Nominee Report U.S. Office of Government Ethics; 5 C.F.R. part 2634 Form Approved: OMB No. (3209-0001) (March 2014) Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278e) Filer's Information Charrow, Robert Phillip General Counsel , Department of Health & Human Services Other Federal Government Positions Held During the Preceding 12 Months: None Names of Congressional Committees Considering Nomination: ● Committee on Finance Electronic Signature - I certify that the statements I have made in this form are true, complete and correct to the best of my knowledge. /s/ Charrow, Robert Phillip [electronically signed on 04/06/2017 by Charrow, Robert Phillip in Integrity.gov] Agency Ethics Official's Opinion - On the basis of information contained in this report, I conclude that the filer is in compliance with applicable laws and regulations (subject to any comments below). /s/ Fischmann, Elizabeth, Certifying Official [electronically signed on 06/08/2017 by Fischmann, Elizabeth in Integrity.gov] Other review conducted by /s/ Hall, Randall, Ethics Official [electronically signed on 06/08/2017 by Hall, Randall in Integrity.gov] U.S. Office of Government Ethics Certification /s/ Apol, David, Certifying Official [electronically signed on 06/12/2017 by Apol, David in Integrity.gov] 1. Filer's Positions Held Outside United States Government # ORGANIZATION NAME CITY, STATE ORGANIZATION TYPE POSITION HELD FROM TO 1 Greenberg Traurig, LLP Washington, District of Columbia Law Firm Principal Shareholder 6/2002 Present 2 University of Maryland, Institute for Human Virology Baltimore, Maryland University/Colle ge Board Member /1996 Present 3 Bloomberg BNA Medical Research Law and Policy Report Arlington, Virginia Legal, Tax, and Business News Editorial Board Member 3/2002 Present 4 Town of Chevy Chase Chevy Chase, Maryland Incorporated Town Election Committee Member 5/2015 9/2015 VALUE INCOME TYPE INCOME AMOUNT Salary/Bonus $661,548 2. Filer's Employment Assets & Income and Retirement Accounts # DESCRIPTION EIF 1 Greenberg Traurig, LLP (law firm) N/A 2 Greenberg Traurig, LLP (law firm) anticipated mid-year distribution N/A $15,001 $50,000 None (or less than $201) 3 Greenberg Traurig, LLP, law firm stock N/A $100,001 $250,000 None (or less than $201) 4 Greenberg Traurig, LLP Defined Contribution Plan No 4.1 SSGA Target Retirement 2015 Non-Lending Series Fund Class K Yes $100,001 $250,000 $5,001 - $15,000 4.2 SSgA S&P 500 Index Non-Lending Series Fund Class N Yes $500,001 $1,000,000 $50,001 $100,000 4.3 SSgA Russell Small/Mid Cap Non-Lending Series Fund Class C Yes $50,001 $100,000 $5,001 - $15,000 4.4 Dodge & Cox International Stock Fund Yes $1,001 - $15,000 $201 - $1,000 # DESCRIPTION EIF VALUE 4.5 Wells Fargo Stable Value Fund Q (25) Yes $500,001 $1,000,000 INCOME TYPE INCOME AMOUNT $5,001 - $15,000 3. Filer's Employment Agreements and Arrangements # EMPLOYER OR PARTY CITY, STATE STATUS AND TERMS DATE 1 Greenberg Traurig, LLP Washington, District of Columbia My mid-year distribution vests on June 30, 2017, and is paid at the end of July 2017. If I leave the firm prior to that date, I will not be entitled to the distribution. 6/2002 2 Greenberg Traurig, LLP Washington, District of Columbia Upon my departure, Greenberg Traurig will repurchase my stock shares at same value as I purchased it; under shareholder agreement the stock neither increases in value nor generates dividends. 6/2002 3 Greenberg Traurig, LLP New York, New York I will retain my defined contribution plan. Neither I nor Greenberg Traurig, LLP will make further contributions to this plan after my separation. 6/2002 4. Filer's Sources of Compensation Exceeding $5,000 in a Year # SOURCE NAME CITY, STATE BRIEF DESCRIPTION OF DUTIES 1 Greenberg Traurig, LLP Washington, District of Columbia Shareholder providing legal services 2 Advantage Care Physicians, PC Garden City, New York Legal Services 3 American Psychiatric Assn Arlington, Virginia Legal Services 4 American Renal Associates, Inc Beverly, Massachusetts Legal Services 5 AmeriHealth Caritas Philadelphia, Pennsylvania Legal Services # SOURCE NAME CITY, STATE BRIEF DESCRIPTION OF DUTIES 6 AmeriHealth Caritas Partnership Foundation Philadelphia, Pennsylvania Legal Services 7 AonHewitt Lincolnshire, Illinois Legal Services 8 AVIA Health Chicago, Illinois Legal Services 9 Bank of Beirut, S.A.L. Beirut, Lebanon, Outside U.S. Legal Services 10 Beiersdorf, Inc Wilton, Connecticut Legal Services 11 Bluemke, MD. PhD, MsB, David Bethesda, Maryland Legal Services 12 Bracco Diagnostic Inc Princeton, New Jersey Legal Services 13 Business Roundtable, The Washington, District of Columbia Legal Services 14 C&S Wholesale Grocers, Inc Keene, New Hampshire Legal Services 15 Camara Nacional de las Industrias Azucar Mexico, Outside U.S. Legal Services 16 Centerbridge Capital Partnerships, LP New York, New York Legal Services 17 Cowen and Company New York City, New York Legal Services 18 CRH Medical Corporation Vancouver, Canada, Outside U.S. Legal Services 19 Cure Medical Newport Beach, California Legal Services 20 CVS Pharmacy, Inc Woonsocket, Rhode Island Legal Services 21 E&I - Ethical and Independent Review Services Independence, Missouri Legal Services # SOURCE NAME CITY, STATE BRIEF DESCRIPTION OF DUTIES 22 EB-5 Investment Coalition Washington, District of Columbia Legal Services 23 Elmendorf Ryan Washington, District of Columbia Legal Services 24 Embassy of the State of Qatar Washington, District of Columbia Legal Services 25 Ethiopian Ministry of Foreign Affairs Addis Ababa, Ethiopia, Outside U.S. Legal Services 26 FBR Capital Markets Arlington, Virginia Legal Services 27 Fig & Olive USA, Inc New York, New York Legal Services 28 Fontem U.S., Inc Charlotte, North Carolina Legal Services 29 Galmed Pharmaceuticals Ltd Israel, Outside U.S. Legal Services 30 Genetic Technologies Ltd Fitzroy, Australia, Outside U.S. Legal Services 31 Government of the Republic of Equatorial Guinea Malabo, Outside U.S. Legal Services 32 Hilltop Securities Inc Dallas, Texas Legal Services 33 Hologic, Inc Bedford, Massachusetts Legal Services 34 Institute of Cardiovascular Excellence Ocala, Florida Legal Services 35 Intec Pharma Ltd Israel, Outside U.S. Legal Services 36 Intrexon Corporation Germantown, Maryland Legal Services # SOURCE NAME CITY, STATE BRIEF DESCRIPTION OF DUTIES 37 Itamar Medical Inc Franklin, Massachusetts Legal Services 38 ITG Brands, LLC Gov Affairs Greensboro, North Carolina Legal Services 39 KI Liquidation, Inc (F/K/A/ Kullman Ind New York, New York Legal Services 40 Kurdistan Regional Government Erbil, Iraq, Outside U.S. Legal Services 41 L'Oreal USA, Corp New York, New York Legal Services 42 LGC Limited Teddington, Outside U.S. Legal Services 43 Lifebond Inc Caesarea, Israel, Outside U.S. Legal Services 44 Linden LLC Chicago, Illinois Legal Services 45 Manhattan Tower New York, New York Legal Services 46 MedBridge Healthcare, LLC Greenville, South Carolina Legal Services 47 MEDIVIZOR.COM New York, New York Legal Services 48 Medtronic Inc Washington, District of Columbia Legal Services 49 Molina Healthcare Washington, District of Columbia Legal Services 50 National Academy of Recording Arts & Science Santa Monica, California Legal Services 51 National Fisheries Institute, Inc McLean, Virginia Legal Services 52 Onsite OHS, Inc Princeton, Indiana Legal Services 53 Opko Health, Inc Miami, Florida Legal Services # SOURCE NAME CITY, STATE BRIEF DESCRIPTION OF DUTIES 54 OrSense Ltd Israel, Outside U.S. Legal Services 55 Partnership for Quality Home Healthcare Washington, District of Columbia Legal Services 56 PHBH, LLC Palm Beach Garden, Florida Legal Services 57 Playtex Products, LLC Dover, Delaware Legal Services 58 Political Advocacy Network Chicago, Illinois Legal Services 59 Preferred Medical Plan, Inc Coral Gables, Florida Legal Services 60 Public Health Trust/Jackson Health System Miami, Florida Legal Services 61 Qualcomm Incorporated Washington, District of Columbia Legal Services 62 Safeway, Inc Pleasanton, California Legal Services 63 Samsung Electronics Co., Ltd Suwon South Korea, Outside U.S. Legal Services 64 Sanofi US Bridgewater Township, New Jersey Legal Services 65 Save Mart Supermarkets Modesto, California Legal Services 66 SCL Health System Broomfield, Colorado Legal Services 67 Sears Holding Corporation Hoffman Estates, Illinois Legal Services 68 Seniorlink, Inc Boston, Massachusetts Legal Services # SOURCE NAME CITY, STATE BRIEF DESCRIPTION OF DUTIES 69 Teva Pharmaceutical Industries, Inc Washington, District of Columbia Legal Services 70 The Atkins North America Holdings Corporation Tampa, Florida Legal Services 71 The Brooklyn Hospital Center New York, New York Legal Services 72 The Related Companies, L.P. New York City, New York Legal Services 73 TherapeuticsMD, Inc Boca Raton, Florida Legal Services 74 Toshiba Corporation Tokyo, Japan, Outside U.S. Legal Services 75 Visiting Nurse Association of Hudson Valley Tarrytown, New York Legal Services 5. Spouse's Employment Assets & Income and Retirement Accounts # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 1 American Institutes for Research Retirement Plan No 1.1 TIAA Traditional Annuity N/A $15,001 $50,000 Interest $201 - $1,000 1.2 CREF Stock Account R2 Yes $100,001 $250,000 2 IRA No 2.1 The Walt Disney Company N/A $1,001 - $15,000 2.2 Microsemi Corp. N/A $1,001 - $15,000 None (or less than $201) Dividends Capital Gains $201 - $1,000 None (or less than $201) 6. Other Assets and Income # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 1 US Bank Account #1 (Cash Account) N/A $250,001 $500,000 Interest $2,501 - $5,000 2 United Bankshares, Inc. N/A $500,001 $1,000,000 Dividends $5,001 - $15,000 3 US Bank Account #2 (Cash Account) N/A $50,001 $100,000 4 International Business Machines Corporation (IBM) N/A $15,001 $50,000 Dividends $1,001 - $2,500 5 FirstEnergy Corp N/A $1,001 - $15,000 Dividends $201 - $1,000 6 Premier Financial Bancorp, Inc. - Common Stock N/A $1,001 - $15,000 None (or less than $201) 7 Vanguard Intermediate-Term Tax-Exempt Fund Admiral Shares Yes $50,001 $100,000 $1,001 - $2,500 8 Vanguard Long-Term Tax-Exempt Fund Admiral Shares Yes $15,001 $50,000 $1,001 - $2,500 9 Vanguard Prime Money Market Fund Yes $1,001 - $15,000 None (or less than $201) 10 Vanguard Target Retirement 2020 Fund Yes $500,001 $1,000,000 $5,001 - $15,000 11 Vanguard Target Retirement Income Fund Yes $100,001 $250,000 $2,501 - $5,000 12 Vanguard U.S. Growth Fund Admiral Shares Yes $100,001 $250,000 $1,001 - $2,500 13 U.S. Gov't I- Savings Bond N/A $1,001 - $15,000 None (or less than $201) 14 US Brokerage Account #1 (Cash Account) N/A $15,001 $50,000 None (or less than $201) None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 15 University of Chicago Press See Endnote N/A $1,001 - $15,000 Rent or Royalties $201 - $1,000 16 Wolters Kluwer See Endnote N/A $1,001 - $15,000 Rent or Royalties $201 - $1,000 17 ThomsonReuters See Endnote N/A $1,001 - $15,000 None (or less than $201) 18 US Brokerage Account #2 No 18.1 Apple Inc. - Common Stock N/A $1,001 - $15,000 None (or less than $201) 18.2 Cisco Systems, Inc. - Common Stock N/A $1,001 - $15,000 None (or less than $201) 7. Transactions (N/A) - Not required for this type of report 8. Liabilities None 9. Gifts and Travel Reimbursements (N/A) - Not required for this type of report Endnotes PART # ENDNOTE 6. 15 Royalty income for text that I authored entitled "Law in the Laboratory: A Guide to the Ethics of Federally Funded Science Research" (U. Chicago Press, 2010) 6. 16 Co-author of text (with Veda R. Charrow and Myra K. Erhardt) entitled "Clear and Effective Legal Writing" (5th ed.) (Wolter Kluwer, Maryland, 2013) 6. 17 Co-author of text (with Laura Klaus) entitled "A Short Book on Standing: A Practical Primer for the Practitioner" (ThomsonReuters 2015) Summary of Contents 1. Filer's Positions Held Outside United States Government Part 1 discloses positions that the filer held at any time during the reporting period (excluding positions with the United States Government). Positions are reportable even if the filer did not receive compensation. This section does not include the following: (1) positions with religious, social, fraternal, or political organizations; (2) positions solely of an honorary nature; (3) positions held as part of the filer's official duties with the United States Government; (4) mere membership in an organization; and (5) passive investment interests as a limited partner or non-managing member of a limited liability company. 2. Filer's Employment Assets & Income and Retirement Accounts Part 2 discloses the following: ● ● Sources of earned and other non-investment income of the filer totaling more than $200 during the reporting period (e.g., salary, fees, partnership share, honoraria, scholarships, and prizes) Assets related to the filer's business, employment, or other income-generating activities that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in income during the reporting period (e.g., equity in business or partnership, stock options, retirement plans/accounts and their underlying holdings as appropriate, deferred compensation, and intellectual property, such as book deals and patents) This section does not include assets or income from United States Government employment or assets that were acquired separately from the filer's business, employment, or other income-generating activities (e.g., assets purchased through a brokerage account). Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). 3. Filer's Employment Agreements and Arrangements Part 3 discloses agreements or arrangements that the filer had during the reporting period with an employer or former employer (except the United States Government), such as the following: ● ● ● ● ● Future employment Leave of absence Continuing payments from an employer, including severance and payments not yet received for previous work (excluding ordinary salary from a current employer) Continuing participation in an employee welfare, retirement, or other benefit plan, such as pensions or a deferred compensation plan Retention or disposition of employer-awarded equity, sharing in profits or carried interests (e.g., vested and unvested stock options, restricted stock, future share of a company's profits, etc.) 4. Filer's Sources of Compensation Exceeding $5,000 in a Year Part 4 discloses sources (except the United States Government) that paid more than $5,000 in a calendar year for the filer's services during any year of the reporting period. The filer discloses payments both from employers and from any clients to whom the filer personally provided services. The filer discloses a source even if the source made its payment to the filer's employer and not to the filer. The filer does not disclose a client's payment to the filer's employer if the filer did not provide the services for which the client is paying. 5. Spouse's Employment Assets & Income and Retirement Accounts Part 5 discloses the following: ● ● ● Sources of earned income (excluding honoraria) for the filer's spouse totaling more than $1,000 during the reporting period (e.g., salary, consulting fees, and partnership share) Sources of honoraria for the filer's spouse greater than $200 during the reporting period Assets related to the filer's spouse's employment, business activities, other income-generating activities that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in income during the reporting period (e.g., equity in business or partnership, stock options, retirement plans/accounts and their underlying holdings as appropriate, deferred compensation, and intellectual property, such as book deals and patents) This section does not include assets or income from United States Government employment or assets that were acquired separately from the filer's spouse's business, employment, or other income-generating activities (e.g., assets purchased through a brokerage account). Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). Amounts of income are not required for a spouse's earned income (excluding honoraria). 6. Other Assets and Income Part 6 discloses each asset, not already reported, that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in investment income during the reporting period. For purposes of the value and income thresholds, the filer aggregates the filer's interests with those of the filer's spouse and dependent children. This section does not include the following types of assets: (1) a personal residence (unless it was rented out during the reporting period); (2) income or retirement benefits associated with United States Government employment (e.g., Thrift Savings Plan); and (3) cash accounts (e.g., checking, savings, money market accounts) at a single financial institution with a value of $5,000 or less (unless more than $200 of income was produced). Additional exceptions apply. Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). 7. Transactions Part 7 discloses purchases, sales, or exchanges of real property or securities in excess of $1,000 made on behalf of the filer, the filer's spouse or dependent child during reporting period. This section does not include transactions that concern the following: (1) a personal residence, unless rented out; (2) cash accounts (e.g., checking, savings, CDs, money market accounts) and money market mutual funds; (3) Treasury bills, bonds, and notes; and (4) holdings within a federal Thrift Savings Plan account. Additional exceptions apply. 8. Liabilities Part 8 discloses liabilities over $10,000 that the filer, the filer's spouse or dependent child owed at any time during the reporting period. This section does not include the following types of liabilities: (1) mortgages on a personal residence, unless rented out (limitations apply for PAS filers); (2) loans secured by a personal motor vehicle, household furniture, or appliances, unless the loan exceeds the item's purchase price; and (3) revolving charge accounts, such as credit card balances, if the outstanding liability did not exceed $10,000 at the end of the reporting period. Additional exceptions apply. 9. Gifts and Travel Reimbursements This section discloses: ● ● Gifts totaling more than $375 that the filer, the filer's spouse, and dependent children received from any one source during the reporting period. Travel reimbursements totaling more than $375 that the filer, the filer's spouse, and dependent children received from any one source during the reporting period. For purposes of this section, the filer need not aggregate any gift or travel reimbursement with a value of $150 or less. Regardless of the value, this section does not include the following items: (1) anything received from relatives; (2) anything received from the United States Government or from the District of Columbia, state, or local governments; (3) bequests and other forms of inheritance; (4) gifts and travel reimbursements given to the filer's agency in connection with the filer's official travel; (5) gifts of hospitality (food, lodging, entertainment) at the donor's residence or personal premises; and (6) anything received by the filer's spouse or dependent children totally independent of their relationship to the filer. Additional exceptions apply. Privacy Act Statement Title I of the Ethics in Government Act of 1978, as amended (the Act), 5 U.S.C. app. § 101 et seq., as amended by the Stop Trading on Congressional Knowledge Act of 2012 (Pub. L. 112-105) (STOCK Act), and 5 C.F.R. Part 2634 of the U. S. Office of Government Ethics regulations require the reporting of this information. The primary use of the information on this report is for review by Government officials to determine compliance with applicable Federal laws and regulations. This report may also be disclosed upon request to any requesting person in accordance with sections 105 and 402(b)(1) of the Act or as otherwise authorized by law. You may inspect applications for public access of your own form upon request. Additional disclosures of the information on this report may be made: (1) to any requesting person, subject to the limitation contained in section 208(d)(1) of title 18, any determination granting an exemption pursuant to sections 208(b)(1) and 208(b)(3) of title 18; (2) to a Federal, State, or local law enforcement agency if the disclosing agency becomes aware of violations or potential violations of law or regulation; (3) to another Federal agency, court or party in a court or Federal administrative proceeding when the Government is a party or in order to comply with a judge-issued subpoena; (4) to a source when necessary to obtain information relevant to a conflict of interest investigation or determination; (5) to the National Archives and Records Administration or the General Services Administration in records management inspections; (6) to the Office of Management and Budget during legislative coordination on private relief legislation; (7) to the Department of Justice or in certain legal proceedings when the disclosing agency, an employee of the disclosing agency, or the United States is a party to litigation or has an interest in the litigation and the use of such records is deemed relevant and necessary to the litigation; (8) to reviewing officials in a new office, department or agency when an employee transfers or is detailed from one covered position to another; (9) to a Member of Congress or a congressional office in response to an inquiry made on behalf of an individual who is the subject of the record; (10) to contractors and other non-Government employees working on a contract, service or assignment for the Federal Government when necessary to accomplish a function related to an OGE Government-wide system of records; and (11) on the OGE Website and to any person, department or agency, any written ethics agreement filed with OGE by an individual nominated by the President to a position requiring Senate confirmation. See also the OGE/GOVT-1 executive branch-wide Privacy Act system of records. Public Burden Information This collection of information is estimated to take an average of three hours per response, including time for reviewing the instructions, gathering the data needed, and completing the form. Send comments regarding the burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to the Program Counsel, U.S. Office of Government Ethics (OGE), Suite 500, 1201 New York Avenue, NW., Washington, DC 20005-3917. Pursuant to the Paperwork Reduction Act, as amended, an agency may not conduct or sponsor, and no person is required to respond to, a collection of information unless it displays a currently valid OMB control number (that number, 3209-0001, is displayed here and at the top of the first page of this OGE Form 278e).