Iefile GRAPHIC print - DO NOT PROCESS As Filed Data - Form990 9; Department of the Trensun Re\ cnuc Sen ice foundations) Return of Organization Exempt From Income Tax Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private Do not enter so<:ial security numbers on this form as it may be made public Information about Form 990 and Its Instructions is at IRS govgform990 OMB No 1545-0047 2016 A For the 2016 calendar year, or tax year beginning 09-01-2016 and ending 08-31-2017 Open to Public Inspection Check if applicable El Address change El Name change Name of organization Institute for Humane Studies El Initial return Final Ebturn/terminated Domg busmess as 94-1623852 Employer identification number El Amended return El Application pendingl Number and street (or 0 box if mail is not delivered to street address) 3434 Washington MS 1C5 Room/smte Telephone number (703) 993-4880 City or town, state or provmce, country, and ZIP or foreign postal code Arlington, VA 22201 Gross receipts 18,611,789 Name and address of prinCIpal officer Gary Leff 3434 Washington MS 1C5 Arlington,VA 22201 I Tax?exem pt status 501(c)(3) l:l 501(c)( 4 (insert no) l:l 4947(a)(1)or l:l 527 Website:> theihs org subordinates? H(b) Are all subordinates included? If attach a list (see instructions) H(a) Is this a group return for l:lYes No l:lYes l:lNo Group exemption number Form of organization Corporation l:l Trust l:l ASSOCiation l:l Other} Year of formation 1961 State of legal domICIle CA IEEI Summary 1 Briefly describe the organization?s misswn or most Significant actIVIties The Institute discovers, develops, and supports students, scholars, and other intellectuals who maintain the highest standard of academic excellence and who share an interest in the prinCIples of the claSSical liberal tradition oi. Goveinance 2 Check this box l:l if the organization discontinued its operations or disposed of more than 25% of its net assets 3 Number of voting members of the governing body (Part VI, line 1a) 3 13 4 Number of independent voting members of the governing body (Part VI, line 1b) 4 13 5 Total number of indiViduals employed in calendar year 2016 (Part V, line 2a) 5 168 6 Total number of volunteers (estimate if necessary) 6 7a Total unrelated busmess revenue from Part column (C), line 12 7a Net unrelated busmess taxable income from Form 990-T, line 34 7b Prior Year Current Year 8 Contributions and grants (Part line 1h) 16,931,747 17,376,975 9 Program serVIce revenue (Part line 29) 472,746 473,715 10 Investment income (Part column (A), lines 3, 4, and 7d 33,677 51,091 11 Other revenue (Part column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 2,583 9,471 12 Total revenue?add lines 8 through 11 (must equal Part column (A), line 12) 17,440,753 17,911,252 13 Grants and Similar amounts paid (Part IX, column (A), lines 1?3) 674,146 711,271 14 Benefits paid to or for members (Part IX, column (A), line 4) 0 0 8 15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5?10) 7,295,691 8,549,497 16a Professional fundraismg fees (Part IX, column (A), line He) 0 0 g. Total fundraismg expenses (Part IX, column (D), line 25) '1 17 Other expenses (Part IX, column (A), lines 11a?11d, 11f?24e) 7,435,530 8,977,679 18 Total expenses Add lines 13?17 (must equal Part IX, column (A), line 25) 15,405,367 18,238,447 19 Revenue less expenses Subtract line 18 from line 12 2,035,386 -327,195 25 3 Beginning of Current Year End of Year 13% 20 Total assets (Part X, line 16) . 9,202,604 8,828,805 :2 21 Total liabilities (Part X, line 26) . 1,329,516 1,295,698 2:3 22 Net assets or fund balances Subtract line 21 from line 20 7,873,088 7,533,107 Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge 2018-02-19 Signature of officer Date Sign Here Gary Leff Treasurer Type or print name and title Print/Type preparer's name Preparer's Signature Date El PTIN Lori A Collingsworth Lori A Collingsworth 2018-02-16 If P00639819 Pald self?employed Preparer Firm 5 name Rogers 8i Company PLLC Firm EIN 58-2676261 Firm's address 8300 Boone Boulevard Suite 600 Phone no 703 893-0300 Use Only Vienna, VA 22182 May the IRS discuss this return With the preparer shown above? (see instructions) Yes l:l No For Paperwork Reduction Act Notice, see the separate instructions. Cat No 11282Y Form 990 (2016) Form 990 (2016) Page 2 Statement of Program Service Accomplishments Check if Schedule 0 contains a response or note to any line In this Part . . . . . . . . . . . . . . 1 Briefly describe the organization's mi55ion The Institute discovers, develops, and supports students, scholars, and other intellectuals who maintain the highest standard of academic excellence and who share an interest in the prinCIples of the cla55ical liberal tradition 2 Did the organization undertake any Significant program serVIces during the year which were not listed on the prior Form 990 or 990-EZ7 l:l Yes No If "Yes," describe these new serVIces on Schedule 0 3 Did the organization cease conducting, or make Significant changes in how it conducts, any program serVIces7 l:l Yes No If "Yes," describe these changes on Schedule 0 4 Describe the organization's program serVIce accomplishments for each of its three largest program serVIces, as measured by expenses Section 501(c)(3) and 501(c)(4) organizations are reqUIred to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program serVIce reported 4a (Code (Expenses 3,463,378 including grants of 248,206 (Revenue See Additional Data 4b (Code (Expenses 3,531,537 including grants of 41,000 (Revenue 1,100 See Additional Data 4c (Code (Expenses 2,757,117 including grants of (Revenue See Additional Data See Additional Data Table 4d Other program serVIces (Describe in Schedule 0 (Expenses 4,948,287 including grants of 422,065 (Revenue 472,615 4e Total program service expenses? 14,700,319 Form 990 (2016) Form 990 (2016Page 3 Checklist of Required Schedules Yes No IS the organization described In section 501(c)(3) or 4947(a)(1) (other than a private Foundation)? If "Yes," complete Yes Schedule A 1 Is the organization required to complete Schedule 5, Schedule of Contributors (see instructions)? 93' . 2 YES Did the organization engage in direct or indirect political campaign actIVIties on behalf of or in oppOSItion to candidates No for public office? If "Yes," complete Schedule C, Part I 3 Section 501(c)(3) organizations. Did the organization engage in lobbying actiwties, or have a section 501(h) election in effect during the tax year? If "Yes, complete Schedule C, Part II . 4 N0 IS the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or Similar amounts as defined in Revenue Procedure 98-19? If "Yes, complete Schedule C, Part 5 N0 Did the organization maintain any donor adVIsed funds or any Similar funds or accounts for which donors have the right to prowde adVIce on the distribution or investment of amounts in such funds or accounts? If "Yes, complete Schedule D, Part I 99' 6 0 Did the organization receive or hold a conservation easement, including easements to preserve open space, the enVIronment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II . 7 0 Did the organization maintain collections of works of art, historical treasures, or other Similar assets? If "Yes, complete Schedule D, Part 3 0 Did the organization report an amount in Part X, line 21 for escrow or custodial account liability, serve as a custodian for amounts not listed in Part X, or prowde credit counseling, debt management, credit repair, or debt negotiation serVIces?If "Yes," complete Schedule D, Part IV 94 9 0 Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, 10 yes permanent endowments, or quaSI-endowments? If "Yes," complete Schedule D, Part 93' If the organization's answer to any of the followmg questions iS "Yes," then complete Schedule D, Parts VI, VII, IX, or as applicable Did the organization report an amount for land, bUIldingS, and eqUIpment in Part X, line 10? If "Yes, complete Schedule D, Part VI 118 es Did the organization report an amount for investments?other securities in Part X, line 12 that IS 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VII 11b 0 Did the organization report an amount for investments?program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part 24 11C 0 Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, PartX 116 Yes Did the organization's separate or consolidated finanCIal statements for the tax year include a footnote that addresses 11f Yes the organization's liability for uncertain tax pOSItions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part 39' Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes, complete Schedule D, Parts 123 Yes Was the organization included in consolidated, independent audited finanCIal statements for the tax year? 12b No If "Yes, and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional IS the organization a school described in section If "Yes," complete Schedule 13 0 Did the organization maintain an office, employees, or agents outSide of the United States? 14a No Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraismg, busmess, investment, and program serVIce actIVItieS outSide the United States, or aggregate foreign investments 14b valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV . e5 Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If ?Yes, complete Schedule F, Part5 II and IV . 15 0 Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other a55istance to or for foreign indIVIduals? If ?Yes, complete Schedule F, Parts and IV . 15 es Did the organization report a total of more than $15,000 of expenses for professional fundraising serVIces on Part IX, 17 No column (A), lines 6 and 11e? If "Yes," complete Schedule G, PartI (see instructions) Did the organization report more than $15,000 total of fundraismg event gross income and contributions on Part lines 1c and 8a? If "Yes," complete Schedule G, Part II . 18 No Did the organization report more than $15,000 of gross income from gaming actIVIties on Part line 9a? If "Yes," complete Schedule G, Part . . . 19 N0 Form 990 (2016) Form 990 (2016) Page 4 Checklist of Required Schedules (continued) Yes No 203 Did the organization operate one or more hospital faCIlities? If "Yes," complete Schedule . 20a No If "Yes" to line 20a, did the organization attach a copy of its audited finanCIal statements to this return? 20b 21 Did the organization report more than $5,000 of grants or other a55istance to any domestic organization or domestic 21 Yes government on Part IX, column (A), line 1? If ?Yes,? complete Schedule I, Parts I and II . 22 Did the organization report more than $5,000 of grants or other a55istance to or for domestic indiViduals on Part IX, 22 column (A), line 2? If "Yes, complete Schedule I, Parts I and . Yes 23 Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization's current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," 23 Yes completeScheduleJ24a Did the organization have a tax-exempt bond issue With an outstanding prinCIpal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If "Yes, "answer lines 24b through 240' and complete Schedule If "No, go to line 25a . . . . . . . . . . . . . . . 24;. No Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception? . 24b Did the organization maintain an escrow account other than a refunding escrow at any time during the year to defease any tax-exempt bonds? 24c Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year? 24d 25a Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction With a disqualified person during the year? If "Yes," complete Schedule L, Part I . 25a No Is the organization aware that it engaged in an excess benefit transaction With a disqualified person in a prior year, and that the transaction has not been reported on any of the organization?s prior Forms 990 or 25b No If "Yes, complete Schedule L, Part Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? 26 No If "Yes, complete Schedule L, Part II 27 Did the organization prowde a grant or other a55istance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member 27 No of any of these persons? If "Yes, complete Schedule L, Part . 28 Was the organization a party to a busmess transaction With one of the fo 0Wing parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions) a A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV 28a No A family member of a current or former officer, director, trustee, or key employee? If "Yes, complete Schedule L, Part IV. .. 28b No An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV . 28: N0 29 Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule . SJ 29 Yes 30 Did the organization receive contributions of art, historical treasures, or other Similar assets, or qualified conservation contributions? If "Yes," complete Schedule . . . . . a 30 0 31 Did the organization liqUIdate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, PartI . N0 31 32 Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes, complete Schedule N, Part II 32 N0 33 Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301 7701-2 and 301 7701-3? If "Yes," complete Schedule R, PartI . u' 33 34 Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, or IV, and m- 34 Yes Part V, line 1 . . . . . 353 Did the organization have a controlled entity Within the meaning of section 512(b)(13)? 353 N0 If ?Yes' to line 35a, did the organization receive any payment from or engage in any transaction With a controlled entity Within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 35b 36 Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2 a 35 37 Did the organization conduct more than 5% of its actIVIties through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI 93' 37 38 Did the organization complete Schedule 0 and prowde explanations in Schedule 0 for Part VI, lines 11b and 19? Note. All Form 990 filers are reqUIred to complete Schedule 0 38 Yes Form 990 (2016) Form 990 (2016) Page 5 Statements Regarding Other IRS Filings and Tax Compliance Check If Schedule 0 contaIns a response or note to any ?ne In thIs Part . Enter the number reported In Box 3 of Form 1096 Enter -0- If not applicable 1a 389 Enter the number of Forms W-2G Included In IIne 1a Enter -0- If not appIIcabIe 1b 0 the organIzatIon comply WIth backup WIthholdIng rules for reportable payments to vendors and reportable gamIng (gambIIng) WInnIngs to prIze wmners7 1c Yes Enter the number of employees reported on Form W-3, TransmIttal of Wage and Tax Statements, ?led for the calendar year endIng WIth or WIthIn the year covered by thIsreturn 2a 168 If at least one Is reported on IIne 2a, dId the organIzatIon ?le all reqUIred federal employment tax returns? 2b Yes Note.If the sum of ?nes 1a and 2a Is greater than 250, you may be reqUIred to e-?le (see InstructIons) the organIzatIon have unrelated busmess gross Income of $1,000 or more durIng the year? 3a No If ?Yes,? has It ?led a Form 990-T for thIs year7If "No" to [me 3b, prowa'e an explanatIon In Schedule 0 3b At any tIme durIng the calendar year, dId the organIzatIon have an Interest In, or a SIgnature or other authorIty over, a fInanCIaI account In a foreIgn country (such as a bank account, securItIes account, or other fInanCIaI account)? 4a No If "Yes," enter the name of the foreIgn country See InstructIons for fIlIng reqUIrements for Form 114, Report of ForeIgn Bank and Accounts (FBAR) Was the organIzatIon a party to a prothIted tax shelter transactIon at any tIme durIng the tax year? 5a No any taxable party notIfy the organIzatIon that It was or Is a party to a prothIted tax shelter transactIon? 5b No If "Yes," to IIne 5a or 5b, dId the organIzatIon ?le Form 8886-T7 5c Does the organIzatIon have annual gross receIpts that are normally greater than $100,000, and dId the organIzatIon 6a No any contrIbutIons that were not tax deducthle as charItabIe contrIbutIons7 If "Yes," dId the organIzatIon Include WIth every soIICItatIon an express statement that such contrIbutIons or were not tax deducthle7 . . . . . . . . . . . . . 6b Organizations that may receive deductible contributions under section 170(c). the organIzatIon recere a payment In excess of $75 made partly as a contrIbutIon and partly for goods and serVIces 7a Yes prowded to the payor? If "Yes," dId the organIzatIon notIfy the donor of the value of the goods or serVIces prowded" 7b Yes the organIzatIon sell, exchange, or otherWIse dIspose of tangIble personal property for It was reqUIred to ?le Form82827 7c No If "Yes," IndIcate the number of Forms 8282 ?led durIng the year I 7d I the organIzatIon recere any funds, dIrectly or IndIrectIy, to pay prequms on a personal bene?t contract? 7e No the organIzatIon, durIng the year, pay prequms, dIrectly or IndIrectIy, on a personal bene?t contract? 7f No If the organIzatIon recered a contrIbutIon of quaII?ed Intellectual property, dId the organIzatIon ?le Form 8899 as reqUIredthe organIzatIon recered a contrIbutIon of cars, boats, aIrpIanes, or other vehIcles, dId the organIzatIon ?le a Form 1098-C7 7h Sponsoring organizations maintaining donor advised funds. a donor adVIsed fund maIntaIned by the sponsorIng organIzatIon have excess busmess holdIngs at any tIme durIng the year? 8 the sponsorIng organIzatIon make any taxable dIstrIbutIons under sectIon 49667 9a the sponsorIng organIzatIon make a dIstrIbutIon to a donor, donor adVIsor, or related person? 9b Section 501(c)(7) organizations. Enter InItIatIon fees and capItal contrIbutIons Included on Part IIne 12 10a Gross receIpts, Included on Form 990, Part IIne 12, for pubIIc use of club 10b Section 501(c)(12) organizations. Enter Gross Income from members or shareholders 11a Gross Income from other sources (Do not net amounts due or paId to other sources agaInst amounts due or recered from them 11b Section 4947(a)(1) non-exempt charitable trusts. Is the organIzatIon fIlIng Form 990 In lIeu of Form 10417 12a If "Yes," enter the amount of tax-exempt Interest recered or accrued durIng the year 12b Section 501(c)(29) qualified nonprofit health insurance issuers. Is the organIzatIon Icensed to Issue quaII?ed health plans In more than one state?Note. See the InstructIons for addItIonal InformatIon the organIzatIon must report on Schedule 0 13;. Enter the amount of reserves the organIzatIon Is reqUIred to maIntaIn by the states In the organIzatIon Is Icensed to Issue health plans 13b Enter the amount of reserves on hand 13c the organIzatIon recere any payments for Indoor tannIng serVIces durIng the tax year? 14a No If "Yes," has It ?led a Form 720 to report these payments7If "No,"prov1de an explanatIon In Schedule 0 . 14b Form 990 (2016) Form 990 (2016) Governance, Management, and DisclosureFor each "Yes" response to lines 2 through below, and for a "No" response to lines Page 6 8a, 8b, or 10b below, describe the Circumstances, processes, or changes in Schedule 0 See instructions Check if Schedule 0 contains a response or note to any line in this Part VI Section A. Governing Body and Management Yes No 1a Enter the number of voting members of the governing body at the end of the tax year 1a 13 If there are material differences In voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or Similar committee, explain in Schedule 0 Enter the number of voting members included in line 1a, above, who are independent 1b 13 2 Did any officer, director, trustee, or key employee have a family relationship or a busmess relationship With any other officer, director, trustee, or key employee? 2 Yes 3 Did the organization delegate control over management duties customarily performed by or under the direct superVISion 3 No of officers, directors or trustees, or key employees to a management company or other person? 4 Did the organization make any Significant changes to itS governing documents Since the prior Form 990 was filed? 4 No 5 Did the organization become aware during the year of a Significant diver5ion of the organization's assets? No Did the organization have members or stockholders? No 7a Did the organization have members, stockholders, or other persons who had the power to elect or appomt one or more members of the governing bodyAre any governance deCISions of the organization reserved to (or subject to approval by) members, stockholders, or 7b No persons other than the governing body? 8 Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the followmg a The governing body? 8a Yes Each committee With authority to act on behalf of the governing body? 8b Yes 9 IS there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization?s mailing address? If "Yes, provrde the names and addresses in Schedule 0 . 9 No Section B. Policies (This Section requests information about policres not reqwred by the Internal Revenue Code.) Yes No 10a Did the organization have local chapters, branches, or affiliates? 10a No If "Yes," did the organization have written and procedures governing the actIVIties of such chapters, affiliates, and branches to ensure their operations are con5istent With the organization's exempt purposes? 10b 113 Has the organization prowded a complete copy of this Form 990 to all members of its governing body before filing the form? . 11a No Describe in Schedule 0 the process, if any, used by the organization to reVIew this Form 990 123 Did the organization have a written conflict of interest policy? If go to line 13 12a Yes Were officers, directors, or trustees, and key employees reqUIred to disclose annually interests that could give rise to conflicts? 12b Yes Did the organization regularly and consistently monitor and enforce compliance With the policy? If "Yes," describe in Schedule 0 how this was done . . . . . . . . . . . . . 12c Yes 13 Did the organization have a written Whistleblower policy? 13 Yes 14 Did the organization have a written document retention and destruction policy? 14 Yes 15 Did the process for determining compensation of the followmg persons include a reweW and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and deCISion? a The organization?s CEO, Executive Director, or top management offICIal 15a Yes Other officers or key employees of the organization 15b Yes If "Yes" to line 15a or 15b, describe the process in Schedule 0 (see instructions) 16a Did the organization invest in, contribute assets to, or partICIpate in a pint venture or Similar arrangement With a taxable entity during the year? 16a No If "Yes," did the organization follow a written policy or procedure reqUIring the organization to evaluate its partICIpation in venture arrangements under applicable federal tax law, and take steps to safeguard the organization?s exempt status With respect to such arrangements? 16b Section C. Disclosure 17 18 19 20 List the States With which a copy of this Form 990 is reqUIred to be filed} Section 6104 reqUIres an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection Indicate how you made these available Check all that apply El Own webSIte El Another'S webSIte Upon request Other (explain in Schedule O) Describe in Schedule 0 Whether (and if so, how) the organization made its governing documents, conflict of interest policy, and finanCIal statements available to the public during the tax year State the name, address, and telephone number of the person who possesses the organization's books and records PGary Leff Treasurer 3434 Washington MS 1C5 Arlington,VA 22201 (703) 993-4880 Form 990 (2016) Form 990 (2016) Page 7 Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors Check if Schedule 0 contains a response or note to any line In this Part VII Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensa ted Employees El 1a Complete this table for all persons reqUIred to be listed Report compensation for the calendar year ending With or Within the organization?s tax year 0 List all of the organization's current officers, directors, trustees (whether indiViduals or organizations), regardless of amount of compensation Enter -0- in columns (D), (E), and (F) if no compensation was paid 0 List all of the organization?s current key employees, if any See instructions for definition of "key employee 0 List the organization's five current highest compensated employees (other than an officer, director, trustee or key employee) who recewed reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the organization and any related organizations 0 List all of the organization?s former officers, key employees, or highest compensated employees who received more than $100,000 of reportable compensation from the organization and any related organizations 0 List all of the organization's former directors or trustees that received, in the capaCIty as a former director or trustee of the organization, more than $10,000 of reportable compensation From the organization and any related organizations List persons in the followmg order indIVIdual trustees or directors, institutional trustees, officers, key employees, highest compensated employees, and former such persons l:l Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee (A) (B) (C) (D) (E) (F) Name and Title Average P05ition (do not check more Reportable Reportable Estimated hours per than one box, unless compensation compensation amount of other week (list person is both an officer from the from related compensation any hours and a director/trustee) organization organizations from the for related I.) I _n (W- 2/1099- (W- 2/1099- organization and organizations 3 ,5 MISC) MISC) related below dotted T9- 3 organizations line(1) Charles Koch 00 0 0 0 Chair (2) Tyler Cowen 00 0 0 0 Vice-Chair (3) James Arthur Pope 00 0 0 0 Director (4) Humphreys 00 0 0 0 Director (5) Richard Fink 00 0 0 0 Director (6) Scott Beaulier 00 0 0 0 Director (7) Chris Rufer 00 0 0 0 Director (8) Tim Browne 1 00 0 0 0 Director (9) Christopher Coyne 00 0 0 0 Director (10) Kristina Kendall 00 0 0 0 Director (11) Todd ZyWIcki 00 0 0 0 Director (12) Brian Hooks 00 0 0 0 Director (13) Craig Johnson 1 00 0 0 0 Director (14) Gary Leff 15 00 -- 79,219 0 5,275 Secretary/Treasurer (15) Ronald Chad Thevenot 40 00 255,000 0 15,205 Executive Director (16) Marty Zupan 40 00 -- 460,361 0 7,283 President (ending 11/6/2016) (17) Emily Chamlee-Wright 40 00 -- 79,242 0 2,275 President (beginning 11/7/2016) Form 990 (2016) Form 990 (2016) Page 8 Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued) (A) (B) (C) (D) (E) (F) Name and Title Average P05ition (do not check more Reportable Reportable Estimated hours per than one box, unless person compensation compensation amount of other week (list is both an officer and a from the from related compensation any hours director/trustee) organization (W- organizations from the for related ., I I (W- 2/1099- organization and organizations ,1 3 3 .5, MISC) related below dotted E- 3 organizations line) LEE(18) Todd Hathaway .. 40 00 125,481 0 9,710 Chlef Operatlons Of?cer .. (19) Dan Butler .. 20 00 118,750 0 4,566 Sr Director, Development (20) Scott Barton .. 40 00 151,251 0 4,539 Sr Dir Marketing Communications (21) Jason Ross .. 4O 00 144,776 0 4,402 Sr Director, Faculty Relations (22) Courtney Derr .. 40 00 138,753 0 8,983 Managing Director, Student Education (23) Eric Heidenreich .. 40 00 113,501 0 4,701 Sr Dir Academic Talent Development 1bSub-Total . . . . . . . . . Total from continuation sheets to Part VII, Section A dTotal (add lines 1b and 1c) . 1,666,334 0 66,939 2 Total number of indIVIduals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization 13 Yes No 3 Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule for such indiwduai? . 3 No 4 For any IndIVIdual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes, complete Schedule for such indiwdual 4 Yes 5 Did any person listed on line 1a receive or accrue compensation from any unrelated organization or indiVidual for serVIces rendered to the organization?? "Yes," complete Schedule for such person 5 N0 Section B. Independent Contractors 1 Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization Report compensation for the calendar year ending With or Within the organization?s tax year (A) (B) (C) Name and busmess address Description of serVIces Compensation TopRight LLC Marketing Consultancy 270,030 950 Paces Ferry Road Suite 2195 Atlanta,GA 30326 Berman and Company Advertismg 220,669 1090 Vermont Avanue NW SUlte 800 Washington,DC 20005 Direct Mail Marketing Group Direct Mail serwces 187,545 22780 Indian Creek Drive 100 Dulles, VA 20166 Hirestrategy Temporary Staffing 102,399 7076 Solutions Center Chicago, IL 606777000 2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization 4 Form 990 (2016) Form 990 (2016) Statement of Revenue Check if Schedule 0 contains a response or note to any line In this Part Page 9 El (A) (B) (C) (D) Total revenue Related or Unrelated Revenue exempt bu5iness excluded from Function revenue tax under sections revenue 512-514 la Federated campaigns I la I Membership dues I 1b I Fundraismg events I 1c I Related organizations I 1d I - (D Government grants (contributions) I 1e I m? All other contributions, gifts, grants, 2 and Similar amounts not included if 17,376,975 v: a; above 5 Noncash contributions included in lines 1a-1f 815,326 (U Tota .Add lines 1a-17,376,975 3, Busmess Code 3 23 Educational programs 611710 473.715 473.715 i a, 5., All other program serVIce revenue 0 473,715 5 9T0tal.Add lines 2a?2f . . . . 3 Investment income (including diVidends, interest, and other Similar amounts451272 45'272 4 Income from investment of tax-exempt bond proceeds Real (ii) Personal 6a Gross rents 1,200 Less rental expenses 0 Rental income or 1,200 (loss) Net rental income or (loss1,200 1,200 Securities (ii) Other 7.3 Gross amount from sales of 706,356 assets other than inventory Less cost or other ba5is and 700,537 sales expenses Gain or (loss) 5:819 Net gain or (loss) . . . . . 5,819 5,819 8a Gross income from fundraismg events a) (not including of 3 contributions reported on line 1c) See Part IV, line 18 . . . . a ct? bLess direct expenses . . . t, Net income or (loss) from fundraismg events . . 5 9a Gross income from gaming actIVIties 0 See Part IV, line 19 a bLess direct expenses . . . Net income or (loss) from gaming actIVIties . . 10aGross sales of inventory, less returns and allowances a Less cost of goods sold . . Net income or (loss) from sales of inventory . . Miscellaneous Revenue Busmess Code 112?Credit card rewards 900099 87271 8,271 dAll other revenue eTotal. Add lines 11a?11d . . . . . . 8,271 12 Total revenue. See Instructions . . . . . 17,911,252 473,715 0 60,562 Form 990 (2016) Form 990 (2016) Page 10 Statement of Functional Expenses Section 501(c)(3) and 501(c)(4) organizations must complete all columns All other organizations must complete column (A) Check if Schedule 0 contains a response or note to an line in this Part IX El Do not include amounts reported on lines 6b, (A) Pro raglemce Mana and (Part Total expenses Expenses general expenses Fundraismgexpenses 1 Grants and other a55istance to domestic organizations and 470,741 470,741 domestic governments See Part IV, line 21 2 Grants and other assistance to domestic indiwduals See Part 219,719 219,719 IV, line 22 3 Grants and other a55istance to forEIgn organizations, foreign 20,811 20,811 governments, and forEIgn indiViduals See Part IV, line 15 and 16 4 Benefits paid to or for members 5 Compensation of current officers, directors, trustees, and 870,692 675,181 88.479 107.032 key employees 6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) . . 7 Other salaries and wages 5,508,996 4,767,032 899.527 942.337 8 Pen5ion plan accruals and contributions (include section 401 and 403(b) employer contributions) 9 Other employee benefits 536,815 416,291 54,539 65,985 10 Payroll taxes 532,994 410,122 54,838 68,034 11 Fees for serVIces (non-employees) a Management Legal 12,758 12,758 Accounting 45,140 1,876 33,281 9,983 Lobbying Professional fundraising serVIces See Part IV, line 17 Investment management fees 9 Other (If line 119 amount exceeds 10% of line 25, column 1,579,244 1,504,508 30.797 43,939 (A) amount, list line 119 expenses on Schedule O) 12 Advertismg and promotion 286,611 275,380 369 10,862 13 Of?ce expenses 1,000,113 389,176 22,813 588,124 14 Information technology 404,273 332,848 15.140 6.285 15 Royalties 16 Occupancy 1,290,083 945,063 216,823 128,197 17 Travel 1,248,152 1,214,794 28,871 4,487 18 Payments of travel or entertainment expenses for any federal, state, or local public officials 19 Conferences, conventions, and meetings 2,309,933 2,233,398 18.432 3.108 20 Interest 21 Payments to affiliates 22 DepreCIation, depletion, and amortization 156,327 135,942 11.945 18.440 23 Insurance 18,210 14,883 1,308 2,019 24 Other expenses Itemize expenses not covered above (List miscellaneous expenses in line 24e If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule a Temporary help 569,831 559,398 2,072 8,361 List rental 37,632 500 37,132 Property taxes 9,367 7,656 672 1,039 All other expenses 25 Total functional expenses. Add lines 1 through 24e 18,238,447 14,700,319 1.480.006 2.058.122 26 Joint costs. Complete this line only if the organization reported in column (B) Jomt costs from a combined educational campaign and fundraising soIICItation Check here l:l if followmg SOP 98-2 (ASC 958-720) Form 990 (2016) Form 990 (2016) Page 11 Balance Sheet Check If Schedule 0 contaIns a response or note to any lIne In thIs Part IX El (A) (B) BegInnIng of year End of year 1 Cash?non-Interest-bearlng 1464.843 1 1,812,576 2 Savmgs and temporary cash Investments 5,002,186 2 4,238,088 3 Pledges and grants recerable, net 156,062 3 17,513 4 Accounts recerable, net 90,967 4 596,184 5 Loans and other recerables from current and former of?cers, directors, trustees, key employees, and hIghest compensated employees Complete Part 5 II of Schedule 6 Loans and other recerables from other persons (as de?ned under sectIon 4958(f)(1)), persons descrIbed In sectIon 4958(c)(3)(B), and contrIbutIng employers and sponsorIng organIzatIons of sectIon 501(c)(9) 6 voluntary employees' benefICIary organIzatIons (see InstructIons) Complete (A Part II of Schedule 7 Notes and loans recerable, net 7 a InventorIes for sale or use PrepaId expenses and deferred charges 239,427 9 279,199 10a Land, bUIldIngs, and eqUIpment cost or other has Complete Part VI of Schedule 103 31395-323 Less accumulated depreCIatIon 10b 2.593.545 341325 10c 801.777 11 traded securItIes 953,700 11 922,833 12 Investments?other securItIes See Part IV, lIne 11 12 13 Investments?program-related See Part IV, lIne 11 13 14 IntangIble assets 14 15 Other assets See Part IV, lIne 11 954,088 15 160,635 16 Total assets.Add lInes 1 through 15 (must equal lIne 34) 9.202.504 16 8.828.805 17 Accounts payable and accrued expenses 655.580 17 482.617 18 Grants payable 18 19 Deferred revenue 19 20 Tax-exempt bond 20 v. 21 Escrow or custodIal account Complete Part IV of Schedule 21 '9 22 Loans and other payables to current and former offIcers, dIrectors, trustees, key employees, hIghest compensated employees, and 1" cc persons Complete Part II of Schedule 22 ?1 23 Secured mortgages and notes payable to unrelated thIrd partIes 23 24 Unsecured notes and loans payable to unrelated thIrd partIes 24 25 Other (IncludIng federal Income tax, payables to related thIrd partIes, 673.935 25 813.081 and other not Included on lInes 17-24) Complete Part of Schedule 26 Total Iiabilities.Add lInes 17 through 25 1,329,516 26 1,295,698 3 Organizations that follow SFAS 117 (ASC 958), check here and 2 complete lines 27 through 29, and lines 33 and 34. 27 UnrestrIcted net assets 6,223,127 27 6,145,435 8 28 Temporarlly restrIcted net assets 1,532,467 28 1,270,178 29 Permanently restrIcted net assets 117,494 29 117,494 ,2 Organizations that do not follow SFAS 117 (ASC 958), 5 check here l:l and complete lines 30 through 34. 30 CapItal stock or trust prInCIpal, or current funds . 30 a; 31 PaId-In or capItal surplus, or land, or eqUIpment fund 31 32 RetaIned earnIngs, endowment, accumulated Income, or other funds 32 33 Total net assets or fund balances 7,873,088 33 7,533,107 2 34 Total and net assets/fund balances 9,202,604 34 8,828,805 Form 990 (2016) Form 990 (2016) Page 12 Reconcilliation of Net Assets Check If Schedule 0 contaIns a response or note to any lIne In thIs Part Total revenue (must equal Part column (A), lIne 12) 1 17,911,252 2 Total expenses (must equal Part IX, column (A), lIne 25) 2 18,238,447 3 Revenue less expenses Subtract lIne 2 from lIne 1 3 -327,195 4 Net assets or fund balances at begInnIng of year (must equal Part X, lIne 33, column 4 7,873,088 5 Net unrealized gaIns (losses) on Investments 5 -12,786 6 Donated serVIces and use of faCIlItIes 6 7 Investment expenses 7 8 PrIor perIod adjustments 8 9 Other changes In net assets or fund balances (explaIn In Schedule 0) 9 0 10 Net assets or fund balances at end of year CombIne lInes 3 through 9 (must equal Part X, lIne 33, column 10 7,533,107 Financial Statements and Reporting Check If Schedule 0 contaIns a response or note to any lIne In thIs Part XII . . . . . . . . . . . . . Yes No 1 AccountIng method used to prepare the Form 990 l:l Cash Accrual l:l Other If the organIzatIon changed Its method of accountmg from a prIor year or checked "Other," explaIn In Schedule 0 2a Were the organIzatIon?s fInanCIal statements comleed or reVIewed by an Independent accountant? 2a No If ?Yes,? check a box below to IndIcate whether the fInanCIal statements for the year were complied or reVIewed on a separate ba5Is, consolIdated ba5Is, or both l:l Separate ba5Is l:l ConsolIdated ba5Is l:l Both consolldated and separate ba5Is Were the organIzatIon?s fInanCIal statements audIted by an Independent accountant? 2b Yes If ?Yes,? check a box below to IndIcate whether the fInanCIal statements for the year were audIted on a separate ba5Is, consolldated ba5Is, or both Separate basIs l:l ConsolIdated ba5Is l:l Both consolldated and separate ba5Is If "Yes," to lIne 2a or 2b, does the organIzatIon have a commIttee that assumes for overSIght of the audIt, reVIew, or compIIatIon of Its fInanCIal statements and selectIon of an Independent accountant? 2c Yes If the organIzatIon changed eIther Its overSIght process or selectIon process durIng the tax year, explaIn In Schedule 0 3a As a result of a federal award, was the organIzatIon reqUIred to undergo an audIt or audIts as set forth In the SIngle AudIt Act and OMB CIrcular 3a No If "Yes," dId the organIzatIon undergo the reqUIred audIt or audIts? If the organIzatIon dId not undergo the reqUIred audIt or audIts, explaIn why In Schedule 0 and descrIbe any steps taken to undergo such audIts 3b Form 990 (2016) Additional Data Software ID: Software Version: EIN: 94-1623852 Name: InstItute for Humane StudIes Form 990 (2016) Form 990, Part Line 4a: strategIc grants AcademIc Talent?Development Programs The InstItute's academIc talent?development programs work to develop talented young people who are Interested In careers In academIa It accomplIshes thIs throughIndIVIdualIzed mentorIng, onlIne and In?person career development semInars, scholarshIps, fellowshIps, research workshops, and Form 990, Part Line 4b: Faculty Development Programs The Institute's faculty development programs work to help faculty, who are Interested In the Ideas of liberty, Improve the reach and effectiveness of their teaching, research, and campus actIVIties It accomplishes this through teaching workshops, policy research workshops, small grants for campus actIVIties, and connecting scholars to research opportunities Form 990, Part Line 4c: Online Educational Programs The Institute's online educational programs work to educate a broad base of college students about the Ideas of liberty and to encourage interested students to learn more andget active These programs include production and marketing of short online educational Videos, weeklong and multi?week online seminars on speCIfic topics, and webSItes to distribute online educational content Form 990, Part - 4 Program Service Accomplishments (See the Instructions) (Code (Expenses 2,612,131 Including grants of 418,565 (Revenue 467,615 In-Person Educational Programs The InstItute's In-person educational programs work to Interest and educate a WIde range of young people In the Ideas of IIberty and to IdentIfy and evaluate students who have the potentIal to make contrIbutIons to a freer soaety The InstItute thIs through Intenswe weekend and multI-day semInars as well as on-campus programs such as sponsored debates and guest lectures (Code (Expenses 1,521,358 IncludIng grants of (Revenue 5,000 PublIc AffaIrs The publIc affaIrs program seeks to Inform alumnI, faculty, and supporters about the efforts of the InstItute and bUIlCl communIcatIon that develops a network of IndIVIduals Interested In IIberty Form 990, Part - 4 Program Service Accomplishments (See the Instructions) (Code (Expenses 814,798 Including grants of 3,500 (Revenue Student Marketing The student marketing department markets the Institute's programs to students and Introduces new audiences to the Ideas of liberty through printed materials, e-mails, web5ites, direct mail, networking, and paid advertisements Iefile GRAPHIC print - DO NOT PROCESS As Filed Data - DLN: 93493050001198I OMB No 1545-0047 SCHEDULE A Public Charity Status and Public Support (Form 990 01' Complete if the organization is a section 501(c)(3) organization or a section 2 0 1 6 990EZ) 4947(a)(1) nonexempt charitable trust. Attach to Form 990 or Form 990-EZ. Ofthe Tremun Information about Schedule A (Form 990 or 990-EZ) and its instructions is at open to Pp\ inn";- Kpr? In?: Name of the organization Institute for Humane Studies Employer identification number 94-1623852 Reason for Public Charity Status (All organizations must complete this part.) See instructions. The organization is not a private foundation because it is (For lines 1 through 12, check only one box 1 A church, convention of churches, or assOCIation of churches described in section A school described in section (Attach Schedule (Form 990 or 2 3 A hospital or a cooperative hospital serVIce organization described in section 4 A medical research organization operated in conjunction With a hospital described in section Enter the hospital's name, City, and state An organization operated for the benefit of a college or university owned or operated by a governmental unit described in section 170 (Complete Part II) A federal, state, or local government or governmental unit described in section An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in section (Complete Part II A community trust described in section 170(b)(1)(A)(vi) (Complete Part II An agricultural research organization described in 170(b)(1)(A)(ix) operated in conjunction With a land-grant college or univerSIty or a non-land grant college of agriculture See instructions Enter the name, City, and state of the college or univerSIty 10 An organization that normally receives (1) more than 331/3% of its support from contributions, membership fees, and gross receipts from actIVIties related to its exempt functions?subject to certain exceptions, and (2) no more than 331/3% of its support from gross investment income and unrelated busmess taxable income (less section 511 tax) from busmesses achIred by the organization after June 30, 1975 See section 509(a)(2). (Complete Part 11 An organization organized and operated excluswely to test for public safety See section 509(a)(4). 12 An organization organized and operated excluswely for the benefit of, to perform the functions of, or to carry out the purposes of one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box in lines 12a through 12d that describes the type of supporting organization and complete lines 12e, 12f, and 129 Type I. A supporting organization operated, superVIsed, or controlled by its supported organization(s), typically by givmg the supported organization(s) the power to regularly appomt or elect a majority of the directors or trustees of the supporting organization You must complete Part IV, Sections A and B. Type II. A supporting organization superVIsed or controlled in connection With its supported organization(s), by havmg control or management of the supporting organization vested in the same persons that control or manage the supported organization(s) You must complete Part IV, Sections A and C. Type functionally integrated. A supporting organization operated in connection With, and functionally integrated With, its supported organization(s) (see instructions) You must complete Part IV, Sections A, D, and E. Type non-functionally integrated. A supporting organization operated in connection With its supported organization(s) that is not functionally integrated The organization generally must satisfy a distribution reqUIrement and an attentiveness reqUIrement (see instructions) You must complete Part IV, Sections A and D, and Part V. Check this box if the organization received a written determination from the IRS that it is a Type I, Type II, Type functionally integrated, or Type non-functionally integrated supporting organization Enter the number of supported organizations 9 Prowde the followmg information about the supported organization(s) (i)Name of supported organization Type of (iv) (vi) organization Is the organization listed in Amount of Amount of other (described on lines your governing document? monetary support support (see 1- 10 above (see (see instructions) instructions) instructions)) Yes No Total For Paperwork Reduction Act Notice, see the Instructions for Cat No 11285F Schedule A (Form 990 or 990-EZ) 2016 Form 990 or 990-EZ. Schedule A (Form 990 or 990-EZ) 2016 [m Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi) (Complete only if you checked the box on line 5, 7, 8, or 9 of Part I or if the organization failed to qualify under Part If the organization fails to qualify under the tests listed below, please complete Part Page 2 Section A. Public Support Calendar year (or fiscal year beginning in) Gifts, grants, contributions, and membership fees received (Do not include any "unusual grant Tax revenues leVIed for the organization's benefit and ElthEl' paid to or expended on its behalf The value of serVIces or furnished by a governmental unit to the organization Without charge Total. Add lines 1 through 3 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column Public support. Subtract line 5 from line 4 (a)2012 (b)2013 (c)2014 (d)2015 (e)2016 (f)Tota 10,465,182 10,823,532 12,646,711 16,931,747 17,376,975 68,244,147 10,465,182 10,823,532 12,646,711 16,931,747 17,376,975 68,244,147 25,756,038 42,488,109 Section B. Total Support 7 8 Calendar year (or fiscal year beginning in) Amounts from line 4 Gross income from interest, diVidends, payments received on securities loans, rents, royalties and income from Similar sources Net income from unrelated business actIVIties, whether or not the busmess is regularly carried on Other income Do not include gain or loss from the sale of capital assets (Explain in Part VI Total support. Add lines 7 through 10 Gross receipts from related actIVIties, etc (see instructions) (a)2012 (b)2013 (c)2014 (d)2015 (e)2016 (f)Tota 10,465,182 10,823,532 12,646,711 16,931,747 17,376,975 68,244,147 191,403 215,219 36,917 34,166 46,472 524,177 68,768,324 12 2,504,286 First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here Section C. Computation of Public Support Percentage 14 Public support percentage for 2016 (line 6, column diVided by line 11, column 15 Public support percentage for 2015 Schedule A, Part II, line 14 153 33 1/3?/o support test?2016. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box and stop here. The organization qualifies as a publicly supported organization 1/30/0 support test?2015. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this box and stop here. The organization qualifies as a publicly supported organization 17a 10?lo-facts-and-circumstances test?2016. If the organization did not check a box on line 13, 16a, or 16b, and line 14 is 10% or more, and if the organization meets the "facts-and-CIrcumstances" test, check this box and stop here. Explain in Part VI how the organization meets the "facts-and-CIrcumstances" test The organization qualifies as a publicly supported organization 10?lo-facts-and-circumstances test?2015. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line 15 is 10% or more, and if the organization meets the "facts-and-CIrcumstances" test, check this box and stop here. Explain in Part VI how the organization meets the "facts-and-CIrcumstances" test The organization qualifies as a publicly supported organization 13 Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see instructions Pl:l PEI PEI Schedule A (Form 990 or 990-EZ) 2016 Schedule A (Form 990 or 990-EZ) 2016 Support Schedule for Organizations Described in Section 509(a)(2) (Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If Page 3 the organization fails to qualify under the tests listed below, please complete Part II.) Section A. Public Support 7a 8 Calendar year (or fiscal year beginning in) Gifts, grants, contributions, and membership fees received (Do not Include any "unusual grants Gross receipts from admi55ioris, merchandise sold or serVIces performed, or faCIlities furnished in any actIVIty that is related to the organization's tax-exempt purpose Gross receipts from actIVIties that are not an unrelated trade or busmess under section 513 Tax revenues lewed for the organization's benefit and Either paid to or expended on Its behalf The value of serVIces or faCIlities furnished by a governmental unit to the organization Without charge Total. Add lines 1 through 5 Amounts included on lines 1, 2, and 3 received from disqualified persons Amounts included on lines 2 and 3 recewed from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year Add lines 7a and 7b Public support. (Subtract line 7c from line 6 (a)2012 (b)2013 (c)2014 (d)2015 (e)2016 (f)Tota Section B. Total Support 9 10a 12 13 14 Calendar year (or fiscal year beginning in) Amounts from line 6 Gross income from interest, diVidends, payments received on securities loans, rents, royalties and income from Similar sources Unrelated busmess taxable income (less section 511 taxes) from businesses acquired after June 30, 1975 Add lines 10a and 10b Net income from unrelated busmess actIVIties not included in line 10b, whether or not the business is regularly carried on Other income Do not include gain or loss from the sale of capital assets (Explain in Part VI Total support. (Add lines 9, 10c, 11, and 12 (a)2012 (b)2013 (c)2014 (d)2015 (e)2016 (f)Tota First five years. If the Form 990 IS for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here Section C. Computation of Public Support Percentage 15 Public support percentage for 2016 (line 8, column diVided by line 13, column 15 15 Public support percentage from 2015 Schedule A, Part line 15 15 Section D. Computation of Investment Income Percentage 17 Investment income percentage for 2016 (line 10c, column lelded by line 13, column 17 13 Investment income percentage from 2015 Schedule A, Part line 17 13 19a 331/3?/o support tests?2016. If the organization did not check the box on line 14, and line 15 is more than 33 and line 17 is not more than 33 check this box and stop here. The organization qualifies as a publicly supported organization r-E] 33 1/3% support tests?2015. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is 20 not more than 33 check this box and stop here. The organization qualifies as a publicly supported organization Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions Schedule A (Form 990 or 990-EZ) 2016 Schedule A (Form 990 or 990-EZ) 2016 Supporting Organizations (Complete only if you checked a box on line 12 of Part I If you checked 12a of Part I, complete Sections A and If you checked 12b of Part I, complete Sections A and If you checked 12c of Part I, complete Sections A, D, and If you checked 12d of Part I, complete Page 4 Sections A and D, and complete Part V) Section A. All Supporting Organizations the organization's supported organizations listed by name in the organization's governing documents? If "No, describe in Part VI how the supported organizations are deSIgnated If deSIgnated by class or purpose, describe the desrgnation If historic and continUing relationship, explain Did the organization have any supported organization that does not have an IRS determination of status under section 509 1) or If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2) Did the organization have a supported organization described in section 501(c)(4), (5), or If "Yes," answer and below 3a Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)7 If "Yes," describe in Part VI when and how the organization made the determination 3b Did the organization ensure that all support to such organizations was used excluswely for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use 3c Was any supported organization not organized in the United States ("foreign supported organization")? If ?Yes? and if you checked 12a or 12b in Part I, answer and below Did the organization have ultimate control and discretion in deCIding whether to make grants to the foreign supported organization? If ?Yes,? describe in Part VI how the organization had such control and discretion despite being controlled or superwsed by or in connection With its supported organizations 4b Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)7 If ?Yes,? explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used excluswely for section 1 purposes 4c Did the organization add, substitute, or remove any supported organizations during the tax year? If "Yes, answer and below (if applicable) Also, prowde detail in Part VI, including the names and EIN numbers of the supported organizations added, substituted, or removed, (ii) the reasons for each such action, the authority under the organization '5 organiZing document authorizmg such action, and (iv) how the action was accomplished (such as by 5a amendment to the organizmg document) Type I or Type 11 only. Was any added or substituted supported organization part of a class already deSIgnated in the organization?s organizmg document? 5b Substitutions only. Was the substitution the result of an event beyond the organization's control? 5c Did the organization prowde support (whether in the form of grants or the prowsion of serVIces or faCIlities) to anyone other than its supported organizations, (ii) that are part of the charitable class benefited by one or more of its supported organizations, or other supporting organizations that also support or benefit one or more of the filing organization?s supported organizations? If "Yes,?prowde detail in Part VI. Did the organization prowde a grant, loan, compensation, or other Similar payment to a substantial contributor (defined in section a family member of a substantial contributor, or a 35% controlled entity With regard to a substantial contributor? If ?Yes,? complete Part I of Schedule (Form 990 or 990-EZ) Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 77 If ?Yes,? complete Part I of Schedule (Form 990 or 990-EZ) Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or If ?Yes,? prowde detail in Part VI. 9a Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If "Yes,?prov1de detail in Part VI. 9b Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If ?Yes, "prowde detail in Part VI. 9c Was the organization subject to the excess bu5iness holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type non-functionally integrated supporting organizations)? If ?Yes,? answer line 10b below 10a Did the organization have any excess busmess holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess busmess holdings) 10b Schedule A (Form 990 or 990-EZ) 2016 Schedule A (Form 990 or 990-EZ) 2016 Supporting Organizations (continued) Page 5 11 a Has the organization accepted a gift or contribution from any of the followmg persons? A person who directly or Indirectly controls, either alone or together With persons described in and below, the governing body of a supported organization? A family member of a person described in above? A 35% controlled entity of a person described in or above? If ?Yes? to a, b, or c, prowde detail in Part VI Yes 11a 11b 11c Section B. Type I Supporting Organizations Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appomt or elect at least a majority of the organization's directors or trustees at all times during the tax year? If "No, "describe in Part VI how the supported organization(s) effectively operated, superVised, or controlled the organization ?5 actiVities If the organization had more than one supported organization, describe how the powers to appOint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, superwsed, or controlled the supporting organization? If ?Yes, explain in Part VI how prowding such benefit carried out the purposes of the supported organization(s) that operated, superwsed or controlled the supporting organization Yes Section C. Type II Supporting Organizations 1 Were a majority of the organization's directors or trustees during the tax year also a majority of the directors or trustees of each of the organization?s supported organization(s)? If "No, describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s) Yes Section D. All Type Supporting Organizations Did the organization prowde to each of its supported organizations, by the last day of the fifth month of the organization?s tax year, a written notice describing the type and amount of support prowded during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and copies of the organization?s governing documents in effect on the date of notification, to the extent not preVIously prowded? Were any of the organization?s officers, directors, or trustees either appomted or elected by the supported organization (5) or (ii) servmg on the governing body of a supported organization? If explain in Part VI how the organization maintained a close and continuous working relationship With the supported organization(s) By reason of the relationship described in (2), did the organization's supported organizations have a Significant v0ice in the organization?s investment and in directing the use of the organization?s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization?s supported organizations played in this regard Yes 1 Section E. Type Functionally-Integrated Supporting Organizations Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions) a: 0' The organization satisfied the Actiwties Test Complete line 2 below CI The organization is the parent of each of its supported organizations Complete line 3 below The organization supported a governmental entity Describe in Part VI how you supported a government entity (see instructions) ActIVIties Test Answer and below. Did substantially all of the organization?s actIVIties during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was respon5ive7 If "Yes," then in Part VI identify those supported organizations and explain how these actiVities directly furthered their exempt purposes, how the organization was responSive to those supported organizations, and how the organization determined that these actiVities constituted substantially all of its actiVities Did the actIVIties described in constitute actiwties that, but for the organization's involvement, one or more of the organization?s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization ?5 pOSition that its supported organization(s) would have engaged in these actiwties but for the organization ?3 involvement Parent of Supported Organizations Answer and below. Did the organization have the power to regularly appomt or elect a majority of the officers, directors, or trustees of each of the supported organizations? Prowde details in Part VI. Did the organization exerCIse a substantial degree of direction over the programs and actIVIties of each of its supported organizations? If "Yes, describe in Part VI. the role played by the organization in this regard Yes 2a 2b 3a 3b Schedule A (Form 990 or 990-EZ) 2016 Schedule A (Form 990 or 990-EZ) 2016 Type Non-Functionally Integrated 509(a)(3) Supporting Organizations Page 6 1 Check here if the organization satisfied the Integral Part Test as a qualifying trust on Nov 20, 1970 See instructions. All other Type non-functionally Integrated supporting organizations must complete Sections A through mthNI-l \l Section A - Adjusted Net Income Net short-term capital gain Recoveries of prior-year distributions Other gross income (see instructions) Add lines 1 through 3 DepreCIation and depletion Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) Other expenses (see instructions) Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) (A) Prior Year (B) Current Year (optional) \l mumm Section - Minimum Asset Amount Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year) Average value of securities Average cash balances Fair market value of other non-exempt-use assets Total (add lines la, lb, and 1c) Discount claimed for blockage or other factors (explain in detail in Part VI) AchISItion indebtedness applicable to non-exempt use assets Subtract line 2 from line 1d Cash deemed held for exempt use Enter 1-1/2% of line 3 (for greater amount, see instructions) Net value of non-exempt-use assets (subtract line 4 from line 3) Multiply line 5 by 035 Recoveries of prior-year distributions Minimum Asset Amount (add line 7 to line 6) (A) Prior Year (B) Current Year (optional) 1a 1b 1c 1d acumen-h mW-hWNl-l \l Section - Distributable Amount Adjusted net income for prior year (from Section A, line 8, Column A) Enter 85% of line 1 Minimum asset amount for prior year (from Section B, line 8, Column A) Enter greater of line 2 or line 3 Income tax imposed in prior year Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) Current Year Check here if the current year is the organization?s first as a non-functionally-integrated Type supporting organization (see instructions) Schedule A (Form 990 or 990-EZ) 2016 Schedule A (Form 990 or 990-EZ) 2016 Page 7 Type Non-Functionally Integrated 509(a)(3) Supporting Organizations (continued) Section - Distributions Current Year 1 Amounts paid to supported organizations to accomplish exempt purposes Amounts paid to perform actIVIty that directly furthers exempt purposes of supported organizations, in excess of income from actIVIty Administrative expenses paid to accomplish exempt purposes of supported organizations Amounts paid to achIre exempt-use assets 3 4 5 Qualified set-a5ide amounts (prior IRS approval reqUIred) 6 Other distributions (describe in Part VI) See instructions 7 Total annual distributions. Add lines 1 through 6 8 Distributions to attentive supported organizations to which the organization is respon5ive (prowde details in Part VI) See instructions 9 Distributable amount for 2016 from Section C, line 6 10 Line 8 amount diVided by Line 9 amount . . . . . . (ii) seCt'on Allocatlons (see Excess Dgzributions Underdistributions Distributable "15 ruc Ions) Pre-2016 Amount for 2016 1 Distributable amount for 2016 from Section C, line 6 2 Underdistributions, if any, for years prior to 2016 (reasonable cause reqUIred--see instructions) 3 Excess distributions carryover, if any, to 2016 From 2013. From 2014. From 2015. . . Total of lines 3a through Applied to underdistributions of prior years Applied to 2016 distributable amount i Carryover from 2011 not applied (see instructions) Remainder Subtract lines 39, 3h, and 3i from 3f 4 Distributions for 2016 from Section D, line 7 a Applied to underdistributions of prior years Applied to 2016 distributable amount a Remainder Subtract lines 4a and 4b from 4 5 Remaining underdistributions for years prior to 2016, if any Subtract lines 39 and 4a from line 2 (if amount greater than zero, see instructions) 6 Remaining underdistributions for 2016 Subtract lines 3h and 4b from line 1 (if amount greater than zero, see instructions) 7 Excess distributions carryover to 2017. Add lines 3] and 4c 8 Breakdown of line 7 a Excess from 2013. Excess from 2014. Excess from 2015. D. Excess from 2016. Schedule A (Form 990 or 990-EZ) (2016) Schedule A (Form 990 or 990-EZ) 2016 Supplemental Information. Prowde the explanations reqUIred by Part II, line 10; Part II, line 17a or 17b; Part line 12; Part IV, Section A, lines 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions). Page 8 Facts And Circumstances Test A [Emu?m non nl? 101R Iefile GRAPHIC print - DO NOT PROCESS As Filed Data - SCHEDULE (Form 990) Department of the Trensun Internal Rex enue Sen ice Supplemental Financial Statements Complete if the organization answered "Yes," on Form 990, Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b. Attach to Form 990. Information about Schedule (Form 990) and its instructions is at OMB No 1545-0047 2016 Open to Public Inspection Name of the organization Institute for Humane Studies Employer identification number 94-1623852 Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6. 1 Total number at end of year 2 Aggregate value of contributions to (during year) 3 Aggregate value of grants from (during year) Aggregate value at end of year a Donor adVised funds Funds and other accounts Did the organization inform all donors and donor adVisors in writing that the assets held in donor adVIsed funds are the organization's property, subject to the organization's exclu5ive legal control? l:l Yes l:l No 6 Did the organization inform all grantees, donors, and donor adVisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor adVisor, or for any other purpose conferring impermi55ible private benefit? l:l Yes l:l No Conservation Easements. Complete if the organization answered "Yes" on Form 990, Part IV, line 7. 1 Purpose(s) of conservation easements held by the organization (check all that apply) l:l Preservation of land for public use (e recreation or education) l:l l:l Protection of natural habitat l:l l:l Preservation of open space Preservation of an historically important land area Preservation of a certified historic structure 2 Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year He d at the End of the Year a Total number of conservation easements 2a Total acreage restricted by conservation easements 2b Number of conservation easements on a certified historic structure included in 2c Number of conservation easements included in achIred after 8/17/06, and not on a historic 2d structure listed in the National Register 3 Number of conservation easements modified, transferred, released, or terminated by the organization during the tax year Number of states where property subject to conservation easement is located Does the organization have a written policy regarding the periodic monitoring, inspection, handling of Violations, and enforcement of the conservation easements it holds? l:l Yes l:l No 6 Staff and volunteer hours devoted to monitoring, inspecting, handling of Violations, and enforcmg conservation easements during the year 7 Amount of expenses incurred in monitoring, inspecting, handling of Violations, and enforCIng conservation easements during the year 8 Does each conservation easement reported on line 2(d) above satisfy the reqUIrements of section and section l:l Yes l:l No 9 In Part describe how the organization reports conservation easements in its revenue and expense statement, and balance sheet, and include, if applicable, the text of the footnote to the organization?s finanCIal statements that describes the organization's accounting for conservation easements Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets. Complete if the organization answered "Yes" on Form 990, Part IV, line 8. 1a If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other Similar assets held for public exhibition, education, or research in furtherance of public serVice, pr0Vide, in Part the text of the footnote to its finanCIal statements that describes these items If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other Similar assets held for public exhibition, education, or research in furtherance of public serVice, prowde the followmg amounts relating to these items Revenue included on Form 990, Part line 1 (ii)Assets included in Form 990, Part 2 If the organization received or held works of art, historical treasures, or other Similar assets for financial gain, prOVide the followmg amounts reqUIred to be reported under SFAS 116 (ASC 958) relating to these items a Revenue included on Form 990, Part line 1 Assets included in Form 990, Part For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 52283D Schedule (Form 990) 2016 Schedule (Form 990) 2016 Page 2 Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued) 3 Usmg the organIzatIon's achISItion, and other records, check any of the followmg that are a SignIfIcant use of Its collection Items (check all that apply) a El Public exhibitIon l:l Scholarly research Preservation for future generations El l:l Other Loan or exchange programs 4 a description of the organIzatiori's collections and explain how they further the organization?s exempt purpose In Part 5 During the year, dId the organization so ICIt or receive donations of art, historical treasures or other assets to be sold to raise funds rather than to be maintaIned as part of the organization?s collection? l:l Yes l:lNo Escrow and Custodial Arrangements. Complete If the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21. 1a Is the organization an agent, trustee, custodian or other Intermediary for contributions or other assets riot Included on Form 990, Part Beginning balance AddItIons durIng the year Distributions durIng the year EndIng balance 2a Did the organizatIon Include an amount on Form 990, Part X, line 21, for escrow or custodIal account lIability7 If "Yes," explaIn the arrangement In Part and complete the followmg table 1c 1d 1e 1f l:l Yes Amount If "Yes," explaIn the arrangement In Part Check here If the explanatIon has been prOVIded In Part l:l Yes l:lNo l:lNo Endowment Funds. Complete If the organIzatIon answered "Yes" on Form 990, Part IV, Ine 10. (a)Current year (b)PrIor year (c)Two years back (d)Three years back (e)Four years back 1a Beginning of year balance 121,035 120,741 120,447 119,851 119,264 ContrIbutIons Net Investment earnings, gains, and losses 303 294 294 596 587 Grants or scholarships Other expendItures for faCIlitIes and programs AdmInistrative expenses 9 End of year balance 121,338 121,035 120,741 120,447 119,851 2 the estImated percentage of the current year end balance (line 1g, column held as Board deSIgnated or quaSI-endowment 0 Permanent endowment 96 830 TemporarIIy restrIcted endowment 3 170 The percentages on lInes 2a, 2b, and 2c should equal 100% 3a Are there endowment funds not In the possesSIon of the organizatIon that are held and admInistered for the organization by Yes No unrelated organizations 3a(i) No (ii) related organizations . . . . . . . . . . . . . . . . 3a(ii) No If "Yes" on are the related organIzations Isted as reqUIred on Schedule . . . . . . . . . 3b 4 Describe In Part the Intended uses of the organIzation's endowment funds Land, Buildings, and Equipment. Complete If the or anIzatIon answered 'Yes' on Form 990, Part IV, line 11a. See Form 990, Part X, Me 10. Description of property Cost or other (b)Cost or other (other) (c)Accumulated depreCIatIon (d)Book value (Investment) 1a Land BUIldIngs Leasehold Improvements 488,895 973 487,922 (I EqUIpment 2,906,428 2,592,573 313,855 Other . Total. Add lines 1a through 1e (Column (cl) must equal Form 990, Part X, column (B), line 10(c)) . . 801,777 Schedule (Form 990) 2016 Schedule (Form 990) 2016 Page 3 Investments?Other Securities. Complete if the organization answered ?Yes' on Form 990, Part IV, line 11b. See Form 990, Part X, line 12. Description of security or category (b)Book (c)Method of valuation (Including name of security) value Cost or end-of-year market value (1)FinanCIal derivatives (2)Closely-held eqUIty interests (3)Other (A) (B) (C) (D) (E) (F) (G) (H) Total. (Column must equal FONT) 990, Part X, col (B) line 12 Investments?Program Related. Complete if the organization answered ?Yes' on Form 990, Part IV, line 11c. See Form 990, Part X. line 13. Description of investment Book value Method of valuation Cost or end-of-year market value (1) (2) (3) (4) (5) (6) (7) (8) (9) Total. (Column must equal Falm 990, Part X, col (B) line 13) Other Assets. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d See Form 990, Part X, line 15 Description Book value (1) (2) (3) (4) (5) (6) (7) (8) (9) Total. (Column must equal Form 990, Part X, col (B) line 15Other Liabilities. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25. 1_ Description of liability Book value (1) Federal income taxes Gift annUIties 246,168 Deferred rent 566,913 (3) (4) (5) (6) (7) (8) (9) Total. (Column must equal Form 990, Part X, col (B) line 25) I 813,081 2. Liability for uncertain tax p05itions In Part prowde the text of the footnote to the organization's finanCIal statements that reports the organization's liability for uncertain tax p05itions under FIN 48 (ASC 740) Check here if the text of the footnote has been prowded in Part Schedule (Form 990) 2016 Schedule (Form 990) 2016 Page 4 Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete If the organIzatIon answered 'Yes' on Form 990, Part IV, lIne 12a. 1 Total revenue, gaIns, and other support per audIted fInanCIal statements . . . . . . . 1 18,365,811 2 Amounts Included on lIne 1 but not on Form 990, Part lIne 12 a Net unrealized gaIns (losses) on Investments . . . . 2a -12,786 Donated serVIces and use 467,345 RecoverIes of prIor year grants . . . . . . . . . . . 2c Other (DescrIbe In Part . . . . . . . . . . . . 2d Add lInes 2a through 454,559 3 Subtract lIne 2e from lIne 17,911,252 Amounts Included on Form 990, Part lIne 12, but not on lIne 1 3 Investment expenses not Included on Form 990, Part lIne 7b . 4a Other (DescrIbe In Part . . . . . . . . . . . 4b Add lInes Total revenue Add ?ms 3 and 4c. (ThIs must equal Form 990, Part I, lIne 17,911,252 Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete If the organIzatIon answered 'Yes' on Form 990, Part IV, lIne 12a. 1 Total expenses and losses per audIted FInanCIal statements . . . . . . . . . . . 1 18,705,792 2 Amounts Included on lIne 1 but not on Form 990, Part IX, lIne 25 a Donated serVIces and use of faCIlItIes . . . . . . . . . 2a 467,345 PrIor year adjustments . . . . . . . . . . . . 2b Other losses . . . . . . . . . . . . . . . . 2c Other (DescrIbe In Part . . . . . . . . . . . . 2d Add lInes 2a through 467,345 3 Subtract lIne 2e from lIne 18,238,447 Amounts Included on Form 990, Part IX, lIne 25, but not on lIne 1: 3 Investment expenses not Included on Form 990, Part lIne 7b . . 4a Other (DescrIbe In Part . . . . . . . . . . . . 4b Add lInes Total expenses Add lInes 3 and 4c. (ThIs must equal Form 990, Part I, lIne 18,238,447 Supplemental Information the descrIptIons reqUIred for Part II, ?ms 3, 5, and 9, Part lInes 1a and 4, Part IV, lInes 1b and 2b, Part V, lIne 4, Part X, lIne 2, Part XI, lInes 2d and 4b, and Part XII, lInes 2d and 4b Also complete thIs part to prowde any addItIonal Informatlon Return Reference ExplanatIon See AddItIonal Data Table Schedule (Form 990) 2015 Schedule (Form 990) 2015 Page 5 Supplemental Information (continued) Return Reference Explanation Schedule (Form 990) 2016 Additional Data Supplemental Information Software ID: Software Version: EIN: Name: 94-1623852 Institute for Humane Studies Return Reference Explanation Part V, LIne 4 Permanently endowments con5 st of funds to the Ronald Berkhelmer and Estelle Berkhelmer Endowment Fund from fund In excess of reqUIred I ncreases to the corpus can be used to support the study of market economlcs Temporarlly endowment can be used to fund the general programs Supplemental Information Return Reference Explanation Part X, Line 2 The Institute did not have any Significant uncertain tax pOSItIons at August 31, 2016 and 2015 Iefile GRAPHIC print - DO NOT PROCESS As Filed Data - DLN: 93493050001198I . . . . . OMB 1545-0047 (SFit'n?gg'af Statement of ActIVIties Out5ide the United States Complete if the organization answered "Yes" to Form 990, 2 0 1 6 Part IV, line 14b, 15, or 16. Attach to Form 990. See separate instructions. Open to Public Information about Schedule (Form 990) and its Instructions is at InspeCtlon Department of the Trenslin Internal Rex enue Sen Ice Name of the organization Employer identification number Institute for Humane Studies 94-1623852 General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b. 1 For grantmakers.Does the organization maintain records to substantiate the amount of its grants and other a55istance, the grantees? eligibility for the grants or a55istance, and the selection criteria used to award the grants or a55istance7 Yes El N0 2 For grantmakers. Describe in Part the organization?s procedures for monitoring the use of its grants and other a55istance outSIde the United States 3 Actiwtes per Region (The followmg Part I, line 3 table can be duplicated if additional space is needed Region Number of Number of ActiVities conducted in If actiVity listed in is a Total expenditures offices in the employees, agents, region (by type) (e program serVIce, describe for and investments region and independent fundraismg, program speCIfic type of in region contractors in serVIces, investments, grants serVIce(s) in region region to reCIpients located in the region) 1) See Add?l Data (2) (3) (4) (5) 3a Sub-total 0 0 20,811 Total from continuation sheets to 0 0 0 Part I Totals (add lines 3a and 3b) 0 0 20,811 For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 50082W Schedule (Form 990) 2016 chedule (Form 990) 2016 Page 2 Grants and Other Assistance to Organizations or Entities Outside the United States. Complete If the organization answered "Yes" to Form 990, Part IV, line 15, for any recnplent who received more than $5,000. Part II can be duplicated If additional space IS needed. 1 Name of IRS code Region Purpose of Amount of Manner of (9) Amount Method of organizatlon sectlon grant cash grant cash of non-cash of non-cash valuation and EIN (If dlsbursement aSSIstance aSSIstance (book, FMV, appralsal, other) 1) 2) 3) 4) 2 Enter total number of reCIpIent organizations listed above that are recognized as charities by the foreign country, recognized as tax- exempt by the IRS, or for the grantee or counsel has provnded a sectlon 501(c)(3) equnvalency letter . 3 Enter total number of other organizations or entitles . Schedule (Form 990) 2016 Schedule (Form 990) 2016 Page 3 Grants and Other Assistance to Individuals Outside the United States. Complete If the organization answered "Yes" to Form 990, Part IV, line 16. Part can be duplicated If additional space IS needed. Type of grant or a55istance Region Number of reCIpients Amount of cash grant Manner of cash disbursement Amount of non-cash aSSIstance (9) Description of non-cash aSSIstance Method of valuation (book, FMV, appraisal, other) 1) Student Development/ Education East and the PaCIfic 400 Check 2) Student Development/ Education Europe (Including Iceland Greenland) 29 19,320 Check 3) Student Development/ Education North America 1,091 Check (4) (5) (5) (7) (8) (9) 10) (11) (12) (13) 14) (15) (15) (17) 13) Schedule (Form 990) 2016 Schedule (Form 990) 2016 Foreign Forms 1 Was the organization a transferor of property to a foreign corporation during the tax year? If "Yes, "the organization may be reqUirecl to file Form 926, Return by a Transferor of Property to a Foreign Corporation (see Instructions for Form 926) Yes Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be reqUired to separately file Form 3520, Annual Return to Report Transactions With Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a 5 Owner (see Instructions for Forms 3520 and 3520-A) l:l Yes Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be reqUirecl to file Form 5471, Information Return of 5 Persons With Respect to Certain Foreign Corporations (see Instructions for Form 5471) l:l Yes Was the organization a direct or indirect shareholder of a passwe foreign investment company or a qualified electing fund during the tax year? If ?Yes,? the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund (see Instructions for Form 8621) l:l Yes Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be reqUirecl to file Form 8865, Return of 5 Persons With Respect to Certain Foreign Partnerships (see Instructions for Form 8865) l:l Yes Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be reqUirecl to separately file Form 5713, International Boycott Report (see Instructions for Form 5713) l:l Yes Page Schedule (Form 990) 2016 Schedule (Form 990) 2016 Supplemental Information Prowde the information reqUIred by Part I, line 2 (monitoring of funds); Part I, line 3, column (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part (accounting method); and Part column (estimated number of reCIpients), as applicable. Also complete this part to prowde any additional information (see instructions). Page 5 Return Explanation Reference Part I, Line 2 Grants are made to students pursumg academic degrees In addition to substantial application materials, students must submit proof of enrollment in their institutions to substantiate that funds are being used for qualified educational expenses Return Reference Explanation Part I, line 3 Foreign expenditures are directly tracked and accounted for on the accrual method of accounting used for books Additional Data Software ID: Software Version: EIN: Name: Form 990 Schedule Part I - Activities Outside The United States 94-1623852 InstItute for Humane StudIes RegIon Number of Number of ActIVItIes conducted If actIVIty Ilsted In Total expenditures of?ces In the employees or In reglon (by type) (I Is a program serVIce, for reglon reglon agents In fundraISIng, program descrIbe speCII?Ic type of reglon serVIces, grants to serVIce(s) In reglon reCIpIents located In the reglon) East and the 0 0 Grants to IndIVIdual EducatIonal programs 400 reCIpIents In the reglon Europe (IncludIng Iceland 0 0 Grants to IndIVIdual EducatIonal programs 19,320 Greenland) reCIpIents In the reglon North AmerIca 0 0 Grants to IndIVIdual EducatIonal programs 1,091 FEClplentS In the reglon Iefile GRAPHIC print - DO NOT PROCESS As Filed Data - DLN: 93493050001198I OMB No 1545-0047 f?gfr??gg, Grants and Other Assistance to Organizations, Governments and Individuals in the United States Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22. Department ofthe Attach to Form 990. Open to Public Treasury Information about Schedule I (Form 990) and its instructions is at InsPeCtlon Internal Revenue SerVIce Name of the organization Employer identification number Institute for Humane Studies 94-1623852 General Information on Grants and Assistance 1 Does the organization maintain records to substantiate the amount of the grants or a55istance, the grantees' eligibility for the grants or a55istance, and the selection criteria used to award the grants or a55istanceDescribe in Part IV the organization's procedures for monitoring the use of grant funds in the United States Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, For any reCIpient that received more than $5,000 Part II can be duplicated if additional space is needed Name and address of EIN IRC section Amount of cash Amount of non- Method of valuation (9) Description of Purpose of grant organization if applicable grant cash (book, FMV, appraisal, non-cash a55istance or a55istance or government a55istance other) See Additional Data Table 2 Enter total number of section 501(c)(3) and government organizations listed in the line 1 table . . . . . . . . . . . . . . . . . 26 2 For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 50055P Schedule I (Form 990) 2016 3 Enter total number of other organizations listed in the line 1 table . Schedule I (Form 990) 2016 Page 2 Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22 Part can be duplicated if additional space IS needed Type of grant or a55istance Number of Amount of Amount of Method of valuation (book, Description of non-cash a55istance reCIpients cash grant non-cash a55istance FMV, appraisal, other) (1) 47 75,850 0 Scholarships for qualified education expenses (2) Student development/education grants 309 143,869 0 Supplemental Information. Prowde the information reqUIred in Part I, line 2, Part column and any other additional information. Return Reference Explanation Part 1, Line 2 IndIVIduals are reqUIred to document their actual expenses and partICIpation in programs for which funds are awarded Schedule I (Form 990) 2016 Additional Data Software ID: Software Version: EIN: Name: 94-1623852 Institute for Humane Studies Form 990,Schedule I, Part II, Grants and Other Assistance to Domestic Organizations and Domestic Governments. Name and address of EIN IRC sectlon Amount of cash Amount of non- Method of valuatlon of Purpose of grant organlzatlon If grant cash (book, FMV, appraisal, non-cash aSSIstance or aSSIstance or government aSSIstance other) Aqumas College 38-1367080 501(c)(3) 6,000 Student 1700 Fulton St development/eductatlon Grand Raplds, MI 49506 Arlzona State UnlverSIty 86-6051042 501(c)(3) 6,000 Student Foundatlon development/eductatlon 300 UnlverSIty Dr Tempe, AZ 85281 Form 990,Schedule I, Part II, Grants and Other Assistance to Domestic Organizations and Domestic Governments. Name and address of EIN IRC sectlon Amount of cash Amount of non- Method of valuatlon of Purpose of grant organlzatlon If grant cash (book, FMV, appraisal, non-cash a55Istance or a55Istance or government a55Istance other) State UnlverSIty 82-6010706 501(c)(3) 9,200 Student Foundatlon Inc development/eductatlon 1173 UnlverSIty Dr Bmse, ID 83706 Boundary Stone LLC 7,500 Student PO Box 19515 35219 development/eductatlon Form 990,5chedule I, Part II, Grants and Other Assistance to Domestic Organizations and Domestic Governments. Name and address of EIN IRC sectlon Amount of cash Amount of non- Method of valuatlon Descriptlon of Purpose of grant organlzatlon If grant cash (book, FMV, appraisal, non-cash a55Istance or aSSIstance or government aSSIstance other) Center for 36-2167842 501(c)(3) 14,000 Student RU 5050 East State Street Rockford, IL 61108 Newport UnlverSIty 54-1156248 501(c)(3) 15,900 Student Educatlonal Foundatlon development/eductatlon 1 UnlverSIty PI Newport News, VA 23606 development/eductatlon Form 990,5chedule I, Part II, Grants and Other Assistance to Domestic Organizations and Domestic Governments. Name and address of EIN IRC sectlon Amount of cash Amount of non- Method of valuatlon Descriptlon of Purpose of grant organlzatlon If grant cash (book, FMV, appraisal, non-cash a55Istance or aSSIstance or government aSSIstance other) Florlda Southern College 59-0624401 501(c)(3) 12,000 Student 111 Lake Dr development/eductatlon Center for Free Lakeland, FL 33801 Georgla State UnlverSIty 58-1845423 501(c)(3) 6,000 Student Research Foundatlon PO Box 3999 Georgla State UnlverSIt Atlanta, GA 30302 development/eductatlon Form 990,Schedule I, Part II, Grants and Other Assistance to Domestic Organizations and Domestic Governments. Name and address of EIN IRC sectlon Amount of cash Amount of non- Method of valuatlon of Purpose of grant organlzatlon If grant cash (book, FMV, appraisal, non-cash a55Istance or a55Istance or government a55Istance other) for Research 38-6006309 501(c)(3) 13,195 Student UnlverSIty of PO Box development/eductatlon 1248 Ann Arbor, MI 481061248 Productlons Inc 6,000 Student 2nd Floor 6711 Katella Ave Cypress, CA 90630 development/eductatlon Form 990,Schedule I, Part II, Grants and Other Assistance to Domestic Organizations and Domestic Governments. Name and address of EIN IRC sectlon Amount of cash Amount of non- Method of valuatlon of Purpose of grant organlzatlon If grant cash (book, FMV, appraisal, non-cash a55Istance or a55Istance or government a55Istance other) Lock Haven UnlverSIty 23-7007734 501(c)(3) 7,500 Student Foundatlon development/eductatlon Lock Haven UnIverSIty Durrwachter Center 212 Lock Haven, PA 17745 State UnlverSIty 36-6005984 501(c)(3) 7,000 Student 220 Rd development/eductatlon East Lansmg, MI 48824 Form 990,Schedule I, Part II, Grants and Other Assistance to Domestic Organizations and Domestic Governments. Name and address of EIN IRC sectlon Amount of cash Amount of non- Method of valuatlon Descriptlon of Purpose of grant organlzatlon If grant cash (book, FMV, appraisal, non-cash a55Istance or aSSIstance or government aSSIstance other) Murray State UnlverSIty 61-6053844 501(c)(3) 5,500 Student 200 Sparks Hall development/eductatlon Murray, KY 42071 Northwood UnlverSIty 38-1634684 501(c)(3) 23,021 Student 4000 Dr Midland, MI 48640 development/eductatlon Form 990,Schedule I, Part II, Grants and Other Assistance to Domestic Organizations and Domestic Governments. Name and address of EIN IRC sectlon Amount of cash Amount of non- Method of valuatlon Descriptlon of Purpose of grant organlzatlon If grant cash (book, FMV, appraisal, non-cash a55Istance or aSSIstance or government aSSIstance other) Ramapo College Foundatlon 51-0244756 501(c)(3) 7,000 Student 505 Ramapo Valley Road development/eductatlon Mahwah, NJ 07430 Rose State College 47-4296697 501(c)(3) 6,250 Student 6420 SE 15th St Mldwest Clty, OK 73110 development/eductatlon Form 990,Schedule I, Part II, Grants and Other Assistance to Domestic Organizations and Domestic Governments. Name and address of EIN IRC sectlon Amount of cash Amount of non- Method of valuatlon of Purpose of grant organlzatlon If grant cash (book, FMV, appraisal, non-cash a55Istance or a55Istance or government a55Istance other) Students for leerty 94-3435899 501(c)(3) 26,770 Student 2221 Clark St 12th Floor development/eductatlon VA 22202 Texas Tech Foundatlon 75-6043842 501(c)(3) 9,190 Student Box 41081 Texas Tech development/eductatlon UnlverSIty Lubbock, TX 794091081 Form 990,5chedule I, Part II, Grants and Other Assistance to Domestic Organizations and Domestic Governments. Name and address of EIN IRC sectlon Amount of cash Amount of non- Method of valuatlon Descriptlon of Purpose of grant organlzatlon If grant cash (book, FMV, appraisal, non-cash a55Istance or aSSIstance or government aSSIstance other) The Ohlo State UnlverSIty 31-1145986 501(c)(3) 27,000 Student Foundatlon development/eductatlon 1480 Lane Ave 210 Columbus, OH 43221 The Parr Center for 56-6001393 501(c)(3) 6,000 Student UNC-Chapel HI 207 Caldwell Hall - CB 3125 Chapel Hill, NC 275993125 development/eductatlon Form 990,Schedule I, Part II, Grants and Other Assistance to Domestic Organizations and Domestic Governments. Purpose of grant Name and address of EIN IRC sectlon Amount of cash Amount of non- Method of valuatlon of organlzatlon If grant cash (book, FMV, appraisal, non-cash a55Istance or a55Istance or government a55Istance other) The of West Florlda 59-6166292 501(c)(3) 7,000 Student Foundatlon development/eductatlon 11000 UnlverSIty Parkway 12 Pensacola, FL 32514 Troy UnlverSIty 63-6001102 501(c)(3) 7,300 Student 600 UnlverSIty Avenue Troy,AL 36082 development/eductatlon Form 990,5chedule I, Part II, Grants and Other Assistance to Domestic Organizations and Domestic Governments. Name and address of EIN IRC sectlon Amount of cash Amount of non- Method of valuatlon Descriptlon of Purpose of grant organlzatlon If grant cash (book, FMV, appraisal, non-cash a55Istance or aSSIstance or government aSSIstance other) UNC Chapel Hill Arts and 56-1150509 501(c)(3) 14,600 Student SCIences Foundatlon Inc development/eductatlon 134 Street Chapel NC 27514 UnlverSIty Foundatlon at 94-3001359 501(c)(3) 10,600 Student Sacramento State 6000 Street Attn Kyle Swan Sacramento, CA 63112 development/eductatlon Form 990,5chedule I, Part II, Grants and Other Assistance to Domestic Organizations and Domestic Governments. Name and address of EIN IRC sectlon Amount of cash Amount of non- Method of valuatlon Descriptlon of Purpose of grant organlzatlon If grant cash (book, FMV, appraisal, non-cash a55Istance or aSSIstance or government aSSIstance other) UnlverSIty of New Orleans 72-1051326 501(c)(3) 18,500 Student Foundatlon development/eductatlon 2021 Lakeshore Drlve 420 New Orleans, LA 70122 UnlverSIty of Vermont 03-0179440 501(c)(3) 6,000 Student 200 Kalkln Hall Grossman development/eductatlon School of Busmess 05405 Form 990,Schedule I, Part II, Grants and Other Assistance to Domestic Organizations and Domestic Governments. Name and address of EIN IRC sectlon Amount of cash Amount of non- Method of valuatlon of Purpose of grant organlzatlon If grant cash (book, FMV, appraisal, non-cash a55Istance or a55Istance or government a55Istance other) West UnlverSIty 55-6017181 501(c)(3) 13,000 Student Foundatlon development/eductatlon College of Busmess PO Box 6025 Morgantown, WV 26506 Young Amerlcans for leerty 45-3503672 501(c)(3) 21,500 Student Foundatlon development/eductatlon 1320 Courthouse Rd VA 22201 Iefile GRAPHIC print - DO NOT PROCESS IAS Filed Data - DLN: 93493050001198I Schedule Compensation Information 0MB No 1545-0047 (Form 990) For certain Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees Complete if the organization answered "Yes" on Form 990, Part IV, line 23. Attach to Form 990. Department of the Information about Schedule (Form 990) and its instructions is at Open to PUbllC Treasury Insection Internal Revenue SerVIce Name of the organization Employer identification number Institute for Humane Studies 94-1623852 Questions Regarding Compensation Yes No 1a Check the appropiate box(es) ifthe organization prowded any of the followmg to or for a person listed on Form 990, Part VII, Section A, line 1a Complete Part to prowde any relevant information regarding these items First-class or charter travel Housmg allowance or reSIdence for personal use Travel for companions Payments for busmess use of personal reSIdence Tax idemnification and gross?up payments Health or club dues or initiation fees i? Discretionary spending account Personal serVIces (e maid, chauffeur, chef) Ifany ofthe boxes in line la are checked, did the organization follow a written policy regarding payment or reimbursement or prOVI5ion ofall ofthe expenses described above? If"No," complete Part to explain 1b 2 Did the organization reqUIre substantiation prior to reimbursmg or allowmg expenses incurred by all directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? 2 3 Indicate which, if any, of the followmg the filing organization used to establish the compensation of the organization's CEO/Executive Director Check all that apply Do not check any boxes for methods used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part Compensation committee Written employment contract Independent compensation consultant Compensation survey or study Form 990 of other organizations Approval by the board or compensation committee 4 During the year, did any person listed on Form 990, Part VII, Section A, line la With respect to the filing organization or a related organization a Recewe a severance payment or change?of?control payment? 4a No PartICIpate in, or receive payment from, a supplemental nonqualified retirement plan? 4b No PartICIpate in, or receive payment from, an eqUIty-based compensation arrangement? 4c No If"Yes" to any of lines 4a?c, list the persons and prowde the applicable amounts for each item in Part Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9. 5 For persons listed on Form 990, Part VII, Section A, line la, did the organization pay or accrue any compensation contingent on the revenues of a The organization? 5a No Any related organization? 5b No If"Yes," on line 5a or 5b, describe in Part 6 For persons listed on Form 990, Part VII, Section A, line la, did the organization pay or accrue any compensation contingent on the net earnings of a The organization? 6a No Any related organization? 6b No If"Yes," on line 6a or 6b, describe in Part 7 For persons listed on Form 990, Part VII, Section A, line la, did the organization prowde any non-fixed payments not described in lines 5 and 6? If"Yes," describe in Part 7 No 8 Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was to the initial contract exception described in Regulations section 53 If"Yes," describe in Part 8 N0 9 If"Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53 9 For Reduction Act Notice, see the Instructions for Form 990. at 50 5 3T Schedule (Form 990) 2015 ScheduleJ(Form990)2015 Page2 Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed. For each indiVidual whose compensation must be reported on Schedule J, report compensation from the organization on row and from related organizations, described in the instructions, on row (ii) Do not list any indIVIduals that are not listed on Form 990, Part VII Note.The sum ofcolumns for each listed indiVidual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that indiVidual (A) Name and Title (B) Breakdown of and/0r 1099-MISC compensation (C) Retirement and (D) Nontaxable (E) Total ofcolumns (F) Compensation in (In) other deferred benefits column(B) reported (I) com Bonus 8i incentive Other reportable compensation as deferred on prior compensation compensation Form 990 1 Ronald Chad Thevenot 180,000 Executive Director . . . . . . (iiMarty 210:361 250,000 0 0 7,283 467,644 0 PreSIdent (ending 11/6/2016(iiScott Barton 136,251 15,000 0 0 4,539 155,790 0 Sr Dir, Marketing . . . . . . . . . . . . Communications (ii) 0 0 0 0 0 Schedule (Form 990) 2015 ScheduleJ(F0rm990)2015 Page3 Supplemental Information Prowde the Information, explanation, or descriptions reqLJIred for Part 1, lines 1aand for Part II Also complete this part for any additional information Return Reference Explanation Schedule (Form 990) 2015 Iefile GRAPHIC print - DO NOT PROCESS As Filed Data - SCHEDULEM (Form 990) Department of the Trensun Internal Rex enue Sen ice Noncash Contributions >Complete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30. Attach to Form 990. hInformation about Schedule (Form 990) and its instructions is at OMB No 1545-0047 2016 Open to Public Inspection Name of the organization Institute for Humane Studies Types of Property 30a During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that 31 32a 33 Employer identification number Art?Works of art Art?Historical treasures Art?Fractional interests Books and publications Clothing and household goods . . . . Cars and other vehicles Boats and planes . Intellectual property Securities?Publicly traded Securities?Closely held stock . Securities?Partnership, LLC, or trust interests . Securities?Miscellaneous . Qualified conservation contribution?Historic structures . Qualified conservation contribution?Other Real estate?ReSIdential Real estate?CommerCIal Real estate?Other Collectibles Food inventory Drugs and medical supplies TaXIdermy Historical artifacts SCIentific speCImens Archeological artifacts Otherh Otherh Otherr(?) Otherh 94-1623852 (C) Check if Number of contributions or Noncash contribution Method of determining applicable items contributed amounts reported on noncash contribution amounts Form 990, Part line 19 57 815,326 Fair Market Value Number of Forms 8283 recewed by the organization during the tax year for contributions for which the organization completed Form 8283, Part IV, Donee Acknowledgement it must hold for at least three years from the date of the initial contribution, and which is not reqUIred to be used for exempt purposes for the entire holding period? . If "Yes," describe the arrangement in Part II Does the organization have a gift acceptance policy that reqUIres the reVIew of any non-standard contributions? Does the organization hire or use third contributions? If "Yes," describe in Part II If the organization did not report an amount in column for a type of property for which column is checked, describe in Part II 29 parties or related organizations to solidt, process, or sell noncash Yes For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 51227] Schedule (Form 990) (2016) Schedule Form 990) (2016) Page 2 Supplemental Information. Prowde the Information reqUIred by Part I, IInes 30b, 32b, and 33, and whether the organlzatIon IS In Part I, column the number of contrIbutIons, the number of Items recered, or a combInatIon of both. Also complete thIs part for any addItIonaI InformatIon. Return Reference ExplanatIon Schedule (Form 990} {2016) Iefile GRAPHIC print - DO NOT PROCESS As Filed Data - SCHEDULE 0 (Form 990 or 990- El) Department of the Trensun 1 Supplemental Information to Form 990 or 990-EZ Complete to provide information for responses to specific questions on Form 990 or 990-EZ or to provide any additional information. Attach to Form 990 or 990-EZ. Information about Schedule 0 (Form 990 or 990-EZ) and its instructions is at OMB No 1545-0047 Open to Public Inspection o?f the'orglanization Institute for Humane Studies 990 Schedule 0, Supplemental Information Employer identification number 94-1623852 Return Explanation Reference Form 990, Charles Koch is Chairman and CEO of Koch Industries, Inc Brian Hooks is the PreSIdent of the Charles Koch Foundation Part VI, Section A, line 2 990 Schedule 0, Supplemental Information Return Explanation Reference Form 990, Draft 990 Is prepared by the Independent accountants and prowded to the Vice Chairman of the Board for reVIew prior to filing Part VI, Section B, line 11b 990 Schedule 0, Supplemental Information Return Explanation Reference Form 990, Conflicts and potential conflicts of interest are described in the Institute's Employee Ma Part VI, nual, which is distributed to all employees Disclosure is reqUIred contemporaneously With Section B, any potential conflicts and employees are regularly reminded of the obligation The Board line 120 of Directors Will reVIew any conflicts and take necessary action 990 Schedule 0, Supplemental Information Return Explanation Reference Form 990, Compensation for officers is set annually by the Executive Committee of the Board of Direc Part VI, tors Management prowdes the Committee With comparability data to conSIder in their reVIe Section B, of compensation The Chairman of the Executive Commitee of the Board of Directors commun line 15 icates to Management in writing With the de0i5ions of the Committee on officer compensatio 990 Schedule 0, Supplemental Information Return Explanation Reference Form 990, The Institute's finanCIaI statements and governing documents are available upon request to Part VI, those deemed to have bona fide busmess purpose which advances the exempt purpose of the Section C, organization line 19 990 Schedule 0, Supplemental Information Return Explanation Reference Form 990, The Institute's Board of Directors assumes responsibility for over5ight of the audit. incl Part XII, Line uding selection of independent accountant This process is con5istent With prior years 20 Iefile GRAPHIC print - DO NOT PROCESS As Filed Data - DLN: 93493050001198I . . . OMB No 1545-0047 SCHEDULE Related Organizations and Unrelated Partnerships (Form Complete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37. 1 6 Department 0mm Tremun Attach to Form 990. Information about Schedule (Form 990) and its instructions is at W. Open to P_ub ic Internal Re\ enue Senice Ins I ection Name of the organization Employer identification number Institute for Humane Studies 94-1623852 Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33. a (C) Name, address, and EIN (if applicable) of disregarded entity Primary actiVity Legal domICIle (state Total income End-of-year assets Direct controlling or foreign country) entity Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year. a (C) (f (9) Name, address, and EIN of related organization Primary actIVIty Legal domICIle (state Exempt Code section Public charity status Direct controlling Section 512(b) or foreign country) (if section 501(c)(3)) entity (13) controlled entity? Yes No (1)George A Warren Trust UA 09111969 FBO Foundation for Economic Education 509(a)(3) Supporting NY 501(c)(3) Line 11 No 1718 Peachtree St NW Ste 1048 Organization? See Part VII Atlanta, GA 30309 04-6421546 For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 50135Y Schedule (Form 990) 2016 Schedule (Form 990) 2016 Page 2 Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year. Name, address, and EIN of related organization Primary actIVIty (0) Legal domICIle (state or foreign country) Direct controlling entity Predominant income(re ated, unrelated, excluded from tax under sections 512- 514) Share of total Income (9) Share of end?of?year assets (I) Disproprtionate Code General or Percentage allocations? amount in box managing ownership 20 of partner? Schedule K-l (Form 1065) Yes No Yes No Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year. Name, address, and EIN of related organization Primary actIVIty (sta (C) Legal domICIle te or foreign country) entity Direct controlling Type of entity (C corp, corp, or trust) Share of total income 9 Share of end-of- year assets Percentage ownership (I) Section 512(b) (13) controlled entity7 Yes No Schedule (Form 990) 2016 Schedule (Form 990) 2016 Page 3 Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36. Note. Complete line 1 if any entity is listed in Parts II, or IV of this schedule YES NO 1 During the tax year, did the orgranization engage In any of the followmg transactions With one or more related organizations listed In Parts II-IV7 Receipt of Interest, (ii)annUIties, royalties, or(iv) rent from a controlled entity . 13 N0 Gift, grant, or capital contribution to related organization(s) . 1'3 N0 Gift, grant, or capital contribution from related organization(s) . 1C N0 Loans or loan guarantees to or for related organization(s) 1d N0 Loans or loan guarantees by related organization(s) 1-5 N0 DiVidends from related organization(s) 1f N0 9 Sale of assets to related organization(s) . 19 N0 Purchase of assets from related organization(s) . 1h N0 i Exchange of assets With related organization(s) . 1i N0 Lease of faCIlities, eqUIpment, or other assets to related organization(s) 1i N0 Lease of faCIlitiesr eqUIpment, or other assets from related organization(s) . 1k N0 Performance of serVIces or membership or fundraismg soIICItations for related organization(s) 1' N0 Performance of serVIces or membership or fundraismg soIICItations by related organization(s) 1'11 N0 Sharing of faCIlities, eqUIpment, mailing listsr or other assets With related organization(s) . 1" N0 0 Sharing of paid employees With related organization(s) . 10 N0 Reimbursement paid to related organization(s) for expenses . 1p No Reimbursement paid by related organization(s) for expenses . N0 Other transfer of cash or property to related organization(s) . 1r No 5 Other transfer of cash or property from related organization(s) . 15 N0 If the answer to any of the above is "Yes," see the Instructions for information on who must complete this line, including covered relationships and transaction thresholds Name of related organization Transaction type (C) Amou nt involved Method of determining amount involved Schedule (Form 990) 2016 Schedule (Form 990) 2016 Page 4 Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37. Prowde the followmg Information for each entity taxed as a partnership through which the organization conducted more than five percent of its actIVIties (measured by total assets or gross revenue) that was not a related organization See instructions regarding exclu5ion for certain investment partnerships a Name, address, and EIN of entity Primary actiwty Legal domICIle (state or foreign country) Predominant income (related, unrelated, excluded from tax under sections 512- 514) (8) Are all partners section 501(c)(3) organizations? Yes No Share of total income (9) hare of end?of?year assets Disproprtionate allocations? Yes No (I) Code amount in box of Schedule K-l (Form 1065) (R) General or Percentage managing ownership partner? Yes No Schedule (Form 990) 2016 Schedule (Form 990) 2016 Page 5 Supplemental Information Prowde additional Information for responses to questions on Schedule (see Instructions) Return Reference Explanation Part II, Column Primary ActIVIty To discover, develop and support students, scholars and other Intellectuals who maintain the highest standards of academic and professmnal excellence The Institute IS a permanent benefICIary of the Trust Schedule (Form 9903 2016