3/22/2018 Indiana Lobby Registration Commission 10 W Market St Ste 2070 Indianapolis, IN 46204 Phone: (317) 232-9860 Fax: (317) 233-0077 Confirmation Number: A1WB7N Type of Statement: Amendment (1) Reporting Period and Year: Second Period 2017 (May 1st 2017 to October 31st, 2017) Terminated Registered Lobbyist Status: Not Terminated Reporting As: Employer Activity Report of Lobbyist Activity 3/2/2018 Questions? Read Indiana Code 2-7-3-1 and 2-7-3-5 or call the Commission office at (317) 232-9860. Registered lobbyists are required by law either to file activity reports twice per year oro to terminate their registrations. Lobbyists filing activity reports after the deadlines of May 31, 2017 and November 30, 2017 will be charged a late fee of $100 per day, per report, not to exceed $4,500 per report. Mailed reports are considered filed on the date of the canceled postmark. NOTE: A lobbyist who both receives compensation for lobbying and who also compensates another person to lobby shall only file a separate activity report for each person whom he receives payment for lobbying. Registrant Information (Section A) 1. Full Legal Name of Lobbyist Name Duke Energy Corporation Type of Business Energy Utility 2. Mailing Address and Contact Information Address 1 Primary Phone 201 N. Illinois St (317) 488-3514 Address 2 Email Suite 1150 3. stan.pinegar@duke-energy.com City State Zip Indianapolis IN 46204 Full name, title and phone number of a contact person Contact Name Contact Title Contact Phone Number Stanley C Pinegar VP,IN Govt Affairs (317) 488-3507 Officers or Other Persons Responsible for the Registrant (Section B) Birmingham-Byrd, Melody Phone: Address: (317) 838-2201 1000 E Main St State President - IN Pinegar, Stanley C Plainfield, IN 46168 Phone: Address: (317) 488-3507 201 N Illinois St VP, IN Govt Affairs Suite 1150 Indianapolis, IN 46204 Lobbying Expenditures (Section C) First Period Second Period Annual Totals 1. Total Compensation paid to employees and contract lobbyists for performing lobbying services: (For compensated lobbyist & independent lobbyist, The Lobbyist Handbook contains instructions for line 1. $129,867.00 $89,182.61 $219,049.61 2. Total reimbursement to others who perform lobbying services: $0.00 $0.00 $0.00 1/5 3/22/2018 3. Receptions, except expenses reported on Line 6 or 7: $0.00 $0.00 $0.00 4. Entertainment, including meals, but excluding expenses reported on Line 6 or 7: $888.16 $105.67 $993.83 5. Gifts to legislative persons, except gifts reported on Line 7: $0.00 $0.00 $0.00 6. Expenditures made for a function or activity to which all members of a legislative body are invited: $4,862.00 $246.24 $5,108.24 7. Total entertainment expenditures and gifts reported in Section E: $2,057.41 $7,527.02 $9,584.43 8. Registration and late fees: $880.00 $0.00 $880.00 9. All other expenditures made for lobbying that have not been reported on other lines: $0.00 $0.00 $0.00 10. Total lobbying expenditures (add lines 1 through 9 -- This line will be calculated for you): $138,554.57 $97,061.54 $235,616.11 11. If reporting only as a compensated lobbyist, or as both a compensated and an employer lobbyist, you may subtract all of line 10, except for expenses incurred to lobby on your own behalf or expenses that were not attributed to any client: $0.00 $0.00 $0.00 $138,554.57 $97,061.54 $235,616.11 NET FIGURE (subtract line 11 from line 10 -- This line will be calculated for you): Affidavit of Non Legislative Income (Section D) List the names of each member of the general assembly from whom the lobbyist has received an affidavit required under IC 2-2.1-33.5: Legislator Certain Entertainment Expenses and Gifts (Section E) Report entertainment expenses, including meals and gifts, that benefited a specific legislative person and totaled $50 or more in one day or more than $250 during the reporting year. Legislator Description Value Becker, Vaneta Meal, 3-8-17 $101.91 Boots, Phil Meal, 3-28-17 $69.98 Buck, James Meal, 12-1-16 $140.12 Buck, Judy Meal, 12-1-16 $96.12 Carbaugh, Martin Meal, 4-17-17 $51.82 Frizzell, Dave Meal, 12-1-16 $150.57 Frye, Randy Meal, 12-1-16 $127.47 Glick, C. Susan Meal, 3-8-17 $74.39 Hatfield, Ryan Meal, 4-12-17 $82.25 Houchin, Erin Entertainment, 1-1-17 $87.50 Houchin, Dustin Entertainment, 1-1-17 $87.50 2/5 3/22/2018 Leising, Jean Meal, 3-8-17 $133.52 Merritt, Kelley Entertainment, 1-1-17 $87.50 Merritt Jr., James Entertainment, 1-1-17 $87.50 Mishler, Ryan Meal, 4-12-17 $66.99 Raatz, Jeff Meal, 12-1-16 $141.77 Siegrist, Sally Meal, 3-22-17 $62.23 Smaltz, Ben Meal, 12-1-16 $120.87 Soliday, Ed Meal, 4-7-17 $72.90 Tallian, Karen Meal, 4-18-17 $75.54 Zent, Wendy Meal, 1-18-17 $78.80 Zent, Dennis Meal, 1-18-17 $60.16 Total First Period Entertainment Expenses: $2,057.41 Legislator Description Value Bosma, Brian Meal, 7-14-17 $52.64 Bosma, Cheryl Meal, 7-14-17 $51.53 Brown, Jane Meal, 7-14-17 $63.23 Brown, Tim Meal, 7-14-17 $57.10 Brown, Tim Meal, 10-24-17 $195.84 Brown, Tim Entertainment, 8-25-17 $299.76 Brown, Jane Entertainment, 8-25-17 $292.21 Cherry, Bob Entertainment, 8-25-17 $294.64 Cherry, Deb Entertainment, 8-25-17 $286.55 Cherry, Bob Meal, 8-6-17 $58.00 Cherry, Deb Meal, 8-6-17 $58.00 Eberhart, Sean Meal, 6-5-17 $52.40 Eberhart, Sean Meal, 1-31-17 $91.75 Eberhart, Sean Entertainment, 8-25-17 $380.98 Eberhart, Sean Aggregated total of the 250 in a yr $130.04 Eberhart, Rebecca Entertainment, 8-25-17 $380.98 Eberhart, Sean Meal, 4-11-17 $71.00 Ford, Jon Meal, 12-1-16 $150.57 Ford, Jon Meal, 11-26-16 $125.58 Ford, Jon Aggregated total of the 250 in a yr $75.09 Forestal, Dan Entertainment, 7-26-17 $151.00 3/5 3/22/2018 Hatfield, Ryan Meal, 8-6-17 $70.99 Hatfield, Kendra Meal, 8-6-17 $70.99 Hershman, Brandt Meal, 10-24-17 $178.24 Kreag Richardson, Kathy Meal, 8-6-17 $58.00 Kreag Richardson, Kathy Entertainment, 6-1-17 $151.00 Lehman, Matt Meal, 7-14-17 $54.31 Leising, Jean Meal, 8-6-17 $58.00 Lucas, Jim Entertainment, 8-25-17 $341.86 Lucas, Lynn Entertainment, 8-25-17 $325.30 Lucas, Jim Meal, 12-1-16 $87.32 Lucas, Jim Aggregated total of the 250 in a yr $10.04 Ober, David Entertainment, 7-7-17 $405.00 Ober, David Meal, 1-31-17 $91.75 Ober, David Aggregated total of the 250 in a yr $90.74 Ober, David Entertainment, 8-31-17 $50.70 Tooley, Ben Entertainment, 5-31-17 $117.20 Tooley, Ben Entertainment, 6-15-17 $85.95 VanNatter, Heath Meal, 1-31-17 $107.01 VanNatter, Heath Entertainment, 7-26-17 $151.00 VanNatter, Heath Aggregated total of the 250 in a yr $195.63 VanNatter, Heath Entertainment, 8-25-17 $323.86 VanNatter, Felicia Entertainment, 8-25-17 $322.21 VanNatter, Heath Meal, 12-8-16 $123.06 Williams, Perry Meal, 8-6-17 $58.00 Williams, Perry Entertainment, 6-1-17 $151.00 Wolkins, Candy Entertainment, 6-1-17 $151.00 Wolkins, David A Entertainment, 6-30-17 $61.40 Wolkins, David A Meal, 1-18-17 $55.15 Wolkins, David A Entertainment, 6-1-17 $151.00 Wolkins, David A Meal, 12-1-16 $110.42 Total Second Period Entertainment Expenses: $7,527.02 The total from this page will appear in Section C, Line 7 of this report. Lobbying Topics (Section F) Please identify the topics you anticipate will be associated with your lobbying efforts. Check all the appropriate boxes and write down additional topics and specific legislation. 4/5 3/22/2018 Budget/Finance Commerce Construction/Infrastructure Economic Development Energy Environment Health Issues Labor Licensure Local Government Natural Resources Public Safety State Government Taxation Technology/Telecommunications Utilities Workers' Compensation If other was selected, please explain: Lobbying Description Specific Legislation Sworn Statement (Section G) ATTENTION: This report of lobbyist activity must bear an electronic signature of the compensated lobbyist identified in Section A, line 1 in accordance with the Uniform Electronic Transactions Act and the procedures outlined by the Commission. I affirm, under the penalties for perjury, that the answers and statements provided on this report of lobbyist activity were made by me, and that these answers and statements are true and complete to the best of my knowledge and belief. Name: Stanley C Pinegar Title: Vice President Date: 3/2/2018 5/5 3/22/2018 Indiana Lobby Registration Commission 10 W Market St Ste 2070 Indianapolis, IN 46204 Phone: (317) 232-9860 Fax: (317) 233-0077 Confirmation Number: A6N0VO First Period Confirmation Number: A3IR8I Type of Statement: Original, with First Period Amendment Reporting Period and Year: Second Period 2016 (May 1st 2016 to October 31st, 2016) Terminated Registered Lobbyist Status: Not Terminated Reporting As: Employer Activity Report of Lobbyist Activity 11/29/2016 Questions? Read Indiana Code 2-7-3-1 and 2-7-3-5 or call the Commission office at (317) 232-9860. Registered lobbyists are required by law either to file activity reports twice per year oro to terminate their registrations. Lobbyists filing activity reports after the deadlines of May 31, 2016 and November 30, 2016 will be charged a late fee of $100 per day, per report, not to exceed $4,500 per report. Mailed reports are considered filed on the date of the canceled postmark. NOTE: A lobbyist who both receives compensation for lobbying and who also compensates another person to lobby shall only file a separate activity report for each person whom he receives payment for lobbying. Registrant Information (Section A) 1. Full Legal Name of Lobbyist Name Duke Energy Corporation Type of Business Energy Utility 2. Mailing Address and Contact Information Address 1 Primary Phone 201 N. Illinois St (317) 488-3514 Address 2 Email Suite 1150 3. stan.pinegar@duke-energy.com City State Zip Indianapolis IN 46204 Full name, title and phone number of a contact person Contact Name Contact Title Contact Phone Number Stanley C Pinegar VP,IN Govt Affairs (317) 488-3507 Officers or Other Persons Responsible for the Registrant (Section B) Birmingham-Byrd, Melody Phone: Address: (317) 838-2201 1000 E Main St State President - IN Esamann, Douglas F Plainfield, IN 46168 Phone: Address: (704) 382-1944 550 South Tryon EVP & President, Midwest & Florida Regions Good, Lynn Charlotte, NC 28202 Phone: Address: (704) 382-7649 550 South Tryon Pres./CEO Duke Pinegar, Stanley C VP, IN Govt Affairs Charlotte, NC 28202 Phone: Address: (317) 488-3507 201 N Illinois St Suite 1150 Indianapolis, IN 46204 Lobbying Expenditures (Section C) 1/5 3/22/2018 First Period Second Period Annual Totals 1. Total Compensation paid to employees and contract lobbyists for performing lobbying services: (For compensated lobbyist & independent lobbyist, The Lobbyist Handbook contains instructions for line 1. $129,572.00 $85,368.00 $214,940.00 2. Total reimbursement to others who perform lobbying services: $0.00 $0.00 $0.00 3. Receptions, except expenses reported on Line 6 or 7: $0.00 $0.00 $0.00 4. Entertainment, including meals, but excluding expenses reported on Line 6 or 7: $625.71 $58.95 $684.66 5. Gifts to legislative persons, except gifts reported on Line 7: $0.00 $0.00 $0.00 6. Expenditures made for a function or activity to which all members of a legislative body are invited: $4,650.24 $0.00 $4,650.24 7. Total entertainment expenditures and gifts reported in Section E: $2,414.50 $5,765.14 $8,179.64 8. Registration and late fees: $860.00 $0.00 $860.00 9. All other expenditures made for lobbying that have not been reported on other lines: $0.00 $0.00 $0.00 10. Total lobbying expenditures (add lines 1 through 9 -- This line will be calculated for you): $138,122.45 $91,192.09 $229,314.54 11. If reporting only as a compensated lobbyist, or as both a compensated and an employer lobbyist, you may subtract all of line 10, except for expenses incurred to lobby on your own behalf or expenses that were not attributed to any client: $0.00 $0.00 $0.00 $138,122.45 $91,192.09 $229,314.54 NET FIGURE (subtract line 11 from line 10 -- This line will be calculated for you): Affidavit of Non Legislative Income (Section D) List the names of each member of the general assembly from whom the lobbyist has received an affidavit required under IC 2-2.1-33.5: Legislator Certain Entertainment Expenses and Gifts (Section E) Report entertainment expenses, including meals and gifts, that benefited a specific legislative person and totaled $50 or more in one day or more than $250 during the reporting year. Legislator Description Value Cherry, Kevin Legislative Entertainment $55.43 Cherry, Bob Legislative Entertainment $55.43 Cherry, Deb Legislative Entertainment $55.43 Delaplane, Rob Legislative Entertainment $116.51 Eberhart, Sean Legislative Entertainment $71.39 Eberhart, Sean Legislative Entertainment $116.86 2/5 3/22/2018 Eberhart, Rebecca Legislative Entertainment $69.50 Eberhart, Rebecca Legislative Entertainment $173.22 Eberhart, Sean Legislative Entertainment $101.06 Eberhart, Sean Legislative Entertainment $15.38 Eberhart, Rebecca Legislative Entertainment $73.48 Eberhart, Rebecca Legislative Entertainment $160.79 Eberhart, Sean Legislative Entertainment $10.33 Ford, Jon Legislative Entertainment $67.60 Heaton, Bob Legislative Entertainment $95.55 Kirchhofer, Cindy Legislative Entertainment $121.42 Lucas, Jim Legislative Entertainment $99.97 Ober, David Legislative Entertainment $57.60 Soliday, Ed Legislative Entertainment $160.85 Soliday, Ed Legislative Entertainment $196.22 Torr, Jerry Legislative Entertainment $85.52 VanNatter, Heath Legislative Entertainment $179.32 VanNatter, Heath Legislative Entertainment $10.33 VanNatter, Heath Legislative Entertainment $95.01 VanNatter, Felicia Legislative Entertainment $170.30 Total First Period Entertainment Expenses: $2,414.50 Legislator Description Value Bacon, Ron Legislative Entertainment $54.66 Baird, Jim Legislative Entertainment $54.66 Bosma, Brian Legislative Entertainment $126.74 Brown, Tim Legislative Entertainment $125.62 Brown, Jane Legislative Entertainment $106.67 Buck, James Legislative Entertainment $54.66 Buck, Judy Legislative Entertainment $54.66 Cherry, Bob annual threshold exceeded $26.50 Cherry, Deb annual threshold exceeded $26.50 Cherry, Bob Legislative Entertainment $15.36 Cherry, Bob Legislative Entertainment $309.51 Cherry, Deb Legislative Entertainment $25.52 Cherry, Deb Legislative Entertainment $308.01 3/5 3/22/2018 DeVon, Dale Legislative Entertainment $54.66 Eberhart, Sean annual threshold exceeded $10.33 Eberhart, Sean Legislative Entertainment $327.01 Eberhart, Rebecca Legislative Entertainment $323.01 Eberhart, Sean Legislative Entertainment $16.83 Frizzell, Dave Legislative Entertainment $54.66 Frizzell, Valda Legislative Entertainment $54.66 Heaton, Bob Legislative Entertainment $54.66 Kirchhofer, Cindy Legislative Entertainment $285.00 Kirchhofer, Cindy annual threshold exceeded $65.75 Kreag Richardson, Kathy Legislative Entertainment $58.00 Lehman, Matt Legislative Entertainment $110.01 Merritt, Kelley Legislative Entertainment $308.01 Merritt, Kelley annual threshold exceeded $32.00 Merritt Jr., James Legislative Entertainment $313.01 Merritt Jr., James annual threshold exceeded $64.08 Ober, David Legislative Entertainment $33.17 Ober, David Legislative Entertainment $44.32 Ober, David annual threshold exceeded $17.71 Ober, David Legislative Entertainment $168.00 Ober, David Legislative Entertainment $106.56 Smith, Abby Legislative Entertainment $58.00 Smith, Milo Legislative Entertainment $58.00 Soliday, Ed Legislative Entertainment $129.58 Sullivan, Holli Legislative Entertainment $121.00 Sullivan, Savannah Legislative Entertainment $121.00 Tooley, Ben Legislative Entertainment $70.94 VanNatter, Bella Legislative Entertainment $327.61 VanNatter, Heath Legislative Entertainment $339.61 VanNatter, Heath Legislative Entertainment $54.66 VanNatter, Bella Legislative Entertainment $16.60 VanNatter, Heath annual threshold exceeded $10.33 Wesco, Timothy Legislative Entertainment $54.66 Wesco, Katie Legislative Entertainment $54.66 Williams, Perry Legislative Entertainment $58.00 4/5 3/22/2018 Wolkins, David A Legislative Entertainment $168.00 Wolkins, David A Legislative Entertainment $54.66 Wolkins, Candy Legislative Entertainment $168.00 Zent, Dennis Legislative Entertainment $54.66 Zent, Wendy Legislative Entertainment $54.66 Total Second Period Entertainment Expenses: $5,765.14 The total from this page will appear in Section C, Line 7 of this report. Lobbying Topics (Section F) Please identify the topics you anticipate will be associated with your lobbying efforts. Check all the appropriate boxes and write down additional topics and specific legislation. Budget/Finance Commerce Construction/Infrastructure Economic Development Energy Environment Health Issues Labor Licensure Local Government Natural Resources Public Safety State Government Taxation Technology/Telecommunications Utilities Workers' Compensation If other was selected, please explain: Lobbying Description Specific Legislation Sworn Statement (Section G) ATTENTION: This report of lobbyist activity must bear an electronic signature of the compensated lobbyist identified in Section A, line 1 in accordance with the Uniform Electronic Transactions Act and the procedures outlined by the Commission. I affirm, under the penalties for perjury, that the answers and statements provided on this report of lobbyist activity were made by me, and that these answers and statements are true and complete to the best of my knowledge and belief. Name: Stanley C Pinegar Title: Vice President Date: 11/29/2016 5/5 3/22/2018 Indiana Lobby Registration Commission 10 W Market St Ste 2070 Indianapolis, IN 46204 Phone: (317) 232-9860 Fax: (317) 233-0077 Confirmation Number: ART80V Type of Statement: Original Reporting Period and Year: Second Period 2015 (May 1st 2015 to October 31st, 2015) Terminated Registered Lobbyist Status: Not Terminated Reporting As: Employer Activity Report of Lobbyist Activity 11/25/2015 Questions? Read Indiana Code 2-7-3-1 and 2-7-3-5 or call the Commission office at (317) 232-9860. Registered lobbyists are required by law either to file activity reports twice per year oro to terminate their registrations. Lobbyists filing activity reports after the deadlines of May 31, 2015 and November 30, 2015 will be charged a late fee of $100 per day, per report, not to exceed $4,500 per report. Mailed reports are considered filed on the date of the canceled postmark. NOTE: A lobbyist who both receives compensation for lobbying and who also compensates another person to lobby shall only file a separate activity report for each person whom he receives payment for lobbying. Registrant Information (Section A) 1. Full Legal Name of Lobbyist Name Duke Energy Corporation Type of Business Energy Utility 2. Mailing Address and Contact Information Address 1 Primary Phone 201 N. Illinois St (317) 488-3514 Address 2 Email Suite 1150 3. stan.pinegar@duke-energy.com City State Zip Indianapolis IN 46204 Full name, title and phone number of a contact person Contact Name Contact Title Contact Phone Number Stanley C Pinegar VP,INLeg&RegAffairs (317) 488-3507 Officers or Other Persons Responsible for the Registrant (Section B) Birmingham-Byrd, Melody Phone: Address: (317) 838-2201 1000 E Main St State President - IN Esamann, Douglas F Plainfield, IN 46168 Phone: Address: (704) 382-1944 550 South Tryon EVP & President, Midwest & Florida Regions Good, Lynn Charlotte, NC 28202 Phone: Address: (704) 382-7649 550 South Tryon Pres./CEO Duke Pinegar, Stanley C VP, Ind. Leg & Reg. Affairs Charlotte, NC 28202 Phone: Address: (317) 488-3507 201 N Illinois St #1150 Indianapolis, IN 46204 Lobbying Expenditures (Section C) First Period Second Period Annual Totals 1/5 3/22/2018 1. Total Compensation paid to employees and contract lobbyists for performing lobbying services: (For compensated lobbyist & independent lobbyist, The Lobbyist Handbook contains instructions for line 1. $118,697.83 $69,348.41 $188,046.24 2. Total reimbursement to others who perform lobbying services: $0.00 $0.00 $0.00 3. Receptions, except expenses reported on Line 6 or 7: $0.00 $0.00 $0.00 4. Entertainment, including meals, but excluding expenses reported on Line 6 or 7: $780.99 $181.98 $962.97 5. Gifts to legislative persons, except gifts reported on Line 7: $0.00 $0.00 $0.00 6. Expenditures made for a function or activity to which all members of a legislative body are invited: $3,393.47 $0.00 $3,393.47 7. Total entertainment expenditures and gifts reported in Section E: $3,205.51 $3,419.50 $6,625.01 8. Registration and late fees: $820.00 $0.00 $820.00 9. All other expenditures made for lobbying that have not been reported on other lines: $0.00 $0.00 $0.00 10. Total lobbying expenditures (add lines 1 through 9 -- This line will be calculated for you): $126,897.80 $72,949.89 $199,847.69 11. If reporting only as a compensated lobbyist, or as both a compensated and an employer lobbyist, you may subtract all of line 10, except for expenses incurred to lobby on your own behalf or expenses that were not attributed to any client: $0.00 $0.00 $0.00 $126,897.80 $72,949.89 $199,847.69 NET FIGURE (subtract line 11 from line 10 -- This line will be calculated for you): Affidavit of Non Legislative Income (Section D) List the names of each member of the general assembly from whom the lobbyist has received an affidavit required under IC 2-2.1-33.5: Legislator Certain Entertainment Expenses and Gifts (Section E) Report entertainment expenses, including meals and gifts, that benefited a specific legislative person and totaled $50 or more in one day or more than $250 during the reporting year. Legislator Description Value Becker, Vaneta Legislative dinner $59.22 Carbaugh, Martin Legislative dinner $91.00 Cherry, Bob Legislative entertainment $162.85 Eberhart, Nicolas Legislative entertainment $104.30 Eberhart, Sean Legislative entertainment $132.82 Forestal, Dan Legislative entertainment $105.37 Glick, C. Susan Legislative dinner $83.38 Hale, Christina Legislative entertaiment $58.91 2/5 3/22/2018 Kreag Richardson, Kathy Legislative entertainment $159.20 Kreag Richardson, Kathy Legislative entertainment $93.46 Leising, Jean Legislative entertainment $101.77 McElwee, Chris Legislative entertainment $58.91 Merritt Jr., James Legislative dinner $109.22 Merritt Jr., James Legislative dinner $64.88 Moed, Justin Legislative entertainment $105.37 Morris, Bob Legislative entertainment $125.04 Ober, David Legislative dinner $75.18 Thompson, Frank Legislative entertainment $101.77 VanNatter, Heath Legislative dinner $10.85 VanNatter, Heath Legislative dinner $73.12 VanNatter, Bella Legislative entertainment $75.07 VanNatter, Felicia Legislative entertainment $125.28 VanNatter, Cole Legislative entertainment $72.06 VanNatter, Cole Legislative entertainment $65.46 VanNatter, Heath Legislative entertainment $129.81 VanNatter, Heath Legislative entertainment $119.70 VanNatter, Heath Legislative entertainment $118.59 VanNatter, Heath Reporting year annual threshold exceeded $5.98 VanNatter, Heath Legislative dinner $96.25 Williams, Perry Legislative entertainment $112.05 Williams, Perry Legislative entertainment $162.85 Wolkins, David A Legislative entertainment $90.79 Zent, Wendy Legislative entertainment $77.50 Zent, Dennis Legislative entertainment $77.50 Total First Period Entertainment Expenses: $3,205.51 Legislator Description Value Angelone, George Legislative entertainment $181.04 Boots, Phil Legislative entertainment $100.54 Boots, Farzaneh Legislative entertainment $95.81 Brown, Jane Legislative entertainment $182.47 Brown, Tim Legislative entertainment $181.25 Buck, James Legislative entertainment $101.92 3/5 3/22/2018 Buck, Judy Legislative entertainment $78.60 Cherry, Bob Legislative entertainment $107.24 Cherry, Bob Legislative entertainment $186.05 Cherry, Deb Legislative entertainment $87.46 Cherry, Deb Legislative entertainment $174.57 Hershman, Brandt Legislative entertainment $51.17 Hershman, Brandt Legislative entertainment $68.12 Kirchhofer, Cindy Legislative entertainment $147.94 Kirchhofer, Cindy Legislative entertainment $96.79 Kirchhofer, Cindy Reporting period annula threshold exceeded $54.62 Lucas, Lynn Legislative entertainment $101.09 Lucas, Jim Legislative entertainment $110.32 Mayfield, Peggy Legislative entertainment $108.92 McNamara, Wendy Legislative entertainment $139.96 Merritt Jr., James Reporting period annual threshold exceeded $90.11 Morrison, Alan Legislative entertainment $169.87 Morrison, Alan Legislative entertainment $90.00 Morrison, Alan Reporting period annual threshold exceeded $8.18 Morrison, Alan Legislative entertainment $110.41 Morrison, Cinda Legislative entertainment $101.42 Soliday, Ed Legislative entertainment $170.39 Soliday, Mary Legislative entertainment $168.77 Torr, Jerry Legislative entertainment $139.96 VanNatter, Heath Reporting period annual threshold exceeded $14.51 Total Second Period Entertainment Expenses: $3,419.50 The total from this page will appear in Section C, Line 7 of this report. Lobbying Topics (Section F) Please identify the topics you anticipate will be associated with your lobbying efforts. Check all the appropriate boxes and write down additional topics and specific legislation. Budget/Finance Commerce Construction/Infrastructure Economic Development Energy Environment Health Issues Labor Licensure Local Government Natural Resources Public Safety State Government Taxation Technology/Telecommunications 4/5 3/22/2018 Utilities Workers' Compensation If other was selected, please explain: Lobbying Description Specific Legislation Sworn Statement (Section G) ATTENTION: This report of lobbyist activity must bear an electronic signature of the compensated lobbyist identified in Section A, line 1 in accordance with the Uniform Electronic Transactions Act and the procedures outlined by the Commission. I affirm, under the penalties for perjury, that the answers and statements provided on this report of lobbyist activity were made by me, and that these answers and statements are true and complete to the best of my knowledge and belief. Name: Stan Pinegar Title: VP, IN Govt Affairs Date: 11/25/2015 5/5 3/22/2018 Indiana Lobby Registration Commission 10 W Market St Ste 2070 Indianapolis, IN 46204 Phone: (317) 232-9860 Fax: (317) 233-0077 Confirmation Number: AU04EB Type of Statement: Original Reporting Period and Year: Second Period 2017 (May 1st 2017 to October 31st, 2017) Terminated Registered Lobbyist Status: Not Terminated Reporting As: Employer Activity Report of Lobbyist Activity 11/28/2017 Questions? Read Indiana Code 2-7-3-1 and 2-7-3-5 or call the Commission office at (317) 232-9860. Registered lobbyists are required by law either to file activity reports twice per year oro to terminate their registrations. Lobbyists filing activity reports after the deadlines of May 31, 2017 and November 30, 2017 will be charged a late fee of $100 per day, per report, not to exceed $4,500 per report. Mailed reports are considered filed on the date of the canceled postmark. NOTE: A lobbyist who both receives compensation for lobbying and who also compensates another person to lobby shall only file a separate activity report for each person whom he receives payment for lobbying. Registrant Information (Section A) 1. Full Legal Name of Lobbyist Name Indiana Energy Association, Inc Type of Business Trade Association 2. Mailing Address and Contact Information Address 1 Primary Phone 1600 One American Square (317) 632-4406 Address 2 Email Box 82065 3. kreed@indianaenergy.org City State Zip Indianapolis IN 46282 Full name, title and phone number of a contact person Contact Name Contact Title Contact Phone Number Kimberly Reed Sec/Treas. (317) 632-4406 Officers or Other Persons Responsible for the Registrant (Section B) Maassel, Mark T Phone: Address: (317) 632-4406 1600 One American Square President Box 82065 Indianapolis, IN 46282 Reed, Kimberly M Phone: Address: (317) 632-4406 1600 One American Square Secretary/Treasurer Box 82065 Indianapolis, IN 46282 Lobbying Expenditures (Section C) First Period Second Period Annual Totals 1. Total Compensation paid to employees and contract lobbyists for performing lobbying services: (For compensated lobbyist & independent lobbyist, The Lobbyist Handbook contains instructions for line 1. $84,107.61 $74,348.61 $158,456.22 2. Total reimbursement to others who perform lobbying services: $657.93 $82.93 $740.86 1/6 3/22/2018 3. Receptions, except expenses reported on Line 6 or 7: $0.00 $0.00 $0.00 4. Entertainment, including meals, but excluding expenses reported on Line 6 or 7: $565.70 $375.68 $941.38 5. Gifts to legislative persons, except gifts reported on Line 7: $0.00 $0.00 $0.00 6. Expenditures made for a function or activity to which all members of a legislative body are invited: $26,646.84 $0.00 $26,646.84 7. Total entertainment expenditures and gifts reported in Section E: $23,677.40 $7,321.79 $30,999.19 8. Registration and late fees: $800.00 $800.00 $1,600.00 9. All other expenditures made for lobbying that have not been reported on other lines: $0.00 $0.00 $0.00 10. Total lobbying expenditures (add lines 1 through 9 -- This line will be calculated for you): $136,455.48 $82,929.01 $219,384.49 11. If reporting only as a compensated lobbyist, or as both a compensated and an employer lobbyist, you may subtract all of line 10, except for expenses incurred to lobby on your own behalf or expenses that were not attributed to any client: $0.00 $0.00 $0.00 $136,455.48 $82,929.01 $219,384.49 NET FIGURE (subtract line 11 from line 10 -- This line will be calculated for you): Affidavit of Non Legislative Income (Section D) List the names of each member of the general assembly from whom the lobbyist has received an affidavit required under IC 2-2.1-33.5: Legislator Certain Entertainment Expenses and Gifts (Section E) Report entertainment expenses, including meals and gifts, that benefited a specific legislative person and totaled $50 or more in one day or more than $250 during the reporting year. Legislator Description Value Bacon, Ron meal expense $212.14 Baird, Jim Bicentennial Gala $200.00 Baird, Danise Bicenennial Gala $200.00 Bassler, Eric meal expense $119.29 Behning, Robert Bicentennial Gala, sporting event ticket, refreshments, meal expense $563.33 Behning, Rosalie Bicentennial Gala $200.00 Bohacek, Mike meal expense $168.58 Brown, Tim Sporting event ticket, refreshments $214.33 Brown, Jane sporting event ticket, refreshments $214.33 Buck, James event ticket, meal expense $109.24 Buck, Judy event ticket, meal expenses $153.92 2/6 3/22/2018 Candelaria Reardon, Mara meal expense $317.52 Carbaugh, Martin meal expense $162.74 Charbonneau, Ed event ticket, meal expenses $309.34 Charbonneau, Sharon event ticket, meal expense $184.93 Clere, Ed meal expense $119.29 Clere, John meal expense $100.80 Crider, Michael R Bicentennial Gala, meal expense $324.03 Crider, Sherri Bicentennial Gala $200.00 Culver, Wes meal expense $200.23 Dant, Joseph sporting event ticket, refreshments, meal expense $494.64 Dant, Sarah sporting event ticket $148.00 DeLaney, Ed meal expense $119.29 DeLaney, Ann meal expense $119.29 DeVon, Dale meal expenses, beverages, cigars $1,135.84 Doriat, Jennifer meal expense $112.84 Doriot, Blake meal expenses, beverages, cigars $907.89 Ford, Jon meal expenses, cigars, beverages $548.50 Freeman, Aaron meal expenses, sporting event ticket, refreshments $360.53 Freeman, Heather sporting event ticket, refreshments $191.95 Frizzell, Dave meal expense $73.93 Frye, Randy sporting event ticket, refreshments $214.33 GiaQuinta, Phil meal expense $119.29 Harris, Earl meal expense $135.26 Hatfield, Ryan meal expense $119.29 Heaton, Bob Cigars, beverages, meal expenses, sporting event ticket $1,202.38 Heine, David meal expense $214.50 Huston, Todd Bicentennial Gala $200.00 Huston, Denise Bicentennial Gala $200.00 Judy, Christopher meal expense, beverages, cigars $77.30 Kirchhofer, Cindy meal expense $119.29 Klinker, Sheila meal expense $119.29 Koch, Eric A meal expense $168.58 Kreag Richardson, Kathy Bicentennial Gala $200.00 Lanane, Tim sporting event ticket, refreshments $191.95 Leising, Jean meal expense $119.29 3/6 3/22/2018 Long, David meal expense $77.18 Lucas, Jim meal expense $130.57 Lyness, Linda meal expense $162.74 Lyness, Randy meal expense $203.06 Mahan, Kevin sporting event ticket, refreshments, meal expense $221.60 Mayfield, Peggy sporting event ticket, refreshments, meal expense $311.24 Mayfield, Dean sporting event ticket, meal expense $191.95 Merritt, Kelley Bicentennial Gala $200.00 Merritt Jr., James Bicentennial Gala, sporting event ticket, refreshment, meal expenses $448.36 Messmer, Mark meal expenses, refreshments $277.76 Messmer, Luke meal expense $100.80 Miller, Doug cigars, beverages, meal expenses $506.31 Morris, Bob Bicentennial Gala, meal expenses, sporting event ticket, refreshments, cigars, beverages $786.34 Morris, Erin Bicentennial Gala, meal expense $319.29 Morris, Eddie meal expense $173.04 Morris, John meal expense $165.84 Morris, Lewis meal expense $175.98 Mrvan, Jean meal expense $119.29 Mrvan, Frank meal expense $119.29 Niezgodski, David meal expenses $287.87 Ober, David meal expense, inaugural events, Bicentennial Gala, beverages $429.79 Olthoff, Julie meal expense $186.94 Pressel, Jim meal expenses, cigars, beverages $431.98 Raatz, Jeff Bicentennial Gala $200.00 Rose, Jordan Bicentennial Gala $100.00 Ruckelshaus, John meal expense $231.07 Sandlin, Jack sporting event ticket, refershments, meal expense $360.53 Sandlin, Lydia sporting event ticket, refreshments $191.95 Siegrist, Sally meal expense $168.58 Slager, Hal meal expense $119.29 Smith, Diane sporting event ticket $148.00 Smith, Milo sporting event ticket $148.00 Speedy, Mike sporting event ticket, refreshments, Bicentennial Gala $391.95 Taylor, Danielle sporting event ticket, refreshments $191.95 Taylor, Greg sporting event ticket, refreshments $191.95 4/6 3/22/2018 Thompson, Frank meal expense $119.29 VanNatter, Heath sporting event ticket, refreshments, meal expenses $409.63 VanNatter, Cole sporting event ticket, refreshments, meal expense $272.54 Williams, Perry Bicentennial Gala $200.00 Wolkins, David A sporting event ticket, refreshments, meal expenses $581.42 Wolkins, Candy sporting event ticket, refreshments, meal expense $412.89 Wright, Melanie Bicentennial Gala $200.00 Zay, Andy meal expenses $287.87 Zent, Dennis meal expense $424.04 Zent, Wendy meal expense $173.16 Ziemke, Cindy meal expense $119.29 Ziemke, Tim meal expense $119.29 Total First Period Entertainment Expenses: $23,677.40 Legislator Description Value Achenbach, Grant Sporting event ticket & refreshments $196.98 Behning, Robert Sporting event ticket & refreshments $199.02 Bosma, Brian Meal expense $178.49 Bray, Rodric D Meal expense, concert ticket & refreshments $397.63 Bray, Kelly Concert ticket & refreshments $241.74 Butler, Matt S[porting event ticket & refreshments $199.02 Campbell, Tyler Sporting event ticket & refreshments $196.98 Crider, Michael R Meal expense $155.89 Doriat, Jennifer Sporting event ticket & refreshments $203.65 Doriot, Blake Sporting event ticket & refreshments $203.65 Eberhart, Sean Sporting event ticket & refreshments $196.98 Eberhart, Nathan Sporting event ticket & refreshments $183.78 Eckerty, Doug Sporting event ticket & refreshments $196.98 Friend, Bill Sporting event ticket & refreshments $203.65 Heaton, Bob Refreshments $45.78 Kirchhofer, Cindy Sporting event ticket & refreshments $196.98 Leising, Jean Sporting event ticket & refreshments $203.99 Long, David Meal Expense $155.89 McNamara, Wendy Sporting event ticket & refreshments $203.99 Merritt Jr., James Meal expenses, sporting event tickets & refreshments $782.15 5/6 3/22/2018 Morrison, Alan Refreshments $64.20 Niezgodski, David Golf outing $85.12 Ober, David Golf outings, meal expense, concert ticket & refreshments $616.04 Pressel, Jim Meal expense, sporting event ticket & refreshments $217.52 Pressel, Becky Sporting event ticket & refreshments $203.65 Pyle, Litany Sporting event ticket & refreshments $196.98 Sears, Eric Sporting event ticket & refreshments $196.98 Smith, Milo Sporting event ticket $148.00 Thompson, Frank Sporting event ticket & refreshments $203.99 VanNatter, Heath Spoirting event tickets & refreshments, meal expenses $458.66 VanNatter, Felicia Sporting event ticket & refreshments $203.65 VanNatter, Cole Sporting event ticket & refreshments $183.78 Total Second Period Entertainment Expenses: $7,321.79 The total from this page will appear in Section C, Line 7 of this report. Lobbying Topics (Section F) Please identify the topics you anticipate will be associated with your lobbying efforts. Check all the appropriate boxes and write down additional topics and specific legislation. Commerce Economic Development Energy Environment Taxation Utilities If other was selected, please explain: Lobbying Description Specific Legislation Sworn Statement (Section G) ATTENTION: This report of lobbyist activity must bear an electronic signature of the compensated lobbyist identified in Section A, line 1 in accordance with the Uniform Electronic Transactions Act and the procedures outlined by the Commission. I affirm, under the penalties for perjury, that the answers and statements provided on this report of lobbyist activity were made by me, and that these answers and statements are true and complete to the best of my knowledge and belief. Name: Kimberly M Reed Title: Secretary/Treasurer Date: 11/28/2017 6/6 3/22/2018 Indiana Lobby Registration Commission 10 W Market St Ste 2070 Indianapolis, IN 46204 Phone: (317) 232-9860 Fax: (317) 233-0077 Confirmation Number: AKLB2K Type of Statement: Original Reporting Period and Year: Second Period 2016 (May 1st 2016 to October 31st, 2016) Terminated Registered Lobbyist Status: Not Terminated Reporting As: Employer Activity Report of Lobbyist Activity 11/29/2016 Questions? Read Indiana Code 2-7-3-1 and 2-7-3-5 or call the Commission office at (317) 232-9860. Registered lobbyists are required by law either to file activity reports twice per year oro to terminate their registrations. Lobbyists filing activity reports after the deadlines of May 31, 2016 and November 30, 2016 will be charged a late fee of $100 per day, per report, not to exceed $4,500 per report. Mailed reports are considered filed on the date of the canceled postmark. NOTE: A lobbyist who both receives compensation for lobbying and who also compensates another person to lobby shall only file a separate activity report for each person whom he receives payment for lobbying. Registrant Information (Section A) 1. Full Legal Name of Lobbyist Name Indiana Energy Association, Inc Type of Business Trade Association 2. Mailing Address and Contact Information Address 1 Primary Phone 1600 One American Square (317) 632-4406 Address 2 Email Box 82065 3. kreed@indianaenergy.org City State Zip Indianapolis IN 46282 Full name, title and phone number of a contact person Contact Name Contact Title Contact Phone Number Kimberly Reed Sec/Treas. (317) 632-4406 Officers or Other Persons Responsible for the Registrant (Section B) Maassel, Mark T Phone: Address: (317) 632-4406 1600 One American Square President Box 82065 Indianapolis, IN 46282 Reed, Kimberly M Phone: Address: (317) 632-4406 1600 One American Square Secretary/Treasurer Box 82065 Indianapolis, IN 46282 Simcox, Edwin J President Emeritus Phone: Address: (317) 632-4406 1600 One American Square Box 82065 Indianapolis, IN 46282 Lobbying Expenditures (Section C) First Period Second Period Annual Totals 1/6 3/22/2018 1. Total Compensation paid to employees and contract lobbyists for performing lobbying services: (For compensated lobbyist & independent lobbyist, The Lobbyist Handbook contains instructions for line 1. $104,738.30 $71,629.67 $176,367.97 2. Total reimbursement to others who perform lobbying services: $129.44 $0.00 $129.44 3. Receptions, except expenses reported on Line 6 or 7: $0.00 $0.00 $0.00 4. Entertainment, including meals, but excluding expenses reported on Line 6 or 7: $608.09 $187.30 $795.39 5. Gifts to legislative persons, except gifts reported on Line 7: $0.00 $0.00 $0.00 6. Expenditures made for a function or activity to which all members of a legislative body are invited: $23,093.63 $0.00 $23,093.63 7. Total entertainment expenditures and gifts reported in Section E: $14,150.33 $6,491.75 $20,642.08 8. Registration and late fees: $0.00 $800.00 $800.00 9. All other expenditures made for lobbying that have not been reported on other lines: $0.00 $0.00 $0.00 10. Total lobbying expenditures (add lines 1 through 9 -- This line will be calculated for you): $142,719.79 $79,108.72 $221,828.51 11. If reporting only as a compensated lobbyist, or as both a compensated and an employer lobbyist, you may subtract all of line 10, except for expenses incurred to lobby on your own behalf or expenses that were not attributed to any client: $0.00 $0.00 $0.00 $142,719.79 $79,108.72 $221,828.51 NET FIGURE (subtract line 11 from line 10 -- This line will be calculated for you): Affidavit of Non Legislative Income (Section D) List the names of each member of the general assembly from whom the lobbyist has received an affidavit required under IC 2-2.1-33.5: Legislator Certain Entertainment Expenses and Gifts (Section E) Report entertainment expenses, including meals and gifts, that benefited a specific legislative person and totaled $50 or more in one day or more than $250 during the reporting year. Legislator Description Value Arnold, Lloyd Sporting event ticket, event ticket, refreshments $562.92 Arnold, Jody Event ticket, refreshments $82.74 Arnold, Tanner Event ticket, refreshments $82.74 Arnold, Tatum Sporting event ticket, event ticket, refreshments $562.92 Aylesworth, Michael Share of 108.88 meal expense $52.42 Aylesworth, Dolores Share of 108.88 meal expense $52.42 Bacon, Ron Share of 108.88 meal expense $52.42 Bauer, B. Patrick Share of 108.88 meal expense $52.42 2/6 3/22/2018 Bauer, Karen Share of 108.88 meal expense $52.42 Behning, Robert Sporting event tickets, refreshments $327.98 Behning, Rosalie Sporting event ticket, refreshments $175.04 Boots, Phil Sporting event ticket, refreshments $175.04 Broden, John Sporting event ticket, share of 108.88 meal expense $127.42 Broden, Charlie Sporting event ticket $75.00 Brown, Liz Share of 108.88 meal expense $52.42 Bruns, Keegan Sporting event ticket, meal expense, refreshments $195.61 Buck, James Sporting event ticket, refreshments $175.04 Buck, Judy Sporting event ticket, refreshments $175.04 Charbonneau, Ed Meal expense, share of 108.88 meal expense $118.34 Clere, Ed Share of 108.88 meal expense $52.42 DeLaney, Ed Share of 108.88 meal expense $52.42 DeVon, Dale Cigars, beverages, meal & golf expenses $279.27 Doriot, Blake Meal expense $98.51 Doriot, Jennifer Meal expense $86.72 Ford, Jon Cigars, beverages, meal & golf expenses $349.89 Forestal, Dan Sporting event ticket, refreshments $175.04 GiaQuinta, Phil Share of 108.88 meal expense $52.42 Heaton, Bob Cigars, beverages, meal expenses $318.78 Houchin, Erin Event ticket, refreshments $82.74 Houchin, Dustin Event ticket, refreshments $82.74 Houchin, Graham Event ticket, refreshments $82.74 Kirchhofer, Cindy Share of 108.88 meal expense $52.42 Klinker, Sheila Share of 108.88 meal expense $52.42 Lanane, Tim Sporting event ticket, share of 108.88 meal expense $227.46 Lanane, Cynthia Sporting event ticket, refreshments $175.04 Lehe, Don Share of 108.88 meal expense $52.42 Leising, Jean Sporting event ticket, share of 108.88 meal expense $192.42 Mayfield, Peggy Share of 108.88 meal expense $52.42 Merritt Jr., James Meal expense $58.05 Messmer, Mark Meal expense, share of 108.88 meal expense $126.70 Miller, Linda Sporting event tickets and refresements $567.43 Miller, Doug Beverages, cigars, sporting event tickets, meal & golf expenses $792.71 Morris, Bob Beverages, cigars, sporting event tickets, refreshments and share of 133.20 meal expense $638.97 3/6 3/22/2018 Morris, Erin Share of 108.88 meal expense $52.42 Morris, Eddie Event ticket, sporting event ticket, refreshments $562.92 Morrison, Alan Beverages, cigars $58.30 Mrvan, Frank Share of 108.88 meal expense $52.42 Mrvan, Jean Share of 108.88 meal expense $52.42 Negele, Sharon Share of 108.88 meal expense $52.42 Niezgodski, David Share of 108.88 meal expense, golf outing $167.05 Ober, David Golf Outing $87.68 Schmierer, Michael Sporting event ticket, meal expense, refreshments $233.34 Sites, Sam Sporting event ticket, refreshments $178.69 Slager, Hal Share of 123.60 meal expense $59.51 Speedy, Mike Sporting event ticket, refreshments $175.04 Stimpson, Abby Sporting event ticket, refreshments $480.18 Taylor, Greg Sporting event ticket, refreshments $175.04 Taylor, Danielle Sporting event ticket, refreshments $175.04 Thompson, Frank Sporting event ticket, share of 108.88 meal expense $192.42 Truitt, Randy Sporting event ticket, refreshments $480.18 Truitt, Krista Sporting event ticket, refreshments $480.18 Truitt, Harrison Sporting event ticket, refreshments $480.18 VanNatter, Heath Sporting event ticket, event tickets, refreshments $507.83 VanNatter, Cole Event tickets, refreshments $214.76 VanNatter, Bella Event tickets, refreshments $214.76 VanNatter, Felicia Event tickets, refreshments $214.76 Williams, Kyle Sporting event ticket, refreshments $178.69 Wolkins, David A Sporting event tickets, refreshments & golf outing $358.12 Wolkins, Candy Sporting event ticket $140.00 Yoder, Carlin Meal expense $63.80 Zakas, Joe Share of 108.88 meal expense $52.42 Zent, Dennis Share of 108.88 meal expense $52.42 Zent, Wendy Share of 108.88 meal expense $52.42 Ziemke, Cindy Share of 108.88 meal expense $52.42 Total First Period Entertainment Expenses: $14,150.33 Legislator Description Value Arnold, Jim sporting event ticket & meal $171.41 4/6 3/22/2018 Arnold, Lauren sporting event ticket & meal $170.11 Arnold, Lloyd sporting event ticket & refreshments $156.39 Arnold, Jody sporting event ticket & refreshments $152.33 Bosma, Brian meal expense $160.13 Burton, Woody sporting event ticket & refreshments $155.75 Burton, Volly sporting event ticket & refreshments $155.75 Campbell, Tyler sporting event ticket, refreshments $203.42 Campbell, Brittany sporting event ticket, refreshments $203.42 Charbonneau, Ed sporting event tickets, refreshments & meal expenses $275.40 Culver, Cydney sporting event ticket & refreshments $82.69 Culver, Wes sporting event ticket & refreshments $86.69 DeVon, Christine sporting event ticket, refreshments $223.01 DeVon, Dale beverages, sporting event ticket, refreshments $241.32 Ford, Jon meal expensea $194.16 Frizzell, Dave play ticket & meal expense $151.71 Frizzell, Valda play ticket & meal expense $125.55 Frye, Randy sporting event tickets, refreshments $376.95 Long, David meal expense $159.84 Lucas, Jim sporting event ticket, refreshments $155.75 Lucas, Jack sporting event ticket $148.00 McNamara, Wendy beverages, meal expense, sporting event ticket $254.82 Miller, Doug sporting event ticket, tip, beverages $121.18 Miller, Linda sporting event ticket, tip $82.69 Morris, Eddie meal tip $7.69 Morris, Erin sporting event ticket, tip $82.69 Morris, Bob sporting event ticket, tip, beverages $121.18 Porter, Gregory W sporting event ticket, refreshments $221.38 Porter, Yvette sporting event ticket, refreshments $221.38 Pryor, Cherrish sporting event tickets, refreshments $312.32 Shackleford, Robin sporting event ticket, refreshments $104.14 Speedy, Mike sporting event ticket, refreshments $221.38 Stimpson, Abby sporting event ticket, refreshments $203.42 Summers, Vanessa sporting event ticket, refreshments $104.14 Taylor, Jackson sporting event ticket, refreshments $90.94 Taylor, Greg sporting event ticket, refreshments $104.14 5/6 3/22/2018 VanNatter, Heath sporting event ticket, refreshments $47.92 Wesco, Timothy meal expense $103.35 Wesco, Katie meal expense $103.35 Zent, Dennis meal expense $139.68 Zent, Wendy meal expense $94.18 Total Second Period Entertainment Expenses: $6,491.75 The total from this page will appear in Section C, Line 7 of this report. Lobbying Topics (Section F) Please identify the topics you anticipate will be associated with your lobbying efforts. Check all the appropriate boxes and write down additional topics and specific legislation. Commerce Economic Development Energy Environment Taxation Utilities If other was selected, please explain: Lobbying Description Specific Legislation Sworn Statement (Section G) ATTENTION: This report of lobbyist activity must bear an electronic signature of the compensated lobbyist identified in Section A, line 1 in accordance with the Uniform Electronic Transactions Act and the procedures outlined by the Commission. I affirm, under the penalties for perjury, that the answers and statements provided on this report of lobbyist activity were made by me, and that these answers and statements are true and complete to the best of my knowledge and belief. Name: Kimberly M Reed Title: Secretary/Treasurer Date: 11/29/2016 6/6 3/22/2018 Indiana Lobby Registration Commission 10 W Market St Ste 2070 Indianapolis, IN 46204 Phone: (317) 232-9860 Fax: (317) 233-0077 Confirmation Number: AXK2N9 Type of Statement: Original Reporting Period and Year: Second Period 2015 (May 1st 2015 to October 31st, 2015) Terminated Registered Lobbyist Status: Not Terminated Reporting As: Employer Activity Report of Lobbyist Activity 11/19/2015 Questions? Read Indiana Code 2-7-3-1 and 2-7-3-5 or call the Commission office at (317) 232-9860. Registered lobbyists are required by law either to file activity reports twice per year oro to terminate their registrations. Lobbyists filing activity reports after the deadlines of May 31, 2015 and November 30, 2015 will be charged a late fee of $100 per day, per report, not to exceed $4,500 per report. Mailed reports are considered filed on the date of the canceled postmark. NOTE: A lobbyist who both receives compensation for lobbying and who also compensates another person to lobby shall only file a separate activity report for each person whom he receives payment for lobbying. Registrant Information (Section A) 1. Full Legal Name of Lobbyist Name Indiana Energy Association, Inc Type of Business Trade Association 2. Mailing Address and Contact Information Address 1 Primary Phone 1600 One American Square (317) 632-4406 Address 2 Email Box 82065 3. kreed@indianaenergy.org City State Zip Indianapolis IN 46282 Full name, title and phone number of a contact person Contact Name Contact Title Contact Phone Number Kimberly Reed Sec/Treas. (317) 632-4406 Officers or Other Persons Responsible for the Registrant (Section B) Maassel, Mark T Phone: Address: (317) 632-4406 1600 One American Square President Box 82065 Indianapolis, IN 46282 Reed, Kimberly M Phone: Address: (317) 632-4406 1600 One American Square Secretary/Treasurer Box 82065 Indianapolis, IN 46282 Simcox, Edwin J President Emeritus Phone: Address: (317) 632-4406 1600 One American Square Box 82065 Indianapolis, IN 46282 Lobbying Expenditures (Section C) First Period Second Period Annual Totals 1/7 3/22/2018 1. Total Compensation paid to employees and contract lobbyists for performing lobbying services: (For compensated lobbyist & independent lobbyist, The Lobbyist Handbook contains instructions for line 1. $107,904.99 $47,756.99 $155,661.98 2. Total reimbursement to others who perform lobbying services: $104.75 $23.74 $128.49 3. Receptions, except expenses reported on Line 6 or 7: $0.00 $0.00 $0.00 4. Entertainment, including meals, but excluding expenses reported on Line 6 or 7: $1,827.14 $1,327.47 $3,154.61 5. Gifts to legislative persons, except gifts reported on Line 7: $0.00 $0.00 $0.00 6. Expenditures made for a function or activity to which all members of a legislative body are invited: $21,719.37 $0.00 $21,719.37 7. Total entertainment expenditures and gifts reported in Section E: $17,299.11 $11,981.15 $29,280.26 8. Registration and late fees: $800.00 $800.00 $1,600.00 9. All other expenditures made for lobbying that have not been reported on other lines: $0.00 $0.00 $0.00 10. Total lobbying expenditures (add lines 1 through 9 -- This line will be calculated for you): $149,655.36 $61,889.35 $211,544.71 11. If reporting only as a compensated lobbyist, or as both a compensated and an employer lobbyist, you may subtract all of line 10, except for expenses incurred to lobby on your own behalf or expenses that were not attributed to any client: $0.00 $0.00 $0.00 $149,655.36 $61,889.35 $211,544.71 NET FIGURE (subtract line 11 from line 10 -- This line will be calculated for you): Affidavit of Non Legislative Income (Section D) List the names of each member of the general assembly from whom the lobbyist has received an affidavit required under IC 2-2.1-33.5: Legislator Certain Entertainment Expenses and Gifts (Section E) Report entertainment expenses, including meals and gifts, that benefited a specific legislative person and totaled $50 or more in one day or more than $250 during the reporting year. Legislator Description Value Arnold, Jim Sporting event ticket & refreshments $161.70 Arnold, Lauren Sporting event ticket & refreshments $160.61 Arnold, Lloyd Sporting event tickets & refreshments $444.54 Aylesworth, Michael Meal expense $83.58 Bacon, Ron Meal expense $83.58 Bassler, Eric Meal expense $83.58 Behning, Robert Sporting event tickets & refreshments $388.68 Behning, Rosalie Sporting event ticket & refreshments $216.61 2/7 3/22/2018 Boots, Phil Meal Expense $72.28 Braun, Mike Meal Expense $83.58 Breaux, Jean Meal Expense $69.83 Broden, John Meal Expense $83.58 Brown, Liz Meal Expense $83.58 Brown, Tim Meal Expense $72.28 Buck, James Meal Expense $69.83 Burton, Woody Meal Expense $69.83 Carbaugh, Martin Meal Expense $88.23 Charbonneau, Ed Sporting event ticket and meal expenses $492.14 Clere, Ed Meal Expense $83.58 Dant, Evan Sporting event ticket, refreshments & meal expense $324.60 DeLaney, Ed Meal Expense $83.58 Delaplane, Rob Meal expense $83.58 DeVon, Dale Sporting event tickets & meal expenses $569.77 Fine, Bill Meal Expense $102.02 Ford, Jon Meal Expense $435.11 Frizzell, Dave Sporting event tickets and meal expenses $453.10 Frizzell, Valda Sporting event ticket and meal expense $217.75 Frye, Randy Sporting event ticket & meal expense $220.42 Glass, Trent Sporting event ticket $126.00 Head, Randy Meal expense $54.22 Houchin, Erin Meal expense $74.22 Judy, Christopher Sporting event ticket, refreshments & meal expense $387.60 Judy, Alena Meal expense $63.05 Kirchhofer, Cindy Meal expenses $153.41 Klinker, Sheila Meal expenses $155.86 Klinker, Vic Meal expense $72.28 Kruse, Dennis Sporting event tickets & refreshments $388.68 Lanane, Tim Meal expense $83.58 Lehe, Don Meal expenses $155.86 Leising, Jean Sporting event tickets, refreshments & meal expenses $451.48 Lucas, Jack Sporting event ticket & refreshments $216.61 Lucas, Jim Sporting event ticket & refreshments $216.61 McMillin, Jud Sporting event ticket, refreshments & meal expense $302.88 3/7 3/22/2018 McMillin, Natasha Sporting event ticket, refreshments & meal expense $284.95 Merritt Jr., James Sporting event ticet, refreshments & meal expense $259.25 Mishler, Ryan Sporting event ticket & refreshments $163.42 Morris, Bob Sporting event tickets, refreshments & meal expenses $949.06 Morris, Erin Sporting event ticket, refreshments & meal expense $361.77 Morris, Eddie Sporting event ticket, refreshments & meal expense $150.75 Morris, Lewis Sporting event ticket & refreshments $186.00 Morris, John Sporting event ticket & refreshments $186.00 Morrison, Alan Sporfting event tickets, refreshments & meal expense $513.10 Morrison, Cinda Sporting event tickets, refreshments & meal expense $523.46 Mrvan, Frank Meal expense $83.58 Olthoff, Julie Meal expense $68.23 Pryor, Cherrish Meal expense $69.83 Raatz, Jeff Sporting event ticket & refreshments $185.03 Raatz, Lisa Sporting event ticket & refreshments $185.03 Schmierer, Michael Sporting event ticket, refreshments & meal expense $341.32 Slager, Hal Meal expnes $83.58 Smith, Milo Sporting event ticket & refreshments $172.07 Smith, Diane Sporting event ticket & refreshments $172.07 Soliday, Ed Sporting event ticket & meal expense $212.78 Soliday, Mary Sporting event ticket $126.00 Speedy, Mike Sporting event ticket, refreshments & meal expense $263.92 Taylor, Greg Meal expense $69.83 Thompson, Frank Sporting event tickets, refreshments & meal expenses $451.48 Tomes, Jim Meal Expense $83.58 Tomes, Margie Meal Expense $83.58 Tooley, Ben Sporting event ticket $126.00 Truitt, Randy Sporting event ticket, refreshments & meal expense $257.31 Truitt, Harrison Sporting event ticket & refreshments $185.03 Truitt, Peyton Sporting event ticket & refreshments $185.03 VanNatter, Heath Sporting event tickets, refreshments & meal expenses $1,152.47 VanNatter, Bella Sporting event ticket & refreshments $185.03 VanNatter, Cole Sporting event tickets, refreshments & meal expense $276.78 Zakas, Joe Meal Expense $83.58 Zent, Dennis Meal Expense $83.58 4/7 3/22/2018 Zent, Wendy Meal Expense $83.58 Ziemke, Cindy Meal Expense $83.58 Ziemke, Tim Meal Expense $83.58 Total First Period Entertainment Expenses: $17,299.11 Legislator Description Value Anderson, Katelyn Sporting event ticket & refreshments $239.50 Arnold, Jim Sporting event ticket and refreshments $172.07 Arnold, Lloyd Concert ticket and refreshments $158.13 Arnold, Jody Concert ticket and refreshments $158.13 Bauer, B. Patrick Meal expense, sporting event ticket & refreshments $396.11 Beumer, Greg Meal Expense $65.89 Braun, Mike Meal expense $61.19 Brown, Tim Meal expense $57.96 Burton, Woody Sporting event ticket & refreshments, meal expense $243.09 Burton, Volly Meal expense $77.90 Carbaugh, Martin Meal expense, sporting event ticket & refreshments $331.40 Carbaugh, Sally Meal expense $80.73 Charbonneau, Ed Meal expense, golf expense $144.59 Cherry, Bob Meal expense $75.10 Cherry, Deb Meal expense $62.60 Clere, Ed Meal Expense $65.00 Clere, Amy Meal Expense $57.35 Cox, Casey Meal expense $58.15 Delaplane, Rob Sporting event ticket & refreshments $179.02 DeVon, Dale Sporting event tickets & refreshments $379.50 DeVon, Christine Sporting event ticket $140.00 Eberhart, Sean Meal expense $57.91 Eberhart, Rebecca Meal expense $68.54 Eckerty, Doug Sporting event ticket & refreshments $172.07 Ford, Jon Meal Expenses $187.36 Forestal, Dan Sporting event ticket & refreshments $179.02 Foster, Anastasia Sporting event ticket & refreshments $179.02 Friend, Ann Sporting event ticket & refreshments $183.26 Friend, Bill Meal expense, sporting event ticket & refreshments $257.25 5/7 3/22/2018 Frye, Randy Meal expense, sporting event ticket & refreshments $207.57 Glass, Trent Sporting event tickets $326.00 Hale, Christina Hotel room $163.85 Hershman, Brandt Sporting event ticket & refreshments $239.50 Hershman, Lisa Sporting event ticket & refreshments $239.50 Holdman, Travis Sporting event ticket & refresments $239.50 Holdman, Becky Sporting event ticket & refreshments $239.50 Judy, Christopher Meal expense $74.28 Kirchhofer, Cindy Meal Expense, sporting event ticket & refreshments $243.97 Kreag Richardson, Kathy Concert ticket & refreshments $158.13 Lehman, Joye Sporting event ticket & refreshments $239.50 Lehman, Matt Sporting event ticket & refreshments $239.50 Leising, Jean Meal expense $68.07 Long, David Meal expense $170.60 McMillin, Jud Sporting event & concert tickets $235.13 McMillin, Natasha Sporting event & concert tickets $235.13 McNamara, Wendy Meal expense $53.14 Merritt Jr., James Meal expenses, sporting event ticket & refreshments $612.69 Mishler, Ryan Sporting event ticket & refreshments $239.50 Morrison, Alan Meal expense $26.97 Negele, Sharon Meal expense $52.09 Ober, David Meal expense, sporting event ticket & refreshments $343.64 Porter, Gregory W Sporting event ticket & refreshments $84.89 Porter, Yvette Sporting event ticket & refreshments $84.89 Pryor, Cherrish Sporting event ticket & refreshments $179.02 Smaltz, Ben Sporting event ticket & refreshments $239.50 Smaltz, Shelley Sporting event ticket & refreshments $239.50 Speedy, Mike Concert & sporting event ticket & refreshments $337.15 Taylor, Danielle Sporting event ticket & refreshments $84.89 Taylor, Greg Meal expense, sporting event ticket & refreshments $155.58 Thompson, Frank Meal expense $75.73 Truitt, Randy Meal expense $6.55 VanNatter, Heath Sporting event tickets & refreshments, meal expenses $568.63 VanNatter, Cole Sporting event tickets & refreshments $422.76 Williams, Perry Concert ticket & refreshments $158.13 6/7 3/22/2018 Wolkins, David A Golf expense $74.61 Zent, Dennis Meal expense $62.67 Zent, Wendy Meal expense $71.05 Total Second Period Entertainment Expenses: $11,981.15 The total from this page will appear in Section C, Line 7 of this report. Lobbying Topics (Section F) Please identify the topics you anticipate will be associated with your lobbying efforts. Check all the appropriate boxes and write down additional topics and specific legislation. Commerce Economic Development Energy Environment Licensure Taxation Utilities If other was selected, please explain: Lobbying Description Specific Legislation Sworn Statement (Section G) ATTENTION: This report of lobbyist activity must bear an electronic signature of the compensated lobbyist identified in Section A, line 1 in accordance with the Uniform Electronic Transactions Act and the procedures outlined by the Commission. I affirm, under the penalties for perjury, that the answers and statements provided on this report of lobbyist activity were made by me, and that these answers and statements are true and complete to the best of my knowledge and belief. Name: Kimberly M. Reed Title: Secretary/Treasurer Date: 11/19/2015 7/7 3/22/2018 Indiana Lobby Registration Commission 10 W Market St Ste 2070 Indianapolis, IN 46204 Phone: (317) 232-9860 Fax: (317) 233-0077 Confirmation Number: A7M3LG Type of Statement: Original Reporting Period and Year: Second Period 2017 (May 1st 2017 to October 31st, 2017) Terminated Registered Lobbyist Status: Not Terminated Reporting As: Employer Activity Report of Lobbyist Activity 11/6/2017 Questions? Read Indiana Code 2-7-3-1 and 2-7-3-5 or call the Commission office at (317) 232-9860. Registered lobbyists are required by law either to file activity reports twice per year oro to terminate their registrations. Lobbyists filing activity reports after the deadlines of May 31, 2017 and November 30, 2017 will be charged a late fee of $100 per day, per report, not to exceed $4,500 per report. Mailed reports are considered filed on the date of the canceled postmark. NOTE: A lobbyist who both receives compensation for lobbying and who also compensates another person to lobby shall only file a separate activity report for each person whom he receives payment for lobbying. Registrant Information (Section A) 1. Full Legal Name of Lobbyist Name Indiana Michigan Power Company Type of Business Electric Utility 2. Mailing Address and Contact Information Address 1 Primary Phone 110 E. Wayne Street (317) 670-3561 Address 2 3. Email City State Zip Fort Wayne IN 46802 bebergsma@aep.com Full name, title and phone number of a contact person Contact Name Contact Title Contact Phone Number Brian Bergsma Dir., Comm & Gov Af (317) 670-3561 Officers or Other Persons Responsible for the Registrant (Section B) Bergsma, Brian E Phone: Address: (317) 670-3561 101 W. Ohio Street Dir. of Communications & Govt. Affairs Suite 1320 Indianapolis, IN 46204 Thomas, Toby Phone: Address: (317) 670-3561 110 E. Wayne Street President & COO Fort Wayne, IN 46802 Lobbying Expenditures (Section C) First Period Second Period Annual Totals 1. Total Compensation paid to employees and contract lobbyists for performing lobbying services: (For compensated lobbyist & independent lobbyist, The Lobbyist Handbook contains instructions for line 1. $13,521.97 $7,658.01 $21,179.98 2. Total reimbursement to others who perform lobbying services: $3,132.60 $36.06 $3,168.66 1/4 3/22/2018 3. Receptions, except expenses reported on Line 6 or 7: $0.00 $0.00 $0.00 4. Entertainment, including meals, but excluding expenses reported on Line 6 or 7: $831.15 $361.88 $1,193.03 5. Gifts to legislative persons, except gifts reported on Line 7: $0.00 $0.00 $0.00 6. Expenditures made for a function or activity to which all members of a legislative body are invited: $0.00 $0.00 $0.00 7. Total entertainment expenditures and gifts reported in Section E: $3,070.57 $1,186.70 $4,257.27 8. Registration and late fees: $0.00 $0.00 $0.00 9. All other expenditures made for lobbying that have not been reported on other lines: $0.00 $0.00 $0.00 10. Total lobbying expenditures (add lines 1 through 9 -- This line will be calculated for you): $20,556.29 $9,242.65 $29,798.94 11. If reporting only as a compensated lobbyist, or as both a compensated and an employer lobbyist, you may subtract all of line 10, except for expenses incurred to lobby on your own behalf or expenses that were not attributed to any client: $0.00 $0.00 $0.00 $20,556.29 $9,242.65 $29,798.94 NET FIGURE (subtract line 11 from line 10 -- This line will be calculated for you): Affidavit of Non Legislative Income (Section D) List the names of each member of the general assembly from whom the lobbyist has received an affidavit required under IC 2-2.1-33.5: Legislator Certain Entertainment Expenses and Gifts (Section E) Report entertainment expenses, including meals and gifts, that benefited a specific legislative person and totaled $50 or more in one day or more than $250 during the reporting year. Legislator Description Value Arnold, Tristan Ticket to WWE on 3-7-17 $74.49 Arnold, Lloyd Ticket to WWE on 3-7-17 $74.49 Brown, Liz Dinner on 12-7-16 $90.47 Brown, Stephen Dinner on 12-7-16 $90.47 Carbaugh, Sally Dinner on 12-7-16 $90.47 Carbaugh, Martin Dinner on 12-7-16 $90.47 Doriot, Blake Dinner on 12-7-16 $90.47 Doriot, Blake Ticket to WWE on 3-7-17 $74.49 Doriot, Jennifer Dinner on 12-7-16 $90.47 GiaQuinta, Phil Dinner on 12-7-16 $90.47 Holdman, Travis Dinner on 12-7-16 $90.47 2/4 3/22/2018 Holdman, Becky Dinner on 12-7-16 $90.47 Judy, Christopher Dinner on 12-7-16 $90.47 Kruse, Dennis Dinner on 12-7-16 $90.47 Kruse, Kay Dinner on 12-7-16 $90.47 Lehman, Joye Dinner on 12-7-16 $90.47 Lehman, Matt Dinner on 12-7-16 $90.47 Leonard, Dan Dinner on 12-7-16 $90.47 Leonard, Lydia Dinner on 12-7-16 $90.47 Long, Melissa Dinner on 12-7-16 $90.47 Long, David Dinner on 12-7-16 $90.47 Miller, Doug Dinner on 12-7-16 $90.47 Miller, Linda Dinner on 12-7-16 $90.47 Morris, Bob Dinner on 12-7-16 $90.47 Morris, Bob Ticket to WWE on 3-7-17 $74.49 Morris, Erin Dinner on 12-7-16 $90.47 Ober, David Dinner on 12-7-16 $90.47 VanNatter, Heath Ticket to WWE on 3-7-17 $74.49 VanNatter, Cole Ticket to WWE on 3-7-17 $74.49 Wesco, Timothy Dinner on 12-7-16 $90.47 Wesco, Katie Dinner on 12-7-16 $90.47 Wolkins, Candy Dinner on 12-7-16 $90.47 Wolkins, David A Dinner on 12-7-16 $90.47 Zay, Cindy Dinner on 12-7-16 $90.47 Zay, Andy Dinner on 12-7-16 $90.47 Total First Period Entertainment Expenses: $3,070.57 Legislator Description Value Bassler, Eric Lespalier - NCSL - 8-7-17 $142.26 Eberhart, Sean Mile Hi Rafting Tour - 7-18-17 $54.00 Ford, Jon Lespalier - NCSL - 8-7-17 $142.26 GiaQuinta, Phil Ft. Wayne Tin Caps - 6-17-17 $60.39 Hershman, Brandt Mama Maria - NCSL - 8-6-17 $67.36 Hershman, Brandt Lespalier - NCSL - 8-7-17 $142.26 Lehman, Matt Ft. Wayne Tin Caps - 6-17-17 $57.39 Lehman, Joye Ft. Wayne Tin Caps - 6-17-17 $57.39 3/4 3/22/2018 May, Chris ATV Rentals - 7-20-17 $150.00 Miller, Doug ATV Rentals - 7-20-17 $99.50 Miller, Linda ATV Rentals - 7-20-17 $99.50 Ober, David Ft. Wayne Tin Caps - 6-17-17 $60.39 VanNatter, Heath Mile Hi Rafting Tour - 7-18-17 $54.00 Total Second Period Entertainment Expenses: $1,186.70 The total from this page will appear in Section C, Line 7 of this report. Lobbying Topics (Section F) Please identify the topics you anticipate will be associated with your lobbying efforts. Check all the appropriate boxes and write down additional topics and specific legislation. Energy Environment Licensure Taxation Transportation Utilities If other was selected, please explain: Lobbying Description Specific Legislation Sworn Statement (Section G) ATTENTION: This report of lobbyist activity must bear an electronic signature of the compensated lobbyist identified in Section A, line 1 in accordance with the Uniform Electronic Transactions Act and the procedures outlined by the Commission. I affirm, under the penalties for perjury, that the answers and statements provided on this report of lobbyist activity were made by me, and that these answers and statements are true and complete to the best of my knowledge and belief. Name: Brian E Bergsma Title: Dir. of Communications and Gov't. Affairs Date: 11/6/2017 4/4 3/22/2018 Indiana Lobby Registration Commission 10 W Market St Ste 2070 Indianapolis, IN 46204 Phone: (317) 232-9860 Fax: (317) 233-0077 Confirmation Number: AMBFHR Type of Statement: Original Reporting Period and Year: Second Period 2015 (May 1st 2015 to October 31st, 2015) Terminated Registered Lobbyist Status: Not Terminated Reporting As: Employer Activity Report of Lobbyist Activity 11/16/2015 Questions? Read Indiana Code 2-7-3-1 and 2-7-3-5 or call the Commission office at (317) 232-9860. Registered lobbyists are required by law either to file activity reports twice per year oro to terminate their registrations. Lobbyists filing activity reports after the deadlines of May 31, 2015 and November 30, 2015 will be charged a late fee of $100 per day, per report, not to exceed $4,500 per report. Mailed reports are considered filed on the date of the canceled postmark. NOTE: A lobbyist who both receives compensation for lobbying and who also compensates another person to lobby shall only file a separate activity report for each person whom he receives payment for lobbying. Registrant Information (Section A) 1. Full Legal Name of Lobbyist Name Indiana-American Water Company, Inc.* Type of Business Investor-Owned Water Utility 2. Mailing Address and Contact Information Address 1 Primary Phone 555 East County Line Road (317) 885-2414 Address 2 Email Suite 201 3. alan.deboy@amwater.com City State Zip Greenwood IN 46143 Full name, title and phone number of a contact person Contact Name Contact Title Contact Phone Number Alan J. DeBoy President (317) 885-2414 Officers or Other Persons Responsible for the Registrant (Section B) DeBoy, Alan J Phone: Address: (317) 885-2414 555 East County Line Road President Suite 201 Greenwood, IN 46143 Lobbying Expenditures (Section C) First Period Second Period Annual Totals 1. Total Compensation paid to employees and contract lobbyists for performing lobbying services: (For compensated lobbyist & independent lobbyist, The Lobbyist Handbook contains instructions for line 1. $37,904.79 $27,349.91 $65,254.70 2. Total reimbursement to others who perform lobbying services: $618.00 $3,382.78 $4,000.78 3. Receptions, except expenses reported on Line 6 or 7: $0.00 $0.00 $0.00 1/3 3/22/2018 4. Entertainment, including meals, but excluding expenses reported on Line 6 or 7: $56.90 $184.62 $241.52 5. Gifts to legislative persons, except gifts reported on Line 7: $0.00 $0.00 $0.00 6. Expenditures made for a function or activity to which all members of a legislative body are invited: $0.00 $0.00 $0.00 7. Total entertainment expenditures and gifts reported in Section E: $1,247.84 $364.84 $1,612.68 8. Registration and late fees: $0.00 $0.00 $0.00 9. All other expenditures made for lobbying that have not been reported on other lines: $0.00 $0.00 $0.00 10. Total lobbying expenditures (add lines 1 through 9 -- This line will be calculated for you): $39,827.53 $31,282.15 $71,109.68 11. If reporting only as a compensated lobbyist, or as both a compensated and an employer lobbyist, you may subtract all of line 10, except for expenses incurred to lobby on your own behalf or expenses that were not attributed to any client: $0.00 $0.00 $0.00 $39,827.53 $31,282.15 $71,109.68 NET FIGURE (subtract line 11 from line 10 -- This line will be calculated for you): Affidavit of Non Legislative Income (Section D) List the names of each member of the general assembly from whom the lobbyist has received an affidavit required under IC 2-2.1-33.5: Legislator Certain Entertainment Expenses and Gifts (Section E) Report entertainment expenses, including meals and gifts, that benefited a specific legislative person and totaled $50 or more in one day or more than $250 during the reporting year. Legislator Description Value Carbaugh, Martin Various entertainment $85.75 Carbaugh, Martin Pacers game $179.00 Charbonneau, Mike 66.22 dinner split between 2 $33.11 Charbonneau, Ed 66.22 dinner split between 2 $33.11 DeVon, Dale 66.22 dinner split between 2 $33.11 Ford, Jon 66.22 dinner split between 2 $33.11 Harman, Tim 66.22 dinner split between 2 $33.11 Judy, Christopher 66.22 dinner split between 2 $33.11 Lehe, Don 66.22 dinner split between 2 $33.11 Morris, Bob Pacers game $179.00 Morris, Bob 66.22 dinner split between 2 $33.11 Morrison, Alan 66.22 dinner split between 2 $33.11 2/3 3/22/2018 Ober, David 66.22 dinner split between 2 $33.11 Ubelhor, Matt 66.22 dinner split between 2 $33.11 VanNatter, Felicia Pacers game $179.00 VanNatter, Heath Various entertainment $81.88 VanNatter, Heath Pacers game $179.00 Total First Period Entertainment Expenses: $1,247.84 Legislator Description Value Eberhart, Sean Dinner $107.05 Eberhart, Rebecca Dinner $89.21 VanNatter, Heath Drinks $12.00 VanNatter, Heath Dinner $15.87 VanNatter, Felicia Dinner $15.87 VanNatter, Heath Dinner $35.63 Wolkins, David A Dinner $89.21 Total Second Period Entertainment Expenses: $364.84 The total from this page will appear in Section C, Line 7 of this report. Lobbying Topics (Section F) Please identify the topics you anticipate will be associated with your lobbying efforts. Check all the appropriate boxes and write down additional topics and specific legislation. Economic Development Environment Licensure Local Government Utilities If other was selected, please explain: Lobbying Description Specific Legislation Sworn Statement (Section G) ATTENTION: This report of lobbyist activity must bear an electronic signature of the compensated lobbyist identified in Section A, line 1 in accordance with the Uniform Electronic Transactions Act and the procedures outlined by the Commission. I affirm, under the penalties for perjury, that the answers and statements provided on this report of lobbyist activity were made by me, and that these answers and statements are true and complete to the best of my knowledge and belief. Name: Alan J. DeBoy Title: President Date: 11/16/2015 3/3