U. S. Citizenship and Immigration Services
Office of the Director (MS 2000)
Washington, DC 20529-2000

July 13, 2018

PM-602-0163

Policy Memorandum
SUBJECT: Issuance of Certain RFEs and NOIDs; Revisions to Adjudicator’s Field Manual (AFM)
Chapter 10.5(a), Chapter 10.5(b)
Purpose
This Policy Memorandum (PM) provides guidance to U.S. Citizenship and Immigration Services
(USCIS) adjudicators regarding the discretion to deny an application, petition, or request without first
issuing a Request for Evidence (RFE) or Notice of Intent to Deny (NOID) if initial evidence is not
submitted or if the evidence in the record does not establish eligibility.
Previous guidance
This PM rescinds in its entirety the June 3, 2013 PM titled “Requests for Evidence and Notices of
Intent to Deny” (2013 PM) regarding an adjudicator’s discretion to deny an application, petition, or
request without issuing an RFE. This PM incorporates those portions of the 2013 PM which are still
intended to govern USCIS adjudications.
Scope
This memorandum applies to, and shall be used, to guide determinations by all U.S. Citizenship and
Immigration Services (USCIS) employees.
Effective Date
This updated guidance is effective September 11, 2018 and applies to all applications, petitions, and
requests received after the effective date.
Authority
8 CFR 103.2(b)(8).

 PM-602-0163
Issuance of Certain RFEs and NOIDs; Revisions to Adjudicator’s Field Manual (AFM) Chapter
10.5(a), and 10.5(b)
Page 2
Background
The June 3, 2013 PM titled “Requests for Evidence and Notices of Intent to Deny” (2013 PM)
addressed policies for the issuance of RFEs and NOIDs when the evidence submitted at the time of
filing does not establish eligibility for the benefit sought. While the 2013 PM provided that RFEs
should be issued “when the facts and the law warrant,” it also stated that an adjudicator should issue an
RFE unless there was “no possibility” that the deficiency could be cured by submission of additional
evidence. The effect of the “no possibility” policy was that only statutory denials (such as a denial
where a nonexistent benefit is requested) would be issued without an RFE or a NOID. This new PM
clarifies how those filings, as well as filings lacking required initial evidence, should be treated.
The 2013 PM explained that an RFE is not to be issued when the evidence already submitted
establishes eligibility or ineligibility in all respects for the particular benefit requested. However,
where the record does not establish eligibility or ineligibility, the 2013 PM limited adjudicators’
discretion to adjudicate cases based on the record. Yet, 8 CFR 103.2(b)(8) provides that an
adjudicator, under the circumstances described in the regulation, may either deny the application,
petition, or request, or issue an RFE or a NOID when the record does not establish eligibility. 1 The
2013 PM’s “no possibility” policy limited the application of an adjudicator’s discretion. The burden of
proof, however, is on the applicant, petitioner, or requestor to establish eligibility. 2 The policy
implemented in this PM rescinds the 2013 PM’s “no possibility” policy and restores to the adjudicator
full discretion to deny applications, petitions, and requests without first issuing an RFE or a NOID,
when appropriate. This policy is intended to discourage frivolous or substantially incomplete filings
used as “placeholder” filings and encourage applicants, petitioners, and requestors to be diligent in
collecting and submitting required evidence. It is not intended to penalize filers for innocent mistakes
or misunderstandings of evidentiary requirements.
Policy
Statutory Denials
Consistent with USCIS practice and regulations, adjudicators will continue issuing statutory denials,
when appropriate, without issuing an RFE or a NOID first. This would include any filing in which the
applicant, petitioner, or requestor has no legal basis for the benefit/request sought, or submits a request
for a benefit or relief under a program that has been terminated. Examples of cases where the issuance
of a denial may be appropriate without prior issuance of an RFE or a NOID include, but are not limited
to:

1

2

Per 8 CFR 208.14(d), applications for asylum are not subject to denial pursuant to the provisions at 8 CFR 103.2(b).
Section 291 of the Act, 8 USC 1361; Matter of Otiende, 26 I&N Dec. 127, 128 (BIA 2013).

 PM-602-0163
Issuance of Certain RFEs and NOIDs; Revisions to Adjudicator’s Field Manual (AFM) Chapter
10.5(a), and 10.5(b)
Page 3
•

Waiver applications that require a showing of extreme hardship to a qualifying relative, but the
applicant is claiming extreme hardship to someone else and there is no evidence of any
qualifying relative;

•

Family-based visa petitions filed for family members under categories that are not authorized
by statute.

Officers should check current policy and the operating procedures for additional guidance, applicable
to the particular application, petition, or request. Additionally, cases in any type of litigation or that
are subject to any court order or injunction must be addressed under the protocols governing the
litigation. 3
Denials Based on Lack of Sufficient Initial Evidence
If all required initial evidence is not submitted with the benefit request, USCIS in its discretion may
deny the benefit request for failure to establish eligibility based on lack of required initial evidence.
Examples of filings that may be denied without sending an RFE or a NOID include, but are not limited
to:
•

Waiver applications submitted with little to no supporting evidence; or

•

Cases where the regulations, the statute, or form instructions require the submission of an
official document or other form or evidence establishing eligibility at the time of filing and
there is no submission. For example, family-based or employment-based categories where an
Affidavit of Support (Form I-864), if required, was not submitted with the Application to
Register Permanent Residence or Adjust Status (Form I-485).

Officers should check current policy and the operating procedures for additional guidance, applicable
to the particular application, petition, or request. Additionally, cases in any type of litigation or that
are subject to any court order or injunction must be addressed under the protocols governing the
litigation. Furthermore, certain form instructions or regulations may permit applicants, petitioners, or
requestors to file a form before all the required initial evidence is available, or may restrict USCIS’
authority to deny based solely on the submission of limited evidence.

3

For example, as of July 13, 2018, due to preliminary injunctions issued by the U.S. District Court for the Northern District
of California in Regents of Univ. of California v. DHS et al., No. 3:17-cv-05211 (N.D. Cal. Jan. 9, 2018) and by the U.S.
District Court for the Eastern District of New York in Batalla Vidal v. Nielsen, 1:16-cv-04756 (E.D.N.Y. Feb. 13, 2018),
USCIS is adjudicating Deferred Action for Childhood Arrivals (DACA) requests on the same terms and conditions in place
prior to September 5, 2017. Therefore, this policy memo does not change the RFE and NOID policies and practices that
apply to the adjudication of DACA requests while DHS remains enjoined from making changes to the DACA policy. This
policy memorandum will apply to DACA or DACA-related requests, however, if and when DHS is no longer subject to
these or any future court orders preventing such changes.

 PM-602-0163
Issuance of Certain RFEs and NOIDs; Revisions to Adjudicator’s Field Manual (AFM) Chapter
10.5(a), and 10.5(b)
Page 4
Additional Considerations
In some cases, particularly where the response to an RFE opens up new lines of inquiry, a
follow-up RFE might be warranted. If possible, however, officers should include in a single RFE all
the additional evidence they anticipate having to request. The officer’s careful consideration of all the
apparent gaps in the evidence will minimize the issuance of multiple RFEs or denials for failure to
establish eligibility for the benefit sought. In response to an RFE or a NOID, applicants, petitioners, or
requestors must submit all of the requested materials together at one time, along with the original RFE
or NOID. If only some of the requested evidence is submitted, USCIS will consider this to be a request
for a decision on the record. See 8 CFR 103.2(b)(11). Additionally, failure to submit requested
evidence which precludes a material line of inquiry will be grounds for denying the request.
See 8 CFR 103.2(b)(14).
Apart from RFEs, officers have the discretion to validate assertions or corroborate evidence and
information by consulting USCIS or other governmental files, systems, and databases, or by
obtaining publicly available information that is readily accessible. See 8 USC 1357(b). For example,
an officer may, in the exercise of discretion, verify information relating to a petitioner’s corporate
structure by consulting a publicly available state business website. As another example, an officer may
attempt to corroborate evidence relating to an individual’s history of nonimmigrant stays in the United
States by searching a nonpublic, U.S. government database. If relevant, any such additional evidence
should be placed in the Record of Proceeding according to the National Background, Identity, and
Security Check Operating Procedures Handbook (NaBISCOP) and standard operating procedures
(SOPs), unless specifically exempted from inclusion, as is the case for classified materials. For details,
please refer to AFM Chapter 10.2, Record of Proceeding, the NaBISCOP, and the applicable SOPs.
Under 8 CFR 103.2(b)(16)(i), if a decision adverse to the applicant, petitioner, or requestor is based on
derogatory information, and the applicant, petitioner, or requestor is unaware that the information is
being considered, generally the officer must advise the applicant, petitioner, or requestor, as applicable,
of this information and offer an opportunity for rebuttal before the decision is rendered. Any
explanation, rebuttal, or information presented by or on behalf of the applicant, petitioner, or requestor
must be included in the record of proceeding. There is an exception for certain classified materials. 4

4

Under 8 CFR 103.2(b)(16)(ii) and (iv), a determination of statutory eligibility shall be based only on information that is
contained in the record of proceeding and disclosed to the individual, except when the information is classified under
Executive Order No. 12356 as requiring protection from unauthorized disclosure in the interest of national security and the
classifying authority has not agreed in writing to such disclosure. Whenever the Director of USCIS believes he or she can
do so consistently with safeguarding both the information and its source, the Director or his or her designee should direct
that the individual be given notice of the general nature of the information and an opportunity to offer opposing evidence.
The Director’s or his or her designee’s authorization to use such classified information shall be made a part of the record. A
decision based in whole or in part on such classified information shall state that the information is material to the decision.
Under 8 CFR 103.2(b)(16)(iii), where an application may be granted or denied in the exercise of discretion, the decision to
exercise discretion favorably or unfavorably may be based in whole or in part on classified information not contained in the
record and not made available to the applicant, provided the USCIS Director or his or her designee has determined that such

 PM-602-0163
Issuance of Certain RFEs and NOIDs; Revisions to Adjudicator’s Field Manual (AFM) Chapter
10.5(a), and 10.5(b)
Page 5
Implementation
The Adjudicator’s Field Manual (AFM) is revised as follows:


(1) Chapter 10.5(a) is revised as follows:

(a)

General.

***
(2)

Considerations Prior to Issuing RFEs.

Initial case review should be thorough. Although the burden of proof is on the applicant, petitioner, or
requestor, before issuing an RFE or NOID, an officer may assess whether the information needed is
available in USCIS databases or systems. Occasionally, certain evidence or information not submitted
with the application, petition, or request may be readily accessible in other USCIS records or
otherwise available from external sources. If such information is available in USCIS databases or
systems, an officer may obtain the information from these sources rather than issuing an RFE or a
NOID. Adjudicators have the discretion to validate assertions or corroborate evidence and information
by consulting USCIS or other governmental files, systems, and databases, or by obtaining publicly
available information. 8 USC 1357(b).
An officer should not request evidence that is outside the scope of the adjudication or otherwise
irrelevant to an identified deficiency. In general, officers may, but are not required to, issue RFEs or
NOIDs, and they retain the discretion to deny a request for ineligibility without issuing an RFE or
NOID.
When an RFE is appropriate, it should:
(1) identify the eligibility requirement(s) that has not been established and why the evidence submitted
was not sufficient;
(2) identify any missing evidence specifically required by the applicable statute, regulation, or form
instruction;
(3) identify examples of other evidence that may be submitted to establish eligibility; and
(4) request that evidence.
The RFE should ask for all of the additional evidence the officer anticipates having to request and
state the deadline for response. The officer’s careful consideration of all the apparent gaps in the
evidence will minimize the issuance of multiple RFEs or denials for failure to establish eligibility for the
benefit sought. In certain instances the evidence provided in response to an RFE may raise eligibility
questions that the adjudicator did not identify during initial case review or open up new lines of inquiry.
In such a case, a follow-up RFE or a NOID might be warranted. Failure to submit requested evidence
which precludes a material line of inquiry, however, will be grounds for denying the request. 8 CFR
103.2(b)(14).

information is relevant and is classified under Executive Order No. 12356 as requiring protection from unauthorized
disclosure in the interest of national security.

 PM-602-0163
Issuance of Certain RFEs and NOIDs; Revisions to Adjudicator’s Field Manual (AFM) Chapter
10.5(a), and 10.5(b)
Page 6
Statutory Denials
Statutory denials should generally be issued without prior issuance of an RFE or a NOID on any
application, petition, or request that does not have any basis upon which the applicant, petitioner, or
requestor may be approved. This would include any filing in which the applicant, petitioner, or
requestor has no legal basis for the benefit/request sought, or a request for a program that has been
terminated. Other examples include, but are not limited to:
•
•

Waiver applications that require a showing of extreme hardship to a qualifying relative but the
applicant is claiming extreme hardship to someone else and there is no evidence of any
qualifying relative;
Family-based visa petitions filed for family members under categories that are not provided by
statute based on the claimed family relationship.

Officers should check the applicable policy and operating procedures for additional guidance, as
applicable to the particular application, petition, or request. Additionally, cases in any type of litigation
or that are subject to any court order or injunction must be addressed under the protocols governing
the litigation. 5 Furthermore, certain form instructions or regulations may permit applicants, petitioners,
or requestors to file a form before all required initial evidence is available, or may restrict USCIS’
ability to deny based solely on the submission of limited evidence.
Denials Based on Lack of Sufficient Initial Evidence
In the case of a filing that lacks initial evidence, the application, petition, or request may be denied
without issuing an RFE or NOID. Examples of filings in which the issuance of a denial may be
appropriate without prior issuance of an RFE or a NOID include, but are not limited to:

5

•

Waiver applications submitted with little to no supporting evidence; or

•

Cases where the regulations, the statute, or form instructions require the submission of an
official document or other form or evidence establishing eligibility at the time of filing and there
is no submission. For example, family-based or employment-based categories where an
Affidavit of Support (Form I-864), if required, was not submitted with the Application to
Register Permanent Residence or Adjust Status (Form I-485).

For example, as of July 13, 2018, due to preliminary injunctions issued by the U.S. District Court for the Northern District
of California in Regents of Univ. of California v. DHS et al., No. 3:17-cv-05211 (N.D. Cal. Jan. 9, 2018) and by the U.S.
District Court for the Eastern District of New York in Batalla Vidal v. Nielsen, 1:16-cv-04756 (E.D.N.Y. Feb. 13, 2018),
USCIS is adjudicating Deferred Action for Childhood Arrivals (DACA) requests on the same terms and conditions in place
prior to September 5, 2017. Therefore, the RFE and NOID policies and practices that were in effect as of September 5,
2017 continue to apply to the adjudication of DACA requests while DHS remains enjoined from making changes to the
DACA policy. This policy memorandum will apply to DACA or DACA-related requests, however, if and when DHS is no
longer subject to these or any future court orders preventing such changes.

 PM-602-0163
Issuance of Certain RFEs and NOIDs; Revisions to Adjudicator’s Field Manual (AFM) Chapter
10.5(a), and 10.5(b)
Page 7
***


(2) Chapter 10.5(b) is revised as follows:

***

(4) Notice of Intent to Deny (NOID).
A NOID may be based on evidence of ineligibility or on derogatory information known to USCIS, but
the applicant, petitioner, or requestor is either unaware of the information or may be unaware of its
impact on eligiblity. When an adverse decision is based on derogatory information that is unknown to
the applicant, petitioner, or requestor, generally, an opportunity to rebut that information shall be
provided in accordance with 8 CFR 103.2(b)(16)(i). In that situation, a NOID provides an applicant,
petitioner, or requestor with adequate notice and sufficient opportunity to respond and the opportunity
to review and rebut derogatory information of which he/she/it is unaware. While not required in other
situations, a NOID also provides an applicant, petitioner, or requestor with adequate notice and
sufficient opportunity to respond to an intended denial on other substantive grounds. 6
When a preliminary decision has been made to deny an application or petition and the denial is not
based on lack of initial evidence or a statutory denial as discussed in Chapter 10.5(b), and 8 CFR
103.2(b)(16)(i) applies, the adjudicator must issue a written NOID to the applicant, petitioner, or
requestor providing up to a maximum of 30 days to respond to the NOID. The NOID must include the
required response date.
***



(5) The AFM Transmittal Memoranda button is revised by adding, in numerical order, a
new entry to read:

PM-6020163

Chapter 10.5(a); and
Chapter 10.5(b)

Amends standards for issuance of certain requests
for evidence and notices of intent to deny.

July 13,
2018

6

Note that this does not apply to filing deficiencies such as signatures, which are subject to the regulations at 8 CFR
103.2(a)(7)(ii) and the policy memorandum, “Signatures on Paper Applications, Petitions, Requests, and Other Documents
field with U.S. Citizenship and Immigration Services, PM-602-0134.1, dated February 16, 2018, and effective beginning on
March 17, 2018

 PM-602-0163
Issuance of Certain RFEs and NOIDs; Revisions to Adjudicator’s Field Manual (AFM) Chapter
10.5(a), and 10.5(b)
Page 8
Use
This PM is intended solely for the training and guidance of USCIS personnel in performing their duties
relative to the adjudication of applications and petitions. It is not intended to, does not, and may not be
relied upon to create any right or benefit, substantive or procedural, enforceable at law or by any
individual or other party in removal proceedings, in litigation with the United States, or in any other
form or manner.
Contact Information
If USCIS adjudicators have questions or suggestions regarding this PM, they should direct them
through their appropriate chains of command to the Office of Policy and Strategy.