Filing ID #10020178

f inancial D iScloSure r ePort
Clerk of the House of Representatives • Legislative Resource Center • 135 Cannon Building • Washington, DC 20515

filer information
name:

Hon. Bradley S. Schneider

Status:

Member

State/District:

IL10

filing information
filing type:

annual Report

filing year:

2017

filing Date:

08/13/2018

ScheDule a: aSSetS anD "unearneD" income
asset

owner value of asset income
type(s)

income tx. >
$1,000?

01 - The Private Bank, Winnetka, IL ⇒
Checking account [Ba]

JT

$1 - $200

03 - Manufacturers Bank, Northbrook, IL ⇒
Checking account [Ba]

$15,001 - $50,000 Interest

$1,001 - $15,000

None

c
d
e
f
g

c
d
e
f
g

04 - Mesirow Brokerage account (JT-E) ⇒
Berwyn Income Fund (BERIX) [MF]

JT

$15,001 - $50,000 Capital Gains,
Dividends

$2,501 $5,000

b
c
d
e
f
g

04 - Mesirow Brokerage account (JT-E) ⇒
Doubleline Total Return Bond FD CL (DBLTX) [MF]

JT

$250,001 $500,000

Capital Gains,
Dividends

$5,001 $15,000

b
c
d
e
f
g

04 - Mesirow Brokerage account (JT-E) ⇒
Fidelity Government Money Market (SPaXX) [Ba]

JT

$50,001 $100,000

Dividends

$1 - $200

c
d
e
f
g

04 - Mesirow Brokerage account (JT-E) ⇒
SPDR S&P MIDCaP 400 ETF (MDY) [EF]

JT

$100,001 $250,000

Capital Gains,
Dividends

$5,001 $15,000

b
c
d
e
f
g

04 - Mesirow Brokerage account (JT-E) ⇒
SPDR SER TR NUVEEN BLMBRG SR (SHM) [EF]

JT

None

Capital Gains

$2,501 $5,000

b
c
d
e
f
g

04 - Mesirow Brokerage account (JT-E) ⇒

JT

$250,001 -

Capital Gains,

$5,001 -

b
c
d
e
f
g

 asset

owner value of asset income
type(s)

SPDR SER TR S&P Divid ETF (SDY) [EF]

$500,000

Dividends

income tx. >
$1,000?
b
c
d
e
f
g
$15,000

04 - Mesirow Brokerage account (JT-E) ⇒
SSGa active ETF TR Global allocation ETF (GaL) [EF]

JT

None

Capital Gains,
Dividends

$2,501 $5,000

b
c
d
e
f
g

04 - Mesirow Brokerage account (JT-E) ⇒
VaNGUaRD FTSE DEVELOPED MaRKET ETF (VEa)
[EF]

JT

$15,001 - $50,000 Capital Gains,
Dividends

$2,501 $5,000

b
c
d
e
f
g

04 - Mesirow Brokerage account (JT-E) ⇒
VaNGUaRD LIMITDTERM TaX EXEMPT aDMIRaL
(VMLUX) [MF]

JT

None

Capital Gains,
Dividends

$2,501 $5,000

b
c
d
e
f
g

05 - Mesirow Brokerage account (KPL) ⇒
Doubleline Total Return Bond FD CL I (DBLTX) [MF]

SP

$100,001 $250,000

Dividends

$201 $1,000

b
c
d
e
f
g

05 - Mesirow Brokerage account (KPL) ⇒
Fidelity Government Money Market (SPaXX) [Ba]

SP

$100,001 $250,000

Dividends

$1 - $200

c
d
e
f
g

05 - Mesirow Brokerage account (KPL) ⇒
First Eagle Global Class I (SGIIX) [MF]

SP

$50,001 $100,000

Capital Gains,
Dividends

$2,501 $5,000

c
d
e
f
g

05 - Mesirow Brokerage account (KPL) ⇒
FPa New Income (FPINX) [MF]

SP

$15,001 - $50,000 Dividends

$201 $1,000

c
d
e
f
g

05 - Mesirow Brokerage account (KPL) ⇒
IVa Worldwide Fund CL I (IVWIX) [MF]

SP

$15,001 - $50,000 Capital Gains,
Dividends

$1,001 $2,500

c
d
e
f
g

05 - Mesirow Brokerage account (KPL) ⇒
Lord abbett Short Duration Income CL I (LLDYX) [MF]

SP

$50,001 $100,000

$1 - $200

b
c
d
e
f
g

05 - Mesirow Brokerage account (KPL) ⇒
Lord abbett Value Opportunities CL I (LVOYX) [MF]

SP

$15,001 - $50,000 Capital Gains,
Dividends

$1,001 $2,500

c
d
e
f
g

05 - Mesirow Brokerage account (KPL) ⇒
Oakmark Equity & Income FD I (OaKBX) [MF]

SP

$50,001 $100,000

Capital Gains,
Dividends

$5,001 $15,000

c
d
e
f
g

05 - Mesirow Brokerage account (KPL) ⇒
SPDR S&P 500 ETF Trust Unit Ser 1 S&P, (SPY) [EF]

SP

$100,001 $250,000

Dividends

$1,001 $2,500

b
c
d
e
f
g

05 - Mesirow Brokerage account (KPL) ⇒
SPDR SER TR S&P Divid ETF (SDY) [EF]

SP

$100,001 $250,000

Capital Gains,
Dividends

$5,001 $15,000

c
d
e
f
g

05 - Mesirow Brokerage account (KPL) ⇒
T Rowe Price Cap appreciation (PRWCX) [MF]

SP

$50,001 $100,000

Capital Gains,
Dividends

$5,001 $15,000

c
d
e
f
g

Dividends

 asset

owner value of asset income
type(s)

income tx. >
$1,000?

05 - Mesirow Brokerage account (KPL) ⇒
Thornburg International Value CL (TGVIX) [MF]

SP

$15,001 - $50,000 Capital Gains,
Dividends

$5,001 $15,000

c
d
e
f
g

05 - Mesirow Brokerage account (KPL) ⇒
Vanguard Limited Term Tax Exempt admiral (VMLUX)
[MF]

SP

$15,001 - $50,000 Dividends

$201 $1,000

c
d
e
f
g

06 - Mesirow Brokerage account (JST-E) ⇒
SP
american EuroPacific Growth Fund CL FW (aEPFX) [MF]

$250,001 $500,000

Capital Gains,
Dividends

$15,001 $50,000

c
d
e
f
g

06 - Mesirow Brokerage account (JST-E) ⇒
Berwyn Income Fund (BERIX) [MF]

SP

$100,001 $250,000

Capital Gains,
Dividends

$5,001 $15,000

b
c
d
e
f
g

06 - Mesirow Brokerage account (JST-E) ⇒
Domain Timber advisors II LP (Formerly Timbervest
Parterns II LP) [HE]

SP

$100,001 $250,000

None

06 - Mesirow Brokerage account (JST-E) ⇒
Doubleline Total Return Bond FD CL I (DBLTX) [MF]

SP

$100,001 $250,000

Dividends

$2,501 $5,000

b
c
d
e
f
g

06 - Mesirow Brokerage account (JST-E) ⇒
Fidelity Government Money Market (SPaXX) [Ba]

SP

$50,001 $100,000

Dividends,
Interest

$1 - $200

c
d
e
f
g

06 - Mesirow Brokerage account (JST-E) ⇒
First Eagle Global Class I (SGIIX) [MF]

SP

$250,001 $500,000

Capital Gains,
Dividends

$5,001 $15,000

b
c
d
e
f
g

06 - Mesirow Brokerage account (JST-E) ⇒
FPa Crescent Fund (FPaCX) [MF]

SP

$250,001 $500,000

Capital Gains,
Dividends

$15,001 $50,000

c
d
e
f
g

06 - Mesirow Brokerage account (JST-E) ⇒
iShares TR Rus Mid-Cap (IWR) [EF]

SP

$500,001 $1,000,000

Dividends

$5,001 $15,000

c
d
e
f
g

06 - Mesirow Brokerage account (JST-E) ⇒
IVa Worldwide Fund CL I (IVWIX) [MF]

SP

$250,001 $500,000

Capital Gains,
Dividends

$5,001 $15,000

c
d
e
f
g

06 - Mesirow Brokerage account (JST-E) ⇒
Lord abbett Short Duration Income CL I (LLDYX) [MF]

SP

$100,001 $250,000

Capital Gains,
Dividends

$5,001 $15,000

c
d
e
f
g

06 - Mesirow Brokerage account (JST-E) ⇒
Lord abbett Value Opportunities CL I (LVOYX) [MF]

SP

$250,001 $500,000

Dividends

$15,001 $50,000

c
d
e
f
g

06 - Mesirow Brokerage account (JST-E) ⇒
Oakmark Equity & Income FD I (OaKBX) [MF]

SP

$250,001 $500,000

Capital Gains,
Dividends

$15,001 $50,000

b
c
d
e
f
g

c
d
e
f
g

 asset

owner value of asset income
type(s)

income tx. >
$1,000?

06 - Mesirow Brokerage account (JST-E) ⇒
PIMCO all asset Instl Class (PaaIX) [MF]

SP

$250,001 $500,000

Dividends

$5,001 $15,000

c
d
e
f
g

06 - Mesirow Brokerage account (JST-E) ⇒
Sequoia FD Inc (SEQUX) [MF]

SP

$250,001 $500,000

Capital Gains

$50,001 $100,000

b
c
d
e
f
g

06 - Mesirow Brokerage account (JST-E) ⇒
SPDR S&P 500 ETF Trust Unit Ser 1 S&P, (SPY) [EF]

SP

$15,001 - $50,000 Dividends

$201 $1,000

c
d
e
f
g

06 - Mesirow Brokerage account (JST-E) ⇒
SPDR SER TR NUVEEN BLMBRG SR (SHM) [EF]

SP

None

Capital Gains,
Dividends

$201 $1,000

b
c
d
e
f
g

06 - Mesirow Brokerage account (JST-E) ⇒
SPDR SER TR S&P Divid ETF (SDY) [EF]

SP

$500,001 $1,000,000

Capital Gains,
Dividends

$15,001 $50,000

c
d
e
f
g

06 - Mesirow Brokerage account (JST-E) ⇒
T Rowe Price Cap appreciation (PRWCX) [MF]

SP

$250,001 $500,000

Capital Gains,
Dividends

$15,001 $50,000

c
d
e
f
g

06 - Mesirow Brokerage account (JST-E) ⇒
Thornburg International Value CL (TGVIX) [MF]

SP

$100,001 $250,000

Capital Gains,
Dividends

$15,001 $50,000

c
d
e
f
g

06 - Mesirow Brokerage account (JST-E) ⇒
US Treasury Note Inflation Index Note [GS]

SP

$50,001 $100,000

Interest

$1,001 $2,500

c
d
e
f
g

06 - Mesirow Brokerage account (JST-E) ⇒
VaNGUaRD INDEX FDS FORMERLY VaNGUaRD
INDEX TR (VOO) [EF]

SP

$50,001 $100,000

Interest, orig issue $201 disc
$1,000

06 - Mesirow Brokerage account (JST-E) ⇒
Vanguard Limited Term Tax Exempt admiral (VMLUX)
[MF]

SP

$15,001 - $50,000 Dividends

$201 $1,000

c
d
e
f
g

06 - Mesirow Brokerage account (JST-E) ⇒
Vanguard Star Fund Vanguard Total Intl (VXUS) [EF]

SP

$500,001 $1,000,000

Dividends

$5,001 $15,000

c
d
e
f
g

06 - Mesirow Brokerage account (JST-E) ⇒
Wells Fargo Growth adm CL (SGRKX) [MF]

SP

$100,001 $250,000

Capital Gains,
Dividends

$50,001 $100,000

c
d
e
f
g

06 - Mesirow Brokerage account (JST-E) ⇒
Wells Fargo Intrinsic Value Inst (EIVIX) [MF]

SP

$250,001 $500,000

Capital Gains,
Dividends

$15,001 $50,000

b
c
d
e
f
g

07 - Mesirow Brokerage account (JST-M) ⇒
C.W. Henderson Traditional Strategy Composite (EIF)
[GS]

SP

$500,001 $1,000,000

Capital Gains,
Interest

$15,001 $50,000

c
d
e
f
g

DESCRIPTION: Municipal Bond Fund (EIF)

b
c
d
e
f
g

 asset

owner value of asset income
type(s)

income tx. >
$1,000?

07 - Mesirow Brokerage account (JST-M) ⇒
Fidelity Government Money Market (SPaXX) [Ba]

SP

$1,001 - $15,000

Dividends

$1 - $200

c
d
e
f
g

08 - Mesirow Brokerage account (JST-B) ⇒
Fidelity Government Money Market (SPaXX) [Ba]

SP

$1,001 - $15,000

Dividends

$1 - $200

c
d
e
f
g

08 - Mesirow Brokerage account (JST-B) ⇒
GW&K Total Return Bond Strategy (EIF) [CS]

SP

$250,001 $500,000

Capital Gains,
Interest

$15,001 $50,000

c
d
e
f
g

JT

$100,001 $250,000

Capital Gains,
Dividends,
Interest

$5,001 $15,000

c
d
e
f
g

$250,001 $500,000

Tax-Deferred

c
d
e
f
g

c
d
e
f
g

DESCRIPTION: Corporate Bond Fund (EIF)

09 - Fidelity Brokerage account ⇒
Relative Value Partners Balance Strategy (EIF) [HE]

10 - Fidelity Brokerage account - Rollover IRa ⇒
Relative Value Partners Balance Strategy (EIF) [HE]
11 - Fidelity Brokerage account - Rollover IRa (S) ⇒
Relative Value Partners Balance Strategy (EIF) [HE]

SP

$1,000,001 $5,000,000

Tax-Deferred

12 - Fidelity Brokerage account (JST) ⇒
Relative Value Partners absolute Return Strategy (EIF)
[HE]

SP

$500,001 $1,000,000

Capital Gains,
Dividends,
Interest

$50,001 $100,000

c
d
e
f
g

13 - Schwab Brokerage account ⇒
3M Company (MMM) [ST]

JT

None

Dividends

$201 $1,000

c
d
e
f
g

13 - Schwab Brokerage account ⇒
Cash [Ba]

JT

$1,001 - $15,000

None

c
d
e
f
g

13 - Schwab Brokerage account ⇒
Netflix, Inc. (NFLX) [ST]

JT

$15,001 - $50,000 None

c
d
e
f
g

13 - Schwab Brokerage account ⇒
Trupanion, Inc. (TRUP) [ST]

JT

$250,001 $500,000

None

c
d
e
f
g

13 - Schwab Brokerage account ⇒
United States Steel Corporation (X) [ST]

JT

None

None

b
c
d
e
f
g

DESCRIPTION: all shares contributed to charity December, 2017

14 - Schwab Brokerage account - Roth IRa ⇒
american Beacon Large Cap (aaGPX) [MF]

$15,001 - $50,000 Tax-Deferred

c
d
e
f
g

14 - Schwab Brokerage account - Roth IRa ⇒
american Century Growth (TCWGX) [MF]

$15,001 - $50,000 Tax-Deferred

c
d
e
f
g

 asset

owner value of asset income
type(s)

income tx. >
$1,000?

14 - Schwab Brokerage account - Roth IRa ⇒
Broadview Oppty Fd (BVaOX) [MF]

$1,001 - $15,000

Tax-Deferred

c
d
e
f
g

14 - Schwab Brokerage account - Roth IRa ⇒
Carillon Scout International Fund (UMBWX) [MF]

$15,001 - $50,000 Tax-Deferred

c
d
e
f
g

14 - Schwab Brokerage account - Roth IRa ⇒
Cash [Ba]

$1 - $1,000

Tax-Deferred

c
d
e
f
g

14 - Schwab Brokerage account - Roth IRa ⇒
Hartford Schroders Emerging (SEMVX) [MF]

$1,001 - $15,000

Tax-Deferred

c
d
e
f
g

14 - Schwab Brokerage account - Roth IRa ⇒
Highland Global alloc Fund (HCOaX) [MF]

$1,001 - $15,000

Tax-Deferred

c
d
e
f
g

14 - Schwab Brokerage account - Roth IRa ⇒
Manning & Napier World Oppy (EXWaX) [MF]

$1,001 - $15,000

Tax-Deferred

c
d
e
f
g

14 - Schwab Brokerage account - Roth IRa ⇒
Northern Small Cap Value (NOSGX) [MF]

$15,001 - $50,000 Tax-Deferred

c
d
e
f
g

14 - Schwab Brokerage account - Roth IRa ⇒
Schwab MarketTrack all Equity Portfolio (SWEG) [MF]

$1,001 - $15,000

Tax-Deferred

b
c
d
e
f
g

14 - Schwab Brokerage account - Roth IRa ⇒
TCW Small Cap Growth (TGSNX) [MF]

None

Tax-Deferred

b
c
d
e
f
g

14 - Schwab Brokerage account - Roth IRa ⇒
Wells Fargo C&B Large Cap (CBESZ) [MF]

$15,001 - $50,000 Tax-Deferred

c
d
e
f
g

DESCRIPTION: New ticker symbol (formerly CEBOX)

15 - MSSB Brokerage account (JD-E) ⇒
Cash [Ba]

SP

$1 - $1,000

Interest

$1 - $200

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
alibaba Group Holding Limited american Depositary
Shares each representing one Ordinary share (BaBa) [ST]

SP

None

Tax-Deferred

b
c
d
e
f
g

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
amazon.com, Inc. (aMZN) [ST]

SP

$100,001 $250,000

Tax-Deferred

c
d
e
f
g

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
Cash [Ba]

SP

$1,001 - $15,000

Tax-Deferred

c
d
e
f
g

c
d
e
f
g

 asset

owner value of asset income
type(s)

income tx. >
$1,000?

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
Celgene Corporation (CELG) [ST]

SP

None

Tax-Deferred

b
c
d
e
f
g

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
Coherent, Inc. (COHR) [ST]

SP

$500,001 $1,000,000

Tax-Deferred

c
d
e
f
g

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
Delphi automotive plc Ordinary Shares (DLPH) [ST]

SP

None

Tax-Deferred

b
c
d
e
f
g

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
Delta air Lines, Inc. (DaL) [ST]

SP

$100,001 $250,000

Tax-Deferred

b
c
d
e
f
g

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
Facebook, Inc. - Class a (FB) [ST]

SP

$250,001 $500,000

Tax-Deferred

c
d
e
f
g

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
FedEx Corporation (FDX) [ST]

SP

$100,001 $250,000

Tax-Deferred

c
d
e
f
g

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
Home Depot, Inc. (HD) [ST]

SP

$100,001 $250,000

Tax-Deferred

c
d
e
f
g

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
Illinois Tool Works Inc. (ITW) [ST]

SP

$100,001 $250,000

Tax-Deferred

c
d
e
f
g

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
JP Morgan Chase & Co. (JPM) [ST]

SP

$100,001 $250,000

Tax-Deferred

b
c
d
e
f
g

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
Laboratory Corporation of america Holdings (LH) [ST]

SP

None

Tax-Deferred

b
c
d
e
f
g

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
Lennar Corporation Class a (LEN) [ST]

SP

$100,001 $250,000

Tax-Deferred

b
c
d
e
f
g

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
Mastercard Incorporated (Ma) [ST]

SP

$250,001 $500,000

Tax-Deferred

c
d
e
f
g

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
Microsoft Corporation (MSFT) [ST]

SP

$100,001 $250,000

Tax-Deferred

c
d
e
f
g

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
Texas Instruments Incorporated (TXN) [ST]

SP

$100,001 $250,000

Tax-Deferred

b
c
d
e
f
g

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
United Continental Holdings (UaL) [ST]

SP

None

Tax-Deferred

b
c
d
e
f
g

 asset

owner value of asset income
type(s)

income tx. >
$1,000?

17 - Mesirow Brokerage account - IRa (CDNEX) ⇒
Fidelity Government Money Market (SPaXX) [Ba]

SP

$1,001 - $15,000

Tax-Deferred

c
d
e
f
g

17 - Mesirow Brokerage account - IRa (CDNEX) ⇒
iShares TR Rus Mid-Cap (IWR) [EF]

SP

$15,001 - $50,000 Tax-Deferred

c
d
e
f
g

17 - Mesirow Brokerage account - IRa (CDNEX) ⇒
Vanguard FTSE Developed Market ETF (VEa) [EF]

SP

$15,001 - $50,000 Tax-Deferred

b
c
d
e
f
g

17 - Mesirow Brokerage account - IRa (CDNEX) ⇒
Vanguard Short Term Invemt Grade admiral (VFSUX)
[MF]

SP

$15,001 - $50,000 Tax-Deferred

c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
alibaba Group Holding Limited american Depositary
Shares each representing one Ordinary share (BaBa) [ST]

SP

$100,001 $250,000

Tax-Deferred

b
c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
alphabet Inc. - Class a (GOOGL) [ST]

SP

$100,001 $250,000

Tax-Deferred

c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
amazon.com, Inc. (aMZN) [ST]

SP

$100,001 $250,000

Tax-Deferred

c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
american Tower Corporation (aMT) [ST]

SP

None

Tax-Deferred

b
c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
applied Materials, Inc. (aMaT) [ST]

SP

$100,001 $250,000

Tax-Deferred

b
c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Carnival Corporation (CCL) [ST]

SP

None

Tax-Deferred

b
c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Cash [Ba]

SP

$15,001 - $50,000 Tax-Deferred

c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Celgene Corporation (CELG) [ST]

SP

None

Tax-Deferred

b
c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Charles Schwab Corporation (SCHW) [ST]

SP

None

Tax-Deferred

b
c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Citigroup, Inc. (C) [ST]

SP

None

Tax-Deferred

b
c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒

SP

None

Tax-Deferred

b
c
d
e
f
g

 asset

owner value of asset income
type(s)

Delphi Technologies PLC Ordinary Shares (DLPH) [ST]

income tx. >
$1,000?
b
c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Facebook, Inc. - Class a (FB) [ST]

SP

$250,001 $500,000

Tax-Deferred

c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
FedEx Corporation (FDX) [ST]

SP

$100,001 $250,000

Tax-Deferred

c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Home Depot, Inc. (HD) [ST]

SP

$250,001 $500,000

Tax-Deferred

c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Intel Corporation (INTC) [ST]

SP

None

Tax-Deferred

b
c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
JP Morgan Chase & Co. (JPM) [ST]

SP

$100,001 $250,000

Tax-Deferred

b
c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Lennar Corporation Class a (LEN) [ST]

SP

None

Tax-Deferred

b
c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Mastercard Incorporated (Ma) [ST]

SP

$250,001 $500,000

Tax-Deferred

c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
MB Financial Inc. (MBFI) [ST]

SP

None

Tax-Deferred

b
c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Microsoft Corporation (MSFT) [ST]

SP

$100,001 $250,000

Tax-Deferred

c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Praxair, Inc. (PX) [ST]

SP

$100,001 $250,000

Tax-Deferred

b
c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
SaP SE aDS (SaP) [ST]

SP

$250,001 $500,000

Tax-Deferred

b
c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Suncor Energy Inc. (SU) [ST]

SP

None

Tax-Deferred

b
c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Texas Instruments Incorporated (TXN) [ST]

SP

$100,001 $250,000

Tax-Deferred

b
c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Thermo Fisher Scientific Inc (TMO) [ST]

SP

$250,001 $500,000

Tax-Deferred

c
d
e
f
g

 asset

owner value of asset income
type(s)

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Ulta Beauty, Inc. (ULTa) [ST]

SP

$100,001 $250,000

Tax-Deferred

c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
United Continental Holdings (UaL) [ST]

SP

None

Tax-Deferred

b
c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Vulcan Materials Company (VMC) [ST]

SP

None

Tax-Deferred

b
c
d
e
f
g

20 - Mesirow Brokerage account - IRa (aDNEX) ⇒
Berwyn Income Fund (BERIX) [MF]

SP

$15,001 - $50,000 Tax-Deferred

c
d
e
f
g

20 - Mesirow Brokerage account - IRa (aDNEX) ⇒
Fidelity Government Money Market (SPaXX) [Ba]

SP

$1 - $1,000

Tax-Deferred

c
d
e
f
g

20 - Mesirow Brokerage account - IRa (aDNEX) ⇒
FPa New Income (FPINX) [MF]

SP

$100,001 $250,000

Tax-Deferred

b
c
d
e
f
g

20 - Mesirow Brokerage account - IRa (aDNEX) ⇒
iShares MSCI EaFE (EFa) [EF]

SP

None

Tax-Deferred

b
c
d
e
f
g

20 - Mesirow Brokerage account - IRa (aDNEX) ⇒
iShares TR Rus Mid-Cap (IWR) [EF]

SP

None

Tax-Deferred

b
c
d
e
f
g

20 - Mesirow Brokerage account - IRa (aDNEX) ⇒
IVa Worldwide Fund CL I (IVWIX) [MF]

SP

$50,001 $100,000

Tax-Deferred

c
d
e
f
g

20 - Mesirow Brokerage account - IRa (aDNEX) ⇒
Lord abbett Short Duration Income CL I (LLDYX) [MF]

SP

$250,001 $500,000

Tax-Deferred

c
d
e
f
g

20 - Mesirow Brokerage account - IRa (aDNEX) ⇒
PIMCO all asset Inst Class (PaaIX) [MF]

SP

$15,001 - $50,000 Tax-Deferred

c
d
e
f
g

20 - Mesirow Brokerage account - IRa (aDNEX) ⇒
SP
Vanguard Short Term Invmt Grade admiral (VFSUX) [MF]

$100,001 $250,000

Tax-Deferred

c
d
e
f
g

21 - Mesirow Brokerage account - IRa (aD-EX) ⇒
Berwyn Income Fund (BERIX) [MF]

SP

$15,001 - $50,000 Tax-Deferred

c
d
e
f
g

21 - Mesirow Brokerage account - IRa (aD-EX) ⇒
Fidelity Government Money Market (SPaXX) [Ba]

SP

$15,001 - $50,000 Tax-Deferred

c
d
e
f
g

21 - Mesirow Brokerage account - IRa (aD-EX) ⇒
First Eagle Global Class I (SGIIX) [MF]

SP

$50,001 $100,000

c
d
e
f
g

Tax-Deferred

income tx. >
$1,000?

 asset

owner value of asset income
type(s)

21 - Mesirow Brokerage account - IRa (aD-EX) ⇒
FPa New Income (FPNIX) [MF]

SP

$250,001 $500,000

Tax-Deferred

c
d
e
f
g

21 - Mesirow Brokerage account - IRa (aD-EX) ⇒
iShares MSCI EaFE (EFa) [EF]

SP

$250,001 $500,000

Tax-Deferred

c
d
e
f
g

21 - Mesirow Brokerage account - IRa (aD-EX) ⇒
Oakmark Equity & Income FD I (OaKBX) [MF]

SP

$50,001 $100,000

Tax-Deferred

c
d
e
f
g

21 - Mesirow Brokerage account - IRa (aD-EX) ⇒
PIMCO all asset Inst Class (PaaIX) [MF]

SP

$50,001 $100,000

Tax-Deferred

c
d
e
f
g

21 - Mesirow Brokerage account - IRa (aD-EX) ⇒
SP
Vanguard Short Term Invmt Grade admiral (VFSUX) [MF]

$250,001 $500,000

Tax-Deferred

c
d
e
f
g

22 - Mesirow Brokerage account - IRa JD R/O ⇒
Fidelity Government Money Market (SPaXX) [Ba]

SP

$1,001 - $15,000

Tax-Deferred

c
d
e
f
g

22 - Mesirow Brokerage account - IRa JD R/O ⇒
JP Morgan Mid Cap Value Fund Class L (FLMVX) [MF]

SP

$100,001 $250,000

Tax-Deferred

b
c
d
e
f
g

22 - Mesirow Brokerage account - IRa JD R/O ⇒
PIMCO all asset Inst Class [MF]

SP

$15,001 - $50,000 Tax-Deferred

b
c
d
e
f
g

22 - Mesirow Brokerage account - IRa JD R/O ⇒
Wells Fargo Intrinsic Value Inst (EIVIX) [MF]

SP

$100,001 $250,000

Tax-Deferred

c
d
e
f
g

22 - Mesirow Brokerage account - IRa JD R/O ⇒
SP
Wells Fargo Premier Large Co Growth Instl (EKJYX) [MF]

$100,001 $250,000

Tax-Deferred

c
d
e
f
g

23 - Life Insurance ⇒
Lincoln Financial Universal Policy [WU]

DC

$100,001 $250,000

None

c
d
e
f
g

23 - Life Insurance ⇒
Pacific Life Variable Policy [WU]

DC

None

None

c
d
e
f
g

24 - MDRJB Investment Partnership, LLC ⇒
american Chartered Bank [Ba]

$15,001 - $50,000 Interest

24 - MDRJB Investment Partnership, LLC ⇒
CH affiliates LLC (Real Istate, Northbrook, IL) [OL]

None

LOCaTION: Northbrook, IL, US
DESCRIPTION: Investment in office building, northbrook, IL

None

income tx. >
$1,000?

$1 - $200

c
d
e
f
g

c
d
e
f
g

 asset

owner value of asset income
type(s)

24 - MDRJB Investment Partnership, LLC ⇒
Hillsdale Property Company, LLC [OL]

$1,001 - $15,000

income tx. >
$1,000?

None

c
d
e
f
g

LOCaTION: Northbrook, IL, US
DESCRIPTION: Real estate holding company with interest in office complex in Indianapolis, IN. Net loss 2017

24 - MDRJB Investment Partnership, LLC ⇒
Medical Related Investments, LLC [OL]

$15,001 - $50,000 None

b
c
d
e
f
g

LOCaTION: Schaumburg, IL, US
DESCRIPTION: Investment company with interest in company operating regional freestanding MRI centers

24 - MDRJB Investment Partnership, LLC ⇒
Middleton Beverly Investors, LLC [OL]

$1,001 - $15,000

Rent

$201 $1,000

c
d
e
f
g

LOCaTION: Northbrook, IL, US
DESCRIPTION: Office building, Northbrook, IL

24 - MDRJB Investment Partnership, LLC ⇒
Middleton Logan Investors, LLC [OL]

$15,001 - $50,000 None

c
d
e
f
g

$15,001 - $50,000 None

b
c
d
e
f
g

$15,001 - $50,000 None

c
d
e
f
g

$15,001 - $50,000 None

c
d
e
f
g

LOCaTION: Northbrook, IL, US
DESCRIPTION: LLC owns commercial real estate.

24 - MDRJB Investment Partnership, LLC ⇒
Middleton Milwaukee LLC [OL]
LOCaTION: Northbrook, IL, US
DESCRIPTION: LLC owns office building in Milwaukee, WI

24 - MDRJB Investment Partnership, LLC ⇒
Middleton Park Place, LLC [OL]
LOCaTION: Northbrook, IL, US
DESCRIPTION: Investment in office building, Minnesota

24 - MDRJB Investment Partnership, LLC ⇒
Middleton Tallgrass, LLC [OL]
LOCaTION: Northbrook, IL, US
DESCRIPTION: Investment in LLC owning office building Northbrook, IL

24 - MDRJB Investment Partnership, LLC ⇒
Next Reality Fund VIII [HE]

$1,001 - $15,000

Interest,
1250/1231 gain,
Rent

$2,501 $5,000

c
d
e
f
g

$5,001 $15,000

c
d
e
f
g

DESCRIPTION: Excepted Investment Fund (EIF).

24 - MDRJB Investment Partnership, LLC ⇒
North Shore Residential Inc (Real Estate, Chicago, IL) [OL]

$15,001 - $50,000 1250/1231 gains,
Rent

LOCaTION: Chicago, IL, US
DESCRIPTION: Residential Real Estate Fund

24 - MDRJB Investment Partnership, LLC ⇒

$1,001 - $15,000

None

c
d
e
f
g

 asset

owner value of asset income
type(s)

Prime Houston auburn Lakes, LLC [OL]

income tx. >
$1,000?
c
d
e
f
g

LOCaTION: Spring, TX, US
DESCRIPTION: Interest in LLC owning and operating an apartment building in Spring TX.

24 - MDRJB Investment Partnership, LLC ⇒
Prime Houston Residential II, LLC [OL]

None

Sec 1250/1231
gains, Rent

$15,001 $50,000

c
d
e
f
g

$5,001 $15,000

c
d
e
f
g

LOCaTION: Houston, TX, US
DESCRIPTION: Interest in LLC owning and operating an apartment building in Houston TX

24 - MDRJB Investment Partnership, LLC ⇒
Sherman Real Estate Fund IX (Real Estate, Multiple
Locations) (EIF) [HE]

$1 - $1,000

Interest,
1250/1231 Gain,
Rent

24 - MDRJB Investment Partnership, LLC ⇒
Sherman Real Estate Fund VI (Real Estate, Multiple
Locations) [HE]

None

None

c
d
e
f
g

24 - MDRJB Investment Partnership, LLC ⇒
Sherman Real Estate Fund VIII(Real Estate, Multiple
Locations) (EIF) [HE]

None

None

c
d
e
f
g

24 - MDRJB Investment Partnership, LLC ⇒
Sherman Real Estate Fund XI (Real Estate, Multiple
Locations) (EIF) [HE]

$15,001 - $50,000 None

c
d
e
f
g

24 - MDRJB Investment Partnership, LLC ⇒
Sherman Real Estate Fund XII (Real Estate, Multiple
Locations) (EIF) [HE]

$1,001 - $15,000

None

c
d
e
f
g

24 - MDRJB Investment Partnership, LLC ⇒
Waldorf astoria (Hotel, Chicago, IL) [OL]

$1,001 - $15,000

None

c
d
e
f
g

$1,001 - $15,000

Partnership
Income

None

c
d
e
f
g

$1,001 - $15,000

Capital Gains,
Dividends,
Interest,
Partnership
Income / 1231
Gain

$1,001 $2,500

c
d
e
f
g

DESCRIPTION: (Real Estate, Multiple Locations

LOCaTION: Chicago, IL, US
DESCRIPTION: Net loss 2017

24 - MDRJB Investment Partnership, LLC ⇒ Generation 3
LP (Private Equity, Northbrook, IL) ⇒
G3: EZ Wa Tech, LLC [OL]
LOCaTION: Louisville, KY, US
DESCRIPTION: eCommerce Video Surveillance

24 - MDRJB Investment Partnership, LLC ⇒ Generation 3
LP (Private Equity, Northbrook, IL) ⇒
G3: Fluidmesh Networks, LLC [OL]

 asset

owner value of asset income
type(s)

income tx. >
$1,000?

LOCaTION: Buffalo Grove, IL, US
DESCRIPTION: Manufacturer of Wireless Infrastructure, Buffalo Grove, IL

24 - MDRJB Investment Partnership, LLC ⇒ Generation 3
LP (Private Equity, Northbrook, IL) ⇒
G3: Logicmark, LLC [OL]

$1,001 - $15,000

Dividends,
Interest,
Partnership
Income / 1250
Gain / 1231 Gain

$1,001 $2,500

c
d
e
f
g

$50,001 $100,000

Interest,
Partnership
Income / 1250
Gain / 1231 Gain

$5,001 $15,000

c
d
e
f
g

$50,001 $100,000

Dividends

$5,001 $15,000

c
d
e
f
g

$1,001 - $15,000

Interest, Ordinary $201 Business Income $1,000

LOCaTION: Fairfax Station, Va, US
DESCRIPTION: Manufacturer of personal emergency response systems

25 - Other Individual Investments ⇒
aero Direct III (aircraft Parts Dealer, Wheeling, IL) [OL]

LOCaTION: Wheeling, IL, US
DESCRIPTION: aircraft Parts Reseller

25 - Other Individual Investments ⇒
M Financial Holding (Insurance, Portland, OR) [OL]
LOCaTION: Portland, OR, US
DESCRIPTION: Life insurance distribution company

25 - Other Individual Investments ⇒
Questek International, LLC [OL]

c
d
e
f
g

LOCaTION: Evanston, IL, US
DESCRIPTION: Questek International, LLC, is the holding company and sole owner of Questek Innovations, LLC, a Integrated Computational
Materials Engineering (ICME) company.

25 - Other Individual Investments ⇒
Rental Property (Single Family Home, Deerfield, IL) [RP]

$250,001 $500,000

Rent

$5,001 $15,000

c
d
e
f
g

$1 - $1,000

Partnership
Distribution

$2,501 $5,000

c
d
e
f
g

SP

$250,001 $500,000

Dividends

$5,001 $15,000

b
c
d
e
f
g

SP

None

None

LOCaTION: Deerfield / Lake, IL, US

25 - Other Individual Investments ⇒
Spaulding associates (SP) [OL]
LOCaTION: Bannockburn, IL, US
DESCRIPTION: Residual interest in liquidated insurance agency

25-S Other Individual Investments Spouse ⇒
alliant Holdings LP [OL]
LOCaTION: San Diego, Ca, US
DESCRIPTION: Insurance brokerage.

26 - CD Family Investment Partnership ⇒
acorn II LP [OL]
LOCaTION: Chicago, IL, US

DESCRIPTION: Passive Investment. Liquidated by managing partner at a loss. No value. No income.

c
d
e
f
g

 asset

owner value of asset income
type(s)

income tx. >
$1,000?

26 - CD Family Investment Partnership ⇒
aero Direct III (aircraft Parts Dealer, Wheeling, IL) [OL]

SP

$1,001 - $15,000

Interest,
Partnership
Income / 1250
Gain / 1231 Gain

$201 $1,000

SP

None

Sec 1250 gain/Sec $5,001 1231 Gain, Rent
$15,000

c
d
e
f
g

LOCaTION: Wheeling, IL, US
DESCRIPTION: aircraft parts reseller

26 - CD Family Investment Partnership ⇒
Banner Essex apartment Fund I, LLC [OL]

c
d
e
f
g

LOCaTION: Northbrook, IL, US
DESCRIPTION: Real estate fund in multi family housing in Houston Tx. Rivers Edge/Fordem Towers, Plano TX Riachi Ridgeview, Plano TX

26 - CD Family Investment Partnership ⇒
Banner Essex apartment Fund Ia (apartments, Riachi at
One21) [OL]

SP

None

Capital Gains, Sec $1 - $200
1250 gain/Sec
1231 gain, Rent

c
d
e
f
g

SP

$1,001 - $15,000

Rent

$1 - $200

c
d
e
f
g

SP

$1,001 - $15,000

Rent

$1 - $200

c
d
e
f
g

26 - CD Family Investment Partnership ⇒
SP
Banner Essex Strategic apartment Fund II, LLC (Tradition
at Stonewater apartments) [OL]

$1,001 - $15,000

Dividends,
Interest

$1 - $200

c
d
e
f
g

SP

$1,001 - $15,000

Dividends

$1 - $200

c
d
e
f
g

26 - CD Family Investment Partnership ⇒
Cash - MB Financial, Chicago, IL - Money Market [Ba]

SP

$50,001 $100,000

Dividends,
Interest

$1 - $200

c
d
e
f
g

26 - CD Family Investment Partnership ⇒
Connect and Sell, Formerly NOMEa (Private Investment)

SP

$1,001 - $15,000

None

LOCaTION: Plano, TX, US
DESCRIPTION: Fund investing in multi-family apartment building in Plano, TX

26 - CD Family Investment Partnership ⇒
Banner Essex Strategic apartment Fund II, LLC (ansley
Falls apartments) [OL]
LOCaTION: Charolotte, NC, US
DESCRIPTION: Fund investing in multi family apartments

26 - CD Family Investment Partnership ⇒
Banner Essex Strategic apartment Fund II, LLC
(Summermill at Falls River apartments) [OL]
LOCaTION: Raleigh, NC, US
DESCRIPTION: Fund investing in multifamily apartments

LOCaTION: Cary, NC, US
DESCRIPTION: Fund investing in multifamily apartments

26 - CD Family Investment Partnership ⇒
Banner Essex Strategic apartment Fund II, LLC
(Wellington at Willow Bend apartments) [OL]
LOCaTION: Plano, TX, US
DESCRIPTION: Fund investing in multifamily apartments

c
d
e
f
g

 asset

owner value of asset income
type(s)

income tx. >
$1,000?

[OL]
LOCaTION: Northbrook, IL, US
DESCRIPTION: Sales Force Technology Company Los Gatos, Ca 95030

26 - CD Family Investment Partnership ⇒
DK Finance Group [OL]

SP

None

None

c
d
e
f
g

LOCaTION: Northbrook, IL, US
DESCRIPTION: Finance company providing loans for real estate rehabilitation projects.

26 - CD Family Investment Partnership ⇒
SP
Enclave at Winghaven UI, LLC (Real Estate, O'Fallon, MO)
[OL]

None

Rent

$1,001 $2,500

c
d
e
f
g

None

Rent

$201 $1,000

c
d
e
f
g

SP

None

Rent

$201 $1,000

c
d
e
f
g

SP

None

None

b
c
d
e
f
g

SP

$1,001 - $15,000

None

c
d
e
f
g

Capital Gains, Sec $5,001 1250/1231 gains
$15,000

c
d
e
f
g

Interest, Ordinary $1 - $200
Business Income

c
d
e
f
g

LOCaTION: O'Fallon, MO, US
DESCRIPTION: LLC owning multi family property in O'Fallon, MO.

26 - CD Family Investment Partnership ⇒
Greenway apartments LP (Real Estate, Carol Stream, IL)
[OL]

SP

LOCaTION: Carol Stream, IL, US
DESCRIPTION: LLC Owning multi-family property in Carol Steam, IL

26 - CD Family Investment Partnership ⇒
Next Bronzeville, LLC [OL]
LOCaTION: Northbrook, IL, US
DESCRIPTION: LLC owning parking lot

26 - CD Family Investment Partnership ⇒
Paradise for Paws, LLC [OL]
LOCaTION: Chicago, IL, US
DESCRIPTION: Business operating pet boarding facilities

26 - CD Family Investment Partnership ⇒
Prime Houston auburn Lakes, LLC [OL]
LOCaTION: Spring, TX, US

DESCRIPTION: Interest in LLC owning and operating an apartment building in Spring TX

26 - CD Family Investment Partnership ⇒
Prime Houston Residential II, LLC [OL]

SP

None

LOCaTION: Houston, TX, US
DESCRIPTION: Interest in LLC owning and operating an apartment building in Houston TX

26 - CD Family Investment Partnership ⇒
Questek International, LLC [OL]

SP

$1,001 - $15,000

LOCaTION: Evanston, IL, US
DESCRIPTION: Questek International, LLC, is the holding company and sole owner of Questek Innovations, LLC, a Integrated Computational
Materials Engineering (ICME) company.

 asset

owner value of asset income
type(s)

income tx. >
$1,000?

26 - CD Family Investment Partnership ⇒
Relative Value Partners Balance Strategy (EIF) [HE]

SP

$50,001 $100,000

Capital Gains,
Dividends,
Interest

$2,501 $5,000

26 - CD Family Investment Partnership ⇒
Sherman Real Estate Fund VI (Real Estate, Multiple
Locations) [HE]

SP

None

None

c
d
e
f
g

SP

None

None

c
d
e
f
g

SP

$1,001 - $15,000

Interest, 1250
Gain/1231 Gain,
Rent

26 - CD Family Investment Partnership ⇒
SP
Sherman Real Estate XII (Real Estate, Multiple Locations)
(EIF) [HE]

$1,001 - $15,000

None

c
d
e
f
g

DESCRIPTION: Liquidated 2017

26 - CD Family Investment Partnership ⇒
Sherman Real Estate Fund VII (Real Estate, Multiple
Locations) (EIF) [HE]
DESCRIPTION: Liquidated 2017

26 - CD Family Investment Partnership ⇒
Sherman Real Estate Fund X (Real estate, multiple
locations) (EIF) [HE]

$2,501 $5,000

c
d
e
f
g

DESCRIPTION: Fund investing in multifamily apartments

c
d
e
f
g

DESCRIPTION: Fund investing in multifamily apartments

26 - CD Family Investment Partnership ⇒
Trigran Investments, LP II (Northbrook, IL investment
fund, EIF) [HE]

SP

$100,001 $250,000

Capital Gains,
Dividends,
Interest

$15,001 $50,000

26 - CD Family Investment Partnership ⇒
Trupanion, Inc. (TRUP) [ST]

SP

$50,001 $100,000

None

26 - CD Family Investment Partnership ⇒
Westchester apartments, LLC (Real Estate, Northbrook,
IL) [OL]

SP

$1,001 - $15,000

Interest, Rent

$1 - $200

c
d
e
f
g

26 - CD Family Investment Partnership ⇒ Generation 3 LP SP
(Private Equity, Northbrook, IL) ⇒
G3: EZ Wa Tech, LLC [OL]

$1,001 - $15,000

Partnership
Income / 1250
Gain / 1231 Gain

None

c
d
e
f
g

$1,001 - $15,000

Capital Gains,
Dividends,
Interest,
Partnership

$201 $1,000

c
d
e
f
g

c
d
e
f
g

c
d
e
f
g

LOCaTION: Northbrook, IL, US
DESCRIPTION: Investment in multifamily apartment building

LOCaTION: Louisville, KY, US
DESCRIPTION: eCommerce Video Surveillance

26 - CD Family Investment Partnership ⇒ Generation 3 LP SP
(Private Equity, Northbrook, IL) ⇒
G3: Fluidmesh Networks, LLC [OL]

 asset

owner value of asset income
type(s)

income tx. >
$1,000?

Income / 1250
Gain / 1231 Gain
LOCaTION: Buffalo Grove, IL, US
DESCRIPTION: Manufacturer of Wireless Infrastructure, Buffalo Grove, IL

26 - CD Family Investment Partnership ⇒ Generation 3 LP SP
(Private Equity, Northbrook, IL) ⇒
G3: Logicmark, LLC [OL]

$1,001 - $15,000

Dividends,
Interest,
Partnership
Income / 1250
Gain / 1231 Gain

$201 $1,000

None

None

c
d
e
f
g

None

c
d
e
f
g

c
d
e
f
g

LOCaTION: Fairfax Station, Va, US
DESCRIPTION: Manufacturer of personal emergency response systems

27 - MSSB BROKERaGE aCCOUNT (ED-T) ⇒
acorn II LP [OL]

SP

LOCaTION: Chicago , IL, US
DESCRIPTION: account liquidated by managing partner at a loss. No value. No income.

27 - MSSB BROKERaGE aCCOUNT (ED-T) ⇒
acorn LP [OL]

SP

None

LOCaTION: Chicago , IL, US
DESCRIPTION: assets liquidated by managing partner at a loss. No value. No income.

27 - MSSB BROKERaGE aCCOUNT (ED-T) ⇒
SP
aRIZONa HEaLTH FaCS aUTH BaNNER HEaLTH REV
SER-a [GS]

$1,001 - $15,000

Interest

$201 $1,000

b
c
d
e
f
g

27 - MSSB BROKERaGE aCCOUNT (ED-T) ⇒
Bahl and Gaynor Income Growth Strategy (EIF) [HE]

SP

$100,001 $250,000

Capital Gains,
Dividends

$1,001 $2,500

c
d
e
f
g

27 - MSSB BROKERaGE aCCOUNT (ED-T) ⇒
Cash [Ba]

SP

$100,001 $250,000

Interest

$201 $1,000

c
d
e
f
g

27 - MSSB BROKERaGE aCCOUNT (ED-T) ⇒
Congress asset Management (EIF) [HE]

SP

$50,001 $100,000

Capital Gains,
Dividends

$1,001 $2,500

c
d
e
f
g

27 - MSSB BROKERaGE aCCOUNT (ED-T) ⇒
Dallas TX Waterworks and Sewer System REV REF
Coupon Rate 4.5% 10/01/2023 [GS]

SP

None

Interest

$201 $1,000

b
c
d
e
f
g

SP

None

Interest

$1,001 $2,500

b
c
d
e
f
g

SP

$50,001 $100,000

Capital Gains,
Dividends

$1,001 $2,500

c
d
e
f
g

DESCRIPTION: Bond Redeemed

27 - MSSB BROKERaGE aCCOUNT (ED-T) ⇒
Ebert Met Dist Colo Ref Impt 5.2% 12/01/2027 [GS]
DESCRIPTION: Bond Redeemed

27 - MSSB BROKERaGE aCCOUNT (ED-T) ⇒
Harding Loevner International Equity aDR (EIF) [HE]

 asset

owner value of asset income
type(s)

income tx. >
$1,000?

27 - MSSB BROKERaGE aCCOUNT (ED-T) ⇒
Hillsborough County FLa Community Inv Tax Rev 5%
11/01/2023 [GS]

SP

None

Interest

$201 $1,000

SP

None

None

b
c
d
e
f
g

DESCRIPTION: Redeemed 2017

27 - MSSB BROKERaGE aCCOUNT (ED-T) ⇒
Landmeier and Busse [OL]

c
d
e
f
g

LOCaTION: Elk Grove Village, IL, US
DESCRIPTION: Private investment in company owning and operating hotel in Elk Grove village.

27 - MSSB BROKERaGE aCCOUNT (ED-T) ⇒
Lazard Intl Equity Select aDR (EIF) [HE]

SP

$15,001 - $50,000 Capital Gains,
Dividends

$201 $1,000

c
d
e
f
g

27 - MSSB BROKERaGE aCCOUNT (ED-T) ⇒
Manulife Financial Corporation (MFC) [ST]

SP

$15,001 - $50,000 Dividends

$1,001 $2,500

c
d
e
f
g

27 - MSSB BROKERaGE aCCOUNT (ED-T) ⇒
Miami-Dade County FL Special Obligation SER a 5%
10/01/2030 [GS]

SP

None

Interest

$201 $1,000

b
c
d
e
f
g

SP

None

Interest

$201 $1,000

b
c
d
e
f
g

SP

$1,001 - $15,000

None

SP

None

Interest

$201 $1,000

b
c
d
e
f
g

SP

None

Interest

$201 $1,000

b
c
d
e
f
g

27 - MSSB BROKERaGE aCCOUNT (ED-T) ⇒
Prime Health Care Real Estate Fund (EIF) [HE]

SP

$50,001 $100,000

Rent

$201 $1,000

c
d
e
f
g

27 - MSSB BROKERaGE aCCOUNT (ED-T) ⇒
Relative Value Partners Balance Strategy (EIF) [HE]

SP

$250,001 $500,000

Capital Gains,
Dividends,
Interest

$5,001 $15,000

c
d
e
f
g

DESCRIPTION: Redeemed 2017

27 - MSSB BROKERaGE aCCOUNT (ED-T) ⇒
Michigan St Grant antic BDS Rev 5% 9/15/27 [GS]
DESCRIPTION: Redeemed 2017

27 - MSSB BROKERaGE aCCOUNT (ED-T) ⇒
Oak Creek Plaza, LP [OL]

c
d
e
f
g

LOCaTION: Chicago, IL, US
DESCRIPTION: Investment interest in office building in Chicago, IL

27 - MSSB BROKERaGE aCCOUNT (ED-T) ⇒
Pharr San Jaun BE 5500 35FB01 [GS]
DESCRIPTION: Redeemed 2017

27 - MSSB BROKERaGE aCCOUNT (ED-T) ⇒
Philadelphia Pa Gas Works REV 5% 10/01/2023 [GS]
DESCRIPTION: Redeemed 2017

 asset

owner value of asset income
type(s)

income tx. >
$1,000?

27 - MSSB BROKERaGE aCCOUNT (ED-T) ⇒
SP
Silvercrest asset Management Small Cap Value UMa (EIF)
[HE]

$15,001 - $50,000 Dividends,
Interest

27 - MSSB BROKERaGE aCCOUNT (ED-T) ⇒
The Crest Limited Partnership [HE]

None

SP

$201 $1,000

None

c
d
e
f
g

c
d
e
f
g

DESCRIPTION: assets liquidated by managing partners at a loss. No value, no income.

27 - MSSB BROKERaGE aCCOUNT (ED-T) ⇒
The London Company Income Equity (EIF) [HE]

SP

$100,001 $250,000

Capital Gains,
Dividends

$2,501 $5,000

c
d
e
f
g

27 - MSSB BROKERaGE aCCOUNT (ED-T) ⇒
Thompson Siegel Walmsley Mid Value (EIF) [HE]

SP

$50,001 $100,000

Capital Gains,
Dividends

$1,001 $2,500

c
d
e
f
g

27 - MSSB BROKERaGE aCCOUNT (ED-T) ⇒
Ziegler Cap MVP Sm Cap Core (EIF) [HE]

SP

$15,001 - $50,000 Capital Gains,
Dividends

$201 $1,000

c
d
e
f
g

* asset class details available at the bottom of this form. For the complete list of asset type abbreviations, please visit
https://fd.house.gov/reference/asset-type-codes.aspx.

ScheDule B: tranSactionS
asset

owner Date

tx.
type

amount

cap.
gains >
$200?

04 - Mesirow Brokerage account (JT-E) ⇒
BERWYN INCOME FUND (BERIX) [MF]

JT

10/25/2017

S
$15,001 - $50,000
(partial)

c
d
e
f
g

04 - Mesirow Brokerage account (JT-E) ⇒
BERWYN INCOME FUND (BERIX) [MF]

JT

11/2/2017

S
$15,001 - $50,000
(partial)

c
d
e
f
g

04 - Mesirow Brokerage account (JT-E) ⇒
BERWYN INCOME FUND (BERIX) [MF]

JT

05/31/2017

S
$15,001 - $50,000
(partial)

c
d
e
f
g

04 - Mesirow Brokerage account (JT-E) ⇒
BERWYN INCOME FUND (BERIX) [MF]

JT

12/22/2017

S
$15,001 - $50,000
(partial)

b
c
d
e
f
g

04 - Mesirow Brokerage account (JT-E) ⇒
DOUBLELINE TOTaL RETURN BOND FD CL I (DBLTX)
[MF]

JT

06/20/2017

S
$50,001 (partial) $100,000

b
c
d
e
f
g

04 - Mesirow Brokerage account (JT-E) ⇒
DOUBLELINE TOTaL RETURN BOND FD CL I (DBLTX)
[MF]

JT

01/24/2017

P

$250,001 $500,000

04 - Mesirow Brokerage account (JT-E) ⇒

JT

04/17/2017

S

$50,001 -

b
c
d
e
f
g

 asset

owner Date

SPDR S&P MIDCaP 400 ETF (MDY) [EF]

tx.
type

amount

(partial) $100,000
$500,001 $1,000,000

cap.
gains >
$200?
b
c
d
e
f
g

04 - Mesirow Brokerage account (JT-E) ⇒
SPDR SER TR NUVEEN BLMBRG SR (SHM) [EF]

JT

01/24/2017

S

04 - Mesirow Brokerage account (JT-E) ⇒
SPDR SER TR S&P DIVD ETF (SDY) [EF]

JT

09/1/2017

S
$15,001 - $50,000
(partial)

b
c
d
e
f
g

04 - Mesirow Brokerage account (JT-E) ⇒
JT
SSGa aCTIVE ETF TR GLOBaL aLLOCaTION ETF (GaL)
[EF]

03/28/2017

S

b
c
d
e
f
g

04 - Mesirow Brokerage account (JT-E) ⇒
VaNGUaRD FTSE DEVELOPED MaRKET ETF (VEa)
[EF]

JT

10/10/2017

S
$15,001 - $50,000
(partial)

04 - Mesirow Brokerage account (JT-E) ⇒
VaNGUaRD LIMITD TERM TaX EXEMPT aDMIRaL
(VMLUX) [MF]

JT

01/27/2017

P

$250,001 $500,000

04 - Mesirow Brokerage account (JT-E) ⇒
VaNGUaRD LIMITD TERMTaX EXEMPT aDMIRaL
(VMLUX) [MF]

JT

04/17/2017

S

$250,001 $500,000

05 - Mesirow Brokerage account (KPL) ⇒
DOUBLELINE TOTaL RETURN BOND FD CL I (DBLTX)
[MF]

SP

12/7/2017

P

$100,001 $250,000

05 - Mesirow Brokerage account (KPL) ⇒
LORD aBBETT SHORT DURaTION INCOME CL 1
(LLDYX) [MF]

SP

12/7/2017

P

$50,001 $100,000

05 - Mesirow Brokerage account (KPL) ⇒
SPDR S&P 500 ETF TRUST UNIT SER [MF]

SP

01/5/2017

P

$100,001 $250,000

06 - Mesirow Brokerage account (JST-E) ⇒
BERWYN INCOME FUND (BERIX) [MF]

SP

12/15/2007

P

$50,001 $100,000

06 - Mesirow Brokerage account (JST-E) ⇒
DOUBLELILNE TOTaL RETURN BOND FD CL 1
(DBLTX) [MF]

SP

01/24/2017

P

$100,001 $250,000

06 - Mesirow Brokerage account (JST-E) ⇒
FIRST EaGLE GLOBaL CLaSS I (SGIIX) [MF]

SP

05/23/2017

P

$50,001 $100,000

$100,001 $250,000

b
c
d
e
f
g

b
c
d
e
f
g

b
c
d
e
f
g

 asset

owner Date

tx.
type

amount

cap.
gains >
$200?

06 - Mesirow Brokerage account (JST-E) ⇒
OaKMaRK EQUITY & INCOME INVESTOR CL (OaKBX)
[MF]

SP

05/23/2017

P

$50,001 $100,000

06 - Mesirow Brokerage account (JST-E) ⇒
SEQUOIa FD INC (SEQUX) [MF]

SP

12/6/2017

S
$50,001 (partial) $100,000

b
c
d
e
f
g

06 - Mesirow Brokerage account (JST-E) ⇒
SEQUOIa FD INC (SEQUX) [MF]

SP

04/18/2017

S
$15,001 - $50,000
(partial)

b
c
d
e
f
g

06 - Mesirow Brokerage account (JST-E) ⇒
SPDR SER TR NUVEEN BLMBRG SR (SHM) [MF]

SP

01/27/2017

S

$100,001 $250,000

b
c
d
e
f
g

06 - Mesirow Brokerage account (JST-E) ⇒
VaNGUaRD INDEX FDS FORMERLY VaNGUaRD
INDEX TR (VOO) [MF]

SP

12/6/2017

P

$50,001 $100,000

06 - Mesirow Brokerage account (JST-E) ⇒
WELLS FaRBO INTRINSIC VaLUE INST (EIVIX) [MF]

SP

04/18/2017

S
$15,001 - $50,000
(partial)

b
c
d
e
f
g

06 - Mesirow Brokerage account (JST-E) ⇒
WELLS FaRGO INTRINSIC VaLUE INST (EIVIX) [MF]

SP

10/6/2017

S
$15,001 - $50,000
(partial)

b
c
d
e
f
g

13 - Schwab Brokerage account ⇒
United States Steel Corporation (X) [ST]

JT

12/29/2017

S

$1,001 - $15,000

c
d
e
f
g

14 - Schwab Brokerage account - Roth IRa ⇒
Schwab MarketTrack all Equity Portfolio (SWEG) [MF]

11/6/2017

P

$1,001 - $15,000

14 - Schwab Brokerage account - Roth IRa ⇒
TCW Small Cap Growth (TGSNX) [MF]

03/15/2017

S

$1,001 - $15,000

c
d
e
f
g

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
alibaba Group Holding Limited american Depositary
Shares each representing one Ordinary share (BaBa) [ST]

SP

03/10/2017

S

$100,001 $250,000

c
d
e
f
g

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
Celgene Corporation (CELG) [ST]

SP

10/23/2017

S

$100,001 $250,000

c
d
e
f
g

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
Delphi Technologies PLC Ordinary Shares (DLPH) [ST]

SP

11/9/2017

S

$50,001 $100,000

c
d
e
f
g

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
Delta air Lines, Inc. (DaL) [ST]

SP

12/12/2017

P

$100,001 $250,000

 asset

owner Date

tx.
type

amount

cap.
gains >
$200?

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
JP Morgan Chase & Co. (JPM) [ST]

SP

10/23/2017

P

$100,001 $250,000

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
Laboratory Corporation of america Holdings (LH) [ST]

SP

03/10/2017

P

$100,001 $250,000

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
Laboratory Corporation of america Holdings (LH) [ST]

SP

11/21/2017

S

$100,001 $250,000

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
Lennar Corporation Class a (LEN) [ST]

SP

11/21/2017

P

$100,001 $250,000

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
Texas Instruments Incorporated (TXN) [ST]

SP

09/22/2017

P

$100,001 $250,000

16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) ⇒
United Continental Holdings (UaL) [ST]

SP

09/22/2017

S

$100,001 $250,000

17 - Mesirow Brokerage account - IRa (CDNEX) ⇒
Vanguard FTSE Developed Market ETF (VEa) [EF]

SP

12/4/2017

S
$50,001 (partial) $100,000

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
alibaba Group Holding Limited american Depositary
Shares each representing one Ordinary share (BaBa) [ST]

SP

11/16/2017

P

$100,001 $250,000

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
american Tower Corporation (aMT) [ST]

SP

01/9/2017

S

$250,001 $500,000

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
applied Materials, Inc. (aMaT) [ST]

SP

12/7/2017

P

$100,001 $250,000

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Carnival Corporation (CCL) [ST]

SP

07/17/2017

P

$100,001 $250,000

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Carnival Corporation (CCL) [ST]

SP

10/3/2017

S

$100,001 $250,000

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Celgene Corporation (CELG) [ST]

SP

01/9/2017

P

$100,001 $250,000

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Celgene Corporation (CELG) [ST]

SP

10/23/2017

S

$100,001 $250,000

c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒

SP

02/8/2017

S

$100,001 -

c
d
e
f
g

c
d
e
f
g

c
d
e
f
g

c
d
e
f
g

c
d
e
f
g

c
d
e
f
g

 asset

owner Date

tx.
type

Charles Schwab Corporation (SCHW) [ST]

amount

$250,000

cap.
gains >
$200?
c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Citigroup, Inc. (C) [ST]

SP

01/9/2017

P

$100,001 $250,000

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Citigroup, Inc. (C) [ST]

SP

02/1/2017

S

$100,001 $250,000

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Delphi Technologies PLC Ordinary Shares (DLPH) [ST]

SP

09/22/2017

P

$15,001 - $50,000

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Delphi Technologies PLC Ordinary Shares (DLPH) [ST]

SP

03/23/2017

P

$50,001 $100,000

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Delphi Technologies PLC Ordinary Shares (DLPH) [ST]

SP

11/9/2017

S

$100,001 $250,000

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Intel Corporation (INTC) [ST]

SP

10/27/2017

P

$100,001 $250,000

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Intel Corporation (INTC) [ST]

SP

12/7/2017

S

$100,001 $250,000

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
JP Morgan Chase & Co. (JPM) [ST]

SP

10/23/2017

P

$100,001 $250,000

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Lennar Corporation Class a (LEN) [ST]

SP

10/11/2017

P

$100,001 $250,000

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Lennar Corporation Class a (LEN) [ST]

SP

10/27/2017

S

$100,001 $250,000

c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
MB Financial Inc. (MBFI) [ST]

SP

07/17/2017

S

$100,001 $250,000

c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Praxair, Inc. (PX) [ST]

SP

10/3/2017

P

$100,001 $250,000

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
SaP SE aDS (SaP) [ST]

SP

02/8/2017

P

$100,001 $250,000

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
SaP SE aDS (SaP) [ST]

SP

02/1/2017

P

$100,001 $250,000

c
d
e
f
g

c
d
e
f
g

c
d
e
f
g

 asset

owner Date

tx.
type

amount

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Suncor Energy Inc. (SU) [ST]

SP

11/9/2017

P

$100,001 $250,000

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Suncor Energy Inc. (SU) [ST]

SP

11/16/2017

S

$100,001 $250,000

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Texas Instruments Incorporated (TXN) [ST]

SP

09/22/2017

P

$50,001 $100,000

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
United Continental Holdings (UaL) [ST]

SP

09/22/2017

S

$100,001 $250,000

c
d
e
f
g

18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) ⇒
Vulcan Materials Company (VMC) [ST]

SP

10/11/2017

S

$100,001 $250,000

c
d
e
f
g

20 - Mesirow Brokerage account - IRa (aDNEX) ⇒
FPa New Income (FPINX) [MF]

SP

12/4/2017

S
$15,001 - $50,000
(partial)

c
d
e
f
g

20 - Mesirow Brokerage account - IRa (aDNEX) ⇒
iShares MSCI EaFE (EFa) [EF]

SP

12/4/2017

S

$50,001 $100,000

c
d
e
f
g

20 - Mesirow Brokerage account - IRa (aDNEX) ⇒
iShares TR Rus Mid-Cap (IWR) [EF]

SP

12/4/2017

S

$50,001 $100,000

c
d
e
f
g

22 - Mesirow Brokerage account - IRa JD R/O ⇒
PIMCO aLL aSSET INST CLaSS [MF]

SP

12/18/2017

P

$15,001 - $50,000

10/31/2017

P

$15,001 - $50,000

24 - MDRJB Investment Partnership, LLC ⇒
Medical Related Investments, LLC [OL]
LOCaTION: Schaumburg, IL, US

DESCRIPTION: Investment company with interest in company operating regional freestanding MRI centers

24 - MDRJB Investment Partnership, LLC ⇒
Middleton Milwaukee, LLP [OL]

06/16/2017

P

$15,001 - $50,000

SP

07/28/2017

P

$15,001 - $50,000

SP

01/11/2017

P

$1,001 - $15,000

LOCaTION: Northbrook, IL, US
DESCRIPTION: Office building, Milwaukee, WI

25-S Other Individual Investments Spouse ⇒
alliant Holdings, LP [OL]
LOCaTION: San Diego, Ca, US
DESCRIPTION: Employee Stock Purchase (Spouse employer)

26 - CD Family Investment Partnership ⇒
Paradise for Paws, LLC [OL]

cap.
gains >
$200?

c
d
e
f
g

 asset

owner Date

tx.
type

amount

cap.
gains >
$200?

P

$1,001 - $15,000

LOCaTION: Chicago, IL, US
DESCRIPTION: Business operating pet boarding facilities

27 - MSSB BROKERaGE aCCOUNT (ED-T) ⇒
SP
aRIZONa HEaLTH FaCS aUTH BaNNER HEaLTH REV
SER-a 5% [GS]

02/6/2017

* asset class details available at the bottom of this form. For the complete list of asset type abbreviations, please visit
https://fd.house.gov/reference/asset-type-codes.aspx.

ScheDule c: earneD income
Source

type

amount

Davis Dann adler Schneider

Income from insurance policies sold prior to
2003

$26,505.00

alliant Insurance Services

Spouse Salary

N/a

ScheDule D: liaBilitieS
owner creditor

Date incurred type

amount of
liability

JT

May 2017

$250,001 $500,000

MB Financial

Mortgage on primary residence

ScheDule e: PoSitionS
Position

name of organization

Director

Waukegan Library Foundation

Honorary Director

Susan G. Komen Breast Cancer Foundation, Chicago Chapter

VP, Director

Brandon Dann Rotstein Memorial Foundation

advisory Board

Civic Leadership Foundation

Honorary Co-Chair

Third Way

United States Holocaust Memorial Council
(Board of Trustees)

United States Holocaust Memorial Museum

COMMENTS: appointed by House of Representatives

ScheDule f: agreementS
None disclosed.

 ScheDule g: giftS
None disclosed.

ScheDule h: travel PaymentS anD reimBurSementS
trip Details

Source

Start
Date

end Date itinerary

american Israel
Education Fund

08/1/2017

08/10/2017 Chicago - Tel aviv - Tel
aviv

inclusions

Days at
own exp.
2

ScheDule i: PaymentS maDe to charity in lieu of honoraria
None disclosed.

ScheDule a anD B aSSet claSS DetailS
01 - The Private Bank, Winnetka, IL (Owner: JT)
LOCaTION: US
03 - Manufacturers Bank, Northbrook, IL
LOCaTION: US
04 - Mesirow Brokerage account (JT-E) (Owner: JT)
LOCaTION: US
05 - Mesirow Brokerage account (KPL) (Owner: SP)
LOCaTION: US
06 - Mesirow Brokerage account (JST-E) (Owner: SP)
LOCaTION: US
07 - Mesirow Brokerage account (JST-M) (Owner: SP)
LOCaTION: US
08 - Mesirow Brokerage account (JST-B) (Owner: SP)
LOCaTION: US
09 - Fidelity Brokerage account (Owner: JT)
LOCaTION: US
10 - Fidelity Brokerage account - Rollover IRa
11 - Fidelity Brokerage account - Rollover IRa (S) (Owner: SP)
12 - Fidelity Brokerage account (JST) (Owner: SP)
LOCaTION: US
13 - Schwab Brokerage account (Owner: JT)
LOCaTION: US
14 - Schwab Brokerage account - Roth IRa
15 - MSSB Brokerage account (JD-E) (Owner: SP)
LOCaTION: US
16 - MSSB BROKERaGE aCCOUNT - IRa (CD/P) (Owner: SP)

lodging?

food?

family?

b
c
d
e
f
g

b
c
d
e
f
g

b
c
d
e
f
g

 17 - Mesirow Brokerage account - IRa (CDNEX) (Owner: SP)
18 - MSSB BROKERaGE aCCOUNT - IRa (aD/P) (Owner: SP)
20 - Mesirow Brokerage account - IRa (aDNEX) (Owner: SP)
21 - Mesirow Brokerage account - IRa (aD-EX) (Owner: SP)
22 - Mesirow Brokerage account - IRa JD R/O (Owner: SP)
DESCRIPTION: Roll over of Mesirow 401k plan
23 - Life Insurance (Owner: DC)
LOCaTION: US
24 - MDRJB Investment Partnership, LLC
LOCaTION: US
24 - MDRJB Investment Partnership, LLC ⇒ Generation 3 LP (Private Equity, Northbrook, IL)
25 - Other Individual Investments
LOCaTION: US
25-S Other Individual Investments Spouse (Owner: SP)
LOCaTION: US
26 - CD Family Investment Partnership (Owner: SP)
LOCaTION: US
26 - CD Family Investment Partnership ⇒ Generation 3 LP (Private Equity, Northbrook, IL) (Owner: SP)
27 - MSSB BROKERaGE aCCOUNT (ED-T) (Owner: SP)
LOCaTION: US

excluSionS of SPouSe, DePenDent, or truSt information
iPo: Did you purchase any shares that were allocated as a part of an Initial Public Offering?

j Yes n
k
l
m
n
i No
j
k
l
m
trusts: Details regarding "Qualified Blind Trusts" approved by the Committee on Ethics and certain other "excepted trusts" need not
be disclosed. Have you excluded from this report details of such a trust benefiting you, your spouse, or dependent child?

j Yes n
k
l
m
n
i No
j
k
l
m
exemption: Have you excluded from this report any other assets, "unearned" income, transactions, or liabilities of a spouse or
dependent child because they meet all three tests for exemption?

j Yes n
k
l
m
n
i No
j
k
l
m

certification anD Signature
b I CERTIFY that the statements I have made on the attached Financial Disclosure Report are true, complete, and correct to the
c
d
e
f
g
best of my knowledge and belief.
Digitally Signed: Hon. Bradley S. Schneider , 08/13/2018