United States Senate Financial Disclosures New Filer Report for 09/05/2018 The Honorable Jon Kyl (Kyl, Jon)  Filed 01/03/2019 @ 8 08 PM The following statements were checked before filing: I certify that the statements I have made on this form are true, complete and correct to the best of my knowledge and belief. I understand that reports cannot be edited once filed. To make corrections, I will submit an eĺecṱřöǹ c amendment to this report. I öḿ ṱṱed assets because they meet the three‑part test for exemption. Part 1. Honoraria Payments or Payments to Charity in Lieu of Honoraria Did any individual or organization pay you or your spouse more than $200 or donate any amount to a charity on your behalf, for an article, speech, or appearance? No Part 2. Earned and Non‑Investment Income Did you or your spouse have reportable earned income or non‑investment income? Yes Who Was # Paid 1 Self Type Board Compensation 2 Self Salary 3 Self Salary Who Paid Amount Paid National Technology and Engineering Solutions of Sandia, $26,500.00 LLC Albuquerque, New Mexico Arizona State University (ASU) Tempe, Arizona Covington & Burling, LLP Washington, District of Columbia $128,912.89 $1,859,852.82 Who Was #4 Self Paid Type Retirement Who Paid Wells Fargo Advisors (IRA Distribution) Amount Paid $33,365.05 St. Louis, Missouri Part 3. Assets Did you, your spouse, or dependent child own any asset worth more than $1000, have a deposit account with a balance over $5,000, or receive income of more than $200 from an asset? Yes 1 1.1 Asset Wells Fargo Advisors IRA ‑ Clearbridge Managed Equities ADBE ‑ Adobe Inc. 1.3 ALXN ‑ Alexion Pharmaceuticals, Inc. AGN ‑ Allergan plc 1.4 GOOGL ‑ Alphabet Inc. 1.5 AMZN ‑ Amazon.com, Inc. 1.6 AMCX ‑ AMC Networks Inc. 1.2 Income Type Asset Type Retirement Plans Owner Value Self Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 None, Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 None, None (or less than $201) Corporate Securities Self $15,001 ‑ None, $50,000 None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 None (or less than $201) IRA Stock Stock Stock Stock Stock Stock None, Income None (or less than $201) AXP ‑ American Express Company Asset 1.8 APC ‑ Anadarko Petroleum Corporation 1.9 BUD ‑ Anheuser‑Busch InBev SA/NV 1.10 AAPL ‑ Apple Inc. Corporate Securities Asset Type Stock Corporate Securities Self Owner Self $1,001 ‑ $15,000 Value $1,001 ‑ $15,000 Dividends, Income None (or less than $201) Type Income Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) ADSK ‑ Autodesk, Inc. Corporate Securities Self $1,001 ‑ $15,000 None, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 None, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 None, None (or less than $201) 1.17 CMG ‑ Chipotle Mexican Grill, Corporate Securities Inc. Self $1,001 ‑ $15,000 None, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 None, None (or less than $201) 1.7 1.11 1.12 BIIB ‑ Biogen Inc. 1.13 BLK ‑ BlackRock, Inc. 1.14 AVGO ‑ Broadcom Inc. 1.15 CAT ‑ Caterpillar Inc. 1.16 CELG ‑ Celgene Corporation 1.18 CTXS‑Citrix Systems, Inc. Stock Stock Stock Stock Stock Stock Stock Stock Stock Stock Stock 1.19 KO ‑ The Coca‑Cola Company Asset 1.20 CMCSA ‑ Comcast Corporation 1.21 COST ‑ Costco Wholesale Corporation 1.22 CREE‑Cree, Inc. 1.23 XRAY ‑ DENTSPLY SIRONA Inc. 1.24 DISCA ‑ Discovery, Inc. 1.25 DIS ‑ The Walt Disney Company 1.26 DLB ‑ Dolby Laboratories, Inc. 1.27 ECL ‑ Ecolab Inc. 1.28 FB ‑ Facebook, Inc. 1.29 FLR ‑ Fluor Corporation 1.30 FCX ‑ Freeport‑McMoRan Inc. Corporate Securities Asset Type Stock Corporate Securities Self Owner Self $1,001 ‑ $15,000 Value $1,001 ‑ $15,000 Dividends, Income None (or less than $201) Type Income Dividends, $201 ‑ $1,000 Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 None, Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 None, Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 None, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 None, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Stock Stock Stock Stock Stock Stock Stock Stock Stock Stock Stock None (or less than $201) None (or less than $201) 1.31 GWW ‑ W.W. Grainger, Inc. Asset 1.32 HD ‑ The Home Depot, Inc. Corporate Securities Asset Type Stock Corporate Securities Self Owner Self $1,001 ‑ $15,000 Value $1,001 ‑ $15,000 Dividends, Income None (or less than $201) Type Income Dividends, None (or less than $201) 1.33 HON ‑ Honeywell Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 None, Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 None, Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 None, International Inc. 1.34 IONS ‑ Ionis Pharmaceuticals, Inc. 1.35 JNJ ‑ Johnson & Johnson 1.36 JCI ‑ Johnson Controls International plc 1.37 LSXMK‑The Liberty SiriusXM Group 1.38 LLL ‑ L3 Technologies, Inc. 1.39 MKC ‑ McCormick & Company, Incorporated 1.40 MDT ‑ Medtronic plc 1.41 MSFT ‑ Microsoft Corporation 1.42 NUAN‑Nuance Communications, Inc. Stock Stock Stock Stock Stock Stock Stock Stock Stock Stock Stock None (or less than $201) None (or less than $201) None (or less than $201) 1.43 NUE ‑ Nucor Corporation Asset 1.44 ORCL ‑ Oracle Corporation Corporate Securities Asset Type Stock Corporate Securities Self Owner Self $1,001 ‑ $15,000 Value $1,001 ‑ $15,000 Dividends, Income None (or less than $201) Type Income Dividends, None (or less than $201) 1.45 PANW ‑ Palo Alto Networks, Corporate Securities Self $1,001 ‑ $15,000 None, None (or less than $201) Self $1,001 ‑ $15,000 None, None (or less than $201) Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Self $1,001 ‑ $15,000 None, None (or less than $201) Self $1,001 ‑ $15,000 None, None (or less than $201) Self $1,001 ‑ $15,000 None, None (or less than $201) Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Stock Inc. Stock 1.46 PYPL ‑ PayPal Holdings, Inc. Corporate Securities Stock 1.47 PXD ‑ Pioneer Natural Corporate Securities Resources Company Stock 1.48 PX ‑ Praxair, Inc. Corporate Securities Stock 1.49 QCOM ‑ QUALCOMM Corporate Securities Incorporated Stock 1.50 QRTEA ‑ Qurate Retail, Inc. Corporate Securities Stock 1.51 RHT ‑ Red Hat, Inc. Corporate Securities Stock 1.52 REGN ‑ Regeneron Corporate Securities Pharmaceuticals, Inc. Stock 1.53 SLB‑Schlumberger Limited Corporate Securities Stock 1.54 SCHW ‑ The Charles Schwab Corporate Securities Corporation Stock 1.55 STX ‑ Seagate Technology plc Asset 1.56 SPLK ‑ Splunk Inc. Corporate Securities Asset Type Stock Corporate Securities Self Owner Self $1,001 ‑ $15,000 Value $1,001 ‑ $15,000 Dividends, Income $201 ‑ $1,000 Type Income None, None (or less than $201) 1.57 TEL ‑ TE Connectivity Ltd. Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 None, None (or less than $201) Dividends, Corporate Securities Self $1,001 ‑ $15,000 None, Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $15,001 ‑ Dividends, $201 ‑ $1,000 $50,000 Corporate Securities Self $1,001 ‑ $15,000 None, Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 None, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 None, None (or less than $201) 1.58 TXN ‑ Texas Instruments Incorporated 1.59 TMO ‑ Thermo Fisher Scientific Inc. 1.60 TWTR ‑ Twitter, Inc. 1.61 UPS ‑ United Parcel Service, Inc. 1.62 UNH ‑ UnitedHealth Group Incorporated 1.63 VRTX ‑ Vertex Pharmaceuticals Incorporated 1.64 V ‑ Visa Inc. 1.65 VMW ‑ VMware, Inc. 1.66 WFT ‑ Weatherford International plc Stock Stock Stock Stock Stock Stock Stock Stock Stock Stock Stock None (or less than $201) None (or less than $201) 1.67 YUMC ‑ Yum China Holdings, Inc. Asset 1.68 Wells Fargo Bank, N.A. (San Francisco, CA) Tỳṗe› Brokerage Sweep Account, 1.69 AKAM ‑ Akamai Technologies, Inc. 1.70 GOOG ‑ Alphabet Inc. 1.71 EQIX ‑ Equinix, Inc. (REIT) 1.72 WDC ‑ Western Digital Corporation 1.73 ZTS ‑ Zoetis Inc. 2 Charles Schwab 401K 2.1 The Schwab Managed Retirement Trust 2010 ‑ Class V Bank of America (Phoenix, Arizona) Tỳṗe› Savings, Bank of America (Arlington, Virginia) Tỳṗe› Checking, Wells Fargo Advisors (IRA) 3 4 5 Corporate Securities Asset Type Stock Bank Deposit Self Owner Self $1,001 ‑ $15,000 Value $1,001 ‑ $15,000 Dividends, Income None (or less than $201) Type Income Interest, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 None, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 None, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Stock Stock Stock Stock Stock Retirement Plans Defined Contribution Pension Plan Mutual Funds Mutual Fund Self Self Bank Deposit Joint Bank Deposit Joint Retirement Plans Self IRA $250,001 None, ‑ $500,000 $250,001 Interest, ‑ $500,000 $100,001 Interest, ‑ $250,000 None (or less than $201) $201 ‑ $1,000 None (or less than $201) 5.1 5.2 5.3 5.4 5.5 5.6 5.7 6 6.1 6.2 6.3 6.4 6.5 CVTCX‑Calamos Growth & Income Asset C FNICX‑Fidelity Advisor New Insights C IGNCX‑Ivy Natural Resources C WSTCX‑Ivy Science And Technology C SLMCX‑Columbia Seligman Comms & Info A SCICX‑Columbia Seligman Comms & Info C PNRCX‑PGIM Jennison Natural Resources C Wells Fargo Advisors ‑ Kyl Family Revocable Trust (Account #1) Wells Fargo (San Francisco, CA) Tỳṗe› Brokerage Sweep Account, WLTAX ‑ Ivy Limited‑Term Bond A MDLOX ‑ BlackRock Global Allocation Inv A SLMCX‑Columbia Seligman Comms & Info A SHGTX ‑ Columbia Seligman Global Tech A Mutual Funds Mutual Fund Asset Type Mutual Funds Self Owner Self Mutual Funds Self Mutual Fund Mutual Fund Mutual Funds Mutual Fund Mutual Funds Mutual Fund Mutual Funds Mutual Fund Mutual Funds Mutual Fund Trust General Trust Self Self Self Self Joint $50,001 ‑ $100,000 Value $100,001 ‑ $250,000 $15,001 ‑ $50,000 $50,001 ‑ $100,000 $1,001 ‑ $15,000 $1,001 ‑ $15,000 $15,001 ‑ $50,000 None, Income Type None, None (or less than $201) Income None (or less than $201) None, None (or less than $201) None, None (or less than $201) None, None (or less than $201) None, None (or less than $201) None, None (or less than $201) Bank Deposit Joint None (or less than $1,001) Interest, None (or less than $201) Mutual Funds Joint Interest, $2,501 ‑ $5,000 Mutual Funds Joint Mutual Funds Joint $100,001 ‑ $250,000 $250,001 ‑ $500,000 $15,001 ‑ $50,000 Mutual Funds Joint Mutual Fund Mutual Fund Mutual Fund Mutual Fund Dividends, $15,001 ‑ $50,000 Capital Gains, Dividends, $1,001 ‑ $2,500 Capital Gains, $15,001 ‑ Dividends, $1,001 ‑ $2,500 $50,000 Capital Gains, EAAFX ‑ Wells Fargo Asset Allocation A Asset 6.7 IGNCX ‑ Ivy Natural Resources C 6.8 SCICX ‑ Columbia Seligman Comms & Info C 7 Wells Fargo Advisors ‑ Kyl Family Revocable Trust (Account #2) 7.1 Phoenix AZ General Obligation Raṱe–Cöùṗöǹ› 5% Maṱùřeš› 07/01/23 7.2 Maricopa county AZ School Deer Valley General Obligation Raṱe–Cöùṗöǹ› 2.75% Maṱùřeš› 07/01/2025 7.3 Tempe AZ General Obligation Raṱe–Cöùṗöǹ› 3% Maṱùřeš› 07/01/2026 7.4 Maricopa County School Mesa General Obligation Raṱe–Cöùṗöǹ› 3% Maṱùřeš› 07/01/2024 7.5 US Treasury Notes (Coupon: 1.25%; Due: 01/31/2019) Raṱe–Cöùṗöǹ› None Maṱùřeš› None 6.6 Mutual Funds Mutual Fund Asset Type Mutual Funds Joint Owner Joint Dividends, Income Capital Type Gains, Dividends, Capital Gains, $50,001 ‑ Dividends, $100,000 Capital Gains, $5,001 ‑ $15,000 Income None (or less than $201) Mutual Funds Joint Trust Joint Government Securities Joint $15,001 ‑ Interest, $50,000 $1,001 ‑ $2,500 Government Securities Joint $15,001 ‑ Interest, $50,000 $1,001 ‑ $2,500 Government Securities Joint $15,001 ‑ Interest, $50,000 $1,001 ‑ $2,500 Government Securities Joint $15,001 ‑ Interest, $50,000 $1,001 ‑ $2,500 Government Securities Joint $15,001 ‑ Interest, $50,000 $201 ‑ $1,000 Mutual Fund Mutual Fund General Trust Municipal Security Municipal Security Municipal Security Municipal Security US Treasury/Agency Security $250,001 ‑Value $500,000 $15,001 ‑ $50,000 $5,001 ‑ $15,000 US Treasury Notes (Coupon: 1.125%; Asset Due: 12/31/2019) Raṱe–Cöùṗöǹ› None Maṱùřeš› None 7.7 US Treasury Notes (Coupon: 1.375%; Due: 01/31/2020) Raṱe–Cöùṗöǹ› None Maṱùřeš› None 7.8 US Treasury Notes (Coupon: 1.625%; Due: 06/30/2020) Raṱe–Cöùṗöǹ› None Maṱùřeš› None 7.9 US Treasury Notes (Coupon: 2%; Due: 02/28/2021) Raṱe–Cöùṗöǹ› None Maṱùřeš› None 7.10 US Treasury Notes (Coupon: 2%; Due: 10/31/2021) Raṱe–Cöùṗöǹ› None Maṱùřeš› None 7.11 US Treasury Notes (Coupon: 2%; Due: 02/15/2022) Raṱe–Cöùṗöǹ› None Maṱùřeš› None 7.12 US Treasury Notes (Coupon: 1.875%; Due: 05/31/2022) Raṱe–Cöùṗöǹ› None Maṱùřeš› None 7.6 Government Securities Asset Type US Joint $15,001 ‑ Interest, Income Owner $50,000 Value Type $201 ‑ $1,000 Income Government Securities Joint $15,001 ‑ Interest, $50,000 $201 ‑ $1,000 Government Securities Joint $15,001 ‑ Interest, $50,000 None (or less than $201) Government Securities Joint $15,001 ‑ Interest, $50,000 $201 ‑ $1,000 Government Securities Joint $15,001 ‑ Interest, $50,000 $201 ‑ $1,000 Government Securities Joint $15,001 ‑ Interest, $50,000 $201 ‑ $1,000 Government Securities Joint $15,001 ‑ Interest, $50,000 $201 ‑ $1,000 Treasury/Agency Security US Treasury/Agency Security US Treasury/Agency Security US Treasury/Agency Security US Treasury/Agency Security US Treasury/Agency Security US Treasury/Agency Security 7.13 US Treasury Notes (Coupon: 1.75%; Asset Due: 01/31/2023) Raṱe–Cöùṗöǹ› None Government Securities Asset Type US Joint $15,001 ‑ Interest, Income Owner $50,000 Value Type $201 ‑ $1,000 Income 7.14 Government Securities Joint $15,001 ‑ Interest, $50,000 $201 ‑ $1,000 Government Securities Joint $15,001 ‑ Interest, $50,000 $1,001 ‑ $2,500 Government Securities Joint $15,001 ‑ Interest, $50,000 $201 ‑ $1,000 Government Securities Joint $15,001 ‑ Interest, $50,000 $201 ‑ $1,000 Government Securities Joint $50,001 ‑ Interest, $100,000 $2,501 ‑ $5,000 Government Securities Joint $50,001 ‑ Interest, $100,000 $1,001 ‑ $2,500 7.15 7.16 7.17 7.18 7.19 Maṱùřeš› None US Treasury Notes (Coupon: 1.75%; Due: 05/15/2023) Raṱe–Cöùṗöǹ› None Maṱùřeš› None US Treasury Notes (Coupon: 2.375%; Due: 08/15/2024) Raṱe–Cöùṗöǹ› None Maṱùřeš› None US Treasury Notes (Coupon: 2%; Due: 08/15/2025) Raṱe–Cöùṗöǹ› None Maṱùřeš› None US Treasury Notes (Coupon: 1.5%; Due: 08/15/2026) Raṱe–Cöùṗöǹ› None Maṱùřeš› None US Treasury Bonds (Coupon: 6.625%; Due: 02/15/2027) Raṱe–Cöùṗöǹ› None Maṱùřeš› None US Treasury Bonds (Coupon: 6.375%; Due: 08/15/2027) Raṱe–Cöùṗöǹ› None Maṱùřeš› None Treasury/Agency Security US Treasury/Agency Security US Treasury/Agency Security US Treasury/Agency Security US Treasury/Agency Security US Treasury/Agency Security US Treasury/Agency Security 7.20 US Treasury Bonds (Coupon: Government Securities 5.25%; Asset Due: 11/15/2028) Asset Type US Raṱe–Cöùṗöǹ› None Joint Owner $100,001 Interest, Income ‑Value $250,000 Type $2,501 ‑ $5,000 Income 7.21 Government Securities Joint $50,001 ‑ Interest, $100,000 $2,501 ‑ $5,000 Bank Deposit Joint $15,001 ‑ Interest, $50,000 $201 ‑ $1,000 Bank Deposit Joint $15,001 ‑ Interest, $50,000 $201 ‑ $1,000 Bank Deposit Joint $15,001 ‑ Interest, $50,000 $201 ‑ $1,000 Bank Deposit Joint $15,001 ‑ Interest, $50,000 $201 ‑ $1,000 Bank Deposit Joint $15,001 ‑ Interest, $50,000 $201 ‑ $1,000 Bank Deposit Joint $15,001 ‑ Interest, $50,000 $201 ‑ $1,000 Bank Deposit Joint $15,001 ‑ Interest, $50,000 $201 ‑ $1,000 Bank Deposit Joint $15,001 ‑ Interest, $50,000 $1,001 ‑ $2,500 7.22 7.23 7.24 7.25 7.26 7.27 7.28 7.29 Maṱùřeš› None US Treasury Bonds (Coupon: 5.25%; Due: 02/15/2029) Raṱe–Cöùṗöǹ› None Maṱùřeš› None GE Capital Retail Bank (Draper, UT) Tỳṗe› Certificate of Deposit, American Express Centurion Bank (Salt Lake city, UT) Tỳṗe› Certificate of Deposit, American Express Centurion Bank (Salt Lake city, UT) Tỳṗe› Certificate of Deposit, Capital One Bank USA (Glen Allen, VA) Tỳṗe› Certificate of Deposit, Goldman Sachs Bank USA (New York, NY) Tỳṗe› Certificate of Deposit, GE Capital Retail Bank (Draper, UT) Tỳṗe› Certificate of Deposit, Goldman Sachs Bank USA (New York, NY) Tỳṗe› Certificate of Deposit, Goldman Sachs Bank USA (New York, NY) Tỳṗe› Certificate of Deposit, Treasury/Agency Security US Treasury/Agency Security 7.30 Discover Bank (Greenwood, DE) Asset Certificate Tỳṗe› of Deposit, 7.31 Discover Bank Bank Deposit Asset Type Bank Deposit Joint Owner Joint $15,001 ‑ $50,000 Value $15,001 ‑ $50,000 Interest, Income Type Interest, $201 ‑ $1,000 Income $1,001 ‑ $2,500 7.32 Bank Deposit Joint $15,001 ‑ Interest, $50,000 $1,001 ‑ $2,500 Bank Deposit Joint $15,001 ‑ Interest, $50,000 $201 ‑ $1,000 Bank Deposit Joint $15,001 ‑ Interest, $50,000 $1,001 ‑ $2,500 Bank Deposit Joint $15,001 ‑ Interest, $50,000 $201 ‑ $1,000 Bank Deposit Joint $50,001 ‑ Interest, $100,000 $1,001 ‑ $2,500 Bank Deposit Joint $100,001 Interest, ‑ $250,000 $201 ‑ $1,000 Retirement Plans Spouse Spouse $15,001 ‑ Capital $50,000 Gains, Self $201 ‑ $1,000 Self None (or less than $201) 7.33 7.34 7.35 7.36 7.37 8 8.1 9 9.1 (Greenwood, DE) Tỳṗe› Certificate of Deposit, Goldman Sachs Bank (New York, NY) Tỳṗe› Certificate of Deposit, First Premier Bank (Sioux Falls, ND) Tỳṗe› Certificate of Deposit, Synchrony Bank (Draper, UT) Tỳṗe› Certificate of Deposit, Synchrony Bank (Draper, UT) Tỳṗe› Certificate of Deposit, Discover Bank (Greenwood, DE) Tỳṗe› Certificate of Deposit, Wells Fargo (San Francisco, CA) Tỳṗe› Brokerage Sweep Account, Wells Fargo Advisors (IRA) VAFAX ‑ Invesco American Franchise A Wells Fargo Advisors IRA ‑ NWQ Managed Equities Wells Fargo Bank (San Francisco, California) Tỳṗe› Brokerage Sweep Account, IRA Mutual Funds Mutual Fund Retirement Plans IRA Bank Deposit $1,001 ‑ $15,000 Interest, AAP ‑ Advance Auto Parts, Inc. Asset 9.3 AGN ‑ Allergan plc 9.2 9.4 GOOGL ‑ Alphabet Inc. 9.5 AON ‑ Aon plc ARRS ‑ ARRIS International plc 9.7 BAC ‑ Bank of America Corporation 9.8 BIO ‑ Bio‑Rad Laboratories, Inc. 9.9 CBS ‑ CBS Corporation 9.6 9.10 LNG ‑ Cheniere Energy, Inc. 9.11 CVX ‑ Chevron Corporation 9.12 CIT ‑ CIT Group Inc. 9.13 C ‑ Citigroup Inc. Corporate Securities Asset Type Stock Corporate Securities Self Owner Self $1,001 ‑ $15,000 Value $1,001 ‑ $15,000 Dividends, Income None (or less than $201) Type Income Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 None, Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 None, Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 None, Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 None, Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Stock Stock Stock Stock Stock Stock Stock Stock Stock Stock Stock None (or less than $201) None (or less than $201) None (or less than $201) None (or less than $201) 9.14 KO ‑ The Coca‑Cola Company Asset 9.15 CLNY ‑ Colony Capital, Inc. Corporate Securities Asset Type Stock Corporate Securities Self Owner Self $1,001 ‑ $15,000 Value $1,001 ‑ $15,000 Dividends, Income None (or less than $201) Type Income Dividends, None (or less than $201) 9.16 DAL ‑ Delta Air Lines, Inc. Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 None, Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) 9.17 DFS ‑ Discover Financial Services 9.18 DWDP ‑ DowDuPont Inc. 9.19 FDC ‑ First Data Corporation 9.20 FHN ‑ First Horizon National Corporation 9.21 FE ‑ FirstEnergy Corp. 9.22 FL ‑ Foot Locker, Inc. 9.23 GM ‑ General Motors Company 9.24 GILD ‑ Gilead Sciences, Inc. 9.25 GSK ‑ GlaxoSmithKline plc Stock Stock Stock Stock Stock Stock Stock Stock Stock Stock Stock None (or less than $201) 9.26 HES ‑ Hess Corporation Asset 9.27 ING ‑ ING Groep N.V. Corporate Securities Asset Type Stock Corporate Securities Self Owner Self $1,001 ‑ $15,000 Value $1,001 ‑ $15,000 Dividends, Income None (or less than $201) Type Income Dividends, None (or less than $201) 9.28 IR ‑ Ingersoll‑Rand Plc Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) 9.29 JPM ‑ JPMorgan Chase & Co. Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) 9.30 KGFHY ‑ Kingfisher plc Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 None, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 None, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) 9.31 L ‑ Loews Corporation 9.32 MDR ‑ McDermott International, Inc. 9.33 NFX ‑ Newfield Exploration Company 9.34 OXY ‑ Occidental Petroleum Corporation 9.35 ORCL ‑ Oracle Corporation 9.36 RNR ‑ RenaissanceRe Holdings Ltd. 9.37 SLB ‑ Schlumberger Limited Stock Stock Stock Stock Stock Stock Stock Stock Stock Stock Stock 9.38 LUV ‑ Southwest Airlines Co. Asset 9.39 SU ‑ Suncor Energy Inc. Corporate Securities Asset Type Stock Corporate Securities Self Owner Self $1,001 ‑ $15,000 Value $1,001 ‑ $15,000 Dividends, Income None (or less than $201) Type Income Dividends, None (or less than $201) 9.40 SYMC ‑ Symantec Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 None, Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporate Securities Self $1,001 ‑ $15,000 Dividends, None (or less than $201) Corporation 9.41 SYF ‑ Synchrony Financial 9.42 TER ‑ Teradyne, Inc. 9.43 TRN ‑ Trinity Industries, Inc. 9.44 UNM ‑ Unum Group 9.45 VIAB ‑ Viacom Inc. 9.46 VSAT ‑ Viasat, Inc. 9.47 WFC ‑ Wells Fargo & Company 9.48 AIG ‑ American International Group, Inc. 10 Wells Fargo Advisors (SEP IRA) 10.1 WARAX ‑ Wells Fargo Absolute Return A Stock Stock Stock Stock Stock Stock Stock Stock Stock Stock Retirement Plans IRA Mutual Funds Mutual Fund None (or less than $201) Self Self $15,001 ‑ Capital $50,000 Gains, $201 ‑ $1,000 10.2 WMMAX ‑ TETON Westwood Mighty Asset Mites A Mutual Funds Mutual Fund Asset Type Self $1,001 ‑ Owner $15,000 Value Capital Income Gains, Type None (or less than $201) Income Part 4a. Periodic Transaction Report Summary Not required Part 4b. Transactions Not required Part 5. Gifts Not required Part 6. Travel Not required Part 7. Liabilities Did you, your spouse, or dependent child have a liability worth more than $10,000 at any time? Yes In‑ # curred 1 2013 Part 8. Positions Rate Debtor Type Points (Term) Joint Mortgage 0 3.625% (30 years) Amount $250,001 ‑ $500,000 Did you hold any outside positions during the reporting period? Yes Creditor Chase Phoenix, AZ Comments ‑ Posi‑ Posi‑ tion ## tion Dates Dates 1 Mar 2013 to Sep 2018 2 Mar 2013 to Sep 2018 3 Feb 2013 to Sep 2018 4 Feb 2013 to Sep 2018 5 May 2015 to Nov 2016 6 Apr 2017 to Sep 2018 7 Mar 2016 to Sep 2018 8 Mar 2016 to Sep 2018 Position Position Held Held Other (Senior of Counsel) Entity Entity Covington & Burling LLP Other (Visiting Fellow) American Enterprise Institute Other (Think This position was uncompensated during the (AEI) tank) reporting period. Other (Distinguished Fellow in Public Service in the College of Public Service and Community Solutions) Other (Distinguished Scholar of the Sandra Day O'Connor College of Law) Washington, District of Columbia Washington, District of Columbia Arizona State University Tempe, Arizona Entity Entity Type Type Firm Comments Comments None Educational None Organization Arizona State University Tempe, Arizona Educational None Organization Other (Advisor, Accenture Federal Advisory Board) Accenture Federal Services LLC Company None Other (Member, Board of Managers) National Technology & Engineering Solutions of Sandia, LLC Company None Other (Member, National Advisory Council) U.S. Global Leadership Coalition (USGLC) Nonprofit This position was uncompensated. Organization Other (Co‑Chair, Arizona Advisory U.S. Global Leadership Committee) Coalition (USGLC) Nonprofit This position was uncompensated. Organization Arlington, Virginia Albuquerque, New Mexico Washington, District of Columbia Washington, District of Columbia Posi‑ tion #9 Apr Dates Other Position(Board HeldMember) 2013 to Sep 2018 10 Nov Other (Advisory Board Member) 2014 to Sep 2018 Entity Inc. Prosper, Entity Type This Comments Educational position was uncompensated. Organization Kyl Center for Water Policy, Arizona State University Morrison Institute for Public Policy Educational This position was uncompensated. Organization Phoenix, Arizona Phoenix, Arizona Part 9. Agreements Did you have any reportable agreement or arrangement with an outside entity? Yes # Date 1 Mar 2013 Parties Involved Covington & Burling (401K) Washington, District of Columbia Type Continuing participation in an employee benefit plan Status and Terms 401 K. I am no longer contributing to this plan and my former employer is no longer con‑ tributing to this plan. (See "Charles Schwab 401K" reported in Section 3.) Part 10. Compensation If this is your first report, or you are a candidate did you receive compensation of more than $5,000 from a single source in the two prior years? Yes # 1 Source Arizona State University Tempe, Arizona 2 Accenture Federal Advisory Board Arlington, Virginia Duties Taught both undergraduate and law school classes. Advisory board member. (My service ended in 2016, therefore compensation not reported in Section 2.) 3# 4 5 6 7 8 9 10 11 12 13 14 15 National Source Technology and Engineering Solutions of Sandia, LLC Albuquerque, New Mexico Covington & Burling LLP Served Duties as a member of the Board of Managers (Directors). Provided advice/legal services to firm clients. (The names of 9 clients are withheld. See Washington, District of Columbia Comments.) American Council on Education (client of Covington & Burling, LLP) Provided legal/advocacy services and advice. (Payment made to Covington, not directly to Washington, District of Columbia me.) Anheuser‑Busch InBev Services, LLC (client of Covington & Burling, LLP) Provided legal/advocacy services and advice. (Payment made to Covington, not directly to New York, New York me.) Arizona Public Service/Pinnacle West Capital Corporation (client of Covington & Burling, LLP) Provided legal services and advice. (Payment made to Covington, not directly to me.) Phoenix, AZ Celgene Corporation (client of Covington & Burling, LLP) Provided legal/advocacy services and advice. (Payment made to Covington, not directly to Summit, New Jersey me.) Coalition for American Retirement, LLC (client of Covington & Burling, LLP) Provided legal/advocacy services and advice. (Payment made to Covington, not directly to Washington, District of Columbia me.) Facebook, Inc. (client of Covington & Burling, LLP) Provided legal services and advice. (Payment made to Covington, not directly to me.) Menlo Park, California Freeport‑McMoRan Inc. (client of Covington & Burling, LLP) Provided legal/advocacy services and advice. (Payment made to Covington, not directly to Phoenix, Arizona me.) Georgetown University (client of Covington & Burling, LLP) Provided legal/advocacy services and advice. (Payment made to Covington, not directly to Washington, District of Columbia me.) Great Lakes Dredge and Dock Company, LLC (client of Covington & Burling, LLP) Provided legal services and advice. (Payment made to Covington, not directly to me.) Oak Brook, Illinois H&R Block (client of Covington & Burling, LLP) Provided legal/advocacy services and advice. (Payment made to Covington, not directly to Kansas City, Missouri me.) Judicial Crisis Network (client of Covington & Burling, LLP) Provided legal/advocacy services and advice. (Payment made to Covington, not directly to Washington, District of Columbia me.) 16# JW Aluminum Company (client of Covington & Burling, LLP) Source Goose Creek, South Carolina 17 Merck & Co., Inc. (client of Covington & Burling, LLP) Kenilworth, New Jersey 18 MGM Resorts International (client of Covington & Burling, LLP) Las Vegas, Nevada 19 Mr. Donald E. Graham (client of Covington & Burling, LLP) Arlington, Virginia 20 Mr. Gordon Sondland (client of Covington & Burling, LLP) Seattle, Washington 21 Northrop Grumman Corporation (client of Covington & Burling, LLP) Falls Church, Virginia 22 Pharmaceutical Research and Manufacturers of America (client of Covington & Burling, LLP) Washington, District of Columbia 23 QUALCOMM, Inc. (client of Covington & Burling, LLP) San Diego, California 24 Republic Services, Inc. (client of Covington & Burling, LLP) Phoenix, Arizona 25 Salt River Project Agricultural Improvement and Power District/Salt River Valley Water Users' Association (client of Covington & Burling, LLP) Tempe, Arizona 26 SAP America, Inc. (client of Covington & Burling, LLP) Newtown Square, Pennsylvania 27 Walmart Inc. (client of Covington & Burling, LLP) Bentonville, Arkansas Attachments & Comments Nö aṱṱacḧḿeǹṱš added Provided services and advice. Duties legal/advocacy (Payment made to Covington, not directly to me.) Provided legal/advocacy services and advice. (Payment made to Covington, not directly to me.) Provided legal services and advice. (Payment made to Covington, not directly to me.) Provided legal/advocacy services and advice. (Payment made to Covington, not directly to me.) Provided legal/advocacy services and advice. (Payment made to Covington, not directly to me.) Provided legal/advocacy services and advice. (Payment made to Covington, not directly to me.) Provided legal/advocacy services and advice. (Payment made to Covington, not directly to me.) Provided legal/advocacy services and advice. (Payment made to Covington, not directly to me.) Provided legal services and advice. (Payment made to Covington, not directly to me.) Provided legal services and advice. (Payment made to Covington, not directly to me.) Provided legal/advocacy services and advice. (Payment made to Covington, not directly to me.) Provided legal/advocacy services and advice. (Payment made to Covington, not directly to me.) Comments The totals reported in Section 2 represent the income amounts for 2017 and 2018 combined. The identity of 9 clients is withheld from Section 10 under Rule 1.6 of the DC Bar Rules of Professional Conduct.