t..:.S. OFFICE OF GO\'ERS~iEl'T ETlllCS

Certification of Ethics i\greement Compliance
(lune 2017 Yersion)

CERTIFICATION OF ETHICS AGREEMENT COMPLIANCE
Senate Confirmed Presidential Appointee
tn lw rnmpkrcd bv t lGF.

a. Appointee's Name:

Kevin J. Mcintyre
to be cnmpk tl'd b1· nc; I:

b. Position Title:

Chairman
to be wrnpldc:d b1 0(; L

1.

Appointee's
Information

c. Agency:

Federal Energy Regulatory Commission
to he c"mplct cd by ( l(; I·.

d. Date Ethics Agreement Signed:

August22,2017
to lie <:<lmpktcd by 0(; I·:

e. Date Confirmed:
f. Due Date for Certification of Ethics

Agreement Compliance:

2.

I completed all of the resignations indicated in
my ethics agreement before I assumed the duties
of my cumnt government position.

Resignations

3.
Divestitures

4.

Managed
Accounts

5.
Interim
Recusals

a. I have completed all of the divestitures
indicated in my ethics agreement. I also
understand that I mqy not repurchase these
assets during my appointment without
OGE '.r prior approval.
b. I have fifed a period transaction report, or
periodic transa<tion reports, (OGE fiorm
278-T) to disclose the completion ofthese
agreed upon divestitures.

If I have a managed account or use the services
of an investment proflssional, I have notijied the
manager or professional of the /imitations
indicated in my ethics agreement. In addition,
I am continuing to monitor p11rchases.
I complied with my interim recusaf obligations
pending the divestitures required '?J my ethics
agreement.

November 2, 2017
ro 1i1· completed bv U(; I'.

February 7, 2018

{!)Yes

QNo

ON/A

{!)Yes

QNo

QN/A

Qves

QNo

{!)NIA

Filing Date(s) of OGE Form 278-T Report(s):

Qves

QNo

{!)NIA

Qves

QNo

{!)NIA

THIS CERTIFICATION WILL BE POSTED FOR PUBLIC VIEWING ON OGE'S WEBSITE.

1

 U.S. OW!CE OF GO\'ERNMENT Ennes
Certification of Ethics Agreement Compliance
0une 201 7 \'ersion)

6.

Recusals

(Note: These
Jact11al statements
describe the
appointee's current
status. Thry are
not intended to
modijj ethics
agreement
commitments or
create new recusal
obligations.)

Kevin J. Mcintyre

a. I am recusingfrom particular matters in

;::Ja1'/no:::./::re;;:~~°J;~:~:~-qffected l!J the matter, unless I have received a
waiver or qualijj far a regulatory exemption.

--- --@Y~~- ---oN~- -

b. I am recusingfrom particular matters in
which a'!Y farmer employer or client I served in
the pastyear is a Parf'Y or represents a parry,
unless I have been authorized under 5 C.F.R.
§ 2635.502(d).
c. I am recusingfrom particular matters in

which af!Y farmer employer or client I served
in the two years prior to my appointment is a
parry or represents a parry, unless I have
received a waiver under Exec. Order 13170.

@Yes

a. I 'received a waiver pursuant to 18 U.S. C.
§ 208.
-----~-..--_...-w.....-------------------•·-----

Date:
Financial interest:
l f yes, indioti: the dat<' of the waiver aml

,__

F·'c=•·'-·.-=··=··~=-=·.~==="'·-·+·= indicaw the fin:tncial interc$tCOVCl'Cd. hy-the.=

Waivers and
Authorizations

....

Wa.1\1 L.'.f,

b. I received a waiver pursuant to Executive
Order 13170.

QYes
Date:

lf yes, indicate the (h1te of the waiver and the
subject of the w,1ivcr (i.e., applicabk p<lntgrnph
nf the ethics plnlµ;c, parties, particlllar tn<Htns,
specific issue ;1rcas, a> <lpplicabk).

Subject:

c. I received an authorization pursuant to
5 C.F.R. § 2635.502(d).

if )T<', indicate datt· of antlwrization and
identify the cnvcn·d person(,;) "1fi ti> whom you
have been authorized (e.g., formn employer,
fnrm.:.:r cl1tnt) :-;pousl·\.:; e1nploy1..·l'~
::ipnu:-;\.»s current dit'tH, etc.).

@Yes
Date: 12/15/17,
Covered person(s):

1/8/18, ,1/12/18

Former Clients AEP, Ameren, Former
Employer Jones Day

d. I received a waiver pursuant to 5 C.F.R.
§ 2635.503(c).

QYes
Date:
Former employer or payer:

l f y(», indicntc the d:ttt' of the wnin·r ;U1d
identify th..: former cmpli•ycr or pap.:r.

THIS CERTIFICATION WILL BE POSTED FOR PUBLIC VIEWING ON OGE'S WEBSITE.

2

 U.S. 0Ff<1CE OF GOVERNMENT Ennes

Kevin J. Mcintyre

Certification of Ethics Agreement Compliance
(June 2017 version)

Q I received it (or it was accelerated)~ nry

a. If I committed that I would
----~~----~·"--·~·~·--'-<---fmfeiLa.fJJUl111:ialintmsJ Of'

- ·'tlssumption ofthe-dmiu of th'Cpusitior1.

pqyment, unless it was
received or accelerated prior to
my assumption of the duties
of the goll(lrnment position:

Payments,
Accelerations,
or Divestitures
Required to be
Completed
Prior to
Entering
Government
Service

b. Financial interest or
payment at issue:

@ I received it (or it was accelerated) i(Jg: my
assumption of the duties of the position.

0

Partnership share for services performed
in 2016 and 2017, through the date of my
withdrawal from the partnership.

I have completed nry initial ethics briefing,
pursuant to 5 C.F.R § 2638.305.

9.
Requirements
for Regular
Appointees

l f you

I farfeited it.

:'peci:tl G<1nrumcn l I
(SC1:·, or orccr h1rdgn Service·\
sckcr: N/.\,

@Yes

QN/A

@Yes

QN/A

Mc: ,1

I have signed the ethics pledge pursuant to
Executive Order 13770.
If v< 1u :ire •1 S(; I·', or c<11:cc.:r I;::;( l or prcrn 1usly
.'i)-'1H:d the ikcl 't:. select N/ ,\,

tohr cumpktcd bv n.ppnintce

10.

I am comp/ying with these requirements as described in
the atijacent box.

Additional
Ethics
Agreement
Requirements,

QYes

11.

Comments of
Appointee

Any intentionally false or misleading statement or response provided in this certification is a violation of law
punishable by a fine or imprisonment, or both, under 18 U.S.C. § 1001..

I certify that the infarmation
I have provided is complete
and acCHrate.

Appointee's Signature:

THIS CERTIFICATION WILL BE POSTED FOR PUB

Date:

3