 70438V106 875372104 749780105 242309102 69327R101 701877102 25278X109 25278X109 996192472 25278X109 74758T303 37253A103 25278X109 74758T303 576485205 037598109 006855100 576485205 71426V108 449575109 74758T303 006855100 449575109 449575109 037598109 037598109 875372104 242309102 242309102 60255W105 60255W105 71426V108 74758T303 74758T303 344177100 98979J109 449575109 576485205 24802Y105 37253A103 996192472 037598109 24802Y105 449575109 98979J109 006855100 TANDEM DIABETES CARE INC PAYLOCITY HOLDING CORP PAYLOCITY HOLDING CORP TANDEM DIABETES CARE INC RSP PERMIAN INC DEALERTRACK TECHNOLOGIES INC PDC ENERGY INC PARSLEY ENERGY INC DIAMONDBACK ENERGY INC DIAMONDBACK ENERGY INC FEDERATED GOVERNMENT OBLIG 5 DIAMONDBACK ENERGY INC QUALYSINC GENTHERM INC DIAMONDBACK ENERGY INC QUALYS INC MATADOR RESOURCES CO APOGEE ENTERPRISES INC ADEPTUS HEALTH INC MATADOR RESOURCES CO PERNIX THERAPEUTICS HOLDINGS I IGI LABORATORIES INC QUALYS INC ADEPTUS HEALTH INC IGI LABORATORIES INC IGI LABORATORIES INC APOGEE ENTERPRISES INC APOGEE ENTERPRISES INC TANDEM DIABETES CARE INC DEALERTRACK TECHNOLOGIES INC DEALERTRACK TECHNOLOGIES INC MINDBODY INC MINDBODY INC PERNIX THERAPEUTICS HOLDINGS I QUALYS INC QUALYS INC FOGO DE CHAO INC ZOE'S KITCHEN INC IGI LABORATORIES INC MATADOR RESOURCES CO DEMANDWARE INC GENTHERMINC FEDERATED GOVERNMENT OBLIG 5 APOGEE ENTERPRISES INC DEMANDWARE INC IGI LABORATORIES INC ZOE'S KITCHEN INC ADEPTUS HEALTH INC s s s s 6/11/2015 6/12/2015 6/12/2015 6/12/2015 6/15/2015 6/15/2015 6/15/2015 6/15/2015 6/15/2015 6/15/2015 6/16/2015 6/16/2015 6/16/2015 6116/2015 6/16/2015 6/17/2015 6/17/2015 6/17/2015 6/1712015 6/18/2015 6/18/2015 6/18/2015 6/18/2015 6/18/2015 6/18/2015 6/18/2015 6/18/2015 6/18/2015 6/18/2015 6/18/2015 6118/2015 6/19/2015 6/19/2015 6/19/2015 6/19/2015 6/19/2015 6/19/2015 6/19/2015 6/19/2015 6/19/2015 6/j9/2015 6/19/2015 6/22/2015 6/22/2015 6/22/2015 6/22/2015 6/22/2015 6/22/2015 - 370.0000 - 590.0000 -170.0000 -400.0000 - 700 0000 - 5,530.0000 -490.0000 -1,000 0000 - 820.0000 - 810.0000 - 16,336 2700 - 610.0000 - 800.0000 - 750.0000 - 636.0000 -470.0000 - 610.0000 - 550.0000 - 290.0000 - 810.0000 -2,150 0000 - 1,039 0000 -440 0000 -180 0000 - 1,790.0000 - 210.0000 -100.0000 -190 0000 - 1,780 0000 - 1,280.0000 - 5,060.0000 - 85.0000 - 85.0000 - 2,910 0000 -11 0000 - 349 0000 - 1,260.0000 - 132 0000 -1,163.0000 - 1,310 0000 - 50.0000 - 610.0000 - 237,491.4900 -440 0000 - 370 0000 -672.0000 - 25 0000 - 240 0000 ~umbic I w ..... O'I I LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s Base Amount 4,061.15 21,068 51 6,033 18 4,389 63 20,726 61 346,881 66 28,203 98 18,203 06 65,243.40 64,347.48 16,336.27 48,507.95 35,716 46 40,729.88 51,383 84 21,350.20 16,300.23 32,121 27 25,906 00 21,465 90 12,829.46 6,941.84 20,653 34 15,856 76 12,051 84 1,424 96 5,999 03 11,516 88 21,299 97 80,537 65 318,258.02 1,375.27 1,375 27 17,660 75 525 83 16,533.46 32,474.77 5,235.71 7,706.93 33,970 95 3,598 23 34,357 98 237,491 49 26,359 03 26,624.70 4,412 73 999.53 21,429.85 Base Cost Base lm1estment Gain/Loss -8, 106.10 -16,299 28 -4,696.40 -8,289.68 -21,847 69 -257,919.25 -27,237.34 -23,067.00 -14,350.00 -14, 175.00 -16,336 27 -10,675.00 -33,755 60 -30,816.27 -11,130 00 -18,787.53 -17,410.43 -23,873.79 -7,442.61 -22,866.74 -18, 183 63 -9,613 76 -17,561.90 -4,618.67 -16,562 69 -1,94311 -4,340.69 -8,247.31 -34,781 20 -56,819 28 -207,501 23 -1,190.00 -1,190.00 -24,611.32 -439.05 -13,676.08 -25,200.00 -3,861.12 -10,672.78 -36,395 93 -2,789.50 -24,337.72 -237,491.49 -19,038.66 -20,642.30 -6,076 72 -731.27 -6,156.91 4,044.95 4,769.23 1,336.78 ·3,900 05 ·1,121 08 fl8,962.41 966.64 -4,863.94 !i0,893.40 !i0,172 48 0.00 :17,832.95 1,960.86 9,913.61 •l0,253.84 2,562.67 -1, 110.20 8,247 48 '18,463.39 -1,400 84 -5,354.17 -2,671.92 3,091.44 11,238 09 -4,510 85 -518.15 1,658.34 3,269.57 -13,481 23 23,718.37 110,756 79 185.27 185.27 -6,950 57 86.78 2,857 38 7,274.77 1,374.59 -2,965.85 -2,424.98 808.73 10,020.26 000 7,320 37 5,982.40 -1,663.99 268.26 15,272.94 • • Reporting Account th1mb1c I w ...... ~ I LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 Mellon Security ID Security Description 1 Transaction Code Trade Ex Date Shares Base Amount 13123E500 449575109 009728106 98979J109 25456K101 74758T303 45329R109 25456K101 449575109 71426V108 25456K101 09060J106 449575109 449575109 449575109 09060J106 449575109 011642105 98979J109 81750R102 449575109 09060J106 875372104 875372104 875372104 09060J106 875372104 09060J106 449575109 449575109 996192472 09060J106 09060J106 875372104 875372104 996192472 252131107 875372104 875372104 996192472 875372104 632307104 996192472 69327R101 749780105 701877102 576485205 875372104 CALLIDUS SOFlWARE INC IGI LABORATORIES INC AKORNINC ZOE'S KITCHEN INC DIPLOMAT PHARMACY INC QUALYSINC INC RESEARCH HOLDINGS INC DIPLOMAT PHARMACY INC IGI LABORATORIES INC PERNIX THERAPEUTICS HOLDINGS I DIPLOMAT PHARMACY INC BIODELIVERY SCIENCES INTERNATI IGI LABORATORIES INC IGI LABORATORIES INC IGI LABORATORIES INC BIODELIVERY SCIENCES INTERNATI IGI LABORATORIES INC ALARM.COM HOLDINGS INC ZOE'S KITCHEN INC SERES THERAPEUTICS INC IGI LABORATORIES INC BIODELIVERY SCIENCES INTERNATI TANDEM DIABETES CARE INC TANDEM DIABETES CARE INC TANDEM DIABETES CARE INC BIODELIVERY SCIENCES INTERNATI TANDEM DIABETES CARE INC BIODELIVERY SCIENCES INTERNATI IGI LABORATORIES INC IGI LABORATORIES INC FEDERATED GOVERNMENT OBLIG 5 BIODELIVERY SCIENCES INTERNATI BIODELIVERY SCIENCES INTERNATI TANDEM DIABETES CARE INC TANDEM DIABETES CARE INC FEDERATED GOVERNMENT OBLIG 5 DEXCOM INC TANDEM DIABETES CARE INC TANDEM DIABETES CARE INC FEDERATED GOVERNMENT OBLIG 5 TANDEM DIABETES CARE INC NATERA INC FEDERATED GOVERNMENT OBLIG 5 PDC ENERGY INC RSP PERMIAN INC PARSLEY ENERGY INC MATADOR RESOURCES CO TANDEM DIABETES CARE INC s s s s s s s s s s s s s s s s s s s s s s s s s ~ s s s s s 6/23/2015 6/23/2015 6/23/2015 6/23/2015 6/23/2015 6/24/2015 6/24/2015 6/24/2015 6/24/2015 6/25/2015 6/25/2015 6/25/2015 6/25/2015 6/25/2015 6/25/2015 6/25/2015 6/26/2015 6/26/2015 6/26/2015 6/26/2015 6/26/2015 6/26/2015 6/2612015 6/26/2015 6/26/2015 6/29/2015 6/29/2015 6/29/2015 6/29/2015 6/29/2015 6/30/2015 6/30/2015 6/30/2015 6/30/2015 6/3012015 7/1/2015 7/1/2015 7/1/2015 7/1/2015 7/212015 7/2/2015 7/2/2015 7/6/2015 7/6/2015 7/6/2015 7/6/2015 7/6/2015 7/6/2015 - 2,080.0000 - 1,316 0000 -600 0000 -604 0000 - 359.0000 - 420.0000 - 580.0000 - 394 0000 -669.0000 - 2,850.0000 - 327.0000 - 1,650.0000 - 1,277.0000 - 748 0000 - 548 0000 -1,600 0000 - 2,341 0000 -46 0000 - 19 0000 - 96.0000 - 971.0000 - 2,043.0000 - 848 0000 - 245.0000 - 519 0000 - 2,207.0000 - 980.0000 - 1,690.0000 -642.0000 - 2,884.0000 - 262,699.1900 - 1, 725.0000 - 2, 175 0000 -260 0000 - 1,930.0000 - 38,061.6900 - 150 0000 -240.0000 -1,110 0000 - 69,212.9100 -470.0000 -1,716.0000 - 64,285 7900 - 660.0000 -1,260 0000 - 1,980.0000 - 1,450.0000 - 650.0000 33,508 39 8,222 87 28,055 30 24,153.21 16,542.30 18,679.28 23,386.09 17,283.95 4,178 69 15,173.68 14,386.38 13,241.83 7,992.98 4,754.20 3,475.51 12,818.32 14,558 88 736.44 759 77 3,104.41 6,107 76 15,743 26 9,459.01 2,727 21 5,817 57 16,280 28 10,663.08 12,357.22 3,898.98 17,246.00 262,699.19 12,674 37 15,769.32 2,826 82 20,957.87 38,061.69 12, 115.09 2,592.69 11,78010 69,212 91 4,893.92 37,854.26 64,285 79 32,939 59 32,820.25 32,584.45 32,668.76 6,835.86 ~ s s s s s s s s s ~ s ~ s s s s Base Cost Base Investment Gain/Loss -27,040.00 -11,656.99 -8,248.74 -17,667 54 -12,041.44 -16,396 21 -17,980 00 -13,215.39 -5,925.94 -24,103.88 -10,947 14 -21,799.08 -11,259 70 -6,563.78 -4,808.75 -21,130 08 -20,475.59 -644.00 -555 77 -1,728 00 -8,520 62 -26,857 97 -14,581.40 -3,675 00 -7,785 00 -28,580.13 -14,700 00 -21,780 04 -5,582.70 -25,078.69 -262,699.19 -21,895.64 -27, 114.84 -3,900.00 -26,745.00 -38,061.69 -1,969.76 -2,760.00 -12,765.00 -69,212.91 -5,405.00 -30,888.00 -64,285.79 -36,402.95 -38,387.47 -44,754.23 -40,020.00 -7,475.00 6,468.39 -3,434.12 19,806.56 6,48567 4,500 86 2,283 07 5,406 09 4,068.56 -1,747 25 -8,930.20 3,439.24 -8,557.25 -3,266.72 -1,809 58 -1,333.24 -8,31°1.76 -5,916.71 92.44 204.00 1,37641 -2,412.86 -11,114 71 -5,122.39 -947.79 -1,967 43 -12,299.85 -4,036.92 -9,422.82 -1,683.72 -7,832.69 0.00 -9,221.27 -11,345.52 -1,073.18 -5,787.13 0.00 10, 145 33 -167.31 -984.90 000 -511.08 6,966.26 0.00 -3,463.36 -5,567.22 -12,169 78 -7,351.24 -639.14 • • Reporting Account Mellon Security ID Security Description 1 Transaction Code Trade Ex Date Shares 996192472 875372104 252131107 57063L107 252131107 57060D108 068323104 57060D108 996192472 701877102 252131107 701877102 252131107 57063L107 74346Y103 996192472 58471A105 701877102 57063L107 96208T104 996192472 96208T104 25456K101 58471A105 37253A103 57063L107 98979J109 701877102 681116109 74346Y103 74346L101 57063L107 701877102 74346Y103 58471A105 74346Y103 58471A105 G4705A100 58471A105 37253A103 53224V100 53224V100 911163103 911163103 37253A103 996192472 98979J109 701877102 FEDERATED GOVERNMENT OBLIG 5 TANDEM DIABETES CARE INC DEXCOMINC MARKETOINC DEXCOM INC MARKETAXESS HOLDINGS INC BARRACUDA NETWORKS INC MARKETAXESS HOLDINGS INC FEDERATED GOVERNMENT OBLIG 5 PARSLEY ENERGY INC DEXCOMINC PARSLEY ENERGY INC DEXCOM INC MARKETOINC PROS HOLDINGS INC FEDERATED GOVERNMENT OBLIG 5 MEDIDATA SOLUTIONS INC PARSLEY ENERGY INC MARKETOINC WEX INC FEDERATED GOVERNMENT OBLIG 5 WEXINC DIPLOMAT PHARMACY INC MEDIDATA SOLUTIONS INC GENTHERMINC MARKETOINC ZOE'S KITCHEN INC PARSLEY ENERGY INC OLLIE'S BARGAIN OUTLET HOLDING PROS HOLDINGS INC PRONAI THERAPEUTICS INC MARKETOINC PARSLEY ENERGY INC PROS HOLDINGS INC MEDIDATA SOLUTIONS INC PROS HOLDINGS INC MEDIDATA SOLUTIONS INC ICON PLC MEDIDATA SOLUTIONS INC GENTHERMINC LIFELOCK INC LIFELOCK INC UNITED NATURAL FOODS INC UNITED NATURAL FOODS INC GENTHERMINC FEDERATED GOVERNMENT OBLIG 5 ZOE'S KITCHEN INC PARSLEY ENERGY INC s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s 7/7/2015 717/2015 7/9/2015 7/9/2015 7/9/2015 7/9/2015 7/9/2015 7/10/2015 7/13/2015 7/13/2015 7/14/2015 7/14/2015 7/14/2015 7/14/2015 7/14/2015 7/15/2015 7/15/2015 7/15/2015 7/15/2015 7/15/2015 7/16/2015 7/16/2015 7/16/2015 7/16/2015 7/16/2015 7/16/2015 7/16/2015 7/16/2015 7/16/2015 7/16/2015 7/16/2015 7/17/2015 7/17/2015 7/17/2015 7/20/2015 7/20/2015 7/20/2015 7/20/2015 7/20/2015 7/20/2015 7/21/2015 7/21/2015 7/21/2015 712112015 7/21/2015 7/22/2015 7/22/2015 7/2212015 - 270,678 2000 -1,380 0000 - 480.0000 - 770 0000 - 460.0000 - 1,470 0000 -499 0000 - 90 0000 - 97,037.7400 - 2,600 0000 - 340 0000 - 2,070 0000 -430 0000 - 1,420 0000 - 1,220 0000 - 69,353 8200 - 570 0000 - 2,090 0000 -1,164.0000 - 420 0000 - 15,860.7400 -470 0000 - 700 0000 -650 0000 - 300.0000 - 236 0000 - 630 0000 - 1,570 0000 - 2,144 0000 -1,260 0000 -144 0000 - 730.0000 - 1,060 0000 - 810 0000 -620 0000 - 320 0000 - 610.0000 - 580 0000 - 580.0000 - 520 0000 - 3,870 0000 - 3,460.0000 - 700 0000 - 770 0000 - 690 0000 - 51,861 5800 - 210 0000 - 1,408 0000 t:h.imblc I w I-' CX> I LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 s s s Base Amount 270,678 20 14,244 23 38,381.58 19,72318 36,942.14 146,573 35 16,975 46 9,04967 97,037 74 42,760.37 27,918 65 35,876 57 35,378.06 34,653 89 26,382 50 69,353 82 32,673 67 34,879 99 28,143.49 46,555.43 15,860 74 51,91717 34,193.53 37,191 33 14,959.49 5,557 43 26,795 23 25,710.31 45,298 02 27,027 00 4,190.90 17,504 92 17,077.98 17,311.57 37,14611 6,849.37 36,269 01 39,456 03 34,641 83 25,551 70 40,264.28 33,595 63 37,782 15 41,746.71 33,730.37 51,861 58 9,018 72 21,410 92 Base Cost Base lnvftstment Gain/Loss -270,678 20 -15,870 00 -6,303 22 -22,185.42 -6,040 58 -122,045.65 -21, 193.53 -5,534 44 -97,037 74 -57,053 19 4,464 78 -43,390 11 -5,646.63 -40,533.83 -21,051 83 -69,353 82 -15,567.47 -41,887.63 -30,761 13 -27,591.27 -15,860.74 -30,875 95 -20,714 00 -17,722.37 -11, 180.88 -5,966 24 -18,071 32 -28,302.77 -34,304.00 -21,742 05 -2,448 00 -18,454 91 -17,601.36 -13,977 04 -16,890.30 -5,521.79 -16,600 15 -22,296.13 -15,765 90 -19,380 19 -47,211 40 -41,776 63 47,247.45 -45,909 01 -25,716 03 -51,861 58 -5,944.66 -22,830 58 000 -1,625 77 3;!,078 36 -=!,462 24 30,901.56 2•1,527 70 ....1,218.07 :l,515.23 000 -14,292 82 2:3,453 87 -·7,513.54 29,731.43 -:5,879.94 5,330.67 0 00 17, 106.20 -7,007 64 -2,617 64 18,964 16 0.00 21,041 22 13,479.53 19,468.96 3,778 61 -408 81 8,723.91 ..2,592 46 10,994 02 5,284.95 1,742 90 -949.99 -523 38 3,334.53 :!0,255.81 1,327 58 '19,668 86 '17,159 90 18,875.93 6,171.51 -6,947.12 -8,181.00 -9,465 30 -4,16230 8,014.34 000 3,074 06 -1,419.66 • • Reporting Account Mellon Security ID Security Description 1 902252105 911163103 57063L107 911163103 57063L107 911163103 911163103 911163103 911163103 630160102 996192472 252131107 29266S106 911163103 37253A103 996192472 125134106 996192472 37253A103 876518104 876518104 37253A103 24802Y105 911163103 996192472 252131107 006855100 006855100 89531P105 89531P105 00182C103 252131107 996192472 29266S106 00404A109 996192472 89531P105 89531P105 84652J103 84652J103 252131107 29266S106 29266S106 252131107 00900T107 98979J109 73933G202 73933G202 TYLER TECHNOLOGIES INC s UNITED NATURAL FOODS INC s MARKETO INC s UNITED NATURAL FOODS INC s MARKETOINC s UNITED NATURAL FOODS INC s UNITED NATURAL FOODS INC s UNITED NATURAL FOODS INC s UNITED NATURAL FOODS INC s NANTKWEST INC s FEDERATED GOVERNMENT OBLIG 5 s DEXCOM INC s ENDOLOGIX INC s UNITED NATURAL FOODS INC s GENTHERM INC s FEDERATED GOVERNMENT OBLIG 5 s CE8 INC s FEDERATED GOVERNMENT OBLIG 5 s GENTHERMINC s TASER INTERNATIONAL INC s TASER INTERNATIONAL INC s GENTHERMINC s DEMANDWARE INC s UNITED NATURAL FOODS INC s FEDERATED GOVERNMENT OBLIG 5 s DEXCOM INC s ADEPTUS HEALTH INC s ADEPTUS HEALTH INC s TREXCOINC s TREXCO INC s ANI PHARMACEUTICALS INC s DEXCOMINC s FEDERATED GOVERNMENT 08LIG 5 s ENDOLOGIX INC s ACADIA HEALTH CARE CO INC s FEDERATED GOVERNMENT OBLIG 5 s TREXCO INC s TREXCOINC s SPARK THERAPEUTICS INC s SPARK THERAPEUTICS INC s DEXCOM INC s ENDOLOGIX INC s ENDOLOGIX INC s DEXCOM INC s AIMMUNE THERAPEUTICS INC s ZOE'S KITCHEN INC s POWER SOLUTIONS INTERNATIONAL S POWER SOLUTIONS INTERNATIONAL S Humbgc I w I-' "° I LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH8F20070002 LHBF20070002 LH8F20070002 LH8F20070002 LH8F20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH8F20070002 LHBF20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH8F20070002 LHBF20070002 LHBF20070002 LHBF20070002 Transaction Code Trade Ex Date Shares 7/22/2015 7/22/2015 7/23/2015 7/23/2015 7/24/2015 7/24/2015 7/27/2015 7/27/2015 7/27/2015 7/28/2015 7/28/2015 7/28/2015 7/28/2015 7/28/2015 7/29/2015 7/29/2015 7/29/2015 7/30/2015 7/30/2015 7/30/2015 7/30/2015 7/30/2015 7/30/2015 7/30/2015 7/31/2015 7/31/2015 8/3/2015 8/3/2015 8/3/2015 8/3/2015 8/3/2015 8/3/2015 8/3/2015 8/4/2015 8/4/2015 8/5/2015 8/5/2015 8/5/2015 8/5/2015 8/5/2015 8/5/2015 8/5/2015 8/5/2015 8/6/2015 8/6/2015 8/6/2015 8/6/2015 8/6/2015 - 230 0000 -400 0000 -680 0000 - 80.0000 - 700 0000 - 92 0000 - 81.0000 - 147.0000 - 269.0000 -44 0000 - 220,316 5800 - 390 0000 - 2,040 0000 -671 0000 - 550.0000 - 105, 124.3900 - 830 0000 - 121,986 1400 - 660.0000 - 920 0000 - 880.0000 - 770 0000 - 340 0000 - 720 0000 -41,175 8200 -420.0000 -140 0000 - 20.0000 - 2,940 0000 - 500 0000 - 330.0000 - 590.0000 - 66,202.7200 - 5,530 0000 - 390 0000 - 42,905.1600 - 710.0000 - 580 0000 - 500.0000 -1,310.0000 - 460.0000 - 710 0000 - 700.0000 - 310.0000 - 141 0000 - 720.0000 - 1,570.0000 - 1,770.0000 Base Amount 32,127.64 20,906 09 16,986 69 4,158.00 21,283.31 4,667 75 3,920 71 6,812.32 12,389 86 1,564.50 220,316.58 31,857.15 28,856 08 30,991.03 27,873.26 105,124 39 62,489.79 121,986.14 32,371 81 26,537.37 25,968 32 38,502 83 25,536.73 33,270 29 41,175 82 35,519.83 15,838.00 2,295.48 109,000 55 19,473 49 22,886.59 49,732.30 66,202.72 66,423.47 30,362 85 42,905 16 27,912 63 22,755 53 28,302 07 71,646.12 39,534.02 8,507.27 8,376.11 29,293.22 2,962.65 29,712.55 56,420.68 63,795.46 Base Cost Base Investment Gain/Loss -29,678 74 -22,942 92 -17,184 78 -4,588 58 -17,689 00 -5,276 87 -4,645 94 -8,431 52 -15,429.12 -1,100 00 -220,316 58 -5,121 36 -24,446.54 -38,486.76 -20,498.28 -105,124 39 -37,957 58 -121,98614 -24,519.85 -16,381 43 -15,613 07 -28,476 51 -18,486 73 -37,993 38 -41,175 82 -5,515.31 -3,590.71 -512.96 -151, 126.27 -25,164 77 -16,904.84 -7,747.70 -66,202.72 -66,269 31 -16,724 37 -42,90516 -35,257 05 -27,890 81 -22,241.70 -58,198 45 -6,040 58 -8,508.36 -8,388 52 -4,070 83 -2,256 00 -19,983.46 -100,926.51 -100,536 88 2,448 90 -2,036 83 -198 09 -430 58 3,594 31 -609.12 -725 23 -1,61920 -3,039 26 464 50 0 00 26,735 79 4,409 54 -7,495 73 7,374 98 000 24,532 21 000 7,851.96 10,155.94 10,355 25 10,026 32 7,050 00 -4,723 09 0.00 30,004 52 12,247.29 1,782 52 -42,125.72 -5,691.28 5,981.75 41,984.60 0.00 154.16 13,638 48 0.00 -7,344.42 -5,135 28 6,060 37 13,447.67 33,493.44 -1 09 -12 41 25,222.39 706.65 9,729.09 -44,505.83 -36,741 42 • • Reporting Account Mellon Security ID Security Description 1 Transaction Code Trade Ex Date Shares Base Amount 996192472 G35569105 G35569105 72703H101 996192472 69354N106 996192472 37890U108 38526M106 57777M102 60739U204 57777M102 996192472 57777M102 996192472 000307108 57777M102 60739U204 57777M102 252131107 996192472 009728106 996192472 37253A103 252131107 252131107 009728106 009728106 009728106 996192472 009728106 71377G100 996192472 996192472 71377G100 996192472 71377G100 252131107 252131107 71377G100 03211L102 57777M102 57777M102 57777M102 996192472 996192472 57777M102 996192472 FEDERATED GOVERNMENT OBLIG 5 FLEETMATICS GROUP PLC FLEETMATICS GROUP PLC PLANET FITNESS INC FEDERATED GOVERNMENT OBLIG 5 PRA GROUP INC FEDERATED GOVERNMENT OBLIG 5 GLOBAL BLOOD THERAPEUTICS INC GRAND CANYON EDUCATION INC MAXPOINT INTERACTIVE INC MOBILEIRON INC MAXPOINT INTERACTIVE INC FEDERATED GOVERNMENT OBLIG 5 MAXPOINT INTERACTIVE INC FEDERATED GOVERNMENT OBLIG 5 AAC HOLDINGS INC MAXPOINT INTERACTIVE INC MOBILEIRON INC MAXPOINT INTERACTIVE INC DEXCOM INC FEDERATED GOVERNMENT OBLIG 5 AKORN INC FEDERATED GOVERNMENT OBLIG 5 GENTHERMINC DEXCOM INC DEXCOM INC AKORN INC AKORN INC AKORN INC FEDERATED GOVERNMENT OBLIG 5 AKORN INC PERFORMANCE SPORTS GROUP LTD FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 PERFORMANCE SPORTS GROUP LTD FEDERATED GOVERNMENT OBLIG 5 PERFORMANCE SPORTS GROUP LTD DEXCOM INC DEXCOM INC PERFORMANCE SPORTS GROUP LTD AMPLIFY SNACK BRANDS INC MAXPOINT INTERACTIVE INC MAXPOINT INTERACTIVE INC MAXPOINT INTERACTIVE INC FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 MAXPOINT INTERACTIVE INC FEDERATED GOVERNMENT OBLIG 5 s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s 817/2015 817/2015 817/2015 8/10/2015 8/11/2015 8/11/2015 8/1212015 8/12/2015 8/13/2015 8/13/2015 8/14/2015 8/14/2015 8/17/2015 8/17/2015 8/18/2015 8/18/2015 8/18/2015 8/19/2015 8/19/2015 8/20/2015 8/21/2015 8/21/2015 8/24/2015 8/24/2015 8/25/2015 8/25/2015 8/25/2015 8/25/2015 8/25/2015 8/26/2015 8/26/2015 8/27/2015 8/27/2015 8/28/2015 8/28/2015 8/31/2015 8/31/2015 9/1/2015 9/1/2015 9/1/2015 9/1/2015 9/212015 9/2/2015 9/2/2015 9/212015 9/3/2015 9/3/2015 9/8/2015 - 32,618.2400 - 30 0000 - 750.0000 - 860.0000 - 140,881 5500 -1,920 0000 - 86,985.1300 -14 0000 -1,020 0000 - 2,381 0000 - 3,600.0000 - 706.0000 - 41, 100 7300 -127.0000 - 222,739.0800 -600 0000 - 347.0000 - 3,090 0000 -496 0000 - 500 0000 - 57,544 6000 - 840 0000 - 33,434.3300 - 950.0000 - 140.0000 -180 0000 - 540 0000 - 460.0000 - 780 0000 - 96,094.6900 - 720.0000 - 1,481 0000 - 95,666 9800 - 63,963.8100 - 654 0000 - 58,034 7100 - 517.0000 -430 0000 - 270 0000 - 818 0000 - 323 0000 - 309 0000 - 386 0000 -126 0000 - 10,805 9200 - 23,348 3900 - 192 0000 - 27 ,600 5800 32,618 24 1,536 08 37,492 10 16,179.57 140,881 55 110,097 88 86,98513 484.53 40,774 15 15,550 50 16,845 52 4,292.96 41,100.73 725.44 222,739.08 14,737.04 1,748 87 12,882.90 2,444 59 45,577.91 57,544 60 33,564.52 33,434 33 39,364 23 12,567 56 16,207 17 21,839.89 18,452 97 31,736 60 96,09469 27,339.47 18,657 73 95,666 98 63,963 81 8,465.22 58,034.71 6,669 95 39,221 08 23,938 18 10,207 14 3,996 08 1,537 62 1,930 07 627 02 10,805 92 23,348 39 962 26 27,600 58 ~umblc I w "' 0 I LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 S s s S s S s s S s s s s s s s s Base Cost Base Investment Gain/Loss -32,618.24 -678 71 -16,953.32 -13,749 77 -140,881 55 -75,310 38 -86,98513 -280 00 -46,181 92 -27,381.50 -37,653 84 -8,11900 -41, 100 73 -1,460 50 -222,739 08 -22,183 77 -3,990.50 -30,583 92 -5,704.00 -6,341.92 -57,544 60 -11,548 24 -33,434.33 -34,104.82 -1,740 47 -2,237 74 -7,423 87 -6,324 03 -10,723 36 -96,094.69 -9,898 49 -31,232.40 -95,666.98 -63,963.81 -13,716.08 -58,034 71 -10,842.84 -5,345.72 -3,356 61 -16,948 77 -5,814 00 -3,553 50 -4,439 00 -1,449 00 -10,805 92 -23,348 39 -2,208 00 -27,600.58 000 857 37 20,538.78 2,429 80 0.00 34,787 50 0.00 204.53 -5,407 77 -11,831.00 -20,808.32 -3,826 04 000 -735 06 0 00 -7,44673 -2,241 63 -17,701.02 -3,259 41 39•,235.99 000 22,016 28 0.00 E.,259 41 10,827.09 • 1~i,969.43 14,416 02 1•~. 128 94 21,013 24 000 1i',440 98 -1~~.574 67 0.00 0.00 -!>,250.86 0 00 -"l,172.89 3:i,875 36 20,581 57 -li,741.63 -·1,817.92 -:~.015 88 -:~.508.93 -821.98 000 0 00 -·l,245.74 000 • Reporting Account Mellon Security ID Security Description 1 30066A105 87817A107 983793100 009728106 60739U204 57777M102 57777M102 317485100 60739U204 317485100 87817A107 983793100 57777M102 57777M102 60739U204 60739U204 996192472 60739U204 60739U204 57777M102 60739U204 57777M102 60739U204 996192472 037598109 60739U204 57777M102 009728106 60739U204 576485205 037598109 902252105 876518104 60739U204 009728106 876518104 60739U204 57777M102 996192472 252131107 903850107 57777M102 60739U204 73933G202 60739U204 90385D107 70975L107 504200108 EXAMWORKS GROUP INC s TEAM HEALTH HOLDINGS INC s XPO LOGISTICS INC s AKORN INC s MOBILEIRON INC s MAXPOINT INTERACTIVE INC s MAXPOINT INTERACTIVE INC s FINANCIAL ENGINES INC s MOBILEIRON INC s FINANCIAL ENGINES INC s TEAM HEALTH HOLDINGS INC s XPO LOGISTICS INC s MAXPOINT INTERACTIVE INC s MAXPOINT INTERACTIVE INC s MOBILEIRON INC s MOBILEIRON INC s FEDERATED GOVERNMENT OBLIG 5 s MOBILEIRON INC s MOBILEIRON INC s MAXPOINT INTERACTIVE INC s MOBILEIRON INC s MAXPOINT INTERACTIVE INC s MOBILEIRON INC s FEDERATED GOVERNMENT OBLIG 5 s APOGEE ENTERPRISES INC s MOBILEIRON INC s MAXPOINT INTERACTIVE INC s AKORN INC s MOBILEIRON INC s MATADOR RESOURCES CO s APOGEE ENTERPRISES INC s TYLER TECHNOLOGIES INC s TASER INTERNATIONAL INC s MOBILEIRON INC s AKORN INC s TASER INTERNATIONAL INC s MOBILEIRON INC s MAXPOINT INTERACTIVE INC s FEDERATED GOVERNMENT 08LIG 5 s DEXCOM INC s ULTIMATE SOFTWARE GROUP INCITH S MAXPOINT INTERACTIVE INC s M081LEIRON INC s POWER SOLUTIONS INTERNATIONAL S M081LEIRON INC s ULTIMATE SOFTWARE GROUP INCITH S PENUMBRA INC s LA QUINTA HOLDINGS INC s t:h1mb11c I w l\J ...... I LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LH8F20070002 LH8F20070002 LH8F20070002 LHBF20070002 LH8F20070002 LH8F20070002 LH8F20070002 LHBF20070002 LH8F20070002 LHBF20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LH8F20070002 LHBF20070002 LHBF20070002 LH8F20070002 Transaction Code Trade Ex Date Shares Base Amount 9/9/2015 9/9/2015 9/9/2015 9/9/2015 9/9/2015 9/9/2015 9/9/2015 9/9/2015 9/9/2015 9/9/2015 9/9/2015 9/10/2015 9/10/2015 9/10/2015 9/10/2015 9/10/2015 9/11/2015 9/11/2015 9/11/2015 9/11/2015 9/11/2015 9/14/2015 9/14/2015 9/15/2015 9/15/2015 9/15/2015 9/15/2015 9/15/2015 9/15/2015 9/16/2015 9/16/2015 9/16/2015 9/16/2015 9/16/2015 9/16/2015 9/16/2015 9/16/2015 9/16/2015 9/17/2015 9/1712015 9/17/2015 9/17/2015 9/17/2015 9/17/2015 9/1712015 9/17/2015 9/18/2015 9/18/2015 - 740 0000 - 540 0000 - 760 0000 - 500 0000 - 165 0000 - 160 0000 - 200 0000 -420 0000 - 525.0000 - 590 0000 - 380.0000 - 790.0000 - 130 0000 - 30.0000 -166 0000 - 242 0000 - 38,020.4100 - 180 0000 - 828 0000 - 50.0000 -137.0000 - 176 0000 -165 0000 - 38,775 0200 - 250 0000 - 50.0000 - 309 0000 -420.0000 -165.0000 -660.0000 - 280 0000 - 330.0000 -1,160.0000 - 227.0000 -420 0000 -1,1500000 -165.0000 - 130 0000 - 27,315 5700 -160.0000 - 220.0000 -160.0000 - 83.0000 - 720.0000 -165.0000 - 170.0000 - 39.0000 - 6,720.0000 22.458 65 31,994 95 25,948 43 19,405 74 587.57 782 08 97840 13,061.04 1,895 21 18,097.79 22,446 29 23,365 07 643 51 148 79 598 34 876 43 38,020.41 658.91 2,939.34 244 50 499 97 861.32 60310 38,775.02 14,339.21 189 80 1,484.65 15,971.46 610.39 15,513 47 16,027.04 48,923 64 27,982.62 854.77 15,972.01 27,596.96 626 30 622.77 27,315.57 16,026.13 40,518.37 766.59 319.13 20,928.79 618.61 31,246.19 1,577 91 107,544.22 Base Cost Base Investment Gain/Loss -30,610 76 -21, 125.12 -37,570.80 -6,873 95 -1,567 22 -1,840 00 -2,300 00 -8,921.81 -4,986 61 -12,533 02 -14,865.83 -38,719 64 -1,495 00 -345 00 -1,576 72 -2,298 59 -38,020 41 -1,709.69 -7,811 07 -575 00 -1,292 39 -2,024 00 -1,556.53 -38,775 02 -13,796 75 -471 67 -3,553.50 -5,774 12 -1,556 53 -18,216 00 -15,319.76 -24,533 85 -20,137 33 -2,14140 -5,774 12 -17,716 33 -1,556 53 -1,420 20 -27,315.57 -1,989.10 -21,760.79 -1,726.02 -782.98 -39,413 25 -1,556.53 -16,815 16 -1,170 00 -163,355.09 -8,15211 10,869 83 -11,622.37 12,531 79 -979 65 -1,057 92 -1,321 60 4,139 23 -3,091 40 5,564 77 7,580.46 -15,354.57 -851 49 -196 21 -978 38 -1.422 16 000 -1,050 78 -4,871 73 -330 50 -792 42 -1,162 68 -953.43 0.00 542 46 -281.87 -2,068.85 10,19734 -946 14 -2,702 53 707.28 24,389.79 7,845 29 -1,286 63 10,19789 9,880.63 -930 23 -797 43 0.00 14,037 03 18,757 58 -959 43 -463 85 -18,484.46 -937 92 14,431.03 407.91 -55,810.87 • • I Reporting Account Mellon Security ID Security Description 1 60739U204 74758T303 74758T303 57777M102 G4617B105 60739U204 G4617B105 009728106 00182C103 25456K101 G4617B105 60739U204 761299106 57777M102 437390100 73933G202 60739U204 437390100 249908104 00182C103 60739U204 37253A103 60739U204 57777M102 983793100 57777M102 37253A103 73933G202 00182C103 983793100 761299106 57777M102 249908104 60739U204 G46178105 006855100 009728106 60739U204 009728106 983793100 983793100 761299106 57777M102 249908104 00182C103 60739U204 249908104 009728106 MOBILEIRON INC s OUALYS INC s OUALYS INC s MAX.POINT INTERACTIVE INC s HORIZON PHARMA PLC s MOBILEIRON INC s HORIZON PHARMA PLC s AKORNINC s ANI PHARMACEUTICALS INC s DIPLOMAT PHARMACY INC s HORIZON PHARMA PLC s MOBILEIRON INC s RETROPHIN INC s MAX.POINT INTERACTIVE INC s HOMEAWAY INC s POWER SOLUTIONS INTERNATIONAL S MOBILEIRON INC s HOMEAWAY INC s DEPOMED!NC s ANI PHARMACEUTICALS INC s MOBILEIRON INC s GENTHERM INC s MOBILEIRON INC s MAX.POINT INTERACTIVE INC s XPO LOGISTICS INC s MAX.POINT INTERACTIVE INC s GENTHERM INC s POWER SOLUTIONS INTERNATIONAL S ANI PHARMACEUTICALS INC s XPO LOGISTICS INC s RETROPHIN INC s MAX.POINT INTERACTIVE INC s DEPOMEDINC s MOBILEIRON INC s HORIZON PHARMA PLC s ADEPTUS HEALTH INC s AKORN INC s MOBILEIRON INC s AKORN INC s XPO LOGISTICS INC s XPO LOGISTICS INC s RETROPHIN INC s MAX.POINT INTERACTIVE INC s DEPOMEDINC s ANI PHARMACEUTICALS INC s MOBILEIRON INC s DEPOMEDINC s AKORN INC s MumtHlc I w N N I LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 Transaction Code Trade Ex Date Shares 9/18/2015 -165 0000 -430 0000 - 170.0000 - 100.0000 -2,890 0000 -165.0000 - 1,230.0000 - 560 0000 - 3?0.0000 - 370 0000 - 520.0000 - 167 0000 -1,1000000 - 85 0000 - 810 0000 - 500 0000 - 1,422.0000 - 780 0000 - 540 0000 - 360 0000 -167 0000 - 840 0000 - 418 0000 -10.0000 - 860 0000 - 70.0000 - 360.0000 - 680 0000 - 280 0000 -620 0000 - 640.0000 - 330.0000 -930.0000 -167 0000 - 900.0000 - 410.0000 - 719.0000 -167 0000 - 111.0000 -160.0000 -1,450 0000 - 700.0000 - 1,670.0000 - 700 0000 - 340 0000 - 167 0000 - 920.0000 -470.0000 9/2~/2015 9/2112015 9/2H2015 " 9/W2015 9/2;1/2015 9/22/2015 9/22/2015 9/22/2015 9/22/2015 9/22/2015 9/22/2015 9/22/2015 9/22/2015 912212015 9/22/2015 9/22/2015 9/22/2015 9'2212015 9/23/2015 9/23/2015 9/23/2015 9/23/2015 9/23/2015 9/23/2015 9/23/2015 9/24/2015 9/24/2015 9/24/2015 9/24/2015 9/24/2015 9/24/2015 9/24/2015 9/24/2015 9/24/2015 9/24/2015 9/25/2015 9/25/2015 9/25/2015 9/28/2015 9/28/2015 912812015 9/28/2015 9/28/2015 9/28/2015 9/28/2015 9/29/2015 9/29/2015 Base Amount 600 01 14,118 39 5,637 97 459 26 83,686.78 589.11 33,044.20 21,020 72 16,016 21 12,983 99 13,097 56 56510 24,896 50 366 29 21,906.20 13,918 39 4,791.77 21,359 82 13,071 37 15,987.62 560 16 35,530.92 1,414 90 41 68 24,100 62 296.80 14,304.58 16,739.52 12,624 96 16, 169 05 14,773.93 1,404.12 20,757 95 560.87 21,595.10 45,194.64 23,842 18 547.31 3,828.11 3,499.74 31,263 74 14,555 53 6,888.62 12,791 70 13,425 91 53112 14,930 12 13,19726 Base Cost Base Investment G<1ln/Loss -1,556 53 -16,751 08 -6,620.24 -1,078.76 -81,866.84 -1,556.53 -33,411.01 -7,698 82 -19,626.91 -10,079.80 -13,010 76 -1,575 39 -36,242 92 -916 95 -24,745 74 -26,733.07 -13,292 19 -21,053.94 -17,747 43 -21,93313 -1,503 00 -29,027 52 -3,762 00 -107 88 -40,649 28 -755.13 -12,259 62 -33,979 33 -16,591.08 -29,084 51 -20,643 76 -3,559.90 -30,557 41 -1,503.00 -22,518 63 -10,478 58 -9,884 75 -1,503 00 -1,526.01 -7,461.15 -66,915.37 -21,534.19 -17,617 45 -22,941 60 -19,214 22 -1,503 00 -29,795.99 -6,423.98 -956.52 -2,632.69 -982.27 -619.50 1,819.94 -967.42 -366 81 1:3,321.90 -:3,610.70 :2,904 19 86.80 -1,01029 -11,346 42 -550 66 -2,839 54 -12,814 68 -8,500.42 305.88 -4,676 06 -5,945 51 -942 84 6,503.40 -2,347.10 -66.20 -16,548 66 -458 33 2,044.96 -17,239.81 -3,966 12 -12,915.46 -5,869.83 -2,15578 ·9,79946 -942.13 -923 53 ~.4,716 06 13,957 43 -955 69 2,302.10 -3,961.41 -:15,651 63 -6,978.66 -1'0,728 83 -110,149 90 ·5,788.31 -971 88 -114,865 87 6,773 28 • • Reporting Account Mellon Security ID Security Description 1 761299106 G4617B105 G4617B105 60739U204 068323104 996192472 068323104 068323104 068323104 068323104 60739U204 60739U204 60739U204 068323104 996192472 46071F103 73933G202 902252105 60739U204 73933G202 60739U204 46071F103 60739U204 57777M102 G35569105 84652J103 000307108 996192472 000307108 000307108 30063P105 G4617B105 761299106 30063P105 57777M102 249908104 009728106 249908104 45667G103 761299106 996192472 45667G103 57777M102 G35569105 84652J103 30063P105 G4617B105 30063P105 RETROPHIN INC s HORIZON PHARMA PLC s HORIZON PHARMA PLC s MOBILEIRON INC s BARRACUDA NETWORKS INC s FEDERATED GOVERNMENT OBLIG 5 s BARRACUDA NETWORKS INC s BARRACUDA NETWORKS INC s BARRACUDA NETWORKS INC s BARRACUDA NETWORKS INC s MOBILEIRON INC s MOBILEIRON INC s MOBILEIRON INC s BARRACUDA NETWORKS INC s FEDERATED GOVERNMENT OBLIG 5 s INTERSECT ENT INC s POWER SOLUTIONS INTERNATIONAL S TYLER TECHNOLOGIES INC s MOBILEIRON INC s POWER SOLUTIONS INTERNATIONAL S MOBILEIRON INC s INTERSECT ENT INC s MOBILEIRON INC s MAXPOINT INTERACTIVE INC s FLEETMATICS GROUP PLC s SPARK THERAPEUTICS INC s AAC HOLDINGS INC s FEDERATED GOVERNMENT OBLIG 5 s AAC HOLDINGS INC s AAC HOLDINGS INC s EXACT SCIENCES CORP s HORIZON PHARMA PLC s RETROPHIN INC s EXACT SCIENCES CORP s MAXPOINT INTERACTIVE INC s DEPOMEDINC s AKORN INC s DEPOMEDINC s INFINERA CORP s RETROPHIN INC s FEDERATED GOVERNMENT OBLIG 5 s INFINERA CORP s MAXPOINT INTERACTIVE INC s FLEETMATICS GROUP PLC s SPARK THERAPEUTICS INC s EXACT SCIENCES CORP s HORIZON PHARMA PLC s EXACT SCIENCES CORP s H1.1mb1r I w t-J w I LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 Transaction Code Trade Ex Date Shares Base Amount 9/29/2015 9/29/2015 9/29/2015 9/29/2015 9/29/2015 9/30/2015 9/30/2015 9/30/2015 9/30/2015 9/30/2015 9/30/2015 9/30/2015 9/30/2015 9/30/2015 10/1/2015 10/1/2015 10/1/2015 10/1/2015 10/1/2015 10/2/2015 10/212015 10/5/2015 10/5/2015 10/5/2015 10/5/2015 10/5/2015 10/5/2015 10/5/2015 10/5/2015 10/6/2015 10/6/2015 10/6/2015 10/6/2015 10/6/2015 10/6/2015 10/6/2015 10/6/2015 1017/2015 10/7/2015 101712015 1017/2015 1017/2015 1017/2015 10/7/2015 1017/2015 10/8/2015 10/8/2015 10/8/2015 - 1, 120 0000 - 880 0000 - 810.0000 -168.0000 - 900.0000 - 164,529 6700 - 310 0000 - 660.0000 - 950.0000 - 1, 150.0000 -49 0000 - 695.0000 - 1,368 0000 -1,1800000 - 7,945.9500 - 570.0000 - 221.0000 - 330.0000 -1,392 0000 - 899 0000 - 1,362.0000 - 880.0000 - 858 0000 - 105.0000 - 1,240.0000 - 250 0000 - 554 0000 - 137,875.2200 - 950 0000 - 36.0000 - 4,940.0000 -610 0000 - 950 0000 - 1, 110.0000 - 82 0000 -610.0000 - 660.0000 - 1,270.0000 -1,520 0000 - 2,480.0000 - 37,799 5700 - 3,020.0000 - 84 0000 -400.0000 -400 0000 -1,470 0000 - 820.0000 - 1,500.0000 21,183 39 15,673 92 13,611 71 506 36 16,560 41 164,529 67 5,474.49 10,528 65 15,402 73 17,945 87 148 56 2,154 59 4,218 83 18,386 77 7,945.95 11,476.39 5, 111 52 53,953.47 4,189.84 20,307.40 4,331 61 19,363.34 2,802.60 521 18 66,168 03 13,420 60 15,605 83 137,875.22 25,547 87 1,008 35 57,550 43 11,061 77 18,964.98 11,064.71 412.01 11,256.66 19,190.26 22,935.77 28,947 25 49,495 42 37,799 57 56,165.83 447.96 21,660.88 18,935.77 13,164 19 14,540.54 11,319.09 Base Cost Base Investment Gain/Loss -33,240.06 -19,042 11 -15,412.28 -1,51200 -36,564 85 -164,529 67 -12,156.87 -25,478 90 -36,531 13 -43,943 17 -441 00 -6,255 00 -12,312 00 -44,572.33 -7,945 95 -15,972.90 -9,741 61 -17,762.04 -12,528.00 -36,985.25 -12,258 00 -23,463 87 -7,722 00 -1,045.18 -27,982.62 -11,106 58 -18,000.18 -137,875 22 -32,207 75 -1".10687 -128,355 99 -11,606 77 -27,235.74 -24,892.70 -816.24 -19,111.11 -9,017 32 -39,595 94 -35,549.91 -66,937.78 -37,799.57 -65,867 98 -836.14 -8,709.07 -17,770 52 -31,351 66 -15,504.85 -29,565.28 -12,056 67 -3,368 19 -1,800 57 -1,005 64 -20,004.44 000 -6,682.38 -14,950 25 -21,128 40 -25,997.30 -292 44 -4,10041 -8,093 17 -26,185.56 0.00 -4,496.51 -4,630.09 36,191 43 -8,338 16 -16,677 85 -7,926.39 -4,100.53 -4,919 40 -524 00 38,18541 2,314 02 -2,394 35 000 -6,659.88 -98 52 -70,805 56 -545.00 -8,270 76 -13,827.99 -404 23 -7,854.45 10,17294 -16,660.17 -6,602.66 -17,442 36 000 -9,702 15 -388 18 12,951 81 1,165 25 -18,187 47 -964.31 -18,246 19 • • Reporting Account Mellon Security ID Security Description 1 Transaction Code Trade Ex Date 761299106 141619106 141619106 50420D108 57777M102 57777M102 00182C103 00182C103 57777M102 983793100 78463M107 000307108 57777M102 252131107 G35569105 000307108 78463M107 57777M102 30063P105 30063P105 930427109 57060D108 60739U204 57777M102 57777M102 996192472 G46178105 G46178105 69366J200 69366J200 60739U204 57060D108 78463M107 996192472 70432V102 60739U204 78463M107 902252105 000307108 141619106 57060D108 57777M102 57060D108 141619106 902252105 57060D108 759916109 759916109 RETROPHIN INC CARDIOVASCULAR SYSTEMS INC CARDIOVASCULAR SYSTEMS INC LA QUINTA HOLDINGS INC MAXPOINT INTERACTIVE INC MAXPOINT INTERACTIVE INC ANI PHARMACEUTICALS INC ANI PHARMACEUTICALS INC MAXPOINT INTERACTIVE INC XPO LOGISTICS INC SPS COMMERCE INC AAC HOLDINGS INC ' MAXPOINT INTERACT,IVE INC DEXCOM INC I FLEETMATICS GROUP PLC MC HOLDINGS INC SPS COMMERCE INC MAXPOINT INTERACTIVE INC EXACT SCIENCES CORP EXACT SCIENCES CORP WAGEWORKS INC MARKETAXESS HOLDINGS INC MOBILEIRON INC MAXPOINT INTERACTIVE INC MAXPOINT INTERACTIVE INC FEDERATED GOVERNMENT OBLIG 5 HORIZON PHARMA PLC HORIZON PHARMA PLC PTC THERAPEUTICS INC PTC THERAPEUTICS INC MOBILEIRON INC MARKETAXESS HOLDINGS INC SPS COMMERCE INC FEDERATED GOVERNMENT OBLIG 5 PAYCOM SOFTWARE INC MOBILEIRON INC SPS COMMERCE INC TYLER TECHNOLOGIES INC MC HOLDINGS INC CARDIOVASCULAR SYSTEMS INC MARKETAXESS HOLDINGS INC MAXPOINT INTERACTIVE INC MARKETAXESS HOLDINGS INC CARDIOVASCULAR SYSTEMS INC TYLER TECHNOLOGIES INC MARKETAXESS HOLDINGS INC REPLIGEN CORP REPLIGEN CORP s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s 10/8/2015 10/8/2015 10/8/2015 10/8/2015 101812015 10/9/2015 10/9/2015 10/12/2015 10/12/2015 10/13/2015 10/13/2015 10/13/2015 10/13/2015 10/14/2015 10/14/2015 10/14/2015 10/14/2015 10/14/2015 t:h1mblc I w "'""" I LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 10/~4/2015 10/14/2015 10/14/2015 10/15/2015 10/15/2015 10/15/2015 10/:15/2015 10/~5/2015 10/15/2015 10/~5/2015 10/15/2015 10/15/2015 10/15/2015 10/~5/2015 10/,15/2015 1O/,~ 6/2015 10M6/2015 10116/2015 10116/2015 10/~6/2015 10/16/2015 101,~ 6/2015 101rn12015 101.rn12015 10/~6/2015 10/16/2015 10/~9/2015 10/~9/2015 10/19/2015 10/~9/2015 Shares Base Amount - 1,440.0000 - 3,610 ooqo - 4,870.00(10 - 430.0000 - 80.00C10 - 83.0000 - 1,210.ooqo - 320.0000 - 82 0000 - 350 0000 - 260 0000 - 500 0000 - 83 0000 - 590 0000 -260 0000 -430 0000 - 50.0000 - 82 0000 - 510.0000 - 770.0000 - 530.0000 -150 0000 - 172 0000 - 98 0000 - 84.0000 - 19,720 3000 - 920 0000 - 1,420 0000 - 710 0000 - 1,790 0000 -164 0000 - 150 0000 -90.0000 - 20,802.1900 - 550.0000 - 374 0000 - 100 0000 - 140.0000 - 920 0000 - 400 0000 - 340 0000 - 147 0000 - 37 0000 - 267.0000 - 170 0000 - 563 0000 - 370.0000 - 210 0000 27,547 27 44,209 77 64,125.02 7,402 31 425 02 431 62 51,313 82 12,96411 395.39 9,955 11 20,150 30 13,219 00 391.46 42,377 85 13,779 17 11,229 11 3,735 55 393.57 3,619.25 5,513 09 25,235 90 14,459 62 66013 494 78 411 93 19,720 30 16,09814 25,177 55 19,19825 46,573 15 632 28 14,369 75 6,744.33 20,802 19 23,096 88 1,441.47 7,586 12 23,960 96 24,479.54 5,861 85 32,814 25 711.68 3,576 50 3,907 20 29,039 27 53,853 22 11,650 45 6,691.52 Base Cost Base lnv1~stment Ga1ln/Loss -36,054 40 -116,904 40 -144,340 08 -10,300 22 -796.33 -825.10 -52,952 70 -10,724.45 -812 12 -15,994.48 -17,572.97 -14,740.77 -821.37 -7,311 28 -5,660 82 -7,781 67 -3,312.00 -806 22 -9,894 66 -7,947.92 -32,053 81 -13,698 99 -1,522 55 -963 06 -825 42 -19,720 30 -16,728 00 -24,821 81 -38,456.86 -90,555.81 -1,476 00 -14,274.62 -5,959 12 -20,802.19 -17,546.08 -3, 169.11 -6,59916 -7,529.73 -16,649.15 -11,505 92 -29,054 43 -1,443.15 -2,256.36 -7,680 20 -9, 143 25 -34,333 19 -12,970 43 -7,361 59 -U,507 13 -72,694 63 -80,215 06 -:!,897.91 -371 31 -393.48 -1,638.88 :?,239 66 -416.73 -15,039 37 2,577 33 -1,521 77 -429.91 3!),066 57 a,118 35 :3,447.44 423 55 -412 65 -15,275 41 -2,434.83 -l),817 91 760 63 -862 42 -468 28 -413 49 0 00 -629.86 355 74 -19,258 61 -4:3,982 66 -843.72 9513 785.21 0.00 :5,550.80 -1,727 64 986 96 115,431.23 7,830.39 -5,644 07 3,759 82 -731.47 1,320.14 -3,773 00 19,896 02 1•a,520.03 -1,319.98 -670.07 • • Reporting Account Mellon Security ID Security Description 1 87817A107 759916109 009728106 78463M107 57777M102 57060D108 G4617B105 009728106 78463M107 57777M102 78463M107 87817A107 682159108 682159108 87817A107 009728106 78463M107 78463M107 00182C103 87817A107 57777M102 73933G202 73933G202 84760C107 57777M102 84760C107 009728106 87817A107 983793100 37253A103 84760C107 317485100 84760C107 57777M102 84760C107 57777M102 983793100 983793100 983793100 759916109 84652J103 84760C107 57777M102 57777M102 009728106 996192472 37253A103 73933G202 TEAM HEALTH HOLDINGS INC s REPLIGEN CORP s AKORN INC s SPS COMMERCE INC s MAXPOINT INTERACTIVE INC s MARKETAXESS HOLDINGS INC s HORIZON PHARMA PLC s AKORN INC s SPS COMMERCE INC s MAXPOINT INTERACTIVE INC s SPS COMMERCE INC s TEAM HEALTH HOLDINGS INC s ON ASSIGNMENT INC s ON ASSIGNMENT INC s TEAM HEALTH HOLDINGS INC s AKORN INC s SPS COMMERCE INC s SPS COMMERCE INC s ANI PHARMACEUTICALS INC s TEAM HEALTH HOLDINGS INC s MAXPOINT INTERACTIVE INC s POWER SOLUTIONS INTERNATIONAL S POWER SOLUTIONS INTERNATIONAL S SPECTRANETICS CORP/THE s MAXPOINT INTERACTIVE INC s SPECTRANETICS CORP/THE s AKORN INC s TEAM HEALTH HOLDINGS INC s XPO LOGISTICS INC s GENTHERM INC s SPECTRANETICS CORP/THE s FINANCIAL ENGINES INC s SPECTRANETICS CORP/THE s MAXPOINT INTERACTIVE INC s SPECTRANETICS CORP/THE s MAXPOINT INTERACTIVE INC s XPO LOGISTICS INC s XPO LOGISTICS INC s XPO LOGISTICS INC s REPLIGEN CORP s SPARK THERAPEUTICS INC s SPECTRANETICS CORP/THE s MAXPOINT INTERACTIVE INC s MAXPOINT INTERACTIVE INC s AKORN INC s FEDERATED GOVERNMENT OBLIG 5 s GENTHERM INC s POWER SOLUTIONS INTERNATIONAL S t:h1m!Hlc I w IV U1 I LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 Transaction Code Trade Ex Date 10/20/2015 10/20/2015 10/20/2015 10/20/2015 10/20/2015 10/20/2015 10/21/2015 10/21/2015 10/21/2015 10/21/2015 10/21/2015 10/22/2015 10/22/2015 10/22/2015 10/22/2015 10/22/2015 10/22/2015 10/22/2015 10/22/2015 10/22/2015 10/22/2015 10/22/2015 10/23/2015 10/23/2015 10/23/2015 10/26/2015 10/26/2015 10/26/2015 10/26/2015 10/26/2015 10/26/2015 10/26/2015 10/26/2015 10/26/2015 10/27/2015 10/27/2015 10/27/2015 10/27/2015 10/27/2015 10/27/2015 10/27/2015 10/28/2015 10/28/2015 10/28/2015 10/28/2015 10/28/2015 10/28/2015 10/28/2015 Shares Base Amount - 410 0000 - 30.0000 - 550 0000 - 204 0000 - 86 0000 - 230 0000 - 1,579.0000 - 580 0000 - 286 0000 - 86 0000 -160 0000 - 550.0000 - 610 0000 -600 0000 - 530 0000 - 530.0000 -20 0000 - 320 0000 - 370.0000 - 320.0000 - 86.0000 - 187 0000 - 433 0000 -4,1430000 - 86.0000 - 267.0000 - 560.0000 - 370 0000 - 550 0000 - 470.0000 -420 0000 -920 0000 -498.0000 -86.0000 -430 0000 -86.0000 - 980 0000 -840.0000 - 1,060.0000 - 460.0000 - 392.0000 -603.0000 - 86 0000 - 305 0000 - 570 0000 -111 6400 - 540.0000 - 593.0000 24, 190 25 945.71 15,279 81 15,450 22 407 11 22,019 51 21,876.00 14,033 42 21,41399 407 14 11,93954 29,995 29 23,940 46 23,662 24 25,568 89 10,776 13 1,481.44 23,835 27 13,641.31 16,547 63 403 76 4,302 40 10,054.81 53,637.19 397 47 3,326 27 13,619 67 20,821 47 15,31094 21,922.60 5,19916 29,655 83 6,190.47 396.83 5,244 65 383 30 25,521.46 21,102.76 24,852 62 14,769.08 22,241 51 7,211 98 384 80 1,380.25 14,591 73 111 64 25,660 32 11,426 65 Base Cost Base Investment Gain/Loss -13,694 00 -1,05166 -7,514 43 -13,462 29 -835 38 -13,749 47 -27,079 69 -7,924 31 -18,873.59 -827.96 -10,558 66 -18,370.00 -10,027 73 -9,863 34 -16,500 50 -7,24118 -1,319.83 -21,117 31 -12,394 50 -9,264 00 -827 96 -7,346 24 -15,182 05 -110,283 92 -818 62 -6,652 01 -7,642 17 -10,711 50 -24,982.54 -16,005 62 -10,418 43 -19,543 01 -12,108.04 -804.37 -10,305.44 -804.37 -44,314 36 -37,705 34 -46,849.26 -16,027 86 -16,086 68 -14,431.42 -771 60 -2,596 39 -7,661 03 -111.64 -18,307.03 -20,755 00 10,496 25 -105 95 7,765.38 1,987 93 -428.27 8,270 04 -5,203 69 6,10911 2,54040 -420 82 1,380 88 11,625.29 13,912.73 13,798 90 9,068 39 3,534.95 161.61 2,717.96 1,246.81 7,283 63 -424 20 -3,043 84 -5, 127 24 -56,646 73 -421 15 -3,325 74 5,977 50 10,10997 -9,671 60 5,916 98 -5,219 27 10,112 82 -5,917 57 -407 54 -5,060 79 -421.07 -18,792 90 -16,602.58 -21,996 64 -1,258 78 6,154 83 -7,219.44 -386 80 -1,216 14 6,930 70 0.00 7,353.29 -9,328.35 • • Reporting Account Mellon Security ID Security Description 1 Transaction Code Trade Ex Date 983793100 009728106 45245E109 33829M101 33829M101 33829M101 50420D108 57777M102 50420D108 38526M106 50420D108 50420D108 84760C107 37253A103 84760C107 996192472 60739U204 60739U204 57777M102 84760C107 84760C107 57777M102 84760C107 57777M102 000307108 317485100 996192472 000307108 00182C103 00182C103 000307108 996192472 00182C103 00182C103 46071F103 46071F103 69354N106 69354N106 141619106 00182C103 141619106 000307108 57777M102 141619106 996192472 G35569105 G35569105 000307108 XPO LOGISTICS INC AKORN INC IMAX CORP FIVE BELOW INC FIVE BELOW INC FIVE BELOW INC LA QUINTA HOLDINGS INC MAXPOINT INTERACTIVE INC LA QUINTA HOLDINGS INC GRAND CANYON EDUCATION INC LA QUINTA HOLDINGS INC LA QUINTA HOLDINGS INC SPECTRANETICS CORP/THE GENTHERM INC SPECTRANETICS CORP/THE FEDERATED GOVERNMENT OBLIG 5 MOBILEIRON INC MOBILEIRON INC MAXPOINT INTERACTIVE INC SPECTRANETICS CORP/THE SPECTRANETICS CORP/THE MAXPOINT INTERACTIVE INC SPECTRANETICS CORP/THE MAXPOINT INTERACTIVE INC AAC HOLDINGS INC FINANCIAL ENGINES INC FEDERATED GOVERNMENT OBLIG 5 AAC HOLDINGS INC ANI PHARMACEUTICALS INC ANI PHARMACEUTICALS INC AAC HOLDINGS INC FEDERATED GOVERNMENT OBLIG 5 ANI PHARMACEUTICALS INC ANI PHARMACEUTICALS INC INTERSECT ENT INC INTERSECT ENT INC PRA GROUP INC PRA GROUP INC CARDIOVASCULAR SYSTEMS INC ANI PHARMACEUTICALS INC CARDIOVASCULAR SYSTEMS INC AAC HOLDINGS INC MAXPOINT INTERACTIVE INC CARDIOVASCULAR SYSTEMS INC FEDERATED GOVERNMENT OBLIG 5 FLEETMATICS GROUP PLC FLEETMATICS GROUP PLC AAC HOLDINGS INC s s s s s s s s 10/28/2015 10/28/2015 10/28/2015 10/28/2015 10/28/2015 1012812015 10/29/2015 10/29/2015 10/29/2015 1012912015 10/29/2015 10/29/2015 10/29/2015 10/29/2015 10/29/2015 10/30/2015 10/30/2015 10/30/2015 10/30/2015 10/30/2015 10/30/2015 10/30/2015 11/212015 11/212015 1112/2015 11/212015 11/212015 11/212015 11/212015 11/2/2015 11/212015 11/3/2015 11/3/2015 11/3/2015 11/3/2015 11/3/2015 111312015 11/3/2015 11/3/2015 11/3/2015 11/3/2015 11/3/2015 11/3/2015 11/3/2015 11/4/2015 11/4/2015 11/4/2015 11/4/2015 Humble I w N O'I I LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s Shares Base Amount - 1, 140.0000 - 530 0000 - 800 0000 - 150 0000 - 160.0000 - 200.0000 - 1,490.0000 - 86 0000 -1,100.0000 -630.0000 - 1,650.0000 - 1,650.0000 -469 0000 - 670.0000 - 282 0000 - 133,302 1900 - 972 0000 - 530.0000 - 86.0000 - 299 0000 - 179 0000 - 324 0000 - 950.0000 - 86 0000 - 606 0000 - 730 0000 - 131,805 4700 - 7.0000 - 20.0000 - 200 0000 - 57.0000 - 105,486.2800 -460.0000 - 570 0000 - 340.0000 - 810 0000 - 20.0000 -1,320 0000 - 79 0000 - 740.0000 -421 0000 - 870 0000 - 101.0000 - 350.0000 - 163,344 6300 - 40 0000 - 670 0000 - 410 0000 28,447 37 13,626.04 30,495.83 4,836.60 5,148.72 6,459 82 21,605.79 387.38 15,986.22 25,532.99 24,213.30 24,295.80 5,780 69 29,038 73 3,512 71 133,302.19 3,648 33 2,086 31 404 58 3,709 77 2,231 18 1,554 94 12,415 89 416 61 13,535 18 24,076 63 131,805 47 157 81 886.82 8,833 73 1,282 10 105,486.28 18,067 49 22,953 75 7,364 26 17,429 33 1,073.32 66,410 08 1,224 85 29,717.78 6,511 87 18,876 48 493 03 5,407 40 163,344 63 2,368 86 39,097.46 9,213 97 Base Cost Base Investment Gain/Loss -48,096.09 -7,123.41 -28,062 10 -5,741 08 -6,11816 -7,647.70 -35,544 66 -720 66 -26,081.00 -28,234.07 -39, 121 50 -39, 121.50 -11,193 54 -22,706.10 -6,694.91 -133,302.19 -8,152 07 -4,445.06 -720.66 -7,098 50 -4,249 60 -2,709.68 -22,431.02 -718 19 -9,090.00 -15,506 95 -131,805.47 -126 68 -662.76 -6,627 58 -1,011 69 -105,486.28 -15,243 43 -16,983 77 -8,515.24 -20,175 43 -778 55 -49,544 73 -2,272 42 -19,591 43 -11,702.31 -13,050.00 -843 45 -9,643 03 -163,344 63 -870 90 -14,544 74 -6,150 00 -19,648 72 6,502.63 2,433 73 .904 48 ·96944 -1, 187 88 -13,938.87 .333 28 -10,094 78 -2,701 08 -14,908.20 -14,825.70 -5,412.85 6,332.63 -3, 182.20 000 -4,503 74 -2,358.75 ·316.08 -3,388.73 -2,018 42 -1,154.74 -10,015 13 -301 58 4,445.18 8,569 68 0.00 31 13 224.06 2,206.15 27041 000 2,824 06 5.,969.98 -1,150 98 -2',746.10 294 77 1€1,865 35 -1,047 57 1(1, 126.35 -E•,190 44 E•,826.48 -350 42 -'l<,235 63 0 00 1,497.96 2.cJ.,552 72 M6397 • • -- - Reporting Account Mellon Security ID Security Description 1 57777M102 743424103 46071F103 46071F103 440894103 46071F103 759916109 30066A105 57777M102 759916109 317485100 317485100 36237H101 57777M102 57777M102 70438V106 36237H101 743424103 57777M102 36237H101 743424103 57777M102 69354N106 577933104 743424103 57777M102 50420D108 57777M102 996192472 996192472 33829M101 743424103 71377G100 996192472 006855100 33829M101 33829M101 69366J200 006855100 006855100 743424103 996192472 G14838109 996192472 57060D108 996192472 996192472 33829M101 MAXPOINT INTERACTIVE INC s PROOFPOINT INC s INTERSECT ENT INC s INTERSECT ENT INC s HORTONWORKS INC s INTERSECT ENT INC s REPLIGEN CORP s EXAMWORKS GROUP INC s MAXPOINT INTERACTIVE INC s REPLIGEN CORP s FINANCIAL ENGINES INC s FINANCIAL ENGINES INC s G-111 APPAREL GROUP LTD s MAXPOINT INTERACTIVE INC s MAXPOINT INTERACTIVE INC s PA YLOCITY HOLDING CORP s G-111 APPAREL GROUP LTD s PROOFPOINT INC s MAXPOINT INTERACTIVE INC s G-111 APPAREL GROUP LTD s PROOFPOINT INC s MAXPOINT INTERACTIVE INC s PRA GROUP INC s MAXIMUS INC s PROOFPOINT INC s MAXPOINT INTERACTIVE INC s LA QUINTA HOLDINGS INC s MAXPOINT INTERACTIVE INC s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FIVE BELOW INC s PROOFPOINT INC s PERFORMANCE SPORTS GROUP LTD S FEDERATED GOVERNMENT OBLIG 5 s ADEPTUS HEALTH INC s FIVE BELOW INC s FIVE BELOW INC s PTC THERAPEUTICS INC s ADEPTUS HEALTH INC s ADEPTUS HEALTH INC s PROOFPOINT INC s FEDERATED GOVERNMENT OBLIG 5 s MIME CAST LTD s FEDERATED GOVERNMENT OBLIG 5 s MARKETAXESS HOLDINGS INC s FEDERATED GOVERNMENT OBLIG 5 s FEDERATED GOVERNMENT OBLIG 5 s FIVE BELOW INC t:h.imbic I w l\J -..J I LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 Transaction Code s -- Trade Ex Date 11/4/2015 11/4/2015 11/4/2015 11/5/2015 11/5/2015 11/5/2015 11/5/2015 11/5/2015 11/5/2015 11/6/2015 11/6/2015 11/6/2015 11/6/2015 1116/2015 11/9/2015 11/9/2015 11/9/2015 11/10/2015 11/10/2015 11/11/2015 11/11/2015 11/11/2015 11/11/2015 11/12/2015 11/12/2015 11/12/2015 11/13/2015 11/13/2015 11/13/2015 11/16/2015 11/16/2015 11/16/2015 11/16/2015 11/17/2015 11/17/2015 11/17/2015 11/17/2015 11/18/2015 11/18/2015 11/18/2015 11/18/2015 11/18/2015 11/19/2015 11/24/2015 11124/2015 11/25/2015 11/30/2015 11/30/2015 Shares Base Amount - 26 0000 - 1,280.0000 - 20 0000 - 2,760 0000 - 1, 100.0000 - 1,890 0000 -1,200 0000 - 6,470.0000 -147 0000 -1,160.0000 -160 0000 - 960 0000 - 840 0000 - 82 0000 - 80 0000 -450.0000 - 1,420 0000 - 530 0000 - 80 0000 - 1,090 0000 - 510.0000 - 75.0000 - 1,650.0000 -1,070 0000 - 250 0000 - 80.0000 - 3,850.0000 - 4, 150.0000 - 119,979.6500 -1,280 5600 - 850.0000 - 330.0000 - 1,870.0000 - 225,079 4200 -1,080 0000 - 540.0000 - 560 0000 -440.0000 - 560.0000 - 340.0000 -690 0000 - 25,753 0200 - 20.0000 - 27,750.9900 - 250 0000 - 15,469 9000 - 16,027 9400 - 700 0000 127 79 91,827 55 329 79 45,511 56 18,600 65 31,136 79 38,830 20 149,088 05 71364 27,766 86 5,694 03 35,123.93 43,519 00 400.64 391 04 19,646 32 68,415 48 38,236 83 38717 47,556 58 36,784 24 367.57 62,874.73 54,627 63 18,007 96 39061 57,171 83 10,402 19 119,979 65 1,280.56 23,332.92 23,460 35 19,545.82 225,079 42 55,858.73 14,696.41 15,244 48 15,059.78 27,993 88 17,005.73 50,173.87 25,753.02 219 19 27,750 99 26,230.29 15,469 90 16,027 94 19,385.51 Base Cost Base lnvesbnent Gain/Loss -217 13 -82,792 42 -462 71 -55,031 93 -27,389 69 -34,086 74 -34,164 57 -241,658 45 -1,227.59 -28,817 07 -3,398 78 -20,392 70 -50,202 22 -684 78 -668 08 -13,387 50 -62,478 16 -29,953 98 -668.08 -46,062.70 -20,604 93 -625.95 -57,952 23 -30,990 92 -7,714 93 -667 20 -90,214.11 -34, 102 83 -119,97965 -1,280 56 -31,590.90 -10,183.70 -38,559 22 -225,079.42 -82,437.34 -19,909 80 -20,557 09 -18,560 34 -14,256 94 -8,629.51 -21,282 62 -25,753 02 -200.00 -27,750 99 -20,774 13 -15,469 90 -16,027.94 -26,520 87 -89.34 9,035 13 -132 92 -9,520 37 -8,789.04 -2,949 95 4,665.63 -92,570 40 -513 95 -1,050.21 2,295.25 14,731 23 -6,683 22 -284 14 -277 04 6,258.82 5,937 32 8,282 85 -280 91 1,493 88 16,17931 -258 38 4,922.50 23,636 71 10,293.03 -276.59 -33,042.28 -23,700 64 000 000 -8,257 98 13,276.65 -19,013.40 000 -26,578 61 -5,213 39 -5,312 61 -3,500.56 13,736 94 8,376 22 28,891.25 000 19 19 0.00 5,456 16 0 00 0.00 -7,135.36 • • Reporting Account Mellon Security ID Security Description 1 Transaction Code Trade Ex Date 36237H101 33829M101 36237H101 57060D108 64157F103 71377G100 71377G100 71377G100 996192472 71377G100 996192472 902252105 57060D108 00404A109 71377G100 57060D108 71377G100 71377G100 71377G100 996192472 57060D108 57060D108 57060D108 57060D108 57060D108 71377G100 71377G100 996192472 141619106 141619106 141619106 141619106 037598109 037598109 71377G100 996192472 037598109 71377G100 037598109 317485100 317485100 317485100 71377G100 252131107 141619106 71377G100 141619106 57060D108 G-111 APPAREL GROUP LTD FIVE BELOW INC G-111 APPAREL GROUP LTD MARKETAXESS HOLDINGS INC NEVROCORP PERFORMANCE SPORTS GROUP LTD PERFORMANCE SPORTS GROUP LTD PERFORMANCE SPORTS GROUP LTD FEDERATED GOVERNMENT OBLIG 5 PERFORMANCE SPORTS GROUP LTD FEDERATED GOVERNMENT OBLIG 5 TYLER TECHNOLOGIES INC MARKETAXESS HOLDINGS INC ACADIA HEALTHCARE CO INC PERFORMANCE SPORTS GROUP LTD MARKETAXESS HOLDINGS INC PERFORMANCE SPORTS GROUP LTD PERFORMANCE SPORTS GROUP LTD PERFORMANCE SPORTS GROUP LTD FEDERATED GOVERNMENT OBLIG 5 MARKETAXESS HOLDINGS INC MARKETAXESS HOLDINGS INC MARKETAXESS HOLDINGS INC MARKETAXESS HOLDINGS INC MARKETAXESS HOLDINGS INC PERFORMANCE SPORTS GROUP LTD PERFORMANCE SPORTS GROUP LTD FEDERATED GOVERNMENT OBLIG 5 CARDIOVASCULAR SYSTEMS INC CARDIOVASCULAR SYSTEMS INC CARDIOVASCULAR SYSTEMS INC CARDIOVASCULAR SYSTEMS INC APOGEE ENTERPRISES INC APOGEE ENTERPRISES INC PERFORMANCE SPORTS GROUP LTD FEDERATED GOVERNMENT OBLIG 5 APOGEE ENTERPRISES INC PERFORMANCE SPORTS GROUP LTD APOGEE ENTERPRISES INC FINANCIAL ENGINES INC FINANCIAL ENGINES INC FINANCIAL ENGINES INC PERFORMANCE SPORTS GROUP LTD DEXCOM INC CARDIOVASCULAR SYSTEMS INC PERFORMANCE SPORTS GROUP LTD CARDIOVASCULAR SYSTEMS INC MARKETAXESS HOLDINGS INC s s s s 11/30/2015 1211/2015 1211/2015 1211/2015 1211/2015 12/1/2015 12/1/2015 1211/2015 1211/2015 12/1/2015 12/2/2015 12/2/2015 12/2/2015 12/2/2015 12/2/2015 1213/2015 12/3/2015 12/3/2015 12/3/2015 12m2015 12m2015 12/7/2015 12/8/2015 1218/2015 12/8/2015 1218/2015 12/9/2015 12/10/2015 12/10/2015 12110/2015 12111/2015 12111/2015 12/11/2015 12111/2015 12111/2015 12114/2015 12114/2015 12114/2015 12/1512015 12/15/2015 12/15/2015 12115/2015 12115/2015 12115/2015 12115/2015 12115/2015 12115/2015 12117/2015 Mum bee I w !\.) CX> I LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 s S S S s s s s s S S s S S S s s s s s s S S s s s s s s s S s s S s s s s S s s S s s Shares -630 0000 - 440.0000 - 1,090 0000 - 330 0000 - 230 0000 - 92.0000 -1150000 - 75 0000 - 246,467 6800 - 665 0000 - 2,406.3300 - 90.0000 -2100000 - 530.0000 - 253 0000 - 300 0000 - 140 0000 - 1,050 0000 - 20 0000 -1,592 9300 - 89 0000 -130.0000 - 21 0000 - 240 0000 - 350 0000 -407 0000 - 783.0000 - 18,717 0200 - 980.0000 - 679 0000 - 1,240.0000 - 321 0000 -156 0000 - 221.0000 - 217.0000 - 24,752 8700 - 523 0000 -1,504 0000 -660 0000 - 10 0000 - 510.0000 - 90.0000 - 20 0000 - 590 0000 -1,933 0000 -1,239 0000 - 1,097.0000 - 130 0000 Base Amount 28,693.32 12,121 68 49,975 68 34,973 48 14,653 93 1,080 75 1,359 78 889.11 246,467.68 7,807 10 2,406.33 16,022.96 22,527 54 36,690 69 2,942.28 32,281 62 1,638.34 12,243 00 233 89 1,592 93 10, 135 44 14,758 37 2,355 75 27,059 21 39,606.71 4,510 77 8,457 57 18,717 02 14,367.22 10,016.75 17,663 97 4,577 85 7,17754 10,084.92 2,208 77 24,752.87 22,482 83 14,554 84 29,071 93 33617 17,236.40 3,017 42 195 95 46,725 42 26,597.,9 12,206 77 15,012.16 14,190.58 Base Cost Base lnv13stment Gain/Loss -25,783 89 -15,686 00 -44,097.50 -19,689 71 -12,390 44 -1,891 70 -2,364 63 -1,540 82 -246,467 68 -13,673 73 -2,406 33 -4,814 80 -10,947 44 -22,217.94 -5, 117.70 -15,579 03 -2,821 52 -21, 127 14 -400 70 -1,592 93 -4,621 78 -6,750 91 -714 07 -7,945.73 -11,587.52 -8,146 59 -15,63611 -18,717 02 -24,507 68 -15,126 76 -27, 188 22 -7,019.29 -8, 195 46 -11,610 24 -4,330 60 -24,752 87 -27,424 05 -29,941.54 -34,395 20 -212.42 -10,833 63 -1,911 82 -395.80 -7,311.28 -41,382 55 -24,519 77 -23,095 92 -4,257.36 :2,909 43 -:~.564.32 15,878.18 115,283 77 :2,263 49 -810 95 -1,004 85 -651.71 000 -'5,866 63 000 11,208.16 11,58010 14,472 75 -2, 175 42 16,702 59 -1, 183.18 -8,884 14 -16681 000 5,513 66 8,007 46 1,641 68 19,113 48 28,019 19 ·3,635.82 ·7,178.54 000 -10,14046 .. 5, 110.01 ·9,524 25 ·2,441.44 ·1,017.92 ·1,525 32 ·2,121 83 000 -4,941 22 -15,386.70 -5,323.27 123 75 6,402.77 1,105.60 -199.85 :~9,414 14 -14,78536 -12,31300 -8,083.76 9,933 22 • • Reporting Account Humb1c LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 LHBF20070002 Mellon Security ID 76680R206 141619106 71377G100 996192472 71377G100 50420D108 50420D108 71377G100 996192472 71377G100 996192472 996192472 71377G100 71377G100 71377G100 996192472 50420D108 30212P303 71377G100 71377G100 43739Q100 Security Description 1 RINGCENTRAL INC CARDIOVASCULAR SYSTEMS INC PERFORMANCE SPORTS GROUP LTD FEDERATED GOVERNMENT OBLIG 5 PERFORMANCE SPORTS GROUP LTD LA QUINTA HOLDINGS INC LA QUINTA HOLDINGS INC PERFORMANCE SPORTS GROUP LTD FEDERATED GOVERNMENT OBLIG 5 PERFORMANCE SPORTS GROUP LTD FEDERATED GOVERNMENT OBLIG 5 FEDERATED GOVERNMENT OBLIG 5 PERFORMANCE SPORTS GROUP LTD PERFORMANCE SPORTS GROUP LTD PERFORMANCE SPORTS GROUP LTD FEDERATED GOVERNMENT OBLIG 5 LA QUINTA HOLDINGS INC EXPEDIA INC PERFORMANCE SPORTS GROUP LTD · PERFORMANCE SPORTS GROUP LTD HOMEAWAY INC I Transaction Code Trade Ex Date s 12/17/2015 12/21/2015 12/21/2015 12/21/2015 12/22/2015 12123/2015 12/23/2015 12/23/2015 12/23/2015 12/24/2015 12/24/2015 12/28/2015 12/28/2015 12/28/2015 12/28/2015 12/29/2015 12/29/2015 12129/2015 12129/2015 12/29/2015 12117/2015 s S s S s s S s S s s S S S s s s S S CD Shares Base Amount - 550 0000 -1,044 0000 - 290 0000 - 206,761 1800 - 404 0000 - 960 0000 - 1,250 0000 - 325 0000 - 53,792.6100 -411 0000 - 22,044 7300 - 18,205 9700 - 515 0000 - 78 0000 - 153.0000 - 16,402 6700 - 1,234 0000 - 2,306.0000 - 756 0000 - 530 0000 0 0000 13,082 38 14,674 29 2,814 33 206,761 18 3,984.01 13,292.01 17,459 92 3,222 87 53,792.61 4,072 72 22,044 73 18,205 97 4,983 82 759 46 1,47513 16,402.67 17,103 66 294,960 80 7,438 90 5,159 92 113,37550 -11,823 08 -21,358 26 -5,739 07 -206,761 18 -7,995 12 -20,784 10 -26,044 54 -6,431.72 -53,792.61 -8,056 64 -22,044 73 -18,205 97 -10,011 39 -1,516.29 -2,974.26 -16,402 67 -23,422.87 -263,893 34 -14,696 34 -10,302.99 0 00 1,259.30 -6,683.97 -2,924.74 000 -4,011 11 -7,492 09 -8,584 62 -3,208 85 0.00 -3,983.92 000 000 -5,027.57 -756 83 -1,499 13 0 00 -6,319.21 31,067 46 -7,257 44 -5, 143 07 113,375 50 39, 762,535.14 (36,335,695.15) 3,426,839.99 39, 762,535.14 (36,335,695.15) 3,426,839.99 Base Cost Base Investment Gain/Loss • w N \0 I Journal Entrv for Future Gain/Loss GRAND TOTAL Settled Interest Received- Currency gain/loss Foreign Exchange Contract- Currency gain/loss Foreign Exchange Contract- Settlement gain/loss Base Currency gain/loss Base trade and settlment gain/loss Currency Gain/loss on NC100 • I w w 0 I Reporting Account Number LHBF50010002 LHBF50010002 LHBF50010002 LHBF50010002 LHBF50010002 LHBF50010002 LHBF50010002 LHBF50010002 LHBF50010002 LHBF50010002 LHBF50010002 LHBF50010002 LHBF50010002 LHBF50010002 LHBF50010002 LHBF50010002 LHBF50010002 LHBF50010002 LHBF50010002 LHBF50010002 LHBF50010002 LHBF50010002 LHBF50010002 LHBF50010002 LHBF50010002 Mellon Security ID Security Description 1 Transaction Code Purchase Date Trade Ex Date Shares Base Amount 040413106 040413106 040413106 040413106 040413106 068323104 068323104 068323104 29664W105 29664W105 29664W105 29664W105 29664W105 29664W105 29786A106 49803L109 49803L109 53578A108 53578A108 65440R101 79466L302 79466L302 79466L302 79466L302 90184L102 ARISTA NETWORKS INC ARISTA NETWORKS INC ARISTA NETWORKS INC ARISTA NETWORKS INC ARISTA NETWORKS INC BARRACUDA NETWORKS INC BARRACUDA NETWORKS INC BARRACUDA NETWORKS INC ESPERION THERAPEUTICS INC ESPERION THERAPEUTICS INC ESPERION THERAPEUTICS INC ESPERION THERAPEUTICS INC ESPERION THERAPEUTICS INC ESPERION THERAPEUTICS INC ETSYINC KITE PHARMA INC KITE PHARMA INC LINKEDIN CORP LINKEDIN CORP NIMBLE STORAGE INC SALESFORCE COM INC SALESFORCE COM INC SALESFORCE COM INC SALESFORCE COM INC TWITTER INC s s s s s s s s s s s s s s s s s s s s s s s s s 04/16/12 04/27/12 06/29/12 10/04/12 10/18/12 10/03/12 10/03/12 10/03/12 06/26/13 04/19/13 02/12/13 11/30/12 09/04/12 01/26/12 05/01/12 05/10/13 04/25/14 12/18/12 12/09/14 08/10/12 09/01/11 04/26/12 02/28/13 02/21/14 10/2013 02/20/15 02/20/15 02/20/15 02/20/15 02/20/15 02/13/15 04/30/15 05/08/15 02/19/15 02/19/15 02/19/15 02/19/15 02/19/15 02/19/15 11/06/15 07/01/15 07/01/15 11/16/15 11/16/15 03/06/15 02/05/15 02/05/15 02/05/15 02/05/15 04/30/15 - 19 6985 - 69 2508 - 417 1218 -988717 -7160572 - 626 0000 - 626 0000 - 626 0000 - 1,371 9305 - 1, 191 4482 - 212 7908 - 1,218 2275 - 854 9000 - 52 7030 - 2,002 0000 - 1,885 3634 - 442 6366 -150979 - 221 9021 -1,274 0000 - 369 1392 -1,1225756 - 355 7794 - 224 5058 - 5,019 0000 1,389 12 4,883 49 29,414 95 6,972 32 50,495 51 22,585 66 26,442 39 25,092 31 90,487 78 78,583 79 14,034 94 80,350 06 56,386 24 3,476 11 18,488 21 114,665 67 26,920 66 3,71009 54,529 22 31,830 70 21,860 55 66,479 30 21,069 37 13,295 31 195,286 14 Base Cost Base Investment Gain/Loss -455 85 -1,602 57 -9,652 85 -2,288 05 -16,570 68 -10,538 90 -10,538 90 -10,538 90 -12,277 41 -10,662 27 -1,904 26 -10,901 92 -7,650 50 -471 64 -13,814 00 -8,303 33 -1,94941 -1,551 83 -22,808 17 -12,208 00 -3,603 74 -10,959 20 -3,473 31 -2,191 75 -23,046 00 1,058, 729.89 (209,963.44) 848,766.45 1,058,729.89 (209,963.44) 848,766.45 - Journal Ent'}'. for Future Gain/Loss GRAND TOTAL 933 27 3,280 92 19,762 10 4,684 27 33,924 83 12,046 76 15,903 49 14,553 41 78,210 37 67,921 52 12, 130 68 69,448 14 48,735 74 3,004 47 4,674 21 106,362 34 24,971 25 2,158 26 31,721 05 19,622 70 18,256 81 55,520 10 17,596 06 11, 103 56 172,240 14 Settled Interest Received- Currency gain/loss Foreign Exchange Contract- Currency gain/loss Foreign Exchange Contract- Settlement gain/loss Base Currency gain/loss Base trade and settlment gain/loss Currency Gain/loss on NC100 • •