KENTUCKY UTILITIES COMPANY Response to Attorney General’s Initial Data Requests for Information Dated November 13, 2018 Case No. 2018-00294 Question No. 90 Responding Witness: Robert M. Conroy Q-90. Confirm that in KU rate case 2003-00434, the Commission in its Final Order dated June 30, 2004, 13 relying in part on data broken down by NARUC operating expense category, at p. 44-45 removed 45.35% of KU’s dues paid to Edison Electric Institute (“EEI”), for a total exclusion of $67,044, because EEI applied that portion of the dues KU paid toward: (i) legislative advocacy; (ii) regulatory advocacy; and (iii) public relations [hereinafter jointly referred to as “covered activities”]. A-90. The Commission’s order speaks for itself. The cited pages contain the information quoted above, but do not refer explicitly to NARUC operating expense categories. 13 Accessible at: https://psc.ky.gov/order_vault/Orders_2004/200300434_06302004.pdf KENTUCKY UTILITIES COMPANY Response to Attorney General’s Initial Data Requests for Information Dated November 13, 2018 Case No. 2018-00294 Question No. 91 Responding Witness: Christopher M. Garrett Q-91. Confirm that since 2007, EEI no longer prepares the same breakout of its activities by NARUC operating expense category. a. For each rate case since 2007, provide the allocation the Companies utilized in determining the exclusion of particular EEI dues. b. Provide a narrative explanation of the bases used for each rate case allocation provided in response to subpart a., above. A-91. KU does not rely upon any NARUC reports or other studies for the exclusion from or inclusion in rates of a portion of any organizations dues. KU relies on information provided on the invoices received from any organization in order to determine the portion of dues that should be excluded from rates. a. Following are the allocations that KU has used since 2007: Per books 2009 18% 2010 18% 2011 22% 2012 27% 2013 23% 2014 20% 2015 15% 2016 14% 2017 14% 2018 14% Per rate cases 2009 18% 2010 2011 2012 27% 2013 2014 20% 2015 2016 14% 2017 2018 14% b. The invoices received from EEI are used to determine the allocation used for ratemaking purposes. Response to Question No. 92 Page 1 of 2 Garrett KENTUCKY UTILITIES COMPANY Response to Attorney General’s Initial Data Requests for Information Dated November 13, 2018 Case No. 2018-00294 Question No. 92 Responding Witness: Christopher M. Garrett Q-92. Reference FR 16(8)(f), Sch. F-1 of the current application. a. Confirm that in the base period, KU paid $400,967 in jurisdictional dues to EEI, and excluded $64,343.85. b. Confirm that for the forecasted period, KU seeks to recover $420,215.55 of the jurisdictional dues it believes it will pay to EEI, and to exclude $70,071.48. c. Confirm that for both the base period and the forecasted test period, EEI has engaged in, and will continue to engage in, inter alia, covered activities. d. Confirm that all portions of the EEI dues KU proposes to exclude for the forecasted period are non-jurisdictional. e. If subpart (d), above is so confirmed, explain why the non-recoverable portions of EEI dues identified here are not recoverable in KU’s other jurisdictions. f. Since EEI no longer breaks out its activities by NARUC operating expense category, provide the basis for KU’s proposed exclusion of $70,071.48 in EEI dues from the forecasted test period. Provide copies of all documents supporting both the amount of KU’s proposed exclusion, and the amounts of EEI dues KU suggests should be included for recovery. g. Confirm that based on Commission precedent of excluding 45.35% of EEI dues, KU should exclude $190,567.76 from the forecasted period. A-92. a. Yes, amounts are confirmed. b. Yes, amounts are confirmed. c. KU cannot confirm the activity of EEI, but it is assumed in the forecast they will continue their current activities. Response to Question No. 92 Page 2 of 2 Garrett d. Confirmed. The non-recoverable portion of the EEI dues KU excluded for the forecasted period are non-jurisdictional. e. No, the Company does not agree with this position. KU excluded the appropriate amount of unrecoverable dues based on the information provided on the 2018 invoice from EEI. See the response to Question No. 91(b). f. Based on the invoice for the EEI membership in 2018, 13% of membership dues and 24% of industry issues should be excluded from the cost of service as those expenses relate to influencing legislation. The combined exclusion of the invoice amount is 14%, which is appropriately applied to the forecasted test period. See the response to Question No. 98 for a copy of the invoice. The 2019 estimate was provided by PPL. The amount excluded for the forecasted test period was 14% of the amount provided. g. No, the Company does not agree with this position. KU excluded the appropriate amount of unrecoverable dues based on the information provided on the 2018 invoice from EEI. See the response to Question No. 91(b). Response to Question No. 93 Page 1 of 2 Garrett KENTUCKY UTILITIES COMPANY Response to Attorney General’s Initial Data Requests for Information Dated November 13, 2018 Case No. 2018-00294 Question No. 93 Responding Witness: Christopher M. Garrett Q-93. Reference FR 16(8)(f), Sch. F-1. h. For the Base Period category, fully identify each vendor falling into the “Various Vendors” and “Other Non-Specific KU Dues” categories, as to both recoverable and not recoverable dues. i. For both the base and forecasted periods, fully identify all vendors falling in the “Other Non-Specific KU Dues” category. j. Confirm whether Electric Power Research Institute (EPRI) engages in any one or all of the covered activities. If confirmed as to any one or more of such covered activities, provide the amount of KU dues that EPRI applies to the covered activities, both in dollar terms and percentages of total dues. k. Confirm that Hunton & Williams, LLP has a lobbying arm/affiliate. Identify the amount of KU dues this organization applies toward covered activities, both in terms of dollars and percentages of total dues. l. Explain whether North American Transmission Forum engages in covered activities. If so, identify the amount of KU dues this organization applies toward covered activities, both in terms of dollars and percentages of total dues. m. Explain whether Steptoe & Johnson LLC engages in covered activities. If so, identify the amount of KU dues this organization applies toward covered activities, both in terms of dollars and percentages of total dues. n. Confirm that the Utility Air Regulatory Group (UAR) engages in covered activities. Identify the amount of KU dues that UAR applies toward covered activities, both in terms of dollars and percentages of total dues. o. Confirm that the Utility Water Act Group (UWAG) engages in covered activities. Identify the amount of KU dues that UWAG applies toward covered activities, both in terms of dollars and percentages of total dues. Response to Question No. 93 Page 2 of 2 Garrett p. Explain whether the Midwest Ozone Group (MOG) engages in covered activities. If so, identify the amount of KU dues MOG applies toward covered activities, both in terms of dollars and percentages of total dues. q. Explain whether the Utility Solid Waste Activities Group (USWAG) engages in covered activities. If so, identify the amount of KU dues that USWAG applies toward covered activities, both in terms of dollars and percentages of total dues. A-93. h. See attached the breakdown of vendors falling into “Various Vendors” for both recoverable and not recoverable dues. As indicated in FR 16(8)(f), Sch. F-1, portions of the Base Period Recoverable and Non-Recoverable Dues are not completed in specific vendor detail. i. As indicated in FR 16(8)(f), Sch. F-1, portions of the Forecasted Period Recoverable and Non-Recoverable Dues are not completed in specific vendor detail. j. Electric Power Research Institute (EPRI) does not engage in any covered activities. k. Coal Combustion Residuals (CCR) Legal Resources Group and New Source Review (NSR) Legal Resources Group are billed through Hunton & Williams, LLP. Both groups are not engaged in covered activities. l. North American Transmission Forum does not engage in covered activities. m. Steptoe & Johnson LLC is an agent of Midwest Ozone Group that engages in covered activities. n. Utility Air Regulatory Group (UARG) engages in covered activities. o. Utility Water Act Group (UWAG) engages in covered activities. p. Midwest Ozone Group (MOG) engages in covered activities. q. Utility Solid Waste Activities Group (USWAG) engages in covered activities. Case No. 2018-00294 Attachment to Response to AG-1 Question No. 93h Page 1 of 3 Garrett Breakdown of "Various Vendors" - Recoverable Vendor Name BOSTON COLLEGE THE INSTITUTE OF INTERNAL AUDITORS LOUISVILLE BAR ASSOCIATION BETTER BUSINESS BUREAU NORTH AMERICAN ELECTRIC RIALIBILITY CORPORATION INSTITUTE OF ELECTRICAL AND ELECTRONICS ENGINEERS (IEEE) INDUSTRIAL ASSET MANAGEMENT COUNCIL, INC WEATHERBELL ANALYTICS ATD (ASSOCCIATION OF TALENT DEVELOPMENT) ENERGY AND MINERAL LAW WSI CORPORATION PROJECT MANAGEMENT INSTITUTE (PMI) AICPA SOS INT'L LLC SURVEY SITE AMERICAN BAR ASSOCIATION INFORMATION SYSTEMS SECURITY CCIM INSTITUTE INSTITUTE OF MANAGEMENT ACCTOUNTANTS THE LAW CLUB UOFL DELPHI CTR STATE OF INDIANA KENTUCKIANA USERS COUNCIL THE VIRGINIA BAR ASSOCIATION SUBSTANCE ABUSE PROGRAM ADMINISTRATORS ASSOCIATION (SAPAA) PROFESSIONAL ENGINEERING LICENSE RENEWAL AMERICAN BIOGAS COUNCIL PAYROLL PROFESSIONALS OF KENTUCKIANA AIR & WASTE MANAGEMENT ASSOCIATION INTERNATIONAL ENERGY CREDIT ASSOCIATION (IECA) ISACA CGMA & AICPA ENERGY BAR ASSOCIATION THE WALL STREET JOURNAL AMERICAN PAYROLL ASSOCIATION SOCIETY OF HUMAN RESOURCE MANAGEMENT NBMBAA INTERNATIONAL RIGHT OF WAY ASSOCIATION KY ASSOCIATION OF PROFESSIONAL SURVEYORS INDIANA CPA SOCIETY, INC. CLE CENTER WOMEN IN DIGITAL PROFESSIONAL ORGANIZATION LEADERSHIP LOUISVILLE FOREFLIGHT ASSOCIATION OF ENERGY ENGINEERS (AEE ENERGY) ASSOCIATION OF ENERGY ENGINEERS CPA LICENSE RENEWAL TAX EXECUTIVES INSTITUTE SANS INSTITUTE INSTITUTE OF SUPPLY MANAGEMENT NFPA NATL FIRE PROTECT ACFE Employee Dues 2,650.00 2,274.30 1,367.40 1,330.00 1,232.92 1,117.12 1,052.80 970.80 965.70 928.40 900.00 877.01 596.85 518.50 510.00 495.02 468.00 392.00 379.30 318.00 314.40 311.72 300.00 300.00 275.00 271.50 259.68 250.00 249.60 244.00 232.80 228.25 227.90 222.40 219.00 191.50 175.00 145.60 143.00 140.45 131.97 129.60 129.50 129.31 124.80 124.80 122.26 119.25 113.15 105.00 105.00 103.35 Case No. 2018-00294 Attachment to Response to AG-1 Question No. 93h Page 2 of 3 Garrett Breakdown of "Various Vendors" - Recoverable Vendor Name APICS ASSOCIATION FOR THE ADVANCEMENT OF ARTIFICIAL INTELLIGENCE ARMA (RECORD MANAGEMENT SOCIETY) AEMRICAN SOCIETY OF SAFETY ENGINEERS FORENSIC CPA SOCIETY UTILITY SAFETY & OPS LEADERSHIP NETWORKS (USOLN) Employee Dues 90.00 89.90 87.50 82.61 79.50 72.50 ISC2  (CYBERSECURITY AND IT SECURITY PROFESSIONAL ORGANIZATION) 72.00 AMERICAN SOCIETY OF MECHANICAL ENGINEERS 71.92 DOWNTOWN HENDERSON PARTNERSHIP 70.40 INDIANA STATE BOARD OF PROFESSIONAL ENGINEERS 64.40 CITY OF EARLINGTON 63.43 SOCIETY OF WOMEN ENGINEERS 57.95 PVA OF JEFFERSON COUNTY 56.00 NSPE (NATIONAL SOCIETY OF PROFESSIONAL ENGINEERS) 52.80 PUBLIC RELATIONS SOCIETY OF AMERICA 50.40 CERTIFIED INFORMATION SYSTEMS SECURITY PROFESSIONAL (CISSP) 40.80 KENTUCKY SOCIETY OF PROFESSIONAL ENGINEERS 34.72 AXOSOFT 25.97 KENTUCKIANA CHAPTER OF PROJECT MANAGEMENT INSTITUTE (PMI) 23.04 KENTUCKY STATE TREASURER 14.85 KENTUCKY STATE BOARD OF LICENSURE FOR PROFESSIONAL ENGINEERS AND LAN 12.00 KY ASSOCIATION OF MAPPING PROFESSIONALS 10.75 ASSOCIATED PRESS STYLEBOOK 8.96 AMAZON (15.89) Total Employee Dues 26,700.42 Vendor Name KENTUCKY CLEAN FUELS COALITION URBAN LEAGUE OF GREATER CINCINNATI HUMAN RESOURCE CERTIFICATION PREPARTION (HRCP) MEMBERSHIP NATIONAL ELECTRICAL MANUFACTURING ASSOCIATION (NEMA) INDIANA COAL COUNCIL INC WORLD TRADE CENTER BELL COUNTY CHAMBER OF COMMERCE FLEMING COUNTY CHAMBER OF COMMERCE MIDCONTINENT INDEPENDENT SYSTEM OPERATOR INC MAYSVILLE MASON COUNTY CHAMBER OF COMMERCE INTERNATIONAL AVAYA USERS GROUP INTERNATIONAL ASSOCIATION OF IT ASSET MANAGERS PLURALSIGHT SURVEY MONKEY INSTITUTE OF HAZARDOUS MATERIALS MANAGEMENT CINCINNATI COAL EXCHANGE PROJECT MANAGEMENT INSTITUTE (PMI) ASCAP THE ELEARNING GUILD NEXMO LTD Total Company Dues Total Employee and Company Dues Company Dues 1,590.00 1,250.00 847.50 806.40 702.00 640.00 450.00 350.00 333.33 250.00 192.00 175.20 143.52 133.56 102.40 91.00 76.32 65.71 47.52 30.79 8,277.25 34,977.67 Case No. 2018-00294 Attachment to Response to AG-1 Question No. 93h Page 3 of 3 Garrett Breakdown of "Various Vendors" - Non-Recoverable Vendor Name AMERICAN BAR ASSOCIATION ANDERSON CO CHAMBER OF COMMERCE CAMPBELLSVILLE MAIN STREET INC. COMMERCE LEXINGTON INC. DANVILLE BOYLE COUNTY ENERGY AND MINERAL LAW FOUNDATION GARRARD COUNTY CHAMBER OF COMMERCE GEORGETOWN/SCOTT COUNTY CHAMBER OF COMMERCE GREATER LOUISVILLE INC. GREATER MUHLENBERG CHAMBER OF COMMERCE GREENSBURG GREEN COUNTY CHAMBER OF COMMERCE HENRY COUNTY CHAMBER OF COMMERCE INC. INDIANA COAL COUNCIL INC. LOUISVILLE BAR ASSOCIATION OWEN COUNTY CHAMBER OF COMMERCE RICHMOND CHAMBER OF COMMERCE ROCKCASTLE COUNTY CHAMBER OF COMMERCE SPENCER COUNTY TAYLORSVILLE CHAMBER OF COMMERCE INC. THE BUSINESS JOURNALS THE ECONOMIST NEWSPAPER UNION COUNTY FIRST AMERICAN GO ASSOCIATION (USGO) Total Amount 317.35 200.00 125.00 3,496.95 1,087.00 242.00 150.00 625.00 440.00 1,512.00 200.00 120.00 78.00 385.00 500.00 544.50 400.00 150.00 72.87 83.60 500.00 275.00 11,504.27 KENTUCKY UTILITIES COMPANY Response to Attorney General’s Initial Data Requests for Information Dated November 13, 2018 Case No. 2018-00294 Question No. 94 Responding Witness: Robert M. Conroy Q-94. Provide copies of the Annual Reports of EEI, EPRI, and of every other organization which require the Companies to pay dues [hereinafter collectively referred to as the “Dues Requiring Organizations”] since the conclusion of the Companies’ last rate case. A-94. The Company does not collect and retain the requested information for its corporate files. The documents requested would require an expensive and burdensome electronic search. The requested information is thus not readily available. KENTUCKY UTILITIES COMPANY Response to Attorney General’s Initial Data Requests for Information Dated November 13, 2018 Case No. 2018-00294 Question No. 95 Responding Witness: Q-95. [THIS REQUEST INTENTIONALLY LEFT BLANK IN ORDER TO MAINTAIN NUMBERING WITH CASE NO. 2018-00295] A-95. Not applicable. KENTUCKY UTILITIES COMPANY Response to Attorney General’s Initial Data Requests for Information Dated November 13, 2018 Case No. 2018-00294 Question No. 96 Responding Witness: Christopher M. Garrett Q-96. For each Dues Requiring Organization, provide: (i) the amount of dues the Companies paid during the base period; (ii) the amount they are asking to be recovered from customers during the forecasted period. Provide the complete basis for KU’s determination of whether dues should be recoverable or not recoverable. A-96. See Tab 59 of the Filing Requirements at page 2. Recoverable and non-recoverable dues are trended based on a review of each component of historical dues. Recovery is based on operational benefit to the customer and prior precedent of the Commission. KENTUCKY UTILITIES COMPANY Response to Attorney General’s Initial Data Requests for Information Dated November 13, 2018 Case No. 2018-00294 Question No. 97 Responding Witness: Christopher M. Garrett Q-97. Provide a copy of the formula(s) used to compute, and the actual calculation of the dues the Company paid to each Dues Requiring Organization since the conclusion of the Company’s last rate case. A-97. See attached. Dues are recorded on KU’s books based on actual invoices received from such organizations. Case No. 2018-00294 Attachment to Response to AG-1 Question No. 97 Page 1 of 1 Garrett Company KU KU KU KU KU KU KU KU KU KU KU KU KU Vendor Name Dues Calculation Method Based on Total Average number of customers  served, total revenue, and generation owned  capacity Edison Electric Institute (EEI) Based on Generator capacity (coal, gas, hydro,  nuclear), peak transmission and thru put on distribution. Electric Power Research Institute (EPRI) Calculation not available University of Louisville Research Foundation Inc. Load ratio share North American Transmission Forum Hunton and Williams LLP (CCR Legal Resources Group)  Flat annual fee Hunton and Williams LLP (NSR Legal Resources Group)  Flat annual fee Mega Watts & Size of Company (electric  generation capacity only) Steptoe & Johnson LLC (MOG) Mega Watts & Size of Company  Utility Air Regulatory Group (UARG) Mega Watts & Size of Company (electric  generation capacity only) Utility Water Act Group (UWAG) Mega Watts & Size of Company Utility Solid Waste Activities Group (USWAG)  Calculation not available (annual membership &  board appt) University of Missouri Baker Botts LLP (Class of 85 and Cross Cutting Issues) Flat annual fee Calculation not available  Various Vendors  and Other non‐specific LG&E dues KENTUCKY UTILITIES COMPANY Response to Attorney General’s Initial Data Requests for Information Dated November 13, 2018 Case No. 2018-00294 Question No. 98 Responding Witness: Christopher M. Garrett Q-98. Provide a complete copy of invoices received from each Dues Requiring Organization since the conclusion of the Company’s last rate case. A-98. See attached copies of 2017 and 2018 invoices received from Organization Memberships as presented in FR 16(8)(f), Sch. F-1. Case No. 2018-00294 Attachment to Response to AG-1 Question No. 98 Page 1 of 59 Garrett THE WARNER 1299 l'ENNS'lll/ANIA AVf. . NW WASHINGTON. D C 20004-2400 BAKER BOTTS LLP lEL + 1 202 639.7700 rAX + l 202 639 7890 Boke18ot1~.com AUSIIN &ljlNG LONDON MOSCOW BRUSSflS NfW YORk DAI.IA$ PAIOAIT0 DUBAI HONGKONG RIYADH HOUSTON SAi\; FRANCISCO WASHINGTON December 8, 2017 Mr. Robert J. Ehrler Senior Counsel and Environmental Policy Manager LG&E and KU Energy LLC 220 West Main Street Louisville, Kentucky 40202 hob.chrlt.!rfct>.lgc-ku.cmn Statement of Fees for Participation in the Cross-Cutting Issues Group for the month of December 2017. TOTAL AMOUNT DUE: $2,916.67 LCJ Baker Botts L.L.P. P.O. Box 301251 Dabs, TX 75303-1251 I Please remit to: Baker Botts L.L.P. P.O. Box 301251 :Ku - ..1I,98i/.o0 Dall~s_ ,..TX .7~l03-1251_ . _. ._. ,, .., : I., ,~ I. .: ,_- ••. .,r•. • Taxpayer I.D. Active 24760494.1 • • :, , • • ., : ·, · , : , ' .• . :. :r·. r • •,.•; : .. '• Case No. 2018-00294 Attachment to Response to AG-1 Question No. 98 Page 7 of 59 Garrett BAKER BOTTS LLP THE WARNER AUSTIN IONOON 1299 PENNS'WI.VANIA AVE .• NW BEIJING MOSC.ON WASHINGTON. D.C. BRUSSELS DAUAS DUBAI NEW YORK 20004-2400 TEI +l 202.639.7700 FAX + 1 202.639.7890 HONGICQII.G HOUSTON Balr.ei8ou,.com December 14, 2016 Mr. Robert J. Ehrler Senior Counsel and Environmental Policy Manager LG&E and KU Energy LLC 220 West Main Street PO Box 32010 Louisville, KY 40202 Statement of Fees for Participation in the Class of '85 Regulatory Response Group Payment for: January - December 2017 TOTAL AMOUNT DUE $38,400 538,400* \ Please remit to: Baker Botts L.L.P. P.O. Box 301251 Dallas, TX 7S303-1251 Taxpayer I.D. Ac:1ivc 24760494.2 LC.ff /( ~ - Jt JI It:; o'18 2'{,S5'2 PAlOAlTO RIYADH SAN FRANCISCO WASHINGTON \ Case No. 2018-00294 Attachment to Response to AG-1 Question No. 98 Page 8 of 59 Garrett THE WAINER 1299 PENNSYIV.MIIA l,\IE., NW WASHINGTON, D.C. BAl8 .31/ I Please remit to: Baker Botts L.L.P. P.O. Box 301251 Dallas, TX .-75303-12S1 Taxpayer I.D 35382163.1 .., ! ,. Case No. 2018-00294 Attachment to Response to AG-1 Question No. 98 Page 13 of 59 Garrett THE WARNER 1299 PENNS'YlVANIA AVE., NW WASHINGTON, D.C. .. AUSTIN BEIJJNG LONOo,i MOSCOw NEWYORk PAI.OALT0 BRUSSELS DAUAS DUBAJ 20004-2400 m +I 202.639.7700 FAX +I 202.639.7890 HONGKONG RIYADH SAN FRANCISCO HOUSTON WASHINGJON 8oker8ons.com B~K£f 5 ~ll/JS/1 (p/s/;1 June S, 2017 Mr. Robert J. Ehrler Senior Counsel and Environmental Policy Manager LG&E and KU Energy LLC 220 West Main Street Louisville, Kentucky 40202 ·b'''b · L::.1·e···r.@1"··' I~,'· . '.,.. . ' .o •,em, ge-~u.com Statement of Fees for Participation in· the Cross-Cutting Issues Group for the month of June 2017. TOTAL AMOUNT DUE: $2,916.67 J$ LCE - l,lt>l.33 )l l(_ - JI I, KoK. 37,I Please remit .to: Baker Botts L.LP. P.O. BH 301251 Dallas, TX 75303-1251 Taxpayer I.D 35312294.1 I ) i Case No. 2018-00294 Attachment to Response to AG-1 Question No. 98 Page 14 of 59 Garrett 8Ai(6it80TTS LLP THE WARNER 12991'£NNSYlVANIAAVE., NW WASttNGTON, D.C. AUSTIN 20004-2400 DAllAS DUBAI HONGKONG HOUST0-1 TEL + I 202.639.7700 FAX + I 202.639.7890 lONOoN BEUJNG BRUSSElS woscow NEW YORK P.AlOAI.T0 RIYADH SAN FRANCISCO WASHINGTON Boke,8on$.com July S, 2017 Mr. Robert J. Ehrler Senior Counsel and Environmental Policy Manager LG&E and KU Energy LLC 220 West Main Street Louisville, Kentucky 40202 bob.ehiler@l~~klLcom ·- . . _... . t Statement of Fees for Participation in the Cross-Cutting Issues Group for the month of July 2017. TOTAL AMOUNT DUE: $2,916.67 . .JI - - .Please remit to: Baker Botts L.L.P. P.O. Box 3012S1 Ddas, TX 75303-12S1 Ta:1Cpayer I.D 35382291.1 ..Jf 1,1oe. 33 J,168 I Jt/ t ... Case No. 2018-00294 Attachment to Response to AG-1 Question No. 98 Page 15 of 59 Garrett THE WAINER 1299 PENNSYlVANiA A\IE., t',M/ WASHINGTON, 0.C. 20004-2400 BAKER BOTTS LLP AUSTIN eEUNG BRUSSELS DAUAS Dl.JIW 1El + I 202.639.7700 FAX +I 202.639.7890 HONGKGIG HOUSTO,., Bu Botts.com lONDON MOSCO# NEWYORI( PAlOAIT0 RIYADH SANFRANOSCO WAStaNGlON August 4, 2017 Mr. Robert J. Ehrler Senior Counsel and Environmental Policy Manager LG&E and KU Energy LLC 220 West Main Street Louisville, Kentucky 40202 :bob.ehrlei@lge~ku.com- Statement of Fees for Participation in the Cross-Cutting Issues Group for the month of August 2017. 52,916.67 TOTAL AMOUNT DUE: Lt:£ I<. q_ Please remit to; Baker Botts L.L.P. P.O. Bos 301251 Dallas, TX 75303-1251 3S382JI I.I - :# I, /t>8.33 ..tt I, Ro8. 3'-/ Case No. 2018-00294 Attachment to Response to AG-1 Question No. 98 Page 16 of 59 Garrett EEi Invoice for Membershi p Dues Edison Electric INSTITUTE MR. WILLIAM H. SPENCE CHAIRMAN, PRESIDENT & CEO PPL CORPORATION 2 N9TH STREET ALLENTOWN, PA 18101 Date Invoice Number OUES201850 12/13/2017 Payment due on or before 1/31/2018 DescrfnHon Total 2018 EEi Membership Dues for: Regular Activities of Edison Electric Institute 1 Industry Issues 2 Restoration, Operations, and Crisis Management Program 3 $1,171,634 117,163 15,000 2018 Contribution to The Edison Foundation, which funds IEI 4 A 30,000 Total $1.333,797 1 The portion of 2018 membership dues relating to influencing legislation, which is not deductible for federal income tax purposes, is estimated to be 13%. 2 The portion of the 2018 industry issues support relating to influencing legislation is estimated to be 24%. 3 The Restoration, Operations, and Crisis Management Program is related to improvements to industry-wide responses to major outages (e.g. National Response Event); continuity of industry and business operations; and EEi's all hazards (storms, cyber, etc.) support and coordination of the industry during times of crises. No portion of this assessment is allocable to influencing legislation. 4 The Edison Found_ation is an IRC 501(c)(3) educational an~ cha~ble organization. Co~trib~tion~ are deductible for federal income tax purposes to the extent provided by law. Please consult your tax advisor with respect to your specific situation. PLEASE NOTE INFORMATION FOR ELECl'RONIC PAYMENT The following instructions should be used when transferring funds electronically (ACH or wire) to Edison Electric Institute: Beneficiaiy's Bank: I, Bank's Address: Bank's ABA Number: .333, 71'7 -- A r,w l WJ~l ,1 119'.on . DC 20004 - 2 5 96 ~ 3i/.f';612...7<. K.LI. I Sdl, '?55; 30 or memberdues@eei.org i 202-SCZ- SCO::J ' '.',,. ·.-. .c (:l. ():'.,.1 Case No. 2018-00294 Attachment to Response to AG-1 Question No. 98 Page 17 of 59 Garrett #. ~ i fi I . .,.I II Ii i ....... - . .;•-·-·- .,;. •• · . IB j i I Jl!i I i I ...... I I. l .I I I Case No. 2018-00294 Attachment to Response to AG-1 Question No. 98 Page 18 of 59 Garrett E I Invoice for Membership Dues Edison Electrlc INSTJ.TUTE MR, WILUAM H. SPENCE CHAIRMAN, PRESlDENT &CEO PPL CORPORATION 2N9TH STREET ALLENTOWN, PA Date lnYOlce Number 12/0712016 ~762 . Paytnsnt dus on 01 bsfor, 1/31/2017 18101 DeurlJ)tlon Total I 2017 EEi Membership Dues for: I Regular ActMlles of Edison Electric lnstilule ' Industry Issues ' Restoration, Operaflons, and Crisis Management Progr~m 3 I l 2017 Contrlbullon to The Edison Foundation, which funds I ll IEI 4 Total $1,153,181 116,318 16,000 l.t /l --,, ~n --- n ""'JVVV ,, ~ilJA~!! ., .•u - 1~ n of 2017 membfflhlp dues telah9 lo lnffuendna luglelallon, which Is not cfeducllble for federal income lax purpoaea, Is esllmated lo be 1 JL · . 2The portion of Ille 2017 lndually Issues support relaUng lo lnluenclng leglslaUon Is esllmaled to be 26%. / 1. = lat· 3Thu Reato11Uon, Op!fltlons, and Crisis Man:r:ment Is related lo lm~enls CO lndust,y-wJde l\l8JI0""8 to maJor Ol!fatos National :-J::nse Evenl): conlkl'°oflnd ~ end :f:rallons; an EEre eD hazarcf8 (slonns, cyber, ek:.) 811pporl and coo, on of Ille lndusfry urfng llllN of c:dses. portion · lhla 88S8altllell Is ~ lo lnluanclng leglsJatlon. 4 The Edison FoundaUon le en IRC 601(c)(3) educallonal and dlarllab!8 c,rgenizalion. ConllibUlions 8f8 deduolllle for fedBRII Income tax purpasea to Pie extent provided by law. Please conaull your laX advlsorwffla l&8pocl k> your epeclftc sllUa~. PLEASE NOTE INFORMAT,ON FOR ELECTRONIC PAYMENT The followlng lnslrootluns should be used when ltansferllog funda ·eleclrontcall)' (ACH or wire) to Edison Eleclrlc lMUtule: Senefloler)"e Bank: B9nk'• Addrese: Bank1a ABA Number: Peneflolary: Baneftolary'e Aoot No: BenefloJarp'e Addrees: 1,313, 'lf1 < ,jt) I I)()(};::, A I, 1f3, '{9'/ _ '/. . ~c.~ Beneflolary Reforenoe: Please.n,fer any questions to Terri Oliva, EEi Conlrollar. (202) 608-6541 ormemberd11eS@eel.o)g 1 2. Indirect (CATGB) Z) Ofllco of Chairman Case No. 2018-00294 Attachment to Response to AG-1 Question No. 98 Page 19 of 59 Garrett 2017 January-Oecember 2017 EEi Membership Dues (Invoice - l1.za:,.A99 . Total lar year 0 I Thlsp._n1w111,e.-11121o_,,..eachmontllatPPl.Flnanc:1at and wll be allocallld to the SIiiiness Lklel as a <:alegory 8 cm~ 66'1(, ID Kentucky (Catega,y B) '4/~, $1,2i~ 66.847,109.34 Journal Entry Calcufatton Allocation Amom,t • company 41.72% S 35.1,427.04 I.GE , • Jan-Dec 2017 COS1 to llel1luCky fut EEi Membelsllt> Dues 58.28% S Total $ "'7.101.34 Roundodto SI W,109.00 $1.213,'99.GO D Totallaryar 1/12 Amortization eaclt monlh PPI. Flnanc:lal-eaclt mcnlll 88.~ ID l (. Kl, I'll,. 91 (El, t?C.'1(> .; - - - - - - / ;L « ., l, 31, ~ 111,. /t) 15S~ 13/, 9tJ , J&E , $ 11 tS5, 13~ !,IJ Please wire funds to: ~•!.u-1~ Please remit check to: EPRI 13014 Collections Center Drive Chicago IL 60693 United States ·Taxl.D. - EPRI is a non-profit United States Corporation. Please include an invoice copy with your remittance. f!!!!!~~, ~ I - I«;;;; Case No. 2018-00294 Attachment to Response to AG-1 Question No. 98 Page 22 of 59 Garrett 1 ELECTRIC POWER RESEARCH INSTITUTE Invoice: Invoice Date: Page: INVOICE 90017191 01/17/2017 1 of 2 P.O. Box 10412 Palo Alto CA 94303-0813 USA Customer No: Payment Terms: Due Date: Customer Ref: EPRI Quotation No: Customer: David Link LG&E and KU Energy LLC 220WMain St Louisville KY 40202-1395 USA For billing questions, please contact: Telephone: Emall: ' Quantity UOM Description 1 Integrated Environmental Controls 1 2 Continuous Emissions Monitoring 1 3 Heat Rate Improvement 1 4 Water Management Technology 1 5 Boiler Life and Availability Improvement 1 6 Steam Turbines-Generators and Auxiliary 1 20006982 650-855-2048 650-855-2358 accountsreceivable@epri.com Fax: AMOUNT DUE: Line 30166 EPRI - Net due in 30 days 02/16/2017 4,716,825.78 USO Net Amount EA EA EA EA EA EA 137,162.72 EA EA 103,875.96 545,222.51 107,209.72 87,172.52 162,393.87 172,726.19 Systems 7 Balance of Plant Systems and Equipment 8 Boiler and Turbine Steam and Cycle 1 36,829.86 Chemistry 13 Operations Management and Technology 1 14 CO2 Capture, Utilization and Storage 1 15 Renewables Technology Status, Cost and 1 EA EA EA EA EA EA EA Fossil Materials and Repair 1 Combined Cycle Turbomachinery 1 11 Combined Cycle HRSG and Balance of Plant 1 12 Maintenance Management and Technology 1 9 10 155,516.02 306,031.04 107,086.21 142,793.57 127,277.81 179,981.32 62,798.67 Performance 16 Solar 1 EA 116,626.10 17 Power Plant Multimedia Toxics 1 EA 207,200.39 18 Assessment of Air Quality Impacts on EA 202,700.52 EA 165,985.31 Characterization Human Health 19 Coal Combustion Products - Please wire funds to: .. .... :...u- . Please remit check to: EPRI 13014 Collections Center Drive Chicago IL 60693 United States 1 .111111111111111 Tax I. D EPRI is a non-profit United States~ Please include an invoice copy with your remittance. Case No. 2018-00294 Attachment to Response to AG-1 Question No. 98 Page 23 of 59 Garrett Detailed Amortization EPRI Annual Membenihlp Contract Period: 01/01/2017 • 12/31/2017 Contact Courtney suvevasu Ven Case No. 2018-00294 Attachment to Response to AG-1 Question No. 98 Page 28 of 59 Garrett NolthAmedavl T ~ Folum. lrlL I esoo Hants CoffNIIB Parkway FORUM SUll&SOO Ohalfofta,NC 28269 (704) 945-1800 llldred@nalf.net hllp://www.nalf.net INVOICE INVOICE f: 1702 DATE 10f08l'l017 DUE DATE Ot/31fl018 SIU. TO LGE & KU Energy, LLC 220 w. Main Stnlet LoulBYllle, kY 40202 TERMS Net30 Acmvnv AMOUNT MlnlblJllhfl> 22,000.00 LaadRllllo Sh818 61,165.00 Equal Shara 2018 Load Ratio Share 2018 BALANCE DUE $73,165.00 J1/P:5 J __ . ___ __ Project tuk!~~.U'{OtJES Exp Org~~--- . -· • Exp 'l)p~2...... Q -- AmountApproved_1_3).l.4l! ~Q ___ . -~ __ . Dale Approved . - - - . ____ __· _ · _-_ _ Approved by __ • ____._ _ _ . _ _ Mc, 26;to7 7S l mt8ET Febnlary 21, 2018 29142.050001 RIOBIOND, VJROINIA2321M074 P.nvimnmental Affairs P.O. Box 32010 1EL IIM • 7N • IZOO FAX 1114•711•1211 Louisvill? KY 40202 Utility Wa1er Act Group FOR MEMBERSIDP DUES, based on services rendered by Hunton & Williams, and charges associated with those services, through January 2018 in cmmection with the regulation of the electric utility industry by the Environmental Protection Agenc:y. Consultant Charges Legal Fees and Expenses $ $ 8,105.17 Credit s 0 TOTALDUE s 8,105.17 LC- E /1.. l( - JI JI J, I I, I, o 2 1, 1'11, 16 Please Jnclude om file numba with your remittance. Mail your check, payable 1o Hunton & W'illiams LLP, to: Banton & Willlall LLP, Aeeolllding Depu1ment, UWAG Payment, IUverlroat Plua-Eut Tower, 951 Eut Byrd Street, Richmond, VA 23219-4074. Case No. 2018-00294 Attachment to Response to AG-1 Question No. 98 Page 39 of 59 Garrett JMAEY5 AT I.AW RIVERFRONT PLAZA, EAST TOWER 95J EAST BYRD STREET Invoice #102119S93 May22,2017 29142.0S0001 RICHMOND, VIROINIA 23219"4074 TEL ICM ~ 788 • 82110 PAX 104 • 788 • 1218 Utility Water Act Group FOR Jv.lEMBERSIDP DUES, based on services rendered by H~ton & Williams~ and charges associated with those services, throu~ April 2017 in connection with the regulation of the electric utility industry by ·the Environmental Protection Agency. Consultant Charges Legal Fees and Expenses .Credit $ 0.00 $ 10,258.59 $ o· TOTALDUE $ 10,258.59, Lt t It. u. -- 31 89J. 2k t,,Jto c 3.J Please include om file n~ber with your remittance. Mail your check, payable to Hunton & Williams LLP, to: Hunton & Williams I.LP, Accounflng Department, UWAG Payment, Riverfront Plaza.East Tower, 951 Eut aynt Street, Rldunond, VA 23219-4074. • I \ Case No. 2018-00294 Attachment to Response to AG-1 Question No. 98 Page 47 of 59 Garrett • ~ IN~Wl'nl Robert J. Ehrler, Esq. Senior Counsel & Environmental Policy Manager LG&E and KU Energy Environmental Affairs P. 0. Box 32010 ·Louisville, KY 40202 Hunton & Williams LLP . ATl'OIIMIYIATLAW . RIVERFltONT PLAZA. EAST TOWER 951 EAST BYRD STREET RJCHMOND. VIRGINIA 23219-4074 Invoice #102121047 June 26, 2017 29142.050001 TEL 804 • 788 • l200 · FAX 804•718 •1211 Utility Water Act Group FOR MEJ\.1BERSHIP DUES, based on services rendered by Hwiton & Williams, and charges associated with those services, through May 2017 in connection with the regulation of the electric utility industry by the Environmental · Protection Agency. Consultant Charges Legal Fees and Expenses $ 193.86 8,899.94 Credit s s TOTAL DUE s 9,093.80 0 tCc - 3, '155', 1,tf /l u. - 5✓ t,33, ll \ Please include our file number with your remittance. Mail your check, payable to Hunton & Williams LLP, to: Hunton & Williams LLP, Accounting Department, UWAG P~ent, Riverfront Plaza-East Tower, 951 Eut Byrd Street, Richmond, VA 23219-4074. Case No. 2018-00294 Attachment to Response to AG-1 Question No. 98 Page 48 of 59 Garrett IN AcXOUNI' Wrrs Robert J. Ehrler, Esq. - Senior Counsel & Environmental Policy Manager LG&E and KU Energy .Environmental Affairs · Louisville, KY 40202 Hunton & Williams LLP A1TCRNEYI Ar !AW 1UVERFR0NTPLAZA, EAST TOWER !ISi EAST BYRD STREET Invoice #102122602 July 28, 2017 29142.050001 RICHMOND, VIRGINIA 23219-4074 TEL 104 • 788 • 1200 FAX ·804• 788•1211 Utility Water Act Group FOR :MEMBERSHIP DUES, based on services rendered by Hunton & Williams, and charges associated with those services, through June 2017 in connection with the regulation of the electric utility industry by the ~vironmental Protection Agency. Consultant Charges $ 0.00 Legal Fees and Expenses $ 8,288.56 Credit from May Invoice $ (124.4D TOTAL DUE $ 8,164.09 LC-1; /_l< 3 ' /62 . .JS- 5;x /, 1'/ Please include our file number with your remittance. Mail your check, payable to Hunton & Williams LLP, to: B11nton & Williams LLP, Aeeo11nting Department, UWAG Payment, Riverfront Plaza-East Tower, 951 Ea11t Byrd S~t, Richmond, VA 23219-4074. ... I • Case No. 2018-00294 Attachment to Response to AG-1 Question No. 98 Page 49 of 59 Garrett INAa:oun'Wmf Robert J. Ehrler, Esq. Senior Counsel & Enviromnent8l Policy Manager LG&E and KU Energy , Enviromnental Affairs Louisville, KY 40202 Bunton & Williams LLP AntllMMATLAW Invoice #102124457 RIVERPRONT PLAZA. J!ASTTOWER 951 EASl'BYRDSTUBT RICHMOND, VIR.OJNIA2321M074 August 30, 2017 29142.050001 'JU 804 • 788 • l200 PAX 104• 718 • 8211 Utility Water Aet Group FOR MEMBERSIIlP DUES, based on services rendered by Hunton & Williams, and charges associated with those services, through July 2017 in connection with the regulation of the electric utility industry by the Environmental Protection Agency. Consultant Charges Legal Fees and Expenses $ 0.00 s 9,698.13 Credit $ TOTALDUE s 0 )t£ - l..u - 9,698.13 3, 1K2. 27 5,915. 8~ Please include ow file number with your remittance. Mail your check, payable to Hunton & Williams LLP, to: Bunton & Williams LLP, Accouadn1 Department, UWAG Payment, Riverfront Plus-East Tower, 951 East Bynl Street, Richmond, VA 23219-4074. . Case No. 2018-00294 Attachment to Response to AG-1 Question No. 98 Page 50 of 59 Garrett IN A0COUN'I' Wffll Robert J. Ehrler, Esq. Senior Counsel & Environmental Policy Manager LG&E and KU Energy Enviromnemal Affairs Louisville, KY 40202 Hunton & Williams LLP ATJOUEYSAT I.Aw Invoice #102125945 October 2, 2017 29142.0S0001 RIVERPRONTPLAZA. BASTTO'WD. '51 BASTBYRDSTREET RlalMOND. VJllQINIA 23219-4074 TBL 104 • 718 • ll2UO FAX I04• 711 • 8211 Utility Water Aet Group FOR MEMBERSHIP DUES, based on services rendered by Hunton & WiJliams1 and charges associated with those services, through August 2017 in connection with the regulation of the electric utility industry by the Environmental Protection Agency. Consultant Charges Legal Fees and Expenses Credit $ 0.00 $ 11,016.42 $ TOTAL DUE s 0 11,016.42 tCE - J./, 21t. 1./0 /Lo. - i .'126 .02 Please include our file number with your remittance. Mail your check, payable to Hunton & Williams LLP, to: Hunton & Williama LLP, Accounting Departmeat, 1JWAG Payment, Riverfront Plaza-East Tower, 951 East Byrd Street, Rlelunond, VA 23219-4074. Case No. 2018-00294 Attachment to Response to AG-1 Question No. 98 Page 51 of 59 Garrett INAcL'0UH'J'Wl'nl Robert J. Ehrler, Bsq. Senior Counsel & Bnviromnmtal Policy Manager LG&E and KU Energy Environmental Affairs Louisville, KY 40202 Hunton & WIDiams LLP AT1UIINIYSAT LAW Invoice #102127227 October 26, 2017 RIVERFRONT PLAZA. EAST TOWER. ' " EAST BYRDSTIU!ET RICHMOND, VlllGINIA 2321M074 29142.0S0001 TEL 804 • 788 • 8200 FAX 804• 718• 1218 Utility Water Act Gropp FOR MEMBERSHIP DUES, based on services rendered by Hunton & Williams, and charges associated with those semces, through September 2017 in connection with the regulation of the electric utility industry by the Environmental Protection Agency. Consultant Charges Legal Fees and Expenses $ 0.00 $ 10,791.88 Credit $ 0 TOTALDUE s 10,791.88 Lt E - J/, zo8. &3 l S&J,b!; I Please include our file number with your remittance. Mail yom check, payable to Hunton & Williams LLP, to: Hanton & Williuu LLP, Accounting Department, UWAG Payment, Riverfront Pbml-Eut Tower, 951 Etist Byrd Street, Rlchmoad, VA 23219-4074. i Case No. 2018-00294 Attachment to Response to AG-1 Question No. 98 Page 52 of 59 Garrett UNIVBRSnY OF LOUISVILLE RBSBARCH FOUNDATION SPONSORED PROGRAMS FINANCIAL ADMINISTRATION UNIVERSITY Of LOUISVIW. INVOICE Invoice Detail: BiDTo: JeuiJ.Logsclao SGUf0111 Lader, Co:pomt,: Pwdlulag LG&E and KU Services u,mpuy IavokelD: LGl&E INV201M01 Invoice Om: 2018-02-21 Pa,ment Ti,rms: IMMIID 83)E,Bmtdway Louiml1c, KY «)202 Cunent Amount Doe: $50 000 oo - ----.::!=•~·~ UofL&!f. OGMB160808P PI: Pater.Glen Pmject: Industry/Unmraity Coopemtive ltcseudi Center for Efficient Vchicles md Sustainable tauportation Sy,tans (BV-STS) NSF BV-STS 1/U CRC l1eb18: WJtb payment of this invoice, LG&E wnd KU Sgyim 0wwaf will hue an EV-STS Membcmbip through 06/30{1J>t9. EV-srs Mrmbmhip Agttrmeu.t eigned by Stqibapic R. P,ycr op 04/20117 (Sponsorship EfJcdive 07 /Ot /17). - - - - - - - · -- Please make payment in US Dolan, ad ipdude I copy of dlip lgYJS with payment Remit To: Univenity of Louisville Raean1i Foancluion, ltlc. Office of Sponsoad P.rogmm Adminism1ion Aatcmiom Andrea Welch 300 Bast Mar1ret Stnct, Suite 300 Louis9ille, KY 4020Z-1959 JJ ltJ-E- 19. ooCJ I JI Ku - .11 ooo I CPA#_ _ _ _ _ _ PO#_ _ _ _ __ Project Task Exp Type 1' or% Split ClitSo 100~ ••SlC\fS' ()1111/6/Ulf':( Proponent (uptoSJk) ~ Date a/u/11 r ,•. .,. _. -. ..·o Case No. 2018-00294 Attachment to Response to AG-1 Question No. 98 . Page 53 of 59 "" Garrett MAR 07 2018 ft{ABLE ·c University of Missouri-COiumbia Phone: 573-882-3800 Mardi 1, 2018 Invole2 Number: Project: Task: Robert Conroy Vie2 President, State Regulation & Rates LG&E &. KU Energy 220 West Main Street l.DUlsvllle, KY 40202 Expense Type: SRV21440 DUES COMPANY 0650 ~-=--- - - - - - -=~ ~&1i£4::C Approval Date ;J /s/1r Rnandal Research Institute / Public Utility Division Advisory Board Appointment - Appointment Tenn Amount Due May 1, 2018 - April 30, 2019 $10,000.00· Please make your d1eck payable to: University of MissourimFRJ/PUD The University of Missouri/FRI'S tax identification number Is Mail payment to: Anandal Research Institute/Public Utility Division Trulaske College of Business · 401A Cornell Hall Columbia, MO 65211 PLEASE REMIT PAYMENT ON OR BEFORE APRIL 15, 2011 Case No. 2018-00294 Attachment to Response to AG-1 Question No. 98 Page 54 of 59 Garrett Edison Electric Institute EEi 701 PennsyJvania Avenue, N.W. Washington, DC 20004-2696 USA . AIR Phone Number: (202) 508 5428 AIR E-Mail : accountsreceivable@eei.org Invoice Mr. William Paul Puckett Sr. Environmental Engineer LG&E and KU Energy 220 W Main Street Louisville, KY 40202-0000 Invoice#: 210212 lnvolce. .6/2018 FEIN: jDHGrlption · - • _ : "'" ." jauantlty jPrlce fDlscount IAmount 2018 USWAG Membership Dues· Mr. WiHlam Paul Puckett 1 $68,175.00 $0.00 $68,175.00 I JAN 2-8 2018 ACCOUNTS PAYABLE This Invoice is for the 2018 Utility Solid Waste Activities Group (USWAG) Membership Dues. The portion of 2018 membership dues relating to Influencing leglslatlon, which Is not deductible for federal income tax purposes Is estimated to be 3%. "you have questions concemlng the USWAG program. please contact Jim Roewe,; at 202508-S645. If you have que8tlons regarding payment for this Invoice, 'please contact Carol Scates, In EEi's lntamaf Accounting Department, Invoice Total $68,175.00 Taxes $0.00 Amount Paid $0.00 JPLEASE PAY $88,175.00 at 202-508-6428. PLEASE DETACH AND REMIT WITH YOUR PAYMENT Payment Method lnvoice1 #. 210212 Check: Made payable to Edisol! Electric Institute LG&E and KU Energy 220 W Main Street Louisville, KY 40202-0000 Please note you are 188f)onstble for any ACH or wiring feea. Case No. 2018-00294 Attachment to Response to AG-1 Question No. 98 Page 55 of 59 Edison Electric Institute Garrett 701 Pennsylvania Avenue, N.W. EE Washington, DC 20004-2698 USA AIR Phone Number : (202) 508 5428 AIR E-Mail : accountsreceivable@eel.org Invoice Mr. W. Michael Winkler LG&E and KU Energy 220 W Main Street LouisviHe, KY 40202-0000 Invoice # : 194276 lnvo~S/2017 FEIN: - - - I !Description 2017 USWAG Membership Dues I !Quantity Price Discount !Amount 1 $67,500.00 $0.00 $67,500.00 This Invoice is for the 2017 Utility Solid Waste Activities Group (USWAG) Membership Dues. The portion of 2017 membership dues relating to influencing legislation, which is not deductible for federal income tax purposes is estimated to be 3%. If you have questions concerning the USWAG program, please contact Gayle Novak, at 202508-5654. If you have questions regarding payment for this Invoice, please contact Carol Ray, In EEi's lntemal Accounting Department, at 202--508-5428. Invoice Total $67,500.00 Taxes $0.00 Amount Paid $0.00 IPLEASEPAY $87,500.00 PLEASE DETACH AND REMIT WITH YOUR PAYMENT Invoice#: r------------------- 194276 Payment Method LG&E and KU Energy 220 W Main Street Loulsvilie, KY 40202-0000 Check: Made payable to Edison Electric Institute .JI /...CE - 21, t,oO JJ Ku - 1./5, 960 Please note you are responsible for any ACH or wiring fees. , "'·._. Case No. 2018-00294 Attachment to Response to AG-1 Question No. 98 Page 56 of 59 Garrett eACAA 2018 Membership Dues Invoice ACM Make payment to "ACAA" • 3880~11111ar11b Ddwe facmln~ton HIiis, Ml 48331 - Phone: (720) 870-7887 Jn_,rE _f€ O\VI ff !n), OCT 1 6 '.>"'.. 1' 7 Member Primary Point of Contact: ·: t BWlng Contact flf other than Primary POC): . LG&E and KU Services Company Kenneth Tapp ey..:Products Coordinator 220 West Main Street, 4th Floor Louisville KY 40202 ~l fo) lE -~ ~-a\Y/ _,___, lEfm lfil Billing POC: OCT I 6 2017 ~ By~ Phone: (502) 627-3154 Email: kenny.tapp@lge-ku.com 'Invoice Date: 11 /112017 · Processing Rep: ajb lg&e2018 Iinvoice Detall: Unadjusted Dues: \ Discount (If Applied) Total Due: I Paid To Date: 1 lBa_la_nce_Rem_a_ining: $15,000.00 0.00% $15,000.00 $0.00 _ s_1_s._ooo_.o_o _ Dues For: Terms: Invoice Utility 2018 Category U Member Dues On Receipt Comments: o_at_ ePaid (ACAA Use Only_}_ __ _ _ - - - - _J Thank you for your continuing support of ACAA and the CCP Industry! /..t£ - 1'( zoo Jt.l{ - 1. 8t>6 ( -- - - [I .;O"'; L F .., ~ O ,,, \.. o I~ ~ A(AAY • I -- - ·- - Members are encouraged to consider making a tax deductible donation to the ACM Educational Foundation (501(c)(3)). The Foundation promotes the sponsorship of educational conferences and scholarships and support of educational and scientific publications and actMtles related to lhe beneficial use of coal combustion products. ----"ACAAl Donations lo the Foundation should be made out to: Educational Foundation" BIUI malled to Ille ACAA office • Donation Amount: _ _ _ _ _ _ __ _ A receipt for your donation will be sent to your organlzation'a primary point of contact addressed abow unleai"~---.. L____________________:_ ~ _d_~~-~-------~ V j Case No. 2018-00294 Attachment to Response to AG-1 Question No. 98 Page 57 of 59 Garrett Advancing the management and use of coal combustion products. American Coal Ash Assoclalfon October 2017 To All ACAA Members: It is time to renew your membership in the American Coal Ash Association. We thank you for your support in 2017 and ask for your continued support in 2018. As you consider your investment In the mission of the ACAA we ask you to consider the following facts. • • • • The markets for beneficial use of coal combustion products (CCP) continue to improve. The most recent data available indicates strong recovery in some mar1cets from the regulatory threat from the U.S. Environmental Protection Agency (EPA). In total, beneficial use is now over SO%. At the beginning of this century the beneficial use rate was just over 29%. The progress is real and substantial. As the use of coal as a fuel for generating electricity stabilizes In the 30% to 35% range, availability of CCP Is stabilizing as well. Investment in the infrastructure needed to meet market demand is beginning to make a difference. Some increased activity in CCP imports has been noted. Increased interest in reclaiming CCP from surface Impoundments and landfills has the potential to meeting the growing demand for CCP. The ACAA has been working hard to inform user groups as to the future availability of the materials that have proven to be so Important to our economy. With a new administration taking over the federal government in 2017, the ACAA has been actively involved with new management at the EPA to unwind some of the actions of previous management that have been so damaging to our members. Great progress has been made. we are committed to building on this momentum in 2018. The 2017 World of Coal Ash was a record-setting event by any standard. Attendance and technical content was well beyond previous records. The strength of this event speaks to the importance· and Interest In our Industry. In 2018 the ACAA will mark its 50th anniversary. Incorporated in Washington, D.C. on March 8, 1968 as the National Ash Association, the ACAA has served as the voice for the beneficial use industry helping to divert hundreds of millions of tons of CCP from disposal units to uses that are environmentally responsible, technically appropriate, commercially competitive, and supportive of a more sustainable society. Our mission remains unchanged and is more importantthan ever. ' We hope you will elect to renew your ACM membership and help us to continue to advance our mission. Sincerely, ~VWVy-W-AcfUMt,yThomas H. Adams, Executive Director Office: 720-870-7897 38800 Country Club Drive, Farmington HIiis, Michigan 48331-3439 Fax: ~70-7B89 Email: info®ACAA-U$A org Website: htfp:I.Jwww,ACAA-USA grg Case No. 2018-00294 Attachment to Response to AG-1 Question No. 98 Page 58 of 59 Garrett September 13, 20 l 7 Carbon Utilization Research Council 1050 Thomas Jefferson Street, NW; Suite 700; Washington, DC 20007 INVOICE Ms. Caryl Pfeiffer Director, Corporate Fuels & By-Products LG&E and KU 220 West Main Street P.O. Box 32030 Louisville, KY 40202 Enclosed are 2018 membership dues to the Carbon UtiUmtion Research Council in the amount of: c 2018 Full Cou;.;:il Membership $30,000 (_ iS°,ObO Please make check payable to: Carbon Utilization Research Council And remit to: > IS,6()6 :J( Judy Bernstein Carbon Utilization Research Coundl 1050 Thomas Jefferson Street, NW, Suite 700 WashingtOn, DC 20007-3877 1, zoo Ku - -I'? soc, L $108 $625 $938 Please note: Dues are calculated for 15 months of membership far 2018 only. Contributions or gifts to UTC are not deductible as charitable contributions for Federal income tax purposes. However, they may be tax deductible as ordinary and necessary business expenses. For these purposes, UTC estimates that 5,i; of your membership fee will be allocable to nondeductible lobbying activities during the ensuing {1SCal year. UTC offers three effortless ways to renew your organization's membership In the assodatlon. $1,875 $3,125 $4,688 $6,250 $9,375 $12,500 $18,750 $25,000 $37,500 UTC Membership P.0. Box 79358 Baltimore, MD 212790358 USA BY MAIL: ii' ~i~~~*l;~:- -.-.-. Please detach lower portion and remit with payment -, 1 ;_;;;;~-tt~~~;.-;;,~;-· -.-.-.--.--.-.-.-.-.--. ~ J.&£ - 9, 75 O ~ 15 month Dues calculation: 12 months (15000) + 3 months (3750) = Amount : $ 11750 9, Amount Enclosed=$_ _ __ ff payln1 by credit card, please Indicate card type: D D MasterCard Card Number c.ardhokter's Name City/State Billing Address Visa 00() • American Express Expiration Date c.ardholder's Signature Zip/Postal Code PLEASE SEND A COPY OF THE INVOICE W 1TH YOUR PAYMENT PlEASE MAKE CORRECTIONS TO PRIMARY CONTACT NFORMATION BELOW IF NECESSARY. Name John Pulliam lltle Telecom Engineer Company LG&E and KU Services Company Address 820 w Broadway Phone: Louisville, KY 40202-2218 £-mall Address john.pulliam@lge-ku.com Questions? Please contact Tiffany Bennett, Membership Manager, at 1.202.833.6822 ortiffanv.bennett@utc.org KENTUCKY UTILITIES COMPANY Response to Attorney General’s Initial Data Requests for Information Dated November 13, 2018 Case No. 2018-00294 Question No. 99 Responding Witness: Christopher M. Garrett Q-99. Provide any and all documents in the Companies’ possession that depict how each Dues Requiring Organization spends the dues it collects, including the percentage that applies to all covered activities. A-99. See the responses to Question Nos. 94 and 98. Response to Question No. 100 Page 1 of 3 Garrett KENTUCKY UTILITIES COMPANY Response to Attorney General’s Initial Data Requests for Information Dated November 13, 2018 Case No. 2018-00294 Question No. 100 Responding Witness: Christopher M. Garrett Q-100. Provide a detailed description of the services each Dues Requiring Organization provided to the Company since the conclusion of the Company’s last rate case. Of these services or benefits, state which benefits accrue to ratepayers, and how. A-100. Company employees participate in various industry associations and organizations as presented in FR 16(8)(f), Sch. F-1 to gain knowledge, training, timely information and experience throughout the industry to allow for the Company to provide service to its customers in the most economical, cost effective, safe and reliable manner. The gaining of industry knowledge through these associations benefits customers through the use of best practices in providing services. Edison Electric Institute (EEI): The Edison Electric Institute (EEI) is the association that represents all U.S. investor-owned electric companies. EEI provides public policy leadership, strategic business intelligence, and essential conferences and forums. Electric Power Research Institute (EPRI): EPRI is a non-profit research consortium providing science and technology solutions for the benefit of utility members, their customers, and society. Funding annual Technology Research and Analysis activities is an expected and prudent activity recognized by the Kentucky Public Service Commission. EPRI has organized and provided this activity for member utilities since its founding in 1973. EPRI provides a collaborative research model that provides LG&E and KU leverage on their investment of approximately 20:1. Cutting edge research keeps LG&E and KU aware of significant technology changes and applications to improve operations. Coal Combustion Residuals (CCR) Legal Resources Group and New Source Review (NSR) Legal Resources Group: This is a group of utilities which have retained common counsel that monitor developments and assess potential liability in the areas of coal combustion residuals and new source review. Midwest Ozone Group (MOG) and Steptoe & Johnson LLC (agent of MOG): The Midwest Ozone Group (MOG) is an affiliation of companies, trade organizations, and associations which have drawn upon their collective resources to advance the Response to Question No. 100 Page 2 of 3 Garrett objective of seeking solutions to the development of a legally and technically sound national ambient air quality program. It is the primary goal of MOG to work with policy makers in evaluating air quality policies by encouraging the use of sound science. As members of the business community, the MOG membership also has a keen interest in assuring that policy makers are appropriately assessing the data and information required to accurately evaluate its emission control strategies. Utility Air Regulatory Group (UARG): UARG is a not-for-profit association of individual electric generating companies and national trade associations. UARG participates on behalf of its members collectively in Clean Air Act (“CAA”) administrative proceedings that affect electric generators and in litigation arising from those proceedings. Class of 85 represented by Baker Botts LLP: This group participates on behalf of its members collectively in Clean Air Act (“CAA”) administrative proceedings that affect electric generators and in litigation arising from those proceedings Utility Water Act Group (UWAG): UWAG is a voluntary, non-profit, unincorporated group of 147 individual energy companies and three national trade associations of energy companies: the Edison Electric Institute, the National Rural Electric Cooperative Association, and the American Public Power Association. The individual energy companies operate power plants and other facilities that generate, transmit, and distribute electricity to residential, commercial, industrial, and institutional customers. UWAG’s purpose is to participate on behalf of its members in EPA’s rulemakings under the Clean Water Act and in litigation arising from those rulemakings. Utility Solid Waste Activities Group (USWAG): USWAG is responsible for addressing solid and hazardous waste issues on behalf of the utility industry. USWAG was formed in 1978, and is a trade association of over 110 utility operating companies, energy companies and industry associations, including the Edison Electric Institute (EEI), the National Rural Electric Cooperative Association (NRECA), the American Public Power Association (APPA), and the American Gas Association (AGA). USWAG engages in regulatory advocacy pertaining to RCRA, TSCA, and HMTA. USWAG’s mission is to address the regulation of utility wastes, byproducts and materials in a manner that protects human health and the environment and is consistent with the business needs of its members. North American Transmission Forum (NATF) services include: - Peer Reviews: NATF peer reviews help members improve operations. Review teams comprise subject matter experts from other utility members and staff that review selected practice areas and cross-functional topics at the utility hosting the review. The teams’ final reports include noteworthy positives that are shared Response to Question No. 100 Page 3 of 3 Garrett - - - - - with other members and improvement recommendations for the host utility to implement. Assistance: Assistance is tailored to a particular member’s request or needs by leveraging one or more NATF programs or offerings. NATF subject-matter experts and staff work with host companies to help them develop action plans to improve on selected topics or issues. Practices: Groups of subject-matter experts hold monthly web meetings and annual workshops, and write NATF practices and principles of excellence. Groups include: • Compliance • Equipment Performance & Maintenance • Human Performance Improvement • Modeling and Planning • Operator Training • Cyber Security • Physical Security • System Operations • System Protection • Vegetation Management Reliability Initiatives: The NATF coordinates activities related to select established or emerging reliability topics in a project based format. Currently there are initiatives on resilience, supply chain risk management, and human performance near-miss database. Knowledge Management: The NATF supports the exchange and management of operating experience and reliability data. Secure, effective program tools (databases, scorecards, performance reports, surveys, lessons learned summaries, and operating experience library) and regular working group meetings help facilitate internal peer benchmarking, dissemination of objective performance information, and awareness of key reliability trends and risks. Training: The NATF offers web-based resources on select topics chosen and prioritized by members. University of Louisville Research Foundation Inc.: LG&E and KU Technology Research and Analysis utilizes the research conducted by Efficient Vehicles and Sustainable transportation Systems (EV-STS) to better understand future electric vehicle technologies and needs for supporting Electric Vehicles (EV) charging infrastructure. KENTUCKY UTILITIES COMPANY Response to Attorney General’s Initial Data Requests for Information Dated November 13, 2018 Case No. 2018-00294 Question No. 101 Responding Witness: Christopher M. Garrett Q-101. Provide a list of all presentations, webinar recordings, briefing books, policy memos, and white papers that each Dues Requiring Organization provided to the Companies since the conclusion of their last rate cases. A-101. The Company objects to this question because it is overly broad and unduly burdensome. Many employees participate in Organization Memberships as presented in FR 16(8)(f), Sch. F. Many of these employees receive almost daily email communications from the organizations. Creating a list of all materials that each of the Organization Memberships provided to the Companies would be unduly burdensome and require an electronic search of emails and electronic files of many custodians, resulting in significant expense. KENTUCKY UTILITIES COMPANY Response to Attorney General’s Initial Data Requests for Information Dated November 13, 2018 Case No. 2018-00294 Question No. 102 Responding Witness: Christopher M. Garrett Q-102. Has the Company included in operating expenses any amount for: (i) EEI Media Communications, and (ii) any similar division of any other Dues Requiring Organization? a. If so, state the amount, indicate in which account this has been recorded, and provide a citation to any and all Commission Orders or other authority upon which the Companies are relying for the inclusion of such expense in the test period. b. If not, provide an estimate of how much of the Company’s dues are being spent on media or public relations work. A-102. As stated in the response to Question No. 92, the Company has excluded the appropriate amount of unrecoverable dues based on the information provided on the 2018 invoice from EEI. KENTUCKY UTILITIES COMPANY Response to Attorney General’s Initial Data Requests for Information Dated November 13, 2018 Case No. 2018-00294 Question No. 103 Responding Witness: Christopher M. Garrett Q-103. State whether the Company is aware whether any portion of the dues it pays to any Dues Requiring Organization are utilized to pay for any of the following expenditures, and if so, provide complete details: a. Influencing federal or Kentucky legislation; b. Any media advertising campaigns backing the Companies’ or the Dues Requiring Organization’s position on net metering; c. Expenditures on “We Stand For Energy,” or “Defend My Dividend,” public relations, advocacy efforts or other covered activities; d. Contributions from EEI, EPRI or other Dues Requiring Organizations to thirdparty organizations and contractors including any of the expenditures identified in a. – c., above. A-103. The Company has excluded the appropriate amount of unrecoverable dues based on the information provided on the 2018 invoice from EEI. EPRI does not engage in any covered activities. KENTUCKY UTILITIES COMPANY Response to Attorney General’s Initial Data Requests for Information Dated November 13, 2018 Case No. 2018-00294 Question No. 104 Responding Witness: Robert M. Conroy Q-104. Since the conclusion of the Company’s last rate case, how much has EEI paid for its efforts to “rebrand” the utility industry? Include in your response payments to external public relations firms as well as the associated salary to any EEI staff involved in contracting, coordinating with, or promulgating internally or externally the rebranding campaign effort. 14 A-104. KU does not collect and retain the requested information for its corporate files. See the response to Question No. 98. 14 See, e.g., https://www.huffingtonpost.com/entry/messaging-utilities-solarpower_us_56f45cd6e4b014d3fe22b572 KENTUCKY UTILITIES COMPANY Response to Attorney General’s Initial Data Requests for Information Dated November 13, 2018 Case No. 2018-00294 Question No. 105 Responding Witness: Robert M. Conroy Q-105. Do the Company’s EEI dues contribute to the salary, benefits and expenses of the EEI Executive Vice President for Public Policy and External Affairs, or any other EEI officer or employee who has led an effort EEI undertook to rebrand the utility industry? A-105. KU does not collect and retain the requested information for its corporate files. See the response to Question No. 98. KENTUCKY UTILITIES COMPANY Response to Attorney General’s Initial Data Requests for Information Dated November 13, 2018 Case No. 2018-00294 Question No. 106 Responding Witness: Daniel K. Arbough Q-106. List all travel and entertainment expenses that Company employees incurred in the base period and are included in the forecast period, or that are expected to be incurred and included in the forecast period, in relation to Dues Requiring Organization activities. Show accounts, amounts, descriptions, person, job title and reason for the expense. Provide a copy of applicable employee time and expense reports and invoices documenting such expenses. A-106. In general the request seeks information that the Company does not identify and retain in the categories requested. Travel expenses are not organized according to attendance at seminars and training events held by the various professional organizations. The request requires a significant amount of original work and cannot be completed within the time provided for the response. Entertainment expenses are typically not reimbursable and if so are booked below the line. KENTUCKY UTILITIES COMPANY Response to Attorney General’s Initial Data Requests for Information Dated November 13, 2018 Case No. 2018-00294 Question No. 107 Responding Witness: Christopher M. Garrett Q-107. Is the Company relying upon any NARUC reports or other studies for the exclusion from or inclusion in rates of a portion of its dues payable to EEI, or to any other Dues Requiring Organization? If so, provide a copy of such report and indicate how the report's recommendations have been included in its filing. A-107. See the response to Question No. 91. KENTUCKY UTILITIES COMPANY Response to Attorney General’s Initial Data Requests for Information Dated November 13, 2018 Case No. 2018-00294 Question No. 108 Responding Witness: Christopher M. Garrett Q-108. Do any of the Company's personnel actively participate on Committees and/or perform any other work for any Dues Requiring Organization or any other industry organization to which the Company belongs, including but not limited to EEI? a. If so, state specifically which employees participate, how they are compensated for their time (amount and source of compensation), and the purpose and accomplishments of any such association related work. b. List any and all reimbursements received from industry associations, for work performed for such organizations by Company employees. A-108. Company employees participate in various industry associations and organizations to gain knowledge, training, timely information and experience throughout the industry to allow for the Company to provide service to its customers in the most economical, cost effective, safe and reliable manner. The gaining of industry knowledge through these associations benefits customers through the use of best practices in providing services. a. With one limited exception relating to contractual work for EPRI, employees are not compensated by industry organizations for participation on committees. See the response to part b. b. With regard to the EPRI work referenced in part a. above, since 2016, the Company has been reimbursed by EPRI for work paid to three regular, full-time employees beyond their normal compensation. Reimbursement from EPRI was also received for work paid to a temporary employee. .