it 1 [l (?till new NNEIE: JUN it 1,990 Department of the Treasury Internal Revenue Service Return of Organization Exempt From Income Tax Under section 501 527, or of the Internal Revenue Code (except private foundations) Do not enter Seeial Security numbers on this form as it may be made public. Information about Form 990 and its instructions is at OMB No 1545-0047 2013 Open to Pub?e inspection I Tax-exempt status: 501(c)(3) 501(c)( Website: . CAPITALRESEARCH . ORG Form of organization Corporation Trust Assocration [Part? Summary )4 (insert no) I: 4947(a)(1)or 527 El Other A For the 2013 calendar year, or tax year beginning and ending ?3 Check If Name of organization Employer identification number applicable algae? CAP ITAL RESEARCH CENTER Ef?ge Domg Busmess 121371 Number and street (or 0 box it mall IS not delivered to street address) Room/smte Telephone number lg?? 1513 16TH STREET, NW 202?483-6900 53111?qu City or town. state or provmce. country. and ZIP or foreign postal code Gross receipts D?g?hca' WASH INGTON Hla) Is this a group return pendmg Name and address of princ1pal SCANLON for subordinates? EYes No SAME AS ABOVE Hlb) Are all subordinates included7E1Yes NO If attach a list. (see instructions) H(c) Group exemption number I Year of formation 1 9 8 3] State of legal domicne DC 22 Net assetsorfund ances.Subtract Ine21 from line20 Part it Signature ock a 1 Briefly describe the organization's missmn or most Significant actIVIties SEE SC HEDULE 0 2 Check this box if the organization discontinued its operations or disposed of more than 25% of its net assets. 3 3 Number of voting members of the governing body (Part VI. line 1a) 3 7 4 Number of Independent voting members of the governing body (Part VI. line 1b) 4 6 8 5 Total number of employed in calendar year 2013 (Part V. line 2a) 5 1 2 6 Total number of volunteers (estimate if necessary) 6 0 7 a Total unrelated busmess revenue from Part column (C), line 12 7a 0 - Net unrelated busmess taxable income from Form 990-T. line 34 7b 0 - Prior Year Current Year .1, 8 Contributions and grants (Part Program sewice revenue (Part line 29Investment income (Part column (A). lines Other revenue (Part column (A). lines 5. 6d. 8c. 9c. 10cTotal revenue - add lines 8 through 11 (must equal Part column (A), line 12Grants and Similar amounts paid (Part IX. column (A), lines 1-3) 0 . 0 . 14 Benefits paid to or for members (Part IX. column (A). line 4) 0 . . 3 15 Salaries. other compensatfonaemploye efits Part IX. column (A), lines 5-1016a ProfeSSIonal fundralsmg fees (Pai?k 6W 0 . . g- Total fundraismg expense (PErt?lxi'col Otherexpenses(Parth. (SID 797,681. 834,803. 18 Total expenses. Add lines f3? 7 (must eqTJalgPartGX. col 1% (A), line 25Revenue less eggensesQGDEN UT QZH Beginning of Current Year End of Year 20 13,114,234. 14,924,348. fit; 21 Total liabilities (Part X. line 26[egg 12,940,363. 13,831,662. Underpenalties of perjury declare thatlhav xamined this re! ur inmate Declaration of reparer(otherthan true. cerrect. and co including accompanying schedules and statements. and to the best of my knowledge and belief. It is legals based on all information of which preparer has any knowledge I Sign Date Here TERRENCE SCANLON, CHAIRMANA AND PRESIDENT Mix] 9/ 20,4 Type or print name and title Pnnt/Type preparer's name Date Check PTIN Paid ROBERT COCCHIARO 5? 851?) EmmaPreparer Firm's name LCOCCHIARO ASSOC A S, 2 1-2949387 Use Only Firm's address 2 1 NORTH UNION STREET, SUITE 1 0 0 ALEXANDRIAPhone no703?5 19?1226 May the IRS discuss this return With the preparer shown above? (see instructions) 332001 10-29-13 LHA For Paperwork Reduction Act Notice, see the separate instructions. 0 No Form 990 (2013) CAPITAL RESEARCH CENTER 52?1289734 mez I Part It! 1 Statement of Program Service Accomplishments Check If Schedule 0 contains a response or note to any line In this Part 1 Briefly describe the organization's mis5ion: CAPITAL RESEARCH CONDUCTS PHILANTHROPIC RESEARCH AND ANALYZES NONPROFIT ORGANIZATIONS THAT PROMOTE THE GROWTH OF GOVERNMENT AND IDENTIFIES VIABLE PRIVATE ALTERNATIVES TO GOVERNMENT REGULATORY AND ENTITLEMENT PROGRAMS. OUR RESEARCH IS USED BY NATIONAL AND DISTRICT 2 Did the organization undertake any Significant program serVIces during the year which were not listed on the prior Form 990 or No If 'Yes.? describe these new serwces on Schedule 0. 3 Did the organization cease conducting, or make Significant changes in how it conducts. any program serwces" [:lYes No If "Yes.? describe these changes on Schedule 0. 4 Describe the organization?s program sewice accomplishments for each of its three largest program serwces, as measured by expenses Section 501(c)(3) and 501(c)(4) organizations are reqUIred to report the amount of grants and allocations to others. the total expenses, and revenue. if any. for each grogram seNice reported. 4a (Code (Expenses including grants ol$ (Revenues 1 4 6 0 CAPITAL RESEARCH CENTER CONDUCTS RESEARCH ON THE NONPROFIT SECTOR AND PROVIDES THE PUBLIC WITH INFORMATION THROUGH ITS PUBLICATIONS AND WEBSITE WE FOCUS ON PUBLIC INTEREST ORGANIZATIONS, POLITICAL ADVOCACY GROUPS AND LABOR UNIONS, LOOKING AT THEIR MISSION, ACTIVITIES, AND LEADERSHIP, THEIR METHODS AND SOURCES OF FINANCIAL SUPPORT, AND THEIR IMPACT ON PUBLIC POLICY, THE POLITICAL PROCESS AND SOCIETY. OUR FOUR LARGEST PUBLICATION PROGRAMS ARE: l) ORGANIZATION TRENDS, WHICH INITIATES RESEARCH AND PUBLICATIONS ON POLITICAL ADVOCACY GROUPS, COMMUNITY ORGANIZATIONS AND OTHER SPECIAL INTEREST ORGANIZATIONS SUCH AS EDUCATION AND CONSUMER ADVOCACY 4b (Code (Expenses 5 including grants of (Revenue 5 4c (Code (Expenses 3 Including grants of (Revenue 5 4d Other program serVIces (Describe in Schedule 0.) (Expenses 5 including grants 01$ (Revenue 4e Total program sewice expenses Form 990 (2013) SEE SCHEDULE 0 FOR 2 16320507 133855 CRC 2013.03020 CAPITAL RESEARCH CENTER CRC 1 Form 990 (2.013) CAPITAL RESEARCH CENTER pagga [Part Ni Checklist of Required Schedules Yes No 1 Is the organization described In section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes, complete Schedule A 1 2 Is the organization reqUIred to complete Schedule B, Schedule of Contributors? 2 3 Did the organization engage In direct or indirect political campaign actIVIties on behalf of or in opposmon to candidates for public office" If "Yes, complete Schedule C, Part I 3 4 Section 501(c)(3) organizations. the organization engage in lobbying actIVIties, or have a section 501(h) election in effect during the tax year? If "Yes, complete Schedule C, Part ll 4 5 ls the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or Similar amounts as defined In Revenue Procedure 98-19? If "Yes, complete Schedule C, Part 5 6 Did the organization maintain any donor adVised funds or any Similar funds or accounts for which donors have the right to prOVlde adVIce on the distribution or investment of amounts in such funds or accounts? If "Yes, complete Schedule D, Part! 6 7 Did the organization receive or hold a conservation easement, including easements to preserve open space, the enVIronment, historic land areas. or historic structures? If "Yes, complete Schedule D, Part II 7 8 Did the organization maintain collections of works of art, historical treasures, or other Similar assets" lf "Yes, complete Schedule D, Part 8 9 Did the organization report an amount In Part X. line 21, for escrow or custodial account liability; serve as a custodian for amounts not listed In Part X, or prowde credit counseling, debt management, credit repair, or debt negotiation sewices" If "Yes, complete Schedule D, Part IV 9 10 Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quaSI-endowments? If "Yes, complete Schedule D, Part 10 11 It the organization?s answer to any of the followmg questions is "Yes," then complete Schedule D, Parts VI, VII, IX, or as applicable. a Did the organization report an amount for land, bUIldings, and eqUIpment in Part X, line 10? If "Yes, complete Schedule D, Part VI 11a Did the organization report an amount for investments - other securities in Part X, line 12 that is 5% or more of Its total assets reported in Part X, line 16" If "Yes, complete Schedule D, Part VII 11b Did the organization report an amount for investments - program related In Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16'? If "Yes, complete Schedule D, Part 11c (1 Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of Its total assets reported in Part X. line 16'? If "Yes, complete Schedule D, Part lX 11d Did the organization report an amount for other liabilities in Part X, line 25? If "Yes, complete Schedule D, Part 11e Did the organization?s separate or consolidated finanCIal statements for the tax year include a footnote that addresses the organization's liability for uncertain tax posmons under FIN 48 (A80 7'40)" If "Yes, complete Schedule D, Part 111 12a Did the organization obtain separate, Independent audited finanCIal statements for the tax year? If ?Yes, complete Schedule D, Parts XI and 12a Was the organization Included In consolidated, Independent audited finanCIal statements for the tax year? If "Yes, and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and is optional 12b 13 Is the organization a school described In section If "Yes, complete Schedule 13 14a Did the organization maintain an office. employees, or agents outSIde of the United States? 14a Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraismg, busmess, Investment, and program serVIce activities outSIde the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes, complete Schedule F, Parts I and IV 14b 15 Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other aSSIstance to or for any foreign organization? If "Yes, complete Schedule F, Parts ll and IV 15 16 Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other aSSIstance to or for foreign IndIVIduals" If "Yes, complete Schedule F, Parts Ill and IV 16 1 7 Did the organization report a total of more than $15,000 of expenses for professwnal fundraismg serVIces on Part IX, column (A), lines 6 and 11e9 If "Yes," complete Schedule G, Part I 17 18 Did the organization report more than $15,000 total of fundraismg event gross Income and contributions on Part lines 1c and 8a? If "Yes, complete Schedule G, Part ll 18 19 Did the organization report more than $15,000 of gross income from gaming actIVIties on Part line 9a? If "Yes," complete Schedule G, Part 19 20a Did the organization operate one or more hospital fac?ities" If "Yes, complete Schedule 20a If "Yes' to line 20a, did the organization attach a copy of its audited finanCIal statements to this return? 20b Form 990 (2013) 332003 10?29-13 3 16320507 133855 CRC 2013.03020 CAPITAL RESEARCH CENTER CRC 1 Form 990 (2013) CAPITAL RESEARCH CENTER 52?1289734 Page4 I Part Checklist of Required Schedules (continued) Yes No 21 Did the organization report more than $5,000 of grants or other aSSIstance to any domestic organization or government on Part IX, column (A), line 1? If "Yes, complete Schedule I, Parts I and ll 21 22 Did the organization report more than $5,000 of grants or other a35istance to indiViduaIs in the United States on Part IX, column (A), line 2? If "Yes, complete Schedule I, Parts I and Ill 22 23 Did the organization answer 'Yes' to Part VII, Section A, line 3, 4, or 5 about compensation of the organization's current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes, complete Schedule 23 24a Did the organization have a tax-exempt bond Issue With an outstanding pnnCIpal amount of more than $100,000 as of the last day of the year, that was Issued after December 31, 2002? If ?Yes, answer lines 24b through 24d and complete Schedule If 90 to line 253 24a Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception? 24b Did the organization maintain an escrow account other than a refunding escrow at any time during the year to defease any tax-exempt bonds? 24c Did the organization act as an ?on behalf of" Issuer for bonds outstanding at any time during the year? 24d 25a Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction With a disqualified person during the year? If "Yes, complete Schedule L, Partl 253 Is the organization aware that it engaged in an excess benefit transaction With a disqualified person in a prior year, and that the transaction has not been reported on any of the organization's prior Forms 990 or If "Yes, complete Schedule L, Part I 25b 26 Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors. trustees, key employees, highest compensated employees, or disqualified persons? If so. complete Schedule L, Part II 26 27 Did the organization prowde a grant or other aSSIstance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes, complete Schedule L, Part 27 28 Was the organization a party to a busmess transaction With one of the followmg parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions)" a A current or former officer, director, trustee, or key employee? If "Yes, complete Schedule L, Part IV 28a A family member of a current or former officer. director, trustee. or key employee? If "Yes, complete Schedule L, Part lV 28b An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes, complete Schedule L, Part IV 23c 29 Did the organization receive more than $25,000 in non-cash contributions? If ?Yes," complete Schedule 29 30 Did the organization receive contributions of art, historical treasures, or other Similar assets, or qualified conservation contributions? If "Yes, complete Schedule 30 31 Did the organization liqUIdate. terminate, or dissolve and cease operations? If "Yes, complete Schedule N, Part! 31 32 Did the organization sell, exchange. dispose of, or transfer more than 25% of Its net assets?? "Yes, complete Schedule N, Part ll 32 33 Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301 .7701-2 and 301 .7701-3? If "Yes, complete Schedule Fl, Part! 33 34 Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule Fi?, Part ll, or IV, and Part V, line 1 34 353 Did the organization have a controlled entity Within the meaning of section 512(b)(13)? 35a If "Yes? to line 35a, did the organization receive any payment from or engage in any transaction With a controlled entity Within the meaning of section 512(b)(13)? If "Yes, complete Schedule Ft, Part V, line 2 35b 36 Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes, complete Schedule Ft, Part v, line 2 36 37 Did the organization conduct more than 5% of its actIVIties through an entity that is not a related organization and that Is treated as a partnership for federal Income tax purposes? If "Yes, complete Schedule Fl, Part VI 37 38 Did the organization complete Schedule 0 and prowde explanations in Schedule 0 for Part VI, lines 11b and 19? Note. A?rm 990 file?re reqUIred to complete Schedule 0 38 Form 990 (2013) 332004 10-29-13 4 16320507 133855 CRC 2013.03020 CAPITAL RESEARCH CENTER CRC 1 Form 990 (2013) CAPITAL RESEARCH CENTER 52?1289734 Page5 I Part VI Statements Regarding Other IRS Filings and Tax Compliance Check If Schedule 0 contains a response or note to any line In this Part Yes No 1a Enter the number reported In Box 3 of Form 1096. Enter -0- if not applicable 13 3 0 Enter the number of Forms W-ZG Included In line 1a. Enter -0- if not applicable 1 0 Did the organization comply With backup Withholding rules for reportable payments to vendors and reportable gaming (gambling) to prize Winners? 1c 2a Enter the number of employees reported on Form W-3. Transmittal of Wage and Tax Statements, filed for the calendar year ending With or Within the year covered by this return 2a 1 2 If at least one Is reported on line 2a. did the organization file all required federal employment tax returns? 2b Note. If the sum of lines 1a and 2a Is greater than 250, you may be reqUIred to e-file (see instructions) 3a Did the organization have unrelated busmess gross Income of $1.000 or more during the year" 3a If ?Yes." has it filed a Form 990-T for this year? If "No. to line 3b. prowde an explanation In Schedule 0 3b 4a At any time during the calendar year. did the organization have an Interest In. or a Signature or other authority over. a finanCIaI account In a foreign country (such as a bank account. securities account. or other finanCIal account)? 4a If ?Yes." enter the name of the foreign country See instructions for filing reqUIrements for Form TD 9022.1. Report of Foreign Bank and FinanCIal Accounts. 5a Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? 5a Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction? 5b If "Yes," to line 5a or 5b, did the organization file Form 5c 6a Does the organization have annual gross receipts that are normally greater than $100.000. and did the organization solICIt any contributions that were not tax deductible as charitable contributions? 6a If "Yes.? did the organization include With every solioitation an express statement that such contributions or gifts were not tax deductible? 6b 7 Organizations that may receive deductible contributions under section 170(c). a Did the organization receive a payment In excess of $75 made partly as a contribution and partly for goods and serVIces provided to the payor'? 7a If "Yes." did the organization notify the donor of the value of the goods or serVIces prOVIded'P 7b Did the organization sell. exchange. or otherWIse dispose of tangible personal property for which It was reqmred to file Form 82829 To If "Yes." Indicate the number of Forms 8282 filed during the year I 7d I Did the organization receive any funds, directly or indirectly. to pay premiums on a personal benefit contract? 7e Did the organization. during the year, pay premiums. directly or Indirectly. on a personal bene?t contract? "If If the organization received a contribution of qualified Intellectual property. did the organization file Form 8899 as reqUIred? 79 If the organization received a contribution of cars. boats, airplanes. or other vehicles. did the organization file a Form 1098-0? 711 8 Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations Did the supporting organization, or a donor adwsed fund maintained by a sponsoring organization. have excess busmess holdings at any time during the year? 8 9 Sponsoring organizations maintaining donor advised funds. a Did the organization make any taxable distributions under section 4966'7 9a Did the organization make a distribution to a donor. donor adVIsor, or related person" 9b 10 Section 501 MW) organizations. Enter: a Initiation fees and capital contributions Included on Part line 12 10a Gross receipts. Included on Form 990. Part line 12, for public use of club 10b 11 Section 501(c)(12) organizations. Enter a Gross Income from members or shareholders 1 1a Gross Income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) 1 1b 12a Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 In lieu of Form 1041 12a If ?Yes.? enter the amount of tax-exempt Interest received or accrued during the year 12b I 13 Section 501(c)(29) qualified nonprofit health insurance issuers. a Is the organization licensed to Issue qualified health plans In more than one state? 13a Note. See the Instructions for additional Information the organization must report on Schedule 0 Enter the amount of reserves the organization Is reqUIred to maintain by the states In which the organization Is licensed to Issue qualified health plans 13b Enter the amount of reserves on hand 13c 14a Did the organization receive any payments for indoor tanning serVIces during the tax year? 14a If ?Yes." has It ?led a Form 720 to report these payments? If "Nihorowdgga explanation In Schedule 0 14b Form 990 (2013) 332005 10-29?13 5 16320507 133855 CRC 2013.03020 CAPITAL RESEARCH CENTER CRC 1 Form990(2013) CAPITAL RESEARCH CENTER 52?1289734 PageB I Part V1 1 Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and fora "No" response to line 8a, 8b, or 10b below, describe the Circumstances, processes, or changes in Schedule 0 See Instructions. Check if Schedule 0 contains a response or note to anJLlIne In this Part VI Section A. Governing Body and Management Yes No 1a Enter the number of voting members of the governing body at the end of the tax year 1a 7 If there are material differences In voting rights among members of the governing body, or If the governing body delegated broad authority to an executive committee or Similar committee. explain In Schedule 0 Enter the number of voting members Included In line 1a. above, who are Independent 1b 6 2 Did any officer, director, trustee, or key employee have a family relationship or a busmess relationship With any other officer, director, trustee, or key employee? 2 3 Did the organization delegate control over management duties customarily performed by or under the direct superVISIon of of?cers, directors, or trustees, or key employees to a management company or other person? 3 4 Did the organization make any Significant changes to Its governing documents Since the prior Form 990 was filed? 4 5 Did the organization become aware during the year of a Significant diverSIon of the organization's assets? 5 6 Did the organization have members or stockholders? 6 7a Did the organization have members, stockholders. or other persons who had the power to elect or appomt one or more members of the governing body? 7a Are any governance deCISlonS of the organization reserved to (or subject to approval by) members, stockholders. or persons other than the governing body? 7b 8 Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the followrng a The governing body? Ba Each committee With authority to act on behalf of the governing body? 8b 9 Is there any officer, director, trustee, or key employee listed In Part VII, Section A, who cannot be reached at the organization's mailing address? If "Yes, provrde the names and addresses in Schedule 0 9 Section B. Policies Q'his Section requests information about pOIICies not reqUIred by the Internal Revenue Code Yes No 10a Did the organization have local chapters, branches. or affiliates? 103 If "Yes," did the organization have written and procedures governing the actIVItIes of such chapters, affiliates, and branches to ensure their operations are conSIstent With the organization's exempt purposes? 10b 1 1a Has the organization prowded a complete copy of this Form 990 to all members of Its governing body before filing the form? 1 1a Describe In Schedule 0 the process, If any, used by the organization to reVIew this Form 990 12a Did the organization have a written conflict of Interest policy? If "No, go to line 13 12a Were officers. directors, or trustees. and key employees reqUIred to disclose annually Interests that could give rise to conflicts? 12b Did the organization regularly and conSIstently monitor and enforce compliance With the policy? If "Yes, describe in Schedule 0 how this was done 12c 13 Did the organization have a written whistleblower policy? 13 14 Did the organization have a written document retention and destruction policy? 14 1 5 Did the process for determining compensation of the followmg persons include a reVIew and approval by Independent persons, comparability data, and contemporaneous substantiation of the deliberation and deCISIon? a The organization's CEO, Executive Director, or top management 153 Other officers or key employees of the organization 15b If 'Yes' to line 15a or 15b, describe the process In Schedule 0 (see Instructions). 16a Did the organization Invest In, contribute assets to, or partICIpate In a pint venture or Similar arrangement With a taxable entity during the year? 1 Ba If ?Yes," did the organization follow a written policy or procedure requiring the organization to evaluate Its partICIpatIon In venture arrangements under applicable federal tax law, and take steps to safeguard the organization's exempt status With respect to such arrangements? 16b Section C. Disclosure 17 List the states With which a copy of this Form 990 Is reqUIred to be filed Section 6104 reqUIres an organization to make Its Forms 1023 (or 1024 If applicable), 990. and 990-T (Section 501 only) available for public Inspection. Indicate how you made these available Check all that apply. i:i Own website Another's webSIte Upon request Other (explain in Schedule 0) 19 Describe In Schedule 0 whether (and if so, how), the organization made Its governing documents, conflict of Interest policy, and finanCIal statements available to the public during the tax year. 20 State the name. phy5ica address, and telephone number of the person who possesses the books and records of the organization CAPITAL RESEARCH CENTER 2 02?4 83?6 900 15 13 16TH STREET, NW, WASHINGTON, DC 200 36-1480 332006 10-29-13 SEE SCHEDULE 0 FOR FULL LIST OF STATES Form 990(2013) 6 16320507 133855 CRC 2013.03020 CAPITAL RESEARCH CENTER CRC 1 Form 990 (2013) CAPITAL RESEARCH CENTER 52?1289734 Paqe7 {Part Compensation of Officers, Directors, Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors Check if Schedule 0 contains a response or note to any line In this Part VII Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees 1a Complete this table for all persons reqUIred to be listed. Report compensation for the calendar year ending With or Within the organrzation's tax year 0 List all of the organization's current officers, directors, trustees (whether IndIVIduals or organizations), regardless of amount of compensation. Enter -0- In columns (D), (E), and (F) If no compensation was paid. 0 List all of the organization's current key employees, if any. See instructions for de?nition of 'key employee 0 List the organization?s five current highest compensated employees (other than an officer, director, trustee, or key employee) who received report- able compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the organization and any related organizations 0 List all of the organization's former officers. key employees. and highest compensated employees who received more than $100,000 of reportable compensation from the organization and any related organizations 0 List all of the organization's former directors or trustees that received, in the capacrty as a former director or trustee of the organization, more than $10,000 of reportable compensation from the organization and any related organizations. List persons in the order: indIVIdual trustees or directors; institutional trustees, officers; key employees; highest compensated employees; and former such persons. I: Check this box If neither the organization nor any related organization compensated any current offlcer, director, or trustee. (A) (3) (Cl (D) (E) (F) Name and Title Average (do not one Reportable Reportable Estimated hours per box, unless person is both an compensation compensation amount Of week ?j?cerand 3? d'recmr?tms?ee) from from related other (IIst any the organizations compensation hours for organization from the related organization organizations and related below ?3 13% organizations line) 52? 399.6, (1) TERRENCE M. SCANLON (2) MARION G. WELLS 1.00 SECRETARY 0 . 0 . 0 . (3) WILLIAM MEYERSOHN 1 . 00 DIRECTOR 0 . 0 . 0 . (4) HONORABLE EDWIN MEESE 1 . 00 DIRECTOR 0 . 0 . . (5) GILBERT COLLINS . 00 DIRECTOR 0 . 0 . 0 . (6) THOMAS WINTER . 00 DIRECTOR 0 . 0 . 0 . (7) CONSTANCE LARCHER . 00 DIRECTOR 0 . 0 . 0 . 332007 10-29-13 Form 990 (2013) 7 16320507 133855 CRC 2013.03020 CAPITAL RESEARCH CENTER CRC 1 Form 990 (2013) CAPITAL RESEARCH CENTER 52?1289734 Page8 [Part Section A. Officers, Directors, Trustees, Key Em :loyees, and Highest Compensated Employees (continued) (A) (B) (C) (D) (E) (F) Name and title Average (do not 6553:1332 than one Reportable Reportable Estimated per box, uniess person l5 both an compensation compensation amount of week and a 31?5?) from from related other (?St any :3 the organizations compensation hours for 13 3 organization from the related organization organizations and related Tn? 2% organizations 5 :3 u. 1b Sub-total 271,961. 0. 56,301. Total from continuation sheets to Part VII, Section A 0 . 0 . . Total(addlines1band1c) 271,961. 0. 56,301. 2 Total number of IndIVIduals (Including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization 1 Yes No 3 Did the organization list any former officer, director, or trustee. key employee, or highest compensated employee on line 1a? If "Yes, complete Schedule for such indiwdual 3 4 For any indIVIdual listed on line 1a, Is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes, complete Schedule for such indiwdual 4 5 Did any person listed on line 1a receive or accrue compensation from any unrelated organization or indIVIduaI for sewices rendered to the organization? If "Yes, complete Schedule for such person 5 Section 8. Independent Contractors 1 Complete this table for your five highest compensated Independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending With or Within the organization?s tax year. (A) (B) (C) Name and busmess address Description of serVIces Compensation CORPORATE COLOR PRINT ING POSTAGE 5 00 MONOCACY BOULEVARD FREDERICK, MD 2 1 7O MAILING Total number of Independent contractors (Including but not to those listed above) who received more than $100,000 of compensation from the organization 1 Form 990 (2013) 332008 10-29-13 8 16320507 133855 CRC 2013.03020 CAPITAL RESEARCH CENTER CRC 1 Form 990 (2013) CAPITAL RESEARCH CENTER 52?1289734 Page9 I Part I Statement of Revenue Check If Schedule 0 contains a response or note to any lIne In this Part I: (N (m w) (m TotaI revenue Related Ol? Unrelated Revenue exempt function business "oggatfoggde' revenue revenue 512 - 514 ?g 1 a Federated campaigns 1a 3 Membership dues 1b 5.: Fundralsmg events 1c 5 5 Related organizations 1 gig Government grants (contributions) 1e .3 3 All other contributions, gifts. grants, and ?38 SlmlIaI' amounts not Included above Nonmsh contributions Included In lInes 1a?1f' 2 8 315 . 0m Total.Add Ines1a-1f 1,331,301. Business Code: 3 2 a PUBLICATIONS 900099 146, 146. a mu: 2 9' 1 All other program serVIce revenue 9 Total. Add llnes 2a-2f 1 46 . 3 Investment Income (Including dIVIdends. Interest, and other amounts) 599,020. 599,020. 4 Income from Investment of tax-exempt bond proceeds 5 Royalties (I) Real (II) Personal 6 a Gross rents 12,450. Less: rental expenses 0 . Rental Income or (loss) 12 450 . Net rental Income or (lossGross amount from sales of (I) Securities (II) Other assets other than Inventory 3 1584 861 . Less cost or other and sales expenses 2 699 919 . Gain or (loss) 458,942. Net gain or( oss) 458,942. 4531941 3 8 a Gross Income from fundraIsmg events (not 5 Including of E: reported on line 1c). See a Part IV. km 18 a Less direct expenses Net Income or (loss) from fundraIsmg events 9 a Gross Income from gaming actIVItIes. See Part IV, line 19 a Less: direct expenses Net Income or (loss) from gamIng actIVItIes 10 a Gross sales of Inventory, less returns and allowances a Less: cost of goods sold Net Income or (loss) from sales of Inventory Miscellaneous Revenue Business Code 11 a MISC. INCOME 900099 2,531. 2,531. All other revenue Total. Add lines 11a-11d 2,531. 12 Totalrevenue.SeeInstructIons 2,404,390. 146. 0. 1,072,943. $93333 Form 990 (2013) 9 16320507 133855 CRC 2013.03020 CAPITAL RESEARCH CENTER CRC 1 Form 990 (2013) CAPITAL RESEARCH CENTER 52?12 89734 Page?lo {Lem Statement of Functional Expenses Sechon 501(c)(3) and 501(c)(4) organizatrons must complete all columns. All other organizations must complete column (A). Check It Schedule 0 contains a response or note to any IIne In Part (C) (D) Do not include amounts re ortsd on lines 6b, 7b. 8b. 9b. and 10:2 arm ?Dames 1 Grants and other aSSIstance to governments and organlzatlons In the UnIted States See Part IV, Me 21 2 Grants and other aSSIstance to IndIVIduals In the UnIted States. See Part IV, line 22 3 Grants and other aSSIstance to governments, organizattons, and IndIVIduaIs outSIde the UnIted States. See Part IV. Ilnes 15 and 16 4 Bene?ts paid to or for members 5 CompensatIon of current of?cers. dIrectors, trustees.andkeyemployees 328,262. 212,335. 22,577. 93,350. 6 Compensatlon not Included above, to persons (as de?ned under section 4958(f)(1)) and persons descrIbed In sectlon 4958(c)(3)(B) 7 Othersalanesandwages 477,591. 364,184. 74,463. 38,944. 8 Pensnon plan accruals and contnbutlons (Include sectlon 401(k) and 403(b) employer contrIbutIonsOtheremployeebene?ts 51,922. 40,980. 9,139. 1,803. 10 Payrolltaxes 49,951. 35,993. 6,209. 7,749. 1 1 Fees for serVIces (non-employees): a Management Legal 15,753. 15,753. Professwnal fundraIsmg serwces See Part IV, Me 17 1? Investment management fees Other. (It Me 119 amount exceeds 10% of Me 25, column (A) amount. IIst IIne11g expenses on SchOAdvertISIng and promotlon Offlceexpenses 125,547. 71,079. 54,468. 14 Informatlon technology 15 Royaltles 16 Occupancy 12,591. 12,591. 17 Travel 18,471. 230. 16,875. 1,366. 18 Payments of travel or entertalnment expenses for any federal, state, or local pubIIc offICIals 19 Conferences. conventlonsInterest 21 Payments to 22 DepreCIatIon, depletlon. and amortlzatlon Insurance 16,042. 16,042. 24 Otherexpenses ltemlze expenses not covered above expenses In Me 24a It We 24a amount exceeds 10% of IIne 25. column (A) amount, IIst Ime 24e expenses on Schedule 0) a PRINTING, MAILING AND 265,296. 265,296. RESEARCH MATERIALS 43,693. 29,248. 11,095. 3,350. TAXES, LICENSES AND FEE 33,813. 33,813. ALLOCATED GENERAL AND A 0. 203,548. ?249,191. 45,643. 6 Allotherexpenses 30,477. 46. 25,177. 5,254. 25 1,756,451. 1,055,161. 237,400. 463,890. 26 Joint costs Complete thIs IIne only If the organIzatIon reported In column (B) Iolnt costs from a combIned educatlonal campalgn and tundraIsIng soIICItatIon Check here If followmq SOP 98-2 (ASC 95_8-720) 332010 1049-13 1 0 Form 990 (2013) 16320507 133855 CRC 2013.03020 CAPITAL CRC 1 Form 990 (2013) CAP ITAL RESEARCH CENTER [Part Xj Balance Sheet 52?1289734 Page 1 1 Check if Schedule 0 contains a response or note to any line In this Part (A) (Bl Beginning of year End of year 1 Cash - non-interest-bearing Savmgs and temporary cash Investments Pledges and grants receivableAccounts receivable. net 4 5 Loans and other receivables from current and former officers, directors. trustees, key employees, and highest compensated employees. Complete Part II of Schedule 5 6 Loans and other receivables from other disqualified persons (as de?ned under section 4958(t)(1)). persons described in section 4958(c)(3)(B). and contributing employers and sponsoring organizations of section 501(c)(9) voluntary ,3 employees? benefmiary organizations (see instr). Complete Part II of 6 7 Notes and loans receivable, net 7 8 Inventories for sale or use 8 9 Prepaid expenses and deferred charges 103 Land. and eqUIpment: cost or other baSIs. Complete Part VI of Schedule 10a Less:accumulateddepreCIation 10b 1: 106:658- 681,013- 10c 634, 323. 11 Investments - publicly traded securities Investments - other securities. See Part IV. line 11 12 13 Investments - program-related. See Part IV. line 11 13 14 Intangible assets 14 15 Other assets. See Part IV. line 11 15 16 Total assets. Add Iines1 through 15 (must equal Lne 34Accounts payable and accrued expenses Grants payable 18 19 Deferred revenue 19 20 Tax-exempt bond liabilities 20 21 Escrow or custodial account liability. Complete Part IV of Schedule 21 22 Loans and other payables to current and former officers. directors. trustees, key employees, highest compensated employees. and disqualified persons. '13 Complete Part II of Schedule 22 23 Secured mortgages and notes payable to unrelated third parties 23 24 Unsecured notes and loans payable to unrelated third parties 24 25 Other liabilities (including federal income tax. payables to related third parties, and other liabilities not Included on lines 17-24). Complete Part of Schedule 25 26 Total liabilities. Add lines 17 through Organizations that follow SFAS 1 1 7 (A80 958). check here and 3 complete lines 27 through 29. and lines 33 and 34. 27 Unrestrictednetassets 12,907,839. 27 14,745,989. [tn?g 28 Temporarily restricted net assets Permanently restricted net assets 29 5.: Organizations that do not follow SFAS 1 1 7 (A86 958). check here 5 3 and complete lines 30 through 34. *3 30 Capital stock or trust prinCIpal. or current funds 30 31 Paid-in or capital surplus. or land. bUIlding, or eqUIpment fund 31 *5 32 Retained earnings. endowment, accumulated income. or other funds 32 33 Totalnetassetsorfundbalances 12,940,363. 33 14,831,662. 34 Total liabilities and net assets/fund balances 332011 10-29-13 16320507 133855 11 CRC 2013.03020 CAPITAL RESEARCH CENTER Form 990 (2013) CRC 1 FoerQO (2013) CAPITAL RESEARCH CENTER 52?1289734 Paqe12 Part Reconciliation of Net Assets Check If Schedule 0 contaIns a response or note to any lIne In thIs Part XI 1 Total revenue (must equal Part column (A), lIne 12Total expenses (must equal Part 1X, column (A), lIne 25Revenue less expenses. Subtract lIne 2 from lIne Net assets or fund balances at begInnIng of year (must equal Part X, lIne 33, column Net unrealIzed gaIns (losses) on Investments Donated serVIces and use of faCIlItIes 6 7 Investment expenses 7 8 PrIor perIod adjustments 8 9 Other changes In net assets or fund balances (epraIn In Schedule 0) 9 0 . 10 Net assets or fund balances at end of year. Comblne lInes 3 through 9 (must equal Part X, lIne 33, column(B)) 10 14,831,662. I Part XIH Financial Statements and Reporting Check If Schedule 0 contalns a response or note to any lIne In thIs Part Yes No 1 AccountIng method used to prepare the Form 990: Cash Accrual El Other If the organIzatIon changed Its method of from a prlor year or checked ?Other,? explaIn In Schedule 0. 2a Were the organIzatIon's flnanCIal statements complled or reVIewed by an Independent accountant? m2a If "Yes,? check a box below to IndIcate whether the flnanCIal statements for the year were complled or reVIewed on a separate basis, consolldated baSlS. or both' Separate basIs El ConsoIIdated Both consolldated and separate Were the organIzatIon's fInanCIaI statements audIted by an Independent accountant? 2b If "Yes." check a box below to IndIcate whether the flnanclal statements for the year were audIted on a separate baSlS, consolldated or both: Separate basIs Consolldated Both consolldated and separate If "Yes" to lIne 2a or 2b, does the organIzatIon have a commIttee that assumes for overSIght of the audIt, reVIew, or compllatIon of Its fInanCIaI statements and selectlon of an Independent accountant? 2c If the organIzatIon changed eIther Its overSIght process or selectlon process durIng the tax year, explaIn In Schedule 0. 33 As a result of a federal award, was the organIzatIon reqwred to undergo an audIt or audlts as set forth In the SIngle AudIt Act and OMB Clrcular 3a If "Yes." dId the organIzatIon undergo the reqUIred audIt or audIts? If the organIzatIon dId not undergo the reqUIred audlt or audlts, explaln why In Schedule 0 and descrIbe any steps taken to undergo such audlts 3b Form 990 (2013) I sagas 2 16320507 133855 CRC 2013.03020 CAPITAL RESEARCH CENTER CRC 1 SCHEDULE A (Form 990 or 990-EZ) OMB No 1545-0047 2013 Public Charity Status and Public Support Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust. Department of the Treasury Attach to Form 990 or Form QQO-EZ. Open to P131150 Intema' Revenue sew'ce Information about Schedule A (Form 990 or and its instructions Is at Inspection Name of the organization Employer identification number CAPITAL RESEARCH CENTER 52?1289734 I Part Reason for Public Charity Status (All organizations must complete this part.) See Instructions. The organization Is not a private foundation because it Is: (For lines 1 through 11, check only one box.) 1 El CI :30? on and 10 11 e :l A church. convention of churches, or assouation of churches described In section 1 A school described In section (Attach Schedule E.) A hospital or a cooperative hospital serVIce organization described In section A medical research organization operated In conjunction With a hospital described In section Enter the hospItal's name. Clty. and state' An organization operated for the benefit of a college or univerSIty owned or operated by a governmental unit described In section 1 (Complete Part II.) A federal. state. or local government or governmental unit described In section 1 An organization that normally receives a substantial part of Its support from a governmental unit or from the general public described In section 1 (Complete Part II A community trust described In section (Complete Part II.) An organization that normally receives: (1) more than 33 1/3% of Its support from contributions. membership fees. and gross receipts from actIVItIes related to Its exempt functions - subject to certain exceptions, and (2) no more than 33 1/3% of Its support from gross Investment Income and unrelated busmess taxable Income (less section 51 1 tax) from busmesses achIred by the organization after June 30, 1975 See section 509(a)(2). (Complete Part An organization organized and operated excluswely to test for public safety. See section 509(a)(4). An organization organized and operated excluswely for the bene?t of, to perform the functions of. or to carry out the purposes of one or more publicly supported organizations described In section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box that describes the type of supporting organization and complete lines 11e through 1 1h. a Type I I: Type II I: Type - Functionally Integrated I: Type - Non-functionally Integrated By checking this box. I certify that the organization Is not controlled directly or IndIrectIy by one or more disqualified persons other than foundation managers and other than one or more publicly supported organizations described In section 509(a)(1) or section 509(a)(2) If the organization received a written determination from the IRS that it Is a Type I, Type II, or Type supporting organization, check this box El Since August 17, 2006, has the organization accepted any gift or contribution from any of the followmg persons? A person who directly or Indirectly controls, either alone or together With persons described In (II) and below. the governing body of the supported organization? (ii) A family member of a person described In (I) show? A 35% controlled entity of a person described In (I) or (II) above? Prowde the followmg Information about the supported organization(s). Name of supported organization (il) Type of organization (described on lines 1-9 above or IRC section Is the organization in col listed In your governing document? Did you notify the organization In out of your support? (vi) Is the organization In col or anized In the 9 9 (vii) Amount of monetary suppon (see InstructionsTotal LHA For Paperwork Reduction Act Notice. see the Instructions for Form 990 or 990-EZ. Schedule A (Form 990 or 990-EZ) 2013 332021 09-2 5-13 13 16320507 133855 CRC 2013.03020 CAPITAL RESEARCH CENTER CRC 1 Schedule A (Form 990 or QQO-EZ) 2013 CAPITAL RESEARCH CENTER Part: I Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi) (Complete only If you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part If the organization fails to qualify under the tests listed below, please complete Part 52?1289734 Page2 Section A. Public Support Calendar year (or fiscal year beginning in) 2009 2010 2011 2012 2013 Total 1 Gifts, grants, contributions, and membership fees received. (Do not 1,371,973. 1,382,983. 1,341,465. 1,551,962. 1,331,301. 6,979,694. 2 Tax revenues famed for the organ- Ization's benefit and either paid to or expended on Its behalf 3 The value of serVIces or faCIlItIes furnished by a governmental unit to the organization Without charge 4 Total.AddIInes1through3 1,371,978. 1,382,988. 1,341,465. 1,551,962. 1,331,301. 6,979,694. 5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) Included on line 1 that exceeds 2% of the amount shown on line 11, column (0 .1 1,843,269. 6 Public support. SubtraLtlIne 5 from line Section B. Total Support Calendar year (or fiscal year beginning in) 2009 2010 2011 2012 2013 Total 7 1,371,978. 1,382,988. 1,341,465. 1,551,962. 1,331,301. 6,979,694. 8 Gross Income from Interest, dIVIdends, payments received on securities loans, rents, royalties and ncomefroms m larsources 161,253. 210,373. 293,775. 382,430. 611,043. 1,658,874. 9 Net income from unrelated busmess activrties, whether or not the busmess is regularly carried on 10 Other income. Do not Include gain or loss from the sale of capital assets(ExplaInInParth.) 4,854. 319. ?3,739. 414. 2,531. 4,379. 11 Total support. Add lines 7 through 10 8,642,947, 12 Gross receipts from related actIVItIes, etc. (see InstructionsFirst five years. If the Form 990 Is for the organization's first, second, third, fourth. or fifth tax year as a section 501(c)(3) organization, check this box and stop here I: Section C. Computation of Public Support Percentage 14 Public support percentage for 2013 (line 6, column lelded by line 11, column Public support percentage from 2012 Schedule A, Part II, line 1/3% support test - 2013. If the organization did not check the box on line 13, and line 14 Is 33 1/3% or more, check this box and 18 Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see Instructions stop here. The organization qualifies as a publicly supported organization 33 1/3% support test - 2012. If the organization did not check a box on line 13 or 16a. and line 15 Is 33 1/3% or more, check this box and stop here. The organization qualifies as a publicly supported organization 1 7a 10% -facts-and-circumstances test - 2013. If the organization did not check a box on line 13. 16a, or 16b. and line 14 is 10% or more, and If the organization meets the ?facts-and-CIrcumstances' test, check this box and stop here. Explain In Part IV how the organization meets the 'facts-and-CIrcumstances' test. The organization qualifies as a publicly supported organization 10% -facts-and-circumstances test - 2012. If the organization did not check a box on line 13, 16a. 16b, or 17a, and line 15 Is 10% or more, and If the organization meets the 'facts-and-CIrcumstances' test. check this box and stop here. Explain In Part IV how the organization meets the 'facts-and-circumstances' test The organization qualifies as a publicly supported organization >l:l >l:l H: >Cl Schedule A (Form 990 or 990-EZ) 2013 332022 09-25-13 14 16320507 133855 CRC 2013.03020 CAPITAL RESEARCH CENTER CRC 1 Schedule A (Form 990 or 990-EZ) 2013 Page 3 I Part: [it 1 Support Schedule for Organizations Described in Section 509(a)(2) (Complete only if you checked the box on line 9 of Part or if the organization failed to qualify under Part II If the organization falls to qua?y under the tests listed belowmlease complete Part II Section A. Public Support Calendar year (or fiscal year beginning in) 2009 2010 2011 2012 2013 Total 1 Gifts, grants, contributions, and membership fees received. (Do not Include any ?unusual grants.') 2 Gross receipts from merchandise sold or sewices per- formed, or faculties furnished in any actIVIty that is related to the organization's tax-exempt purpose 3 Gross receipts from actIVItles that are not an unrelated trade or bus- iness under section 513 4 Tax revenues leVIed for the organ- ization's benefit and either paid to or expended on Its behalf 5 The value of serVIces or furnished by a governmental unit to the organization Without charge 6 Total. Add lines 1 through 5 7a Amounts included on lines 1. 2, and 3 received from disquali?ed persons Amounts included on lines 2 and 3 received from other than disquali?ed persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year Add lines Ta and 7b 8 Public suppomSubtractline 7c from line 6) Section B. Total Support Calendar year (or fiscal year beginning in) jg) 2009 2010 2011 2012 2013 Total 9 Amounts from line 6 10a Gross income from Interest, diVldends, payments received on securities loans, rents, royalties and income from Similar sources Unrelated busmess taxable income 1 (less section 511 taxes) from busmesses achIred after June 30,1975 Add lines 10a and 10b 1 1 Net income from unrelated busmess activities not included in line 10b, whether or not the busmess is regularly carried on 1 2 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV) 13 Total support (Add lines 9. 10c, 11. and 12) 1 4 First five years. If the Form 990 is for the organization's first. second. third. fourth. or fifth tax year as a section 501(c)(3) organization, check this box and stop here Section C. Computation of Public Support Percentage 15 Public support percentage for 2013 (line 8. column diVided by line 13, column (0) 15 16 Public supportgercentage from 2012 Schedule A, Part line 15 16 Section D. Computation of Investment Income Percentage 1 7 Investment income percentage for 2013 (line 10c, column dIVIded by line 13, column (0) 17 18 Investment income percentage from 201 2 Schedule A, Part line 17 18 19a 33 113% support tests - 2013. If the organization did not check the box on line 14, and line 15 is more than 33 and line 17 is not more than 33 check this box and stop here. The organization qualifies as a publicly supported organization El 33 113% support tests - 2012. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 and line 18 is not more than 33 check this box and stop here. The organization qualifies as a publicly supported organization [j 20 Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions E: 332023 09-25-13 Schedule A (Form 990 or 990-EZ) 2013 5 16320507 133855 CRC 2013.03020 CAPITAL RESEARCH CENTER CRC 1 Schedule A (Form 990 or ggo-Ez) 2013 CAP ITAL RESEARCH CENTER Page 4 I Part I Supplemental Information. the explanatlons reqUIred by Part II, llne 10; Part II, llne 17a or 17b, and Part llne 12 Also complete this part for any Informatlon. (See Instructions). 32024 09-25?13 Schedule A (Form 990 or 990-EZ) 2013 16 16320507 133855 CRC 2013.03020 CAPITAL RESEARCH CENTER CRC 1 . . OMB No 1545-0047 SCHEDULE Supplemental FinanCIal Statements (Form 990) Complete if the organization answered "Yes," to Form 990, 2 01 3 Part IV, line 6, 7,8, or12b. . Department of the Treasury Attach to Form 990. Wm lntemal Revenue sgwuce Information about Schedule (Form 990) and its instructions is at ?593? Name of the organization Employer identification number CAPITAL RESEARCH CENTER 52?1289734 I Part I I Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts.CompIete Ifthe organization answered 'Yes' to Form 990, Part IV. line 6. ?11-th4 03 Donor adVIsed funds Funds and other accounts Total number at end of year Aggregate contributions to (during year) Aggregate grants from (during year) Aggregate value at end of year the organization Inform all donors and donor advrsors In writing that the assets held In donor adVIsed funds are the organization's property, subject to the organization?s excluswe legal control'7 Yes I: No Did the organlzatlon Inform all grantees, donors, and donor adVIsors In writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor adVIsor, or for any other purpose ImpermISSIble private benefit? Yes I: No I Part I Conservation Easements. Complete If the organization answered "Yes" to Form 990. Part IV, line 7. 1 0.00'0 Purpose(s) of conservation easements held by the organization (check all that apply) Preservation of land for public use (e.g recreation or educatlon) Preservatlon of an historically important land area I: Protection of natural habitat Preservatlon of a certified historic structure Preservation of open space Complete lInes 2a through 2d if the organization held a qualified conservatlon contribution in the form of a conservatlon easement on the last day of the tax year Held at the End of the Tax Year Total number of conservation easements 2a Total acreage by conservation easements 2b Number of conservatlon easements on a certified historic structure included in 2c Number of conservation easements included in acquwed after 8/17/06, and not on a historic structure lIsted in the National Register 2d Number of conservation easements modi?ed, transferred. released, or terminated by the organization during the tax year Number of states where property subject to conservation easement Is located Does the organlzation have a written policy regarding the periodIc monitoring, inspection, handling of Violations, and enforcement of the conservation easements It holds? If Yes El No Staff and volunteer hours devoted to monitoring, and enforcmg conservation easements during the year Amount of expenses Incurred in monitoring. Inspecting, and enforcmg conservation easements during the year Does each conservation easement reported on line 2(d) above satisfy the reqUIrements of section and section 170(h)(4)(B)(ii)9 Yes No In Part describe how the organizatlon reports conservation easements in its revenue and expense statement, and balance sheet. and include, if the text of the footnote to the organizatlon's finanCIal statements that describes the organization?s accounting for conservation easements. I Part {Eli I Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets. Complete if the organlzation answered "Yes" to Form 990, Part IV. Me 8. 1 a If the organizatlon elected. as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other Similar assets held for publIc exhibition, educatlon, or research in furtherance of public sewice, prowde, in Part the text of the footnote to its finanCIal statements that describes these Items If the organization elected, as permitted under SFAS 1 16 (ASC 958), to report in Its revenue statement and balance sheet works of art, historlcal treasures. or other Similar assets held for public exhibition, educatlon, or research In furtherance of public sewice. prowde the followmg amounts relating to these items: Revenues Included in Form 990, Part line 1 (ii) Assets Included In Form 990, Part 2 If the organization received or held works of art, historical treasures, or other Simllar assets for finanCIal gaIn, prowde the followmg amounts reqUIred to be reported under SFAS 1 16 (ASC 958) relating to these items: a Revenues included In Form 990, Part line 1 Assets included in Form 990, Part LHA For Paperwork Reduction Act Notice. see the Instructions for Form 990. Schedule (Form 990) 2013 83.233113 2 2 16320507 133855 CRC 2013.03020 CAPITAL RESEARCH CENTER CRC 1 Schedule (Form 990) 2013 (check all that apply)? a [3 Public exhibition Scholarly research Preservation for future generations CAP ITAL RESEARC CENTER I: Loan or exchange programs Other 52?1289734 FggeZ Wart it! I Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar AssetqcontinuedL 3 . Usmg the organization's accessmn, and other records, check any of the followmg that are a Significant use of Its collection Items 4 Prowde a description of the organization?s collections and explain how they further the organization's exempt purpose In Part 5 During the year, did the organization or receive donations of art, historical treasures. or other Similar assets to be sold to raise funds rather than to be maintained as part of the organization's collection? I Part IV I Escrow and Custodial Arrangements. Complete ifthe organization answered "Yes? to Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21. I: Yes ENG 18 Is the organization an agent, trustee, custodian or other Intermediary for contributions or other assets not Included on Form 990, Part If "Yes," explain the arrangement In Part and complete the followmg table: Beginning balance Additions during the year Distributions during the year Ending balance 2a Did the organization Include an amount on Form 990, Part X, line 21? If nYes," explain the arrangement In Part Check here If the explanatlon has been prOVIded In Part [Part Yes END Amount 1c 1d 1e 1f Yes Endowment Funds. Complete If the organization answered "Yes" to Form 990. Part IV, line 10. l:l 13 Beginning of year balance Contributions Net Investment earnings. gains. and losses Grants or scholarships Other expendItu res for and programs Administrative expenses 9 End of year balance 09.01! Current year Prior year @Uwo years back Three years back Fouryears back 2 Prowde the estimated percentage of the current year end balance (line 19, column held as a Board deSIgnated or quaSI-endonent Permanent endowment Temporarily restricted endowment The percentages In lines 2a, 2b, and 26 should equal 100%. 3a Are there endowment funds not In the possesswn of the organization that are held and administered for the organization by: unrelated organizations (ii) related organizations I) If "Yes" to Sam), are the related organizations listed as reqmred on Schedule 4 Descr be In Part the Intended uses of the org?ization's endowment funds Part VI Land, Buildings, and Equipment. Complete If the organization answered ?Yes" to Form 990. Part IV, line 11a. See Form 990, Part X. line 10 Description of property (3) Cost or other baSIs (Investment) Cost or other (other) Accumulated Book value depreciation 13 Land 114,686. 114,686. BUIldings 1,023,452. 532,822. 490,630. Leasehold Improvements EqUIpment 602,843. 573,836. 29,007. Other Total. Add lines 1a through 1e. (Column must equal Form 990, Part X, column (8), line 10(0)) 6 34 32 3 . 332052 09-25-13 16320507 133855 CRC 23 Schedule (Form 990) 2013 2013.03020 CAPITAL RESEARCH CENTER CRC 1 Schedule D(Form 990) 2013 CAPITAL RESEARCH CENTER 52?1289734 Page3 I Part Investments - Other Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990. Part X, line 12. Description of security or category (including name of security) Book value Method of valuation: Cost or end-of?year market value (1) FinanCiaI derivatives (2) Closely-held equny interests (3) Other (A) (B) (C) (D) (E) (F) (G) (H) Total (Col must equal Form X, col (B) line 12 I I Part Investments - Program Related. Complete if the organization answered 'Yes' to Form 990. Part IV, line 11c See Form 990. Part X. line 13. Description of investment Book value Method of valuation Cost or end-of-year market value (1) (2) (3) (4) (5) (6) (7) (8) (91 Total. (Col lb) must equal Form 990, Part X, col (8) line 13 I I Part IX I Other Assets. if the ization answered ?Yes" to Form 990 Part IV, line 11d. See Form 990, Part X. line 15. Description Book value col. line 15 Part Other Liabilities. Complete if the organization answered 'Yes" to Form 990, Part IV, line He or 11f See Form 990, Part X, line 25. 1_ Description of liability Book value (1) Federal income taxes (2) (3) (4) (5) (5) (7) (8) (9) Total. (Column must equal Form 990, Part X, col. (8) line 25) 2. Liability for uncertain tax posmons. In Part prowde the text of the footnote to the organization's ?nanCIal statements that reports the organization?s Ilabll?l for uncerta_in tax posmons under FIN 48 (ASC 740) Check here if the text of the footnote has been prowded in Part Schedule (Form 990) 2013 332053 09?25-13 24 16320507 133855 CRC 2013.03020 CAPITAL RESEARCH CENTER CRC 1 Schedule (Form 990) 2013 CAPITAL RESEARCH CENTER 52?12 89734 Page 4 [Part Xi I Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete If the organIzatIon answered r?Yes" to Form 990. Part IV, lIne 12a. 1 Total revenue. galns. and other support per audlted fInancIal statements Amounts Included on llne 1 but not on Form 990. Part llne 12 a Net unreallzed gains on Investments Donated serVIces and use of faculties 2b 0 Recoverles of prIor year grants 2c Other (Describe In Part 2d Add llnes 2a through Subtract llne 2e from llne Amounts Included on Form 990. Part [me 12. but not on IIne 1: a Investment expenses not Included on Form 990. Part llne 7b 4a Other In Part 125,213. Total revenue. Add llnes 3 and 4c. (I'hIs must equal Form 990, PartPsart 1 Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete If the organlzatlon answered ??Yes to Form 990. Part IV llne 12a. 1 Total expenses and losses per audlted financtal statements Amounts Included on lIne 1 but not on Form 990, Part IX, lIne 25: a Donated serVIces and use of facIlItIes 2a Prlor year adjustments 2b Other losses 2c Other In Part 2d Add llnes 2a through 2d 2e 0 - 3 Subtract llne 2e from lIne Amounts Included on Form 990, Part IX. llne 25Investment expenses not Included on Form 990. Part IIne 7b 4a Other In Part AddlInes4aand4b 4c 125,213. Total expenses. Add llnes 3 and 4c. (This must equal Form 990. Part I. line 18Psart Supplemental Information. the descrIptIons requlred for Part II. llnes 3. 5. and 9, Part llnes 1a and 4; Part IV. llnes 1b and 2b; Part V, llne 4; Part X, llne 2, Part XI. llnes 2d and 4b; and Part XII. llnes 2d and 4b. Also complete part to prov1de any addItIonal Informatlon. PART x, LINE 2: EXPLANATION: UNDER SECTION OF THE INTERNAL REVENUE CODE, THE CENTER IS EXEMPT FROM THE PAYMENT OF TAXES ON INCOME OTHER THAN NET UNRELATED BUSINESS INCOME. FOR THE YEARS ENDED DECEMBER 31, 2013 AND 2012. THE CENTER HAD NO NET UNRELATED BUSINESS INCOME AND ACCORDINGLY, NO PROVISION FOR INCOME TAXES WAS REQUIRED. FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) TOPIC ASC 740?10, INCOME TAXES, PROVIDES GUIDANCE FOR REPORTING UNCERTAINTY IN INCOME TAXES. FOR THE YEARS ENDED DECEMBER 31, 2013 AND 2012, THE CENTER HAS DOCUMENTED ITS CONSIDERATION OF FASB ASC 740?10 AND DETERMINED THAT NO MATERIAL UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE 83333 Schedule (Form 990) 201 a 25 16320507 133855 CRC 2013.03020 CAPITAL RESEARCH CENTER CRC 1 Schedule D(Form 990) 2013 CAPITAL RESEARCH CENTER 52?1289734 Page-5 [Ed X1113 Supplemental Information (contmuec? FINANCIAL STATEMENTS. TAX YEARS ENDING DECEMBER 31, 2012, 2011 AND 2010 REMAIN OPEN WITH FEDERAL TAXING AUTHORITIES. THE CENTER HAS NO INCOME TAX FILING REQUIREMENTS IN ANY STATE AT THIS TIME. PART XI, LINE 4B OTHER ADJUSTMENTS: INVESTMENT FEES NETTED WITH INVESTMENT INCOME IN AUDITED FINANCIAL STATEMENT 125,213. PART XII, LINE 4B OTHER ADJUSTMENTS: INVESTMENT FEES NETTED WITH INVESTMENT INCOME IN AUDITED FINANCIAL STATEMENT 125,213. Schedule (Form 990) 2013 332055 09-25-13 26 16320507 133855 CRC 2013.03020 CAPITAL RESEARCH CENTER CRC 1 SCHEDULE Compensation Information (Form 990) For certain Officers, Directors. Trustees. Key Employees. and Highest Compensated Employees Complete if the organization answered "Yes" on Form 990, Part IV, line 23. OMB No 1545-0047 2013 Department Dime Treasury Attach to Form 990. See separate instructions. Open to Internal Revenue Semee Information about Schedule (Form 990) and its instruotions is at Inspection Name of the organization Employer identification number CAPITAL RESEARCH CENTER 52?1289734 rPart I I Questions Regarding Compensation Yes Mg 1a Check the appropriate box(es) if the organization prowded any of the followmg to or for a person listed In Form 990. Part VII. Section A. line 1a. Complete Part to prowde any relevant information regarding these Items. First-class or charter travel I: Housmg allowance or reSIdence for personal use Travel for companions I: Payments for busmess use of personal reSIdence El Tax Indemnification and gross-up payments Health or scolal club dues or initiation fees El Discretionary spending account I: Personal serVIces maid. chauffeur, chef) If any of the boxes on line 1a are checked. did the organization follow a written policy regarding payment or reimbursement or prowsmn of all of the expenses described above? If complete Part to explain 1b 2 Did the organization require substantiation prior to reimbursmg or allowmg expenses Incurred by all directors. trustees, and officers, Including the CEO/Executive Director. regarding the items checked In line 1a" 2 3 Indicate which, If any. of the followmg the filing organlzatlon used to establish the compensation of the organization?s CEO/Executive Director. Check all that apply. Do not check any boxes for methods used by a related organization to establish compensation of the CEO/Executive Director. but explain In Part Compensation committee El Written employment contract Independent compensation consultant Cl Compensation survey or study Form 990 of other organizations Approval by the board or compensation committee 4 During the year. did any person listed In Form 990. Part VII, Section A. line 1a, With respect to the filing organization or a related organization. a Receive a severance payment or change-of-control payment?? 4a PartICIpate In. or receive payment from, a supplemental nonqualified retirement plan? 4b Partictpate in. or receive payment from, an eqUIty-based compensation arrangement? 4c If "Yes" to any of lines 4a-c. list the persons and prowde the applicable amounts for each Item in Part Only section 501(c)(3) and 501 organizations must complete lines 5-9. 5 For persons listed In Form 990, Part VII. Section A. line 1a. did the organization pay or accrue any compensation contingent on the revenues of' a The organization? 5a Any related organization? 5b If 'Yes' to line 5a or 5b. describe In Part 6 For persons listed in Form 990, Part VII. Section A, line 1a, did the organization pay or accrue any compensation contingent on the net earnings of' a The organization? Ga Any related organization? 6b If 'Yes' to line 6a or 6b. describe In Part 7 For persons listed in Form 990. Part VII. Section A. line 1a. did the organization prowde any non-fixed payments not described In lines 5 and 6?7 If ?Yes." describe in Part 7 8 Were any amounts reported In Form 990. Part VII. paid or accrued pursuant to a contract that was subject to the initial contract exception described in Regulations section If 'Yes,? describe In Part 8 9 If 'Yes' to line 8. did the organization also follow the rebuttable presumption procedure described In Regulations section 9 LHA For Paperwork Reduction Act Notice. see the Instructions for Form 990. Schedule (Form 990) 2013 332111 0943-13 2 7 16320507 133855 CRC 2013.03020 CAPITAL RESEARCH CENTER CRC 1 ScheduleJ (Form 990)2013 CAPITAL RESEARCH CENTER 52-12897 34 P3932 I Part ll 1 Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies If additional space is needed . For each Inleldual whose compensation must be reported In Schedule J. report compensation from the organization on row and from related organIzatIons. described In the Instructions, on row Do not list any indIVIduals that are not listed on Form 990, Part VII. Note. The sum of columns for each listed indIVIdual must equal the total amount of Form 990, Part VII. Section A, line 1a, applicable column (D) and (E) amounts for that IndIVIdual. (B) Breakdown of W-2 and/or1099-MISC compensation (0) Retirement and (D) Nontaxable (E) Total of columns (F) Compensation other deferred benefits reported as deferred 6? Base (ii) Bonus 8? Other compensation In prior Form 990 compensation incentlve reportable compensation compensation (A) Name and Title (1) TERRENCE M. SCANLON 271,961. 0. 0. 51,000. 5,301. 328,262. 0. (ii(ii) (ii) (ii) (ii) (ii) (ii) (ii) (0 H) (ii) (ii) (ii) . (ii) (ii) (0 (ii) (ii) Schedule (Form 990) 2013 332112 09-13-13 2 8 Schedule (Form 990) 2013 CAPITAL RESEARCH CENTER 52-12 89 7 34 Pages I Part I Supplemental Information Prowde the Information, explanation, or reqwred for Part I, lines 1aand for Part II. Also complete part for any additional Information. PART I, LINE 1A: EXPLANATION: CRC PAYS THE DUES FOR THE MEMBERSHIP IN THE UNIVERSITY CLUB WHICH IS USED FOR BUSINESS AND PERSONAL PURPOSES. PART I, LINE lB: EXPLANATION: CRC DOES NOT HAVE A WRITTEN POLICY WITH REGARD TO THE REMIBURSEMENT OF PERSONAL CHARGES RELATED TO THE MEMBERSHIP. HOWEVER, THE ORGANIZATION FOLLOWS THE EMPLOYEE MANUAL AND ACCOUNTING POLICIES AND PROCEDURES MANUAL FOR PROCESSING ALL EXPENSE REIMBURSEMENTS AND DOES NOT AS A MATTER OF POLICY REIMBURSE ANY EMPLOYEES FOR PERSONAL EXPENSES. Schedule (Form 990) 2013 332113 09-13-13 29 SCHEDULE (Form 990) Complete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30. Noncash Contributions OMB No 1545-0047 2013 Department of the Treasury Attach to Form 990. 09911 to Public '"tema' Revenue semce information about Schedule (Form 990) and its instructions is at Inspection Name of the organization Employer identification number CAPITAL RESEARCH CENTER 52?1289734 Part Types of Property (C) (CD Check If Number of Noncash contribution Method of determining applicable contributions or amounts reported on noncash contribution amounts Items contributed Form 990. Part Vill. line 1a 1 Art - Works of art 2 Art - Historical treasures 3 Art - Fractional Interests 4 Books and publications 5 Clothing and household goods 6 Cars and other vehicles 7 Boats and planes 8 Intellectual property 9 Securities - Publicly traded 2 8 3 1 6 . FAIR VALUE AT GIFT 10 Securities - Closely held stock 11 Securities - Partnership, LLC, or trust interests 12 Securities - Miscellaneous 13 Qualified conservation contribution - Historic structures 14 Qualified conservation contribution - Other 15 Real estate - Restdential 1 6 Real estate - CommerCIal 1 7 Rea! estate - Other 1 8 Collectibles 1 9 Food inventory 20 Drugs and medical supplies 21 TaXIdermy 22 Historical artifacts 23 SCIentIfic speCImens 24 Archeological artifacts 25 Other 26 Other 27 Other I 28 Other 29 Number of Forms 8283 received by the organization during the tax year for contributions for which the organization completed Form 8283, Part IV, Donee Acknowledgement 29 Yes No 30a During the year. did the organization receive by contribution any property reported In Part I, lines 1 - 28. that It must hold for at least three years from the date of the Initial contribution, and which Is not required to be used for exempt purposes for the entire holding period? 30a If "Yes.? describe the arrangement In Part II. 31 Does the organization have a gift acceptance policy that requires the revtew of any non-standard contributions'7 31 32a Does the organization hire or use third parties or related organizations to what. process. or sell noncash contributions? 32?? If 'Yes,? describe in Part II. 33 If the organization did not report an amount In column for a type of property for which column Is checked. describe in Part II. LHA For Papenivork Reduction Act Notice. see the Instructions for Form 990. Schedule (Form 990) (2013) 332141 09-03-13 16320507 133855 CRC 30 2013.03020 CAPITAL RESEARCH CENTER CRC 1 CAPITAL RESEARCH CENTER 52?1289734 quz I Part II I Supplemental Information. Prowde the Information reqUIred by Part I, lines 30b, 32b. and 33, and whether the organization . IS reporting In Part I. column the number of contributions, the number of items received, or a combination of both Also complete this part for any additional information. SCHEDULE M, LINE 32B: EXPLANATION: NON CASH CONTRIBUTIONS RECEIVED ARE GENERALLY IN PUBLICALLY TRADED SECURITIES WHICH ARE IMMEDIATELY SOLD BY THE ORGANIZATION IN ORDER TO CONVERT THE DONATION INTO CASH. BECAUSE THESE ARE PUBLICALLY TRADED SECURITIES, THE ORGANIZATION USES THE SERVICES OF A STOCK BROKER TO EFFECT THE SALE OF THE SECURITIES. 332142 09-03-13 Schedule (Form 990) (2013) 31 16320507 133855 CRC 2013.03020 CAPITAL RESEARCH CENTER CRC 1 . OMB No 1545-0047 SCHEDULE 0 Supplemental Information to Form 990 or 990-EZ (Form 990 or 990452, omplete to provide information for responses to specific questions on 2 01 3 . Form 990 or 990-EZ or to provide any additional information. Department onhe Twas?), Attach to Form 990 or 990-EZ. Open to Ful?ll: lntema! Revenue Sewlce Information about Schedule 0 (Form 990 or and Its instructions 15 at Name of the organlzatlon Employer identification number CAPITAL RESEARCH CENTER 52?1289734 FORM 990, PART I, LINE 1, DESCRIPTION OF ORGANIZATION MISSION: CAPITAL RESEARCH CONDUCTS PHILANTHROPIC RESEARCH AND ANALYSES NONPROFIT ORGANIZATIONS THAT PROMOTE THE GROWTH OF GOVERNMENT AND IDENTIFIES VIABLE PRIVATE ALTERNATIVES TO GOVERNMENT REGULATORY AND ENTITLEMENT PROGRAMS. OUR RESEARCH IS USED BY NATIONAL AND DISTRICT OF COLUMBIA CIVIC AND CHARITABLE ORGANIZATIONS AND BY D.C. AND NATIONAL CHARITIES AND POLICYMAKERS, AND IT FORMS THE BASIS FOR A VARIETY OF PUBLICATIONS. FORM 990, PART LINE 1, DESCRIPTION OF ORGANIZATION MISSION: OF COLUMBIA CIVIC AND CHARITABLE ORGANIZATIONS AND BY D.C. AND NATIONAL CHARITIES AND POLICYMAKERS, AND IT FORMS THE BASIS FOR A VARIETY OF PUBLICATIONS. FORM 990, PART LINE 4A, PROGRAM SERVICE ACCOMPLISHMENTS: 2) FOUNDATION WATCH, WHICH INITIATES RESEARCH AND PUBLICATIONS ON BOTH INDIVIDUAL DONORS AND FOUNDATIONS, WITH ATTENTION TO THEIR MISSION AND ORGANIZATION, SOURCES OF FINANCIAL SUPPORT AND AND 3) LABOR WATCH, WHICH EXAMINES LABOR UNIONS, THEIR MISSION AND ORGANIZATION, THEIR SOURCES OF FINANCIAL SUPPORT, MEMBER ORGANIZING CAMPAIGNS AND POLITICAL ACTIVITIES. 4) GREEN WATCH, WHICH EXAMINES ENVIRONMENTAL GROUPS, THEIR MISSION AND LHA For PapenNork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. Schedule 0 (Form 990 or 990-EZ) (2013) 332211 09-04-13 32 16320507 133855 CRC 2013.03020 CAPITAL RESEARCH CENTER CRC 1 ScheduleQLForm 990 or QQO-EZ) (201 Ci) Page 2 I Name of the organization Employer identification number CAPITAL RESEARCH CENTER 52?1289734 ORGANIZATION, THEIR SOURCES OF FINANCIAL SUPPORT, MEMBER ORGANIZING CAMPAIGNS AND POLITICAL ACTIVITIES. CRC RESEARCH IS PRESENTED IN MONOGRAPHS AND NEWSLETTERS, IN ONLINE BLOGS AND COMMENTARIES, AND IN CONFERENCES AND OTHER PUBLIC FORUMS. CRC ALSO PUBLISHES BOOKS PERIODICALLY. ALL OF THESE PUBLICATIONS ARE DISTRIBUTED TO MEMBERS OF CONGRESS, ACADEMIC PROFESSIONALS, POLICY MAKERS, NONPROFIT ORGANIZATIONS, AND THE GENERAL PUBLIC WHICH RESIDE IN THE DISTRICT OF COLUMBIA AND OTHER STATES. FORM 990, PART VI, SECTION A, LINE 8B: EXPLANATION: THERE ARE NO OTHER SUCH COMMITTEES AT CRC. FORM 990, PART VI, SECTION B, LINE 11: EXPLANATION: THE FEDERAL FORM 990 IS PREPARED BY A CPA FIRM AND REVIEWED AND SIGNED BY THE CEO AND CHAIRMAN OF THE BOARD OF DIRECTORS. A COPY OF THE FORM 990 IS PROVIDED TO ALL MEMBERS OF THE BOARD OF DIRECTORS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C: EXPLANATION: EMPLOYEES OF CRC ARE COVERED BY THE CONFLICT OF INTEREST POLICY DESCRIBED IN THE EMPLOYEE MANUAL AND ARE REQUIRED TO DISCLOSE ANY ACTUAL OR POTENTIAL CONFLICTS OF INTEREST TO MANAGEMENT OF THE ORGANIZATION OR THE BOARD, AS APPROPRIATE. THE BOARD OF DIRECTORS OF CRC CONSISTS OF 7 INDIVIDUALS AND CONFLICTS OF INTEREST ARE NOT PERMITTED UNDER ITS WRITTEN CONFLICT OF INTEREST POLICY PROHIBITING THE TRANSACTION OF BUSINESS WITH A BOARD MEMBER. 3332.213 Schedule 0 (Form 990 or 990-52) (2013) 33 16320507 133855 CRC 2013.03020 CAPITAL RESEARCH CENTER CRC 1 Schedule 0 LForm 990 or QQO-EZ) (2013) Page 2 Name of the organlzatlon Employer identification number CAPITAL RESEARCH CENTER 52?1289734 FORM 990, PART VI, SECTION B, LINE 15A: EXPLANATION: THE COMPENSATION OF THE CEO IS REVIEWED AND APPROVED BY THE COMPENSATION COMMITTEE SELECTED BY THE BOARD OF DIRECTORS BASED ON COMPARATIVE DATA OBTAINED FROM SIMILAR NONPROFIT ORGANIZATIONS IN THE WASHINGTON DC AREA. THE REVIEW AND APPROVAL OF THE COMPENSATION IS CONTEMPORANEOUSLY DOCUMENTED IN A LETTER AND SIGNED BY EACH MEMBER OF THE COMPENSATION COMMITTEE. FORM 990, PART VI, LINE 17, LIST OF STATES RECEIVING COPY OF FORM 990: FORM 990, PART VI, SECTION C, LINE 19: EXPLANATION: THE ORGANIZATION PROVIDES AUDITED FINANCIAL STATEMENTS TO DONORS AND OTHERS UPON REQUEST ON A CASE BY CASE BASIS. OTHER ORGANIZATIONAL DOCUMENTS HAVE NOT BEEN REQUESTED IN THE PAST AND THE ORGANIZATION WILL EVALAUTE SUCH REQUESTS WHEN RECEIVED. HOWEVER, CRC FULLY COMPLIES WITH INFORMATION RETURNS AND OTHER DOCUMENTS REQUIRED UNDER INTERNAL REVENUE SERVICE REGULATIONS TO BE DISCLOSED TO THE PUBLIC UPON REQUEST. 990, PART XII, LINE 2C EXPLANATION: NO CHANGE Schedule 0 (Form 990 or 990-52) (2013) 34 16320507 133855 CRC 2013.03020 CAPITAL RESEARCH CENTER CRC 1