efile GRAPHIC rint - DO NOT PROCESS As Filed Data - DLN:93493319090577 0MB No 1545-0047 Return of Organization Exempt From Income Tax Form99O Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except foundations) Do not enter social security numbers on this form as It may be made public Information about Form 990 and its InstructIons Is at www IRS qov/form990 ~ 2016 private • • DepJrtnk'nt of the TreJ~un IntemJ! Re\ c"nuc"~en ice For th e 2016 ca en d ar vear, or t ax vear becunnmo 01 -01 -2016 , an d en d"mo 12 -31 -2016 C Name of organization B Check 1fapplicable EDISONELECTRICINSTITUTEINC D Address change D Name change Doing business as D In1t1alreturn Final l:il,tu rn/term1nated Number and street (or PO box 1fmall Is not delivered to street address) Room/suite D Amended return 701 PENNSYLVANIA AVENUENW D Appl1cat1onpending City or town, state or province, country, and ZIP or foreign postal code WASHINGTON,DC 200042696 Open to Public Inspection A I F Name and address of principal officer THOMAS R KUHN 701 PENNSYLVANIA AVENUE NW WASHINGTON, DC 200042696 I Tax-exempt status J Website: • • 50l(c)(3) ~ 50l(c) ( 6 ) ,,._ H(b) D 4947(a)(l) or • 527 H(c) WWW EEi ORG K Form of organIzatIon ~ Corporation D -:r. • (insert no ) H(a) Trust D Assoc1at1onD Other • D Employer 1dent1f1cat1on number 13-0659550 E Telephone number (202) 508-5000 G Gross receipts$ 335,769,734 Is this a group return for subordinates? DYes ~No Are all subordinates DYes DNo included? If "No," attach a 11st (see 1nstruct1ons) Group exemption number • IM State of legal dom1c1leVA L Year of formation 1933 Summary 1 Briefly describe the organization's mIssIon or most s1gn1f1cant actIvItIes TO PROVIDE A FORUM FOR THE ELECTRIC UTILITY INDUSTRY w ~ ~ = a, > • 2 3 Check this box D 1f the organIzatIon d1scont1nued its operations or disposed of more than 25% of its net asse s Number of voting members of the governing body (Part VI, line la) 3 ,•, 4 Number of independent ~ u ct 5 Total number of 1nd1v1duals employed in calendar year 2016 (Part V, line 2a) 0 ~ >6 a, voting members of the governing 6 Total number of volunteers 7a Total unrelated (estimate body (Part VI, line lb) 63 5 232 6 1f necessary) business taxable income from Form 990-T, line 34 ~ Q, > ,,, C: 8 Contributions 9 Program service revenue (Part VIII, line 2g) 10 Investment 0 ~ V, ~ l income (Part VIII, column (A), lines 3, 4, and 7d ) Grants and s1m1lar amounts paid (Part IX, column (A), lines 1-3 ) 14 Benefits paid to or for members (Part IX, column (A), line 4) 15 Salaries, other compensation, 19 0 40,002,177 41,511,291 0 0 •O 47,331,265 51,113,201 90,378,149 96,951,315 -300,124 line 18 from line 12 ~; tl 4,326,823 0 employee benefits (Part IX, column (A), lines 5-10) Subtract 96,524,031 3,044,707 Add lines 13-17 (must equal Part IX, column (A), line 25) Revenue less expenses 0 90,078,025 Other expenses (Part IX, column (A), lines 1 la-1 ld, 11f-24e) 18 Total expenses 2,339,878 0 16a Professional fundra1sing fees (Part IX, column (A), line lle) b Total fundra1s1ngexpenses (Part IX, column (D), line 25) 94,184,153 1,352,068 11 (must equal Part VIII, column (A), line 12) 13 17 0 88,725,957 11 Other revenue (Part VIII, column (A), lines 5, 6d, Sc, 9c, 10c, and lle) lines 8 through 0 Current Year and grants (Part VIII, line lh) 12 Total revenue-add 595,628 7b Prior Year (), ::;; 100 7a business revenue from Part VIII, column (C), line 12 b Net unrelated 63 4 -427,284 Beginning of Current Year End of Year 2! ~ C'C ~cl! 20 Total assets (Part X, line 16) 138,441,558 136,459,383 -2! ~::;; 21 Total liab1l1t1es(Part X, line 26) 112,031,823 105,971,469 26,409,735 30,487,914 1 ~ >I**""* Sign Here 2017-11-15 Date rs1gnature of officer ~JOHNS SCHLENKERTREASURER/CFO Type or print name and title Paid Preparer Use Only Print/Type preparer's name DAVID TRIMNER Firm's name Firm's address IPreparer's signature DAVID TRIMNER • CLIFTONLARSONALLENLLP • 901 N GLEBEROADSUITE200 IDate • I Check 1f PTIN P00444822 self-emnloved Firm's EIN 41-0746749 • Phone no (571) 227-9500 ARLINGTON,VA 22203 May the IRS discuss this return with the preparer shown above? (see instructions) For Paperwork Reduction Act Notice, see the separate instructions. ~Yes Cat No 11282Y DNo Form 990 (2016) Form 990 (2016) •@f ffi 1 Page 2 Statement of Program Service Accomplishments Check 1f Schedule O contains a response or note to any line in this Part III Briefly describe the organization's mIssIon EDISON ELECTRIC INSTITUTE INC IS THE ASSOCIATION OF AMERICA'S SHAREHOLDER-OWNED ELECTRIC UTILITIES THE INSTITUTE PROVIDES AUTHORITATIVE ANALYSIS AND CRITICAL INDUSTRY DATA TO ITS MEMBERS, CONGRESS, GOVERNMENT AGENCIES, THE FINANCIAL COMMUNITY, AND OTHER INFLUENTIAL AUDIENCES 2 Did the organIzatIon undertake any s1gn1f1cantprogram services during the year which were not listed on Dves the prior Form 990 or 990-EZ? ~ No If "Yes," describe these new services on Schedule 0 3 Did the organIzatIon cease conducting, or make s1gnif1cant changes in how It conducts, any program Dves services? ~ No If "Yes," describe these changes on Schedule 0 4 4a Describe the organization's program service accomplishments for each of its three largest program services, as measured by expenses Section 501(c)(3) and 501(c)(4) organIzatIons are required to report the amount of grants and allocations to others, the total expenses, and revenue, 1f any, for each program service reported (Code ) ( Expenses $ 1nclud1ng grants of$ ) (Revenue$ ) ( Expenses $ 1nclud1ng grants of$ ) (Revenue$ ) ( Expenses $ 1nclud1ng grants of$ ) (Revenue$ See Add1t1onal Data 4b (Code See Add1t1onal Data 4c (Code See Add1t1onal Data 4d Other program services (Describe in Schedule O ) (Expenses$ 4e Total program including grants of$ service expenses ) (Revenue$ • Form 990 (2016) Form 990 (2016) Page 3 -~1..i--·•- Checklist of Required Schedules 1 Yes Is the organ1zat1on described 1n section 501(c)(3) Schedule A or 4947(a)(1) If "Yes," complete (other than a private foundation)? No 1 2 Is the organ1zat1on required to complete Schedule B, Schedule of Contnbutors 3 Did the organ1zat1on engage in direct or 1nd1rect political campaign act1v1t1es on behalf of or in oppos1t1on to candidates for public office? If "Yes," complete Schedule C, Part I 4 (see instructions)? 2 '!i.l . Section 501(c)(3) No No No 3 organizations. Did the organ1zat1on engage in lobbying act1v1t1es, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part II 4 5 Is the organ1zat1on a section 501(c)(4), 501(c)(5), or 501(c)(6) organ1zat1on that receives membership assessments, or s1m1lar amounts as defined 1n Revenue Procedure 98-19? If "Yes," complete Schedule C, Part III 5 6 Did the organ1zat1on maintain any donor advised funds or any s1m1lar funds or accounts for which donors have the right to provide advice on the d1stribut1on or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part I 6 Did the organ1zat1on receive or hold a conservation easement, 1nclud1ng easements to preserve open space, the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II 7 No Did the organ1zat1on maintain collections of works of art, historical treasures, If "Yes," complete Schedule D, Part III '!i.l . 8 No 9 No 10 No dues, '!i.l '!i.l . 7 8 9 '!i.l Did the organ1zat1on report an amount 1n Part X, line 21 for escrow or custodial account l1ab11ity, serve as a custodian for amounts not listed 1n Part X, or provide credit counseling, debt management, credit repair, or debt negot1at1on serv1ces?If "Yes," complete Schedule D, Part IV 10 Did the organ1zat1on, directly or through a related organ1zat1on, hold assets 1n temporarily permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part V 11 If the organ1zat1on's answer to any of the following or X as applicable restricted '!i.l . endowments, questions 1s "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, Did the organ1zat1on report an amount for land, buildings, and equipment If "Yes," complete Schedule D, Part VI '!i.l . b Did the organ1zat1on report an amount for investments-other C No or other s1m1lar assets? '!i.l . a Yes in Part X, line 10? 11a Yes securities 1n Part X, line 12 that 1s 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VII 11b No Did the organ1zat1on report an amount for investments-program related 1n Part X, line 13 that 1s 5% or more of its total assets reported 1n Part X, line 16? If "Yes," complete Schedule D, Part VIII Uc No 11d No '!i.l . '!i.l . d Did the organ1zat1on report an amount for other assets 1n Part X, line 15 that 1s 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IX '!i.l . '!i.l e Did the organ1zat1on report an amount for other l1ab11it1es1n Part X, line 25? If "Yes," complete Schedule D, Part X f Did the organ1zat1on's separate or consolidated financial statements for the tax year include a footnote that addresses the organization's l1ab1l1tyfor uncertain tax pos1t1ons under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part X 12a Did the organ1zat1on obtain separate, independent audited f1nanc1al statements If "Yes," complete Schedule D, Parts XI and XII '!i.l . Is the organ1zat1on a school described 1n section 170(b)(l)(A)(11)? 14a Did the organ1zat1on maintain an office, employees, '!i.l llf Yes 12a independent audited financial statements for the tax year? answered "No" to line 12a, then completing Schedule D, Parts XI and XII Is optional 13 Yes for the tax year? b Was the organ1zat1on included 1n consolidated, If "Yes," and if the organization lle ~ If "Yes," complete Schedule E or agents outside of the United States? 12b No Yes 13 No 14a No b Did the organ1zat1on have aggregate revenues or expenses of more than $10,000 from grantmaking, fundra1s1ng, business, investment, and program service act1v1t1es outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV . '!i.l 15 16 14b Yes Did the organ1zat1on report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any '!i,J foreign organization? If "Yes," complete Schedule F, Parts II and IV 15 No Did the organ1zat1on report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign 1nd1v1duals?If "Yes," complete Schedule F, Parts III and IV • 16 No 17 No 18 No 19 No '!i.l 17 Did the organ1zat1on report a total of more than $15,000 of expenses for professional column (A), lines 6 and lle? If "Yes," complete Schedule G, Part I (see 1nstruct1ons) 18 Did the organ1zat1on report more than $15,000 total of fund raising event gross income and contributions lines le and Sa? If "Yes," complete Schedule G, Part II 19 Did the organ1zat1on report more than $15,000 of gross income from gaming act1v1t1eson Part VIII, line 9a? If "Yes," complete Schedule G, Part III fundra1s1ng services on Part IX, on Part VIII, Form 990 (2016) Form 990 (2016) i:JMIN Page 4 Checklist of Required Schedules (contmued) Yes 20a Did the organIzatIon operate one or more hospital fac11it1es7If "Yes," complete Schedule H b If "Yes" to line 20a, did the organization attach a copy of its audited f1nanc1al statements 20a to this return7 Did the organIzatIon report more than $5,000 of grants or other assistance to any domestic organIzatIon government on Part IX, column (A), line 17 If "Yes," complete Schedule I, Parts I and II . or domestic 21 22 Did the organIzatIon report more than $5,000 of grants or other assistance to or for domestic 1nd1v1duals on Part IX, column (A), line 27 If "Yes," complete Schedule I, Parts I and III . 22 23 Did the organIzatIon answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization's current and former officers, directors, trustees, key employees, and highest compensated employees7 If "Yes," complete Schedule J 23 '!i.l '!i.l C '!i,J Did the organIzatIon have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 the last day of the year, that was issued after December 31, 20027 If "Yes," answer Imes 24b through 24d and complete Schedule K If "No," go to ltne 25a b Did the organIzatIon invest any proceeds of tax-exempt bonds beyond a temporary and 501(c)(29) No Yes No 24a period except1on7 24b d Did the organIzatIon act as an "on behalf of" issuer for bonds outstanding 501(c)(4), Yes as of Did the organIzatIon maintain an escrow account other than a refunding escrow at any time during the year to defease any tax-exempt bonds7 25a Section 501(c)(3), No 20b 21 24a No 24c at any time during the year7 24d organizations. Did the organIzatIon engage in an excess benefit transaction complete Schedule L, Part I with a d1squal1f1ed person during the year7 If "Yes," 25a b Is the organIzatIon aware that It engaged In an excess benefit transaction that the transaction has not been reported on any of the organization's If "Yes," complete Schedule L, Part I 26 27 28 with a d1squalif1ed person In a prior year, and prior Forms 990 or 990-EZ7 25b Did the organIzatIon report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or d1squal1f1ed persons7 If "Yes," complete Schedule L, Part II 26 No Did the organIzatIon provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons7 If "Yes," complete Schedule L, Part III 27 No 28a No 28b No 28c No 29 No 30 No 31 No 32 No 33 No Was the organIzatIon a party to a business transaction with one of the following instructions for applicable f1l1ng thresholds, cond1t1ons, and exceptions) parties (see Schedule L, Part IV a A current or former officer, director, trustee, or key employee7 If "Yes," complete Schedule L, Part IV b A family member of a current or former officer, director, trustee, or key employee7 If "Yes," complete Schedule L, Part IV C An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) officer, director, trustee, or direct or indirect owner7 If "Yes," complete Schedule L, Part IV receive more than $25,000 In non-cash contribut1ons7 If "Yes," complete Schedule M 29 Did the organIzatIon 30 Did the organIzatIon receive contributions of art, historical treasures, contribut1ons7 If "Yes," complete Schedule M 31 Did the organIzatIon 32 l1qu1date, terminate, or other s1m1lar assets, or qualified conservation or dissolve and cease operat1ons7 If "Yes," complete Schedule N, Part I Did the organIzatIon sell, exchange, dispose of, or transfer more than 25% of its net assets7 If "Yes," complete Schedule N, Part II 33 Did the organIzatIon own 100% of an entity disregarded as separate from the organization 301 7701-2 and 301 7701-37 If "Yes," complete Schedule R, Part I • 34 Was the organIzatIon Part V, ltne 1 . 35a Did the organIzatIon related to any tax-exempt under Regulations sections '!i.l or taxable ent1ty7 If "Yes," complete Schedule R, Part II, III, or IV, and ~ have a controlled entity w1th1n the meaning of section 512(b)(13)7 b If 'Yes' to line 35a, did the organization receive any payment from or engage In any transaction w1th1n the meaning of section 512(b)(13)7 If "Yes," complete Schedule R, Part V, ltne 2 with a controlled Section 501(c)(3) organizations. Did the organIzatIon make any transfers to an exempt non-charitable organ1zat1on7 If "Yes," complete Schedule R, Part V, ltne 2 37 Did the organIzatIon conduct more than 5% of its actIvItIes through an entity that Is not a related organization Is treated as a partnership for federal income tax purposes7 If "Yes," complete Schedule R, Part VI ~ Did the organIzatIon complete Schedule O and provide explanations All Form 990 filers are required to complete Schedule 0 entity '!i.l 36 38 was an 34 Yes 35a Yes 35b Yes related 36 and that No 37 in Schedule O for Part VI, lines 11b and 197 Note. 38 Yes Form 990 (2016) Form 990 (2016) •@Q Page 5 Statements Regarding Other IRS Filings and Tax Compliance Check 1f Schedule O contains a response or note to any line in this Part V Yes Enter the number reported in Box 3 of Form 1096 Enter -0- 1f not applicable I la I b Enter the number of Forms W-2G included 1n line la Enter -0- 1f not applicable lb la c Did the organ1zat1on comply with backup withholding (gambling) winnings to prize w1nners7 rules for reportable 148 0 payments to vendors and reportable gaming le I I 2a Enter the number of employees reported on Form W-3, Transmittal Tax Statements, this return •No of Wage and filed for the calendar year ending with or within the year covered by 2a 232 ~-~------------1 b If at least one 1s reported on line 2a, did the organization file all required federal employment tax returns7 Note.If the sum of lines la and 2a 1s greater than 250, you may be required to e-f1le (see 1nstruct1ons) 3a Did the organ1zat1on have unrelated business gross income of $1,000 or more during the year7 b If "Yes," has 1t filed a Form 990-T for this year7Jf "No" to lme 3b, provide an explanation ,n Schedule 0 2b Yes 3a Yes 3b Yes 4a At any time during the calendar year, did the organ1zat1on have an interest 1n, or a signature or other authority over, a financial account 1n a foreign country (such as a bank account, securities account, or other f1nanc1al account)7 4a No Sa No Sb No •------------------------- b If "Yes," enter the name of the foreign country See instructions for f1l1ng requirements for F1nCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR) Sa Was the organ1zat1on a party to a proh1b1ted tax shelter transaction at any time during the tax year7 b Did any taxable party notify the organ1zat1on that 1t was or 1s a party to a proh1b1ted tax shelter transact1on7 c If "Yes," to line Sa or Sb, did the organ1zat1on file Form 8886-P Sc 6a Does the organ1zat1on have annual gross receipts that are normally greater than $100,000, sol1c1t any contributions that were not tax deductible as charitable contribut1ons7 b If "Yes," did the organization not tax deduct1ble7 7 Organizations include with every solic1tat1on an express statement and did the organ1zat1on that such contributions 6a No or gifts were 6b that may receive deductible contributions under section 170(c). a Did the organ1zat1on receive a payment in excess of $75 made partly as a contribution and partly for goods and services 7a provided to the payor7 b If "Yes," did the organization c notify the donor of the value of the goods or services prov1ded7 7b Did the organ1zat1on sell, exchange, or otherwise dispose of tangible personal property for which 1t was required to file Form 82827 7c I 7d I d If "Yes," 1nd1cate the number of Forms 8282 filed during the year e Did the organ1zat1on receive any funds, directly or 1nd1rectly, to pay premiums on a personal benefit contract7 f Did the organ1zat1on, during the year, pay premiums, g If the organ1zat1on received a contribution requ1red7 7e of qualified intellectual Sponsoring organizations 9a Did the sponsoring organization b Did the sponsoring organization 10 Section S01(c)(7) 7h have excess business holdings at any time during 8 make any taxable d1stribut1ons under section 49667 9a make a d1stribut1on to a donor, donor advisor, or related person7 9b organizations. Enter included on Part VIII, line 12 b Gross receipts, included on Form 990, Part VIII, line 12, for public use of club fac1l1t1es Section S01(c)(12) organizations. Enter a Gross income from members or shareholders non-exempt charitable b If "Yes," enter the amount of tax-exempt 13 Section S01(c)(29) trusts. interest received or accrued during the year issuers. c I I 12a ~-~------------1 See the instructions must report on Schedule 0 b Enter the amount of reserves the organ1zat1on 1s required to maintain by the states in which the organization 1s licensed to issue qual1f1ed health plans 14a 11b ~-~------------1 12b qualified nonprofit health insurance the organization 10b ~-~------------1 Is the organ1zat1on filing Form 990 in lieu of Form 10417 a Is the organ1zat1on licensed to issue qualified health plans 1n more than one state7Note. add1t1onal information It-----+------------1 1oa I 11a f----+------------1 b Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them ) 12a Section 4947(a)(1) file a Form donor advised funds. by the sponsoring organization a Init1at1on fees and capital contributions 11 7f did the organ1zat1on file Form 8899 as of cars, boats, airplanes, or other vehicles, did the organization maintaining Did a donor advised fund maintained the year7 property, on a personal benefit contract7 7g h If the organ1zat1on received a contribution 1098-(7 8 directly or indirectly, Enter the amount of reserves on hand 13a 13b 13c Did the organ1zat1on receive any payments for indoor tanning services during the tax year7 b If "Yes," has 1t filed a Form 720 to report these payments7Jf "No," provide an explanation for ,n Schedule 0 14a No 14b Form 990 (2016) Form 990 (2016) Page 6 Governance, Management, and DisclosureFor each "Yes" response to Imes 2 through 7b below, and for a "No" response to Imes Ba, Bb, or 10b below, descnbe the circumstances, processes, or changes m Schedule O See mstruct,ons Check 1f Schedule O contains a response or note to any line in this Part VI Section A. Governing Body and Management Yes la Enter the number of voting members of the governing body at the end of the tax year If there are material differences in voting rights among members of the governing body, or 1f the governing body delegated broad authority to an executive committee s1m1lar committee, explain in Schedule 0 la 63 lb 63 No or b Enter the number of voting members included in line la, above, who are independent 2 Did any officer, director, trustee, or key employee have a family relat1onsh1p or a business relat1onsh1p with any other officer, director, trustee, or key employee? 3 Did the organ1zat1on delegate control over management duties customarily performed by or under the direct superv1s1on of officers, directors or trustees, or key employees to a management company or other person? 4 Did the organ1zat1on make any s1gn1f1cant changes to its governing 5 Did the organ1zat1on become aware during the year of a s1gn1f1cant d1vers1on of the organ1zat1on's assets? 5 6 Did the organ1zat1on have members or stockholders? 6 Yes 7a Yes 7b Yes a The governing body? Sa Yes b Each committee with authority to act on behalf of the governing body? Sb Yes 7a Did the organ1zat1on have members, stockholders, members of the governing documents 9 or document the meetings held or written actions undertaken 4 No No during the year by ls there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organ1zat1on's mailing address? If "Yes," provide the names and addresses m Schedule 0 B. Policies No body? Did the organ1zat1on contemporaneously the following Section 3 or other persons who had the power to elect or appoint one or more b Are any governance dec1s1ons of the organ1zat1on reserved to (or subJect to approval by) members, stockholders, 8 No since the prior Form 990 was filed? body? persons other than the governing 2 (This Section B requests information about po/1c1esnot reqwred by the Internal 9 No Revenue Code.) Yes 10a Did the organ1zat1on have local chapters, branches, or aff1l1ates? 10a b If "Yes," did the organization have written pol1c1es and procedures governing the act1v1t1esof such chapters, affiliates, and branches to ensure their operations are consistent with the organ1zat1on's exempt purposes? No No 10b 11a Has the organ1zat1on provided a complete copy of this Form 990 to all members of its governing body before filing the form? 11a No b Describe in Schedule O the process, 1f any, used by the organ1zat1on to review this Form 990 12a Did the organ1zat1on have a written conflict of interest policy? If "No," go to lme 13 12a Yes 12b Yes 12c Yes 13 Yes 14 Yes 15a Yes 15b Yes b Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? C Did the organ1zat1on regularly and consistently Schedule O how this was done monitor and enforce compliance with the policy? If "Yes," descnbe m 13 Did the organ1zat1on have a written wh1stleblower 14 Did the organ1zat1on have a written document 15 Did the process for determining compensation of the following persons include a review and approval by independent persons, comparab1l1ty data, and contemporaneous substant1at1on of the del1berat1on and dec1s1on? policy? retention and destruction a The organ1zat1on's CEO, Executive Director, or top management policy? off1c1al b Other officers or key employees of the organ1zat1on If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions) 16a Did the organ1zat1on invest 1n, contribute assets to, or part1c1pate in a Joint venture or s1m1lar arrangement with a 16a taxable entity during the year? No b If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its part1c1pat1on in Joint venture arrangements under applicable federal tax law, and take steps to safeguard the organ1zat1on's exempt status with respect to such arrangements? Section C. Disclosure 17 List the States with which a copy of this Form 990 1s required to be filed • 18 Section 6104 requires an organ1zat1on to make its Form 1023 (or 1024 1f applicable), 990, and 990-T (501(c)(3)s available for public inspection Indicate how you made these available Check all that apply 19 Describe in Schedule O whether (and 1f so, how) the organization made its governing policy, and f1nanc1al statements available to the public during the tax year 20 State the name, address, and telephone number of the person who possesses the organ1zat1on's books and records JOHNS SCHLENKER 701 PENNSYLVANIA AVE NW WASHINGTON, DC 200042696 (202) 508-5540 D Own website D Another's website ~ Upon request D 16b only) Other (explain 1n Schedule 0) documents, conflict of interest • Form 990 (2016) Form 990 (2016) 1@ijfi Page 7 Compensation of Officers, Directors,Trustees, and Independent Contractors Key Employees, Highest Compensated Employees, • Check 1f Schedule O contains a response or note to any line in this Part VII Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees la Complete this table for all persons required to be listed Report compensation for the calendar year ending with or w1th1n the organization's year • List all of the organ1zat1on's current officers, directors, trustees (whether 1nd1v1duals or organ1zat1ons), regardless of amount of compensation Enter -0- in columns (D), (E), and (F) 1f no compensation was paid • List all of the organ1zat1on's current key employees, 1f any See instructions tax for def1nit1on of "key employee " • List the organization's five current highest compensated employees (other than an officer, director, trustee or key employee) who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the organization and any related organIzatIons • List all of the organ1zat1on's former officers, key employees, or highest compensated of reportable compensation from the organIzatIon and any related organizations employees who received more than $100,000 • List all of the organ1zat1on's former directors or trustees that received, in the capacity as a former director or trustee of the organization, more than $10,000 of reportable compensation from the organIzatIon and any related organizations List persons in the following order 1nd1v1dualtrustees or directors, compensated employees, and former such persons D Check this box 1f neither the organization 1nst1tut1onal trustees, nor any related organIzatIon compensated officers, (B) (C) Name and Title Average hours per week (list any hours for related organizations below dotted line) Pos1t1on ( do not check more than one box, unless person Is both an officer and a director/trustee) ;,;- ,r, I ""Tl ~ 3" :, ~ 3<6 :::i. :2 Q_ -: n :::, ~ 0 - ~ 0 ~ ~ 2,. :t ,r, ~,-, Q - :::i "' ~ ,r ,[, :!: -~ -~ ,r, 3 '.;!?: 0 IL• CJ ,:i •t• highest any current officer, director, (A) ~ Cc C key employees, ~ (D) Reportable compensation from the organIzatIon (W2/1099-MISC) or trustee (E) Reportable compensation from related organizations (W- 2/1099MISC) (F) Estimated amount of other compensation from the organIzatIon and related organizations ·-- -,:,§,r, ,t, ,t, ., :::; a ,t, Cc See Add1t1onal Data Table Form 990 (2016) Form 990 (2016) Section 1:r.. .... , ••• Page 8 A. Officers, Directors, (A) Name and Title Trustees, Key Employees, and Highest (B) (C) Average hours per week (list any hours for related organ1zat1ons below dotted line) Pos1t1on( do not check more than one box, unless person 1s both an officer and a d I rector/trustee) ~ 3" :, @-;: ~ c.:. :P.c.:. 0' ~ ~,-, ~ 0 :!: ;x: ~- ~ I[, "Tl Compensated Employees (D) Reportable compensation from the organ1zat1on (W2/1099-MISC) (continued) (E) Reportable compensation from related organ1zat1ons (W2/1099-MISC) (F) Estimated amount of other compensation from the organization and related organ1zat1ons Q ::::, ~ it, 0 ,:) 3 v,r, ., a :::; ..;, > ] E ro O> e 595,628 118,131 f All other program service revenue 0 &: (D) Revenue excluded from tax under sections 512-514 included :i., ~ (B) f All other contributions, gifts, grants, Q) ·.:::0 Related organizations I la I lb I le I 1d I le (A) 94,184,153 • 9Total.Add lines 2a-2f 3 Investment income (including s1m1lar amounts) 4 Income from investment d1v1dends, interest, of tax-exempt and other bond proceeds 5 Royalties (1) Real (11) Personal (1) Securities (11) Other • • • 3,019,893 3,019,893 -680,015 -680,015 6a Gross rents b Less rental expenses C Rental income or (loss) d Net rental income or (loss) 7a Gross amount from sales of assets other than inventory • 238,565,688 b Less cost or other basis and sales expenses C 239,245,703 -680,015 Gain or (loss) d Net gain or (loss) ~ = Sa Gross income from fundra1s1ng events (not including $ of contributions reported on line le) See Part IV, line 18 f> ~ a: ... ~ • b Less direct expenses a b c Net income or (loss) from fundra1sing events .:::. ..,, 9a Gross income from gaming act1v1t1es 0 See Part IV, line 19 • a b Less direct expenses b c Net income or (loss) from gaming act1v1t1es 10aGross sales of inventory, less • returns and allowances a b Less cost of goods sold b c Net income or (loss) from sales of inventory Miscellaneous Revenue • Business Code 11a b C d All other revenue e Total. Add lines 11a-11d 12 Total revenue. See Instructions • • 96,524,031 93,588,525 595,628 2,339,878 Form 990 (2016) Form 990 (2016) Page •:)ffiif:j Statement Section 501(c)(3) of Functional and 501(c)(4) organizations 10 Expenses must complete all columns All other organIzatIons must complete column (A) Check 1f Schedule O contains a response or note to any line In this Part IX Do not include amounts reported on lines 6b, 7b, Sb, 9b, and 10b of Part VIII. 1 Grants and other assistance to domestic organIzatIons and domestic governments (A) Total expenses (Bl (C) Program service expenses Management and general expenses (D) Fund ra 1s1 ngex penses 4,326,823 See Part IV, line 21 2 Grants and other assistance to domestic ind1v1duals See Part IV, line 22 3 Grants and other assistance to foreign organIzatIons, foreign governments, and 16 and foreign ind1v1duals See Part IV, line 15 4 Benefits paid to or for members 5 Compensation of current officers, directors, trustees, and 13,129,397 key employees 6 Compensation not included above, to d1squal1f1edpersons (as defined under section 4958(f)(1)) section 4958(c)(3)(B) and persons described In 22,383,626 7 Other salaries and wages 8 Pension plan accruals and contributions (include section 401 2,039,857 (k) and 403(b) employer contributions) 2,375,017 9 Other employee benefits 1,583,394 10 Payroll taxes Fees for services (non-employees) 11 a Management 13,259,954 b Legal 93,169 c Accou ntI ng 1,849,313 d Lobbying e Professional fundra1sing services See Part IV, line 17 f Investment management 361,190 fees g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, 11stline 11g expenses on Schedule 0) 11,751,843 150,106 12 Advertising and promotion 13 Office expenses 2,950,954 14 Information 1,558,498 technology 424 15 Royalties 16 Occupancy 5,611,134 17 Travel 2,657,197 18 Payments of travel or entertainment expenses for any federal, state, or local public off1c1als 59,964 and meetings 7,733,161 22 Deprec1at1on, depletion, and amortIzatIon 1,838,191 19 Conferences, conventions, 20 Interest 21 Payments to aff1l1ates 141,844 23 Insurance 24 Other expenses Itemize expenses not covered above (List miscellaneous expenses In line 24e If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O ) a SUBSCRIPTIONS 649,884 b PERSONAL PROPERTYTAX 118,028 C d 328,347 e Al I other expenses 25 Total functional expenses. Add lines 1 through 24e 96,951,315 26 Joint costs. Complete this line only 1f the organization reported In column (B) Joint costs from a combined educational campaign and fundra1sing sol1c1tat1on Check here • • 1f following SOP 98-2 (ASC 958-720) Form 990 (2016) Form 990 (2016) l@i:i Page 11 Balance Sheet • Check 1f Schedule O contains a response or note to any line In this Part IX 1 Cash-no n-I nterest-bea ring 2 Savings and temporary cash investments 3 Pledges and grants receivable, net 4 Accounts receivable, net 5 QI 7 V'! V'! 8 Inventories 9 Prepaid expenses and deferred charges V'! <( 10a b r,/1 3,393,320 14 Intangible 15 Other assets See Part IV, line 11 16 Total assets.Add 17 Accounts payable and accrued expenses 18 Grants payable 19 Deferred revenue 20 Tax-exempt 21 Escrow or custodial account l1ab11ity Complete Part IV of Schedule D persons 6 7 1,188,148 9 13,172,984 10c 11,731,605 11 117,702,788 13 14 lines 1 through 15 (must equal line 34) 566,841 15 0 138,441,558 16 136,459,383 10,557,826 17 9,852,738 18 26,181,659 19 18,188,094 20 21 22 25 Other liab11it1es(1nclud1ng federal income tax, payables to related third parties, and other liab11it1esnot included on lines 17-24) Complete Part X of Schedule D 26 Total liabilities.Add 24 lines 17 through 25 Organizations that follow SFAS 117 (ASC 958), check here complete lines 27 through 29, and lines 33 and 34. Unrestricted net assets Temporarily restricted check here 23 restricted • 75,292,338 25 77,930,637 112,031,823 26 105,971,469 26,409,735 27 30,487,914 ~ and 28 net assets 29 net assets that do not follow SFAS 117 (ASC 958), • D and complete lines 30 through 34. 30 Capital stock or trust principal, or current funds 30 31 Pa1d-1nor capital surplus, or land, building or equipment fund 31 34 1,409,534 12 See Part IV, line 11 Unsecured notes and loans payable to unrelated third parties 33 1,235,443 5 See Part IV, line 11 24 c:x:32 Cl,) 4 Complete Part II of Schedule L Li:'. Cl,) ,J\ ,J\ 2,447,096 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and d1squal1f1ed Permanently z- -59,438 4,439,451 bond liab1l1t1es Organizations ,J\ securities Secured mortgages and notes payable to unrelated third parties .... 1 2 assets ..., ,.. 29 0 traded securities 23 28 -515,177 14,559,751 107,021,915 Investments-program-related ~ c;; 27 co 15,124,925 10b deprec1at1on 13 ,J\ Cl,) c;; 10a Less accumulated Investments-other ct ::i Land, buildings, and equipment cost or other basis Complete Part VI of Schedule D 12 -:.c End of year 8 11 ·"= Beginning of year for sale or use Investments-publicly .92 22 (B) 3 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees Complete Part II of Schedule L Loans and other receivables from other d1squalif1ed persons (as defined under section 4958(f)(1)), persons described In section 4958(c)(3)(B), and contributing employers and sponsoring organIzatIons of section 501(c)(9) voluntary employees' benef1c1ary organIzatIons (see instructions) Complete Part II of Schedule L Notes and loans receivable, net 6 (A) Retained earnings, endowment, accumulated 32 income, or other funds Total net assets or fund balances 26,409,735 Total l1ab1l1t1esand net assets/fund 138,441,558 balances 33 30,487,914 34 136,459,383 Form 990 (2016) Form 990 (2016) •@f:fl Page Reconcilliation 12 of Net Assets Check 1f Schedule O contains a response or note to any line in this Part XI 1 Total revenue (must equal Part VIII, column (A), line 12) 1 96,524,031 2 Total expenses (must equal Part IX, column (A), line 25) 2 96,951,315 3 Revenue less expenses 3 -427,284 4 Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) 4 26,409,735 5 Net unrealized gains (losses) on investments 5 518,233 6 Donated services and use of fac1l1t1es 6 Subtract line 2 from line 1 7 Investment 8 Prior period adJustments 8 9 Other changes in net assets or fund balances (explain In Schedule 0) 9 3,987,230 10 Net assets or fund balances at end of year 10 30,487,914 • :r. r..- .••• 7 expenses Financial Statements Combine lines 3 through 9 (must equal Part X, line 33, column (B)) and Reporting Check 1f Schedule O contains a response or note to any line In this Part XII Yes 1 Accounting method used to prepare the Form 990 Cash ~ Accrual Other If the organIzatIon changed its method of accounting from a prior year or checked "Other," explain In Schedule 0 D 2a Were the organization's f1nanc1al statements D compiled or reviewed by an independent If 'Yes,' check a box below to 1nd1cate whether the financial statements separate basis, consolidated basis, or both D Separate basis b Were the organization's D Consolidated basis f1nanc1al statements D audited by an independent D Separate basis ~ Consolidated basis D accountant? 2a No for the year were compiled or reviewed on a Both consolidated If 'Yes,' check a box below to 1nd1cate whether the financial statements consolidated basis, or both C • No and separate basis accountant? 2b Yes 2c Yes for the year were audited on a separate basis, Both consolidated and separate basis If "Yes,'' to line 2a or 2b, does the organIzatIon have a committee that assumes respons1b1l1ty for oversight of the audit, review, or comp1lat1on of its financial statements and selection of an independent accountant? If the organIzatIon changed either its oversight process or selection process during the tax year, explain In Schedule 0 3a As a result of a federal award, was the organIzatIon required to undergo an audit or audits as set forth in the Single Audit Act and 0MB Circular A-133? 3a No b If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits 3b Form 990 (2016) Additional Data Software Software ID: Version: EIN: Name: 13-0659550 EDISON ELECTRIC INSTITUTE INC Form 990 (2016) Form 990, Part III, Line 4a: EEI'S CLEAN ENERGY ACTIVITIES COMPRISE A HOST OF ACTIVITIES RELATED TO THE EVOLVING ELECTRIC GENERATION FLEET, A RANGE OF ENVIRONMENTAL REGULATIONS AND POLICIES, WHOLESALE ELECTRICITY MARKETS, THE NEED FOR A DIVERSE MIX OF GENERATION SOURCES, INCLUDING RENEWABLES AND DISTRIBUTED GENERATION, AND INTERCONNECTION POLICIES AS THE ASSOCIATION OF SHAREHOLDER-OWNED ELECTRIC COMPANIES, THESE PROGRAMS AND ACTIVITIES RELATE TO THE EXEMPT PURPOSE OF EEi Form 990, Part III, Line 4b: EDISON ELECTRIC INSTITUTE (EEi) IS FOCUSED ON A NUMBER OF GRID MODERNIZATION ACTIVITIES RELATED TO PROMOTING THE VALUE OF THE POWER GRID, GRID TECHNOLOGY INVESTMENTS, THE CYBER AND PHYSICAL SECURITY OF THE GRID, AND THE PLANNING, BUILDING, AND OPERATION OF THE DISTRIBUTION SYSTEM AS THE ASSOCIATION OF SHAREHOLDER-OWNED ELECTRIC COMPANIES, THESE PROGRAMS AND ACTIVITIES RELATE TO THE EXEMPT PURPOSE OF EEi Form 990, Part III, Line 4c: EEI'S CUSTOMER SOLUTIONS ACTIVITIES ARE FOCUSED ON MEETING CUSTOMERS' CHANGING NEEDS AND EXPECTATIONS AND ENSURING THAT COMPANIES ARE ABLE TO OFFER CUSTOMERS THE PRODUCTS AND SERVICES THEY WANT THROUGH PARTNERSHIPS WITH POLICYMAKERS, INDUSTRY ALLIES, RESIDENTIAL, COMMERCIAL AND INDUSTRIAL CUSTOMERS, AND NON-TRADITIONAL ALLIES AS THE ASSOCIATION OF SHAREHOLDER-OWNED ELECTRIC COMPANIES, THESE PROGRAMS AND ACTIVITIES RELATE TO THE EXEMPT PURPOSE OF EEi Form 990, Part VII - Compensation of Officers, Directors,Trustees, Compensated E'f}61oyees, and Independeotfontractors (C) Name and Title Average hours per week (11st any hours for related organizations belo~n~ted Key Employees, Highest (D) Pos1t1on ( do not check more than one box, unless person 1s both an officer and a director/trustee) ~ :i ::;- 0 ~ -:;< 1t, ,:) 3 ., a -ry ,r, :::; ;: •I •T ,r, w. MR THOMAS A FANNING 4 00 MEMBER/CHAIR 1 00 MR CHRISTOPHER M CRANE VICE CHAIR MR GREGORY E ABEL X X 0 0 0 X X 0 0 0 X X 0 0 0 X X 0 0 0 X X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 4 00 1 00 4 00 VICE CHAIR 1 00 MS PATRICIA K VINCENT-COLLAWN 4 00 VICE CHAIR 1 00 MR NICHOLAS K AKINS 4 00 CHAIR/MEMBER 1 00 MR ANDRES R GLUSKI 1 00 MEMBER MR ALAN R HODNIK 1 00 MEMBER MS PATRICIA LEONARD KAMPLING 1 00 MEMBER MR WARNER L BAXTER 1 00 MEMBER MR MICHAEL ROWE MEMBER 1 00 Form 990, Part VII - Compensation of Officers, Directors,Trustees, Compensated E'f}61oyees, and Independeotfontractors (C) Name and Title Average hours per week (11st any hours for related organizations belo~n~ted Key Employees, Highest (D) Pos1t1on ( do not check more than one box, unless person 1s both an officer and a director/trustee) ~ :i ::;- 0 ~ ::;I 1t, ,: •I •T ,:) 3 ., a -ry ,r, :::; ,r, w. MR JAMES P TORGERSON 1 00 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 MEMBER MR SCOTT L MORRIS 1 00 MEMBER MR DAVID R EMERY 1 00 MEMBER MR SCOTT M PROCHAZKA 1 00 MEMBER MR JAM ES P LAURITO 1 00 MEMBER MR DARREN J OLAGUES 1 00 MEMBER MRS PATRICIA K POPPE 1 00 MEMBER 1 00 MR JOHN J MCAVOY 1 00 MEMBER MR PAUL THESSEN 1 00 MEMBER MR THOMAS F FARRELL II 1 00 MEMBER 1 00 Form 990, Part VII - Compensation of Officers, Directors,Trustees, Compensated E'f}61oyees, and Independeotfontractors (C) Name and Title Average hours per week (11st any hours for related organizations belo~n~ted Key Employees, Highest (D) Pos1t1on ( do not check more than one box, unless person 1s both an officer and a director/trustee) ~ :i ::;- 0 ~ ::;I 1t, ,: •I •T ,:) 3 ., a -ry ,r, :::; ,r, w. MR GERARD M ANDERSON 1 00 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 MEMBER MS LYNN J GOOD 1 00 MEMBER MR RICHARD RIAZZI 1 00 MEMBER MR PEDRO J PIZARRO 1 00 MEMBER MS MARY E KIPP 1 00 MEMBER MR BRADLEY P BEECHER 1 00 MEMBER MR LEO P DENAULT 1 00 MEMBER MR JAMES J JUDGE 1 00 MEMBER MR CHARLES E JONES 1 00 MEMBER MR JEFF M HOUSEHOLDER MEMBER 1 00 Form 990, Part VII - Compensation of Officers, Directors,Trustees, Compensated E'f}61oyees, and Independeotfontractors (C) Name and Title Average hours per week (11st any hours for related organizations belo~n~ted Key Employees, Highest (D) Pos1t1on ( do not check more than one box, unless person 1s both an officer and a director/trustee) ~ :i ::;- 0 ~ ::;I 1t, ,: •I •T ,:) 3 ., a -ry ,r, :::; ,r, w. MR TERRY D BASSHAM 1 00 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 MEMBER MS MARY G POWELL 1 00 MEMBER MRS CONSTANCE H LAU 1 00 MEMBER MR DARREL T ANDERSON 1 00 MEMBER MR DAVID A CAMPBELL 1 00 MEMBER MR IAN ROBERTSON 1 00 MEMBER MR GARY J WOLTER 1 00 MEMBER MS NICOLE A KIVISTO 1 00 MEMBER MS MARGARET E FELTS 1 00 MEMBER MR JOHN BRUCKNER 1 00 MEMBER 1 00 Form 990, Part VII - Compensation of Officers, Directors,Trustees, Compensated E'f}61oyees, and Independeotfontractors (C) Name and Title Average hours per week (11st any hours for related organizations belo~n~ted Key Employees, Highest (D) Pos1t1on ( do not check more than one box, unless person 1s both an officer and a director/trustee) ~ :i ::;- 0 ~ ::;I 1t, ,: •I •T ,:) 3 ., a -ry ,r, :::; ,r, w. MR JAMES L ROBO 1 00 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 MEMBER MS VIOLET G SISTOVARIS 1 00 MEMBER MR ROBERT C ROWE 1 00 MEMBER MR R SEAN TRAUSCHKE 1 00 MEMBER MR CHARLES S MACFARLANE 1 00 MEMBER MS GEISHA J WILLIAMS 1 00 MEMBER 1 00 MR DONALD E BRANDT 1 00 MEMBER MR JAMES J PIRO 1 00 MEMBER MR WILLIAM H SPENCE 1 00 MEMBER MR RALPH IZZO 1 00 MEMBER 1 00 Form 990, Part VII - Compensation of Officers, Directors,Trustees, Compensated E'f}61oyees, and Independeotfontractors (C) Name and Title Average hours per week (11st any hours for related organizations belo~n~ted Key Employees, Highest (D) Pos1t1on ( do not check more than one box, unless person 1s both an officer and a director/trustee) ~ :i ::;- 0 ~ ::;I 1t, ,: •I •T ,:) 3 ., a -ry ,r, :::; ,r, w. MS KIMBERLY J HARRIS 1 00 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 MEMBER MR JEFFREY MARTIN 1 00 MEMBER MR KEVIN B MARSH 1 00 MEMBER MR CHRISTOPHER HUSKILSON 1 00 MEMBER MR ROBERT F BEARD 1 00 MEMBER MR ROBERT G SCHOENBERGER 1 00 MEMBER MR DAVID G HUTCHENS 1 00 MEMBER MR CARLL CHAPMAN 1 00 MEMBER MR THOMAS DUNN 1 00 MEMBER MR ALLEN L LEVERETT MEMBER 1 00 Form 990, Part VII - Compensation of Officers, Directors,Trustees, Compensated E'f}61oyees, and Independeotfontractors (C) Name and Title Average hours per week (11st any hours for related organizations belo~n~ted Key Employees, Highest (D) Pos1t1on ( do not check more than one box, unless person 1s both an officer and a director/trustee) ~ :i ::;- 0 ~ ::;I 1t, ,: •I •T ,:) 3 ., a -ry ,r, :::; ,r, w. MR MARK A RUELLE 1 00 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 X 0 0 0 MEMBER MR BENJAMIN GS FOWKE III 1 00 MEMBER MR ROBERT D KUMP 1 00 MEMBER MR BRUCE A WILLIAMSON 1 00 MEMBER MR JOHN G RUSSELL 1 00 MEMBER MR PAUL SEGAL 1 00 MEMBER MR THEODORE F CRAVER JR 1 00 MEMBER 1 00 MR THOMAS V SHOCKLEY III 1 00 MEMBER MR JOHN B RAMIL 1 00 MEMBER MR ALAN RICHARDSON MEMBER 1 00 Form 990, Part VII - Compensation of Officers, Directors,Trustees, Compensated E'f}61oyees, and Independeotfontractors (C) Name and Title Average hours per week (11st any hours for related organizations below dotted line) Key Employees, Pos1t1on ( do not check more than one box, unless person 1s both an officer and a director/trustee) ~ :i _ ::c !e!-;: ~ ~ ~~ ::;- 0 ~ 3 I 3 0 - Highest (D) <{, ,:) 3 ., a ,r, :::; ;: •I •T Yes (l)THOMAS ALVA EDISON FOUNDATION 701 PENNSYLVANIA AVE NW SCIENTIFIC/EDUCATION DC 501(C)(3) 170(B)(1)(A)(VI) EDISON ELECTRIC INSTITUTE INC Yes EDUCATION DE 501(C)(3) 509(A)(3) EDISON ELECTRIC INSTITUTE INC Yes RETIREE MEDICAL AND LIFE INSURANCE BENEFITS DC 501(C)(9) EDISON ELECTRIC INSTITUTE INC Yes WASHINGTON, DC 20004 52-2106274 (2)CENTER FOR ENERGY WORKFORCE DEVELOPMENT 701 PENNSYLVANIA AVE NW WASHINGTON, DC 20004 20-4504014 (3) EDISON ELECTRIC INSTITUTE RETIREE BENEFITS VOLUNTARY EMPLOYEES BENEFICIARY 701 PENNSYLVANIA AVE NW WASHINGTON, DC 20004 52-1660737 For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 50135Y Schedule R (Form 990) 2016 No Schedule R (Form 990) 2016 •@fff • Page 2 Identification of Related Organizations Taxable as a Partnership Complete 1f the organ1zat1on answered "Yes" on Form 990, Part IV, line 34 because 1t had one or more related organ1zat1ons treated as a partnership during the tax year. (al (bl (cl (dl (el (fl (gl Name, address, and EIN of related organ1zat1on Primary act1v1ty Legal dom1c1le (state or foreign country) Direct controlling entity Predominant 1ncome(related, unrelated, excluded from tax under sections 512- Share of total income Share of end-of-year assets (hl (j) (1l (kl D1sproprt1onate Code V-UBI General or allocations> amount 1n box managing partner> 20 of Schedule K-1 (Form 1065) Percentage ownership 514) Yes •@f@ Yes No No Identification of Related Organizations Taxable as a Corporation or Trust Complete 1f the organ1zat1on answered "Yes" on Form 990, Part IV, line 34 because 1t had one or more related organ1zat1ons treated as a corporation or trust during the tax year. (al (bl (cl (dl (el (fl (gl (hl (1l Name, address, and EIN of related organ1zat1on Primary act1v1ty Legal dom1c1le (state or foreign country) Direct controlling entity Type of entity (C corp, S corp, or trust) Share of total income Share of end-ofyear Percentage ownership Section 512(b) (13) controlled entity> assets Yes Schedule R (Form 990) No 2016 Schedule R (Form 990) 2016 • :1.flllJIIITransactions Page 3 With Related Organizations Complete 1f the organ1zat1on answered "Yes" on Form 990 , Part IV , line 34 , 35b , or 36 Yes Note. Complete line 1 1f any entity 1s listed in Parts II, III, or IV of this schedule 1 During the tax year, did the orgranizat1on engage 1n any of the following transactions a Receipt of (i) interest, b Gift, grant, or capital contribution to related organ1zat1on(s) C Gift, grant, or capital contribution from related organizat1on(s) d Loans or loan guarantees listed in Parts II-JV? la lb No No le No to or for related organizat1on(s) ld No by related organ1zat1on(s) le No 1f No lg lh No No e Loans or loan guarantees f D1v1dends from related organ1zat1on(s) g Sale of assets to related organizat1on(s) h Purchase of assets from related organ1zat1on(s) i with one or more related organizations (iii) royalties, or(iv) rent from a controlled entity • (ii)annu1t1es, • Exchange of assets with related organizat1on(s) • li No No No No j Lease of fac11it1es, equipment, or other assets to related organizat1on(s) lj k Lease of fac1l1t1es, equipment, or other assets from related organ1zat1on(s) lk I Performance of services or membership or fund raising solic1tat1ons for related organizat1on(s) 11 m Performance of services or membership or fundra1sing sol1c1tat1ons by related organizat1on(s) lm n Sharing of fac11it1es,equipment, ln Yes lo Yes lp lq Yes Yes lr ls Yes mailing lists, or other assets with related organ1zat1on(s) 0 Sharing of paid employees with related organizat1on(s) p Reimbursement paid to related organizat1on(s) for expenses • q Reimbursement paid by related organ1zat1on(s) for expenses • r Other transfer of cash or property to related organizat1on(s) s 2 No Other transfer of cash or property from related organ1zat1on(s) If the answer to any of the above 1s "Yes," see the 1nstruct1ons for information on who must complete this line, 1nclud1ng covered relat1onsh1ps and transaction (a) (b) Name of related organ12at1on Transaction type (a-s) (c) Amount No No thresholds (d) involved Method of determ1n1ng amount (l)THOMAS ALVA EDISON FOUNDATION R 836,257 FMV (2)THOMAS ALVA EDISON FOUNDATION Q 821,879 CASH (3)CENTER FOR ENERGY WORKFORCE DEVELOPMENT Q 79,788 CASH (4)CENTER FOR ENERGY WORKFORCE DEVELOPMENT B 30,000 CASH (S)CENTER FOR ENERGY WORKFORCE DEVELOPMENT R 343,921 FMV involved Schedule R (Form 990) 2016 Schedule R (Form 990) 2016 •@I?• Unrelated Page 4 Organizations Taxable as a Partnership Complete 1f the organ1zat1on answered "Yes" on Form 990, Part IV, line 37. Provide the following information for each entity taxed as a partnership through which the organ1zat1on conducted more than five percent of its act1v1t1es (measured was not a related organ1zat1on See instructions regarding exclusion for certain investment partnerships (al (bl (cl (dl (el (fl (gl (hl Name, address, and EIN of entity Primary actIvIty Legal dom1c1le (state or foreign country) Predominant Are all partners income section Share of total Share of end-of-year D1sproprt1onate allocations> income assets (related, unrelated, excluded from tax under sections 512514) 501(c)(3) organ1zat1ons7 Yes No by total assets or gross revenue) that <•l Code V-UBI amount in box 20 of Schedule K-1 (Form 1065) Yes (jl (kl General or managing partner> Percentage ownership Yes No Schedule No R (Form 990) 2016 Schedule R (Form 990) 2016 l@i?f I Supplemental Page 5 Information Provide add1t1onal 1nformat1on for responses to questions on Schedule R (see instructions) Return Reference I Explanation Schedule R (Form 990) 2016