Gmail- Invitation: Finance Meeting@ Wed Jan 7, 2015 lOam- 12pm (mike@barklagcandknodcll.com)

11/2/2016

M

Gmail

Michael Hafner <

>

Invitation: Finance Meeting@ Wed Jan 7, 2015 10am -12pm
(mike@
.com)
Eric Greitens <egreitens@missioncontinues.org>
Reply-To: Eric Greitens <egreitens@missioncontinues.org>
To: "mike
com" <mike@
<dlaub@greitensgroup.com>

Tue, Jan 6, 2015 at 1:57PM
com>, "dlaub@greitensgroup.com"

more details »

Finance Meeting
When

Wed Jan 7, 2015 10am- 12pm Central Time

Video ca ll

https://plus.google.com/hangouts/_/missioncontinues.org/d laub-mike

Calendar

mike@

Who

Eric Greitens - creator
• dlaub@greitensgroup.com
• mike@
com

Going? Yes - Maybe - No

com

more options »

Invitation from Google Calenda r

0

You are receiving this email at the account rnike@
mih.e
om.

corn because you are subscribed for invitations on ca lendar

To stop receiving these em ails, please log in to https ·f/v!WW.google.com/calendar/ and change your notification settings for this calendar.

_) invite.ics
2K

3
https:/imai l.googlc .com/ rnail/u/O/?ui=2&i k=d987b29034&vicw=pt&q=missionconti nucs&qs=truc&scarch=qucry&msg= 14ac0d34.'i3d9729f&si ml = 14ac0d3453d97291'
Page 1 of 24

Il l

 Gmail - Dorlor lists

11/212016

0

M

Gmail

Michael Hafner

Donor lists
Krystal Taylor <ktaylor@greitensgroup.com>
To: Danny Laub <dlaub@greitensgroup.com>, Michael Hafner <mike

>

Tue, Jan 6, 2015 at 2:01 PM

All donors 1k total and up - The Mission Continues list

EG fnce prospects - Mason Fink's list

Fundraising tacker list - our internal list (Danny has access to updated google doc.)
Schweich list- Steve Michael sent over many months ago
J...:rysral Taylor

\'icc:

Pn~.,i~lt::n t

Tlw Grdrcn:; Group
Direct: 314-833-6269

4 attachments

®)

All donors 1 K total and up- as of 5-7-14.xlsx
71K

®) EG fnce prospects 061714.xlsx
68K

~

0

Fundraising Tracker· as of Oct 10. 2014.pdf
67K

Schweich list.xlsx
.. 489K

®)

u
https://mnil.google.com/mail/u/O/?ui==2&ik=d987b29034&view=pt&q=missioncontinues&qs=true&search=qucry&msg=l4ac0d6b45344612&siml=l4ac0d6b453446t2
Page 2 of24

1/l

 Attachment No. 1 to email from Taylor, January 6, 2015

Page 3 of 24

Page 4 of 24

 

Page 5 of 24

 

Page 6 of 24

 

 

Page 7 of 24

Page 8 of 24

 

Page 9 of 24

 

Page 10 of 24

 

Page 11 of 24

 

Page 12 of 24

 

Page 13 of 24

 

Page 14 of 24

 

 

Page 15 of 24

Attachment No.2 to email from Taylor, January 6, 2015

Page 16 of 24

Page 17 of 24

 

Page 18 of 24

 

 

Page 19 of 24

Attachment No.3 to email from Taylor, January 6, 2015

Page 20 of 24

Page 21 of 24

 

Page 22 of 24

 

Page 23 of 24

 

 

Page 24 of 24

1112/20 I b

n

M

Gmail -Sales Force- Need data cxtmctecl

Gmaif

Michael Hafner

SalesForce -Need data extracted
Krystal Taylor <ktaylor@greitensgroup.com>
To: Michael Hafner <
>
Cc: Chris Bobak <cbobak@greitensgroup. com>, Danny Laub <

Wed, Jan 28, 2015 at 4:1 1 PM
>

Mike,
I just talked with Chris, and we both have a lot on our plates right now. I don't want to hold up the call list, so I'd suggest
the following :
1) You should log into our salesfroce account and search for the names. The search button is at the top. Just type in th e
name. and then a list of contacts will pop up. Find the one you 're looking for. Once you click on the contact name scroll
down and the contact info is on the right side.
Go to: salesforce.com
User: eric@greitensgroup.com
Password:
2) Some of these will not be in salesforce. If not, I would suggest checking The Mission Continues list. Attached here.

3) Once you have exhausted 1 and 2, send back to me. And I'll hunt for the missing numbers or let you know that EG will
have in his cell phone.
Sounds good?

0

Thanks!
Krystal
On Wed, Jan 28. 2015 at 1:00AM. Michael Hafner

> wrote:

All,

Attached is the initial fundraising list that 1 need contact information extracled from
salesforce I am open to your suggestions on ho,,- best to do this.

~alesforce.

Since llun-e never used

I will be building th e call lists from this initial list but first I need the contact information that Eric already has for these
people (and I assume that is all in Sales Force?). Once I get t he contact information l can input nll my notes on these
pt>oplt> and stn rl priorilizi ng.

An1· t houghts on ho"· best to do this?
Thanks!
Mike

I

~t \

:: '

'ti I .1

.. ,

•

\ : .. t: :) .. l o::,!t·nl
11,~,· ( , r .. 1:r.:11 ( • rr" .i~

: 'm,:·· 314-833-6269

:@..)

All donors 1K total and up- as of 5-7-14.xlsx
71K

s-

EXHIBIT

https:/lmai J.guoglc .,om/maiilu10/?ui=2&i k=d987b29034& view=pt&q=missi oncontinucs&qs=true&search=qucry&rnsg:: 14 b3299c3e48a626&dsqt= I &sim I= 14b3299.. .

Page 1 of 6

Il l

 11/212016

0

Gmail - SnlcsForcc -Need data extracted

MGmail

Michael Hafner

>

SalesForce - Need data extracted
Michael Hafner
>
Wed, Jan 28, 2015 at 1:00AM
To: Krystal Taylor <ktaylor@greitensgroup.com>, Chris Bobak <cbobak@greitensgroup.com>, Danny Laub
>

All,
Attached is the initial fundraising list that I need contact information extracted from salesforce. Since I have never used
salesforce I am open to your suggestions on how best to do this.

I will be building the call lists from this initial list but first I need the contact information that Eric already has for these
people (and I assume that is all in SalesForce?). Once I get the contact information I can input all my notes on these

people and stait priolitizing.

Any thoughts on how best to do this?
Thanks!
Mike
·-------~--

r!>m List 1 for Sales Force 01282015.xlsx
'i:.J 13K ·

0

u
https:l/mail.google.com/mail/u/O/?ui=2&ik=d987b29034&view=pt&q=missioncontinues&qs=truc&search=query&msg=14b2f570bd7nd48&siml=l4b2rS70bd7f7d48

Page 2 of6

1/1

 0
Email attachment from Michael Hafner, January 28, 2015:
"List 1 for Salesforce 01282015.xlsx"

0

u
Page 3 of 6

  

Page 4 of 6

 

Page 5 of 6

 

Page 6 of 6

11/2/20 16

Gm~il-

M

Gn1ail

GFM Call Lisl- February 5. 2015

Michael Hafner <

GFM Call List - February 5, 2015
Michael Hafner
To: Eric Greitens <eric@greitensgroup.com> , Danny Laub

Thu. Feb 5, 2015 at 1:11 PM

Please find a call list attached. Moving forward ideally these lists wi ll be updated daily and sent to you nightly (especially
when you are traveling), but there are many days when you may not be able to make all the calls listed.
In order to mange this process most efficiently, I will need to know after you have connected with a donor or received a
commitment so I ca n appropriately follow up with them. The best way to notify me of updates is via e-mail, text or phone
conversation (eg. immediately if immediate action is required, or nightly via a brief e-mailed summary of the calls made that
day).
This will be a work in progress for a while, so for the time being, please do not call anyone you are uncomfortable with or if
feel you lack any information that is needed on a specific donor. Also, we have not been able to discuss updates on the ask
amounts (since we changed the timing of exploratory vs. first 6-8 weeks) so some of these asks are most likely lower than
what we can get. (But if in doubt, always aim high!) Of course, feel free to ask me if you have any questions on anyone.
Tl1anks.
Mike

~

0

GFM Ca ll List 01 -02042015.docx
71K

EXHIBIT

u
=

hllps://mni 1.google .co min1~i l/u/O/?ui=2&ik=d987b29034& vi cw=pt&q=TMC&qs=lruc&scarclr=qucry&msg= 1.:11>51>27395t70Sdc&sim l 14b5b27395t705dc
Page 1 of 14

Ill

 0

Email attachment from Michael Hafner, February 5, 2015:
"GFM Call List 01-02042015.docx"

0

u
Page 2 of 14

 0

Greitens for Missouri
Thursday, February 5, 2015
Weeldy Call List
EXPLORATORYCOAIMITTEEPROSPECTING

0

•

$72k TMC donor

•

Chair of the St. Louis Leadership Committee for TMC

•

TMC Leadership Committee

•

0

$18k+ TMC donor

Greitens for Missouri- Donor/Activist Call List

Page 1

Page 3 of 14

 0

•

TMC $15,000 donor

0
•

u

TMC $3500 donor

Greitens for Missouri- Donor/Activist Call List

Page 2

Page 4 of 14

 0

MonuJoseph
Managing Partner,
•
•

0

(J

al

•

Ask for $15k and event in LA during exploratory phase
Friends with
, can help with
for advice on how to call
ask Manu and
know you" event
Manu also has connection with Dana Rohrabacher

•

$2300 TMC donor

Greitens for Missouri- Donor/Activist Call List

and his wife
(Ask
to put together a "get to

Page3

Page 5 of 14

 0
•

•

0

$5200 TMC donor.

TMC $75k donor

TOP 15 MO DONORS

(Top 15 Donor)

u

Greitens for Missouri- Donor/Activist Call List

Page4

Page 6 of 14

 Greitens for Missouri - Donor/Activist Call List Page 5

Page 7 of 14

 

 

Greitens for Missouri Donor/Activist Call List Page 6

Page 8 of 14

 

Greitens for Missouri - Donor/Activist Call List Page 7

Page 9 of 14

 


Greitens for Missouri - Dono r/Activist Call List Page 8

Page 10 of 14

 

0
•

Son

is TMC $3ok donor

0

G

Greitens for Missouri- DonorI Activist Call List

Page9

Page11of14

  

Greitens for Missouri Donor/ Activist Call List Page 10

Page 120f14

 

Greitens for Missouri Donor/Activist Call List Page 11

Page13of14

 

Greitens for Missouri Donor/Activist Call List Page 12

Page 14 of14

 

11/2/2016

0

MGmail

Gmai1- GFM Call List- February 17,2016

Michael Hafner <

>

GFM Call List- February 17, 2016
Michael Hafner
>
To: Eric Greitens <eric@greitensgroup.com>, Krystal Taylor <ktaylor@greitensgroup.com>

Tue, Feb 17, 2015 at 7:53 AM

Please see attached call list. I have made some minor adjustments to the format and have listed the monthly objective at
the top of page 1. Moving forward I will send a revised list nightly for the following day (given that you are able to complete
the day's calls and I receive feedback). My goal is to make this process as efficient as possible for the both of us so please
let me know if you have a few minutes to discuss this later today. I can follow up with KT on availability if that works.
Please let me know if any questions.
Thanks,
Mike

0

fi!j

GFM Call List 01 r-02162015.docx
74K

EXHIBIT

u
h ttps://mail .google.comlmai l/u/OI?ui=2&ik=d 987b29034&view=pt&q=GFM%20cal1%201 ist&qs=true&search=query&msg= I4b97d0771 c79 1c I &simi= 14b97d0771 c.. .

Page 1 of 15

Ill

 0

Email attachment from Michael Hafner, February 17, 2015:
"GFM Call List 01r-02162015.docx"

0

u
Page 2 of15

 Greitens for Missouri

Tuesday,February16,2015
Weekly Call List

0

February 2016 Objectives: (1) Raise $150k among EG close contacts/non-traditional R donors (2)
IdentifY additional non-traditional donors to raise add'!$ 75k by end of Ql (3) Confirm 3 fundraiser event
dates in March or April

•

TMC $5k donor

•

TMC $n3k donor, very capable of doing a lot

0

•. Ask is for ssk
• 'TMC ssk donor.

u

Greitens for Missouri- Donor/Activist Call List

Page 1

Page 3 of15

 0

0

u

•

TMC s6soo donor.

•

$72k TMC donor

•

Chair of the St. Louis Leadership Committee for TMC

•

TMC Leadership Committee

•

$18k+ TMC donor

Greitens for Missouri- Donorf Activist Call List

Page 2

Page4of15

 0

•

TMC $15,000 donor

0
•

u

TMC $3500 d.onor

Greitens for Missouri- Donor/Activist Call List

Page3

Page 5 of15

 0
MonuJoseph
Managing Partner, Emerald Crest Capital
•
•

0

u

•

Ask for $15k and event in LA during exploratory phase
Friends with
can help with
for advice on how to call
ask Monu and
know you" event
Monu also has connection with Dana Rohrabacher

•

$2300 TMC donor

•

TMC $4o,ooo donor

Greitens for Missouri - DonorI Activist Call List

and his wife
(Ask
to put together a "get to

Page4

Page6of15

 0
•

0

u

•
•

$5200 TMC donor.

TMC $75k donor
2012: Contributed $25000 to Romney Victory PAC, $2500 to Romney, $22,500 to RNC

TOP 15 MO DONORS

Greitens for Missouri- Donor/Activist Call List

PageS

Page 7 of 15

 •
•

0

•
•

•
•
•
•
•
•
•
•

Ask to meet with you at a convenient time following book tour.
will do $1o,ooo corporate checks to candidates they support, but
will
give personally at least at that level too.
He is very involved in
Very charitable, active in a wide range of civic and charitable organizations in St. Louis.
Serves on the executive boards of the

He maxes out to federal candidates and gives $2,500- sw,ooo to House and Senate party
committees.
Pro-Business, Pro-Growth, fiscally conservative
Pro-international trade, very heavily involved in promoting trade between STL region and
China
2014: Contributed $15k to Hanaway
2012: Contributed $25k to Ed Martin,
2011: Contributed $25k to Kinder (and S25k from Emerson to Kinder)
He maxes out to federal candidates and give $2,500- sw,ooo to House and Senate party
· committees.
He gives $25;ooo to MRP each cycle.
(Top 15 Donor)

CEO,

0

•
•
•
•

.•
•
•
•

Ask for a meeting after your book tour.
Started
companies in 1984.
VERY STRONG Right to Work advocate
headquartered· in·
Missouri,

.
2014: Contributed $5,000 to Stream, $1ok to HRCC.
2010: Contributed $4ok to
ntributed $8ok to Republican
District Committee, $wok to
2008:
Committee , swk to Brad Lager
·
Member
Fund.

(Top 15 Donor- Hanaway supporter)
Chairman and CEO,
·
•
•
•

u

•
•
•

Call to introduce and ask if he'd be willing to meet with you after your book tour and that
you are thinking of running for office in 2016.
Wife is
is a privately held firm that engages in the design, manufacture and
worldwide
sale of
Part owner of
Appointed
2013: Contributed s6k to Schweich

Greitens for Missouri- Donorf Activist Call List

Page 6

Page 8 of15

 

Greitens for Missouri Donor/Activist Call List Page 7

Page 9 of15

 

Greitens for Missouri Donor/Activist Call List Page 8

Page100f15

 

0

0

•

u

Son

is TMC $3ok donor

Greitens for Missouri - Donor I Activist Call List

Page9

Page 11 of15

 Greitens for Missouri Donor/Activist Call List Page 10

Page120f15

 

Greitens for Missouri Donor/Activist Call?List Page 11

Page 13 of15

 

Greitens for Missouri - Donor/Activist Call List Page 12

Page 14 of 15

 

 

 

Greitens for Missouri Donor/Activist Call List Page 13

Page 15 of15

11/2/2016

M

Gmnil - Prospecting List

Gmaif

Michael Hafner <

Prospecting List
Michael Hafner

To: Danny Laub <

>
>

Fri, Mar 20, 2015 at 12:29 PM

This combined list includes all the notes I took from the meeting with Eric and other notes he has given to me. You may
need to segment out the Missouri portion because most of the Missouri entries are political donors that I include in my
master prospecting list.

@

Prospecting List Combined for Danny 03202015.xlsx
67K

0

•

;

I

EXHIBIT

~Cf

https:1/mail.googlc .com/mai l/u/0/?ui =2&i k=d987b29034& v icw=pt&q=missi onconti nues&qs=true&search=qucry&msg= 14c383b886178a5c&si mI= 14c383 b886178o5c

Page 1 of 25

1/1

 0

Email attachment from Michael Hafner, March 20, 2015:
"Prospecting List Combined for Danny 03202015.xlsx"

0

()
Page 2 of25

 c
First ~arne

0
Last Name

Role

Region Company

Title

Phone

0
E~mail

Ask

Notes

status

1

1

Page 3 of25

 Dixon, MO

IndepEndence. MO

 

Page 4 of 25

Liberty, MO

Lees Summit

close with

Belton, MO
Overland Park, KS

Columbia MO
City

that
Jefferson City

$100? Might give $100-$500. has 10008 kids that
could get involved in campaign. as 0 get 20
kids in Missouri that would want to get involved in the

Give him a list of'people to go through
City

Columbia

Columbia

Columbia
City

Columbia

Columbia

Osage Beachf?)

 

Page 5 of 25

City
Troy. MO
St. Joseph

Poplar Bluff
Cape Girarcleau
Dexter, MO
Poplar Bluff
Cape Girardeau
Cape Girardeau
Sikeston

Cape Girardeau

HANAWA
Cape Girardeau

$10k, $10,500 donor. Another in-person meeting.
Mee?n

$5k Express Scripts. does have relationship with
(Could be a "Woman Executives for Greitens? coal?on

$5k Network other donors for an event, ?Duke Grads for
Greitens"
TMC $10k Donor. Put on Tim Noonan's list

 

Page 6 of 25

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

55k Express Scripts, call ask for $5k, (Could be a "Woman
Executives for Greitens? coaltion member], 2014'.
Gave $250 to Tammy Duckworth (D-IL) and $250 to
Kevin Brady 
St. Charles
St. Peters, lunch with him and his father

$55: Meeting ask

Ask" for TMC $10k donor.

$25k

(will
TMC $9500 donor. (ask 
Bridgeton

$5k TMC $5500 donor. Could do 55k with his wile, ?ts in

wlwife well wlBobak. Jeff. Noonan. E-mai 0 come in and
sit down with the team. Knows everyone, will be very
helpful.
Chester?eld

 

 

 

 

Page 7 of 25

 

 

 

 

C·

0

0
I

I

Wentzville

Meeting ask
$25k TMC $9100 donor. Incredibly passionate, will come
and with a lot of ideas, would likely do $25k this year and
host $25k next year, also has son in Georgia, other son is
event
who could put Eric on his radio show
TMC $8800 donor.

$10K
COMMITM
ENT,
PLUS
EVENT IN

Washington, MO

Meetin Contributed to Hanaway in Dec 2014
g
SCHW
EICH
$100k Set up speech back at Generation Club in Missouri,
Hafner sit down with to figure out how we can best
utilize him, ask to do $100k, do the work with him,
make sure he has the list to do the work, ask
to
set up mtg w/

Page 8 of 25

 

TMC $15,000. Get both
in for a meeting, Also wants to come in and
meet the team. he] raise mone

donor. Figure out where he falls, ?rst 6-8
eks same thin- as with
_ion, M0 .

exec, African American, wife of
call ask to get on the team in a
substantial wa

2'3

BC member

Husch is REC member.

Moan-American

:1 


Page 9 of 25

 

c

0

0
one.

donor to
(small
on or), could sit down, have to be very clear this is
lwhv we're doing this , a chance to make a "real
~ubstantial

Page 10 of25

 TMC $15,000. Get both
in for a meeting. Also wants to come in and
meet theteam, help raise money

$46k TMC donors. Parents of a son who did TMC
fundriaser, look at olitical nivin

ecen?y retired

epends on Spence?s involvement

5200 TMC donor. Eric to call parents ?rst on how
est to a: roach
obak ask



$3k TMC donor. CEO 0 what do we ask
him to do for us? Could be very helpful Through Mark Bobak, call ask

 

Page 11 of 25

 

 

.OOK OVER FOR HIM.
Probably a Tim Noonan ask?

 

 

 

Bloomingtori, M0

 

$T2k TMC donor, 55k in exploratory. $5k in later year,
ask to give $20k over the course of the campaign, ask
him to be lead on the $25k event and to help organize
it

 

 

St Charles

 

 

 

 

Chester?eld

 

 

$120k TMC donor

 

 

Lives in Westphalia. Travis Brown or Jim Talent are

intros. Travis is at ?Talent is at

 

 

Ballwin

 

Ask Eric.

 

Civic Progress member

 

 

Chester?eld

 

REC member

 

Maryland Heights

 

 

 

 

 

Page 12 of 25

 

c

0

0
RBC member
RBC member

O'Fallon

Maryland Heights

Attorney, fanner partner at SNR Denton

'
'

I
!

Bonne Terre, MO
Come TMC $3k
loa#
of
Swansea, IL. RBC member.

mother.

i

I

Springfield, John Hancock was former contact

Carthage

Page 13 of25

 c

0

()
SCHW

Ozark, MO
Cape Girardeau
I

Joplin
Springfield

I
•

from Neosho
Springfield
Springfield
Jopln
Springfield
Monett, MO
SCHW
Joplin
Springfield
StJoseph
Spnngficld
Springfield
Springfield

Springfield
Joplin
Joplin
Springfield
Ozark, MO
Neosho

Page 14 of 25

 C'
/

0

0
I
I

500- Pull up his political guy
2500
TMC $10k donor. Look up
political giving
history, maybe ask for $1000, has mosUygiven to
Massachusettes R's
MF connection to Romney,
manages Mitt's
$$$
I' Me >JOUU aonor. ASK tor a small cnec<, get nrm
involved in s_edalia (?)

all

Navy SEAL w/Eric, ask $1000
Place on Boston host committee, not a large donor
but ask to use name and help to put together an
event in Boston and to invite
to put his
name on event
MF .connection
TMC $50k donor. Figure out strategy, triangulate
w/
and
might be Jewish

5k
Help w/Boston event
mayb
5k
TMC $2k donor, Also serves as CEO of
Has mostly contributed to Democrat candidates at the
$2k level, gave $2600 to Gabe Gomez in 2013.
TMC $2k donor, would like to be a NSA (?)
TMC $30k donor
TMC $1k donor, look up donor history
TMC $13k donor

Page 15 of 25

 c,

0

0

Fink connector to Adelson as well),
Sheldon a note on behalf of EG.
runs
run by
and might be a link to Sheldon as well. Prior to
outreach Eric needs to place a call to
on
approaching
- call first and then
s and wife
will host event in NY for Eric.
having successful NY event. Can connect with
donors as well. RELATED:

I

Page 16 of25

 c

0

0
$100k,
has offered to play a major role in our
Finane fundraising efforts. It would be helpful to him if
we could get him a short brief on the rules
e
Comm governing MD fundraising. TMC $5k donor.
ittee, Finance Committee member, would do $100k via
Host event in NJ.
Event 2013). Gave $3800 1o Chris Chris1ie in 2013, $3400
to Christie in 2009. Gave to a number of
Congressional candidates in NJ. Only gives toR's.
Told EG he wanted to get him in front of
on his next trip to DC {
is in VA). EG send him a
note after mtg with
on 213.
is connector
TMC $2750 donor. Ask for $500, could probably go
back to multiple times
is cohnector
is head of
for Goldman Sachs. Exploratory
$5k call ask, also a $50k ask of $25k and $25k

$5k

TMC $2300, Call ask for $500, ask for $3k and maybe
another $3k, event in NYC
TMC $5k donor.
is connector
Help us with

$10k

Call ask for $10k, could bring people together in NYC
if we wanted him to. 2014: Max contributions to Tom
Cotton ($5200) and Mi1ch McConnell ($2600), and
Elise Stefanik

is connector

is connector
Could set up a dinner

Page 17 of 25

I
I

 0

0

0

aried amounts
NJ Republican Party and maxed to New Jersey

donor, ask for a donation, look up political

Page 18 of25

  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Page 19 of 25

 

c

0

0
Chairman of the Board
of Trustees for
Huge GOP
supporter- Military connection.
contact,
(o) 702.304.1414,
Slanker@Novemberlnc.com

Host

Call to
TMC $2k donor. Ask Krystal and Lindsay
Very loopy
Keep in touch, can make connections

$5k,
host

Palo Alto, Venture Capitalist. call
could be a $100k donor

event

in San

Page 20 of25

 c

0

0
$10k/e
Son-in-Law. Chairman of A
vent in Inc., a private investment firm and family office. Mr.
LA
oversees the firm's investment, operating,
sports, real estate and media businesses. Mr.
is the Owner and Chairman of
and is
active on the
Board of Governors. Call in
Phase I and see how much he can put together. Ask
how we should coordinate the event.
at
is philanthropic advisor to
family, Eric needs to put call into her before
he calls
RELATED:

I

Manu

Joseph
.

Donor/Connec LA

Managin (949) 38:>-2860

tor

g

$15k, Friends with

can help with
event
and his wife
(Ask for advice
in LA on how to call
ask Manu and
to
put together a •get to know you~ event,Monu also has
connection with

Partner

COMMITE
DTO
RAISING

I

$250k,
and
sending

$25kin Q1
2015
I
I

mjose(lh@emcrest.com

)526-1028

$500

Hedge fund in LA, $500 w/out hesitation

Page 21 of25

 c

0

0
$5k, TMC $3500, $5k in first phase, maybe additional $5khost 1Ok in phase 11, bundler, could ask 10 people at $5k
event each for a total of $50k

m,

$5k

TMC $40k donor, ask for $10k, capable of doing a lot
more, triangulate
friends with
ask
to set up, ask for $5k in
exploratory

MF connection to Romney,
$$$

I

COMMITTI
EDTO
$50Kon

manages Mitt's

is connector
host, ask to do Funder for Eric in DC.
Did $1200 to TMC

.com

$5k

Good for DC political fundraising

$5k

TMC $6500 donor. Ask is for $5k, check political
giving history

is connector. Ask
EG is in DC nexl

to connect when

TMC $1k Donor. Former military guy, plenty of money

is connector.
09em
erSTL
event Help by having his dad setup a dinner

Page 22 of25

  

 

CH1
event IRELATED: ALSO IN LA
or his wife are allowed to give he could give 

$2k. Also connected to Ted Cruz's wife.

 

Look-up - NOT IN SALESFORCE

 

Can connect us with FL donors

 

 

 

 

 


Call .and say he's running, ask about -
(Today Show}

 

 

Capable of doing quite a bit, could possibly be helpful
in Texas

 



 

TMC $1600 donor. Would probably do $100 check
and $1 00 from family

 

 

$5k TMC 55k donor. Former-Executive, splits
time Indiana and Mississippi, think he will write a
checkdonor. Written books on philanthropy. ask
for and ask who else we can ask in Missouri

 

 

 

TMC $1 donor. Parkway Graduate. letter from Eric to
her, invitation fora call, ask for $2500

 

 

Page 23 of 25

 

 



 

  
 

TMC $1200. Very conservative. on White House
Fellows Committee

 

 

Look up

 

 
  

Navy SEAL. contribution of $1000, also ask his
parents for Eric

 

 
  

TMC $100,000. would be interested in a metrics-
dn'ven campaign

 

 
 

TMC $2300 donor.

 

   



 

 

 
  

 

TMC 53k donor. (ASK EG: Which ?group
or mane nutrition?)

 

  
    
   

Help se pearance at NYC Monday donor group
actor Monday Mtg?)

   

 

 

Ask about. Wealthy black family.

 

Sheena?s Grandparents

 

Democrat, but will invest in Eric.

 

White House Fellows Committee. ask is for $50k,
conservative radio host

 

 

Eric e-rnailed on 3l3

 

 

 

 

Page 24 of 25

c

0

0

COMMITIED TO SENDING CONTRIBUTION ON
FEB 26 ~
would like to donate to GFM.
Please send him the appropriate information.
is
also going to let a few friends and colleagues know
about me, and later in April or May he is going to ask
a few other folks to support us as well. So please
stay in touch with him over the next few months.

Added to prospecting list per EG- March

Page 25 of 25

 e

oUSEONLY

1. DATE OF REPORT

Missouri Ethics Commission
COMMITTEE DISCLOSURE REPORT COVER PAGE

.

,

M.E.C. ID NO.

4/28/2017

Cl51053

INSTRUCTIONS ON REVERSE SIDE
12. FULL NAME OF

vv"'"", , ~~

GREITENS FOR MISSOURI

13.

vv"'""'

14. COMMITIEE TELEPHONE

I

'~~

4579 LACLEDE AVE #138

(3141 899-0288

ICITYISTATEIZIP
ST LOUIS MO 63108

NAME

IS. T
JEFF STUERMAN

6. Tl

I

.'u

4579 LACLEDE AVE #138

CITY I STATE I ZIP
ST LOUIS MO 63108

18. DEPUTY T,

,•, T

17. T

c~

HOME:

I 6361 300-3200

WORK:

(3141 899-0288

U CHECK IF NO u~cu, , Tl

NAME

CHRIS BOBAK

,',

19. DEPUTY Tl

10.

I

4579 LACLEDE AVE #138 ST LOUIS MO 63108

HOME:

CITY I STATE I ZIP
11. DATE OF ELECl

(314)

915-0101

WORK: {314)

899-0288

(!) PRIMARY

13. TIME PERIOD COVERED BY THIS;,'
FROM

,., T

· Tl

12. TYPE OF ELECTION (CHECK ONE)

IV<'

8/2/2016

0

GENERAL

OsPECIAL

I toiVItol' I

2/18/2015

THROUGH 3/31/2015

11 ~ vUIVIIVII 1 1 ~~, ONLY: LIST
I
1 "·ci NAME,
, PHONE, OFFICE SOUGHT, POLITICAL SUBDIVISION AND
POLITICAL PARTY

14.'

ERIC

u~cu'

GREITENS

15. TYPE OF REPORT

D 15 DAYS AFTER CAUCUS NOMINATION
0 COMMITIEE QUARTERLY REPORT

0 Jan 15
Oa DAYS BEFORE

4522 MARYLAND AVE

0Apr 15

ST LOUIS MO 63108

D 30 DAYS AFTER ELECTION

(314)

0TERMINATION

899-0288

0Jul15

Ooct15

(ATIACH FORM C0-3)

D SEMIANNUAL DEBT REPORT

GOVERNOR

0Jan 15
0Jul15
0ANNUAL SUPPLEMENTAL, JAN 15

D 15 DAYS AFTER

D CHECK IF INCUMBENT

.0

REPUBLICAN

16.'

I""

Tl

OoTHER

0DEMOCRAT
.'u

<>IC>IW\

n
fURE

I CERTIFY THAT THIS REPORT, COMPRISED OF THIS COVER
PAGE AND ALL ATIACHED FORMS, IS COMPLETE, TRUE AND
ACCURATE.
ELECTRONICALLY FILED Apr 28 2017 !2:42PM

TR
MD 300-1310 (10-06)

PETITION DEADLINE

URE

0AMENDING PREVIOUS REPORT DATED
April

17.

-

13

20

'

15

,TE'S l>ICiNA rURE (CANDIDATE COMMITIEES ONLY\

I CERTIFY THAT THIS REPORT, COMPRISED OF THIS COVER
PAGE AND ALL ADACHED FORMS, IS COMPLETE, TRUE AND
ACCURATE.
ELECTRONICALLY FILED Apr 28 2017 !2:42PM

ATE'S: I

URE

·~·~\,,'···

""'

:·'. ·{:~.{\

·ir'·'·;,.
.._··.•····
.
-·

- -

'

'

'

 .,....,,.,,._

•

.

.

..

MISSOURI ETHICS COMMISSION

EXPLANATION FOR AMENDED REPORT
Cl51053

04/28/2017 AMENDED April Quarterly Report

4. Reason for Amendment
Per Agreement with Missouri Ethics Commission, Case No. 16-0107-1

5. Amendment Detail

Itemized Contributions Received
Added-Danny Laub

(09·1 0)

(AMD-EXP)

 1.

•

'

Missouri Ethics Commission

.

""'"

REPORT SUMMARY

GREITENS FOR MISSOURI

Instructions on Reverse Side

3,
4.
5.
6.

$

All Monetary Contributions Received
This Period

Miscellaneous Receipts This Period

+

0.00

+

0.00

$ 479,689.00

lnwkind Contributions Received This
Period

+

Money On Hand
24, Money On Hand at the beginning of
this reporting period (Including funds

and all other investments)

Monetary Receipts this Period
(From Item 5- this page)

B. This Calendar Yr
or Election Cycle

A. This Period

Total Expenditures for this election
previously reported

$

including loans) including payments
made by credit card (line 17 CD3)

13. Total All expenditures made this period
(Sum 10A + 11A + 12A) Including
payments made by Credit Card (line 17

CD3)

+

0.00

+

4,189.17

$456,088.23

Indebtedness

Outstanding Indebtedness at the
beginning of this period

$

0.00

Loans Received This Period

+

0.00

+

4,189.17

+

0.00

Payments Made on Loans This Period -

0.00

29.

$
A. This Period

15. Total Contributions Made For This
Election Previously Reported
A
B

Period

27,789.94

B. This Calendar Yr
or Election Cycle

$

17. All In-Kind Contributions Made This

0.00

0.00

¢= Cash/Check

0.00

¢= Credit Card

30. A. New Expenditures Incurred This
Period (include payments by Credit

Card (Line 17 CD3)

B. New Contributions Made by Credit

Card (Line 258 CD3)

31.

+

0.00

$

0.00

18. Total Contributions Made This Period

(Sum 16A + 17A)

19. Total All Contributions Made This
Election (Sum 158 + 18A)

$
A. This Period

Other Disbursements
20. Funds Used For Paying Loans This

+

0.00

21. Payments This Period on Prev Reported
Expend Incurred {Paid by Cash/Check Only)

+

0.00

22. Any Miscellaneous Disbursement Not
Reported Elsewhere

+

0.00

Period Including Credit Card Payments

23. Total Other Disbursements This Period
(Sum 20A + 21A + 22A)
MO 300·1311 (1-11)

Money On Hand at the close of this
reporting period

(SUM 24 + 25 · 26)

$27,789.94

Contributions Made

(25A or 258 of CD3)

27,

28.

(Sum 98 + 13A)

All Contributions Made This Period

-23,600.77

a) Disbursements By Check$ 23, 600.77
o. 00
b) Disbursements By Cash $

0.00

14. Total Expenditures This Election

16.

26. Monetary Disbursements Made This
Period (Sum 10 + 16A + 23)

$ 23,600.77

12. Expenditures incurred this period (not

+ 479,689.00

$ 480,289.00

Expenditures

In-Kind Expenditures made this period

0.00

25.

$480,289.00

10. Expenditures made by cash or check
this period

$

in depository, cash, savings accounts

600.00

18+7A)

11.

Financial Condition

0.00

Subtotal Monetary Receipts This Period

(Sum 2A + 3A + 4A)

4/28/2017

Beginning and Ending

$ 479,689.00

All Loans Received This Period

Office Use Only

Statement of

or EJection Cycle

Total Receipts For This Election

7. Total All Receipts This Period (Sum 5A
+SA)
8. Total All Receipts This Election (Sum

9.

B. This Calendar Yr

A. This Period

Receipts

Previously Reported

2.

Date of Report

Name of Committee

$

0.00

32.
Debt Forgiven on Loans This Period

B. This Calendar Yr
or Election Cycle

33. Payments Made This Period on
Expenditures Incurred in Previous
Period (Paid by Cash/Check Only)
(Line 21 this page)

34.

0.00

Total Indebtedness at the Close of
This Reporting Period (Sum 28 + 29 +

30A + 308-31-32- 33)

-

0.00

-

0.00

$

4,189.17
CD Summary

 •

.

MISSOURI ETHICS COMMISSION

~·r:F,rc.~ ~-s~ ?~·L~~ ,>~:
' :,-

CONTRIBUTIONS AND LOANS RECEIVED

INSTRUCTIONS ON REVERSE SIDE

1, NAME OF COMMITTEE
GREITENS FOR MISSOURI

2, REPORT DATE

A, ITEMIZED CONTRIBUTIONS RECEIVED
FROM COMMITTEES REGARDLESS OF THE AMOUNT, OR FROM PERSONS GIVING
MORE THAN $100 TO A COMMITTEE.
3, NAME ADDRESS AND OCCUPATION (LIST COMMITTEES FIRST)
NAME:
ADDRESS:
CITY I STATE:
View Supplemental Form(s)

4. DATE RECEIVED

EMPLOYER:
D
COMMITTEE:
NAME:
ADDRESS:
CITY I STATE:
EMPLOYER:
D
COMMITTEE:
NAME:
ADDRESS:
CITY I STATE:
EMPLOYER:
D
COMMITTEE:
NAME:
ADDRESS:
CITY I STATE:
EMPLOYER:
D
COMMITTEE:
NAME:
ADDRESS:
CITY I STATE:
EMPLOYER:
D
COMMITTEE:

;

'",·

';',·...

4/28/2017
5, AMOUNT RECEIVED
(CHECK IF
MONETARY
OR IN-KIND)

-AGGREG-Iii'E'r6-DATE

$

.........................................
$

0

MONETARY
DIN-KIND

$

.........................................
$

0

MONETARY
DIN-KIND

$

.........................................
$

0

MONETARY
DIN-KIND

$
········································· 0 MONETARY
$
DIN-KIND
$

.........................................
$

6. SUBTOTAL: ITEMIZED CONTRIBUTIONS THIS PAGE (SUM COLUMN 5)

0

MONETARY
DIN-KIND

$
+$
$
$
$

7. SUBTOTAL: ITEMIZED CONTRIBUTIONS ANY ATTACHED PAGES
8, TOTAL: ITEMIZED CONTRIBUTIONS THIS PERIOD (SUM 6 + 7)
9, AMOUNT OF ITEM 8 THAT WAS RECEIVED AS MONETARY CONTRIBUTIONS
10. AMOUNT OF ITEM B THAT WAS RECEIVED AS IN-KIND CONTRIBUTIONS

0.00
480,289,00
480,289.00
479,689.00
600.00
AMOUNT
RECEIVED

B, NON-ITEMIZED CONTRIBUTIONS RECEIVED
(LIST BY CATEGORY, NOT BY INDIVIDUAL CONTRIBUTIONS)
11. TOTAL CONTRIBUTIONS RECEIVED AT FUND-RAISERS AS REPORTED INLINE 8 ON FORM CD1A
12. TOTAL ANONYMOUS CONTRIBUTIONS RECEIVED FROM PERSON GIVING $25 OR LESS
13. TOTAL MONETARY CONTRIBUTIONS RECEIVED FROM PERSONS GIVING $100 OR LESS
14, TOTAL IN-KIND CONTRIBUTIONS RECEIVED FROM PERSONS (NOT COMMITTEES) GIVING $100 OR LESS
C, LOANS RECEIVED
15. NAME AND ADDRESS OF LENDER

.>'-. " '

. _,. . (

16.

$
$
$
$

NAME:
ADDRESS:
CITY I STATE:
18, SUBTOTAL: LOANS THIS PAGE (SUM COLUMN 17)
19. SUBTOTAL: LOANS FROM ANY ATTACHED PAGES
20. TOTAL: LOANS THIS PERIOD (SUM 18 + 19)
21. TOTAL: ALL IN-KIND CONTRIBUTIONS (SUM 10 + 14)
22. TOTAL: ALL MONETARY CONTRIBUTIONS (SUM 9, 11, 12 & 13)
23. MONETARY CONTRIBUTIONS & LOANS RECEIVED REQUIRING A RECORD OF NAME & ADDRESS (SUM 9, 13 & 20)

0.00
0.00
0.00
17, AMOUNT OF LOAN

DATE
RECEIVED

NAME:
ADDRESS:
CITY I STATE:

0.00

(IF MORE THAN $100

ATTACH CD-1B)

$
$
$
$
$
$
$
$

0.00
0.00
0.00
600.00
479 689.00
479,689,00

FORM CD1

 •

.·;:.·-·:;:-·., ..

.
.

MISSOURI ETHICS COMMISSION

CONTRIBUTIONS RECEIVED- SUPPLEMENTAL

PURPOSE: The purpose of the Contributions Received supplement is to provide a printed outline for attaching additional pages to Form CD1
{Contributions Received). This form should be used as additional space for reporting persons contributing more than $100 and for
committee contributions. This form may be reproduced as needed.
Total all itemized contributions at the bottom of the page and carry to item 7 (Subtotal: Itemized Contributions From Any Attached Pages) on

Form

CD~1.

If further information is needed concerning reporting itemized expenditures, see Form CD-1 Instructions.

ITEMIZED CONTRIBUTIONS RECEIVED
FROM COMMITIEES REGARDLESS OF THE AMOUNT, OR FROM PERSONS GIVING
MORE THAN $100 TO A COMMITIEE.

August Busch III
1 Mid Rivers Mall Dr.
St. Louis MO 63376
Retired

Greggory Favre
6494 Scanlan Ave.
St. Louis MO 63139
St. Louis Fire Department -- Fire Captain

Ralph Coti
120 E 61ST Street
New York NY 10065
Coti & Sugrue -- Attorney

Menu Joseph
1218 Coronado Dr.
Laguna Beach CA 92651
Fund Manager

Gray Arch Income Property
1218 Coronado Dr.
Laguna Beach CA 92651

DATE RECEIVED

AMOUNT RECEIVED

·-i\i38rfE"i3iii''Ef6--

(CHECK IF MONETARY
OR IN-KIND)

DATE

$

$

3/9/2015

$

$

249.00

$

15,000.00

249.00

3/9/2015
'''""'""'"''""'"'''''''"'""'"'"''''

$

MONETARY
IN-KIND

15,000.00

$

3/9/2015
................................................

$

................................................

Eric Karlovic
477 Kassie View Court
Des Peres MO 63122
HLK Agency

................................................

$

500.00
MONETARY
IN-KIND

500.00

3/10/2015

$

10,000.00
MONETARY
IN-KIND

10,000.00

3/10/2015

$

1,000.00
MONETARY
IN-KIND

1,000.00

3/9/2015

$

50,000.00
MONETARY
IN-KIND

50,000.00

Robert Lee Reffkin
100 Jane Street
New York NY 10014
Compass -- Founder & CEO

John C. Hauck
1151 Highland Pointe Drive
St. Louis MO 63131
TSI Holding Company -- General Manager

$

3/5/2015

$

25,000.00

$

100,000.00

25,000.00

3/11/2015

................................................

$

100,000.00

TOTAL: ITEMIZED CONTRIBUTIONS
(CARRY TO ITEM 7 "SUBTOTAL' ITEMIZED CONTRIBUTIONS FROM ANY ATIACHED PAGES" ON FORM CD-1)

FORM CD-1 SUPPLEMENTAL

 MISSOURI ETHICS COMMISSION

CONTRIBUTIONS RECEIVED- SUPPLEMENTAL

PURPOSE: The purpose of the Contributions Received supplement is to provide a printed outline for attaching additional pages to Form C01
(Contributions Received). This form should be used as additional space for reporting persons contributing more than $100 and for
committee contributions. This form may be reproduced as needed.
Total all itemized contributions at the bottom of the page and carry to item 7 (Subtotal: Itemized Contributions From Any Attached Pages) on
Form CD-1.
If further information is needed concerning reporting itemized expenditures, see Form CD-1 Instructions.
ITEMIZED CONTRIBUTIONS RECEIVED
FROM COMMITIEES REGARDLESS OF THE AMOUNT, OR FROM PERSONS GIVING
MORE THAN $100 TOA COMMITIEE.

Eric & Sheena Greitens
4522 Maryland Ave
St. Louis MD 63108
The Greitens Group -- CEO

Jeff & Susan Stuerman
950 Weatherstone
St. Charles MO 63304
Stuerman & Company LLC -- President

Mark & Paula Bobak
15 Cricklewood Place
St. Louis MO 63131
Williams Venker & Sanders -- Attorney

Ken Harbaugh
661 W Palm Ave
El Segundo CA 90245-2065
Team Rubicon -- Chief Operations Officer

Frank Kavanaugh
120 Vantis #300
Aliso Viejo CA 92656
Venture Capitalist

DATE RECEIVED

'"i\Ci'GR'E'i3'ArE'ro··

(CHECK IF MONETARY
OR IN-KIND)

DATE

$

2/24/2015

................................................

$

[:EJ

D

50,000.00

$

2/25/2015

................................................

$

50,000.00
MONETARY
IN-KIND

25,000.00
MONETARY
IN-KIND

25,000.00

2/25/2015

$

25,000.00

$

5,001.00

................................................

$

25,000.00

3/4/2015

................................................

$

MONETARY
IN-KIND

5,001.00

$

3/4/2015

................................................

$

................................................

Sean McLaughlin
733 E Whitney Rd
Anchorage AK 99501
Craig Taylor Equipment

................................................

$

3/4/2015

$

[:EJ

D

2,500.00

$

3/4/2015

$

IN-KIND

2,500.00
MONETARY
IN-KIND

1,000.00
MONETARY
IN-KIND

1,000.00

$

3/4/2015

................................................

$

50,000.00

~MONETARY

D

50,000.00

Benjamin Durham
9260 Old Bonhomme Rd.
St. Louis MO 63132-4323
Retired

Scott Glabe
147 Auncient Oak Rd.
Bethlehem CT 06751
Attorney

AMOUNT RECEIVED

50.00
MONETARY
IN-KIND

50.00

TOTAL: ITEMIZED CONTRIBUTIONS
(CARRY TO ITEM 7 "SUBTOTAL: ITEMIZED CONTRIBUTIONS FROM ANY ATTACHED PAGES" ON FORM CD-1)

FORM CD-1 SUPPLEMENTAL

 ·<'!;..,.:
•

..

MISSOURI ETHICS COMMISSION

CONTRIBUTIONS RECEIVED- SUPPLEMENTAL

,,...,_"\'t:~"'y-

PURPOSE: The purpose of the Contributions Received supplement is to provide a printed outline for attaching additional pages to Form CD1
(Contributions Received). This form should be used as additional space for reporting persons contributing more than $100 and for
committee contributions. This form may be reproduced as needed.
Total all itemized contributions at the bottom of the page and carry to item 7 {Subtotal: Itemized Contributions From Any Attached Pages) on

Form CDw1,
If further information is needed concerning reporting itemized expenditures, see Form CD-1 Instructions.

ITEMIZED CONTRIBUTIONS RECEIVED
FROM COMMITTEES REGARDLESS OF THE AMOUNT, OR FROM PERSONS GIVING
MORE THAN $100 TO A COMMITTEE.

·-"Aii"Gf"fEGAi"E"i"o--

Tim Noonan
#26 Westmoreland Place
St. Louis MO 63108
Boeing

Paul Eisenstein
4525 N 22nd Street
Phoenix AZ 85016
Leadership Search Director

$

3/11/2015

$

$

3/13/2015

$

................................................

Kathleen Harbaugh
789 Backhaus Rd.
Pipe Creek TX 78063
Triple H Equitherapy

................................................

10,000.00
MONETARY
IN-KIND

$

................................................

Gregg Berdy
12990 Manchester Road
Des Peres MO 63131
Ophthalmology Associates -- Opthalmologist

................................................

5,500.00
MONETARY
IN-KIND

$

3/23/2015

1,000.00
MONETARY
IN-KIND

1,000.00

3/25/2015

$

$

5,500.00

George H. Walker III
19 Portland Place
St. Louis MO 63108
Retired Ambassador

$

150.00

10,000.00

3/19/2015

$

$

150.00

3/16/2015

$

25,000.00
MONETARY
IN-KIND

25,000.00

3/13/2015

$

5,000.00
MONETARY
IN-KIND

5,000.00

Terry Scariot
116 Sunningdale Drive
Georgetown KY 40324
Remington Partners

Karen Meara
643 Willow Lake court
Weldon Spring MO 63304
RN I Homemaker

(CHECK IF MONETARY
OR IN-KIND)

DATE

Tim and Janet Chestnut

7209 S. South Meadows Road
Spokane WA 99223
Self-Employed -- Physician

AMOUNT RECEIVED

DATE RECEIVED

$

300.00

$

25,000.00

300.00

3/25/2015

................................................

$

25,000.00

TOTAL: ITEMIZED CONTRIBUTIONS
(CARRY TO ITEM 7 "SUBTOTALo ITEMIZED CONTRIBUTIONS FROM ANY ATTACHED PAGES" ON FORM CD-1)

FORM CD-1 SUPPLEMENTAL

 MISSOURI ETHICS COMMISSION

CONTRIBUTIONS RECEIVED- SUPPLEMENTAL

PURPOSE: The purpose of the Contributions Received supplement is to provide a printed outline for attaching additional pages to Form CD1
(Contributions Received). This form should be used as additional space for reporting persons contributing more than $100 and for
committee contributions. This form may be reproduced as needed.
Total all itemized contributions at the bottom of the page and carry to item 7 (Subtotal: Itemized Contributions From Any Attached Pages) on
Form C0~1.
If further information is needed concerning reporting itemized expenditures, see Form CD-11nstructions.
ITEMIZED CONTRIBUTIONS RECEIVED
FROM COMMITTEES REGARDLESS OF THE AMOUNT, OR FROM PERSONS GIVING
MORE THAN $100 TO A COMMITTEE.

George H. Walker III
19 Portland Place
St. Louis MO 63108
Retired Ambassador

William Coppel
85 Waterman Place
St. Louis MO 63112
FirstClearing -- Managing Director

Rodney and Silvette Bullard
592 Kenion Forest Way
Lilburn GA 30047
Chick-fil-a -- VP

Marsha Koski
49 Stoneyside Lane
Olivette MD 63132
Requested -- Requested

DATE RECEIVED

OR IN-KIND)

DATE

$

3/25/2015

$

IJ!':J

10,000.00

D

$

3/25/2015

$

IJ!':J

5,000.00

D

3/26/2015

$

3/27/2015

$

MONETARY
IN-KIND

5,001.00

$

25.00

$

Keith Pellegrini
11702 Tumbrel Court
Fairfax VA 22030
DOD -- U.S. Army

................................................

25.00

CiZJ

MONETARY
DIN-KIND

25.00

................................................

$

25.00
MONETARY
IN-KIND

25.00

$

3/31/2015

$

5,000.00

MONETARY
IN-KIND

3/27/2015

$

MONETARY
IN-KIND

$

25.00

3/27/2015

$

9,000.00

5,001.00

Rebecca Greitens
13320 Windbrooke Lane
St Louis MD 63146
Retired

Terry Franc
19 Briar Cliff Drive
St Louis MO 63124
Self-Employed -- Contractor

(CHECK IF MONETARY

'"i\i3'Gi'fE:i3'iir'Ei'o-·

A. Robert Greitens

13320 Windbrooke Lane
St Louis MD 63146
Retired

AMOUNT RECEIVED

1,000.00
MONETARY
IN-KIND

1,000.00

$

3/31/2015

5,000.00

................................................

$

5,000.00

TOTAL: ITEMIZED CONTRIBUTIONS
(CARRY TO ITEM 7 "SUBTOTAL: ITEMIZED CONTRIBUTIONS FROM ANY ATTACHED PAGES" ON FORM CD-1)

FORM CD-1 SUPPLEMENTAL

 MISSOURI ETHICS COMMISSION

CONTRIBUTIONS RECEIVED- SUPPLEMENTAL

PURPOSE: The purpose of the Contributions Received supplement is to provide a printed outline for attaching additional pages to Form CD1
{Contributions Received). This form should be used as additional space for reporting persons contributing more than $100 and for
committee contributions, This form may be reproduced as needed.
Total all itemized contributions at the bottom of the page and carry to item 7 (Subtotal: Itemized Contributions From Any Attached Pages) on
Form CD-1.
If further information is needed concerning reporting itemized expenditures, see Form CDM1 Instructions.

ITEMIZED CONTRIBUTIONS RECEIVED
FROM COMMITTEES REGARDLESS OF THE AMOUNT, OR FROM PERSONS GIVING
MORE THAN $100 TO A COMMITTEE.

John
Crowley
15 Leonard Court
Princeton NJ 8540
AMICUS Therapeutics -- CEO

Tom Borda
1145 W Lill Avenue
Chicago IL 60614
Competitor Group -- Marketing/Sales

Mason Fink
704 E Maple Ave
Orange CA 92866
Self -- Consultant

Sally Coleman
15111 Isleview Dr
Chesterfield MO 63017
Requested -- Requested

Nancy Martin
7122 Northmoor Drive
St Louis MO 63105
Homemaker

CITY I STATE:
EMPLOYER:

DATE RECEIVED

AMOUNT RECEIVED

""iii3"GR"Efii\1"E"T"6--

(CHECK IF MONETARY
DR IN·KINO)

DATE

................................................

$

''"'''"'"'"''"''"'""'"'"''''"'"'""

1:!1':]

D

100.00

3/31/2015

100.00
MONETARY
IN-KIND

$

10,000.00

$

1,000.00

"'"''"'"'"''"'''""""''"'''"''"'""

$

10,000.00

3/31/2015

................................................

$

MONETARY
IN-KIND

1,000.00

$

3/31/2015

................................................

$

Michael Martinich-Sauer
1225 Claytonia Terrace
Richmond Heights MO 63117
Clark & Sauer, LLC -- Attorney

................................................

$

3/31/2015

$

100.00
MONETARY
IN-KIND

100.00

3/31/2015

$

1,000.00
MONETARY
IN-KIND

1,000.00

................................................

0

$

3/31/2015

$

10,000.00
MONETARY
IN-KIND

10,000.00

Paul Turkeltaub
9112 Fall River Lane
Potomac MD 20854
Retired -- Retired

Danny Laub
6621 Wise Ave
St Louis MO 63139
Greitens for Missouri -- Campaign Manager

$

3/31/2015

$

163.00

$

600.00

163.00

3/1/2015
"'"""'"'"''"''"''"'"'"'""'"'"''''

$

600.00

TOTAL: ITEMIZED CONTRIBUTIONS
(CARRY TO ITEM 7 "SUBTOTAL: ITEMIZED CONTRIBUTIONS FROM ANY ATTACHED PAGES" ON FORM CD-1)

FORM CD-1 SUPPLEMENTAL

 •

Office Use Only

MISSOURI ETHICS COMMISSION

EXPENDITURES AND CONTRIBUTIONS MADE
Instructions on Reverse Side

2. Report Date
4/28/2017

1. Name of Committee
GREITENS FOR MISSOURI

Expenditures of $100 or Less by Category

A.

4. Amount Paid or Incurred

(List Payments to Campaign Workers in Section B Below}

This Period

3. Category of Expenditure

5. Subtotal: Non-Itemized Expenditures This Page (Sum Column 4)
6. Subtotal: Non-Itemized Expenditures Any Attached Pages
7. Total: Non-Itemized Expenditures This Period (Sum 5 + 6)
B.

$

+

10. Purpose- (If

Itemized Expenditures All Over $100
9. Date

And All Payments To Campaign Workers

8. Name and Address of Recipient

Payment was to a
Campaign Worker, Show

11. Amount This Period

$

D
D

Address:
City I State:
Address:

$

Aggregate Paid)

Name:

Name:

D
D

View Supplemental Form(s)

City I State:

D
D

City I State:

12. Subtotal: This Page ( Sum Column 11)
13. Subtotal: Any Attached Pages

$

14. Total: Itemized Expenditures This Period (Sum 12 + 13)

$
$
$
$
$
$

+

15. Total: Monetary Expenditures This Period (Sum 7 + 14)
16. Amount of Line 15 Above which was Paid Out This Period
Including Payments Made by Credit Cards

18. If Committee Made Any In-Kind Expenditures This Period, List Amount
19. Funds Used For Paying Loans/Credit Cards This Period (Attach Form CD1 B- amount goes to Line 5/ Part II)
Contributions Made (Regardless of Amount)

20. Name and Address of Candidate or Committee

21. Date

Name:

Incurred

Name:

D
D

City I State:
Name:

D
D

City I State:

23. Subtotal: This Page (Sum Column 22)
24. Subtotal: Any Attached Pages

27. Total: All Monetary Contributions and Loans Made This Period (Sum 25 + 26)

0.00
27,789.94
27,789.94
27,789.94
23,600.77
4,189.17
0.00
0.00

Monetary

In-Kind
Monetary

In-Kind

$

Address:

26. If Committee Made Any Loans This Period, List Amount

Incurred

$

Address:

25. Total: Monetary Contributions Made This Period

Paid

22. Amount

D
D

City I State:

MO 300-1315 (1 -10)

Paid

$

Address:

28. Total: In-Kind Contributions Made This Period, List Amount

Incurred

$

Address:

17. Amount of line 15 Which Were Expenditures Incurred This Period

Paid

$

Name:

c.

0.00
0.00
0.00

A. By Cash I Check
B. By Credit Card

$
$
$
$
$
$
$

Monetary
In-Kind

0.00
0.00
0.00
0.00
0.00
0.00

Form CD3

 •

.
.

.

.

P,fFI~ig~~;~N\\

ITEMIZED EXPENDITURES OVER $100 SUPPLEMENTAL FORM

ITEMIZED EXPENDITURES ALL OVER $100

AND ALL PAYMENTS TO CAMPAIGN WORKERS
NAME AND ADDRESS OF RECIPIENT

REPORT DATE

4/28/2017
•uKeu_Sc- {lr A"""'

CITY I STATE:
NAME:

P.O. Box 644 68
St. Paul MN 55164
St. Louis Office Furniture

ADDRESS:

419 East Gano
CITY I STATE: St. Louis MO 63147
NAME:

Mental Health Associates PC

ADDRESS:

14 Hortense Place
CITY I STATE: St. Louis MO 63108
NAME:

6621 Wise Avenue
CITY I STATE: St. Louis MO 63139

NAME:

OfficeMax
Office Max #1159

ADDRESS:
CITY I STATE:
NAME:

154 THF Boulevard

2/18/2015

3/2/2015

3/4/2015

CITY I STATE:
NAME:
ADDRESS:
CITY I STATE:
NAME:
ADDRESS:
CITY I STATE:
NAME:
ADDRESS:
CITY I STATE:

Best Buy
Best Buy 11143
178 THf Boulevard
Chesterfield MO 63005

$

Office Equipment

3/5/2015

NAME:

10440 North Central Expressway
CITY I STATE: Dallas TX 75231

NAME:
ADDRESS:
CITY I STATE:
NAME:
ADDRESS:
CITY I STATE:

4,000.00

Incoming wire fees

3/9/2015

INCURRED
PAID

5,000.00

0

INCURRED

$
[J

PAID

0

4 61. 37

INCURRED

$

D
0

$
[J

0

892.80

PAID
INCURRED

151.86

PAID
INCURRED

$

D
0

PAID

4,000.00

INCURRED

D
0

INCURRED

$
[J

PAID

160.00

PAID

40.00

$

0

INCURRED

Publications

$
[]

PAID

$

0

INCURRED

Travel Accomodations

3/12/2015

$
[J

629.70

2,994.24

299.11

PAID

0

INCURRED

$
[J

PAID

$

0

INCURRED

Campaign Worker

$
[]

PAID

0

INCURRED

$

299.11

Rdmbutse 'l'uvel ~ """- addendum

$

TOTAL: ITEMIZED EXPENDITURES ALL OVER $100 AND ALL PAYMENTS TO CAMPAIGN WORKERS
(CARRY TO ITEM 13. "SUBTOTAL: ANY ATIACHED PAGES" ON FORM CD-3)

3,800.00

PAID

3/10/2015

3/23/2015

PAID

$
[J

3/10/2015

Michael Hafner
1001 Raritan
Apt 304
St. Louis MO 63119

INCURRED

INCURRED

Air Travel

3/23/2015

2,631.20

0

40.00

$

Michael Hafner
1001 Raritan
Apt 304
St. Louis MO 63119

0

125.63

PAID

$

Permit fees

$

HOTELS.COM

ADDRESS:

1,044.66

Campaign Worker

NAME:

Left Bank Books
399 N Euclid
CITY I STATE: St. Louis MO 63108

892.80

$

NAME:

ADDRESS:

4 61.37

Office Equipment

NAME:

American Airlines
4333 Amon Carter Blvd
CITY I STATE: Ft. Worth TX 76155

6,509.82

3/5/2015

3/6/2015

PAID

Worker $
[J

$

$

INCURRED

$
[J

D
0

Office Supplies

$

D
0

$

3/5/2015

City of St. Louis
City Hall
1200 Market St
St. Louis MO 63103

ADDRESS:

2,631.20

Campaign

3/5/2015

Carrollton Bank
7911 Forsyth Blvd
CITY I STATE: Clayton MO 63105

$
Rent

3/4/2015

Michael Hafner
1001 Raritan
Apt 304
St. Louis MO 63119

ADDRESS:

Office Furniture

$

Chesterfield MO 63005

Best Buy #143
178 THF Boulevard
Chesterfield MO 63005

$

Checks

$

Best Buy

ADDRESS:

AMOUNT THIS PERIOD

AGGREGATE PAID)

Daniel Laub

ADDRESS:

WAS TO A CAMPAIGN
WORKER, SHOW

DATE

Deluxe Business Systems

ADDRESS:

;

-

NAME OF COMMITIEE
GREITENS FOR MISSOURI

NAME:

C; ' . ,; >
·. ::~':;•> .<.~:
'."] '·:;:< •.. ·. . :;;:{ •
,, ",,_-,
.::·
·:·~~: ·{~,.< ,:-. ., .

MISSOURI ETHICS COMMISSION

8,806.71

$

806.71

4,000.00

-FORM CD3 SUP 8

 •

IOFFJQE_USEONLY
,;
.

.<:·'~:::··::-.

.

.

MISSOURI ETHICS COMMISSION

NAME OF COMMITIEE
GREITENS FOR MISSOURI

ITEMIZED EXPENDITURES ALL OVER $100

AND ALL PAYMENTS TO CAMPAIGN WORKERS
NAME AND ADDRESS OF RECIPIENT
NAME:
ADDRESS:
CITY I STATE:
NAME:
ADDRESS:
CITY I STATE:
NAME:
ADDRESS:
CITY I STATE:

USPS
Marian Oldham Station
4021 Laclede
St. Louis MO 63108

.. :,:,.·,.. •'

3/25/2015

$

D

Postage

$

$

D

Office Supplies

$

0

194.29

$

Credit Card Processing

3/31/2015

NAME:

Relml>ur•e

0

D

~~pen>e>

3/4/2015

$

NAME:

- See Addendu,.

2.86

PAID
INCURRED

68.97

PAID
INCURRED

194. 2 9

PAID
INCURRED

$

0

D

$

....

·.·.·• ···

AMOUNT THIS PERIOD

0

3/25/2015

.

., '!-'

$

Postage

Office Depot
Office Depot f2529
4061 Lindell Blvd
St. Louis MO 63108

Daniel Laub
6621 Wise Ave
CITY I STATE: St Louis MO 63139

UKeuSE: t~F eA Mo"'
WAS TO A CAMPAIGN
WORKER, SHOW
AGGREGATE PAIDl

DATE

3/25/2015

Piyrx, Inc.
144 Second Street
CITY I STATE: San Francisco CA 94105

··

.

4/28/2017

USPS
Marian Oldham Station
4021 Laclede
St, Louis MO 63108

ADDRESS:

.

REPORT DATE

NAME:

ADDRESS:

I ..

ITEMIZED EXPENDITURES OVER $100 SUPPLEMENTAL FORM

··.~

INCURRED

$

0

D

21.38

PAID

PAID

1,509.82

INCURRED

$

ADDRESS:
CITY I STATE:

$

NAME:

D
D

PAID
INCURRED

$

ADDRESS:
CITY I STATE:

$

NAME:

D
D

PAID
INCURRED

$

ADDRESS:
CITY I STATE:

$

NAME:

D
D

PAID
INCURRED

$

ADDRESS:
CITY I STATE:

$

NAME:

D
D

PAID
INCURRED

$

ADDRESS:
CITY I STATE:

$

NAME:

D
D

PAID
INCURRED

$

ADDRESS:
CITY I STATE:

$

NAME:

D
D

PAID
INCURRED

'

$

ADDRESS:
CITY I STATE:

$

NAME:

D
D

PAID
INCURRED

$

ADDRESS:
CITY I STATE:

$

NAME:

D
D

PAID
INCURRED

$

ADDRESS:
CITY I STATE:

$

NAME:

D
D

PAID
INCURRED

$

ADDRESS:
CITY I STATE:

$

D
D

TOTAL: ITEMIZED EXPENDITURES ALL OVER $100 AND ALL PAYMENTS TO CAMPAIGN WORKERS
(CARRY TO ITEM 13. "SUBTOTAL: ANY ATIACHED PAGES" ON FORM CD-3)

$

PAID
INCURRED

-FORM CD3 SUP B

 •

.:;;~:;,:.:, ...

.

Missouri Ethics Commission
ADDENDUM STATEMENT

M.E.C. ID NO. _ _ __::C.::l..::5.::lc:Oc:5c:3:___ _

.. 8~·"

INSTRUCTIONS ON REVERSE SIDE

PURPOSE: Form Addendum should be used for explanation of any additional information needed to complete an accurate filing of this report.

General Addendum:
Expenses for Daniel Laub on March 4, 2015:
office supplies =
138.44; telecommunications = $274.06; Mileage = 524.23;
Transportation, Lodging and Meals = 573.09

General Addendum:
Expenses for Michael Hafner on March 23, 2015: mileage
lodging= 339.46: parking= 36.00

MO 300·1325 (10-06)

431.25;

ADDENDUM STMT

 I.

Filed

APR 2 8 2017

BEFORE THE
MISSOURI ETHICS COMMISSION
MISSOURI ETHICS COMMISSION
Petitioner,

v.
GREITENS FOR MISSOURI and
ERIC GREITENS,

)
)
)
)
)
)
)

Missouri Ethics
Commission

Case No. 16-0107-1

)
Respondents.

)
)

JOINT STIPULATION OF FACTS, WAIVER OF HEARING
BEFORE THE MISSOURI ETHICS COMMISSION,
AND CONSENT ORDER WITH JOINT PROPOSED
FINDINGS OF FACT AND CONCLUSIONS OF LAW
The undersigned parties jointly stipulate to the facts and consent to the action set forth
below. The undersigned Respondents, Greitens for Missouri and Eric Greitens, acknowledge
that they have received and reviewed a copy of the Complaint filed by the Petitioner in this case,
and the parties submit to the jurisdiction of the Missouri Ethics Commission.
The undersigned Respondents fmther acknowledge that they are aware of the various
rights and privileges afforded them by law, including but not Um.ited to: the right to appear and
be represented by counsel; the right to have all allegations against Respondents be proven upon
the record by competent and substantial evidence; the right to cross-examine any witness
appearing against Respondents at a heming; the right to present evidence on Respondents' behalf
at a hearing; and the right to a decision upon the record of a hearing. Being aware of these rights
provided to Respondents by law, the Llndersigned Respondents knowingly and voluntarily waive
each and every one of these rights and freely enter into this Joint Stipulation of Facts. Waiver of

'

!

I

EXHIBIT

I\

 Hearing Before the Missouri Ethics Commission, and Consent Order With Joint Proposed
Findings of Fact and Conclusions of Law, and agree to abide by the terms of this document.
I.

Based upon the foregoing, the Petitioner and the undersigned Respondents jointly
stipulate to the following and request that the Missouri Ethics Commission adopt as its own the
proposed Joint Findings of Fact and tl1e proposed Joint Conclusions of Law, as follows:

JOINT PROPOSED FINDINGS OF FACT
1.

The Missouri Ethics Commission (the "Commission") is an agency of the State of

Missouri established pursuant to § 105.955, RSMo, in part for the purpose of enforcing the
provisions of Chapter 130, RSMo.
2.

Respondent Greitens for Missouri (the "Corrunittee") is a candidate committee

under Chapter 130, RSMo.
3.

Respondent Eric Greitens ("Greitens") was a candidate for Governor of Missouri

in the August 2, 2016 primary election and the November 8, 2016 general election.
4.

Pursuant to Section 105.961, RSMo, the Commission's staff has investigated a

complaint filed with the Commission relating to activities of the Respondents and reported the
investigation's findings to the Commission.
5.

Based upon tl1e report of the Conmlission's staff, the Comnlission determined that

there are reasonable grounds to believe that a violation of law occulTed, and it therefore voted to
refer the matter to Commission counsel pursuant to Section 105.961, RSMo.

 COUNT I
Failure to Report Contribution Received
6.

At a date uncertain but believed by the undersigned parties to be in early 2015, the

Committee received the benefit of a list of prospective donors (the "List"), for which the
Committee did not pay, and which was not expressly contemplated in any contract executed by
the Committee for fundraising or other services. At least one. employee or agent of the
Committee used the List to contact potential donors to the Committee.
7.

The List had a fair market value in excess of One Hundred Dollars ($100.00).

8.

No person acting as an agent of the Committee for purposes of accepting

possession of the List rendered to the Committee's treasurer a detailed account thereof, as
contemplated by 130.036(1), RSMo.
9.

The Committee did not disclose as a contribution received, on the disclosure

report that it tiled for the period during which a Committee employee or agent accepted the List,
the fair market value of the list.
10.

u

its disclosure report that was filed on
List as an

s~

. ,_

from

MA--

On or about -"A"tQp.<"..t''-'\-"":;_-"-g_ _, 2017, the Committee filed an amendment of

.!Sf v ;

in-kind contribution, that the

,w<-

IJr "- ...£ r-e .Q Dollars ($ (. 0

0 · 0 0

(

,.vW-

.$ , 2015, reporting that it received the

valu~

the in-kind contribution was

), and that the contribution was received

 JOINT CONCLUSIONS OF LAW
COUNT I
Failure to Report Contribution Received
1.

Section 130.041.1(3), RSMo reads in pertinent part as follows:
1. Except as provided in subsection 5 of section 130.016, the candidate, if
applicable, a treasurer or deputy treasurer of every committee which is
required to file a statement of organization, shall file a legibly printed or
typed disclosure report of receipts and expenditures. The reports shall be
filed with the appropriate officer designated in section 130.026 at the
times and for the periods prescribed in section 130.046.

Except as

provided in sections 130.049 and 130.050, each report shall set fmth:

(3)

Receipts for the period, including:

(d)

Total dollar value of all in-kind contributions received;

(e)

A separate listing by name and address and employer, or

occupation if self-employed or notation of retirement, of each person from
whom the committee received contributions in money or any other tiling
of value, aggregating more than one hundred dollars, together with the
date and amount of each such contribution.
2.

Section 130.046.1, RSMo sets out the times for filing disclosure reports for

periods prior to an election.

 I·

I

I'
I
II
'

3.

Under Section 130.058, RSMo, the candidate is ultimately responsible for all

reporting requirements for the candidate's committee under Chapter 130, RSMo.
4.

The Commission finds there is probable cause to believe that a violation of §

130.041.1(3), RSMo occurred when the Committee failed to timely disclose the List as an inkind contribution on the disclosure report for the period during which it was received.
Respondents assert that they acted in good faith to comply with Missouri's campaign finance
Jaws.

II.
Based on the foregoing, the parties hereto mutually agree and stipulate that the following
shall constitute the order entered by the Missouri Ethics Commission in this matter. This order
will be effective immediately upon the issuance of the Consent Order of the Missouri Ethics
Commission without further action by any party.
1.

The parties understand that the Petitioner will maintain this Joint Stipulation as an

open and public record of the Missouri Ethics Commission.
2.

The Commission shall issue its Consent Order in the form attached hereto as Exhibit A.
a.

Respondents shall comply with all relevant sections of Chapter 130, RSMo.

b.

It is order of the Missouri Ethics Commission that a fee is imposed against the

Respondent Greitens for Missouri in the amount of $1,000.00 pursuant to § 105.961.4(6), RSMo.
However, if Respondent pays ten percent (10%), of that fee, amounting to $100.00, within fortyfive (45) days after the date of this Order, the remainder of the fee will be stayed, subject to the
provisions below. The fee will be paid by check or money order made payable to the Missouri
Ethics Commission.

 !I .

c.

If either of the Respondents commits any further violation or violations of the

laws under Chapter 130, RSMo, within the two-year period from the date of this Order, then
Respondents will be required to pay the remainder of the fee. The fee would be due immediately
upon final adjudication finding that either of the Respondents had committed such a violation.
3.

The parties consent to the entry of record and approval of this Joint Stipulation

and to the termination of any further proceedings before the Commission based upon the
Complaint filed by the Petitioner in the above action.
4.

Respondents, together with their respective heirs, successors, and assigns, do

hereby waive, release, acquit and forever discharge the Missouri Ethics Commission and its
attorneys of or from any liability, claim, actions, causes of action, fees, costs and expenses, and
compensation, including, but not limited to, a claim for attorney's fees whatsoever which
Respondents or Respondents' attorney may now have or which they may hereafter have, which
is based upon or arise out of the above case.
PETITIONER MISSOURI ETHICS COMMISSION

By:

;1,~hi.A~ ~All",----'-'f-----"-7..-fj -l(

James m r
Executive Director

Date

 RESPONDENT HON. ERIC GREITENS

~
By:

...

ztt,{,,zpf/1-

Y(.~

Hon. Eric Greitens.~Date .

.

By:~-~Apy/1 :J /o)(}-61/(

Michael G. Adams
Attorney for Respondent

Date

RESPONDENT GREITENS FOR MISSOURI

By:~----------------~-­
Jeff Stuerman
Date
Treasurer

By:~~--~-------------­

Michael G. Adams
Attorney for Respondent

Date

7

 RESPONDENT HON. ERIC GREITENS

By: _ _ _ _ _ _ _ _ _ __
Hon. Eric Greitens
Date

By: _________________
Michael G. Adams
Date
Attorney for Respondent

RESPONDENT GREITENS FOR MISSOURI

By:~~ '-{/J-'1(17

Jeff Stu
Treasurer

Date

By~{irh-;

Michael G. Adams
Attorney for Respondent

Date

Ap•; (

~(,J~ '>

7

 f

c

EXHIBIT

\~

NONDJSCLOSURE AGREEMENT (EMPLOYEE)
THIS NONDISCLOSURE AGREEMENT (the "Agreement") is entered into the
and year of _ _, by and between THE CENTER FOR CITIZEN
month of
LEADERSHIP, a Missouri nonprofit c01poration dib/a THE MISSION CONTINUES
(hereinafter referred to as "TMC"), and
, an individual
(hereinafter referred to as "Employee").
WHEREAS, Employee is currently employed by the Company (or desires to
become an employee of the Company); and
WHEREAS, the Company desires that Employee agree not to disclose or misuse
certain confidential information; and
WHEREAS, in consideration of Employee's employment (or such continued
employment, as TMC shall elect to provide) with TMC, Employee is wiiJing to make such
agreements.
NOW, THEREFORE, in consideration of the above-mentioned premises, which
are incorporated into this Agreement as though fully set forth at length herein, and the mutual
promises and covenants of the parties, as hereinafter set forth, the parties agree as follows:

c

I.
Definition of Confidential Information. "Confidential Information" means all
information, tangible or intangible, which is related to the operations, plans, strategies, goals,
fundraising, business, designs, and/or management ofTMC or the subsidiaries and affiliates of
TMC, including, but not by way oflimitation, the following:

(A) personal information of any Mission Continues Fellows, and contact
information for any Mission Continues Fellows;
(B) personal information of any volunteers of TMC, and contact information
for any volunteers ofTMC;
(C)

the identities of any donors or investors, and any personal information of
donors or investors, and any contact information for donors or investors;

(D) the identities of any persons in the Salesforce database of TMC, and any
personal information of any such persons, and any contact information for
any such persons;
(E) personal information of any members of the Board of Advisors of TMC,
and contact infonnation for any members of the Board of Advisors of
TMC;
(F)

personal information of any employees, directors or officers of TMC, and
contact information for any employees, directors or officers ofTMC;
'
(G) information related to or regarding the finances of TMC (including,
without limitation, financial statements, payroll information, tax returns,
fundraising reports, tax exemption filings, and financial data);

 (
(H) infonnation related to or regarding any grant applications and/or any
applications for loans, funding or investment;
(I)

2

plans, lists, databases, marketing and sales practices, projections, trade or
business secrets, identities of consultants or advisors, identities of
contractors, studies, findings, correspondence and similar or dissimilar
information relating to the operations or activities ofTMC.

Non-Disclosure of Confidential Information.

A.
The Employee shall keep all Confidential Infonnation disClosed to or received
by Employee in strict confidence. Employee shall not at any time during Employee's
employment with TMC or at any time after termination or expiration of Employee's
employment with TMC disclose any Confidential Information to any third party, in whole or in
part. Without limiting the generality of the preceding sentence, the disclosure prohibited in the
preceding sentence includes, without limitation, any posting, publishing, or transmission of
Confidential Information on or through social media or on or through the Internet in any
manner. Upon termination or expiration of Employee's employment, all Confidential
Information and all other property of the Company that is in tbe possession or under the control
of Employee shall be returned to Company, and no copies thereof shall be retained by
Empioyee.

B.

Employee shall not be liable for disclosure of Confidential Information if:

(i) TMC specifically authorizes and directs Employee, in the performance of
Employee's duties, to disclose such Confidential Information; or

(ii) Employee discloses the Confidential Information pursuant to any valid and
enforceable subpoena or other judicial compl)lsjon, provided that Employee shall have first
promptly notified the Company of such subpoena or judicial compulsion and given the
Company opportunity to contest or enjoin such disclosure; or
(iii) such Confidential Information has become generally available to the public
without breach by Employee of this Agreement.
3.

Ownership of Intellectual Property Rights.

A.
Employee acknowledges and agrees that all iJitellectual property that is
developed by Employee during the time Employee is employed by TMC, and that is within the
scope of Employee's employment with TMC, is the property ofTMC, including but not limited
to any copyrights or trade secrets. Without limiting the generality of the foregoing, the parties
hereby agree that arty work created by Employee in the scope of Empl9yee's employment shall
be deemed a "work made for hire" under the United States Copyright Act. TMC owns all
intellectual property rights developed by Employee within the scope of Employee's
employment whether developed dUring TMC's work hours, or at other times, whether
developed at TMC's offices or at other locations, whether developed with or without use of
TMC resources, and whether developed for TMC or for someone else.

2

c

 c
B.
Employee agrees to promptly execute all documents (including, without
limitation, any copyright assignments or related documents) requested by TMC in order to
register ownership of such intellectual property rights in the name of TMC (or in any name
designated by TMC) and to otherwise implement the terms of this Agreement, and to otherwise
take such actions as TMC may request in order to protect TMC's rights under this Section.
C.
Unless Employee has first received the prior written consent (by email or letter)
of TMC, Employee shall not use or display any portion of any such intellectual property in
connection with Employee's portfolio, or Employee's website, or otherwise in any context
outside of Employee's employment. TMC shall not unreasonably withhold or delay its consent
for such use or display. TMC may, at any time, revoke such consent if TMC determines that
such use or display is offensive, defamatory, or inappropriate.

c

4.
Remedies. Sections 2 and 3 apply with full force and effect regardless of when,
how or why the employment of Employee is terminated and regardless of the cause of such
termination; and thus, for example, shall continue to apply if Employee voluntarily leaves
his/her employment, if he/she is terminated with or without cause, or if the term of his/her
employment expires, It is mutually agreed that the provisions of Sections 2 and 3 are
reasonable and acceptable to both parties hereto, It is further mutually agreed that such
provisions are necessary to protect the legitimate business interests and charitable purposes of
TMC. With respect to each and every breach or violation by Employee of any or all of such
provisions, TMC, in addition to all other remedies, shall be entitled to enjoin Employee from
the continuance thereof and may apply to any court of competent jurisdiction for entry of a
temporary restraining order or injunction. TMC and Employee acknowledge that the
unauthorized disclosure by Employee of the Confidential Infortnation or any breach or
violation by Employee of the provisions of Sections 2 or 3 would cause irreparable damage to
TMC and that it is difficult to ascertain the nature and extent of such irreparable damage. TMC
may pursue any and all remedies concurrently or consecutively in any order as to any such
breach or violation, and the pursuit of one of such remedies at any time will not be deemed an
election of remedies nor waiver of the right to pursue any and all other remedies.
5.
No Promise by the Company of any Minimum Term of Employment. Nothing
contained in this Agreement shall be deemed to constitute any obligation of TMC to provide
employment to Employee for any specific minimum period of time, or to restrict or limit in any
respect any righis of termination, or remedies, which TMC might otherwise have, in the
absence of this Agreement.
6.
Waiver. No failure in exercising any right, power or privilege hereunder shall
operate as a waiver thereof, nor shall any single or partial exercise thereofpreclude any other or
further exercise thereof or the exercise or any right, power, or privilege hereunder.
7.
Amendments. This Agreement may not be amended or in any manner modified
except by a written instrument signed by both TMC and Employee.
8.
Attorneys' Fees. If TMC commences an action to enforce any of the terms of
this Agreement, TMC shall be entitled to recover its reasonable attorneys' fees and costs from
the Employee,

c

3

 9.
Effect of Unenforceabilitv of Provision. The invalidity or unenforceability of
any provision of this Agreement shall not affect the validity or enforceability of any other
provision of this Agreement, and each provision shall be enforced to the maximum extent
permitted by law.
10.
Controlling Law. This Agreement has been made and entered into under the
laws of the State of Missouri, and said laws shall control the interpretation hereof.
1I.
Countemarts. This Agreement may be signed in any number of counterparts, and
signature to any one counterpart shall be deemed signature to all counterparts, which when taken
together shall constitute one Agreement. This instrument and any amendment hereto may be
executed via facsimile or by e-mail of a PDF, with the same force and effect as "ink''
signatures, and the parties agree that facsimile or PDF execution hereof shall be binding upon
the parties,
IN WITNESS WHEREOF, the parties have executed this Agreement as of the date set
forth above.
THE CENTER FOR C!TlZEN
LEADERSHIP, a Missouri nonprofit
corporation d/b/a THE MISSION
CONTINUES

By:.~~~~~~-------­
Paul Eisenstein, COO

Kn1~-\·c.,\ ~o

Employee\Name (printed

\ \-2...1 -

2..o \ '""2__

1-1 \ C:lr
I

c

Date

4

c

 EXHIBIT

;J

w

NTHE
. . .··~. . . . ·MISSION
.
CONTINUES
S •J .'

~

IT'S NOT A CHARITY. IT'S A CHALLENGE.

The Mission Continues
Team Member Handbook

This Employee Handbook has been tailored expressly for The Mission
Continues by PAYCHE X, Inc.© Copyright PAYCHEX, Inc. 2012. All rights
reserved.

 Letter from our Founder & CEO
Dear Team Members:
When I founded The Mission Continues in 2007, my goal was to
ensure that veterans returning from military service were
challenged to serve and inspire in their communities. With a small
team of board members and staff, we awarded our first fellowship,
and we set off to ensure that our nation recognizes this generation
of veterans as assets.
Since our inception, The Mission Continues' team has grown to
include a national network of Fellows, volunteers, and staff. We
became recognized as one of the most innovative veterans'
organizations in the country by the Draper Richards Kaplan
Foundation, the Manhattan Institute and the Social Venture
Network. As we continue to award Fellowships to outstanding
veterans, our impact will grow at a remarkable pace. In the coming
years I fully expect our reach to be felt by millions.
The hard work and energy from our Team Members has been and
will remain the foundation for every life we touch at The Mission
Continues. You give hope to our Fellows, inspiration to our
donors, and confidence to our partners. Without you, we are
unable to challenge our veterans to serve and lead.
The Team Member Handbook will provide you with policies and
guidelines for our work. However, your most important reference
point should always be our five core values. Each core value is
integral to our culture at The Mission Continues and should serve
as your guide through every decision you make.
I am honored to have you on our team.
In service,

Eric Greitens
Founder and CEO
The Mission Continues

 Care of Donor Records
The impression that donors have of our organization is
based, in part, on the way we care for their records. If
we are careless with their files and records, donors may
conclude that we have the same attitude toward our .
technical work. As professionals, we must respect the
confidence in which we are entrusted and ensure that
donor files are handled with care.
When possible, obtain all material from donor files and
then return the material back to the files. Material should
be returned in the same condition or better than when it
was received.
Under no circumstances should outside requests for
donor material be fulfilled unless prior written permission
is received from your Team Leader.

Care of Equipment
You are expected to demonstrate proper care when
using the organization's property and equipment. No
property may be removed from the premises without the
proper authorization from your Team Leader. If you
lose, break or damage any property, report it to your
Team Leader at once.

21

12/12

 In addition, Team Members may not use our Systems:
•
•
•

•
•
•
•

•
•

To download, save, send or access any
defamatory, discriminatory or obscene material;
To download, save, send or access any music,
audio or video file for personal use;
To download anything from the internet
(including shareware or free software) without
the advance written permission of IT
management;
To download, save, send or access any site or
content that The Mission Continues might deem
"adult entertainment;"
To access any "blog" or otherwise post a
personal opinion on the Internet unrelated to
your work at The Mission Continues;
To solicit Team Members or others unless on
behalf of The Mission Continues;
To attempt or to gain unauthorized or unlawful
access to computers, equipment, networks, or
systems of The Mission Continues or any other
person or entity;
In connection with any infringement of
intellectual property rights, including but not
limited to copyrights; and
In connection with the violation or attempted
violation of any law.

A Team Member may not misrepresent, disguise, or
conceal his or her identity or another's identity in any
way while using Electronic Communications; make
changes to Electronic Communications without clearly
indicating such changes; or use another person's
account, mail box, password, etc. without prior written
approval of the account owner and without identifying
the actual author.
Team Members must always respect intellectual
property rights such as copyrights and trademarks.

27

12/12

 Protecting Organization Information
Protecting our organization's information is the
responsibility of every Team Member, and we all share a
common interest in making sure information is not
improperly or accidentally disclosed. Do not discuss the
organization's confidential business or proprietary
business matters, or share confidential, personal Team
Member information with anyone who does not work for
us such as friends, family members, members of the
media, or other business entities. You are required to
sign a nondisclosure agreement (NDA) as a condition of
your employment, in accordance with state and federal
law.
All telephone calls regarding a current or former Team
Member's position/compensation with our organization
must be forwarded to the Vice President of Finance &
Operations.
The Mission Continues address shall not be used for the
receipt of personal mail. Any exceptions must be
approved by the Vice President of Finance and
Operations in advance.

33

12/12

 c

THEe

GREITENS
GROUP

MEMORANDUM OF UNDERSTANDING
BY

AND

BETWEEN
ERIC GREITENS LLC, D/B/A THE GREITENS GROUP
AND

THE CENTER FOR CITIZEN LEADERSHIP,D/B/A THE MISSION CONTINUES
This memorandllin of understanding (this ''MOU'') is by and between The Mission Continues (as
defmed below) on the one hand and The Greitens Group (as defined below) on the other hand and sets
forth caurln guidelines and rules that must govern the relationship and interactions between The Mission
Continues and The Greitens Group. The purpose of this MOU is to set forth a framework that will: (i)
preserve the nonprofit status of The Mission Continues, (ii) allow The Mission Continues to benefit from
the resources and services of the managers, officers and employees of The Greitens Group and (iii)
confirm that all donations of money, goods, services, time or other resources to The Mission Continues
will continue to be used exclusively for The Mission Continues' stated purpose of enabling veterans
to become citizen leaders, consistent with The Mission Continues' status as a 501(c)(3) nonprofit
corporation and with its bylaws, and for no other pmpose whatsoeve.r.
I.

BACKGROUND TO THE MlSSION CONTINUES AND THE GREITENS GROUP

Upon retwning to the United States from his military deployment to Iraq in April 20fJJ and
having completed his military service obligation, Eric Oreitens began to focus on building a new life as a
civilian. Mr. Greitcns' intention was to build a life of public service that. would aJso include work as a
teacher and an author. Soon after returning home, Mr. Greitens visited with wounded service membexs at
Bethesda Naval Hospital in Bethesda, Maryland. Despite their injuries and disabilities, each service
member that Mr. Greitens met during his visit expressed a clear desire to continue serving their country in
some capacity. Inspired by their determination, in April 20Cf7, Mr. Gzeitens founded The Center for
Citizen Leadership, d/b/a The Mission Continues (''The Mission Continues''), a 501(c)(3) nonprofit
colJ)Oration formed under Missouri law, and donated his combat pay to the organi2ation. Clloosing to set
an example of service for the organization from the outset, Mr. Greitens served as Chief &ecutive Officer
(''CEO") of The Mission Continues without receiving any compensation or employee benefits.
Concurrent with his foWtding of The Mission Continues, Mr. Greitens founded Eric Greitens,
LLC, dlb/a The Greitens Group ("The Greitens Group"), a Missouri limited liability company, with the
intent of establishing an organization through which to separately and exclusively conduct aU of his forprofit work as an author, speaker and teachec.
DC\2308534.4

Upda1ed: December :w12

~
- -lii!IEX~H~IB~IT--.

~

~

\5

 In June 2009, Mr. Gtcitens was awarded a Draper Richards fellowship which enabled him to be
compensated for his work as CEO of The Mission Continues. To date, Mr. Greitens serves as both the
CEO of The Mission Continues and the CEO of The Greitens Group and receives compensation from
both organizations.
IT.

SEPARATE AND DISTINCT PURPOSESOFTHBMISSIONCONT!NUESANDTHE
GREITENSGROUP

The Mission Continues and The Greitens Group have stated poxposes that are separate and distinct
from each other.
As a 501(c)(3) nonprofit coxporation, the poxpose of The Mission Continues is exclusively
charitable, with the bylaws of The Mission Continues stating its puxpose as follows: 'The Mission
Continues challenges veterans to serve and lead in communities across America." The Mission Continues
does not serve the private interests of Mr. Greitens or The Greitens Group. As set forth below in this
MOU, The Mission Continues is speeifically prohibited from advertising or promoting Mr. Greitens'
private business activities (such as his books and pajd speaking events) and from paying for Mr. Greitens'
travel expenses unless such travel specifically relates to The Mission Continues.
The Greitens Group was fanned on July 5, 2007 by Mr. Greitens, as its sole member. The
puxpose of The Greitens Group :is to support and promote the for-profit business activities of Mr.
Greitens that are separate and distinct from his work as CEO of The Mission Continues, including,
without limitation, his literary and media prof'.tle aclivities, paid public speaking events, and thought
leadership efforts. Additionally, The Greitens Group creates and delivers content that helps people to live
lives-and lead others in lives-of high achievement and pmpose.
For the avoidance of doubt, the Mission Continues does not serve or promote the private interests
of Mr. Greitens and The Greitens Group.

ill.

SEPARATE BOARD GOVERNANCEANDMANAGEMENTOFTHBMISSION
CO~ANDTHEGREITENSGROUP

With the exception of Mr. Greitens, each present and future member of the board of directors of
The Mission Continues (the 'TMC Board") (i) will not serve as a manager, officer or employee of The
Greitens Group and (i:i) will not have any managerial or ownership connection to The Greitens Gronp. As
set forth in the bylaws of The Mission Continues, the TMC :Soard must consist of at least three directors
and each director must hold office for a tenn of two (2) years. The TMC Board will observe all
coxporate fonnalities, will hold board meetings at least two times per year and will maintain its own
minute book. Vacancies in the TMC Board existing by reason nf resignation, death, incapacity or
removal before the expiralion of such member's term must be filled by a majority vote of the remaining
directors of the TMC Board.
Similarly, with the exception of Mr. Greitens and his Execulive Assistant, none of the current
and future officers or employees of The Mission Continues will contemporaneously serve as managers,
officers or employees of The Greitens Group. Officers of The Mission Continues are elected by the TMC
:Soard at regular meetings of the TMC Board.
Nothing in this MOU shall be deemed to prohibit The Mission Continues from continuing to
DC\2308534.4

Upcbt~d:

Dtccmbu2012

 pay Mr. Greitens a salary and certain employee benefits that are consistent with Mr. Greitens' experience
and qualifications, provided that such salary and employee benefits are provided solely in rerum for
services provided by Mr. Greitens as CEO of the The Mission Continues.
The Mission Continues, The Greitens Group, Mr. Greltens and Mr. Oreitens' Executive Assistant
have entered into a Cost Allocation Agreomeot, dated December [ e], 2012, (the "Cost Allocation
Agreement") that, among Olher things, governs the allocation of office and employee benefit expenses for
both Mr. Greitens and his Executive Assistant to be paid by The Mission Continues and The Greitens
Group.
The Mission Continues may also pay for Mr. Greitens' travel expenses, bot only if such travel
specifically relates to his duties as CEO of The Mission Continues. Regardless of the benefits received by
The Mission Continues as outlined in Article N below, The Mission Continues shall not pay for Mr.
Greitens' travel for book events, public spealcing events, or for his other private business activities
conducted through The Greltens Group or otherwise.
N.

GUIDELINES FOR RELATIONSHIP BETWEEN THE MISSION CONTINUES AND THE
GRE!l'ENS GROUP

The Mission Continues, while having a separate and distinct purpose and maintaining separate
and independent governance, management and operations from The Oreitens Group, does, on occasion,
receive resources and services from The Gteitens Group by '>irtue of the fact that Mr. Greitens serves as
founder and CEO ofboth m:ganizations.

a. PUBLIC EXPOSURE
Mr. Greitens' role as an author and speaker has belped to increase the general public's
awareness of The Mission Continues. For example, organizations that pay Mr. Oreitens to speak
are attracted to his unique humanitarian, military, and leadership experience and such spealcing
engagements provide Mr. Greitens with the opportunity to both develop awareness of The Mission
Continues and meet with potential donors to The Mission Continues, interested volunteers and
wounded veterans. ln addition, many people who read Mr. Greitens' books or consume
media related to his books have become aware of and supported The Mission Continues.
The benefits derived by The Mission Continues from Mr. Greitens' spealcing engagements,
books and other media are provided to The Mission Continues at no charge and without
e7'PCC!ation of compensation. Such benefits, which are made possible by Mr. Greitens and The
Greitens Group, have enabled The Mission Continues to reach new audiences at an exceptional
rate. They have had a major impact on the e.xceptioual growth of The Mission Continues, and
have fueled awareness <Jf, media attention for, and substantial investments in its work.
Accotdingly, nothing in this MOU shall prohibit Mr. Gteitens or The Greitens Group from
communicating his story and experiences (including, without limitation, his experiences regardjng
The Mission Continues) through speeches, teaching, books and/or other media, even if such
communication is part of his private business activities.

From time to time, Mr. Greitens' participation in a The Mission Continues event or
activity or his role as CEO of The Mission Continues may directly lead to a request for private
business activity on the part of Mr. Oreitens. For the purposes of this Section N(a), a "l'MCGencrated Request" shall mean a request made to Mr. Oreitens or The Oreitens Group for a
private business activity (such as a private spealdng engagement or n book event) that: (i) is made
DC\2300534.4

Updau:d: Decembtr 2012

 by a The Mission Continues donor, sponsor, volunteer, or event participant; and (ii) occnrs
during, or as a direct result of, a The Mission Continues event or activity.

ln the event that a TMC-Generated Request bas been made and The Greitens Group
desires to engage in such private business activity, The Greitens Group must tint mlce the
following actions: (i) promptly notify the COO of The Mission Continues of such TMC·
Generated Request; and (li) cooperate with The Mission Continues to generate a donation
opportunity for The Missino Continues from such TMC-Generated Reqaes~ which cooperation
shall include, Without limitation, a request by The Greltens Group that the requesting party
~ a donation to The Mission Continues (m addition to paying the ttandard fees charged by
The Greitens Group). Provided that the above actions have been complied With, Mr. Greitens and
The Greitens Group shali be pennitted to engage in the private business activity arising out of a
TMC-Generated Request.
If, during Mr. Greitens' employment With The Mission Continues, a third party requests
that Mr. Greitens or The Grcitens Group engage in any activity, on a private basis, that is similar
to any activity that The Mission Continues perfonns, Mr. Greitens and The Greitens Group shall
promptly infOJlll !he COO of The Mission Continues of such request, and neither Mr. Greitens
nor The Greitens Group shall engage in the activity in any manner unless and until the TMC
Boaro specifically approves such engagement in the activity by Mr. Greitens or The Greitens
Group. The parties hereto agree that the private business activities referenced in this MOU (such
as Mr. Greitens' books and paid speaking events) are not similar to or competitive With The
Mission Continues activities.
b. EMPLOYEESERVICES

ln addition to promoting awareness of The Mission Continues through Mr. Greitens'
work in The Greitens Group, certain employees of The Greitens Group donate their time and
services for the benetitof'll!e Mission Continues at no charge.
The following sets forth the rules governing the use of employees of The Greitens
Group for the benefit of The Mission Continues:

l.

Employees of The Greitens Group can, but are not required to, serve as
unpaid volunteers at any volunteer activity of The Mission Continues.

2.

It is also acceptable and encouraged for employees of The Greitens Group to
donate their time and particular expertise to The Mission Continues at no charge.

3.

Where possible and at no charge, The Greitens Group is authorized to use a
media event involving Mr. Greitens nnd hls work to promote awareness of The
Mission Continues. If Mr. Greitens is donating a portion of the proceeds of any
sales from his private business activities to The Mission Continues, this MOU
does not prohlbit Mr. Greitens or The Greitens Group from communicatiog such
fact.

ru set forth in Section V below, employees of The Mission Continues may not donate
their time or services and may not use media content involving The Mission Continues and/or Mr.
Greitens in his role as CEO of The Mission Continues for the benefit of or to promote
DC\23085!14.~

 awareness of The Greitens Group.
c. EXPENSES, OFFICE SPACE, INSURANCE AND BANK ACCOUNTS
l.

2.

Mr. Greitens will, from time to time, bold events for both employees of The
Greltens Group and The Mission Continues. For such events, The Greitens Group
will pay the pro rata costs and expenses for employees of The Greitens Group and
The Mission Continues will pay the pro rata costs and expenses for employees of
The Mission Continues. with such costs and expenses being paid by the The
Greitens Group and The Mission Continues from separately designated bank
accounts.

3.

Mr. Greitens pays for and maintains a contact management system for The
Greitens Group that is separate from the contact management system used by The
Mission Continues. The two organizations do not share contact infOilllation
unless a specific person expressly requests to receive information from the other
organization. In such an event, the third party's contact information can be
forwarded to the other organization. For example, when Mr. Greltens speaks at a
book ev~t and potential donors, volunteers or veterans ask for .information about
The Mission Continues, The Greitens Group is only authorized to pass along the
contsct infolDlation of such individuals to The Mission Continues but is not
authorized to contact such individuals on behalf of The Mission Continues.

4.

All costs, expenses and liabilities of The Greltens Group are incurred and paid
for by The Greitens Group. and its office space is used solely by employees o1
The Greitens Group. All costs, expenses and liabilities o1 The Mission
Continues are incurred and paid for by The Mission Continues, and its office
space is used solely by employees of The Mission Continues. Notwithstanding
the foregoing, because Mr. Greitens and his executive assistant work for
both The Greltens Group and The Mission Continues, their respective expenses
Are shared between the parties hereto pursuant to the Cost Allocation Agreemen~

5.

DC\l301534.4

With the exception of Mr. Greitens and Mr. Greitens' Executive Assistant, each
current and future employee shall work for either The Mission Continues or The
Greltens Group, but not contemporaneously for both organizations.
Notwithstanding the preceding sentence, Mr. Greltens' Executive Assistant
who, among other things, ;s responsible for coordinating his schedule, managing
incoming and outgoing correspondence, handling requests for his lime, and
synchronizing schedules amol)i The Greitens Group staff and The Mission
Continues staff, receives a portion of his/her compensation and b~efib from The
Grelt~s Group and the remaining portion :from The M;ssion Continues pursuant
to the Cost Allocation Agreement Besides Mr. Greltens, this Executive Assistant
is the only employee of either The Greitens Group or The Mission Continues that
receives comp~sation from both The Greitens Group and The Mission Continues.

The Mission Continues maintains separate insurance from The Gxeitens Group
and navs for such insurance sevaratelv. Neither orl!8llization is listed as an
additional insured on the other organization's insurance policies.
Updste& Deceraber 2.0U

 6.

The Greitens Group and The Mission Continues maintain separate bank accounts
do not co-mingle any cash held in such bank accounts. The TMC Board has
ultimate responsibility and general ove.sight of the budget and finances of

The Mission Continues.
d.

DONATIONS

Mr. Greitens and his wife, Sheena Greitens, and The Greitens Groop have made
and will continue to make charitable donations to The Mission Continues. These charitable
donations to The Mission Continues are clearly marlred as "donations."
V.

PROHIBITION OF SERVICES PROVIDED TO THE GREITENS GROUP

The TMC Board, offi= and employees of The Mission Continues are prohibited from
eogaging in any activities of or providing any services to The Greitens Group. In particular, employees
of The Mission Continues must not sell, promote, or advertise any of Mr. Greitens' books or other media,
to include his books The Heart and the F.ist, The Warrior's Hem, and/or S!.tel!gth and Compassion. and
each such person has been given explicit guidance to not meotion Mr. Greitens' books in invitations, on
the website of The Mission Continues, or in any publications issued by The Mission Continues. In
addition, no member of the TMC Board. officer or employee of The Mission Continues is permitted to
promote, advertise, or engage potential clients of The Greitens Group regarding paid speaking
engagements or any other activities. If an employee, officer or board member of The Mission Continues
is approached by a person interested in pursuing any of the aforementioned activities, he or she has been
instructed to refer such person to the Managing Director of The Greiten.s Group, who, in certain cases
described in Section IV(a) above, is required to notify !be COO of The Mission Continues pursuant to
Section JV(a).
VI.

REVIEW AND APPROVALOFMOU

This MOU will be reviewed and approved annually by the TMC Board and Mr. Greitens to en.sure
that it meets !he current needs and requirements of both The Mission Contiimes and The Greitens Group.
This MOU may be amended as necessary and, and if amended, will be submitted for approval to lbe TMC
Board and Mr. Greitens. Both the TMC Board and Mr. Greitens must consent to any amendment to this
MOU in writing before such ameudmeot becomes effective. Each board member of The Mission
Continues 8lld Mr. Greitens must review the MOU annually.

VU.

INSUM

Mr. Greitens is the CEO of The Mission Continues and the CEO of The Greitens Group. The
Mission Continues benefits from the public exposure of its CEO who is eogaged, through his role as CEO
of The Greitens Group, as a speaker, author, and educator. To protect the interests and nonprofit status of
The Mission Continues, employees of The Mission Continues must not use any of its resources, financial
or otherwise, to benefit The Greitens Group in any way. Mr. Greitens will continue to serve as CEO of
The Mission Continues in compliance with the guidelines and rules set forth in this MOU so that The
Mission Continues can continue to grow and empower our veterans to become citizen leaders. Mr.
Greltens may also continue to cause The Greitens Group to donate its time, services and resources for
the benefit of The Mission Continues pursuant to the guidelines set forth in this MOU.
DC\2308534.<4

Updated: December 201.2

 VH.

ENTIRE AGREEMENT; NO TIDRD PARTY BENEFICIARIES.

This MOU consti1ntes the enti!e agreement, and supersedes all prior agreements and understandings,
both written and oral, between tbc parties with respect to the subject matter of this MOU. Except with
respect 10 tbc activities of Mr. Greitens !bat this MOU permits, this MOU is not intended 10 confer upon
any person other than tbc parties .hereiO any rights or remedies.
IX.

COUNfERPARTS

This MOU may be executed in one or more counterpartS, all of which shall be considered one aud
the same agreement, and shall become effective when one or more counterparts liave been signed by each of
tbc parties aod delivered to the other parties.

Updak:d: Decemb u 2012·

 above.

IN WITNESS WHEREOF, the partiC!I hereto have executed this MOU as of the date first written

Title:._______________

[Signature page to Memorandum of Untkrstanding]
DC\23085!14.4

Updattd: Deoember2012

 December [_J, 2012
The Mission Continues
1141 South 1"' Street
St. Louis, Missouri 63104
The Greitens Orou p
1141 south 7'" Street
St. Louis, Missouri 63104
Re:
Cost atlocation agreement regarding the office space and employee benefit expenses
ot Eric Greitens and his executive assistant
Ladies and Gentlemen:
As you lenow, Eric Greirens, CEO of both The Center for Citizen Leadership, d/b/a The Mission
Continues, a S0l(c)(3) nonprofit co~poration formed under Missomi law ('~') and Eric GreHens,
LLC, d/b/a The Oreitens Group, a Missouri limited liability company ("®", and together with TMC,
the ''Parties" and each a "Party"), and his executive assistan~ conduct work for both TMC and GG on a
daily basis. The Parties desire to enter into this cost allocation agreement (this "Agreemenf') to govern
the allocation of certain employment related costs and expenses of Mr. Greitens and his execmive
assistant Pursuant to this Agreement, the Parties hereby agree, as of the date heceof, to allocate the
incmred costs and expenses of (i) Mr. Greitens' and his executive assistant's respective office space, to
include, without limitation, the rent for their respective office space, telephone, internet, electric, and
office supplies and (ii) the employee benefit expenses of Mr. Gre.itens and his executive assistant,
between each other in the manner set forth herein.

I.

Office Space

Each of the Parties conduct their operations out of the same office building, 1141 South 7.. Sttee~
St. Louis, Missouri 63 I 04 (the "Missouri office"). TMC has its own working space in the Mi.uouri office
(the "fMC work space") and GG has its own working space in the Missouri office. Each Party is bllled
separately for monthly rent by 1141 South Seventh Street Master Tenant, LLC, the landlord of the
Missomi office, for such Party's respective work space. Additionally, each Party is biUed separately for
the use of printers, phone and internet. On a daily basis, Mr. Greiteos and his executive assistant each
worlc in the Missouri office space on certain maners for TMC and certain matters for GG. Their
respective offices are part of the TMC work space and, accordingly, comprise a portion ofthe monthly
rent paid by TMC.
II.

Employee Benefit Elgxmses

Mr. Gre.itens currently receives the following employee benefits from TMC: Health, Dental,
Vision and Life Insurance. Mr. Greitens' executive assistant currently receives the fotlowing employee
benefits from TMC: Health, Dental, Vision and Life Insurance.
ill.

Cost Allocation of Office Snace and Emplovee Benefit Expenses

Recognizing that Mr. Greitens and his executive assistant regularly conduct work for both Parties
at the Missouri office, the Parties hereby agree that GG shall rcimburse TMC on an annual basis for (i)
50% of the cost of Mr. Greitens' office and 50% of !be cost of Mr. Gre.itens' executive assistant's office
DC\2351669.5

 and (ii) 50% of Mr. Greitens employee benefit expenses and 50% of the Executive assistant's employee
benefit expense (such annual costs, collectively, tlle "GG Annual Cost Obligation")
The first annual determination of the agg<egate dollar amount of the GG Annual Cost Obllgation
shall be (i) conducted by a quali:fied financial officer of 'IMC within five (5) business days after
December 31, 2012 and (ii) re-determined by a qualified financial officer of TMC at the beginnmg of
each following fJScal year thereafter in tlle manner set fortlJ in clause [I) above.
TMC siWI provide a written notice (tlle "Annual Reimbursement Notice'') to GG no later than
[five (5)] business days after the GG Annual Cost Obligation bas been determined pursuant to the
immediately preceding paragraph. Upon delivery of the Annual Reimbursement Notice, GG will
Ieimbwse TMC, to an account designated by TMC, an amount in immediately funds oonstituting the GG
Annual Cost Obligation.
IV.

Term and Te.rmination

The term of this Agreement .sluill cOllliDMce on January 1, 2013 and shall oootinue tllereafter for
a period of 12 montlls, unless and until terminated as provided hereunder (tlle "'nitial Term''). Upon
expiration of the Initial Tenn, this Agreement shall automatically renew for additional successive one (1)
year terms nnless and until eilher Party provides written notice of non-renewal at least 30 days prior to the
end of the then-current tenn (each a "Renewal Term" and togetller with the Initial Term, the 'Tm"), or
unless and until sooner terminated as provided hereunder.
This Agreement may be terminated prior to the expiration of the Term on written notice:
1. by TMC, if GG fails to pay any amount due to TMC hereunder and such failure

continues for 30 days after GG's receipt of notice of nonpayment; or

2. by either Party at any time upon 30 days' prior written notice to the otber Party.
The expiration or termination of this Agteement, for any reason, shall not release cither Party
from any obligation or liability to the other Party, including any payment obligation that has already
accrued hereunder. Following the teiJnination of this Agreement, TMC will promptly invoice GG for any
outstanding expenses due and owing under this Agreement, and GG shall promptly pay all such
outstanding expenses to TMC.
V.

Miscellwous

This Agreement represeuts the entire understanding between the parties hereto, and supersedes
any and all prior written and oral negotiations, commitments, agreements, arrangements and
understandings among the parties hereto, with respect to the subject matter hereof.
The Parties may at any time by written agreement amend this Agteement, including, without
limitation, roaldng additions !D or deletions from tlle ealculation of the office amounts and benefit
expenses amounts.
This Agreement may be executed in countel]l8rts, each of which shall be considered an original
and all of which taken togetller shall constitute one Agreement binding on both of the parties hereto,
notwithstanding that both parties shall not have signed the same counterpart.

DC\235Jii69.S

 This Agreement shall be governed by and construed in accordance with the laws ci the State of
Missouri without regard to conflicts of law principles.

Very truly yours,

Agreed to os of Ikcember_, 2012:

'20~.

Name:
(.' f7VN
Title:~,f\o@ 01'~

DCI23SI669.S

 Exhibit A
GG Monthly Cost Obligation
The GG Monthly Cost Obligation is calculated as follows:
Step I: The TMC Monthly Rent plus monthly cost ofTMC long distance phone,
and internet (collectively, "expenses") (Rent= $5300 +Long Distance $720 = $6020.00)
divided by the current number of full time employees ofTMC (24)
$250.83 =the cost ofTMC Monthly Rent/expenses per TMC employee

Step 2: Cost ofTMC Monthly Rent/expenses per TMC employee divided by 2
$125.41 =50% of the cost of Mr. Greitens' office that will be reimbursed to
TMC by GG ("Greitens Office Amount")

Step 3: Cost ofGreitens monthly benefit expense divided by 2
$197.17 =50% of the cost of Mr. Greitens' monthly benefit expense that must be
reimbursed to TMC by GG ("Greitens Benefit Expense Amount") (394.34 X
50%=$197.17)

Step 4: Cost ofTMC Monthly Rent/expenses perTMC employee divided by [4]
$125.41 = 50% of the cost of Mr. Greitens' executive assistant's office that
should be reimbursed to TMC by GG ("Executive Assistant Office Amount")
(250.83 X 50%= $125.41)

Step 5: Cost of Executive assistant's monthly benefit expense divided by 2
$187.89 =50% of the cost of Mr. Greitens' executive assistant's monthly benefit
expenses that must be reimbursed to TMC by GG ("Executive Assistant
Benefit Expense Amount") (375.77 X 50%= 187.89)

GG Monthly Cost Obligation= (i) Greitens Office Amount+ (ii) Executive Assistant
Office Amount+ (iii) Greitens Benefit Expense Amount+ (iv) Executive Assistant Benefit
Expense Amount

A-1

 NONDISCLOSURE AGREEMENT (EMPLOYEE)

THIS NONDISCLOSURE AGREEMENT (the ''Agreemenf') is entered into the
month of
and year of _ _, by and between THE CENTER FOR CITIZEN
LEADERSHIP, a Missouri nonprofit corporation d/b/a THE MISSION CONTINUES
(hereinafter referred to as "TMC"), and
, an
individual (hereinafter referred to as ''Employee").
WHEREAS, Employee is currently employed by the Company (or desires to become
an employee of the Company); and
WHEREAS, the Company desires that Employee agree not to disclose or misuse
certain confidential information; and
WHEREAS, in consideration of Employee's employment (or such continued
employment, as TMC shall elect to provide) with TMC, Employee is willing to make such
agreements.
NOW, THEREFORE, in consideration of the above-mentioned premises, which are
incorporated into this Agreement as though fully set forth at length herein, and the mutual
promises and covenants of the parties, as hereinafter set forth, the parties agree as follows:
1. Definition of Confidential Information. "Confidential Information" means all
information, tangible or intangible, which is related to the operations, plans, strategies, goals,
fund raising, business, designs, and/or management of TMC or the subsidiaries and affiliates
ofTMC, including, but not by way of limitation, the following:
(A) personal information of any Mission Continues Fellows, and contact
information for any Mission Continues Fellows;
(B) personal information of any volunteers ofTMC, and contact information
for any volunteers ofTMC;
(C) the identities of any donors or investors, and any personal information of
donors or investors, and any contact information for donors or investors;
(D) the identities of any persons in the Salesforce database of TMC, and any
personal information of any such persons, and any contact information for any such persons;
(E) personal information of any members of the Board of Advisors of TMC,
and contact information for any members of the Board of Advisors ofTMC;

(F) personal information of any employees, directors or officers ofTMC, and
contact information for any employees, directors or officers ofTMC;

(G) information related to or regarding the finances of TMC (including,

•

!

i

EXHIBIT

f(e,

 without limitation, financial statements, payroll information, tax returns, fundraising reports,
tax exemption filings, and financial data);
(H) information related to or regarding any grant applications and/or any
applications for loans, funding or investment;
(I) plans, lists, databases, marketing and sales practices, projections, trade or
business secrets, identities of consultants or advisors, identities of contractors, studies,
findings, correspondence and similar or dissimilar information relating to the operations or
activities ofTMC.

2 Non-Disclosure of Confidential Information.

A. The Employee shall keep all Confidential Information disclosed to or
received by Employee in strict confidence. Employee shall not at any time during Employee's
employment with TMC or at any time after termination or expiration of Employee's
employment with TMC disclose any Confidential lnfonnation to any third party, in whole or
in part. Without limiting the generality of the preceding sentence, the disclosure prohibited in
the preceding sentence includes, without limitation, any posting, publishing, or transmission
of Confidential Information on or through social media or on or through the Internet in any
manner. Upon termination or expiration of Employee's employment, all Confidential
Information and all other property of the Company that is in the possession or under the
control of Employee shall be returned to Company, and no copies thereof shall be retained by
Employee.
B. Employee shall not be liable for disclosure of Confidential Information if:

(i) TMC specifically authorizes and directs Employee, in the
performance of Employee's duties, to disclose such Confidential
Information; or
(ii) Employee discloses the Confidential Information pursuant to any
valid and enforceable subpoena or other judicial compulsion,
provided that Employee shall have first promptly notified the
Company of such subpoena or judicial compulsion and given the
Company opportunity to contest or enjoin such disclosure; or
(iii) such Confidential Information has become generally available to
the public without breach by Employee of this Agreement.
3. Ownership oflntellectual Property Rights.
A. Employee acknowledges and agrees that all intellectual property that is
developed by Employee during the time Employee is employed by TMC, and that is within
the scope of Employee's employment with TMC, is the property of TMC, including but not
limited to any copyrights or trade secrets. Without limiting the generality of the foregoing,
the parties hereby agree that any work created by Employee in the scope of Employee's
employment shall be deemed a "work made for hire" under the United States Copyright Act.
TMC owns all intellectual property rights developed by Employee within the scope of

I

 Employee's employment whether developed during TMC's work hours, or at other times,
whether developed at TMC's offices or at other locations, whether developed with or without
use ofTMC resources, and whether developed for TMC or for someone else.
B. Employee agrees to promptly execute all documents (including, without
limitation, any copyright assigrunents or related documents) requested by TMC in order to
register ownership of such intellectual property rights in the name of TMC (or in any name
designated by TMC) and to otherwise implement the terms of this Agreement, and to
otherwise take such actions as TMC may request in order to protect TMC's rights under this
Section.
C. Unless Employee has first received the prior written consent (by email or
letter) of TMC, Employee shall not use or display any portion of any such intellectual
property in connection with Employee's portfolio, or Employee's website, or otherwise in
any context outside of Employee's employment. TMC shall not unreasonably withhold or
delay its consent for such use or display. TMC may, at any time, revoke such consent ifTMC
determines that such use or display is offensive, defamatory, or inappropriate.
4. Remedies. Sections 2 and 3 apply with full force and effect regardless of when,
how or why the employment of Employee is terminated and regardless of the cause of such
termination; and thus, for example, shall continue to apply if Employee voluntarily leaves
his/her employment, if he/she is terminated with or without cause, or if the term of his/her
employment expires. ·It is mutually agreed that the provisions of Sections 2 and 3 are
reasonable and acceptable to both pa11ies hereto. It is further mutually agreed that such
provisions are necessary to protect the legitimate business interests and charitable purposes of
TMC. With respect to each and every breach or violation by Employee of any or all of such
provisions, TMC, in addition to all other remedies, shall be entitled to enjoin Employee from
_ _ _ _ _ _t,he_c.ontillil.anc.eJlter.eof.and.may_applyJo_any_courLoLc.ompetenLjurisdictionJb.r_entcy_of.."---temporary restraining order or injunction. TMC and Employee acknowledge that the
11nauthorized disclosure by Employee of the Confidential Information or any breach or
violation by Employee of the provisions of Sections 2 or 3 would cause irreparable damage
to TMC and that it is difficult to ascertain the nature and extent of such irreparable damage.
TMC may pursue any and all remedies concurrently or consecutively in any order as to any
such breach or violation, and the pursuit of one of such remedies at any time will not be
deemed an election of remedies nor waiver of the right to pursue any and all other remedies.

5. No Promise by the Company of any Minimum Term of Employment. Nothing
contained in this Agreement shall be deemed to constitute any obligation of TMC to provide
employment to Employee for any specific minimum period of tinle, or to restrict or limit in
any respect any rights of termination, or remedies, which TMC might otherwise have, in the
absence of this Agreement.
6. Waiver. No failure in-exercising any right, power or privilege hereunder shall
operate as a waiver thereof, nor shall any single or partial exercise thereof preclude any other
or further exercise thereof or the exercise or any right, power, or privilege hereunder.
7. Amendments. This Agreement may not be amended or in any manner modified
except by a written instrument signed by both TMC and Employee.

I
---1-

 8. Attorneys' Fees. IfTMC commences an action to enforce any of the tenns of this
Agreement, TMC shall be entitled to recover its reasonable attorneys' fees and costs from the
Employee.

9. Effect of Unenforceability of Provision. The invalidity or unenforceability of any
provision of this Agreement shall not affect the validity or enforceability of any other
provision of this Agreement, and each provision shall be enforced to the maximum extent
pennitted by law.
I 0. Controlling Law. This Agreement has been made and entered into under the laws
of the State of Missouri, and said Jaws shall control the interpretation hereof.
II. Counterparts. This Agreement may be signed in any number of counterparts, and
signature to any one counterpart shall be deemed signature to all counterparts, which when
taken together shall constitute one Agreement. This instrument and any amendment hereto
may be executed via facsimile or by e-mail of a PDF, with the same force and effect as "ink"
signatures, and the parties agree that facsimile or PDF execution hereof shall be binding upon
the parties.
IN WITNESS WHEREOF, the parties have executed this Agreement as of the date set forth
above.

THE CENTER
FOR
CITIZEN
LEADERSHIP, a Missouri nonprofit

~~~;~~ESd/b/a
---

THE

Employee Nar<?te~)

MISSION~=.~~(?___.~.
~e-S1gnature.::====-=
=-~

By:
~--~~----------'
Jack Neyens COO

11/J.-11/2--o/2-

Date

 ...
From:
To:
CC:

Sent:
Subject:
Attac hments:

Reichardt, Lyndsey <lreichardt@missioncontinues.org>
Stevens, Lori <l
>
Kym pton, Spencer <
>;Eric Greitens
<eric.greitens@gmai l.com>;Eric Greitens <egreitens@missioncontinues.org>;Krystal Taylor
<ktaylor@missioncontinues.org>;Lyndsey Hodges <lhodges@missioncontinues.org>
5/19/2014 2:07:03 PM
Re: transition calls- memo and $1 K+ list
5.19.2014 Call List (TMC Transition LH additions).odt

Hi Eric,
Sorry I missed you on April 24th. Lori and I discussed this list. I also added a couple of people whom I think
need a call to a document attached here. Additionally, I went through the $ 1,000+ li st and flagged others you
might want to consider cal li ng. I've included their names at the end of the document, and if you want to call
them , let me know. I am happy to pull phone nu mbers and ensure you have appropriate background on everyone.
Thanks, Eric.
NOTE: 1f you have not called
is also reti ring fro m

yet, she is retiring f rom
at the end of the month.
and that note is included in the docu ment attached to this email.

On Tue, May 13, 20 .14 at 7: l 0 PM, Stevens, Lori <
Hi ,

> w rote:

Krystal and I had talked about Eric letting me know as he makes the call s.
Eric- do you want to send a da.ily update to Spence and me? Or ju st shoot us notes as you complete cal ls?
Any takers on the June lOth gatheri ng or meetings yet?
Thanks !
L

O n Mon, May 12, 20 14 at 1:00PM, Ky mpton, Spencer <
> wrote:
are we tracking progress/compl etion of each of these calls/ invites in some way? will be good to know when
others know, so that follow-on comms are appropriate

On Thu, May 8, 2014 at 6:48PM, Stevens, L ori
Hi Eric,

wrote :

Here is the transition call info ...
I ) Priority call s with background notes. 1 can't for the life of me figure out how to get rid ofKrystal's highlights.
My usual skil ls don't work. So, a little extra color for you:)

•

I

I

EXHIBIT

I]

 2) The $1K+list, thanks to Thalia
3) Service Platoon sponsorship info- reference for Steven Miller, Pete Riehl and Ted Pappendick calls
4) Strategic plan slides- reference for Hauck (Lyndsey sent them to him by mail with a note in February)
5) St. Louis memo from Lyndsey- in case it's helpful context
One thing to consider:
*If you get a strong group responding to the dinner invitation right away, then let's stick with just inviting
and it's important
Bobak,
from the STL LC. Inviting Bobak is key to inviting John
if we invite him.
to invite
*If we don't get the top investors like the
coming, then you might consider inviting the rest of the STL LC plus
include
then, too.

(longshot, I know)
You'd probably need to

* Even if we don't invite them, we'll need to add a round of personal calls from you to them.
(not on the committee any more but fits in this camp),
from you personally.

L
Lori Stevens
Vice President, Growth Strategy and Development
The Mission Continues
Facebook

I Twitter I

Donate

I

CFC# 46324

Spencer Kympton
President
The Mission Continues 165 Broadway, Suite 1803 I New York, NY 10006
Facebook

I Twitter I

Donate

I CFC# 46324

Lori Stevens
Vice President, Growth Strategy and Development
The Mission Continues
Facebook

1Twitter I

Donate

I

CFC# 46324

People like
would want to hear

 '""'
PLEASE NOTE: I recently got married. My new email address is
lreichardt@missioncontinues.org
Lyndsey Hodges Reichardt
Development Director
The Mission Continues 11141 S. 7th Street 1St. Louis, MO 63104
Eacebook

I ~~

~

I CFC# 46324

 A Jl' EXHIBITB
Depopent.--:---:-----:=,--DateLf).- J

~ptr. SJ

WWW.DEPOBOOX..COM

----------Forwarded message---------From: Greitens, Eric <egreitens@missioncontinues.org>
Date: Thu, Apr 24,2014 at 10:59 AM
Subject: The Mission Continues
To: TMC Staff <
>

Team,
It's good to be back from sabbatical. It was a fun and productive time. The most important development is that
Sheena and I are looking forward to welcoming a boy in August!
I know that I'll be meeting with all of you this afternoon. For those of you not in St. Louis, I want to share with you
what I shared with the team here at breakfast this morning:
This summer I'm going to make a transition from being the Founder and CEO to being a Founder and Board
Member.
In that role I'll continue to act as a national ambassador for The Mission Continues, helping to raise funds, promote
stories, and inspire people to serve with us. And like all of our Board members, my job will be--as it always has
been--to support you and the work that you do.
Spence, as President, will be leading The Mission Continues.
Your job, as members of our team, is to continue to be excellent.
I think that we can look back with pride on all that we've accomplished. I started The Mission Continues when I
came back from Iraq a little over 7 years ago. It's amazing to see what we have created. We have an exceptional
team, programs that save and change lives, great financial strength, a wonderful brand, rock solid
operations. You've built something to be proud of, and I'm very proud of where we're at today.
Thank you. I thank all of you who've been a part of The Mission Continues. Serving here over the last 7years has
been one of the most challenging and rewarding experiences of my life; thank you for making these years so rich
and so fulfilling. Working with you has made me wiser, stronger, and better in a hundred ways. I've learned from
all of you.
I also know that we can look forward with confidence. I'd ask all of you to continue to live the values ofThe
Mission Continues. If you live them, and model them, and they live through you, then you'll continue to provide
excellent service to others, while continuing to grow yourselves. And that combination--inner growth and outer
service--is about as close to beauty and magic as I think we can get in a good life.
1

 So thank you, and let's continue to be great together as we take this next step on our journey.
As ever,
Eric

Eric Greitens
Founder & CEO
Executive Assistant I Krystal Taylor I ktavlor@missioncontinues.org
The Mission Continues 11141 S. 7th Street I St. Louis, MO 63104
0: 314·571·61791 F: 314·571·6227
Facebook

I Twitter I

Donate

I CFC#

46324

2

 From: Kympton , Spencer <
Date: Tue, Aug 16, 2016 at 11 :32 PM
Subject: Following up, re: The Mission Continues
To: austin@ericgreitens.com
Cc: John Tien
>

>

Austin,
Sounds like you had a busy day in Aspen. I regret we were unable to connect and I would have preferred that
we talk, but I do need to pass along our concerns.
The Mission Continues is a 501c3 organization, which means that we are both a non-profit and non-partisan
organization . It also means that we operate with strict rules regarding our non-partisanship. Guidance from the
IRS website (link here, and included below), prohibits any 501c3 from directly or indirectly participating in any
political campaign. In particular, and with most relevance, the language states: "Allowing a candidate to use an
organization's assets or facilities will also violate the prohibition if other candidates are not given an equivalent
opportunity ."
The current Greitens advertisement and fundraising campaign (link here) jeopardizes our statu s as a 501 c3 in
that it violates these prohibitions. Namely ,
1) The website link explicitly aligns our trademarked name with a political campaign
effort: https://donate.ericgreitens .com/mission-continues
2) The title of the website video ("Eric Greitens: The Mission Continues"), clearly depicted on a fundraising
page, also creates this linkage.

l

3) The tagline of the video ("Eric Greitens I T he Mission Continues serves thousands of veterans") further
creates this association.
4) The photo of Mission Continues platoon members used in the video is an asset of The Mission Continues
and is not approved for use in political campaign materials .
5) The background of the website link depicts a photo of Eric interacting with current staff of Mission Continues,
in our current offices wi th current Mission Continues branding, thus creating the illusion of a continuing and
formal affiliation with The Mission Continues.
1 acknowledge and appreciate that The Mission Continues is a significant part of Eric's personal story and
professional journey (one that he understandably is proud of), and accordingly, we recognize that he will want
to include The Mission Continues as part of his life's narrative. I know he has done that at numerous
points during his candidacy. However, the use of the assets of The Mission Continues in the ways outlined
above represents a potential violation of our 501 c3 status. I am asking that each of these linkages be removed
from the campaign's website, and that this request also applies to future considerations in the campaign. We
are not objecting to the video because as I said above, Eric's life journey included The Mission Continues and
we appreciate that he is telling his story. What we object to is the campaign's use of the video, its ending frame,
and the associated images and words on the fundraising page.

I am open to follow up with any questions you may have. I have spoken with The Mission Continues Board
Chair, John Tien , about the above requests and he fully concurs with the positions outlined herein and has
asked to be a co-signer to this letter. He and I are happy to join a call or speak with you and/or Eric if you have
any questions about our concerns.
Very best,
Spencer Kympton (President, The Mission Continues)
John Tien (Board Chair, The Mission Continues)

l

Language from IRS website

 The Prohibition on Political Campaign Intervention
Under the Internal Revenue Code, all section 501 (c)(3) organizations are absolutely prohibited from
directly or indirectly participating in, or intervening in, any political campaign on behalf of (or in opposition
to) any candidate for elective public office. The prohibition applies to all campaigns including campaigns
at the federal, state and local level. Violation of this prohibition may result in denial or revocation of taxexempt status and the imposition of certain excise taxes. Those section 501 (c)(3) organizations that are
private foundations are subject to additional restrictions that are not described in this fact sheet.
What is Political Campaign Intervention?
Political campaign intervention includes any and all activities that favor or oppose one or more candidates
for public office. The prohibition extends beyond cand idate endorsements. Contributions to political
campaign funds or public statements of position (verbal or written) made by or on behalf of an
organization in favor of or in opposition to any candidate for public office clearly violate the prohibition on
political campaign intervention. Distributing statements prepared by others that favor or oppose any
candidate for public office will also violate the prohibition. Allowing a candidate to use an organization's
assets or facilities will also violate the prohibition if other candidates are not given an equivalent
opportunity. Although section 501 (c)(3) organizations may engage in some activities to promote voter
registration, encourage voter participation, and provide voter education, they will violate the prohibition on
political campaign intervention if they engage in an activity that favors or opposes any candidate for public
office. Certain activities will require an evaluation of all the facts and circumstances to determine whether
they result in pol itical campaign intervention.
Spencer Kympton
President
The Mission Cont ues I 50 Broad Street. Suite 4041 New York. NY 10004
Facebook

I Twitter I

Donate

I

CFC# 46324

 From : Austin Chambers <ac@ericgreitens.com>
Date: August 18, 2016 at 3:18:24 PM EDT
To :
Cc:
, Michael Adams <
Subject: Greitens Campaign Response
Spencer,
I apologize for the delayed response. I wanted to handle this with the upmost sensitivity and attention to make
sure that The Mission Continues wasn't damaged or harm ed from a legal stand point by the campaign, so I
asked our attorney, Mike Adams, to take a look at the situation. Our goal from the beginning has always been
to protect The Mission Continues, and keep it separate from the campaign . As you know, Eric cares deeply
about protecting the brand and image of TMC.
The review and response from Mike Ada ms on behalf of Greitens for Missouri is attached.
So that you are aware, the vid eo name on the internet has been changed, and the background image of the
fundraising spl ash page is in the process of being swapped out today. The ad will remain on air, and there will
be additi onal advertisements that mentions the great work of The Mission Continues.
If you have any additional questions or points, please let me know.
Thanks ,
AC

l

 From : Kympton, Spencer <
Date: Thu , Aug 18, 2016 at 10:17 PM
Subject: Re: Greitens Campaign Response
To: Austin Chambers <ac@ericqreitens.com>
Cc: John Tien
>, Michael Adams <

>

>

Thanks for your response , Austin, as well as the response from Mike. I appreciate both of your attention on
this.
We'll review thi s in the next day and reconnect with follow-on thoughts or questions.
Very best,
Spencer
On Thu, Aug 18, 2016 at 3:18PM, Austin Chambers <ac@ericgreitens.com> wrote:
Spencer,
I apologize for the delayed response. I wanted to handle this with the upmost sensitivity and attention to make
sure that The Mission Continues wasn't damaged or harmed from a legal stand point by the campaign, so I
asked our attorney, Mike Adams." to take a look at the situation. Our goal from the beginning has always been
to protect The Mission Continues, and keep it separate from the campaign. As you know, Eric cares deeply
about protecting the brand and image of TMC.
The review and response from Mike Adams on behalf of Greitens for Missouri is attached.

l

So that you are aware, the video name on the internet has been changed, and the background image of the
fundraising splash page is in the process of being swapped out today. The ad will remain on air, and there wi ll
be additional advertisements that mentions the great work of The Mission Continues.
If you have any additional questions or points, please let me know.
Thanks,
AC

Austin Chambers
Campaign Manager
Greitens for Governor

314-914-5454

Spencer Kympton
President
The Mission Continues 150 Broad Street, Suite 4041 New York, NY 10004
Facebook 1 Twitter I Donate I CFC# 46324

l

 From:

Eric Greitens [egreitens@missioncontinues.orgJ

Sent:

3/14/2014 9:46:32 PM

To:

ktaylor@missioncontinues.org; dwhitman@greitensgroup.com

Subject:
Attachments:

invite.ics

Invitation:

Tue Mar 18, 201412:30pm- 2pm (ktaylor@missioncontinues.org)

Mee:ung--

Will pull bios on Monday

We have Eric confirmed
held at . . . . . . . . .
Attendees will include:

March 18, at

lllliilllllllilllllliiiiiiiiiiB

When

Tue Mar 18,2014 12:30pm- 2pm Central Time

Calendar

ktaylor@missioncontinues.org

Who

• • • • • • • • • T h e meeting will be

Eric Greitens - creator

dwhitman@greitensgroup.com
Krystal Taylor
Going?

Yes - Maybe -No

more options »

lnvJtation fron1 Goog!e Calendar
You are receiVIng this email at the account ktaylor@rnissioncontinues.org because you are subscribed for imntatwns on calendar
ktayl or@ missi oncontin ue s. or g.
To stop receiving these notifications, please log in to hltps:!NIW'N.google.corn/cal.;;ndar/ and chonge your notification settings for this calendar.

EXHIBIT

i2f)
(t-J3-rK

TMC_Email0181778

 From:
Sent:

To:
Subject:

Taylor, Krystal [ktaylor@missioncontinues.org]
4/1/2014 8:19:16 PM
missioncontinues.org

Please reach me at The Greitens Group Re: March CC Statement- DUE by COB Friday 4/4

Thank you for writing.
I have recently transitioned from The Mission Continues. I continue to support Eric Greitens, and you can now
reach me at The Greitens Group. Feel free to email me at ktaylor@greitensgroup.com for scheduling and
meeting requests.
If you're writing in reference to The Mission Continues, please wlite to one of the emails below:
For general inquires: INFO@MISSIONCONTINUES.ORG
For matters concerning the Fellowship Program: fellowships@missioncontinues.org
Press and media: llesperance@missioncontinues.org
For donation inquiries: development@missioncontinues.org
Thank you,
Krystal

Krystal Taylor
Executive Assistant to Eric Greitens
The Mission Continues 11141 S. 7th Street I St. Louis, MO 63104
O: 314-571-61791 F: 314-571-6227
Facebook 1 Twitter I Donate I CFC# 46324

EXHIBIT

I 3.2. \
L[-

'?:,- )~

TMC_Email0182761

 From:
Sent:

Stevens, Lori

5/8/2014 10:48:30 PM

To:
CC:

Eric Greitens [eric.greitens@gmail.com]; Eric Greitens [egreitens@missioncontinues.org)
Spencer Kympton
]; Krystal Taylor [ktaylor@missioncontinues.org]; lyndsey

Subject:

transition calls- memo and $1K+ list

Attachments:

5.5.2014 Call List [TMC Transition).odt; 2014stlplanoverallmemowupdates4.22.docx; All donors 1K total and up- as
of 5-7-14.xlsx; TheMissionContinuesServicePiatoons-smallerfile-April2014.pdf; Strategic plan 2014-2016 as of
February 2014.pdf

Hodges [lhodges@missioncontinues.org]

Hi Eric,
Here is the transition call info ...
I) Priority calls with background notes. I can't for the life of me figure out how to get rid ofKrystal's
highlights. My usual skills don't work. So, a little extra color for you :)
2) The $1K+ list, thanks to Thalia
3) Service Platoon sponsorship info- reference for

Is

4) Strategic plan slides- reference for 1111111111 (Lyndsey sent them to him by mail with a note in Feb mary)
5) St. Louis memo from Lyndsey- in case it's helpful context
One thing to consider:
*If you get a strong group responding to the dinner invitation right away, then let's stick with just inviting

* If we don't get the top investors like the
coming, then you might consider inviting
include

(longshot, I know)
probably need to

*Even if we don't invite them, we'll need to add a round of personal calls from you to them. People l i k e want to hear
L

Lori Stevens
Vice President, Growth Strategy and Development
The Mission Continues
Facebool<

I Twitter I Donate I CFC# 46324

EXHIBIT

l 3<)_
LJ-.1 "\- !i

TMC _Email0183099

 From: Michael Adams
Sent: Thursday, March 9, 2017 2:44 PM

To: JPletzl?

Subject: RE: Proposed stipulation

Welcome back Mr. Pletz,

Please see my redline attached and let me know your thoughts.

It does not currently include a reference to consultation with an expert, because it states that the fair market
value of the list exceeded the $100 disclosure threshold without delving into further speci?city. If we follow

your original draft and just state, as a. joint stipulation, that the fair market value exceeded the $100 disclosure
threshold, 1 don?t think we need to cite an outside expert for that. However, if we change the document to state a

more precise fair market value, I do think we need to cite the expert to Show where that came Are you

 

suggesting that change, or do you want to keep as?is and leave that matter to the amended disclosure report? I
suppose that depends on what info, and in what form, your client needs in order to sign off on this.

Happy to ask the appraiser what she?d charge for something formal.

Thanks.

NIICHAEL G. ADAMS

 

1300 Ave. NW #190-612

WASMGTON, DC 20004
DIRECT DIAL: (202) 695?8300
FAX: (202) 6958320


This message and any attached materials are intended solely for the use of the. intended recipient and may contain information
that is privileged, con?dential or otherwise exempt from disclosure under applicable law. If the reader of this e-mail is not the
intended recipient or the employee or agent responsible for delivering the message to the intended recipient, you are hereby;r
notified that any dissemination, distribution or copying of this communication is strictiy prohibited. If you have received this
communication in error, please immediately notify us by return email and then delete the original message.

 

 

    

From: im- [melt?WP
Sent: Thursday, March 9, 2017 12:44 

To: Michael Adams <madams@cpbiawgroup.com>
Subject: Re: Proposed stipulation

 

Mr. Adams.

Thank you for that information. With regard to the amount you preposed. I think it would work if we are able to reach
agreement on the rest of the proposed joint stipulation.

Could you send me your redline version so that we can see where we may be on any other issues? it would not need to
include the name of the contributor at this point, but we have been focusing on only one issue without knowing what other
ones, if any, might exist. Would your redline include some reference to a consultation with an expert on these types of
valuations? And could you let me know how much the appraiser would charge or might be likely to charge for giving a
written opinion on the value of the lists?

Jack Pletz

The information transmitted in this e-mail message is intended only for the addressee and may contain CONFIDENTIAL
and/or VILE GED material. Any interception, review, transmission, dissemination, or other use of, or taking of any
action upon this information by persons or entities other than the intended recirpient is UNAUTHORIZED, prohibited by
law and may subject such users to criminal or civil penalty. If you received this communication in error, please (1)
contact the sender above; (2) advise the sender of such receipt; and (3) delete the communication completely from your
computer or network system.

in a message dated 2/27/2017 11:27:07 AM. Central Standard Time, madams@cpblawqroup.com writes:

CONFIDENTIAL AND FOR SETTLEMENT DISCUSSION PURPOSES

 

Mr. Pletz,

Since we corresponded last, I spoke with a prominent national donor list broker/appraiser across the river in
Arlington. in response to my initial request for assistance with an appraisal she stated:

We would need the following in order to prepare a valuation:
List Owner's name
Renter/Buyer's name

Transaction details - one time use, multi use

File Make Up Recency (Donors acquired in the last 12 months) Frequency (are they muiti donors or a one time
gift) Monetary (are they $25, $50+ donors)

1 gave her a call and a brief bit of context (the fields of info the list has. the amounts contributed, the nature of
donors (some individual, some corporate, some charitable) on this matter. Her comments were:

. in the normal course of business a sale or rental of a donor list by a 501(c)(3) organization to a political
organization would be highly unusual (due to charitable donors? expectation of privacy, and the inability
of some charitable donors to give to political organizations) and accordingly the fair market value would
be difficult to estimate

 

 

 

 

The value of a donor?s into is largely dictated by how recently tie/she donated (on this list, we have just a
"sum all gifts" column and no way to tell)

it Her best guess would be a fair market value of seventy-five cents per donor able to contribute to the
political organization, to one dollar twenty-five cents per donor able to contribute to the political
organization, depending on whether the donor last gave to the 501(c)(3) organization, say. two years
ago, versus recently; this fair market value assumed such contribution was significant, i.e. $1,000.00 or
more (which we largely have here)

As a courtesy she offered these comments informally and verbally; did not press but anticipate she would want
to be compensated for any assessment rendered formally and in writing.

if we met in the middle and said a dollar a name, there are approximately 800 $1,000.00+ eligible donors on the
list and we'd be looking at a fair market value of approximately $600.00. Thanks and let me know your thoughts.

MICHAEL G. ADAMS

 

1300 AVE. NW #1904312

WASHINGTON. DC 20004
DIRECT DIAL: (202) 695?8300
FAX: (202) 695?8320



This message and any attached materials are intended solely for the use of the intended recipient and
may contain information that is privileged, confidential or otherwise exempt from disclosure under
applicable law. If the reader of this e-mail is not the intended recipient or the employee or agent
responsible for delivering the message to the intended recipient, you are hereby notified that any
dissemination, distribution or copying of this communication is strictly prohibited. If you have received
this communication in error, please immediately notify us by return email and then delete the original
message.

From: it?letz [mailtonPIet
Sent: Friday, ruary 1 2017 5:12 PM

To: Michael Adams <madams@Cpblawgroup.com>
Subject: Re: Preposed stipulation

 

 

Mr. Adams,

 

You make good points, and i suspect a professional appraiser would take them into consideration.
i believe that we would be able to include something on the valuation method in a ioint stipulation.
Jack Pletz

The information transmitted in this e-mail message is intended only for the addressee and may contain
CONFIDENTIAL and/or PRIVILEGED materiai. Any interception, review, transmission, dissemination, or other
use of, or taking of any action upon this information by persons or entities other than the intended recipient is
UNAUTHORIZED, prohibited bylaw and may subject such users to criminal or civil penalty. If you received this
communication in error, please (1) contact the sender above; (2) advise the sender of such receipt; and
(3) delete the communication completely from your computer or network system

in a message dated 2/10/2017 10:48:21 AM. Central Standard Time, madams@cpbiawdroup.com writes:

Mr. Pietz,

Thanks for your response. The people who perform these appraisals do so for a fee that is, they do
this fora living. They buy, sell. appraise political donor lists; they are like art dealers. i have a bank
client that routinely uses one to appraise lists as collateral to back loans (we're talking millions of donors
on these, not six hundredintroduction and then a quote on an appraisal.

 

i want to reiterate that as a matter of fair market value, and therefore as a matter of law, it is completely
irrelevant whether the buyer/recipient of a donor list is successful or unsuccessful in soliciting its donors.
Pick whatever dictionary you prefer, but Webster's for instance de?nes ?fair market value? as the "price
at which buyers and sellers with a reasonable knowledge of pertinent facts and not acting under any
compulsion are willing to do business.? Fair market value is determined at point of sale. not later. It a
committee receives a donor list, then solicits its donors. and then those donors contribute over more
than one reporting period, how would the committee be able to state an accurate fair market value in its
report for the period in which it received the donor list? Would it be expected to constantly amend that
initial report as the vaiue later fluctuated? The ultimate value to the recipient is a sliding scale, and very
subjective; that?s why in their wisdom Missouri (and every other state, and Congress) elected to use fair
market value as the standard.

I understand the sensitivity to coming up with a vaiue that will be seen as others as reasonable. Once
we agree on a valuation method, we might consider including it in the joint stipulation so that others will
have the benefit of that understanding.

Thank you.

 

 

 

 

MICHAEL G. ADAMS

 

1300 AVE. NW #190-612

DC 20004
DIAL: (202) 895?8300
FAX: (202) 695-8320



This message and any attached materials are intended solely for the use of the intended
recipient and may contain information that is privileged, confidential or otherwise exempt from
disclosure under applicable law. If the reader of this email is not the intended recipient or the
employee or agent responsible for delivering the message to the intended recipient, you are
hereby notified that any dissemination, distribution or copying of this communication is strictly
prohibited. if you have received this communication in error, please immediately notify us by
return email and then delete the original message.

From: JPlet [mailtozlPIet

Sent: Wednesday, February 8, 2017 5:20 PM
To: Michael Adams <madams@cpblaweroup.com>
Subject: Re: Proposed stipulation

Mr. Adams,

Because you have access to persons who have provided valuations of donor lists in the past, my
hope was that you might be able to get one of them to provide a valuation about these lists. At this
point any number that I might come up with for the in-kind contribution would be pretty subjective unless
and until we would engage a professional to provide one. If you, on the other hand, would be able to do
that, and if you would be willing to share it, then an independent basis would exist for the number that
would be reported.

While you make some good points about valuation issues, 1 think that whoever might end up
providing values would want to look at the correlation between the names on the TMC lists and the
names on the contributor list, which would certainly appear to suggest that the lists were useful to
the campaign. And it is also the case that the potential donors to the candidate already had a
relationship with him through his role as the CEO of the prior organization.

 

 

 

One goal of ours would be to arrive at a value in excess of $100. I would think a mutual goal would
be for the committee to report a value that would be seen by others as being reasonable given the
correlation of the contributors to both organizations and the amounts that those persons and entities
contributed to GFM.

Jack Pletz

The information transmitted in this e?mail message is intended only for the addresses and may
contain CONFIDENTIAL and/or material. Any interception, review, transmission,
dissemination, or other use of, or taking of any action upon this information by persons or entities other
than the intended recipient is UNAUTHORIZED, prohibited by law and may subject such users
to criminal or civil penaity. if you received this communication in error, please (1) contact the sender
above; (2) advise the sender of such receipt; and (3) delete the communication compietely from your
computer or network system.

In a message dated 2/8/2017 8:19:35 AM. Central Standard Time, madame?cpblawqroupcom writes:

FOR SETTLEMENT DISCUSSION PURPOSES ONLY

Mr. Pletz,

In my decade-plus specializing in the field of campaign?finance law, having represented two
national committees and numerous campaigns, PACs and other groups, collectively active in
all 50 states, have never come across a list purchase, contribution or exchange in which a
seller sold and a buyer bought information as attenuated as what we?re talking about.

Depending on such factors as how much a donor gave, how recently the donor gave, how
often a donor gave, how much information about the donor a list owner possesses, an item of
donor into might go for two cents apiece, for twenty cents apiece, a dollar apiece it just
depends. have never seen in person, in advisory opinions in any jurisdiction a political
donor list selling information requiring additional legwork on the buyer?s part, which defeats the
purpose of purchasing the iist. A sale of a donor list is a sale of actual donors, actually eligible
to themselves contribute to the buyer.

Following the statutory standard that contribution of anything of value shall be deemed to
have a money value equivalent to the fair market value,? if it?s your understanding that such
tangential information is routinely enough bought and sold in the field of campaign-finance that
there exists an obtainable fair market value for it, please provide the basis for that
understanding, as well as the fair market valuation itself. If your opinion is thatjust somebody
might find some value in such raw material, that?s a subjective standard, one the legislature
rejected by adopting an objective one.

if your goal is to arrive at a value in excess of $100, i think with roughly 600 donors outside of
the ones we?re discussing at present, that remains doable without the Commission going
beyond the realities of political donor-list marketing and setting an unwise and baseless
precedent.

 

 

 

Thank you.

MICHAEL G. ADAMS

 

1300 AVE. NW #190-612

WASHINGTON, DC 20004
DIRECT DIAL: (202) 695-8300
FAX: (202) 695?8320



This message and any attached materials are intended solely for the use of the intended
recipient and may contain information that is privileged, confidential or otherwise
exempt from disclosure under applicabie law. If the reader of this e-maii is not the
intended recipient or the employee or agent responsible for delivering the message to
the intended recipient, you are hereby notified that any dissemination, distribution or
copying of this communication is strictly prohibited. If you have received this
communication in error, please immediately notify us by return email and then delete
the original message.

From:JP etz  [mailto:JPletz 

Sent: Monday, February 6, 2017 1:05 PM
To: Michael Adams <madams@cpblawgroup.com>
Subject: Re: Proposed stipulation

Mr. Adams,

I disagree with your first two points about the value of charitable organizations on potential
donor lists. While it is correct that most charitable organizations themselves cannot make
political contributions, individuals who are connected with those charities often have significant
interest in obtaining access to office holders who may be in a position to affect public policies
critical to their charities. and thus have strong reasons to contribute personally.

 

 

 

 

With regard to individuals listed without mail or email addresses or telephone numbers, when I
did a Google search it did not seem difficult to obtain contact information on some of them
James Berges, Christina Kenneth lnchansti).

While I do not think that a blanket exclusion ofthose listings would be appropriate, i would
think that an expert in valuing potential donor lists could take those things into coinsideration
as he or she is reviewing them.

Jack Pletz

The information transmitted in this e-maii message is intended only for the addressee and
may contain CONFIDENTIAL and/or VILE GED material. Any interception, review,
transmission, dissemination, or other use 012 or taking of any action upon this information by
persons or entities other than the intended recipient is UNAUTHORIZED, prohibited by law
and may subject such users to criminal or civil penalty. if you received this communication in
error, please contact the sender above; (2) advise the sender of such receipt; and
(3) delete the communication completely from your computer or network system

In a message dated 2/3/2017 3:49:34 PM. Central Standard Time,
madams@cpbtawdroup.com writes:

 

FOR SETTLEMENT DISCUSSION PURPOSES ONLY

Mr. Pletz,

Let me see if you agree with my initial thoughts about valuation of the list:

. Information about donors to The Mission Continues that are charitable
organizations which by law cannot make political contributions under any
circumstances should not factor into any analysis of the list's value.
Contribution (technically, grant) history of charitable organizations is irrelevant
to political organizations because political organizations cannot receive
contributions from charitable organizations. Consequently, the second (four-
page) of the three documents that make up the list should be disregarded for
purposes of assessing the list?s value as an in-kind contribution to a political
organization.

0 Likewise, the ten donors to The Mission Continues, referenced in the third
(five?page) of the three documents that make up the list, that are by their
names clearly charitable organizations, should be disregarded for purposes of
assessing the lists value as an in-kind contribution to a political organization.

0 In the first (nine-page) of the three documents that make up the list, individual
donors referenced without any contact information or other information
necessary for identification ofthe donors and solicitation thereof, should be
disregarded for purposes of assessing the list?s value as an in-kind
contribution to a political organization (information that ?John Smith" gave to
The Mission Continues, without more, is useless and accordingly lacks
value). in contrast, however, in the third of the three documents that make up
the list, organizational donors referenced without any contact information or 
other information should not be so disregarded, as an organization can be
identified by name absent other information.

 

 

 

 

 

 

Thank you.

MICHAEL G. ADAMS

 

1300 AVE. NW #1904512

WASHINGTON, DC 20004
DIRECT DIAL: (202 695?8300
FAX: (202) 695?8320



This message and any attached materials are intended 50?er for the use of the
intended recipient and may contain information that is privileged, confidentiai
or otherwise exempt from disclosure under applicable law. If the reader of this
email is not the intended recipient or the employee or agent responsible for
delivering the message to the intended recipient, you are hereby notified that
any dissemination, distribution or copying of this communication is strictly
prohibited. if you have received this communication in error, please
immediately notify us by return emaii and then delete the originai message.

From: JPletz [mailtonPietz

Sent: Thursday, February 2, 2017 5:56 PM
To: Michael Adams <madams@cpblawgroup.com>
Subject: Re: Proposed stipulation

Please see the attached.
Jack Pletz

The information transmitted in this e?mail message is intended only for

the addressee and may contain CONFIDENTIAL and/or material.
Any interception, review, transmission, dissemination, or other use of, or taking
of any action upon this information by persons or entities other than the
intended recipient is UNAUTHORIZED, prohibited by law and may subject such
users to criminal or civil penalty, If you received this communication in error,

 

 

 

 

 

please (1) contact the sender above; (2) advise the sender of such receipt; and
(3) delete the communication completely from your computer or network system.

In a message dated 2/2/2017 1:54:44 PM. Central Standard Time,
madams@cpblawqroup.com writes:

Thanks, please do. is fine. I have a redline of your document on clients
desk; last item to iron out is tilting in the blanks, I believe, and this will help.
Thank you.

From: JPletz [mailto:JP etz

Sent: Thursday, February 2, 2017 2:46 PM
To: Michael Adams <madams@cpblanroup.com>
Subject: Re: Proposed stipulation

Yes, in furtherance of a potential settlement. I could do that by 
attachment, by facsimile, by regular mail, or in some other manner. Please
let me know how you would want me to send it.

Jack Ptetz

The information transmitted in this e?mail message is intended only for

the addressee and may contain CONFIDENTIAL and/or PRIVILEGED
material. Any interception, review, transmission, dissemination, or other use
or: or taking of any action upon this information by persons or entities other
than the intended recipient is UNAUTHORIZED, prohibited by law and may
subject such users to criminal or civil penalty. If you received this
communication in error, please (1) contact the sender above; (2) advise the
sender of such receipt; and (3) delete the communication completely from
your computer or network system.

In a message dated 2/1/2017 11:40:50 AM. Central Standard Time,
madams@cpblawqroup.com writes:

Are you able to provide me with the list?

From: JPlet [malltoziPletz

Sent: Wednesday, February 1, 2017 12:30 PM
To: Michael Adams <madams@cpblawgroup.com>
Subject: Re: Proposed stipulation

Mr. Adams,

 

10

 

 

 

 

 

 

 

 

 

 

 

Could you let me know where things are on this?
Thank you,
Jack Pletz

The information transmitted in this e?mail message is intended
only for the addressee and may contain CONFIDENTIAL and/or
PRIVILE GED material. Any interception, review, transmission,
dissemination, or other use of, or taking of any action upon this
information by persons or entities other than the intended recipient
is UNAUTHORIZED, prohibited by law and may subject such users
to criminal or civil penalty. If you received this communication in
error, please (1) contact the sender above; (2) advise the sender of
such receipt; and (3) delete the communication completeiy from
your computer or network system.

In a message dated 1/19/2017 5:57:07 PM. Central Standard Time,
madame?cnblawqrouocom writes:

Mr. Pletz, thank you. In correspondence with my client,
particularly as to our ability to investigate and ascertain
answers to the factual unknowns. Busy few days with
inaugural events but i should be able to get back to you
next week. If you have this document in Word, I can
provide you feedback in rediine. Thanks.

MICHAEL G. ADAMS

 

1300 AVE. NW #1 90-612

WASHINGTON, DC 20004
DIRECT DIAL: (202) 695-8300
FAX: (202) 895-8320

WEPBLAWGROURCOM

This message and any attached materials are intended
soiely for the use of the intended recipient and may
contain information that is privileged, confidential or
otherwise exempt from disclosure under appticabie

11

 

 

 

 

 

 

 

law. If the reader of this e-mail is not the intended
recipient or the employee or agent responsibie for
delivering the message to the intended recipient, you
are hereby notified that any dissemination, distribution
or copying of this communication is strictly
prohibited. if you have received this communication in
error, please immediately notify us by return email and
then delete the original message.

From: JPletz [mailtonPietzw
Sent: Wednesday, January 18, 2017 12:35 PM

To: Michael Adams <madams@cpbiawgroup.com>
Subject: Proposed stipulation

 

Mr. Adams,

Attached is the proposed joint stipulation that we
discussed.

Any agreement that may be reached between the parties
would be subject to the approvai of the fuli Commission.
which has not yet been consulted on this matter. While it
is anticipated that the Commission would approve this
proposed settiement, i need to make it clear that they
would still need to consider it. Consequently. if this is
something to which your ciients would agree, please
provide the information needed for the completion of
paragraph 9. and we would then ask the Commission for
settlement authority before the amended report would be
filed and the joint stipulation wouid be executed by the
parties.

Also, i need to let you knowthatwhile the fee
amount is. as i now understand it, the most common
settlement amount for failures to timely disclose a given
contribution, it is possible that some members of the
Commission might think that the amount should be
different depending upon the valuation ofthe

contribution. As we have discussed, the amount pegged
for that would aiso be something that would likely get some
discussion, both by Commissioners and. once the
settlement would become public, by others. I know you
have a good deai of experience with valuations of iists of
potential contributors, but it may be somewhat different
here due to the fact that a number of the over 800
contributors to TMC on those lists were likely to be
supportive of GFM. which proved to be correct given that
individuats and entities on the TMC lists made 166
contributions totaling $1 317,387.44 to the campaign.

Please iet me know if this proposal would be acceptabie.

12

 

 

 

 

 

 

 

 

 

 

 

Jack Pletz

The information transmitted in this e?mail message is
intended oniy for the addressee and may contain
CONFIDENTIAL and/or materiai.

Any interception, review, transmission, dissemination, or
other use or: or taking of any action upon this information
by persons or entities other than the intended recipient is
UNAUTHORIZED, prohibited by law and may subject such
users to criminal or civil penalty. if you received this
communication in error, please (1) contact the sender
above; (2) advise the sender of such receipt; and

(3) delete the communication completeiy from your
computer or network system

13

 

BEFORE THE 
snssoonr ETHICS 

Formatted: Different ?rst page header 

 

 

MISSOURI ETI-HCS COMMISSION 

Petitioner, 

v. Case No. 16?010?-1

GRETTENS FOR MISSOURI and 
ERIC GREITENS, 
3
Respondents. 
JOINT STIPULATI ON OF FACTS, OF HEARING
BEFORE THE DHSSOURI ETHICS 
AND CONSENT ORDER JOINT PROPOSED
FINDINGS OF FACT AND CONCLUSIONS 
The undersigned parties jointly stipulate to the facts and consent to the action set forth
below. The undersigned Respondents, Greitens for Missouri anti Eric Greitens,

 

 

acknowledge that they have received and reviewed a copy of the Complaint ?led by the
Petitioner in this case, and the parties submit to the jurisdiction of the Missouri Ethics
Commission.

The undersigi?iecl Respondents state nnequivoeallv that at 311 times thev have acted i1
0, ooci faith to complv with Missouri?s campaian finance laws. and that. notwithstanding their
disam?eement with ce?ain ieeal conciusions of the Commission andf'or its counsel. Respondents

wish to resolve this matter without ?n?ther litigation. Toward that end. Respondents ?st-hes

 

acknowledge that they are aware of the various rights and privileges afforded them by law,
including but. not limited to: the right to appear and be represented by counsel; the right to have

all a?egations against Respondents be proven upon the record by competent and substantial

 

 

 

evidence; the right to cross-examine any witness appearing a-t?t-he?heaa?ng?against Respondents it
a hearing: the tight to present evidence on Re5pondents? behalf at adage hearing: and the right to a
decision upon the record of ?at-lie hearing. Being aware. of these rights provided to- Respondents
by operation-ez??iaw, the undersigned Respondents knowingly and voinntarily waive each and
every one of these rights and freely enter into this Joint Stipulation of Facts, \Vaiver of Healing
Before the Missouri Ethics Commission. and Consent Order wWith Joint Proposed Findings of
Fact and Conclusions of Law, and a game to abide by the terms of this docmnent.
I.

Based upon the foregoing, the Petitioner and the tuldersigned Respondents jointly
stipulate to the following and request that. the Missouri Ethics Commission adopt as its own the
proposed Joint Findings of Fact and the proposed Joint Conclusions of Law, as follows:

JOINT PROPOSED FINDINGS OF FACT

1. The Missouri Ethics Commission (the is an agency of the State of
Missouri established pursuant to 105.955, in part for the pulpose of enforcing the
provisions of Chapter 130, 

2. Respondent Greitens for Missouri (the ??Committee") is a candidate committee

under Chapter 130, RSMO.

 

3. Respondent Eric Greitens (?Greitens?) was a candidate for Governor ofMissouri?t? {Fem-matted: tndent: Left: First line: 0'

 

in
the August 2, 2016 primary election and the November 35-2 2016 general election.
4. Pursuant to Section 105.951, RSMO, the Commission?s staff has investigated a

complaint ?ied with the Commission relating to activities of the Respondents and reported the

investigation?s to the Commission.

5. Based upon the repo? of the ommission?s staff, the Commission detennined that
there are reasonable grounds to believe that a violation of law occurred, and it therefore
mama?voted to refer the matter to Commission nominate?11mm pursuantt

Section 105.9614, RSMO.

 

4" Formatted: Tab stops: Not at 3.25? 

 

 

 

 

 

COUNT I
Failure to Report Contribution Received

6. At a date uncertain but believed bv the undersigned parties to be in earlv 20 I 5. 

 

or about 201__. the Conunittee received the benefit of a list of prosoectiv

donors (the ?List?]. for which the Committee did not Dav. and which was not expressl

 

~13" lForma?ed: indent: Left: First. line: 0?

 

 

contemplated in ans; contract executed bv the Committee for ?mdraising or other services. 
least one employee or agent of the anin?leiml
eon?ibn?Wwil?sg?ist?Wused the List to contact potential donors to the Committee
had a fair market value in excess of On
Hundred Dollars 
8. No person acting as an agent of the for purposes of acceotin

possession of the List rendered to the Committee?s treasurer a detailed account thereof. a

contemplated by 130.036f13. RSMO.

 

33. The Wom?ttee did not disclose as a contribution received; 
the disclosure report that it ?led for th
period during which a Committee emolovee or agent accepted the List. 

more fair market value of the list.

 

$99. On or about 2017, the Committee ?led an amendment 0
its
disclosure report that was ?led on 2013;, reporting that it received __t_11

List as an ill-kind contribution?94W, that the value of the ill-kill

 

e? Formatted: Indent: Left: First line: 0"

 

his

{9

 

 

Formatted: Indent: Left: First ?ne: 0"

 

 

 

 

contribution was Dollars and that the

contribution was received from

 

 

 

 

JOINT CONCLUSIONS OF LAX-V
COUNT I
Failure to Report Contribution Received
Section reads in pertinent part as follows:
1. Except as provided in subsection 5 of section 130.016, the candidate, if
appiicable, a treasurer or deputy treasurer of every cormnittee which is
requited to ?le a statement of organization, shall ?le a Iegibly printed or
typed disclosure report of receipts and expenditures. The reports shall be
?led with the appropriate of?cer designated in section 130.026 at the
times and for the periods prescribed in section 130.046. Except as

provided in sections 130.049 and 130.050, each report shall set forth:





Total dollar value of all contributions received;

A separate listing by name and address and employer, or
occupation if self?employed or notation of retirement. of each person from
whom the committee received contributions in money or any other thing
of value, aggregating more than one hundred dollars, together with the

date and amount of each such contribution.

 

 

 

 

 

{Fe rmatted: Indent: Left: First line: 0?

 

 

 

 

 

 

 

Section 130.058, the candidate is ultimately responsible for all 4* Formatted: Indent: Left: First line: 0'

 

reporting requirements for the candidate?s committee under Chapter 130, RSMO.

The Commission ?nds. and Resgondents do not elect to contest. that
Committee failed to comglv with a?o-lated?? in not we
disclosing the List as ae?an 


II.

Based on the foregoing. the parties hereto mutually agree and stipulate that. the following
shall constitute the order entered by the Missomi Ethics Commission in this matter. This order
will be effective upon the issuance of the Consent Order of the Missouri Ethics

oinmission- without further action by any party.

 

1. The parties understand that the Petitioner will maintain this Joint Stipulation as 311*- Formatted: tndeat: Left: First line: 0"

 

open and public record of the Missomi Ethics Commission.

 

 

 

2. The Commission shall issue its Consent Order in the form attached hereto as 4? Formatted: Indent: Left: First line: 0'
Exhibit A.
?Respondents shall comply with all relevant sections of Chapter 130. RSMO. - ?l Formatted: Indent: Left: 0?

 

 

b. It is order of the Missouri Ethics that a fee is imposed againsb? {Formatteduadent Left: First line: 0'

 

the Respondent Gieitens for Missouri Win the amount of $1,000.00

pursuant to However, if Respondents pays ten percent or

3499:9970f that fee. amounting to $100.00. Within forty-?ve (45) days after the date of this
Order. the remainder of the fee will be stayed, subject to the provisions below. The fee will be
paid by check or moneyr order made payable to the Missouri Ethics Commission.

c. If either of the Respondents any further violation or violations of di
laws under Chapter 130, RSMO, Within the twoyyear period ??om the date of thi_se Older, the 1
Respondents will be required to pa}r the remainder of the fee. The fee would be due immediately
upon ?nal adjudication finding that either of the Respondents had committed such a violation.

3. The parties consent to the entry of record and approval of this Joint Stipulation

 

and to the termination of any further proceedings before the based upon the
Complaint filed by the Petitioner in the above action.
ReSpondents, together with their respective heirs, successors, and assigns, do

hereby waive, release, acquit and forever discharge the Missouri Ethics Commission and its

 

attorneys of or from any claim, actions. causes of action? fees, costs and expenses, and
compensation including but not limited to, a claim for attorney?s fees whatsoever which
Respondents or Respondents? attorney may now have or which they may hereafter have. which

is based upon or arise out of the above case.

 

 

 

 

 

 

 

 

 

 

 

 

 

WWPETIUONER MISSOURI ETHICS Formatted Ind ent: Left First tine: 0' 
COMMSSION ?[Forma?ed: Line spacing: Double 
Formatted: Indent: Left: First lineBy: Formatted: Indent: Left: First line: 0' 
James Kiahi
Date

r?

 

 

 

 

 

 

 

 

 

 

 

Executive Director
-- {Formattedz Indent Left: First line: 0"
John 5' Pletz ?Date . Formatted: Indent: Left: 0"

Attorney for 13etzt1oner
RESPONDENT HON. ERIC GREITENS
B35 
Hon. Eric Gi?eifcns Date Formatted: indent: Left: First line: 0?
EV: 
Iv?chael G. Admns Date

 

Attorney for Respondent

 

RESPONDENT GREITENS FOR MISSOURI

Bv:
Jeff Stuemzan Date
Tmasurer

Bv:
Michael G. Adams Date
Attome-y. for 

 

 

MISSOURI ETHICS COMMISSION
File No. 
ROY TEMPLE
Complainant

V.

ERIC GREITENS
GREITENS FOR MISSOURI
JEFF STUERMAN
DANIEL LAUB



Respondents.

RESPONDENTS ERIC GREITENS, GREITENS FOR MISSOURI, AND JEFF
RESPONSE TO COMPLAINT FILED MARCH 15, 2018

Eric Greitens, Greitens for Missouri, and Jeff Stuennan (hereinafter ?Respondexits?)l

 

hereby respond below to the Complaint ?led by Roy Temple with the Missouri Ethics
Commission (?Corrnnission?) on March 15, 2018 (the ?Complaint?).
Missouri Statutes 130.054(1) provides as follows:
[Ajny natural person may ?le a complaint with the Missouri ethics
commission alleging . . . a violation of the provisions of this chapter
by any candidate for elective Any such complaint shall be
in writing, shall state all facts known by the complainant which
have given rise to the complaint, and shall be sworn to, under
penalty ofperjury, by the complainant.
Thus, only a complaint stating ?facts lmown by the complainant which have given rise to the
complaint" is a valid complaint meriting any action by the Commission other than dismissal.
The Complaint offers several accusatmy legal conclusions but only two purported

?facts?: 1) ?Based on recent news reports, it?s now clear the fundraising list [at issue in

Commission File No. 16-0107?1] was not obtained from Daniel Laub? and 2) ?in addition, other

 

 

The undersigned does not represent respondent Daniel Lamb, but notes that Mr. Laub is not a proper party to this
matter as he is neither a candidate, committee, nor treasurer regulated by the Missouri campaign ?nance code, and
was not a party to Commission File No. 16-01074.

 

 

recent news reporting documents that Greitens campaign [sic] also recieyed [sic] an email list that
has never been reported.? The Complaint then cites ?Exhibit a collection of two news articles,
an cp?ed, and an open letter issued by The Mission Continues. Neither the ?facts? stated nor the
items in Exhibit 1 constitute ?facts known by the complainant.? Moreover, the items in Exhibit 1
do not support the asserted ?facts.?

I. Claim that ?the fundraising list was not obtained from Daniel Lauh.?

The second attached article2 (and the only item offered in evidence that is pertinent to this
claim), from the Saint Louis Post?Dispatch, does not support the Complaint?s ?rst assertion. The
article states that Taylor, whose Linkedln pro?le said she was a vice president at the
Greitens Group at the time, sent the its: to campaign staffers Michael Ha?ier and Danny L'aub on
January 6, 2015, according to [an] email." That is, according to the article, Mr. Laub was in
possession of the list on or about January 6, 2015 several weeks prior to the existence of Greitens
for Missouri, which formed and registered with the Commission on or about February 24, 2015.3
Neither the article nor the Complaint contradicts the representation in Greitens for Missouri?s
amended. report of April 28, 2017, that Mr. Laub provided the donor list to Greitens for Missouri.
Certainly, the Complaint fails to offer any factual basis for the conclusion that Respondents ??led
a ?purposefully? false campaign ?nance report?: not only does the Complaint fail to show the
amended tiling?s inaccuracy, it fails to show that any Respondent knew of any such inaccuracy
prior to ?ling of the amended report.

The Complaint?s theory appears to be that Greitens for Missouri obtained the list from

someone other than Mr. Laub, but the Complaint does not allege or prove that any other particular

 

2 Exhibit 1?s ?rst attachment, an article from the Southeast Missourian, and fourth attachment, the Open letter from
The Mission Continues, make no reference whatsoever to any individual as regarding receipt of the donor list or
alleged email list at issue, and the Commission should disregard these items completely as irrelevant to the
Complaint.
3 For this reason, Respondents dispute the accuracy of the article?s description. of Messrs. Hefner and Leah as
?campaign staffers.?

2

individual other than Mr. Laub provided the list to Greitens for Missouri, or that the actual source
who provided the list to Greitens for Missouri was in fact not Mr. Laub, let alone that Respondents
were aware of either such fact.

ll. Claim that the ?Greitens campaign also recieved isicl an email list that has never
been. reported.?

The atom-referenced Saint Louis Post-Dispatch. article discusses the donor list and also
mentions an ?email list . . . used by the Greitens campaign,? but maintains, or at least operates 011
the assumption, that the ?donor list? and the ?email list? are the some list.

The submitted op?ed by a hostile columnist engages in the same supposition as the
Complaint?s, that a) there was an email list (as opposed to one erect! address; the 013-661 only cites
one alleged recipient of a Greitens for Missouri email), and 13) such lists were separate and each
separately was received as an ill-kind contribution by Greitens for Missouri. The op?ed?s
conclusion, at best, Would constitute hearsay within l'u?aarsayr within hearsay (an exhibit quoting a
columnist, who relies upon an email recipient?s father?s statement, about what the email recipient
said), but does not reach even that dubious level of. reliability, because it offers no factual basis
for the accusation that Greitens for Missouri received any email list separate from the donor list.

As the Commission is aware, the donor list included email addresses. Nothing in the
Complaint or its Exhibit demonstrates that Greitens for Missouri ?also received an email list that
has never been reported.? Finally, even if the Complaint did so demonstrate, any error by Greitens
for Missouri in having neglected to report receipt of such list in 2015 would not constitute a breach
of ReSpondents Eric Greitens and Greitens for Missouri?s settlement agreement with the
Commission, because such error would not be ?any further violation or violations of the laws
under Chapter 130, within the two-year period ?om the date ofthis Order [April 28,

2017]."

 

 

Conclusion

With typical carelessness, perennial complainant Roy Temple offers wild speculation and
baseless accusations of not just errors, but criminal misconduct. Because the Complaint is fatally
de?cient in its failure to meet the minimal statutory standard of stating facts that give rise to a

violation, the Commission must dismiss it.

Respectfully submitted,

  
   

   

  

Michael G. Adam: Esq.
1300 Ave. NW
No. 190-612
Washington, DC 20004
Counsel for Respondents
Eric Greitens, Greitens for Missouri,
and Jeff Stuerman, Treasurer
April 9, 2018