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Periodic Transaction Report for 12/04/2018
The Honorable Thomas R Carper (Carper, Thomas R.)
 Filed 12/04/2018 @ 1:23 PM
 Print Report

The following statements were checked before filing:
I certify that the statements I have made on this form are true, complete and correct to the best
of my knowledge and belief.
I understand that reports cannot be edited once filed. To make corrections, I will submit an
electronic amendment to this report.

 Transactions

(8 transactions
total)

8
0 Self 0 Joint Spouse

#

Transaction
Date

Owner

Ticker

Asset Name

8

11/21/2018

Spouse

--

7

11/21/2018

Spouse

--

0 Dependent
Child

Asset
Type

Type

Amount

Comment

Nuveen JFR
Term
Preferred
Step-up
Rate/Coupon:
3.0%
Matures:
12/01/2019

Corporate
Bond

Sale
(Full)

$1,001
$15,000

--

Nuveen JFR
Term
Preferred
Step-up
Rate/Coupon:

Corporate
Bond

Sale
(Full)

$1,001
$15,000

--

 Rate/Coupon:
3.0%

Transaction
#

Date

Owner

Ticker

Matures:
Asset Name
12/01/2019

5

11/09/2018

Spouse

--

Marathon

4

11/09/2018

Spouse

--

Asset
Type

Type

Amount

Comment

Stock

Purchase

$1,001

--

Petroleum

-

Corp

$15,000

Pfizer

Stock

Sale

$1,001

(Full)

-

--

$15,000
6

11/12/2018

Spouse

--

Amazon

Stock

Purchase

$1,001
$15,000

--

3

11/09/2018

Spouse

--

Pfizer Inc

Stock

Sale

$1,001

--

(Full)

$15,000

2

11/09/2018

Spouse

--

Marathon
Petroleum
Corp

Stock

Purchase

$1,001
$15,000

--

1

11/02/2018

Spouse

--

Amazon

Stock

Purchase

$1,001

--

$15,000