1 2 BEFORE THE HEARING EXAMINER CITY OF SEATTLE 3 4 In the Matter of the Appeal of the: Hearing Examiner File W-18-009 QUEEN ANNE COMMUNITY COUNCIL SEATTLE CITY COUNCIL’S MOTION FOR PARTIAL DISMISSAL 5 6 7 8 of the Final Environmental Impact Statement for the Citywide Implementation of ADU-FEIS. 9 10 I. 11 Pursuant to Hearing Examiner Rules of Practice and Procedure 1.03 and 3.02, 12 13 14 15 16 17 Respondent Seattle City Council (“City”) brings this Motion for Dismissal of certain claims raised in the Notice of Appeal filed by Appellant Queen Anne Community Council (“Appellant”). With this Motion, the City seeks to dismiss issues for which there is no genuine issue as to any material fact such that the City is entitled to a judgment as a matter of law. II. 18 claims and corresponding portions of the Appellant’s Notice of Appeal: 1. Claims alleging process violations or procedural due process claims; 1 21 2. Claims Appellant raised or should have raised when Appellant appealed the 22 DNS for the subject proposal and are thus barred by the doctrine of res 23 24 25 RELIEF REQUESTED As detailed in the sections that follow, the City seeks dismissal of the following 19 20 INTRODUCTION 1 Appellant’s Notice of Appeal filed in W-18-009 (“Notice of Appeal”), ¶ 2.1 (asserting claims related to the “…guaranteed rights and opportunities to be involved in government processes” and the need for “fair and open process” and “procedural due process”). SEATTLE CITY COUNCIL’S MOTION FOR PARTIAL DISMISSAL - 1 96035 719 Second Avenue, Suite 1150 Seattle, WA 98104 (206) 623-9372 1 judicata—specifically, claims challenging the cumulative impacts of the 2 Proposal; impacts to open space and tree canopy coverage; and loss of historic 3 buildings; 2 and, 3. Claims that are vague, overly broad, and unspecified. 3 4 5 III. FACTUAL BACKGROUND 6 The Final Environmental Impact Statement (“FEIS”) that is the subject of this 7 appeal analyzes the City’s proposal (“Proposal”) to amend the City’s Land Use Code to 8 remove barriers to the creation of accessory dwelling units (“ADUs”). ADUs include 9 backyard cottages, known as detached accessory dwelling units (“DADUs”), and in-law 10 apartments, known as attached accessory dwelling units (“AADUs”). The Proposal 11 involves several Land Use Code changes, including allowing two ADUs on some lots, 12 changing the existing off-street parking and owner-occupancy requirements, and changing 13 some development standards that regulate the size and location of DADUs. 4 The FEIS 14 analyzes three action alternatives that implement the Proposal, with differences in the 15 scale and focus of the proposed Code changes. 5 16 On May 16, 2016, the City initially issued a Determination of Nonsignficance 17 (“DNS”) for the Proposal. 6 The Appellant appealed the earlier DNS in Hearing Examiner 18 File No. W-16-004 and challenged the adequacy of the City’s environmental analysis for 19 20 21 2 Notice of Appeal, ¶¶ 2.3, 2.4, 2.12, 2.13, 2.15. Notice of Appeal, ¶¶ 2.2, 2.3, 2.15. 4 FEIS at 1-2. 5 FEIS at 2-3 to 2-4. 6 Declaration of Tadas Kisielius (“Kisielius Decl.”) at ¶ 2. The proposal analyzed in the FEIS and DNS consist of the same primary elements. In particular, while the three action alternatives differ in the scale and focus of the proposed code changes, all three action alternatives in the FEIS include the same primary elements as the Proposal that was the subject of the DNS, with Alternative 2 of the FEIS bearing the most direct correlation. Declaration of Aly Pennucci (“Pennucci Decl.”) at ¶ 14; see also FEIS at 2-3. 3 22 23 24 25 SEATTLE CITY COUNCIL’S MOTION FOR PARTIAL DISMISSAL - 2 96035 719 Second Avenue, Suite 1150 Seattle, WA 98104 (206) 623-9372 1 the Proposal. 7 Specifically, Appellant advanced its claim that the Proposal would create 2 probable, significant adverse impacts such that the City should have completed an EIS. 8 3 Appellant specifically alleged in its notice of appeal that the proposal would have 4 significant adverse impacts on open space, tree canopy, and historical resources, among 5 others. 9 As a result of Appellant’s prior appeal, after four days of hearing, the Examiner 6 weighed the evidence and issued a decision on December 13, 2016, in which the 7 Examiner rejected some of the Appellant’s claims regarding the sufficiency of the City’s 8 process, but concluded that the Appellant had satisfied its burden of proving that the City 9 failed to sufficiently analyze the Proposal’s impacts on the following specific topics: 10 housing and displacement of populations; height, bulk and scale; parking; and public 11 services and facilities. 10 The Examiner reversed the DNS and remanded to OPCD “for 12 preparation of an EIS consistent with” the Examiner’s decision. 11 13 On remand, the City prepared the FEIS required by the Examiner’s prior decision 14 addressing the specific subjects that the Examiner had identified for more analysis. As 15 part of its EIS process on remand, the City complied with and in some respects exceeded 16 SEPA’s public process requirements, including providing public notice and opportunities 17 to comment at several stages throughout the environmental review. 18 prepared and issued its determination of significance, the notice of its determination of 19 significance, and scoping notice (“DS Notice”) on October 2, 2017, which invited First, the City 20 21 7 22 23 24 25 Kisielius Decl., Exs. A, B (Appellant’s Notice of Appeal and Clarification of issues filed in W-16-004, In the Matter of the Appeal of Queen Anne Community Council). 8 Id. 9 Id. 10 Id., Ex. C. (Findings and Decision, W-16-004). 11 Id., ¶¶ 1.7-1.9. The Notice of Appeal includes a summary of this matter’s procedural history, but incorrectly identifies the dates – the DNS issuance and appeal occurred in 2016, not 2018 as stated in the Notice of Appeal. SEATTLE CITY COUNCIL’S MOTION FOR PARTIAL DISMISSAL - 3 96035 719 Second Avenue, Suite 1150 Seattle, WA 98104 (206) 623-9372 1 comments on the scope of the forthcoming EIS. 12 The City filed and published the notice 2 in various places including the Seattle Department of Construction and Inspection’s 3 (“SDCI”) Land Use Information Bulletin (“LUIB”), the SEPA Public Information Center, 4 the Daily Journal of Commerce (which is the City’s official newspaper for publication of 5 notice) and in Ecology’s State SEPA Register. 13 The City circulated the DS Notice to 6 agencies with jurisdiction and expertise and potentially affected tribes, and also provided 7 notice through email announcements to local media outlets and by posting on social media 8 and department newsletters. 14 The City then solicited comments from the public over the 9 ensuing comment period, which it extended by 15 days beyond the published deadline at 10 Appellant’s request, 15 and held two scoping meetings on October 17 and October 26, 11 2017, at which it provided information about the Proposal and solicited comments. 16 12 Following completion of the Draft EIS, on May 10, 2018 the City published its 13 “Notice of Availability of Draft Environmental Impact Statement” (“Draft EIS Notice”) in 14 the LUIB, the SEPA Public Information Center, the Daily Journal of Commerce, and in 15 Ecology’s SEPA Register. 17 The City made the Draft EIS available online, distributed 16 copies of the Draft EIS to all agencies with jurisdiction, and made copies available at 17 SDCI’s Public Resource Center and at public libraries. 18 The City solicited comments on 18 the Draft EIS through the June 25, 2018 deadline and held an open house and public 19 hearing on May 31, 2018. 19 20 21 12 22 23 24 25 Declaration of Aly Pennucci (“Pennucci Decl.”) at ¶ 3. Id. 14 Id. at ¶ 3, 6. 15 Id. at ¶ 5. 16 Id. at ¶ 7. 17 Id. at ¶ 8. 18 Id. at ¶ 10. 19 Id. at ¶ 11. 13 SEATTLE CITY COUNCIL’S MOTION FOR PARTIAL DISMISSAL - 4 96035 719 Second Avenue, Suite 1150 Seattle, WA 98104 (206) 623-9372 1 Finally, following completion of the FEIS, on October 4, 2018, the City issued a 2 “Notice of Availability of Final Environmental Impact Statement” (“FEIS Notice”) and 3 published the notice in the LUIB, the SEPA Public Information Center, the Daily Journal 4 of Commerce, and in Ecology’s State SEPA Register. 20 The FEIS Notice provided 5 information about where to obtain a copy of the FEIS and how to appeal the 6 environmental determination. The City made the FEIS available online, made copies 7 available at SDCI’s Public Resource Center and the public library, and distributed copies 8 to all agencies with jurisdiction, agencies that commented on the Draft EIS, and affected 9 tribes. 21 10 IV. STANDARD OF REVIEW 11 The Hearing Examiner Rules of Practice and Procedure (“Rules”) address motions 12 to dismiss. Rule 3.02 provides that the Hearing Examiner may dismiss an appeal if it fails 13 to state a claim for which the Hearing Examiner has jurisdiction to grant relief or is 14 “without merit on its face.” The Rules do not specifically address summary judgment 15 motions or other motions that are accompanied by written declarations and attached 16 documents, but Rule 1.03(c) provides that, in matters not covered by the Rules, the 17 Hearing Examiner has discretion to determine the appropriate procedure and “may look to 18 the Superior Court Civil Rules for guidance.” Thus, a quasi-judicial body like the 19 Examiner may look to Civil Rule (“CR”) 56 and may dispose of an issue summarily when 20 there is no genuine issue of material fact. 22 21 A motion for summary judgment is properly granted where “there is no genuine 22 issue as to any material fact and . . . the moving party is entitled to a judgment as a matter 23 24 20 Pennucci Decl. at ¶ 12. Id. at ¶ 13. 22 ASARCO Inc. v. Air Quality Coal., 92 Wn. 2d 685, 695-98, 601 P.2d 501, 510 (1979). 21 25 SEATTLE CITY COUNCIL’S MOTION FOR PARTIAL DISMISSAL - 5 96035 719 Second Avenue, Suite 1150 Seattle, WA 98104 (206) 623-9372 1 of law.” 23 Summary judgment is a procedure to avoid unnecessary trials on issues where 2 neither party contests the facts relevant to a legal determination, and only questions of law 3 remain for resolution. 24 4 The party moving for summary judgment must show that: (1) there are no genuine 5 issues of material fact, and (2) the moving party is entitled to judgment as a matter of 6 law. 25 A material fact is one that will affect the outcome under the governing law. 26 If the 7 moving party meets its initial burden of showing the absence of an issue of material fact, 8 the burden shifts to the non-moving party to present evidence demonstrating that material 9 facts are in dispute. 27 The non-moving party “may not rest upon the mere allegations or 10 denials of his pleadings, but . . . must set forth specific facts showing that there is a 11 genuine issue for trial.” 28 12 Although most issues raised in this Motion fall within CR 56’s standards, issues 13 that do not require consideration of matters outside the pleadings, such as the facial 14 sufficiency of the Notice of Appeal’s allegations, may be treated under CR 12(b)(6)’s 15 standards. 29 CR 12(b)(6) authorizes a motion to dismiss for failure to state a claim on 16 which relief can be granted. For purposes of deciding the defendant's motion, all of the 17 factual allegations in the complaint will be accepted as true. 30 The motion may be granted 18 “when the plaintiff can provide no conceivable set of facts consistent with the complaint 19 that would entitle him or her to a relief.” 31 20 23 21 22 23 24 25 CR 56(c). Rainier Nat’l Bank v. Security State Bank, 59 Wn. App. 161, 164, 796 P.2d 443 (1990); Jacobsen v. State, 89 Wn.2d 104, 569 P.2d 1152 (1977). 25 Magula v. Benton Franklin Title Co., Inc., 131 Wn.2d 171, 182, 930 P.2d 307 (1997). 26 Eriks v. Denver, 118 Wn.2d 451, 456, 824 P.2d 1207 (1992). 27 Atherton Condo Ass'n v. Blume Dev. Co., 115 Wn.2d 506, 516, 799 P.2d 250 (1990). 28 CR 56(e). 29 CR12(c); Billings v. Town of Steilacoom, 2 Wn. App. 2d 1, 28, n. 5, 408 P.3d 1123 (2017). 30 Dennis v. Heggen, 35 Wash. App. 432, 667 P.2d 131 (Div. 1 1983). 31 Tabingo v. Am. Triumph LLC, 188 Wn.2d 41, 45, 391 P.3d 434, 437 (2017). 24 SEATTLE CITY COUNCIL’S MOTION FOR PARTIAL DISMISSAL - 6 96035 719 Second Avenue, Suite 1150 Seattle, WA 98104 (206) 623-9372 1 V. A. ARGUMENT 3 The Examiner Should Dismiss Appellant’s Procedural Due Process Claim Challenging the “Fairness” of the Process Because the City Complied with All SEPA Regulations Governing Public Process. 4 The Examiner should dismiss Appellant’s claim related to “fair process” and 5 “procedural due process” in Paragraph 2.1 of the Notice of Appeal. Appellant’s claim has 6 no merit. As described in the Pennucci Declaration and in Section III above, the City 7 provided and, in some cases exceeded, all notice and opportunities for comment required 8 by the City’s SEPA regulations in Chapters 25.05 and 23.76 of the Seattle Municipal 9 Code (“SMC”) 32: 2 10 • The City published the DS Notice in the manner and in the publications specified 11 by SMC 23.76.014 and circulated the DS to agencies with jurisdiction and the 12 public, consistent with SMC 25.05.360. 33 13 • 14 The City solicited comments on the scope of the EIS beyond the minimum 21 day deadline set forth in SMC 23.76.014.A.1. 34 15 • The City held a scoping meeting, consistent with SMC 25.05.409. 35 16 • The City published its notice of availability of the Draft EIS on May 10, 2018 in 17 the manner and in publications specified in SMC 23.76.014, which provided 21 18 days’ notice of the public hearing on the draft, and distributed copies of the Draft 19 EIS to all agencies and parties specified in the SMC 25.05.455. 36 20 21 32 22 23 24 25 SMC 25.05.510 addresses general public notice requirements under SEPA. That section indicates that Chapter 23.76’s notice procedures apply to proposals requiring a Council Land Use Decision, in lieu of SMC 25.05.510’s requirements. The notice procedures in Chapter 23.76 SMC are substantially similar to those in Chapter 25.05 SMC and references some of SMC Chapter 25.05’s requirements. 33 Pennucci Declaration at ¶ 2. 34 Id. at ¶ 4-5. 35 Id. at ¶ 7. 36 Id. at ¶ ¶ 8-10. SEATTLE CITY COUNCIL’S MOTION FOR PARTIAL DISMISSAL - 7 96035 719 Second Avenue, Suite 1150 Seattle, WA 98104 (206) 623-9372 1 • The City held its hearing on the Draft EIS on May 31, 2018. 37 2 • The City published notices of availability of the Final EISs in the manner and in 3 the publications specified in SMC 23.76.018, and distributed copies to all agencies 4 and parties specified in the SMC 25.05.460. 38 5 Moreover, the City took additional actions beyond the Code’s requirements. For 6 example, the City held a second scoping meeting, which is not required by Code. 39 7 Further, in addition to distributing the DS Notice, Draft EIS Notice, and FEIS Notice as 8 required under the Code, the City also provided notice using various communication tools, 9 including email announcements to individuals on a listserv that the Office of Planning and 10 Community Development maintains and to local media outlets, and postings in 11 department newsletters, Facebook, and Twitter. 40 12 Because the City complied with or exceeded SEPA’s procedural requirements, the 13 City’s public process was reasonable and adequate as a matter of law. 41 The City’s code 14 defines the adequacy of the public process for its environmental review and Appellant 15 cannot dispute that the City’s process complied with those SEPA regulations. 16 Beyond compliance with the SEPA regulations, Appellant’s only remaining 17 conceivable arguments would amount to a collateral challenge to the adequacy of the 18 City’s SEPA public process regulations, over which the Examiner does not have 19 jurisdiction in this limited appeal of the adequacy of the FEIS. In particular, Appellant’s 20 use of the phrase “procedural due process” suggests a constitutional challenge to the 21 adequacy of the City’s public process regulations under SEPA which is beyond the 22 37 Id. at ¶ 11. Id. at ¶¶ 12-13. 39 Id. at ¶ 7. SMC 250.05.409 requires only one scoping meeting. 40 Id. at ¶ 6. 41 See W-17-006 through W-17-014, In the Matter of the Appeals of Wallingford Community Council, et al., Preliminary Order on Prehearing Motions, at 4-5 (concluding that because the City complied with Code and SEPA notice requirements, the City’s actions were adequate as a matter of law). 38 23 24 25 SEATTLE CITY COUNCIL’S MOTION FOR PARTIAL DISMISSAL - 8 96035 719 Second Avenue, Suite 1150 Seattle, WA 98104 (206) 623-9372 1 Examiner’s subject matter jurisdiction. As officials of an administrative tribunal created 2 by the SMC, hearing examiners have only the authority expressly delegated to them by the 3 SMC. 42 Nowhere does the SMC purport to vest the Examiner with authority to consider 4 and rule upon legal issues implicating federal or constitutional law. 43 Consequently, in 5 previous cases before the Examiner, the Examiner has dismissed constitutional or due 6 process claims based on lack of jurisdiction. 44 To the extent Appellant is collaterally 7 challenging the adequacy of the City’s process requirements, on constitutional grounds or 8 otherwise, those claims should be dismissed. 9 10 Accordingly, the Examiner should dismiss the “procedural due process” and “fair process” issues raised in Paragraph 2.1 of the Notice of Appeal. 11 B. 12 The doctrine of res judicata bars several of Appellant’s claims in this appeal that 13 were raised by Appellant or should have been raised in its earlier appeal of the DNS and 14 cannot be re-litigated here. Specifically, the doctrine bars Appellant’s claims that the 15 FEIS failed to adequately address the following purportedly significant adverse impacts of 16 the Proposal: cumulative impacts of the Proposal “in conjunction with other significant 17 land use changes as proposed within HALA, MHA, and other legislation;” 45 impacts to 18 open space and tree canopy coverage; and loss of historic buildings. 46 Res Judicata Bars Several of Appellant’s Claims 19 20 21 22 23 24 25 42 See Woodinville Water Dist. v. King Cty., 105 Wn. App. 897, 906, 21 P.3d 309, 313–14 (2001); Skagit Surveyors & Engineers, LLC v. Friends of Skagit Cty., 135 Wn.2d 542, 558, 958 P.2d 962, 970 (1998). 43 See SMC 3.02.110 - .130; SMC 25.05.680; see also Yakima Cty. Clean Air Auth. v. Glascam Builders, Inc., 85 Wn.2d 255, 257, 534 P.2d 33, 34 (1975) (noting that administrative tribunals lack authority to determine the constitutionality of a statute). 44 W-16-003, In the Matter of the Appeal of Citizens for Livability in Ballard, Order on Motion to Dismiss, at p. 2; MUP-12-027, HC-12-002, IN the Matter of the Appeal of Carl Schaber and Gene Casal, Findings and Decision Following Reconsideration, Conclusion ¶ 12. 45 The HALA proposal, which included MHA, existed at the time Appellant filed the DNS appeal; in fact, Appellant cited the HALA proposal in its notice of appeal. Kisielius Decl., Ex. A. 46 Notice of Appeal, ¶¶ 2.3, 2.4, 2.12, 2.13, 2.15 SEATTLE CITY COUNCIL’S MOTION FOR PARTIAL DISMISSAL - 9 96035 719 Second Avenue, Suite 1150 Seattle, WA 98104 (206) 623-9372 1 Res judicata prevents multiplicity of actions by parties who have had an 2 opportunity to litigate the same matter in a former action. 47 The doctrine prohibits the re- 3 litigation of claims and issues that were actually litigated, as well as claims and issues that 4 could have been litigated in a prior action. 48 Res judicata applies and gives preclusive 5 effect to administrative quasi-judicial land use decisions. 49 6 Res judicata prevents claim splitting and produces certainty as to the parties’ 7 rights, promotes judicial economy, and avoids inconsistent results. 50 “The general rule is 8 that if an action is brought for part of a claim, a judgment obtained in the action precludes 9 the plaintiff from bringing a second action for the residue of the claim.” 51 The policy 10 underlying the doctrine is that each party should be afforded one but not more than one 11 fair adjudication of its claim. 52 Res judicata applies even if a party seeks different 12 remedies 53 or asserts a different theory 54 or a technically different legal challenge. 55 13 Res judicata applies when there is identity of: (1) subject matter; (2) cause of 14 action; (3) persons and parties; and (4) the quality of the persons for or against whom the 15 16 17 18 19 20 21 22 23 24 25 47 Karlberg v. Otten, 167 Wn. App. 522, 535, 280 P.3d 1123, 1130 (2012). Karlberg, 167 Wn. App. at 535. 49 Id. 50 Karlberg, 167 Wn. App. at 535; Thompson v. State, Dep't of Licensing, 138 Wn.2d 783, 795, 982 P.2d 601, 608 (1999). 51 Karlberg, 167 Wn. App. at 535 (quotation marks omitted). 52 Lejeune v. Clallam Cty., 64 Wn. App. 257, 266, 823 P.2d 1144, 1149 (1992). 53 Bill v. Gattavara, 34 Wn. 2d 645, 209 P.2d 457 (1949) (recovery of treble damages in statutory trespass action precluded an action for unjust enrichment. The court stated, “While several remedies were available to Bill, he still had but one cause of action.”). 54 Trane Co. v. Randolph Plumbing & Heating, 44 Wash. App. 438, 722 P.2d 1325 (Div. 3 1986) (first action on unjust enrichment theory; second action on conversion theory); see also Highway J Citizens Grp. v. U.S. Dep't of Transp., 456 F.3d 734, 741-44 (7th Cir. 2006) (applying res judicata when two actions focused on the adequacy of an EIS prepared in conjunction with two highway projects; although the plaintiff presented different legal theories for factually distinct projects, the preparation of the EIS was the key identical underlying factual transaction). 55 Turtle Island Restoration Network v. U.S. Dep't of State, 673 F.3d 914, 918 (9th Cir. 2012) (applying res judicata, and concluding the plaintiff’s claims under the National Environmental Policy Act and the Endangered Species Act could and should have been raised in a suit the plaintiff had brought years earlier, under a different statutory scheme; the suits related to the same set of facts and the same harm—adverse impacts to sea turtles—thus the plaintiff was required to assert its NEPA and ESA claims in the earlier suit). 48 SEATTLE CITY COUNCIL’S MOTION FOR PARTIAL DISMISSAL - 10 96035 719 Second Avenue, Suite 1150 Seattle, WA 98104 (206) 623-9372 1 claim is made. 56 All elements are satisfied here. The subject matter of both appeals is the 2 sufficiency of the City’s environmental analysis of the Proposal under SEPA, including, 3 specifically, the extent of the Proposal’s probable significant adverse impacts that are 4 required to be analyzed in an EIS. Both appeals involve the same Appellant, the Queen 5 Anne Community Council, maintaining the same quality or position as a challenger of the 6 lead agency’s environmental analysis. 7 The second element is also satisfied. The Examiner may consider four factors to 8 determine whether two causes of action are identical: “(1) whether rights or interests 9 established in the prior judgment would be destroyed or impaired by prosecution of the 10 second action; (2) whether substantially the same evidence is presented in the two actions; 11 (3) whether the two suits involve infringement of the same right; and (4) whether the two 12 suits arise out of the same transactional nucleus of facts.” 57 While all four factors of the 13 second element need not be present to bar the second claim, 58 all are present in this 14 instance. 15 In its first appeal of the City’s DNS for the Proposal, Appellant alleged that the 16 City had failed to sufficiently consider the Proposal’s probable significant adverse impacts 17 such that the City should have completed an EIS. 18 Appellant even included the same allegations that the City had failed to analyze a variety 19 of impacts, including impacts to “historical and cultural preservation,” “reduced open 20 space and tree canopy,” and many others. 59 The Examiner held a four-day hearing on 21 Appellant’s appeal at which Appellant presented its evidence. However, Appellant did not 22 pursue or otherwise advance the full extent of the claims included in its notice of appeal. 23 56 In its original notice of appeal, Hilltop Terrace Homeowner 's Ass 'n v. Island Cty., 126 Wn.2d 22, 32, 891 P.2d 23 29, 35 (1995). Rains v. State, 100 Wn. 2d 660, 664, 674 P.2d 165, 168 (1983) (quoting Constantini v. Trans World Airlines, 681 F.2d 1199, 1201-02 (9th Cir. 1982)) 58 Eugster v. Washington State Bar Ass'n, 198 Wn. App. 758, 789, 397 P.3d 131, 147 (2017). 59 Kisielius Decl., Ex. A. 57 24 25 SEATTLE CITY COUNCIL’S MOTION FOR PARTIAL DISMISSAL - 11 96035 719 Second Avenue, Suite 1150 Seattle, WA 98104 (206) 623-9372 1 Appellant only prevailed in convincing the Examiner that several, specific impacts had not 2 been sufficiently analyzed: housing; displacement of populations; height, bulk, and scale 3 (i.e., aesthetics); parking; and public services and facilities. 60 The Examiner remanded the 4 DNS with direction to address the specific, identified potential impacts in an EIS. 61 5 Consistent with the Examiner’s decision, the City prepared an EIS focusing on the 6 specific impacts identified in the decision. 7 Now, upon completion of that EIS, at the end of the process, Appellant continues 8 to challenge other potential significant adverse impacts that were not part of the 9 Examiner’s Order of Remand, including historical and cultural preservation, reduced open 10 space and tree canopy, and cumulative impacts. Appellant included in its Notice of Appeal 11 in the earlier case its claims that the Proposal will create additional significant adverse 12 impacts to tree canopy, open space, and historic resources. However, the Examiner did 13 not identify those issues as deficiencies in its Order of Remand. 62 With respect to 14 cumulative impacts, the Appellant could and should have raised in its earlier appeal its 15 claim that the Proposal would contribute to cumulative impacts that are significant, but 16 did not. In all instances, under the doctrine of res judicata, because these claims were or 17 should have been raised in the DNS appeal, the claims are barred here. 63 18 The two appeals involve the purported infringement of the same right and arise out 19 of the same nucleus of facts – namely, the extent to which the Proposal will have 20 significant adverse impacts on the environment, including open space, tree canopy, 21 60 Kisielius Decl., Ex. C at p. 7; Ex. D. Kisielius Decl., Ex. C at p. 14. Consistent with the “rule of reason” standard applied to an EIS, an EIS is not required to analyze every impact or element of the environment. An EIS must include only probable significant adverse environmental impacts. R. Settle, The Washington State Environmental Policy Act: A Legal and Policy Analysis (2017), at 14-45. 62 Presumably that is because Appellant failed to advance those issues beyond its Notice of Appeal, but could and should have if Appellant intended to preserve the claim. 63 To be clear, the FEIS sufficiently addresses these claims. But Appellants are barred from pursuing them in this proceeding. 61 22 23 24 25 SEATTLE CITY COUNCIL’S MOTION FOR PARTIAL DISMISSAL - 12 96035 719 Second Avenue, Suite 1150 Seattle, WA 98104 (206) 623-9372 1 historical buildings and cumulative impacts. The Appellant should have raised the same 2 evidence in the first appeal that it will need to raise in the context of this appeal – namely, 3 evidence supporting its claim that the Proposal will create significant, unavoidable 4 adverse impacts on tree canopy, open space, historic buildings, and cumulative impacts. 5 At the time of the DNS appeal, Appellant had the evidence and factual record giving rise 6 to its claims – specifically, the facts of Proposal from which it would allege probable 7 significant impacts. If Appellant believed the City should have further analyzed certain 8 impacts, that claim was established at the time of the DNS. Indeed, the entire culmination 9 of the Appellant’s earlier lawsuit challenging the threshold determination was to define 10 the significant impacts that must be analyzed in an EIS. Thus, both this appeal and the 11 DNS appeal arise out of the “same transactional nucleus of facts,” involve the alleged 12 infringement of the same right, and rest on the same evidence. 64 13 The fact that the City has since completed an EIS does not change the outcome. 14 While Appellant is free to challenge the FEIS’s adequacy with respect to issues and 15 theories upon which Appellant prevailed in the DNS appeal, it cannot now use this new 16 appeal to litigate issues it should have advanced in that earlier hearing. To hold otherwise 17 would allow the Appellant to continue to try to move the “goal posts” from the mark that 18 was set at the conclusion of Appellant’s last appeal. 19 Indeed, the Examiner’s limited remand in the DNS appeal established rights and 20 interests that would be destroyed by Appellant’s claims here. 65 The Examiner’s decision 21 required the City to further analyze certain specific impacts and ordered the City to 22 prepare an EIS consistent with the decision. The Examiner’s limited remand was 23 64 24 25 See Rains, 100 Wn. 2d at 664 (identity of claims involves consideration of whether substantially the same evidence is presented in the two actions; whether the two suits involve infringement of the same right; and whether the two suits arise out of the same transactional nucleus of facts). 65 Id. (whether rights or interests established in the prior judgment would be destroyed or impaired by prosecution of the second action is another factor in determining identity of claims). SEATTLE CITY COUNCIL’S MOTION FOR PARTIAL DISMISSAL - 13 96035 719 Second Avenue, Suite 1150 Seattle, WA 98104 (206) 623-9372 1 appropriate – a limited remand “confined to particular issues is merited where the error 2 pertains to a particular issue only and justice does not require resubmission of the entire 3 case[.]” 66 Here, because the Examiner identified particular probable significant adverse 4 impacts requiring further analysis, the Examiner appropriately remanded for analysis of 5 those particular impacts only and did not require or contemplate a re-examination of the 6 Proposal’s possible impacts in their entirety. 7 Consistent with the Examiner’s limited remand, the City has now prepared an 8 FEIS focusing on the specific impacts raised in Appellant’s appeal and in the Examiner’s 9 decision. Appellant itself admits the EIS was completed pursuant to the Examiner’s 10 decision. 67 Allowing Appellant to belatedly challenge the City’s analysis on different 11 theories including claims that were included in its earlier notice of appeal of the DNS that 12 should have been litigated earlier would defeat the purpose of the limited remand and 13 would destroy the considerable time, effort, and resources the City has invested into 14 preparing an EIS consistent with the Examiner’s decision. 15 Therefore, Appellant’s claims based on alleged impacts that could and should have 16 been raised in the DNS appeal are barred. The portions of Appellant’s Notice of Appeal 17 that allege such impacts should be dismissed, and Appellant should be precluded from 18 raising claims based on impacts not raised in its DNS appeal. 19 20 21 22 23 24 25 66 Olds-Olympic, Inc. v. Commercial Union Ins. Co., 129 Wn.2d 464, 482 n.22, 918 P.2d 923, 932 n.22 (1996). See also Dexheimer v. CDS, Inc., 104 Wn. App. 464, 477, 17 P.3d 641, 648 (2001) (stating issues on retrial should be limited when the original issues were distinct and separate from each other and that justice does not require resubmission of the whole case); Hough v. Ballard, 108 Wn. App. 272, 289, 31 P.3d 6, 15 (2001) (stating that when the appellant does not appeal the amount of damages, the court will remand for retrial on the issue of liability only); Washington Pub. Emp. Ass’n v. Cmty. Coll. Dist. 9, 31 Wn. App. 203, 212-13, 642 P.2d 1248, 1254 (1982) (ruling that when an agency applies an inappropriate legal standard, the reviewing court must remand to the agency with instructions to apply the correct legal standard; a new hearing will not be required). 67 Notice of Appeal, ¶¶ 1.7-1.10; Appellant’s “Letter of Comment Regarding ADU DEIS” (attached as Ex. E) at p. 2 (noting that the EIS “has been completed pursuant to the hearing examiner’s Decision”). SEATTLE CITY COUNCIL’S MOTION FOR PARTIAL DISMISSAL - 14 96035 719 Second Avenue, Suite 1150 Seattle, WA 98104 (206) 623-9372 C. 1 2 Rule 3.01(d)(3) provides that an appeal must set forth the “appellant’s specific 3 4 5 objections to the decision or action being appealed[.]” (Emphasis added.). Issues that are not clearly and specifically identified in the notice of appeal need not be addressed. 68 Appellant’s Notice of Appeal raises several overly broad and unspecified issues, as 6 7 Vague, Overly Broad, and Unspecified Objections to the FEIS Should Be Dismissed follows: 2.1 The FEIS fails to adequately disclose, discuss and analyze the direct, indirect and cumulative impacts of the proposed actions in conjunction with the City of Seattle and the State of Washington guaranteed rights and opportunities to be involved in government processes, especially those involving environmental and land use decisions. 69 8 9 10 11 2.2 The FEIS fails to adequately disclose, discuss and analyze the direct, indirect and cumulative impacts . . . that include, but are not limited to . . . . 12 13 2.3 The FEIS fails to consider cumulative impacts of the proposed actions in conjunction with . . . other legislation. 14 15 2.15 The FEIS fails to adequately disclose, discuss and analyze the direct, indirect and cumulative impacts upon the elements of the environment (SMC 25.05.44) including . . . other population pressures among many more. 16 17 18 These allegations are not “specific objections” to the action, and they fail to 19 20 provide the City with fair and adequate notice of the claims that Appellant intends to raise 21 68 22 23 24 25 See, e.g., Order on OPCD Motion to Dismiss, filed in W-16-004 (dismissing Appellant’s claims relating to segmentation or piecemealing and to the alternatives analysis because the issues were not raised in Appellant’s notice of appeal); Findings and Decision, In the Matter of the Appeal of 255 S King Street LP from a Denial of Certificate of Approval issued by the Director, Hearing Examiner File No. R-17-002 (declining to address issues that were not clearly identified in the notice of appeal). 69 A portion of Notice of Appeal ¶ 2.1 appears to assert claims relating to procedural due process and adherence to process, which should be dismissed as discussed above in Section V.A. If the process claims are not dismissed, the remainder of ¶ 2.1 should be dismissed for its lack of specificity. SEATTLE CITY COUNCIL’S MOTION FOR PARTIAL DISMISSAL - 15 96035 719 Second Avenue, Suite 1150 Seattle, WA 98104 (206) 623-9372 1 at the hearing. This type of unspecified placeholder text is expressly designed to allow the 2 Appellant to continue to develop its case beyond the deadline for appeal. That type of 3 gamesmanship should not be allowed. Appellant cannot use these broad and vague 4 allegations to leave the door open for claims and issues that it failed to properly specify in 5 its appeal. The City respectfully requests the Examiner strike the language identified 6 above and limit the scope of Appellant’s appeal to the issues specifically raised in the 7 Notice of Appeal. 8 VI. 9 10 CONCLUSION For all of the reasons set forth above, the City respectfully asks that the Examiner dismiss the issues identified in the Request for Relief. 11 DATED this 30th day of November, 2018. 12 VAN NESS FELDMAN LLP PETER S. HOLMES Seattle City Attorney /s/ Tadas Kisielius, WSBA No. 28734 Dale Johnson, WSBA No. 26629 Clara Park, WSBA No. 52255 /s/Jeff Weber, WSBA No. 24496 Assistant City Attorneys Seattle City Attorney’s Office 719 Second Avenue, Suite 1150 Seattle, WA 98104 Tel: (206) 623-9372 E-mail:tak@vnf.com; dnj@vnf.com; cpark@vnf.com; ack@vnf.com 701 Fifth Ave., Suite 2050 Seattle, WA 98104-7091 Ph: (206) 684-8200 Fax: (206) 684-8284 Email: jeff.weber@seattle.gov; 13 14 15 16 17 18 19 20 Attorneys for Seattle City Council Attorneys for Seattle City Council 21 22 23 24 25 SEATTLE CITY COUNCIL’S MOTION FOR PARTIAL DISMISSAL - 16 96035 719 Second Avenue, Suite 1150 Seattle, WA 98104 (206) 623-9372