March 12, 2018 Mildred Barnes Griggs Chairwoman, Delta Cannabinoid Corp. 328 Mixon Ave. Marianna, AR 72360 Arkansas Medical Marijuana Commission C/O Mary Robin Casteel, Director Alcoholic Beverage Control Division 1515 Building 1515 W 7th St., STE 503 Little Rock, AR 72201 Re: Protest of Issuing Cultivation Facility Licenses To the Arkansas Medical Marijuana Commission (“Commission”): Please accept this letter as an official protest regarding the issuance of licenses for the cultivation of medical marijuana in Arkansas to the following entities (or individuals on behalf of entities): (1) NSMC-OPCO, LLC; (2) Bold Team, LLC; (3) Natural State Wellness Enterprises, LLC; (4) Osage Creek Cultivation, LLC; and (5) Delta Medical Cannabis Company, LLC. I am the individual applicant for a cultivation facility license on behalf of Delta Cannabinoid Corporation. I know first-hand that the Commission has worked diligently to award licenses for Arkansas’s medical marijuana industry and that thousands of qualifying patients have been waiting for access to medicine. I believe, however, that the long-term health of this industry requires that licenses only be awarded fairly and impartially, with strict adherence to the law, so that patients can be confident in the integrity of the industry and the quality of their medicine. Accordingly, I request that the Commission refrain from issuing licenses to the above listed entities for the following reasons: (1) such issuance would violate Amendment 98 to the Arkansas Constitution (“Amendment 98”) and be based upon an error of law; (2) the Commission failed to adopt or enforce rules necessary for the fair and impartial administration of its duties under Amendment 98; (3) the Commission’s review, selection, and scoring decisions of applications were not supported by substantial evidence of record and were arbitrary and capricious; and (4) the Commission failed to consider adequately the importance and need of racial diversity in the industry and for a majority minority-owned cultivation facility. 1. Issuance of the Licenses to the Selected Entities Violates Amendment 98 Because the Selected Entities Are Not Incorporated The Commission’s rules, procedures, and actions, including the licensing of individuals and entities to operate cultivation facilities, is governed by Amendment 98 of the Arkansas Constitution. Section 10(b)(2) of Amendment 98 states: “A dispensary and a cultivation facility shall be an entity incorporated in the State of Arkansas.” 1 The Arkansas Supreme Court has emphasized that it will “interpret [a] constitutional provision . . . precisely as it reads.” Bd of Trustees of Univ. of Arkansas v. Andrews, 2018 Ark. 12, at 10. The term “incorporate” means “[t]o form a legal corporation.” Black’s Law Dictionary (9th ed. 2010). The Arkansas Code makes it painstakingly clear that a corporation is materially different than an LLC. See e.g., Ark. Code Ann. § 4-32-102 (defining “Corporation” separately from and differently than a “Limited Liability Company”). Moreover, to form a corporation, Arkansas law requires one to file “articles of incorporation, which shall be duly signed by all of the incorporators,” but to form an LLC, Arkansas law requires one to “sign[] articles of organization.” Compare Ark. Code Ann. § 4-26-202 to Ark. Code Ann. § 4-32-201. The distinction between incorporating a corporation and organizing an LLC is an axiomatic principle of business law that (1) informs individuals of the different requirements for forming the entities and (2) notifies people about the structure of organizations with whom they’re dealing, how those organizations make decisions, and who may be held accountable in the organizations. In short, the distinction between a corporation and an LLC is one that matters. Amendment 98 is crystal clear. Interpreted “precisely as it reads,” Section 10(b)(2) requires a cultivation facility to be incorporated and, thus, be a corporation. All five entities that the Commission has selected to receive a cultivation facility license are limited liability companies. By the terms of Amendment 98, none of these entities are allowed to be a licensed cultivation facility. Amendment 98 further provides that the Commission is subject to the Administrative Procedures Act, which prohibits the Commission from violating constitutional or statutory provisions. Amend. 98 §8(b)(2); Ark. Code Ann. § 25-15-212(h). Amendment 98 establishes minimum criteria to which the Commission’s rules and decisions must adhere. Indeed, the Commission has set forth a precedent of disqualifying applicants for failing to meet minimum criteria, including criteria stated in Amendment 98. Therefore, the Commission is required by law to disqualify all entities that are not incorporated, including the five entities currently selected to receive licenses, and to award the licenses to the top ranked corporations. Accordingly, I request that the Commission refrain from awarding licenses to the five selected entities or their representatives, disqualify all entities not incorporated, and notify the top ranked corporations of their selection and ensuing requirements for paying the license fee and posting a performance bond, pending assurances that all such corporations are otherwise qualified to receive a license. 2. The Commission failed to Adopt or Enforce Rules Necessary for the Fair and Impartial Administration of its Duties Section 8(d) of Amendment 98 provides that “the commission shall adopt rules governing . . . matters necessary for the commission’s fair, impartial, stringent, and comprehensive administration of its duties under this amendment.” Further, Amendment 98 prohibits a Commissioner from having an “economic interest” in a cultivation facility. The Amendment does not define “economic interest,” but elsewhere in the law the term is defined to include “a relationship as officer, director, advisor or other active participant in the affairs of a party.” See 2 Honorable Huffman v. AR Judicial Discipline, 344 Ark. 274 (2001). Arkansas’s statutes and regulations, including those covering the Alcoholic Beverage Control Division and governing the Ethics Commission, emphasize the important governmental interest in ensuring that officials act impartially and without conflicts of interest. The Commission failed to adopt any rules governing the impartial administration of its duties, and to the extent it aimed to create such rules, the Commission wholly failed to enforce or abide by them. The Commission did not adopt any rules governing Commissioners’ conflicts of interest or Commissioners’ communication about license applications with applicants or individuals whom Commissioners knew intended to become applicants. In the absence of any such properly promulgated rules, one or more Commissioners communicated and/or maintained professional relationships with individuals whom the Commissioners knew intended to apply for a license. Further, the Commission allowed itself to review and score cultivation facility applications despite one or more Commissioners having biases and conflicts of interest because of such communications and/or relationships. One or more of the Commissioner’s scores even suggests preferential treatment because of such conflicts of interest and biases. The purported directive that individuals’ names in the applications viewed by the Commissioners would be redacted to “depersonalize” the applications was wholly inadequate and falls short of the requirements of Amendment 98. Individuals’ names are not the only easily identifiable ways to recognize a person, especially if there is a relationship that would cause a Commissioner to recognize an individual by way of that individual’s past employment or business ventures, detailed experiences, places of residence or employment, and/or other unique identifiers. The Commission made no rules to ensure that it could (1) review applications without reasonably knowing the identities of certain individuals or (2) maintain impartiality when a Commissioner reviewed an application containing detailed information about experiences of individuals with whom the Commissioner had a working relationship. Without such rules, one or more Commissioners reviewed applications of individuals with whom the Commissioner had a relationship, whose identities the Commissioner knew, and who the Commissioner knew intended to apply for a license. Intentional or not, the allowance of Commissioners to serve on the Commission with a conflict of interest, combined with the inadequate “depersonalization,” undermined the Commission’s impartiality and calls into question the Commission’s review and scoring of applications. As evidence of at least one concerning conflict of interest and potentially resulting preference, please see attached a Citizen Complaint filed with the Arkansas Ethics Commission on March 9, 2018, alleging certain conflicts of interest of a Commissioner. Because of this pending Citizen Complaint, I request that the Commission refrain from awarding licenses to the five selected entities or stay the award of any licenses until resolution of the Citizen Complaint by the Ethics Commission and reasonable assurances of the Commission’s impartial administration of its duties. 3. The Review and Selection of Applications was Arbitrary and Capricious The Commission’s review of applications was arbitrary and capricious for two reasons. First, the Commission’s review of the minimum qualifications of applications and selection for scoring of certain applications that appear to have not met the minimum qualifications violates the 3 Commission’s rules and Amendment 98. Second, the Commission’s scoring decisions of certain applications lacked substantial evidence and were arbitrary and capricious. a. Review and Rejection of Applications for Failing to Meet Minimum Qualifications was Arbitrary and Capricious All five entities selected by the Commission appear to have submitted applications that did not meet the minimum requirements set forth by the Commission. By reviewing and scoring these applications and selecting them as winners, the Commission’s actions are arbitrary and capricious and in violation of the Commission’s rules. The Commission’s rules state that only “[a]pplications that have been received and verified by the commission will be considered based upon the selection processes set out in Section IV.9,” which is the “Selection Process and Criteria Based on Merit Selection.” RR. § IV.3(c). Further, the Commission’s Request for Application (“RFA”) states: “Only applications which meet the requirements of AMMC Rules, Sections IV.4 and IV.5 will be subject to further review and merit scoring by the commission. Applications which fail to meet the requirements of Section IV.4 and IV.5 will be rejected.” RFA, at 3. All five respective applications appear to fall short of the Commission’s minimum requirements and, therefore, never should have been subjected to further review or merit scoring by the Commission. The following issues disqualify the selected applications. i. Invalid Passports The Commission’s rules and the RFA required that applicants and certain individuals establish their legal name and date of birth by providing at least one of several listed documents. One of the approved documents is a “[v]alid, unexpired U.S. passport or U.S. passport card.” RR. IV.5(b)(i)(2). Regulations for the U.S. Citizenship and Immigration Services division of the Department of Homeland Security provide that “[a] passport is valid only when signed by the bearer in the space designated for signature.” 22 CFR § 51.4. As evidenced from the applications for the five selected entities released by the Commission, the owners, directors, or officers listed below provided only unsigned, invalid U.S. passports to prove either or both of their legal name and date of birth. • • • • Terence Fitch, General Manager, NSMC-OPCO, LLC Application, Section B, Appendix 2, p.541. Kyndall Lercher, Medical Director and Owner (25.5%), Bold Team, LLC Application, Section B, Appendix 1, p.40. Mary Trulove, Applicant, CEO and Owner (60%), Osage Creek Cultivation, LLC Application, Section B, Appendix 1 and 2, pp. 71-72. Three individual owners of Delta Medical Cannabis Company (the identities of these owners are unknown as the copies of their passports did not accompany a particular Section B Form), Delta Medical Cannabis Company, LLC Application, Section B, Appendix 1 and 2, pp. 64, 67-68, 82, 88, 90. 4 Because the above listed entities/applications did not provide valid proof of certain owners, directors, or officers’ legal names and/or dates of birth, the applications failed to meet the Commission’s minimum requirements and, thus, should not have been reviewed or scored for merit by the Commission. I request that the Commission disqualify the above cited applications. ii. Proof of Assets Osage Creek Cultivation, LLC’s application failed to provide proof of assets and should be disqualified. The Commission’s rules state: “Applicants shall provide proof of assets or a surety bond in the amount of $1,000,000.00 and proof of at least $500,000.00 in liquid assets.” RR. IV.4(c). Further, the rule states that “if an applicant posts a surety bond, the bond shall be maintained . . . .” Id. Osage Creek Cultivation, LLC appears to have shown proof of liquid assets, although the amount is redacted in the released application. To the extent that Osage Creek’s amount of liquid assets was below $1,000,000.00, then Osage Creek would be required to have a surety bond. Osage Creek provided a Surety Bond, but that bond was not signed and thus, not “maintained” as required by the Rules. See Osage Creek Cultivation, LLC Application, pp. 7 and 452. Because Osage Creek did not maintain the surety bond, they failed to demonstrate proof of minimum assets or a surety bond as required by the rules and, therefore, Osage Creek’s application should not have been reviewed or scored for merit by the Commission. I request that the Commission disqualify Osage Creek’s application. iii. Criminal History Background Checks Natural State Wellness Enterprises, LLC failed to provide Background Check Applications or Background Check Results in its application for two listed officers and, therefore, its application should be disqualified. The Commission’s rules require “[a]ll owners, officers, and board members of an entity seeking to apply for a cultivation license through its designated individual applicant” to complete an application for a Criminal History Check by the Arkansas State Police and provide the results of the background check in the application packet upon submission to the Commission. RR IV.6(a); RFA, pp. 4-5 (“The applicant and all owners, officers, and board members affiliated with the proposed cultivation facility are required to complete an application for a Criminal History Check by the Arkansas State Police. Results from the Criminal History Check must be included with the application packet when it is submitted to the Commission. . . . Application packets must include the following: …Background results from the Arkansas State Police for the applicant and all owners, officers, and board members affiliated with the proposed cultivation facility.”). Natural State Wellness Enterprises, LLC’s application states that its company’s operating team includes the following people: “John Terry, Chief Financial Officer” and “Chris Hewitt, Chief Operating Officer.” Natural State Wellness Enterprises, LLC Application, Ex. 11, p. 879. These individuals are not owners of Natural State Wellness Enterprises, LLC, but they are listed as officers. In a review of documents legally obtained through a FOIA request, it was discovered that these individuals failed to submit applications for a Criminal History Check by the Arkansas State Police. Further, Natural State Wellness Enterprises, LLC’s application provides 27 redacted Arkansas State Police background check results forms, equaling the number of owners of Natural State Wellness Enterprises, LLC. If these listed officers had included their background check results, then 29 redacted background check results forms would be provided. Therefore, Natural 5 State Wellness Enterprises, LLC failed to provide background check applications and results for all individuals required to provide them and, therefore, failed to meet the Commission’s minimum requirements. Accordingly, I ask that the Commission disqualify the application of Natural State Wellness Enterprises, LLC. b. Scoring Decisions Lacked Substantial Evidence and Were Arbitrary and Capricious The AMMC released the separate grades given by each Commissioner for every application. Several outliers and anomalies call into question whether certain groups were given preferences despite their applications lacking substantial evidence to justify higher scores. At a minimum, some of the grading disparities indicate arbitrary and capricious decisions in violation of the Administrative Procedures Act. Several applications had substantively the same answers on the same questions but received different grades. For example, the application graded groups on their “Timeline to Open.” Two different groups both proposed a 7-month timeline, with one group receiving 2 out of 4 points from a Commissioner while the other group, one of the winners, received 4 out of 4 points from the same Commissioner. For “Qualifications of Applicant,” one Commissioner gave my application a 3/10, or an “Underqualified” score, and another Commissioner gave my application a 6/10, despite the other three Commissioners all giving the application a 10/10 and despite the application having a roster that met all requirements and included a Black D.O. with experience at the University of Mississippi’s federal cannabis program, a member of the Arkansas Black Hall of Fame who is the Chairwoman of the Lee County Community Clinic, a former Circuit Court Judge and farmer who is a member of the Arkansas Black Hall of Fame, several local, experienced farmers, and internationally-renowned scientists and Ph.D. experts in cannabis and medicine. Further, it is evident from the Commission’s document “Cultivation Facility Score Breakdown,” that Commissioners neither reviewed nor scored Schedule 7 for any of the applications. Rather, ABC and/or DFA staff apparently reviewed such schedules and gave a uniform 2.5 points for all material submitted in response to Schedule 7 without comparing the relative merits of each application’s content for this Schedule. This is evident because every application’s score for this Schedule is the same for all five Commissioners, and the Commissioners’ scoring rubric sheet does not include a space for the scoring of Schedule 7. Unlike Schedules 5 and 6, which asked for simple facts (such as location of the facility and resulting economic tier) that did not require Commissioners to evaluate the merit of content, Schedule 7 asked for substantive content such as substance abuse, compassionate care, and research plans that required an evaluation of merit. Schedule 7d also indicated that the Commission would award points based on the “percentage of ownership in a cultivation facility by Arkansas residents.” Unlike the Schedule 6 sections giving points for “at least 51% ownership” by various groups, Schedule 7d indicates that groups with higher percentages of Arkansas ownership would get higher points than groups with lower percentages of Arkansas ownership. The uniform scoring of the applications for Schedule 7 shows that Schedule 7d was not applied according to its terms. 6 I also have a deep concern that higher scores were given to groups that celebrated their experience manufacturing products that would be illegal under Arkansas law. One of the winning applications emphasized its team’s experience manufacturing Bhang chocolate bars, “the most awarded cannabis edible product in the country” and its team’s perfect compliance track record, having delivered “1,000,000 products without an incident comprising product or employee safety or security.” Bhang chocolate edibles would be an illegal product form in Arkansas’s medical marijuana market because they would appeal to children in violation of the ABC’s regulations. (ABC RR 12.2.). Such products are not in line with Arkansas’s medical program or the public interest. My application focused exclusively on medical products and over-compliance, pledging not to sell “flower” or “edible” product forms, yet received lower scores than the other application for “Qualifications of Applicant” and “Manufacturing.” These cited disparities, among others, demonstrate that many scores were not supported by substantial evidence and were arbitrary and capricious. Several applications were scored with zero points on some sections despite having content for those sections. Although the cited point differentials may seem small, very few points separated the winners from the alternates (10 points separated No. 5 and No. 10). Therefore, these discrepancies materially affected the final rankings of applicants and, combined with the apparent conflicts of interest, undermine the integrity of the Commission’s selections. I request that the Commission refrain from awarding licenses to the five selected entities, pending a review of the scores and applications, and the implementation of standardized scoring procedures that remove the risk of bias. 4. The Commission Did Not Consider Adequately the Need for Racial Diversity in the Industry Despite the application’s appearance of providing bonus points for “diversity,” the Commission failed to consider the need for racial diversity in the majority-ownership and operations of this industry and excluded Blacks from having an equal opportunity to receive a license. Arkansas has some of the most harmful marijuana-possession laws and has arrested Blacks for such crimes at a rate of more than three times the rate it arrests Whites,1 even though marijuana consumption is roughly equal among the two races. 2 Several owners of winning cultivation applications played roles in the institutions that prosecuted and enforced these laws. Now, this industry is legal, and the same individuals are standing to profit from it. The Commission’s allocation of points for “Diversity” diluted any consideration of an entity’s minority ownership. Sixty-one out of eighty-two Cultivation Facility applicants (75%) received maximum bonus points allowed for “Diversity.” Four out of the five winners received these bonus points for having 51% or more ownership by women, many of whom do not appear involved in governance or operations of the entities and who are spouses or relatives of other owners. Further, by giving the same points to women-owned businesses as black-owned businesses, the application undermined any preference or bonus points for minorities with a majority ownership stake or operational position. This process contradicts public policy as outlined 1 2 https://www.mpp.org/states/arkansas/; https://www.drugscience.org/States/AR/AR.pdf ACLU “Report: The War on Marijuana in Black and White” June 2013 7 in Ark. Code Ann. § 15-4-301, et seq. (providing a higher percentage of state procurement contracts be given for minority-owned businesses than for women-owned businesses and indicating importance of operational ownership versus nominal equity only ownership). The diversity section also did not give more points for greater minority ownership, meaning that a group with 51% minority ownership received the same points as groups with 90% or more minority ownership, and without consideration of governance or operations. The implications of the Commission’s failure to consider adequately the race of applicants and their operational teams is staggering: • • • • • • Zero (0) majority black-owned winning groups Total Black Ownership Percentage: 9.12% out of 100% (45.59% out of 500%) Total Number of Black Owners: 5 out of 53 Total Owners Total Black Governance: 6.67% out of 100% Total Black Operations: 0% One (1) out of the five (5) winning groups listed itself as a majority minority-owned group, with exactly 51% majority minority ownership. Natural State Wellness Enterprises, LLC counted Mr. William “Ryan” Young’s 34% ownership stake as “minority” ownership. Mr. Young listed his race as “W” in his ASP background check form. Given the history of prosecutions against Blacks for marijuana possession laws, the absence of Black ownership and operations in this new industry, and the Commission’s failure to consider adequately these disparities, I request that the Commission refrain from awarding licenses until after it conducts a report on the need for majority minority ownership and operations in the industry and determines the necessity of re-evaluating applications and the “diversity” section given such report. Conclusion The goal of this letter is to ensure Arkansas maintains a fair and equitable medical marijuana industry. The concerning issues and questions cited above need to be answered and investigated before licenses are awarded. Please accept this letter as a good faith attempt to resolve the issues with the Commission in an effort to preserve the integrity of Arkansas’s medical marijuana program. Sincerely, Mildred Barnes Griggs Chairwoman, Delta Cannabinoid Corp. Enc.: Citizen Complaint to Ethics Commission 8 in Ark. Code Ann. 15-4-30r. e: seq. {pi-mining a higher percentage of state procurement contracts be given for niinoriry-tw..imi businesses than for women-owned businesses and al equity only ownership). The meaning that a indicating importance of operational ownership versus nomin diversity section also did not give more points for greater minority ownership, 0% or more minority group with 51% minority ownership received the same points as groups with 9 ownership, and without consideration of governance or operations. The implications of the Commission?s failure to consider adequately the race of applicants and their operational teams 15 staggering: Zero (0) majority black-owned winning groups Total Black Ownership Percentage: 9.12% out of 100% (45.59% out of 500%) Total Number of Black Owners: Jut of 53 Total Owners Total Black Governance: 6.67% out of 100% Total Black Operations: ps listed itself as a majority minority-owned One (1) out of the ?ve (5) winning grou group, with exactly 51% majority minority ownership. Natural State Wellness Enterprises, LLC counted Mr. William ?Ryan? Young?s 34% ownership stake as ?minority? ownership. Mr. Young listed his race as in his ASP background check form. Given the history of prosecutions against Blacks for marijuana possession laws, the industry, and the Commission?s failure to absence of Black ownership and operations in this ne Commission refrain from awarding licenses operations in the consider adequately these disparities, I request that the until after it conducts a report on the need for majority minority ownership and industry and determines the necessity of re?evaluating applications and the ?diversity? section given such report. Conclusion The goal of this letter is to ensure Arkansas maintains a fair marijuana industry. The concerning issues and questions cited above need to be answered and investigated before licenses ar the issues with the Commission in an effort to pres marijuana program. awarded. Please accept this letter as a good fai erve the integrity of Arkansas?s medical Sincerely, Mildred Barnes Griggs Chairwoman, Delta Cannabinoid Corp. Enc.: Citizen Complaint to Ethics Commission and equitable medical th attempt to resolve March 9, 2018 The Honorable Olly Neal 128 Lee 204 Marianna, AR 72360 Arkansas Ethics Commission 910 West Second Street, Suite 100 Little Rock, AR 72201 Re: Citizen Complaint Form Dear Arkansas Ethics Commission, Please ?nd attached a signed and notarized Citizen Complaint made in accordance with Section 103 of the Arkansas Ethics Commission ?Rules on Special State Employees Con?icts of Interest? and Arkansas Code Annotated Sections 7-6-218 and 19-11-718. Sincerely, The Attac ent: Ci 'zen Com aint CITIZEN COMPLAINT The undersigned person files this complaint and requests that the Arkansas Ethics Commission conduct an investigation concerning the facts and actions detailed below for the purpose of determining whether or not there has been a violation of laws under the Commission’s jurisdiction. 1. Identify the person you are complaining about: Name: Travis Story Position or Title: Commissioner, Arkansas Medical Marijuana Commission Address: Phone: (Work) (479) 443-3700 Travis Story Law Firm 438 E. Millsap Dr. Suite 103 Fayetteville AR 72703 2. State in your own words the detailed facts and the actions of the person named in section 1 which prompted you to make this complaint. Include relevant dates, times, and the names, and addresses of other persons whom you believe have knowledge of the facts. I. The Medical Marijuana Commission is a “Covered Board” under the Ethics Commission’s Rules on Special State Employees – Conflicts of Interest and Ark. Code Ann. § 19-11-718. a. The Arkansas Medical Marijuana Commission (“Commission”) was created as a commission within the Arkansas Department of Finance and Administration and is therefore “a commission . . . created within the executive branch.” b. The Commission was created by constitutional amendment and various enacting legislation, including through appropriation legislation for the Department of Finance and Administration, and is therefore “an entity that is created by regulation, statute, legislative direction, executive order, or other informal means” and maintains “decision-making authority over procurement criteria, contracts, appointment of individuals to negotiate procurement directly or indirectly, or the approval of procurements.” Rules on Special State Employees – Conflicts of Interest, §100(b). II. Travis Story is a “Special State Employee” under the Ethics Commission’s Rules on Special State Employees – Conflicts of Interest and Ark. Code Ann. § 19-11-718. a. Travis Story is a person appointed to the Arkansas Medical Marijuana Commission and is therefore a “Special state employee” as defined in Rules on Special State Employees – Conflicts of Interest, §100(c). III. Travis Story voted on, received, or read confidential materials related to, participated in the discussion of, or attempted to influence the covered board’s decision on a procurement matter. a. Travis Story reviewed all Arkansas Medical Marijuana Cultivation Facility License Applications submitted to the Arkansas Medical Marijuana Commission. (Ex. A) 1 b. Travis Story graded or scored certain Arkansas Medical Marijuana Cultivation Facility License Applications submitted to the Arkansas Medical Marijuana Commission (“Applications”) for the purpose of determining which Applications would be chosen and therefore which individuals and entities would become licensed to operate medical marijuana cultivation facilities in Arkansas. (Ex. A) IV. Travis Story has a “Conflict of Interest” under the Ethics Commission’s Rules on Special State Employees – Conflicts of Interest and Ark. Code Ann. § 19-11-718. a. Travis story has a direct or indirect interest in certain Arkansas Medical Marijuana Cultivation Facility License Applications submitted to the Arkansas Medical Marijuana Commission. b. Jay and Mary Trulove submitted an Arkansas Medical Marijuana Cultivation Facility License Application to the Arkansas Medical Marijuana Commission individually and associated with the entity Osage Creek Cultivation, L.L.C. (“Osage Creek”). (Ex. B). c. Jay and Mary Trulove own Osage Creek. (Ex. B). d. Jay Trulove is the Incorporator/Organizer for Osage Creek, the organization of which was filed on April 21, 2017 and a matter of public record on the Secretary of State’s website. (Ex. C). e. Osage Creek’s Application was Application No. 83. (Ex. A). f. Travis Story ranked Osage Creek’s application No. 3 in his overall rankings. (Ex. A). g. Osage Creek’s next highest rank among the other commissioners was No. 6 and its average ranking among the other commissioners was No. 20.5. (Ex. A). h. Travis Story has or has had an attorney-client relationship with Jay and Mary Trulove or businesses owned or operated by Jay and Mary Trulove of Berryville, Arkansas. i. Travis Story was the Incorporator/Organizer for Trulove Properties LLC which was organized on February 1, 2016. (Ex. D). j. Travis Story was the Incorporator/Organizer for Trulove Farms, LLC which was organized on October 12, 2016. (Ex. E). k. Travis Story and Bob Ballinger were listed as attorneys who represented the Truloves in a land-use dispute in Benton County Circuit Court in 2016. (Ex. F). l. Bob Ballinger is a law partner of Travis Story’s at the Travis Story Law Firm. (Ex. G). m. Bob Ballinger was the Incorporator/Organizer of Trulove Sales & Rental, LLC which was organized on June 16, 2017, two weeks prior to the opening of the Commission application period. (Ex. H). n. Ballinger is reported as stating that he and Story told the Truloves that the firm couldn’t do any legal work for them on marijuana-related matters. Therefore, Travis Story and/or the Travis Story Law Firm knew that the Truloves were submitting an 2 Arkansas Medical Marijuana Cultivation Facility License Application to the Arkansas Medical Marijuana Commission. (Ex. I). o. Bob Ballinger is a member of the Arkansas House of Representatives and is a candidate to be elected to the Arkansas State Senate. (Ex. J). p. Ballinger’s campaign for Arkansas State Senate received $1,000 in contributions from Jay and Mary Trulove on June 28, 2017. (Ex. J). q. Osage Creek was represented by registered lobbyist Chase Dugger. (Ex. K). r. Chase Dugger contributed $325.00 worth of “Food” to Bob Ballinger on June 15, 2017. (Ex. J). s. On October 30, 2017, Ballinger’s campaign paid “Sports Corner” $626.75. (Ex. L). t. “Sports Corner” is owned by Jay and Mary Trulove. (Ex. B, pp. 43-46; Ex. M) u. Jay and Mary Trulove provided resumes as exhibits to their Cultivation Application. These resumes listed “Sports Corner” as an employer and described the Truloves’ business experiences with Sports Corner as well as with other entities, including the entities that Travis Story organized for the Truloves. (Ex. B, pp. 4346) v. Bob Ballinger paid JCD Consulting Services $1,600.00 on July 7, 2017. (Ex. N). w. JCD Consulting Services is a consulting company owned by Chase Dugger. (Ex. K). 3. Attach or make reference to any documents, materials, minutes, resolutions or other evidence which support your allegations. Please see the attached Exhibits. AFFIRMATION AND CERTIFICATION Affirmation and Certification page is attached hereto. 3 AFFIRMA TION AND CERTIFICATION I swear or af?rm und er penalty of and co PeUury, that th tl'll rrect to the best of my knowledge, infoermlecsifgz ?bgve and in this complaint are 1e . Signature: PrintName;g Lq . I Malling Ad (- 0 Phone: Notary; State of Arkansas County of bi. . ubscribed and sworn before me this gilt: day of A 20 1J1. Notary Signature: Ir: i - 76%0 My Commission Expires; DONNA JOHNSON Noiarv Public-Arkansas Saline County piles 04-10-2025 12690475 My Commission Ex Commission EXHIBIT A Total 486 444 438 438 432.5 432 427.5 427.5 426.5 422 421.5 420 419 419 418 417 415 414.5 414 412 411 411 408 405 404.5 403 402 401 399 399 399 398.5 398 398 396.5 Name Application Miller Natural State Medicinals Cultivation 88 Bold Team, LLC 26 Natural State Wellness Enterprises 123 Natural State Wellness Enterprises 124 Osage Creek Cultivation 83 Delta Medical Cannabis Company, Inc. 11 River Valley Relief Cultivation 65 New Day Cultivation 70 Southern Roots 27 Delta Cannabinoid Corp. 173 Clinice, LLC 180 Nello Labs of Arkansas 208 Onyx Wellness 275 Acanza Health Group (St. Francis) 306 Acanza Health Group (Jefferson) 308 Heritage Farms of Eastern Arkansas 164 Natural State Medical Group 151 Ideal Medical Incorporated 77 Regeneration Naturals 223 Boll Weevil Farms of the Delta 152 New Harvest Agri 122 Pine Bluff Agriceuticals 253 Mothers Accountable for Marijuana in Arkansa 177 Medi Chai, LLC 191 Woodruff County Medical Marijuana Cultivatio 294 Trident Sky, Inc. 14 Mighty River Growers 76 Grassroots OPCO AR 138 Arkansas Medical Solutions 176 Arkansas Natural Products 262 Comprehensive Care Group 285 GTI Arkansas 111 Terradiol Arkansas 107 Nature's Greenhouse 169 Southeastern Medical Solutions 109 Roman 99 95 88 88 97.5 88 92.5 90.5 92.5 87 83.5 85 92 98 98 81 94 93.5 96 98 88 94 86 84 80.5 84 81 89 87 85 84 95.5 90 83 81.5 Henry-Tillman 98 67 68 68 52.5 63 64.5 77.5 69.5 60 65.5 62 57 64 64 77 74 62.5 64 62 61 62 71 65 75.5 54 58 61 56 70 61 56.5 48 54 54.5 98 98 94 94 92.5 92 78.5 97.5 90.5 93 87.5 99 98 92 92 87 81 89.5 76 86 93 91 85 87 89.5 87 91 86 98 93 86 84.5 94 87 88.5 Carroll Story 98 97 99 99 95.5 92 97.5 91.5 95.5 93 94.5 90 87 93 93 94 94 87.5 87 92 91 91 90 94 76.5 91 90 89 88 81 92 89.5 92 90 93.5 93 87 89 89 94.5 97 94.5 70.5 78.5 89 90.5 84 85 72 71 78 72 81.5 91 74 78 73 76 75 82.5 87 82 76 70 70 76 72.5 74 84 78.5 EXHIBIT A 395 395 394.5 392 391 389.5 389 388 386.5 386.5 386 385 384.5 382 377 377 376 373.5 373 372.5 370.5 360 358 357 354 353 351 350.5 348 348 345.5 344.5 338 337 335.5 335 7-Hybrid Cultivation Arkansas Medicinal Source Courageous Ann, LLC Columbia Care Arkansas Naturalis Health DB Science Plant Family Medical Group Delta Canna 9 Delta Cultivators, LLC Desert River Management Arkansas Reliable Green Health Central Arkansas Little Rock Organic, Inc. NEA Full Spectrum Cultivators AR-Canna Plant Life, LLC Arkansas Cultivation Center Arkansas Aquacronic Natural State Agronomics Terra Pharm AR Clear Creek Cannabis South Arkansas Cannabis Solutions Village Productions Mill Branch Farms Natural State of Kind Woodruff County Growers CNCEO Arkansas Cannical Farms Applegate Valley Organics (Monroe Co.) Applegate Valley Organics (Mississippi Co.) Native Flower, Inc. Alluvial Farms Applegate Valley Organics (White Co.) Preferred Herbal Applegate Valley Organics (Pulaski) Oceans Health 157 280 9 264 131 304 196 166 16 144 68 200 25 28 273 301 244 78 23 100 235 236 201 92 6 234 90 219 52 58 86 271 55 165 56 211 91 90 94.5 85 72 81.5 99 80 80.5 85.5 88 87 85.5 91 92 74 84 86.5 67 84.5 86.5 79 78 76 79 86 78 65.5 76 76 74.5 77.5 74 63 73.5 81 44 60 55.5 53 59 51.5 55 61 59.5 48.5 61 58 58.5 59 42 57 52 59.5 90 46.5 41.5 58 50 55 62 46 40 54.5 42 42 52.5 55.5 40 43 39.5 43 90 78 92.5 94 81 90.5 81 91 87.5 85.5 83 90 77.5 78 79 83 81 74.5 66 89.5 84.5 73 83 89 77 67 85 79.5 73 73 76.5 73.5 71 79 70.5 69 99 94 90.5 89 89 85.5 80 87 92.5 93.5 88 84 79.5 81 86 88 91 82.5 77 91.5 88.5 84 77 78 60 83 78 83.5 89 89 81.5 78.5 87 76 86.5 77 71 73 61.5 71 90 80.5 74 69 66.5 73.5 66 66 83.5 73 78 75 68 70.5 73 60.5 69.5 66 70 59 76 71 70 67.5 68 68 60.5 59.5 66 76 65.5 65 EXHIBIT A 329 325.5 323.5 319.5 319 311.5 307 290 243.5 237.5 227 0 0 0 0 0 0 0 0 0 0 0 0 0 Greenleaf Farms Independence Investments Arkansas Medical Marijuana Farm New South Agriculture Northwest Arkansas Solutions Therapeutic Health Corporation Interurban Capital Group Tri-State Weed and Wellness OCCE Big Oak Pharms, LLC Medigrow, LLC Carpenter Medical Group Trucanna Farms, LLC HDMM Enterprises, LLC Sisters of Empathy The Comfort Clinic Cache Cultivation Elevate Arkansas Holdings, LLC Southern Remedy Holistic Industries of Arkansas Global Resource Operation Medicus Arkansas, LLC Rosie Cultivation, LLC Ardcorp, LLC 112 130 4 15 140 238 182 93 248 51 101 120 43 57 82 174 190 218 256 283 291 303 318 319 72 59.5 94.5 75.5 74 65.5 69 73 68.5 61.5 70 NS NS NS NS NS NS NS NS NS NS NS NS NS 64 51.5 33.5 47.5 49 43.5 51 31 33.5 35.5 15 NS NS NS NS NS NS NS NS NS NS NS NS NS 81 86.5 59.5 86.5 74 64.5 84 72 42.5 69.5 70 NS NS NS NS NS NS NS NS NS NS NS NS NS 57 70.5 82.5 59.5 63 83.5 60 69 35.5 43.5 60 NS NS NS NS NS NS NS NS NS NS NS NS NS 55 57.5 53.5 50.5 59 54.5 43 45 63.5 27.5 12 NS NS NS NS NS NS NS NS NS NS NS NS NS .JMMFS EXHIBIT A Application Sch 1 4 6 9 11 14 15 16 23 25 26 27 28 51 52 55 56 58 65 68 70 76 77 78 83 86 88 90 92 93 100 101 107 109 111 112 122 123 124 130 131 138 140 144 151 152 157 164 165 166 169 173 176 177 180 182 191 196 200 201 208 211 219 Sch 2a 10 3 10 10 6 3 6 3 8 8 8 10 3 3 3 3 3 10 10 6 6 6 6 10 3 10 3 10 3 6 6 8 6 10 3 8 6 6 0 6 3 3 3 10 8 8 3 3 3 8 3 3 3 8 3 3 10 6 3 10 3 6 2b 14 14 14 14 14 14 14 14 14 14 14 14 12 14 14 14 14 14 14 14 14 14 14 14 14 14 14 14 14 14 14 14 14 14 14 14 14 14 12 14 14 14 14 14 14 14 14 12 14 14 14 14 14 14 12 14 14 14 14 14 14 14 2c 8 2 5 2 7 8 8 2 5 5 8 2 2 2 2 2 2 8 2 8 2 8 2 8 2 8 5 2 7 8 2 5 5 8 5 8 7 7 2 2 8 5 8 5 8 5 8 2 5 2 5 2 8 2 5 7 8 5 5 8 7 2 2d 9 9 9 9 9 7 9 7 9 9 9 9 5 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 5 9 9 9 9 9 9 9 9 9 5 9 9 7 9 9 9 9 9 5 9 9 9 9 9 9 9 9 9 9 7 9 9 5 2e 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 3a 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 3b 13 10 16 10 10 10 5 5 10 16 13 13 5 10 10 10 10 13 10 13 10 16 16 16 10 16 10 10 10 10 5 13 13 16 5 10 10 10 10 5 13 10 16 13 16 13 10 5 10 10 13 16 10 10 5 10 16 10 10 5 13 5 4 4 4 4 4 4 4 4 3 4 4 4 4 3 3 3 3 4 4 4 4 4 4 4 4 3 3 4 4 3 2 4 3 4 4 2 3 3 4 4 3 3 3 4 4 4 0 1 3 3 4 4 3 4 3 4 4 4 4 4 4 3 4 10 8 10 10 10 3 8 3 10 10 10 10 10 6 6 6 6 8 10 10 8 10 10 10 6 10 10 3 6 10 10 10 6 10 8 8 10 10 0 8 10 8 6 10 10 10 10 6 8 8 10 10 10 10 8 10 10 10 6 6 8 6 5 6a 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 0 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 6b 0 2.5 0 2.5 0 2.5 2.5 2.5 0 2.5 0 2.5 1.5 2.5 0.5 0 2.5 0 2.5 0 1.5 0 1.5 0 0 2.5 0 0 2.5 0.5 0.5 0.5 1.5 0.5 0 2.5 2.5 2.5 2.5 0 2.5 0 0 2.5 2.5 1.5 0.5 2.5 1.5 2.5 2.5 2.5 2.5 0 0 0.5 1.5 2.5 2.5 2.5 1.5 0.5 2.5 2.5 2.5 2.5 0 0 0 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 0 0 2.5 0 0 2.5 0 0 2.5 2.5 2.5 2.5 0 0 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 0 0 7 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 94.5 79 94.5 88 84 75.5 80.5 67 85.5 95 92.5 91 61.5 76 74 73.5 76 92.5 88 90.5 81 93.5 86.5 97.5 74.5 99 78 76 73 84.5 70 90 81.5 95.5 72 88 88 88 59.5 72 89 74 85.5 94 98 91 81 63 80 83 87 87 86 83.5 69 84 99 87 78 85 81 65.5 EXHIBIT A 223 234 235 236 238 244 248 253 262 264 271 273 275 280 285 294 301 304 306 308 10 10 6 8 6 3 6 10 3 3 6 8 8 8 3 3 3 6 8 8 14 14 14 14 8 14 12 14 14 14 14 14 14 14 14 14 14 14 14 14 5 5 2 8 2 8 2 5 7 5 2 8 5 5 5 2 2 5 8 8 9 9 9 7 3 9 9 9 9 9 5 9 9 9 9 9 9 9 9 9 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 16 10 16 5 10 10 5 13 10 13 10 16 16 16 13 13 10 10 16 16 4 3 3 0 4 3 0 4 4 4 4 3 3 4 3 3 4 3 4 4 10 6 10 10 6 8 8 10 10 8 10 10 8 10 8 10 3 8 10 10 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 1.5 2.5 0 0.5 0 2.5 0 2.5 1.5 2.5 0 0 2.5 0 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 0 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 96 86 86.5 79 65.5 84 68.5 94 85 85 77.5 92 92 90 84 80.5 74 81.5 98 98 3PNBO EXHIBIT A Application Sch 1 4 6 9 11 14 15 16 23 25 26 27 28 51 52 55 56 58 65 68 70 76 77 78 83 86 88 90 92 93 100 101 107 109 111 112 122 123 124 130 131 138 140 144 151 152 157 164 165 166 169 173 176 177 180 182 191 196 200 201 208 211 219 223 234 Sch 2a 3 6 5 6 6 5 8 9 8 6 8 6 4 3 3 3 3 8 5 8 6 8 5 6 5 10 4 8 3 5 3 5 5 5 8 6 6 6 8 6 5 7 4 9 7 3 9 3 6 6 6 5 8 8 6 8 8 5 5 5 4 7 6 5 2b 4 7 7 6 6 6 7 13 7 7 7 7 6 5 5 5 5 8 7 10 6 7 8 6 5 14 5 6 5 6 5 6 9 6 10 6 8 8 5 9 8 6 5 7 6 5 8 5 8 6 6 6 7 10 6 7 5 7 5 6 6 8 7 6 2c 3 6 4 4 6 4 4 7 4 6 6 4 4 2 2 2 2 5 6 5 5 6 5 4 4 8 4 4 4 3 1 4 4 5 6 4 5 5 4 5 4 4 4 5 4 4 7 4 4 4 4 4 5 5 6 4 4 4 4 6 4 5 5 4 2d 3 5 6 6 5 5 6 8 6 7 7 7 5 5 5 5 5 5 6 7 4 6 5 5 5 9 5 6 3 4 2 5 6 6 6 4 6 6 5 5 5 5 5 8 6 5 8 4 4 5 6 5 5 6 5 9 4 6 5 7 5 5 8 5 2e 3 7 5 5 5 4 5 8 5 6 5 5 4 2 2 2 2 4 4 10 4 5 6 4 4 10 4 5 3 4 1 4 4 5 5 4 5 5 4 5 3 4 4 5 6 4 6 4 4 5 8 5 5 8 6 4 5 4 5 5 4 4 4 4 3a 1 5 5 5 5 4 5 7 4 7 8 5 3 5 5 5 5 6 4 7 5 6 5 5 4 8 4 4 3 4 0 4 5 5 4 6 5 5 4 6 6 4 5 8 4 3 6 4 4 4 6 6 9 6 5 5 5 4 5 7 4 4 5 4 3b 4 8 9 9 9 6 10 15 9 10 12 9 3 3 3 3 3 10 9 12 11 10 10 8 12 16 4 11 3 6 0 6 9 9 10 9 10 10 5 9 10 8 7 12 9 5 12 4 10 7 7 9 11 10 8 9 9 10 6 10 5 9 9 6 2 3 2 3 2 3 2 3 2 2 4 2 2 2 2 2 2 4 3 3 3 3 3 3 2 3 2 2 1 2 0 2 2 3 2 4 3 3 2 4 2 2 2 4 2 2 4 2 3 2 2 2 3 2 2 2 2 2 2 2 2 2 3 2 4 3 5 5 9 5 3 5 10 6 6 5 4 3 5 5 5 5 7 7 8 5 4 6 4 4 10 3 4 1 7 0 4 4 7 8 8 10 10 7 5 8 4 5 6 8 4 9 3 9 5 5 4 8 3 2 9 4 6 3 4 5 5 8 0 5 6a 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 0 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 6b 0 2.5 0 2.5 0 2.5 2.5 2.5 0 2.5 0 2.5 1.5 2.5 0.5 0 2.5 0 2.5 0 1.5 0 1.5 0 0 2.5 0 0 2.5 0.5 0.5 0.5 1.5 0.5 0 2.5 2.5 2.5 2.5 0 2.5 0 0 2.5 2.5 1.5 0.5 2.5 1.5 2.5 2.5 2.5 2.5 0 0 0.5 1.5 2.5 2.5 2.5 1.5 0.5 1.5 2.5 2.5 2.5 2.5 2.5 0 0 0 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 0 0 2.5 0 0 2.5 0 0 2.5 2.5 2.5 2.5 0 0 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 0 0 2.5 2.5 7 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 33.5 62 55.5 63 54 47.5 59.5 90 58.5 67 69.5 59 35.5 42 40 39.5 42 64.5 61 77.5 58 62.5 59.5 52.5 52.5 98 40 55 31 46.5 15 48 54.5 56.5 64 61 68 68 51.5 59 61 49 48.5 74 62 44 77 43 61 54 60 56 71 65.5 51 65 55 58 50 62 43 54.5 64 46 EXHIBIT A 235 236 238 244 248 253 262 264 271 273 275 280 285 294 301 304 306 308 5 5 5 4 3 8 7 6 7 3 6 7 6 9 5 7 9 9 6 6 6 4 3 8 8 8 7 4 5 7 8 12 8 11 7 7 4 6 5 6 4 4 6 4 4 4 5 5 4 7 4 4 4 4 3 5 4 6 3 8 7 6 5 5 5 6 6 7 5 5 6 6 3 4 4 5 2 4 6 4 6 5 5 5 4 5 4 3 5 5 3 4 4 5 3 5 7 3 5 4 7 3 4 6 7 3 5 5 4 8 4 5 3 9 10 5 7 5 8 11 8 13 8 4 10 10 2 4 4 2 2 2 3 3 2 2 2 3 3 2 2 3 3 3 4 8 0 5 3 4 7 4 5 5 4 8 8 7 4 4 5 5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 0.5 0 2.5 0 2.5 1.5 2.5 0 0 2.5 0 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 0 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 41.5 58 43.5 52 33.5 62 70 53 55.5 42 57 60 61 75.5 57 51.5 64 64 )FOSZ 5JMMNBO EXHIBIT A Applicatio Sch 1 4 6 9 11 14 15 16 23 25 26 27 28 51 52 55 56 58 65 68 70 76 77 78 83 86 88 90 92 93 100 101 107 109 111 112 122 123 124 130 131 138 140 144 151 152 157 164 165 166 169 173 176 177 180 182 191 196 200 201 208 211 Sch 2a 6 6 10 10 10 10 10 10 8 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 8 10 10 10 10 10 8 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 6 2b 8 12 14 12 14 14 12 8 10 12 12 14 12 12 12 12 12 10 12 14 12 14 14 12 10 12 12 12 13 12 12 12 12 14 14 12 12 12 12 14 12 14 12 14 12 14 13 14 12 12 14 14 12 12 13 12 12 12 14 14 8 2c 5 8 8 6 8 4 6 5 6 8 6 6 6 5 5 5 5 6 6 8 6 6 5 8 6 8 6 6 8 6 6 8 8 6 6 6 8 8 6 8 6 8 7 5 6 8 6 6 8 7 8 8 6 8 8 6 6 6 5 8 5 2d 5 9 9 9 9 9 9 5 8 9 8 8 7 5 5 5 5 8 7 9 9 9 7 8 9 9 7 7 6 9 6 9 9 8 8 9 7 7 9 9 7 9 9 7 8 9 9 7 9 8 9 9 9 9 7 9 7 9 6 9 6 2e 5 10 10 10 10 10 9 6 8 10 10 8 8 6 6 6 6 8 8 10 10 10 8 10 9 10 10 10 10 10 8 10 10 9 10 9 10 10 9 10 8 10 8 8 10 10 9 3 10 8 10 8 8 8 9 8 8 10 6 9 7 3a 6 3 9 9 7 9 8 5 8 9 9 7 8 7 7 7 7 9 7 9 9 8 7 9 8 9 9 9 5 9 6 9 8 8 9 9 9 9 9 8 7 3 9 7 9 7 9 7 9 9 9 9 9 8 8 9 7 9 7 9 3 3b 10 10 16 16 14 14 14 8 10 16 16 8 10 10 10 10 10 12 16 16 16 16 10 16 12 16 16 16 8 16 12 16 16 14 14 14 14 14 16 8 14 5 14 13 14 14 14 14 16 14 16 16 14 13 14 14 10 12 16 16 16 2 4 4 2 2 4 4 4 4 4 4 2 2 2 2 2 2 2 2 4 2 4 2 4 2 4 2 4 2 2 2 4 4 2 3 4 4 4 4 4 4 2 4 2 2 4 2 2 3 4 2 4 2 4 2 3 2 4 4 4 4 4 5 5 5 8 8 5 8 5 8 10 8 5 5 6 6 6 6 6 5 10 8 5 5 8 5 10 8 10 5 10 7 8 5 8 2 10 10 10 4 5 8 8 5 5 5 5 7 6 5 5 5 10 5 8 8 8 10 8 5 10 10 5 6a 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 0 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 6b 0 2.5 0 2.5 0 2.5 2.5 2.5 0 2.5 0 2.5 1.5 2.5 0.5 0 2.5 0 2.5 0 1.5 0 1.5 0 0 2.5 0 0 2.5 0.5 0.5 0.5 1.5 0.5 0 2.5 2.5 2.5 2.5 0 2.5 0 0 2.5 2.5 1.5 0.5 2.5 1.5 2.5 2.5 2.5 2.5 0 0 0.5 1.5 2.5 2.5 2.5 1.5 2.5 2.5 2.5 2.5 0 0 0 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 0 0 2.5 0 0 2.5 0 0 2.5 2.5 2.5 2.5 0 0 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 0 7 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 59.5 77 92.5 92 87 86.5 87.5 66 77.5 98 90.5 78 69.5 73 71 70.5 73 78.5 83 97.5 91 89.5 74.5 92.5 76.5 98 85 89 72 89.5 70 94 88.5 84.5 81 93 94 94 86.5 81 86 74 85.5 81 86 90 87 79 91 87 93 98 85 87.5 84 87 81 90 83 99 69 EXHIBIT A 219 223 234 235 236 238 244 248 253 262 264 271 273 275 280 285 294 301 304 306 308 10 10 10 10 10 10 10 6 10 10 10 10 10 10 10 10 10 10 10 10 10 12 12 14 12 10 10 12 5 12 12 14 8 12 12 12 12 14 12 12 12 12 6 6 2 6 5 6 5 2 6 8 6 5 8 8 6 8 8 6 8 8 8 7 7 5 9 5 5 7 3 8 7 9 7 9 9 5 7 9 9 9 9 9 8 6 6 8 8 6 8 3 8 10 10 10 8 10 6 8 10 8 10 10 10 7 8 5 9 7 5 7 3 9 9 9 9 7 9 6 7 9 9 9 9 9 14 8 8 14 12 8 13 5 16 16 16 10 14 16 14 12 8 12 16 14 14 2 2 2 4 2 2 4 2 4 4 2 2 4 4 4 4 4 2 4 2 2 8 8 5 5 6 5 5 6 8 8 8 5 2 10 10 8 10 5 5 8 8 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0.5 1.5 2.5 0 0.5 0 2.5 0 2.5 1.5 2.5 0 0 2.5 0 2.5 2.5 2.5 0 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 0 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 79.5 76 67 84.5 73 64.5 81 42.5 91 93 94 73.5 79 98 78 86 89.5 83 90.5 92 92 $BSSPMM EXHIBIT A Applicatio Sch 1 4 6 9 11 14 15 16 23 25 26 27 28 51 52 55 56 58 65 68 70 76 77 78 83 86 88 90 92 93 100 101 107 109 111 112 122 123 124 130 131 138 140 144 151 152 157 164 165 166 169 173 176 177 180 182 191 196 200 201 208 211 Sch 2a 10 6 10 10 8 6 10 6 10 10 10 10 6 8 8 8 8 10 8 8 10 8 8 8 8 10 8 10 8 10 8 8 8 8 6 10 10 10 8 10 8 8 10 10 10 10 10 6 8 8 10 8 10 10 8 10 10 8 8 10 8 2b 12 8 12 12 12 12 12 12 8 14 14 14 5 12 12 12 12 14 12 14 14 14 12 14 12 14 14 12 8 12 8 14 14 12 8 12 14 14 8 12 12 12 14 12 14 14 14 12 12 12 12 14 12 14 8 14 12 12 12 12 14 2c 7 2 7 8 8 5 7 7 7 7 8 5 5 7 7 7 7 8 7 8 8 7 7 8 7 8 5 7 5 8 5 7 8 8 5 8 7 7 5 7 7 2 8 8 7 8 8 7 7 7 7 7 7 7 2 8 7 7 5 7 7 2d 7 5 9 5 9 5 7 7 7 9 9 5 3 7 7 7 7 9 7 7 7 7 9 9 7 9 7 7 5 7 5 9 9 9 5 9 9 9 7 9 7 5 7 9 9 9 7 5 7 7 7 7 7 7 5 7 7 7 7 9 7 2e 8 6 8 10 10 6 10 8 8 10 10 8 3 8 8 8 8 10 10 10 8 8 6 10 6 8 8 8 6 10 3 10 10 10 3 8 10 10 3 10 8 3 10 8 8 10 8 6 8 10 10 10 8 10 6 8 8 8 6 8 3 3a 7 3 7 7 9 3 9 7 5 7 7 5 0 9 9 9 9 9 7 7 7 9 7 9 9 9 7 7 7 9 5 9 9 7 5 7 9 9 9 9 9 5 7 7 7 9 9 5 7 7 9 7 9 9 5 9 5 7 7 7 7 3b 13 10 16 16 16 5 16 10 13 16 16 10 10 16 16 16 16 16 13 16 13 13 13 16 13 16 13 13 13 16 10 13 16 16 10 13 16 16 13 13 16 10 16 16 13 16 16 13 16 16 16 13 13 16 10 16 10 13 10 13 13 3 2 4 4 4 4 4 4 4 4 4 4 2 4 4 4 4 4 4 4 4 4 4 4 4 4 3 3 4 4 3 4 3 4 4 4 4 4 4 4 4 3 4 4 4 4 4 4 3 3 4 4 4 4 3 4 4 4 4 4 4 4 8 8 10 10 10 6 10 6 10 10 10 10 8 8 8 8 8 10 10 10 10 10 10 10 8 10 8 6 8 10 10 10 10 10 6 10 10 10 6 10 8 10 10 10 10 10 10 8 10 10 8 8 10 10 8 10 8 8 8 10 10 5 6a 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 0 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 6b 0 2.5 0 2.5 0 2.5 2.5 2.5 0 2.5 0 2.5 1.5 2.5 0.5 0 2.5 0 2.5 0 1.5 0 1.5 0 0 2.5 0 0 2.5 0.5 0.5 0.5 1.5 0.5 0 2.5 2.5 2.5 2.5 0 2.5 0 0 2.5 2.5 1.5 0.5 2.5 1.5 2.5 2.5 2.5 2.5 0 0 0.5 1.5 2.5 2.5 2.5 1.5 2.5 2.5 2.5 2.5 0 0 0 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 0 0 2.5 0 0 2.5 0 0 2.5 2.5 2.5 2.5 0 0 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 0 7 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 82.5 60 90.5 92 91 59.5 92.5 77 79.5 97 95.5 81 43.5 89 87 86.5 89 97.5 88 91.5 90 87.5 82.5 95.5 81.5 98 78 78 69 91.5 60 92 93.5 89.5 57 91 99 99 70.5 89 89 63 93.5 94 92 99 94 76 87 90 93 88 90 94.5 60 94 80 84 77 90 77 EXHIBIT A 219 223 234 235 236 238 244 248 253 262 264 271 273 275 280 285 294 301 304 306 308 8 8 8 8 8 8 10 3 10 8 8 8 8 10 10 8 8 8 10 10 10 14 12 12 14 12 12 12 5 12 12 12 12 12 12 14 14 14 12 12 12 12 7 8 7 8 7 7 7 2 7 5 7 7 7 7 7 7 7 7 7 7 7 7 7 7 7 7 7 9 3 7 7 7 7 7 7 9 7 7 7 7 7 7 8 10 10 10 8 8 6 3 8 8 10 6 10 8 10 10 6 8 8 10 10 7 7 7 7 7 7 7 3 7 7 9 7 7 7 9 7 5 9 7 7 7 13 16 13 13 13 13 16 0 16 13 13 13 16 13 16 16 10 13 13 16 16 4 0 3 4 4 4 4 3 4 4 3 3 4 3 4 3 4 4 4 4 4 10 10 6 10 10 10 10 6 10 8 10 8 10 10 10 10 8 10 10 10 10 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0.5 1.5 2.5 0 0.5 0 2.5 0 2.5 1.5 2.5 0 0 2.5 0 2.5 2.5 2.5 0 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 0 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 83.5 87 83 88.5 84 83.5 91 35.5 91 81 89 78.5 86 87 94 92 76.5 88 85.5 93 93 4UPSZEXHIBIT A ApplicationSch 1 4 6 9 11 14 15 16 23 25 26 27 28 51 52 55 56 58 65 68 70 76 77 78 83 86 88 90 92 93 100 101 107 109 111 112 122 123 Sch 2a 6 10 6 10 10 6 6 10 8 8 8 8 6 8 8 8 8 10 6 6 10 8 8 10 6 10 8 6 3 6 0 8 10 10 3 8 10 2b 8 12 6 14 12 8 5 14 12 8 8 12 5 8 8 8 8 14 8 8 14 14 12 14 8 12 12 8 12 14 0 12 12 12 8 12 14 2c 5 7 6 7 5 5 5 5 7 7 5 8 5 7 7 7 7 7 7 7 8 8 5 8 7 7 5 5 5 5 0 5 7 7 5 8 7 2d 5 5 6 9 9 5 7 5 9 9 9 5 3 5 5 5 5 9 5 5 7 9 7 7 5 9 7 3 5 7 3 9 9 5 5 5 9 2e 3 8 6 8 8 6 6 6 10 10 8 6 0 6 6 6 6 8 6 6 6 6 6 10 6 10 10 6 3 6 3 8 9 6 6 6 10 3a 3 5 7 9 9 0 9 5 9 9 9 5 0 5 5 5 5 9 5 5 5 5 5 9 3 9 3 3 3 7 3 5 7 5 5 5 7 3b 5 10 10 16 16 5 10 10 10 13 13 10 5 10 10 10 10 16 10 13 10 13 13 16 10 13 10 13 5 5 0 10 10 10 10 13 13 3 3 1 4 3 2 3 2 3 3 3 3 2 3 3 3 3 4 3 3 3 3 2 3 2 3 2 2 1 2 0 3 2 2 2 3 3 4 8 6 6 10 10 6 8 6 8 10 8 6 0 6 6 6 6 10 6 10 10 8 6 10 6 10 8 8 3 3 0 6 6 10 6 8 6 5 6a 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 0 2.5 2.5 2.5 0 2.5 2.5 6b 0 2.5 0 2.5 0 2.5 2.5 2.5 0 2.5 0 2.5 1.5 2.5 0.5 0 2.5 0 2.5 0 1.5 0 1.5 0 0 2.5 0 0 2.5 0.5 0.5 0.5 1.5 0.5 0 2.5 2.5 2.5 2.5 2.5 2.5 0 0 0 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 0 0 2.5 0 0 2.5 0 0 2.5 2.5 2.5 7 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 53.5 76 61.5 97 87 50.5 66.5 73 83.5 87 78.5 73 27.5 68 66 65.5 68 94.5 66 70.5 82 81.5 70.5 94.5 60.5 93 70 59 45 60.5 12 74 78.5 72.5 55 78 89 EXHIBIT A 124 130 131 138 140 144 151 152 157 164 165 166 169 173 176 177 180 182 191 196 200 201 208 211 219 223 234 235 236 238 244 248 253 262 264 271 273 275 10 6 10 8 6 8 8 6 8 8 6 6 8 10 6 8 10 6 8 10 6 6 10 8 8 10 8 8 6 8 6 6 8 6 10 6 8 10 14 8 14 12 8 12 12 12 12 12 12 8 12 12 12 12 14 8 12 12 8 12 12 12 12 12 14 12 12 8 8 8 12 12 12 12 12 14 7 5 8 5 7 7 5 5 8 7 5 7 7 8 7 7 8 5 5 7 7 5 7 5 5 7 8 7 5 7 5 7 5 5 7 5 8 8 9 3 9 5 3 7 5 7 3 7 5 7 9 7 5 7 7 3 5 5 3 3 9 7 5 9 5 5 5 5 5 9 5 5 7 3 7 7 10 6 10 6 8 6 6 8 6 8 8 6 8 10 6 6 8 6 8 8 6 6 8 6 6 8 6 6 6 6 6 6 10 10 6 8 10 8 7 5 7 9 3 5 5 7 5 7 7 7 7 7 5 5 7 5 9 3 5 7 7 5 5 9 5 5 3 3 7 3 5 5 3 3 7 5 13 10 13 13 10 10 10 13 10 13 13 10 13 16 13 13 16 5 10 10 13 13 13 10 13 16 10 10 13 10 13 10 10 10 10 10 13 13 3 1 4 2 1 3 3 0 2 0 2 1 2 3 3 2 3 0 2 2 2 2 2 2 2 1 2 3 2 0 2 1 2 2 3 2 2 2 6 6 10 6 8 8 8 6 8 8 8 8 8 6 3 6 10 0 8 8 6 6 6 6 6 10 3 6 6 0 6 6 6 6 3 3 6 8 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 0 0 2.5 2.5 1.5 0.5 2.5 1.5 2.5 2.5 2.5 2.5 0 0 0.5 1.5 2.5 2.5 2.5 1.5 0.5 1.5 2.5 0 0.5 0 2.5 0 2.5 1.5 2.5 0 0 2.5 2.5 0 0 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 0 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 89 57.5 90 76 59 73.5 72 74 71 78 76 69 84 89 70 76 90.5 43 75 74 66 70 84 65 67.5 91 71 69.5 66 54.5 68 63.5 73 70 71 59.5 78 85 EXHIBIT A 280 285 294 301 304 306 308 10 8 10 6 8 8 8 12 12 12 12 14 12 12 7 5 8 5 8 8 7 5 8 7 9 7 5 5 6 6 10 8 6 8 8 5 5 7 5 5 5 5 13 10 13 10 13 10 10 2 2 2 2 4 3 3 8 10 6 8 8 3 3 2.5 2.5 2.5 2.5 2.5 2.5 2.5 0 2.5 2.5 2.5 0 2.5 2.5 0 2.5 0 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 73 76 82.5 75 80.5 72 71 EXHIBIT A Cultivation Facility Application No Commissioner Unqualified Underqualified 0 Schedule 1 - Qualifications of Applicant (10) Qualified 3 Very Qualified 6 Extremely Qualified 8 10 Education and business experience of the applicant including experience with regulated industries, agriculture or horticulture, commercial manufacturing, secure inventory tracking and control, cultivation of medical marijuana, 24 Hour security businesses, and creation and implementation of a business or financial plan Schedule 2 - Ability to Operate (50) Unqualified 2a - Manufacturing (14) Underqualified Qualified Very Qualified Extremely Qualified 0 5 8 12 14 0 2 5 7 8 0 3 5 7 9 0 3 6 8 10 0 3 5 7 9 Detailed plans of sufficient production including strains, products, amount, and cultivation methods, testing, prevention of cross pollination, disposal, and the manufacturing and processing (if applicable) of the medical marijuana. 2b - Construction Compliance (8) Plan for construction or renovation of facility including material for the foundation, exterior walls, and roof, plans to prevent perceptible observation, odors, light pollution, noise, and mold ventilation, blueprint or drawing with total square footage, primary entrance, all ingress and egress points, limited or restrcted areas, cultivation areas, storage areas, or other areas, a plot plan of the realty with public roads, private roads, and adjacent property uses, color photos of exterior portions of facility, and specific stages of cultivation in each defined area with square footage and planned maximum canopy height for medical marijuana in the area 2c - Security and Storage Requirements (9) Plan to deter and prevent unauthorized entrance as well as theft and diversion including type of alarm system, type of video surveillance, other security and surveillance including outside contractor identity, surveillance and security record retention plan, other security or diversion prevention plans, and plan for storage of harvested medical marijuana 2d - Packaging Requirements (10) Description of types of packaging including photos or diagrams, description of labeleing methods including photos or diagrams, and description of weighing, packing, and preparation process for transport. 2e - Transportation Requirements (9) Demonstration of a plan to reduce risk of diversion, loss, or theft including descriptions of containers and vehicles for transportion of medical marijuana and any other relevant information regarding the applicant's transport plan. Schedule 3 - Operations Plan (20) 3a - Business Plan (16) Unqualified Underqualified Qualified Very Qualified Extremely Qualified 0 5 10 13 16 0 1 2 3 4 0 3 6 8 10 Detailed description of estimated capital & debt commitment with breakdown of amounts for start up and long term stability, proposed staffing requirements, hiring criteria, & daily operations schedules 3b - Timeline to Open (4) Estimated timeline for opening of cultivation facility Schedule 4 - Financial Disclosure (10) Legal sources of finances available, disclosure of any bankruptcy filings, credit histories of applicants and owners, summary of financial statements for other businesses owned, and other information to prove financial stability. EXHIBIT B 9/13/17 OSAGE CREEK CULTIVATION APPLICATION FOR CULTIVATION LICENSE Arkansas Medical Marijuana Commission, Thank for accepting this application for a cultivation license for your review. Included in this package are the following: C/O Arkansas Alcoholic Beverage Control 1515 W. 7th Street Suite 503 Little Rock Arkansas 72201 OSAGE CREEK CULTIVATION Contact Jay Trulove • • • • • • • Proof of Assets and Surety Bond Criminal History Checks Osage Creek LLC Operating Agreement Freedom of Information Act Document Sections A-D Section E – Merit Criteria – (25 pages) Section E – Merit Criteria - Exhibits If there are any questions or concerns please contact the Osage Creek Cultivation’s agent, Jay Trulove, either by email or phone. Sincerely, Osage Creek Cultivation 17.273. 3 .2: .. .7 I :33: EXHIBIT List all owners, stockholders, shareholders, members, of?cers, and board members of the proposed cultivation facility. Identify the nature of the individual?s or corporation?s af?liation with the proposed cultivation facility and the percentage of ownership, if any. NOTE: Please make sure that 100% of the ownership interest in the proposed cultivation facility is accounted for in this section. (Attach any necessary additional pages to this form. include a header on any attachments. The header for this response should include ?Section A. Number 7km 77811113.); 40ft) a (.700 (lFo - ?e 77929 ANNA a in; 1141/Hall 4 19. to 0? .4. [1.1.5.3 (humi- ATRICJA Di . z?m? ll I . County of Proposed Location . City of Proposed Location (if inside city limits) . Has the applicant or business entity filed, or does the applicant or CARROLL UouNTl/ NM business entity Intend to ?le an additional application for a cultivation facility license, under the same or a different name at a different location? If so, please provide the location(s) and any other name under which the application(s) will be made. ,No . Is the Applicant or any owner, stockholder, shareholder, omcer, or board member in any way affiliated with any other applicant(s) for centers? If yes. please Identify the and the name of the proposed cultivation facility or dispensary, and brie?y describe the nature at the relationship. A/o Cmilimism l. W. certify that the information provided in this form and its a complete and accurate. I understand that any misstatement or concealment of fact may be murals for refusal of application or revocation of license if later discloeed. sawmuJ?MLaayor g?tmg Applicant 33:4 dayol' Rundugt: . anti..- ?1 1 Notary Public MyCou-niuion Expires: "my, I. 0, mm mm EXHIBIT SECTION B, DISCLOSURE STATEMENT: Mary Trulove?Applicant?Owner?CEO EXHIBIT Arcyouapartyto any legal - proceedings where damages. lines. or civil penalties may reasonably be expected to exceed $500,000 above any insurance coverage available to cover the claim? NO If the answer to the above question is ?yes?. attach a statement describing the litigation. including the title and docket number 01 the identity of all parties to Fthe litigation. the name and location of the court tn which it is pending. litigation, the general nature of the claims being made and the impact an unfavorable opinion may have on your ability to ?nance and operate the proposed cultivation facility. Any documents 5 B. Other Financial Liabiliti Wu Have you. or has any entity 0 other penalties over I 0.000 assessed by any regulatory agency? If the answer above ts "yea", itted in response to this requirement must be labeled with ?Section which you exercised management or control. ever had any ?ne: or 0 ttlach a statement providing the details of such lines or penalties. Any documents submitted in response to this requirement must be labeled with ?Section 8. Regulatory History". museum Do you presently hold any ty lf yea, identily the type of li nae and license number? ls the license in good standin of professional license? I, Tcuiowe. form and its ?humans is concealment of fact my be diecloeed. Siamd this: day or_.jtgaun_. Signature of kt. Of?cer. or Board Member day of . Subecribed and sworn to be?ore me this not? . Cem?satjgn . certify that the information provided in this :omplete and accurate. I understand that any misstatement or ground: for refusal ofapplieation or revocation of license if later - .QL- My Commission Expires: EXHIBIT SECTION 8, Disclosure Statement: Jay Trulove?Owner?COO \lnl .i. llil ,, Imu .1. EXHIBIT 28 Are you a party to any legal [miceedings where ?nes. or civil penalties may reasonably be expected to exceed $50011 If the answer to the above the title and docket number 0 the identity of all parties to lhi an infavorable opinion may facility. Any documents suh B. Other Financial Liabilities . Have you. or has any entity oi other penalties over ?0.000 "the answer above is "yes". doeumenta aubinitted in re. History?. We: Do you pi'eaently hold any ty of professional Iiccnac'.? l! yea. identify the type ot'l la the license in good atandi No 00 above any insurance coverage available to cmer the claim? stion is ?yes?. attach a statement describing the litigation. including by any regulatory agency? the litigation. the name and location of the court in which it is pending. i litigation. the general nature of the claims being made and the impact have on your ability to finance and operate the pmpoaed cultivaion mtied in response to this ruiuireinent must be labeled with "Section or which you exercised managemont or control. ever had any linea or N49..- tacli a atatemeni prowding the details of such ?nea or penaltiea. Any ac and license number 29 to this requirement must be labeled With ?Section 8. Regulatory ES that? (1465/1 1. 3H form and it" attachments is concealment of fact may be disclosed. Signedthis Subocribed and sworn to beam me this . day of Camtieatism certify that the infomtation provided in this omplete and aoouratc. I understand that any misstatement or ?rounds for refusal of application or revocation of license if lam to of Applic?wncr. Of?ccr. or Board Member day of I Notary Public 30 EXHIBIT B SCHEDULE 1 – QUALIFICATIONS OF COMPANY Osage Creek Cultivation, LLC (the “Company”) has assembled a strong team of business leaders and entrepreneurs in the healthcare, real estate, agriculture, and regulated marijuana industries to build out and operate a successful medical marijuana cultivation and processing facility in Carroll County, Arkansas and supply licensed dispensaries and the patient population of Arkansas with safe, reliable marijuana medications. Marijuana Industry Consultants: In addition to the following Team experience, the Company has hired the services of leading medical marijuana consulting firm, , to support facility buildout and business development; train employees; and develop cultivation, extraction, and infusion standard operating procedures (“SOP”) based on comprehensive state compliance and proven industry practices. Chief Executive Officer (“CEO”) Mary Trulove: The Company’s CEO has thirty-four years of experience operating businesses in Arkansas, crafting business and financial plans, and handling accounting matters. Currently the CEO owns three businesses in Arkansas and manages the finances and develops long-term strategies for tens of millions of dollars in assets. As co-owner of her family farm, the CEO is responsible for compliance with state and federal requirements for crops, livestock, and chemical usage. The CEO was born in Arkansas, previously worked as an accounting teacher for American Business College in Fayetteville, and has strong ties to her local community, where the Company’s medical marijuana cultivation facility will be located. For a complete resume for the CEO’s business experience and accomplishments, please see Exhibit (EXH) 1-2 (Page 2). Chief Operating Officer (“COO”) Jay Trulove: The COO has owned and operated a family farm for over thirty-four years, where he has directly overseen crop cultivation and livestock operations. Today, his farm is a multi-million-dollar business, spanning 750 acres and housing 250 head of cattle. While managing the farm, the COO has also worked as an airline pilot for over forty-seven years, an occupation that requires dedication, multi-tasking, and compliance with rules and procedures to ensure the safety of passengers under their care. For a complete resume for the COO’s business experience and accomplishments, please see EXH 1-3 (Page 4). Chief Financial Officer (“CFO”) Marcus Orrell: The CFO is an Arkansas Certified Public Accountant with twelve years of experience in governmental accounting and auditing, preparing financial plans and statements, creating budgets, and implementing procedures for operating businesses in a financially sound manner. Through his seven years of accounting experience with a large international logistics company, the CFO has touched every aspect of his field, including reviewing documents for corporate compliance, advising management on accounting and budgeting issues, developing budgets and financial plans totaling over $150 million, overseeing payroll, and streamlined financial processes through creation of standard operating procedures and employee organization. The CFO also gained financial experience by working as an auditor for the State of Arkansas. For a complete resume for the CFO’s business experience and accomplishments, please see EXH 1-4 (Page 6). Lead Cultivator (“LC”) Jeremy Harwood: The Lead Cultivator has had over five years of experience in the legal marijuana space both in Colorado as well as the burgeoning Nevada recreational market. Mr. Harwood is currently employed as a cultivation manager and has helped to establish a 20,000 square foot cultivation facility in full compliance with all state law and federal guidelines. Mr. Harwood has designed and implemented standard operating procedures for all aspects of marijuana cultivation and is proficient in both soil and soilless based growing techniques. For a complete resume of Mr. Harwood’s accomplishments, please see EXH 1-5 (Page 7). 1 EXHIBIT B Processing Manager (“PM”) Sean Azzariti: The Company’s Processing Manager brings over five years of award winning marijuana extraction experience to Arkansas’ medical marijuana marketplace. During his marijuana career, Mr. Azzariti has gained a substantial knowledge of both LPG (liquid petroleum gas) and Co2 extraction methods and has supervised a team of up to six extraction technicians through all aspects of medical marijuana processing and post-processing. He is well versed in manufacturing and packaging various medical marijuana products and has successfully produced up to 35,000 grams of concentrates consistently and safely for months at a time. For a complete resume of the PM’s experience and accomplishments, please see EXH 1-6 (Page 8). Director of Operations (“DO”) Matt Trulove: The Company’s Director of Operations is a born and raised Arkansas resident who has spent eight years as the COO of a successful construction and excavation company in Arkansas. Currently this company employees over 40 people and holds over $7 million in construction and excavation equipment. The Director of Operations has helped to develop multiple programs within the excavation company including an equipment maintenance program, a GPS tracking system for company vehicles, and helped implement a custom software solution for job bidding and tracking. For a complete resume of the DO’s accomplishments, please see EXH 1-7 (Page 10). Office Manager (“OM”) Keith Dwyer: The Company’s Office Manager has over 10 years of managerial experience both in the Health Care and Food Service industries. This uniquely places the OM in a position to create a climate of safety and efficiency throughout the Company’s operations. Through his work as a Materials Management Director / Purchasing Manager at a local Arkansas hospital, the OM helped to control the flow of materials into and out of the hospital. This included working with vendors, managing inventory, and distributing various medical materials to teams throughout the hospital. For Keith Dwyer’s full resume, please see EXH 1-8 (Page 11). Security Supervisor Robert Trulove: As a military veteran, Robert Trulove possesses considerable experience in the security field. Robert Trulove served for seven years in the United States Army and Reserves as a Military Policeman, Corrections Specialist, and Combat Engineer, with numerous awards, accolades, and qualifications. He has also worked in protective services as a licensed body guard in Arkansas since 1995, was inducted into the United States Martial Arts Hall of Fame in 2015, and is a licensed private pilot. Mr. Trulove will ensure that all personnel, products, and equipment at the Company’s cultivation facility are safe and secure. For a full resume of Robert Trulove’s experience and accomplishments, please see EXH 1-9 (Page 13). IT Supervisor Naomi J. Trulove-Wilson: The Company’s IT supervisor is a Cum Laude graduate from John Brown University with a BS in Organizational Management. EXH 1-10 (Page 15). Inventory Manager Adrianne Headings: Ms. Headings has multiple years of inventory and cash handling experience in the banking and food service industries. She will bring this expertise to the Company as the Inventory Manager. Ms. Headings will oversee weekly inventory audits as well an insure that all cash and funds changing hands is noted and accounted for. For a full resume of Ms. Headings’ experience and accomplishments, please see EXH 1-11 (Page 18). Sales and Marketing Manager Joe Reece: Mr. Reece comes to the Company highly regarded as a General Manager/Artistic director of an Arkansas printing and advertising firm. During his 11 years at the firm Mr. Reece has trained sales people and designers in all aspects of business to business sales as well as client relations. He implemented new production schedules and managed a team of designers while adhering to assigned budgets. For a full resume of Mr. Reece’s experience and accomplishments, please see EXH 1-12 (Page 19). Compliance Manager Naomi J. Trulove-Wilson: Ms. Trulove-Wilson holds a BS in Organizational Management from John Brown University and has worked in managerial roles for the past 6 years both 2 EXHIBIT B within state government and the private sector. This uniquely qualifies her to oversee the Company’s compliance needs. She has worked with the North West Regional Housing Authority in a highly regulated role; adhering to ADFA regulations, overseeing property maintenance, and complying with all federal housing regulations. Her attention to detail and people focused management style will serve the Company well in keeping all plants and medical marijuana products inventoried and tracked correctly in the Company’s Inventory Tracking System. She will also oversee the compliant packaging and transport of all medical marijuana and medical marijuana products to licensed dispensaries in Arkansas. For a complete resume of Ms. Trulove-Wilson’s work history, please see EXH 1-10 (Page 15). Extraction Tech Jessica Trulove: Ms. Jessica Trulove has experience with accounting, managing livestock, and providing assistance with medical procedures and surgeries. She will be trained by the Processing Manager and become well versed in all phases of the processing operation. For a complete resume of Ms. Trulove’s work history, please see EXH 1-14, (Page 21). Advisory Board Members: Identified below are the Osage Creek Advisory Board Members. Advisory Board Members will provide valuable consulting using their specialized knowledge and experience in security, business, and medicine, increasing the efficiency of the Company’s operations and ensuring that the Company produces only safe and high-quality medical marijuana. Shaun Kahn: Dr. Shaun Kahn is a licensed Chiropractor in the State of Arkansas. He brings 19 years of chiropractic experience serving the needs of patients throughout Arkansas to the Company’s Advisory Board. Dr. Kahn will be invaluable in steering the Company’s product decisions as the Company strives to produce medically focused products to meet the needs of the patients of Arkansas. For a complete resume for Dr. Kahn’s work experience and accomplishments, please see EXH 1-19 (Page 30). Anna Kahn: Dr. Anna Kahn brings 17 years of professional Chiropractic experience to Osage Creek’s Advisory Board. As a licensed dietician as well as a licensed chiropractor affords Dr. Kahn a unique opportunity to influence the product and cultivation decisions of the cultivation and processing facility. Her experience working with patients will prove invaluable in crafting specific diet focused products for the patients of Arkansas. For a complete resume for Dr. Kahn’s work experience and accomplishments, please see EXH 1-18 (Page 29). Patricia Blaylock: Advisory Board Member Patricia Blaylock is a Doctor of Pharmacy and registered in the State of Arkansas; where she has served the patients of Arkansas for over 30 years. She has currently serves as a Pharmacy Manager with over 20 years’ experience and also currently serves as a pharmacy consultant to a local hospital where she works with inventory and drug reconciliation inspections in a highly controlled and regulated environment. Her work with controlled substances will provide the Company with insights into its own inventory and security protocols and Ms. Blaylock will be instrumental in guiding the company in all aspects of its operations. For a complete resume for Patricia Blaylock’s work experience and accomplishments, please see EXH 1-15 (Page 23). Robert Trulove: As an Advisory Board Member, Robert Trulove will provide critical advice on security matters and will help the Company keep its products, facility, and personnel safe and secure. For a complete resume for Robert Trulove’s work experience and accomplishments, please see EXH 1-17 (Page 27). Dr. Hunter Young: With over twenty-three years of medical experience with the John Hopkins University School of Medicine, Dr. Hunter Young will be instrumental in providing the Company with research and information concerning qualifying medical conditions. Dr. Young is licensed to practice medicine and has been certified by the American Board of Internal Medicine since 1997. He obtained an M.D. from the University of Arkansas for Medical Science in Little Rock, Arkansas in 1994, and over the course of his medical career Dr. Young has operated in many educational, directorial, and 3 EXHIBIT B research positions within the John Hopkins medical campus. Dr. Young currently serves as the Medical and Clinical Director at the John Hopkins Medicine International Clinic and as an Associate Professor of Medicine and Epidemiology at John Hopkins University. For a complete resume for Dr. Young’s work experience and accomplishments, please see EXH 1-16 (Page 25). Experience in Regulated Industries CEO & COO: The CEO and COO have over thirty-four years of experience operating an agricultural business in compliance with state and federal laws and regulations for cultivation of crops and raising of livestock, including EPA and Arkansas pesticide application regulations, FDA livestock requirements, and farming safety rules. While managing the agricultural business, the COO has also worked as an airline pilot for over forty-seven years with no safety violations, an occupation that requires dedication, multi-tasking, and compliance with rules and procedures to ensure the safety of passengers under their care. Processing Manager: Sean Azzariti brings five years of experience in the legal marijuana space as Osage Creek’s Processing Manager. During his tenure as lead extractor at various fully compliant operations in Colorado, Mr. Azzariti demonstrated diligence in complying with all regulations and best industry practices required to operate a licensed marijuana processing operation. Lead Cultivator: The Lead Cultivator brings over five years of experience in the highly regulated medical marijuana industries of Colorado and Nevada. Advisory Board Member Patricia Blaylock: Patricia Blaylock has over 30 years of work experience in the highly regulated and controlled pharmacy management and consulting fields. Ms. Blaylock has strictly adhered to regulations set forth by state and federal regulators and federal medical laws and regulations including HIPAA. Advisory Board Member Dr. Hunter Young: Having worked in the highly-controlled medical field for over twenty-three years, Dr. Young has substantial experience working in regulated industries. As a licensed physician, Dr. Young has strictly adhered to regulations set forth by state and federal regulators and federal medical laws and regulations including HIPAA. Experience in Agriculture and Horticulture In addition to the following agricultural and horticultural experience, the Company has hired the services of medical marijuana consultants, MJ Freeway Business Solutions, with over a decade of commercial medical marijuana cultivation experience. The consultants will support facility buildout and business development; train employees; and develop compliant cultivation SOPs. CEO & COO: The CEO and COO have owned and operated a family farm for over thirty-four years. This farm is a multi-million-dollar business that spans 750 acres, houses 250 head of cattle, and grows crops such as hay in addition to raising poultry for Tyson’s foods. Security Supervisor For twenty years, Robert Trulove has operated a farm in Arkansas, where he oversees the cultivation of hay and raises horses and cattle. LC: The Company’s Lead Cultivator has operated successful commercial marijuana facilities in multiple legal states. He holds his Nutrient Management for Container-Grown Crops: Level 1 Certification from the University of Florida and is currently attending Front Range Community College working towards a Horticultural Certification. Experience in Commercial Manufacturing 4 EXHIBIT B In addition to the following team experience, medical marijuana consultants, MJ Freeway Business Solutions, will lend over six years of commercial medical marijuana extraction, infusion, and product development experience to employee training and compliant SOPs and product recipes. Office Manager: The Company’s Office Manager has several years of experience in commercial manufacturing, having worked first as an Assembly Technician for Maynard Inc., and later in a supervisorial position as a Planning/Quality Engineer/Internal Auditor tasked with upkeep on the shopfloor schedule to maintain efficient manufacturing and assembly department operations. PM: The Company’s Processing Manager has several years of commercial manufacturing experience during his tenure as Extraction Manager of a licensed medical marijuana processing facility. During that time, he managed new product packaging, labeling, and distribution as well as managed a team of up to six processing technicians that manufactured and packaged a variety of medical marijuana products. Experience in Creating and Implementing a Business Plan CEO & COO: The CEO and COO cooperated in the development of the business plan for their family farm, which is now a large-scale, multi-million dollar business. The CEO also has experience developing business plans for a construction company and a retail sales company. Experience in Creating and Implementing a Financial Plan CFO: The Company’s CFO has extensive experience in all areas of financial planning. Through his seven years of accounting experience with a large international logistics company, the CFO has touched every aspect of their field, including reviewing documents for corporate compliance, advising management on accounting and budgeting issues, developing budgets and financial plans totaling over $150 million, overseeing payroll, and streamlined financial processes through creation of standard operating procedures and employee organization. The CFO also gained financial experience by working as an auditor for the State of Arkansas, where they reviewed all areas of accounting for state, local, and school entities, and prepared audits, reviews, and special reports to promote sound management and accountability. CEO: Currently, the CEO owns and handles finances for three businesses in Arkansas with tens of millions of dollars of assets. The CEO played a critical role in the construction of business and financial plans for these successful businesses, and used her background in accounting to ensure financially sound decision-making by all levels of management. Experience with Secure Inventory Tracking and Control In addition to the following team experience, medical marijuana consultants, MJ Freeway Business Solutions, will fully train the Company on all features and functionalities of its marijuana industry seedto-sale inventory tracking system, MJ Freeway Platform, and provide the Company with full SOPs on all seed-to-sale inventory tracking events. CEO: The CEO’s business experience includes retail sales, where they created and implemented standard operating procedures and employee training programs and designed and implemented inventory control and tracking software to maintain accurate inventory data and prevent identify theft or other losses. Security Supervisor: As a Military Policeman, Robert Trulove was responsible for maintaining the highest level of security to protect military personnel and property, both in the United States and abroad, with responsibilities including investigation of criminal activity, the installation security and surveillance operations, and theft prevention. Mr. Trulove will bring this same level of detail and expertise to securing and tracking all plant material and products produced at the cultivation facility. LC: The Lead Cultivator is well versed in compliance software including , and inventory tracking system. At his current position as Cultivation Manager Mr. Harwood 5 EXHIBIT B is in charge of all (state track and trace system) inventory tracking as well as daily cultivation data entry and weekly plant inventory audits. PM: Mr. Azzariti has worked in the compliant legal marijuana space for the last 5 years. During that time, he has overseen the compliant processing, tracking, packaging and labeling of up to 35,000 grams of marijuana concentrate per month. Experience with the Cultivation and Production of Medical Marijuana In addition to the following experience, the Company will benefit from decades of commercial medical marijuana cultivation and production experience provided by leading medical marijuana consultants, MJ Freeway Business Solutions. LC: Mr. Harwood has over five years of experience operating in the legal medical and recreational marijuana industries. His current position as Cultivation Manager has him overseeing a team of six in all aspects of medical marijuana production including watering and fertigation, plant maintenance and upkeep, cloning and propagation, and Integrated Pest Management (IPM). PM: Mr. Azzariti has worked in the legal marijuana space for the past five years. During that time, he has won multiple awards for his concentrates including Best Adult Use Live Resin at the Hemp Connoisseur Championships in 2016 and Best Extract 2015 by the Cannabis Business Association Awards. Exp. as an Owner or Manager of a Business that Requires 24 Hour Security and Monitoring Security Supervisor: As a Military Policeman, Robert Trulove was responsible for maintaining the highest level of security to protect military personnel and property, both in the United States and abroad, with responsibilities including investigation of criminal activity, the implementation of security and surveillance operations, and theft prevention. 2A – CULTIVATION/MANUFACTURING Detailed Plan for Producing Sufficient Quantities: The Company has developed the following policies to ensure the cultivation and production facility will produce sufficient qualities of approved, safe, and reliable medical marijuana products to meet the needs of the medical marijuana patients of Arkansas. . The Company has designed a facility and workflow plan to meet patient demands for the first year. Additionally, the Company’s facility and workflow can be easily scalable to meet future demands as the patient base in Arkansas increases through the construction of new headhouse rooms. The Company will use market data to ensure that it does not produce more medical marijuana than the amount required to meet patient demand. Production Schedule: The Company will implement Production Schedules for both Cultivation and Extraction and Infusion (“E/I”) activities to ensure the facility is producing a consistent and sufficient supply of both medical marijuana flower and medical marijuana products for the patients of Arkansas. Production schedules will be continuously analyzed and revised by the Company based on fluctuating dispensary demand; available source-genetic mother plants at the facility; and the widely-varying time individual genetics take to produce finished medical marijuana flowers. Please refer to EXH 2A-1 (Page 31) for an example of the Company’s Production Schedule for the first year. Number of Plants Housed at the Facility: The Company will house mature plants The material on this page is requested to be Confidential and redacted from any Freedom of Information request 6 EXHIBIT B Please see EXH 2A-4 (Page 36) for a workflow diagram with total plant counts in the facility. Types of Medical Marijuana Strains During the First Year: The Company has chosen strains of medical marijuana to produce the first year after being granted a license. The strains were chosen to target specific qualifying conditions set forth by the Arkansas Medical Marijuana Amendment. The strains will include . The Company’s strains will be accompanied with complete cannabinoid test results from an established, regulated medical marijuana market to ensure effectiveness. Please see EXH 2A-7 (Page 40) for a complete list of strains, testing results, and specific qualifying conditions treated by each strain. Medical Marijuana Products Produced during the First Year: Standard Operating Procedures: The Company has developed SOPs for all tasks during the cultivation, extraction, and infusion of medical marijuana including propagation, vegetative, flowering, and harvesting cultivation phases. . Please see EXHs 2A-8 (beginning on Page 42) for selected SOPs. Areas and Grow Medium During Various Stages of Growth: The following is a production timeline summary for a complete batch of marijuana plants. For a complete sample production schedule, please see EXH 2A-1 (Page 31). For an explanatory production flowchart, please see EXH 2A-4 (Page 36). Propagation— Vegetative— The material on this page is requested to be Confidential and redacted from any Freedom of Information request 7 EXHIBIT Vegetative plants will be grouped by strain and batch for easy identi?cation and ef?cient plant organization. seed-to-sale inventory hacking. product forecasting. and plant growth training. Company will cultivate plants or to achieve the best quality and highest yielding medical marijuana. 3. For an example of all Nutlients used please see Exhibit (Page 34). Pesticides or Other Chemicals: Pesticides and chemicals will only be used in accordance with 1 1.6. . The Company will apply pesticides both preventatively and as a reaction to pests. molds. or mildews. All members of the cultivation staff will be properly trained to apply pesticides as directed by the pesticide?s product label. The Company will only use pesticides that are permitted by the Arkansas Medical Marijuana Program. Pesticides. toxic cleaning compounds. sanitizing agents. solvents. and other chemicals will be stored in compliance with all applicable laws. regulations. and label instructions to prevent contamination or other safety risks. To comply with RR 1 1.6. Material Safety Data Sheets will be maintained for all chemicals used and will be readily available to all employees. with a copy being kept in the area where the chemical product is stored. and additional copies maintained for a minimum of three (3) years. For a list of pesticides and their uses. please see EXH 2A-2 (Page 33). Manufacturing and Processing: The Company will prepare and maintain a detailed SOP for every type of Medical Marijuana Infused Product the Company produces. SOPs will include. at a minimum. all items included in 12.3. The Company will only process parts of the marijuana plant that are free of seeds and stems; are free of dirt. sand debris. or other foreign matter; and have no level of mold. rot. or other ?urgus or bacterial diseases. All srufaces used for processing will be food-grade. microbial- resistant stainless steel. and cleaned and sanitized regularly to prevent contamination. All water used in The material on this page is requested to be Con?dential and redacted from any Freedom of Information request 8 EXHIBIT processing will be potable. Products will be assigned lot numbers to allow for effective inventory tracking ??om seed to sale. Safety Policies: Safety is paramount in a processing operation as there are many risks posed by the processes and equipment used throughout extraction and infusion. The Company will develop stringent safety checks and procedru'es as part of the ompany?s SOPs forever part of the processing operation. All processing equipment will be certi?ed by a licensed engineer as being safe and adequate for its intended pmpose. The Company will use a professional grade closed loop system installed in a Class 1. Division 1 room in a manner that is compliant with all federal. state. and local laws and regulations. including electrical. ?re. food. building and other relevant codes. For further details 011 processing equipment. please see EXH 2A-10 (Page 61Testing Plan: The Company has established written testing Policies and Procedru'es to fully comply with Arkansas Testing regulations as well as federal FDA regulations and accepted Good Manufacturing Practices In accordance with Arkansas state rules and federal FDA regulations for human pharmaceuticals, the Company will submit samples of all medical marijuana batches and product lots for testing by third-party licensed laboratories. Batch samples will be collected in accordance with Arkansas Department of Health rules to ensru?e standards are met for all cannabinoids. microbiological contaminants. pesticides. solvents. water activity and moisture content and metals of both marijuana plant material and extractions. Testing policies include proper acquisition of samples. storage of samples. and chain of custody tracking for samples and test results. For a detailed surmnary of testing polices~ testing results observations. and testing standards. please see EXH 2A-11 (Page 65). Plant ross-C ontamination Plan: The Company will insure proper pest management. sanitation. and quarantine protocols are in place throughout the facility to prevent cross contamination between all individual live plant areas(72? be utilized: including dedicated pocket-less scrubs and closed-toe footwear for all cultivation employees and mandatory handwashing and footbaths when moving between plant rooms in addition to an air shower that will be installed at the main entrance where all employees will pass through. Between each The material on this page is requested to be Con?dential and redacted from any Freedom of Information request 9 EXHIBIT plant post-harvest and room-transfer batch rotation. Flowering Rooms will receive a thorough cleaning including scrubbing of benches. racks, ?oors. walls. and ceiling using an organic cleaning solution. Waste Disposal Plan: Btproducr - Rendering UNI/sable and Ulrecognizab/e: Ourdoor WsteRemova/s? 2B The cultivation facility will be constructed and maintained in accordance with all RR 6.2 Wva?wmmw requirements. Floors. walls. and ceilings will be constructed in an easy to clean manner and will be kept in good repair Via regular inspections. The entire facility will meet or exceed all applicable state and local electrical. ?re. phunbing. and building speci?cation codes. and will maintain a water supply and plumbing system liuun- lfurusx in RED: \tumuv \lnl?lgml in (lel \ilv lillX The material on this page is requested to be Con?dential and redacted from any Freedom of Information request 10 EXHIBIT adequate for facility operati compliant with RR 6.2 3? g. II I Plan. \w 2113 68). k: 8 Facility Utilization Mother/Propagation Room? Vegetative Room? - The material on this page is requested to be Con?dential and redacted from any Freedom of Information request 11 EXHIBIT B o Six Flowering Rooms— Perception Prevention: The Company will use the following perception prevention measures to comply with RR 6.2 (iv): Visual Observation: . Olfactory Stimuli: Light: Ventilation and Mold Prevention: Noise: To avoid creating a public nuisance that would harm the local community, the Company will take measures to control the amount of noise emitted from its cultivation facility. Climate control systems, fans, and HVAC will be constructed with noise generation in mind and will be tailored to fulfill the necessary climate control functions while generating the minimal amount of noise possible, including by the installation of noise dampening gaskets and buffers. Processing equipment, such as , will be located in Class 1, Division 1 rooms with walls and ceilings constructed to minimize sound perception from outside of the room. 2C – SECURITY AND STORAGE Osage Creek Cultivation . The Security Supervisor and the COO will be responsible for ensuring all security measures are properly implemented. The Company has contracted with to provide 24-hours, 7-days-per-week armed security for the facility and an armed guard for transportation activities. a third-party security company, will be used to provide alarms, cameras, and access control devices, as well as 24-hour monitoring of all facility alarm systems. For a summary of security equipment provided by Arkansas Security, please see EXH 2C-1 (Page 77). The material on this page is requested to be Confidential and redacted from any Freedom of Information request 12 EXHIBIT perimeter fencing and facility entrances identifying the area as restricted and rurder constant Video sruveillance. Controlled Access: All cultivation activity will occru' within the enclosed facility. off-limits to the general public. In accordance with RR 6.2 access to the facility and Limited Access Areas will be kept to a necessary minimum: Visitors will only be permitted in areas where they nrust be for their identi?ed valid pmpose. and employees will have their access restricted to areas that are necessary for their employment duties. Prior to beginning work, all employees will be required to obtain a Registry ID card which must be displayed at all times when present at the facility. Per RR. 8.4 all LAAs will be clearly marked with signage and kept locked at all timesspeci?cations of the?, please see EXH 2C-3 (Page 84). All doors leading to LAAs on the interior of the facility will be equipped with? locked. and rosters of employee access will be maintained. Primary Alarm Systems: To comply with RR 6.4. the facility will use both a primary and a baclmp alarm system to detect unauthorized accessThe material on this page is requested to be Con?dential and redacted from any Freedom of Information request 13 EXHIBIT Please see EXH 2C -2 (Page 83) for detailed alarm button layoutVideo Sim 9See EXH 2C-6 (Page 93) for a detailed ?oor plan with camera layout. . Please see EXH 2C-6 2C-8 (Page [:SecuriIJ/Stm'eillance Records and Retention Plan: The Security O?ice will house all equipment and secruity/ surveillance records. including a list of employees and their access privilegesFailure Notification and Prei equipment and conduct maintenance inspections to keep systems in good working order. - The material on this page is requested to be Con?dential and redacted from any Freedom of Information request 14 EXHIBIT B Visitor Protocols: Visitor protocols have been constructed to comply with RR 8.3. The cultivation facility will not be open to the public. Visitors must have a legitimate purpose and will be required to inform the Company of their visit in advance. Please see EXH 2C-10 (Page 100) for selected Visitor SOPs and a sample Visitor Log. Storage of Harvested marijuana: Please see EXH 2B-1 (Page 68) for Vault specifications. Diversion Prevention: During training, all employees will be trained and tested on internal diversion policies and procedures. Each employee will be given an employee handbook containing sections outlining a zero-tolerance policy for diversion and policies/procedures on diversion prevention. Per DEA rules, employees will be required to report any suspected diversion, and the Company will institute a whistle-blower protection policy to protect employees reporting diversion. Procedures: Inventory & Investigations: . The material on this page is requested to be Confidential and redacted from any Freedom of Information request 15 EXHIBIT 21) LABELING. AND Below is a summary of how the Company will adequately package and la product, disclose all applicable and required information, and mitigate chance that the ompany?s medicine is accessed by children or the conmrun once medicine leaves the facility and to remain compliant with rules 5 requirements set forth for packaging and labeling by ABC and DOH. Packaging and Process: The types of produ that will require packaging at the facility incl A member of mmaeemem will procure marijuana material ??om the Vault or processing room to the packaging area- . A member of management will be responsible for ensruing that each inventory item is bar?coded and properly prepared for distribution. All medical marijuana will be packaged and stored in compliance with the rules and regulations of the state and will also be packaged to comply - The Inventory Manager will approve the packaging and labeling of all products o??ered for sale and will be responsible for implementing pr?ocedtu'es to ensm'e that product integrity continues to be upheld after packaging. All packaging will include child-proof features such as Please see EXH 2D-1 (Page 105) for a complete description of chosen packaging, as well as packaging samples. Transportation Containers: The Company will package usable medical marijuana that is intended for transport to another licensed facility and not intended for sale to quali?ed patients and designated caregivers without repackaging in a shipping container af?xed with a Unique Identi?cation Number (UIN) - generated by the ITS. A Transportation Manifest will be generated ??om the ITS and will be attached to the shipping container. For a sample copy of a Transportation Manifest, please see EXH 2E-l (Page 109). The material on this page is requested to be Con?dential and redacted from any Freedom of Information request 16 EXHIBIT Labeling: To mitigate possible risks and hazards associated with cultivating. processing. transporting. and selling. the Company will include all information required and listed in DOH Rules Section 011 the labels as well as any ancillary information that the Company determines will help better explain the medicated product inside. Labels will be created using the ompany?s label printing frurction. Frutlrer. the Company will ensru?e the labels are not blurred or damaged and are in large enough print so that the labels are easily readable. The labels will be printed 011 dm?able. tear ??ee and waterproof paper. For a Sample Label. please see EXH 2D-l (Page 105). iMethod of Labeling and Process - I - - - - I Labeling of Containers to be Used in rampart:? Diversion, Loss, and Theft Prevention During Transport: The ompany?s transportation policies and procedures are designed to provide for the safe transport of all shipments of medical marijuana to and ?our the ompany?s cultivation facility in a manner compliant with ABC Rules Section 16. Vehicle and Personnel Requirements: Per 16.6 vehicles used in the transport of medical marijuana will be insured. equipped with an alarm system. windowless in the storage area. and The material on this page is requested to be Con?dential and redacted from any Freedom of Information request 17 EXHIBIT B unmarked. . For further details on the vehicles to be used by the Company, please see EXH 2E-2 (Page 110). Each delivery of medical marijuana will be accompanied by a Transportation Team that consists of at least two registered Company employees, one of which will stay with medical marijuana shipments at all times. Weighing, Packaging, and Preparing for Transport: Delivery Procedures: The material on this page is requested to be Confidential and redacted from any Freedom of Information request 18 EXHIBIT B En Route: . Unnecessary Stops & Alternative Routes: Transportation Containers: Inventory Manifest: To comply with RR 13.3, For a sample Transportation Manifest, please see EXH 2E-1 (Page 109). Delivery Discrepancies: The material on this page is requested to be Confidential and redacted from any Freedom of Information request 19 EXHIBIT 3 OPERATIONS PLAV Executive Summary: If awarded a cultivation license by the State of Arkansas, The Company intends to create a best-in-class. cultivation facility that will cultivate. process. package. label. and distribute nredical nrarijuarra to licensed dispensaries in the State of Arkansas. I71e Compmn' ?s Alissions Osage Creek Cultivation is dedicated to producing the highest quality medical with a sense of individual pride and company spirit. We are committed to providing an diverse employees a stable work envirornnent with equal opportimity for learning and personal growth. The ozllpam? ?5 Core Values The good Lord has given us this plant we call marijuana for a reason purpose. We must open oru? minds and 0m hearts to use this gift in a safe and responsible way. A) Business Description: The Company is a family?run business that will be successfully operated by people who truly rurderstand and respect regional culture. history. economy. politics. and business processes. The Company believes in fostering a company cultru?e based on must. respect. and irmovative. can-do spirit and is active in conmrunity outreach. The ompany?s strong ties to the conmrunity and its involvement in its employees will ensure that both the Company and the State of Arkansas will bene?t: and will help develop branding and name recognition for the ompany?s nredical marijuana wholesale customers and ultimately its patients. The Company believes to be sustainable long-term. it is necessary to produce products of the highest quality while maintaining low production costs. To ensru?e success. the Company has employed experienced cultivation and processing staff and engaged highly experienced medical marijuana consultants and experts that will facilitate rapid of the cultivation and processing procedures and help reduce risks. The Company will establish strong. errcoru?aging partnerships with local. state. and national groups to shorten the ompany?s operational learning cruve and fruther develop the industry. The Company will also participate in community support groups that focus orr quali?ed conditions. ultimately opening a dialog with patients in the State of Arkansas. 9 a S. c: Strict security measru?es will be featiu?ed tln?oughout the facility in compliance with the rules and regulations provided by the Arkansas Alcoholic Beverage Control Division. ensuring that sensitive areas in which the nredical marijuana is located throughout the plant life-cycle is secure. Medical marijuana plants and processes will be tracked from seed to sale using The material on this page is requested to be Con?dential and redacted from any Freedom of Information request 20 EXHIBIT the Company's Inventory Tracking System (ITS), is capable of integrating with any seed-to-sale so?ware selected by the State of Arkansas to provide improved ef?ciency and greater functionality. Qualified Patient Base: Typically. in states where medical marijuana is legal and chronic pain is on the list of qualifying conditions. 1-2% of residents have medical marijuana cards. In Arkansas that would equal around 20000-40000 registered patients. . Accordingly. the Company will demonstrate the ability to implement the policies and procedlu?es submitted as part of its application. Projected Income: The Table below is a surmnary of the proj ected income statement for the initial start- up period through the ?rst 4 years of operations based on projected patient count of 11p to 40.000. - -. Please see EXH 3-5 (Page 132) for a Financial Statement 4-Year Projection of the ompany?s Operations. 2019 2020 2021 Operating Expenses Net Income Building-out capacity in advance of market demand and improvements in harvest ef?ciency will help the Company stay ahead of demand in the event the ompany's assrunptions are too conservative and the product demand is greater than forecasted. Description of Estimation of Capital: Osage Creek Cultivation smpasses the ?nancial requirements of the Arkansas Medical Man'Juana Program a \s b? '3 For a spreadsheet of startup expenses, please see EXH 3-2 (Page 123). The material on this page is requested to be Con?dential and redacted from any Freedom of Information request 21 EXHIBIT Long Term Stability: Company can fully serve the patients of Arkansas by supplying suf?cient quantities of marijuana medication. Employment Practices: The ompany's leaders and Directors are passionate about creating a working envirormrent that supports and fully engages employees. and will create a cultm'e of engagement that creates trust in leadership career development. and employees rurderstanding of their personal roles in the success of the Company and shared decision making. Stamng Requirements:? For a full organizational chart. employee allocation chart. and full roles and responsibilities of facihty positions. please see EXHs 1-1 (Page 1) and 3-7 (Page 134). Hiring Practices: The Company recognizes that highly-quali?ed employees with strong ties to their local commrmities will contribute to the ompany?s overall success and will help to remove lingering stigmas associated with medical marijuana. With that in mind. the Company will prioritize the hiring of local members of the corrmrunity with disabilities or hardships. Accordingly. the Company is committed to providing initiatives that attract quali?ed candidates who are minority. female. and ?our other rmderrepresented groups. Hiring Criteria: The Company is committed to recruiting and hiring local. quali?ed employees whose backgrorurd and experience match each person?s requirements per the job description and who possess applicable. speci?c skill sets necessary to bring quality. safe products to the market. Each position within the organization will have a detailed job description including roles. responsibilities. requirements. and quali?cations associated with that position. The Company will use its brand recognition. including its cor orate cultm'e to attract and hire the best quali?ed candidates. 0 engage with those top candidates. The material on this page is requested to be Con?dential and redacted from any Freedom of Information request 22 EXHIBIT B the Company will reward referrers; utilize community agencies and organizations; post job descriptions to professional associations; attend job fairs and industry specific conventions and EXHs; and connect with job fairs at local universities. The Company believes in investing in its cultivation workforce, ensuring employees are paid competitive salaries that align with industry standards. For a full list of facility job descriptions, please see EXH 3-7 (Page 134). Operational Timeline: The Operational Timetable identifies the major milestones from the estimated time receiving a license to the final walk-through of the facility and beginning production. For a highly-detailed Operational Timetable expanding on the milestones below, please see EXH 3-1 (Page 118). SCHEDULE 4 – FINANCIAL DISCLOSURE Legal Sources of Finances Immediately Available to begin operating a cultivation facility: Osage Creek Cultivation surpasses the financial requirements of the Arkansas Medical Marijuana Program. For details, please see EXH 4-3 (Page 322). The financial statement in EXH 3-5 (page 132) is based on a detailed production capacity forecast. For details of this bond, please see EXH 4-1 (Page 163). Sources of Funds: . For funding details, please see EXH 3-2 (Page 123 - 129). Uses of Proceeds: . See EXH 3-3 (Page 130) for the Company’s loan commitment. The material on this page is requested to be Confidential and redacted from any Freedom of Information request 23 EXHIBIT B . Disclosure of Bankruptcy Filings by the Company: Credit histories for the Company: Please see EXHs 4-2 – 4-2.2 (beginning on Page 166) for credit histories for all Owners. Financial Statements for Businesses Owned or Operated by Company Owners: Please see EXHs 4-34-3.3 (beginning on Page 322) for complete financial statements for businesses owned by Company Owners. SCHEDULE 5 – AFFILIATION WITH A MEDICAL DOCTOR, DOCTOR OF OSTEOPATHY, OR DOCTOR OF PHARMACY Osage Creek Cultivation is affiliated with a Doctor of Pharmacy, a Medical Doctor, and two Doctors of Chiropractic. Patricia Blaylock, Pharm.D., is an Arkansas-licensed Doctor of Pharmacy with over twenty years of experience in retail pharmacy. Ms. Blaylock will have a leading role in the company, acting as one of three Board of Directors Members and as an Advisory Board Member. In this role, Ms. Blaylock will directly apply her pharmacy knowledge to assist the Company in providing only the highest-quality, pharmaceutical-grade medical products for Arkansas registered patients. Dr. Hunter Young, M.D., M.H.S. is a Maryland-licensed physician with the Dept. of Health and Mental Hygiene. Dr. Young has substantial medical experience with the John Hopkins University School of Medicine. Dr. Young will serve on the Company’s Advisory Board, providing invaluable medical advice to help craft products narrowly tailored to treat qualifying medical conditions of Arkansas patients. Dr. Shaun Kahn and Dr. Anna Kahn have brought a combined 15 years of community-based chiropractic medicine to the citizens of Arkansas as Arkansas-licensed Chiropractors. As Members of the Company’s Advisory Board, Dr. Shaun Kahn and Dr. Anna Kahn will be instrumental in providing additional medical knowledge and experience, which will ensure that the Company has ready access to a vast medically-focused knowledge base for consultation on all operational matters. SCHEDULE 6 – ECONOMIC IMPACT AND DIVERSITY County: Carroll County (Tier 1) Ownership: 60% ownership in the cultivation facility by women SCHEDULE 7 – COMMUNITY BENEFIT Local Community Impact: The Company’s Owners have strong moral conviction and good character. Both owners were initially hesitant about entering the medical marijuana industry; however, with health issues in their immediate family and after a great deal of research, they changed their viewpoint and decided to apply for a cultivating license. Please see EXHs 7-1 (Page 342) and 7-2 (Page 343) for letters from Reverends Larry Montgomery and David Killingsworth testifying to the ethics, morality, and general good character of the Owners. Additional reference letters have been provided by Berryville Mayor Tim McKinney (EXH 7-3, Page 344), former Carroll County police officer Brad Handley (EXH 7-4, Page 345), and Carroll County Sheriff Randy Mayfield (EXH 7-5, Page 346). The Osage Creek cultivation facility will be located in Carroll County, where the Owners have operated three businesses over the course of several decades. Combined, the Owners’ businesses have hired over The material on this page is requested to be Confidential and redacted from any Freedom of Information request 24 EXHIBIT B 40 employees in the county and have contributed significantly to county tax revenues. The Company is expected to hire in Carroll County to staff the facility, which will provide the county with substantial sales, property, and other forms of tax revenue, allowing the county to better fund programs for law enforcement, education, recreation, and community assistance. The Company has also committed to make donations to the Carroll County Historical Society and the Freedom Seekers Ministry substance abuse treatment program. For letters from these organizations, please see EXHs 7-6 (Page 347) and 7-7 (Page 350). 7A – SUBSTANCE ABUSE PLAN Abuse Prevention: The Company is fully aware that responsible medical marijuana use to treat qualifying medical conditions has the potential to turn into marijuana abuse that can cripple a community. The Company accepts the moral responsibility to educate local community members to prevent such an unacceptable outcome. To mitigate marijuana abuse, the Company will work with local substance abuse organizations, including Freedom Seekers Ministry, a religious organization in Berryville, Arkansas that assists individuals following incarceration, addition, and abuse. Other assistance will include dissemination of substance abuse prevention information as well as the sponsoring of educational seminars. 7B – COMPASSIONATE CARE PLAN Compassionate Market: 7C – RESEARCH, EDUCATION, PATIENT/PUBLIC SAFETY PLANS Research: Community Education: An important role of the Company will be educating the community not only on its operations, its community role, and community initiatives, but on the benefits of marijuana as a medicine and the medical marijuana industry in the State of Arkansas and the nation. The introduction of medical marijuana in Arkansas will raise many questions and concerns within the community atlarge. To address these concerns, the Company will offer public education seminars to provide an opportunity for local community members to learn more about healthcare and medical marijuana. These free seminars will be open to the public, and will include lectures by local and national healthcare and medical marijuana professionals. These seminars will address any misconceptions or fears concerning the Company’s community presence. 7D – OWNERSHIP: Ownership: 100% ownership of Osage Creek Cultivation by Arkansas residents 25 EXHIBIT B Osage Creek Cultivation, LLC Arkansas Medical Marijuana Cultivation License Application Section E. Merit Criteria Supporting Exhibits EXHIBIT B SCHEDULE 1—QUALIFICATIONS OF APPLICANT 1 EXHIBIT 1-1: ORGANIZATIONAL CHART EXHIBIT 1-2: CEO—MARY TRULOVE RESUME EXHIBIT 1-3: COO—JAY TRULOVE RESUME EXHIBIT 1-4: CFO—MARCUS ORRELL RESUME EXHIBIT 1-5: LEAD CULTIVATOR—JEREMY HARWOOD RESUME EXHIBIT 1-6: PROCESSING MANAGER—SEAN AZZARITI RESUME EXHIBIT 1-7: DIRECTOR OF OPERATIONS—MATT TRULOVE RESUME EXHIBIT 1-8: OFFICE MANAGER/ HR MANAGER—KEITH DWYER RESUME EXHIBIT 1-9: SECURITY SUPERVISOR—ROBERT TRULOVE RESUME EXHIBIT 1-10: IT SUPERVISOR/COMPLIANCE MANAGER—NAOMI TRULOVE RESUME EXHIBIT 1-11: INVENTORY MANAGER—ADRIANNE HEADINGS RESUME EXHIBIT 1-12: SALES AND MARKETING MANAGER—JOE REECE RESUME EXHIBIT 1-13: CULTIVATION SUPERVISOR—BRAD TRULOVE RESUME EXHIBIT 1-14: EXTRACTION TECH—JESSICA TRULOVE RESUME EXHIBIT 1-15: ADVISORY BOARD—PATRICIA BLAYLOCK RESUME EXHIBIT 1-16: ADVISORY BOARD—DR. HUNTER YOUNG RESUME EXHIBIT 1-17: ADVISORY BOARD—ROBERT TRULOVE EXHIBIT 1-18: ADVISORY BOARD—ANNA KAHN RESUME EXHIBIT 1-19: ADVISORY BOARD—SHAUN KAHN RESUME 1 2 4 6 7 8 10 11 13 15 18 19 20 21 23 25 27 29 30 SCHEDULE 2A EXHIBITS 31 EXHIBIT 2A-1: PRODUCTION SCHEDULE FOR THE FIRST RUN EXHIBIT 2A-2: PESTICIDE LIST EXHIBIT 2A-3: NUTRIENT LIST EXHIBIT 2A-4: WORKFLOW DIAGRAM WITH TOTAL PLANT COUNTS EXHIBIT 2A-5: GAVITA PRO LIGHT SPEC SHEET EXHIBIT 2A-6: HOVE ALUMINUM BENCH DESCRIPTION AND QUOTE EXHIBIT 2A-7: FIRST YEAR STRAIN LIST VARIETIES WITH HIGH CANNABIDIOL (‘CBD”) CONTENT VARIETIES WITH BALANCED CANNABINOID PROFILES EXHIBIT 2A-8: SELECTED CULTIVATION SOPS EXHIBIT 2A-8.1: CLONING SOP EXHIBIT 2A-8.2: CURING SOP EXHIBIT 2A-9: PRODUCT OFFERINGS FOR THE FIRST YEAR EXHIBIT 2A-10: EXTRACTION TEK SOLUTIONS: MEP PRODUCT DESCRIPTION EXHIBIT 2A-11: TESTING POLICIES AND RESULTS CHARTS 31 33 34 36 37 38 40 40 40 42 42 52 58 61 65 SCHEDULE 2B EXHIBITS 67 EXHIBIT 2B-1: DRAWINGS OF THE FACILITY 68 i EXHIBIT B EXHIBIT 2B-2: PLOT PLAN EXHIBIT 2B-3: COLOR PHOTOS OF SITE EXHIBIT 2B-4: AIR PURIFIER SPECIFICATIONS 72 74 75 SCHEDULE 2C EXHIBITS 76 EXHIBIT 2C-1: SECURITY EXHIBIT 2C-2: ALARM KEYPAD SPECIFICATIONS EXHIBIT 2C-3: SPECIFICATIONS EXHIBIT 2C-4: SPECIFICATIONS EXHIBIT 2C-5: ALARM SYSTEM SPECIFICATIONS EXHIBIT 2C-6: INDOOR/OUTDOOR CAMERA SPECIFICATION EXHIBIT 2C-7: INDOOR DOME CAMERA SPECIFICATIONS EXHIBIT 2C-8: CAMERA SPECIFICATIONS EXHIBIT 2C-9: CAMERA COVERAGE MAP EXHIBIT 2C-10: VISITOR SOP AND VISITOR LOG SAMPLE 77 83 84 87 89 93 95 97 99 100 SCHEDULE 2D EXHIBITS 105 EXHIBIT 2D-1: SAMPLE PACKAGING EXHIBIT 2D-2: SAMPLE LABEL 105 107 SCHEDULE 2E EXHIBITS 109 EXHIBIT 2E-1: SAMPLE TRANSPORTATION SOP / INVENTORY MANIFEST EXHIBIT 2E-2: SPECIFICATIONS AND QUOTE 109 110 SCHEDULE 3—OPERATIONS PLAN 118 EXHIBIT 3-1: DETAILED OPERATION TIMETABLE EXHIBIT 3-2: CAPITAL BUDGET AND DEBT COMMITMENT EXHIBIT 3-2.1: LETTER FROM ANSTAFF BANK VERIFYING CAPITAL ON DEPOSIT EXHIBIT 3-2.2: COMBINED LIQUID ASSETS FOR COMPANY OWNERS EXHIBIT 3-2.3: JAY TRULOVE’S SOUTHWEST AIRLINES PROFIT SHARING STATEMENT EXHIBIT 3-2.4: JAY TRULOVE’S RETIREMENT PLAN STATEMENT EXHIBIT 3-2.5: TRULOVE DIRTWORKS BANK STATEMENT EXHIBIT 3-3: PEAK FUNDING GROUP LOAN PRE-APPROVAL EXHIBIT 3-4: LINE OF CREDIT FROM SIGNATURE BANK OF ARKANSAS EXHIBIT 3-5: FINANCIAL STATEMENT 4-YEAR PROJECTION OF THE COMPANY’S OPERATIONS EXHIBIT 3-6: CAPITAL & CAPITAL EXPENDITURES FOR FACILITY BUILDOUT EXHIBIT 3-7: EMPLOYEE ROLES AND RESPONSIBILITIES EXHIBIT 3-8: GENERAL CONTRACTOR PROPOSAL WITH ALL BUILD OUT COSTS EXHIBIT 3-9: OSAGE CREEK CULTIVATION, LLC OPERATING AGREEMENT 118 123 123 124 125 127 129 130 131 132 133 134 138 139 ii EXHIBIT B SCHEDULE 4—FINANCIAL DISCLOSURE 162 EXHIBIT 4-1: SURETY BOND PRE-APPROVAL EXHIBIT 4-2: CREDIT HISTORIES FOR ALL OSAGE CREEK OWNERS EXHIBIT 4-2.1: JAY TRULOVE CREDIT REPORTS EXHIBIT 4-2.2: MARY TRULOVE CREDIT REPORTS EXHIBIT 4-3: FINANCIAL STATEMENTS FOR BUSINESSES PREVIOUSLY OR CURRENTLY OWNED BY THE APPLICANT OR OWNERS OF OSAGE CREEK EXHIBIT 4-3.1: FINANCIAL STATEMENT FOR TRULOVE DIRTWORKS DBA TRULOVE CONSTRUCTION EXHIBIT 4-3.2: FINANCIAL STATEMENT FOR TRULOVE FARMS EXHIBIT 4-3.3: FINANCIAL STATEMENT FOR SPORTS CORNER, LLC EXHIBIT 4-4: PERSONAL FINANCIAL STATEMENTS FOR ALL OSAGE CREEK OWNERS EXHIBIT 4-4.1: PERSONAL FINANCIAL STATEMENT FOR MARY TRULOVE- OWNER AND CEO EXHIBIT 4-4.2: PERSONAL FINANCIAL STATEMENT FOR JAY TRULOVE – OWNER AND COO 163 166 166 256 SCHEDULE 7—COMMUNITY BENEFIT 342 EXHIBIT 7-1: LETTER FROM REV. LARRY MONTGOMERY EXHIBIT 7-2: LETTER OF SUPPORT FROM REV. DAVID KILLINGSWORTH EXHIBIT 7-3: LETTER OF REFERENCE FROM BERRYVILLE MAYOR TIM MCKINNEY EXHIBIT 7-4: LETTER OF REFERENCE FORMER CARROL COUNTY POLICE OFFICER BRAD HANDLEY EXHIBIT 7-5: LETTER OF REFERENCE CARROLL COUNTY SHERIFF RANDY MAYFIELD EXHIBIT 7-6: APPRECIATION LETTER FOR DONATION GIVEN TO FREEDOM SEEKERS MINISTRIES EXHIBIT 7-6: LETTER OF DONATION POTENTIAL FROM CARROLL COUNTY HISTORICAL SOCIETY 342 343 344 345 346 347 350 iii 322 323 336 338 340 340 341 EXHIBIT Schedule l?Qualifications of Applicant Exhibit 1-1: Organizational Chart Advisory Board Shaun Kahn Anna Kahn Robert Trulove . . Dr. HunterYoung Chief Executive Officer . . Patricia Blaylork Mary Trulove Charitable Contributions Mary Trulove Jay Trulove Chief Operating Officer Jay Trulove . . Lead Cultivator Processmg Manager Director ofOperatIons . . Jeremy Harwood Sean Azzarlti Matt Trulove Chief Financial Officer Manus Orrell EXHIBIT Exhibit 1-2: Trulove Resume Mar Trulove Experience l.l.(j October 2009 - Current Owner/CFO 0 Prepare all state and federal quarterly, and annual reports for business filing as 941 LLC. Participate in weekly meetings to discuss issues and make decisions for the company. Organize and manage installation of 24-hour security and monitoring system. 0 Started the company with on dump truck and one backhoe in 2009. 0 Currently have 40 employees. Brought in $10,000,000 in 2016. 0 This excavation and utilities company is in a heavily regulated industry (especially the natural gas division). 0 We have completed several jobs forthe US. Forest Service and Corp of Engineers. 0 Instrumental in creating and implementing the business and ?nancial plans. - Helped develop a custom software for job bidding, inventory control and tracking. Sports Corner, LLC Graphics January 2002 - Current Owner/CFO Design and manufacture custom signs, custom screen printing, and vehicle wraps as well as several other services. 0 Help design and set up point of sale software for inventory control and tracking. 0 Organized and managed installation of 24-hour security and monitoring system. 0 Place all orders for stock inventory, special orders, etc. 0 Calculate and issue payroll checks. 0 Prepare all state and federal quarterly, and annual reports for business filing as 941 LLC. Key person in implementing the business and ?nancial plans. William Flake, MD January 1992 November 2002 - Transcriptionist 0 Transcribed patient notes for surgeon. - Filed insurance claims for patients. I Scheduled patient appointments. (iaddy (Imnpany. (IPA March 1998 December 1991 I Of?ce Manager 0 Made entries into accounting software to record, store, and analyze information. EXHIBIT Mar Trulove Operated 10-key calculators, computers, and copy machines to perform calculations and produce documents. Performed general of?ce duties such as filing, answering telephone, and handling routine correspondence. 'l'ruelove l?arins, LLC May 1984 - Current Owner/CFO Spray field with chemicals to help control weeds, thistles, etc. Assist in hay cultivation and production with cutting, drying, and storing hay bales. Participate in working cattle including injecting medication, branding, etc. Prepare all state and federal quarterly, and annual reports for business filing as 943 LLC. American Business College August 1982 - May 1984 Teacher Taught accounting, typing, and shorthand classes. Assigned lessons and corrected homework. Recorded grades and attendance. Conducted individual class activities to ensure all students were learning at their full potential and offering help to those who needed it. llatl?ield Pontiac and Cadillac January 1977 - May 1982 Service Department Office Manager Responsible for all warranty billing. Assisted service manager to maintain customer satisfaction. Reviewed customer invoices to make sure they were accurate. Collaborated with parts department on special orders. Education North Arkansas Communitv College Associate of Science, 1976 of Arkansas Bachelor of Science, 1982 University of Arkansas Graduate School Masters, Business Education, 1983 Arkansas Certi?cate in Business Education EXHIBIT Exhibit 1-3: Trulove Resume a Trulove Experience Southwest Airlines March 1984 - Current 0 34?h year with Southwest Airlines as a domestic and international captain and in 30'" year as captain. Hold airline transport pilot certificate. 0 Have excelled in this highly regulated industry with extreme 24-hour security. 0 Conduct complex tracking and maintenance control. 0 A crew member (TSA controlled additional federal security checks allows flight crews to bypass security subject to random screening). - Trained and informed on sensitive national security information. Responsible for $100,000,000 aircraft and up to 175 passengers plus six crew members. Subject to random drug testing mandated by the Federal Aviation Administration. Take continuous flight and safety in-depth training. 0 Conduct mandatory annual check rides. 0 Subject to FAA and company line checks at any time. Trulove Farms, LLC May 1984 - Current Raised poultry for Tyson Food (30+ years) six poultry houses. 0 Used pesticides and chemicals for pastures, Hayfields, and produced hay crops such as fescue, green grow, winter wheat, etc. Created and implemented business and financials plans for the farm. 0 Used secure tracking and inventory for cattle and poultry operation. Followed strict procedures per Tyson Foods requirements for quality control programs. 0 Extensive use of vaccines and pesticide control for cattle and poultry operation. Followed Tyson Foods strict guidelines for BIO Security. Followed Federal Agriculture Department regulations for environmental control including poultry litter disposal, etc. Trulove Dirtwurks, LLC October 2009 - Current - President 0 Started business with one used dump truck and one used backhoe with youngest son, Matthew (who was 18 years old at the time. Currently own over $7,000,000 worth of equipment. 0 Company employs over 40 employees. 0 Excavating and utility construction that is very regulated, especially the utility division with trenching, shoring. The company is quali?ed and certi?ed to lay natural gas pipelines. EXHIBIT I Hold a Class A CDL driver's license (large truck) I Operate heavy equipment. I Instrumental in all equipment purchasing. I Helped design and start point of sale and Inventory/job tracking. I Instrumental in establishing a maintenance program for equipment. I Researched and set up employee benefit plan including health insurance and a 401(k) Plan. I Instrumental in setting up a 24-hour security and monitoring system. I Created and implemented business and ?nanCIal plans. Sports (20mm: January 2002 - Current I Helped start the business in January 2002. I Helped design and set up point of sale and inventory tracking system. I Set up 24-hour security and monitoring system. I Instrumental in all equipment purchases such a fully automatic screen printing machine, dryers, vinyl printers, etc. Scheduled March 1997 March 1984 I First lob as an airline pilot at the age of 19. I Upgraded to captain in one year. I Became a check airman and director of ?ight training. I Responsible for line pilot's currency and proficiency. I Taught aircraft systems ground school. I Worked closely with the FAA. I Constant use of flight maintenance tracking systems. Education University oi Arkansas 1978 - 1982 I MaJOred in Business Administration EXHIBIT Exhibit 1-4: CFO?Marcus Orrell Resume Marcus G. Orrell CPA Experience Arkansas legislative Audit August 2013 - Current Staff Auditor - Promote sound management and accountability of public resources. 0 Review all areas of accounting for state agencies, local entities, and school districts. 0 Prepare audits, reviews, and special reports. li?edlix Freight May 2012 August 2013 0 Senior Accountant 0 Reviewed and ensured accounting compliance for 2 of the 3 largest expense areas within FedEx Freight (Payroll and Purchased Transportation). - Provided leadership and accounting guidance for multiple Staff Accountants. 0 Researched and provided support for internal and external audits. 0 Provided guidance, analysis, and support for multiple large function consolidations. l?edlix Sei'Vices September 2010 May 2012 - Sr. Business Applications Analyst 0 Prepared and analyzed 14 information technology group?s annual budget totaling 0 Developed lead senior management and cross-operating company financial presentations. - Analyzed expense trends and coordinated submission of expense forecasts. Developed financial reports for senior management to aid in project prioritizations. 0 Advised senior management on accounting and budgeting issues. - Participated in process improvement teams to streamline financial processes. liedlix System May 2005 - September 2010 - Staff Accountant Developed capital forecasts and tracked project spend against budget. 0 Reviewed and approved project documentation for compliance with corporate policies. 0 Processed, maintained, and provided reports to Management and auditors for 85,000+ assets. Ensured and maintained accounting compliance with changing areas of responsibility. - Dynamically implemented numerous changes in department structure and procedures. Education CPA licensed in the state of Arkansas EXHIBIT Exhibit 1-5: Lead Cultivator?Jeremy Harwood Resume erem . Harwood Experience timid February 2013 - Current I Cultivation Manager I Manage 20,000 square foot indoor cultivation faculity. I In charge of all METRC compliance and daily cultivation data entry. I Implement all aspects of nutrient mixing and feeding, IPM (integrated pest management) protocols, and the ass:gning and managing of tasks for the cultivation staff. I Managed and updated Good Chemistry's soc:al media presence (Face Book. Instagiam. Twmer) I Helped establish and manage a 20,000-square foot Good Chemistry cultivation in Reno, Nevada through all aspects of: Buildout (HVAC, Electrical, Building Layout, Workflow analysis) Inspection (Fire, Electrical, State InspectOrs) Employee hiring and training Equipment purchases and installation Genetics acquisition (clone procurement and seed germination) Development of cultivation Policies and Procedures Education Hunt Range College, 31) - Working toward Horticulture Certification Certi?cates I Colorado State Certified PestICIde Handler I Nevada Restricted Use Pesticide Certi?cate EXHIBIT Exhibit 1-6: Processing Manager?Sean Azzariti Resume Sean Azzariti Professional Experience Efficient in operating ETS, Precision, and Emotek Obe-Dos closed loop extraction systems. Developed and carried out a stateverified purging process. Skilled in Cascade and Across International vacuum oven operations. Produced up to 35,000 grams of concentrates per month. Supervised and managed a team of up to 6 extraction lab employees. Developed and maintained relationships with new and existing cannabis edible product clients. Managed 80+ Accounts in the Denver Metro Area. Managed new product packaging, labeling and distribution. Maintained products and materials in accordance with state laws and regulations. Responsible for remaining current with new product information and industry breakthroughs. Supervised a team of 8-12 grow operation employees; delegated daily duties and set expectations. Averaged 700 plants transplanted daily, while troubleshooting issues to ensure maximum quality and yield. EXHIBIT Sean Azzariti Previous Positions llmr' lixtixit?ts 1/2017 - Current I Overnight Extraction Manager (gm-st 10/2016? 12/2016 I Lead Extractor ?l'lx? 2/2016 10/2016 I Lead Extractor (in-en lint IN 4/2015 2/2016 I Head Extractor (icllti'S (idl'tlc'll 6/2014 - 3/2015 I Account Manager Kind Lm'c 11/2013 6/2014 I Patient Care Representative 11/2012 6/2014 I Manager of Transplant Department I Extraction Lab Technician I?L'dl'stm L'Uillc'gc? 12/2008? 2/2011 I Senior Help Desk Technician Amplihm- (jamminan ?l'i't-atim-nt (It-titer 12/2007- 12/2008 I Corrections Technician Sum-s litims 8/2000 10/2006 I Supply Con-Commissroned Officer (NCO) EXHIBIT Exhibit 1-7: Director of Operations?Matt Trulove Resume Matthew Trulove Experience Trulove Dirtwm'ks, LLC 2W9 - Current 0 Chief Operating Of?cer 0 Started business with one used dump truck and one used backhoe with parents. 0 Over $7,000,000 of equipment currently. 0 Company currently has over 40 employees. 0 Excavating and utility construction that is very regulated especially in the utility division with trenching and shoring. Company is quali?ed to lay natural gas pipelines. Hold a Class A CDL driver?s license (Large truck). 0 Certified to give employees testing on gas lines. - 00 qualified for natural gas lines. - OSHA training. Operate heavy equipment. Involved in all equipment purchasing. 0 Help design and start point of sale and inventory job tracking. I Involved in establishing maintenance program for equipment. - Involved in establishing and implementing safety system. 0 Developed plan for GPS control technology for construction equipment. 0 Developed plan for custom software for job bidding and tracking. Education High School, Graduated 200?) 0 Honor student 0 Starting quarterback - Played baseball 0 National Honor Society - Owns cow/calf operation (30 cow/calf) - Used pesticides and chemicals for pastures, hay?elds, and produced hay crops Used secure tracking and inventory for cattle operation 0 Use of vaccines and pesticide control for cattle operation 0 Created and implemented business and financial plan for personal owned cattle 10 EXHIBIT Exhibit 1-8: Of?ce Manager/ HR Manager?Keith Dwyer Resume Experience cDonalds March 9, 2009 - Current 0 General Manager - Management of all restaurant staff within the guidelines of McDonalds corporation (Quality, Service, Cleanliness, Food/Business Safety). 0 Drive business results through building a strong team of individuals. 0 Building an environment that focuses on customers first. 0 Meet labor food cost goals while following up on all preventative maintenance tasks. 0 Set menu prices on all menu boards. - All hiring activities record retention. 0 Maintain morale within our internal team and meet with our management staff to communicate 8: coach achievable goals/priorities. 0 Have weekly meetings with the Owner/OperatOr to make sure we are on task with the expectations of com pany?s McDonald's expectations. lam also the Operational Technology Person. liurcka Springs Hospital Nm ember 28. 2005 August 2009 0 Materials Management Director/ Purchasing Manager 0 Evaluated and appraised needs, determining and reviewing specifications, checking requisitions, choosing vendors, obtaining and analyzing quotations, arranging for quantities, scheduling deliveries, interviewing salesmen, negotiating, placing the order, tracking the delivery, receiving and testing, recording, storing and distributing, controlling inventory, adjusting when necessary, and disposing of excess items. 0 I also worked as part of the IT department, keeping most of the computer systems current. Maynard, lnc. April 11, 2005 - November 23, 2005 - Planning Quality Engineer Internal Auditor Re-organized and re-structured the planning department. 0 Combined some aspects of the quality department into the daily routine of planning and scheduling jobs, including writing First Article Inspections. 0 Kept up the shop-?oor schedule, making sure the manufacturing and assembly departments maintained a consistent flow of operation with minimal interruption. Tyson Foods August 14, 2004 April 8, 2005 - Catching Crew Maynard, Inc. September 1, 2003 - June 25, 2004 0 Purchasing/ Internal Auditor 11 EXHIBIT 0 Set up and managed the purchasing department. 0 Changed the work-flow so that each person could handle One specific position, without slowing production 0 Worked directly with the General Manager and computer technology team to create and implement a system of excel spreadsheets to communicate each department?s needs. This system passed an ISO 9001:2000 audit with zero findings. Inc. May 12, 2003 - August 29,2003 Contracts/Planning/Purchasing - Conducted initial review of Purchase Orders when they were received. 0 Reviewed all drawings, speci?cations, and Quality Clauses as they applied to the specific job. 0 Responsible for any planning and procurement issues that arose during the course of the manufacturing process. 0 Handled multiple vendors concerning the purchasing of material, hardware and services. as specified by Engineering Orders or Drawing Change Notices. Maynaitl, lnc. July 9, 2001 - May 12,2003 0 Assembly Technician 0 Part of the assembly crew in charge of building assemblies, for multiple customers, by using various hardware, rivets, and other fastening devices. 0 Trained to read blueprints and schematics and also fork-lift training. 0 Worked with the inventory control department to help organize and keep inventory. Education Arkansas Aviation 'l'eclmology Center, August 2002 0 Graduate 12 EXHIBIT Exhibit 1-9: Security Supervisor?Robert Trulove Resume Experience Southwest Airlines August 10, 2001 - Current 0 Flight Attendant Ensured the comert, safety, and security of passengers. Conducted security checks of aircraft and company property. - Followed federal aviation regulations while giving legendary customer service. Arkansas [-11 rm January 1, 1977 - Current 0 Manager hay, cattle, and horses. Army Military Police January 1983 Corrections Specialist/ Combat Engineer 0 Stationed in Ft. Gordon, Georgia and Hanau, Germany. 0 Honorable Discharge 1990 0 Awards included Army Commendation Medal, Service Ribbon, Over Seas Ribbon, Expert Rifle, Pistol, and Hand Grenade. US. Army Reserves January 1986 0 Corrections Specialist] Records Specialist - Honorable Discharge Army National Guard 1988 0 Silver Life Award, Black Belt Tae-Kwon~do Degree 0 Member International Martial Arts Licensed Body Guard and Protection Services 1995 0 Body Guard (18 years) Education College of the Ozarks - Bachelor of Science, Aviation Science Other 0 Advanced Ground Instructor - Instrument Ground Instructor 0 Private Pilot 13 EXHIBIT - Flight Attendant - Licensed Certified Nursmg - Crumunal Justice NACC 14 EXHIBIT Exhibit 1-10: IT Supervisor/Compliance Manager?Naomi Trulove Resume Experience Northwest Regional Housing Authority May 2016 - Current Property Manager Adhere to all Tax Credit Program ADFA Guidelines in all aspects of day-to-day operations. Receive, review, approve/deny, and process all housing applications. Obtain documentation in regard to assets, income, identification, family composition. etc. for all residents adhering to ADFA guidelines. Oversee all property maintenance assuring property upkeep. Attend Fair Housing/ADFA educational events to assure property maintains Housing and Urban Development compliance. Supervise maintenance staff. Identify, verify, and address tenant issues to assure House Rules are followed as stipulated by North West Regional Housing Authority. Approve accounts payable disbursements. Conduct all tenant move ins/move outs and recenifications assuring processes and papemork are in compliance with ADFA and North West Regional Housing Authorities' policies and procedures. Conduct rental and criminal background checks for all applicants/tenants. Work with local police department to assure any suspected criminal activity is monitored/addressed to maintain a safe living environment for tenants. Assure rent and/or tenant charges are paid in full in a timely manner. Prepare and make property bank deposits. Enter all property unit information into the Web Compliance Management System as unit occupant;l changes. County Mart September 2013 April 2016 Of?ce Assistant Custom er Service Representative Prepared store deposits. Recounted all daily cashier drawers to assure accuracy, completed computerized documents in regard to register counts and completed computer reconciliation for each checker at the end of their shift. Worked with customers to resolve customer issues complaints, refunds, etc.) Worked with management team to ensure customers received service from cashiers as expected by company policy. Served as a Western Union Agent to provide online bill pay, money transfers, money orders, etc. Answered and directed telephone calls. Prepared employee time cards, as needed. Assured cashiers took breaks and lunches as allotted by company policy. 15 EXHIBIT Provided support to cashiers through check approval, provided money as needed via safe, provided register support through management overrides, etc. Served as Customer Service Representative in the Pharmacy Department, as needed. FICASSO Project November 2009 - July 2011 Case Manager Worked with clients to reach independent self-sustainability in area including budgeting, job search, and improving marketing skills. Provided direction for clients in life situations that had potential to threaten housing stabilization. Worked independently to assure grant funds were appropriately utilized in Boone, Baxter, Marion, and Newton counties. Handled all paperwork for four county regions including applicatiOns, client interviews, ?nancial reporting, rent role, inspection paperw0rk, intake forms, utility allowance forms, etc. North Arkansas College March 2007 - December 2009 Continuing Education Coordinator Worked under SAMSHA grant in PRC to provide child and adolescent drug and alcohol prevention awareness. Provided leadership and direction for marketing and continuing education teams. Coordinated healthcare continuing educational events. Completed and submitted extensive application and paperwork to the University of Arkansas to secure continuing educational credits. Worked at part of the management team to develop goals and objectives adhering to strategic plan. Provided reports for NAPHE Boa rd of Directors, ARNA and ACCME. Developed departmental strategies, goals and objectives and assured inner departmental policies were followed. North Arkansas Regional Medical Center January 1998 March 2007 Education Coordinator Provided leadership and direction for office operations. Developed departmental improvement protocol, planned key function and performance standards. Developed and adhered to departmental budget. Provided direction and leadership fordepartment staff. Managed employee department time system and administered Learning Management System. Provided confidentiality and customer service training for new associates during new employee orientation. 16 EXHIBIT 0 Assessed clinical continuing educational needs for clinicians including physicians, pharmacists, and nurses. 0 Planned, implemented, facilitated and evaluated continuing medical educational events for physicians adhering to ACCME standards. I Coordinated and facilitated distance learning programs utilizing video conferencing technology. Developed and oversaw youth programs including Volunteen, Safesitter, and MASH. Served as American Heart Association Training Center Faculty. Education lulm Brown University, 2001 - 200-1 - Bachelor of Science Degree, Organizational Management North Arkansas College, l?W-?l - 1mm Associates Degree, Administrative Support 0 Associates Degree, Software Applications Community Service Served as Vice President of the Housing Opportunities Partnership Exchange Served on Board of Directors for North Arkansas Partnership for Health Education Honors - Outstanding Service Award recipient, North Arkansas Regional Medical Center Cum Laude, Honors Graduate, John Brown University 17 EXHIBIT Exhibit 1-11: Inventory Manager?Adrianne Headings Resume Experience Anstall Bank August 2016 - Current Operations Department ATM Balancing Internet Banking Maintenance. File returned mail. Complete incoming/outgoing wires. Complete maintenance on closed accounts. Take phone calls and direct them to the correct person. Autumn llills (Sart- May 2015 August 2015 Dietary Aide Prepared the food for the residents. Assisted in clean up, kitchen maintenance and setting up and taking down the dining areas. Subway September 2014 - August 2016 Senior Sandwich Artist Responsible for counting cash at beginning 0r end of day, as well as doing cash drops. Accept cash, checks, and other forms of payment from customers. Communicate with customers. Millennial July 2014 September 2014 Data Analysis Compared data with source information. Proofread information for accuracy. Located and corrected data entry errors. Compiled, sorted and verified accuracy of data. Education Home School, 2013 High School Diploma North Arkansas College Completed two semesters 18 EXHIBIT Exhibit 1-12: Sales and Marketing Manager?Joe Reece Resume Experience 'l'rulnve Graphics 2005 - Current General Manager Art Director Generate computer graphics and page-layout software graphic elements and photography. Work with hundreds of clients on their logos and visual concepts. Monitor production schedules while adhering to assigned budgets. Design advertisements, tradeshow banners and signage from concept through completion. Instruct proposal team in the use of computer software graphical elements and aesthetic standards. Developed a library to include specific user interface elements. Train designers on computer graphic design programs such as Illustrator, and Photoshop. Design art and copy layouts for direct mail advertising material. Silver Dollar City 2001 - 2005 Freelance Artist Portrait (pastel), caricature, pen ink, and oil on canvas artist. Worked with the V.P. on Research and Development. Branson $1in 1999 - 2001 Art Director Graphic Designer Responsible for the Art Department. Created designs for hundreds of clients including Dixie Stampede, Jim Stafford, Andy Williams, Yakov Smirnoff, and Glen Campbell. Managed 17 employees and was in charge of hiring and firing. Produced over $4 million worth of signs for Bass Pro Shops nationwide. Remark Screen Printing 1995 - 1999 Art Director In charge of the Art Department. Oversaw all designs and concepts for clients. Education llollister High School, 1970 High School Diploma 19 EXHIBIT Exhibit 1-13: Cultivation Supervisor?Brad Trulove Resume Brad Trulov Experience 'l'i'ulm'e l-Lii?ms, 2012 - Current I Manage family farm (250 head Angus cow/calf operation and poultry contract with Tyson Foods) I Earned pesticide certification. I Used pesticides and chemicals for pastures, hay?elds, and produced hay crops such as fescue, green grow, winter wheat, etc. I Used secure tracking and inventory for cattle and poultry operation. I Followed strict procedures per Tyson Foods requirements for quality control programs. I Extensive use of vaccines and pesticide control for cattle and poultry operation. I Followed Tyson Foods strict guidelines for BIO security. I Followed federal agriculture department regulations for environmental control including poultry litter disposal, etc. St?ieiitilic Drilling 2010 - 2012 Measurement While Drilling (MWD) for oil rig. ?l?i?ulm'e Ill: 2004 - 2010 I QC qualified for natural gas lines I OSHA training I Operated heavy equipment Education (Lullege or the (Marks, .1001 - 200 I Pitcher on baseball team I Gate house I Worked as a welder High School, Graduated 2001 I Honor Student I Starting pitcher for baseball team. Other I Certi?ed Scuba diver I Licensed pilot at age 16 I Cannabis Training University, Master of Marijuana Certificate, 2017 20 EXHIBIT Exhibit 1-14: Extraction Tech?Jessica Trulove Resume Experience 'l'i'ulove Construction July 2016 - Current I Accounts Receivable I Invoice all trucking and subcontractors for Trulove Trucking. I Communicate weekly with several colleagues to ensure operations are running smoothly. liirms March 2014 - Present I Manage and care for livestock I Manage land. I Haul equipment. St. \v?et Clinic May 2012 - September 2012 I Vet Tech/Floater I Assisted vets in procedures and surgeries. I Cleaned the facility. I Administered medications. I Scheduled appointments. School District December 2012 May 2012 I Substitute Teacher I Substitute teacher for Kindergarten through Senior High. I Substituted in administration positions. Woman llouse Big Cedar Lodge August 2009 June 2013 I Host I Seated guests. I Answered phones. I Entered reservations and party bookings. blliolliei?s Sons June 2009 December 2012 I Secretary and Farm Hand I Invoiced customers, oversaw logbooks, and paid employees. I Logged data from fuel and mileage. I Operated farm equipment and ca red for livestock. 21 EXHIBIT 111v ti 1: l. March 2011 June 2011 Actuvuty Coordinator - Offered entertainment options to guests. 0 Organized and supervised activmes. Offered and provided childcare for guests Education Iilii .r?ai i; Jill 'i Associate of Arts With an emphasns in Agriculture 22 EXHIBIT Exhibit 1-15: Advisory Board?Patricia Blaylock Resume Experience Country Mart Pharmacy 1996 - Current - Pharmacy Manager 0 Order and reconcile all drugs including narcotics. Consult with patients. Certify pharmacy technicians. Write policy and procedure manuals as required by the Arkansas State Board of Pharmacy. Mountain Home Surgew (Ionter 2004 - Current - Pharmacy Consultant - Conduct inspections for all drug reconciliations including narcotics. Compound sterile drops using Laminar Flow Hood for Surgical Ophthalmologists. llan?isun Surgery (Ienter 2004 - Current 0 Pharmacy Consultant 0 Conduct Inspections for all drug reconciliations including narcotics. Compound sterile drops using Laminar Flow Hood for Surgical Ophthalmologists. Consumers l?liui?inuues 1990 - 1996 - Part Time Pharmacist Filled patient prescriptions. Consulted with patients. Senior Centers 1990 - 1996 0 Pharmacy Consultant Conducted inspections of all residents, drug regimes looking for interaction and adverse reactions for all medications. 0 Controlled and reconciled narcotics. Ensured medications were properly dispensed/stored and accounted for. (turning Hospital 1978 - Pharmacist for all policies and procedures for compliance of Arkansas State Board of Pharmacy and rules of Hospital Pharmacy operations. 23 EXHIBIT Education Completed Arkansas State Board of Pharmacy (,ullew', l?lli: 1:1 m, 1?7? 0 BS, Pharmacy 1* 0 Pre-Pharmacology Honors 0 Member Di Gamma Gemma Professional Sorority 1977 1978 Your Career Woman of the Year, Coming Busmess and Profe55ional Women, 1978 Community Service - Board Member, Harrison, AR Free Dental Clinic Volunteer, Share and Care, Harrison, AR 24 EXHIBIT Exhibit 1-16: Advisory Board?Dr. Hunter Young Resume Experience - 1998-1999 - 1998- - 2000-2002 - 2002-2013 - 2002- - 2002-2010 - 2007-2010 - 2010-2011 - 2010-2014 - 2011-2013 - 2012-2014 - 2013-2015 - 2013- - 2015- - 2015- Education Assista nt Chief of Service, Johns Hopkins Hospital Active Staff, Full Time. Johns Hopkins Hospital Instructor, Division ofGeneral Internal Medicine Assistant Professor of Medicine and Epidemiology, Johns Hopkins University Core Faculty, Welch Center for Prevention, Epidemiology Clinical Research Attending, First Step Day Hospital, Johns Hopkins Hospital Medical Director, First Step Day Hospital, Johns Hopkins Hospital Founder Director, Substance Use Consult Service, Johns Hopkins Hospital Founder Director, Community-based Care Management, Johns Hopkins HealthCare Medical Director, Population Health Initiatives, Johns Hopkins HealthCare Medical Director, Johns Hopkins Community Health Partnership Community Medical Director, Johns Hopkins Coordinated Antenatal Service Enhancement (J-CASE) Associate Professor of Medicine and Epidemiology, Johns Hopkins University Medical Director Patient Services, Johns Hopkins Medicine International. Clinical Director, Johns Hopkins Medicine International Clinic Baylor lJnivei'SItv 1983 - 1087 BA. University oi Arkansas Ioi' Mediuil Sciences, 1 WW) - l?i?i'i MD. lohns Hopkins linivorsitv School of Medicine, - Intern, Junior Resident, and Senior Resident in Internal Medicine Johns Hopkins School oi 1997 - 2001 Post-doctoral Fellow in General Internal Medicine lohns? llo wlx'ins llnivorsitv - School of Public Health, 1097 - 2001 M.H.S. in Clinical Epidemiology 25 EXHIBIT Hunter Youn offer Hopkins lluspitiil, HJl'kt?l' (islt-i? Mt-iliml 1"?54? Advanced specialty training in internal medicme, Assistant Chief of Service (Chief Resrdent) Current Appointments 2015 2015 201 2002 1998 Medical Director, Patient Services, Johns Hopkins Medicine International Clinical Director, Johns Hopkins Medicine International Clinic Associate Professor of Medicme, Johns Hopkins University School of Medicine Joint appointment in Epidemiology, Johns Hopkins Bloomberg School of Public Health Core Faculty member, Welch Center for Prevention, Epidemiology and Clinical Research Active Staff, Department of Medicine, Johns Hopkins Hospital 26 EXHIBIT Exhibit 1-17: Advisory Board?Robert Trulove Robert Trulove Experience Southwest Airlines August 10, 2001 - Current 0 Flight Attendant Ensured the comert, safety, and security of passengers. Conducted security checks of aircraft and company property. - Followed federal aviation regulations while giving legendary customer service. Arkansas l-li rm January 1, 1977 - Current 0 Manager hay, cattle, and horses. Army Military Police January 1983 Corrections Specialist/ Combat Engineer 0 Stationed in Ft. Gordon, Georgia and Hanau, Germany. 0 Honorable Discharge 1990 0 Awards included Army Commendation Medal, Service Ribbon, Over Seas Ribbon, Expert Rifle, Pistol, and Hand Grenade. US. Army Reseives January 1986 0 Corrections Specialist] Records Specialist - Honorable Discharge Army National Guard 1988 0 Silver Life Award, Black Belt Tae-Kwon~do Degree 0 Member International Martial Arts Licensed Body Guard and Protection Services 1995 0 Body Guard (18 years) Education College of the Ozarks - Bachelor of Science, Aviation Science Other 0 Advanced Ground Instructor - Instrument Ground Instructor 0 Private Pilot 27 EXHIBIT - Flight Attendant - Licensed Certi?ed Nursmg - Crumunal Justice NACC 28 EXHIBIT Exhibit 1-18: Advisory Board?Anna Kahn Resume Anna Kahn Experience ()mrk Arts April 2000 - Current I Doctor of Chiropractic Education University 1995 I 8.5. Human Ecology olAi?kmszis for Medical Sciences. I Certi?cate in Dietetic Internship Logan College of Chiropractic, I 8.5. Human Biology Logan (jollege oi (:hll?upi?klt?llt?, 199?) I D.C. Doctorate of Chiropractic Professional Certi?cations I Registered Dietician, Commission on Dietetic Registration I Chiropractic License, State of Arkansas 29 EXHIBIT Exhibit 1-19: Advisory Board?Shaun Kahn Resume Shaun Kahn Experience Ozark Arts January 1, 2002 - Current Doctor of Chiropractic 'l?wm Lakes (jliirupixictic January 1, 1998 January 1,2002 I Doctor of Chiropractic Education UniversityniSouth Honda. l?i?il B.S. Exercise Science Parker (:lill'tipl'dt'llt' College, 190!) Doctor of Chiropractic Professional Certi?cations I Chiropractic License, State of Arkansas - Acupuncture Certification 30 3/9/2018 Arkansas Secretary of State Search Incorporations ooperatives anks and Ins rance ompanies Printer Friendly Version LLC Member information is now confidential per Act 865 of 2007 Use your browser's back button to return to the Search Results     Begin New Search For service of process contact the Secretary of State s office Corporation Name SA  CR  CUL A N  L L C ictitious Names iling  8 iling  ype Limited Liability Company iled under Act Status rincipal Address Reg  Agent Agent Address 266 omestic LLC   00  of  ood Standing 00  A N  L R A   S R N AL  AR 72762 A    N 00  A S RN ate  iled fficers oreign Name N N  L R A   AL  AR 72762 0 2 20 7 A   RUL     ncorporator rgani er   NA oreign Address State of  rigin NA Purchase a Certificate of Good Standing for this Entity Pay Franchise Tax for this corporation   https://www.sos.arkansas.gov/corps/search_corps.php?DETAIL=478723&corp_type_id=&corp_name=osage+creek&agent_search=&agent_city=&agent_state=&filin… 1/1 3/9/2018 Arkansas Secretary of State EXHIBIT D Search Incorporations ooperatives anks and Ins rance ompanies Printer Friendly Version LLC Member information is now confidential per Act 865 of 2007 Use your browser's back button to return to the Search Results Begin New Search For service of process contact the Secretary of State s office Corporation Name RUL   R R S  LLC ictitious Names iling  8 iling  ype Limited Liability Company iled under Act Status rincipal Address 0 5 0 omestic LLC   00  of  ood Standing 8 2  B RR  62  LL  AR 726 6 Reg  Agent A   RUL A   RUL Agent Address 76 CLAR  R A B RR ate  iled fficers oreign Name   LL  AR 726 6 02 0 20 6 RA S   S R   S   ncorporator rgani er NA oreign Address State of  rigin NA Purchase a Certificate of Good Standing for this Entity Pay Franchise Tax for this corporation https://www.sos.arkansas.gov/corps/search_corps.php?DETAIL=4 2893&corp_type_id=&corp_name=tr love+properties&agent_search=&agent_city=&agent_state=… 1/1 3/9/2018 Arkansas Secretary of State EXHIBIT E Search Incorporations ooperatives anks and Ins rance ompanies Printer Friendly Version LLC Member information is now confidential per Act 865 of 2007 Use your browser's back button to return to the Search Results Begin New Search For service of process contact the Secretary of State s office Corporation Name RUL   ARMS  LLC ictitious Names iling  8 iling  ype Limited Liability Company iled under Act Status rincipal Address 5 27 omestic LLC   00  of  Re oked 8 2  B RR A  62  LL  AR 726 6 Reg  Agent A   RUL Agent Address 76 CLAR  R A B RR LL  AR 726 6 ate  iled 0 2 20 6 fficers RA S S oreign Name R   S   ncorporator rgani er NA oreign Address State of  rigin NA Pay Franchise Tax for this corporation https://www.sos.arkansas.gov/corps/search_corps.php?DETAIL=4 729 &corp_type_id=&corp_name=tr love+farms&agent_search=&agent_city=&agent_state=&fil… 1/1 EXHIBIT 11.PLLC 47?9-845-2301- . i 77 tit? JEN 27 IN THE CIRCUIT COURT OF BENTON sas . a, BRENBA .crg??th CLERK 5WD mile W. 'r'r-lI-nl II: ii!? Luau-LI! 14.1151. mm A IIU?rllw?Lf-I?l Lilli! No.01? notJAY AND MARY TRIEOVE DEFENDANTS gm To .QE AEPEAL and com an COMES NOW, the separate Defendants, Trulova Dirt Works, LLC, Jay Trulove; and Mary Tndove (?Dafsndants?? by and through their attomeys, Story Law Firm, PLLC, arch for their Answer to the Plaintiff's Notice of Appeal and Complaint states the following: 1. Defendants neither admits nor denies the allegations of Paragraph One 2. Defendant: admit. the allegations nf'Parag-raph (2), I awn-"51m Ii! arlsa?i Ely-.- m?egaa?um Emuysph 4. Defendants admit the allegations ofruaglayh Pvt-U. (-1-). 5. Defendadts admit the allegations of Paragraph Five (5). 6. Defendants admit that they submitted a site plan to Benton County Planning Board . - I for setter: and deaf "tho atlas-eases at Frag-rafthaia i - I. llatcnaams anmtt. the a I nt' Paragraph {Sam 3. Tln?on?a?ta admit 't'hr. ante-Etta?: HF Panza-51th Flatt? f9II. nomad mt: non-.1? to: EL Ham 1 ?fq'l'l'l?lf 1'11:- allnEnHr-mn It I ll 11. admit the attestdam nit-?sat mat-t Phase-a it i 12. Defendants admit the allegations of Paragraph MM: (12). I Faxao - 1 EXHIBIT AM cRtr?tr'w I am Firm Pf f" 13. Paragraph (13) of Plaintiffs Complaint does not require a response from the Defendant, to the extent one is required, it is denied. it 1. n'nragmpn Lie) uJ. i'temttu. 'e Uvmylalul. dues nut. sequin: e. reepuneu Run: the e?endr'? te the extent Cunt: is required, it is 15- Pm??q?l?i?e?li 5:111? dim and teqqu the Defendant, is the extent. em:- in required, it 1.. genie-.1. 16. Defendants deny the allegations of Paragraph Sixteen (16). 17. Paragraph Seventeen (17) of Plainti??s Complaint does not require a respoese from the Ilefendant, to the extent one is required. it is denied. 18. Defendants deny the allegations of l?aragaph Eighteen (18). 19. Paragraph Nineteen (19) of flaintiff?s Complaint does not 3. response from the Defendant. to the extent one is required, it is denied. we q? nurlumn? wrung-maul- dun-- -u -- am.- um 4. my.qu .-. "Wt; ?Ll-Fl} m. nun-an. a hanging? uuw um. Leanna a nuapumu 14.9141 1 denier; I . . i P?lgi'ithm'y win (31) uH?hunidPn gummulm require ampere-u. I from the Defende to the extent one is enquired, it is denied. 22. Defendants deny the allegations minty-tern I I 23. Defendants hereby asserts or otherwise reserves its ohjections to this action on the I hem "Finlme te prepnly'etete elm" feihne te see then nee: whine eelie?? see he arise, - I "wit-m. iuJJfEu NI 1 ?t on: I 24. Pleadine a?me?vely, the Defendants asserts the a??ln-rm?vn dnt'nneen n?F hands, estoppel, and waiver. . EXHIBIT 5 :J'Full'u ?a eta}. ma?- i135 Af'i de Film, FLLC 479-543-250': I us; a :5 Leg 3.1" aux-m5" (56131" 51 nnll?l rum-I H1 at ?uni? prayed far 1mm; haxainaftor. I +n mu. m: um?: mm. wmn" ?m?y mil-5" I ha- ua-uua- "Rv' mm?ma mm :45: uh - u'f? . mama swamcauy mspecumy aunmmu, Dirt Works, LLC, Jay Tmlove; and Mary 'I?xulove, anmr'lams. Rnbart A. 'Ba?ingar AR Rnr# cam-3W 'I?smris W. Story Ali?Em- 1* 2mm?! g?lg 433 B. Mllsap Rd. Suite 103 LR 7370?? I?h? I c- (479) 443-3701 (fax) EXHIBIT JJHILNLUVJ ??ri'i lI I human I-- - I.- -. Robe'rt A. Bal?ng?r, state on oath that I halve sent a 1m: and correct copy ofthe foragemg Nome-5f Appeai and tO'tha fa?owhg Mmgomg matter by Gm?! via Warn-Em?: mu! T.T Mfr-:1 -nu- .. .. . oI'January, 2016. Benton County Arkansas CID George Spence ?f??H?-Hin Bentoxm?e, AR 72712 Fax: (479) 273-1214 Bill. Watkins 1m. UET 1106 West Poplar PHI-fawn. 73?.76 (479) 535-2153 Notice of?zpyuul'gud mum?I In": I Via-U3. Mail Robert A. Bal?nger 5 -. 4-3.5- EXHIBIT 11:58 AM Story Law Firm, PLLC 479-845-2901 1/5 me. m! r- I - trowewmem newt?; mos-443.3701 Elq. mewrth?rmmom Fax To: Benton Countv circuit From 52th I nw Film or I :1 . Fm 4179-2713719 Date: Jammw 97 19013 Re: (Name-17:5 Par-?! 5 (Indudiug cover-Peso) . no: . Em- ?nilw?D-iim Enymi "ium: inpiy Finn-lumin- Please find enclosed anAnswer to Notice of Appeal and Cnmpiaint urn-4. Please fax a ?le marked capy to the fax number 479-443~ 3701 . Pirv?mwnu,? Flu? s'lv 6v Uj 3Q C..- - :?ffg?fj?, .1: r-J PWLEGED AND CONFIDENTIAL - The information following this cover sheet Ind contained. in this facsimile tranemuion is confidential and. around by the attorney-client privilege. It is intended for the sole use of. the Issuance) to whom it 15 a. rented. If the reader of this message is not the named addrusea or an employee or agnnt respomi?bla for delivering this message to the intended regiment?). please do and aCCOmpanying information. Note tlut the dissemination, distribution, or copying of this I acmmunioation by anyone other than the addressee is strictly prohibited. Anyone receiving this i menus: in error should notify our inmodiately by telephone and return the original of the transmission to us at the address below, by ILS. Mail. Thank you for your cooperation. A. MN 2015 ?r433 B. map Rd, an. 103 Fayetteville, Arkansas 72703+ I .- EXHIBIT FILED IN THE CIRCUIT COURT OF i' BENTON COUNTY, ARKANSAS r318 null 30 5 5 CIVIL DIVISION BRENDA DE 8 W193 MID RECGRDEII LARRY BRANTLEY and RHONDA BRANTLEY NIC- ii C: . PLAINTIFFS VS. CASE NO. CV 2016-17-4 BENTON COUNTY, ARKANSAS: TRULOVE DIRT WORKS, LLC dfbfa Trulove Construction; DEFENDANTS JAY and MARY TRULOVE AGREED ORDER NOW ON this day appear the Plaintiffs, Larry Brantley and Rhonda Brantley, appearing through their attorney, Andrew T. Cuny, the Defendants, Trulove Dirt Works, LLC d/bia Trulove Construction, Jay Trulove and Mary Trulove, appearing through their attorney, Robert A. Ballinger, and the Defendant Benton County, Arkansas, appearing through its attorney, George Ray Spence, and upon agreement of the parties, this Court ?nds as follows: 1. This Court has jurisdiction of the parties and subject matter before it. 2. There is pending before this Court the Plaintiffs? Notice of Appeal and Complaint. This action is an appeal from a ?nal decision of the Benton County Appellate Review Panel, reversing a previous decision of the Benton County Planning Board related to real estate use in Benton County, Arkansas. 3. Jay Trulove and Mary Trulove are the owners of certain lands in Benton County, Arkansas located at 3901 S. Street, Rogers, Arkansas, and more particularly described as: Lots 1 and 2, Bo-De Acres, a subdivision of part of the Fractional Section 30, Township 19 North, Range 29 West, as shown in plat record at page 43, Benton County Arkansas, EXCEPT beginning at the NE corner of said Let 1, thence South 02 degrees 32 minutes West 27] feet, thence North 88 degrees 04 minutes West 210 feet, thence North 02 degrees 32 minutes East 271 feet to the North EXHIBIT line of said Lot 1, thence South 88 degrees 29 minutes East 210 feet more or less to the place of beginning. 4. On or about July 1, 2015, Trulove Dirtworks, LLC, d/b/a Truiove Construction, submitted plans to the Benton County Planning Board for site plan review related to the operation of a heavy equipment storage and despatch center at the above described property. 5. The application was ?rst considered by the Technical Advisory Committee of the Benton County Planning Board on July 15, 2015. At a public hearing on August 5, 2015, the Benton County Planning Board, by unanimous vote, denied the application of Trulove Construction, LLC, ?nding that the proposed use was incompatible with the existing agricultural and residential uses that neighbor the subject property and that there was insuf?cient landscape buffering and screening proposed. 6. Upon the denial of its application by the Benton County Planning Board, Trulove Construction, LLC sought relief from the Appellate Review Panel. December 10, 2015, the Appellate Review Panel reversed the decision of the Benton County Planning Board and granted Trulove Construction, request, conditioned on certain stipulations. Those stipulations were formalized in the Final Stipulations Summary prepared by the staff of the Benton County Planning Department on December 22, 2015. 7. The decision of the Appellate Review Panel is a ?nal decision of an administrative body. 8. That pursuant to Ark. Code Ann. 14-17-211, the Plaintiff?s herein have standing to appeal the ?nal decision of the Appellate Review Panel for a de novo review by this Court. 9. As part of the settlement of the parties herein the decision of the Benton County Appellate Review Panel is hereby set aside, and the site plan approved by the Review Panel will be terminated consistent with the terms set forth in this agreed order 10. The above described property shall not be used for any industrial uses, heavy EXHIBIT commercial uses, or any other use that does not comply with the Benton County Planning Development Regulations, or other County ordinance or regulation. 1 1. Trulove Dirt Works, LLC d/b/a Trulove Construction, Jay Trulove and Mary Trulove shall stop performing equipment maintenance on the above described property, or allowing others to do so, within 10 days of the date of this order. 12. Trulove Dirt Works, LLC d/b/a Trulove Construction, Jay Trulove and Mary Trulove shall remove the equipment, machinery, and heavy vehicles from the property within 15 days of the date of this order. 13. Trulove Dirt Works, LLC d/b/a Trulove Construction, Jay Trulove and Mary Trulove shall remove the existing debris pile and any other remnant of the previous industrial use of the property within 30 days of the date of this order. 14. Trulove Dirt Works, LLC d/bla Trulove Construction, Jay Trulove and Mary Trulove shall take whatever other steps shall be necessary to bring the subject property into compliance with any applicable county regulations, and shall continue to comply with such regulations as to future uses of the subject property. 15. This Court retains jurisdiction over this matter for the purpose of enforcing this order. R. scorr, Circuit Judge Dat . - 54 we 0 IT IS SO ORDERED EXHIBIT 003002 (FAX) :03 10 0&?312016 a; i: {mi 5mm? EXHIBIT mw?mlnn 3- a: .9m?unmo?17: [iiwib- E?fi-W?fgk?, 3a? Wainwm anti Truiave mus-.92395asj? - - - . Arkansas I - . Bag Story Law Firm, PLLC .5 Like Page The Story -aw :irnt welcomes Our newest attorney. Bob Ballirger, to the firr?. 30b brirgs great skill and crime practice areas to the ?irn?. Ir aoditior? to strengthening our Real Estate. Business. Wills, Trust, ano Estates practice areas, Bob brirgs new skills ir the area of governmertal relatior?s anc COFStitLtin?8l _aw ano Litigatior? to the Firm. we are so excited to have Bob join us and lock ?orwaro to helping our clients in these new practice areas. Check out ?or all 0? our areas of practice! Like 3 Comment Share ?v 3/9/2018 Arkansas Secretary of State EXHIBIT H Search Incorporations ooperatives anks and Ins rance ompanies Printer Friendly Version LLC Member information is now confidential per Act 865 of 2007 Use your browser's back button to return to the Search Results Begin New Search For service of process contact the Secretary of State s office Corporation Name RUL  SAL S   R N AL  LLC ictitious Names iling  8 iling  ype Limited Liability Company iled under Act Status rincipal Address 6 5 omestic LLC   00  of  ood Standing 8 2  B RR A  62  LL  AR 726 6 Reg  Agent A   RUL Agent Address 76 CLAR  R A B RR LL  AR 726 6 ate  iled 06 6 20 7 fficers R B R  BALL N oreign Name NA R  S   ncorporator rgani er oreign Address State of  rigin NA Purchase a Certificate of Good Standing for this Entity Pay Franchise Tax for this corporation https://www.sos.arkansas.gov/corps/search_corps.php?DETAIL=482337&corp_type_id=&corp_name=Tr love+sales&agent_search=&agent_city=&agent_state=&fil… 1/1 3/9/2018 Te t messages shed light on inner workings of Arkansas EXHIBIT I edical ari ana ommission o ile mp to nav Login AD E TISE E T Dell Latitude 7380 Business Laptop... $1,199.00 $1,712 86 De Text messages shed light on inner workings of Arkansas Medical Marijuana Commission Story y riday nter ield arch 9 2018 At least one Arkansas medical mari ana commissioner missed the oard s self imposed deadline to grade applications for the state s first canna is growing facilities and others tweaked their eval ations after s mitting them according to records o tained nder the state s reedom of Information Act on Th rsday. The te t messages shed some light on the process that applicants and ind stry insiders have critici ed for lacking str ct re and transparency. ormer Attorney eneral D stin cDaniel an investor lo yist and attorney for at ral State ellness Enterprises one of the s ccessf l canna is c ltivation applicants spoke at a otary l gathering in Little ock this week and complimented the commission for its hard work eval ating the stacks of applications. t he also noted that the commissioners re ected s ggestions in 2017 to hire an o tside contractor to eval ate the proposals in a professional niform standardi ed o ective verifia le fashion. ell the ne t thing yo know they ve got 7 000 pages of doc ments in their living room ne t to their easy chair he said. They ve got a c p of coffee and a red pen and they re st doing it. A CAT ead the a lications from each of the e rms opef l c ltivators have feared from the start that the most deserving applicants may not e selected eca se of impropriety or poor grading and the commissioners themselves said they were cr nched to finish reviewing the ids in time. ne commissioner ayetteville attorney Travis Story didn t receive the 9 th c ltivation facility application ntil the evening of e . 2 five days after the scoring deadline and two days efore the commission s e . 27 meeting when the winning proposals were anno nced. e told ary o in asteel director of the state Alcoholic everage ontrol Division he may have failed to download it from the file sharing service sed y the commission. I ll do it real ick he te ted asteel efore she sent the application y email on e . 2 . Story ret rned the scored id for rady ased arpenter edical ro p early on e . 2 a o t 4 min tes efore Arkansas Department of inance and Administration staff mem ers met to review the scores according to the te t messages released nder the state reedom of Information Act. That application was ltimately deemed ineligi le for nreleased reasons. http://m.arkansasonline.com/news/2018/mar/09/te t messages shed light on inner worki/ 1/ 3/9/2018 Te t messages shed light on inner workings of Arkansas edical ari ana ommission o ile EXHIBIT I represented the owners of one of the companies It also ecame p lic this week that Story and his law firm have that won canna is growing licenses sage reek ltivation. The company was tied for the second highest scoring among Story s eval ations t it s nclear whether he knew the application elonged to his clients. ther commissioners made changes to their proposals after t rning them in to the finance department mostly filling in lanks and clarifying scores te t messages etween commission and finance department staff mem ers show. nly the five winning applications have een p 1 00 pages. licly released. They re heavily redacted ranging from 00 The commission is now scoring the 227 applications for dispensaries. It plans to formally award all five c ltivation licenses at its meeting ednesday. o r of the five potential growers had paid the re ired 100 000 licensing fee and posted a 00 000 performance ond as of ednesday according to the Department of inance and Administration. inance department staff mem ers depersonali ed each c ltivation application removing the names of owners and other associates efore sending them to the commission mem ers for scoring. Still it was impossi le to hide the identities of all individ als associated with each application eca se each company s articles of incorporation were p licly availa le thro gh the secretary of state s office. In the case of sage reek ltivation ay Tr love is listed as the incorporator/organi er. e and his wife ary own the company which plans to grow medical mari ana in erryville. Story and his law firm have done legal work for the Tr loves representing them in co rt and helping them with siness filings. Two other commissioners gave sage reek higher scores than Story altho gh those commissioners tended to give higher scores across the oard. The Tr loves sed a different law firm to incorporate their canna is growing company according to online siness records. ay Tr love reached y phone Th rsday declined to comment. Story didn t ret rn phone calls and emails re esting comment on ednesday and Th rsday. The commissioners have avoided making p lic comments o tside meetings while scoring applications. The Arkansas Times first reported Story s work for the Tr loves on Th rsday. State ep. o allinger indsville is Story s law partner and has also represented the Tr loves. n Th rsday he said that he and Story told the Tr loves that the firm co ldn t do any legal work for them on mari ana related matters. e added that he saw no pro lem if the firm contin ed representing them in nrelated matters. allinger said Story has se estered himself since medical mari ana applications were s news stories and other so rces of information a o t the applicants. mitted avoiding e noted that other commissioners scored sage reek higher than his partner. If there was any nd e in The Tr loves siness. ence Travis Story wo ld have rated them higher he said. allinger said are stalwarts of the comm nity and will responsi ly operate their c ltivation http://m.arkansasonline.com/news/2018/mar/09/te t messages shed light on inner worki/ 2/ 3/9/2018 Te t messages shed light on inner workings of Arkansas edical ari ana ommission o ile Attorneys reg larly help clients set p corporations.EXHIBIT Story hasI een involved in at least 43 corporation filings according to the secretary of state s we site. st two of those involved the Tr loves who also have operated a farm constr ction company and em roidery shop. Story is also listed as one of the attorneys who represented the Tr loves in a land se disp te in enton o nty irc it o rt in 201 t allinger was the attorney who signed all the pleadings according to online co rt records. A finance department spokesman said that any applicants who elieve con icts of interest in enced the scoring process co ld seek to have those concerns addressed thro gh circ it co rt or the Arkansas Ethics ommission. The possi ility of appealing to circ it co rt is in the edical ari ana ommission s reg lations. cDaniel speaking to the otary l on T esday p licly voiced the concerns other ind stry insiders have complained a o t privately. hie y the commission lacks predicta ility cDaniel said. or e ample he said that several state legislators have said the commission was considering awarding three additional c ltivation licenses this week. Scott ardin a spokesman for the finance department said in a statement that several ns ccessf l applicants and their s pporters have asked that additional licenses e iss ed t ardin said that s not in the commission s c rrent plans. Amendment 98 to the Arkansas onstit tion which voters approved in 201 to legali e medical mari ana allows for p to eight c ltivation facilities. The commission elected to start with five. The plan has een and remains five total c ltivation licenses at this point ardin said. onsidering three additional licenses is contrary to the r les and proced res esta lished y the commission. elissa lts e ec tive director of the Dr g olicy Ed cation ro p a patient advocacy organi ation said adding more growers wo ld e a positive step. The more prod ct the more dispensaries the more competitive pricing the etter for the patients she said. cDaniel said awarding additional licenses wo ld e a terri le signal for the f t re of this siness eca se all the s ccessf l applicants ased their siness models and investment str ct re on there eing fo r other growers. A lawmaker also said the commission was considering reg lating c ltivators transportation costs according to cDaniel. Asked a o t transportation reg lations ardin said It is premat re to spec late what type of reg lations the commission will implement regarding transportation as this process is in its early stages. one of the commissioners responded to emailed S E: Arkansas Enlarge edical estions this week. ari ana ommission / Arkansas Democrat http://m.arkansasonline.com/news/2018/mar/09/te t messages shed light on inner worki/ a ette ltivation facility scores + 3/ 3/9/2018 Te t messages shed light on inner workings of Arkansas EXHIBIT I edical ari ana ommission o ile y en amin rain Travis Story + Enlarge er n Comments Teedog sa s If one is to elieve the facts as written in this story which is a crapshoot with any newspaper these days then the original words for the acronym S. .A. . . not the saniti ed version perfectly descri es the legislative process in implementing the will of the people in Amendment 98. irst the very conservative legislators who were against 98 in the first place let it e known they were going to delay implementation for a few years to st dy the sit ation implying they knew etter than the voters. hen the voters let them know in overwhelming n m ers that if they did not want to e voted o t of office they had etter forget that noise and get 98 implemented immediately. So what did they do? Instead of t rning it over to knowledgea le professionals they t rned it over to a well meaning t n alified gro p of commissioners witho t giving them the tools policy and proced re mandates to properly do the o . Tr e or not this whole thing smells of poltical cronyism and as s al when this happens Arkansas voters/ta payers take it in the shorts.....S. .A. . . osted 9 illlo arch 2018 8: a.m. S ggest removal ornlum ercom sa s http://m.arkansasonline.com/news/2018/mar/09/te t messages shed light on inner worki/ 4/ 3/9/2018 Te t messages shed light on inner workings of Arkansas st what we need as a employer. osted 9 EXHIBIT ore that can t pass a dr g Itest. edical ari ana ommission o ile arch 2018 9:01 a.m. S ggest removal sa s Seems like the applications might have contained test samples of the prod ct.... he may have failed to download it from the file sharing service sed y the commission osted 9 js arch 2018 10:4 a.m. S ggest removal sa s olorado already regrets passing the law Arkansas will as well osted 9 arch 2018 11: 9 a.m. S ggest removal og in to comment lick here to login T A T T TA T A C M T T M T C A A A A A A A A A http://m.arkansasonline.com/news/2018/mar/09/te t messages shed light on inner worki/ / 3/9/2018 Te t messages shed light on inner workings of Arkansas T A C A A M ACC 2018 Arkansas Democrat EXHIBIT I edical ari ana ommission o ile ull ite T a ette http://m.arkansasonline.com/news/2018/mar/09/te t messages shed light on inner worki/ / I CAMPAIGN CONTRIBUTIOWMD EXPENDITURE REPORT State and District Candidates Only For assistance in completing To be filed with: this form contact: Mark Martin, Secretary of State Arkansas Ethics Commission State Capitol, Room 026 Post Office Box 1917 Little Rock, AR 72201 Check if this report is an amendment Little Rock, AR 72203-1917 Phone (501) 682-5070 Phone (501) 324-9600 Fax (501) 682-3408 Toll Free (800) 422-7773 THIS FORM CANNOT BE USED FOR THE FINAL REPORT - ALL INFORMATION MUST BE COMPLETE THIS REPORT MUST BE FILED WITH THE SECRETARY OF STATE 1. Name of Caryl'date 0? Ed zIrt?E?f Address Df (Dug/3k 6: 0/3. City, St te and oneyumber: 6/11; Office sought District'N'umber: I i? Ilene}; Does the candidate 'have a campaign committee? (/)Yes )No (Secretary of State File Stamp) If yes, complete the following: I Namegofgc airperson/Treasurer: a die! Mailing Address: Phone Number?lm ?ee. remade/e 5% 72M Arkansas 2. Type of Election! (theck one'only)? Year 5r Ele?tion: Secretary of State [21 Primary Primary Runoff General General Runoff El Special 3. Type of Report: (check one only) This report covers what period? I )through E110 Day Preelection EIJanuary EINovember ElFirst Quarter (due April 15) El February ElDecember EISecond Quarter (due July 15) ElMarch IZIAugust IZIThird Quarter (due October 15) EIApril IZISeptember ElFourth Quarter (due January 15) IZIOctober SUMMARY FOR REPORTING PERIOD CUMULATIVE TOTAL 4. Balance of campaign funds at beginning of reporting period 0? 5. Interest (if any) earned on campaign account 6. Total Loans (enter total from line 12) 7. Total Monetary Contributions (enter total from line 18) 2177.; 8. Total Expenditures (enter total from line 27) '73 9. Balance of campaign funds at close of reporting period 29 1?57 10. N0 if you have not received contributions, loans, or made expenditures during this reporting period) I certify to the best of my knowledge and belief that the information disclosed i this report is a complete, true, and accurate financial statement of my (the candidate's) campaign contributions and Signatureof Candidate or Candidate's Representative Sworn to a )z it Dublic, in and for I0 County, ansas, on is l7+da of 2 . Notary i nature WASH we COUNTY I COMMISSION #12387204 My Commission Explres: 5" 303- 3. Note: If faxed, notary seal must be legible (5.9., either stamped or raised and inked) and the original must follow within ten (10) days. Ark. Code Ann. 7-6-202 provides that a person who knowingly fails to comply with the provisions of subchapter 2 of chapter 6, Title 7 of the Arkansas Code shall upon conviction be guilty of a Class A misdemeanor. REVISED 08(2015 EXH BIT 12. LOAN INFORMATION Please Type or Print Do not list loans previously reported DATE NAME AND ADDRESS OF LENDING INSTITUTION IF ANY AMOUNT . 63%] 3r goth. Kira/g. 13. TOTAL LOANS DURING REPORTING PERIOD f5 IMPORTANT The limits on campaign contributions do not apply to loans or contributions made by a candidate from his or her own personal funds to the campaign or to personal loans made by ?nancial institutions to the candidate and applied to his or her campaign. Any loans made by a candidate to his or her campaign and any loans made by a ?nancial institution to a candidate and applied to his or her campaign shall be reported in Section 12. If a candidate desires to use or raise campaign funds to repay himself or herself for personal funds which he or she contributed to the campaign, then he or she would need to report those personal funds as a loan in Section 12. If a candidate does not desire to use or raise campaign funds to repay himself or herself for personal funds which he or she contributed to the campaign, then those personal funds would not be reported in Section 12. Instead. they would be reported as a campaign contribution either in Section 16 or on line 18, depending upon the amount. If a candidate has unpaid loans at the end of the primary. runoff. special, or general election. the source, description and amount of each such loan should be itemized in Section 29. Candidates ending their campaign in debt are permitted to raise funds to retire the debt subject to the restrictions contained in Ark. Code Ann. 7-6-219. The law provides for a maximum penalty of $2.000 per violation andfor imprisonment for not more than one year for any person who knowingly or willfully fails to comply with the provisions of A.C.A. 76-201 through 7-6-227. This report constitutes a public record. This form has been approved by the Arkansas Ethics Commission. REVISED 08f09 EXH BIT 13. NONMONEY CONTRIBUTIONS (Does not include volunteer services by individuals) Date of Full Name and Address of Contributor Description of Value of nonmoney Cumulative Total From receipt nonmoney item item This Contributor 4/ (Wm; Virij ?7 ?oth??jm 3U, 72/ 14. TOTAL NONMONEY CONTRIBUTIONS IMP RTANT In addition to monetary contributions, candidates are required to report the receipt of any nonmonetary (?in-kind?) contributions. A candidate receives an in? kind contribution whenever a contributor provides him with an item or service without charge or for a charge which is less than the fair market value of the item or service in question. The value of an in-kind contribution is the difference between the fair market value and the amount charged; ln-kind contributions are addressed in greater detail in Sections 205 and 206 of the Commission?s Fiules on Campaign Finance Disclosure. Ark. Code Ann. 7-6-202 provides that a person who knowingly fails to comply with the provisions of subchapter 2 of chapter 6, Title 7 of the Arkansas Code shall upon conviction be guilty of a Class A misdemeanor. REVISED 08r2015 EXH BIT 15. ITEMIZED MONETARY CONTRIBUTIONS OVER $50 Please Type or Print (Use Additional Copies Of This Page If Necessary) I Date I Full Name And Mailing Address Of-Contributor . PlaceOf Business! .I - - - Amount Of? CumulativeTotal'IIEn?IPIOr?rIO?ccupfaItiqn' i at Robbi- ns peJmml 32:22,: [53:30? Viz-I7 Richde Heights Home? #100 00 ?10000 ansmx MO 65616 Prism Ministry I f0 Kenneit Road kerusso the 322m; 6'21?17 '0 001m 327/ a $260. 00 AR 72ers 260.00 James Shell I 352m. E3229 905 . 45(0000 gloo'oo Mryw?llei fie '7 6H9. I 62 Darlenc ISJrrou I s+ormroom5 332m: I 7 7 5:54 CTR m7 obox 7:7. 0 . 5700.00 Bern/v: lie, Are 729?; I?d/lad Cf? in? ?rij 333% $30? 623-17 205 Wed 3 . WHOWM. 6? 50? Powellsyil Art 72m ma Z5000 2 OO ?Dam BuSh Empire. 6?me 333521 Egg? 633?? 15:5 w. Wadinghm Dr. (gr/worm Fayelleui?e, 72704 WM ?00'00 Toy new, mac, scariest-P? 62347 507 New 3260 00 525 0,00 Bury/villa A12 72ers Hml?i'h Ken ?fth Brag I 332?:er b?l?l-l? Z?iede?ris??mb Roi-trad 5160 00 9260.00 5 . 77450 liege, Emgs?b (I (swanmi? 3233:; 3/ ?is?I ?00" 0? warms it 2700.00 2, 700? 00 7 Li Hie, ?ock, 72202. Subtotal of Contributions This Page Mnemoo Ark. Code Ann. 7-6-202 provides that a person who knowingly fails to comply with the provisions of subchapter 2 of chapter 6, Title 7 of the Arkansas Code shall upon conviction be guilty of a Class A misdemeanor. REVISED 0812015 EXH BIT 15. ITEMIZED MONETARY CONTRIBUTIONS OVER $50 Please Type or Print (Use Additional Copies Of This Page If Necessary) Date Full Name And Mailing Address Of Contributor . z' 3 . ?fEmployerlOccupation MK Place Of Business! Amount Of it contribution :3 Cumulative Total .. from This - contributor H14 Le; Stair. ElPrimary Fiun-Ofi DGeneral Debt - War] 90 50X?l31-12 A,th I . (owaO aussciiwlle. A7: 728/! ??00 00 Trading 322331 (flirt-l7 94C 2560000 3?600. 00 Wholesw 8m "Dish lot/tints 33221331 Egg-t0? if?? bi: A12 PAC, $250. 00 5250. 00 HHC- 332m. 3322?? 6'15"? 32,70aw 2.,7oa 00 Cap)? Ad We 0T5 332%; Egg?? cramp 1974c, 5300,00 $500 00 . MW Fadwed - 3233333 Egigtm Council 5600. 00 600? OO Kid-vanes rig fire PAC 3223331 $2210? WW7 gammy 3700.. 00 an?? C, enera EJPn'mary El Hun-Off EIGeneral EIDebt (all-?i7 1% Issues PAC 560a 00 $600. 00 5c. $50.00 Subtotal of Contributions This Page Ark. Code Ann. 7-6-202 provides that a person who knowingly fails to comply with the provisions of subchapter 2 of chapter 6. Title 7 of the Arkansas Code shall upon conviction be guilty of a Class A misdemeanor. REVISED 083'2015 EXH BIT 15. ITEMIZED MONETARY CONTRIBUTIONS OVER $50 Please Type or Print (Use Additional Copies Of This Page If Necessary) Date? I Full Name. And Mailing Address 0f_Contributor' 2 Place'Of Business! AmountOf- CumulatiyelTotaI: I h; ,i ?EmployerIdOCeypaE?lit-Iypz- gorz?igstigt- Henrg i llmu+h 3222:; 57.347 [45 Fairch 5200000 000.00 ?nder Aa 72206 Tooter 0. Sears 32m ass?? Q-ZH7 30) mm Road N. My?? 52 @000 732,000.00 May?ower?. 79405 (Bison w. Polk 322233: - smut (o'l?i?7 (nu Shipm?I "Fri 6 . Nw?I?h Rocks 721:2; own?? Zr?w'oo Q7 29,7 :J'Gim F. Croes 332233. 332?? 129.6 mill Pd- @0000 swam Elm/m wring-2?, 24:2 72.6939. EIF?rimary [Ii Hun-Off ?p?c UGeneralUDebt (oz??17 32:600. 00 $2500. 00 . ATM 5mm 32m 921017 bar I9 5i 000. 00 at 000, 00 Um 6 i ll Vancey a? 32333; (9-2817 [1575 Weeder? . mm 3 (law Gym/ink: A49 72765 00 I 15d 3W5 m?uemx Goverth Egigtm (06047 105 (mam ?Dn mama an, 000. on l?Io+ Swims, A16 ?Wig 00 Terr Fleming p?gd V139) 322213;; Egg? on sinner 700.. (030'! cm j?r ?70000 5?2, 00 Roda. #12225 Subtotal of Contributions This Page 5; Ark. Code Ann. 7-6-202 provides that a person who knowingly fails to comply with the provisions of subchapter 2 of chapter 6, Title 7 of the Arkansas Code shall upon conviction be guilty of a Class A misdemeanor. REVISED 083'2015 EXH BIT 15. ITEMIZED MONETARY CONTRIBUTIONS OVER $50 Please Type or Print (Use Additional Copies Of This Page If Necessary) Date 'Full Name And Mailing Address Of Contributor Place Of Business! '3 Amount Of, 'Cumulative Tot?!" y' . . EmployerlOccupation contribution": (Samar Chief) mam 32222:; are?? .2247 0 BOX 1343 $200, 00 G: Adm! OK 7482? CEO ?zoo?oo mmer or own Phi Hips 322ng @322?? 452247 PO aux 592 new a i 7'1, 000.00 Berni/ills. A42. 79-615 ?ow 00 Gr G'th 32.33% 16362 Her F801. 3 Mstna? 5? i 00 00 (00.00 A12 "727% Owner Michelle. 'Duggar Kat 3223:: [all-I7 543 Arbor Acres 96m $2 700?00 310 Til/Lyide Aria 72799.. [3 Run-Off Tar PST 6 06K EIGeneral Debt @1447 27% M'Zgh WIS 3100.00 3(00?00 (Lambs, A12 7272.] Owner I . 60b 4 ?at?loam Perkins 33333 $230? "He or: 3023 Q6/de (1900 9100. 00 "em ?xings, A12 72:059(012' 7 0,7 clam Rd: WSW 5? ammo Wigwam Berrywilc. 726/13 [Primary El Run-Off EiGeneraI El Debt UPrimary Run-Off UGeneral El Debt Subtotal of Contributions This Page gs?zoo'w Ark. Code Ann. 7-6-202 provides that a person who knowingly fails to comply with the provisions of subchapter 2 of chapter 6. Title 7 of the Arkansas Code shall upon conviction be guilty of a Class A misdemeanor. REVISED 08:?2015 EXH BIT 15.. ITEMIZED MONETARY CONTRIBUTIONS OVER $50 Please Type or Print (Use Additional Copies Of This Page If Necessary) a is ?rs-kw" . it.? ??gaoesOf if?? ifAmpu?ntp?i??leISg Gama, A 6-de 322:3; 0?5 SWIM .. . 310.00 Ewan. M2 7% 52. "Jayson Page?; Him I'r?c?c 33333 3322?" 52?? .7;qu L?ne T394975 550.00 950.00 Alma. A12 7292! Mary Ann Verona" 322333 gang?? (03547 (0 Mart; Circle. Qe?I-u?rwl 5,300 376: 00 Eureka Sprwinapl A12 7255; farm 5mm 080mg of 322% gm? Hm+svHIeI A42 7274,10 Warn Pryor 33:21:31 9.323?" @2447 (03 [1.1 5 Hr" Ke?I-n red yaaog 526. oo lei A12 . Kalph DEVIL- 322333191321? . (pie-{7 6205 Tank, Tau! Labor??Dapuip 550.00 8?6 (mo Mow-Th Limo, Rock. 2412 '72? 3 "Dirth Bar Baltimgex Chi; 322333. 628-17 742. Elmwood 9b SEMI 320. GO glare/o Lawrence I43 (peso/71?, ?Joe, 15m 11m Podhwag 1?s 3323321 Kant-Z- L?n 525? 0,0 79?70?) I 519?)? 32W. m0? Br] I some 3 I705 Cavern- 5prin?5 moi 06 5 OO Ag 727I8 I . 526,00 Subtotal of Contributions This Page ?Irk. Code Ann. 7-6-202 provides that a person who knowingly fails to comply with the provisions of subchapter 2 of chapter 6. Titie 7 of the Arkansas Code shall upon be guilty of a Class A misdemeanor. REVISED 08f2015 EXH BIT 15.. ITEMIZED MONETARY CONTRIBUTIONS OVER $50 Please Type or Print (Use Additional Cop (Lin/Lia Q0 ans 3? i 32233 45-2347 7500 Hwy on My 5mm (926' DO 5Pi?m90twlar A16 727w. "imam! . Mammal "Darby Rake 333333133?? 628'}? 204 l?I?illcxasi?ib? Va 52500 225. 0'0 Born/villa 726/6 . William -. lili?lgLaw 32m $23? 6-28.17 500 (911?) 3f? I 9?26; 00 $26, 00 72903223321 (0.28? 9% 4" 5" Ad? "business 550??) 5?50. oo Strinacida, A16 7274;; Oww LQS Francis hm 32221331 Egg?? "Lisa 326100 625.5: 0?0 Foxy el-Ic ville A12 ?727 03 Wide aim-I?M. . toil-1c Emmi/Lari: 32::ng gait? 30596!? 1.0411. 5/26 00 5'25, 0'0 A-iz ?77:16.6 . J?as cm an no Slain an" 3232!; Egg?? 420} Li? W643 $60.00 00 NW Mgr?. EIPrimary El Run-Off EIGeneral El Debt DPrimary ElFiun-Oif EIGeneral El Debt Subtotal of Contributions This Page $226100 Ark. Code Ann. 7-6-202 provides that a person who knowingly fails to comply with the provisions of sobchapter 2 of chapter 6, Title 7 of the Arkansas Code ihall upon conviction be guilty of a Class A misdemeanor. REVISED 08(2015 EXH BIT ITEMIZED MONETARY CONTRIBUTIONS OVER $50 Please Type or Print Date Full Name and Mailing Address of Contributor Place Of Business Employen'Occupation - Amount of Contribution Cumulative Total . From This Run-Off DGeneral Debt El Run-O? DGeneral El Debt ClPrimary El Run-Off EIGenerel El Debt DPrirnary El Run-Off EIGeneral El Debt Cl Run-Off EiGeneral El Debt DPrimary Run-Off CIGeneral Debt DPrirnary El Run-Off ElGeneral Debt ClPrimary Ci Run-Off UGeneral CI Debt EIPrirnary El Run-Off ElGenerel El Debt 17. TOTAL ITEMIZED MONETARY CONTRIBUTIONS 18. TOTAL NONITEMIZED MONETARY CONTRIBUTIONS 19. TOTAL MONETARY CONTRIBUTIONS THIS REPORT (includes totals from lines 17 and 18) We The law provides for a maximum penalty of $2.000 per violation andlor imprisonment for not more than one year for any person who knowingly or willfully fails to comply with the provisions of ACA. 7-6~201 through 7-6-227. This report constitutes a public record. This form has been approved by the Arkansas Ethics Commission. REVISED 03:09 EXHIBIT 19. CAMPAIGN EXPENDITURES BY CATEGORY Please Type or Print TOTAL AMOUNT CATEGORY Filin Fee Television Advertisin Radio Advertisi News Advertisi Other Advertisin Office Su lies Rent Utilities Te Posta Direct Mail Travel nses Entertainment Fundraisin ent of Loans Returned Contributions Consultant Fees Polls Paid Cam Other list Workers 20. TOTAL CAMPAIGN EXPENDITURES 21. PAID CAMPAIGN WORKERS Include to work on does not have to be full-time NAME OF WORKER AMOUNT NAME OF WORKER AMOUNT PAID PAID 22. TOTAL AMOUNT PAID CAMPAIGN WORKERS Ark. Code Ann. 716-202 provides that a person who knowingly fails to comply with the provisions of subchapter 2 of chapter 6, Title 7 of the Arkansas Code shall upon conviction be guilty of a Class A misdemeanor. REVISED 082'2015 EXHIBIT 23. ITEMIZED CAMPAIGN EXPENDITURES OVER $100 Please Type or Print (Use additional copies of this page if necessary) Name and Address of Supplier/Payee Description of Expenditure Date of Expenditure Amount of Expenditure 24. TOTAL ITEMIZED EXPENDITURES THIS REPORT 25. TOTAL NONITEMIZED EXPENDITURES THIS REPORT I) 26. TOTAL PAID CAMPAIGN WORKERS THIS REPORT (enter total from line 22) 27. TOTAL EXPENDITURES THIS REPORT (includes lines 24, 25 and 26) 0} Ark. Code Ann. 7-6-202 provides that a person who knowingly fails to comply with the provisions of subchapter 2 of chapter 6, Title 7 of the Arkansas Code shall upon conviction be guilty of a Class A misdemeanor. REVISED EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 1 Aaron Shaw Registration Filing or Amendment Date: 159 Challain Drive 12/8/2016 Little Rock AR Phone: 72223 (903) 245-2318 Authorized Personnel Year: Client or Employer 2017 Boehringer Ingelheim Pharmaceuticals, Inc. 2 AARP AR Registration Filing or Amendment Date: 1701 Centerview Drive, Suite 205 1/4/2017 Little Rock AR Phone: 72211 (501) 217-1639 Authorized Personnel Year: Client or Employer 2017 Herb Sanderson Lou Tobian Maria Reynolds-Diaz Michael Rowett Vanessa Nehus 3 ACLU of Arkansas Registration Filing or Amendment Date: 904 West 2nd Street 1/10/2017 Little Rock AR Phone: 72201 (501) 374-2842 Authorized Personnel Client or Employer Bettina Brownstein Holly Dickson Rita Sklar ACLU of Arkansas Year: 2017 4 Agricultural Council of Arkansas Registration Filing or Amendment Date: P.O. Box 250909 Suite 435 H 1/9/2017 Little Rock AR Phone: 72225 (501) 376-0455 Authorized Personnel Client or Employer Andrew Grobmyer Agricultural Council of Arkansas Year: 2017 5 Alicia Prygoski Registration Filing or Amendment Date: 700 Professional Drive Gaithersburg MD Phone: 4/5/2017 Filed termiation on 6/1/2017 20879 (202) 841-8956 Authorized Personnel Client or Employer Year: 2017 Alicia Prygoski July 27, 2017 1 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 6 Allan Gates Registration Filing or Amendment Date: 425 West Capitol Avenue, Suite 1800 Suite 1800 5/26/2017 Little Rock AR Phone: 72201 (501) 688-8800 Authorized Personnel Year: Client or Employer 2017 American Electric Power City of Fayetteville, AR City of Harrison City of Springdale Water Utilities City of Yellville Domtar A.W. LLC Northwest Arkansas Nutrient trading Research and Advisory Group Remington Arms, LLC 7 Allan Horne Registration Filing or Amendment Date: 425 West Capitol Ave, Suite 3700 Suite 3700 1/16/2017 Little Rock AR Phone: 72201 (501) 375-9151 Authorized Personnel Year: Client or Employer 2017 AFLAC (American Family Life Assurance Company) American Insurance Association Arkansas Association of Insurance Companies Southern Pioneer Life Insurance Company 8 Allen Bird Registration Filing or Amendment Date: P.O. Box 55033 1/12/2017 Little Rock AR Phone: 72205 (501) 907-7436 Authorized Personnel Year: Client or Employer 2017 American Express Travel Related Services Company, Inc. 9 American Cancer Society Cancer Action Network Registration Filing or Amendment Date: 901 North University 6/14/2017 Little Rock AR Phone: 72207 (501) 603-5212 Authorized Personnel Year: Client or Employer 2017 Michael Keck 10 American Foundation for Suicide Prevention-AR Registration Filing or Amendment Date: PO Box 251223 Little Rock 4/6/2017 Filed termiation on 4/28/2017 AR 72225 Phone: (501) 258-0428 Authorized Personnel Client or Employer Year: 2017 Christopher Epperson Ladeana Bell Tyler West July 27, 2017 2 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 11 Americans United for Separation of Church and Stat Registration Filing or Amendment Date: 1310 L St NW, Ste. 200 Washington DC Phone: 2/6/2017 Filed termiation on 7/14/2017 20005 (202) 466-3234 Year: Authorized Personnel Client or Employer Maggie Garrett Americans United for Separation of Church and State 2017 12 Andrew Barbee Registration Filing or Amendment Date: 1325 4th Avenue, Ste 1215 Seattle 1/9/2017 Filed termiation on 3/9/2017 WA 98101 Phone: (206) 454-8284 Authorized Personnel Year: Client or Employer 2017 Council of State Governments - Justice Center 13 Andrew Jopling Registration Filing or Amendment Date: 2350 Kerner Blvd Ste 250 1/9/2017 Filed termiation on 2/1/2017 San Rafael CA Phone: 94901 (415) 389-6800 Authorized Personnel Year: Client or Employer 2017 Act Aspire LLC 14 Andy Miller Registration Filing or Amendment Date: 1401 W. Capitol, Suite 225 1/11/2017 Little Rock AR Phone: 72201 (501) 548-6811 Authorized Personnel Year: Client or Employer 2017 Southwestern Energy Company and its subsidiaries 15 Angela DeLille Registration Filing or Amendment Date: 4901 S. 48th Street 1/3/2017 Springdale AR Phone: 72762 (479) 365-2409 Authorized Personnel Year: Client or Employer 2017 Cox Communications/Cox Enterprises 16 Ann Gilbert Registration Filing or Amendment Date: 620 West Broadway Street 1/5/2017 North Litle Rock AR Phone: 72114 (501) 372-8900 Authorized Personnel Year: Client or Employer 2017 Arkansas Transit Association, Inc. 17 Ann Mattingly Registration Filing or Amendment Date: 10090 Briarwood Drive 12/8/2016 St. Louis MO Phone: 63124 (314) 283-6290 Authorized Personnel Client or Employer Year: 2017 Otsuka America Pharmaceutical, Inc. July 27, 2017 3 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 18 Anthony Piagentini Registration Filing or Amendment Date: 13551 Triton Park Blvd 1/4/2017 Louisville KY Phone: 40223 (502) 253-5150 Authorized Personnel Year: Client or Employer 2017 Wellcare Health Plans, Inc. 19 Anthony Roulette Registration Filing or Amendment Date: c/o NRA OGC, 11250 Waples Mill Road 11250 Waples Mill Rd. 1/5/2017 Fairfax VA Phone: 22030 (703) 267-1250 Authorized Personnel Year: Client or Employer 2017 National Rifle Association of America 20 Apple Inc. Registration Filing or Amendment Date: 1 Infinite Loop, MS 169-5BE 12/8/2016 Cupertino CA Phone: 95014 (415) 903-2800 Authorized Personnel Year: Client or Employer 2017 David Seitz Mark McDougal 21 AR Association of Educational Administrators Registration Filing or Amendment Date: 219 South Victory Street 1/9/2017 Little Rock AR Phone: 72201 (501) 372-1691 Authorized Personnel Year: Client or Employer 2017 M ke Mertens Richard Abernathy 22 Area Agency on Aging of Northwest Arkansas Registration Filing or Amendment Date: 1510 Rock Springs Road 1/11/2017 Harrison AR Phone: 72602 (870) 741-1144 Authorized Personnel Client or Employer Brad Bailey Jerry Mitchell William Dearmore Area Agency on Aging of Northwest Arkansas July 27, 2017 Year: 2017 4 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 23 Ark Monroe III Registration Filing or Amendment Date: 425 West Capitol Avenue, Suite 1800 Suite 1800 2/24/2017 Little Rock AR Phone: 72201-3525 (501) 688-8800 Authorized Personnel Client or Employer Year: 2017 American Council Of Life Insurers American Fidelity Assurance Company America's Health Insurance Plans Anthem, Inc. Aristotle, Inc. Arkansas Association of Insurance Companies Arkansas Electric Cooperative Corporation Arkansas Electric Cooperatives, Inc. Arkansas Superior Select, Inc. Assurant Group - ABIG Assurant Group - ASG Broadband Development Group Central United Life Insurance Company CNO Financial, Inc. Delta Dental of Arkansas EAN Holdings, LLC HCC Life Insurance Company Helena Chemical Company Insurance Services Office, Inc. John Hancock Life Insurance Company (USA) Kinsale Insurance Company LKQ Corporation MDOW Insurance Company Metropolitan Life Insurance Company Mitchell Williams Law Firm Motor Vehicle Ancillary Products Association National Association of Subrogation Professionals (NASP) NovaSys Health / Centene Corporation Old Surety Life Insurance Company Preserve Arkansas Prudential Insurance Company of America Smith Burial and Life Insurance Company Southern Arkansas University State Farm Insurance Group United Healthcare of Arkansas, Inc. UnitedHealth Group, Inc. July 27, 2017 5 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 24 Arkansas Advocates for Children and Families Registration Filing or Amendment Date: 1400 W. Markham St. Suite 306 1/3/2017 Little Rock AR Phone: 72201 (501) 371-9678 Year: Authorized Personnel Client or Employer Eleanor Wheeler Jennifer Ferguson Kerri Sernel Laura Kelllams Marquita Little Paul Kelly Rich Huddleston Tamika Edwards Virginia Blankenship Arkansas Advocates for Children and Families 2017 25 Arkansas Asphalt Pavement Association Registration Filing or Amendment Date: PO Box 24304 12/13/2016 Little Rock AR Phone: 72221 (501) 219-1100 Year: Authorized Personnel Client or Employer Park Estes Arkansas Asphalt Pavement Association 2017 26 Arkansas Bankers Association Registration Filing or Amendment Date: 1220 West Third St. 1/13/2017 Little Rock AR Phone: 72201 (501) 376-3741 Authorized Personnel Client or Employer Ava Roberts Barry Jackson Bill Holmes Arkansas Bankers Association Year: 2017 27 Arkansas Blue Cross and Blue Shield Registration Filing or Amendment Date: 601 Gaines Street 12/7/2016 Little Rock AR Phone: 72201 (501) 378-2000 Authorized Personnel Year: Client or Employer 2017 Arkansas Blue Cross and Blue Shield HMO Partners, Inc. 28 Arkansas Cattlemen's Association Registration Filing or Amendment Date: 310 Executive Court 1/4/2017 Little Rock AR Phone: 72205 (501) 224-2114 Authorized Personnel Client or Employer Year: 2017 Adam McClung July 27, 2017 6 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 29 Arkansas Education Association Registration Filing or Amendment Date: 1500 West Fourth Street 1/16/2017 Little Rock AR Phone: 72201-1064 (501) 375-4611 Authorized Personnel Year: Client or Employer 2017 Brenda Robinson Chris Pearson Marshall T. Greene Nancy D. Blount Reginald Merritt Robin S. Kuykendall Sandra S. Roy Susana O'Daniel Tracey-Ann Nelson 30 Arkansas Foodbank Registration Filing or Amendment Date: 4301 W. 65th Street 4/11/2017 Little Rock AR Phone: 72209 (501) 569-4302 Authorized Personnel Year: Client or Employer 2017 Rhonda Sanders 31 Arkansas Health Care Association Registration Filing or Amendment Date: 1401 West Capitol Avenue, Suite 180 Suite 180 1/15/2017 Little Rock AR Phone: 72201 (501) 374-4422 Authorized Personnel Year: Client or Employer 2017 Rachel Davis 32 Arkansas Homefurnishings Association Registration Filing or Amendment Date: 1405 W 6th Street 1/9/2017 Little Rock AR Phone: 72201 (501) 375-3091 Year: Authorized Personnel Client or Employer Nicholas Palmer Randy Lann Arkansas Home Furnishings Association 2017 33 Arkansas Hospital Association Registration Filing or Amendment Date: 419 Natural Resources Drive 1/16/2017 Little Rock AR Phone: 72205 (501) 224-7878 Authorized Personnel Client or Employer Elisa M. White Jodiane Tritt Paul Cunningham Robert "Bo" Ryall Arkansas Hospital Association July 27, 2017 Year: 2017 7 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 34 Arkansas Hunger Relief Alliance Registration Filing or Amendment Date: 1400 W. Markham St., Suite 304 Suite 304 1/13/2017 Little Rock AR Phone: 72201 (501) 399-9999 Authorized Personnel Client or Employer Kathy Webb Patty Barker Temeka Williams Arkansas Hunger Relief Alliance Year: 2017 35 Arkansas Municipal League Registration Filing or Amendment Date: P.O. Box 38 6/6/2017 North Little Rock AR Phone: 72115 (501) 374-3484 Authorized Personnel Year: Client or Employer 2017 David Schoen Don Zimmerman Doug Sprouse Gary Baxter Harry Brown Jack Critcher Jill Dabbs Jimmy Williams John Wilkerson Katie Bodenhamer Ken Wasson Kevin Settle Lanny Richmond Mark Hayes 36 Arkansas Nonprofit Alliance Registration Filing or Amendment Date: 100 Rock Street Little Rock 1/3/2017 Filed termiation on 5/26/2017 AR 72201 Phone: (501) 375-1223 Authorized Personnel Year: Client or Employer 2017 Rebecca Zimmermann Stephanie Meincke 37 Arkansas Pharmacists Association Registration Filing or Amendment Date: 417 S. Victory 1/9/2017 Little Rock AR Phone: 72201 (501) 230-5959 Year: Authorized Personnel Client or Employer Debra Wolfe John Vinson Scott Pace Arkansas Pharmacists Association 2017 38 Arkansas Press Association Registration Filing or Amendment Date: 411 South Victory 2/2/2017 Little Rock AR Phone: 72201 (501) 374-1500 Authorized Personnel Client or Employer Tom Larimer Arkansas Press Association July 27, 2017 Year: 2017 8 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 39 Arkansas Right to Life/Rose Mimms Registration Filing or Amendment Date: P. O. Box 1697 1/5/2017 Little Rock AR Phone: 72203 (501) 663-4237 Authorized Personnel Year: Client or Employer 2017 Rose Mimms 40 Arkansas School Boards Association Registration Filing or Amendment Date: P. O. Box 165460 1/3/2017 Little Rock AR Phone: 72216-5460 (501) 372-1415 Year: Authorized Personnel Client or Employer Abby Cress Boyce Watkins Dr. Anne Butcher Dr. Tony Prothro Jennifer George Kristen Craig Garner Lucas Harder Mickey McFatridge Arkansas School Boards Association 2017 41 Arkansas Sheriffs' Association Registration Filing or Amendment Date: 1400 West 4th 11/9/2016 Little Rock AR Phone: 72201 (501) 244-0400 Authorized Personnel Year: Client or Employer 2017 Michael Godfrey 42 Arkansas State Chamber / AIA Registration Filing or Amendment Date: 1200 W. Capitol Avenue 6/6/2017 Little Rock AR Phone: 72203 (501) 372-2222 Year: Authorized Personnel Client or Employer Andrew Parker Holly Wilson Kenny Hall Randy Zook Toni Bahn Arkansas State Chamber of Commerce / Associated Industries of Arkansas 2017 43 Arkansas State Employees Association Registration Filing or Amendment Date: 1301 West 7th Street 1/11/2017 Little Rock AR Phone: 72201 (501) 378-0187 Authorized Personnel Client or Employer Danny James John Bridges Marc Watts Nicholas Poole Shauna Carpenter Arkansas State Employees Association July 27, 2017 Year: 2017 9 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 44 Arkansas Timber Producers Association Registration Filing or Amendment Date: 2311 Biscayne Dr, Suite 206 1/3/2017 Little Rock AR Phone: 72227 (501) 224-2232 Authorized Personnel Year: Client or Employer 2017 Larry Boccarossa 45 Arkansas Trucking Association Registration Filing or Amendment Date: 1401 W. Capitol Ave, Suite 185 Suite 185 1/17/2017 Little Rock AR Phone: 72201 (501) 372-3462 Authorized Personnel Year: Client or Employer 2017 Greg Jones Shannon Newton 46 ARKOMA Consulting Inc Registration Filing or Amendment Date: 1401 W. Capitol Ave - Suite 100 1/3/2017 LIttle Rock AR Phone: 72201 (501) 352-1868 Year: Authorized Personnel Client or Employer Leo Hauser Consumer Health Care Products Association Eli Lilly and Company Methodist Family Health 2017 47 Ash Grove Cement Company Registration Filing or Amendment Date: 11011 Cody Street 1/10/2017 Overland Park KS Phone: 66210 (913) 319-6131 Authorized Personnel Client or Employer Curtis Lesslie Jacqueline Clark M ke Harrell Scott Nielson Ash Grove Cement Company Year: 2017 48 Ashley Wright Registration Filing or Amendment Date: 1740 S Salem Rd Apt 10 1/9/2017 Conway AR Phone: 72034 (870) 347-6078 Authorized Personnel Client or Employer Year: 2017 Planned Parenthood Great Plains July 27, 2017 10 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 49 Association of Arkansas Counties Registration Filing or Amendment Date: 1415 West Third Street 1/9/2017 Little Rock AR Phone: 72201 (501) 372-7550 Year: Authorized Personnel Client or Employer Chris Villines Christy Smith Eddie Jones Josh Curtis Lindsey Bailey Mark Whitmore Scott Perkins Wes Fowler Association of Arkansas Counties 2017 50 Audubon Arkansas Registration Filing or Amendment Date: 4500 Springer Blvd 1/17/2017 Little Rock AR Phone: 72206 (501) 244-2229 Year: Authorized Personnel Client or Employer Brett Kincaid Gary Moody National Audubon Society (dba) Audubon Arkansas 2017 51 Austin Gaines Registration Filing or Amendment Date: 5401 Ellsworth Road 1/18/2017 Fort Smith AR Phone: 72903 (479) 314-1124 Authorized Personnel Year: Client or Employer 2017 Mercy Health System of Northwest Arkansas Mercy Hospital Berryville Mercy Hospital of Scott County Mercy Virtual North Logan Mercy Hospital Sisters of Mercy Health System St Edward Mercy Medical Center 52 Bank of America, N.A. Registration Filing or Amendment Date: 4161 Piedmont Parkway; MC: NC4-105-01-66 7/14/2017 Greensboro NC Phone: 27410 (336) 632-8140 Authorized Personnel Client or Employer Geoffrey Culm Bank of America, N.A. Year: 2017 53 Ben Shelor Registration Filing or Amendment Date: 1325 4th Avenue, Ste 1215 Seattle WA Phone: 1/9/2017 Filed termiation on 3/9/2017 98101 (206) 454-8284 Authorized Personnel Client or Employer Year: 2017 Council of State Governments - Justice Center July 27, 2017 11 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 54 Benjamin Fry Registration Filing or Amendment Date: 2100 River Edge Parkway, Suite 500 12/15/2016 Atlanta GA Phone: 30328 (404) 275-2488 Authorized Personnel Year: Client or Employer 2017 Optum, Inc. United HealthCare Services, Inc. UnitedHealthcare Insurance Company UnitedHealthcare Insurance Company of the River Valley UnitedHealthcare of Arkansas, Inc. 55 Berend Koops Registration Filing or Amendment Date: c/o 2350 Kerner Blvd., Suite 250 Suite 250 1/13/2017 San Rafael CA Phone: 94901 (415) 389-6800 Authorized Personnel Year: Client or Employer 2017 Merck Sharp & Dohme Corp. 56 Berry & Associates Registration Filing or Amendment Date: 300 West Capitol Suite 200 1/17/2017 Little Rock AR Phone: 72201 (501) 375-9555 Authorized Personnel Client or Employer Paul Berry AR OK Gas Corporation Beaver Water District Legacy Hospices Stephens Production Company The Stephens Group WellCare Health Plans Inc. Wilson & Associates Zero Mountain, Inc. Year: 2017 57 Betty M. Bradshaw Registration Filing or Amendment Date: 709 East Eighth P.O. Box 8569 1/17/2017 Pine Bluff AR Phone: 71611 (870) 543-6300 Authorized Personnel Year: Client or Employer 2017 Area Agency on Aging of Sutheast Arkansas, Inc. 58 BGR Government Affairs Registration Filing or Amendment Date: 601 13th St. NW 11TH Floor South 1/14/2017 Washington DC Phone: 20005 (202) 333-4936 Authorized Personnel Client or Employer Loren Monroe Microsoft Corporation July 27, 2017 Year: 2017 12 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 59 bill bevis Registration Filing or Amendment Date: 1621 Bevis Rd. 1/4/2017 Scott AR Phone: 72142 (501) 945-5630 Authorized Personnel Year: Client or Employer 2017 A.W.O.A. 60 Bill D. Brown Registration Filing or Amendment Date: 2110 Fair Park Blvd, Suite I Jonesboro 12/12/2016 Filed termiation on 3/24/2017 AR 72401 Phone: (870) 974-5714 Authorized Personnel Year: Client or Employer 2017 Arkansas Blue Cross and Blue Shield HMO Partner's Inc. 61 Bill D. D. Reynolds Registration Filing or Amendment Date: 122 N. 11th 2/15/2017 Fort Smith AR Phone: 72901 (479) 782-5297 Authorized Personnel Year: Client or Employer 2017 Bill D. Reynolds 62 Bill H. Stovall, III Registration Filing or Amendment Date: 815 Main Street 1/12/2017 Little Rock AR Phone: 72201 (501) 371-0404 Authorized Personnel Year: Client or Employer 2017 63 Billy Tarpley Registration Filing or Amendment Date: 37 Greenview Circle 1/3/2017 Sherwood AR Phone: 72120 (870) 260-6079 Authorized Personnel Client or Employer Year: 2017 Arkansas State Dental Association July 27, 2017 13 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 64 Bi-Partisan Strategies Registration Filing or Amendment Date: 1401 West Capitol Avenue, Suite 100 1/4/2017 Little Rock AR Phone: 72201 (501) 352-1868 Year: Authorized Personnel Client or Employer Leo Hauser Marvin Parks American Heart Association American Tort Reform Association Arkansas Cable Telecommunications Association Arkansas Learns Cumberland Consulting DentaQuest Developmental Disabilities Provider Association Johnson & Johnson Little Rock Cosmetic Surgery Center MAXIMUS, Inc. Multi-State Associates for United Rentals / American Rental Association Natural State Pharmaceuticals Pharmaceutical Research & Manuf. of America(PhRMA) Quest Diagnostics Incorporated c/o MultiState Associates Inc. Senior Link 2017 65 Bo Bittle Registration Filing or Amendment Date: Stephens Inc., 3425 N. Futrall Drive, Suite 201 1/13/2017 Fayetteville AR Phone: 72703 (479) 718-7400 Authorized Personnel Year: Client or Employer 2017 Stephens Inc. 66 Bob Balhorn Registration Filing or Amendment Date: 10515 West Markham Suite D4 1/15/2017 Little Rock AR Phone: 72205 (501) 607-4361 Authorized Personnel Year: Client or Employer 2017 Arkansas Association of Real Estate Inspectors 67 Bob Edwards Registration Filing or Amendment Date: 711 W. 3rd Street 5/1/2017 Little Rock AR Phone: 72201 (501) 258-4058 Authorized Personnel Year: Client or Employer 2017 Arkansas Brewers Guild Arkansas Trial Lawyers Association 68 Bob Mathis Registration Filing or Amendment Date: 106 Leigh Circle 1/2/2017 Hot Springs AR Phone: 71901 (501) 282-3183 Authorized Personnel Client or Employer Year: 2017 Arkansans For Better Schools Arkansas Cosmetology School Owners Association Midsouth Medical Specialities LLC July 27, 2017 14 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 69 Brad Hendricks Registration Filing or Amendment Date: 18 Inverness Circle Little Rock AR Phone: 2/13/2017 Filed termiation on 4/13/2017 72212 (501) 221-0444 Authorized Personnel Year: Client or Employer 2017 Brad Hendricks 70 Bradley Hardin Registration Filing or Amendment Date: 400 W. Capitol Ave, Ste 1610 12/27/2016 Little Rock AR Phone: 72201 (501) 379-1127 Authorized Personnel Year: Client or Employer 2017 AEP Southwestern Electric Power Company 71 Brandon Morris Registration Filing or Amendment Date: 1000 W. 4th St. 4/3/2017 North Little Rock AR Phone: 72114 (501) 373-2937 Authorized Personnel Year: Client or Employer 2017 Union Pacific Railroad 72 Brent Stevenson Associates Registration Filing or Amendment Date: 1020 W 4th Street, Ste. 400 - Fourth Floor 1/12/2017 Little Rock AR Phone: 72201 (501) 372-4500 Year: Authorized Personnel Client or Employer Brent Stevenson Susanna Samson American Institute of Architects - AR Chapter AmeriHealth Caritas Arkansas Association of Nurse Anesthetists Arkansas Counseling Association Arkansas Forest & Paper Council Arkansas Self Storage Association Deltic Timber Koch Companies Public Sector,LLC & Affiliates Landlords Association of Arkansas The Washington Center T-Mobile 2017 73 Brian Pipkin Registration Filing or Amendment Date: 425 W Capitol Ave, Ste 1800 1/16/2017 Little Rock AR Phone: 72201 (501) 688-8800 Authorized Personnel Client or Employer Year: 2017 American Service Life Insurance Company Assurant Group - ABIG Assurant Group - ASG Aurigen Capital Limited Aurigen USA Holdings Inc. Hanover Insurance Group, Inc. National Council on Compensation Insurance Regions Insurance, Inc. Transamerica Advisors Life Insurance Company Transamerica Life Insurance Company United Home Insurance Co. July 27, 2017 15 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 74 Brian Sladek Registration Filing or Amendment Date: 12911 Mayfair Drive 3/29/2017 Lemont IL Phone: 60439 (727) 366-1003 Authorized Personnel Year: Client or Employer 2017 Leukemia & Lymphoma Society 75 Bryan Dorathy Registration Filing or Amendment Date: 320 W Capitol, Ste. 900 11/29/2016 Little Rock AR Phone: 72201 (501) 379-2717 Authorized Personnel Year: Client or Employer 2017 Arkansas Blue Cross & Blue Shield HMO Partner's Inc. 76 Bryan Merrell Registration Filing or Amendment Date: 2232 Fallen Oaks Dr 12/9/2016 Knoxville TN Phone: 37932 (865) 690-5373 Authorized Personnel Year: Client or Employer 2017 Bayer U.S. LLC 77 Bryce Adams Registration Filing or Amendment Date: 2800 Down Cove 2/6/2017 Austin TX Phone: 78704 (214) 789-6150 Authorized Personnel Year: Client or Employer 2017 Connections Education 78 C.C. Holmes Registration Filing or Amendment Date: 4506 Westminster Suite 800 1/6/2017 Benton AR Phone: 72019-6881 (501) 352-4244 Authorized Personnel Year: Client or Employer 2017 IBM Workday 79 Cal Kellogg Registration Filing or Amendment Date: 601 South Gaines Street 12/20/2016 Little Rock AR Phone: 72203-2181 (501) 378-3051 Authorized Personnel Client or Employer Year: 2017 Arkansas Blue Cross & Blue Shield HMO Partner's Inc. USAble Corporation July 27, 2017 16 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 80 Camie Boggess Registration Filing or Amendment Date: 604 Stony Ridge 1/4/2017 Heber Springs AR Phone: 72543 (501) 765-6666 Authorized Personnel Year: Client or Employer 2017 H & H Employee Benefits Specialists Scientific Games International, Inc. 81 Campaign for the Fair Sentencing of Youth Registration Filing or Amendment Date: 1319 F. Street NW, Suite 303 Washington 1/13/2017 Filed termiation on 6/8/2017 DC 20004 Phone: (202) 907-4826 Year: Authorized Personnel Client or Employer James Dold Campaign for the Fair Sentencing of Youth 2017 82 Capital Strategies Registration Filing or Amendment Date: P. O. Box 55354 2/9/2017 Little Rock AR Phone: 72215 (501) 920-7422 Authorized Personnel Client or Employer Jeffery Hall ArSCA July 27, 2017 Year: 2017 17 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 83 Capitol Advisors Group Registration Filing or Amendment Date: 1301 West Capitol Avenue 7/5/2017 Little Rock AR Phone: 72201 (501) 353-0250 Year: Authorized Personnel Client or Employer Bill Vickery Bryant Adams Fran Webb Holland Burton John Burris Mitchell Lowe Accenture, LLP Americans for Prosperity Arkansas Tech University Foundation Arkansas Trucking Association BASF Corportion Camelot Global Services (North America) Inc. Centene Corporation CHI St. Vincent Colonial Life Council of State Governments Dave & Buster's, Inc. Delta Dental of Arkansas DraftKings, Inc. Entergy Arkansas Inc FanDuel, Inc. General Cigar Company, Inc. Hilburn, Calhoon, Harper, Pruniski & Calhoun, Ltd. K12, Inc. Labaton Sucharow Mainstream Technologies Motorola Solutions, Inc. National Guard Association of Arkansas Public Consulting Group SAS Institute Inc. Southern Glazer's Wine & Spirits of Arkansas Swedish Match North America, Inc. Uber Technologies, Inc. Verizon Communications, Inc. Winrock International 2017 84 Capitol Concepts LLC Registration Filing or Amendment Date: 1401 W. Capitol Ave., Suite 440 1/10/2017 Little Rock AR Phone: 72223 (501) 607-4245 Authorized Personnel Client or Employer Rodney Baker Arkansas Independent Producers and Royalty Owners Association Arkansas Society of CPAs July 27, 2017 Year: 2017 18 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 85 Capitol Partners Registration Filing or Amendment Date: P.O. Box 7627 4/12/2017 Little Rock AR Phone: 72217 (870) 270-1970 Year: Authorized Personnel Client or Employer David Dunn Melissa Moody Arkansas Agricultural Aviation Association Arkansas Convenience Store Association Arkansas Land Title Association Arkansas Occupational Therapist Association Arkansas Optometric Association Boars Head Provisions Cal Ripken, Sr Foundation Ross Group Woodridge Behavioral Health, LLC 2017 86 Capitol Strategies Group LLC Registration Filing or Amendment Date: P.O. Box 70 3/30/2017 Harrisburg PA Phone: 17108-0070 (717) 487-7199 Authorized Personnel Client or Employer Peter Yaffe Ronald Henry Glatfelter Year: 2017 87 CareLink Registration Filing or Amendment Date: P.O. Box 5988 1/4/2017 North Little Rock AR Phone: 72119 (501) 688-7483 Authorized Personnel Client or Employer Charles "Chuck" Thompson Luke Mattingly CareLink Year: 2017 88 Carol Steckel Registration Filing or Amendment Date: 8735 Henderson Road 2/6/2017 Tampa FL Phone: 33634 (813) 206-5709 Authorized Personnel Year: Client or Employer 2017 WellCare Health Plans Inc. 89 Catholic Diocese of Little Rock Registration Filing or Amendment Date: 2500 North Tyler Street 1/19/2017 Little Rock AR Phone: 72207 (501) 664-0340 Authorized Personnel Client or Employer Antje Harris Bishop Anthony B. Taylor Catherine Phillips Dennis Lee Karen DiPippa Maricella Garcia Matthew Glover Patrick Gallaher Catholic Diocese of Little Rock July 27, 2017 Year: 2017 19 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 90 Cathy Foraker Registration Filing or Amendment Date: 1133 E. Harold Street 1/10/2017 Fayetteville AR Phone: 72703 (479) 571-6604 Authorized Personnel Year: Client or Employer 2017 AT&T Inc. & Affiliates 91 Catlett Law Firm, PLC Registration Filing or Amendment Date: 323 Center Street, 18th Floor 323 Center St. ; Suite 1800 7/17/2017 Little Rock AR Phone: 72201 (501) 372-2121 Year: Authorized Personnel Client or Employer Brenda McKown Graham Catlett Paul Charton PIpere Brettell Arkansas Nurses Association Association of periOperative Registered Nurses Central Arkansas L brary System Denver Roller, Inc. Entertainment Software Association Motion Picture Association of America Natural State Medical 2017 92 Causey Law Firm Registration Filing or Amendment Date: 1020 W. 3rd St. 1/10/2017 Little Rock AR Phone: 72201 (870) 530-1446 Year: Authorized Personnel Client or Employer Chad Causey Arkansas Aerospace and Defense Alliance Noble Strategies 2017 93 Change Agents, Inc. Registration Filing or Amendment Date: 300 S. Spring St. Ste 300 2/7/2017 Little Rock AR Phone: 72215 (501) 801-1975 Year: Authorized Personnel Client or Employer Chalmer Wayland Sylvester Smith Arkansas Outdoor Advertising Association Carpenter Holdings, LLC Columbia Care Computer Aid, Inc National Federation of Independent Business S3 Enterprises, Inc. Youth Opportunity Investments 2017 94 Charles Miller Registration Filing or Amendment Date: 415 N. McKinley Street, Suite 835 1/5/2017 Little Rock AR Phone: 72205 (501) 374-0263 Authorized Personnel Client or Employer Year: 2017 Arkansas Environmental Federation July 27, 2017 20 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 95 Charles B. Cliett, Jr. Registration Filing or Amendment Date: 425 West Capitol Avenue, Suite 1800 Suite 1800 1/16/2017 Little Rock AR Phone: 72201-3525 (501) 688-8800 Authorized Personnel Year: Client or Employer 2017 Molina Healthcare NovaSys Health / Centene Corporation Senior Care, Inc. UnitedHealth Group, Inc. Vantage Health Plan of Arkansas, Inc. Vantage Health Plan, Inc. 96 Chet Steckler Registration Filing or Amendment Date: 32 W. Hampton Ridge Court 1/5/2017 Wentzville MO Phone: 63385 (812) 230-4431 Authorized Personnel Year: Client or Employer 2017 Purdue Pharma LP 97 Chris bryce Registration Filing or Amendment Date: 125 Walnut Ride Way 7/17/2017 Bowling Green KY Phone: 42104 (270) 791-6564 Authorized Personnel Year: Client or Employer 2017 GlaxoSmithKline 98 Chris Merideth Registration Filing or Amendment Date: 7340 West Memorial Road 3/2/2017 Oklahoma City OK Phone: 73142 (405) 202-9496 Authorized Personnel Year: Client or Employer 2017 Farmers Insurance Group 99 Christopher Holbein Registration Filing or Amendment Date: 700 Professional Drive Gaithersburg 3/31/2017 Filed termiation on 5/3/2017 MD 20877 Phone: (240) 753-9349 Authorized Personnel Year: Client or Employer 2017 Chris Holbein 100 Christopher Kratzer Registration Filing or Amendment Date: 2350 Kerner Blvd, Ste. 250 2/27/2017 San Rafael CA Phone: 94901 (415) 389-6800 Authorized Personnel Client or Employer Year: 2017 ACT, Inc. and its affiliates July 27, 2017 21 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 101 City of Fayetteville Registration Filing or Amendment Date: 113 W Mountain ST 1/4/2017 Fayetteville AR Phone: 72701 (479) 575-8330 Authorized Personnel Year: Client or Employer 2017 Susan Norton 102 City of Little Rock Registration Filing or Amendment Date: 500 West Markham Street, Room 203 Room 204 1/4/2017 Little Rock AR Phone: 72201 (501) 371-4510 Authorized Personnel Client or Employer Mark Stodola City of Little Rock Year: 2017 103 Clifford Block Registration Filing or Amendment Date: 1181 Great Oaks Dr. 1/2/2017 Salado TX Phone: 76571 (254) 771-7442 Authorized Personnel Year: Client or Employer 2017 McLane Company, Inc. 104 Cognosante Consulting, LLC Registration Filing or Amendment Date: 8200 Greensboro Dr Ste 1200 4/4/2017 McLean VA Phone: 22102 (703) 206-6115 Authorized Personnel Year: Client or Employer 2017 Bruce Dunham Dawn Cooley Gina Austin James Joyce Jarred Clark Lonna Peterson 105 Community Health Centers of AR, Inc Registration Filing or Amendment Date: 119 S. Izard Street Suite 100 7/10/2017 Little Rock AR Phone: 72201 (501) 374-8225 Authorized Personnel Year: Client or Employer 2017 LaShannon Spencer Stephanie Malone 106 Connie Vaughan Registration Filing or Amendment Date: 10260 McKee Road 12/30/2016 Collegedale TN Phone: 37315 (423) 238-7111 Authorized Personnel Client or Employer Year: 2017 McKee Foods Corporation July 27, 2017 22 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 107 Convention of States Action Registration Filing or Amendment Date: 1464 Morena Blvd. 1/10/2017 San Diego CA Phone: 92110 (540) 441-7227 Authorized Personnel Client or Employer Ken Clark Tom Coburn Convention of States Action Year: 2017 108 Cori Menkin Registration Filing or Amendment Date: P.O. Box 4184 1/31/2017 New York NY Phone: 10163 (646) 324-8250 Authorized Personnel Year: Client or Employer 2017 Everytown for Gun Safety Action Fund 109 cory rountree Registration Filing or Amendment Date: 6800 Burnet Rd Suite 2 6/6/2017 Austin TX Phone: 78757 (325) 450-9872 Authorized Personnel Year: Client or Employer 2017 The College Board 110 Crawford and Associates Registration Filing or Amendment Date: PO Box 3333 1/22/2017 Little Rock AR Phone: 72203 (501) 320-5127 Authorized Personnel Year: Client or Employer 2017 ADP Arkansas Licensed Beverage Association Arkansas Pharmacists Association ASEAA/SEBCO Info Group masoud investmens mobile security manager Morley Law Firm risk assessment group 111 Curtis Barnett Registration Filing or Amendment Date: 601 South Gaines St 12/27/2016 Little Rock AR Phone: 72201 (501) 378-2007 Authorized Personnel Year: Client or Employer 2017 Arkansas Blue Cross and Blue Shield HMO Partners, Inc. 112 Dan Smith Registration Filing or Amendment Date: 1415 L Street Suite 1150 2/2/2017 Sacramento CA Phone: 95814 (800) 626-5403 Authorized Personnel Client or Employer Year: 2017 Altria Client Services LLC and its Affiliates July 27, 2017 23 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 113 Daniel Harrison II Registration Filing or Amendment Date: PO Box 2845 1/4/2017 Oxford MS Phone: 38655 (601) 331-2302 Authorized Personnel Year: Client or Employer 2017 Wellcare Health Plans, Inc. 114 Daniel Allen Registration Filing or Amendment Date: 100 Morgan Keegan Drive Little Rock 1/4/2017 Filed termiation on 1/20/2017 AR 72202 Phone: (501) 671-1326 Authorized Personnel Year: Client or Employer 2017 Raymond James & Associates, Inc. 115 Danny Beck Registration Filing or Amendment Date: 516 East Millsap Road, Suite 103 11/29/2016 Fayetteville AR Phone: 72703 (479) 527-2372 Authorized Personnel Year: Client or Employer 2017 Arkansas Blue Cross and Blue Shield HMO Partners, Inc. 116 Danny Ferguson Registration Filing or Amendment Date: 1401 W. Capitol, Suite 225 Little Rock AR Phone: 1/11/2017 Filed termiation on 5/1/2017 72201 (501) 548-0704 Authorized Personnel Year: Client or Employer 2017 Southwestern Energy Company and its subsidiaries 117 Darlene Bitel Registration Filing or Amendment Date: 730 Stockton Drive, Location 1120-18 4/20/2017 Exton PA Phone: 19341 (407) 230-3312 Authorized Personnel Year: Client or Employer 2017 Shire 118 Darrick LeBeouf Registration Filing or Amendment Date: c/o 28 Liberty Ship Way, Suite 2815 Suite 250 12/20/2016 Sausalito CA Phone: 94965 (415) 903-2800 Authorized Personnel Client or Employer Year: 2017 Pfizer Inc. July 27, 2017 24 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 119 daryl pace Registration Filing or Amendment Date: 13470 St. Andrews Drive 6/13/2017 Siloam Springs AR Phone: 72761 (479) 957-5932 Authorized Personnel Year: Client or Employer 2017 Acanza Health Group, LLC Arkansas Athletic Trainers' Association Arkansas Professional Hearing Care Clear Energy, Inc. Douglas Companies, Inc. ExpressWay Airport Parking HOME of AR LIL Eagle Contracting Mullins and Blake, PLLC United Beverage Retailers of Arkansas 120 David Bridges Registration Filing or Amendment Date: P.O. Box 2181 11/30/2016 Little Rock AR Phone: 72203-2181 (501) 378-5663 Authorized Personnel Year: Client or Employer 2017 HMO Partner's Inc. 121 David Jacobson Registration Filing or Amendment Date: PO Box 2181 11/30/2016 Little Rock AR Phone: 72203 (501) 378-3011 Authorized Personnel Year: Client or Employer 2017 Arkansas Blue Cross and Blue Shield HMO Partners, Inc. 122 David Knight Registration Filing or Amendment Date: Stephens Inc., 111 Center Street 111 Center Street 1/13/2017 Little Rock AR Phone: 72201 (501) 377-2000 Authorized Personnel Year: Client or Employer 2017 Stephens Inc. 123 David Moore Registration Filing or Amendment Date: FB Mut. Ins Co of Ark Inc & So FB Cas Ins Co 1/12/2017 Little Rock AR Phone: 72203-0031 (501) 228-1503 Authorized Personnel Year: Client or Employer 2017 FB Mut. Ins. Co. of Ark., Inc./ So FB Cas Ins. Co. 124 David Needham Registration Filing or Amendment Date: 3501 Old Greenwood Road, Suite 5 12/2/2016 Fort Smith AR Phone: 72903 (479) 648-6324 Authorized Personnel Client or Employer Year: 2017 Arkansas Blue Cross & Blue Shield HMO Partner's Inc. July 27, 2017 25 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 125 David Wroten Registration Filing or Amendment Date: P.O. Box 55088 1/3/2017 Little Rock AR Phone: 72215 (501) 224-8967 Authorized Personnel Year: Client or Employer 2017 Arkansas Medical Society 126 DBH Management Consultants Registration Filing or Amendment Date: 207 E. Church St. 5/10/2017 Morrilton AR Phone: 72110 (501) 354-3086 Year: Authorized Personnel Client or Employer Bruce Hawkins Camie Boggess Lee Ann Dietz AR Ambulance Association AR Association of Chiefs of Police AR Collectors Association, Inc. AR Foundation for Medical Care AR Homebuilders Association AR Vending Council Bernstein, Litowitz, Berger & Grossman Coalation of Ignition Interlock Manfacturer's Conway County Legal Beverage Association Copart, Inc. CVS-Health Delta Dental of Arkansas Leads On Line LLC Midwest Compassion Center Morrilton Packing Co Inc Motorola Solutions, Inc. Plains Pipeline, L.P. Reliance Health Care Selected Funeral and Life Insurance Company Shelter Insurance Southern Pioneer P. & C. Ins. Company Southland Park Gaming & Racing United Home Insurance Co. 2017 127 Dean Elliott Registration Filing or Amendment Date: 1600 Cantrell Road 1/10/2017 Little Rock AR Phone: 72201 (501) 376-5200 Authorized Personnel Year: Client or Employer 2017 Dillard's, Inc 128 Debbie Hayes Registration Filing or Amendment Date: 55 Corporate Drive, MS 5A-500A 1/4/2017 Bridgewater NJ Phone: 08807 (501) 868-3380 Authorized Personnel Client or Employer Year: 2017 Sanofi US July 27, 2017 26 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 129 Debby Nye Registration Filing or Amendment Date: 234 E Millsap Rd 1/5/2017 Fayetteville AR Phone: 72703 (479) 973-4200 Authorized Personnel Year: Client or Employer 2017 Little Rock Community Mental Health Center, Inc. 130 Deborah Rogers Registration Filing or Amendment Date: 320 W Capitol 2nd Floor 11/29/2016 Little Rock AR Phone: 72201 (501) 212-8513 Authorized Personnel Year: Client or Employer 2017 Arkansas Blue Cross and Blue Shield HMO Partner's Inc. 131 Debra G Wolfe Registration Filing or Amendment Date: 1710 Hillsborough LN 1/9/2017 LIttle Rock AR Phone: 72212 (501) 230-5959 Authorized Personnel Year: Client or Employer 2017 Arkansas Pharmacists Association General Dynamics Information Technology 132 Debra K. West Registration Filing or Amendment Date: 101 Constitution Avenue, NW Suite 700 1/5/2017 Washington DC Phone: 20001-2133 (202) 624-2000 Authorized Personnel Year: Client or Employer 2017 American Council Of Life Insurers 133 Del Ark Registration Filing or Amendment Date: P.O. Box 781 2/23/2017 Osceola AR Phone: 72370 870-563-6798 Authorized Personnel Year: Client or Employer 2017 AHCA City of Osceola Uni Serve 134 Dennis Farmer Registration Filing or Amendment Date: 700 Rock St., Ste. 4 #9 1/11/2017 Little Rock AR Phone: 72202 (501) 376-9552 Authorized Personnel Client or Employer Year: 2017 Ark. Beverage Association July 27, 2017 27 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 135 Dennis Jungmeyer Registration Filing or Amendment Date: P.O. Box 9150 1/14/2017 North Little Rock AR Phone: 72119 (501) 372-2596 Authorized Personnel Year: Client or Employer 2017 Arkansas Automobile Dealers Association 136 Dennis R Hunt Registration Filing or Amendment Date: Stephens Inc., 111 Center Street 3425 Futrall Drive, Suite 201 1/13/2017 Little Rock AR Phone: 72201 (501) 377-2000 Authorized Personnel Year: Client or Employer 2017 Stephens Inc. 137 Derek Rudkin Registration Filing or Amendment Date: 500 S University Ave, Suite 311 Suite 311 3/1/2017 Little Rock AR Phone: 72205 (501) 687-0039 Authorized Personnel Year: Client or Employer 2017 Pulaski County Medical Society 138 Derek Hein Registration Filing or Amendment Date: 125 Summer St. Suite 510 4/17/2017 Boston MA Phone: 02110 (202) 417-3525 Authorized Personnel Client or Employer Year: 2017 DraftKings Inc. July 27, 2017 28 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 139 Derrick W. Smith Registration Filing or Amendment Date: 425 West Capitol Avenue, Suite 1800 Suite 1800 3/21/2017 Little Rock AR Phone: 72201-3525 (501) 688-8800 Authorized Personnel Year: Client or Employer 2017 Allstate Insurance Company American Council Of Life Insurers American Fidelity Assurance Company America's Health Insurance Plans Aristotle, Inc. Arkansas Association of Insurance Companies Arkansas Electric Cooperatives, Inc. Broadband Development Group Central United Life Insurance Company CHMS Provider's Association of Arkansas CNO Financial, Inc. Delta Dental of Arkansas EAN Holdings, LLC Hanover Insurance Group, Inc. HCC Life Insurance Company Helena Chemical Company Insurance Services Office, Inc. John Hancock Life Insurance Company (USA) Kinsale Insurance Company LKQ Corporation MDOW Insurance Company Mitchell Williams Law Firm Motor Vehicle Ancillary Products Association National Association of Subrogation Professionals (NASP) National Restaurant Association NovaSys Health / Centene Corporation Old Republic Risk Management, Inc. Old Surety Life Insurance Company Preserve Arkansas Prudential Insurance Company of America Southern Arkansas University State Farm Insurance Group United Healthcare of Arkansas, Inc. UnitedHealth Group, Inc. 140 Desiree Bender Registration Filing or Amendment Date: 47 Earl Drive 1/11/2017 Conway AR Phone: 72032 (501) 450-8799 Authorized Personnel Year: Client or Employer 2017 Humane Society of United States 141 Donald Marr Registration Filing or Amendment Date: 113 W Mountain Street 1/3/2017 Fayetteville AR Phone: 72701 (479) 575-8303 Authorized Personnel Client or Employer Year: 2017 City of Fayetteville July 27, 2017 29 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 142 Donald V. Allen Registration Filing or Amendment Date: 312 S. Pulaski Street 1/3/2017 Little Rock AR Phone: 72201 (501) 374-2215 Authorized Personnel Year: Client or Employer 2017 Acxiom Corporation Nucor Steel Co Stephens Investments Holdings LLC 143 Dustin Brighton Registration Filing or Amendment Date: 1333 H. Street NW. West Tower 12th floor 3/31/2017 Washington DC Phone: 20005 (202) 847-6410 Authorized Personnel Year: Client or Employer 2017 144 East Arkansas Area Agency on Aging Registration Filing or Amendment Date: 2005 E. Highland 1/4/2017 Jonesboro AR Phone: 72401 (870) 930-2202 Authorized Personnel Year: Client or Employer 2017 Melissa. Prater Monte Callicott 145 Ed Noonan Registration Filing or Amendment Date: 6125 Lakeview Rd Charlotte 1/4/2017 Filed termiation on 6/30/2017 NC 28269 Phone: (704) 916-2464 Authorized Personnel Year: Client or Employer 2017 United Rentals, Inc. 146 Edward Drilling Registration Filing or Amendment Date: 1111 W. Capitol Room 1070 1/10/2017 Little Rock AR Phone: 72201 (501) 373-6333 Authorized Personnel Year: Client or Employer 2017 AT&T Inc. & Affiliates 147 Elizabeth Dumm Registration Filing or Amendment Date: 602 S. Joplin Avenue 1/17/2017 Joplin MO Phone: 64801 (417) 625-4255 Authorized Personnel Year: Client or Employer 2017 Empire District Electric - Liberty Utilities 148 Elizabeth Stoll Registration Filing or Amendment Date: 1266 W. Paces Ferry Rd. #444 1/5/2017 Atlanta GA Phone: 30327 (404) 217-7618 Authorized Personnel Client or Employer Year: 2017 Baxter HealthCare Corporation July 27, 2017 30 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 149 Elizabeth (Ann) Shelnutt Registration Filing or Amendment Date: 320 W. Capitol Avenue 12/2/2016 Little Rock AR Phone: 72203-1460 (501) 379-2712 Authorized Personnel Year: Client or Employer 2017 Arkansas Blue Cross and Blue Shield HMO Partner's Inc. 150 Ernest Cunningham Registration Filing or Amendment Date: 727 Columbia St. 1/8/2017 Helena AR Phone: 72342 (870) 338-6868 Authorized Personnel Year: Client or Employer 2017 Arkansans For Better Schools 151 Eward Allen Gordon Registration Filing or Amendment Date: 7 Fairway Drive 1/3/2017 Morrilton AR Phone: 72110 (501) 208-1527 Authorized Personnel Year: Client or Employer 2017 Arkansas Chapter Associated General Contractors of America Arkansas Contractor's Licensing Board Green Dental Lab 152 Excellence in Education National, Inc. Registration Filing or Amendment Date: P.O. Box 10691 Tallahassee 1/16/2017 Filed termiation on 7/5/2017 FL 32302 Phone: (850) 391-4200 Authorized Personnel Year: Client or Employer 2017 Adam Thompson 153 Families First Foundation Registration Filing or Amendment Date: 307 Judge Smith 1/18/2017 Marion AR Phone: 72364 (870) 739-5288 Authorized Personnel Year: Client or Employer 2017 Bill Wheeler 154 Family Council Registration Filing or Amendment Date: 414 S. Pulaski, Ste 2 Suite 2 1/5/2017 Little Rock AR Phone: 72201 (501) 375-7000 Authorized Personnel Client or Employer Year: 2017 Charisse Dean Jerry Cox Ken Yang Luke McCoy July 27, 2017 31 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 155 FHF Enterprises, LLC Registration Filing or Amendment Date: 530 McClesky Dr 3/10/2017 Forrest City AR Phone: 72335 (870) 270-6853 Authorized Personnel Client or Employer Ebony Mills Frederick Freeman Larry Freeman CHOCCROSS, LLC DBH Management Plant Life, LLC The Cranford Coalition, Inc Year: 2017 156 Fidelity Brokerage Services LLC Registration Filing or Amendment Date: 245 Summer Street 12/27/2016 Boston MA Phone: 02210 (617) 563-6915 Authorized Personnel Client or Employer Scott Bruce Fidelity Brokerage Services LLC Year: 2017 157 Firestone Building Products Registration Filing or Amendment Date: 1406 Hwy 371 North P.O. Box 710 12/2/2016 Prescott AR Phone: 71857 (870) 887-1400 Authorized Personnel Client or Employer Tony Seagraves Firestone Building Products Year: 2017 158 Flywheel Government Solutions Registration Filing or Amendment Date: 1401 K St NW, Suite 525 1/13/2017 Washington DC Phone: 20005 (617) 922-9219 Authorized Personnel Client or Employer Brandon Peck Johnson Controls, Inc. Year: 2017 159 Frank Sewall Registration Filing or Amendment Date: P.O. Box 2181 12/7/2016 Little Rock AR Phone: 72203-2181 (501) 378-3297 Authorized Personnel Year: Client or Employer 2017 Arkansas Blue Cross and Blue Shield HMO Partners, Inc. 160 Frank Thomas Registration Filing or Amendment Date: Stephens Investments Holdings LLC, 111 Center St. P.O. Box 3507, 111 Center Street 1/13/2017 Little Rock AR Phone: 72201 (501) 377-2000 Authorized Personnel Client or Employer Year: 2017 Stephens Investments Holdings LLC July 27, 2017 32 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 161 Frederick K. Campbell Registration Filing or Amendment Date: 425 W. Capitol Ave. Suite 1800 1/9/2017 Little Rock AR Phone: 72201 (501) 688-8800 Authorized Personnel Year: Client or Employer 2017 HCC Life Insurance Company 162 Gary Newton Registration Filing or Amendment Date: 400 West Capitol Avenue, Suite 1756 1/11/2017 Little Rock AR Phone: 72201-3438 (501) 492-3418 Authorized Personnel Year: Client or Employer 2017 Arkansas Learns 163 Gayla Milam Registration Filing or Amendment Date: 3908 Bristol Lane 1/15/2017 Fort Smith AR Phone: 72908 (479) 414-2162 Authorized Personnel Year: Client or Employer 2017 Gayla Milam 164 George H Guidry, Jr. Registration Filing or Amendment Date: 450 Laurel St., Suite 1420 Suite 1420 1/13/2017 Baton Rouge LA Phone: 70801 (225) 388-9061 Authorized Personnel Year: Client or Employer 2017 Koch Companies Public Sector,LLC & Affiliates 165 Gill Ragon Owen, P.A. Registration Filing or Amendment Date: 425 West Capitol Avenue, Suite 3800 Suite 3801 3/21/2017 Little Rock AR Phone: 72201 (501) 376-3800 Authorized Personnel Client or Employer Christopher Travis Daniel Goodwin Drake Mann Heartsill Ragon John Gill Matthew Finch Roger Fitzgibbon Stephen Cuffman ABC Financial Services, Inc. Advanced Utility Services, LLC American Electric Power Company Arkansas Home Furnishings Association Arkansas Rural Water Association Arkansas State Parks, Recreation and Travel Commission Benton County Water District No.1 PWA of AR Brain Injury Alliance of Arkansas Energy & Environmental Alliance of Arkansas Entergy Arkansas Inc Historic Preservation Alliance of Arkansas Madison County Water Public Facilities Board Washington County, AR Washington Water Authority July 27, 2017 Year: 2017 33 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 166 Gilmore Strategy Group Registration Filing or Amendment Date: 1512 West 3rd Street, Suite 2 7/13/2017 Little Rock AR Phone: 72201 (501) 777-5149 Year: Authorized Personnel Client or Employer Jon Gilmore LaSalle Corrections Management Company Microsoft Corporation Oldcastle Materials, Inc. Palco 2017 167 Government Solutions, LLC Registration Filing or Amendment Date: 722 North Spruce Street 1/17/2017 Little Rock AR Phone: 72205 (501) 343-4823 Year: Authorized Personnel Client or Employer Courtney Sheppard Joe R. Thurman Arkansas Hospital Association Arkansas Psychlogical Association Arkansas Society of Professional Surveyors Arkansas Speech-Language-Hearing Association Epic Pharmacies ExxonMobil Corporation General Dynamics Information Technology Great Lakes Solutions (A Chemtura Co.) Gulf States Toyota OGE Energy Corp. Potlatch Corporation Umetco Minerals Corporation Waste Management 2017 168 Grant M. Cox Registration Filing or Amendment Date: 111 Center Street, Suite 1900 3/14/2017 Little Rock AR Phone: 72201 (501) 379-1756 Authorized Personnel Year: Client or Employer 2017 NovaStar Salon Services, Kim and Scott Breed 169 Gray Dillard Registration Filing or Amendment Date: 601 S. Gaines Suite C 12/1/2016 Little Rock AR Phone: 72201 (501) 378-2436 Authorized Personnel Year: Client or Employer 2017 Arkansas Blue Cross and Blue Shield HMO Partner's Inc. 170 Greenwich Biosciences, Inc. Registration Filing or Amendment Date: 28 Liberty Ship Way Suite 2815 1/10/2017 Sausalito CA Phone: 94965 (415) 903-2800 Authorized Personnel Client or Employer Bob Broadus Greenwich Biosciences, Inc. July 27, 2017 Year: 2017 34 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 171 H.G. Williams Registration Filing or Amendment Date: 30 Brookridge Drive 1/10/2017 Little Rock AR Phone: 72205 (501) 223-0833 Authorized Personnel Year: Client or Employer 2017 172 Hannegan Landau Poersch & Rosenbaum Advocacy Registration Filing or Amendment Date: 101 Constitution Avenue, NW Suite L110 Washington 2/11/2017 Filed termiation on 3/31/2017 DC 20001 Phone: (202) 329-1983 Authorized Personnel Client or Employer Jennifer Poersch Jerr Rosenbaum Fresenius Kabi USA, LLC Year: 2017 173 Hargraves Consulting Registration Filing or Amendment Date: 1401 W. Capitol Avenue, Sulite 245 1/16/2017 Little Rock AR Phone: 72201 (501) 351-1135 Year: Authorized Personnel Client or Employer Amanda Story Lucas Hargraves Alliance of Automobile Manufacturers American Chemistry Council Arkansas State Assembly of Surgical Technologists Association of Surgical Technologists BBA Solutions Black Hills Corporation Camp Ozark Centene Corporation CenturyLink eSystems Generation Ready Golden Eagle of Arkansas, Inc. KIPP Delta Public Schools Little Rock REALTORS Association Oaklawn Jockey Club Walmart Stores, Inc. 2017 174 Henry Hodges Registration Filing or Amendment Date: 425 West Capitol Avenue, Suite 1520 Suite 1722 1/5/2017 Little Rock AR Phone: 72201 (501) 375-0400 Authorized Personnel Year: Client or Employer 2017 Stephens Investment Holdings LLC 175 Holly Bates Snow Registration Filing or Amendment Date: 4041 Navajo Trail NE 1/13/2017 Atlanta GA Phone: 30319 (404) 387-6728 Authorized Personnel Client or Employer Year: 2017 Amgen July 27, 2017 35 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 176 Impact Management Group Registration Filing or Amendment Date: 124 W. Capitol Ave., Suite 1886 Suite 1886 6/30/2017 Little Rock AR Phone: 72201 (501) 244-9600 Year: Authorized Personnel Client or Employer Ashley Frans Richard Bearden Robert Coon Terry Benham AARP Arkansas Advantage Capital Partners Aetna Inc. American Council of Engineering Companies of Arkansas Arkansas Advocates for Children and Families Arkansas Alliance of Boys & Girls Clubs Arkansas State Chamber / Associated Industries of Arkansas Association of American Publishers AT&T Inc. & Affiliates Birch Tree Communities, Inc Carfax, Inc Carpenter's Produce Connections Education, LLC DentaQuest Dow AgroSciences LLC Dr. Christopher Cathey Dr. Michael Courtney Entergy Arkansas Inc Garver Engineers Henderson State University IBM Corporation Kindred Heathcare Lost 40 Brewery, LLC Mackie Wolfe Zientz and Mann, P.C. Ozark Mountain Poultry, Inc PALCO Periscope Intermediate Corp Pine Bluff Psychological Associates, PA Regional Medical Center at Memphis Rite of Passage Southeastern Medical Solutions Spring Valley Anglers Rod and Gun Club Taser International Inc c/o National Strategies LLC The Centers for Youth and Families, Inc Thinking Media / Learning Blade 2017 177 Innovative Strategies Group Registration Filing or Amendment Date: 1512 West 3rd Street Suite 8 6/1/2017 Little Rock AR Phone: 72201 (501) 772-5304 Authorized Personnel Client or Employer Ashley Golleher Lisa Miller Arkansas Association for Career and Technical Education Barber Law Firm Davis Law Firm RAI Services Company Save the Children July 27, 2017 Year: 2017 36 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 178 Institute for Justice Registration Filing or Amendment Date: 901 N Glebe Rd Suite 900 1/13/2017 Arlington VA Phone: 22203 (703) 682-9320 Authorized Personnel Year: Client or Employer 2017 Lee McGrath 179 InVeritas Research & Consulting, Inc. Registration Filing or Amendment Date: 650 South Shackleford Suite 305 6/12/2017 Little Rock AR Phone: 72211 (501) 954-7878 Year: Authorized Personnel Client or Employer Jay Robbins Ruth Whitney Baxter HealthCare Corporation BHP Billiton Petroleum Health Management Systems Highland Pellets, LLC Molina Healthcare Northrop Grumman Vertex Pharmaceuticals Incorporated 2017 180 Involved Members Political Action Committee Registration Filing or Amendment Date: 1400 West Markham Street, Suite 307 1/10/2017 Little Rock AR Phone: 72201 (501) 786-4502 Authorized Personnel Year: Client or Employer 2017 181 Jack Truemper Registration Filing or Amendment Date: Stephens Inc., 111 Center Street 111 Center Street 1/13/2017 Little Rock AR Phone: 72201 (501) 377-2000 Authorized Personnel Year: Client or Employer 2017 Stephens Inc. 182 Jacob White Registration Filing or Amendment Date: 120 East Fourth Street Little Rock 3/6/2017 Filed termiation on 6/12/2017 AR 72201 Phone: (501) 377-0421 Authorized Personnel Year: Client or Employer 2017 Ygrene Energy Fund Arkansas, LLC 183 James Bloodworth Registration Filing or Amendment Date: 601 South Gaines Street 11/29/2016 Little Rock AR Phone: 72201 (501) 210-7019 Authorized Personnel Client or Employer Year: 2017 Arkansas Blue Cross and Blue Shield HMO Partners Inc July 27, 2017 37 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 184 James Fowler Registration Filing or Amendment Date: 120 E. Fourth Street Little Rock AR Phone: 3/8/2017 Filed termiation on 5/23/2017 72201 (501) 377-0342 Authorized Personnel Year: Client or Employer 2017 Arkadelphia Regional Economic Develpment Alliance Economic Development Corporation of Jefferson County 185 James Miller & Associates Registration Filing or Amendment Date: 3516 Dearborn Circle 1/2/2017 Bryant AR Phone: 72022 (501) 831-2544 Year: Authorized Personnel Client or Employer James Miller Arkansas Railroad Association Association of Dental Support Organizations Bad Boy Mowers RAI Services Company 2017 186 Jamie Lockhart Registration Filing or Amendment Date: 1212 New York Avenue, NW Suite 300 2/28/2017 Washington DC Phone: 20005 (202) 688-0562 Authorized Personnel Year: Client or Employer 2017 Council For A Strong America 187 Jarrod Yates Registration Filing or Amendment Date: P. O. Box 2181 12/20/2016 Little Rock AR Phone: 72203 (501) 396-4031 Authorized Personnel Year: Client or Employer 2017 Arkansas Blue Cross & Blue Shield HMO Partners Pinnacle Busines Solutions, Inc USAble Coropration 188 Jason Holsclaw Registration Filing or Amendment Date: Stephens Inc., 111 Center Street 1/13/2017 Little Rock AR Phone: 72201 (501) 377-2000 Authorized Personnel Year: Client or Employer 2017 Stephens Inc. 189 Jason Schwier Registration Filing or Amendment Date: 6631 E 117th Street S 1/5/2017 Bixby OK Phone: 74008 (918) 645-4889 Authorized Personnel Client or Employer Year: 2017 Amgen July 27, 2017 38 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 190 Jason Smedley Registration Filing or Amendment Date: P.O. Box 31 1/12/2017 Little Rock AR Phone: 72203 (501) 228-1627 Authorized Personnel Year: Client or Employer 2017 ARKANSAS FARM BUREAU 191 Jason Treece Registration Filing or Amendment Date: 1635 Hidgon Ferry Rd, Ste. J 11/29/2016 Hot Springs AR Phone: 71913 (501) 620-2620 Authorized Personnel Year: Client or Employer 2017 Arkansas Blue Cross & Blue Shield HMO Partner's Inc. 192 JCD Consulting Services Registration Filing or Amendment Date: PO BOX 337 7/25/2017 Beebe AR Phone: 72012 (501) 288-5633 Year: Authorized Personnel Client or Employer Chase Dugger Lauren Montgomery Arkansas Children's Hospital Arkansas Health Care Association Arkansas Superior Select, Inc. Midcontinent MCN, LLC Osage Creek Cultivation RCK Genetics South Central MCN, LLC The Nature Conservancy 2017 193 Jeff Hoggard Registration Filing or Amendment Date: 137 Virginia Way 5/10/2017 Searcy AR Phone: 72143 (501) 593-3788 Authorized Personnel Year: Client or Employer 2017 AR Foundation for Medical Care Arkansas Blue Cross & Blue Shield Arkansas Tech University Arkansas Tech University Foundation Arkansas Vending LLC AT&T Inc. & Affiliates City of Little Rock Entergy Arkansas Inc HMO Partner's Inc. USAble Coropration 194 Jeff Pitchford Registration Filing or Amendment Date: P. O. Box 31 1/12/2017 Little Rock AR Phone: 72203 (501) 228-1626 Authorized Personnel Client or Employer Year: 2017 ARKANSAS FARM BUREAU July 27, 2017 39 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 195 Jeffery Milford Registration Filing or Amendment Date: 101 W Township 1/4/2017 Fayetteville AR Phone: 72703 (479) 973-2396 Authorized Personnel Year: Client or Employer 2017 AEP-Southwestern Electric Power Company 196 Jeffrey Almeida Registration Filing or Amendment Date: 10 G. Street NE 2/27/2017 Washington DC Phone: 20002 (803) 546-6379 Authorized Personnel Year: Client or Employer 2017 Leukemia & Lymphoma Society 197 Jeffrey Connor-Naylor Registration Filing or Amendment Date: 1212 New York Avenue, NW Suite 300 3/3/2017 Washington DC Phone: 20005 (202) 464-7002 Authorized Personnel Year: Client or Employer 2017 Council For A Strong America 198 Jeffrey H. Thomas Registration Filing or Amendment Date: 425 West Capitol Avenue, Suite 1800 Suite 1800 12/29/2016 Little Rock AR Phone: 72201-3525 (501) 688-8800 Authorized Personnel Year: Client or Employer 2017 Allstate Insurance Company Anthem, Inc. Earnix, Inc. Homesite Group Incorporated Kinsale Insurance Company Metropolitan Life Insurance Company UnitedHealth Group, Inc. USHEALTH Group, Inc. 199 Jennifer Meyer Registration Filing or Amendment Date: 3708 W. 7th Street 12/29/2016 Texarkana TX Phone: 75501-6324 (903) 223-5880 Authorized Personnel Year: Client or Employer 2017 American Electric Power - SWEPCO 200 Jerald Clifford McKinney Registration Filing or Amendment Date: 111 Center Street, Suite 1900 1/26/2017 Little Rock AR Phone: 72201 (501) 379-1725 Authorized Personnel Client or Employer Year: 2017 Arkansas Realtors Association Sun Bio Material (U.S.) Company The Lamar Corporation Wal-Mart Stores Inc. July 27, 2017 40 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 201 Jeremy Kudon Registration Filing or Amendment Date: 1152 15th Street NW 2/2/2017 Washington DC Phone: 20005 (202) 339-8400 Authorized Personnel Year: Client or Employer 2017 DraftKings, Inc. FanDuel, Inc. 202 Jerry Allison Registration Filing or Amendment Date: 26 CR 744 1/3/2017 Jonesboro AR Phone: 72401 (870) 931-8243 Authorized Personnel Year: Client or Employer 2017 203 Jessica Akers Registration Filing or Amendment Date: 1115 Bishop Street 1/27/2017 Little Rock AR Phone: 72202 (501) 375-9101 Authorized Personnel Year: Client or Employer 2017 Arkansas AFL-CIO 204 Jessica Long Registration Filing or Amendment Date: 125 Summer St, Suite 510 Boston MA Phone: 2/10/2017 Filed termiation on 4/10/2017 02110 (202) 417-3525 Authorized Personnel Year: Client or Employer 2017 DraftKings Inc. 205 Jim Fram Registration Filing or Amendment Date: 659 Ouachita Avenue 1/3/2017 Hot Springs AR Phone: 71901 (501) 321-1700 Authorized Personnel Year: Client or Employer 2017 Greater Hot Springs Chamber of Commerce 206 Joe Harris, Jr. Registration Filing or Amendment Date: P.O. Box 781 1/9/2017 Osceola AR Phone: 72370 (870) 838-5401 Authorized Personnel Year: Client or Employer 2017 ANC Foundation Arkansas Health Care Association City of Osceola Reliance Health Care 207 Joe Molinaro Registration Filing or Amendment Date: 411 S. Victory, Suite 201 A Suite 201 A 1/10/2017 Little Rock AR Phone: 72201 (501) 907-6440 Authorized Personnel Client or Employer Year: 2017 Arkansas Cable Telecommunications Association July 27, 2017 41 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 208 Joe D. Bell Registration Filing or Amendment Date: 318 Keightley Drive Little Rock AR Phone: 1/20/2017 Filed termiation on 3/31/2017 72207 (501) 350-5353 Authorized Personnel Year: Client or Employer 2017 Arkansas Railroad Assn. Darren O'Quinn Reynolds American, Inc. 209 John Bonner Registration Filing or Amendment Date: FB Mut.Ins. Co of Ark. Inc. & so FB Cas. Co, 1/12/2017 Little Rock AR Phone: 72203 (501) 228-1404 Authorized Personnel Year: Client or Employer 2017 FB Mut. Ins. Co. of Ark., Inc./ So FB Cas Ins. Co. 210 John Clark Registration Filing or Amendment Date: 2350 Kerner Blvd., Ste. 250 2/27/2017 San Rafael CA Phone: 94901 (415) 389-6800 Authorized Personnel Year: Client or Employer 2017 ACT, Inc. and its affiliates 211 John Gidley Registration Filing or Amendment Date: 2507 Rigby Dr., 2/28/2017 Columbia SC Phone: 29204 (803) 727-8564 Authorized Personnel Year: Client or Employer 2017 Care Services Management 212 John Glassford Registration Filing or Amendment Date: 320 W. Capitol, Ste. 400 11/29/2016 Little Rock AR Phone: 72201 (501) 378-3279 Authorized Personnel Year: Client or Employer 2017 Arkansas Blue Cross and Blue Shield HMO Partner's Inc. 213 John Harriman Registration Filing or Amendment Date: P. O. Box 2181 12/16/2016 Little Rock AR Phone: 72203 (501) 378-3726 Authorized Personnel Year: Client or Employer 2017 Arkansas Blue Cross and Blue Shield HMO Partner's Inc. 214 John Kennedy Registration Filing or Amendment Date: P.O. Box 551 1/12/2017 Little Rock AR Phone: 72203 (501) 377-3585 Authorized Personnel Client or Employer Year: 2017 Entergy Arkansas Inc July 27, 2017 42 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 215 John Morris Registration Filing or Amendment Date: 10 Cadillac Drive #200 Brentwood TN Phone: 12/29/2016 Filed termiation on 5/22/2017 37027 (615) 372-3496 Authorized Personnel Year: Client or Employer 2017 Optum, Inc. UnitedHealthcare Insurance Company UnitedHealthcare Insurance Company of the River Valley UnitedHealthcare of Arkansas, Inc. 216 John Nickles Registration Filing or Amendment Date: 135 Marsh Glen PT. NW 1/12/2017 Sandy Springs GA Phone: 30328 (404) 252-6897 Authorized Personnel Year: Client or Employer 2017 UCB, Inc. 217 John Strode Registration Filing or Amendment Date: P.O. Box 17040 1/2/2017 Jonesboro AR Phone: 72403 (870) 336-2345 Authorized Personnel Year: Client or Employer 2017 218 John Tull Registration Filing or Amendment Date: 111 Center Street, Suite 1900 6/20/2017 Little Rock AR Phone: 72201 (501) 379-1705 Authorized Personnel Year: Client or Employer 2017 BASF 219 John B. Peace Registration Filing or Amendment Date: Dover Dixon Horne PLLC 425 W. Capitol, Suite 3700 525 West Capitol Ave., Suite 3700 1/5/2017 Little Rock AR Phone: 72201 (501) 375-9151 Authorized Personnel Year: Client or Employer 2017 AR Section 529 Plan Review Committee 220 John David "J.D." Harper Registration Filing or Amendment Date: 1123 South University Avenue - Suite #720 Suite 720 1/13/2017 Little Rock AR Phone: 72204 (501) 663-8444 Authorized Personnel Client or Employer Year: 2017 AR Manufactured Housing Association July 27, 2017 43 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 221 John McClelland Registration Filing or Amendment Date: 1101 Vermont Ave NW Ste 400 Washington DC Phone: 1/4/2017 Filed termiation on 4/3/2017 20005 (202) 289-4460 Authorized Personnel Year: Client or Employer 2017 American Rental Association 222 John Norrell Norrell Registration Filing or Amendment Date: 601 Gaines Street 12/2/2016 Little Rock AR Phone: 72201 (501) 378-2000 Authorized Personnel Year: Client or Employer 2017 Arkansas Blue Cross and Blue Shield HMO Partners 223 Jon Barganier Registration Filing or Amendment Date: 8112 Henslow Court 1/3/2017 Montgomery AL Phone: 36117 (334) 324-8120 Authorized Personnel Year: Client or Employer 2017 Eli Lilly and Company 224 Jonesboro Regional Chamber of Commerce Registration Filing or Amendment Date: P. O. Box 789 Jonesboro AR Phone: 1/4/2017 Filed termiation on 2/7/2017 72403 (870) 932-6691 Year: Authorized Personnel Client or Employer Cari White Mark Young Jonesboro Regional Chamber of Commerce 2017 225 katherine burns Registration Filing or Amendment Date: 1401 West Capitol, Suite 247 1/9/2017 Little Rock AR Phone: 72201 (501) 372-0203 Authorized Personnel Year: Client or Employer 2017 CenturyLink 226 Keith Emis Registration Filing or Amendment Date: 315 Rock Street #901 3/9/2017 Little Rock AR Phone: 72202 (479) 530-5815 Authorized Personnel Client or Employer Year: 2017 Intralot Arkansas Beverage Retailers Association Arkansas Electric Cooperative, Inc. (AECI) Arkansas Hospital Association Cigar Association of America, Inc. Deloitte Election Systems and Software Emerick Consulting, Tom Emerick Performance Matters Associates Sanford Law Firm July 27, 2017 44 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 227 Kelly Robbins Registration Filing or Amendment Date: P.O. Box 846 Suite 440 12/30/2016 Little Rock AR Phone: 72203 (501) 375-4436 Authorized Personnel Year: Client or Employer 2017 AGC Arkansas 228 Kendra Pruitt Registration Filing or Amendment Date: 425 W. Capitol Ave. Suite 1800 2/6/2017 Little Rock AR Phone: 72201 (501) 688-8800 Authorized Personnel Year: Client or Employer 2017 American Council Of Life Insurers America's Health Insurance Plans Arkansas Association of Insurance Companies Arkansas Electric Cooperatives, Inc. Broadband Development Group EAN Holdings, LLC Insurance Services Office, Inc. LKQ Corporation Motor Vehicle Ancillary Products Association National Association of Subrogation Professionals (NASP) Southern Arkansas University State Farm Insurance Group United Healthcare of Arkansas, Inc. 229 Kenneth Bacon Registration Filing or Amendment Date: 100 First Stamford Place STAMFORD CT Phone: 1/4/2017 Filed termiation on 6/30/2017 06840 (203) 618-7298 Authorized Personnel Year: Client or Employer 2017 United Rentals, Inc. 230 Kenny Henderson Registration Filing or Amendment Date: 401 W. Capitol Suite 102 1/4/2017 Little Rock AR Phone: 72201 (501) 377-4850 Authorized Personnel Year: Client or Employer 2017 CenterPoint Energy Resources Corp. 231 Kent Schroeder Registration Filing or Amendment Date: 692 Honeysuckle Lane 1/14/2017 Cabot AR Phone: 72023 (501) 941-2075 Authorized Personnel Client or Employer Year: 2017 Arkansas Residential Assisted Living Assocation July 27, 2017 45 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 232 Kevin Faught Registration Filing or Amendment Date: Stephens Inc., 3425 N. Futrall Drive, Suite 201 Suite 201 1/13/2017 Fayetteville AR Phone: 72703 (479) 718-7400 Authorized Personnel Year: Client or Employer 2017 Stephens Inc. 233 Kirkley Thomas Registration Filing or Amendment Date: P.O. Box 194208 1/3/2017 Little Rock AR Phone: 72219-4208 (501) 570-2263 Authorized Personnel Year: Client or Employer 2017 Arkansas Electric Cooperatives, Inc. (AECI) 234 Kyle Kamrath Registration Filing or Amendment Date: 50 Northern Ave 1/4/2017 Boston MA Phone: 02210 (832) 741-6188 Authorized Personnel Year: Client or Employer 2017 Vertex Pharmaceuticals Incorporated 235 Laird Doran Registration Filing or Amendment Date: 1375 Enclave Parkway 7/10/2017 Houston TX Phone: 77077 (713) 580-3635 Authorized Personnel Year: Client or Employer 2017 GS Marketing, Inc Gulf States Financial Services, Inc. Gulf States Toyota, Inc. The Friedkin Group US Autologistics 236 Larry Page Registration Filing or Amendment Date: P.O. Box 25112 1/6/2017 Little Rock AR Phone: 72221 (501) 837-1688 Authorized Personnel Year: Client or Employer 2017 Arkansas Faith & Ethics Council 237 LaSalle Management Company Registration Filing or Amendment Date: 192 Bastille Lane 4/4/2017 Ruston LA Phone: 71270 (318) 232-1500 Authorized Personnel Client or Employer Patrick Temple Rodney Cooper William (Billy) McConnell LaSalle Corrections Management Company July 27, 2017 Year: 2017 46 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 238 Laura Hawkins Registration Filing or Amendment Date: P.O. Box 24426 1/3/2017 Little Rock AR Phone: 72221 (501) 224-9018 Authorized Personnel Year: Client or Employer 2017 Arkansas Medical Society Arkansas Ophthalmological Society Arkansas Society of Professional Lobbyists 239 Laura Landreaux Registration Filing or Amendment Date: Entergy AR, Inc. 425 W Capitol Avenue 1/3/2017 Little Rock AR Phone: 72203 (501) 377-5876 Authorized Personnel Year: Client or Employer 2017 Entergy Arkansas Inc 240 Leandre Johns Registration Filing or Amendment Date: 2525 Carlisle Apt. 210 1/4/2017 Dallas TX Phone: 75201 (469) 554-8237 Authorized Personnel Year: Client or Employer 2017 Uber Technologies, Inc. 241 Lee Douglass Registration Filing or Amendment Date: P.O. Box 2181 11/28/2016 Little Rock AR Phone: 72203-2181 (501) 378-2961 Authorized Personnel Year: Client or Employer 2017 Arkansas Blue Cross and Blue Shield HMO Partners, Inc. 242 Lee Pittman Registration Filing or Amendment Date: 501 Woodlane, Ste. 103 Suite 103 5/1/2017 Filed termiation on 6/1/2017 Little Rock AR Phone: 72201 (501) 374-8927 Authorized Personnel Year: Client or Employer 2017 International Paper 243 Legacy Consulting Registration Filing or Amendment Date: 314 West Gilson Avenue 7/19/2017 DeQueen AR Phone: 71832 (501) 246-8842 Authorized Personnel Client or Employer Brenda Beltrani Chadwick Gallagher Arkansas Broadcasters Assn Arkansas Family Council Arkansas Funeral Directors Association Arkansas Municipal League Arkansas Trial Lawyers Association July 27, 2017 Year: 2017 47 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 244 Leigh Ann Biernat Registration Filing or Amendment Date: Stephens Inc., 111 Center St 1/13/2017 Little Rock AR Phone: 72201 (501) 377-2000 Authorized Personnel Year: Client or Employer 2017 Stephens Inc. 245 Lincoln Policy Group Registration Filing or Amendment Date: One Massachusetts Ave, Suite 850 Washington 3/29/2017 Filed termiation on 3/31/2017 DC 20001 Phone: (202) 243-7565 Authorized Personnel Client or Employer Blanche Lincoln Pacify Health, Inc. Year: 2017 246 Little Rock Regional Chamber of Commerce Registration Filing or Amendment Date: One Chamber Plaza 1/6/2017 Little Rock AR Phone: 72201 (501) 377-6002 Authorized Personnel Year: Client or Employer 2017 Buckley O'Mell Jay Chesshir 247 LJH Series, Strategies & Policy Registration Filing or Amendment Date: P. O. Box 3603 1/6/2017 Little Rock AR Phone: 72203 (501) 285-0202 Authorized Personnel Client or Employer Loretta J. Hendrix LJH Series, Strategies & Policy Year: 2017 248 Lynn Zeno Registration Filing or Amendment Date: 5000 North Shore Drive 1/4/2017 North Little Rock AR Phone: 72118 (501) 425-7736 Authorized Personnel Year: Client or Employer 2017 Independent Insurance Agents of Arkansas 249 M & M Strategies Registration Filing or Amendment Date: 3516 Dearborn Cirlce 3/25/2017 Bryant AR Phone: 72022 (501) 412-3781 Year: Authorized Personnel Client or Employer Lisa Monk Miller Ash Grove Cement Company E-Z Mart Stores, Inc. Kessler Topaz Meltzer & Check, LLP NCP Finance 2017 250 Mandla T. Deskins Registration Filing or Amendment Date: 1212 New York Ave., NW Suite 300 4/11/2017 Washington DC Phone: 20002 (202) 464-7002 Authorized Personnel Client or Employer Year: 2017 Council For A Strong America July 27, 2017 48 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 251 Marc Parker Registration Filing or Amendment Date: 21 Rolling Hills Circle 1/10/2017 Denton TX Phone: 76205 (940) 566-6383 Authorized Personnel Year: Client or Employer 2017 Sunovion Pharmaceuticals Inc. 252 Marcella Taylor Registration Filing or Amendment Date: 425 West Capitol Avenue, Suite 1800 Suite 1800 12/21/2016 Little Rock AR Phone: 72201-3525 (501) 688-8800 Authorized Personnel Year: Client or Employer 2017 ALCOA American Electric Power City of Fayetteville, AR City of Harrison City of Yellville Domtar A.W. LLC Remington Arms, LLC Vulcan Materials Company, Inc. 253 Margaret A. Johnston Registration Filing or Amendment Date: 425 West Capitol Avenue, Suite 1800 1/16/2017 Little Rock AR Phone: 72201 (501) 688-8800 Authorized Personnel Year: Client or Employer 2017 Arkansas Superior Select, Inc. NovaSys Health / Centene Corporation Vantage Health Plan of Arkansas, Inc. 254 Marijuana Policy Project Registration Filing or Amendment Date: 2370 Champlain St. NW suite 12 1/12/2017 Washington DC Phone: 20009 (202) 905-2034 Authorized Personnel Year: Client or Employer 2017 Maggie Ellinger-Locke 255 Martha Carlson Registration Filing or Amendment Date: 320 West Capitol Avenue UCC2 Suite 5 11/30/2016 Little Rock AR Phone: 72201 (501) 212-8579 Authorized Personnel Client or Employer Year: 2017 Arkansas Blue Cross and Blue Shield HMO Partners Inc July 27, 2017 49 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 256 Martha Hill Registration Filing or Amendment Date: 425 W Capitol Avenue, Suite 1800 3/21/2017 Little Rock AR Phone: 72201 (501) 688-8800 Authorized Personnel Year: Client or Employer 2017 American Council Of Life Insurers American Fidelity Assurance Company America's Health Insurance Plans Aristotle, Inc. Arkansas Electric Cooperative Corporation Arkansas Electric Cooperatives, Inc. Broadband Development Group CHMS Provider's Association of Arkansas CNO Financial, Inc. EAN Holdings, LLC Helena Chemical Company Insurance Services Office, Inc. LKQ Corporation Mitchell Williams Law Firm Motor Vehicle Ancillary Products Association National Association of Subrogation Professionals (NASP) National Restaurant Association Preserve Arkansas Southern Arkansas University State Farm Insurance Group United Healthcare of Arkansas, Inc. Walton Enterprises, Inc. 257 Marvin Childers Registration Filing or Amendment Date: 321 S. Victory 1/17/2017 Little Rock AR Phone: 72201 (501) 375-8131 Authorized Personnel Year: Client or Employer 2017 The Poultry Federation 258 Marvin Parks Registration Filing or Amendment Date: 1401 West Capitol, Suite 100 Suite 100 1/9/2017 Little Rock AR Phone: 72201-2906 (501) 733-4346 Authorized Personnel Year: Client or Employer 2017 Arkansas Medical Society Arkansas Surgical Hospital Methodist Family Health State Volunteer Mutual Insurance Company 259 matthew hass Registration Filing or Amendment Date: 1400 West Markham Suite 307 1/10/2017 Little Rock AR Phone: 72201 (501) 376-2852 Authorized Personnel July 27, 2017 Client or Employer Year: 2017 50 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 260 Max Braswell Registration Filing or Amendment Date: 1213 West 4th Street Suite C 1/5/2017 Little Rock AR Phone: 72201 (501) 374-2441 Authorized Personnel Year: Client or Employer 2017 Arkansas Forestry Association 261 Max Greenwood Registration Filing or Amendment Date: 601 Gaines St 11/28/2016 Little Rock AR Phone: 72201 (501) 378-2131 Authorized Personnel Year: Client or Employer 2017 Arkansas Blue Cross and Blue Shield HMO Partners, Inc. 262 McDaniel Richardson Calhoun, PLC Registration Filing or Amendment Date: 1020 W Fourth St Ste 410 3/13/2017 Little Rock AR Phone: 72201-2036 (501) 235-8336 Year: Authorized Personnel Client or Employer Bart Calhoun Dustin McDaniel Scott Ricardson ACXIOM ARGENTA LIMO AT&T BMM TEST LABS CALHOUN Farms CENTENNIAL BANK CIGNA Insurance City of Osceola FACEBOOK Jacksonville / North Pulaski School District NEW BEGINNINGS BEHAVIORAL HEALTH SERVICES QUINN AVIATION Ross Group US RENAL CARE XCALIBER TOBACCO YELP.com 2017 263 Mel Coleman Registration Filing or Amendment Date: P.O. Box 1000 1/4/2017 Salem AR Phone: 72576 (870) 421-8951 Authorized Personnel Year: Client or Employer 2017 North Arkansas Electric Cooperative 264 Melanie Gloster Registration Filing or Amendment Date: 411 S. Victory, Ste. 204 Little Rock 3/24/2017 Filed termiation on 5/2/2017 AR 72201 Phone: (501) 376-2273 Authorized Personnel Client or Employer Year: 2017 Melanie Gloster July 27, 2017 51 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 265 Melissa B. Walsh Registration Filing or Amendment Date: Stephens Inc.111 Center Street 1/17/2017 Little Rock AR Phone: 72201 (501) 377-2000 Authorized Personnel Year: Client or Employer 2017 Stephens Inc. 266 Michael Anway Registration Filing or Amendment Date: 1962 Chatsworth Way 2/9/2017 Tallahassee FL Phone: 32309 (202) 552-9916 Authorized Personnel Year: Client or Employer 2017 Pharmaceutical Research & Manufacturers of America (PhRMA) 267 Michael Callan Registration Filing or Amendment Date: PO BOX 2407 1/3/2017 Ft Smith AR Phone: 72902 (479) 783-4191 Authorized Personnel Year: Client or Employer 2017 Stephens Production Company Continential Properties, LLC 268 Michael Harrold Registration Filing or Amendment Date: 1 Express Way, HQ2E03 12/19/2016 St. Louis MO Phone: 63121 (314) 684-6373 Authorized Personnel Year: Client or Employer 2017 Express Scripts Holding Co. 269 Michael Lindsey Registration Filing or Amendment Date: 708 SW 8th Street 1/4/2017 Bentonville AR Phone: 72716 (479) 204-1376 Authorized Personnel Year: Client or Employer 2017 Wal-Mart Stores, Inc. 270 Michael McBryde Registration Filing or Amendment Date: Stephens Inc., 111 Center Street Suite 201 1/13/2017 Little Rock AR Phone: 72201 (501) 377-2000 Authorized Personnel Year: Client or Employer 2017 Stephens Inc. 271 Michael Shannon Registration Filing or Amendment Date: 111 Center Street Suite 1900 3/13/2017 Little Rock AR Phone: 72201 (501) 379-1716 Authorized Personnel Client or Employer Year: 2017 MCNA Insurance Company Public Consulting Group, Inc. The Lamar Corporation July 27, 2017 52 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 272 Michael D Anderson Registration Filing or Amendment Date: P.O. Box 6660 4/17/2017 Sherwood AR Phone: 72124-6660 (501) 680-3996 Authorized Personnel Year: Client or Employer 2017 Arkansas Blue Cross & Blue Shield Health Maintenance USAble Corporation HMO Partners, Inc 273 Michael G. Kapocius Registration Filing or Amendment Date: 232 E. Apple Creek Road Appleton WI Phone: 1/5/2017 Filed termiation on 5/4/2017 54913 (920) 993-9732 Authorized Personnel Year: Client or Employer 2017 Takeda Pharmaceuticals America 274 Michael O. Parker Registration Filing or Amendment Date: 425 W. Capitol Ave. Ste. 3700 Suite 3700 1/5/2017 Little Rock AR Phone: 72201 (501) 375-9151 Authorized Personnel Year: Client or Employer 2017 Arkansas State Chamber of Commerce Associated Industries of Arkansas Nucor Steel - Arkansas Division - Nucor Corp.Nucor Nucor-Yamato Steel Co. 275 Michelle Kitchens Registration Filing or Amendment Date: Arkansas Farm Bureau Federation - P.O. Box 31 P.O. Box 31 1/12/2017 Little Rock AR Phone: 72203-0031 (501) 228-1324 Authorized Personnel Year: Client or Employer 2017 Arkansas Farm Bureau Fed. 276 Miles Goggans Registration Filing or Amendment Date: P.O. Box 25116 3/14/2017 Little Rock AR Phone: 72221 (501) 912-9121 Authorized Personnel Client or Employer Year: 2017 AmTrust Anheuser Busch Arkansas Athletic Trainers Association Nirvana of Arkansas, Inc. Producers Rice Mill July 27, 2017 53 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 277 Mitchell Blackstock Ivers Sneddon & Marshall, PLLC Registration Filing or Amendment Date: 1010 West Third Street 1/12/2017 Little Rock AR Phone: 72201-2038 (501) 378-7870 Year: Authorized Personnel Client or Employer David Ivers Michael Mitchell Sheila Bronfman Arkansas Automobile Dealers Association Arkansas Medical Society Arkansas Podiatric Medical Association Arkansas Residential Assisted Living Assocation Arkansas State Dental Association CareLink Central Arkansas Developmental Disabilities Provider Association Easter Seals Arkansas Greenwich Bioscience Pfizer, Inc Pinnacle Pointe Hospital Rivendell Behavioral Health Services of Arkansas Springwoods Behavioral Health The Bridgeway Hospital Woodridge Behavioral Health, LLC 2017 278 Montine McNulty Registration Filing or Amendment Date: 11711 Fairway Drive 1/11/2017 Little Rock AR Phone: 72212 (870) 536-7665 Authorized Personnel Client or Employer Year: 2017 Arkansas Hospitality Association July 27, 2017 54 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 279 Morril Harriman Registration Filing or Amendment Date: 425 W Capitol Ste 1800 3/21/2017 Little Rock AR Phone: 72201 (501) 688-8800 Authorized Personnel Client or Employer Year: 2017 American Council Of Life Insurers American Fidelity Assurance Company America's Health Insurance Plans Aristotle, Inc. Arkansas Association of Insurance Companies Arkansas Electric Cooperative Corporation Arkansas Electric Cooperatives, Inc. Broadband Development Group CHMS Provider's Association of Arkansas City of Springdale Water Utilities CNO Financial, Inc. EAN Holdings, LLC Helena Chemical Company Insurance Services Office, Inc. LKQ Corporation Mitchell Williams Law Firm Motor Vehicle Ancillary Products Association National Association of Subrogation Professionals (NASP) National Restaurant Association Preserve Arkansas Southern Arkansas University State Farm Insurance Group United Healthcare of Arkansas, Inc. Vantage Investments Holdings, LLC Walton Enterprises, Inc. July 27, 2017 55 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 280 Mullenix & Associates, LLC Registration Filing or Amendment Date: 501 Woodlane Ave., Suite 105 5/12/2017 Little Rock AR Phone: 72201 (501) 725-5190 Year: Authorized Personnel Client or Employer Austin Grinder Julie Mullenix Ted Mullenix Altria Client Services LLC and its Affiliates ANC Foundation AR Blue Cross Blue Shield AR Judicial Council Inc AR Realtors Association Arkansas Health Care Association Arkansas Self-Insurers Association Big River Steel Cisco Systems, Inc. Delta Cultivators LLC Express Scripts, Inc. Insurance Auto Auctions Kaplan Fox & Kilsheimer LLP Le Bonheur Children's Hospital McDonalds Corporation MCNA Health Care Holdings LLC Mullenix & Associates, LLC Novartis Services, Inc. Oaklawn Jockey Club Plains Pipeline, L.P. Rave Mobile Safety Rural AR Telephone Systems SAP Public Services, Inc. Sun Paper Superior Senior Care Title Source Wilson & Associates PLLC Zekelman Industries 2017 281 Nancy Elphingstone Registration Filing or Amendment Date: 411 South Victory Suite 205 1/17/2017 Little Rock AR Phone: 72201 (501) 376-2273 Authorized Personnel Year: Client or Employer 2017 HomeCare Association of Arkansas 282 Nick Infante Registration Filing or Amendment Date: 708 SW 8th Street 1/4/2017 Bentonville AR Phone: 72716 (517) 488-4896 Authorized Personnel Client or Employer Year: 2017 Wal-Mart Stores, Inc. July 27, 2017 56 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 283 Noble Strategies Registration Filing or Amendment Date: 1020 West Third Street 7/7/2017 Little Rock AR Phone: 72201 (501) 375-1100 Authorized Personnel Client or Employer Ben Noble Ag Development Council Arkansas Rice Federation Beacon Health Options Bernhard Energy Monsanto Nucor Corporation Tyson Foods White River Irrigation District Year: 2017 284 Paschall Strategic Communications Registration Filing or Amendment Date: 2300 Cottondale Lane, Suite 200 Suite 200 6/23/2017 Little Rock AR Phone: 72202 (501) 663-6545 Year: Authorized Personnel Client or Employer Bill Paschall Donald Erbach Mary Carol Poole American Petroleum Institute Arkansas Acupuncture Association AT&T General Motors, LLC ITC Holdings Corp Preferred Family Healthcare Travel Tech United Beverage Retailers of Arkansas 2017 285 Patrick Wilson Registration Filing or Amendment Date: 200 West Capitol Avenue, Suite 2300 Suite 2300 1/17/2017 Little Rock AR Phone: 72201 (501) 371-0808 Authorized Personnel Year: Client or Employer 2017 Blackstone Construction LLC Jacksonville / North Pulaski School District 286 Patti Julian Registration Filing or Amendment Date: 2 Creekwood Cove 11/22/2016 N Little Rock AR Phone: 72116 (501) 416-2085 Authorized Personnel Year: Client or Employer 2017 Arkansas Bar Association 287 Paul Martin Registration Filing or Amendment Date: 4301 City Park Road 7/24/2017 Austin TX Phone: 78730 (512) 267-4817 Authorized Personnel Client or Employer Year: 2017 National Association of Mutual Insurance Companies (NAMIC) July 27, 2017 57 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 288 Paul Means Registration Filing or Amendment Date: P.O. Box 551 1/3/2017 Little Rock AR Phone: 72203 (501) 377-3577 Authorized Personnel Year: Client or Employer 2017 Entergy Arkansas Inc. 289 Phillips Management and Consulting Service Registration Filing or Amendment Date: P. O. Box 237 1/17/2017 Conway AR Phone: 72032 (501) 329-3111 Year: Authorized Personnel Client or Employer Bill Phillips Bradley Phillips Arkansans for Tobacco Free Alternatives Arkansas Association of Insurance Companies Arkansas Heart Hospital Arkansas Municipal Powers Association Arkansas Physical Therapy Association Arkansas Rental Dealers Association Arkansas Society for Human Resources Management State Council, Inc. Arkansas Veterinary Medical Association CoCentrix, Inc County Judges Association of Arkansas EngagePoint Inspirations Day Treatment Mental Health Council of Arkansas Otsuka America Pharmaceutical, Inc. QualChoice of Arkansas RehabNet of Arkansas Teladoc, Inc. Teradata 2017 290 Politcal Strategies LLC Registration Filing or Amendment Date: P.O. Box 8068 2/10/2017 Fayetteville AR Phone: 72703 (479) 527-0006 Authorized Personnel Client or Employer Joshua Waters Zachary Ocker Conduit for Action Year: 2017 291 R. Ryan Younger Registration Filing or Amendment Date: 111 Center Street, Suite 1900 3/13/2017 Little Rock AR Phone: 72201 (501) 379-1757 Authorized Personnel Client or Employer Year: 2017 MCNA Insurance Company Public Consulting Group, Inc. July 27, 2017 58 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 292 Ragenea Thompson Registration Filing or Amendment Date: 10 Cadillac Dr Ste 200 12/15/2016 Brentwood TN Phone: 37027 (501) 944-5462 Authorized Personnel Year: Client or Employer 2017 Care Improvement Plus South Central Insurance Co. Optum, Inc. United HealthCare Services, Inc. UnitedHealthcare Insurance Company UnitedHealthcare Insurance Company of the River Valley UnitedHealthcare of Arkansas, Inc. 293 Randall Bynum Registration Filing or Amendment Date: 425 W. Capitol Avenue, Suite 3700 6/14/2017 Little Rock AR Phone: 72201 (501) 375-9151 Authorized Personnel Year: Client or Employer 2017 Property Casualty Insurers Assoication of America 294 Ray Colas Registration Filing or Amendment Date: 500 West Madison Street 1/4/2017 Chicago IL Phone: 60661 (312) 621-1950 Authorized Personnel Year: Client or Employer 2017 LKQ Corporation 295 Rebecca Tennille Registration Filing or Amendment Date: 20 River Valley Road 1/12/2017 Little Rock AR Phone: 72227 (501) 786-0525 Authorized Personnel Year: Client or Employer 2017 Human Rights Campaign 296 Recovery Centers of Arkansas Registration Filing or Amendment Date: 1201 River Road 7/14/2017 North Little Rock AR Phone: 72114 (501) 614-4900 Authorized Personnel Client or Employer Carole Baxter Christine Murphy Libby Lee Recovery Centers of Arkansas Year: 2017 297 Rhonda Cline Registration Filing or Amendment Date: 723 S. Church Room 120 1/10/2017 Jonesboro AR Phone: 72401 (870) 972-7851 Authorized Personnel Client or Employer Year: 2017 AT&T Inc. & Affiliates July 27, 2017 59 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 298 Riceland Foods, Inc. Registration Filing or Amendment Date: P.O. Box 927 1/25/2017 Stuttgart AR Phone: 72160 (870) 673-5520 Authorized Personnel Client or Employer Bill Reed Kevin McGilton Riceland Foods, Inc. Year: 2017 299 Richard Ponder Registration Filing or Amendment Date: 4306 Lakeway Blvd. 12/12/2016 Lakeway TX Phone: 78734 (512) 261-1913 Authorized Personnel Year: Client or Employer 2017 Johnson & Johnson 300 Ricky Cross Registration Filing or Amendment Date: 101 N. 13th Room 100 1/10/2017 Fort Smith AR Phone: 72901 (479) 785-6610 Authorized Personnel Year: Client or Employer 2017 AT&T Inc. & Affiliates 301 Rob Ratley Registration Filing or Amendment Date: P.O. Box 1058 1/16/2017 Fort Smith AR Phone: 72901-1058 (479) 649-5301 Authorized Personnel Year: Client or Employer 2017 302 Robert Jackson Registration Filing or Amendment Date: P. O. Box 7233 1/16/2017 Little Rock AR Phone: 72217 (501) 519-3060 Authorized Personnel Year: Client or Employer 2017 303 Robert D. Smith III Registration Filing or Amendment Date: 312 S. Pulaski Street 1/5/2017 Little Rock AR Phone: 72201-1928 (501) 374-2215 Authorized Personnel Client or Employer Year: 2017 Albemarle Corporation Aluminum Company of America Calpine Corporation Noble Strategies Nucor Steel Co. RELX Inc. Stephens Investments Holdings LLC Value Options/Beacon Health Options July 27, 2017 60 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 304 Roberts GR Strategies Registration Filing or Amendment Date: 20 Rahling Circle 7/18/2017 Little Rock AR Phone: 72223 (501) 920-7400 Year: Authorized Personnel Client or Employer Ada Hollingsworth M ke Roberts Sarah Collins Alternative Medical Cultivation Group, LLC Alternative Medical Dispensary Group, LLC Arkansas Capital Corporation Group Arkansas Children's Hospital CenterPoint Energy Resources Corp. Douglas Companies, Inc. Imperial Trading Oracle America, Inc 2017 305 Roger Collins Registration Filing or Amendment Date: 6675 Chelsea Gardens Way 1/4/2017 Cumming GA Phone: 30040 (770) 205-4924 Authorized Personnel Year: Client or Employer 2017 Sunovion Pharmaceuticals Inc. 306 roger smith Registration Filing or Amendment Date: 13 S. Pego Way 1/10/2017 Hot Springs Village AR Phone: 71909 (501) 922-8875 Authorized Personnel Year: Client or Employer 2017 Arkansas District Judges Council Arkansas Fire Chiefs Association Arkansas Fraternal Order of Police Arkansas Orthotic & Prosthetic Association Arkansas State Fire Fighters Association Little Rock Fraternal Order of Police MANA - Medical Associates of Northwest Arkansas The Breast Center of Northwest Arkansas 307 Rogers-Lowell Area Chamber of Commerce Registration Filing or Amendment Date: 317 West Walnut 1/3/2017 Rogers AR Phone: 72756 (479) 636-1240 Year: Authorized Personnel Client or Employer Jon Moran Raymond Burns Rogers-Lowell Area Chamber of Commerce 2017 308 Ron DeBerry Registration Filing or Amendment Date: P.O. Box 2181 11/29/2016 Little Rock AR Phone: 72203-2181 (501) 378-2979 Authorized Personnel Client or Employer Year: 2017 Arkansas Blue Cross and Blue Shield HMO Partner's Inc. July 27, 2017 61 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 309 Ron Harrod Registration Filing or Amendment Date: 700 East 9th 6M Suite 6M 1/2/2017 Little Rock AR Phone: 72202-3989 (501) 944-3068 Authorized Personnel Year: Client or Employer 2017 Arkansas Credit Union Association Blackwell, LLC Dixie Restaurants, Inc 310 Ron Fuller Enterprises Registration Filing or Amendment Date: 5 Braeburn Ct 7/14/2017 Little Rock AR Phone: 72212 (501) 960-6611 Year: Authorized Personnel Client or Employer Ron Fuller William Fuller Arkansas Licensed Beverage Association Bell & Company, PA Cognosante, LLC Merck , Sharp & Dohme Corp. Modern Amusements Southeastrans, Inc. Swisher International The Law Offices of Lauren P. Parker Witt Global Partners 2017 311 Ron Pyle Registration Filing or Amendment Date: 100 Morgan Keegan Drive Suite 400 Suite 400 1/4/2017 Filed termiation on 1/20/2017 Little Rock AR Phone: 72202 (501) 671-1334 Authorized Personnel Year: Client or Employer 2017 Raymond James & Associates, Inc. 312 ronald dedman Registration Filing or Amendment Date: 1111 W. Capitol Room 1096 1/10/2017 Little Rock AR Phone: 72201 (501) 373-8084 Authorized Personnel Year: Client or Employer 2017 AT&T Inc. & Affiliates 313 Rose Law Firm Registration Filing or Amendment Date: 120 East Fourth Street 3/17/2017 Little Rock AR Phone: 72201-2893 (501) 377-0329 Authorized Personnel Client or Employer Cynthia Blankenship Michael Goswami Stephen Joiner Ygrene Energy Fund Arkansas, LLC July 27, 2017 Year: 2017 62 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 314 Rosi Smith Registration Filing or Amendment Date: 1 Childrens Way #652 1/18/2017 Little Rock AR Phone: 72202 (501) 364-1481 Authorized Personnel Year: Client or Employer 2017 Arkansas Children's, Inc. 315 Salesforce.com, Inc. Registration Filing or Amendment Date: c/o 28 Liberty Ship Way, Suite 2815 4/17/2017 Sausalito CA Phone: 94965 (415) 903-2800 Authorized Personnel Client or Employer Drew Wolford Salesforce.com, Inc. Year: 2017 316 Samuel Vorderstrasse Registration Filing or Amendment Date: P. O. Box 2181 11/29/2016 Little Rock AR Phone: 72203 (501) 378-2863 Authorized Personnel Year: Client or Employer 2017 Arkansas Blue Cross and Blue Shield HMO Partner's Inc. 317 Scott Brock Registration Filing or Amendment Date: 901 North Ride 12/8/2016 Tallahassee FL Phone: 33303 (850) 322-3610 Authorized Personnel Year: Client or Employer 2017 Bristol Myers Squibb Company 318 Scott Smith Registration Filing or Amendment Date: P.O. Box 55088 1/3/2017 Little Rock AR Phone: 72215 (501) 224-8967 Authorized Personnel Year: Client or Employer 2017 Arkansas Medical Society 319 Scott Sullivan Registration Filing or Amendment Date: 1833 N. 9th Street 1/3/2017 De Queen AR Phone: 71832 (870) 584-8990 Authorized Personnel Client or Employer Year: 2017 Farm Credit Services c/o Arkansas Advocacy Committee Farm Credit Services of Arkansas Southern Arkansas University Southern Arkansas University System Southern Arkansas University Tech July 27, 2017 63 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 320 Sheena Olson Registration Filing or Amendment Date: 1 Children's Way, Slot 652 1/5/2017 Little Rock AR Phone: 72202 (501) 364-5172 Authorized Personnel Year: Client or Employer 2017 Arkansas Children's, Inc. 321 Sherry Holliman Registration Filing or Amendment Date: 101 Windcrest Cove 1/27/2017 Marion AR Phone: 72364 (870) 514-4631 Authorized Personnel Year: Client or Employer 2017 322 Sippapu, Inc. Registration Filing or Amendment Date: 3219 East Camelback Road, Suite 552 3/14/2017 Phoenix AZ Phone: 85018 (602) 840-3519 Authorized Personnel Year: Client or Employer 2017 Barry Goldwater 323 Springdale Chamber of Commerce Registration Filing or Amendment Date: P.O. Box 166 1/3/2017 Springdale AR Phone: 72765 (479) 872-2222 Year: Authorized Personnel Client or Employer Perry Webb Springdale Chamber of Commerce 2017 324 St. Francis House NWA, Inc (dba Community Clinic) Registration Filing or Amendment Date: 614 East Emma Avenue Suite 300 1/9/2017 Springdale AR Phone: 72764 (479) 751-7417 Year: Authorized Personnel Client or Employer Kathy Grisham Tyler Clark St. Francis House NWA, Inc. (dba:Community Clinic) 2017 325 Stacy Williams Registration Filing or Amendment Date: P.O. Box 641 #1302 4/18/2017 Little Rock AR Phone: 72203 (501) 912-4980 Authorized Personnel Client or Employer Year: 2017 Arkansas Blue Cross & Blue Shield HMO Partner's Inc. USAble Corporation July 27, 2017 64 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 326 Stacy Consulting, LLC Registration Filing or Amendment Date: P.O. Box 201 12/26/2016 Bentonville AR Phone: 72712 (479) 366-7070 Authorized Personnel Client or Employer Burton Stacy Jim Walton Year: 2017 327 Stanley Hill Registration Filing or Amendment Date: Arkansas Farm Bureau Federation - P.O. Box 31 P.O. Box 31 1/12/2017 Little Rock AR Phone: 72203-0031 (501) 228-1564 Authorized Personnel Year: Client or Employer 2017 Arkansas Farm Bureau Fed. 328 Stephen Hunt Registration Filing or Amendment Date: 4 Durango Cove 7/10/2017 Maumelle AR Phone: 72113 (501) 487-8655 Authorized Personnel Year: Client or Employer 2017 329 Stephen Doak Foster Registration Filing or Amendment Date: 425 West Capitol Avenue, Suite 1800 Suite 1800 12/22/2016 Little Rock AR Phone: 72201-3525 (501) 688-8800 Authorized Personnel Year: Client or Employer 2017 American Service Life Insurance Company Assurant Group - ABIG Assurant Group - ASG Aurigen Capital Limited Aurigen USA Holdings Inc. Hanover Insurance Group National Council on Compensation Insurance Regions Insurance, Inc. Transamerica Advisors Life Insurance Company Transamerica Life Insurance Company United Home Insurance Co. UnitedHealth Group, Inc. 330 Steve Carter Registration Filing or Amendment Date: 1702 East Central Avenue 4/17/2017 Bentonville AR Phone: 72712 (479) 271-8500 Authorized Personnel July 27, 2017 Client or Employer Year: 2017 65 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 331 Steve Cousins Registration Filing or Amendment Date: 148 Greenbriar Road 1/5/2017 El Dorado AR Phone: 71730 (870) 862-5790 Authorized Personnel Year: Client or Employer 2017 332 Steve Spaulding Registration Filing or Amendment Date: 46 Fontenay Circle 12/20/2016 Little Rock AR Phone: 72223 (501) 378-2176 Authorized Personnel Year: Client or Employer 2017 Arkansas Blue Cross & Blue Shield HMO Partner's Inc. 333 Steve Morley Registration Filing or Amendment Date: 315 N. Broadway N. Little Rock AR Phone: 2/17/2017 Filed termiation on 3/31/2017 72114 (501) 372-4314 Authorized Personnel Year: Client or Employer 2017 Steve Morley 334 Steven D. Ferren Registration Filing or Amendment Date: P. O. Box 229 1/16/2017 Little Rock AR Phone: 72203-0229 (501) 374-6293 Authorized Personnel Year: Client or Employer 2017 Arkansas Oil Marketers Association 335 Steven Napper, Ltd. Registration Filing or Amendment Date: 200 Louisiana Street 1/4/2017 Little Rock AR Phone: 72201 (501) 378-7755 Year: Authorized Personnel Client or Employer Steve Napper Arkansas Blue Cross & Blue Shield Arkansas Municipal League 2017 336 Tammy Waters Registration Filing or Amendment Date: 285 Hwy 71 South 1/5/2017 Ashdown AR Phone: 71822 (870) 898-2711 Authorized Personnel Year: Client or Employer 2017 Domtar 337 Tate & Associates Registration Filing or Amendment Date: P. O. Box 7746 1/5/2017 Little Rock AR Phone: 72205 (501) 350-4141 Authorized Personnel Client or Employer Sherman Tate Tate and Associates July 27, 2017 Year: 2017 66 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 338 Teladoc, Inc. Registration Filing or Amendment Date: c/o Politicom Law, 28 Liberty Ship Way, Suite 2815 1/20/2017 Sausalito CA Phone: 94965 (415) 903-2800 Authorized Personnel Client or Employer Claudia Tucker Teladoc, Inc. Year: 2017 339 Teresa Oelke Registration Filing or Amendment Date: 2556 N 40th 1/13/2017 Springdale AR Phone: 72762 (479) 531-9778 Authorized Personnel Year: Client or Employer 2017 Americans For Prosperity Americans for Prosperity Foundation 340 Terri Robinson Registration Filing or Amendment Date: 2400 Crestwood Suite 207 1/5/2017 North Little Rock AR Phone: 72116 (501) 753-5180 Authorized Personnel Year: Client or Employer 2017 National Council on Compensation Insurance 341 Terry Bond Registration Filing or Amendment Date: 428 Travis Street 12/29/2016 Shreveport LA Phone: 71101 (318) 673-3595 Authorized Personnel Year: Client or Employer 2017 AEP-Southwestern Electric Power Company 342 The Capitol Group, LLc Registration Filing or Amendment Date: P.O. Box 242210 1/16/2017 Little Rock AR Phone: 72223 (501) 821-0100 Authorized Personnel Client or Employer Don Tilton Arkansas State Dental Association Beaver Water District Calpine Corporation CHSPSC,LLC Downstream Development Authority Kroger Corporation LKQ Corporation/Keystone Public Information Advocates, LLC Schneider Electric Verizon Arena W. P. Malone, Inc. July 27, 2017 Year: 2017 67 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 343 The Gillespie Group Registration Filing or Amendment Date: 13636 State Highway 80 1/10/2017 Danville AR Phone: 72833 (479) 495-5253 Authorized Personnel Client or Employer Jeff Gillespie Mandy Gillespie Macedonia Farms Tatum Tatum & Vaden Law Firm Year: 2017 344 The Health Law Firm Registration Filing or Amendment Date: 5224 Sherwood Road Suite 200 1/9/2017 Little Rock AR Phone: 72207 (501) 221-7100 Year: Authorized Personnel Client or Employer Harold Simpson Arkansas Association of Nurse Anesthetists Arkansas Pharmacists Association 2017 345 The Nature Conservancy Registration Filing or Amendment Date: 601 N. University Avenue 1/11/2017 Little Rock AR Phone: 72205 (501) 663-6699 Authorized Personnel Client or Employer Clayton Knighten Scott Simon Tim Snell The Nature Conservancy Year: 2017 346 The Perimeter Group Registration Filing or Amendment Date: 2111 Park Ave. 2/9/2017 Hot Springs AR Phone: 71901 (501) 580-4300 Year: Authorized Personnel Client or Employer Ernest Cunningham Len Pitcock Tommy Wren Arkansas Federal Credit Union Arkansas Information Consortium, Inc. Arkansas Pawnbrokers Association Arkansas Public School Resource Center Arkansas State Chamber of Commerce Bi-Partisan Strategies Coca-Cola North America Cox Communications DBH Management Consultants Diamond State Consulting Liberty Dental Plan Corporation 2017 347 The Robinson Group, LLC Registration Filing or Amendment Date: 114 South Main Street 5/30/2017 Brinkley AR Phone: 72021 (870) 734-9994 Authorized Personnel Client or Employer Charley Holmun Tommy F. Robinson City of Brinkley July 27, 2017 Year: 2017 68 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 348 The Vigneault company Registration Filing or Amendment Date: 5 Shackleford Plaza Suite 150 1/10/2017 Little Rock AR Phone: 72211 (501) 225-2800 Authorized Personnel Client or Employer JJ Vigneault Insure-Rite Verizon Year: 2017 349 Thomas Pearce Registration Filing or Amendment Date: 1212 New York Ave. NW. 3/7/2017 Washington DC Phone: 20005 (202) 464-7002 Authorized Personnel Year: Client or Employer 2017 Council For A Strong America 350 Tim Byler Registration Filing or Amendment Date: 172 Peppertree Drive 12/8/2016 Kingsport TN Phone: 37664 (423) 349-0689 Authorized Personnel Year: Client or Employer 2017 Novartis Services, Inc. 351 tim summers Registration Filing or Amendment Date: 1200 sw naphtali boulevard 1/10/2017 bentonville AR Phone: 72712 (479) 936-1357 Authorized Personnel Year: Client or Employer 2017 arkansas Association of Public Libraries Arkansas Learns 352 Timothy Gauger Registration Filing or Amendment Date: P.O. Box 2181 12/7/2016 Little Rock AR Phone: 72203-2181 (501) 378-2000 Authorized Personnel Year: Client or Employer 2017 Arkansas Blue Cross and Blue Shield HMO Partner's Inc. 353 Timothy Grooms Registration Filing or Amendment Date: 111 Center Street, Suite 1900 1/31/2017 Little Rock AR Phone: 72201 (501) 379-1713 Authorized Personnel Client or Employer Year: 2017 Arkansas Realtors Association MCNA Insurance Company July 27, 2017 69 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 354 Tom Parker Registration Filing or Amendment Date: #1 Riverfront Place Suite 460 1/3/2017 North Little Rock AR Phone: 72114 (501) 375-9964 Authorized Personnel Year: Client or Employer 2017 Arkansas Petroleum Council (a division of the American Petroleum Institute) 355 Trace Strategies Registration Filing or Amendment Date: 411 S Victory St Suite 202 7/6/2017 Little Rock AR Phone: 72201 (501) 258-6353 Year: Authorized Personnel Client or Employer Laurie Lee Mark Biviano ALLIANCE FOR SCHOOL CHOICE, INC., dba AFC Growth Fund, Arkansas Electric Energy Consumers Arkansas Gas Consumers Inc. Clean Line Energy Partners, LLC Everytown for Gun Safety Action Fund Excellence in Education National, Inc Jeff Dangeau dba Arkansas Parents for School Choice Lion Oil PALCO 2017 356 Trinity Highway Products, LLC Registration Filing or Amendment Date: 2525 N. Stemmons Freeway 1/9/2017 Dallas TX Phone: 75207 (214) 589-6570 Authorized Personnel Year: Client or Employer 2017 Paul Barber 357 Troy Hildreth Registration Filing or Amendment Date: 8735 Henderson Rd. 1/4/2017 Tampa FL Phone: 33634 (813) 206-6227 Authorized Personnel Year: Client or Employer 2017 Wellcare Health Plans, Inc. 358 Tusk Strategies, Inc. Registration Filing or Amendment Date: 251 Park Avenue South, 8th Floor 3/27/2017 New York NY Phone: 10010 (212) 259-0585 Authorized Personnel Client or Employer Seth London FanDuel, Inc. Year: 2017 359 United Transportation Union Registration Filing or Amendment Date: 1115 Bishop Street 1/16/2017 Little Rock AR Phone: 72202 (870) 761-0643 Authorized Personnel Client or Employer Year: 2017 Gerald Sale July 27, 2017 70 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 360 University of Arkansas System Registration Filing or Amendment Date: 2404 N. University Avenue Little Rock AR Phone: 1/30/2017 Filed termiation on 3/2/2017 72207 (501) 686-2532 Authorized Personnel Client or Employer Melissa Rust University of Arkansas System Year: 2017 361 Vicki S. Farmer Registration Filing or Amendment Date: 1401 W. Capitol Suite 247 Suite 206 1/12/2017 Little Rock Ar Phone: 72201 (501) 661-7675 Authorized Personnel Year: Client or Employer 2017 Arkansas Optometric Association 362 Walter G. Wright, Jr. Registration Filing or Amendment Date: 425 West Capitol Avenue, Suite 1800 Suite 1800 2/1/2017 Little Rock AR Phone: 72201-3525 (501) 688-8800 Authorized Personnel Year: Client or Employer 2017 Arkansas Electric Cooperatives, Inc. Arkansas Manufactured Housing Association Arkansas Oil Marketers Association Arkansas Recyclers Association Vantage Investments Holdings, LLC 363 Weldon Wynn Registration Filing or Amendment Date: 10757 Hwy 54 East 1/2/2017 Star City AR Phone: 71667 (870) 628-4509 Authorized Personnel Year: Client or Employer 2017 Arkansas Fair Mgrs. Association 364 Wholesale Beer Distributors of Arkansas, Inc. Registration Filing or Amendment Date: Post Office Box 3477 12/14/2016 Little Rock AR Phone: 72203 (501) 375-9232 Authorized Personnel Year: Client or Employer 2017 Mary Neal French Steve Higginbothom 365 William Beckman Registration Filing or Amendment Date: 1802 28th Ave. W. 12/8/2016 Seattle WA Phone: 98199 (206) 455-1494 Authorized Personnel Client or Employer Year: 2017 Avanir Pharmaceuticals, Inc. July 27, 2017 71 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 366 William C. Roachell Registration Filing or Amendment Date: 22 Collins Industrial Place 1/7/2017 North Little Rock AR Phone: 72113 (501) 812-0828 Authorized Personnel Year: Client or Employer 2017 Associated Builders and Contractors of Arkansas 367 Wills Law Firm, PLLC Registration Filing or Amendment Date: P. O. Box 306 4/4/2017 Conway AR Phone: 72033 (501) 329-3179 Year: Authorized Personnel Client or Employer Dana Wills Rick Green Robbie Wills Advantage Capital Partners Anthem, Inc. and its affiliates Area Agency on Aging of Western Arkansas Arkansas Association of Area Agencies on Aging Arkansas Chiropractic Physicians Association Arkansas Coalition Against Domestic Violence Arkansas Press Association Balanced Energy Arkansas DXC Technology Company East Arkansas Area Agency on Aging Juniper Networks (US), Inc. KPMG LLP March of Dimes New South Agriculture, LLC PCMA Public Information Advocates, LLC United Beverage Retailers of Arkansas Windstream Communications 2017 368 Witt Global Partners Registration Filing or Amendment Date: 500 President Clinton Ave Ste RL10 1/18/2017 Little Rock AR Phone: 72203 (501) 975-0780 Authorized Personnel Client or Employer Bob Nash Hal Hunnicutt James Lee Witt Jamie Vernon Jimmy Witt Rod Sweetman Ron Fuller Bill and Hillary Clinton National Airport Lauren Parker and and Parters The Arkansas Dermatological Society July 27, 2017 Year: 2017 72 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 369 Wright, Lindsey & Jennings, LLP Registration Filing or Amendment Date: 200 W Capitol Ave Ste 2300 7/17/2017 Little Rock AR Phone: 72201 (501) 212-1220 Year: Authorized Personnel Client or Employer Erika Gee Justin Allen Intralot Arkansas Healthcare Association Arkansas State Chamber / Associated Industries of Arkansas ASEAA/SEBCO Automated Health Systems Bayer Betsy Production Company Blackstone Construction LLC Bleichmar Fonti & Auld LLP Central Arkansas Water Deltic Timber E. Ritter Communications Holdings, Inc. Entergy Arkansas Inc JTS Financial Services, LLC Kum & Go Little Rock Wastewater LOCKRIDGE GRINDAL NAUEN P.L.L.P. / Civics Education Initiative Natural State Healthcare, Inc. NMBS, LLC Sewell Operating, Inc. South Arkansas Telephone Co Southland Park Gaming & Racing Vivint, Inc. Wholesale Beer Distributors of Arkansas Yelcot Telephone Company 2017 370 Zachary Wilson Registration Filing or Amendment Date: 1501 N. University Ave. Ste. 215 1/24/2017 Little Rock AR Phone: 72207 (501) 376-4090 Authorized Personnel Year: Client or Employer 2017 371 Zachary T. Steadman Registration Filing or Amendment Date: 425 West Capitol, Suite 1800 1/9/2017 Little Rock AR Phone: 72201 (501) 688-8800 Authorized Personnel Year: Client or Employer 2017 Anthem, Inc. CNO Financial, Inc. 372 ZACHERY BRADLEY Registration Filing or Amendment Date: P. O. Box 31 1/12/2017 Little Rock AR Phone: 72203 (501) 228-1626 Authorized Personnel Client or Employer Year: 2017 ARKANSAS FARM BUREAU July 27, 2017 73 EXHIBIT K Arkansas Secretary of State Registered Lobbyist Report 373 Zenille Saunders Registration Filing or Amendment Date: 21255 Hwy 1 South 3/15/2017 Plaquemine LA Phone: 70764 (914) 391-7384 Authorized Personnel Client or Employer Year: 2017 Dow Chemical Company July 27, 2017 74 CAMPAIGN CONTRIBUTION AND EXPENDITURE REPORT EXHIBIT L State and District Candidates Only To be filed with: Mark Martin, Secretary of State State Capitol, Room 026 Little Rock, AR 72201-1094 Phone (501) 682-5070 Fax (501) 682-3408 For assistance in completing this form contact: Arkansas Ethics Commission Post Office Box 1917 Little Rock, AR 72203 Phone (501) 324-9600 Toll Free (800) 422-7773 o Check f th s report s an amendment THIS FORM CANNOT BE USED FOR THE FINAL REPORT - ALL INFORMATION MUST BE COMPLETE THIS REPORT MUST BE FILED WITH THE SECRETARY OF STATE 1. Name of Cand date Bob Ba nger Address 508 Dr Spur n C r C ty, State and Z p Berryv e, AR, 72616 Phone Number: (870) 350-5175 Off ce Sought State Senate D str ct Number: 05 Does the cand date have a campa gn comm ttee? ( If yes, comp ete the fo ow ng: )Yes (ü)No (Secretary of State F e Stamp) Name of Cha rperson/Treasurer: 1/15/2018 8:25:23 PM Ma ng Address: Phone Number: 2.Type of Election: (check one on y) Year of E ect on: 2018 þ Pr mary o Pr mary Runoff o Genera o Genera Runoff o Spec a 3.Type of Report: (check one only) Th s report covers what per od? (10/01/2017) through(12/31/2017) o 10-Day Pree ect on o 10-Day Pree ect on - Pr mary o August Month y o February Month y o F na Report o F na Report - Pr mary þ Fourth Quarter (due January 15) o January Month y o Ju y Month y o June Month y o March Month y o September Month y o Th rd Quarter (due October 16) SUMMARY FOR REPORTING PERIOD 4. Ba ance of Campa gn funds at beg nn ng of report ng per od CUMULATIVE TOTAL $25,595.67 5. Interest ( f any) earned on campa gn account $0.00 $0.00 6. Tota Loans (enter tota from ne 12) $0.00 $0.00 $13,710.00 $17,515.00 $9,165.00 $17,341.33 7. Tota Monetary Contr but ons (enter tota from ne 18) 8. Tota Expend tures (enter tota from ne 27) 9. Ba ance of campa gn funds at c ose of report ng per od 10. ( $30,140.67 ) NO ACTIVITY (check f you have not rece ved contr but ons, oans, or made expend tures dur ng th s report ng per od) I cert fy to the best of my know edge and be ef that the nformat on d sc osed n th s report s a comp ete, true, and accurate f nanc a statement of my (the cand date’s) campa gn contr but ons and expend tures. Bob Ba nger S gnature of Cand date or Cand date’s Representat ve Sworn to and subscr bed before me, a Notary Pub c, n and for (Leg b e Notary Sea ) , County, Arkansas, on th s day of , . Notary S gnature My Comm ss on Exp res: Note: If faxed, notary seal must be legible (i.e., either stamped or raised and inked) and the original must follow within ten (10) days. Ark. Code Ann. § 7-6-202 provides that a person who knowingly fails to comply with the provisions of subchapter 2 of chapter 6, Title 7 of the Arkansas Code sha upon conviction be gui ty of a C ass A misdemeanor REVISED 08/2015 11. LOAN INFORMATION EXHIBIT L Please Type or Print Do not list loans previously reported DATE NAME AND ADDRESS OF LENDING INSTITUTION GUARANTOR(S) IF ANY AMOUNT 12.TOTAL LOANS DURING REPORTING PERIOD IMPORTANT The limits on campaign contributions do not apply to loans or contributions made by a candidate from his or her own personal funds to the campaign, or to personal loans made by financial institutions to the candidate and applied to his or her campaign. Any loans made by a candidate to his or her campaign and any loans made by a financial institution to a candidate and applied to his or her campaign shall be reported in Section 11. If a candidate desires to use or raise campaign funds to repay himself or herself for personal funds that he or she contributed to the campaign, then he or she would need to report those personal funds as a loan in Section 11. If a candidate does not desire to use or raise campaign funds to repay himself or herself for personal funds that he or she contributed to the campaign, then those personal funds would not be reported in Section 11. Instead, they would be reported as a campaign contribution either in Section 15 or on line 17, depending upon the amount. Ark. Code Ann. § 7-6-202 provides that a person who knowingly fails to comply with the provisions of subchapter 2 of chapter 6, Title 7 of the Arkansas Code sha upon conviction be gui ty of a C ass A misdemeanor REVISED 08/2015 EXHIBIT L 13. NONMONEY CONTRIBUTIONS (Does not include volunteer services by individuals) Date of receipt Full Name and Address of Contributor 12/15/2017 Joe Molinaro 411 S Victory, Little Rock, AR 72201 Description of nonmoney item Food for Fundraiser Value of nonmoney item þPr mary oPr Run-Off oGenera oGen Run-Off oSpec a E ect on oDebt Cumulative Total From this Contributor $200.00 $200.00 12/15/2017 Leo Hauser 19 Sherrill Rd, Little Rock, AR 72202 Food for Fundraiser þPr mary oPr Run-Off oGenera oGen Run-Off oSpec a E ect on oDebt $125.00 $125.00 12/15/2017 Marvin Parks 6 Richland Hills Drive, Conway, AR 72034 Food for Fundraiser þPr mary oPr Run-Off oGenera oGen Run-Off oSpec a E ect on oDebt $125.00 $125.00 12/15/2017 Richard Bearden 124 W. Capitol Avenue, Little Rock, AR 72201 Food for Fundraiser 14.TOTAL NONMONEY CONTRIBUTIONS þPr mary oPr Run-Off oGenera oGen Run-Off oSpec a E ect on oDebt $200.00 $200.00 $650.00 IMPORTANT In addition to monetary contributions, candidates are required to report the receipt of any nonmonetary ("in-kind") contributions. A candidate receives an in-kind contribution whenever a contributor provides him with an item or service without charge or for a charge which is less than the fair market value of the item or service in question. The value of an in-kind contribution is the difference between the fair market value and the amount charged. In-kind contributions are addressed in greater detail In Sections 205 and 206 of the Commission's Rules on Campaign Finance & Disclosure. Ark. Code Ann. § 7-6-202 provides that a person who knowingly fails to comply with the provisions of subchapter 2 of chapter 6, Title 7 of the Arkansas Code sha upon conviction be gui ty of a C ass A misdemeanor REVISED 08/2015 15. ITEMIZED MONETARY CONTRIBUTIONS OVER $50 EXHIBIT L Please Type or Print (Use Add t ona Cop es Of Th s Page If Necessary) Date Full Name and Mailing Of Address of Contributor Place Of Business/ Employer/Occupation þPr mary oPr . Run-Off oGenera oGen. Run-Off oSpec a E ect on oDebt 10/6/2017 DBH Management Consultants PAC 207 E. Church St., Morrilton, AR 72110 10/24/2017 Barbara Smith 2222 Madison 6555, Huntsville, AR 72740 Amount Of Contribution Office of Human Concern þPr mary oPr . Run-Off oGenera oGen. Run-Off Healthcare/Medical $40.00 oSpec a E ect on oDebt $10.00 þPr mary oPr . Run-Off oGenera oGen. Run-Off oSpec a E ect on oDebt 10/30/2017 Rural Arkansas Telecommunications PAC PO Box 69, Clinton, aR 72031 þPr mary oPr . Run-Off oGenera oGen. Run-Off oSpec a E ect on oDebt $150.00 $150.00 $1,000.00 $1,000.00 PAC Unknown þPr mary oPr . Run-Off oGenera oGen. Run-Off oSpec a E ect on oDebt $1,000.00 $1,000.00 þPr mary oPr . Run-Off oGenera oGen. Run-Off oSpec a E ect on oDebt 11/23/2017 Mary Ann Pownall 6 Martz Circle, Eureka Springs, AR 72632 Retired Retired 11/24/2017 Barbara Smith 2222 Madison 6555, Huntsville, AR 72740 Office of Human Concern þPr mary oPr . Run-Off oGenera oGen. Run-Off Healthcare/Medical $60.00 $15.00 $50.00 oSpec a E ect on oDebt $10.00 þPr mary oPr . Run-Off oGenera oGen. Run-Off oSpec a E ect on oDebt 12/5/2017 Wholesale Beer Distributors of AR PO Box 3477, Little Rock, AR 72203 12/6/2017 NPAC PAC PO Box 551, Little Rock, AR 72203 $1,000.00 $1,000.00 10/25/2017 Toni Rose An American Speaks 3100 Valley Park Dr, Little Clergy/Faith-based Rock, AR 72212 11/8/2017 CVS Health PAC 1275 Pennsylvania Ave, Suite 700, Washington DC, DC 20004 Cumulative Total From this Contributor $250.00 $250.00 PAC Other þPr mary oPr . Run-Off oGenera oGen. Run-Off oSpec a E ect on oDebt $500.00 $500.00 Ark. Code Ann. § 7-6-202 provides that a person who knowingly fails to comply with the provisions of subchapter 2 of chapter 6, Title 7 of the Arkansas Code sha upon conviction be gui ty of a C ass A misdemeanor REVISED 08/2015 15. ITEMIZED MONETARY CONTRIBUTIONS OVER $50 EXHIBIT L Please Type or Print (Use Add t ona Cop es Of Th s Page If Necessary) Date Full Name and Mailing Of Address of Contributor Place Of Business/ Employer/Occupation þPr mary oPr . Run-Off oGenera oGen. Run-Off oSpec a E ect on oDebt 12/7/2017 Kids Plus 750 East Bridges, Suite A, Wynne, AR 72396 12/9/2017 Kenneth Bragg 63 Pinecrest Cir, Sheridan, AR 72150 Amount Of Contribution $1,000.00 $1,000.00 Retired Retired þPr mary oPr . Run-Off oGenera oGen. Run-Off oSpec a E ect on oDebt $250.00 $250.00 12/11/2017 Impact Management Group PAC 124 West Capitol Avenue, Suite 1886, Little Rock, AR 72201 þPr mary oPr . Run-Off oGenera oGen. Run-Off oSpec a E ect on oDebt 12/12/2017 Action Committee for Rural Electrification PO Box 194208, Little Rock, AR 72219 þPr mary oPr . Run-Off oGenera oGen. Run-Off oSpec a E ect on oDebt 12/12/2017 Committee for PAC Responsible Government PAC PAC COLUMBUS, OH, COLUMBUS, OH 43215 þPr mary oPr . Run-Off oGenera oGen. Run-Off oSpec a E ect on oDebt $250.00 $250.00 $2,700.00 $2,700.00 12/12/2017 Larry Tate State of Arkansas 13404 Ridgehaven Road, Government/Civil Little Rock, AR 72211 þPr mary oPr . Run-Off oGenera oGen. Run-Off oSpec a E ect on oDebt 12/13/2017 Andrea Lea PO Box 1342, Russellville, AR 72811 þPr mary oPr . Run-Off oGenera oGen. Run-Off oSpec a E ect on oDebt State of Arkansas Government/Civil $500.00 $500.00 þPr mary oPr . Run-Off 12/12/2017 Kevin Barrows Barrows Excavation 49 CR 404, Berryville, AR Construction/Engineering oGenera oGen. Run-Off oSpec a E ect on oDebt 72616 $100.00 12/14/2017 AsaPAC Post Office Box 242657, Little Rock, AR 72223 Cumulative Total From this Contributor $100.00 $100.00 $100.00 $250.00 $250.00 þPr mary oPr . Run-Off oGenera oGen. Run-Off oSpec a E ect on oDebt $1,000.00 $1,000.00 Ark. Code Ann. § 7-6-202 provides that a person who knowingly fails to comply with the provisions of subchapter 2 of chapter 6, Title 7 of the Arkansas Code sha upon conviction be gui ty of a C ass A misdemeanor REVISED 08/2015 15. ITEMIZED MONETARY CONTRIBUTIONS OVER $50 EXHIBIT L Please Type or Print (Use Add t ona Cop es Of Th s Page If Necessary) Date Full Name and Mailing Of Address of Contributor 12/15/2017 APHA PAC 5201 N Shore Dr, North Little Rock, AR 72118 Place Of Business/ Employer/Occupation PAC Healthcare/Medical Amount Of Contribution þPr mary oPr . Run-Off oGenera oGen. Run-Off oSpec a E ect on oDebt Cumulative Total From this Contributor $350.00 $350.00 12/15/2017 Arkansas Trucking Association - Political Action Committee P.O. Box 3476, 1401 W Capitol Ave, Suite 185, Little Rock, AR 72203 þPr mary oPr . Run-Off oGenera oGen. Run-Off oSpec a E ect on oDebt 12/15/2017 Capitol Advisors Group PAC P.O. Box 2237, Little Rock, AR 72203-2237 þPr mary oPr . Run-Off oGenera oGen. Run-Off oSpec a E ect on oDebt $500.00 $500.00 $250.00 $250.00 12/15/2017 Chase Duggar 603 Oregon St, Beebe, AR 72012 JDC Consulting Media/Public Relations 12/15/2017 Josh Curtis 3851 Legacy Village Dr, Benton, AR 72015 Association of Arkansas Counties Media/Public Relations þPr mary oPr . Run-Off oGenera oGen. Run-Off oSpec a E ect on oDebt $200.00 $200.00 þPr mary oPr . Run-Off oGenera oGen. Run-Off oSpec a E ect on oDebt $100.00 $100.00 12/15/2017 Kim Hammer Saline Missionary Baptist þPr mary oPr . Run-Off oGenera oGen. Run-Off 1411 Edgehill, Benton, AR Church oSpec a E ect on oDebt 72015 Other $50.00 12/15/2017 Manufactured Housing Council PAC 1123 S. University Avenue - Suite #720, Little Rock, AR 72204 þPr mary oPr . Run-Off oGenera oGen. Run-Off oSpec a E ect on oDebt 12/15/2017 RDRA PAC P.O. Box 193, Conway, AR 72033 þPr mary oPr . Run-Off oGenera oGen. Run-Off oSpec a E ect on oDebt 12/15/2017 The Poultry Federation PAC PAC Agriculture PO Box 1446, Little Rock, AR 72203 þPr mary oPr . Run-Off oGenera oGen. Run-Off oSpec a E ect on oDebt $50.00 $500.00 $500.00 $500.00 $500.00 $1,000.00 $1,000.00 Ark. Code Ann. § 7-6-202 provides that a person who knowingly fails to comply with the provisions of subchapter 2 of chapter 6, Title 7 of the Arkansas Code sha upon conviction be gui ty of a C ass A misdemeanor REVISED 08/2015 15. ITEMIZED MONETARY CONTRIBUTIONS OVER $50 EXHIBIT L Please Type or Print (Use Add t ona Cop es Of Th s Page If Necessary) Date Full Name and Mailing Of Address of Contributor Place Of Business/ Employer/Occupation Amount Of Contribution þPr mary oPr . Run-Off oGenera oGen. Run-Off oSpec a E ect on oDebt 12/21/2017 Charles Collins 3225 E Piper Glen, Fayetteville, AR 72703 Self General Business 12/23/2017 Mary Ann Pownall 6 Martz Circle, Eureka Springs, AR 72632 Retired Retired 12/24/2017 Barbara Smith 2222 Madison 6555, Huntsville, AR 72740 Office of Human Concern þPr mary oPr . Run-Off oGenera oGen. Run-Off Healthcare/Medical Cumulative Total From this Contributor $150.00 $150.00 þPr mary oPr . Run-Off oGenera oGen. Run-Off oSpec a E ect on oDebt $75.00 $15.00 16. TOTAL ITEMIZED MONETARY CONTRIBUTIONS OVER $50 $60.00 oSpec a E ect on oDebt $10.00 $13,710.00 17. TOTAL NONITEMIZED MONETARY CONTRIBUTIONS $0.00 18. TOTAL MONETARY CONTRIBUTIONS THIS REPORT (includes totals from lines 16 and 17) $13,710.00 Ark. Code Ann. § 7-6-202 provides that a person who knowingly fails to comply with the provisions of subchapter 2 of chapter 6, Title 7 of the Arkansas Code sha upon conviction be gui ty of a C ass A misdemeanor REVISED 08/2015 19. CAMPAIGN EXPENDITURES EXHIBITBY L CATEGORY Please Type or Print CATEGORY TOTAL AMOUNT Filing Fee Television Advertising Radio Advertising $498.00 Newspaper Advertising $450.00 Other Advertising $4,179.06 Office Supplies $515.94 Rent $450.00 Utilities Telephone Postage Direct Mail Travel Expenses $675.74 Entertainment Fundraising $230.00 Repayment of Loans Returned Contributions Consultant Fees Polls Paid Workers Campaign Materials $626.75 Campaign Pictures $75.00 Charity Fundraiser $400.00 Food for Christmas Party $30.43 Fundraiser $275.00 Graphic Design $27.50 Newspaper Subscription $102.00 Office Rent $450.00 Reimbursement for Event Supplies $60.00 Supplies $119.58 Repayment of Debts 20.TOTAL CAMPAIGN EXPENDITURES $9,165.00 21. PAID CAMPAIGN WORKERS (Include any person you paid to work on your campaign, does not have to be full-time worker ) NAME OF WORKER AMOUNT PAID NAME OF WORKER AMOUNT PAID 22.TOTAL AMOUNT PAID CAMPAIGN WORKERS Ark. Code Ann. § 7-6-202 provides that a person who knowingly fails to comply with the provisions of subchapter 2 of chapter 6, Title 7 of the Arkansas Code sha upon conviction be gui ty of a C ass A misdemeanor REVISED 08/2015 EXHIBIT L Ark. Code Ann. § 7-6-202 provides that a person who knowingly fails to comply with the provisions of subchapter 2 of chapter 6, Title 7 of the Arkansas Code sha upon conviction be gui ty of a C ass A misdemeanor REVISED 08/2015 23. ITEMIZED CAMPAIGN EXPENDITURES OVER $100 EXHIBIT L Please Type or Print (Use add t ona cop es of th s page f necessary) Name and Address of Supplier/Payee Description of Expenditure Date of Expenditure Amount of Expenditure Carroll County Fair Association P O Box 710, Berryville, AR 72616 10/01/2017 $950.00 Facebook 1 Hacker Way, Menlo Park, AR 94025 10/02/2017 $272.02 Walmart 1000 W Trimble Ave, Berryville, AR 72616 10/02/2017 $59.37 VoteRockIt 9019 Blue Ridge Dr, Indian Land, SC 29707 10/03/2017 $250.00 Berryville Cheerleaders 902 West Trimble Ave, Berryville, AR 72616 10/07/2017 $200.00 Marble Fire Dept 9752 Madison 2405, Huntsville, AR 72740 10/14/2017 $68.00 Alma Boys and Girls Club 410 E Main St, Alma, AR 72921 10/19/2017 $207.00 KTHS #1 Radio Drive, Berryville, AR 72616 10/19/2017 $248.00 Facebook 1 Hacker Way, Menlo Park, AR 94025 10/20/2017 $500.07 Madison County Record Drawer A, Huntsville, AR 72740 10/23/2017 $225.00 Arkansas Democrat Gazette 121 E Capitol Ave, Little Rock, AR 72201 10/25/2017 $34.00 Madison County Record Drawer A, Huntsville, AR 72740 10/30/2017 $225.00 Master's Signs 240 Huntsville Rd, Eureka Springs, AR 72632 10/30/2017 $356.43 Sports Corner 901 Eureka Ave, Berryville, AR 72616 10/30/2017 $626.75 University of Arkansas College Republicans University of Arkansas Campus, Fayetteville, AR 72701 10/30/2017 $50.00 Zim Creative 220 East 4th St, Russellville, AR 72837 10/30/2017 $27.50 Facebook 1 Hacker Way, Menlo Park, AR 94025 10/31/2017 $296.78 VoteRockIt 9019 Blue Ridge Dr, Indian Land, SC 29707 10/31/2017 $150.00 Elrod Firm 22461 Interstate 30, Bryant, AR 72022 11/01/2017 $450.00 Alma Community Outreach 107 AR-162, Alma, AR 72921 11/11/2017 $15.00 Alma Community Outreach 107 AR-162, Alma, AR 72921 11/11/2017 $95.00 Wingate Outdoors P.O. Box 332, Berryville, AR 72616 11/14/2017 $250.00 Turner Community 11601 Mintha Lane, Mulberry, AR 72947 11/18/2017 $70.00 Arkansas Democrat Gazette 121 E Capitol Ave, Little Rock, AR 72201 11/22/2017 $34.00 Ark. Code Ann. § 7-6-202 provides that a person who knowingly fails to comply with the provisions of subchapter 2 of chapter 6, Title 7 of the Arkansas Code sha upon conviction be gui ty of a C ass A misdemeanor REVISED 08/2015 Walmart Christmas Decor EXHIBIT 1000 W Trimble Ave, Berryville, AR 72616 11/27/2017 $124.17 KTHS #1 Radio Drive, Berryville, AR 72616 11/29/2017 $250.00 ECHO Thrift Store 4004 E Van Buren, Eureka Springs, AR 72632 11/30/2017 $56.50 Facebook 1 Hacker Way, Menlo Park, AR 94025 11/30/2017 $638.42 Facebook 1 Hacker Way, Menlo Park, AR 94025 11/30/2017 $15.34 Alma Project Graduation, Inc 724 Fayetteville Ave., Alma, AR 72921 12/01/2017 $400.00 CNC Images 1457 AR-21, Berryville, AR 72616 12/01/2017 $75.00 Elrod Firm 22461 Interstate 30, Bryant, AR 72022 12/01/2017 $450.00 Harlan Breaux 16 West Bluff Lane, Holiday Island, AR 72631 12/01/2017 $60.00 Walmart 1000 W Trimble Ave, Berryville, AR 72616 12/01/2017 $74.29 ECHO Thrift Store 4004 E Van Buren, Eureka Springs, AR 72632 12/04/2017 $200.50 Walmart 1000 W Trimble Ave, Berryville, AR 72616 12/04/2017 $42.71 Walmart 1000 W Trimble Ave, Berryville, AR 72616 12/04/2017 $2.58 Walmart 1000 W Trimble Ave, Berryville, AR 72616 12/04/2017 $42.71 Walmart 1000 W Trimble Ave, Berryville, AR 72616 12/11/2017 $32.69 Julie's Sweet Shoppe & Bakery 201 Skyline Dr #39, Conway, AR 72032 12/13/2017 $30.43 VoteRockIt 9019 Blue Ridge Dr, Indian Land, SC 29707 12/19/2017 $150.00 VoteRockIt 9019 Blue Ridge Dr, Indian Land, SC 29707 12/19/2017 $150.00 Arkansas Democrat Gazette 121 E Capitol Ave, Little Rock, AR 72201 12/20/2017 $34.00 12/20/2017 $675.74 Jessica Ballinger 508 Dr. Spurlin Cir, Berryville, AR 72616 L Mileage Reimbursement 24. TOTAL ITEMIZED EXPENDITURES THIS REPORT $9,165.00 25. TOTAL NONITEMIZED EXPENDITURES THIS REPORT 26. TOTAL PAID CAMPAIGN WORKERS THIS REPORT (enter total from line 22) 27. TOTAL EXPENDITURES THIS REPORT (includes lines 24, 25 and 26) $9,165.00 NOTE: All Expenditures Reflected on Lines 24, 25 and 26 Should Be Totaled by Category in Section 19 Ark. Code Ann. § 7-6-202 provides that a person who knowingly fails to comply with the provisions of subchapter 2 of chapter 6, Title 7 of the Arkansas Code sha upon conviction be gui ty of a C ass A misdemeanor REVISED 08/2015 EXHIBIT iiulove Cornc' Preston Home . I I'vy' e. ?11?11 v'v-y- AA . v. . - ?vvuv Trulove Graphics/Sports Corner 1 v'v v- ?v v'nvv THULHVE ERAPHIES Home About Reviews .0 Like Follow 0 Recommend . Send Photos poms I Status 0 photo/VidE?O Arts 8. ir? Berryvillc, communiw Arkar?sas 6 4?6 gnu Cream. Pogo . Communit A ReVIcws 5? 4?6 i Invite y0ur friendsto Ii