OGE Form 278e (Updated Jan. 2019) (Expires 12/31/21)

US. Of?ce of Government Ethics; 5 CPR. part 2634 Form Approved: OMB No. (3209~0001)
Report Type: Candidate
Year (Annual Report only):

Date of Appointment/Termination:

 

UNWED STATES OFFICE OF

GOVERNMENT ETHICS-



Preventing Con?ict: of Emacs:
in the Execmiwe ?rm-sci:

 

 

 

 

 

 

 

 

Executive Bra-nigh Personnel Public Financial Disclosure Report (OGE Form 2786)

 

Filer's Information

 

Last Name First Name MI . Position Agency


 

Delaney John . Presidential Candidate

 

 

 

 

 

Other Federal Government Positions Held During the Preceding 12 Months:

 

US Congressman, 1/2013 to 1/3/2019

 

Name of Congressional Committee Considering Nemination (Nominees only):

 

 

Filer?s Certi?cation - I certify that I have made in this report are true, complete and correct to the best of my knowledge:

 

 

 



Agency Ethics Othcral?s Opinion On the basrs ot mtormanon contained 111 this report, I conclude that the trier is 111 comphance apphcable laws and regulations
(subject to any comments below)

 

 

 

 

 

   
    

 

 

32": 5'

Signature: Date: as? 3
?2
Wit/@c: a 
33" 
i . 8:2"
Other Review Con ucted By: {3 E:
Signature: Date-_2m
get Ethics (?rti?cation (if required): I I .. .
Signature: Date:

 

 

 

 

Comments of Reviewing Of?cials:

 

Reviewed Apparent Compliance
With the Federal Electien Campaign Act

 

 

 

OGE Form 2786 (Updated Jan. 2019) (Expires 12/31/21)

instructions for Part 1

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Filer?s Name Page Number

John K. Detaney

Part 1: Filer's Positions Held Outside United States Government
Organization Name City/State Organization Type Position Held From To

1 Aliiance Partners Holdings, LLC Chevy Chase, MD Partnership Co?Pounder/ Director 06/2010 Present
2 Cloister Cottage Venture, LLC Sea Island, GA Reai estate partnership Managing LLC Member 09/2014 Present
3 Congressional Bank Bethesda, MD Corporation Director Chairman (non-compensated) 09/2011 Present
4 Congressional Bancshares, Inc. Bethesda, MD Corporation Director/Chairman (non-compensated) 09/2011 Present
5 Enlightenment Capitat Chevy Chase, MD Partnership Member of Advisory Board (now 12/2012 Present
compensated)

6 Parkglen, LLC Potomac, MD Partnership Manager (nonmember) 01/2014 Present
7 SBLG Family investments, LLC Potomac, MD Single member LLC of Trust investment manager (non-compensated) 02/2015 Present
3 JKD 09 LLC Potomac, MD Single member LLC of Trust investment manager (non-compensated) 06/2016 Present
9 National Orchestra Washington, DC Non?profit Director 03/2014 05/2018
OGF. Form 2786 (Updated Jan. 2029) (Expires 12.13 1121)
instructions for Part2
Note: This' is a public form Do not include account numbers, street addresses or family member names. See instructions for required information

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Filer? 5 Name Page Number
John K. Delaney 2
Part 2: Filer's Employment Assets Income and Retirement Accounts
Description RIF Value Income Type Income Amount
1 Alliance Partners Hoidings, LLC (asset manager and lender) WA $500,001 $1,000,000 Business income $935,496
2 account . No
3 Virtue Strategic Ailoc-ation- Fund Ci A rlnu-tual fund Yes $15,001 $50,000 Dividends, capitai gain $1,001 - $2,500
4 Microsoft Corp stock WA $100,001 $250,000 Dividends $2,501 $5,000
5 U.S. bank account WF (cash) WA $15,001 $50,000 interest None (or less than $201)
6
7 Cioister Cottage Venture LLC (owned icintly with spouse No
100% re?ected Part 2)
3 residential rentai property, See isiand, GA $1,000,001 - $5,000,000 Rent $100,001 - $1,000,000
9 0.8. bank account - WF (cash) NIA $100,001 $250,000 None (or less than $2010613 Form 278e, (Updated Jan. 2019) (Expires 122?311?21)

Instructions for Part 3

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

 

Filer's Name

Page Number

 

John K. Delaney

3

 

 

Part 3: Filer's Employment Agreements and Arrangements

 



Employer or Party

City/State

Status and Terms

Date

 

1

AP Commercial LLC and
Partners Hoidings
LLC

Chevy Chase, MD

Employment agreement through December 2012, with continued avaitabitity of heatth insurance bene?ts, of?ce and
support services post termination

06/12

 

 

 

 

 

 

 

 

 

10

 

11

 

12

 

 

 

 

 

 

 

OGE Form 2786 (Updated Jan, 2019) {Expires 122'312'21)
Instructions for Part 4
Note: This is a pubiic form. Do not include account numbers, street addresses, or famiiy member names. See instructions for required information.

 

Filer's Name Page Number

 

 

John K. Delaney

 

Part 4: Filer's Sources of Compensation Exceeding $5,000 in a Year

 

Source Name City! State Brief Description of Duties

 

0GB Form 278s (Updated Jan. 2019) (Expires 12.531121)

Instructions for Part 5

Note: This is a public form. Do not inciude account numbers, street addresses, or family member names. See instructions for required information.

 

Filer's Name

Page Number

 

John K. Delaney

 

5

 

Part 5: Spouse's Employment Assets Income and Retirement Accounts

 

 

 

 

 

  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Description EIF Value Income Type Income Amount
1 RA Account No
2 - Wells Fargo Funds Tr Money Market Fund Class A I Yes $50,001 $100,000 $201 $1,000

3
4 East QapitoIfMenture??LC? Ne
re?ectedInPa'15 underfw ownbelow
5 Federated US Treasury cash reserves #125 money Yes $50,001 $100,000 $1,001 $2,500
market account
6 American Century Intermediate Term Tax~Free Bond Yes $100,001 $250,000 $2,501 - $5,000
Fund 1 Class
7 A86 Globai Alternatives Fund Class Yes $100,001 $250,000 $1,001 $2,500
8 ASG Managed Futures Strategy Fund Class Yes $50,001 $100,000 $1,001 - $2,500
9 Fidelity Advisors Emerging Markets Income Fund Ciass I Yes None (or less than $1,001) $5,001 - $15,000
10 Fidelity New Markets income Fund Class 1 Yes $100,001 - $250,000 None (or less than $201)
11 ishares Core MSCI EAFE ETF Yes $100,001 - $250,000 $5,001 - $15,000
12 lshares International Developed Real Estate EETF Yes $50,001 - $100,000 $2,501 $5,000
13 lshares Russeii 2000 ETF Yes $15,001 - $50,000 $201 $1,000
14 JP Morgan High Yield Fund Yes None (or iess than $1,001) $1,001 $2,500
15 Nuveen Limited Term Municipal Bond Fund Class Yes $100,001 $250,000 $2,501 - $5,000
16 Nuveen Maryland Municipai Bond Fund Class Yes None (or less than $1,001) $2,501 $5,000
17 Oppenheimer Developing Markets Fund Yes $100,001 - $250,000 $201 $1,000
18 Principal Midcap Fund Class EN Yes None (or less than $1,001) $5,001 - $15,000

 

 

 

 

 

 

 

 

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

 

Filer?s Name

Page Number

 

John K. Deianey

 

6

 

Part 5: Spouse's Employment Assets Income and Retirement Accounts

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Description EIF Value Income Type Income Amount
19 Principal Midcap Fund Class R8 Yes $100,001 $250,000 $201 - $1,000

20 Robeco Boston Partners Lonnghort Research Fund Yes $50,001 $100,000 None (or less than $201)
21 institutional Float Rate Fund Yes $15,001 - $50,000 $1,001 - $2,500
22 Rowe Price Tax-Free High Yield Fund Yes $50,001 $100,000 $1,001 $2,500
23 Vanguard SEEP 500 ETF Yes $250,001 $500,000 $15,001 $50,000
24 Vanguard Viper Yes $50,001 - $100,000 $15,001 - $50,000
25 Wells Fargo Ultra Short Term Municipal income Fund Yes $100,001 $250,000 $1,001 $2,500
26 Residential rental property, Washington, DC $1,000,001 $5,000,000 Rent $5,001 - $15,000
0GB Form 2783 (Updated Jan. 2019) {Expires 1281(21)
Instructions for Part6
Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Filer's Name Page Number
John K. Delaney 7
Part 6: Other Assets and Income
Description EIF Value Income Type Income Amount
1 US. bank account - Bank of America (cash) WA $15,001 $50,000 interest None (or less than $201)
2 US. bank account - Beneficial State Bank (cash) NIA $100,001 $250,000 interest $201 - $1,000
3 U.S. bank account - Congressional Bank NIA None (or iess than $1,001) interest None (or iess than $201)
4 U.S. brokerage money market account Goidman Sachs NIA None (or iess than $1,001) interest $50,001 - $100,000
5 SEEM account JP Morgan (cash) WA $250,001 $500,000 interest $2,501 $5,000
6 0.3. bank account Paci?c Western Bank (cash) NIA $100,001 $250,000 interest $201 $1,000
7 0.8. bank account Wells Fargo (cash) WA $250,001 $500,000 interest $1 ,001 $2,500
8 Federated US Treasury cash reserves #125 money market Yes $1,000,001 $5,000,000 $15,001 $50,000
fund 
9 PM 100% US TREAS FD-AGENCY - money market fund Yes $100,001 - $250,000 $15,001 ., $50,000
10 Note receivables from Key Bridge Partners LLC NIA $1,000,001 - $5,000,000 None (or less than $201)
11 PacWest Bancorp - stock NIA $5,000,001 $25,000,000 Dividends, capital gains Over $5,000,000
12 Coca-Cola, Inc - stock NIA $1,001 $15,000 Dividends None (or less than $201)
13 Congressional Bancshares inc, (banking services) stock NIA $5,000,001 - $25,000,000 None (or iess than $201)
14 Congressional Bancshares inc, warrants, 488,180 shares, NIA None (or tess than $1,001) None (or iess than $201)
exercise price $17.75, exp. 912018
15 Rattanindia infrastructure LTD - stock NIA $1,001 - $15,000 None (or less than $201)
15 indiabulls Real Estate Sponsored GDR REG 3 stock NRA $15,001 $50,000 None (or less than $201)
17 Vanguard 500 ETF Yes $1,000,001 - $5,000,000 $15,001 - $50,000
18 Weiis Fargo Ultra Short Term Municipal income Fund Yes $500,001 - $1,000,000 $2,501 - $5,000
19 Renoboth Beach, DE residential rental property . NIA $5,000,001 - $25,000,000 None {or less than $201)
20

 

 

 

 

 

 

 

 

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See Instructions for required information.

 

Filer?s Name

Page Number

 

John K. Delaney

 

8

 

Part 6: Other Assets and Income

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Value Income Type Income Amount
22 US Treasury 0511 '111 8 N1A None (or less than $1,001) lnterest $201 $1.000
23 US Treasury 05131118 N1A None (or less than $1.001) interest $201 - $1,000
24 US Treasury 8128118 N1A None (or less than $1.001) interest $1 ,001 - $2,500
25 US Treasury 0.825% 05130118 N1A None (or less than $1,001) interest, capital gain $201 $1,000
26 US Treasury 07119118 N1A None (or less than $1,001) interest $1,001 - $2,500
27 US Treasury 08102118 (912198-1332) N1A None (or less than $1,001) interest $2,501 $5,000
23 US Treasury 08130118 NIA None (or less than $1,001) Interest $2.501 $5,000
29 US Treasury 0912712018 N1A None (or-less than $1.001) Interest $5,001 - $15,000
30 US Treasury 10125118 N1A None (or less than $1.001) Interest $1,001 $2,500
31 US Treasury 0.75% 10131118 (912828-T8-3) N1A None (or less than $1,001) interest. capital gain $5,001 $15,000 -
32 US Treasury 11108118 N1A None (or less than $1.001) interest $201 - $1,000
33 US Treasury 1% 11130118 N1A None (or less than $1.001) Interest, capital gain $5.001 $15,000
34 US Treasury 1.25% 12115118 N1A None (or less than $1,001) interest, capital gain $5,001 - $15,000
35 US Treasury 1.25% 01115119 WA $50,001 $100,000 Interest $201 $1,000
36 US Treasury 01131119 WA $100,001 $250,000 None (or less than $201)
37 US Treasury 1.5% 01131119 (912828-83-3) N1A $100.001 $250,000 None (or iess than $201)
33 US Treasury 2.75% 02115110 WA $50,001 $100,000 None (or iess than $201)
40 US Treasury 1.5% 02128119 (912828?024) N1A $100,001 - $250,000 None (or less than $201)

 

 

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

 

iler's Name

Page Number

 

John K. Deianey

 

9

 

Part 6: Other Assets and Income

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

11 Description EIF Value Income Type Income Amount

41 US Treasury 1.375% 02128119 (912828-3114) WA $250,001 - $500,000 Interest $1 .001 $2,500

42 US Treasury 1.25% 03131119 (912828411197) N1A Over $1,000,000 Interest $5.001 $15,000

43 US Treasury 1.525% 04130119 (912828?025) WA $250,001 $500,000 Interest $2.501 $5,000

44 US Treasury 0.875% 05115119 (912828?1244) N1A $250,001 $500,000 Interest $1.001 $2,500

45 US Treasury 1.5% 05131119 N1A $500,001 $1,000,000 Interest $201 $1,000

46 US Treasury 1.25% 05131119 WA $100,001 $250,000 Interest $201 $1,000

47 US Treasury 0.875% 06115119 WA $250,001 - $500,000 Interest $1.001 $2,500

43 US Treasury 1.25% 05130119 WA $250,001 $500,000 Interest $1.001 - $2,500

49 US Treasury 575% 7115119 (912828-8493) WA $500,001 $1,000,000 None (or less than $201)
50 US Treasury 1.525% 07131119 N1A $100,001 $250,000 None (or less than $201)
51 US Treasury 0.75% 08115119 (912828-285) N1A $250,001 - $500,000 None (or less than $201)
52 US Treasury 1.25% 08131119 N1A $250,001 $500,000 None (or less than $201)
53 USA Treasury 0.875% 09115119 WA $250,001 - $500,000 None (or less than $201)
54 US Treasury 1.375% 9130119 WA $500,001 $1 .000,000 None {or less than $201)
55 US Treasury 1.5% 10131119 WA $500,001 - $1 .000,000 None (or less than $201)
56 US?Treasury 1% 11115119 N1A $100,001 $250,000 None {or less than $201}
57 US Treasury 1.75% 11130119 N1A $250,001 - $500,000 None {or less than $201)
53 US Treasury 1.375% 12115119 N1A $250,001 $500,000 None {or less than $201)

 

 

60

 

 

 

 

 

 

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

 

Filer?s Name

Page Number

 

John K. Delaney

 

?10

 

Part 6: Other Assets and Income

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Description EIF Value Income Type Income Amount
61 BROKWERAG EACCOUNT .. No
62 Baltimore Cnty, no nun-1001103 WA $100,001 - $250,000 interest $2,501 $5,000
63 Baltimore, MD muni bonds (matured) NIA None (or less than $1,001) interest $5,001 - $15,000
64 Cecil County MD - bond NIA $100,001 $250,000 interest $2,501 - $5,000
65 Charles County, MD mun] bond NIA $100,001 - $250,000 interest $5,001 - $15,000
66 Frederick Cnty, MD muni bond (matured) NIA None (or less than $1,001) Interest $5,001 $15,000
57 Goldman Sachs Group bond (matured) None (or less than $1,001) interest None (or less than $201)
68 Howard County, MD bonds WA $100,001 $250,000 Interest $5,001 $15,000
69 Kaufman County TX bond WA $100,001 - $250,000 Interest $5,001 - $15,000
70 Maryland State Health i-lgr Eductni Johns Hopkins NIA $100,001 $250,000 Interest $2,501 $5,000
bonds
71 Maryland State Health ng Eductni Ref?Lifebridge NIA None (or tess than $1,001) Interest $2,501 $5,000
bonds (matured)
72 Maryland State Health 8: Higher Eductnl Facs Auth Rev NIA $100,001 $250,000 interest $5,001 $15,000
73 Miriam St Hosp Fin Auth bond NIA $15,001 - $50,000 Interest $2,501 - $5,000
74 Montgomery County MD bond WA $100,001 $250,000 Interest $5,001 $15,000
75 Montgomery Countyr MD Parking Revenue bond WA $100,001 - $250,000 Interest $5,001 $15,000
76 Ohio State Higher Educationat Faos bond NIA $100,001 $250,000 Interest $5,001 - $15,000
77 Prince Georges County - bond NIA $100,001 - $250,000 interest None (or iess than $201)
78 Queen Annes County MD bond NIA $100,001 - $250,000 interest $5,001 $15,000
79 8 Reg] GA Joint Dev Auth Revenue bond WA $100,001 - $250,000 interest $5,001 - $15,000

 

 

 

 

 

 

 

 

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Filer's Name Page Nmnber
John K, Delaney 11
Part 6: Other Assets and Income
Description EIF Value Income Type Income Amount
80 Stephen F. Austin TX bond NIA $100,001 $250,000 Interest $5,001 - $15,000
81 Washington MD Suburban Sanitary District - bond WA $100,001 - $250,000 interest $5,001 $15,000
82
33 - No
34 Acacia Partners, LP, New York, NY - global long only equity Yes $5,000,001 - $25,000,000 $100,001 - $1,000,000
fund see Note 1
35 American Steadfast, LP, New York, NY long biased, Yes $5,000,001 $25,000,000 $100,001 $1,000,000
fundamentally based equity hedge fund see Note 1
35 The 03 Family Bulldog Fund, LP, Camas, investment No $50,001 - $100,000 None (or less than $201)
in 3 private companies (not self directed) .. underlying assets
shown below - see Note 1
37 D3 a Pediatric Services Holding Corporation, Atlanta, GA - NIA $1,001 $15,000 None (or less than $201)
Provides home nursing care for medically fragile infants and
children in various states see Note 1
88 D3 - l-loit Distressed Property Fund 2010 LP, Vancouver, NIA $7 .001 $15,000 Investment income 314
WA residential land banker that purchases developed, (Partnership)
entitled lots in block sales for resale to local, regional and
national home builders - see Note 1 
89 DB - H2D3V4, LP, Vancouver, WA - activities same as WA $15,001 $50,000 Investment Income 3809

Holt Distressed Property Fund 2010 LP above - see Note 1

(Partnership)

 

90 Enlightenment Capital Solutions Fund ll, LP, Chevy Chase, Yes
MD private equity investment that focuses in buyout growth
opportunities see Note 1

$100,001 $250,000

$5,001 - $15,000

 

91 Farallon Capital Partners, LP, San Francisco, CA global Yes
multi?strategy hedge fund see Note 1

$5,000,001 - $25,000,000

$100,001 $1,000,000

 

92 FFL Executive Partners lV, LP, San Francisco, CA - private Yes
equity investment (not sehc directed) (underlying assets are
not disclosed due to a preexisting con?dentiality agreement)
see Note 1

$500,001 $1,000,000

None (or less than $201)

 

93 Healthpoint Capital Partners ll, LP, New York, NY .. private Yes
equity fund exclusively focused on orthopedic and dental
device businesses see Note 1

 

 

 

 

$250,001 $500,000

 

None (or less than $201)

 

 

 

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Filcr's Name Page Number
John K. Delaney 12
Part 6: Other Assets and Income
Description EIF Value Income Type Income Amount
94 JC Fiowers ii. LP, New York, NY invests in buyouts, growth Yes $100,001 $250,000 None (or less than $201)
capital and special situations in the ?nancial services
industry see Note 1
95 JCF ll AIV K, LP, New York, NY - see JC Flowers 1] LP for Yes None (or less than $1 ,001) $201 $1,000
description of activities Note 1 .
96 Lone Cascade, LP, Greenwich, CT - global iong-oniy equity No $1,000,001 - $5,000,000 investment income 596,503
fund (not self directed) (underlying assets are not disclosed (Partnership)
due to a preexisting con?dentiality agreement) see Note 1
97 Lone Tamarack, LP, Greenwich, CT equity fund (not self No $1,000,001 $5,000,000 investment income 70,601
directed) (underlying assets are not disclosed due to a (Partnership)
preexisting con?dentiality agreement) - see Note 1
93 Bristol Waldorf, LP (commercial rentai real estate, Iron Gate NIA $1,001 - $15,000 Rent None (or less than $201)
Mini Storage, Waldorf, MD, soie asset) - see Note 1 
99 EVR investment, LLC, Scottsdaie, AZ - sole asset is a MA $500,001 - $1,000,000 None (or less than $201)
partnership interest in investors LLC which owns raw
land for future development in Eloy, AZ) see Note 1
100 Mazara, LLC (vacation rental property in Cabo. San Lucas. WA $250,001 $500,000 Investment income $50,001 - $100,000
Mexico, sole asset) see Note 1 (Partnership)
101 596.503
102 
103
104
105
106
107 Note 1: have not received my Schedule K-l for tax year

 

2018. This income amount is based on my 2017 

 

 

 

 

 

 

Note: This is a public form. Do not include account numbers, street addresses, or famiiy member names. See instructions for required information.

 

iler's Name

Page Number

 

John K. Deianey

 

?13

 

Part 6: Other Assets and Income

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Description EIF Value Income Type Income Amount

109 Fixed 1 Year 1-1151-18'at 3% (rnatured) NIA None (or less than $1,001) None (or less than $201)
110 Fixed 1 Year 11114119 at 3% NIA $250,001 $500,000 None (or less than $201)
111 - Morgan Stanley V13 Multicap Growth Port - Yes $250,001 - $500,000 None (or less than $201)
112 - lnvesoo Vi 500 index Port - I Yes $100,001 $250,000 Dividends None (or less than $201)
113 Mass Mutual, whole life NIA $15,001 - $50,000 interest $1 ,001 $2,500

114

1 15 PARKE LEN .- N0

116 US. bank account WF (cash) NIA Over $1,000,000 None (or less than $201)
117 

118 .TLM No

119 - US. bank account - WF (cash) I. NIA $15,001 - $50,000 None (or less than $201get; if?? so 7:6 sag N0

122 ?ta??o?ast 05209301085 (Sash) NIA $100,001 - $250,000 interest $201 - $1,000

123 US brokerage account WF (cash) NIA Over $1,000,000 interest $15,001 $50,000

124 Demand loan receivable from family member NIA $1 ?300,001 $5,000,000 None (or toes than $201)
125 Oakmark international Fund - mutuai fund Yes Over $1,000,000 Dividends, capital gains $100,001 - $1,000,000
126 Alphatec Holdings Inc. stock (shares distributed by NIA None (or tees than $1,001) Capital gains $201 - $1,000

 

Healthpoint Capital Partners ll, LP)

 

 

 

 

 

 

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

 

Filer's Name

Page Number

 

John K. Delaney

 

14

 

Part 6: Other Assets and Income

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Description EIF Value Income Type Income Amount
127 BROKERAGE ACCOUNT (CS) (FAMILY TRUST) -.- - No
underlying assets shown below - - -
123 Ametek inc. stock WA $15,001 - $50,000 Dividends $201 - $1,000
129 Amphenoi Corp Cl A stock NIA $50,001 - $100,000 Dividends $201 - $1,000
130 Ansys inc. - stock WA $100,001 - $250,000 Capital gains $15,001 - $50,000
131 Bio-Techne Corp. - stock None {or less than $1,001) Dividends, capitai gains $15,001 $50,000
132 Blackbaud Inc. - stock None (or less than $1,001) Dividends, capitai gains $5,001 $15,000
133 Bright Horizons Family Solutions, lnc. stock WA $50,001 $100,000 Capital gains $15,001 - $50,000
134 Brook?eld Asset Vtg- Cl A stock None (or iess than $1 ,001) Dividends, capital gains $5,001 $15,000
135 Brown Brown inc - stock WA $100,001 - $250,000 Dividends $201 $1,000
136 Cataient Inc. stock NIA None (or less than $1 ,001) None (or less than $201)
137 Carlisie Companies Inc. stock WA $50,001 $100,000 Dividends $201 - $1,000
133 CDW Corporation - stock NIA $100,001 $250,000 Dividends $201 - $1,000
139 Ceridian HCM Holding inc. - stock NIA $50,001 $100,000 None (or less than $201)
140 Cincinnati Financial Corporation - stock NIA $100,001 $250,000 Dividends $2,501 $5,000
141 CoStar Group Inc. stock WA $15,001 $50,000 None {or less than $201)
142 Sirona inc. - stock WA $15,001 $50,000 Dividends, capital gains $15,001 $50,000
143 Expediters international Wash stock NIA $100,001 - $250,000 Dividends $1 ,001 - $2,500
144 First Republic Bank stock WA $100,001 - $250,000 Dividends $201 $1 ,000
I45 Gartner inc. - stock NIA $100,001 $250,000 Capital gains $5,001 - $15,000
146 Go Daddy Group inc. stock NIA $100,001 - $250,000 Capital gains $15,001 - $50,000

 

 

 

 

 

 

 

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

 

Fiiefs Name

Page Number

 

John K. Deianey

 

15

 

Part 6: Other Assets and Income

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Description EIF Value Income Type Income Amount

147 Heico Corp New - stock WA $50,001 $100,000 Dividends, capital gains $15,001 - $50,000

148 Hyatt Hotels Corporation - stock WA $100,001 - $250,000 Dividends $201 $1,000

149 idexx Labs inc. - stock None (or less than $1,001) Capital gains $15,001 - $50,000

150 i Markit Ltd. stock WA $100,001 $250,000 None (or less than $201)
151 Jacobs Engineering Group Inc. - stock NIA $50,001 - $100,000 None (or less than $201)
152 Live Nation Entertainment inc. stock WA $100,001 $250,000 None (or less than $201)
153 Martin Marietta Materiais, Inc. stock WA $100,001 $250,000 Dividends $1,001 - $2,500

154 Mettler Toledo intl Inc. stock NIA $15,001 - $50,000 Capital gains $5,001 - $15,000

155 Mohawk industries inc. - stock NIA None (or iess than $1,001) Capital gains $15,001 $50,000

155 National Vision Holdings Inc. - stock NIA $15,001 $50,000 None (or iess than $201)
157 Paychex lnc, stock NIA $100,001 - $250,000 Dividends, capital gains $15,001 - $50,000

153 Perkinelmer Inc. stock WA $250,001 $500,000 Dividends, capital gains $15,001 - $50,000

159 PTC inc. - stock NIA $50,001 $100,000 None (or less than $201)
160 Rollins inc. - stock NIA None (or less than $1,001) Dividends. capital gains $15,001 - $50,000

161 Henry Schein inc. - stock NIA $100,001 $250,000 Capital gains $201 - $1,000

162 Service Corporation international - stock NIA $100,001 $250,000? Dividends $2,501 - $5,000

163 Servicemaster Global Holdings inc. - stock WA $15,001 - $50,000 None (or less than $201)
164 Signet Jeweiers - stock WA None (or less than $1,001) Dividends, capital gains $2,501 $5,000

165 A. O. Smith Corporation stock WA $15,001 $50,000 Dividends $1.001 - $2,500

166 Technologies Hoidings stock NIA $50,001 - $100,000 Dividends. capital gains $50,001 - $100,000

 

 

 

 

 

 

 

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Filer?s Name

Page Numb er

 

John K. Delaney

 

16

 

Part 6: Other Assets and Income

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Description EIF Value Income Type Income Amount
167 Teie?ex Inc. - stock NIA $100,001 - $250,000 Dividends, capital gains $15,001 - $50,000
153 Tom Co. stock NIA $50,001 $100,000 Dividends $201 $1,000
159 Transdigm Group Inc. stock NIA $50,001 - $100,000 Capital gains $5,001 - $15,000
170 Trimbie Navigation Ltd. - stock NIA $50,001 $100,000 None (or iess than $201)
171 Vantiv Inc. stock NIA None (oz~ iess than $1,001) None (or iess than $201)
172 Wabtec stock MIA None (or less tinan $1,001) Capital gains $201 $1,000
173 Welbilt Inc. - stock NKA $50,001 $100,000 None (or less than $201)
174 West Pharmaceuticai Services Inc. - stock NIA None (or less than $1,001) Dividends, capital gains $5,001 - $15,000
175 Williams Sonoma - stock WA $50,001 - $100,000 Dividends, capital gains $2,501 $5,000
176 Worldpay Inc. stock NJA None (or less than $1,001) Capitai gains $15,001 - $50,000
177 
178 
TRUST) - underlying?assets-shown below? 
179 Baltimore MD Consoi Public bond NKA $100,001 $250,000 interest $2,501 - $5,000
130 Baltimore MD Proj Revenue bond NIA $100,001 - $250,000 Interest $5,001 $15,000
131 Bank of America Corp - bond NIA $15,001 $50,000 1 Interest $201 - $1,000
132 SP Capital Markets bond NIA $15,001 - $50,000 Interest, oapitai gain $201 $1,000
133 Cadilac MI Area - bond NIA $50,001 - $100,000 Interest $201 a $1,000
184 Cecil County MD - bond NIA $100,001 - $250,000 Interest $2,501 $5,000
135 Gariand Texas - bond NIA $50,001 - $100,000 None (or less than $201)
136 Goldman Sachs Group - bond NIA $15,001 $50,000 Interest $201 - $1,000

 

 

 

 

 

 

 

 

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Partners, LLC) (asset manager and lender)

 

 

 

 

 

Filer's Name Page Number
John K. Delaney 1?
Part 6: Other Assets and Income

Description EIF Value Income Type Income Amount

13'} Maricopa County AZ bond NKA $100,001 $250,000 None (or less than $201)

183 Marytand State State Locat Facs bond NIA $100,001 $250,000 interest $2,501 - $5,000

189 Maryiand State Stadium - bond NIA $100,001 $250,000 interest $2,501 - $5,000

190 Maryiand State Transportation Auth bond (matured) NIA None (or less than $1,001) Interest $2,501 $5,000

191 Miami-Dade County FL bond (matured) NIA None (or less than $1,001) interest $2,501 $5,000

192 Montgomery County MD - bond NIA $100,001 - $250,000 interest $2,501 $5,000

193 New Hanover Cnty bond NIA $100,001 $250,000 interest $201 $1,000

194 New York City NY - bond NIA $100,001 $250,000 interest $1,001 $2,500

195 Northampton Bore PA Muni Auth Rev bond (matured) MIA None (or tees than $1,001) Interest $1,001 - $2,500

196 Ohio State Higher Educationat Facs - bond WA $50,001 $100,000 Interest $2,501 - $5,000

197 Prince Georges County bond NIA $100,001 $250,000 None (or less than $201)

198 Queen Annes County MD bond WA $100,001 $250,000 Interest $2,501 - $5,000

199 South Dakota State Health - bond NIA $100,001 $250,000 Interest $2,501 $5,000

200 Washington MD Suburban Sanitary District - bond WA $100,001 - $250,000 interest $2,501 - $5,000

201 Worcester County MD - bond NIA $100,001 $250,000 interest $2,501 $5,000

202

203

204 No

205 Partners Holdings, LLC (formerly known as $100,001 - $250,000 Business Income 216,305

 

 

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Filer's Name

Page Number 

 

John K. Delaney

18

 

Part 6: Other Assets and Income

 

 

Description EIF Value

Income Type

Income Amount

 

206 Acacia Partners, LP, New York, NY globai long oniy equity Yes $5,000,001 - $25,000,000
fund see Note 1

$100,001 $1,000,000

 

207 American Steadfast, LP, New York, NY- long biased Yes $1,000,001 $5,000,000
fundamentally based equity hedge fund - see Note 1

$100,001 - $1,000,000

 

203 BlueSpruce Fund LP, Chicago, ii. primarily hoids portfolio No $1,000,001 - $5,000,000
of US equities (not self-directed) (underlying assets are not
disclosed due to a preexisting con?dentiality agreement) 
see Note 1

interest, Dividends,
Capital Gains

$100,001 $1,000,000

 

209 Common Sense Growth, LLC promote products and WA $100,001 - $250,000
services to benefit children and i or - see Note 1

None (or toes than $201)

 

210 The [33 Family Bulldog Fund, LP, Camas, WA - investment No $50,001 - $100,000
in 3 private companies (not self directed) underlying assets
shown below see Note 1

None (or less than $201)

 

211 D3 - Pediatric Services Holding Corporation, Atlanta, GA $1 ,001 - $15,000
Provides home nursing care for medically fragile infants and
children in various states. see Note 1

None (or less than $201)

 

212 D3 Holt Distressed Property Fund 2010 LP, Vancouver, WA $1,001 $15,000
WA - residential land banker that purchases deveioped,
entitled lots in block sales for resaie to local, regional and
national home buiiders see Note 1

investment income
(Partnership)

302

 

213 D3 H2D3V4, LP, Vancouver, WA activities same as Hoit WA $15,001 $50,000
Distressed Property Fund 2010 LP above see Note 1

investment income
(Partnership)

2,946

 

214 Enlightenment Capital Solutions Fund LP, Chevy Chase. Yes $100,001 $250,000
ME) private equity investment that focuses in buyout growth -

$15,001 - $50,000

 

 

see Note 1
215 HCP Private Equity Fund ll, LP, San Francisco, CA - see Yes $100,001 - $250,000 $15,001 $50,000
Note 1
216 HCP Private Equity Fund Vll, LP, San Francisco, CA No $250,001 $500,000 investment income None (or less than $201)

private equity fund of funds (not seif directed) (underlying
assets are not disciosed due to a preexisting confidentiality
agreement) - see Note 1

(Partnership)

 

217 HCP Private Equity Fund Vili, LP, San Francisco, CA No None (or less than $1,001)
private equity fund of funds (not seif directed) (underlying
assets are not disciosed due to a preexisting con?dentiality
agreement) - see Note 1

None (or less than $201)

 

218

 

219 Note 1: i have not received my Schedule for tax year
2018. This income amount is based on my 2017 K??l

 

 

 

 

 

 

 

 

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

 

Filer?s Name

Page Numb er

 

John K. Delaney

19

 

 

Part 6: Other Assets and Income

 



Description

EIF

Value

Income Type

Income Amount

 

220

Healthpoint Capitai Partners IE, LP, New York, NY - private
equity ?rm exciusiveiy focused on orthopedic and dental
device businesses see Note 1

Yes

$100,001 $250,000

None (or iess than $201)

 

221

30 Flowers ll, LP, New York, NY ., invests in buyouts, growth
capital and special situations in the ?nancial services
industry - see Note 1

Yes

$250,001 $500,000

None (or less than $201)

 

222

JCF ll AIV K, LP, New York, NY - see JC Flowers ll LP for
description of activities - see Note 1

Yes

None (or less than $1 ,001)

$201 $1,000

 

223

Lone Cascade, LP, Greenwich, CT global long-only equity
fund (not self directed) (underlying assets are not disclosed
due to a preexisting confidentiality agreement) - see Note 1

No

$1,000,001 - $5,000,000

Investment Income
(Partnership)

277,192

 

224

Luxor Capital Partners, LP. New York, NY opportunistic
investment fund see Note 1

Yes

$15,001 - $50,000

$201 $1,000

 

225

Luxor Capital Partners Liquidating SPV LLC, New York, NY 
opportunistic investment fund for the purpose of liquidating
the assets contributed to it by the partners of Luxor Capital
Partners, LP (not self directed) (underlying assets are not
disclosed due to a preexisting con?dentiality agreement) 
See Note 1 .

No

$250,003 - $500,000

None (or iess than $201)

 

226

Pamiico Capitai iil Executive Fund, LP, Charlotte, NC -
private equity ?rm which primarily invests in middle market
companies focused on speci?c industry sectors including
healthcare, communications and business and technology
services (not self?directed) (underlying assets are not
disciosed due to a preexisting con?dentiality agreement) 
see Note 1

No

$500,001 $1,000,000

Investment income
(Partnership)

45,361

 

22'?

Pamlico Capital lV Executive Fund, LP, Chariotte, NC 
private equity ?rm {not self directed) (underlying assets are
not disciosed clue to a preexisting confidentiaiity agreement)
see Note 1

No

$50,001 - $100,000

None (or less than $201)

 

228

GCP Partners (Jo-investment (Chico) LP ~see Note 2

Yes

$100,001 - $250,000

None (or less than $201)

 

229

 

230

Note 1: have not received my Schedule PM for tax year
2018. This income amount is based on my 2017 

 

231

 

 

Note 2: This is a new investment in 2018. have not
received by Schedule PM for tax year 2018.

 

 

 

 

 

 

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

 

Filer's Name

Page Number

 

John K. Delaney

 

20

 

Part 6: Other Assets and Income

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

   

 
 

 

 

 

 

 

 

 
 

 

 

 

 

Description Value Income Type Income Amount

232 .. 11.. fits? i No

233 0.3. bank account - WF (cash) NIA $1 ,001 - $15,000 None (or less than $201)

234 Paci?c Life, variable universal life underlying assets shown No

235 Vl Fund ill Blast-(Rock Yes $50,001 $100,000 None (or less than $201)

236 - VIP Contrafund 2 - Fidelity Yes $100,001 - $250,000 None (or iess than $201)

237 Mid Cap Class 2-Fideiity Yes $100,001 - $250,000 None (or less than $201)

238 Global Multi?Asset Managed Allocation?Adviser Yes $50,001 - $100,000 None (or less than $201)

239 - :181::rnational Large Yes $50,001 - $100,000 None (or less than $201)

240 Morgan Stanley PSF Real Estate Portfolio Yes $50,001 $100,000 None (or less than $201)

241 VIP Global Hard Assets~Van Eek Yes $15,001 - $50,000 None (or less than $201)

242

243

244 No

245 anacunt - WF (cash) $1,001 - $15,000 interest None (or less than $201)

246 - Mass Mutual, whole life NIA $100,001 $250,000 Dividends $5,001 - $15,000

247

248 
No

250 U.S. Secured Market Deposit Account {money market WA $50,001 - $100,000 Interest $1,001 - $2,500

 

251

 

 

 

 

 

 

 

 

Note: This is a public form. Do not include account numbers, street addresses, or family rnember names. See instructions for required information.

 

Filer?s Name

Page Number

 

John K. Delaney

 

21

 

Part 6: Other Assets and Income

 


252

Description



 

253

1? US bank account - WFicash)



Value

Income Type

Income Amount

 

No

 

NIA

$100,001 - $250,000

interest

$201 $1,000

 

254

- Vanguard index Funds 500 ETF

Yes

Over $1,000?000

$15,001 - $50,000

 

255

Federated Treasury Obiigations Fund institutional Shares

Yes

Over $1,000,000

$15,001 - $50,000

 

256
257

258

 

- US. bank account? WF (cash)

 

 

 

 

NIA

$50,001 - $100,000

Interest

$201 $1,000

 

259

- Vanguard index Funds 500 ETF

Yes

Over $1 ,000,000

$15,001 - $50,000

 

260

Federated Treasury Obligations Fund Institutional Shares

Yes

Over $1 ,000,000

$15,001 - $50,000

 

261

 

262

 

263

 

264

 

265

 

266

 

267

 

268

 

269

 

270

 

271

 

 

 

 

 

 

 

 

0613 Form 2736 (Updated Jan. 2019) (Expires 12:81:21)
Instructions for Part 7
Note: This is a public form. Do not inciude account numbers, street addresses, or famiiy member names. See instructions for required information.

 

Filer's Name Page Number

 

John K. Delaney 22

 

Part 7: Transactions

 

Description Type Date Amount

 

OGE Form 278?. {Updated Jan. 20 19) (Expires 12:31:21)
instructions for Part 8
Note: This is a public form. 00 not include account numbers, street addresses, or famiiy member names. See instructions for required information.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

    

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Filer's Name Page Number
John K. Deianey . 23
Part 8: Liabilities

Creditor Name Type Amount Year Incurred Rate Term

1 American Express Centurion Credit Card $100,001 $250,000 2018 Variabie revolving

2 American Express Platinum Credit Card $50,001 - $100,000 2018 Variable revolving

3 Citibank Worid Aadvantage Credit Card $10,001 - $15,000 2018 Variable revolving

4

5 Family Trust (SBLG Family investments LLC) Investment loan $1,000,001 $5,000,000 2011 short term APR on demand
6 JC Flowers ll, LP Capital call (unfunded commitment) $15,001 - $50,000 2006 nfa on demand
7 FFL Executive Partners 1V, LP Capital call (unfunded commitment) $250,001 $500,000 2015 nia on demand
8 Enlightenment Capitai Solutions Fund Ei, LP Capital cat! (unfunded commitment) $50,001 $100,000 2018 nfa on demand
9

10

13 Enlightenment Capital Solutions I Capital call (unfunded commitment) $100,001 - $250,000 2016 nla on demand
14 :?iigliilerli?ent Capital Solutions Capital call (unfunded commitment) $100,001 $250,000 2018 n/a on demand
15 21:3?; (Jo-Investment (Chico), LP Capital call (unfunded commitment) $100,001 $250,000 2018 nl'a on demand
16 Hellman Friedman Capital Partners 1X, LP Capital call (unfunded commitment) $1,000,001 - $5,000,000 2018 nia on demand
17 JC Flowers LP Capital call (unfunded commitment) $50,001 - $100,000 2006 nta on demand
18 Pamlico Capitai Ell Executive Fund, LP Capital cail (unfunded commitment) $15,001 $50,000 2014 Na on demand
19 Pamlico Capital IV Executive Fund, LP Capital caii (Lnfunded commitment) $100,001 - $250,000 2017 nla .: on demand
20 Private Equity Fund II, LP Capitai call (unfunded commitment) $50,001 $100,000 2005 nla on demand

 

 

Note: This is a public form. Do not include account numbers, street addresses, or famiiy member names. See instructions for required Information.

 

Filer's Name Page Number

 

John K. Delaney 24

 

Part 8: Liabilities

 

Creditor Name Type Amount Year Incurred Rate Term

 

21 HCP Private Equity Fund Vii, LP Capital call, unfunded commitment $250,001 - $500,000 2014 nfa on demand

 

22 HCP Private Equity Fund VHI, LP . Capital caii, unfunded commitment $1,000,001 $5,000,000 2017 nla on demand

 

 OGE Form 2733 (Updated Jan. 2019) (Expires 1251/21)
instructions for Part 9
Note: This is a pubfic form. Do not inciude account numbers, street addresses, or family member names. See instructions for required information.

 

Filer?s Name Page Number

 

 

John K. Deianey 25

 

Part 9: Gifts and Travel Reimbursements

 

Source Name City/State Brief Description Value