Case 1:19-mj-06087-MPK Document 3 Filed 03/11/19 Page 1 of 1 AO 91 (Rev. 11/11) Criminal Complaint UNITED STATES DISTRICT COURT for the District of Massachusetts United States of America V. GREGORY ABBOTT, MARCIA ABBOTT, GAMAL ABDELAZIZ, DIANE BLAKE, TODD BLAKE, JANE BUCKINGHAM, GORDON CAPLAN, I-HSIN CHEN (see below for additional names) ) ) ) ) ) ) ) Case No. MJ No. 19-6087-MPK Defendant(s) CRIMINAL COMPLAINT I, the complainant in this case, state that the following is true to the best of my knowledge and belief. On or about the date(s) of 2011 to the present District of Massachusetts Code Section 18 USC 1349 in the county of Suffolk and elsewhere in the , the defendant(s) violated: Offense Description Conspiracy to commit mail fraud and honest services mail fraud This criminal complaint is based on these facts: See Affidavit of FBI SA Laura Smith. Amy and Gregory Colburn, Robert Flaxman, Massimo Giannulli, Elizabeth and Manuel Henriquez, Douglas Hodge, Felicity Huffman, Agustin Huneeus Jr., Bruce and Davina Isackson, Michelle Janavs, Elisabeth Kimmel, Marjorie Klapper, Lori Loughlin, Toby MacFarlane, William McGlashan Jr., Marci Palatella, Peter Jan Sartorio, Stephen Semprevivo, Devin Sloane, John Wilson, Homayoun Zadeh, Robert Zangrillo • Continued on the attached sheet. ~- Complainant 's signature Laura Smith, FBI Special Agent Sworn to before me and signed in my presence. Date: City and state: 03/11/2019 Boston, Massachusetts Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 1 of 64 ~JS 45 (5/97)- (Revised U.S.D.C. MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts Category No. Place of Offense: ________ __ n _Bosto City ______ _Mi_"ddl_ese_x County _ _I____ FBI Investigating Agency _ Related Case Information: _ Superseding Ind./ Inf. Same Defendant Magistrate Judge Case Number Search Warrant Case Number R 20/R 40 from District of l 9-MJ-6087-MPK Case No. New Defendant X ---- See additional information Defendant Information: Defendant Name Gre~ory Abbott ----------------- Juvenile: Is this person an attorney and/or a member of any state/federal bar: D D Yes [{]No Yes [Z]No Alias Name (City & State) New York, NY Address Birth date (Yr only): 1950 SSN (last4#): 6967 _____ Nationality: _U_S_A Race: White Sex~ Defense Counsel if known: Address _ --------------- Bar Number U.S. Attorney Information: Bar Number if applicable Eric S. Rosen AUSA Interpreter: D Yes Victims: [{]Yes ONo [Z]No List language and/or dialect: Ifyes, are there multiple crime victims under 18 USC§377l(d)(2) [Z] Yes Matter to be SEALED: ______ _NY_4_4_1_23_2_6 [Z]warrant Requested D No D Regular Process D In Custody Location Status: Arrest Date .in ----------Oserving Sentence D Already in Federal Custody as of • Already in State Custody at ---------- Don Pretrial Release: Charging Document: Total# of Counts: on Ordered by: [Z]Complaint • D waiting Trial Petty __ _ D Indictment D Information D Misdemeanor [Z]Felony Continue on Page 2 for Entry ofU.S.C. Citations I hereby certify that the case numbers of any prior pr~ed~· accurately set forth above. Date: March 11, 2019 Signature of AUSA: before a Magistrate Judge are ~ _ Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 2 of 64 JS 45 (S/97) (Revised U.S.D.C. MA l2nt05) Page 2 of2 or Reverse Distric~ Court Case Number (To be filled in by deputy clerk): Name of Defendant l 9-MJ-6087-MPK Gregory Abbott · U.S.C. Citations Index Key/Code Set 1 Description of Offense Charged Count Numbers Conspiracy to Commit Mail Fraud 18 U.S.C. 1349 & Honest Services Mail Fraud Set 2 Set3 Set4 Set 5 Set 6 Set7 Set 8 Set 9 Set 10 _________ _ Set 11 _________ _ Set 12 _________ _ Set 13 ________ _ Set 14 _________ _ Set 15 _________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK, 18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK, 18-6475-MPK, 18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK, 19-6004-MPK, 19-6006-MPK, 18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK, 19-6030-MPK USAMA CRIM- Criminal Case Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 3 of 64 ~S 45 (5/97)-(Revised U.S.D.C. MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts City ________ _Bo_sto_n ______ _Mi_d_dl_ese_x County _ _I____ Category No. Place of Offense: FBI Investigating Agency _ Related Case Information: _ Superseding Ind./ Inf. Same Defendant Magistrate Judge Case Number Search Warrant Case Number R 20/R 40 from District of l 9-MJ-6087-MPK Case No. X Defendant New ---- See additionalinformation Defendant Information: Defendant Name MarciaAbbott ----------------- Juvenile: Is this person an attorney and/or a member of any state/federal bar: D D Yes [{]No Yes [Z]No Alias Name (City & State} New York,NY Address Birth date (Yr only): 1959 SSN {last4#):6076 _____ Nationality:_U_SA Race: White Sex!!._ Address Defense Counsel if known: _ --------------- Bar Number U.S. Attorney Information: Bar Number if applicable Eric S. Rosen AUSA Interpreter: D Yes Victims: [{]Yes 0No List language and/or dialect: [Z]No Ifyes, are there multiple crime victims under 18 USC§3771(d){2) [Z] Yes Matter to be SEALED: ______ _NY_4_4_1_2_32_6 {Z)warrant Requested D No D Regular Process [Z]Yes D In Custody Location Status: Arrest Date • 0Aiready in __________ Already in Federal Custody as of Oserving in State Custody at ---------- DonPretrial Release: Charging Document: Total# of Counts: Sentence on Ordered by: D Information [Z]Complaint • [}\ waiting Trial Petty __ _ • Misdemeanor D Indictment [Z]Felony Continue on Page 2 for Entry of U.S.C. Citations [Z] I hereby certify that the case numbers of any prior pr·~eedin s before a Magistrate Judge are Date: March 11,2019 accurately set forth above. Signature of AUSA: 0No _ Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 4 of 64 JS 45 (5/97) (Revised U.S.D.C. MA 12/7/05) Page 2 of2 or Reverse District Court Case Number (To be filled in by deputy clerk): Name of Defendant l 9-MJ-6087-MPK Marcia Abbott U.S.C. Citations Description of Offense Charged Index Key/Code Set I Count Numbers Conspiracy to Commit Mail Fraud 18 U.S.C. 1349 & Honest Services Mail Fraud Set 2 Set 3 Set4 Set 5 Set6 Set 7 Set 8 Set 9 Set 10 _________ _ Set 11 _________ _ Set 12 ________ _ Set 13 _________ _ Set 14 _________ _ Set 15 _________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK, 18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK, 18-6475-MPK, 18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK, 19-6004-MPK, 19-6006-MPK, 18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK, 19-6030-MPK USAMA CRIM - Criminal Case Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 5 of 64 '1S 45 (5/97) - (RevisedU.S.D.C.MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts _ _______ _Bo_sto_n City FBI Investigating Ag~ncy Related Case Information: _ ______ _Mi_d_~_ese_x County _ _I____ Category No. Place of Offense: Superseding Ind./ Inf. Same Defendant Magistrate Judge Case Number Search Warrant Case Number R 20/R 40 from District of l 9-MJ-6087-MPK Case No. __ _ New Defendant _x See additional information Defendant Information: Defendant Name -----------------Gamal Abdelaziz Juvenile: Is this person an attorney and/or a member of any state/federal l;lar: D Yes [Z]No D Yes [Z] No Alias Name (City & State) Las Vegas, NV Address Birth date (Yr only): 1956 SSN (last4#): 4560 _ _____ Nationality: _U_SA Race: White Sex~ _ Address _____________ Defense Counsel if known: Bar Number U.S. Attorney Information: Bar Number if applicable Eric S. Rosen AUSA Interpreter: D Yes Victims: [Z]Yes 0No {llwarrant List language and/or dialect: [Z]No Ifyes, are there multiple crime victims under 18 USC§377l(d)(2) [Z] Yes Matter to be SEALED: D No D D Regular Process Requested (£]Yes In Custody Location Status: Arrest Date • • in ----------[Js erving Sentence Already in Federal Custody as of Already in State Custody at ---------- Don Pretrial Release: [}. waiting Trial on Ordered by: Charging Document: [Zlcomplaint D Information D Indictment Total # of Counts: • 0Misdemeanor (£]Felony Petty Continue on Page 2 for Entry of U.S.C. Citations I hereby certify that the case numbers of any prior pr(edin accurately set forth above. Date: March 11, 2019 _ ______ _NY_4_4_1_2_32_6 Signature of AUSA: s before a Magistrate Judge are 0No Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 6 of 64 JS 45 (5/97) (Revised U.S.D.C. MA 12/7/05) Page 2 of2 or Reverse District Court Case Number (To be filled in by deputy clerk): Name of Defendant l 9-MJ-6087-MPK Gamal Abdelaziz U.S.C. Citations Index Key/Code Set 1 Description of Offense Charged Count Numbers Conspiracy to Commit Mail Fraud 18 U.S.C. 1349 & Honest Services Mail Fraud Set2 Set3 Set4 Set 5 Set 6 Set7 Set 8 Set 9 Set 10 _________ _ Set 11 _________ _ Set 12 _________ _ Set 13 _________ _ Set 14 _________ _ Set 15 _________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK, 18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK, 18-6475-MPK, 18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK, 19-6004-MPK, 19-6006-MPK, 18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK, 19-6030-MPK USAMA CRIM - Criminal Case Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 7 of 64 ~S 45 (5/97)-(Revised U.S.D.C. MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts _______ _Bo_sto_n City _____ _Mi_d_dl_ese_x County _I____ Category No. Place of Offense: _ _ ______ _FB_I Investigating Agency _ Related Case Information: _ l 9-MJ-6087-MPK Case No. Superseding Ind./ Inf. ______ __ _ New Defendant _x Same Defendant ______ Magistrate Judge Case Number See additional information Search Warrant Case Number of District from R 20/R 40 Defendant Information: Defendant Name Diane Blake ----------------- Juvenile: Is this person an attorney and/or a member of any state/federal bar: D Yes [Z]No D Yes [Z] No Alias Name (City & State) San Francisco, CA Address Birthdate(Yronly): 1965 SSN(last4#): 0175 Address Defense Counsel if known: _ _____ Nationality:_U_SA Race: White Sex!!__ --------------- Bar Number U.S. Attorney Information: Bar Number if applicable Eric S. Rosen AUSA [Z]No Yes Interpreter: D Victims: (Z]Yes 0No List language and/or dialect: If yes, are there multiple crime victims under 18 USC§3771(d)(2) [{] Yes Matter to be SEALED: ______ _NY_4_4_1_23_2_6 D No D D Regular Process {{]warrant Requested [Z] Yes In Custody Location Status: Arrest Date • Already in Federal Custody as of 0Already Don ---------- Oser in State Custody at ---------- Pretrial Release: Charging Document: Total# of Counts: in ving Sentence (Z]complaint Petty __ _ D Information D Indictment 0Misdemeanor (Z]Felony Continue on Page 2 for Entry ofU.S.C. Citations I hereby certify that the case numbers of any prior proc accurately set forth above. Date: . March 11, 2019 waiting Trial on Ordered by: • [)\ Signature of AUSA: 0No _ Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 8 of 64 JS 45 (5/97) (Revised U.S.D.C. MA l2n/05) Page 2 of2 or Reverse District Court Case Number (To be filled in by deputy clerk): Name of Defendant l 9-MJ-6087-MPK Diane Blake U.S.C. Citations Description of Offense Charged Index Key/Code Set I Count Numbers Conspiracy to Commit Mail Fraud 18 U.S.C.1349 & Honest Services Mail Fraud Set2 Set3 Set4 Sets Set6 Set7 Set 8 Set9 Set 10 _________ _ Set 11 _________ _ Set 12 _________ _ Set 13 _________ _ Set 14 _________ _ Set IS _________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK, 18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK, 18-6475-MPK,18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK, 19-6004-MPK, 19-6006-MPK,18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK, 19-6030-MPK USAMA CRIM - Criminal Case Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 9 of 64 "S 45 (5/97) - (RevisedU.S.D.C.MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts ________ _Bo_sto_n City ______ _Mi_-ddl_ese_x County _I____ Category No. Place of Offense: _ _ Related Case Information: _ Superseding Ind./ Inf. Same Defendant Magistrate Judge Case Number Search Warrant Case Number R 20/R 40 from District of _ ______ _FB_I Investigating Agency l 9-MJ-6087-MPK Case No. New Defendant X ---- See additional information Defendant Information: Defendant Name Todd Blake ----------------- Juvenile: Is this person an attorney and/or a member of any state/federal bar: D D Yes [{]No' Yes[{] No Alias Name (City & State} San Francisco, CA Address Birth date (Yr only): 1965 SSN (last4#): 4272 Address Defense Counsel if known: _ _____ Nationality: _U_SA Race: White Sex~ --------------- Bar Number U.S. Attorney Information: Bar Number if applicable Eric S. Rosen AUSA Interpreter: D Yes Victims: (Z)Yes 0No List language and/or dialect: [l]No If yes, are there multiple crime victims under 18 USC§377l(d)(2) IZJYes D Matter to be SEALED: [{]Yes No D In Custody D Regular Process ({]warrant Requested Location Status: Arrest Date • Don Oserving in State Custody at ---------- Pretrial Release: Charging Document: Total # of Counts: in __________ Already in Federal Custody as of 0Already Sentence [}\ waiting Trial on Ordered by: [Z]complaint • Petty __ _ D Information D Misdemeanor D Indictment [Z]Felony Continue on Page 2 for Entry ofU.S.C. Citations I hereby certify that the case numbers of any prior pr'/leed~gs before a Magistrate Judge are accurately set forth above. Date: March11,2019 _ ______ _NY_4_4_1_23_2_6 Signatureof AUSA: ~/2, ~ 0No Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 10 of 64 JS 45 (5/97) (RevisedU.S.D.C.MA 12n/05) Page 2 of2 or Reverse District Court Case Number (To be filled in by deputy clerk): Name of Defendant l 9-MJ-6087-MPK Todd Blake U.S.C. Citati~ns Index Key/Code Set 1 Description of Offense Charged Count Numbers Conspiracy to Commit Mail Fraud 18 U.S.C. 1349 & Honest Services Mail Fraud Set 2 Set3 Set4 Set 5 Set 6 Set 7 Set 8 Set9 Set 10 _________ _ Set 11 _________ _ Set 12 _________ _ Set 13 _________ _ Set 14 ________ Set 15 _________ _ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK, 18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK, 18-6475-MPK, 18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK, 19-6004-MPK, 19-6006-MPK, 18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK, 19-6030-MPK USAMA CRIM - CriminalCase Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 11 of 64 "S 45 (5/97)- (Revised U.S.D.C. MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts Category No. Place of Offense: _ __ n _______ _Bosto City FBI Investigating Agency Related Case Information: Middlesex County _ _I____ Superseding Ind./ Inf. Same Defendant Magistrate Judge Case Number Search Warrant Case Number R 20/R 40 from District of l 9-MJ-6087-MPK Case No. New Defendant X ---- See additional information Defendant Information: Defendant Name Jane Buckingham ------------------ Juvenile: Is this person an attorney and/or a member of any state/federal bar: D D Yes [Z]No Yes IZ] No Alias Name (City & State) Beverly Hills, CA Address Birth date (Yr only): 1968 SSN (last4#): 9593 _____ Nationality: _U_SA Race: White Sex!!__ Address Defense Counsel if known: _ --------------- Bar Number U.S. Attorney Information: Bar Number if applicable Eric S. Rosen AUSA Interpreter: D Yes Victims: [{]Yes 0No ({]warrant List language and/or dialect: [{]No If yes, are there multiple crime victims under 18 USC§377l(d)(2) [Z] Yes Matter to be SEALED: ______ _NY_4_4_1_23_2_6 Requested D No D Regular Process D In Custody Location Status: Arrest Date • • in __________ Already in Federal Custody as of Oserving Already in State Custody at ---------- Don Pretrial Release: Charging Document: Total # of Counts: D waiting Trial on Ordered by: Petty __ D Indictment D Information [Z] Complaint • Sentence _ • [Z]Felony Misdemeanor Continue on Page 2 for Entry ofU.S.C. Citations I hereby certify that the case numbers of any prior pr accurately set forth above. Date: March 11, 2019 Signature of AUSA: before a Magistrate Judge are _ Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 12 of 64 JS 45 (5/97) (Revised U.S.D.C. MA 12/7/05) Page 2 of2 or Reverse District Court Case Number (To be filled in by deputy clerk): Name of Defendant l 9-MJ-6087-MPK Jane Buckingham U.S.C. Citations Index Key/Code Set 1 Description of Offense Charged Count Numbers Conspiracyto .CommitMail Fraud 18 U.S.C. 1349 & Honest ServicesMail Fraud Set 2 Set 3 Set4 Set 5 Set6 Set 7 Set 8 Set 9 Set IO _________ _ Set 11 _________ _ Set 12 _________ _ Set13 _________ _ Set14 _________ _ Set 15 _________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK, 18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK, 18-6475-MPK, 18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK, 19-6004-MPK, 19-6006-MPK, 18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK, 19-6030-MPK USAMA CRIM - Criminal Case Cover Sheetpdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 13 of 64 '1S 45 (5/97)- (RevisedU.S.D.C.MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts Category No. Place of Offense: City _ ________ _Bo_sto_n FBI Investigating Agency Related Case Information: _ _____ _Mi_d_dl_ese_x County _ _I____ 19-MJ-6087-MPK Case No. New Defendant X Superseding Ind./ Inf. Same Defendant Magistrate Judge Case Number Search Warrant Case Number R 20/R 40 from District of ---- See additional information Defendant Information: Defendant Name Gordon Caplan ------------------ Juvenile: Is this person an attorney and/or a member of any state/federal bar: D Yes [Z]No D Yes [Z] No Alias Name (City & State) Greenwich,CT Address Birth date (Yr only): 1966 SSN (last4#): 4886 Address Defense Counsel if known: _ _____ Nationality:_U_SA Race: White Sex~ --------------- Bar Number U.S. Attorney Information: Bar Number if applicable Eric S. Rosen AUSA D Victims: [Z]Yes ONo Yes Ifyes, are there multiplecrime victims under 18 USC§3771(d)(2) [Z] Yes Matter to be SEALED: List language and/or dialect: [Z]No Interpreter: ______ _NY_4_4_1_2_32_6 No D D D Regular Process {Z]warrant Requested [Z] Yes In Custody Location Status: Arrest Date • • []serving Already in State Custody at ---------- Don Pretrial Release: in __________ Already in Federal Custody as of [}\ waiting Trial on Ordered by: Charging Document: [Z] Complaint Total# of Counts: • Petty Sentence D Information D Misdemeanor D Indictment [Z]Felony Continue on Page 2 for Entry of U.S.C. Citations I hereby certify that the case numbers of any prior prtoed~·n s before a Magistrate Judge are accurately set forth above. Date: March 11, 2019 Signature of AUSA: ONo _ Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 14 of 64 JS 45 (5/97) (Revised U.S.D.C. MA l2n/05) Page 2 of2 or Reverse District Court Case Number (To be filled in by deputy clerk): Name of Defendant l 9-MJ-6087-MPK Gordon Caplan U.S.C. Citations Description of Offense Charged Index Key/Code Set 1 Count Numbers Conspiracyto Commit Mail Fraud 18 U.S.C. 1349 & Honest Services Mail Fraud Set2 Set3 Set4 Set5 Set6 Set 7 Set 8 Set9 SetlO _________ _ Set 11 _________ _ Set 12 _________ _ Set 13 _________ _ Set 14 ________ _ Set 15 ________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK,18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK, 18-6475-MPK, 18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK,19-6004-MPK, 19-6006-MPK, 18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK, 19-6030-MPK USAMA CRIM- Criminal Case Cover Sheet.pelf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 15 of 64 '-JS 45 (5/97)-(Revised U.S.D.C. MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts Category No. Place of Offense: ________ _Bo_sto_n City ______ _Mi_d_dl_ese_x County _ _I____ _ Related Case Information: _ Superseding Ind./ Inf. Same Defendant Magistrate Judge Case Number Search Warrant Case Number R 20/R 40 from District of _ ______ _F_B_I Investigating Agency l 9-MJ-6087-MPK Case No. New Defendant X ---- See additional infonnation Defendant Information: Defendant Name 1-Hsin"Joey" Chen ----------------- Juvenile: Is this person an attorney and/or a member of any state/federal bar: D D Yes [Z]No Yes [Z] No Alias Name (City & State} Newport Beach, CA Address Birth date (Yr only): 1954 SSN (last4#): 1777 _____ Nationality:_U_S_A Race: Asian Sex~ Address Defense Counsel if known: _ --------------- Bar Number U.S. Attorney Information: Bar Number if applicable Eric S. Rosen AUSA Interpreter: D Yes Victims: [Z]Yes 0No List language and/or dialect: IL] No If yes, are there multiple crime victims under 18 USC§377l(d)(2) [Z] Yes Matter to be SEALED: ______ _NY_4_4_1_23_2_6 {Z]warrant Requested D No D Regular Process D In Custody Location Status: Arrest Date in Federal Custody as of 0Aiready in State Custody at ---------- Don Pretrial Release: Charging Document: Total # of Counts: in __________ 0Atready []serving on Ordered by: IL]complaint • [}\ waiting Trial Sentence Petty __ _ D Information D Indictment 0Misdemeanor [Z)Felony Continue on Page 2 for Entry of U.S.C. Citations I hereby certify that the case numbers of any prior p[ceedinrbefore accurately set forth above. Date: March 11, 2019 Signature of AUSA: a Magistrate Judge are _ Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 16 of 64 JS 45 (5/97) (Revised U.S.D.C. MA 12/7/05) Page 2 of2 or Reverse District Court Case Number (To be filled in by deputy clerk): Name of Defendant l 9-MJ-6087-MPK 1-Hsin "Joey" Chen U.S.C. Citations Description of Offense Charged Index Key/Code Set 1 Count Numbers Conspiracy to Commit Mail Fraud 18 U.S.C. 1349 & Honest Services Mail Fraud Set 2 Set3 Set4 Set 5 Set6 Set 7 Set 8 Set 9 Set 10 _________ _ Set 11 _________ _ Set 12 _________ _ Set 13 _________ _ Setl4 _________ _ Set 15 _________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK, 18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK, 18-6475-MPK, 18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK, 19-6004-MPK, 19-6006-MPK, 18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK, 19-6030-MPK USAMA CRIM-Criminal Case Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 17 of 64 ~S 45 (5/97)-(Revised U.S.D.C. MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts Category No. Place of Offense: City _ ________ _Bo_sto_n _ FBI Investigating Agency Related Case Information: Middlesex ---------- County _I____ l 9-MJ-6087-MPK Case No. New Defendant X Superseding Ind./ Inf. Same Defendant Magistrate Judge Case Number Search Warrant Case Number R 20/R 40 from District of ---- See additionalinformation Defendant Information: Defendant Name Amy Colburn ------------------ Juvenile: Is this perso11an attorney and/or a member of any state/federal bar: D D Yes [ZINo Yes [ZI No Alias Name (City & State} Palo Alto, CA Address Birth date (Yr only): 1969 SSN (last4#): 5371 Race: White Sex:!!__ USA Nationality:-------- Address Defense Counsel if known: --------------- Bar Number U.S. Attorney Information: Bar Number if applicable Eric S. Rosen AUSA Interpreter: D Yes Victims: [Z)Yes ONo [l]warrant List language and/or dialect: [Z]No Ifyes, are there multiplecrime victims under 18 USC§3771(d)(2) [ZI Yes Matter to be SEALED: ______ _NY_4_4_1_23_2_6 Requested D No D Regular Process [Z] Yes D In Custody Location Status: Arrest Date ONready • Oserving Already in State Custody at ---------- Don Pretrial Release: in __________ in Federal Custody as of Sentence [}\ waiting Trial on Ordered by: Charging Document: [Z]complaint D Information D Indictment Total # of Counts: • OMisdemeanor [Z] Felony Petty Continue on Page 2 for Entry ofU.S.C. Citations I hereby certify that the case numbers of any prior pr°Jledi,s Date: March 11, 2019 .0 {;q,,/) accurately set forth above. Signature of A USA: before a Magistrate Judge are ONo _ Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 18 of 64 JS 45 (5/97) (Revised U.S.D.C. MA 12/7/05) Page 2 of2 or Reverse District Court Case Number (To be filled in by deputy clerk): Name of Defendant 19-MJ-6087-MPK Amy Colburn U.S.C. Citations Description of Offense Charged Index Key/Code Set 1 Count Numbers Conspiracyto Commit Mail Fraud 18 U .S.C. 1349 & Honest Services Mail Fraud Set 2 Set3 Set4 Set 5 Set 6 Set 7 Set 8 Set 9 Set 10 ________ _ _ Set 11 _________ Set 12 ________ _ Set 13 ________ _ _________ _ Set 15 _________ _ Setl4 ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK, 18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK, 18-6475-MPK, 18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK, 19-6004-MPK, 19-6006-MPK, 18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK, 19-6030-MPK USAMA CRIM - Criminal Case Cover Sheetpdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 19 of 64 ~S 45 (5/97)- (Revised U.S.D.C. MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts _I____ _ FBI Place of Offense: Category No. City _ Related Case Information: _ Superseding Ind./ Inf. ______ Case No. 19-MJ-6087-MPK Same Defendant ______ New Defendant _x __ _ Magistrate Judge Case Number Search Warrant Case Number See additional information R 20/R 40 from District of _Bo_sto_n _______ County _Mi_d_dl_ese_:x _____ Investigating Agency Defendant Information: Defendant Name Gre~ory Colburn ------------------ Juvenile: Is this person an attorney and/or a member of any state/federal bar: D Yes [Z]No D Yes [Z] No Alias Name (City & State) Palo Alto, CA Address Birth date (Yr only): 1957 SSN (last4#): 0184 Nationality:_U_S_A _____ Race: White Sex~ Defense Counsel if known: Address _ --------------- Bar Number U.S. Attorney Information: Bar Number if applicable Eric S. Rosen AUSA Interpreter: D Victims: (Z]Yes 0No Yes List language and/or dialect: [Z]No If yes, are there multiple crime victims under 18 USC§3771(d)(2) [Z] Yes Matter to be SEALED: _NY_4_4_1_23_2_6 ______ D No D D Regular Process (Z]warrant Requested [Z]Yes In Custody Location Status: Arrest Date • • Already in Federal Custody as of __________ Already in State Custody at ---------- Don Pretrial Release: in []serving Ordered by: Sentence D waiting Trial on Charging Document: [Z]complaint D Information D Indictment Total # of Counts: • D Misdemeanor [Z]Felony Petty Continue on Page 2 for Entry ofU.S.C. Citations I hereby certify that the case numbers of any prior pr accurately set forth above. Date: March 11, 2019 Signature of AUSA: 0No _ Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 20 of 64 JS 45 (5/97) (Revised U.S.D.C. MA 12/7/05) Page 2 of2 or Reverse District Court Case Number (To be filled in by deputy clerk): Name of Defendant l 9-MJ-6087-MPK Gregory Colburn U.S.C. Citations Index Key/Code Set 1 Description of Offense Charged Count Numbers Conspiracy to Commit Mail Fraud 18 U.S.C. 1349 & Honest Services Mail Fraud Set2 Set3 Set4 Set 5 Set 6 Set? Set 8 Set 9 SetlO _________ _ Set 11 _________ _ Set 12 _________ _ Set13 _________ _ Set 14 _________ _ Set 15 _________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK, 18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK, 18-6475-MPK, 18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK, 19-6004-MPK, 19-6006-MPK, 18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK, 19-6030-MPK USAMA CRIM - Criminal Case Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 21 of 64 "S 45 (5/97)- {Revised U.S.D.C. MA 3/25/2011) ·Criminal Case Cover Sheet U.S. District Court - District of Massachusetts Place of Offense: ...__ _______ _Bo_sto_n City FBI Investigating Agency Related Case Information: l 9-MJ-6087-MPK Case No. Superseding Ind./ Inf. ______ _ New Defendant _X__ Same Defendant ______ Magistrate Judge Case Number See additional information Search Warrant Case Number of R 20/R 40 from District _ ______ _Mi_d_dl_ese_x County I Category No. Defendant Information: Defendant Name Robert Flaxman ----------------- Juvenile: Is this person an attorney and/or a member of any state/federal bar: D Yes [{]No D Yes[{] No Alias Name (City & State) Laguna Beach, CA Address Birth date (Yr only): 1956 SSN (last4#): 6356 _____ Nationality: _u_·S_A Race: White Sex~ Address Defense Counsel if known: _ --------------- Bar Number U.S. Attorney Information: Bar Number if applicable Eric S. Rosen AUSA D Victims: [{]Yes 0No If yes, are there multiple crime victims under 18 USC§377l(d)(2) [{] Yes Matter to be SEALED: List language and/or dialect: [Z)No Yes Interpreter: D [{)Yes No D D Regular Process (Z]warrant Requested In Custody Location Status: Arrest Date • Don Oserving in State Custody at ---------- Pretrial Release: Charging Document: Total# of Counts: in __________ Already in Federal Custody as of 0Already Sentence [{]complaint Petty __ _ D Information D Misdemeanor Continue on Page 2 for Entry ofU.S.C. Citations I hereby certify that the case numbers of any prior pr accurately set forth above. Date: March 11, 2019 D waiting Trial on Ordered by: • _ ______ _NY_4_4_1_23_2_6 Signature of AUSA: D Indictment [{]Felony 0No Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 22 of 64 JS 45 (5/97) (Revised U.S.D.C. MA 12/7/05) Page 2 of 2 or Reverse District Court Case Number (To be filled in by deputy clerk): Name of Defendant l 9-MJ-6087-MPK Robert Flaxman U.S.C. Citations Description of Offense Charged Conspiracy to Commit Mail Fraud Index Key/Code Set 1 18 U.S.C. 1349 Count Numbers & Honest Services Mail Fraud Set2 Set3 Set4 Set 5 Set 6 Set7 Set 8 Set9 _ Set 10 _________ Set 11 ________ _ Set 12 ________ _ Set 13 _________ Set 14 ________ Set 15 _________ _ _ _ ADDITIONAL INFORMATION: 18-6218-MPK,18-6237-MPK,18-6236-MPK,18-6234-MPK,18-6238-MPK 18-6235-MPK,18-6476-MPK,18-6477-MPK,18-6475-MPK,18-6478-MPK,18-6261-MPK,18-6260-MPK 19-6003-MPK,19-6005-MPK,19-6004-MPK,19-6006-MPK,18-6240-MPK,18-6310-MPK,18-6474-MPK,18-6474-MPK 18-7227-MPK,19-6029-MPK,19-6030-MPK USAMA CRIM- Criminal Case Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 23 of 64 ~S 45 (5/97)- (RevisedU.S.D.C.MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts Category No. Place of Offense: ________ _Bo_sto_n City ______ _Mi_·d_dl_ese_x County _ _I____ FBI Investigating Agency _ Related Case Information: _ Superseding Ind./ Inf. Same Defendant Magistrate Judge Case Number Search Warrant Case Number R 20/R 40 from District of 19-MJ-6087-MPK Case No. X New Defendant ---- See additional information Defendant Information: Defendant Name D D Massimo Giannulli Juvenile: ---member of any state/federal --------------bar: person an attorney and/or a Is this Yes [Z]No Yes [Z] No Alias Name (City & State} Los Angeles, CA Address Birth date (Yr only): 1966 SSN (last4#): 8718 Address Defense Counsel if known: _ _____ Nationality: _U_SA Race: White Sex~ --------------- Bar Number U.S. Attorney Information: Bar Number if applicable Eric S. Rosen AUSA Interpreter: D Yes Victims: [lives0No @warrant List language and/or dialect: [Z]No If yes, are there multiple crime victims under 18 USC§3771(d)(2) [Z] Yes Matter to be SEALED: D [ll Yes No D In Custody D Regular Process Requested Location Status: Arrest Date • • in __________ Already in Federal Custody as of Oserving Already in State Custody at ---------- Don Pretrial Release: D waiting Trial Sentence on Ordered by: Charging Document: [Z] Complaint Total # of Counts: • Petty D Indictment D Information • [ll Misdemeanor Felony Continue on Page 2 for Entry of U.S.C. Citations I hereby certify that the case numbers of any prior p~rdin accurately set forth above. Date: March 11, 2019 _ ______ _NY_4_4_1_23_2_6 Signature of AUSA: tt:-re a Magistrate Judge are 0No Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 24 of 64 JS 45 (S/97) (RevisedU.S.D.C.MA 12/7/05)Page 2 of2 or Reverse District Court Case Number (To be filled in by deputy clerk): Name of Defendant l 9-MJ-6087-MPK MossimoGiannulli U.S.C. Citations Description of Offense Charged Index Key/Code Set I Count Numbers Conspiracy to Commit Mail Fraud I 8 U.S.C. 1349 & Honest Services Mail Fraud Set 2 Set 3 Set4 Set 5 Set6 Set 7 Set 8 Set9 Set IO _________ _ Set 11 _________ _ Set 12 _________ _ Set 13 _________ _ Setl4 _________ _ Set 15 _________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK, 18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK, 18-6475-MPK, 18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MP~, 19-6004-MPK, 19-6006-MPK, 18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK I 8-7227-MPK, I 9-6029-MPK, 19-6030-MPK USAMACRJM - CriminalCase Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 25 of 64 ~JS 45 (5/97)- (Revised U.S.D.C. MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts Category No. Place of Offense: City _B_o_sto_n ________ County _ _Mi_d_dl_esex ______ _I____ _ FBI Investigating Agency Related Case Information: _ Superseding Ind./ Inf. Same Defendant Magistrate Judge Case Number Search Warrant Case Number R 20/R 40 from District of Case No. I 9-MJ-6087-MPK New Defendant X ---- See additional information Defendant Information: Defendant Name _E_l_iza_b_e_th_H_en_r_iq_u_ez ___________ Juvenile: Is this person an attorney and/or a member of any state/federal bar: D Yes [Z]No D Yes [Z] No Alias Name (City & State) Atherton, CA Address Birth date (Yr only): 1962 SSN (last4#): 1740 Nationality: _U_S_A _____ Race: White Sex!!__ Defense Counsel if known: Address _ --------------- Bar Number U.S. Attorney Information: Eric S. Rosen AUSA Bar Number if applicable Interpreter: D Victims: [Z)Yes 0No Yes Matter to be SEALED: [{] No _NY __ 44_1_2_32_6 ______ List language and/or dialect: If yes, are there multiple crime victims under 18 USC§377l(d)(2) [Z] Yes D [Z]Yes No D Regular Process ({]warrant Requested D In Custody Location Status: Arrest Date • Already in Federal Custody as of 0Atready Don __________ in State Custody at ---------- Pretrial Release: in Oserving Sentence Ordered by: [}\ waiting Trial on Charging Document: [Z]complaint Total# of Counts: • Petty D Information D Indictment 0Misdemeanor [Z)Felony Continue on Page 2 for Entry ofU.S.C. Citations I hereby certify that the case numbers of any prior paeedi accurately set forth above. Date: March 11, 2019 _ s before a Magistrate Judge are ( Signature of AUSA: J ')~ __, 0No Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 26 of 64 JS 45 (5/97) (Revised U.S.D.C. MA 12/7/05) Page 2 of2 or Reverse District Court Case Number Name of Defendant (To be filled in by deputy clerk): l 9-MJ-6087-MPK Elizabeth Henriquez U.S.C. Citations Index Key/Code Set I Description of Offense Charged Count Numbers Conspiracyto Commit Mail Fraud 18 U.S.C. 1349 & Honest Services Mail Fraud Set2 Set 3 Set4 Set 5 Set 6 Set 7 Set 8 Set9 Set 10 _________ _ Set 11 _________ _ Set 12 _________ _ Set 13 _________ _ Set 14 _________ _ Set 15 _________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK,18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK,18-6477-MPK, 18-6475-MPK,18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK,19-6004-MPK, 19-6006-MPK,18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK,19-6030-MPK USAMA CRIM- Criminal Case Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 27 of 64 ~S 45 (5/97)-(Revised U.S.D.C. MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts Place of Offense: Category No. City _ _Bo_sto_n _______ County _Mi_d_dl_ese_x ______ _I____ _ FBI Investigating Agency Related Case Information: _ Superseding Ind./ Inf. ______ Case No. 19-MJ-6087-MPK Same Defendant ______ New Defendant _x __ _ Magistrate Judge Case Number Search Warrant Case Number See additional information R 20/R 40 from District of Defendant Information: Defendant Name Manuel Henriquez Juvenile: ------------------ Is this person an attorney and/or a member of any state/federal bar: D D Yes [l]No Yes [l] No Alias Name (City & State) Atherton, CA Address Birth date (Yr only): 1963 SSN (last4#): 3827 Nationality:_U_SA _____ Race: White Sex~ Defense Counsel if known: Address _ --------------- Bar Number U.S. Attorney Information: Eric S. Rosen AUSA Bar Number if applicable Interpreter: D Yes Victims: [l]Yes ONo Ifyes, are there multiple crime victims under 18 USC§3771(d)(2) {{]warrant Requested D No D Regular Process [l] Yes D In Custody Location Status: Arrest Date • • Already in Federal Custody as of __________ Already in State Custody at ---------- Don Pretrial Release: Charging Document: Total # of Counts: in Oserving Ordered by: Sentence Petty __ _ D Information D Indictment OMisdemeanor [Z)Felony Continue on Page 2 for Entry ofU.S.C. Citations I hereby certify that the case numbers of any prior pro accurately set forth above. Date: March 11, 2019 [}\ waiting Trial on [{]complaint • _ List language and/or dialect: IZ]No [{] Yes Matter to be SEALED: _NY_4_4_12_3_26 ______ Signature of AUSA: ONo Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 28 of 64 JS 45 (5/97) (Revised U.S.D.C. MA 12/7/05) Page 2 of2 or Reverse District Court Case Number {To be filled in by deputy clerk): Name of Defendant l 9-MJ-6087-MPK Manuel Henriquez U.S.C. Citations Description of Offense Charged Index Key/Code Set 1 Count Numbers Conspiracy to Commit Mail Fraud 18 U.S.C. 1349 & Honest ServicesMail Fraud Set 2 Set 3 Set4 Sets· Set6 Set 7 Set 8 Set9 Set 10 _________ _ Set 11 Set 12 _________ _ Set 13 _________ _ Set 14 _________ _ Set IS _________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK, 18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK, 18-6475-MPK, 18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK, 19-6004-MPK, 19-6006-MPK, 18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK, 19-6030-MPK USAMA CRIM- Criminal Case Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 29 of 64 '1S 45 (5/97)-(Revised U.S.D.C. MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts , Place of Offense: City _Bo_sto_n _______ County _Mi_·d_dl_ese_x _____ Category No. _I____ _ FBI Investigating Agency _ Related Case Information: _ Super~eding Ind./ Inf. Same Defendant Magistrate Judge Case Number Search Warrant Case Number R 20/R 40 from District of Case No. 19-MJ-6087-MPK New Defendant X ---- See additional information Defendant Information: Defendant Name Juvenile: _D_o_u_g_las_H_o_dg_e _____________ Is this person an attorney and/or a member of any state/federal bar: D D Yes [Z]No Yes [Z] No Alias Name (City & State) Laguna Beach, CA Address Birth date (Yr only): 1957 SSN (last4#): 6554 Nationality: _U_S_A _____ Race: White Sex~ Address Defense Counsel if known: _ --------------- Bar Number U.S. Attorney Information: Eric S. Rosen AUSA Bar Number if applicable Interpreter: D Yes Victims: [Z]Yes 0No Ifyes, are there multiple crime victims under 18 USC§377l(d)(2) {Z]warrant Requested D No D Regular Process [Z]ves D In Custody Location Status: Arrest Date 0Aiready • in Federal Custody as of __________ Already in State Custody at ---------- Don Pretrial Release: in Oserving Ordered by: Sentence [Z]Complaint Total# of Counts: • D Information D Misdemeanor Continue on Page 2 for Entry ofU.S.C. Citations I hereby certify that the case numbers of any prior pro eed" accurately set forth above. Date: March 11, 2019 D waiting Trial on Charging Document: Petty _ List language and/or dialect: [{]No [Z] Yes Matter to be SEALED: _NY_4_4_1_23_2_6 ______ Signature of AUSA: D Indictment [Z]Felony 0No Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 30 of 64 JS 45 (5/97) (RevisedU.S.D.C.MA 12/7/05)Page 2 of2 or Reverse District Court Case Number (To be filled in by deputy clerk): Name of Defendant 19-MJ-6087-MPK Douglas Hodge U.S.C. Citations Description of Offense Charged Index Key/Code Set I Count Numbers Conspiracy to Commit Mail Fraud 18 U.S.C. 1349 & Honest Services Mail Fraud Set2 Set3 Set4 Set5 Set6 Set 7 Set 8 Set 9 Set 10 ________ _ Set 11 _________ Set 12 ________ _ _ Set 13 _________ _ Set 14 _________ _ Set 15 _________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK,18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK,18-6475-MPK, 18-6478-MPK,18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK, 19-6004-MPK, 19-6006-MPK,18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK,19-6030-MPK USAMACRIM - CriminalCase Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 31 of 64 '1S 45 (5/97)- (Revised U.S.D.C. MA 3/25/2011} Criminal Case Cover Sheet U.S. District Court - District of Massachusetts Place of Offense: Category No. _ ________ _Bo_sto_n City FBI Investigating Agency Related Case Information: Middlesex County I 19-MJ-6087-MPK Case No. New Defendant X Superseding Ind./ Inf. Same Defendant Magistrate Judge Case Number Search Warrant Case Number R 20/R 40 from District of ---- See additional information Defendant Information: Defendant Name Felicity Huffinan ------------------ Juvenile: Is this person an attorney and/or a member of any state/federal bar: D D Yes [{]No Yes [Z] No Alias Name (City & State) Los Angeles, CA Address Birth date (Yr only): 1962 SSN (last4#): 0048 SexY!..__ Race: White USA Nationality:-------- Address Defense Counsel if known: --------------- Bar Number U.S. Attorney Information: Eric S. Rosen AUSA Bar Number if applicable Interpreter: D Yes Victims: [{]Yes ONo @warrant List language and/or dialect: [{]No Ifyes, are there multiple crime victims under 18 USC§377l(d)(2) [Z] Yes Matter to be SEALED: ______ _NY_4_4_1_23_2_6 Requested D No D Regular Process [Z]Yes D In Custody Location Status: Arrest Date • OAlready Don []serving in State Custody at ---------- Pretrial Release: in __________ Already in Federal Custody as of Sentence D waiting Trial on Ordered by: Charging Document: [{]complaint D Information D Indictment Total # of Counts: • OMisdemeanor [Z]Felony Petty Continue on Page 2 for Entry ofU.S.C. Citations I hereby certify that the case numbers of any prior pr accurately set forth above. Date: March 11, 2019 Signature of AUSA: ONo _ Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 32 of 64 JS 45 (5/97) (Revised U.S.D.C. MA 12/7/05) Page 2 of2 or Reverse District Court Case Number (To be filled in by deputy clerk): Name of Defendant 19-MJ-6087-MPK Felicity Huffman U.S.C. Citations Description of Offense Charged Index Key/Code Set I Count Numbers Conspiracy to Commit Mail Fraud 18 U.S.C. 1349 & Honest Services Mail Fraud Set 2 Set 3 Set4 Set 5 Set6 Set 7 Set 8 Set9 Set 10 _________ _ Set 11 _________ _ Set 12 _________ _ Set 13 _________ _ Set14 _________ _ Set 15 _________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK, 18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK,18-6475-MPK, 18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK, 19-6004-MPK, 19-6006-MPK,18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK, 19-6030-MPK USAMA CRIM-Criminal Case Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 33 of 64 ~S 45 (5/97)- (Revised U.S.D.C. MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts Place of Offense: City _Bo_sto_n ________ County I Category No. _ _Mi_d_dl_ese_x _____ FBI Investigating Agency Related Case Information: _ Superseding Ind./ Inf. ______ Case No. 19-MJ-6087-MPK Same Defendant ______ New Defendant _x __ _ Magistrate Judge Case Number Search Warrant Case Number See additional information R 20/R 40 from District of Defendant Information: Defendant Name A~ustin Huneeus ------------------ Juvenile: Is this person an attorney and/or a member of any state/federal bar: D D Yes [Z]No Yes [Z] No Alias Name (City & State) San Francisco, CA Address Birth date (Yr only): 1966 SSN (last4#): 8589 Nationality: _U_SA _____ Race: White Sex~ Defense Counsel if known: Address _ --------------- Bar Number U.S. Attorney Information: Bar Number if applicable Eric S. Rosen AUSA Interpreter: D Yes Victims: (Z]Yes ONo [ZI No If yes, are there multiple crime victims under 18 USC§377l(d)(2) D No D Regular Process [Zlwarrant Requested [Z] Yes D In Custody Location Status: Arrest Date • Already in Federal Custody as of OAiready __________ in in State Custody at ---------- D On Pretrial Release: Oserving Ordered by: Sentence [Z] Complaint Total# of Counts: • Petty D Information • Misdemeanor Continue on Page 2 for Entry ofU.S.C. Citations I hereby certify that the case numbers of any prior pr. accurately set forth above. March 11, 20 I 9 D waiting Trial on Charging Document: Date: _ List language and/or dialect: [Z] Yes Matter to be SEALED: _NY_4_4_1_23_2_6 ______ Signature of AUSA: D Indictment [Z]Felony ONo Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 34 of 64 JS 45 (5/97) (Revised U.S.D.C. MA 12/7/05) Page 2 of2 or Reverse District Court Case Number (To be filled in by deputy clerk): Name of Defendant l 9-MJ-6087-MPK Agustin Huneeus U.S.C. Citations Description of Offense Charged Index Key/Code Set 1 Count Numbers Conspiracy to Commit Mail Fraud 18 U.S.C. 1349 & Honest Services Mail Fraud Set 2 Set3 Set4 Set 5 Set 6 Set 7 Set 8 Set9 Set 10 _________ _ Set 11 Set 12 _________ _ Set 13 _________ _ Set 14 _________ _ Set 15 _________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-623 7-MPK, 18-6236-MPK, 18-6234-MPK, 18-623 8-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK, 18-6475-MPK, 18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK, 19-6004-MPK, 19-6006-MPK, 18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK, 19-6030-MPK USAMA CRIM- Criminal Case Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 35 of 64 ~s 45 (5/97)- (Revised U.S.D.C. MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts Category No. Place of Offense: ________ __ n _Bosto City ______ _Mi_d_dl_ese_x County _ _I____ _ Related Case Information: _ Superseding Ind./ Inf. Same Defendant Magistrate Judge Case Number Search Warrant Case Number R 20/R 40 from District of _ ______ _FB_I Investigating Agency 19-MJ-6087-MPK Case No. New Defendant X ---- See additional information Defendant Information: Defendant Name Bruce Isackson D Yes [Z]No Is this D Yes [Z] No Juvenile: -----------------perso~ an attorney and/or a member of any state/federal bar: Alias Name (City & State) Hillsborough, CA Address Birth date (Yr only): 1957 SSN (last4#): 4663 Nationality: USA Race: White Sex~ -------- Address Defense Counsel if known: --------------- Bar Number U.S. Attorney Information: Bar Number if applicable Eric S. Rosen AUSA Interpreter: D Yes Victims: [Z]Yes 0No [Z] No List language and/or dialect: If yes, are there multiple crime victims under 18 USC§3771(d)(2) D [{] Yes Matter to be SEALED: [Z]Yes No D D Regular Process ({]warrant Requested In Custody Location Status: Arrest Date • in ---------- Oserving Sentence Already in Federal Custody as of 0Atready Don in State Custody at ---------- Pretrial Release: [)\ waiting Trial on Ordered by: Charging Document: [l)complaint D Information D Indictment Total# of Counts: • D Misdemeanor [ZIFelony Petty Continue on Page 2 for Entry of U.S.C. Citations I hereby certify that the case numbers of any prior pr ceedin accurately set forth above. Date: March 11, 2019 _ ______ _NY_4_4_1_23_2_6 Signature of AUSA: 0No Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 36 of 64 JS 45 {5/97) {RevisedU.S.D.C.MA 12/7/05)Page 2 of2 or Reverse District Court Case Number (To be filled in by deputy clerk): Name of Defendant l 9-MJ-6087-MPK Bruce Isackson U.S.C. Citations Description of Offense Charged Index Key/Code Set 1 Count Numbers Conspiracy to Commit Mail Fraud 18 U.S.C. 1349 & Honest Services Mail Fraud Set 2 Set3 Set4 Set 5 Set 6 Set7 Set 8 Set 9 Set 10 _________ _ Set 11 _________ _ Set 12 _________ _ Set 13 _________ _ Set 14 _________ _ Set 15 _________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK, 18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK, 18-6475-MPK,18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK, 19-6004-MPK, 19-6006-MPK,18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK,19-6030-MPK USAMACRIM - CriminalCase Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 37 of 64 '1S 45 (5/97) - (Revised U.S.D.C. MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts Place of Offense: Category No. City _ _Bo_sto_n _______ _Mi_d_dl_ese_x ______ County I FBI Investigating Agency Related Case Information: _ Superseding Ind./ Inf. ______ Case No. l 9-MJ-6087-:rv.lPK Same Defendant ______ New Defend~t _x __ _ Magistrate Judge Case Number Search Warrant Case Number See additional information R 20/R 40 from District of Defendant lnfo,rmation: Defendant Name Davina Isackson ------------------ Juvenile: Is this person an attorney and/or a member of any state/fede~al bar: D D Yes [Z)No Yes [Z) No Alias Name (City & State) Hillsborough, CA Address Birth date (Yr only): 1963 SSN (last4#): 1968 SexY!____ Race: White Defense Counsel if known: Nationality:_U_SA _____ Address _ --------------- Bar Number U.S. Attorney Information: Eric S. Rosen AUSA Bar Number if applicable Interpreter: D Yes Victims: [Z)Yes 0No Matter to be SEALED: @warrant _NY_4_4_1_2_32_6 ______ List language and/or dialect: [{]No If yes, are there multiple crime victims under 18 USC§3771(d)(2) [Z) Yes Requested D No D Regular Process D In Custody Location Status: Arrest Date • • ----------0 Already in Federal Custody as of Already in State Custody at ---------- Don Pretrial Release: Charging Document: Total# of Counts: in erving Sentence on Ordered by: [{]complaint • [}\ waiting Trial Petty __ _ D Information D Indictment 0Misdemeanor [Z]Felony Continue on Page 2 for Entry ofU.S.C. Citations I hereby certify that the case numbers of any prior pro eedin accurately set forth above. Date: March 11, 2019 Signature of AUSA: before a Magistrate Judge are _ Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 38 of 64 JS 45 (5/97) (RevisedU.S.D.C.MA 12/7/05)Page 2 of2 or Reverse District Court Case Number (To be filled in by deputy clerk): Name of Defendant 19-MJ-6087-MPK Davina Isackson U.S.C. Citations Description of Offense Charged Index Key/Code Set 1 Count Numbers Conspiracyto Commit Mail Fraud 18 U.S.C. 1349 & Honest Services Mail Fraud Set 2 Set 3 Set4 Set 5 Set 6 Set7 Set 8 Set 9 SetlO _________ _ Set 11 _________ _ Set 12 _________ _ Set 13 _________ _ Setl4 _________ _ Set 15 _________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK, 18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK, 18-6475-MPK, 18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK,19-6004-MPK, 19-6006-MPK, 18-6240-MPK,18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK, 19-6030-MPK USAMACRIM - CriminalCase Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 39 of 64 ~S 45 (5/97)-(Revised U.S.D.C. MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts Place of Offense: Category No. City _ _Bo_sto_n _______ County _Mi_dd_l_esex ______ _I____ _ FBI Investigating Agency Related Case Information: _ Superseding Ind./ Inf. Same Defendant Magistrate Judge Case Number Search Warrant Case Number R 20/R 40 from District of 19-MJ-6087-MPK Case No. New Defendant X ---- See additional information Defendant Information: Defendant Name Michelle Janavs ------------------ Juvenile: Is this person an attorney and/or a member of any state/federal bar: D D Yes [l)No Yes [l) No Alias Name (City & State) Newport Coast, CA Address Birth date (Yr only): 1970 SSN (last4#): 5558 Nationality: _U_SA _____ Race: White Sex!!__ Defense Counsel if known: Address _ --------------- Bar Number U.S. Attorney Information: Eric S. Rosen AUSA Bar Number if applicable Interpreter: D Yes Victims: [lives [Z]No ONo [l) Matter to be SEALED: _NY_44_1_23_2_6 ______ List language and/or dialect: If yes, are there multiple crime victims under 18 USC§377l{d)(2) Yes {Z)Warrant Requested D No D Regular Process [Z]Yes D In Custody Location Status: Arrest Date D Already in Federal Custody as of • in ----------Oserving Sentence Already in State Custody at ---------- Don Pretrial Release: Charging Document: Total # of Counts: [Z] Complaint Petty __ _ D Information D Indictment OMisdemeanor [Z] Felony Continue on Page 2 for Entry of U.S.C. Citations I hereby certify that the case numbers of any prior pr accurately set forth above. Date: March 11, 2019 · D,waiting on Ordered by: • _ Signature of AUSA: Trial ONo Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 40 of 64 JS 45 (5/97) (Revised U.S.D.C. MA 12/7/05) Page 2 of2 or Reverse District Court Case Number (To be filled in by deputy clerk): Name of Defendant 19-MJ-6087-MPK Michelle Janavs U.S.C. Citations Description of Offense Charged Index Key/Code Set 1 Count Numbers Conspiracy to Commit Mail Fraud 18 U.S.C. 1349 & Honest Services Mail Fraud Set2 Set 3 Set4 Set 5 Set6 Set 7 Set 8 Set9 Set 10 _________ _ Set 11 _________ _ Set 12 _________ _ Set 13 _________ _ Set 14 _________ _ Set 15 _________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK, 18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK, 18-6475-MPK, 18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19~6005-MPK, 19-6004-MPK, 19-6006-MPK, 18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK, 19-6030-MPK USAMA CRIM- Criminal Case Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 41 of 64 '1S 45 (5/97)-(Revised U.S.D.C. MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts City _ _______ _Bo_sto_n Investigating Agency _ ______ _FB_I Related Case Information: 19-MJ-6087-MPK Case No. Superseding Ind./ Inf. ______ __ _ New Defendant _x Same Defendant ______ Magistrate Judge Case Number See additional information Search Warrant Case Number R 20/R 40 from District of Middlesex ---------- County _ _I____ Category No. Place of Offense: Defendant Information: Defendant Name Elisabeth Kimmel ------------------ Juvenile: Is this person an attorney and/or a member of any state/federal bar: D D Yes [{]No Yes [Z] No Alias Name (City & State) Las Vegas, NV Address Birth date (Yr only): 1964 SSN (last4#): 8114 Address Defense Counsel if known: _ _____ Nationality:_U_SA Race: White Sex!!__ --------------- Bar Number U.S. Attorney Information: Bar Number if applicable Eric S. Rosen AUSA OYes Victims: [{]Yes ONo If yes, are there multiple crime victims under 18 USC§377l(d)(2) [Z] Yes Matter to be SEALED: List language and/or dialect: · [l]No Interpreter: ______ _NY_4_4_1_2_32_6 {Zlwarrant Requested D No D Regular Process [Z]Yes D In Custody Location Status: Arrest Date • ---------[Js Already in Federa] Custody as of OAlready in State Custody at ---------- D On Pretrial Release: Charging Document: Total # of Counts: in e rving Sentence on Ordered by: [Z)Complaint • D waiting Trial Petty __ _ D Indictment D Information D Misdemeanor [Z]Felony Continue on Page 2 for Entry ofU.S.C. Citations I hereby certify that the case numbers of any prior pro accurately set forth above. Date: March 11, 2019 Signature of AUSA: before a Magistrate Judge are ONo _ Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 42 of 64 JS 45 (5/97) (Revised U.S.D.C. MA 12n/05} Page 2 of2 or Reverse District Court Case Number (To be filled in by deputy clerk): Name of Defendant l 9-MJ-6087-MPK Elisabeth Kimmel U.S.C. Citations Description of Offense Charged Index Key/Code Set I Count Numbers Conspiracy to Commit Mail Fraud 18 U.S.C. 1349 & Honest Services Mail Fraud Set2 Set 3 Set4 Set 5 Set6 Set7 Set 8 Set9 Set IO _________ _ Set 11 _________ _ Set 12 _________ _ Set 13 _________ _ Set 14 _________ _ Set 15 _________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK, 18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK, 18-6475-MPK, 18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK, 19-6004-MPK, 19-6006-MPK, 18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK, 19-6030-MPK USAMA CRIM - Criminal Case Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 43 of 64 ~S 45 (5/97)-(Revised U.S.D.C. MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts City ________ _Bo_sto_n ______ _Mi_d_~_ese_x County _ _I____ Category No. Place of Offense: FBI Investigating Agency _ Related Case Information: _ Superseding Ind./ Inf. Same Defendant Magistrate Judge Case Number Search Warrant Case Number R 20/R 40 from District of 19-MJ-6087-MPK Case No. New Defendant X ---- See additional information Defendant Information: Defendant Name Marjorie Klapper ------------------ Juvenile: Is this person an attorney and/or a member of any state/federal bar: D D Yes [{]No Yes[{] No Alias Name (City & State} Menlo Park, CA Address Birth date (Yr only): 1968 SSN (last4#): 8316 _____ Nationality: _U_SA Race: White Sex:!!__ Address Defense Counsel if known: _ --------------- Bar Number U.S. Attorney Information: Bar Number if applicable Eric S. Rosen AUSA Interpreter: D Yes Victims: [{]Yes ONo List language and/or dialect: [{] No If yes, are there multiple crime victims under 18 USC§377l(d)(2) [{] Yes Matter to be SEALED: ______ _NY_4_4_1_2_32_6 [Z)warrant Requested D No D Regular Process D In Custody Location Status: Arrest Date • • • in ----------Oserving Sentence Already in Federal Custody as of Already in State Custody at ---------On Pretrial Release: Charging Document: Total # of Counts: on Ordered by: [{]complaint • Petty __ _ D Information D Indictment OMisdemeanor [{]Felony Continue on Page 2 for Entry ofU.S.C. Citations I hereby certify that the case numbers of any prior pr accurately set forth above. Date: March 11, 2019 [}\. waiting Trial Signature of AUSA: _ Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 44 of 64 JS 45 (5/97) (Revised U.S.D.C. MA 12/7/05) Page 2 of2 or Reverse District Court Case Number (To be filled in by deputy clerk): Name of Defendant 19-MJ-6087-MPK Ma~jorie Klapper U.S.C. Citations Description of Offense Charged Index Key/Code Set I Count Numbers Conspiracy to Commit Mail Fraud 18 U.S.C. 1349 & Honest Services Mail Fraud Set2 Set3 Set4 Set 5 Set6 Set 7 Set 8 Set9 Set IO _________ _ Set 11 _________ _ Set 12 _________ _ Set13 _________ _ Set 14 _________ _ Set 15 _________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK, 18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK, 18-6475-MPK, 18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK, 19-6004-MPK, 19-6006-MPK, 18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK, 19-6030-MPK USAMA CRIM - Criminal Case Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 45 of 64 '1S 45 (5/97) - (RevisedU.S.D.C.MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts Category No. Place of Offense: City _Bo_sto_n ________ County _Mi_d_dl_ese_x ______ _I____ _ FBI Investigating Agency _ Related Case Information: _ Superseding Ind./ Inf. Same Defendant Magistrate Judge Case Number Search Warrant Case Number R 20/R 40 from District of Case No. 19-MJ-6087-MPK New Defendant X ---- See additional infonnation Defendant Information: Defendant Name Lori Lou_ghlin ------------------ Juvenile: Is this person an attorney and/or a member of any state/federal bar: D Yes [l]No D Yes [l] No Alias Name (City & State) Los Angeles, CA Address Birth date (Yr only): 1964 SSN (last4#): 7715 Nationality: _U_S_A _____ Race: White Sex!!__ Defense Counsel if known: Address _ --------------- Bar Number U.S. Attorney Information: Bar Number if applicable Eric S. Rosen AUSA Interpreter: OYes Victims: [l]Yes ONo List language and/or dialect: [Z)No Ifyes, are there multiple crime victims under 18 USC§377l(d)(2) [l1 Yes Matter to be SEALED: _NY_4_4_1_2_32_6 ______ D No D In Custody D Regular Process [{]Warrant Requested Location Status: Arrest Date OAlready in Federal Custody as of OAlready in State Custody at ---------- Don Pretrial Release: Charging Document: Total # of Counts: __________ in Qerving Sentence Ordered by: on Petty __ D Indictment D Information [Z]complaint • [}\ waiting Trial _ • Misdemeanor [l]Felony Continue on Page 2 for Entry ofU.S.C. Citations I hereby certify that the case numbers of any priorw: ped· accurately set forth above. Date: March 11, 2019 Signature of AUSA: s before a Magistrate Judge are _ Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 46 of 64 JS 45 (5/97) (Revised U.S.D.C. MA 12/7/05) Page 2 of2 or Reverse District Court Case Number (To be filled in by deputy clerk): Name of Defendant l 9-MJ-6087-MPK Lori Loughlin U.S.C. Citations Description of Offense Charged Index Key/Code Set I Count Numbers Conspiracy to Commit Mail Fraud 18 U.S.C. 1349 & Honest Services Mail Fraud Set 2 Set3 Set4 Set 5 Set 6 Set 7 Set 8 Set 9 Set 10 _________ _ Set 11 _________ _ Set 12 _________ _ Set 13 _________ _ Set 14 _________ _ Set 15 _________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK, 18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK, 18-6475-MPK, 18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK, 19-6004-MPK, 19-6006-MPK, 18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK, 19-6030-MPK USAMA CRIM - Criminal Case Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 47 of 64 ~S 45 (5/97)- (RevisedU.S.D.C.MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts Place of Offense: ________ _Bo_sto_n City ______ _Mi_d_dl_ese_x County I Category No. FBI Investigating Agency _ Related Case Information: _ 19-MJ-6087-MPK Case No. Superseding Ind./ Inf. ______ __ _ New Defendant _x Same Defendant ______ Magistrate Judge Case Number See additional information Search Warrant Case Number R 20/R 40 from District of Defendant Information: Defendant Name Toby Macfarlane Juvenile: ------------------ Is this person an attorney and/or a member of any state/federal bar: D Yes [{]No D Yes [l] No Alias Name (City & State) Del Mar, CA Address Birth date (Yr only): 1963 SSN (last4#): 9315 Address Defense Counsel if known: _ _____ Nationality: _U_S_A Race: White Sex~ --------------- Bar Number U.S. Attorney Information: Bar Number if applicable Eric S. Rosen AUSA Interpreter: D Victims: [{]Yes ONo Yes List language and/or dialect: [Z]No Ifyes, are there multiple crime victims under 18 USC§377l(d)(2) [l] Matter to be SEALED: D Yes [{] Yes No D D Regular Process ({]warrant Requested In Custody Location Status: Arrest Date • in ----------[Js erving Sentence Already in Federal Custody as of OAlready Don in State Custody at ---------- Pretrial Release: D waiting Trial on Ordered by: Charging Document: [{]complaint Total # of Counts: OPeny--- · D Information D Misdemeanor D Indictment [{]Felony Continue on Page 2 for Entry ofU.S.C. Citations I hereby certify that the case numbers of any prior pro eedi accurately set forth above. Date: March 11, 20 I 9 _ ______ _NY_4_4_1_2_32_6 Signature of AUSA: s before a Magistrate Judge are ONo Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 48 of 64 JS 45 (5/97) (RevisedU.S.D.C. MA l2nt05) Page 2 of2 or Reverse District Court Case Number (To be filled in by deputy clerk): Name of Defendant 19-MJ-6087-MPK Toby Macfarlane U.S.C. Citations Description of Offense Charged Index Key/Code Set I Count Numbers Conspiracy to Commit Mail Fraud 18 U.S.C. 1349 & Honest Services Mail Fraud Set2 Set3 Set4 Set 5 Set6 Set 7 Set 8 Set 9 Set 10 _________ _ Set 11 _________ _ Set 12 _________ _ Set 13 _________ _ Set 14 _________ _ Set 15 _________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK, 18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK, 18-6475-MPK, 18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK, 19-6004-MPK, 19-6006-MPK, 18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK, 19-6030-MPK USAMACRIM-Criminal Case Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 49 of 64 '1S 45 (5/97)- (Revised U.S.D.C. MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts _ ________ _Bo_sto_n City _ ______ _FB_I Investigating Agency Related Case Information: l 9-MJ-6087-MPK Case No. Superseding Ind./ Inf. ______ _ __ _x Defendant New ______ Same Defendant Magistrate Judge Case Number See additional information Search Warrant Case Number of R 20/R 40 from District Middlesex ---------- County _ _I____ Category No. Place of Offense: Defendant Information: Defendant Name William McGlashan D Yes [Z]No Is this person an attorney D Yes [Z] No Juvenile: ----------------and/or a member of any state/federal bar: Alias Name (City & State} Mill Valley, CA · Address Birth date (Yr only): 1963 SSN (last4#): 8399 Address Defense Counsel if known: _ _____ Nationality: _U_S_A Race: White Sex~ --------------- Bar Number U.S. Attorney Information: Bar Number if applicable Eric S. Rosen AUSA Yes D Victims: [{]Yes ONo If yes, are there multiple crime victims under 18 USC§377l(d)(2) [Z] Yes Matter to be SEALED: List language and/or dialect: [Z]No Interpreter: D [{] Yes No D D Regular Process {{]warrant Requested In Custody Location Status: Arrest Date • in ----------Oserving Sentence Already in Federal Custody as of OAlready Don in State Custody at ---------- Pretrial Release: Charging Document: Total # of Counts: []\ waiting Trial on Ordered by: [llcomplaint • Petty __ _ D Information D Misdemeanor D Indictment [Z]Felony Continue on Page 2 for Entry ofU.S.C. Citations I hereby certify that the case numbers of any prior pro eedi accurately set forth above. Date: March 11, 2019 _ ______ _NY_4_4_1_2_32_6 Signature of AUSA: s before a Magistrate Judge are ONo Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 50 of 64 JS 45 (5/97) (Revised U.S.D.C. MA 12/7/05) Page 2 of2 or Reverse District Court Case Number (To be fille_din by deputy clerk): Name of Defendant l 9-MJ-6087-MPK William McGlashan U.S.C. Citations Index Key/Code Set 1 Description of Offense Charged Count Numbers Conspiracy to Commit Mail Fraud I 8 U.S.C. 1349 & Honest Services Mail Fraud Set2 Set3 Set4 Sets Set6 Set 7 Set 8 Set 9 Set 10 _________ _ Set l 1 _________ _ Set 12 _________ _ Set 13 _________ _ Set 14 _________ _ Set 15 _________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK,18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK,18-6476-MPK, 18-6477-MPK, 18-6475-MPK,18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK,19-6004-MPK, 19-6006-MPK, 18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK, 19-6030-MPK USAMA CRIM- Criminal Case Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 51 of 64 '1S 45 (5/97)- (RevisedU.S.D.C.MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts _I____ _ FBI Place of Offense: Category No. City _ Related Case Information: _ Superseding Ind./ Inf. ______ Case No. 19-MJ-6087-MPK Same Defendant ______ New Defendant _x __ _ Magistrate Judge Case Number See additional information Search Warrant Case Number R 20/R 40 from District of _Bo_sto_n _______ County _Mi_d_dl_ese_x _____ Investigating Agency Defendant Information: Defendant Name Marci Palatella ------------------ D D Juvenile: Is this person an attorney and/or a member of any state/federal bar: Yes IZ]No Yes IZ] No Alias Name (City & State) Hillsborough,CA Address Birth date (Yr only): 1955 SSN (]ast4#): 5012 Nationality: _U_SA _____ Race: White Sex:!!__ Address Defense Counsel if known: _ --------------- Bar Number U.S. Attorney Information: Bar Number if applicable Eric S. Rosen AUSA Interpreter: D Yes Victims: IZ]Yes ONo If yes, are there multiple crime victims under 18 USC§3771(d)(2) D No D Regular Process Yes {{]warrant Requested IZ]Yes D In Custody Location Status: Arrest Date • • ----------0 Already in Federal Custody as of Already in State Custody at ---------- Don Pretrial Release: in erv ing Sentence D waiting Trial on Ordered by: Charging Document: IZ] Complaint D Information D Indictment Total # of Counts: • OMisdemeanor [Z)Felony Petty Continue on Page 2 for Entry of U.S.C. Citations I hereby certify that the case numbers of any prior pr accurately set forth above. Date: March 11, 2019 _ List language and/or dialect: [Z]No [l] Matter to be SEALED: _NY_44_1_2_32_6 ______ Signature of AUSA: ONo Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 52 of 64 JS 45 (5/97) (Revised U.S.D.C. MA 12/7/05) Page 2 of2 or Reverse District Court Case Number (To be filled in by deputy clerk): Name of Defendant 19-MJ-6087-MPK Marci Palatella U.S.C. Citations Index Key/Code Set 1 Description of Offense Charged Count Numbers Conspiracyto Commit Mail Fraud 18 U.S.C. 1349 & Honest ServicesMail Fraud Set2 Set3 Set4 Set 5 Set 6 Set 7 Set 8 Set9 Set 10 _________ _ Set 11 _________ _ Set 12 _________ _ Set 13 _________ _ Set 14 _________ _ Set 15 _________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK, 18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK, 18-6475-MPK, 18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK, 19-6004-MPK, 19-6006-MPK, 18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK, 19-6030-MPK USAMA CRIM - Criminal Case Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 53 of 64 ~JS 45 (5/97)-(Revised U.S.D.C.MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts City ________ _Bo_sto_n ______ _Mi_d_dl_ese_x County _I____ Category No. Place of Offense: _ _ ______ _F_B_I Investigating Agency _ Related Case Information: _ 19-MJ-6087-MPK Case No. ______ Superseding Ind./ Inf. __ _ New Defendant _x Same Defendant ______ Magistrate Judge Case Number See additional information Search Warrant Case Number R 20/R 40 from District of Defendant Information: Defendant Name Peter Jan Sartorio ----------------- Juvenile: Is this person an attorney and/or a member of any state/federal bar: D D Yes [Z]No Yes [Z] No Alias Name (City & State} Menlo Park, CA Address Birth date (Yr only): 1965 SSN {last4#): 0499 Address Defense Counsel if known: _ _____ Nationality:_U_SA Race: White Sex~ --------------- Bar Number U.S. Attorney Information: Bar Number if applicable Eric S. Rosen AUSA Interpreter: D Yes Victims: [Z)Yes ONo [{]warrant List language and/or dialect: [l)No lfyes, are there multiple crime victims under 18 USC§377l(d)(2) [Z] Yes Matter to be SEALED: ______ _NY_4_4_1_23_2_6 Requested D No D Regular Process [Z] Yes D In Custody Location Status: Arrest Date • OAlready Don Charging Document: Total# of Counts: Sentence []serving in State Custody at ---------- Pretrial Release: in __________ Already in Federal Custody as of on Ordered by: tzlComplaint • D waiting Trial Petty __ _ D Indictment D Information D Misdemeanor [{]Felony Continue on Page 2 for Entry ofU.S.C. Citations I hereby certify that the case numbers of any prior prt];din accurately set forth above. Date: March 11, 2019 Signature of AUSA: s before a Magistrate Judge are f/ ~~ ONo _ Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 54 of 64 JS 45 (S/97) (RevisedU.S.D.C.MA 12n/0S) Page 2 of2 or Reverse District Court Case Number Name of Defendant (To be filled in by deputy clerk): l 9-MJ-6087-MPK Peter Jan Sartorio . U.S.C. Citations Description of Offense Charged Index Key/Code Set 1 Count Numbers Conspiracy to Commit Mail Fraud 18 U.S.C. 1349 & Honest Services Mail Fraud Set2 Set3 Set4 Set 5 Set6 Set 7 Set 8 Set 9 Set 10 _________ _ Set 11 _________ _ Set 12 _________ _ Set 13 _________ _ Set 14 _________ _ Set 15 _________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK, 18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK, 18-6475-MPK, 18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK, 19-6004-MPK, 19-6006-MPK, 18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK, 19-6030-MPK USAMACRJM- CriminalCase Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 55 of 64 ~S 45 (5/97)- (Revised U.S.D.C. MA 3/25/2011) U.S. District Court - District of Massachusetts Criminal Case Cover Sheet City _ ________ _Bo_sto_n FBI Investigating Agency Related Case Information: Middlesex County I Category No. Place of Offense: 19-MJ-6087-MPK Case No. New Defendant X Superseding Ind./ Inf. Same Defendant Magistrate Judge Case Number Search Warrant Case Number R 20/R 40 from District of ---- See additional information Defendant Information: Defendant Name Stephen Semprevivo ------------------ Juvenile: Is this person an attorney and/or a member of any state/federal bar: D D Yes [{]No Yes[{] No Alias Name (City & State) Los Angeles, CA Address Birth date (Yr only): 1962 SSN (last4#): 0229 Race: White Sex~ Nationality: Address Defense Counsel if known: USA -------- --------------- Bar Number U.S. Attorney Information: Bar Number if applicable Eric S. Rosen AUSA Interpreter: D Yes Victims: [{]Yes ONo [Z]No List language and/or dialect: Ifyes, are there multiple crime victims under 18 USC§377l(d)(2) [{] Yes Matter to be SEALED: {Zlwarrant Requested D No D Regular Process ({]Yes D In Custody Location Status: Arrest Date • • Pretrial Release: D waiting Trial Sentence Oserving Already in State Custody at ---------- Don in __________ Already in Federal Custody as of on Ordered by: Charging Document: [Z]Complaint D Information D Indictment Total # of Counts: • OMisdemeanor [{]Felony Petty Continue on Page 2 for Entry ofU.S.C. Citations I hereby certify that the case numbers of any prior ptlo eedings before a Magistrate Judge are _... '( / accurately set forth above. Date: March 11, 2019 _ ______ _NY_4_4_1_2_32_6 Signature of AUSA: ~ . ONo Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 56 of 64 JS 45 (5/97) (RevisedU.S.D.C.MA 12/7/05)Page 2 of2 or Reverse District Court Case Number (To be filled in by deputy clerk): Name of Defendant 19-MJ-6087-MPK Stephen Semprevivo U.S.C. Citations Description of Offense Charged Index Key/Code Set 1 Count Numbers Conspiracy to Commit Mail Fraud 18 U.S.C. 1349 & Honest Services Mail Fraud Set2 Set3 Set4 Sets Set 6 Set? Set 8 Set 9 Set IO _________ _ Set 11 _________ _ Set 12 _________ _ Setl3 _________ _ Set14 _________ _ Set15 _________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK, 18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK, 18-6475-MPK, 18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK, 19-6004-MPK; 19-6006-MPK, 18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK, 19-6030-MPK USAMA~RIM - CriminalCase Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 57 of 64 '1S 45 (5/97)-(Revised U.S.D.C. MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts Place of Offense: City _Bo_sto_n ________ _Mi_d_dl_ese_x ______ County I Category No. FBI Investigating Agency _ Related Case Information: _ Superseding Ind./ Inf. ______ Case No. 19-MJ-6087-MPK ~ame Defendant ______ New Defendant _x __ _ Magistrate Judge Case Number See additional information Search Warrant Case Number R 20/R 40 from District of Defendant Information: Defendant Name Juvenile: _D_e_v_in_S_l_oan_e _____________ Is this person an attorney and/or a member of any state/federal bar: D D Yes [Z]No Yes [ZI No Alias Name (City & State) Los Angeles, CA Address Birth date (Yr only): 1966 SSN (last4#): 9286 Nationality: _U_S_A _____ Race: White Sex~ Address Defense Counsel if known: _ --------------- Bar Number U.S. Attorney Information: Eric S. Rosen AUSA Bar Number if applicable Interpreter: D Yes Victims: [Zives ONo [Z]No List language and/or dialect: If yes, are there multiple crime victims under 18 USC§377l(d)(2) [ZI Yes Matter to be SEALED: _NY_4_4_12_3_2_6 _____ ({]warrant Requested D No D Regular Process [ZI Yes D In Custody Location Status: Arrest Date • • Already in Federal Custody as of __________ Already in State Custody at ---------- Don Pretrial Release: in Oserving Ordered by: 0. waiting Trial on Charging Document: [ZIComplaint Total # of Counts: • Petty Sentence D Information D Misdemeanor D Indictment [Z]Felony Continue on Page 2 for Entry ofU.S.C. Citations [ZI I hereby certify that the case numbers of any prior pr accurately set forth above. Date: March 11, 2019 Signature of A USA: efore a Magistrate Judge are ONo _ Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 58 of 64 JS 45 (5/97) (Revised U.S.D.C. MA 12n/05) Page 2 of2 or Reverse District Court Case Number (To be filled in by deputy clerk): Name of Defendant l 9-MJ-6087-MPK Devin Sloane U.S.C. Citations Description of Offense Charged Index Key/Code Set 1 Count Numbers Conspiracy to Commit Mail Fraud 18 U.S.C. 1349 & Honest Services Mail Fraud Set 2 Set 3 Set 4 Set 5 Set6 Set 7 Set 8 Set 9 Set IO _________ _ Set 11 _________ _ Set 12 _________ _ Set 13 _________ _ Set 14 _________ _ Set 15 _________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK,18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK, 18-6475-MPK, 18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK, 19-6004-MPK, 19-6006-MPK, 18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK, 19-6030-MPK USAMA CR/M - Criminal Case Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 59 of 64 f.b.JS45 (5/97)-(Revised U.S.D.C.MA 3/25/2011) U.S. District Court - District of Massachusetts Criminal Case Cover Sheet _ _______ _Bo_sto_n City FBI Investigating Agency Related Case Information: l 9-MJ-6087-MPK Case No. ______ Superseding Ind./ Inf. _ __ New Defendant _X Same Defendant ______ Magistrate Judge Case Number See additional information Search Warrant Case Number R 20/R 40 from District of _ ______ _Mi_·d_dl_ese_x County I Category No. Place of Offense: Defendant Information: Defendant Name John Wilson ------------------ Juvenile: Is this person an attorney and/or a member of any state/federal bar: D Yes [{]No D Yes [Z] No Alias Name (City & State} Hyannis Po~ MA Address Birth date (Yr only): 1959 SSN (last4#): 0685 Nationality: USA Race: White Sex~ -------- Address Defense Counsel if known: --------------- Bar Number U.S. Attorney Information: Bar Number if applicable Eric S. Rosen AUSA Yes [Z]No Interpreter: D Victims: [{]Yes ONo List language and/or dialect: If yes, are there multiple crime victims under 18 USC§377l(d)(2) [Z] Yes. Matter to be SEALED: ______ _NY_4_4_1_2_32_6 D No D D Regular Process (Zlwarrant Requested [Z] Yes In Custody Location Status: Arrest Date • • in ----------Oserving Sentence Already in Federal Custody as of Already in State Custody at ---------- Don Pretrial Release: [}\ waiting Trial on Ordered by: Charging Document: [Z)complaint D Informatio~ D Indictment Total # of Counts: • OMisdemeanor [Z]Felony Petty Continue on Page 2 for Entry ofU.S.C. Citations I hereby certify that the case numbers of any prior pr accurately set forth above. Date: March 11, 2019 Signature of A USA: ONo _ Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 60 of 64 JS 45 (5/97) (RevisedU.S.D.C.MA 12/7/05)Page 2 of2 or Reverse District Court Case Number Name of Defendant (To be filled in by deputy clerk): l 9-MJ-6087-MPK John Wilson U.S.C. Citations Description of Offense Charged Index Key/Code Set 1 Count Numbers Conspiracy to Commit Mail Fraud 18 U.S.C. 1349 & Honest Services Mail Fraud Set2 Set 3 Set4 Set 5 Set 6 Set 7 Set 8 Set 9 Set 10 _________ _ Set 11 _ Set 12 ________ Set 13 ________ _ Set 14 _________ _ Set 15 _________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK, 18-6236-MPK,18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK, 18-6475-MPK, 18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK, 19-6004-MPK, 19-6006-MPK,18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK, 19-6030-MPK USAMACRIM - CriminalCase Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 61 of 64 "S 45 (5/97)- (Revised U.S.D.C. MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts Category No. Place of Offense: City _ ________ _Bo_sto_n FBI Investigating Agency Related Case Information: Middlesex County _ _I____ Superseding Ind./ Inf. Same Defendant Magistrate Judge Case Number Search Warrant Case Number R 20/R 40 from District of 19-MJ-6087-MPK Case No. New Defendant X ---- See additional information Defendant Information: Defendant Name Homayoun Zadeh ------------------ Juvenile: Is this person an attorney and/or a member of any state/federal bar: D D Yes [ZINo Yes [ZI No Alias Name (City & State) Calabasas, CA Address Birth date (Yr only): 1961 SSN (last4#): 4306 USA Nationality:-------- Race: White Sex~ Address Defense Counsel if known: --------------- Bar Number U.S. Attorney Information: Bar Number if applicable Eric S. Rosen AUSA Interpreter: D Yes Victims: [lives0No List language and/or dialect: Ifyes, are there multiple crime victims under 18 USC§377l(d)(2) [{] Yes Matter to be SEALED: [{]warrant [Z]No ______ _NY_4_4_1_23_2_6 Requested D No D Regular Process [ZIYes D In Custody Location Status: Arrest Date • Already in Federal Custody as of 0Aiready Don in State Custody at ---------- Pretrial Release: in ----------Oserving Sentence on Ordered by: Charging Document: [ZI Complaint Total# of Counts: • Petty D waiting Trial D Information D Misdemeanor D Indictment [{]Felony Continue on Page 2 for Entry ofU.S.C. Citations I hereby certify that the case numbers of any prior pr ceedi g before a Magistrate Judge are accurately set forth above. Date: March 11, 2019 Signature of A USA: 0No _ Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 62 of 64 JS 45 (5/97) (Revised U.S.D.C. MA 12/7/05) Page 2 of 2 or Reverse District Court Case Number (To be filled in by deputy clerk): Name of Defendant 19-MJ-6087-MPK HomayounZadeh U.S.C. Citations Description of Offense Charged Index Key/Code Set 1 Count Numbers Conspiracy to Commit Mail Fraud 18 U.S.C. 1349 & Honest ServicesMail Fraud Set2 Set3 Set4 Set 5 Set 6 Set 7 Set 8 Set 9 Set 10 _________ _ Set 11 _________ _ Set 12 _________ _ Set 13 ---------_ Set 14 _________ Set 15 ________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK, 18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK, 18-6475-MPK, 18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK, 19-6004-MPK, 19-6006-MPK, 18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK, 19-6030-MPK USAMA CRIM - Criminal Case Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 63 of 64 ~S 45 (5/97)- (Revised U.S.D.C. MA 3/25/2011) Criminal Case Cover Sheet U.S. District Court - District of Massachusetts Place of Offense: _ ________ _Bo_sto_n City FBI Investigating Agency Related Case Information: _ _____ _Mi_d_dl_ese_x County I Category No. 19-MJ-6087-MPK Case No. New Defendant X Superseding Ind./ Inf. Same Defendant Magistrate Judge Case Number Search Warrant Case Number R 20/R 40 ·from District of ---- See additional information Defendant Information: Defendant Name Juvenile: Robert Z~grillo ------------------ Is this person an attorney and/or a member of any state/federal bar: D D Yes [{]No Yes IZ] No Alias Name (City & State) Miami Beach, FL Address Birth date (Yr only): 1966 SSN (last4#): 8400 Race: White Sex~ Nationality: Address Defense Counsel if known: USA -------- --------------- Bar Number U.S. Attorney Information: Bar Number if applicable Eric S. Rosen AUSA Interpreter: D Yes Victims: [{]Yes ONo (llwarrant List language and/or dialect: [{]No If yes, are there multiple crime victims under 18 USC§3771(d)(2) IZ] Yes Matter to be SEALED: Requested D No D Regular Process IZ] Yes D In Custody Location Status: Arrest Date • • []serving Already in State Custody at ---------Pretrial Release: in __________ Already in Federal Custody as of Don Sentence [}\ waiting Trial on Ordered by: Charging Document: [{]complaint D Information D Indictment Total # of Counts: • OMisdemeanor [{]Felony Petty Continue on Page 2 for Entry ofU.S.C. Citations I hereby certify that the case numbers of any prior pr accurately set forth above. Date: March 11, 2019 _ ______ _NY_4_4_1_2_32_6 Signature of AUSA: before a Magistrate Judge are ONo Case 1:19-mj-06087-MPK Document 3-1 Filed 03/11/19 Page 64 of 64 JS 45 (S/97) (RevisedU.S.D.C.MA 12/7/05)Page 2 of2 or Reverse District Court Case Number (To be filled in by deputy clerk): Name of Defendant I 9-MJ-6087-MPK Robert Zangrillo U.S.C. Citations Description of Offense Charged Index Key/Code Set 1 Count Numbers Conspiracy to Commit Mail Fraud 18 U.S.C. 1349 & Honest Services Mail Fraud Set2 Set3 Set4 Set 5 Set6 Set 7 Set 8 Set9 Set 10 _________ _ Set 11 _________ _ Set 12 _________ _ Set 13 _________ _ Set 14 _________ _ Set 15 _________ _ ADDITIONAL INFORMATION: 18-6218-MPK, 18-6237-MPK, 18-6236-MPK, 18-6234-MPK, 18-6238-MPK 18-6235-MPK, 18-6476-MPK, 18-6477-MPK, 18-6475-MPK, 18-6478-MPK, 18-6261-MPK, 18-6260-MPK 19-6003-MPK, 19-6005-MPK, 19-6004-MPK, 19-6006-MPK, 18-6240-MPK, 18-6310-MPK, 18-6474-MPK, 18-6474-MPK 18-7227-MPK, 19-6029-MPK, 19-6030-MPK USAMA CRIM- CriminalCase Cover Sheet.pdf 3/4/2013 Case 1:19-mj-06087-MPK Document 3-2 Filed 03/11/19 Page 1 of 46 AFF IDAVIT IN SUPPORT OF CRIMINAL COMPLAINT I, Laura Smith, being duly sworn, state as follows: INTR ODUCTION AND AGENT BACKGROUND 1. I am a Special Agent with the Federal Bureau ofl nvestigation ("FBI") assigned to the Boston, Massachusetts Field Office. I joined the FBI in 20 IO as a forensic accountant conducting complex financial investigations . I am cun-ently a special agent on a squad that investigates econom ic crimes , including various forms of corporate fraud , securities fraud and bribery. I hold a Bachelor's degree in Crimin al Justice-Economic Crime s Inve stigation and a Master 's degree in Acco unting. As an FBI Special Agent, I am an investigative or law enforcement officer of the Unit ed States within the meanin g of Title 18, United States Code, Section 25 10(7), in that I am empowere d by law to conduct invest igations of, and to make arrests for, offenses enwnerat ed in Title 18, United States Code, Section 25 16. 2. I make thi s affidavit in support of criminal complaints charging the following individuals (collectively, "the defendant s") with conspiracy to commit mail fraud and honest services mail fraud , in violation of Title 18, United States Code, Section 1349: GREGORY ABBOTT 36 MARCIA ABBOTT 36 GAMAL ABDELAZIZ 83 DIANE BLAKE 169 TODD BLAKE 169 JANE BUCKINGHAM 15 GORDON CAPLAN 22 I-HSIN "JOEY " CHEN 42 AMY COLBURN 193 Case 1:19-mj-06087-MPK Document 3-2 Filed 03/11/19 Page 2 of 46 3. GREGORY COLBURN 193 ROBERT FLAXMAN 196 MOSSIMO GIANNULLI 88 ELIZABETH HENRIQUEZ 44 MANUEL HENRIQUEZ 44 DOUGLAS HODGE 162 FELICITY HUFFMAN 72 AGUSTIN HUNEEUS, Jr. 96 BRUCE ISACKSON 107 DAVINAISACKSON 107 MICHELLE JANAVS 153 ELISABETH KIMMEL 143 MARJORIE KLAPPER 79 LORI LOUGHLIN 88 TOBY MACFARLANE 180 WILLIAM E. McGLASHAN, Jr. 58 MARCI PALATELLA 137 PETER JAN SARTORIO 177 STEPHEN SEMPREVIVO 186 DEVIN SLOANE 129 JOHN B. WILSON 122 HOMAYOUN ZADEH 199 ROBERT ZANGRILLO 118 Specifically , as set fo11h below , I have probable cause to believe that the defendants conspi red with others known and unknown: (1) to bribe college entrance exam administrators to faci litate cheating on college entran ce exams; (2) to bribe varsity coaches and administrators at elite universities to designate certain applicants as recruit ed athletes or as othe r favored candidates , thereby facilitating the applicants ' admission to those universities; and (3) to 2 Case 1:19-mj-06087-MPK Document 3-2 Filed 03/11/19 Page 3 of 46 use the fa~ade of a charitable organization to conceal the nature and source of the bribe payments. 4. The facts set forth in this affidavit come from my personal involvement with this investigation, interviews with witnesses, including the cooperating witnesses described below, and my review of documents-including bank records, flight records, e-mails, telephone toll records, cell site data and other materials obtained through grand jury subpoenas and search warrants-as well as Court-authorized Title III wiretap recordings, consensual recordings made by a cooperating witness, and information provided by other law enforcement agents. 5. In submitting this affidavit, I have not included each and every fact known to me about this investigation. Rather, I have included only those facts that I believe are sufficient to establish probable cause. PROBABLE CAUSE Overview of the Conspiracy 6. Beginning in or about 2011, and continuing through the present, the defendants- principally individuals whose high-school aged children were applying to college-conspired with others to use bribery and other forms of fraud to facilitate their children's admission to colleges and universities in the District of Massachusetts and elsewhere, including Yale University, Stanford University, the University of Texas, the University of Southern California, and the University of California - Los Angeles, among others. Evidence I have reviewed shows that the scheme included the following: a. Bribing college entrance exam administrators to allow a third party to facilitate cheating on college entranfe exams, in some cases by posing as the actual students, and in others by providing students with answers during the exams or by correcting their answers after they had completed the exams; 3 Case 1:19-mj-06087-MPK Document 3-2 Filed 03/11/19 Page 4 of 46 b. Bribing university athletic coaches and administrators to designate applicants as purported athletic recruits-regardless of their athletic abilities, and in some cases, even though they did not play the sport they were purportedly recruited to play-thereby facilitating their admission to universities in place of more qualified applicants; c. Having a third party take classes in place of the actual students, with the understanding that grades earned in those classes would be submitted as part of the students' college applications; d. Submitting falsified applications for admission to universities in the District of Massachusetts and elsewhere that, among other things, included the fraudulently obtained exam scores and class grades, and often listed fake awards and athletic activities; and e. Disguising the nature and source of the bribe payments by funneling the money through the accounts of a purported charity, from which many of the bribes were then paid. Certain Relevant Persons and Entities 7. The Edge College & Career Network, LLC, also known as "The Key," is a for- profit college counseling and preparation business based in Newport Beach, California that was established in or about 2007 and registered in California in or about 2012. 8. The Key Worldwide Foundation ("KWF") is a non-profit corporation founded in or about 2012 and based in Newport Beach, California. In or about 2013, the Internal Revenue Service ("IRS") approved KWF as an exempt organization under Section 50l(c)(3) of the Internal Revenue Code, meaning that KWF is exempt from paying federal income tax, and that individuals who contribute to KWF may deduct those contributions from their taxable income, subject to certain limitations. 9. ACT, Inc. is a non-profit organization headquartered in Iowa City, Iowa that administers the ACT exam, a standardized test that is widely used as part of the college 4 Case 1:19-mj-06087-MPK Document 3-2 Filed 03/11/19 Page 5 of 46 admissions process in the United States. The ACT includes sections on English, mathematics, reading and science, and is graded on a scale of 1 to 36. 10. The College Board is a non-profit organization headquartered in New York, New York. Together with Educational Testing Service ("ETS"), a non-profit organization headquartered in Lawrence Township, New Jersey, the College Board develops and administers the SAT, a standardized test that, like the ACT exam, is widely used as part of the college admissions process in the United States. Between 2005 and January 2016 the SAT was graded on a scale of 600 to 2400. As of March 2016, the SAT has been scored on a scale of 400 to 1600. The College Board and ETS also develop and administer SAT subject tests, which are also used as part C?fthe college admissions process. 11. Georgetown University ("Georgetown") is a highly selective private university located in Washington, D.C. 12. Stanford University ("Stanford") is a highly selective private university located in Palo Alto, California. 13. The University of California at Los Angeles ("UCLA") is a highly selective public university located in Los Angeles, California. 14. The University of San Diego ("USD") is a selective private university located in San Diego, California. 15. The University of Southern California ("USC") is a highly selective private university located in Los Angeles, California. 16. The University of Texas at Austin ("U-Texas") is a highly selective public university located in Austin, Texas. 5 Case 1:19-mj-06087-MPK Document 3-2 Filed 03/11/19 Page 6 of 46 17. Wake Forest University ("Wake Forest") is a highly selective private university located in Winston-Salem, North Carolina. 18. Yale University ("Yale") is a highly selective private university located in New Haven, Connecticut. 19. The athletic teams of Georgetown, Stanford, UCLA, USD, USC, U-Texas, Wake Forest and Yale (collectively, "the Universities") compete in most sports at the Division I level, the highest level of intercollegi~te athletics sanctioned by the National Collegiate Athletic Association ("NCAA"). 20. Cooperating Witness 1 ("CW-1 ") is an individual who participated in the scheme. CW-1 founded and, together with others, operated The Key and KWF. 1 21. Cooperating Witness 2 ("CW-2") is an individual who participated in the scheme. CW-2 was employed at relevant times as the director of college entrance exam preparation at a private college preparatory school and sports academy in Bradenton, Florida. 2 1 CW-1 has agreed to plead guilty in the United States District Court for the District of Massachusetts to racketeering conspiracy, in violation of Title 18, United States Code, Section 1962(d); money laundering conspiracy, in violation of Title 18, United States Code, Section 1956(h); conspiracy to defraud the United States, in violation of Title 18, United States Code, Section 3 71; and obstruction of justice, in violation of Title 18, United States Code, Section 1512(c). CW-1 has been cooperating with the government's investigation since in or about late September 2018, in the hope of obtaining leniency when he is sentenced. In or about October 2018, after he began cooperating with the government, CW-1 alerted several subjects of the investigation to its existence, resulting in the obstruction of justice charge to which he has agreed to plead guilty. Information provided by CW-1 has been corroborated by, among other things, Court-authorized wiretaps, e-mails, documents, consensual recordings, and interviews of other witnesses, including cooperating witnesses. 2 CW-2 has agreed to plead guilty in the United States District Court for the District of Massachusetts to conspiracy to commit mail fraud and honest services mail fraud, in violation of Title 18, United States Code, Section 1349; and conspiracy to commit money laundering, in violation of Title 18, United States Code, Section 1956(h). CW-2 has been cooperating with the government's investigation since in or about February 2019, in the hope of obtaining leniency when he is sentenced. Information provided by CW-2 has been corroborated by, among other 6 Case 1:19-mj-06087-MPK Document 3-2 Filed 03/11/19 Page 7 of 46 22. Cooperating Witness 3 ("CW-3") is an individual who participated in the scheme. CW-3 was employed at relevant times as the head coach of women's soccer at Yale. 3 General Background on Standardized Testing and the College Admissions Process 23. The ACT and the SAT are typically administered to large groups of students on specified dates and under strict time limits. However, students with certain learning or other disabilities may qualify for extended time. In such circumstances, students take the test alone, under the supervision of a test administrator retained by ACT, Inc. or the College Board. 24. Prior to administering the ACT, test administrators must typically certify that they will administer the exam in accordance with the ACT Administration Manual, and will ensure that the "test materials are kept secure and confidential, used for this examinee only, and returned to ACT immediately after testing." Similarly, prior to administering the SAT exam, test administrators must typically certify that they will administer the test in accordance with the SAT coordinator's manual, that the SAT is the property of the College Board, and that no one other than the student can "open the test book and see the test content." 25. The ACT and SAT exams? and the scores students earn on those exams, are the intellectual and physical property of ACT, Inc. and the College Board, respectively. things, Court-authorized wiretaps, e-mails, documents, consensual recordings, and interviews of other witnesses, including cooperating witnesses. 3 CW-3 has agreed to plead guilty in the United States District Court for the District of Massachusetts to wire fraud, in violation of Title 18, United States Code, Section 1343; honest services wire fraud, in violation of Title 18, United States Code, Sections 1343 and 1346; and conspiracy to commit the same, in violation of Title 18, United States Code, Section 1349. CW3 has been cooperating with the government's investigation since in or about April 2018, in the hope of obtaining leniency when he is sentenced. Information provided by CW-3 has been corroborated by, among other things, Court-authorized wiretaps, e-mails, documents, consensual recordings, and inte,rviews of other witnesses, including cooperating witnesses. 7 Case 1:19-mj-06087-MPK Document 3-2 Filed 03/11/19 Page 8 of 46 26. Most of the Universities require prospective students to submit standardized test scores-typically, either the ACT or the SAT-as part of their application packages. When submitted, standardized test scores are a material part of the admissions process at each of the Universities. 27. All of the Universities also recruit students with demonstrated athletic abilities, and typically apply different criteria when evaluating applications from such students, with the expectation that recruited athletes will be contributing members of the Univerities' athletic teams once enrolled. Typically, the admissions offices at the Universities allot a set number of admission slots to each head coach of a varsity sport for that coach's recruited athletes. At each of the Universities, the admissions prospects of recruited athletes are higher-and substantially higher-than in some cases those of non-recruited athletes with similar grades and standardized test scores. 28. Student athletes recruited by coaches at USC and UCLA, for example, are typically considered by designated admissions committees, which give consideration to their athletic abilities, and may admit applicants whose grades and standardized test scores are below those of other USC or UCLA students, including non-recruited athletes. At Wake Forest, as another example, approximately 128 admissions slots are designated for athletic recruitment, and recruited students are typically assured of admission to the university provided they meet certain minimum academic standards. Similarly, at Georgetown, approximately 158 admissions slots are allocated to athletic coaches, and students recruited for those slots have substantially higher admissions prospects than non-recruited students. 8 Case 1:19-mj-06087-MPK Document 3-2 Filed 03/11/19 Page 9 of 46 29. At each of the Universities, admissions slots, the determination of which students to admit, and the resulting composition of undergraduate classes are important assets of the University. The College Entrance Exam Cheating Scheme 30. The college entrance exam cheating scheme generally worked as follows: a. CW-1 instructed clients of The Key to seek extended time for their children on college entrance exams if they had not done so already, including by having the children purport to have learning disabilities in order to obtain the medical documentation that ACT, Inc. and the College Board typically require before granting students extended time. b. Once the students were granted extended time-which generally allowed them to take an exam over two days instead of one, and in an individualized setting-CW- I instructed his clients to change the location of the exam to one of two test centers he told them he "controlled": a public high school in Houston, Texas (the "Houston Test Center") or a private college preparatory school in West Hollywood, California (the "West Hollywood Test Center"). For example, in explaining the scheme to defendant WILLIAM E. McGLASHAN, Jr., CW-1 explained that he needed to "control the center" for the scheme to work, and that by obtaining "extended time" for the test, McGLASHAN' s son would be able to take the test at CW-1 's "facility," rather than at his own high school. At those test centers, CW-1 had established relationships with test administrators who had agreed to accept bribes to facilitate the cheating scheme: Niki Williams at the Houston Test Center, and Igor Dvorskiy at the West Hollywood Test Center. 4 CW-1 typically instructed his clients to fabricate a reason-such 4 as a bar mitzvah Williams and Dvorskiy have been indicted by a federal grand jury in the District of Massachusetts on a charge of racketeering conspiracy, in violation of Title 18, United States Code, Section 1962( d). 9 Case 1:19-mj-06087-MPK Document 3-2 Filed 03/11/19 Page 10 of 46 or a wedding-that their children purportedly needed to take the test in Houston or West Hollywood instead of at their own schools. c. After the location of the exam had been changed, ACT, Inc. and the College Board sent the exams to those test centers, typically via private interstate commercial carrier, such as Federal Express ("FedEx") in the case of ACT, Inc., and United Parcel Service ("UPS") in the case of the College Board. d. 2-to CW-1 bribed the test administrators to allow a third-party-typically CW- take the exams in place of the actual students, to serve as a purported proctor for the exams while providing students with the correct answers, or to review and correct the students' answers after they completed the exams. In many instances, the students tal