January 23, 2018 Via Electronic Mail Troy City Council Members 433 River Street Troy, NY 12180 Patrick Madden 433 River Street Troy, NY 12180 Dear Troy City Council Members and Mayor Madden, We are writing regarding Troy’s nuisance ordinance, known as “Nuisances: Mayor’s Powers; Assignment of Points for Offenses” and found in Chapter 205, Article III of Troy’s municipal code. Nuisance ordinances, such as this one, infringe on residents’ constitutional right to petition the government because they punish calls for police assistance. Furthermore, such ordinances harm domestic violence and other crime victims who may be punished under the ordinance for crimes committed against them. We wish to call your attention to a recent court case from the Appellate Division of the Third Department where an ordinance that is very similar to the Troy nuisance ordinance was struck down as unconstitutional. We believe that your nuisance ordinance is also unlawful and we hope that this recent decision will prompt Troy to rescind its Nuisances ordinance. In this letter we (1) explain why the Troy ordinance is unconstitutional under the First Amendment, under the recent Third Department decision; (2) discuss how the Troy ordinance also may run afoul of the Constitution’s Equal Protection and Due Process clauses, as well as the Fair Housing Act; and (3) set forth a request for limited records related to the ordinance pursuant to New York State Freedom of Information Law, N.Y. Pub. Off. Law § 84 et seq. The Troy “Nuisances: Mayor’s Powers; Assignment of Points for Offenses” Ordinance is Unconstitutional In a June 2017 decision, Village of Groton v. Pirro, the Third Judicial Department’s Appellate Division struck down the Village of Groton’s Nuisance Law as unconstitutional.1 The Nuisance Law penalized properties for criminal activity, even when tenants reported the criminal activity or were the victims of it. The First Amendment protects the right to petition the government for redress of grievances, including the right to make criminal complaints to the police. The court in Village of Groton found that the Nuisance Law was unconstitutional under the First Amendment because it 1 Bd. of Trustees of Vill. of Groton v. Pirro, 152 A.D.3d 149 (3d Dep’t 2017). “deters tenants from seeking assistance from police by placing them at risk of losing their homes.”2 The court struck down the entire law on its face because it would chill people, including domestic violence victims, from reaching out for police assistance. It noted that “the unconstitutional aspects of the law are so interwoven in its provisions that severance would be impractical,” concluding that the entire law was invalid under the First Amendment.3 The ruling did not depend on the way that Groton had actually enforced the ordinance. Troy’s ordinance, like the law struck down in Village of Groton, violates the First Amendment’s protection of the right to petition the government because it authorizes the imposition of penalties based on criminal activity or other offenses, which generally come to the attention of Troy through 911 calls and police reports. Like the unconstitutional Village of Groton ordinance, the Troy ordinance contains the following provisions:  The Troy ordinance punishes landlords and tenants for a wide range of behaviors – criminal and noncriminal behaviors – that any person engages in on a property. The ordinance assigns points to a broad list of conduct, from gambling offenses to violation of the city’s recycling ordinance.4 This is similar to the unconstitutional Village of Groton law, under which points accumulated toward a public nuisance determination based on a comprehensive list of criminal and non-criminal incidents, ranging from “[s]uffering or permitting the premises to become disorderly” to assault.5  The Troy ordinance does not require convictions in order for the ordinance to be triggered. Instead, like the invalid Groton nuisance ordinance, violations that accrue points merely must be proven by a preponderance of the evidence.6  The Troy ordinance does not specify what kind of evidence may be used to prove that violations have occurred.7 Thus, like the ordinance at issue in Village of Groton, nothing in the law precludes the ordinance from being triggered for “police involvement resulting from a tenant’s exercise of the right to petition the government for redress by summoning police.”8  Like the Groton ordinance, the Troy ordinance makes no distinction between crimes committed by tenants and crimes committed against tenants.9  Both the Troy ordinance and the invalidated Groton ordinance may cause tenants to lose their homes. The Troy ordinance permits the mayor to order the closing of a building determined to be a public nuisance or to suspend or revoke the 2 Id. at 156. Id. at 161. 4 City of Troy, N.Y., Code § 205-19. 5 Vill. of Groton, 152 A.D.3d at 157. Troy’s ordinance also assigns points for “[s]uffering or permitting the premises to become disorderly.” City of Troy, N.Y., Code § 205-19(D)(4). 6 Vill. of Groton, 152 A.D.3d at 157; City of Troy, N.Y., Code § 205-20. 7 City of Troy, N.Y., Code § 205-20. 8 Vill. of Groton, 152 A.D.3d at 157. 9 Id. at 158. See City of Troy, N.Y., Code § 205-25. 3 2 building’s certificate of use.10 The Groton ordinance permitted eviction of tenants as a remedy that landlords could use when a property was designated a nuisance.11 Additionally, Troy’s ordinance raises concerns under the Fourteenth Amendment’s Equal Protection Clause and Due Process Clause, and the Fair Housing Act. Under both the Fourteenth Amendment’s Equal Protection Clause and the Fair Housing Act, laws may not discriminate on the basis of sex. In September 2016, the Department of Housing and Urban Development issued guidance making clear that nuisance ordinances that have an unjustified discriminatory effect on victims of domestic violence violate the Fair Housing Act.12 This guidance explains that where nuisance ordinances have a disparate impact cities face a “difficult burden” in justifying their use and that repealing nuisance ordinances is “[o]ne step a local government may take toward meeting its duty to affirmatively further fair housing.”13 Laws such as Troy’s that may punish domestic violence victims, who are predominantly women, for seeking police assistance or for being the victims of crime in their homes may unlawfully discriminate on the basis of sex.14 Laws such as Troy’s that permit displacement of tenants pursuant to a nuisance designation without providing adequate procedural protections, may violate the Fourteenth Amendment’s Due Process Clause. Though these issues were not reached in the Village of Groton decision, similar claims against comparable nuisance ordinances have led to settlements involving significant monetary compensation. The American Civil Liberties Union (ACLU) filed and settled cases on behalf of domestic violence victims in Borough of Norristown, PA for $495,000, and Surprise, AZ for over $200,000, and both settlements also led to complete repeal of the laws, with an agreement not to adopt similar provisions in the future.15 Recent lawsuits also have resulted in agreements or court orders to stop enforcement of laws similar to your nuisance ordinance that threaten to displace tenants. In July 2017, tenants with criminal records in transitional supportive housing represented by the ACLU obtained a preliminary injunction from a federal court against a Residential Rental Property Ordinance in Hesperia, California. The Hesperia ordinance, like the ordinance in Troy, allowed the city to take actions that could result in tenants losing their homes based on supposed criminal activity on the property without adequate due process.16 In 2016, Wilkes-Barre, Pennsylvania agreed to stop enforcing an ordinance that allowed city officials to evict tenants and prevent landlords from 10 City of Troy, N.Y., Code § 205-21. Vill. of Groton, 152 A.D.3d at 158. 12 Department of Housing and Urban Development, Guidance on Application of Fair Housing Act Standards to the Enforcement of Local Nuisance and Crime-Free Housing Ordinances Against Victims of Domestic Violence, Other Crime Victims, and Others Who Require Police or Emergency Services (Sept. 13, 2016), https://portal.hud.gov/hudportal/documents/huddoc?id=FinalNuisanceOrdGdnce.pdf. 13 Id. at 9, 12. 14 See, e.g., City of Troy, N.Y., Code §§ 205-19(A)(1), 205-19(D)(2). 15 ACLU Women’s Rights Project, Recent Settlements and the Implications of Local Nuisance Ordinances for Municipal Governments, http://www.imla.org/images/links/webinar/Bulletin%20for%20municipalities%20on%20Briggs%20settlement%20a nd%20nuisance%20ordinances.pdf; ACLU, Nancy Markham v. City of Surprise, https://www.aclu.org/cases/nancymarkham-v-city-surprise. 16 ACLU of Southern California, Victor Valley Family Resource Center v. City of Hesperia, https://www.aclusocal.org/en/cases/victor-valley-family-resource-center-v-city-hesperia. 11 3 renting properties if anyone was suspected of illegal activity involving drugs or guns on the premises, after the ACLU filed a lawsuit on behalf of tenants and landlords threatened with eviction under the ordinance.17 Cities in New York also have settled constitutional and Fair Housing Act challenges against their nuisance ordinances. In 2010, a lawsuit brought by domestic violence survivors against East Rochester, New York was settled for monetary damages and resulted in the municipality agreeing to amend its ordinance.18 Hornell, New York also settled a challenge brought against its nuisance ordinance by a domestic violence survivor, amending its law in 2011.19 Given the controlling Village of Groton decision, the Troy Public Nuisance Abatement ordinance is clearly unconstitutional. We therefore ask that Troy rescind this ordinance. Freedom of Information Law Request Regarding Troy’s “Nuisances: Mayor’s Powers; Assignment of Points for Offenses” Ordinance In addition, we request records regarding the ordinance entitled “Nuisances: Mayor’s Powers; Assignment of Points for Offenses” and found in Chapter 205, Article III of Troy’s Municipal Code. Below we have detailed the information we seek for inspection or production in accordance with the New York State Freedom of Information Law, N.Y. Pub. Off. Law § 84 et seq. If possible, please provide the requested records in electronic format. If requested records are maintained in a computer database, please contact us before retrieving the records so that we can ensure that the retrieved records are in a usable and readable format. We agree to compensate you for the cost of duplicating the records we request, as provided by law. Upon locating the requested documents, please contact us prior to photocopying and advise us of the actual cost of duplication. The New York State Freedom of Information Law requires a response within five business days of the receipt of a written request for records. If access to the records we are requesting will take longer than five days, please contact us with information about when we might expect copies or the ability to inspect the requested records. We seek the following records in possession of the City of Troy: From November 1, 2012 to the present, copies of all warnings, notices, orders, penalties, fines, or other communications issued pursuant to the Nuisances: Mayor’s 17 ACLU of Pennsylvania, Peters v. Wilkes-Barre, https://www.aclupa.org/our-work/legal/legaldocket/peters-vwilkes-barre/. 18 Brian Sharp, City to fix law that snared victims, Democrat & Chronicle, Nov. 1, 2015, http://www.democratandchronicle.com/story/news/2015/11/02/city-fix-law-snared-victims/74879710/. 19 Stipulation of Settlement and Discontinuation, Peeso v. City of Hornell, No. 6:11-cv-06306 (W.D.N.Y. filed Nov. 14, 2011). 4 Powers; Assignment of Points for Offenses ordinance by any city official or employee. Please furnish records to: Scout Katovich Legal Fellow New York Civil Liberties Union 125 Broad Street, 19th Floor New York, NY 10004 If for any reason any portion of this request is denied, please inform us of the reasons for the denial in writing and provide the name and address of the person or body to whom an appeal should be directed. Please contact Scout Katovich by February 9, 2018, to advise us of whether you plan to rescind your nuisance ordinance. We welcome the opportunity to discuss this matter further with you. Thank you for your consideration. Sincerely, Scout Katovich Legal Fellow New York Civil Liberties Union Melanie Trimble Capital Region Chapter Director New York Civil Liberties Union 41 State St., Suite 612, Albany, NY 12207 Sandra Park Senior Staff Attorney ACLU Women's Rights Project Amy Schwartz-Wallace Senior Staff Attorney Empire Justice Center Connie Neal Executive Director New York State Coalition Against Domestic Violence Cc: Troy City Attorney 5