ELECTRONICALLY FILED 6/1/2018 12:05 PM 2018-CH-06995 CALENDAR: 09 PAGE 1 of 25 CIRCUIT COURT OF COOK COUNTY, ILLINOIS IN THE CIRCUIT COURT OF COOK COUNTY, ILLINOIS CHANCERY DIVISION COUNTY DEPARTMENT, CHANCERY DIVISION CLERK DOROTHY BROWN BETTER GOVERNMENT ASSOCIATION, Plaintiff, v. CITY OF CHICAGO DEPARTMENT OF BUILDINGS, CITY OF CHICAGO MAYOR’S OFFICE, Defendants. ) ) ) ) ) ) ) ) ) ) ) ) COMPLAINT Plaintiff BETTER GOVERNMENT ASSOCIATION (“BGA”), through its attorneys Loevy & Loevy, files this Freedom of Information Act lawsuit to force CITY OF CHICAGO DEPARTMENT OF BUILDINGS (“CDOB”) to provide database records and other records about elevator inspections, including at Chicago Housing Authority buildings in which seniors have been repeatedly and dangerously left without elevator service. CDOB has denied the requests because it believes there is not enough public interest in these records to require CDOB to undertake the work to produce them. More broadly, this case involves a pattern and practice by the City of Chicago of using unfounded burden claims to avoid producing database records that would allow the public to assess the validity of claims being made by City officials. INTRODUCTION 1. Under the Freedom of Information Act, “it is the public policy of the State of Illinois that access by all persons to public records promotes the transparency and accountability of public bodies at all levels of government. It is a fundamental obligation of government to operate openly and provide public records as expediently and efficiently as possible in compliance with this Act.” 5 ILCS 140/1. 2. All public records of a public body are presumed to be open to inspection or copying. Any public body that asserts that a record is exempt from disclosure has the burden of proving by clear and convincing evidence that it is exempt. 5 ILCS 140/1.2. PARTIES 3. Plaintiff BGA is the FOIA requester in this case. 4. Defendant CDOB is a public body and denied the re quests at issue. 5. Defendant MAYOR’S OFFICE is a public body and participated in or directed ELECTRONICALLY FILED 6/1/2018 12:05 PM 2018-CH-06995 PAGE 2 of 25 the decision to deny the requests at issue. THE REQUESTS AND DENIALS 6. On December 1, 2017, BGA requested from CDOB under FOIA: (1) A copy of the complete database or databases of annual elevator inspections conducted by city inspectors and private inspectors hired through the Annual Inspection Certification Program; and (2) a record layout, data dictionary, or any records related to the elevator inspections database or databases that show clarifying information, including but not necessarily limited to field names, descriptions and any definitions of any unique identifiers or codes used. A true and correct copy of the requests and responses at issue in this case is attached as Group Exhibit A. 7. After taking an extension of time to respond, CDOB claimed that the request was unduly burdensome solely because it did not include a time period. 8. In response, BGA specified a time period, but CDOB again claimed that the request was unduly burdensome. 2 9. With regard to the first part of the request, CDOB claimed that it would take 28 hours to write the necessary database queries. According to CDOB, there is not enough public interest in disclosure of elevator inspection records to warrant 28 hours of work. 10. With regard to the second part of the request, CDOB claims that it has no record layout, data dictionary, or any other record that shows any field names, descriptions, or definitions of any unique identifiers or codes used in the database. 11. After receiving the response, BGA attempted to confer with CDOB, but CDOB declined to make an IT person available to speak with BGA about the request or to identify the fields of data that are stored in the databases. ELECTRONICALLY FILED 6/1/2018 12:05 PM 2018-CH-06995 PAGE 3 of 25 12. On January 12, 2018, BGA made another FOIA request for: (1) A copy of the complete database or databases of annual elevator inspections conducted by city inspectors and private inspectors hired through the Annual Inspection Certification Program from December 1, 2017, to December 31, 2017; and (2) A copy of all elevator inspection records in the database or databases for the elevators at 6400 N. Sheridan Road. 13. The address 6400 N. Sheridan is the Caroline Hedger Apartments building, which houses senior citizens. Firefighters were dispatched 38 times to release elevator doors at that address in the four years ending in 2017. 14. With regard to the first part of the January 12 request, CDOB produced two Excel spreadsheets. 15. Upon information and belief, CDOB possesses additional data responsive to the first part of the request that it did not produce, including at least inspector names and notes. 16. With regard to the second part of the request, CDOB claimed that the request was unduly burdensome solely because it did not include a time period. 3 17. According to CDOB, there is insufficient public interest in disclosure of records of inspection of elevators at a senior-citizen home with repeated elevator problems to justify the work required to produce those records. 18. On February 8, 2018, BGA requested copies of emails or correspondence to and from CDOB’s FOIA Officer containing the terms “elevator,” “database,” “BGA,” Better Government Association,” or “Alejandra” (the first name of the BGA investigator who made the request) over an approximately two-month period. 19. After taking an extension of time to respond, CDOB produced responsive records but withheld or redacted records based on the deliberative process exemption under FOIA ELECTRONICALLY FILED 6/1/2018 12:05 PM 2018-CH-06995 PAGE 4 of 25 Section 7(1)(f) and others based on Section 7.5(h) and the State Officials and Employees Ethics Act. THE CITY’S BAD FAITH IN RESPONDING TO THE REQUESTS 20. As shown by at least the following allegations, which are primarily based on emails that CDOB has produced to BGA in response to the February 8 request, CDOB, with the participation and approval of, and possible direction by the Mayor’s Office, did not respond to the requests in good faith, and willfully and intentionally violated FOIA, beginning with its very first communication to BGA about any of these requests and continuing throughout the process. 21. At the time CDOB took an extension of time to respond to the first request at issue, it had already developed a “strategy” to respond, which consisted of (1) taking an extension, and (2) after that extension ended, asserting that the request was unduly burdensome solely because it had no time limitation. There is no reason CDOB could not have made its undue burden response at the time of the extension or earlier, and thus, CDOB delayed responding to the request on the merits through an unfounded extension. The General Assembly clearly dictated in the FOIA statute that “[i]t is a fundamental obligation of government to 4 operate openly and provide public records as expediently and efficiently as possible in compliance with this Act.” Upon information and belief, CDOB’s FOIA Officer was aware of this language at the time this strategy was developed and implemented. 22. In asserting the undue burden provision after the extension ran out, CDOB failed to specify “the extent to which compliance will so burden the operations of the public body,” cited only the lack of a time period as a basis, and did not explain how the time period of the request would impact the work required to extract the data from a database. Upon information and belief, CDOB’s FOIA Officer was aware of this statutory language at the time of the undue burden response. ELECTRONICALLY FILED 6/1/2018 12:05 PM 2018-CH-06995 PAGE 5 of 25 23. According to a City IT official, BGA’s first request could be complied with, but was “so large and so stupid” that the official believed CDOB was not required to comply. The same official explained in an email to CDOB’s FOIA officer exactly how the data could be queried, that it would require only three queries, and that it would take only three-to-four days, but she didn’t “have that kind of time.” The General Assembly stated in the FOIA statute that it “recognizes that this Act imposes fiscal obligations on public bodies to provide adequate staff and equipment to comply with its requirements. The General Assembly declares that providing records in compliance with the requirements of this Act is a primary duty of public bodies to the people of this State, and this Act should be construed to this end, fiscal obligations notwithstanding.” Upon information and belief, CDOB’s FOIA Officer was aware of this statutory language at the time of the undue burden response and was aware that a request cannot be denied on the basis that it was believed by the government to be too “stupid.” 24. That same City IT official, in response to a question from CDOB’s FOIA officer about the work involved in responding to another of the requests, said that CDOB should instead 5 have a CDOB IT staff member provide a “guess.” Upon information and belief, CDOB’s FOIA Officer was aware at the time of the undue burden response to this request that the FOIA statute does not allow a public body to “guess” about the burden of responding. 25. CDOB has also vastly overstated the work involved to run the database queries required to respond to the requests. It is not difficult to export all of the data from a database. The relevant CDOB data is stored in Oracle databases. Multiple resources on the Internet contain instructions for how to export all tables in an Oracle database into a .csv or other common file format. See, e.g., http://www.oracle.com/webfolder/technetwork/tutorials/obe/db/sqldev/r30/SQLdev3.0_Import_ ELECTRONICALLY FILED 6/1/2018 12:05 PM 2018-CH-06995 PAGE 6 of 25 Export/sqldev3.0_import_export.htm?print=preview#t6. Thus, there was no good-faith basis for CDOB to deny the request based on burden, and CDOB’s time estimate had no good-faith factual basis. 26. With regard to the request for records about 6400 N. Sheridan, CDOB viewed and took screen shots from its database showing when inspections were performed for 6400 N. Sheridan, even though CDOB told BGA that it was unduly burdensome to gather and produce that data. A CDOB official also explained to CDOB’s FOIA Officer that the 2016 inspection was available in a specific database and that there was no 2017 inspection, and exported responsive records to an Excel spreadsheet for the FOIA Officer, none of which was disclosed or produced to BGA. 27. Despite contending that it was unduly burdensome to respond to BGA’s requests, no less than nine City officials attended, or were scheduled to attend, a conference call to discuss BGA’s FOIA requests, including the CDOB Commissioner, CDOB Deputy Commissioner, CDOB Managing Deputy Commissioner, the head of communications for the Law Department, a 6 CDOB Staff Assistant, and others. Other City officials that have been involved in the handling or review of BGA’s requests or CDOB’s response include the Mayor’s Deputy Chief of Staff, the Director of Public Affairs for CDOB, an Assistant to the Mayor, an Assistant Press Secretary to the Mayor, a Deputy Press Secretary to the Mayor, and others. 28. In the course of developing responses to BGA’s FOIA request, one or more CDOB and Mayor’s Office officials were aware of and considered the public relations ramifications of what the requested data would show and discussed “talking points” about it. 29. With regard to at least one of the BGA requests, approval of CDOB’s response was required from the Mayor’s Deputy Chief of Staff, even though CDOB’s FOIA Officer is ELECTRONICALLY FILED 6/1/2018 12:05 PM 2018-CH-06995 PAGE 7 of 25 charged by statute with issuing responses to FOIA requests. 30. In the course of formulating a response to the requests, a Mayor’s Office official stated that if BGA was unhappy with the response, it “can go to the PAC,” meaning the Public Access Counselor. Because there are no civil penalties or other financial consequences to a public body when the PAC finds a FOIA violation, upon information and belief, CDOB’s response was in part based on the belief that the most that could happen from a violation is that the PAC would ask CDOB to comply with the request. COUNT I – VIOLATION OF FOIA – DECEMBER 1 REQUESTS 31. The above paragraphs are incorporated by reference. 32. CDOB is a public body under FOIA in possession of public records responsive to the request. 33. CDOB has not produced records responsive to the request and those records are not exempt under FOIA. 34. There is a public interest in determining whether CDOB is ensuring that elevators are being properly maintained and inspected. 7 35. Lack of access to records responsive to these requests negatively impacts the public’s ability to hold CDOB accountable for ensuring that elevators are being properly maintained and inspected. 36. The public interest in disclosure exceeds the burden that CDOB claims to be required to comply with these requests. 37. The burden of complying with these requests is less than CDOB has stated. 38. CDOB did not conduct an adequate search for records responsive to the portion of the request for which CDOB produced records and did not produce all responsive records. ELECTRONICALLY FILED 6/1/2018 12:05 PM 2018-CH-06995 PAGE 8 of 25 COUNT II – VIOLATION OF FOIA – JANUARY 12 REQUESTS 39. The above paragraphs are incorporated by reference. 40. CDOB is a public body under FOIA in possession of public records responsive to the request. 41. CDOB has not produced records responsive to the request and those records are not exempt under FOIA. 42. There is a public interest in determining whether CDOB is ensuring that elevators are being properly maintained and inspected. 43. Lack of access to records responsive to these requests negatively impacts the public’s ability to hold CDOB accountable for ensuring that elevators are being properly maintained and inspected. 44. The public interest in disclosure exceeds the burden that CDOB claims to be required to comply with these requests. 45. The burden of complying with these requests is less than CDOB has stated. 8 COUNT III – VIOLATION OF FOIA – FEBRUARY 8 REQUEST 46. The above paragraphs are incorporated by reference. 47. CDOB is a public body under FOIA in possession of public records responsive to the request. 48. CDOB has not produced records responsive to the request and those records are not exempt under FOIA. 49. Upon information and belief, at least one withheld portion of the responsive records contains purely factual information that was not produced. 50. Upon information and belief, at least one portion of at least one record that was ELECTRONICALLY FILED 6/1/2018 12:05 PM 2018-CH-06995 PAGE 9 of 25 redacted or withheld pursuant to the deliberative process exemption contains factual information that was not produced. 51. Upon information and belief, at least one portion of at least one record that was redacted or withheld pursuant to the deliberative process exemption contains to, from, cc, date, and subject line information that was not produced. 52. CDOB is not a local inspector general’s office. 53. Records in the possession of the City are not records of the Cook County Inspector General, and so that exemption cannot apply. COUNT IV – WILLFUL VIOLATIONS 54. The above paragraphs are incorporated by reference. 55. CDOB willfully and intentionally violated FOIA and otherwise acted in bad faith in responding to the requests. WHEREFORE, BGA asks that the Court: i. in accordance with FOIA Section 11(f), afford this case precedence on the Court’s docket except as to causes the Court considers to be of greater importance, assign 9 this case for hearing and trial at the earliest practicable date, and expedite this case in every way; ii. order the Defendant to produce the requested records redacting only the material that is exempt; iii. enjoin the Defendant from withholding non-exempt public records under FOIA; iv. order the Defendant to pay civil penalties; v. award Plaintiff reasonable attorneys’ fees and costs; and vi. award such other relief the Court considers appropriate. ELECTRONICALLY FILED 6/1/2018 12:05 PM 2018-CH-06995 PAGE 10 of 25 RESPECTFULLY SUBMITTED, /s/ Matthew V. Topic ____________________________ Attorneys for Plaintiff BETTER GOVERNMENT ASSOCIATION Matthew Topic Joshua Burday LOEVY & LOEVY 311 N. Aberdeen, Third Floor Chicago, IL 60607 312-243-5900 foia@loevy.com Atty. No. 41295 10 Alejandra Cancino Reporter Better Government Association 223 W. Jackson Blvd., Ste 300 Chicago, IL 60606 City of Chicago Department of Buildings Freedom of Information Officer 121 N. LaSalle Street, Room 900 Chicago, IL 60607 December 1, 2017 ELECTRONICALLY FILED 6/1/2018 12:05 PM 2018-CH-06995 PAGE 11 of 25 Dear FOIA Officer, This is a request for public records under the Illinois Freedom of Information Act. Please make available for my inspection on Friday Dec. 8, the following public records in the office’s possession, custody or control: 1. A copy of the complete database or databases of annual elevator inspections conducted by city inspectors and by private inspectors hired through the Annual Inspection Certification Program. Please include all information in the database or databases. 2. A record layout, data dictionary, or any records related to the elevator inspections database or databases that show clarifying information, including but not necessarily limited to field names, descriptions and any definitions of any unique identifiers or codes used. Please provide the records in the electronic format in which they are maintained. If it is not feasible to furnish the public records in an electronic format then please contact me so we can discuss how you can furnish these documents. As this request is made in my capacity as a journalist, time is of the utmost concern. If you feel any portion of this request is exempt from public scrutiny, please make available that portion not in dispute and specify the records being withheld and the specific statutory authority under which you are doing so. I am happy to make myself available at your convenience to discuss any questions or concerns you may have, and to help expedite this process. Thank you for your assistance, Alejandra Cancino 312.821.9037 acancino@bettergov.org Group Exhibit A 1 DEPARTMENT OF BUILDINGS CITY OF CHICAGO December 7, 2017 Alejandra Cancino Better Government Association 223 W. Jackson Blvd., Ste 300 Chicago, IL 60606 ELECTRONICALLY FILED 6/1/2018 12:05 PM 2018-CH-06995 PAGE 12 of 25 Dear Ms. Cancino: On behalf of the City of Chicago Department of Buildings, I am responding to your Freedom of Information Act (“FOIA”) request dated December 1st, 2017. At this time, I am seeking an extension of five additional working days to respond to the request for one or more of the following reasons identified in 5 ILCS 140/3(e) of FOIA: ( ) the requested records are stored in whole or in part at other locations than the office having charge of the requested records; ( ) the request requires the collection of a substantial number of specified records; ( ) the request is couched in categorical terms and requires an extensive search for the records responsive to it; ( ) the requested records have not been located in the course of routine search and additional efforts are being made to locate them; ( ) the requested records require examination and evaluation by personnel having the necessary competence and discretion to determine if they are exempt from disclosure under Section 7 of the FOIA or should be revealed only with appropriate deletions; ( ) the request for records cannot be complied with by the public body within the time limits prescribed by 5 ILCS 140/3(d) without unduly burdening or interfering with the operations of the public body; ( x ) there is need for consultation, which shall be conducted with all practicable speed, with another public body or among two or more components of a public body having a substantial interest in the determination or in the subject matter of the request. Sincerely, Christopher Lynch FOIA Officer Department of Buildings 2 DEPARTMENT OF BUILDINGS CITY OF CHICAGO December 14, 2017 Alejandra Cancino Reporter Better Government Association Via email: acancino@bettergov.org ELECTRONICALLY FILED 6/1/2018 12:05 PM 2018-CH-06995 PAGE 13 of 25 Dear Ms. Cancino: On behalf of the City of Chicago Department of Buildings, I am responding to your Freedom of In or ation Act IA re uest or received by this office on December 1st, 2017, and for which a five day notice was requested beginning on December 8th, and which is now being answered in a timely fashion. In your request you asked for the following: “ 1. A copy of the complete database or databases of annual elevator inspections conducted by city inspectors and by private inspectors hired through the Annual Inspection Certification Program. Please include all information in the database or databases. 2. A record layout, data dictionary, or any records related to the elevator inspections database or databases that show clarifying information, including but not necessarily limited to field names, descriptions and any definitions of any unique identifiers or codes used…” The FOIA provides in 5 ILCS 140/3(g), that requests for all records falling within a category shall be complied with unless compliance with the request would be unduly burdensome for the complying body and there is no way to narrow the request and the burden on the public body outweighs the public interest in the information. In your request, you did not set a time frame. In order begin to answer such a request, a time frame needs to be established. As written currently, your request is open-ended. Thereby, as your FOIA request is currently written, the dedication of staff and/or resources is unduly burdensome on the daily operations of the City of Chicago Department of Buildings. Therefore, it is necessary for your request to be narrowed. If you would like assistance in narrowing your request, please contact me and I will assist you. Otherwise, as explained above, we will be unable to respond to your current request. If you agree to narrow your request, you must submit a revised written request to my attention. The Department of Buildings will take no further action or send you any further correspondence unless and until your current request is narrowed in writing. If we do not receive your narrowed request within fourteen (14) calendar days of the date of this letter, your current request will be denied. In the event that we do not receive a narrowed request and your current FOIA request is therefore 3 denied, you will have a right of review by the Illinois Attorney General’s Public Access Counselor, who can be contacted at 500 S. Second St., Springfield, IL 62706 or by telephone at (877) 299FOIA. You may also seek judicial review of a denial under 5 ILCS 140/11 of FOIA. Sincerely, ELECTRONICALLY FILED 6/1/2018 12:05 PM 2018-CH-06995 PAGE 14 of 25 Christopher Lynch FOIA Officer Department of Buildings 4 DEPARTMENT OF BUILDINGS CITY OF CHICAGO December 22, 2017 Alejandra Cancino Better Government Association 223 W. Jackson Blvd., Ste 300 Chicago, IL 60606 Dear Ms. Cancino: ELECTRONICALLY FILED 6/1/2018 12:05 PM 2018-CH-06995 PAGE 15 of 25 On behalf of the City of Chicago Department of Buildings, I am responding to your Freedom of Information Act (“FOIA”) request dated December 18th, 2017. At this time, I am seeking an extension of five additional working days to respond to the request for one or more of the following reasons identified in 5 ILCS 140/3(e) of FOIA: ( ) the requested records are stored in whole or in part at other locations than the office having charge of the requested records; ( ) the request requires the collection of a substantial number of specified records; ( ) the request is couched in categorical terms and requires an extensive search for the records responsive to it; ( ) the requested records have not been located in the course of routine search and additional efforts are being made to locate them; ( ) the requested records require examination and evaluation by personnel having the necessary competence and discretion to determine if they are exempt from disclosure under Section 7 of the FOIA or should be revealed only with appropriate deletions; ( ) the request for records cannot be complied with by the public body within the time limits prescribed by 5 ILCS 140/3(d) without unduly burdening or interfering with the operations of the public body; ( x ) there is need for consultation, which shall be conducted with all practicable speed, with another public body or among two or more components of a public body having a substantial interest in the determination or in the subject matter of the request. Sincerely, Christopher Lynch FOIA Officer Department of Buildings 5 DEPARTMENT OF BUILDINGS CITY OF CHICAGO January 3rd, 2018 Alejandra Cancino Reporter Better Government Association Via email: acancino@bettergov.org ELECTRONICALLY FILED 6/1/2018 12:05 PM 2018-CH-06995 PAGE 16 of 25 Dear Ms. Cancino: On behalf of the City of Chicago Department of Buildings, I am responding to your Freedom of Information Act (“FOIA”) request for received by this office on December 18st, 2017, and because of the Christmas holiday a five day notice was requested beginning on December 26thth, and due to the New Year’s holiday on January 1st, 2018, is now being answered in a timely fashion. In your request you asked for the following: “…Please provide the records from the year the database was created to December 18, 2017.” This was the time frame that you requested, regarding your previous FOIA request, which I you had narrowed. That request was for the following: “… 1. A copy of the complete database or databases of annual elevator inspections conducted by city inspectors and by private inspectors hired through the Annual Inspection Certification Program. Please include all information in the database or databases. 2. A record layout, data dictionary, or any records related to the elevator inspections database or databases that show clarifying information, including but not necessarily limited to field names, descriptions and any definitions of any unique identifiers or codes used…” The FOIA provides in 5 ILCS 140/3(g), that requests for all records falling within a category shall be complied with unless compliance with the request would be unduly burdensome for the complying body and there is no way to narrow the request and the burden on the public body outweighs the public interest in the information. The Hansen database that the city uses is not like an Excel sheet where one can search for information easily. In fact in order to find the range of information you are requesting, a computer technician has to write programs to query for each category of information requested. For example, a program would have to be written to query for violations. Then another query would have to be written for inspections, etc. The bits of information for violations, as an example, are in the millions. 6 Also, some of this information is in Hansen 7, while more recent data is stored in Hansen 8. Not all the data has been migrated over to Hansen 8, so queries would have to be written for both Hansen 7 and Hansen 8 to extract such information. For such a scenario, a dedicated computer technician would have to spend about 28 hours, or 4 business days, (7 hours=1 business day) to do so. Then, that technician would have to consult with an elevator expert to create a data dictionary, as the categories that the information is stored in is technical in nature, and whose meaning is not readily apparent to the average person. Thereby, as your FOIA request is currently written, the dedication of staff and/or resources is unduly burdensome on the daily operations of the City of Chicago Department of Buildings. Therefore, it is necessary for your request to be narrowed. If you would like assistance in narrowing your request, please contact me and I will assist you. Otherwise, as explained above, we will be unable to respond to your current request. ELECTRONICALLY FILED 6/1/2018 12:05 PM 2018-CH-06995 PAGE 17 of 25 If you agree to narrow your request, you must submit a revised written request to my attention. The Department of Buildings will take no further action or send you any further correspondence unless and until your current request is narrowed in writing. If we do not receive your narrowed request within fourteen (14) calendar days of the date of this letter, your current request will be denied. In the event that we do not receive a narrowed request and your current FOIA request is therefore denied, you will have a right of review by the Illinois Attorney General’s Public Access Counselor, who can be contacted at 500 S. Second St., Springfield, IL 62706 or by telephone at (877) 299FOIA. You may also seek judicial review of a denial under 5 ILCS 140/11 of FOIA. Sincerely, Christopher Lynch FOIA Officer Department of Buildings 7 Alejandra Cancino Reporter Better Government Association 223 W. Jackson Blvd., Ste 300 Chicago, IL 60606 City of Chicago Department of Buildings Freedom of Information Officer 121 N. LaSalle Street, Room 900 Chicago, IL 60607 January 12, 2018 ELECTRONICALLY FILED 6/1/2018 12:05 PM 2018-CH-06995 PAGE 18 of 25 Dear FOIA Officer, This is a request for public records under the Illinois Freedom of Information Act. Please make available for my inspection on Jan. 22, the following public records in the office’s possession, custody or control: 1. A copy of the complete database or databases of annual elevator inspections conducted by city inspectors and by private inspectors hired through the Annual Inspection Certification Program from December 1, 2017 to December 31, 2017. Please include all information in the database or databases. 2. A copy of all elevator inspection records in the database or databases for the elevators at 6400 N Sheridan Road. Please provide the records in the electronic format in which they are maintained. If it is not feasible to furnish the public records in an electronic format then please contact me so we can discuss how you can furnish these documents. As this request is made in my capacity as a journalist, time is of the utmost concern. If you feel any portion of this request is exempt from public scrutiny, please make available that portion not in dispute and specify the records being withheld and the specific statutory authority under which you are doing so. I am happy to make myself available at your convenience to discuss any questions or concerns you may have, and to help expedite this process. Thank you for your assistance, Alejandra Cancino 312.821.9037 acancino@bettergov.org 8 DEPARTMENT OF BUILDINGS CITY OF CHICAGO January 22, 2018 Alejandra Cancino Reporter Better Government Association Via email: acancino@bettergov.org ELECTRONICALLY FILED 6/1/2018 12:05 PM 2018-CH-06995 PAGE 19 of 25 Dear Ms. Cancino: On behalf of the City of Chicago Department of Buildings, I am responding to your Freedom of Information Act (“FOIA”) request on January 12, 2018. At this time, I am seeking an extension of five additional working days to respond to the request for one or more of the following reasons identified in 5 ILCS 140/3(e) of FOIA: ( ) the requested records are stored in whole or in part at other locations than the office having charge of the requested records; ( ) the request requires the collection of a substantial number of specified records; ( ) the request is couched in categorical terms and requires an extensive search for the records responsive to it; ( ) the requested records have not been located in the course of routine search and additional efforts are being made to locate them; ( ) the requested records require examination and evaluation by personnel having the necessary competence and discretion to determine if they are exempt from disclosure under Section 7 of the FOIA or should be revealed only with appropriate deletions; ( ) the request for records cannot be complied with by the public body within the time limits prescribed by 5 ILCS 140/3(d) without unduly burdening or interfering with the operations of the public body; (x) there is need for consultation, which shall be conducted with all practicable speed, with another public body or among two or more components of a public body having a substantial interest in the determination or in the subject matter of the request. Sincerely, Christopher Lynch FOIA Officer Department of Buildings 9 DEPARTMENT OF BUILDINGS CITY OF CHICAGO January 29, 2018 Alejandra Cancino Reporter Better Government Association Via email: acancino@bettergov.org Dear Ms. Cancino: ELECTRONICALLY FILED 6/1/2018 12:05 PM 2018-CH-06995 PAGE 20 of 25 On behalf of the City of Chicago Department of Buildings, I am responding to your Freedom of Information Act (“FOIA”) request for received by this office on January 12, 2018, and because of the Martin Luther King holiday, a five day notice was requested beginning on January 22nd, 2018, is now being answered in a timely fashion. In your request you asked for the following: “…1. A copy of the complete database or databases of annual elevator inspections conducted by city inspectors and by private inspectors hired through the Annual Inspection Certification Program from December 1, 2017 to December 31,2017. Please include all information in the database or databases. 2. A copy of all elevator inspection records in the database or databases for the elevators at 6400 N Sheridan Road…” For Item #1, the data you requested is attached to this correspondence. The FOIA provides in 5 ILCS 140/3(g) that requests for all records falling within a category shall be complied with unless compliance with the request would be unduly burdensome for the complying public body and there is no way to narrow the request and the burden on the public body outweighs the public interest in the information. Item #2 of your request is burdensome. Parameters that would assist DOB in providing information regarding elevators would be the following: (1) a timeframe. Thus, it is necessary that your request for Item #2 to be narrowed. If you would like assistance in narrowing, please contact me, and I will assist you. Otherwise, as explained above, DOB will be unable to respond to your request. If you agree to narrow your request, you must submit a revised written request to my attention. DOB will take no further action or send you any further correspondence unless and until your current request is narrowed in writing. If we do not receive your narrowed FOIA request within fourteen (14) calendar days of the date of this letter, you current request will be denied. In the event that we do not receive a narrowed request and your current FOIA request is therefore denied, you will have a right of review by the Illinois Attorney General’s Public Access Counselor, who can be contacted at 500 S. Second St., Springfield, IL 62706 or by telephone at (877) 29910 FOIA. You may also seek judicial review of a denial under 5 ILCS 140/11 of FOIA. Sincerely, ELECTRONICALLY FILED 6/1/2018 12:05 PM 2018-CH-06995 PAGE 21 of 25 Christopher Lynch FOIA Officer Department of Buildings 11 Alejandra Cancino Reporter Better Government Association 223 W. Jackson Blvd., Ste 300 Chicago, IL 60606 Christopher Lynch FOIA Officer City of Chicago Department of Buildings Freedom of Information Officer 121 N. LaSalle Street, Room 900 Chicago, IL 60607 February 8, 2018 ELECTRONICALLY FILED 6/1/2018 12:05 PM 2018-CH-06995 PAGE 22 of 25 Dear Mr. Lynch, This is a request for public records under the Illinois Freedom of Information Act. Please make available for my inspection on Thursday February 15, the following public records in the office’s possession, custody or control: 1. Emails or correspondence to and from Christopher Lynch and where Christopher Lynch is cc’ed that include the terms: “elevator” “database” “BGA” “Better Government Association” or “Alejandra” from December 1, 2017 to February 8, 2018. Please provide the records in the electronic format in which they are maintained. If it is not feasible to furnish the public records in an electronic format then please contact me so we can discuss how you can furnish these documents. As this request is made in my capacity as a journalist, time is of the utmost concern. If you feel any portion of this request is exempt from public scrutiny, please make available that portion not in dispute and specify the records being withheld and the specific statutory authority under which you are doing so. I am happy to make myself available at your convenience to discuss any questions or concerns you may have, and to help expedite this process. Thank you for your assistance, Alejandra Cancino 312.821.9037 acancino@bettergov.org 12 DEPARTMENT OF BUILDINGS CITY OF CHICAGO February 15, 2018 Alejandra Cancino Better Government Association 223 W. Jackson Blvd., Ste 300 Chicago, IL 60606 ELECTRONICALLY FILED 6/1/2018 12:05 PM 2018-CH-06995 PAGE 23 of 25 Dear Ms. Cancino: On behalf of the City of Chicago Department of Buildings, I am responding to your Freedom of Information Act (“FOIA”) request dated February 8, 2018. At this time, I am seeking an extension of five additional working days to respond to the request for one or more of the following reasons identified in 5 ILCS 140/3(e) of FOIA: ( ) the requested records are stored in whole or in part at other locations than the office having charge of the requested records; ( ) the request requires the collection of a substantial number of specified records; ( ) the request is couched in categorical terms and requires an extensive search for the records responsive to it; ( ) the requested records have not been located in the course of routine search and additional efforts are being made to locate them; ( ) the requested records require examination and evaluation by personnel having the necessary competence and discretion to determine if they are exempt from disclosure under Section 7 of the FOIA or should be revealed only with appropriate deletions; ( ) the request for records cannot be complied with by the public body within the time limits prescribed by 5 ILCS 140/3(d) without unduly burdening or interfering with the operations of the public body; ( x ) there is need for consultation, which shall be conducted with all practicable speed, with another public body or among two or more components of a public body having a substantial interest in the determination or in the subject matter of the request. Sincerely, Christopher Lynch FOIA Officer Department of Buildings 13 DEPARTMENT OF BUILDINGS CITY OF CHICAGO February 23, 2018 Alejandra Cancino Reporter Better Government Association Via email: acancino@bettergov.org ELECTRONICALLY FILED 6/1/2018 12:05 PM 2018-CH-06995 PAGE 24 of 25 Dear Ms. Cancino: On behalf of the City of Chicago Department of Buildings, I am responding to your Freedom of Information Act (“FOIA”) request for received by this office on February 8, 2018,with a five day extension requested on February 15, 2018, and due to the President’s Holiday on February 19, 2018 is now being answered in a timely fashion. In your request you asked for the following: “…Emails or correspondence to and from Christopher Lynch and where Christopher Lynch is cc'ed that include the terms "elevator" "database" "BGA" "Better Government Association" or "Alejandra" from December 1, 2018 to February 8, 2018…” The records you requested are attached to this correspondence. Please note that certain materials have been withheld as they are exempt under Section 7( 1)( f) of the Freedom of Information Act ( 5 ILCS 140/ 7( 1)(f)) : (f) Preliminary drafts, notes, recommendations, memoranda and other records in which opinions are expressed, or policies or actions are formulated, except that a specific record or relevant portion of a record shall not be exempt when the record is publicly cited and identified by the head of the public body. The exemption provided in this paragraph (f) extends to all those records of officers and agencies of the General Assembly that pertain to the preparation of legislative documents. 5 ILCS 140/7(1)(f). The U.S. Supreme Court has determined that the deliberative process exemption under FOIA focuses on documents that reflect “advisory opinions, recommendations and deliberations comprising part of a process by which governmental decisions and policies are formulated.” NLRB v. Sears and Roebuck, 421 U.S. 132, 150-151 (1975). The purpose is to encourage “frank discussion of legal or policy matters” such that employees in government feel free to express their opinions before a final legal or policy decision is made. “Deliberative” has been found to mean being a direct part of the process where recommendations and opinions are expressed. Vaughn v. Rosen, 523 F.2d 1136, 1143-44 (D.C. Cir. 1975). The information and records that have been redacted and withheld under this section include preliminary recommendations, discussions, and opinions. This material is internal communications with impressions and options regarding how to handle or accomplish specific matters. Such materials are exempt pursuant to Section 7(1)(f), and are therefore properly redacted or withheld. Additional records you seek are exempt from production under FOIA. The Illinois State Officials and Employees Ethics Act, 5 ILCS 430/1-1, et seq., provides that “[a]ll investigatory files and 14 reports of the Office of an Executive Inspector General, other than monthly reports required under Section 20-85, are confidential, are exempt from disclosure under the Freedom of Information Act, and shall not be divulged to any person or agency[.]” The statute then lists certain exceptions to that rule, not applicable here. 5 ILCS 430/20-95(d). Section .5 of FOIA exempts “information the disclosure of which is exempted under the State Officials and Employees Ethics Act, and records of any la fully created State or local inspector general’s office that ould be exempt if created or obtained by an xecutive Inspector eneral’s office under that Act.” 5 ILCS 140/7.5(h). Because the records you seek are reports and investigative files of the Cook County Inspector General, which would be exempt if created by an Executive Inspector General, they are exempt from production under FOIA. To the extent that you consider this a denial of your FOIA request, you have a right of review by the Illinois Attorney eneral’s Public Access ounselor, ho can be contacted at 500 S. Second St., Springfield IL 62706 or by telephone at (217)558-0486. You may also seek judicial review of a denial under 5 ILCS 140/11 of FOIA. Sincerely, ELECTRONICALLY FILED 6/1/2018 12:05 PM 2018-CH-06995 PAGE 25 of 25 Christopher Lynch FOIA Officer Department of Buildings 15 Summons - Alias Summons (12/31/15) CCG N001 IN THE CIRCUIT COURT OF COOK COUNTY, ILLINOIS BETTER GOVERNMENT ASSOCIATION No. 2018-CH-06995 v. Defendant Address: CITY OF CHICAGO DEPT OF BUILDINGS; CITY OF CHICAGO MAYOR'S OFFICE CITY OF CHICAGO DEPT OF BUILDINGS 121 N LASALLE 107 CHICAGO, IL 60602 SUMMONS ALIAS - SUMMONS To each defendant: YOU ARE SUMMONED and required to file an answer to the complaint in this case, a copy of which is hereto attached, or otherwise file your appearance, and pay the required fee, in the Office of the Clerk of this Court at the following location: Richard J. Daley Center, 50 W. Washington, Room 802 ,Chicago, Illinois 60602 District 2 - Skokie District 3 - Rolling Meadows District 4 - Maywood 5600 Old Orchard Rd. 2121 Euclid 1500 Maybrook Ave. Skokie, IL 60077 Rolling Meadows, IL 60008 Maywood, IL 60153 District 5 - Bridgeview District 6 - Markham Richard J. Daley Center 10220 S. 76th Ave. 16501 S. Kedzie Pkwy. 50 W. Washington, LL-01 Bridgeview, IL 60455 Markham, IL 60428 Chicago, IL 60602 You must file within 30 days after service of this Summons, not counting the day of service. IF YOU FAIL TO DO SO, A JUDGMENT BY DEFAULT MAY BE ENTERED AGAINST YOU FOR THE RELIEF REQUESTED IN THE COMPLAINT. To the officer: This Summons must be returned by the officer or other person to whom it was given for service, with endorsement of service and fees, if any, immediately after service. If service cannot be made, this Summons shall be returned so endorsed. This Summons may not be served later than thirty (30) days after its date. Witness: Atty. No.: 41295 Name: /s DOROTHY BROWN LOEVY & LOEVY Atty. for: BETTER GOVERNMENT ASSOCIATION Address: 311 N ABERDEEN 3FL City/State/Zip Code: CHICAGO, IL 60607 Telephone: (312) 243-5900 Primary Email Address: Friday, 01 June 2018 matt@loevy.com Secondary Email Address(es): DOROTHY BROWN, Clerk of Court Date of Service: (To be inserted by officer on copy left with Defendant or other person) **Service by Facsimile Transmission will be accepted at: joshb@loevy.com (Area Code) (Facsimile Telephone Number) DOROTHY BROWN, CLERK OF THE CIRCUIT COURT OF COOK COUNTY, ILLINOIS Page 1 of 1 Summons - Alias Summons (12/31/15) CCG N001 IN THE CIRCUIT COURT OF COOK COUNTY, ILLINOIS BETTER GOVERNMENT ASSOCIATION No. 2018-CH-06995 v. Defendant Address: CITY OF CHICAGO DEPT OF BUILDINGS; CITY OF CHICAGO MAYOR'S OFFICE CITY OF CHICAGO MAYOR'S OFFICE 121 N LASALLE 107 CHICAGO, IL 60602 SUMMONS ALIAS - SUMMONS To each defendant: YOU ARE SUMMONED and required to file an answer to the complaint in this case, a copy of which is hereto attached, or otherwise file your appearance, and pay the required fee, in the Office of the Clerk of this Court at the following location: Richard J. Daley Center, 50 W. Washington, Room 802 ,Chicago, Illinois 60602 District 2 - Skokie District 3 - Rolling Meadows District 4 - Maywood 5600 Old Orchard Rd. 2121 Euclid 1500 Maybrook Ave. Skokie, IL 60077 Rolling Meadows, IL 60008 Maywood, IL 60153 District 5 - Bridgeview District 6 - Markham Richard J. Daley Center 10220 S. 76th Ave. 16501 S. Kedzie Pkwy. 50 W. Washington, LL-01 Bridgeview, IL 60455 Markham, IL 60428 Chicago, IL 60602 You must file within 30 days after service of this Summons, not counting the day of service. IF YOU FAIL TO DO SO, A JUDGMENT BY DEFAULT MAY BE ENTERED AGAINST YOU FOR THE RELIEF REQUESTED IN THE COMPLAINT. To the officer: This Summons must be returned by the officer or other person to whom it was given for service, with endorsement of service and fees, if any, immediately after service. If service cannot be made, this Summons shall be returned so endorsed. This Summons may not be served later than thirty (30) days after its date. Witness: Atty. No.: 41295 Name: /s DOROTHY BROWN LOEVY & LOEVY Atty. for: BETTER GOVERNMENT ASSOCIATION Address: 311 N ABERDEEN 3FL City/State/Zip Code: CHICAGO, IL 60607 Telephone: (312) 243-5900 Primary Email Address: Friday, 01 June 2018 matt@loevy.com Secondary Email Address(es): DOROTHY BROWN, Clerk of Court Date of Service: (To be inserted by officer on copy left with Defendant or other person) **Service by Facsimile Transmission will be accepted at: joshb@loevy.com (Area Code) (Facsimile Telephone Number) DOROTHY BROWN, CLERK OF THE CIRCUIT COURT OF COOK COUNTY, ILLINOIS Page 1 of 1 Chancery DIVISION Litigant List Printed on 06/01/2018 Case Number: 2018-CH-06995 Page 1 of 1 Plaintiffs Plaintiffs Name Plaintiffs Address State Zip Unit # BETTER GOVERNMENT ASSOCIATION Total Plaintiffs: 1 Defendants Defendant Name Defendant Address State Unit # Service By CITY OF CHICAGO DEPT OF 121 N LASALLE CHICAGO, BUILDINGS IL 60602 107 Sheriff-Clerk CITY OF CHICAGO MAYOR'S 121 N LASALLE CHICAGO, OFFICE IL 60602 107 Sheriff-Clerk Total Defendants: 2