2017R00246 - 003 AO l0 I (Rev. 06/09) Subpoena to Testiry Before a Grard Jury UNrteo Srarps DtsrRrcr Counr for the District of Maryland SUBPOENA TO TESTIFY BEFORE A GRAND JURY To: Univenity oflllinois at Chicago, Board ofTrustees Attn: John Alsterda/Office ofthe General Counsel 1737 W. Polk Street Chicago, Illinois 6061 2 Emait: alsteda@uillinois.edu yOU ARE COMMANDED to appear in this United States district court below to testiry before the court's grand jury. When you arrive, you must remain at the time, date, and place shown at the court until the judge or a court officer allows you to leave. Place e t ury 6500 Cherrywood Lane, Room 280.4 Date and Time Greenbelt, MD 20770 January 22,2018 @ 9:00 am yOU MUST also bring with you the following documents, electronically stored information, or objects (blark if not applicable): t lid olFsl @arc !o da @rl,r $in lri! sdFB b ,rGihs. cq orilE tq'€"d d&ids 'L'g {irt cq ' of lt'it 'ne@t b: D.p.E dof tC nlrdHllmSdits,OIG SFir lddieridBrd U5. lrt E s(. sw. USPS: SABin U-S. 'liis DeFrdoag.:e, Soqid d Hu0 sqr'..s, OIO l^€iSdG B.at CLERK OF CA Date January 5, 2018 Deputy Clerk Felicia C. Cannon Sigruture of Clerk ot DePuav Clerk e-mail, The this number of the United States Attomey, or Assistant United States Attomey, who ( SSI 6500 Che d teleph nited States Lane Suite 200 301-3M-4433 ray.mckenzie@usdoj. gov belt, MD 20770 2017R00246 - 003 AO ll0 (Rev 06/09) Subpoena to Testiry Before Crand Jury (Page 2) PROOF OF SERVICE This subpoena for (name of individuol or organization) University of Illinois was receiYed by me on (date) fl I served the subpoena by delivering a copy to the named penon as follows: On (date) 0 or I retumed the subpoena unexecuted because: I declare under penalty of perjury that this information is true. Date: Serrer's signatute Prinled name and title Sener's address Additional information regarding attempted service, etc: ATTACHMENT TO: University of Illinois at Chicago, Board of Trustees Attn: John Alsterda Office of University Counsel 1737 W. Polk Street Chicago, Illinois 60612 Email: alsterda@uillinois.edu 2017R00246 - 003 CERTIFICATION UNDER FEDERAL RI]LES OF EVIDENCE 803(6) AND I e02(il) am the HEREBY CERTIFY that I, Custodian of Records for BusrNEss*ll. (NAME oF . I I further certiff that: consisting of The attached record, Exhibit and correct copy/original record -- pages, is a true of E OF BUSINESS), -, hereafter "the business", which is maintained by me or under my supervision; 2. It 3. The records were made at or near the time of the occurrence(s) reflected is the regular practice of the business to make and maintain such records; thereon; 4. The records were made by a person or persons with knowledge, or from information transmitted by 5. I declare a p€rson r.rnder penalty with knowledge of the matters contained thereon. of perjury that the foregoing is tnre and correct' Executed on Date Signature Name (T1ped or Printed) Title ' The t".m "business' includes business, institution, association, profession, occupation and calling ofevery kind, whether or not conducted for profit- 7 A0 ?0 06/0925me Testify Before aGrandJury UNITED STATES DISTRICT COURT for the District of Maryland SUBPOENA TO TESTIFY BEFORE A GRAND JURY T0: University of Illinois at Chicago, Board of Trustees Attn: Of?ce of University Counsel 1727 w. Polk sum Chicago, Illinois 60612 YOU ARE COMMANDED to appear in this United States district court at the time, date, and place shown below to testify before the court?s grand jury. When you arrive, you must remain at the court until the judge at a court of?cer allows you to leave. c.Greenbelt Grand Jury e'6500 Cherrywood Lane, 230A Date and Time: April 26, 2017 Greenbelt, MD 20770 YOU MUST also bring with you the followmg documents, electronically stored information, or objects (blank if not applicable): See attachment. In lieu of personal appearance you may comply with this subpoena by providing a copy of the requested materials slang with a copy of this subpoena to: SA Brian Harris US. Department of Health and Human Services, GIG Special Investigations Branch 355 31., Ste. 410 Washingmn, DC 20024 (202) 260-0844 bnm.hmis@oig.hhs.gov CLERK 01? co 7; Date: Apnl 12, 2017 Felicia C. Cann0n .S'r'gmture afCIerk ar Deputy Clerk ray.mckenzie@usdoj .gov ?vvwi-vvu Agency: U.S. Department of Health Human Services Of?ce of Inspector General ATTACHMENT A TO: University of Illinois at Chicago, Board of Trustees Attn: Of?ce of University Counsel 1737 W. Polk Street Chicago, Illinois 60612 For the period beginning 01/01/2009 and continuing through Present, provide copies of all requested records and/or materials relative to the grants identi?ed below: Grant Title: Affective Neuroscience of Pediatric Bipolar Disorder Grant Number; R01MH081019 Original Project period: 01/01/2009 to 11/30/2013 Grant Title: Developing Brain Function in Adolescent Bipolar Disorder Grant Number: R01 Nil-[085639 Original Project period: 03/10/2010 to 01/31/2015 Grant Title: Brain Networks Modulating Affect Self-Regulation in Pediatric Mania Grant Number: K24MHO9601 1 Original Project period: 02/16/2012 to 12/31/2016 wvvu: va Case N0.: . Agency: US. Department of Health Human Semces Of?ce of Inspector General vu 2017R00245 - 002 CERTIFICATION UNDER FEDERAL RULES OF EVIDENCE 803(6) AND man I HEREBY CERTIFY that I, am the Custodian of Records for (NAME or Business-if. I ?srther certify that: 1. The attached record, Exhibit consisting of pages, is a true and correct copy/original record of (NAME OF BUSNESS), hereafter ?the business", which is maintained by me or under my supervision; 2. It is the regular practice of the business to make and maintain such records; 3. The records were made at or near the time of the occurrence(s) re?ected thereon; 4. The records were made by a person or persons with knowledge, or from information transmitted by a person with knowledge of the matters contained thereon. 5. I declare under penalty of perjury that the foregoing is true and correct. Executed on Date Signature Name (Typed or Printed) Title 1 The term ?business? includes business, institution, association, profession, occupation and calling of every kind, whether or not conducted for pro?t.