UNITED STATES BANKRUPTCY COURT NORTHERN DISTRICT OF OHIO EASTERN DIVISION In re: FIRSTENERGY SOLUTIONS CORP., et al.,1 Debtors. ) ) ) ) ) ) ) ) Chapter 11 Case No. 18-50757 (Jointly Administered) Hon. Judge Alan M. Koschik APPLICATION OF THE DEBTORS PURSUANT TO 11 U.S.C. §§ 105(a) AND 363(b) TO (I) RETAIN ALVAREZ & MARSAL NORTH AMERICA, LLC TO PROVIDE THE DEBTORS A CHIEF RESTRUCTURING OFFICER AND CERTAIN ADDITIONAL PERSONNEL AND (II) DESIGNATE CHARLES MOORE AS CHIEF RESTRUCTURING OFFICER FOR THE DEBTORS NUNC PRO TUNC TO THE PETITION DATE FirstEnergy Solutions Corp. and its debtor affiliates, as debtors and debtors-inpossession in the above-captioned chapter 11 cases (collectively, the “Debtors”), file this application (the “Application”) for entry of an order, substantially in the form of Exhibit C hereto (the “Proposed Order”), pursuant to section 105(a) and 363(b) of title 11 of the United States Code (the “Bankruptcy Code”), authorizing, but not directing, the Debtors to (i) retain Alvarez & Marsal North America, LLC (“A&M”) to provide the Debtors with a Chief Restructuring Officer (“CRO”) and certain Additional Personnel (as defined below) and (ii) designate Charles Moore as the Debtor’s CRO, nunc pro tunc to the Petition Date (as defined below). In support of the Application, the Debtors rely on the Declaration of Charles 1 The Debtors in these chapter 11 cases, along with the last four digits of each Debtor’s federal tax identification number, are: FE Aircraft Leasing Corp. (9245), case no. 18-50759; FirstEnergy Generation, LLC (0561), case no. 18-50762; FirstEnergy Generation Mansfield Unit 1 Corp. (5914), case no. 18-50763; FirstEnergy Nuclear Generation, LLC (6394), case no. 18-50760; FirstEnergy Nuclear Operating Company (1483), case no. 18-50761; FirstEnergy Solutions Corp. (0186), and Norton Energy Storage L.L.C. (6928), case no. 18-50763. The Debtors’ address is: 341 White Pond Dr., Akron, OH 44320. 18-50757-amk Doc 205 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 1 of 19 Moore (the “Moore Declaration”), annexed hereto as Exhibit B, and respectfully represent as follows: BACKGROUND 1. On March 31, 2018 (the “Petition Date”), each of the Debtors filed a voluntary petition with the Court under Chapter 11 of the Bankruptcy Code. The Debtors continue to operate their businesses and manage their property as debtors and debtors-inpossession pursuant to sections 1107(a) and 1108 of the Bankruptcy Code. The Debtors have requested joint administration of these chapter 11 cases pursuant to Bankruptcy Rule 1015(b). The Court has not appointed a trustee and the Office of the United States Trustee for the Northern District of Ohio (the “US Trustee”) has not yet formed any official committees in these chapter 11 cases. 2. Debtor FirstEnergy Solutions Corp. (“FES”), an Ohio corporation, is the parent company for Debtors FE Aircraft Leasing Corp. (“FEALC”), an Ohio corporation, FirstEnergy Generation, LLC (“FG”), an Ohio limited liability company, and FirstEnergy Nuclear Generation, LLC (“NG”), an Ohio limited liability company. Debtor FG is the parent company for Debtors FirstEnergy Generation Mansfield Unit 1 Corp. (“FGMUC”), an Ohio corporation, and Norton Energy Storage L.L.C. (“NES”), a Delaware limited liability company.2 Debtor FirstEnergy Nuclear Operating Company (“FENOC”), an Ohio corporation, is an affiliate of FES. Non-Debtor FirstEnergy Corp. (“FE Corp.”), an Ohio corporation, is the parent company of FES and FENOC and the ultimate parent company for 2 FG also owns a 99% limited partnership interest in Nautica Phase 2 Limited Partnership, which has $10 million in outstanding debt. 2 18-50757-amk Doc 205 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 2 of 19 each of the Debtors in these chapter 11 cases and certain of FE Corp.’s non-Debtor affiliates (collectively, “FirstEnergy” or “FirstEnergy Group”). 3. The facts and circumstances supporting this Application, along with a detailed discussion of the Debtors’ business operation and capital structure, are set forth in the Declaration of Donald R. Schneider, in Support of Chapter 11 Petitions and First Day Motions (the “First Day Declaration”). JURISDICTION 4. This Court has subject matter jurisdiction to consider and determine this matter pursuant to 28 U.S.C. § 1334. This is a core proceeding pursuant to 28 U.S.C. § 157(b). Venue is proper pursuant to 28 U.S.C. §§ 1408 and 1409. RELIEF REQUESTED 5. By this Application, pursuant to sections 105(a) and 363(b) of the Bankruptcy Code, the Debtors request entry of an order, substantially in the form of Exhibit C annexed hereto, authorizing, but not directing, the Debtors to (i) retain A&M to provide the Debtors with a CRO and certain Additional Personnel (as described below) and (ii) designate Charles Moore as the Debtors’ CRO, nunc pro tunc to the Petition Date. 6. Charles Moore will serve as the CRO to assist the Debtors with their reorganization efforts and their chapter 11 cases (the “Chapter 11 Cases”), as further described below. A&M will provide additional employees of it and its professional service provider affiliates (all of which are wholly-owned by its parent company and employees) (“Additional Personnel” and, collectively with the CRO, the “Engagement Personnel”) as necessary to assist the CRO in the execution of the duties set forth more fully herein. 3 18-50757-amk Doc 205 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 3 of 19 RETENTION OF A&M 7. In consideration of the size and complexity of their business, as well as the exigencies of the circumstances, the Debtors have determined that the services of experienced restructuring managers will substantially enhance their attempts to maximize the value of their estates. The Engagement Personnel are well qualified to act on the Debtors’ behalf given their extensive knowledge and expertise with respect to chapter 11 proceedings. 8. The Engagement Personnel specialize in interim management, turnaround consulting, operational due diligence, creditor advisory services, and financial and operational restructuring. A&M’s debtor advisory services have included a wide range of activities targeted at stabilizing and improving a company’s financial position, including developing or validating forecasts and business plans and related assessments of a business’s strategic position; monitoring and managing cash, cash flow, and supplier relationships; assessing and recommending cost reduction strategies; and designing and negotiating financial restructuring packages. 9. Further, A&M has provided similar services and personnel in recent cases in the energy industry as well as other industries. See, e.g., In re Ameriforge Grp. Inc., No. 1732660 (DRJ) (Bankr. S.D. Tex. June 9, 2017) [Docket No. 169]; In re Azure Midstream Partners, LP, No. 17-30461 (DRJ) (Bankr. S.D. Tex. Mar. 10, 2017) [Docket No. 146]; In re Erickson Inc., No. 16-34393 (HDH) (Bankr. N.D. Tex. Dec. 16, 2016) [Docket No. 192]; In re SandRidge Energy, Inc., No. 16-32488 (DRJ) (Bankr. S.D. Tex. June 23, 2016) [Docket No. 289]; In re Southcross Holdings LP, No. 16-20111 (MI) (Bankr. S.D. Tex. May 6, 2016) [Docket No. 229]; In re Swift Energy Co., No. 15-12670 (MFW) (Bankr. D. Del. Feb. 1, 2016) [Docket No. 217]; In re Magnum Hunter Res. Corp., No. 15-12533 (KG) (Bankr. D. 4 18-50757-amk Doc 205 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 4 of 19 Del. Jan. 28, 2016) [Docket No. 426]; In re Offshore Grp. Inv. Ltd., No. 15- 12422 (BLS) (Bankr. D. Del. Jan. 5, 2016) [Docket No. 133]; In re Samson Res. Corp., No. 15-11934 (BLS) (Bankr. D. Del. Jan. 5, 2016) [Docket No. 549]; In re Energy Future Holdings Corp., Case No. 14-10979 (CCS) (Bankr. D. Del. Sept. 16, 2014) [Docket No. 2055]; In re Payless Holdings LLC, Case No. 17-42267 (KAS) (Bankr. E.D. Mo. May 16, 2017) [Docket No. 768]; In re Golfsmith Int’l Holdings, Inc., Case No. 16-12033 (LSS) (Bankr. D. Del. Oct. 12, 2016) [Docket No. 230]. 10. Charles Moore is a managing director of A&M. He has nearly twenty-five years of experience providing turnaround consulting and advisory services to organizations in a variety of industries. Mr. Moore has substantial knowledge and experience serving either in senior management positions or as a restructuring advisor in large organizations and in assisting troubled companies with stabilizing their financial condition, analyzing their operations and developing an appropriate business plan to accomplish the necessary restructuring of their operations and finances. Specifically, Mr. Moore has served as CRO, for, among others, The Budd Company, Cynergy Data and National Real Estate Information Services. Additionally, Mr. Moore served as Chief Restructuring Advisor to Greektown Casino-Hotel during its chapter 11 proceeding and as Lead Operational Restructuring Advisor to the City of Detroit during its Chapter 9 proceeding. 11. In addition, A&M and the CRO are intimately familiar with the Debtors’ businesses, financial affairs, and capital structure. Since A&M’s initial engagement by the Company on November 16, 2016, the Engagement Personnel have worked closely with the Debtors’ management and other professionals in assisting with the myriad requirements of these Chapter 11 Cases. 5 18-50757-amk Doc 205 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 5 of 19 12. Consequently, the Debtors believe that A&M has developed significant relevant experience and expertise regarding the Debtors, their operations and the unique circumstances of these cases. For these reasons, A&M is both well qualified and uniquely suited to deal effectively and efficiently with matters that may arise in the context of these cases. Accordingly, the Debtors submit that the retention of A&M and the designation of Charles Moore as CRO on the terms and conditions set forth herein is necessary and appropriate, is in the best interests of the Debtors’ estates, creditors, and all other parties in interest, and should be granted in all respects. SCOPE OF SERVICES 13. Subject to approval by the Court, the Debtors propose to retain A&M, to provide Charles Moore as CRO, and to provide the Additional Personnel on the terms and conditions set forth in the engagement letter, dated March 31, 2018 (which superseded the previously executed engagement letter, dated November 16, 2016), attached hereto as Exhibit A (the “Engagement Letter”)3, except as otherwise explicitly set forth herein or in any order granting this Application. 14. Among other things, the Engagement Personnel will support the Debtors with respect to: (a) The CRO, with the assistance of the Additional Personnel and in cooperation with the President, Chief Financial Officer (“CFO”), Chief Nuclear Officer (“CNO”) and other applicable officers of the Debtors, shall perform a financial review of the Debtors’ businesses, including, but not limited to, a review and assessment of financial information, short and long-term 3 The summaries of the Engagement Letter (and indemnification agreement attached thereto) contained in this Application are provided for purposes of convenience only. In the event of any inconsistency between the summaries contained herein and the terms and provisions of the Engagement Letter, the terms of the Engagement Letter shall control unless otherwise set forth herein. Capitalized terms used in such summaries but not otherwise defined herein shall have the meanings set forth in the Engagement Letter. 6 18-50757-amk Doc 205 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 6 of 19 projected cash flows and operating performance (collectively, the “Financial Review”); (b) The Engagement Personnel, together and in cooperation with the President, CFO, CNO and other applicable officers of the Debtors, shall seek to identify and, if applicable, implement, cost reduction and operations improvement opportunities; (c) The Engagement Personnel will assist with the development and implementation of cash management strategies, tactics and processes and work with the Debtors’ treasury department and other professionals and coordinate the activities of the representatives of other constituencies in the cash management process; (d) The Engagement Personnel, together with the President, CFO, CNO, other officers of the Debtors, and the Debtors’ investment bankers and other engaged professionals, shall develop restructuring plans or strategic alternatives to be presented to the Boards, including planning activities necessary to implement such options, and present such findings and recommendations regarding the appropriate restructuring path to the Boards; (e) The CRO will serve as the Debtors’ principal contact with the Debtors’ stakeholders with respect to the Debtors’ restructuring matters, and shall act as contact for any official statutory or ad hoc committee that may be appointed in a chapter 11 case; (f) The Engagement Personnel shall assist in the performance of cost/benefit analyses related to executory contracts and the assumption/rejection of each; (g) The Engagement Personnel shall assist in discussions with and provide information to potential investors, secured creditors, official committees, ad-hoc committees, the Office of the United States Trustee for the Northern District of Ohio (the “U.S. Trustee”) as required; (h) The Engagement Personnel will assist the Debtors finance staff in managing the administrative requirements of the Bankruptcy Code, including assisting with development of bankruptcy schedules and statement of financial affairs, monthly operating reports and other post-petition reporting requirements and assisting with claim reconciliation efforts; 7 18-50757-amk Doc 205 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 7 of 19 15. (i) The Engagement Personnel, at the direction of the Debtors and counsel, will assist with the analysis and investigation of potential claims and causes of action (“Dispute & Investigations Services”); (j) The Engagement Personnel will assist in the development and implementation of key employee compensation and other critical employee benefit programs and provide court testimony in support thereof; and (k) The Engagement Personnel shall perform such other services as requested or directed by the Boards or other Debtors’ personnel as authorized by the Boards, and agreed to by A&M, that is not duplicative of work others are performing for the Debtors. These services are necessary to enable the Debtors to maximize the value of their estates and successfully complete their restructuring. A&M’S DISINTERESTEDNESS 16. To the best of the Debtors’ knowledge, information, and belief, other than as set forth in the Declaration of Charles Moore (the “Moore Declaration”), A&M: (i) has no connection with the Debtors, their creditors, other parties in interest, or the attorneys or accountants of any of the foregoing, or the United States Trustee or any person employed in the Office of the United States Trustee; and (i) does not hold any interest adverse to the Debtors’ estates. 17. Although the Debtors submit that the retention of A&M is not governed by section 327 of the Bankruptcy Code, the Debtors attach the Moore Declaration, which discloses, among other things, any relationship that A&M, Mr. Moore or any individual member of the Additional Personnel has with the Debtors, their significant creditors, or other significant parties in interest known to A&M. Based upon the Moore Declaration, the 8 18-50757-amk Doc 205 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 8 of 19 Debtors submit that A&M is a “disinterested person” as that term is defined by section 101(14) of the Bankruptcy Code. 18. In addition, as set forth in the Moore Declaration, if any new material facts or relationships are discovered or arise, A&M will provide the Court with a supplemental declaration. TERMS OF RETENTION B. Compensation 19. Subject to approval by the Court, the Debtors propose to employ and retain A&M to serve as the Debtors’ restructuring advisor on the terms and conditions set forth in the Engagement Letter. 20. In accordance with the terms of the Engagement Letter, A&M will receive a monthly fee for the services of the CRO of $150,000 per month (“Monthly Fee”) payable as set forth in the Engagement Letter. A&M will also be paid by the Debtors for the services of the Additional Personnel at their customary hourly billing rates which shall be subject to the following ranges. Restructuring Services (a) Managing Director $850 - 1,050 (b) Director $650 - 800 (c) Associate/Analyst $400 – 625 9 18-50757-amk Doc 205 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 9 of 19 Claims Management Services (a) Managing Director $750–875 (b) Directors $575–725 (c) Consultants $450–550 (d) Analysts $375–425 Dispute & Investigations Services 21. (a) Managing Directors $750-950 (b) Directors $500-750 (c) Analysts/Associates $275-475 Such rates shall be subject to adjustment annually at such time as A&M adjusts its rates generally. A&M will cooperate with the Company’s claims agent to ensure that any services provided by A&M’s claims management personnel are not duplicative of work the claim agent retained by the Company is performing. 22. In addition to compensation for professional services rendered by Engagement Personnel, A&M will seek reimbursement for reasonable and necessary expenses incurred in connection with these Chapter 11 Cases, including, but not limited to travel, lodging, computer research, and messenger and telephone charges. 23. In addition to the compensation described above, A&M will be entitled to a completion fee of $3,000,000 payable upon the earlier of (a) the consummation of a Chapter 11 plan of reorganization or (b) the sale, transfer, or other disposition of all or a substantial portion of the assets or equity of the Company in one or more transactions. 24. As a material part of the consideration for which the Engagement Personnel have agreed to provide the services described herein, pursuant to the Engagement Letter 10 18-50757-amk Doc 205 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 10 of 19 (including the indemnification agreement attached to and made a part of the Engagement Letter (the “Indemnification Agreement”), the Debtors have agreed to (a) indemnify the Engagement Personnel acting as officers to the same extent as the most favorable indemnification it extends to its officers and directors and to cover such Engagement Personnel under the Debtors’ director and officer liability policy and (b) indemnify and hold harmless A&M, its affiliates and their respective shareholders, members, managers, employees, agents, representatives, and subcontractors (collectively, the “Indemnified Parties”) under certain circumstances.4 The rights to indemnification shall survive the termination of these Chapter 11 Cases or any cases into which they may be converted. 25. The Debtors believe the indemnity provisions are a reasonable term and condition of A&M’s engagement and were, along with all terms of the Engagement Letter, negotiated by the Debtors and A&M at arm’s-length and in good faith. A&M and the Debtors believe that the indemnity provisions are comparable to those indemnification provisions generally obtained by crisis management firms of similar stature to A&M and for comparable engagements, both in and out of court. The Debtors respectfully submit that the indemnification provisions contained in the Indemnification Agreement, viewed in conjunction with the other terms of A&M’s proposed retention, are reasonable and in the best 4 The Indemnification Agreement generally provides that the Debtors will indemnify and hold harmless A&M and the other Indemnified Parties (as defined in the Indemnification Agreement) from and against any losses, claims, damages, liabilities, penalties, obligations, and expenses, including the costs for counsel and others in investigating, preparing, or defending any action or claim caused by, relating to, based upon, or arising out of the Indemnified Party’s acceptance of or the performance or nonperformance of their obligations under the Engagement Letter. Notwithstanding the terms of the Indemnification Agreement, the Debtors and A&M have agreed, subject to the Court’s approval of this Application, that in no event shall an Indemnified Person be indemnified or receive contribution or other payment under the Indemnification Agreement if the Debtors, their estates or the statutory committee of unsecured creditors appointed in these Chapter 11 Cases assert a claim against an Indemnified Person and the Court determines by final order that such claim arose out of the badfaith, self-dealing, breach of fiduciary duty, if any, gross negligence or willful misconduct on the part of that or any other Indemnified Person. 11 18-50757-amk Doc 205 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 11 of 19 interests of the Debtors, their estates, and creditors in light of the fact that the Debtors require A&M’s services to successfully reorganize. FEES AND REPORTING 26. If the Court approves the relief requested herein, A&M will be retained to provide the Debtors with the Additional Personnel and Mr. Moore will be designated as the Debtors’ CRO pursuant to section 363 of the Bankruptcy Code. Because A&M is not being employed as a professional under section 327 of the Code, A&M will not be required to submit fee applications pursuant to sections 330 and 331 of the Bankruptcy Code. Instead, A&M will file with the Court, and provide notice to the U.S. Trustee and all official committees (together with the U.S. Trustee, the “Notice Parties”), reports of compensation earned and expenses incurred on at least a quarterly basis. Such compensation and expenses shall be subject to Court review in the event that an objection is filed. In addition, A&M will file with the Court and provide the Notice Parties a report on staffing (the “Staffing Report”) by the 20th of each month for the previous month, which report would include the names and tasks filled by all Engagement Personnel involved in this matter. The Staffing Report (and A&M’s staffing for this matter) would be subject to review by the Court in the event so requested by any of the Notice Parties. 27. A&M received $1,000,000 as a retainer in connection with preparing for and conducting the filing of these Chapter 11 cases, as described in the Engagement Letter. In the 90 days prior to the Petition Date, A&M received payments totaling approximately $4,912,146 in the aggregate for services performed for the Debtors. A&M has applied these funds to amounts due for services rendered and expenses incurred prior to the Petition Date. 12 18-50757-amk Doc 205 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 12 of 19 28. A precise disclosure of the amounts or credits held, if any, as of the Petition Date will be provided in A&M’s first report filed regarding compensation earned and expenses incurred. The unapplied residual retainer, which is estimated to total approximately $1,000,000, will not be segregated by A&M in a separate account, and will be held until the end of these Chapter 11 cases and applied to A&M’s finally approved fees in these proceedings, unless an alternate arrangement is agreed to by the Debtors. 29. Given the numerous issues which the Engagement Personnel may be required to address in the performance of their services, A&M’s commitment to the variable level of time and effort necessary to address all such issues as they arise, and the market prices for such services for engagements of this nature in an out-of-court context, as well as in chapter 11, the Debtors submit that the fee arrangements set forth in the Engagement Letter are reasonable. DISPUTE RESOLUTION PROCEDURES 30. The Debtors and A&M have agreed, subject to the Court’s approval of this Application, that notwithstanding the Engagement Letter: (a) any controversy or claim with respect to, in connection with, arising out of, or in any way related to this Application or the services provided by the Engagement Personnel to the Debtors as outlined in this Application, including any matter involving a successor in interest or agent of any of the Debtors or of A&M, shall be brought in this Court or the United States District Court for the Northern District of Ohio (the “District Court”) (if the reference is withdrawn); (b) A&M, the Debtors, and any and all successors and assigns thereof, consent to the jurisdiction and venue of such court as the sole and exclusive forum (unless such courts do not have or retain jurisdiction over such claims or controversies) for the resolution of such claims, causes of 13 18-50757-amk Doc 205 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 13 of 19 actions, or lawsuits; (c) A&M and the Debtors, and any and all successors and assigns thereof, waive trial by jury, such waiver being informed and freely made; (d) if this Court, or the District Court (if the reference is withdrawn), does not have or retain jurisdiction over the foregoing claims and controversies, A&M and the Debtors, and any and all successors and assigns thereof, will submit first to non-binding mediation; and, if mediation is not successful, then to binding arbitration, in accordance with the dispute resolution procedures (as set forth in Exhibit D attached hereto); and (e) judgment on any arbitration award may be entered in any court having proper jurisdiction. By this Application, the Debtors seek approval of this agreement by the Court. Further, A&M and the Debtors have agreed not to raise or assert any defense based upon jurisdiction, venue, abstention or otherwise to the jurisdiction and venue of this Court or the District Court (if the reference is withdrawn) to hear or determine any controversy or claims with respect to, in connection with, arising out of, or in any way related to this Application or the services provided hereunder. APPLICABLE AUTHORITY 31. The Debtors seek approval of the employment of A&M pursuant to section 363 of the Bankruptcy Code, nunc pro tunc to the Petition Date. Section 363(b)(1) of the Bankruptcy Code provides in relevant part that “[t]he trustee, after notice and a hearing, may use, sell, or lease, other than in the ordinary course of business, property of the estate.” 11 U.S.C. § 363(b)(1). Further, pursuant to section 105(a) of the Bankruptcy Code, the “court may issue any order, process, or judgment that is necessary or appropriate to carry out the provisions of this title.” 11 U.S.C. § 105(a). 32. Under applicable case law, in this and other circuits, if a debtor’s proposed use of its assets pursuant to section 363(b) of the Bankruptcy Code represents a reasonable 14 18-50757-amk Doc 205 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 14 of 19 business judgment on the part of the debtor, such use should be approved. See, e.g., Comm. of Equity Sec. Holders v. Lionel Corp. (In re Lionel Corp.), 722 F.2d 1063, 1070 (2d Cir. 1983) (“The rule we adopt requires that a judge determining a §363(b) application expressly find from the evidence presented before him at the hearing a good business reason to grant such an application.”); Comm. of Asbestos-Related Litigants v. Johns-Manville Corp. (In re Johns-Manville Corp.), 60 B.R. 612, 616 (Bankr. S.D.N.Y. 1986) (“Where the debtor articulates a reasonable basis for its business decisions (as distinct from a decision made arbitrarily or capriciously), courts will generally not entertain objections to the debtor’s conduct”). 33. The retention of A&M and its professionals is a sound exercise of the Debtors’ business judgment. Mr. Moore has extensive experience as a senior officer and as an advisor for many troubled companies. The Debtors believe that the Engagement Personnel will provide services that benefit the Debtors’ estates and creditors. In light of the foregoing, the Debtors believe that the retention of A&M is appropriate and in the best interests of the Debtors and their estates and creditors. 34. The retention of interim corporate officers and other temporary employees, therefore, is proper under section 363 of the Bankruptcy Code. Numerous courts have approved relief similar to the relief requested in this Application. See, e.g., In re Noranda Aluminum, Inc., No. 16-10083 (BSS) (Bankr. E.D. Mo. Mar. 17, 2016) [Docket No. 437] (authorizing debtors to retain Alvarez & Marsal and designating a chief restructuring officer); In re Patriot Coal Corp., No. 15-32450 (KLP) (Bankr. E.D. Va. June 10, 2015) [ Docket No. 272] (authorizing retention of advisory firm and designating a chief restructuring officer nunc pro tunc to petition date pursuant to sections 105(a) and 363(b) of the Bankruptcy Code); In 15 18-50757-amk Doc 205 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 15 of 19 re The Dolan Co., No. 14-10614 (BLS) (Bankr. D. Del. Apr. 15, 2014) [Docket No. 156] (same); In re Longview Power, LLC, No. 13-12211 (BLS) (Bankr. D. Del. Dec. 16, 2013) [Docket No. 623] (authorizing retention of advisory firm and designating a chief restructuring officer); In re Vertis Holdings, Inc., No. 12-12821 (CSS) (Bankr. D. Del. Nov. 20, 2012) [Docket No. 293] (authorizing retention of advisory firm and designating a chief restructuring officer nunc pro tunc to petition date pursuant to sections 105(a) and 363(b) of the Bankruptcy Code); In re CHL, LTD., No. 12-12437 (KJC) (Bankr. D. Del. Sept. 24, 2012) [Docket No. 116] (same). 35. Based upon the foregoing, the Debtors submit that the retention of A&M, and the designation of Mr. Moore as CRO on the terms set forth herein and in the Engagement Letter, is essential, appropriate, and in the best interest of the Debtors’ estates, creditors, and other parties in interest and should be granted in these Chapter 11 Cases. NOTICE 36. No trustee, examiner or official committee has been appointed in the Debtors’ chapter 11 cases. Notice of this Motion has been served on the following parties and/or their counsel, if known, via facsimile, overnight delivery, e-mail, and/or hand delivery: (a) the Office of the U.S. Trustee for the Northern District of Ohio; (b) the entities listed on the Consolidated List of Creditors Holding the 50 Largest Unsecured Claims filed pursuant to Bankruptcy Rule 1007(d); (c) counsel to the Bank of New York Mellon Trust Company, N.A., in its capacity as indenture trustee under various indenture agreements; (d) counsel to UMB Bank, National Association, in its capacity as indenture trustee, paying agent, and collateral trustee under various indenture agreements, including, without limitation, certain pollution control revenue bond indentures and certain first mortgage bond indentures, and 16 18-50757-amk Doc 205 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 16 of 19 trust agreements; (e) counsel to Wilmington Savings Fund Society, FSB, in its capacity as indenture trustee and pass through trustee under various indenture agreements and trust agreements in connection with the Bruce Mansfield Unit 1 sale-leaseback; (f) counsel to the Ad Hoc Group of Holders of the 6.85% Pass Through Certificates due 2034; (g) counsel to the ad hoc group of certain holders of (i) pollution control revenue bonds supported by notes issued by FG and NG and (ii) certain unsecured notes issued by FES (collectively, the “Ad Hoc Noteholder Group”); (h) counsel to FirstEnergy Corp.; (i) the District Director of the Internal Revenue Service; (j) the Securities and Exchange Commission; (k) the Office of the United States Attorney for the Northern District of Ohio; (l) the United States Environmental Protection Agency; (m) the Nuclear Regulatory Commission; (n) the United States Department of Energy; (o) the Federal Energy Regulatory Commission; (p) the Office of the Attorney General for Ohio; (q) the Office of the Attorney General for Pennsylvania; (r) the Office of the Attorney General for Illinois; (s) the Office of the Attorney General for Maryland; (t) the Office of the Attorney General for Michigan; (u) the Office of the Attorney General for New Jersey; (v) the National Association of Attorneys General; and (w) all other parties included in the General Service List not listed above. The Debtors submit that, in light of the nature of the relief requested, no other or further notice need be given. 37. No previous request for the relief sought herein has been made by the Debtors to this or any other court. 17 18-50757-amk Doc 205 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 17 of 19 WHEREFORE the Debtors respectfully request that the Court grant the relief requested herein and such other and further relief as the Court deems just and proper. Dated: April 5, 2018 Respectfully submitted, FIRSTENERGY SOLUTIONS CORP. By:/s/ Donald A. Moul Name: Donald A. Moul Title: President, FES Generating Companies and Chief Nuclear Officer FIRSTENERGY NUCLEAR OPERATING COMPANY By:/s/ Donald A. Moul Name: Donald A. Moul Title: President and Chief Nuclear Officer FIRSTENERGY NUCLEAR GENERATION, LLC By:/s/ Donald A. Moul Name: Donald A. Moul Title: President and Chief Nuclear Officer FIRSTENERGY GENERATION, LLC By:/s/ Donald A. Moul Name: Donald A. Moul Title: President FIRSTENERGY GENERATION MANSFIELD UNIT 1 CORP. By:/s/ Donald A. Moul Name: Donald A. Moul Title: President NORTON ENERGY STORAGE L.L.C. By: FirstEnergy Generation, LLC, its Sole Member By:/s/ Donald A. Moul Name: Donald A. Moul Title: President 18-50757-amk Doc 205 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 18 of 19 FE AIRCRAFT LEASING CORP. By:/s/ Donald R. Schneider Name: Donald R. Schneider Title: President 19 18-50757-amk Doc 205 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 19 of 19 Exhibit A Engagement Letter 18-50757-amk Doc 205-1 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 1 of 14 March 31, 2018 Mr. Donald R. Schneider President First Energy Solutions Corp. 341 White Pond Drive Akron, OH 44320 Mr. Donald A. Moul President and Chief Nuclear Officer FirstEnergy Nuclear Operating Company 341 White Pond Drive Akron, OH 44320 Dear Messrs. Schneider and Moul This letter confirms and sets forth the terms and conditions of the engagement between Alvarez & Marsal North America, LLC (“A&M”) and FirstEnergy Solutions Corp., its subsidiaries (collectively “FES”), FirstEnergy Nuclear Operating Company (“FENOC”) and their respective assigns and successors (jointly and severally, the “Company”), including the scope of the services to be performed and the basis of compensation for those services. Upon execution of this letter by each of the parties below, (a) this letter will constitute an agreement between the Company and A&M (the “Agreement”) and (b) the prior engagement letter between A&M and the Company, dated November 16th, 2016 (“Prior Agreement”)1, shall be terminated in accordance with its terms. 1. Description of Services (a) 1 Officers. In connection with this engagement, A&M shall make available to the Company: (i) Charles M. Moore to serve as the Chief Restructuring Officer (the “CRO”); and (ii) Upon the mutual agreement of A&M and the Company, A&M will provide additional employees of A&M and/or its affiliates and whollyowned subsidiaries (“Additional Personnel”) as required (collectively, with the CRO, the (“Engagement Personnel”), to assist the CRO in the execution of the duties set forth more fully herein. Including that certain amendment to the Prior Agreement dated February 21, 2017. -1- 18-50757-amk Doc 205-1 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 2 of 14 FirstEnergy Solutions Corp. and FirstEnergy Nuclear Operating Company March 31, 2018 (b) Duties. The Engagement Personnel, in cooperation with and at the direction of the Company’s Presidents and Boards of Directors of FES and FENOC (the “Boards” and collectively with the President, the “Responsible Officers”) shall, as necessary, have the following duties and responsibilities: (i) The CRO, with the assistance of the Additional Personnel and in cooperation with the Presidents, Chief Financial Officer (“CFO”) and other applicable officers of the Company, shall perform a financial review of the Company’s businesses, including, but not limited to, a review and assessment of financial information, short and long-term projected cash flows and operating performance (collectively, the “Financial Review”); (ii) The Engagement Personnel, together and in cooperation with the Presidents, CFO and other applicable officers of the Company, shall seek to identify and, if applicable, implement, cost reduction and operations improvement opportunities; (iii) The Engagement Personnel will assist with the development and implementation of cash management strategies, tactics and processes and work with the Company’s treasury department and other professionals and coordinate the activities of the representatives of other constituencies in the cash management process; (iv) The Engagement Personnel, together with the Presidents, CFO, other officers of the Company, and the Company’s investment bankers and other engaged professionals, shall develop restructuring plans or strategic alternatives to be presented to the Boards, including planning activities necessary to implement such options, and present such findings and recommendations regarding the appropriate restructuring path to the Boards; (v) The CRO will serve as the Company’s principal contact with the Company’s stakeholders with respect to the Company’s restructuring matters, and shall act as contact for any official statutory or ad hoc committee that may be appointed in a chapter 11 case; (vi) The Engagement Personnel shall assist in the performance of cost/benefit analyses related to executory contracts and the assumption/rejection of each; (vii) The Engagement Personnel shall assist in discussions with and provide information to potential investors, secured creditors, official committees, ad-hoc committees, the Office of the United States Trustee for the Northern District of Ohio (the “U.S. Trustee”) as required; (viii) The Engagement Personnel will assist Company finance staff in managing the administrative requirements of the Bankruptcy Code, -2- 18-50757-amk Doc 205-1 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 3 of 14 FirstEnergy Solutions Corp. and FirstEnergy Nuclear Operating Company March 31, 2018 including assisting with development of bankruptcy schedules and statement of financial affairs, monthly operating reports and other postpetition reporting requirements and assisting with claim reconciliation efforts; 2. (ix) The Engagement Personnel, at the direction of the Company and counsel, will assist with the analysis and investigation of potential claims and causes of action (“Dispute & Investigations Services”); (x) The Engagement Personnel will assist in the development and implementation of key employee compensation and other critical employee benefit programs and provide court testimony in support thereof; and (xi) The Engagement Personnel shall perform such other services as requested or directed by the Boards or other Company personnel as authorized by the Boards, and agreed to by A&M, that is not duplicative of work others are performing for the Company. (c) The Engagement Personnel shall report to the Boards and other applicable officers, as directed by the Boards and, at the request of the Boards, will make recommendations to and consult with the Boards. (d) The Engagement Personnel will continue to be employed by A&M and, while rendering services to the Company, will continue to work with other personnel at A&M in connection with unrelated matters that will not unduly interfere with the services rendered by the Engagement Personnel pursuant to this Agreement. With respect to the Company, however, the Engagement Personnel shall operate under the direction of the Boards and A&M shall have no liability to the Company for any acts or omissions of the Engagement Personnel related to the performance or non-performance of services at the direction of the Boards and consistent with the requirements of the Engagement and this Agreement. (e) In connection with the services to be provided hereunder, from time to time A&M may utilize the services of employees of its affiliates, subsidiaries and independent contractors as Engagement Personnel. Such affiliates and subsidiaries are wholly owned by A&M’s parent company and employees Information Provided by Company and Forward Looking Statements. The Company shall use all reasonable efforts to: (i) provide the Engagement Personnel with access to management and other representatives of the Company; and (ii) to furnish all data, material, and other information concerning the business, assets, liabilities, operations, cash flows, properties, financial condition and prospects of the Company that Engagement Personnel reasonably request in connection with the services to be provided to the Company. The Engagement Personnel shall rely, without further independent verification, on the accuracy and completeness of all publicly available -3- 18-50757-amk Doc 205-1 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 4 of 14 FirstEnergy Solutions Corp. and FirstEnergy Nuclear Operating Company March 31, 2018 information and information that is furnished by or on behalf of the Company and otherwise reviewed by Engagement Personnel in connection with the services performed for the Company. The Company acknowledges and agrees that the Engagement Personnel are not responsible for the accuracy or completeness of such information and shall not be responsible for any inaccuracies or omissions therein. A&M and Engagement Personnel are under no obligation to update data submitted to them or to review any other areas unless specifically requested by the Boards to do so. The Company understands that the services to be rendered by the Engagement Personnel may include the preparation of projections and other forward-looking statements, and numerous factors can affect the actual results of the Company’s operations, which may materially and adversely differ from those projections. In addition, Engagement Personnel will be relying on information provided by the Company in the preparation of those projections and other forward-looking statements. 3. Limitation of Duties. Neither A&M, nor the Engagement Personnel make any representations or guarantees that, inter alia, (i) an appropriate restructuring proposal or strategic alternative can be formulated for the Company, (ii) any restructuring proposal or strategic alternative presented to the Company’s management or the Boards will be more successful than all other possible restructuring proposals or strategic alternatives, (iii) restructuring is the best course of action for the Company, or (iv) if formulated, that any proposed restructuring plan or strategic alternative will be accepted by any of the Company’s creditors, shareholders and other constituents. Further, neither A&M, nor the Engagement Personnel, assume any responsibility for the Company’s decision to pursue, or not pursue any business strategy, or to effect, or not to effect any transaction. The Engagement Personnel shall be responsible for implementation only of the restructuring proposal or alternative approved by the Boards and only to the extent and in the manner authorized and directed by the Boards. 4. Compensation. (a) Charles M. Moore will serve as overall engagement leader and Chief Restructuring Officer and for his services, A&M will invoice the Company at a fixed rate of $150,000 per month (“Monthly Fee”). (b) A&M will receive fees for the services of the Additional Personnel based on the following hourly rates: Restructuring Services Managing Directors $850-1,050 Directors $650-800 Analysts/Associates $400-625 -4- 18-50757-amk Doc 205-1 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 5 of 14 FirstEnergy Solutions Corp. and FirstEnergy Nuclear Operating Company March 31, 2018 Claims Management Services Managing Directors $750-875 Directors $575-725 Consultants $400-550 Analysts $375-425 Dispute & Investigations Services Managing Directors $750-950 Directors $500-750 Analysts/Associates $275-475 Such rates shall be subject to adjustment annually at such time as A&M adjusts its rates generally. 5. (c) In addition, A&M will be reimbursed for its reasonable out-of-pocket expenses incurred in connection with this assignment, such as travel, lodging, duplicating, messenger and telephone charges. The Monthly Fee shall be payable in advance prior to the first day of the applicable month. The first Monthly Fee shall be payable upon execution of this Agreement. Any partial months will be prorated based upon the number of days in the month. All other fees and expenses will be billed on a monthly basis or, at A&M’s discretion, more frequently. Invoices are payable upon receipt. (d) Under the Prior Agreement, A&M received a retainer of $1,000,000. This retainer, less any amounts remaining unpaid at the termination of the Prior Engagement, will be utilized as the new retainer for this engagement and shall be credited against any amounts due at the termination of this engagement. Amounts not utilized as described above will be returned upon the satisfaction of all obligation hereunder. (e) In addition to the compensation described above, A&M will be entitled to a completion fee of $3,000,000 (the “Completion Fee”) payable upon the earlier of (a) the consummation of a Chapter 11 plan of reorganization or (b) the sale, transfer, or other disposition of all or a substantial portion of the assets or equity of the Company in one or more transactions. Termination. (a) This Agreement will apply from the commencement of the services referred to in Section 1 and may be terminated with immediate effect by either party without cause by written notice to the other party. -5- 18-50757-amk Doc 205-1 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 6 of 14 FirstEnergy Solutions Corp. and FirstEnergy Nuclear Operating Company March 31, 2018 (b) A&M normally does not withdraw from an engagement unless the Company misrepresents or fails to disclose material facts, fails to pay fees or expenses, or makes it unethical or unreasonably difficult for A&M to continue performance of the engagement, or other just cause exists. (c) On termination of the Agreement, any fees and expenses due to A&M shall be remitted promptly (including fees and expenses that accrued prior to but are invoiced subsequent to such termination). (d) If the Company terminates this Agreement without “Cause” or if A&M terminates this Agreement for “Good Reason”, A&M shall also be entitled to receive the Completion Fee upon the occurrence of the event(s) specified in Section 4(e) if such event occurs within 12 months of the termination. “Cause” shall mean gross negligence, willful default or fraud by A&M; “Good Reason” shall mean the Company’s misrepresentation of or failure to disclose material facts, failure to pay fees or expenses when due (or circumstances indicating to A&M that fees or expenses will not be paid when due), circumstances such that it is unethical or unreasonably difficult for A&M to continue performance of the engagement, or other just cause. (e) The provisions of this Agreement that give the parties rights or obligations beyond its termination shall survive and continue to bind the parties. 6. No Audit. Company acknowledges and agrees that A&M and Engagement Personnel are not being requested to perform an audit, review or compilation, or any other type of financial statement reporting engagement that is subject to the rules of the AICPA, SEC or other state or national professional or regulatory body. 7. No Third Party Beneficiary. The Company acknowledges that all advice (written or oral) provided by A&M and the Engagement Personnel to the Company in connection with this engagement is intended solely for the benefit and use of the Company (limited to its Boards and management) in considering the matters to which this engagement relates. The Company agrees that no such advice shall be used for any other purpose or reproduced, disseminated, quoted or referred to at any time in any manner or for any purpose other than accomplishing the tasks referred to herein without A&M’s prior approval (which shall not be unreasonably withheld), except as required by law. 8. Conflicts. A&M is not currently aware of any relationship that would create a conflict of interest with the Company or those parties-in-interest of which you have made us aware. Because A&M and its affiliates and subsidiaries comprise a consulting firm (the “Firm”) that serves clients on an international basis in numerous cases, both in and out of court, it is possible that the Firm may have rendered or will render services to, or have business associations with, other entities or people which had or have or may have relationships with the Company, including creditors of the Company. The Firm will not be prevented or restricted by virtue of providing the services under this Agreement from providing services to other entities or individuals, including entities -6- 18-50757-amk Doc 205-1 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 7 of 14 FirstEnergy Solutions Corp. and FirstEnergy Nuclear Operating Company March 31, 2018 or individuals whose interests may be in competition or conflict with the Company’s, provided the Firm makes appropriate arrangements to ensure that the confidentiality of information is maintained. Each Company acknowledges and agrees that the services being provided hereunder are being provided on behalf of each of them and each of them hereby waives any and all conflicts of interest that may arise on account of the services being provided on behalf of any other Company. Each Company represents that it has taken all corporate action necessary and is authorized to waive such potential conflicts of interest. 9. Confidentiality/Non-Solicitation. A&M and Engagement Personnel shall keep as confidential all non-public information received from the Company in conjunction with this engagement, except: (i) as requested by the Company or its legal counsel; (ii) as required by legal proceedings; or (iii) as reasonably required in the performance of this engagement. All obligations as to non-disclosure shall cease as to any part of such information to the extent that such information is, or becomes, public other than as a result of a breach of this provision. The Company, on behalf of itself and its subsidiaries and affiliates and any person which may acquire all or substantially all of its assets agrees that, until two (2) years subsequent to the termination of this engagement, it will not solicit, recruit, hire or otherwise engage any employee of A&M or any of its affiliates who worked on this engagement while employed by A&M or its affiliates (“Solicited Person”). Should the Company or any of its subsidiaries or affiliates or any person who acquires all or substantially all of its assets extend an offer of employment to or otherwise engage any Solicited Person and should such offer be accepted, A&M shall be entitled to a fee from the Company equal to the Solicited Person’s hourly client billing rate at the time of the offer multiplied by 4,000 hours for a Managing Director, 3,000 hours for a Senior Director and 2,000 hours for any other A&M employee. The Company acknowledges and agrees that this fee fairly represents the loss that A&M will suffer if the Company breaches this provision. The fee shall be payable at the time of the Solicited Person’s acceptance of employment or engagement. 10. Indemnification/Limitations on Liability. The Company shall indemnify the Engagement Personnel acting as officers (the “Indemnified Professionals”) to the same extent as the most favorable indemnification it extends to its officers or directors, whether under the Company’s bylaws, its certificate of incorporation, by contract or otherwise, and no reduction or termination in any of the benefits provided under any such indemnities shall affect the benefits provided to the Indemnified Professionals. The Indemnified Professionals shall be covered as officers under the Company’s existing director and officer liability insurance policy. As a condition of A&M accepting this engagement, a Certificate of Insurance evidencing such coverage shall be furnished to A&M prior to the effective date of this Agreement. The Company shall give thirty (30) days’ prior written notice to A&M of cancellation, non-renewal, or material change in coverage, scope, or amount of such director and officer liability policy. The Company shall also maintain such insurance coverage for the Indemnified Professionals for a period of not less than six years following the date of the termination of the Indemnified Professionals’ services hereunder. The provisions of -7- 18-50757-amk Doc 205-1 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 8 of 14 FirstEnergy Solutions Corp. and FirstEnergy Nuclear Operating Company March 31, 2018 this section are in the nature of contractual obligations and no change in applicable law or the Company’s charter, bylaws or other organizational documents or policies shall affect the Indemnified Professionals’ rights hereunder. The attached indemnity and limitation on liability provisions are incorporated herein and the termination of this agreement or the engagement shall not affect those provisions, which shall remain in full force and effect. 11. Joint and Several Liability Each Company hereby acknowledges and agree that they are each jointly and severally liable to A&M and its affiliates for all of the Company's representations, warranties, covenants, liabilities and obligations set forth in the Agreement. Any beneficiary of this agreement may seek to enforce any of its rights and remedies hereunder against any of the Companies in any order at any time in its sole discretion. 12. Miscellaneous. This Agreement (together with the attached indemnity provisions), including, without limitation, the construction and interpretation thereof and all claims, controversies and disputes arising under or relating thereto, shall be governed and construed in accordance with the laws of the State of New York, without regard to principles of conflict of law that would defer to the laws of another jurisdiction. The Company and A&M agree to waive trial by jury in any action, proceeding or counterclaim brought by or on behalf of the parties hereto with respect to any matter relating to or arising out of the engagement or the performance or non-performance of A&M hereunder. The Company and A&M agree, to the extent permitted by applicable law, that any Federal Court sitting within the Southern District of New York shall have exclusive jurisdiction over any litigation arising out of this Agreement; to submit to the personal jurisdiction of the Courts of the United States District Court for the Southern District of New York; and to waive any and all personal rights under the law of any jurisdiction to object on any basis (including, without limitation, inconvenience of forum) to jurisdiction or venue within the State of New York for any litigation arising in connection with this Agreement. This Agreement shall be binding upon A&M and the Company, their respective heirs, successors, and assignees, and any heir, successor, or assignee of a substantial portion of A&M’s or the Company’s respective businesses and/or assets, including any Chapter 11 Trustee. This Agreement incorporates the entire understanding of the parties with respect to the subject matter hereof and may not be amended or modified except in writing executed by the Company and A&M. Notwithstanding anything herein to the contrary, A&M may reference or list the Company’s name and/or logo and/or a general description of the services in A&M’s marketing materials, including, without limitation, on A&M’s website. -8- 18-50757-amk Doc 205-1 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 9 of 14 FirstEnergy Solutions Corp. and FirstEnergy Nuclear Operating Company March 31, 2018 -918-50757-amk Doc 205-1 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 10 of 14 INDEMNIFICATION AND LIMITATION ON LIABILITY AGREEMENT This indemnification and limitation on liability agreement is made part of an agreement, dated March 31, 2018 (which together with any renewals, modifications or extensions thereof, is herein referred to as the "Agreement") by and between Alvarez & Marsal North America, LLC ("A&M”) and FirstEnergy Solutions Corp., its subsidiaries (collectively “FES”), FirstEnergy Nuclear Operating Company (“FENOC”) and their respective assigns and successors (jointly and severally, the “Company”), for services to be rendered to the Company by A&M. A. The Company agrees to indemnify and hold harmless each of A&M, its affiliates and their respective shareholders, members, managers, employees, agents, representatives and subcontractors (each, an "Indemnified Party" and collectively, the "Indemnified Parties") against any and all losses, claims, damages, liabilities, penalties, obligations and expenses, including the costs for counsel or others (including employees of A&M, based on their then current hourly billing rates) in investigating, preparing or defending any action or claim, whether or not in connection with litigation in which any Indemnified Party is a party, or enforcing the Agreement (including these indemnity provisions), as and when incurred, caused by, relating to, based upon or arising out of (directly or indirectly) the Indemnified Parties' acceptance of or the performance or nonperformance of their obligations under the Agreement; provided, however, such indemnity shall not apply to any such loss, claim, damage, liability or expense to the extent it is found in a final judgment by a court of competent jurisdiction (not subject to further appeal) to have resulted primarily and directly from such Indemnified Party's gross negligence or willful misconduct. The Company also agrees that (a) no Indemnified Party shall have any liability (whether direct or indirect, in contract or tort or otherwise) to the Company for or in connection with the engagement of A&M, except to the extent that any such liability for losses, claims, damages, liabilities or expenses are found in a final judgment by a court of competent jurisdiction (not subject to further appeal) to have resulted primarily and directly from such Indemnified Party's gross negligence or willful misconduct and (b) in no event will any Indemnified Party have any liability to the Company for special, consequential, incidental or exemplary damages or loss (nor any lost profits, savings or business opportunity). The Company further agrees that it will not, without the prior consent of an Indemnified Party, settle or compromise or consent to the entry of any judgment in any pending or threatened claim, action, suit or proceeding in respect of which such Indemnified Party seeks indemnification hereunder (whether or not such Indemnified Party is an actual party to such claim, action, suit or proceedings) unless such settlement, compromise or consent includes an unconditional release of such Indemnified Party from all liabilities arising out of such claim, action, suit or proceeding. B. These indemnification provisions shall be in addition to any liability which the Company may otherwise have to the Indemnified Parties. In the event that, at any time -10- 18-50757-amk Doc 205-1 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 11 of 14 FirstEnergy Solutions Corp. and FirstEnergy Nuclear Operating Company March 31, 2018 whether before or after termination of the engagement or the Agreement, as a result of or in connection with the Agreement or A&M’s and its personnel’s role under the Agreement, A&M or any Indemnified Party is required to produce any of its personnel (including former employees) for examination, deposition or other written, recorded or oral presentation, or A&M or any of its personnel (including former employees) or any other Indemnified Party is required to produce or otherwise review, compile, submit, duplicate, search for, organize or report on any material within such Indemnified Party’s possession or control pursuant to a subpoena or other legal (including administrative) process, the Company will reimburse the Indemnified Party for its out of pocket expenses, including the reasonable fees and expenses of its counsel, and will compensate the Indemnified Party for the time expended by its personnel based on such personnel’s then current hourly rate. C. If any action, proceeding or investigation is commenced to which any Indemnified Party proposes to demand indemnification hereunder, such Indemnified Party will notify the Company with reasonable promptness; provided, however, that any failure by such Indemnified Party to notify the Company will not relieve the Company from its obligations hereunder, except to the extent that such failure shall have actually prejudiced the defense of such action. The Company shall promptly pay expenses reasonably incurred by any Indemnified Party in defending, participating in, or settling any action, proceeding or investigation in which such Indemnified Party is a party or is threatened to be made a party or otherwise is participating in by reason of the engagement under the Agreement, upon submission of invoices therefor, whether in advance of the final disposition of such action, proceeding, or investigation or otherwise. Each Indemnified Party hereby undertakes, and the Company hereby accepts its undertaking, to repay any and all such amounts so advanced if it shall ultimately be determined that such Indemnified Party is not entitled to be indemnified therefor. If any such action, proceeding or investigation in which an Indemnified Party is a party is also against the Company, the Company may, in lieu of advancing the expenses of separate counsel for such Indemnified Party, provide such Indemnified Party with legal representation by the same counsel who represents the Company, provided such counsel is reasonably satisfactory to such Indemnified Party, at no cost to such Indemnified Party; provided, however, that if such counsel or counsel to the Indemnified Party shall determine that due to the existence of actual or potential conflicts of interest between such Indemnified Party and the Company such counsel is unable to represent both the Indemnified Party and the Company, then the Indemnified Party shall be entitled to use separate counsel of its own choice, and the Company shall promptly advance its reasonable expenses of such separate counsel upon submission of invoices therefor. Nothing herein shall prevent an Indemnified Party from using separate counsel of its own choice at its own expense. The Company will be liable for any settlement of any claim against an Indemnified Party made with the Company's written consent, which consent shall not be unreasonably withheld. -11- 18-50757-amk Doc 205-1 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 12 of 14 FirstEnergy Solutions Corp. and FirstEnergy Nuclear Operating Company March 31, 2018 D. In order to provide for just and equitable contribution if a claim for indemnification pursuant to these indemnification provisions is made but it is found in a final judgment by a court of competent jurisdiction (not subject to further appeal) that such indemnification may not be enforced in such case, even though the express provisions hereof provide for indemnification, then the relative fault of the Company, on the one hand, and the Indemnified Parties, on the other hand, in connection with the statements, acts or omissions which resulted in the losses, claims, damages, liabilities and costs giving rise to the indemnification claim and other relevant equitable considerations shall be considered; and further provided that in no event will the Indemnified Parties' aggregate contribution for all losses, claims, damages, liabilities and expenses with respect to which contribution is available hereunder exceed the amount of fees actually received by the Indemnified Parties pursuant to the Agreement. No person found liable for a fraudulent misrepresentation shall be entitled to contribution hereunder from any person who is not also found liable for such fraudulent misrepresentation. E. In the event the Company and A&M seek judicial approval for the assumption of the Agreement or authorization to enter into a new engagement agreement pursuant to either of which A&M would continue to be engaged by the Company, the Company shall promptly pay expenses reasonably incurred by the Indemnified Parties, including attorneys' fees and expenses, in connection with any motion, action or claim made either in support of or in opposition to any such retention or authorization, whether in advance of or following any judicial disposition of such motion, action or claim, promptly upon submission of invoices therefor and regardless of whether such retention or authorization is approved by any court. The Company will also promptly pay the Indemnified Parties for any expenses reasonably incurred by them, including attorneys' fees and expenses, in seeking payment of all amounts owed it under the Agreement (or any new engagement agreement) whether through submission of a fee application or in any other manner, without offset, recoupment or counterclaim, whether as a secured claim, an administrative expense claim, an unsecured claim, a prepetition claim or a postpetition claim. F. Neither termination of the Agreement nor termination of A&M's engagement nor the filing of a petition under Chapter 7 or 11 of the United States Bankruptcy Code (nor the conversion of an existing case to one under a different chapter) shall affect these indemnification provisions, which shall hereafter remain operative and in full force and effect. -12- 18-50757-amk Doc 205-1 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 13 of 14 FirstEnergy Solutions Corp. and FirstEnergy Nuclear Operating Company March 31, 2018 -1318-50757-amk Doc 205-1 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 14 of 14 ([KLELW % &KDUOHV 0RRUH 'HFODUDWLRQ 18-50757-amk Doc 205-2 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 1 of 37 81,7(' 67$7(6 %$1.5837&< &2857 1257+(51 ',675,&7 2) 2+,2 ($67(51 ',9,6,21 &KDSWHU ,Q UH &DVH 1R -RLQWO\ $GPLQLVWHUHG ),567(1(5*< 62/87,216 &253 et al. 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Except as otherwise noted, I have personal knowledge of the matters set forth herein.3 DISINTERESTEDNESS AND ELIGIBILITY 2. A&M together with its professional service provider affiliates (the “Firm”) utilizes certain procedures (the “Firm Procedures”) to determine its relationships, if any, to parties that may have a connection to any of the Debtors in the Chapter 11 Cases. In implementing the Firm Procedures, the following actions were taken to identify parties that may have connections to the Debtors and to determine the Firm’s relationship with such parties: (a) A&M requested and obtained from the Debtors extensive lists of interested parties and significant creditors (the “Potential Parties in Interest”).4 The list of Potential Parties in Interest which A&M reviewed is annexed hereto as Schedule A. The Potential Parties in Interest reviewed include, without limitation: (i) the Debtors and their affiliates; (ii) the Debtors’ and their affiliates’ former and current officers and directors; (iii) the Debtors’ banks, lenders, lien parties and administrative agents; (iv) the Debtors’ top 75 customers by projected 2018 receipts;5 (v) unions associated with the Debtors; (vi) the Debtors’ bondholders and indenture trustees; (vii) parties to sale leaseback agreements with the Debtors; (viii) third party sales agents used by the Debtors; (ix);the Debtors’ utility providers; (x) the Debtors’ insurance providers, surety 2 Capitalized terms used but not otherwise defined herein shall have the meaning ascribed to such terms in the Application. 3 Certain of the disclosures herein relate to matters within the personal knowledge of other professionals at A&M and are based on information provided by such professionals. 4 As may be necessary, A&M will supplement this Declaration if it becomes aware of a relationship that may adversely affect A&M’s retention in these cases or would otherwise require disclosure. 5 Due to the sensitive and proprietary nature of this information, the Schedule of Customers as well as connections to such Customers will be provided solely to the office of the United States Trustee and counsel to the Statutory Creditors’ Committee, once appointed. 2 18-50757-amk Doc 205-2 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 3 of 37 ERQG LVVXHUV DQG VXUHW\ ERQG REOLJHHV [L WKH 'HEWRUV¶ ODQGORUGV [LL SRWHQWLDO DQG DFWLYH OLWLJDWLRQ FRXQWHUSDUWLHV [LLL WKH 'HEWRUV¶ SURIHVVLRQDOV [LY WKH NQRZQ HTXLW\ KROGHUV DQG FHUWDLQ RWKHU HTXLW\ KROGHUV RI )( &RUS [Y WKH 'HEWRUV¶ YHQGRUV UHSUHVHQWLQJ WKH WRS EDVHG RQ SD\PHQWV IURP DQG WKH WRS RI FXUUHQW RSHQ SD\DEOHV DV RI [YL WKH 'HEWRUV¶ QRQ DIILOLDWH HQHUJ\ GLVWULEXWLRQ FRPSDQLHV [YLL WD[LQJ DXWKRULWLHV [YLLL UHJXODWRU\ DJHQFLHV DQG JRYHUQPHQWDO PXQLFLSDOLWLHV [L[ FRQWUDFW FRXQWHUSDUWLHV UHSUHVHQWLQJ WKH WRS RSHQ SXUFKDVH 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ůůĞŐŚĞŶLJ 'ĞŶĞƌĂƚŝŶŐ ŽŵƉĂŶLJ ůůĞŐŚĞŶLJ WŝƚƚƐďƵƌŐŚ ŽĂů ŽŵƉĂŶLJ ůůĞŐŚĞŶLJ sĞŶƚƵƌĞƐ͕ /ŶĐ͘ ŵĞƌŝĐĂŶ dƌĂŶƐŵŝƐƐŝŽŶ ^LJƐƚĞŵƐ͕ /ŶĐŽƌƉŽƌĂƚĞĚ W^ ŽŶƐƚĞůůĂƚŝŽŶ͕ >> LJĞ ^ĞƌŝĞƐ ĂLJ ^ŚŽƌĞ WŽǁĞƌ ŽŵƉĂŶLJ ĞĂǀĞƌ sĂůůĞLJ // &ƵŶĚŝŶŐ ŽƌƉ ƵĐŚĂŶĂŶ ŶĞƌŐLJ ŽŵƉĂŶLJ ŽĨ sŝƌŐŝŶŝĂ͕ >> ƵĐŚĂŶĂŶ 'ĞŶĞƌĂƚŝŽŶ͕ >> sW^ // &ƵŶĚŝŶŐ ŽƌƉ͘ / &ƵŶĚŝŶŐ >> d ĞĂǀĞƌ sĂůůĞLJ ŽƌƉ d DĂŶƐĨŝĞůĚ &ƵŶĚŝŶŐ ŽƌƉ & ŝƌĐƌĂĨƚ >ĞĂƐŝŶŐ ŽƌƉ & >, ͕ /ŶĐ͘ &ŝƌƐƚ ŶĞƌŐLJ ŽƌƉ͘ &ŝƌƐƚ ŶĞƌŐLJ ŶŐŝŶĞĞƌŝŶŐ͕ /ŶĐŽƌƉŽƌĂƚĞĚ &ŝƌƐƚ ŶĞƌŐLJ &ŝďĞƌ ,ŽůĚŝŶŐƐ ŽƌƉ͘ &ŝƌƐƚ ŶĞƌŐLJ 'ĞŶĞƌĂƚŝŽŶ DĂŶƐĨŝĞůĚ hŶŝƚ ϭ ŽƌƉ͘ &ŝƌƐƚ ŶĞƌŐLJ 'ĞŶĞƌĂƚŝŽŶ͕ >> &ŝƌƐƚ ŶĞƌŐLJ EƵĐůĞĂƌ 'ĞŶĞƌĂƚŝŽŶ͕ >> &ŝƌƐƚ ŶĞƌŐLJ EƵĐůĞĂƌ KƉĞƌĂƚŝŶŐ ŽŵƉĂŶLJ &ŝƌƐƚ ŶĞƌŐLJ WƌŽƉĞƌƚŝĞƐ͕ /ŶĐ͘ &ŝƌƐƚ ŶĞƌŐLJ ^ĞƌǀŝĐĞ & >, ͕ /ŶĐ͘ ŽŵƉĂŶLJ &ŝƌƐƚ ŶĞƌŐLJ ^ĞƌǀŝĐĞƐ ŽƌƉŽƌĂƚŝŽŶ &ŝƌƐƚ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ ŽƌƉ͘ &ŝƌƐƚ ŶĞƌŐLJ dƌĂŶƐŵŝƐƐŝŽŶ͕ >> &ŝƌƐƚ ŶĞƌŐLJ sĞŶƚƵƌĞƐ ŽƌƉ͘ 'Wh EƵĐůĞĂƌ͕ /ŶĐ͘ 'Wh͕ /ŶĐ͘ 'ƌĞĞŶ sĂůůĞLJ ,LJĚƌŽ͕ >> : WΘ> ĂƉŝƚĂů >W : WΘ> dƌĂŶƐŝƚŝŽŶ &ƵŶĚŝŶŐ //͕ >> : WΘ> dƌĂŶƐŝƚŝŽŶ &ƵŶĚŝŶŐ͕ >> :ĞƌƐĞLJ ĞŶƚƌĂů WŽǁĞƌ Θ >ŝŐŚƚ ŽŵƉĂŶLJ DĞƚͲ Ě ĂƉŝƚĂů >W DĞƚƌŽƉŽůŝƚĂŶ ĚŝƐŽŶ ŽŵƉĂŶLJ DŝĚͲ ƚůĂŶƚŝĐ /ŶƚĞƌƐƚĂƚĞ dƌĂŶƐŵŝƐƐŝŽŶ͕ >> DŽŶŽŶŐĂŚĞůĂ WŽǁĞƌ ŽŵƉĂŶLJ DW ŶǀŝƌŽŶŵĞŶƚĂů &ƵŶĚŝŶŐ >> DW ZĞŶĂŝƐƐĂŶĐĞ &ƵŶĚŝŶŐ͕ >> EĂƵƚŝĐĂϮ >ŝŵŝƚĞĚ WĂƌƚŶĞƌƐŚŝƉ EŽƌƚŽŶ ŶĞƌŐLJ ^ƚŽƌĂŐĞ >> K &ƵŶĚŝŶŐ >> K ^ sĞŶƚƵƌĞƐ͕ /ŶĐŽƌƉŽƌĂƚĞĚ KŚŝŽ ĚŝƐŽŶ ŽŵƉĂŶLJ KŚŝŽ ĚŝƐŽŶ &ŝŶĂŶĐŝŶŐ dƌƵƐƚ KŚŝŽ ĚŝƐŽŶ &ŝŶĂŶĐŝŶŐ dƌƵƐƚ // WĂƚŚ ʹ ůůĞŐŚĞŶLJ >ĂŶĚ ĐƋƵŝƐŝƚŝŽŶ ŽŵƉĂŶLJ WĂƚŚ ůůĞŐŚĞŶLJ DĂƌLJůĂŶĚ dƌĂŶƐŵŝƐƐŝŽŶ ŽŵƉĂŶLJ͕ >> WĂƚŚ ůůĞŐŚĞŶLJ dƌĂŶƐŵŝƐƐŝŽŶ ŽŵƉĂŶLJ͕ >> WĂƚŚ ůůĞŐŚĞŶLJ sŝƌŐŝŶŝĂ dƌĂŶƐŵŝƐƐŝŽŶ ŽƌƉŽƌĂƚŝŽŶ WĂƚŚ tĞƐƚ sŝƌŐŝŶŝĂ dƌĂŶƐŵŝƐƐŝŽŶ ŽŵƉĂŶLJ͕ >> W ŶǀŝƌŽŶŵĞŶƚĂů &ƵŶĚŝŶŐ͕ >> W ZĞŶĂŝƐƐĂŶĐĞ &ƵŶĚŝŶŐ͕ >> WĞŶĞůĞĐ ĂƉŝƚĂů WĞŶŶƐLJůǀĂŶŝĂ ůĞĐƚƌŝĐ ŽŵƉĂŶLJ WĞŶŶƐLJůǀĂŶŝĂ WŽǁĞƌ ŽŵƉĂŶLJ WEW // &ƵŶĚŝŶŐ ŽƌƉ WŽƚŽŵĂĐͲ ƉƉĂůĂĐŚŝĂŶ dƌĂŶƐŵŝƐƐŝŽŶ ,ŝŐŚůŝŶĞ͕ >> ^ƵǀŽŶ͕ >> d &ƵŶĚŝŶŐ͕ >> dŚĞ ůĞǀĞůĂŶĚ ůĞĐƚƌŝĐ /ůůƵŵŝŶĂƚŝŶŐ ŽŵƉĂŶLJ dŚĞ WŽƚŽŵĂĐ ĚŝƐŽŶ ŽŵƉĂŶLJ dŚĞ dŽůĞĚŽ ĚŝƐŽŶ ĂƉŝƚĂů ŽƌƉŽƌĂƚŝŽŶ dŚĞ dŽůĞĚŽ ĚŝƐŽŶ ŽŵƉĂŶLJ dŚĞ tĂǀĞƌůLJ ůĞĐƚƌŝĐ >ŝŐŚƚ ĂŶĚ WŽǁĞƌ ŽŵƉĂŶLJ dŚĞ tĞƐƚ sŝƌŐŝŶŝĂ WŽǁĞƌ ĂŶĚ dƌĂŶƐŵŝƐƐŝŽŶ ŽŵƉĂŶLJ dƌĂŶƐͲ ůůĞŐŚĞŶLJ /ŶƚĞƌƐƚĂƚĞ >ŝŶĞ ŽŵƉĂŶLJ tĂƌƌĞŶƚŽŶ ZŝǀĞƌ dĞƌŵŝŶĂů͕ >d ͘ tĞƐƚ WĞŶŶ WŽǁĞƌ ŽŵƉĂŶLJ tĞƐƚ WĞŶŶ ^ŽƵƚŚǁĞƐƚ͕ >> tĞƐƚ sŝƌŐŝŶŝĂ ^ĞƌŝĞƐ ĂŶŬƌƵƉƚĐLJ :ƵĚŐĞƐ 'ƵƐƚĂĨƐŽŶ͕ :ŽŚŶ W͘ ,ĂƌƌŝƐ͕ ƌƚŚƵƌ /͘ <ĞŶĚŝŐ͕ ZƵƐƐ <ŽƐĐŚŝŬ͕ ůĂŶ D͘ DŽƌŐĞŶƐƚĞƌŶͲ ůĂƌƌĞŶ͕ WĂƚ ͘ WƌŝĐĞ ^ŵŝƚŚ͕ :ĞƐƐŝĐĂ ͘ tŚŝƉƉůĞ͕ DĂƌLJ ŶŶ 18-50757-amk Doc 205-2 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 10 of 37 &ŝƌƐƚ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ tŽŽĚƐ͕ <ĂLJ ĂŶŬƌƵƉƚĐLJ WƌŽĨĞƐƐŝŽŶĂůƐ ŬŝŶ͕ 'ƵŵƉ͕ ^ƚƌĂƵƐƐ͕ ,ĂƵĞƌ Θ &ĞůĚ >>W ůŝdž WĂƌƚŶĞƌƐ ƌŽƵƐĞ DĐ ŽǁĞůů >W '> ĚǀŝƐŽƌƐ Θ Ž͕͘ >> 'ƵŐŐĞŶŚĞŝŵ ,ŽŐĂŶ >ŽǀĞůůƐ / & ZĞƐŽƵƌĐĞƐ͕ >> :ŽŶĞƐ ĂLJ >W <ƌĂŵĞƌ͕ >ĞǀŝŶ͕ EĂĨƚĂůŝƐ Θ &ĂŶŬĞů >ĂnjĂƌĚ DĞƚůŝĨĞ DŽĞůŝƐ Θ ŽŵƉĂŶLJ KΖDĞůǀĞŶĞLJ Θ DĞLJĞƌƐ >>W KƉƉŽƌƚƵŶĞ ; ĂĐĂƌďĂ >> Ŷ KƉƉŽƌƚƵŶĞ ŽŵƉĂŶLJͿ WƌŝŵĞ ůĞƌŬ Wt YƵŝŶŶ ŵĂŶƵĞů ^ŝĚůĞLJ ƵƐƚŝŶ >>W ^ƋƵŝƌĞ WĂƚƚŽŶ ŽŐŐƐ tŝůůŬŝĞ &Ăƌƌ Θ 'ĂůůĂŐŚĞƌ >>W ĂŶŬƐ͕ >ĞŶĚĞƌƐ͕ h >ŝĞŶ ŵĞƌĞŶ ^ĞƌǀŝĐĞƐ ŽŵƉĂŶLJ ĂĐŚŶĞƌ͕ <Ğƌƌŝ ŶŶ ĂŝůĞƐ͕ ŶƚŚŽŶLJ ĂŶĐŽ ŝůďĂŽ sŝnjĐĂLJĂ ƌŐĞŶƚĂƌŝĂ͕ ^͘ ͕͘ EĞǁ zŽƌŬ ĂŶŬ ŽĨ ŵĞƌŝĐĂ ĂŶŬ ŽĨ EĞǁ zŽƌŬ DĞůůŽŶ ĂŶŬ ŽĨ EŽǀĂ ^ĐŽƚŝĂ ĂƌĐůĂLJƐ ĂŶŬ ĂƌĐůĂLJƐ ĂŶŬ W> s EW WĂƌŝďĂƐ EW WĂƌŝďĂƐ ^ĞĐƵƌŝƚŝĞƐ ŽƌƉ͘ ĂŶƚǁĞůů͕ dŚŽŵĂƐ / ŝƚŝďĂŶŬ ŝƚŝďĂŶŬ E ŝƚŝĐŽƌƉ ZĂŝůŵĂƌŬ͕ /ŶĐ͘ ŝƚŝnjĞŶƐ ĂŶŬ Ž ĂŶŬ Ž ĂŶŬ ƌĞĚŝƚ ŐƌŝĐŽůĞ ƌĞĚŝƚ ŐƌŝĐŽůĞ ŽƌƉ ŶĚ /ŶǀĞƐƚŵĞŶƚ ĂŶŬͬELJ ƌĞĚŝƚ ^ƵŝƐƐĞ Ğ >ĂŐĞ >ĂŶĚĞŶ &ŝŶĂŶĐŝĂů ^ĞƌǀŝĐĞƐ͕ /ŶĐ͘ ĞƵƚƐĐŚĞ ĂŶŬ Ő EĞǁ zŽƌŬ ƌĂŶĐŚ &ŝĨƚŚ dŚŝƌĚ ĂŶŬ &ŝƌƐƚ EĂƚŝŽŶĂů ĂŶŬ &ŝƌƐƚ EĂƚŝŽŶĂů ĂŶŬ ŽĨ WĞŶŶƐLJůǀĂŶŝĂ &ŝƌƐƚŵĞƌŝƚ 'Ğ ĂƉŝƚĂů ŽŵŵĞƌĐŝĂů /ŶĐ͘ 'ŽůĚŵĂŶ ^ĂĐŚƐ 'ŽůĚŵĂŶ ^ĂĐŚƐ ĂŶŬ hƐĂ 'ŽƌĐŚŽĐŬ͕ ůŝƐĂ D͘ 'ŽƌĐŚŽĐŬ͕ DŝĐŚĂĞů ,Ăŵ͕ ůĨƌĞĚ EĞĂů ,ƵŶƚŝŶŐƚŽŶ EĂƚŝŽŶĂů ĂŶŬ /ŶĚƵƐƚƌŝĂů Θ ŽŵŵĞƌĐŝĂů ĂŶŬ ŽĨ ŚŝŶĂ :͘ ŶĚƌĞǁ ƐƐŽĐŝĂƚĞƐ͖ ZLJĂŶ ZƵďŝŶ :W DŽƌŐĂŶ ŚĂƐĞ :W DŽƌŐĂŶ ŚĂƐĞ ĂŶŬ͕ E :W DŽƌŐĂŶ ^ĞĐƵƌŝƚŝĞƐ <ĞLJ ƋƵŝƉŵĞŶƚ &ŝŶĂŶĐĞ /ŶĐ͘ <ĞLJďĂŶŬ DĞƌƌŝůů >LJŶĐŚ WŝĞƌĐĞ &ĞŶŶĞƌ Θ ^ŵŝƚŚ /ŶĐ͘ DŝnjƵŚŽ DŝnjƵŚŽ ĂŶŬ >d ͘ DŽƌŐĂŶ ^ƚĂŶůĞLJ DŽƌŐĂŶ ^ƚĂŶůĞLJ ^ĞŶŝŽƌ &ƵŶĚŝŶŐ EĂƚŝŽŶĂů ŽŽƉĞƌĂƚŝǀĞ ^ĞƌǀŝĐĞƐ EĂƚŝŽŶĂů ŽŽƉĞƌĂƚŝǀĞ ^ĞƌǀŝĐĞƐ ŽƌƉ͘ EŽƌƚŚĞĂƐƚ KŚŝŽ WƵďůŝĐ ŶĞƌŐLJ ŽƵŶĐŝů KŚŝŽ ĞƉĂƌƚŵĞŶƚ ŽĨ dĂdžĂƚŝŽŶ KŚŝŽ ^ĐŚŽŽůƐ ŽƵŶĐŝů ;K^ Ϳ WE WE ĂŶŬ WE ĂƉŝƚĂů DĂƌŬĞƚƐ WŽǁĞƌ ϰ ^ĐŚŽŽůƐ Z ^ ^ĞĐƵƌŝƚŝĞƐ ZĞŐŝŽŶƐ ĂŶŬ ZĞŐŝŽŶƐ ƋƵŝƉŵĞŶƚ &ŝŶĂŶĐĞ͕ >d ͘ ZŽLJĂů ĂŶŬ ŽĨ ĂŶĂĚĂ ZŽLJĂů ĂŶŬ ŽĨ ^ĐŽƚůĂŶĚ ^ĂŶƚĂŶĚĞƌ ^ĂŶƚĂŶĚĞƌ ĂŶŬ͕ E͘ ͘ ^ĐŚǁĞďĞů ĂŶŬŝŶŐ ŽŵƉĂŶLJ ^ƵŵŝƚŽŵŽ DŝƚƐƵŝ ^ƵŵŝƚŽŵŽ DŝƚƐƵŝ ĂŶŬŝŶŐ ŽƌƉ͘ 18-50757-amk Doc 205-2 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 11 of 37 &ŝƌƐƚ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ d ĂŶŬ d ĂŶŬ E dĞƌĞƐĂ DŝůůĞƌ ĚŵŝŶŝƐƚƌĂƚƌŝdž dŚĞ ĂŶŬ KĨ EĞǁ zŽƌŬ dŚĞ ĂŶŬ KĨ EĞǁ zŽƌŬ DĞůůŽŶ͕ dƌƵƐƚ ŽŵƉĂŶLJ͕ E͘ ͘ hD ĂŶŬ͕ EĂƚŝŽŶĂů ƐƐŽĐŝĂƚŝŽŶ hŶŝŽŶ ĂŶŬ E hŶŝŽŶ ĂŶŬͬ ĂŶŬ ŽĨ dŽŬLJŽ DŝƚƐƵďŝƐŚŝ hƐ ĂŶŬ hƐ ĂŶŬ EĂ sD ŶĞƌŐLJ /͕ >> tĞůůƐ &ĂƌŐŽ tĞůůƐ &ĂƌŐŽ sĞŶĚŽƌ &ŝŶĂŶĐŝĂů ^ĞƌǀŝĐĞƐ͕ >> zĞĂŐĞƌ͕ >ĞĞ t͘ ŽŶĚŚŽůĚĞƌͬ/ŶĚĞŶƚƵƌĞ dƌƵƐƚĞĞ ůůŝĂŶĐĞďĞƌŶƐƚĞŝŶ ůůƐƚĂƚĞ ŵĞƌŝĐĂŶ ŶƚĞƌƉƌŝƐĞ /ŶǀĞƐƚŵĞŶƚ ^ĞƌǀŝĐĞƐ /ŶĐ͘ ƉĞdž ůĞĂƌŝŶŐ ŽƌƉŽƌĂƚŝŽŶ ǀĞŶƵĞ ĂƉŝƚĂů 'ƌŽƵƉ ĂŶŬ KĨ ŵĞƌŝĐĂ EĂͬ ůŝĞŶƚ ƐƐĞƚƐ ĂƌĐůĂLJƐ ĂƌĐůĂLJƐ ĂƉŝƚĂů /ŶĐͬ͘>Ğ Θd ^ĞĐƵƌŝƚŝĞƐ͕ >> ĞĂǀĞƌ ŽƵŶƚLJ /ŶĚƵƐƚƌŝĂů ĞǀĞůŽƉŵĞŶƚ ƵƚŚŽƌŝƚLJ ůĂĐŬƌŽĐŬ DK ,ĂƌƌŝƐ ĂŶŬ EĂͬdƌƵƐƚ EW WĂƌŝďĂƐ͕ EĞǁ zŽƌŬ ƌĂŶĐŚͬ ƵƐƚŽĚLJͬ ůŝĞŶƚ ƐƐĞƚƐ ŶLJŵĞůůŽŶͬtĨď͘EĂ tĞůůƐ &ĂƌŐŽ ĂŶŬ EĂ Wŝ ƌŽǁŶ ƌŽƚŚĞƌƐ ,ĂƌƌŝŵĂŶ Θ Ž͘ ĂƉŝƚĂů 'ƌŽƵƉ ĞƚĞƌĂ /ŶǀĞƐƚŵĞŶƚ ^ĞƌǀŝĐĞƐ >> ŚĂƌůĞƐ ^ĐŚǁĂď Θ Ž͕͘ /ŶĐ͘ ŝƚĂĚĞů ŝƚŝďĂŶŬ͕ E͘ ͘ ŝƚŝŐƌŽƵƉ 'ůŽďĂů DĂƌŬĞƚƐ /ŶĐ͘ ŝƚŝŐƌŽƵƉ 'ůŽďĂů DĂƌŬĞƚƐ͕ /ŶĐͬ͘ ŽƌƌĞƐƉŽŶĚĞŶƚ ůĞĂƌŝŶŐ ŽŵĞƌŝĐĂ ĂŶŬ Žƌ ůĞĂƌŝŶŐ >> ŽǀĞ <ĞLJ DĂŶĂŐĞŵĞŶƚ ƌĞĚŝƚ ^ƵŝƐƐĞ ^ĞĐƵƌŝƚŝĞƐ ;hƐĂͿ >> ƌĞǁƐ ĂŶĚ ƐƐŽĐŝĂƚĞƐ͕ /ŶĐ͘ ͘ ͘ ĂǀŝĚƐŽŶ Θ Ž͘ ΎdƌĂĚĞ ^ĞĐƵƌŝƚŝĞƐ >> ĚǁĂƌĚ ͘ :ŽŶĞƐ Θ Ž͘ &ŝĚĞůŝƚLJ &ŝĚƵĐŝĂƌLJ ^Ɛď &ŝĨƚŚ dŚŝƌĚ ĂŶŬ 'ŽůĚŵĂŶ ^ĂĐŚƐ Θ Ž͘ >> ,ŝůůƚŽƉ ^ĞĐƵƌŝƚŝĞƐ /ŶĐ͘ /ŶŐĂůůƐ ŶĚ ^ŶLJĚĞƌ͕ >> /ŶƚĞƌĂĐƚŝǀĞ ƌŽŬĞƌƐ ZĞƚĂŝů ƋƵŝƚLJ ůĞĂƌŝŶŐ /Ŷƚů &ĐƐƚŽŶĞ &ŝŶĂŶĐŝĂů /ŶĐ͘ :͘W͘ DŽƌŐĂŶ ^ĞĐƵƌŝƚŝĞƐ >> :͘W͘ DŽƌŐĂŶ ^ĞĐƵƌŝƚŝĞƐ >> ͬ:ƉŵĐ :ĂŶŶĞLJ DŽŶƚŐŽŵĞƌLJ ^ĐŽƚƚ >> :ĞĨĨĞƌŝĞƐ >> :ƉŵŽƌŐĂŶ ŚĂƐĞ ĂŶŬ͕ EĂƚŝŽŶĂů ƐƐŽĐŝĂƚŝŽŶ <ĞLJďĂŶŬ EĂƚŝŽŶĂů ƐƐŽĐŝĂƚŝŽŶ >ĞŐĂů Θ 'ĞŶĞƌĂů /ŶǀĞƐƚŵĞŶƚ DĂŶĂŐĞŵĞŶƚ ŵĞƌŝĐĂ >ŽŽŵŝƐ͕ ^ĂLJůĞƐ Θ ŽŵƉĂŶLJ >ŽƌĚ ďďĞƚƚ >W> &ŝŶĂŶĐŝĂů ŽƌƉŽƌĂƚŝŽŶ DĂŶƵĨĂĐƚƵƌĞƌƐ ŶĚ dƌĂĚĞƌƐ dƌƵƐƚ ŽŵƉĂŶLJ DĞƌƌŝůů >LJŶĐŚ DĞƌƌŝůů >LJŶĐŚ WŝĞƌĐĞ &ĞŶŶĞƌ Θ ^ŵŝƚŚͬ&ŝdžĞĚ /ŶĐŽŵĞ DĞƌƌŝůů >LJŶĐŚ͕ WŝĞƌĐĞ͕ &ĞŶŶĞƌ Θ ^ŵŝƚŚ /ŶĐŽƌƉŽƌĂƚĞĚ D&^ /ŶǀĞƐƚŵĞŶƚ DĂŶĂŐĞŵĞŶƚ DŽƌŐĂŶ ^ƚĂŶůĞLJ Θ Ž͘ >> ͬ/ŝ DŽƌŐĂŶ ^ƚĂŶůĞLJ ^ŵŝƚŚ ĂƌŶĞLJ >> DƵĨŐ hŶŝŽŶ ĂŶŬ͕ E͘ ͘ EĂƚŝŽŶĂů ĂŶŬ &ŝŶĂŶĐŝĂů /ŶĐͬ͘ ĚƐΎΎ EĂƚŝŽŶĂů &ŝŶĂŶĐŝĂů ^ĞƌǀŝĐĞƐ >> EŽƌƚŚǁĞƐƚĞƌŶ DƵƚƵĂů /ŶǀĞƐƚŵĞŶƚ DĂŶĂŐĞŵĞŶƚ ŽŵƉĂŶLJ͕ >> EƵǀĞĞŶ KŚŝŽ ŝƌ YƵĂůŝƚLJ ĞǀĞůŽƉŵĞŶƚ ƵƚŚŽƌŝƚLJ KŚŝŽ tĂƚĞƌ ĞǀĞůŽƉŵĞŶƚ ƵƚŚŽƌŝƚLJ KƉƉĞŶŚĞŝŵĞƌ Θ Ž͘ /ŶĐ͘ WĞŶŶƐLJůǀĂŶŝĂ ĐŽŶŽŵŝĐ ĞǀĞůŽƉŵĞŶƚ &ŝŶĂŶĐŝŶŐ ƵƚŚŽƌŝƚLJ WĞƌƐŚŝŶŐ >> WĞƚĞƌ ^ĐŚŽĞŶĨĞůĚ ƐƐĞƚ DĂŶĂŐĞŵĞŶƚ ZĂLJŵŽŶĚ :ĂŵĞƐ Θ ƐƐŽĐŝĂƚĞƐ͕ /ŶĐ͘ Z ĂƉŝƚĂů DĂƌŬĞƚƐ͕ >> ZŽďĞƌƚ t͘ ĂŝƌĚ Θ Ž͘ /ŶĐŽƌƉŽƌĂƚĞĚ ^ĐŽƚŝĂ ĂƉŝƚĂů /ŶĐͬ͘ ĚƐΎΎ 18-50757-amk Doc 205-2 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 12 of 37 &ŝƌƐƚ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ ^ / WƌŝǀĂƚĞ dƌƵƐƚ ŽŵƉĂŶLJ ^^ Ͳ ůĂĐŬƌŽĐŬ /ŶƐƚŝƚƵƚŝŽŶĂů dƌƵƐƚ ^^ Θd Žͬ ůŝĞŶƚ ƵƐƚŽĚLJ ^ĞƌǀŝĐĞƐ ^ƚĂƚĞ ^ƚƌĞĞƚ ĂŶŬ ĂŶĚ dƌƵƐƚ ŽŵƉĂŶLJ ^ƚĂƚĞ ^ƚƌĞĞƚ ĂŶŬ ĂŶĚ dƌƵƐƚ ŽŵƉĂŶLJͬ^ƚĂƚĞ ^ƚƌĞĞƚ dŽƚĂů d& ^ƚĞƉŚĞŶƐ /ŶĐ͘ ^ƚŝĨĞů͕ EŝĐŽůĂƵƐ Θ ŽŵƉĂŶLJ͕ /ŶĐŽƌƉŽƌĂƚĞĚ ^ƚŽĐŬĐƌŽƐƐ &ŝŶĂŶĐŝĂů ^ĞƌǀŝĐĞƐ͕ /ŶĐ͘ ^sW dĚ ŵĞƌŝƚƌĂĚĞ ůĞĂƌŝŶŐ͕ /ŶĐ͘ dŚĞ ĂŶŬ KĨ EĞǁ zŽƌŬ DĞůůŽŶ dƌƵƐƚ ŽŵƉĂŶLJ͕ E͘ ͘ dŚĞ ĂŶŬ KĨ EĞǁ zŽƌŬ DĞůůŽŶͬDĞůůŽŶ dƌƵƐƚ KĨ EĞǁ ŶŐůĂŶĚ͕ EĂƚŝŽŶĂů ƐƐŽĐŝĂƚŝŽŶ dŚĞ ĂŶŬ KĨ EĞǁ zŽƌŬ DĞůůŽŶͬt& ,ŽůĚŝŶŐƐ ŽƌƉŽƌĂƚŝŽŶ dŚĞ EŽƌƚŚĞƌŶ dƌƵƐƚ ŽŵƉĂŶLJ h͘^͘ ĂŶĐŽƌƉ /ŶǀĞƐƚŵĞŶƚƐ͕ /ŶĐ͘ h͘^͘ ĂŶŬ E͘ ͘ h ^ &ŝŶĂŶĐŝĂů ^ĞƌǀŝĐĞƐ /ŶĐ͘ h ^ ^ĞĐƵƌŝƚŝĞƐ >> hD ĂŶŬ͕ EĂƚŝŽŶĂů ƐƐŽĐŝĂƚŝŽŶ h^ sĂŶŐƵĂƌĚ tĞĚďƵƐŚ ^ĞĐƵƌŝƚŝĞƐ /ŶĐ͘ tĞůůƐ ĂƉŝƚĂů tĞůůƐ &ĂƌŐŽ ĂŶŬ tĞůůƐ &ĂƌŐŽ ĂŶŬ͕ EĂƚŝŽŶĂů ƐƐŽĐŝĂƚŝŽŶ tĞůůƐ &ĂƌŐŽ ůĞĂƌŝŶŐ ^ĞƌǀŝĐĞƐ͕ >> ŽŶƚƌĂĐƚ ŽƵŶƚĞƌƉĂƌƚŝĞƐ ƉƉĞŶĚŝdž Z ^ŽůƵƚŝŽŶƐ ƌĞǀĂ /ŶĐŽƌƉŽƌĂƚĞĚ ǀĂůŽƚŝƐ ŽƌƉŽƌĂƚŝŽŶ ǀĂŶƚĞĐŚ /ŶĐŽƌƉŽƌĂƚĞĚ ' ZĞƐŽƵƌĐĞƐ >> ƌĂŶĚ ŶĞƌŐLJ ^ǀĐƐ >> ŝǀ KĨ ƌĂŶ ŝǀŝů Θ ŶǀŝƌŽŶŵĞŶƚĂů ŽŶƐƵůƚĂŶƚƐ ůĞĂŶ ,ĂƌďŽƌƐ ŶǀŝƌŽŶŵĞŶƚĂů ŽŵŵĞƌnjďĂŶŬ Ő ƵƌƚŝƐƐ tƌŝŐŚƚ &ůŽǁ ŽŶƚƌŽů ^ǀĐ Žƌ ĂƚĂ ^LJƐƚĞŵƐ Θ ^ŽůƵƚŝŽŶƐ >> ĂLJ Θ ŝŵŵĞƌŵĂŶŶ EW^ ĞǀŽŶǁĂLJ /ŶĐŽƌƉŽƌĂƚĞĚ ŶĞƌĨĂď WŽǁĞƌ Θ /ŶĚƵƐƚƌŝĂů /ŶĐ ŶĞƌŐLJƐŽůƵƚŝŽŶƐ >> ŶŐŝŶĞĞƌŝŶŐ WůĂŶŶŝŶŐ Θ 'ĞͲ,ŝƚĂĐŚŝ EƵĐůĞĂƌ ŶĞƌŐLJ 'ůŽďĂů EƵĐůĞĂƌ &ƵĞů ,LJƉĞƌƐƉƌŝŶŐ >> /ŶĨƌĂƐŚŝĞůĚ /ŶĐŽƌƉŽƌĂƚĞĚ : t ŝĚĂĚŽ ůĞĐƚƌŝĐ >> :^ dĞŶĞdž >ŝƋƵŝĚŵĞƚĂů ŽĂƚŝŶŐ ^ŽůƵƚŝŽŶƐ >> >ŽƵŝƐŝĂŶĂ ŶĞƌŐLJ ^ĞƌǀŝĐĞƐ >> DĂŐĞƐĐŽ /ŶĐŽƌƉŽƌĂƚĞĚ DĂƐĐĂƌŽ ŽŶƐƚƌƵĐƚŝŽŶ ŽŵƉĂŶLJ >Ɖ DĐĐĂƌůΖƐ /ŶĐŽƌƉŽƌĂƚĞĚ DŝŬĞ WƵƐĂƚĞƌŝ džĐĂǀĂƚŝŶŐ /ŶĐ DWt /ŶĚƵƐƚƌŝĂů ^ĞƌǀŝĐĞƐ 'ƌŽƵƉ /ŶĐ EĂůĐŽ ŽŵƉĂŶLJ >> WƵŶĚLJ >> ^ĞĐƵƌŝƚĂƐ ƌŝƚŝĐĂů /ŶĨƌĂƐƚ ^ǀĐƐ /ŶĐ ^ŝĞŵĞŶƐ ŶĞƌŐLJ /ŶĐŽƌƉŽƌĂƚĞĚ ^ƚĞĂŐ ^ĐƌͲdĞĐŚ /ŶĐŽƌƉŽƌĂƚĞĚ dŚĞ ƚůĂŶƚŝĐ 'ƌŽƵƉ /ŶĐŽƌƉŽƌĂƚĞĚ dŚĞ tĞƐƚǁŝŶĚ 'ƌŽƵƉ /ŶĐŽƌƉŽƌĂƚĞĚ dE ŵĞƌŝĐĂƐ >> hŶŝƚĞĚ ZĞŶƚĂůƐ EŽƌƚŚ ŵĞƌŝĐĂ /ŶĐ hŶŝƚĞĚ ^ƚĂƚĞƐ ŶƌŝĐŚŵĞŶƚ ŽƌƉ hŶŝǀĂƌ h^ /ŶĐŽƌƉŽƌĂƚĞĚ hŶŝǀĞƌƐĂů WƌŽƚĞĐƚŝŽŶ ^ĞƌǀŝĐĞ >Ɖ hƌĞŶĐŽ >ŝŵŝƚĞĚ hZ^ ŽƌƉŽƌĂƚŝŽŶ tĞĐƚĞĐ 'ůŽďĂů WƌŽũĞĐƚ ^ĞƌǀŝĐĞƐ /ŶĐ tĞƐƚŝŶŐŚŽƵƐĞ ůĞĐƚƌŝĐ ŽŵƉĂŶLJ >> tĞƐƚŝŶŐŚŽƵƐĞ ůĞĐƚƌŝĐ ŽƌƉ ĞŵƉůĞŽ /ŶĐŽƌƉŽƌĂƚĞĚ ƵƌƌĞŶƚ ͬ &ŽƌŵĞƌ ŝƌĞĐƚŽƌƐ ĂŶĚ KĨĨŝĐĞƌƐ ĚĚŝƐŽŶ͕ WĂƵů d͘ ŚĞƌŶ͕ ŶƚŚŽŶLJ :͘ ŝŬĞŶƐ͕ EŝĐŚŽůĂƐ <͘ ŶĚĞƌƐŽŶ͕ DŝĐŚĂĞů :͘ ĂŝůĞLJ͕ :ŽĞů ͘ ĂŬĞƌ͕ ƌŝĐ ͘ ĂƌƚŽŶ͕ >ŝƐĂ D͘ ĞůĐŚĞƌ͕ ^ĂŵƵĞů >͘ 18-50757-amk Doc 205-2 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 13 of 37 &ŝƌƐƚ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ ĞŶLJĂŬ͕ ĂƌŝŶ D͘ ĞŶnj͕ 'ĂƌLJ ͘ ĞnjŝůůĂ͕ DĂƌŬ ͘ ůŝĐŬůĞ͕ :ŽŚŶ ŽůĂŶĚ͕ :ŝŵ ŽůĞƐ͕ ƌŝĂŶ ͘ ŽůŽŐŶĂ͕ ZŝĐŚĂƌĚ ͘ ŽLJĚ͕ tŝůůŝĂŵ :͘ ƌŝĚĞŶďĂƵŐŚ͕ Ăƌů :͘ ƌŽǁŶ͕ dĞƌƌLJ :͘ ŚĂĐŬ͕ ĞŶŶŝƐ D͘ ŽƚƚůĞ͕ tŝůůŝĂŵ d͘ ĂƌŐŝĞ͕ :ŽŚŶ ͘ ĂǀŝƐ͕ dĞĚ D͘ ĞŵĞƚƌŝŽƵ͕ ^ƚĞǀĞŶ :͘ ŽŶŽŚƵĞ͕ ZŽďĞƌƚ t͘ ŽƚLJ͕ tŝůůŝĂŵ ^͘ ŽǁůŝŶŐ͕ DŝĐŚĂĞů :͘ ƵŶůĂƉ͕ ĂŶŝĞů D͘ ŶŐůŝƐŚ͕ Ăƌů >͘ ƉƉĞƐ͕ <ƌŝƐƚŝŶĞ t͘ ǀĂŶƐ͕ ZĂLJŵŽŶĚ >͘ &ĂŬƵůƚ͕ :ĂŵĞƐ s͘ &ĂƌĂŚ͕ 'ĞŽƌŐĞ :͘ &ĂƌůĞLJ͕ ƌŝĂŶ ͘ &ĂƚƵƐŚĂ͕ ƌŵĂů 'ĂŝŶĞƐ͕ ĞŶŶĞƚƚ >͘ 'ĂƌĂŶŝĐŚ͕ :ĂŵĞƐ '͘ 'ŝŶŐŽ͕ :ŽƐĞƉŚ D͘ 'ƌĂŶƚ͕ 'ĂƌLJ t͘ ,Ăůů͕ DĂƌƚŝŶ >͘ ,ĂŵŝůƚŽŶ͕ ĂǀŝĚ ͘ ,ĂŶĞLJ͕ :ĂŵĞƐ Z͘ ,ĂƌĚĞŶ͕ WĂƵů ͘ ,ĞŝƐůĞƌ͕ ZŽďĞƌƚ :ƌ͘ :ŽŚŶƐŽŶ͕ :ƵůŝĂ >͘ :ŽŶĞƐ͕ ŚĂƌůĞƐ ͘ :ƵĚŐĞ͕ :ŽŚŶ t͘ :ƵůŝĂŶ͕ DĂƌŬ ͘ <ĂƌĂĨĂ͕ ĂǀŝĚ :͘ <ĂƵĨĨŵĂŶ͕ ,ŽůůLJ ͘ <ůĞŝƐŶĞƌ͕ dĞĚ :͘ <ŽƚƐĞŶĂƐ͕ WĞƚĞƌ :͘ >ĂƐŚ͕ :ĂŵĞƐ ,͘ >ĂƐŬLJ͕ ŚĂƌůĞƐ ͘ >ĞƐĞ͕ tŝůůŝĂŵ >ŝĞď͕ ZĂLJŵŽŶĚ ͘ >ŝƐŽǁƐŬŝ͕ :ĂƐŽŶ :͘ >ŽǁĞƌLJ͕ ŽůŽƌĞƐ :͘ DĂůĞLJ͕ ƌŶĞƐƚ E͘ DĂǀƌŝŶĂĐ͕ tĞŶĚLJ DĐŬĞĞŵĂŶ͕ ZŽďĞƌƚ ^͘ DĞůůŽĚLJ͕ :ĂŵĞƐ '͘ DĞŶĚĞŶŚĂůů͕ <ĞůůĞLJ ͘ DĞŶĚĞŶŚĂůů͕ <ĞůůĞLJ ͘ DŝŬŬĞůƐĞŶ͕ ŝůĞĞŶ D͘ DŝƐŚĞĨĨ͕ ŽŶĂůĚ d͘ DŝƚĐŚĞůů͕ dŚŽŵĂƐ E͘ DŽƐƐ͕ >ŝŶĚĂ >͘ DŽƵů͕ ŽŶ ͘ EĞůƐŽŶ͕ ^ƚĞǀĞŶ <͘ EŽǀĂŬ͕ ƌŶĞƐƚ : :ƌ͘ KΖ>ŽƵŐŚůŝŶ͕ WĂƚƌŝĐŬ t͘ KΖEĞŝů͕ :ĂŵĞƐ &͘ /ŝŝ WĂƉƉĂƐ͕ ŚƌŝƐƚŽƉŚĞƌ ͘ WĂƚĞů͕ <ĞƚĂŶ <͘ WĞĂƌƐŽŶ͕ :ĂŵĞƐ &͘ WĞƚƌŝŬ͕ :ĂƐŽŶ ^͘ WƌĞnjĞůũ͕ /ƌĞŶĞ D͘ ZĞĨĨŶĞƌ͕ ZŽďĞƌƚ W͘ ZĞLJĞƐ͕ >ƵŝƐ ͘ ZĞLJŶŽůĚƐ͕ ƌĞƚƚ t͘ ZŝĐŚĞLJ͕ DĂƌƚLJ ZŽƐƐĞƌŽ͕ ĂŶŝĞů d͘ ^ĐŚŶĞŝĚĞƌ͕ ŽŶĂůĚ Z͘ ^ĞĂƌƐ͕ :ĂŵĞƐ ͘ ^ĞŬƵůŝĐŚ͕ 'ƌĞƚĐŚĂŶ ͘ ^ĞƐƚĂŬ͕ <ĞǀŝŶ ͘ ^ŵĂƌƚ͕ 'ĞŽƌŐĞ D͘ ^ŵŝƚŚ͕ dƌĞŶƚ ͘ ^ŵLJƚŚ͕ ŶƚŽŶŝŽ ^ƚĂƵď͕ ^ƚĞǀĞŶ Z͘ ^ƚĂǁŝŬĞLJ͕ DĂƌLJ ^͘ ^ƚĞƉŚĞŶƐŽŶ͕ 'ĂƌLJ '͘ ^ƚƌĂŚ͕ ^ƚĞǀĞŶ ͘ dĂLJůŽƌ͕ <͘ :ŽŶ dŚŽŵƉƐŽŶ͕ WĂƵů t͘ dŚŽƌŶƚŽŶ͕ :ĞƌƌLJ ^ƵĞ sĞƐƉŽůŝ͕ >ĞŝůĂ >͘ sŽLJůĞƐ͕ :ŽŚŶ E͘ :ƌ͘ tĂƌǀĞůů͕ <ĞǀŝŶ d͘ tŚŝƚůŽĐŬ͕ ŚĂƌůĞƐ zĞďŽĂŚͲ ŵĂŶŬǁĂŚ͕ ďŽŶLJ >͘ 18-50757-amk Doc 205-2 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 14 of 37 &ŝƌƐƚ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ 'ŽǀĞƌŶŵĞŶƚĂů ͬ ZĞŐƵůĂƚŽƌLJ ŐĞŶĐŝĞƐ ƐŚƚĂďƵůĂ ŽƵŶƚLJ ŽŵŵŝƐƐŝŽŶĞƌƐ ƐŚƚĂďƵůĂ ŽƵŶƚLJ dƌĞĂƐƵƌĞƌ ĞĂǀĞƌ ŽƵŶƚLJ ŝƌƉŽƌƚ ƵƚŚŽƌŝƚLJ ĞĂǀĞƌ ŽƵŶƚLJ ŵĞƌŐĞŶĐLJ DŶŐŵƚ ĞĂǀĞƌ ŽƵŶƚLJ dƌĞĂƐƵƌĞƌ ĞĂǀĞƌ >ŽĐĂů ^ĐŚŽŽů ŝƐƚƌŝĐƚ ĞĂǀĞƌ sŽůƵŶƚĞĞƌ &ŝƌĞ ĞƉĂƌƚŵĞŶƚ ĞůŵŽŶƚ ŽƵŶƚLJ dƌĞĂƐƵƌĞƌ ĞƌŬŚĞŝŵĞƌ dĂdž ĚŵŝŶ ŝŐ ĞĂǀĞƌ ŽƌŽƵŐŚ ŽƌŽƵŐŚ ŽĨ KŚŝŽǀŝůůĞ s& ŽƌŽƵŐŚ ŽĨ ^ŚŝƉƉŝŶŐƉŽƌƚ ƌŽŽŬĞ ŽƵŶƚLJ ŵĂ ƵƌĞĂƵ ŽĨ ƵƐŝŶĞƐƐ dƌƵƐƚ &ƵŶĚ dĂdžĞƐ ĂƌƌŽůů dŽǁŶƐŚŝƉ ĂƌƌŽůů tĂƚĞƌ Θ ^ĞǁĞƌ ŝƐƚ ĞŶƚƌĂů ŽůůĞĐƚŝŽŶ ŐĞŶĐLJ Ͳ ŝǀŝƐŝŽŶ ŽĨ dĂdžĂƚŝŽŶ͕ ŝƚLJ KĨ ůĞǀĞůĂŶĚ ŚŝƉƉĞǁĂ dŽǁŶƐŚŝƉ dĂdž ŽůůĞĐƚŽƌ ŝƚLJ ŽĨ ŬƌŽŶ ŝƚLJ ŽĨ ŚĞƐƚĞƌ WŽůŝĐĞ ĞƉĂƌƚŵĞŶƚ ŝƚLJ ŽĨ ĞƚƌŽŝƚ &ŝŶĂŶĐĞ ĞƉĂƌƚŵĞŶƚͬ/ŶĐŽŵĞ dĂdž ŝǀŝƐŝŽŶ ŝƚLJ ŽĨ ĂƐƚ >ŝǀĞƌƉŽŽů tĂƚĞƌ tŽƌŬƐ ŝƚLJ ŽĨ 'ƌĞĞŶ͕ KŚŝŽ ŝƚLJ ŽĨ >ŽƌĂŝŶ ŝƚLJ ŽĨ WĂŝŶĞƐǀŝůůĞ ŝƚLJ ŽĨ WĂŝŶĞƐǀŝůůĞ hƚŝůŝƚŝĞƐ ŝƚLJ ŽĨ WŚŝůĂĚĞůƉŚŝĂ ĞƉĂƌƚŵĞŶƚ ŽĨ ZĞǀĞŶƵĞ ŝƚLJ ŽĨ WŚŝůĂĚĞůƉŚŝĂ ĞƉƚ͘ KĨ ZĞǀĞŶƵĞ ŝƚLJ ŽĨ ^ƚĞƵďĞŶǀŝůůĞ ŝƚLJ ŽĨ dŽůĞĚŽ ŝƚLJ ŽĨ tĞŝƌƚŽŶ &ŝƌĞ ĞƉĂƌƚŵĞŶƚ ůĞĂŶ ŝƌ &ƵŶĚ ŽůƵŵďŝĂŶĂ ŽƵŶƚLJ ŽŵŵŝƐƐŝŽŶĞƌƐ ŽŵĚĂƚĂ EĞƚǁŽƌŬ /ŶĐ ŽŵŵŽĚŝƚLJ &ƵƚƵƌĞƐ dƌĂĚŝŶŐ ŽŵŵŝƐƐŝŽŶ ŽŵŵŽŶǁĞĂůƚŚ ŽĨ WĞŶŶƐLJůǀĂŶŝĂ ŽŵŵŽŶǁĞĂůƚŚ ŽĨ WĞŶŶƐLJůǀĂŶŝĂ͕ ĞƉƚ ŽĨ dƌĂŶƐƉŽƌƚĂƚŝŽŶ͕ ƵƌĞĂƵ ŽĨ DŽƚŽƌ sĞŚŝĐůĞƐ ŽƵŶƚLJ ŽĨ >ĂŬĞ ƵLJĂŚŽŐĂ ŽƵŶƚLJ dƌĞĂƐƵƌĞƌ ĂƌůŝŶŐƚŽŶ dǁƉ dĂdž ŽůůĞĐƚŽƌ ĞůĂǁĂƌĞ ŝǀŝƐŝŽŶ ŽĨ ZĞǀĞŶƵĞ ĞůĂǁĂƌĞ ŝǀŝƐŝŽŶ ŽĨ ZĞǀĞŶƵĞ͕ 'ƌŽƐƐ ZĞĐĞŝƉƚƐ dĂdž ĞƉĂƌƚŵĞŶƚ ĞƉĂƌƚŵĞŶƚ ŽĨ ŶǀŝƌŽŶŵĞŶƚĂů WƌŽƚĞĐƚŝŽŶ ĞƉĂƌƚŵĞŶƚ ŽĨ >ĂďŽƌ Θ /ŶĚƵƐƚƌLJ ĞƉĂƌƚŵĞŶƚ ŽĨ dĂdžĂƚŝŽŶ ĞƉƚ ŽĨ ŶǀŝƌŽŶŵĞŶƚĂů WƌŽƚĞĐƚŝŽŶ ŝǀŝƐŝŽŶ ŽĨ dĂdžĂƚŝŽŶ ŝǀŝƐŝŽŶ ŽĨ tĂƚĞƌ ŝƚLJ ŽĨ ůĞǀĞůĂŶĚ ĂƐƚ >ŝǀĞƌƉŽŽů ŝƚLJ ^ĐŚŽŽů ŝƐƚƌŝĐƚ ĂƐƚ WĂůĞƐƚŝŶĞ ŵĂƚĞƵƌ ZĂĚŝŽ ůƵď ƌŝĞ ŽƵŶƚLJ ŽĂƌĚ ŽĨ ŽŵŵŝƐƐŝŽŶĞƌƐ &ĞĚĞƌĂů ŶĞƌŐLJ ZĞŐƵůĂƚŽƌLJ ŽŵŵŝƐƐŝŽŶ ;& Z Ϳ &ƌĂŶŬůŝŶ dŽǁŶƐŚŝƉ dĂdž ŽůůĞĐƚŽƌ 'ĞĂƵŐĂ ŽƵŶƚLJ ŽĂƌĚ ŽĨ ŽŵŵŝƐƐŝŽŶĞƌƐ 'ĞŽƌŐĞƚǁŶ ŽƌŽ Θ ^^ ŝƐƚƌŝĐƚ 'ƌĞĞŶ dǁƉ dĂdž ŽůůĞĐƚŽƌ 'ƌĞĞŶĞ ŽƵŶƚLJ dƌĞĂƐƵƌĞƌ ,ĂŶĐŽĐŬ Ž KĨĨŝĐĞ ŽĨ ŵĞƌŐĞŶĐLJ ^ǀĐƐ ,ĂŶĐŽĐŬ ŽƵŶƚLJ ^ĐŚŽŽůƐ WƵďůŝĐ ^ĐŚ ,ĂŶĐŽĐŬ ŽƵŶƚLJ ^ŚĞƌŝĨĨ ZĞƐĞƌǀĞ ,ŽŽŬƐƚŽǁŶ sŽůƵŶƚĞĞƌ &ŝƌĞ ĞƉĂƌƚŵĞŶƚ ,ŽŽŬƐƚŽǁŶ sŽůƵŶƚĞĞƌ &ŝƌĞ ĞƉƚ /ůůŝŶŽŝƐ ŽŵŵĞƌĐĞ ŽŵŵŝƐƐŝŽŶ /ůůŝŶŽŝƐ ĞƉĂƌƚŵĞŶƚ ŽĨ ZĞǀĞŶƵĞ /ŶĚƵƐƚƌLJ ŽƌŽ dĂdž ŽůůĞĐƚŽƌ /ŶĚƵƐƚƌLJ sŽůƵŶƚĞĞƌ &ŝƌĞ ĞƉĂƌƚŵĞŶƚ /ŶĚƵƐƚƌLJ sŽůƵŶƚĞĞƌ &ŝƌĞ ĞƉƚ /ŶƚĞƌŶĂů ZĞǀĞŶƵĞ ^ĞƌǀŝĐĞ /ŶƚĞƌŶĂů ZĞǀĞŶƵĞ ^ĞƌǀŝĐĞ ĞŶƚƌĂůŝnjĞĚ /ŶƐŽůǀĞŶĐLJ KƉĞƌĂƚŝŽŶƐ :ĞĨĨĞƌƐŽŶ ŽƵŶƚLJ ƵĚŝƚŽƌ :ĞĨĨĞƌƐŽŶ ŽƵŶƚLJ ,ĞĂůƚŚ ĞƉĂƌƚŵĞŶƚ :ĞĨĨĞƌƐŽŶ ŽƵŶƚLJ ,ĞĂůƚŚ ĞƉƚ :ĞĨĨĞƌƐŽŶ ŽƵŶƚLJ KŚŝŽ dƌĞĂƐƵƌĞƌ :ĞĨĨĞƌƐŽŶ ŽƵŶƚLJ dƌĞĂƐƵƌĞƌ <ŽƉƉĞů ŽƌŽ dĂdž ŽůůĞĐƚŽƌ >ĂŬĞ ŽƵŶƚLJ ƵĚŝƚŽƌ >ĂŬĞ ŽƵŶƚLJ ŽĂƌĚ ŽĨ ŽŵŵŝƐƐŝŽŶĞƌƐ >ĂŬĞ ŽƵŶƚLJ ĞƉĂƌƚŵĞŶƚ ŽĨ hƚŝůŝƚŝĞƐ >ĂŬĞ ŽƵŶƚLJ 'ĞŶĞƌĂů ,ĞĂůƚŚ ŝƐƚƌŝĐƚ >ĂŬĞ ŽƵŶƚLJ ,ĞĂůƚŚ ŝƐƚƌŝĐƚ >ĂŬĞ ŽƵŶƚLJ dƌĞĂƐƵƌĞƌ >ĂǁƌĞŶĐĞǀŝůůĞ sŽůƵŶƚĞĞƌ >ĂǁƌĞŶĐĞǀŝůůĞ sŽůƵŶƚĞĞƌ 18-50757-amk Doc 205-2 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 15 of 37 &ŝƌƐƚ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ >ŝƐďŽŶ ƌĞĂ ŵĂƚƵƌĞ ZĂĚŝŽ ƐƐŽĐŝĂƚŝŽŶ >ŽƌĂŝŶ ŽƵŶƚLJ ƵĚŝƚŽƌ >ŽƌĂŝŶ ŽƵŶƚLJ dƌĞĂƐƵƌĞƌ >ƵĐĂƐ ŽƵŶƚLJ ƵĚŝƚŽƌ >ƵĐĂƐ ŽƵŶƚLJ Ě ŽĨ ŽŵŵŝƐƐŝŽŶ >ƵĐĂƐ ŽƵŶƚLJ dƌĞĂƐƵƌĞƌ DĂƌŝŽŶ dǁƉ dĂdž ŽůůĞĐƚŽƌ DĂƌLJůĂŶĚ ĞƉĂƌƚŵĞŶƚ ŽĨ dƌĂŶƐƉŽƌƚĂƚŝŽŶ DĂƌLJůĂŶĚ ĞƉĂƌƚŵĞŶƚ ŽĨ dƌĂŶƐƉŽƌƚĂƚŝŽŶ DŽƚŽƌ sĞŚŝĐůĞ ĚŵŝŶŝƐƚƌĂƚŝŽŶ DĂƌLJůĂŶĚ WƵďůŝĐ ^ĞƌǀŝĐĞ ŽŵŵŝƐƐŝŽŶ DĚ DŽƚŽƌ sĞŚŝĐůĞ ĚŵŝŶ DŝĐŚŝŐĂŶ ĞƉĂƌƚŵĞŶƚ ŽĨ dƌĞĂƐƵƌLJ DŝĚůĂŶĚ ϰdŚ KĨ :ƵůLJ KƌŐĂŶŝnjĂƚŝŽŶ DŝĚůĂŶĚ sŽůƵŶƚĞĞƌ &ŝƌĞ ĞƉĂƌƚŵĞŶƚ DŝĚůĂŶĚ sŽůƵŶƚĞĞƌ &ŝƌĞ ĞƉƚ DŝĚůĂŶĚ tĂƚĞƌ ƵƚŚŽƌŝƚLJ DŽŶŽŶŐĂŚĞůĂ dǁƉ dĂdž ŽůůĞĐƚŽƌ DŽŶƚĂŶĂ ĞƉĂƌƚŵĞŶƚ ŽĨ ZĞǀĞŶƵĞ EĂƚŝŽŶĂů >ĂďŽƌ ZĞůĂƚŝŽŶƐ ŽĂƌĚ EĞŐůĞLJ sŽůƵŶƚĞĞƌ &ŝƌĞ ĞƉĂƌƚŵĞŶƚ ƐƐŽĐŝĂƚŝŽŶ /ŶĐŽƌƉŽƌĂƚĞĚ EĞǁ ƵŵďĞƌůĂŶĚ sŽůƵŶƚĞĞƌ &ŝƌĞ ĞƉĂƌƚŵĞŶƚ EĞǁ :ĞƌƐĞLJ ŝǀŝƐŽŶ ŽĨ dĂdžĂƚŝŽŶ EĞǁ DĂŶĐŚĞƐƚĞƌ sŽůƵŶƚĞĞƌ &ŝƌĞ ĞƉĂƌƚŵĞŶƚ EŝĐŚŽůƐŽŶ dǁƉ dĂdž ŽůůĞĐƚŽƌ E: ŝǀŝƐŝŽŶ ŽĨ DŽƚŽƌ sĞŚŝĐůĞƐ EŽƌƚŚ ^ĞǁŝĐŬůĞLJ dǁƉ dĂdž ŽůůĞĐƚŽƌ EŽƌƚŚĞĂƐƚ KŚŝŽ ZĞŐŝŽŶĂů KĂŬůĂŶĚ ŝƐƚƌŝĐƚ sŽůƵŶƚĞĞƌ &ŝƌĞ ĞƉĂƌƚŵĞŶƚ KĐĐƵƉĂƚŝŽŶĂů ^ĂĨĞƚLJ ĂŶĚ ,ĞĂůƚŚ ĚŵŝŶŝƐƚƌĂƚŝŽŶ ;KƐŚĂͿ KĨĨŝĐĞ ŽĨ dĂdž ĂŶĚ ZĞǀĞŶƵĞ KĨĨŝĐĞ ŽĨ dŚĞ KŚŝŽ ŽŶƐƵŵĞƌƐΖ ŽƵŶƐĞů KŚŝŽ ƚƚŽƌŶĞLJ 'ĞŶĞƌĂů KŚŝŽ ŽĂƌĚ ŽĨ WŚĂƌŵĂĐLJ KŚŝŽ ƵƌĞĂƵ ŽĨ tŽƌŬĞƌƐΖ ŽŵƉĞŶƐĂƚŝŽŶ KŚŝŽ ĞƉĂƌƚŵĞŶƚ ŽĨ ŐƌŝĐƵůƚƵƌĞ KŚŝŽ ĞƉĂƌƚŵĞŶƚ ŽĨ ŽŵŵĞƌĐĞ KŚŝŽ ĞƉĂƌƚŵĞŶƚ ŽĨ ,ĞĂůƚŚ KŚŝŽ ĞƉĂƌƚŵĞŶƚ ŽĨ :Žď ĂŶĚ &ĂŵŝůLJ ^ĞƌǀŝĐĞƐ KŚŝŽ ĞƉĂƌƚŵĞŶƚ ŽĨ dĂdžĂƚŝŽŶ KŚŝŽ ŵĞƌŐĞŶĐLJ DĂŶĂŐĞŵĞŶƚ ŐĞŶĐLJ KŚŝŽ W KƚƚĂǁĂ ŽƵŶƚLJ ƵĚŝƚŽƌΖƐ KĨĨŝĐĞ KƚƚĂǁĂ ŽƵŶƚLJ ŽŵŵŝƐƐŝŽŶĞƌƐ KƚƚĂǁĂ ŽƵŶƚLJ ŵĞƌŐĞŶĐLJ DĂŶĂŐĞŵĞŶƚ ŐĞŶĐLJ KƚƚĂǁĂ ŽƵŶƚLJ ŵĞƌŐĞŶĐLJ DŐŵƚ ŐĞŶĐLJ KƚƚĂǁĂ ŽƵŶƚLJ dƌĞĂƐƵƌĞƌ WĂ ĞƉĂƌƚŵĞŶƚ ŽĨ ŶǀŝƌŽŶŵĞŶƚĂů WƌŽƚĞĐƚŝŽŶ WĂ ĞƉĂƌƚŵĞŶƚ ŽĨ ZĞǀĞŶƵĞ WĞŶŶƐLJůǀĂŶŝĂ ĞƉĂƌƚŵĞŶƚ ŽĨ ZĞǀĞŶƵĞ WĞŶŶƐLJůǀĂŶŝĂ ŵĞƌŐĞŶĐLJ DĂŶĂŐĞŵĞŶƚ WĞŶŶƐLJůǀĂŶŝĂ WƵďůŝĐ hƚŝůŝƚLJ ŽŵŵŝƐƐŝŽŶ WĞŶƐŝŽŶ ĞŶĞĨŝƚ 'ƵĂƌĂŶƚLJ ŽƌƉŽƌĂƚŝŽŶ WƵďůŝĐ hƚŝůŝƚŝĞƐ ŽŵŵŝƐƐŝŽŶ ŽĨ KŚŝŽ ZĂĐĐŽŽŶ &ŝƌĞ ĞƉĂƌƚŵĞŶƚ ZĂĐĐŽŽŶ dǁƉ dĂdž ŽůůĞĐƚŽƌ ZĞŐŝŽŶĂů /ŶĐŽŵĞ dĂdž ŐĞŶĐLJ ZĞŐŝŽŶĂů /ŶĐŽŵĞ dĂdžŝŶŐ ŐĞŶĐLJ ZĞǀĞŶƵĞ ĚŵŝŶŝƐƚƌĂƚŝŽŶ ŝǀŝƐŝŽŶ ZĞǀĞŶƵĞ ĚŵŝŶŝƐƚƌĂƚŝŽŶ ŝǀŝƐŝŽŶƚĂdžƉĂLJĞƌ ^ĞƌǀŝĐĞ ^ĞĐƚŝŽŶ ^ĂůĂŵ ƌĞĂ ŵĂƚĞƵƌ ZĂĚŝŽ ƐƐŽĐŝĂƚŝŽŶ /ŶĐŽƌƉŽƌĂƚĞĚ ^ĂŶĚƵƐŬLJ ŽƵŶƚLJ ŽŵŵŝƐŝŽŶĞƌƐ ^Đ ŚĞĐ Ͳ ƵƌĞĂƵ ŽĨ &ŝŶĂŶĐŝĂů DĂŶĂŐĞŵĞŶƚ ^ĞĐƵƌŝƚŝĞƐ ĂŶĚ džĐŚĂŶŐĞ ŽŵŵŝƐƐŝŽŶ ^ŚĞƌŝĨĨ ŽĨ ,ĂŶĐŽĐŬ ŽƵŶƚLJ ^ŚĞƌŝĨĨ ŽĨ DĂƌƐŚĂůů ŽƵŶƚLJ ^ŚĞƌŝĨĨ ŽĨ KŚŝŽ ŽƵŶƚLJ ^ŚŝƉƉŝŶŐƉŽƌƚ ŽƌŽ dĂdž ŽůůĞĐƚŽƌ ^ŚŝƉƉŝŶŐƉŽƌƚ sŽůƵŶƚĞĞƌ &ŝƌĞ ŽŵƉĂŶLJ ^ŽƵƚŚ ĞĂǀĞƌ dǁƉ dĂdž ŽůůĞĐƚŽƌ ^ŽƵƚŚ ĂƌŽůŝŶĂ ĞƉĂƌƚŵĞŶƚ ŽĨ ,ĞĂůƚŚ ^ŽƵƚŚ ĂƌŽůŝŶĂ ĞƉƚ KĨ ,ĞĂůƚŚ ^ƚĂƚĞ ŽĨ EĞǁ :ĞƌƐĞLJ ĞƉĂƌƚŵĞŶƚ ŽĨ dŚĞ dƌĞĂƐƵƌLJ ^ƚĂƚĞ ŽĨ EĞǁ :ĞƌƐĞLJ ŝǀŝƐŝŽŶ ŽĨ dĂdžĂƚŝŽŶ ^ƚĂƚĞ ŽĨ KŚŝŽ ʹ /ƌƉ ^ƚĂƚĞ ŽĨ KŚŝŽ dƌĞĂƐƵƌĞƌ ^ƚĂƚĞ ŽĨ WĞŶŶƐLJůǀĂŶŝĂ ^ƚĂƚĞ ŽĨ dĞŶŶĞƐƐĞĞ dƌĞĂƐƵƌĞƌ ^ƚĞƵďĞŶǀŝůůĞ tĞŝƌƚŽŶ ŵĂƚĞƵƌ ZĂĚŝŽ ůƵď ^Ƶŵŵŝƚ ŽƵŶƚLJ ƵĚŝƚŽƌ ^Ƶŵŵŝƚ ŽƵŶƚLJ dƌĞĂƐƵƌĞƌ dĞŶŶĞƐƐĞĞ ĞƉĂƌƚŵĞŶƚ ŽĨ ŶǀŝƌŽŶŵĞŶƚ dĞŶŶĞƐƐĞĞ ĞƉƚ ŽĨ ŶǀŝƌŽŶŵĞŶƚ dŚĞ EĂƚŝŽŶĂů ŽĂƌĚ dŚƌĞĞ ZŝǀĞƌƐ WŽůůƵƚŝŽŶ ZĞƐƉŽŶƐĞ 18-50757-amk Doc 205-2 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 16 of 37 &ŝƌƐƚ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ dƌĞĂƐƵƌĞƌ ŽĨ ^ƚĂƚĞ &ƵŶĚ ϱ Ϯ dƌĞĂƐƵƌĞƌ ^ƚĂƚĞ ŽĨ KŚŝŽ dƌŝĂŶŐůĞ ŵĂƚĞƵƌ ZĂĚŝŽ ůƵď h ^ ĞƉƚ KĨ ,ŽŵĞůĂŶĚ ^ĞĐƵƌŝƚLJ hƐ ĞƉĂƌƚŵĞŶƚ ŽĨ ŶĞƌŐLJ hƐ ĞƉĂƌƚŵĞŶƚ ŽĨ ,ŽŵĞůĂŶĚ ^ĞĐƵƌŝƚLJ ;&ĞŵĂ Ͳ &ĞĚĞƌĂů ŵĞƌŐĞŶĐLJ DĂŶĂŐĞŵĞŶƚͿ hƐ ĞƉĂƌƚŵĞŶƚ ŽĨ >ĂďŽƌ hƐ ŶǀŝƌŽŶŵĞŶƚĂů WƌŽƚĞĐƚŝŽŶ ŐĞŶĐLJ hƐ EƵĐůĞĂƌ ZĞŐƵůĂƚŽƌLJ ŽŵŵŝƐƐŝŽŶ sŝůůĂŐĞ ŽĨ >ŝƐďŽŶ &ŝƌĞ ĞƉĂƌƚŵĞŶƚ sŝůůĂŐĞ ŽĨ KĂŬ ,ĂƌďŽƌ sŝƌŐŝŶŝĂ ĞƉĂƌƚŵĞŶƚ ŽĨ dĂdžĂƚŝŽŶ tĂƐŚŝŶŐƚŽŶ Đ KĨĨŝĐĞ ŽĨ dĂdž ĂŶĚ ZĞǀĞŶƵĞ tĞŝƌ ,ŝŐŚ ^ĐŚŽŽů ,ĂŶĐŽĐŬ Ž ŽĂƌĚ ŽĨ ĚƵĐĂƚŝŽŶ tĞƐƚ WŽŝŶƚ sŽůƵŶƚĞĞƌ &ŝƌĞ ĞƉĂƌƚŵĞŶƚ ^ƚĂƚŝŽŶ ϭ tĞƐƚ WŽŝŶƚ sŽůƵŶƚĞĞƌ &ŝƌĞ ĞƉƚ ^ƚĂƚŝŽŶ ϭ tĞƐƚ sĂ ĞƉƚ ,ĞĂůƚŚ ĂŶĚ ,ƵŵĂŶ ^ǀĐƐ Ͳ ƵƌĞĂƵ &Žƌ WƵďůŝĐ ,ĞĂůƚŚ tĞƐƚ sŝƌŐŝŶŝĂ ƵƌĞĂƵ ĨŽƌ WƵďůŝĐ ,ĞĂůƚŚ tĞƐƚ sŝƌŐŝŶŝĂ ĞƉĂƌƚŵĞŶƚ ,ĞĂůƚŚ ĂŶĚ ,ƵŵĂŶ ^ĞƌǀŝĐĞƐ Ͳ ƵƌĞĂƵ &Žƌ WƵďůŝĐ ,ĞĂůƚŚ tĞƐƚ sŝƌŐŝŶŝĂ ŝǀͬEĂƚƵƌĂů ZĞƐŽƵƌĐĞƐ tĞƐƚ sŝƌŐŝŶŝĂ ŝǀŝƐŝŽŶ ŽĨ ,ŽŵĞůĂŶĚ Ͳ ^ĞĐƵƌŝƚLJ Θ ŵĞƌŐĞŶĐLJ DĂŶĂŐĞŵĞŶƚ tĞƐƚ sŝƌŐŝŶŝĂ ŝǀŝƐŝŽŶ ŽĨ ,ŽŵĞůĂŶĚ Ͳ ^ĞĐƵƌŝƚLJ Θ ŵĞƌŐĞŶĐLJ DŐŵŶƚ tĞƐƚ sŝƌŐŝŶŝĂ ŝǀŝƐŝŽŶ ŽĨ DŽƚŽƌ sĞŚŝĐůĞƐ tĞƐƚ sŝƌŐŝŶŝĂ ŝǀŝƐŝŽŶ ŽĨ DŽƚŽƌ sĞŚŝĐůĞƐ DŽƚŽƌ ĂƌƌŝĞƌ ^ĞƌǀŝĐĞƐ KĨĨŝĐĞ tǀ /ƌƉ ^ĞĐƚŝŽŶ tĞƐƚ sŝƌŐŝŶŝĂ ^ƚĂƚĞ &ŝƌĞ ŽŵŵŝƐƐŝŽŶ tĞƐƚ sŝƌŐŝŶŝĂ ^ƚĂƚĞ dĂdž ĞƉĂƌƚŵĞŶƚ tĞƐƚ sŝƌŐŝŶŝĂ ^ƚĂƚĞ dĂdž ĞƉĂƌƚŵĞŶƚ /ĨƚĂ hŶŝƚ ts ĞƉĂƌƚŵĞŶƚ ŽĨ dĂdž ĂŶĚ ZĞǀĞŶƵĞ 'ŽǀĞƌŶŵĞŶƚĂů DƵŶŝĐŝƉĂůŝƚŝĞƐ ůůĞŶ ŽƵŶƚLJ ƐŚůĂŶĚ ŽƵŶƚLJ ƵŐůĂŝnjĞ ŽƵŶƚLJ ĞŶƚĞƌ dŽǁŶƐŚŝƉ ŝƚLJ ŽĨ ŬƌŽŶ ŝƚLJ ŽĨ ƐŚůĂŶĚ ŝƚLJ ŽĨ ƵƌŽƌĂ ŝƚLJ ŽĨ ĂƌďĞƌƚŽŶ ŝƚLJ ŽĨ ĂLJ sŝůůĂŐĞ ŝƚLJ ŽĨ ĞůůĞǀƵĞ ŝƚLJ ŽĨ ĂŶĂů &ƵůƚŽŶ ŝƚLJ ŽĨ ĂŶĨŝĞůĚ ŝƚLJ ŽĨ ůĞǀĞůĂŶĚ ,ĞŝŐŚƚƐ ŝƚLJ ŽĨ ŽƌƚůĂŶĚ ŝƚLJ ŽĨ ƌĞƐƚůŝŶĞ ŝƚLJ ŽĨ ĞĨŝĂŶĐĞ ŝƚLJ ŽĨ ĂƐƚ WĂůĞƐƚŝŶĞ ŝƚLJ ŽĨ ƵĐůŝĚ ŝƚLJ ŽĨ &ĂŝƌůĂǁŶ ŝƚLJ ŽĨ 'ŝƌĂƌĚ ŝƚLJ ŽĨ 'ƌĞĞŶ ŝƚLJ ŽĨ ,ƵƌŽŶ ŝƚLJ ŽĨ >ĂŶĐĂƐƚĞƌ ŝƚLJ ŽĨ >ŽŶĚŽŶ ŝƚLJ ŽĨ DĂŶƐĨŝĞůĚ ŝƚLJ ŽĨ DĂƌŝĞƚƚĂ ŝƚLJ ŽĨ DĂƌŝŽŶ ŝƚLJ ŽĨ DĂƐƐŝůůŽŶ ŝƚLJ ŽĨ DĂƵŵĞĞ ŝƚLJ ŽĨ DĞĚŝŶĂ ŝƚLJ ŽĨ DƵŶƌŽĞ &ĂůůƐ ŝƚLJ ŽĨ EŽƌƚŚ ĂŶƚŽŶ ŝƚLJ ŽĨ EŽƌƚŚǁŽŽĚ ŝƚLJ ŽĨ EŽƌƚŽŶ ŝƚLJ ŽĨ KŶƚĂƌŝŽ ŝƚLJ ŽĨ KƌĞŐŽŶ ŝƚLJ ŽĨ WĂƌŵĂ ŝƚLJ ŽĨ WĞƌƌLJƐďƵƌŐ ŝƚLJ ŽĨ ZĂǀĞŶŶĂ ŝƚLJ ŽĨ ZŝĐŚŵŽŶĚ ,ĞŝŐŚƚƐ ŝƚLJ ŽĨ ZŽƐƐĨŽƌĚ ŝƚLJ ŽĨ ^ĂůĞŵ ŝƚLJ ŽĨ ^ĂŶĚƵƐŬLJ ŝƚLJ ŽĨ ^ĞǀĞŶ ,ŝůůƐ ŝƚLJ ŽĨ ^ƉƌŝŶŐĨŝĞůĚ ŝƚLJ ŽĨ ^ƚŽǁ ŝƚLJ ŽĨ ^ƚƌĞĞƚƐďŽƌŽ ŝƚLJ ŽĨ ^ƚƌƵƚŚĞƌƐ ŝƚLJ ŽĨ ^LJůǀĂŶŝĂ ŝƚLJ ŽĨ dĂůůŵĂĚŐĞ ŝƚLJ ŽĨ dŽůĞĚŽ ŝƚLJ ŽĨ dŽƌŽŶƚŽ ŝƚLJ ŽĨ dƌĞŵŽŶƚ ŝƚLJ ŽĨ dƌŽLJ ŝƚLJ ŽĨ sĞƌŵŝůŝŽŶ ŝƚLJ ŽĨ tĂƐŚŝŶŐƚŽŶ ŽƵƌƚ ,ŽƵƐĞ ŝƚLJ ŽĨ tĂƚĞƌǀŝůůĞ 18-50757-amk Doc 205-2 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 17 of 37 &ŝƌƐƚ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ ŝƚLJ ŽĨ tĂƵƐĞŽŶ ŝƚLJ ŽĨ tĞƐƚůĂŬĞ ŝƚLJ ŽĨ yĞŶŝĂ ŝƚLJ ŽĨ zŽƵŶŐƐƚŽǁŶ ĞĨŝĂŶĐĞ ŽƵŶƚLJ ƌŝĞ ŽƵŶƚLJ &ƵůƚŽŶ ŽƵŶƚLJ ,ĞŶƌLJ ŽƵŶƚLJ ,ƵƌŽŶ ŽƵŶƚLJ >ƵĐĂƐ ŽƵŶƚLJ DĂĚŝƐŽŶ ŽƵŶƚLJ DĂŚŽŶŝŶŐ ŽƵŶƚLJ DĞĚŝŶĂ ŽƵŶƚLJ DƵƐŬŝŶŐƵŵ ŽƵŶƚLJ KƚƚĂǁĂ ŽƵŶƚLJ WƌĞďůĞ ŽƵŶƚLJ WƵƚŶĂŵ ŽƵŶƚLJ ; ƵƉŽŶƚͿ ZŝĐŚůĂŶĚ ŽƵŶƚLJ ^ĂŶĚƵƐŬLJ ŽƵŶƚLJ ^Ƶŵŵŝƚ ŽƵŶƚLJ dŽǁŶƐŚŝƉ ŽĨ ƵƐƚŝŶƚŽǁŶ dŽǁŶƐŚŝƉ ŽĨ ĂůůǀŝůůĞ dŽǁŶƐŚŝƉ ŽĨ ĂƵŐŚŵĂŶ dŽǁŶƐŚŝƉ ŽĨ ĞƚŚůĞŚĞŵ dŽǁŶƐŚŝƉ ŽĨ ůŽŽŵŝŶŐ 'ƌŽǀĞ dŽǁŶƐŚŝƉ ŽĨ ŽĂƌĚŵĂŶ dŽǁŶƐŚŝƉ ŽĨ ƵĐŬ dŽǁŶƐŚŝƉ ŽĨ ƵƌƚŽŶ dŽǁŶƐŚŝƉ ŽĨ ƵƚůĞƌ dŽǁŶƐŚŝƉ ŽĨ ĂŶĂĂŶ dŽǁŶƐŚŝƉ ŽĨ ĂŶĨŝĞůĚ dŽǁŶƐŚŝƉ ŽĨ ĂƌĚŝŶŐƚŽŶ dŽǁŶƐŚŝƉ ŽĨ ĞŶƚĞƌ dŽǁŶƐŚŝƉ ŽĨ ĞƐƐŶĂ dŽǁŶƐŚŝƉ ŽĨ ŚŝƉƉĞǁĂ dŽǁŶƐŚŝƉ ŽĨ ĂƌďLJ dŽǁŶƐŚŝƉ ŽĨ ůŬƌƵŶ dŽǁŶƐŚŝƉ ŽĨ &ĂŝƌĨŝĞůĚ dŽǁŶƐŚŝƉ ŽĨ &ƌĂŶŬůŝŶ dŽǁŶƐŚŝƉ ŽĨ 'ĞƌŵĂŶ dŽǁŶƐŚŝƉ ŽĨ 'ŝůĞĂĚ dŽǁŶƐŚŝƉ ŽĨ 'ŽƐŚĞŶ dŽǁŶƐŚŝƉ ŽĨ 'ƌĂĨƚŽŶ dŽǁŶƐŚŝƉ ŽĨ 'ƌĂŶĚ WƌĂŝƌŝĞ dŽǁŶƐŚŝƉ ŽĨ 'ƌĞĞŶ ĂŵƉ dŽǁŶƐŚŝƉ ŽĨ ,ĂůĞ dŽǁŶƐŚŝƉ ŽĨ ,ĂŶŽǀĞƌ dŽǁŶƐŚŝƉ ŽĨ :ĂĐŬƐŽŶ dŽǁŶƐŚŝƉ ŽĨ :ĞĨĨĞƌƐŽŶ dŽǁŶƐŚŝƉ ŽĨ <ŶŽdž dŽǁŶƐŚŝƉ ŽĨ >ĂŬĞ dŽǁŶƐŚŝƉ ŽĨ >ĂǁƌĞŶĐĞ dŽǁŶƐŚŝƉ ŽĨ >ĞdžŝŶŐƚŽŶ dŽǁŶƐŚŝƉ ŽĨ >ŝǀĞƌƉŽŽů dŽǁŶƐŚŝƉ ŽĨ >LJŶŶ dŽǁŶƐŚŝƉ ŽĨ DĂĚ ZŝǀĞƌ dŽǁŶƐŚŝƉ ŽĨ DĂĚŝƐŽŶ dŽǁŶƐŚŝƉ ŽĨ DĂƌŝŽŶ dŽǁŶƐŚŝƉ ŽĨ DĂƌůďŽƌŽ dŽǁŶƐŚŝƉ ŽĨ DŝĚĚůĞƚŽŶ dŽǁŶƐŚŝƉ ŽĨ DŝůƚŽŶ dŽǁŶƐŚŝƉ ŽĨ WĂƌŝƐ dŽǁŶƐŚŝƉ ŽĨ WĞƌƌLJ dŽǁŶƐŚŝƉ ŽĨ WĞƌƌLJƐďƵƌŐ dŽǁŶƐŚŝƉ ŽĨ WŝŬĞ dŽǁŶƐŚŝƉ ŽĨ WůĂŝŶ dŽǁŶƐŚŝƉ ŽĨ WůĞĂƐĂŶƚ dŽǁŶƐŚŝƉ ŽĨ WŽůĂŶĚ dŽǁŶƐŚŝƉ ŽĨ ZĂĚŶŽƌ dŽǁŶƐŚŝƉ ŽĨ ZŝĐŚůĂŶĚ dŽǁŶƐŚŝƉ ŽĨ ^ĂůĞŵ dŽǁŶƐŚŝƉ ŽĨ ^ĂŶĚƵƐŬLJ dŽǁŶƐŚŝƉ ŽĨ ^ŵŝƚŚ dŽǁŶƐŚŝƉ ŽĨ ^ƉƌŝŶŐĨŝĞůĚ dŽǁŶƐŚŝƉ ŽĨ ^ƚ͘ ůĂŝƌ dŽǁŶƐŚŝƉ ŽĨ ^ƵŐĂƌ ƌĞĞŬ dŽǁŶƐŚŝƉ ŽĨ ^ƵŐĂƌĐƌĞĞŬ dŽǁŶƐŚŝƉ ŽĨ dƌŽLJ dŽǁŶƐŚŝƉ ŽĨ dƵƐĐĂƌĂǁĂƐ dŽǁŶƐŚŝƉ ŽĨ hŶŝƚLJ dŽǁŶƐŚŝƉ ŽĨ tĂůŶƵƚ dŽǁŶƐŚŝƉ ŽĨ tĂƐŚŝŶŐƚŽŶ dŽǁŶƐŚŝƉ ŽĨ tĞƐƚ dŽǁŶƐŚŝƉ ŽĨ zĞůůŽǁ ƌĞĞŬ dƌƵŵďƵůů ŽƵŶƚLJ sŝůůĂŐĞ ŽĨ ĂůƚŝŵŽƌĞ sŝůůĂŐĞ ŽĨ ůƵĨĨƚŽŶ͕ ůůĞŶ ŽƵŶƚLJ sŝůůĂŐĞ ŽĨ ĞůƚĂ sŝůůĂŐĞ ŽĨ &ƌĞĚĞƌŝĐŬƚŽǁŶ sŝůůĂŐĞ ŽĨ DŝůůĞƌƐƉŽƌƚ sŝůůĂŐĞ ŽĨ ZƵƐŚǀŝůůĞ sŝůůĂŐĞ ŽĨ ^ƉĞŶĐĞƌǀŝůůĞ sŝůůĂŐĞ ŽĨ ^ǁĂŶƚŽŶ tĂLJŶĞ ŽƵŶƚLJ tŝůůŝĂŵƐ ŽƵŶƚLJ tŽŽĚ ŽƵŶƚLJ 18-50757-amk Doc 205-2 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 18 of 37 &ŝƌƐƚ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ /ŶƐƵƌĂŶĐĞ ĐĞ ĞƌŵƵĚĂ /ŶƐƵƌĂŶĐĞ >d ͘͘ ͬ ŽŶ ĞƌŵƵĚĂ ĞŐŝƐ ^ĞĐƵƌŝƚLJ /ŶƐƵƌĂŶĐĞ ŽŵƉĂŶLJͬ ĞŐŝƐ /ŶƐƵƌĂŶĐĞ ^ĞƌǀŝĐĞƐ /ŶĐ͘ ůůŝĞĚ tŽƌůĚ ƐƐƵƌĂŶĐĞ ŽŵƉĂŶLJ >d ͘͘ ͬ ŽŶ ĞƌŵƵĚĂ ŵĞƌŝĐĂŶ EƵĐůĞĂƌ /ŶƐƵƌĞƌƐ ŽŶ ZŝƐŬ ^ĞƌǀŝĐĞƐ EŽƌƚŚĞĂƐƚ͕ /ŶĐ͘ ƌĐŚ /ŶƐ͘ ĞƌŵƵĚĂ >d ͘͘ ͬ ŽŶ ĞƌŵƵĚĂ ƌĐŚ /ŶƐƵƌĂŶĐĞ ŽŵƉĂŶLJ ƐƉĞŶ ^ƉĞĐŝĂůƚLJ /ŶƐƵƌĂŶĐĞ ŽŵƉĂŶLJ ƐƐŽĐŝĂƚĞĚ ůĞĐƚƌŝĐ Θ 'ĂƐ /ŶƐ ^ĞƌǀŝĐĞƐ >d ͘ džŝƐ /ŶƐƵƌĂŶĐĞ ŽŵƉĂŶLJ ĞƌŬƐŚŝƌĞ ,ĂƚŚĂǁĂLJ ^ƉĞĐŝĂůƚLJ /ŶƐƵƌĂŶĐĞ ŽŵƉĂŶLJ ŽŶƚŝŶĞŶƚĂů /ŶƐƵƌĂŶĐĞ ŽŵƉĂŶLJ ŶĚƵƌĂŶĐĞ ŵĞƌŝĐĂŶ /ŶƐƵƌĂŶĐĞ ŽŵƉĂŶLJ ŶĞƌŐLJ /ŶƐƵƌĂŶĐĞ DƵƚƵĂů >d ͘ ŶĞƌŐLJ /ŶƐƵƌĂŶĐĞ ^ĞƌǀŝĐĞƐ /ŶĐ͘ &ĞĚĞƌĂů /ŶƐƵƌĂŶĐĞ ŽŵƉĂŶLJ 'ůŽďĂů ĞƌŽƐƉĂĐĞ͕ /ŶĐ͘ /ůůŝŶŽŝƐ EĂƚŝŽŶĂů /ŶƐƵƌĂŶĐĞ ŽŵƉĂŶLJ >ůŽLJĚƐ KĨ >ŽŶĚŽŶ DĂƌƐŚ >> EĂƚŝŽŶĂů hŶŝŽŶ &ŝƌĞ /ŶƐƵƌĂŶĐĞ ŽŵƉĂŶLJ ŽĨ WŝƚƚƐďƵƌŐŚ͕ WĂ EĂǀŝŐĂƚŽƌƐ /ŶƐƵƌĂŶĐĞ ŽŵƉĂŶLJ EĞŝů ^ƉĞĐŝĂůƚLJ /ŶƐƵƌĂŶĐĞ ŽŵƉĂŶLJ EƵĐůĞĂƌ ůĞĐƚƌŝĐ /ŶƐƵƌĂŶĐĞ >ŝŵŝƚĞĚ WƌŝŶĐĞƚŽŶ džĐĞƐƐ Θ ^ƵƌƉůƵƐ >ŝŶĞƐ /ŶƐƵƌĂŶĐĞ Ž YďĞ /ŶƐƵƌĂŶĐĞ ŽƌƉŽƌĂƚŝŽŶ dĂůďŽƚ hŶĚĞƌǁƌŝƚŝŶŐ ^ĞƌǀŝĐĞƐ ;hƐͿ >d ͘͘ h͘^͘ ^ƉĞĐŝĂůƚLJ /ŶƐƵƌĂŶĐĞ ŽŵƉĂŶLJ tĂƚĞƌ YƵĂůŝƚLJ /ŶƐƵƌĂŶĐĞ ^LJŶĚŝĐĂƚĞ tĞƐƚƉŽƌƚ /ŶƐƵƌĂŶĐĞ ŽŵƉĂŶLJ yů /ŶƐƵƌĂŶĐĞ ĞƌŵƵĚĂ >d ͘͘ ͬ ŽŶ ĞƌŵƵĚĂ yů ^ƉĞĐŝĂůƚLJ /ŶƐƵƌĂŶĐĞ ŽŵƉĂŶLJ ƵƌŝĐŚ ŵĞƌŝĐĂŶ /ŶƐƵƌĂŶĐĞ ŽŵƉĂŶLJ <ŶŽǁŶ ϱй ƋƵŝƚLJ ,ŽůĚĞƌƐ &ŝƌƐƚ ŶĞƌŐLJ ŽƌƉ͘ &ŝƌƐƚ ŶĞƌŐLJ 'ĞŶĞƌĂƚŝŽŶ͕ >> &ŝƌƐƚ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ ŽƌƉ͘ >ĂŶĚůŽƌĚƐ ĞĂǀĞƌ ŽƵŶƚLJ ŝƌƉŽƌƚ ƵƚŚŽƌŝƚLJ ůĞǀĞůĂŶĚ ůĞĐƚƌŝĐ /ůůƵŵŝŶĂƚŝŶŐ ŽŵƉĂŶLJ 'ƌĞLJůŽĐŬ >͘W͘ :ŽŚŶΖƐ dŽǁŝŶŐ ^ĞƌǀŝĐĞ͕ /ŶĐ͘ EŽƌĨŽůŬ ^ŽƵƚŚĞƌŶ ŽƌƉŽƌĂƚŝŽŶ KŚŝŽ ĞƉĂƌƚŵĞŶƚ ŽĨ EĂƚƵƌĂů ZĞƐŽƵƌĐĞƐ KŚŝŽ ĚŝƐŽŶ dŽǁĞƌ >> dŚĞ ůŵŚƵƌƐƚ 'ƌŽƵƉ dŚĞ dŽůĞĚŽ ĚŝƐŽŶ ŽŵƉĂŶLJ >ŝƚŝŐĂƚŝŽŶ ϯD ŽŵƉĂŶLJ ͘t͘ ŚĞƐƚĞƌƚŽŶ ŽŵƉĂŶLJ ĚĂŵƐ͕ ŽƌŝƐ ĚĂŵƐ͕ ^ŚĂƌŽŶ ĚĚĂŝƌ͕ DĂƌLJ ĚŬŝŶƐ͕ EŽƌĂ ŝƌ Θ >ŝƋƵŝĚ ^LJƐƚĞŵƐ ŽƌƉŽƌĂƚŝŽŶ ŝƌ WƌŽĚƵĐƚƐ ĂŶĚ ŚĞŵŝĐĂůƐ͕ /ŶĐ͘ ůďĞƌƚƐ͕ ,ĞůĞŶĂ ůůĞŐŚĞŶLJ >ƵĚůƵŵ >> ŵĞƌŝĐĂŶ ƌďŝƚƌĂƚŝŽŶ ƐƐŽĐŝĂƚŝŽŶ ŵŵŽŶ͕ ĂƌďĂƌĂ ŶĚĞƌƐŽŶ͕ ŶŶĞƐ ŶnjĞǀŝŶŽ͕ ŽŵŝŶŝĐ ƉƉůĞŐĂƌƚŚ͕ ŽƌŽƚŚLJ ƌĐĂƌŽ͕ ĂƌďĂƌĂ ƌĐŝĚŝĂĐŽŶŽ͕ ĂƌŽů : ƌƚĞƌ͕ ŽƌŝƐ ƐŚƚŽŶ͕ ĞƌŶŝĐĞ ƐƐŽĐŝĂƚĞĚ tŚŽůĞƐĂůĞƌƐ͕ /ŶĐ͘ ƵĞƌ͕ DĂdžŝŶĞ ƵƐƚŝŶ͕ ƌĞŶĚĂ ǀĞŶŝ͕ ůĂƌĂ ǁŝ ĞůĂǁĂƌĞ͕ /ŶĐ͘ ĂĐŚŶĞƌ͕ <Ğƌƌŝ ŶŶ ĂŝůĞLJ͕ ŽŶŶĂ ĂůĚĞŶ͕ ďĞůů ĂƌŽŶ͕ WĞƚĞƌ : ĂLJĞƌ ƌŽƉƐĐŝĞŶĐĞ͕ /ŶĐ͕͘ &ͬ<ͬ ĞŶũĂŵŝŶ &ŽƐƚĞƌ ŽŵƉĂŶLJ ĂLJƐ͕ ZŽŶĂůĚ ĞŶŶĞƚƚ͕ >ĞĞ ůLJƐƚŽŶĞ͕ &ƌĂŶŬ E^& ZĂŝůǁĂLJ ŽŵƉĂŶLJ 18-50757-amk Doc 205-2 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 19 of 37 &ŝƌƐƚ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ ŽĂƌĚǁŝŶĞ͕ DĂƌLJ ŽǁĞŶ͕ DĞůǀŝŶ ƌŝŶŐŵĂŶ͕ ,ĂƌƌLJ WĞƚĞ ƌŽǁŶ͕ ZŽďĞƌƚ > ƌLJĂŶƚ͕ :ĂŵĞƐ ƵƌŐĚŽƌĨ͕ tŝůůŝĂŵ ƵƌŬŝĞǁŝĐnj͕ dŚŽŵĂƐ ƵƌŶĞƚƚĞ͕ ůŝnjĂďĞƚŚ & ǁdžƚ ĂŶĂĚĂ͕ >d ͘͘ LJůĞƌ͕ ŽďďLJ >LJŶŶ ĂŶƚǁĞůů͕ dŚŽŵĂƐ ĂƌƚǁƌŝŐŚƚ͕ 'ĞŽƌŐĞ ĂƌƵůŽĨĨ͕ dŚŽŵĂƐ ŚĂĨĨŝŶ͕ EĂƚŚĂŶŝĞů ŚĂƉŵĂŶ͕ DĂƌLJ >ŽƵ ;ZŽďĞƌƚͿ ŚŝƚǁŽŽĚ͕ ŽŶŶŝĞ ŽŵŵŽŶǁĞĂůƚŚ KĨ W ͕ ĞƉĂƌƚŵĞŶƚ KĨ dƌĂŶƐƉŽƌƚĂƚŝŽŶ ŽŶŐĞƌ͕ WĂƵůŝŶĞ ŽƉĞŶ͕ tŝůůŝĂŵ ƌŽŽŬƐ͕ 'ƵŝŶĚĂ Ɛdž dƌĂŶƐƉŽƌƚĂƚŝŽŶ /ŶĐŽƌƉŽƌĂƚĞĚ Ɛdž dƌĂŶƐƉŽƌƚĂƚŝŽŶ͕ /ŶĐ͘ ƵĞǀĂƐ͕ :ƵĂŶ ĂůŶŽŬLJ͕ :ŽƐĞƉŚ ĂǀŝĞƐ͕ ZĞŐŝŶĂ ĂǀŝƐ͕ :ŽŚŶ t ĞĂŶ͕ DĂƌŬ ĞŵĂƐĞ dƌƵĐŬŝŶŐ Ž͕͘ /ŶĐ͘ ĞŵƉƐĞLJ͕ ƌŝĂŶ ĞŶŶŝƐ͕ ,ĂƌǀŝĞ ĞŶƐŽŶ͕ ,ŽǁĂƌĚ ; džĞĐƵƚŽƌ ŽĨ ƐƚĂƚĞͿ ĞǀŝŶ͕ ĞĐŝů ůnj KŚŝŽ͕ /ŶĐ͘ ƌĂŬĞ͕ ĂŶ ƵĐŬƌŽ͕ DĂƌLJ :Ž ƵůŝŶ͕ DĂƌLJ ƵŶŚĂŵ͕ EĂŶĐLJ ƵŶŵŝƌĞ͕ dŚŽŵĂƐ ƵŶŶ͕ ůĂƌĂďĞůůĞ ĂƌůĞLJ͕ ŝŶĚLJ ĚǁĂƌĚƐ͕ ŽƌŽƚŚLJ ĚǁĂƌĚƐ͕ :ŽƐĞƉŚ ĞŽĐ Ͳ ůĞǀĞůĂŶĚ ůĚƌĞĚ͕ ĂǀŝĚ ůůŝŽƚ͕ >ŽůĂ ŵĞƌLJ͕ ,ĂƌƌLJ ŵƉŝƌĞ ŝĞ ĂƐƚŝŶŐ ŽŵƉĂŶLJ ŶŽ͕ tĂƵŶŶĞƚƚĂ džĞĐƵƚŽƌ ŽĨ dŚĞ ƐƚĂƚĞ KĨ͕ :ŽLJĐĞ ůůŝƐ &ĂƌĂŝƐ͕ :ŽŚŶ Θ ,ĞůĞŶ &ĂƌŬĂƐ͕ &ƌĂŶŬ ; džĞĐƵƚŽƌ ŽĨ ƐƚĂƚĞͿ &ĂƌŶƐǁŽƌƚŚ͕ ,ĂƌƌLJ &ĞƌƌŝƐͲ ƵŬŽǀŝĐŚ͕ dŚĞƌĞƐĂ &ŝŶŶĞLJ͕ :ƵĂŶŝƚĂ &ŝƌŵĂŶ͕ DĂƌLJ &ŝƚĞ͕ ŽŶŶŝĞ &ŝƚnjƉĂƚƌŝĐŬ͕ ZĂŶĚLJ &ůŽǁĞƌƐ͕ dǁĂƚŚĂ &ůƵŬĞƌ͕ dŚŽŵŵLJ &ŽƌŵĂŶ͕ ƌŶĞƐƚ &ƌĂŶĐŝƐ͕ DŝĐŚĂĞů ^͘ &ƌĂŶŬůŝŶ͕ ŽƵŐůĂƐ 'ĞŽƌŐĞ͕ :ŽŚŶ 'ĞƌƐŽŶ͕ ĂƌƌLJ 'ŝďƐŽŶ͕ ŚĂƌůĞƐ ; džĞĐƵƚŽƌ ŽĨ ƐƚĂƚĞͿ 'ŽŶŐŽƌĂ͕ >Ƶnj 'ŽŽĚLJĞĂƌ dŝƌĞ Θ ZƵďďĞƌ ŽŵƉĂŶLJ 'ŽƌĐŚŽĐŬ͕ ůŝƐĂ D 'ŽƌĐŚŽĐŬ͕ DŝĐŚĂĞů 'ƌĂLJ͕ /ǀĂŶ ,Ăŵ͕ ůĨƌĞĚ EĞĂů ,ĂŵďƌLJ͕ ůǀĂ ,Ăŵŵ͕ dƌĂĐLJ ,Ăŵŵ͕ tŝůůŝĂŵ DƵƌƌĂLJ ,ĂŵƉƚŽŶ͕ DĂƌǀŝŶ ,ĂŶŶŝŐĂŶ͕ :ŽŚŶ D ,ĂŶƐĞŶ͕ ^ƚĞƉŚĂŶŝĞ D͘ ,ĂƌƉ͕ ŝůůLJ ,ĂƌƌŝƐ͕ 'ĞŽƌŐĞ >ĂƌƌLJ ,ĂƌƌŝƐŽŶ͕ ZŽŶĂůĚ ,ĂƌǁŽŽĚ͕ 'ĞŶĞ ,ĂƐĞůĞƵ͕ DĂƌŬ ^ ,ĂǁŬƐ͕ ƵĨŽƌĚ ,ĂǁƚŚŽƌŶĞ͕ ,ŽǁĂƌĚ ,ĂLJĞƐ͕ ZŽŶŶŝĞ ,ĞŶĚĞƌƐŽŶ͕ ƵƌƚŝƐ ,ĞŶĚƌŝdž͕ WŚŝůůŝƉ , ,ĞŶƌLJ͕ dĞƌƌLJ D͘ ŶĚ ^ĂŶĚLJ >͘ ,ĞŶƌLJ ,ŝŐŐŝŶƐ͕ :ŽŚŶ ,ŝůů͕ ŚĂƌůĞƐ ,ŝůů͕ dƌĂǀŝƐ ,ŽďŽƌ͕ ŚƵĐŬ ,ŽĚŐĞƐ͕ :ŽŚŶ ,ŽůďƌŽŽŬ͕ ĂƌŵĂ ,Žůƚ͕ :ŽĞ 18-50757-amk Doc 205-2 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 20 of 37 &ŝƌƐƚ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ ,ŽŽǀĞƌ͕ :ĂĐŬŝĞ ,ŽƉŬŝŶƐ͕ ŽƵŐůĂƐ ͘ ,ŽƵƐƚŽŶ͕ >ĂƌƌLJ ,ŽǀŝƐ͕ ,ŽŵĞƌ : ,ŽǁĂƌĚ͕ :ŽŚŶŶLJ K ,ŽǁĂƌĚ͕ DĂƌLJ :Ž ,ŽǁĞůů͕ DŝŬĞ ,ŽǁĞƌ͕ ZĂLJŵŽŶĚ ,ƌŽŶĞŬ͕ ZŽďĞƌƚ > ,ƵůƐĞLJ͕ ŚĂƌůĞƐ ,ƵŵƉŚƌŝĞƐ͕ ŚĂƌůƵĞ ,ƵƐŵĂŶ͕ ZŝĐŚĂƌĚ ,ƵƚĐŚŝŶƐŽŶ͕ ĞŶũĂŵŝŶ / t >ŽĐĂů ϮϳϮ /ůůŝŶŽŝƐ ŽŵŵĞƌĐĞ ŽŵŵŝƐƐŝŽŶ /ŶĚŽƌĨ͕ &ƌĞĚĞƌŝĐŬ :͘ ŶĚĞƌǁ ƐƐŽĐŝĂƚĞƐ :ĂĐŬƐŽŶ͕ ůĨƌĞĚ :ĂŵĞƐ͕ ,ĞƌďĞƌƚ :ĞŶŬŝŶƐ͕ :ĂŵĞƐ :ĞŶƐĞŶ͕ &ĞƌĚŝŶĂŶĚ :ŽŚŶƐĞLJ͕ dŚŽŵĂƐ >ĂƌƌLJ :ŽŚŶƐŽŶ͕ ůĞdžĂŶĚĞƌ :ŽŚŶƐŽŶ͕ ŝůůLJ Z :ŽŚŶƐŽŶ͕ ĂůĞ :ŽŶĞƐ͕ ŚĂƌůĞƐ ůĂƵĚ :ŽŶĞƐ͕ WƌŝƐĐŝůůĂ : :ŽŶĞƐ͕ tŝůůŝĂŵ t :ƵůŝĂŶ͕ tŝůůŝĂŵ <ĂLJůŽƌ͕ dŚŽŵĂƐ K <ĞĂƌŶƐ͕ ůŝnjĂďĞƚŚ <ĞůůĞLJ͕ DĂĚŐŝĞ <ĞůůĞLJ͕ tŝůůŝĂŵ <ŝŶŐ͕ ĞĐŝů <ůŝŶŐĞƌ͕ ůǀŝŶ <ŽƐŽŶŽǀŝĐŚ͕ DĞůŝĂ <ƌĂŵĞƌ͕ DŝĐŚĞůůĞ <ƵŚĂƌ͕ DĂƌŬ <ƵŚů͕ &ƌĞĚĞƌŝĐŬ <ƵŚŶ͕ WĂƵů >ĂŚĞƚƚĂ͕ :ĂŵĞƐ >ĂŶĞ͕ :ŝŵŵLJ D >ĂƌƐĞŶ͕ ZŽďĞƌƚ >ĂLJ͕ ĂůĞ >ĞďŽůĚ͕ ĞŶŶŝƐ >ĞŐŐ͕ ŽƵŐůĂƐ >ĞǁŝƐ͕ ZƵďLJ DĂĞ >ĞǁŝƐͲ'ŽĞƚnj Θ ŽŵƉĂŶLJ͕ /ŶĐ͘ >ŝƚƚůĞ͕ ,ŽǁĂƌĚ , >ŽĐŬĞƌ͕ 'ƵLJ > >ŽĐŬŚĂƌƚ͕ DƵƌů > >ŽŶŐ͕ &ƌĞĚĞƌŝĐŬ Θ WĞŐŐLJ >ŽŶŐƐŚĂǁ͕ :ŽŚŶ >ŽƵŐŚĞƌLJ͕ ĂƌůĞŶĞ >ŽǀĞ͕ tŝůůŝĂŵ >ŽǀĞůĞƐƐ͕ ůƚŽŶ >ŽǁĞƌLJ͕ ZŽďĞƌƚ t >ƵĐŝƵƐ͕ WĞŐŐLJ DĂůĂŶŽǁƐŬŝ͕ DŝĐŚĂĞů DĂŶŐĂŶŽ͕ ĂƌďĂƌĂ ŶĚ ŶƚŚŽŶLJ DĂƌĐŽƚƚĞ͕ 'ĂƌLJ ƵĂŶĞ DĂƌƐŚŵĂŶ :ƌ͕ ,ĞƌŵĂŶ DĂƌƚŝŶ͕ ŽďďLJ :ŽĞ DĂƚƌŝdž WĚŵ ŶŐŝŶĞĞƌŝŶŐ DĂLJ͕ dŚŽŵĂƐ tĂLJŶĞ DĐďƌĂLJĞƌ͕ KƚŝƐ DĐĐĂĂ͕ &ƌĂŶŬ DĐĞůƌŽLJ͕ >ŝŶĚĂ DĐĨĂƌƌĞŶ͕ :ĞƌƌLJ DĐŐŚĞĞ͕ ĚĚŝĞ DĐŐŚĞĞ͕ WĂƵůŝŶĞ DĐŝŶƚŽƐŚ͕ WĂƵů DĐŝŶƚLJƌĞ͕ ĂŶĂ DĐŬŝŶŶĞLJ͕ ZĂŶĚLJ DĐůĂŝŶ͕ ůŵĞƌ DĞŝŶĐŬĞ͕ DĂƌŬ DĞůŶŽƌ 'ƌĂƉŚŝĐƐ DĞƌƌŝůů͕ :ĞƌŽŵĞ ; džĞĐƵƚŽƌ ŽĨ ƐƚĂƚĞͿ DŝůĞƐ͕ ŽŶĂůĚ DŝůůĞƌ͕ &ƌĂŶŬůŝŶ t DŝůůĞƌ͕ DĂƌLJ >ĞĞ DŝůůĞƌ͕ dĞƌĞƐĂ ͘ DŝůůƐ͕ ^ƚĞǀĞŶ DŝůŶĞƌ͕ 'ĞŶĂ DŝŶĞƌ͕ EŽƌǀĂů D DŽŶŽŶŐĂŚĞůĂ WŽǁĞƌ ŽŵƉĂŶLJ DŽŽĚLJ͕ tĂůƚ DŽŽƌĞ͕ :ƵĚLJ DŽƵŶƚ͕ /ŝ͕ ĂůĞ ; džĞĐƵƚŽƌ ŽĨ ƐƚĂƚĞͿ DŽǁĞƌLJ͕ :ĂĐŬ DŽLJĞƌ͕ <Ğƌƌŝ ^͘ DƵŶŝnj͕ :ŽƌŐŝĞ DLJĞƌƐ͕ :ƵĚLJ ŶŶ DLJĞƌƐ͕ <ĞŶŶĞƚŚ DLJĞƌƐ͕ >ĂǁƌĞŶĐĞ EĂƚŝŽŶĂů hŶŝŽŶ &ŝƌĞ /ŶƐƵƌĂŶĐĞ ŽŵƉĂŶLJ 18-50757-amk Doc 205-2 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 21 of 37 &ŝƌƐƚ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ EĞĞĚŚĂŵ͕ ZŽďĞƌƚ W EĞǁƐŽŵĞ͕ tŝůůŝĂŵ EŝĐŽůƐ͕ 'ĂƌLJ >ĞĞ EŝdžŽŶ͕ ĂŶ Eůƌď Ͳ ZĞŐŝŽŶ ϲ EŽƌĨŽůŬ ^ŽƵƚŚĞƌŶ ZĂŝůǁĂLJ ŽŵƉĂŶLJ EŽƌƚŚ dŽůĞĚŽ 'ƌĂƉŚŝĐƐ͕ >> KĐƌĐ Ͳ dŽůĞĚŽ KůůŝƐŽŶ͕ 'ƌĂŶƚ KƚƚĂǁĂ ŽƵŶƚLJ ƐĞĂ WĂĐŝĨŝĐ ^ƵŶǁĞĂƌ KĨ ĂůŝĨŽƌŶŝĂ͕ /ŶĐ͘ WĂŐĂŶŽ͕ ZŝĐŚĂƌĚ WĂƌŬĞƌ͕ ,ĂƌŽůĚ WĂƌƌŝƐŚ͕ ŚĞƌLJů WĂƐƚŽƌ͕ sĂƌůĞĞ WĞĂďŽĚLJ ŶĞƌŐLJ WĞŐƵĞƌŽ͕ :ŽƐĞ WĞƚĞƌŵĂŶ͕ ĞĂŶ WůŽƚƚ͕ 'ƌĞŐŐ WůƵĐŝŶƐŬŝ͕ ŶƚŚŽŶLJ WŽĐŵŽŶƚ WƌŽƉĞƌƚŝĞƐ͕ >> WŽƚŽŵĂĐ ĚŝƐŽŶ ŽŵĂƉŶLJ WŽƚƚĞƌ͕ :ŽŚŶ , WƵƌǀŝƐ͕ ůĂƵĚŝĂ ZĂLJŵŽŶĚ͕ LJŶƚŚŝĂ ZĞďŽŬ͕ ĂǀŝĚ ZĞƉƵďůŝĐ WŽǁĚĞƌĞĚ DĞƚĂůƐ͕ /ŶĐ͘ ZŚŽĂĚĞƐ͕ :ŽŚŶ > ZŝĐŚĂƌĚƐŽŶ͕ ŝůůLJ ZŝĐŽ͕ ĚǁĂƌĚ ZŝƚnjůĞƌ͕ :ŽƐĞƉŚ '͘ ZŽĚƌŝŐƵĞnj͕ :ŽƐĞ ZŽŐĞƌƐ͕ ZŽŶ ZƵƐŚ͕ WĞƚĞƌ ; džĞĐƵƚŽƌ KĨ ƐƚĂƚĞͿ ^ĂŶƚŝĂŐŽ͕ &ƌĂŶĐŝƐĐŽ ^ĐĂůŝƐĞ͕ <ƌŝƐƚĞŶ D͘ ^ĐŚŵŝƚƚ͕ DŝĐŚĞůĞ >͘ ^ŚĞƌĞƚ͕ tŝůůŝĂŵ >͘ ^ŚŝůĚǁĂĐŚƚĞƌ͕ ZŝĐŚĂƌĚ ^ŚŝƌůĞLJ͕ DŝůĚƌĞĚ ^ŚŽƌĞƐ͕ ƵŐĞŶĞ ^ŚƌŽƉƐŚŝƌĞ͕ :ŽƐĞƉŚ ^ŚƵůĞƌ͕ ƌĞŶĚĂ > ^ŚƵůĞƌ͕ 'ĞŽƌŐĞ D ^ŝŵŽŶĚƐ͕ DĂƌLJ ^ŝŵŽŶŽǀŝĐŚ͕ tŝůůŝĂŵ ^ŵŝƚŚ͕ ŚĂƌůĞƐ ^ ^ŽŵŵĞƌ͕ ůĂŝŶĞ ^ƚĂŶŬŽ͕ 'ĞŽƌŐĞ ^ƚĞĂĚŝŶŐ͕ ZŽďĞƌƚ ^ƚĞĂĚŝŶŐ͕ ZŽŶĂůĚ ^ƚĞĞůĞ͕ ZŽďĞƌƚ & ^ƚĞŝŐĞƌƐ͕ ZŽďĞƌƚ &ƌĂŶŬ ^ƚŽƚƚůĞŵŝƌĞ͕ ,ĂƌƌLJ ^ƚƌƵĐŚĞŶ͕ EŽƌŵĂŶ ^ƵŐŐƐ͕ ZŽƐĂ ^ǁĂŶŶ͕ ,ĂƌŽůĚ ^ǁĞŶƐŽŶ͕ ĞŶŶŝƐ dĂůůĞLJ͕ tŝůůŝĂŵ dĂƉůĞLJ͕ ^͘:͘ dĂƌƉůĞLJ͕ ĞĂ dĂLJůŽƌ͕ :ĂĐŬŝĞ dĂLJůŽƌ͕ :ŽŚŶ , dĞƌƌĞƚƚŽ͕ EŝĐŬ dĞƌƌLJ͕ ůƵŝƚƚ t dĞƌƌLJ͕ ŽŶĂůĚ dĞƌƌLJ͕ &ƌĂŶŬůŝŶ dĞƌƌLJ͕ :ĂĐŬ , dŚĞ ^ƚĂŶĚĂƌĚ ZĞŐŝƐƚĞƌ ŽŵƉĂŶLJ dŚĞ ^ƚĂƚĞ KĨ tĞƐƚ sŝƌŐŝŶŝĂ ŝǀŝƐŝŽŶ ŽĨ ,ŝŐŚǁĂLJƐ dŚŽƌŶŽĐŬ͕ >ĞƌŽLJ dŝŵďĞƌůĂŬĞ͕ ,ĞƌďĞƌƚ dŝŶĚĂůů͕ 'ĂƌLJ ŶĚ ŚĂƌůŽƚƚĞ dŽƌƌĞƐ͕ DŝŐƵĞů dƌĂŝůͲdƌĂŶƐ ůůĞŐŚĞŶLJ /ŶƚĞƌƐƚĂƚĞ >ŝŶĞ ŽŵƉĂŶLJ dƌŽƵƐĚĂůĞ͕ ZĂLJŵŽŶĚ dƵŶŶĞů ZŝĚŐĞ͕ >> dƵƌŶĞƌ͕ Ăƌů tŝůůŝĂŵ hth >ŽĐĂů ϮϳϬ hth >ŽĐĂů ϯϬϰ hth >ŽĐĂů ϰϱϳ sĂŶǁĂǀĞ͕ :ĞĨĨƌĞLJ sŝĚĂů :ƌ͕ :ŽƐĞ sŝƌĞƐ͕ ĂǀŝĚ tĂŐŶĞƌ͕ <ĞŶŶĞƚŚ tĂůŬĞƌ͕ ŽůĞ Z tĂƌƌĞŶ͕ ŝůůLJ :ŽĞ tĂƚƐŽŶ͕ ŚĂƌůŝĞ / tĂƚƐŽŶ͕ >ŽƵŝƐĞ tĞďƐƚĞƌ͕ sĞƌŶŽŶ :ĂĐŬƐŽŶ tĞůĚŽŶ͕ :ŽŚŶ ĂǀŝĚ tĞůůƐ͕ DĂƌǀŝŶ tĞƐƚĞĐŚ tŚĂůĞLJ͕ ƌĞŶĚĂ tŚŝƚĞ͕ ŽŶĂůĚ >ĞĞ tŚŝƚĞ͕ ĚǁŝŶ ZĂLJ 18-50757-amk Doc 205-2 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 22 of 37 &ŝƌƐƚ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ tŚŝƚĞ͕ ůďĞƌƚ tŝůůŝĂŵƐ͕ tĂůƚĞƌ tŝůůŝĂŵƐŽŶ͕ ZŽďĞƌƚ tŝůůŝŶŐŚĂŵ͕ ŽƌŽƚŚLJ tŝůƐŽŶ͕ ĚǁĂƌĚ : tŝůƐŽŶ͕ ZŽďĞƌƚ ƌŶĞƐƚ ŶĚ :ŽĂŶ ĂƚŚĞƌŝŶĞ tŝůƐŽŶ͕ t͘ ĂǀŝĚ tŽůĨĞ͕ WĂƵů ͘ tŽŽĚ͕ tĂLJŶĞ tƌŝŐŚƚ͕ ŝůůLJ D tƌŝŐŚƚ͕ :ŽŚŶŶŝĞ > zĞĂƚĞƌ͕ WŚŝůůŝƉ D zĞŶŐŝĐŚ͕ ZŽŶĂůĚ ^ zŽƵŶŐ͕ >ĂƌƌLJ ƵŐĞŶĞ zŽnjǁŝĂŬ͕ tŝůůŝĂŵ zƵŬŽǀŝĐŚ͕ ůŝnjĂďĞƚŚ ƐŝŐŽ͕ :ĂŵĞƐ ƵĐŚ͕ ZŽďĞƌƚ EŽŶͲ ĨĨŝůŝĂƚĞ ŶĞƌŐLJ ŝƐƚƌŝďƵƚŝŽŶ ŽŵƉĂŶŝĞƐ ĞƉͲKŚŝŽ ŵĞƌĞŶ /ůůŝŶŽŝƐ ŽŵƉĂŶLJ Η ŵĞƌŝĐĂŶ ůĞĐƚŝĐ WŽǁĞƌ ;KŚŝŽ WŽǁĞƌ ĂŶĚ ŽůƵŵďƵƐ ^ŽƵƚŚĞƌŶͿΗ ƚůĂŶƚŝĐ ŝƚLJ ůĞĐƚƌŝĐ ; ŽŶĞĐƚŝǀͿ ;WŚŝ Ͳ džĞůŽŶͿ ĂůƚŝŵŽƌĞ 'ĂƐ Θ ůĞĐƚƌŝĐ ŽŵƉĂŶLJ Žŵ Ě ; džĞůŽŶͿ ŽŶƐƵŵĞƌƐ ŶĞƌŐLJ ŽŵƉĂŶLJ ĂLJƚŽŶ WŽǁĞƌ ĂŶĚ >ŝŐŚƚ ŽŵƉĂŶLJ ĞůŵĂƌǀĂ WŽǁĞƌ Θ >ŝŐŚƚ ŽŵƉĂŶLJ ĞƚƌŽŝƚ ĚŝƐŽŶ ŽŵƉĂŶLJ ƵŬĞ ŶĞƌŐLJ KŚŝŽ͕ /ŶĐ͘ ƵƋƵĞƐŶĞ >ŝŐŚƚ ŽŵƉĂŶLJ :ĞƌƐĞLJ ĞŶƚƌĂů WŽǁĞƌ Θ >ŝŐŚƚ ;&ŝƌƐƚ ŶĞƌŐLJͿ DĞƚƌŽƉŽůŝƚĂŶ ĚŝƐŽŶ ŽŵƉĂŶLJ ĂŶĚ WĞŶŶůLJǀĂŶŝĂ ůĞĐƚƌŝĐ ŽŵƉĂŶLJ ;&ŝƌƐƚ ŶĞƌŐLJͿ KŚŝŽ ĚŝƐŽŶ͕ dŽůĞĚŽ ĚŝƐŽŶ͕ ůĞǀĞůĂŶĚ /ůůƵŵŝŶĂƚŝŶŐ ;&ŝƌƐƚ ŶĞƌŐLJͿ W K ŶĞƌŐLJ ŽŵƉĂŶLJ WĞŶŶƐLJůǀĂŶŝĂ WŽǁĞƌ ŽŵƉĂŶLJͬWĞŶŶWŽǁĞƌ ;&ŝƌƐƚ ŶĞƌŐLJͿ WĞƉĐŽ ;WŚŝ Ͳ džĞůŽŶͿ WŽƚŽŵĂĐ ĚŝƐŽŶ ŽŵƉĂŶLJ ůůĞŐŚĞŶLJ ;&ŝƌƐƚ ŶĞƌŐLJͿ WW> ůĞĐƚƌŝĐ hƚŝůŝƚŝĞƐ ŽƌƉŽƌĂƚŝŽŶ WƵďůŝĐ ^ĞƌǀŝĐĞ ůĞĐƚƌŝĐ ĂŶĚ 'ĂƐ ŽŵƉĂŶLJ tĞƐƚ WĞŶŶ WŽǁĞƌ ;&ŝƌƐƚ ŶĞƌŐLJͿ KƚŚĞƌ WƌŽĨĞƐƐŝŽŶĂůƐ ůƐƚŽŶ Θ ŝƌĚ >>W ŵĞƌŝĐĂŶ ƌďŝƚƌĂƚŝŽŶ ƐƐŽĐŝĂƚŝŽŶ ĂďƐƚ͕ ĂůůĂŶĚ͕ ůĞŵĞŶƚƐ ŶĚ ŽŵŶŝƌ͕ W͘ ͘ ĞŶĞƐĐŚ͕ &ƌŝĞĚůĂŶĚĞƌ͕ ŽƉůĂŶ Θ ƌŽŶŽĨĨ >>W ůĂĐŬ DĐ ƵƐŬĞLJ ƌŽƵƐĞ DĐ ŽǁĞůů ƌŽǁŶ tŝůůŝĂŵƐ DŽŽƌŚĞĂĚ Θ YƵŝŶŶ /ŶĐ ĂůĨĞĞ ,ĂůƚĞƌ Θ 'ƌŝƐǁŽůĚ >>W ĂƌƉĞŶƚĞƌ DĐ ĂĚĚĞŶ Θ >ĂŶĞ >>W ŝǀŝů Θ ŶǀŝƌŽŶŵĞŶƚĂů ŽŶƐƵůƚĂŶƚƐ Z /ŶƚĞƌŶĂƚŝŽŶĂů /ŶĐŽƌƉŽƌĂƚĞĚ ƚ ŽƌƉŽƌĂƚŝŽŶ ϰ >> ĂǀŝƐ tƌŝŐŚƚ dƌĞŵĂŝŶĞ >>W ĞůŽŝƚƚĞ Θ dŽƵĐŚĞ ĐŽŶŽŵŝƐƚƐ /ŶĐŽƌƉŽƌĂƚĞĚ 'ŝďƐŽŶ ƵŶŶ Θ ƌƵƚĐŚĞƌ >>W 'ŝĨĨĞŶ Θ <ĂŵŝŶƐŬŝ >> 'ƌĞĞŶďĞƌŐ dƌĂƵƌŝŐ >>W ,ĂƌƌŝŶŐƚŽŶ ,ŽƉƉĞ Θ DŝƚĐŚĞůů >d ͘ ,ďƌ ŽŶƐƵůƚŝŶŐ >> ,ĞƉůĞƌ ƌŽŽŵ >> ,ƵŶƚŽŶ Θ tŝůůŝĂŵƐ >>W / & ZĞƐŽƵƌĐĞƐ >> : ŝĐŚĂŶŽǁŝĐnj /ŶĐŽƌƉŽƌĂƚĞĚ :ĂĐŬƐŽŶ <ĞůůLJ W>> :ĞĨĨƌĞLJ ^ >ĞǀŝŶĞ ; ŶĞƌŐLJ ĂƚĂ͕ >> Ϳ :ŽŶĞƐ ĂLJ >ĂƚŚĂŵ Θ tĂƚŬŝŶƐ >>W >Ăǁ &ŝƌŵ ŽĨ ZƵƐƐĞůů Z :ŽŚŶƐŽŶ /ŝŝ >Ăǁ KĨĨŝĐĞ ŽĨ <ĂƚŚLJ <ŽůŝĐŚ DĂƌŶĞŶ DŝŽĚƵƐnjĞǁƐŬŝ ŽƌĚŽŶĂƌŽ tĂŐŶĞƌ Θ ^ŝŶŶŽƚƚ͕ >> DĐ ĞƌŵŽƚƚ tŝůů Θ ŵĞƌLJ >>W DŽůŽůĂŵŬĞŶ >>W DŽƌŐĂŶ >ĞǁŝƐ Θ ŽĐŬŝƵƐ >>W EĂǀŝŐĂŶƚ ŽŶƐƵůƚŝŶŐ /ŶĐŽƌƉŽƌĂƚĞĚ WĞŶŶLJ >ĞŐĂů 'ƌŽƵƉ͕ >> ͘ WĞŶŶLJ >ĞŐĂů >> WĞƌƐƵŶ Θ ,ĂŵůŝŶ WĐ WŚŝůŝƉ ůǁĞůů dƌŽLJ͕ ƐƋ͘ WŽƌƚĞƌ tƌŝŐŚƚ DŽƌƌŝƐ Θ ƌƚŚƵƌ >>W WŽƐƚ Θ ^ĐŚĞůů WĐ 18-50757-amk Doc 205-2 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 23 of 37 &ŝƌƐƚ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ WŽǁĞƌŐĞŵ >> YƵĂŶƚĂ dĞĐŚŶŽůŽŐLJ >> YƵŝŶŶ ŵĂŶƵĞů hƌƋƵŚĂƌƚ Θ ^ƵůůŝǀĂŶ > ZĂǁůĞ Θ ,ĞŶĚĞƌƐŽŶ >>W ZŽĞƚnjĞů Θ ŶĚƌĞƐƐ ZŽƐƐ ƌŝƚƚĂŝŶ Θ ^ĐŚŽŶďĞƌŐ Ž >W ^ĐĂŶůŽŶ ,ŽǁůĞLJ Θ ŽŚĞƌƚLJ WĐ ^ŬĂĚĚĞŶ ƌƉƐ ^ůĂƚĞ DĞĂŐŚĞƌ Θ &ůŽŵ >>W ^ƋƵŝƌĞ WĂƚƚŽŶ ŽŐŐƐ hƐ >>W ^ƵƐƚĂŝŶĂďŝůŝƚLJ &ƵŶĚŝŶŐ ůůŝĂŶĐĞ dŚĞ >ĞǀŝĐŽĨĨ >Ăǁ &ŝƌŵ dƵĐŬĞƌ ƌĞŶƐďĞƌŐ W sĂŶ EĞƐƐ &ĞůĚŵĂŶ >>W tŝůŬŝŶƐŽŶ ĂƌŬĞƌ <ŶĂƵĞƌ >>W ^ĂůĞ >ĞĂƐĞďĂĐŬ ŐƌĞĞŵĞŶƚƐ ůĞdžĂŶĚĞƌ ,ĂŵŝůƚŽŶ >ŝĨĞ /ŶƐƵƌĂŶĐĞ ĂŶŬ ŽĨ ŵĞƌŝĐĂ ŽƌƉ͘ ĂŶŬ ŽĨ EĞǁ zŽƌŬ ĂƌĐůĂLJƐ W> ĞĂǀĞƌ sĂůůĞLJ /ŶĐ͘ ĞĂǀĞƌ sĂůůĞLJ dǁŽ Wŝ >͘W͘ ĞĂǀĞƌ sĂůůĞLJ dǁŽ ZŚŽ ĞĂǀĞƌ sĂůůĞLJ dǁŽ ^ŝŐŵĂ >͘W͘ ŚƌLJƐůĞƌ ŚƌLJƐůĞƌ ŽŶƐŽƌƚŝƵŵ ŽƌƉŽƌĂƚŝŽŶ ŝƚŝŐƌŽƵƉ /ŶĐ͘ ĂŝŵůĞƌĐŚƌLJƐůĞƌ Ő ĚŝƐŽŶ /ŶƚĞƌŶĂƚŝŽŶĂů &ŽƌĚ DŽƚŽƌ ƌĞĚŝƚ 'Ğ ĂƉŝƚĂů ,ƐďĐ ,ŽůĚŝŶŐƐ WůĐ :W DŽƌŐĂŶ ŚĂƐĞ Θ Ž DĂŶƐĨŝĞůĚ ϮϬϬϳ dƌƵƐƚ DĂŶƐĨŝĞůĚ ϮϬϬϳ dƌƵƐƚ DĂŶƐĨŝĞůĚ ϮϬϬϳ dƌƵƐƚ DĂŶƐĨŝĞůĚ ϮϬϬϳ dƌƵƐƚ DĂŶƐĨŝĞůĚ ϮϬϬϳ dƌƵƐƚ DĂŶƐĨŝĞůĚ ϮϬϬϳ dƌƵƐƚ & DĞƚ >ŝĨĞ DŝƐƐŝŽŶ &ƵŶĚŝŶŐ ůƉŚĂ DŝƐƐŝŽŶ &ƵŶĚŝŶŐ ĞƚĂ WĞƌƌLJ KŶĞ ůƉŚĂ >͘W͘ WĞƌƌLJ KŶĞ ĞůƚĂ ;dƌƵƐƚ Ϳ WĞƌƌLJ KŶĞ ĞůƚĂ ;dƌƵƐƚ Ϳ WĞƌƌLJ KŶĞ ĞůƚĂ >͘W͘ ;dƌƵƐƚ /Ϳ WĞƌƌLJ KŶĞ ĞůƚĂ >͘W͘ ;dƌƵƐƚ /ŝͿ WĞƌƌLJ KŶĞ 'ĂŵŵĂ WE s ĂƉŝƚĂů dƌƵƐƚ WE ŽŵŵĞƌĐŝĂů ^ĞĐƵƌŝƚLJ WĂĐŝĨŝĐ ^ƚĂƚĞ ^ƚƌĞĞƚ ŽƌƉ͘ dŚĞ ĂŶŬ KĨ EĞǁ zŽƌŬ dƌƵƐƚ ŽŵƉĂŶLJ͕ E͘ ͘ dŚĞ DĂƌŵŽŶ 'ƌŽƵƉ dŚĞ WE ŽŵŵĞƌĐŝĂů ^ĞƌǀŝĐĞƐ 'ƌŽƵƉ hŶŝŽŶ ĂŶŬ ŽĨ ĂůŝĨŽƌŶŝĂ͕ E͘ ͘ hƐ ĂŶŬ dƌƵƐƚ EĂƚŝŽŶĂů ƐƐŽĐŝĂƚŝŽŶ tŝůŵŝŶŐƚŽŶ ^ĂǀŝŶŐƐ &ƵŶĚ ^ŽĐŝĞƚLJ͕ &^ ^ŝŐŶŝĨŝĐĂŶƚ ŽŵƉĞƚŝƚŽƌƐ W ŶĞƌŐLJ ƐƉĞŶ ŶĞƌŐLJ ĂůƉŝŶĞ ŽƌƉŽƌĂƚŝŽŶ ŽŶƐƚĞůůĂƚŝŽŶ EĞǁĞŶĞƌŐLJ ƌŝƵƐ ŶĞƌŐLJ >> ŝƌĞĐƚ ŶĞƌŐLJ LJŶĞŐLJ LJŶĞŐLJ /ŶĐ͘ & ŶĞƌŐLJ ^ĞƌǀŝĐĞƐ͕ >> ŶĞƌŐLJ ĂƉŝƚĂů WĂƌƚŶĞƌƐ /// >> ŶŐŝĞ džĞůŽŶ 'ĞŶĞƌĂƚŝŶŐ ŽŵƉĂŶLJ͕ >> 'ƌĞĞŶ DŽƵŶƚĂŝŶ ŶĞƌŐLJ /ŶƚĞŐƌLJƐ /ŶƚĞƌƐƚĂƚĞ 'ĂƐ ^ƵƉƉůLJ͕ /ŶĐ͘ >Ɛ WŽǁĞƌ ƋƵŝƚLJ ĚǀŝƐŽƌƐ͕ >> EĞdžƚĞƌĂ ŶĞƌŐLJ ZĞƐŽƵƌĐĞƐ ĐƋƵŝƐŝƚŝŽŶƐ >> W^ ' ^ĞƌǀŝĐĞƐ ŽƌƉŽƌĂƚŝŽŶ ZŝǀĞƌƐƚŽŶĞ /ŶǀĞƐƚŵĞŶƚ 'ƌŽƵƉ >> ^ƉĂƌŬ ŶĞƌŐLJ͕ /ŶĐ͘ sŝƐƚƌĂ ŶĞƌŐLJ ŽƌƉ ^ƵƌĞƚLJ ŽŶĚƐ ĐĞ /ŶĂ 'ƌŽƵƉ ŽƌŽƵŐŚ ŽĨ ^ŚŝƉƉŝŶŐƉŽƌƚ ŽŵŵŽŶǁĞĂůƚŚ ŽĨ W ͕ ĞƉĂƌƚŵĞŶƚ ŽĨ ŶǀŝƌŽŶŵĞŶƚĂů WƌŽƚĞĐƚŝŽŶ ŽŵŵŽŶǁĞĂůƚŚ ŽĨ WĞŶŶƐLJůǀĂŶŝĂ ŽŵŵŽŶǁĞĂůƚŚ ŽĨ WĞŶŶƐLJůǀĂŶŝĂ WƵďůŝĐ hƚŝůŝƚLJ ŽŵŵŝƐƐŝŽŶ ŽŵŵŽŶǁĞĂůƚŚ ŽĨ WĞŶŶƐLJůǀĂŶŝĂ͕ ĞƉĂƌƚŵĞŶƚ ŽĨ ŶǀŝƌŽŶŵĞŶƚĂů WƌŽƚĞĐƚŝŽŶ ŝƐƚƌŝĐƚ ŽĨ ŽůƵŵďŝĂ 18-50757-amk Doc 205-2 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 24 of 37 &ŝƌƐƚ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ >ŝďĞƌƚLJ DƵƚƵĂů /ŶƐƵƌĂŶĐĞ ŽŵƉĂŶLJ EĞǁ :ĞƌƐĞLJ ŽĂƌĚ ŽĨ WƵďůŝĐ hƚŝůŝƚŝĞƐ KŚŝŽ ĞƉĂƌƚŵĞŶƚ ŽĨ EĂƚƵƌĂů ZĞƐŽƵƌĐĞƐ WĞŶŶƐLJůǀĂŶŝĂ ĞƉĂƌƚŵĞŶƚ ŽĨ ŶǀŝƌŽŶŵĞŶƚĂů WƌŽƚĞĐƚŝŽŶ͕ W WĞŶŶƐLJůǀĂŶŝĂ WƵďůŝĐ hƚŝůŝƚLJ ŽŵŵŝƐƐŝŽŶ dŚĞ WĞŽƉůĞ ŽĨ dŚĞ ^ƚĂƚĞ ŽĨ /ůůŝŶŽŝƐ dƌĂǀĞůĞƌƐ WƌŽƉĞƌƚLJ ĂƐƵĂůƚLJ 'ƌŽƵƉ h͘^͕ ƌŵLJ ŽƌƉ KĨ ŶŐŝŶĞĞƌƐ hŶŝƚĞĚ ^ƚĂƚĞƐ ŝƐƚƌŝĐƚ ŽƵƌƚ EŽƌƚŚĞƌŶ ŝƐƚƌŝĐƚ ŽĨ KŚŝŽ hƐ ĞƉĂƌƚŵĞŶƚ ŽĨ >ĂďŽƌ tĞƐƚ sŝƌŐŝŶŝĂ ĞƉĂƌƚŵĞŶƚ ŽĨ dƌĂŶƐƉŽƌƚĂƚŝŽŶ dŚŝƌĚ WĂƌƚLJ ^ĂůĞƐ ŐĞŶƚƐ ĐĐůĂŝŵ ŶĞƌŐLJ ĚǀŝƐŽƌƐ ĐŚŝĞǀĞ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ͕ >> Ěů ,ŝŐŚ sŽůƚĂŐĞ /ŶĐ͘ ĚǀĂŶƚĂŐĞ ^ĞƌǀŝĐĞƐ /ŶĐ ĨĨŝůŝĂƚĞĚ WŽǁĞƌ WƵƌĐŚĂƐĞ /Ŷƚů͘ ŐĞŶĐLJ DĂƌŬĞƚŝŶŐ ĞŶƚĞƌ ŽƌƉŽƌĂƚŝŽŶ ďĂ ƵLJ ŽŵŵĞƌĐŝĂů ŶĞƌŐLJ͕ /ŶĐ ůůŝĂŶĐĞ ĨŽƌ ŽŵƉĞƚŝƚŝǀĞ ŶĞƌŐLJ ^ĞƌǀŝĐĞƐ ůƚĞƌŶĂƚŝǀĞ hƚŝůŝƚLJ ^ĞƌǀŝĐĞƐ͕ /ŶĐ ůƚĞƌŶĂƚŝǀĞͲ ƐĐŽ >> ŵĞƌĞƐĐŽ͕ /ŶĐ ŵĞƌĞdž ƌŽŬĞƌƐ >> ŵĞƌŝĐĂĂƉƉƌŽǀĞĚ͘ Žŵ ŵĞƌŝĐĂŶ DƵŶŝĐŝƉĂů WŽǁĞƌ͕ /ŶĐ͘ ŵĞƌŝĐĂŶ DƵŶŝĐŝƉůĞ WŽǁĞƌͲKŚŝŽ /ŶĐ ŵĞƌŝĐĂŶ WŽǁĞƌŶĞƚ ^ĞƌǀŝĐĞƐ ŵŐƉ /ŶĐ͘ ƐƉĞŶ ŶĞƌŐLJ ŽƌƉŽƌĂƚŝŽŶ ƐƐĞƚ ŶĞƌŐLJ >> ƚůĂƐ ŽŵŵŽĚŝƚŝĞƐ ĞůĚĞŶ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ /ŶĐ͘ ^ĞƌǀŝĐĞƐ ŽŵƉĂŶLJ ŝĚƵƌĞŶĞƌŐLJ͕ /ŶĐ͘ ůƵĞ Θ ^ŝůǀĞƌ ŶĞƌŐLJ ŽŶƐƵůƚŝŶŐ͕ ͬ ͬ WƌŽͲ^ƚĂƌ ŶĞƌŐLJ ^ĞƌǀŝĐĞƐ ůƵĞ &ůĂŵĞ ŶĞƌŐLJ ^ĞƌǀŝĐĞƐ ŵĂƌŬ ŶĞƌŐLJ͕ /ŶĐ͘ ƵĐŬĞLJĞ ŶĞƌŐLJ ƌŽŬĞƌƐ͕ /ŶĐ͘ ĐĂŽƐĐ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ͕ >> ŚĂŵďĞƌ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ͕ >> ŚŽŝĐĞ ŶĞƌŐLJ ZĞƐŽƵƌĐĞƐ͕ /ŶĐ͘ ŚŽŽƐĞ ŶĞƌŐLJ͕ /ŶĐ͘ ŚƌŝƐůLJŶŶ ŶĞƌŐLJ ^ĞƌǀŝĐĞƐ ŝƚLJ ŽĨ ŝŶĐŝŶŶĂƚŝ ŝƚLJ ŽĨ ůĞǀĞůĂŶĚ ŽŵŵĞƌĐŝĂů hƚŝůŝƚLJ ŽŶƐƵůƚĂŶƚƐ͕ /ŶĐ͘ ŽŵŵƵŶŝƚLJ ŶĞƌŐLJ ĚǀŝƐŽƌƐ ŽŶƐƵŵĞƌ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ /ŶĐ͘ ŽƐƚ ZĞĚƵĐƚŝŽŶ ^ĞƌǀŝĐĞƐ ŽƵŶĐŝů ŽĨ ^ŵĂůů ŶƚĞƌƉƌŝƐĞƐ ; ŽƐĞͿ ƌĞĂƚŝǀĞŶĞƌŐLJ KƉƚŝŽŶƐ ƵĐ 'ůŽďĂů /ŶĐ ĞŵĂŶĚ ZĞƐƉŽŶƐĞ WĂƌƚŶĞƌƐ͕ /ŶĐ ŝůůŽŶ ŶĞƌŐLJ ^ĞƌǀŝĐĞƐ ŝǀĞƌƐŝĨŝĞĚ ŶĞƌŐLJ ƐƐŽĐŝĂƚĞƐ͕ /ŶĐ : ŶĞƌŐLJ ŽŶƐƵůƚŝŶŐ͕ >> ĂŐůĞ ŶĞƌŐLJ >> ĐŽǀĂ͕ /ŶĐ ĚŐĞ /ŶƐŝŐŚƚƐ͕ /ŶĐ͘ ĨĨŝĐŝĞŶƚ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ ůĞĐƚƌŝĐ ŚŽŝĐĞ͕ /ŶĐ͘ ŵĞƌĂůĚ ŶĞƌŐLJ͕ /ŶĐ ŵƵŶĂ ŶĞƌŐLJ͕ >> ŶĞƌĐŽŵ /ŶĐ͘ ŶĞƌŐLJ ƵĐƚŝŽŶ džĐŚĂŶŐĞ ďĂ ŶĞƌŐLJ ŶĞƌŐLJ ŽŶƐƵůƚĂŶƚƐ >> ŶĞƌŐLJ ŶĂďůĞŵĞŶƚ >> ŶĞƌŐLJ DĂŶĂŐĞŵĞŶƚ ^ŽůƵƚŝŽŶƐ͕ /ŶĐ͘ ŶĞƌŐLJ DĂƌŬĞƚ džĐŚĂŶŐĞ ŶĞƌŐLJ ZĞƐŽƵƌĐĞƐ 'ƌŽƵƉ >> ŶĞƌŐLJ ^ĂǀĞƌƐ͕ /ŶĐ͘ ŶĞƌŐLJ dƌƵƐƚ͕ >> ŶĞƌŐLJƐŽůǀĞ >> ŶĞƌŶŽĐ͕ /ŶĐ͘ džĞĐƵƚŝǀĞ ŶĞƌŐLJ ^ĞƌǀŝĐĞƐ͕ >> &ůĞdž ŶĞƌŐLJ DĂŶĂŐĞŵĞŶƚ͕ >> 'ĂďĞů ƐƐŽĐŝĂƚĞƐ 'ĂŶĚŽůĨŽ ZĞƐŽƵƌĐĞƐ >> 'Ğŵ ŶĞƌŐLJ͕ >> 'ůĞŶǀŝĞǁ ŽŶƐƵůƚŝŶŐ 'ƌŽƵƉ͕ EŝŵĞĐ 'ůŽďĂů ŶĞƌŐLJ DĂƌŬĞƚ ^ĞƌǀŝĐĞƐ >> 'ŽůĚƐƚĂƌ ŶĞƌŐLJ 'ƌŽƵƉ͕ /ŶĐ͘ 'ŽŽĚ ŶĞƌŐLJ͕ >Ɖ 'ƌĞĂƚ >ĂŬĞƐ ŶĞƌŐLJ ,ď ,ĂLJĞƐ Θ ƐƐŽĐŝĂƚĞƐ >> ďĂ ůƚĞƌŶĂƚŝǀĞ ŶĞƌŐLJ ^ŽƵƌĐĞ ,ĞĂůƚŚƚƌƵƐƚ WƵƌĐŚĂƐŝŶŐ 'ƌŽƵƉ͕ >͘W͘ ,ŽƐƉŝƚĂů ŶĞƌŐLJ͕ >> ,W dĞĐŚŶŽůŽŐŝĞƐ /ĞƵ /ůůŝŶŽŝƐ ŶĞƌŐLJ ŐŐƌĞŐĂƚŝŽŶ >> 18-50757-amk Doc 205-2 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 25 of 37 &ŝƌƐƚ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ /ŶĐŝƚĞ ŶĞƌŐLJ >> /ŶĚĞƉĞŶĚĞŶƚ ŶĞƌŐLJ ŽŶƐƵůƚĂŶƚƐ /ŶƚĞŐƌŝƚLJ ŶĞƌŐLJ >d ͘͘ /ŶƚĞƌŶĂƚŝŽŶĂů DĂƌŬĞƚŝŶŐ ƵƐŝŶĞƐƐ 'ƌ :͘ ŶĚƌĞǁ ƐƐŽĐŝĂƚĞƐ <ĞLJƚĞdž ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ͕ >> >ŝŶĐŽůŶ ŶĞƌŐLJ 'ƌŽƵƉ >> >ŝǀĞ ŶĞƌŐLJ /ŶĐ DŝĚ ŵĞƌŝĐĂŶ EĂƚƵƌĂů ZĞƐŽƵƌĐĞƐ͕ >> DŝĚǁĞƐƚ hƚŝůŝƚLJ ŽŶƐƵůƚĂŶƚƐ /ŶĐ DŽďŝůĞŶĞƚ /ŶĐ͘ D^/ hƚŝůŝƚŝĞƐ͕ /ŶĐ͘ DƵŝƌĨŝĞůĚ ŶĞƌŐLJ /ŶĐ͘ Dts ŽŶƐƵůƚŝŶŐ EŽƌƚŚ ^ŚŽƌĞ ŶĞƌŐLJ ŽŶƐƵůƚŝŶŐ͕ >> EŽƌƚŚĞĂƐƚ ŶĞƌŐLJ ĚǀŝƐŽƌƐ >> KŚŝŽ DĂŶƵĨĂĐƚƵƌĞƌΖ^ ƐƐŽĐŝĂƚŝŽŶ KŚŝŽ ^ĐŚŽŽů WŽŽů͗ ƵĐŬĞLJĞ ƐƐŽĐ ŽĨ ^ĐŚŽŽů ĚŵŝŶŝƐƚƌĂƚŝŽŶ ; ĂƐĂͿ KŚŝŽ ^ĐŚŽŽů WŽŽů͗ KŚŝŽ ƐƐŽĐŝĂƚŝŽŶ ŽĨ ^ĐŚŽŽů ƵƐŝŶĞƐƐ ŽĨĨŝĐŝĂůƐ;KĂƐďŽͿ KŚŝŽ ^ĐŚŽŽů WŽŽů͗ KŚŝŽ ^ĐŚŽŽů ŽĂƌĚƐ ƐƐŽĐŝĂƚŝŽŶ ;KƐďĂͿ KŚŝŽ ^ĐŚŽŽů WŽŽů͗ KŚŝŽ ^ĐŚŽŽů ŽƵŶĐŝů ;KƐĐͿ KD> ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ KŶĚĞŵĂŶĚ ŶĞƌŐLJ͕ >͘W͘ KŶLJdž WŽǁĞƌ Θ 'ĂƐ ŽŶƐƵůƚŝŶŐ͕ >> KƉƚŝŽŶ ŶĞƌŐLJ >> WĂůŵĞƌ ŶĞƌŐLJ Ž͘ /ŶĐ͘ WĂůŵĞƌ ŶĞƌŐLJ ŽŵƉĂŶLJ WĂƚƌŝŽƚ ŶĞƌŐLJ 'ƌŽƵƉ͕ /ŶĐ͘ WƌĞĐĞƉƚ ŶĞƌŐLJ >> WƌĞŵŝĞƌ ŶĞƌŐLJ 'ƌŽƵƉ͕ >> WƌĞŵŝĞƌĞ DĂƌŬĞƚŝŶŐ >> WƌŽŐƌĞƐƐŝǀĞ ŶĞƌŐLJ 'ƌŽƵƉ >> YƵŝĨŝĚĞŶĐĞ ŶĞƌŐLJ ZĞĨůĞĐƚŝǀĞ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ͕ >> ZŽĐŬ ZŝǀĞƌ ŶĞƌŐLJ ^ĞƌǀŝĐĞƐ ^ĂƚŽƌŝ ŶĞƌŐLJ ^ĐŚŶĞŝĚĞƌ ůĞĐƚƌŝĐ ^ĐŝŽƚŽ ŶĞƌŐLJ͕ >> ^ĞĂƌĐŚ ŶĞƌŐLJ >> ^ŚŝƉůĞLJ ŶĞƌŐLJ ŽŵƉĂŶLJ ^ŝŵĞĐ ŶĞƌŐLJ ^: Žďď Θ ƐƐŽĐŝĂƚĞƐ /ŶĐ͘ ^ƉƌĂŐƵĞ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ͕ /ŶĐ ^ƚĂƌ ŶĞƌŐLJ WĂƌƚŶĞƌƐ >> ^ƚĞƉ ZĞƐŽƵƌĐĞƐ ŽŶƐƵůƚŝŶŐ >> ^ƚƌĂƚĞŐŝĐ ŐŐƌĞŐĂƚŝŽŶ ŽŶƐƵůƚĂŶƚƐ͕ ^Ƶŵŵŝƚ ŶĞƌŐLJ ^ĞƌǀŝĐĞƐ͕ /ŶĐ͘ dĞůĐŽ WƌŽƐ͘ /ŶĐ͘ dĞůĞĐŽŵ ŽŶƐƵůƚŝŶŐ /ŶĐ͘ dŚĞ ĂƐƚĞƌŶ ŶĞƌŐLJ WƌŽĐƵƌĞŵĞŶƚ dŚĞ ƌŝĐ ZLJĂŶ ŽƌƉŽƌĂƚŝŽŶ dŚĞ >ĞŐĂĐLJ ŶĞƌŐLJ 'ƌŽƵƉ͕ >> dŚĞ hƚŝůŝƚŝĞƐ 'ƌŽƵƉ /ŶĐ͘ dŝƚĂŶ ŶĞƌŐLJ Ͳ EĞǁ ŶŐůĂŶĚ /ŶĐ dŽƚĂů ŶĞƌŐLJ ZĞƐŽƵƌĐĞƐ dW/ ĨĨŝĐŝĞŶĐLJ dƌĞďĞů >> hŶŝĨŝĞĚ ŶĞƌŐLJ ^ĞƌǀŝĐĞƐ hŶŝĨŝĞĚ &ŽŽĚƐĞƌǀŝĐĞ WƵƌĐŚĂƐŝŶŐ ŽͲKƉ hƐŽƵƌĐĞ͕ >> hƚŝůŝĐŚŽŝĐĞ /ŶƚĞƌŶĂƚŝŽŶĂů >> tĂƚƚƐ DĂƌŬĞƚŝŶŐ tŽƌůĚ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ͕ /ŶĐ͘ yĞŶĐŽŵ 'ƌĞĞŶ ŶĞƌŐLJ͕ >> zŽƵƌ ŚŽŝĐĞ ŶĞƌŐLJ͕ >> ĞŶĞƌŐLJ dŽƉ ϱϬ hŶƐĞĐƵƌĞĚ ƌĞĚŝƚŽƌƐ ƌĞǀĂ /ŶĐŽƌƉŽƌĂƚĞĚ ĂďĐŽĐŬ Θ ƌŽǁŶ tŝŶĚ WŽƌƚĨŽůŝŽ >> E^& ZĂŝůǁĂLJ ŽŵƉĂŶLJ W ŶĞƌŐLJ ŽŵƉĂŶLJ ƌĂŶĚ ŶĞƌŐLJ ^ǀĐƐ >> ŝǀ KĨ ƌĂŶ ŽŵŵĞƌnjďĂŶŬ ' ^y dƌĂŶƐƉŽƌƚĂƚŝŽŶ͕ /ŶĐ ĂLJ Θ ŝŵŵĞƌŵĂŶŶ EW^ ŶĞƌĨĂď WŽǁĞƌ Θ /ŶĚƵƐƚƌŝĂů /ŶĐ ŶĞƌŐLJƐŽůƵƚŝŽŶƐ >> 'ĞŶĞƌĂů ůĞĐƚƌŝĐ /ŶƚĞƌŶĂƚŝŽŶĂů /ŶĐ 'ƌĂďŶĂƌ͕ :ŽŚŶ :͘ ,ŝŐŚ dƌĂŝů tŝŶĚ &Ăƌŵ >> DĂŶŽůĞƌĂƐ͕ DĂƌŬ ͘ DŝĚĐŽŶƚŝŶĞŶƚ /ŶĚĞƉĞŶĚĞŶƚ ^LJƐƚĞŵ E ^ ŽƌƉŽƌĂƚŝŽŶ EŽƌĨŽůŬ ^ŽƵƚŚĞƌŶ ŽƌƉŽƌĂƚŝŽŶ WŽĐĂů ϬϮϰϱ /ŶƚĞƌŶĂƚŝŽŶĂů ƌŽƚŚĞƌŚŽŽĚ ŽĨ ůĞĐƚƌŝĐĂů tŽƌŬĞƌƐ >ŽĐĂů ϬϮϳϮ /ŶƚĞƌŶĂƚŝŽŶĂů ƌŽƚŚĞƌŚŽŽĚ ŽĨ ůĞĐƚƌŝĐĂů tŽƌŬĞƌƐ >ŽĐĂů ϬϮϵ /ŶƚĞƌŶĂƚŝŽŶĂů ƌŽƚŚĞƌŚŽŽĚ ŽĨ ůĞĐƚƌŝĐĂů tŽƌŬĞƌƐ >ŽĐĂů ϬϮϵ /ŶƚĞƌŶĂƚŝŽŶĂů ƌŽƚŚĞƌŚŽŽĚ ŽĨ ůĞĐƚƌŝĐĂů tŽƌŬĞƌƐ >ŽĐĂů ϭϮϴϵ /ŶƚĞƌŶĂƚŝŽŶĂů ƌŽƚŚĞƌŚŽŽĚ ŽĨ ůĞĐƚƌŝĐĂů tŽƌŬĞƌƐ >ŽĐĂů ϭϰϭϯ /ŶƚĞƌŶĂƚŝŽŶĂů ƌŽƚŚĞƌŚŽŽĚ ŽĨ ůĞĐƚƌŝĐĂů tŽƌŬĞƌƐ >ŽĐĂů Ϯϯϱϳ /ŶƚĞƌŶĂƚŝŽŶĂů ƌŽƚŚĞƌŚŽŽĚ ŽĨ ůĞĐƚƌŝĐĂů tŽƌŬĞƌƐ >ŽĐĂů ϮϵDƉ KĨĨŝĐĞ Θ WƌŽĨĞƐƐŝŽŶĂů ŵƉůŽLJĞĞƐ /ŶƚĞƌŶĂƚŝŽŶĂů hŶŝŽŶ >ŽĐĂů ϬϬϭϵ hƚŝůŝƚLJ tŽƌŬĞƌƐ hŶŝŽŶ ŽĨ ŵĞƌŝĐĂ >ŽĐĂů ϬϭϬϮ hƚŝůŝƚLJ tŽƌŬĞƌƐ hŶŝŽŶ ŽĨ ŵĞƌŝĐĂ >ŽĐĂů ϬϮϳϬ hƚŝůŝƚLJ tŽƌŬĞƌƐ hŶŝŽŶ ŽĨ ŵĞƌŝĐĂ >ŽĐĂů ϬϮϳϬWƚ hƚŝůŝƚLJ tŽƌŬĞƌƐ hŶŝŽŶ ŽĨ ŵĞƌŝĐĂ >ŽĐĂů ϬϯϱϬ hƚŝůŝƚLJ tŽƌŬĞƌƐ hŶŝŽŶ ŽĨ ŵĞƌŝĐĂ >ŽĐĂů Ϭϯϱϭ hƚŝůŝƚLJ tŽƌŬĞƌƐ hŶŝŽŶ ŽĨ ŵĞƌŝĐĂ >ŽĐĂů Ϭϰϱϳ hƚŝůŝƚLJ tŽƌŬĞƌƐ hŶŝŽŶ ŽĨ ŵĞƌŝĐĂ >ŽĐĂů ϯϬϰ hŶŝƚĞĚ ^ƚĂƚĞƐ dƌƵƐƚĞĞ KĨĨŝĐĞ ĞůŚŽƌŶ͕ ^ĐŽƚƚ ƌŽƐŬŽ͕ DĂƌŝŽŶ ƌƵůŝĂ͕ ůŝnjĂďĞƚŚ ƵƚǁƌŝŐŚƚ͕ W͘ ůĂŝŶĞ ŽŶĂůĚ͕ DŽŶŝƋƵĞ ƵŐŝĐ͕ dŝŵ 'ŝĂŶŶŝƌĂŬŝƐ͕ DĂƌŝĂ ͘ 'ŽŽĚ͕ ŵLJ >ŽĞď͕ ,ĞůĂLJŶĞ >ŽǁĞ͕ ^ŚĂƌŽŶ s͘ >ŽǁŵĂŶ͕ ĂƚŚĞƌŝŶĞ DĐĚĞƌŵŽƚƚ͕ ĂŶŝĞů D͘ DŽŶƚĂŶĞnj͕ >ŝnjĞƚƚĞ WĂƚƚŽŶ͕ dŝŝĂƌĂ ZŝƉƉLJ͕ ĞƌƌŝĐŬ ^ĂĞŶnj͕ ŶŝƚĂ ^ŝŵŵŽŶƐ͕ WĂƚƌŝĐŬ ^ŬŽǁƌŽŶ͕ ^ŚĂƌŽŶ dŚĂLJĞƌ͕ LJŶƚŚŝĂ dŚŽŵƉƐŽŶ͕ ^ŚĞƌƌŝ sĂƌĂ͕ ŶĚLJ tĞĂǀĞƌ͕ :ŽŚŶ hƚŝůŝƚŝĞƐ ŵĞƌŝĐĂŶ ůĞĐƚƌŝĐ WŽǁĞƌ ŽŵƉĂŶLJ ŵĞƌŝĐĂŶ tĂƐƚĞ DĂŶĂŐĞŵĞŶƚ dΘd ŽƌŽƵŐŚ ŽĨ ^ŚŝƉƉŝŶŐƉŽƌƚ ĂƌƌŽůů tĂƚĞƌ Θ ^ĞǁĞƌ ŝƐƚ ŝƚLJ ŽĨ ƐŚƚĂďƵůĂ ŝƚLJ ŽĨ ŚĞƐƚĞƌ ŝƚLJ ŽĨ >ŽƌĂŝŶ hƚŝůŝƚŝĞƐ ĞƉƚ ŝƚLJ ŽĨ KƌĞŐŽŶ ŝƚLJ ŽĨ WĂŝŶĞƐǀŝůůĞ hƚŝůŝƚŝĞƐ ŽŵĐĂƐƚ ŝǀŝƐŝŽŶ ŽĨ tĂƚĞƌ ŝƚLJ ŽĨ ůĞǀĞůĂŶĚ ŽŵŝŶŝŽŶ ĂƐƚ KŚŝŽ 'ĂƐ ŽŵƉĂŶLJ ƵƋƵĞƐŶĞ >ŝŐŚƚ ŽŵƉĂŶLJ &ŝƌƐƚ ŽŵŵƵŶŝĐĂƚŝŽŶƐ >> &ƌŽŶƚŝĞƌ EŽƌƚŚ /ŶĐŽƌƉŽƌĂƚĞĚ ,ĂŶĐŽĐŬ ŽƵŶƚLJ WƐĚ ,ĞƐƐ ŽƌƉŽƌĂƚŝŽŶ :ŽƐĞƉŚ : ƌƵŶŶĞƌ /ŶĐŽƌƉŽƌĂƚĞĚ >ĂŬĞ ŽƵŶƚLJ ĞƉƚ KĨ hƚŝůŝƚŝĞƐ > &ƵŶĚŝŶŐ >> ďĂ DĂŶŚĂƚƚĂŶ dĞůĞĐŽŵŵƵŶŝĐĂƚŝŽŶƐ ŽƌƉ DĞƚƌŽƉŽůŝƚĂŶ ĚŝƐŽŶ ŽŵƉĂŶLJ DŝĚůĂŶĚ tĂƚĞƌ ƵƚŚŽƌŝƚLJ DŽŶŽŶŐĂŚĞůĂ WŽǁĞƌ ŽŵƉĂŶLJ EŽƌƚŚĞĂƐƚ KŚŝŽ EĂƚƵƌĂů 'ĂƐ EŽƌƚŚĞĂƐƚ KŚŝŽ ZĞŐŝŽŶĂů KŚŝŽ ĚŝƐŽŶ ŽŵƉĂŶLJ WĞŶŶƐLJůǀĂŶŝĂ WŽǁĞƌ ŽŵƉĂŶLJ ZĞƉƵďůŝĐ tĂƐƚĞ ^ĞƌǀŝĐĞƐ /ŶĐ dŚĞ ůĞǀĞůĂŶĚ ůĞĐƚƌŝĐ /ůůƵŵŝŶĂƚŝŶŐ ŽŵƉĂŶLJ dŚĞ KŚŝŽ Ğůů dĞůĞƉŚŽŶĞ ŽŵƉĂŶLJ dŚĞ dŽůĞĚŽ ĚŝƐŽŶ ŽŵƉĂŶLJ dŝŵĞ tĂƌŶĞƌ ĂďůĞ ŶƚĞƌƉƌŝƐĞƐ >> sĞƌŝnjŽŶ sŝůůĂŐĞ ŽĨ ^ƚƌĂƚƚŽŶ tĂƐƚĞ DĂŶĂŐĞŵĞŶƚ ^ƚƌĂƚĞŐŝĐ ĐĐŽƵŶƚƐ͕ /ŶĐ͘ tŝŶĚƐƚƌĞĂŵ ŽƌƉŽƌĂƚŝŽŶ 18-50757-amk Doc 205-2 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 27 of 37 &ŝƌƐƚ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ sĞŶĚŽƌƐ /ŶĐŽƌƉŽƌĂƚĞĚ ŬŝŶ 'ƵŵƉ ^ƚƌĂƵƐƐ ,ĂƵĞƌ Θ &ĞůĚ >>W ŵĞƌŝĐĂŶ ůĞĐƚƌŝĐ WŽǁĞƌ ŽŵƉĂŶLJ ŵĞƌĞŶ ^ĞƌǀŝĐĞƐ ŽŵƉĂŶLJ ŶƚŚŽŶLJ : WŝƌĐ WŝƌĐ ŽŵƉĂŶLJ ƌĞǀĂ /ŶĐŽƌƉŽƌĂƚĞĚ ƌĞǀĂ EƵĐůĞĂƌ DĂƚĞƌŝĂůƐ >> ƌĞǀĂͬ&ƌĂŵĂƚŽŵĞ ƵĚŝŽ sŝƐƵĂů /ŶŶŽǀĂƚŝŽŶƐ /ŶĐ ǀĂŶƚĞĐŚ /ŶĐŽƌƉŽƌĂƚĞĚ ĂďĐŽĐŬ Θ ƌŽǁŶ tŝŶĚ WŽƌƚĨŽůŝŽ >> ' ZĞƐŽƵƌĐĞƐ >> W ŶĞƌŐLJ ŽŵƉĂŶLJ ƌĂŶĚ ŶĞƌŐLJ ^ǀĐƐ >> ŝǀ KĨ ƌĂŶ ƌĂŶĚ ^ĐĂĨĨŽůĚ ^ĞƌǀŝĐĞƐ >> ƵƌůŝŶŐƚŽŶ EŽƌƚŚĞƌŶ Θ ^ĂŶƚĂ &Ğ tyd EƵĐůĞĂƌ ŶĞƌŐLJ /ŶĐŽƌƉŽƌĂƚĞĚ ĂŵƉďĞůů dƌĂŶƐƉŽƌƚĂƚŝŽŶ Ž /ŶĐ ĂƌŐŝůů WŽǁĞƌ DĂƌŬĞƚƐ >> ĂƌŵĞƵƐĞ >ŝŵĞ /ŶĐŽƌƉŽƌĂƚĞĚ ĂƐƐĞůŵĂŶ tŝŶĚƉŽǁĞƌ >> & /ŶĚƵƐƚƌŝĞƐ ^ĂůĞƐ >> ŚĂƐĞ DĂŶŚĂƚƚĂŶ ZĞĂůƚLJ >ĞĂƐŝŶŐ ŝƚŝŐƌŽƵƉ ŶĞƌŐLJ /ŶĐ ŝǀŝů Θ ŶǀŝƌŽŶŵĞŶƚĂů ŽŶƐƵůƚĂŶƚƐ ŽůƚĞĐ /ŶĚƵƐƚƌŝĞƐ /ŶĐŽƌƉŽƌĂƚĞĚ ŽŵŵĞƌnjďĂŶŬ Ő ŽŶƐŽůŝĚĂƚŝŽŶ ŽĂů ŽŵƉĂŶLJ ŽŶƚƵƌĂ ŶĞƌŐLJ /ŶĐ ĂLJƚŽŶ WŽǁĞƌ Θ >ŝŐŚƚ ŽŵƉĂŶLJ ĂLJ Θ ŝŵŵĞƌŵĂŶŶ EƉƐ ĞǀŽŶǁĂLJ /ŶĐŽƌƉŽƌĂƚĞĚ ƵŬĞ ŶĞƌŐLJ KŚŝŽ /ŶĐŽƌƉŽƌĂƚĞĚ ƵŬĞ ŶĞƌŐLJ ZĞŶĞǁĂďůĞ /ŶĐŽƌƉŽƌĂƚĞĚ ƵƋƵĞƐŶĞ >ŝŐŚƚ ŽŵƉĂŶLJ ŶĞƌĨĂď ŶĞƌĨĂď WŽǁĞƌ Θ /ŶĚƵƐƚƌŝĂů /ŶĐ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ >> ŶĞƌŐLJƐŽůƵƚŝŽŶƐ >> ŶĞƌŐLJ h^ /ŶĐŽƌƉŽƌĂƚĞĚ ŶŐŝŶĞĞƌŝŶŐ WůĂŶŶŝŶŐ Θ ƚŚŽƐĞŶĞƌŐLJ WŽǁĞƌ WůĂŶƚ ^ǀĐƐ >> & y WĞƌĨŽƌŵĂŶĐĞ /ŶĐŽƌƉŽƌĂƚĞĚ &ŝƌƐƚ YƵĂůŝƚLJ ^ŽůƵƚŝŽŶƐ &ŝƌƐƚŵĞƌŝƚ ĂŶŬ &ůŽǁƐĞƌǀĞ &ƌĂŵĂƚŽŵĞ /ŶĐŽƌƉŽƌĂƚĞĚ 'ĞͲ,ŝƚĂĐŚŝ EƵĐůĞĂƌ ŶĞƌŐLJ 'Ğŵ /ŶĚƵƐƚƌŝĂů /ŶĐŽƌƉŽƌĂƚĞĚ 'ĞŶĞƌĂů ůĞĐƚƌŝĐ /ŶƚĞƌŶĂƚŝŽŶĂů /ŶĐ 'ůŽďĂů EƵĐůĞĂƌ &ƵĞů 'ŽůĚŵĂŶ ^ĂĐŚƐ Θ Ž 'ŽůĚŵĂŶ ^ĂĐŚƐ Θ ŽŵƉĂŶLJ >> 'ƌĂŶƚ dŚŽƌŶƚŽŶ >>W 'ƵƚƚŵĂŶ ŶĞƌŐLJ /ŶĐŽƌƉŽƌĂƚĞĚ ,ŝŐŚ dƌĂŝů tŝŶĚ &Ăƌŵ >> /ďĞƌĚƌŽůĂ ZĞŶĞǁĂďůĞƐ >> /ŶĨƌĂƐŚŝĞůĚ /ŶĐŽƌƉŽƌĂƚĞĚ /ŶƐƚŝƚƵƚĞ ŽĨ EƵĐůĞĂƌ WŽǁĞƌ KƉƐ :ĞĨĨĞƌƐŽŶ ŽƵŶƚLJ dƌĞĂƐƵƌĞƌ :^ dĞŶĞdž <ƌĂLJŶ tŝŶĚ >> dĂƐη ϱϱϬϯϬϴ >ĂŬĞ ŽƵŶƚLJ dƌĞĂƐƵƌĞƌ >ŝƋƵŝĚŵĞƚĂů ŽĂƚŝŶŐ ^ŽůƵƚŝŽŶƐ >> >ŽƵŝƐŝĂŶĂ ŶĞƌŐLJ ^ĞƌǀŝĐĞƐ >> >ƵĐĂƐ ŽƵŶƚLJ dƌĞĂƐƵƌĞƌ DĂĐƋƵĂƌŝĞ ŶĞƌŐLJ >> DĂĐƋƵĂƌŝĞ ŶĞƌŐLJ E ŵĞƌŝĐĂ dƌĂĚŝŶŐ DĂŐĞƐĐŽ /ŶĐŽƌƉŽƌĂƚĞĚ DĂƌLJůĂŶĚ ^ŽůĂƌ ,ŽůĚŝŶŐƐ /ŶĐ DĂƌĂƚŚŽŶ WĞƚƌŽůĞƵŵ ŽŵƉĂŶLJ >W DĂƐĐĂƌŽ ŽŶƐƚƌƵĐƚŝŽŶ ŽŵƉĂŶLJ >W DĂdžŝŵ WŽǁĞƌ ;h^ Ϳ /ŶĐ DĐ Ăƌů͛Ɛ /ŶĐŽƌƉŽƌĂƚĞĚ DĞƚůŝĨĞ DĞLJĞƌƐĚĂůĞ tŝŶĚƉŽǁĞƌ >> DŝĚĐŽŶƚŝŶĞŶƚ /ŶĚĞƉĞŶĚĞŶƚ ^LJƐƚĞŵ KƉĞƌĂƚŽƌ /ŶĐŽƌƉŽƌĂƚĞĚ DŝŬĞ WƵƐĂƚĞƌŝ džĐĂǀĂƚŝŶŐ /ŶĐ DŽƌŐĂŶ ^ƚĂŶůĞLJ ĂƉŝƚĂů 'ƌŽƵƉ /ŶĐ DŽƌŐĂŶ ^ƚĂůĞLJ ŽŵĞƐƚŝĐ ,ŽůĚŝŶŐƐ /Ŷ DWZ ƐƐŽĐŝĂƚĞƐ /ŶĐŽƌƉŽƌĂƚĞĚ DWt /ŶĚƵƐƚƌŝĂů ^ĞƌǀŝĐĞƐ 'ƌŽƵƉ /ŶĐ DƵƌƌĂLJ ŵĞƌŝĐĂŶ ZŝǀĞƌ dŽǁŝŶŐ /ŶĐ EĂĞƐ ŽƌƉŽƌĂƚŝŽŶ EĂůĐŽ ŽŵƉĂŶLJ >> EĂƚŝŽŶĂů 'LJƉƐƵŵ EĞdžƚĞƌĂ ŶĞƌŐLJ ĂƉŝƚĂů ,ŽůĚŝŶŐƐ /ŶĐ EŽƌĨŽůŬ ^ŽƵƚŚĞƌŶ ZĂŝůǁĂLJ Ž EƵĐůĞĂƌ ŶĞƌŐLJ /ŶƐƚŝƚƵƚĞ EƵĐůĞĂƌ WŽǁĞƌ KƵƚĨŝƚƚĞƌƐ >> 18-50757-amk Doc 205-2 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 28 of 37 &ŝƌƐƚ ŶĞƌŐLJ ^ŽůƵƚŝŽŶƐ EƵĐůĞĂƌ ZĞŐƵůĂƚŽƌLJ ŽŵŵŝƐƐŝŽŶ KŚŝŽ ĚŝƐŽŶ KŚŝŽ ƉĂ KŚŝŽ WŽǁĞƌ ŽŵƉĂŶLJ KŚŝŽ sĂůůĞLJ ůĞĐƚƌŝĐ ŽƌƉŽƌĂƚŝŽŶ KƉƉŽƌƚƵŶĞ >>W WĂůů ŽƌƉŽƌĂƚŝŽŶ WĞŶŶƐLJůǀĂŶŝĂ ĞƉĂƌƚŵĞŶƚ ŽĨ ZĞǀĞŶƵĞ WĞƚƌŽůĞƵŵ dƌĂĚĞƌƐ ŽƌƉŽƌĂƚŝŽŶ Wũŵ ^ĞƚƚůĞŵĞŶƚ /ŶĐ WŬŵũ /ŶĐ WŬŵũ dĞĐŚŶŝĐĂů ^ĞƌǀŝĐĞƐ /ŶĐ WŽŶƚŽŽŶ ^ŽůƵƚŝŽŶƐ /ŶĐŽƌƉŽƌĂƚĞĚ ^ĞĐƵƌŝƚĂƐ ƌŝƚŝĐĂů /ŶĨƌĂƐƚ ^ǀĐƐ /ŶĐ ^ŝĞŵĞŶƐ ĞŵĂŐ ĞůĂǀĂů ^ŝĞŵĞŶƐ ŶĞƌŐLJ /ŶĐŽƌƉŽƌĂƚĞĚ ^ŽůǀĂLJ ŚĞŵŝĐĂůƐ /ŶĐŽƌƉŽƌĂƚĞĚ ^ƚĂƚĞ ŽĨ KŚŝŽ dƌĞĂƐƵƌĞƌ ^ƚƌƵĐƚƵƌĂů WƌĞƐĞƌǀĂƚŝŽŶ ^LJƐƚĞŵƐ >> dĞƌƌĂĨŽƌŵ WŽǁĞƌ >> dŚĞ ƚůĂŶƚŝĐ 'ƌŽƵƉ /ŶĐŽƌƉŽƌĂƚĞĚ dŚĞ ĂďĐŽdž Θ tŝůĐŽdž ŽŵƉĂŶLJ dŚĞ ĂŶŬ KĨ EĞǁ zŽƌŬ DĞůůŽŶ dŚĞ ĞĂǀĞƌ džĐĂǀĂƚŝŶŐ ŽŵƉĂŶLJ dŶ ŵĞƌŝĐĂƐ >> dƌĂdžLJƐ EŽƌƚŚ ŵĞƌŝĐĂ >> dƌĞĂƐƵƌĞƌ ŽĨ KƚƚĂǁĂ ŽƵŶƚLJ dƌĞĂƐƵƌĞƌ ^ƚĂƚĞ ŽĨ KŚŝŽ dƌŝƉůĞ dĞĐŚ /ŶĐŽƌƉŽƌĂƚĞĚ h ^ EƵĐůĞĂƌ ZĞŐƵůĂƚŽƌLJ ŽŵŵŝƐƐŝŽŶ hŶŝƚĞĚ ^ƚĂƚĞƐ ŶƌŝĐŚŵĞŶƚ ŽƌƉ hŶŝǀĂƌ h^ /ŶĐŽƌƉŽƌĂƚĞĚ hƌĞŶĐŽ >ŝŵŝƚĞĚ tĂŐĞǁŽƌŬƐ /ŶĐŽƌƉŽƌĂƚĞĚ tĂƐƚĞ DĂŶĂŐĞŵĞŶƚ EĂƚŝŽŶĂů ^ĞƌǀŝĐĞƐ tĞĐƚĞĐ 'ůŽďĂů WƌŽũĞĐƚ ^ĞƌǀŝĐĞƐ /ŶĐ tĞůůƐ &ĂƌŐŽ ZĂŝů ŽƌƉŽƌĂƚŝŽŶ tĞƐƚĞĐŚ tĞƐƚŝŶŐŚŽƵƐĞ ůĞĐƚƌŝĐ ŽŵƉĂŶLJ tĞƐƚŝŶŐŚŽƵƐĞ ůĞĐƚƌŝĐ ŽŵƉĂŶLJ >> tĞƐƚŝŶŐŚŽƵƐĞ ůĞĐƚƌŝĐ ŽƌƉ tŝůůŬŝĞ &Ăƌƌ Θ 'ĂůůĂŐŚĞƌ >>W tŝůŵŝŶŐƚŽŶ ^ĂǀŝŶŐƐ &ƵŶĚ ^ŽĐŝĞƚLJ &^ ĞŵƉůĞŽ /ŶĐŽƌƉŽƌĂƚĞĚ 18-50757-amk Doc 205-2 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 29 of 37 6FKHGXOH % >3RWHQWLDO FRQQHFWLRQV RU UHODWHG SDUWLHV@ 18-50757-amk Doc 205-2 FILED 04/05/18 ENTERED 04/05/18 22:59:17 Page 30 of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