PUBLIC SERVICE COMMISSION OF WEST VIRGINIA CHARLESTON At a session of the PUBLIC SERVICE COMMISSION OF WEST VIRGINIA in the City of Charleston on the 29'h day of September 2017. CASE NO. 17-0521-E-CS ESC BROOKE COUNTY POWER I, LLC, Application for a Siting Certificate to authorize the construction and operation of a wholesale electric generating facility in Brooke County, West Virginia. COMMISSION ORDER The Commission rules on the Motion to Compel filed by ESC Brooke County Power I, LLC on September 14, 2017, and the Motion to Compel filed by the West Virginia Building and Construction Trades Council on September 11,2017. BACKGROUND On April 26, 2017, ESC Brooke County Power I, LLC (ESC Brooke), a Delaware limited liability company, filed a verified application for a Siting Certificate (Application) pursuant to W.Va. Code $24-2- 1 1c, requesting authorization to construct and operate an electric wholesale generating facility (Project) in Brooke County, West Virginia. The proposed Project is an 830 MW natural gas fired electric generating facility consisting of two combustion turbines driving two combustion turbine generators, with ancillary equipment and buildings needed for the operation of the Project. It is to be constructed on a former coal strip mine area that is now the Cross Creek Wildlife Management Area owned by the West Virginia Department of Natural Resources (DNR) and located in an unincorporated area approximately two miles south of Colliers in Brooke County, West Virginia. ESC Brooke has entered into an option with DNR to lease approximately twenty acres for the construction and operation of the facility. According to the Application, a substation and 800-foot transmission line will be constructed and owned by FirstEnergy to transfer power from the Project to the TiddWylie transmission line and into the PJM grid. ESC Brooke states that natural gas or a blend of natural gas and ethane will be transported to the Project by dedicated pipelines constructed, owned and operated by third parties under contract with ESC Brooke. ESC Brooke Motion to Compel On August 16, 2017, ESC Brooke filed its Second Set of Discovery Requests to Intervenor OVJA and the Local Residents (ESC Second Requests). On August 30, 2017, OVJA and the Local Residents filed Objections to ESC’s Second Requests. On September 5 , 2017, the Local Residents filed Responses and Objections to ESC Brooke’s Second Requests. On September 14, 2017, ESC Brooke filed a Motion to Compel (ESC Brooke Motion). On September 25, 2017 OVJA and the Local Residents filed a Response in Opposition to the ESC Brooke Motion. (OVJA Response to Brooke) Trades Council Motion to Compel On August 16,20 17, the West Virginia Building and Construction Trades Council (Trades Council) filed its First Interrogatories and Requests for Information and Data to OVJA and the Local Residents (Trades Council Data Requests). On August 30, 2017, OVJA and the Local Residents filed Objections to Trades Council’s Data Requests. On Septembcr 5 , 2017, OVJA and the Local Residents filed Responses and Objections to Trades Council’s Data Requests. On September 11, 2017, the ’Trades Council filed a Motion to Compel OVJA to fully respond to its Data Requests. (Trades Council Motion). On September 18, 2017, OVJA filed a Response in Opposition to Trades Council Motion. (OVJA Response to ’Trades Council). DISCUSSION ESC Brooke Motion to Compel In its Second Data Request, ESC Brooke asks the following regarding OVJA’s experts: 01. Provide all analyses conducted by Jon A. Pollack to estimate potential emission reductions associated with the displacement of electrical generation from other sources (as described in the last sentence of Mr. Pollack’s professional profile in his resume attached to his Direct Testimony filed in this case). Q2. Provide copies of all reports, filed testimony, and transcripts o f trial or hearing testimony or depositions from the 13 “Legal Case” 2 experiences set forth in Mr. Watry's Curriculum Vitae attached to his Direct Testimony filed in this case. OVSA objects to ESC Second Request QI on the basis of attorney-client privilege, that it is o>erbroad and unduly burdensome, and that it is not likely to lead to evidence relevant to the case. Also, OVJA asserts that Pollack is not testifjing about emissions from natural-gas fired plants relative to coal-fired plants. OVSA objects to ESC Second Request 42 stating that it is overly broad and unduly burdensome, not likely to lead to discovery of relevant evidence and to the extent that any information is publicly available it is just as accessible to ESC Brooke as it is OVSA. ESC Brooke contends in its Motion that the information it requests in Q1 and 4 2 is reasonable in order to determine the credibility of OVJA's witnesses. ESC Brooke cites three cases in which courts have held that an expert's prior reports and testimony are discoherable including Parkervision v. Oualcomm Inc., 2013 WL 3771226 (M.D. Fla. Jul) 17, 2013). In the Parkervision case the Court stated, as ESC Brooke cites in its Motion, "Prior expert reports, prior expert deposition transcripts and prior trial testimony transcripts fall within the ambit of Rule 26 (b)( 1) general fact discovery." @. OVJA objects to providing the information sought by ESC Second Request Q1 asserting that it is subject to attorney-client privilege, but provides no argument or explanation about how it is subject to that privilege. In its response to Brooke, OVJA asserts that Federal Rule of Procedure 26 does not apply in this proceeding. OVJA attempts to distinguish the Parkervision case cited by ESC Brooke where the Court compelled production "because the request is narrowly tailored and not unduly burdensome . .. and it is likely that Qualcomm either has the information or can access it with relative ease." OVJA Response to Brooke at p. 4, citing Parkervision, supra. OVJA opposes the production of the reports, filed testimony and transcripts of trial. hearing and depositions from the thirteen cases set forth in Mr. Watry's Curriculum Vitae on the grounds that this information is just as available to ESC Brooke as it is to OVJA. OVJA again cites the Court's decision in the Parkervision case discussed above. The Commission has stated in previous cases that it has adopted Rule 26 of the West Virginia Rules of Civil Procedure as its policy governing discovery disputes.' Although the Parkervision case cited by ESC Brooke was decided under Rule 26 of the Federal Rules of Civil Procedure, the Commission can look to that case for guidance. In hi5 Professional Profile Mr. Pollack lists numerous types of analyses that he has I ESC Brooke discusses at length the Commission's policy regarding Rule 26 of the West Virginia Rules of Civil Procedure. citing several Commission Orders, in its first Motion to Compel OVJA filed on August 7 , 2017 at pages 9-10, 3 perfonned. ESC Brooke’s request is narrow and focused on one area of Mr. Pollack’s analyses and the information requested is likely in the possession of OVJA’s witness or easily accessible by him. It is reasonable to grant the Motion with regard to ESC Brooke’s Second Request Q 1 I OVJA objects to Request 42 asserting that it is overbroad and unduly burdensome and not likely to lead to relevant evidence without providing any explanation to support its position. OVJA also asserts that it should not be required to produce information that is publicly available and just as accessible to ESC Brooke as it is to OVJA. ’The Commission notes that OVJA‘s expert witness Watry has business offices in Emeryville, California. 1 welve of the thirteen cases listed by Mr. Watry were conducted in California jurisdictions. Direct Testimony of Derek L. Watry at p. I . Curiculum Vitae at p. 3 . To the extent that the information would need to be retrieved from public records, it is not as accessible to ESC Brooke as it is to OVJA through its expert witness. OVJA states that Mr. Watry is not a party to the case and questions the propriety of seeking this information through discovery instead of a subpoena, but, again, provides no explanation for this statement. The Commission finds that it is also reasonable to grant the Motion nith regard to Request Q2. OVJA may respond by either providing paper responses or through electronic media. -1he questions directed to the Local Residents in the ESC Second Request ask all of the Local Residents to provide specific detail about statements made in their Supplemental Information filed on July 10, 2017 regarding, (i) their economic interest as ratepayers and taxpayers, (ii) how the Project has any impact on the West Virginia power supply. (iii) for facts supporting their claim of any adverse environmental impact and (iv) who contacted them about becoming an intervenor and what they were told. In addition, ESC Brooke requests more detailed information regarding statements made in some of the Local Residents’ Direct Testimony. I h e Commission recently entered an Order denying ESC Brooke’s Motion to Compel the Local Residents to respond to its first set of data requests. Commission Order entered September 20, 2017. ESC Brooke had reduced the request in that Motion to Compel to one question asking the Local Residents to provide all specific facts they relied on to support their contention that they will be adversely affected by the Project. l h e Local Residents stated in response to that Motion that they had fully articulated their case and had nothing left to produce. In its Response to ESC Brooke the Local Residents state that they have fully responded to ESC Brooke’s Second Data Requests. The Local Residents contend that ESC Brooke’s Motion is unclear, appears to primarily take issue with Requests QI and Q2 and reiterate their responses to ESC Brooke Second Data Requests Q1 and Q2. ESC Brooke’s Second Data Requests contain other questions regarding statements some Local 4 Residents made in their pre-filed Direct Testimony and ESC Brooke does not state in its Motion that it is limited to Requests Q1 and Q2. It is reasonable to require the Local Residents to provide any additional information they may have that is responsive to ESC Second Data Requests. If they have no additional information responsive to the ESC Second Data Requests, they should respond accordingly. In Request Q3, ESC Brooke asks for information regarding the operations of OVJA, information about its directors and board members and the process by which OVJA decided to intervene. ESC Brooke contends that this information is needed because it is critical to an understanding of OVJA and what it represents. OVJA objects to these requests stating that the requests are overly broad and unduly burdensome and not likely to lead to the discovery of relevant evidence. OVJA also objects to Request Q3(a) and (b) on the basis of freedom of association and Request Q3(e) on the basis of attorney-client privilege. The Commission found that OVJA had stated a legal interest in this matter and granted OVJA Intervenor status by Order of June 30, 2017. The Commission stated in that Order that the scope of this case will not be broadened from the requirements found within the siting certificate statute and corresponding rules. Furthermore, && 13.b.6 of the Commission Rules of Practice and Procedure provides that discovery requests must be pertinent to substantial issues in the proceedings. The purpose of this proceeding is to determine if ESC Brooke has met the requirements for the siting certificate. As far as the Commission is concerned, what OVJA represents is contained in its pleadings and testimony filed in this case. The internal operations of OVJA are not relevant in this proceeding. Trades Council Motion to Cormel 'lhe Trades Council requests that the Commission order OVJA to fully respond to its Data Requests 1, 3, 4, 5 and 6. Data Requests 1 and 3 ask OVJA to provide any documents concerning its decision to intervene. Data Requests 4 through 6 ask OVJA to provide documents or a written explanation about the funding of its and the Local Residents intervention in this case. OVJA objects to Trades Council Data Requests asserting attorney-client privilege, that the Requests are overly broad and unduly burdensome and that the Requests are not likely to lead to evidence relevant to this proceeding. OVJA states in its Response that it provided forty-five pages of documents responsive to 'Trades Council Data Requests 1 and 3 and has fully responded to those Data Requests. OVJA Response to Trades Council at p. 4. 5 OVJA also argues in its Response that the purpose of this case is to determine if ESC Brooke is entitled to a siting certificate, not to determine why and how OVJA made the decision to intervene or how OVJA is funded. The Commission reiterates its discussion regarding ESC Brooke Data Request Q3. OVJA’s operations are not relevant in this proceeding and the Commission will not allow this proceeding to turn into a battle about OVJA’s operations. FINDINGS OF FACT OVJA’s expert witnesses Pollack and Watry cite the information requested 1. b> IiSC Brooke in ESC Brooke Second Data Request Q1 and 42 as part of their professional background for qualifying as experts in this case. Direct Testimony of Derek L. Watry. Exhibit A, Direct Testimony of Jon A. Pollack, Professional Profile. 2. OVJA’s expert witness Watry has business offices in Emeryville, California. Twelve of the thirteen cases listed by Mr. Watry were conducted in California jurisdictions. Direct Testimony of Derek L. Watry at p. 1, Curiculum Vitae at p. 3. ESC Brooke is requesting in its Motion that the Local Residents provide 3. morc specific detail about particular statements and claims made by each Local Resident and does not limit its Motion to Requests Q1 and Q2. ESC Brooke Motion at pp. 4-6. 4. in its Request Q3, ESC Brooke asks for information regarding the operations of OVJA, information about its directors and board members and the process by which OVJA decided to intervene. 5. Trades Council Data Requests 1 and 3 ask OVJA to provide any documents concerning its decision to intervene. Trades Council Data Requests 4 through 6 ask OVJA to provide documents or a written explanation about the funding of its and the I .oca1 Residents intervention in this case. CONCLUSIONS OF LAW 1. It is reasonable to grant the ESC Brooke Motion with regard to ESC Brooke‘s Second Requests Q1 and 0 2 . 2. It is reasonable to grant the ESC Brooke Motion with regard to requests of the Local Residents and require the Local Residents to provide any additional information they may have that is responsive to ESC Second Data Requests. 3. 13.b.6 of the Commission Rules of Practice and Procedure provides that discovery requests must be pertinent to substantial issues in the proceedings. 6 4. The internal operations of OVJA are not relevant in this proceeding. ORDER I T IS THEREFORE ORDERED that the ESC Brooke County Power I, LLC Motion to Compel, dated September 14, 2017, is granted with regard to ESC Second Data Requests Q1 to the Ohio Valley Jobs Alliance. IT IS FURTHER ORDERED that the ESC Brooke County Power I, LLC Motion to Compel dated, September 14, 2017, is denied with regard to ESC Second Data Request Q3 lo the Ohio Valley Jobs Alliance. I T IS FURIHER ORDERED that the ESC Brooke County Power I, LLC Motion to Compel dated. September 14, 2017. is granted with regard to ESC Second Data Request Q2. 1’1 IS FURIIIER ORDERED that the Ohio Valley Jobs Alliance provide the information responsive to ESC Second Data Requests Q1 and Q2 within three business days of the date of this Order either by paper responses or through electronic media. I? IS FURTHER ORDERED that the Local Residents provide any additional information responsive to the ESC Second Data Requests or responses stating that they have no additional information responsive to the ESC Second Data Requests within three business days of the date of this Order. I?’ IS FURTHER ORDERED that the September I I , 2017 Motion to Compel the Ohio Valley Jobs Alliance filed by the West Virginia Building and Construction Trades Council i s denied. 7 IT IS FURTHER ORDERED that the Executive Secretary of the Commission serve a copy of this Order by electronic service on all parties of record who have filed an e-service agreement, and by United States First Class Mail on all parties of record who have not filed an e-service agreement, and on Corninission Staff by hand delivery. A True Copy, Teste, Ingrid Ferrell Executive Secretary RMA/rm 17052 1cg 8