File with: Seattle City Clerk SEEC FORM SEEC PO Box 94728 DOLLAR RSONAL Seattle, WA 93124-4723 1 CODE AMOUNT EIN . . CIAL Questions; (206) 684-8500 arcnnus conuissmu {205} 615-1248 (7,18) 8; :2 000 $333318: AFF $0 polly.grow@seattle.gov (3) $5,000 -- $9,999 ?3 - (4) $10,000 -- $24,999 Deadlines: Incumbent elected and appointed of?cials by April 15. (5) $25,909 $99,999 ?7 '3 Candidates and others - within two weeks of becoming a $100,990 -. $199,999 {1 candidate or being newly appointed to a position. (7) $200,009 $999,999 (8) $1,000,000 - $4,999,999 SEND REPORT TO Seattle City Clerk (9) (55.000300 or more "immediate family" means: a spouse or domestic partner, or a parent. parent of a spouse or domestic partner. child, child of spouse or domestic partner, sibling, uncle, aunt. cousin, niece or nephew, if that person either resides with or is a dependent on the Covered Individuals most recently ?led federal income tax return. SMC 4.16.080 First - Middle Initial Names of immediate family members. If there is no reportable information to disclose for dependent children, or l' FJBLUEL ISA Mailing Address (Use PO Box or Work Address) - A .. I 900 ANNE, .IJ inc-7+ . Cit County ZIP 4 -.J (I, i LE we: ?Ich? Filing Status (Check only one box.) An elected or appointed of?cial ?ling annual report Of?ce title: 589"? I 1 [m DU Final report as an elected of?cial. Term expired: I . . Position number. Miamidate running in an election: month year 2 3'3 Tenn begins endS' . Jill/2.030 Mfg-anq Newly appointed to an elective of?ce 1 'List each employer, or other source of income (pension, social security, legal judgment, etc.) from which you or an immediate family member, received compensation, in any form, of $2,400hor more during the period. Include stock options received during the reporting period that had a value of more than $2,400. (Report interest and dividends in Item 3.) Eggrs??g?gp? Name and Address of Employer or Source of Compensation Occupation or How Compensation Amount: (Use Code) Dependeniro) .1 inL sEarned 5 LABEULE 1/390 Eh 02,05 ma??w 1" W955 (ii) 3: grams mantle 0?00 WW (0) Check Here if continued on attached sheet List street address, assessor?s parcel number, or legal description AND county for each parcel of Washington Last Name Of?ce Held or Sought 2 REAL ESTATE real estate with value of over $12,000 in which you or an immediate family member held a personal ?nancial interest during the reporti_ng period. (Show partnership, company, etc. real estate on supplement.) Property Sold or Interest Divested Assessed Name and Address of Purchaser Nature and Amount (Use Code) of Payment or Value Consideration Received (Use 1-9 Code) . i Property Purchased or Interest Acquired Creditors NamefAddress Payment Terms Security Given Mortgage Amount - (Use Code) (eg. 20 at Original Current - All Other Property Entirely my? ally) 03wen's; Check here if continued on attached sheet CONTINUE ON NEXT PAGE fl it .?i?fifi :55} U. 37} 3 ii:i List bank and savings accOunts, insurance policies. stock, bonds and other 3 ASSETS INVESTMENTS intangible property (including but not limited to stock options) held during the reporting period. Type of Account or Description of Asset Asset Value Income Amount (Use 1-9 (Use 1-9 Code) A. Name and address of each bank or financial institution in which you . . or an immediate family member had an account over $24,000 at any LA CR6 D?l?i time during the report period. (Li) Q) Ii Name and address of each insurance company where you or an immediate family member had a policy with a cash or loan value over $24,000 during the period. C. Name and address of each company. association. government BEN agency. etc. in which you or an immediate family member. owned or Hi] i i had a ?nancial interest Worth over $2.400. Include stocks. bonds. I.) M) (m Ll ownership. retirement plan. IRA. notes. stock options. and other intangible property- If you or your immediate family member had I decision making authority regarding individual assetsiinvestments iist each asset or investment. the value and any income amount. (1.) (1) EXAMPLE: If you selfdirected an investment account identify each stock or other asset in that account. Stock shall be reported by market value at the time of reporting. Check here if continued on attached sheet. List each creditor you or an immediate family member owed $2,400 or more any time during the AMOUNT 4 CREDITORS period. Don?t include retail charge accounts. credit cards, or mortgages or real estate reported (USE 1-9 CODE) in Item 2. Cred 'tor?s Name and Address Terms of Payment Security Given original current (89. [3 years at 5.25%) NH Check here if continued on attached sheet. Enter Dollar Amount 5 NET WORTH Enter your estimated net worth. 2 6 . 0% 6 All ?lers answer questions A thru 0 below. If the answer is YES to any of these questions. the F-1 Supplement must also be completed as part of this report. If all answers are NO and you are a candidate or an appointee to a vacant elective of?ce ?ling your initial report, no F-1 Supplement is required. - Incumbent elected of?cials ?ling an annual financial affairs report also must answer question E. An F-1 Supplement is required of these of?ceholders unless all answers to questions A thru are NO. A At anytime during the reporting period were you andfor an immediate family member (1) an of?cer. director. general partner or trustee of any corporation. company. union. association. joint venture or other entity or (2) a partner or Wr of any limited partnership. limited liability partnership. limited liability company or similar entity including but not iirn'rted to a professional limited liability company? iyes. complete Supplement. Part A. B. Did you andfor an im radiate family member have an ownership of 10% or more in any company. corporation. partnership, joint venture or other business at any time during the reporting period? If yes. complete Supplement. Part A. Did you and/or an immediate family member own a business at any lime during the reporting period? 4 If yes, complete Supplement. Part A. Did you andlor an Immediate family member prepare. promote or oppose state legislation. niles. rates or standards for compensation or deferred compensation (other than pay for a currently-held public of?ce) at any time during the reporting period? If yes, complete Supplement. Part B. E. Only for Persons Filing Annual Report. Regarding the receipt of Items not provided or paid for by your gove mental agency during the previous calendar year. 1) Did you. andlor an Immediate family member accept a gilt of food or beverages costing over $50 per occasion? or 2) Did any use other than your governmental agency provide or pay in whole or in part for you andlor an immediate family member to travel or to attend a seminar or other training? if yes to either or both questions. complete Supplement. Part C. AEIL FILERS EXCEPT CANDIDATES. Check the appropriate box. Contact Telephone: (-35 2:4, I390 lh local ted f?ceamillar With SMC Email: bub d1b? 9 fl. 2.04.300 regarding the use of public facilities in campaigns. (Home) Optional CERTIFICATION: I certify under penalty of perju that the inf ation contained in this report is true and correct to the best of my owledge. . as; A Date $ign?ute V- Do not use public agency addresses, on telephone numbers for contact information. Report Not Acceptable Without Filer?s Signature I File with: Seattle City Clerk SEEC FORM 3 F-1 SUPPLEMENT PAGE same mics I. PERSONAL FINANCIAL AFFAIRS STATEMENT "536 @s SUPPLEMENT y. raw Ea 3.901: (7113) PROVIDE INFORMATION FOR YOU AND ANY IMMEDIATE FAMILY MEMBERS Last Name First Middle Initial UV DATE 121/27, /8 OFFICE HELD: Provide the following Information if. during the reporting period. you or any immediate family member A BUSINESS (I) were an of?cer. director, general partner, trustee. or 10 percent or more owner of a corporation. non-pro?t INTERESTS: organization. union. partnership. joint venture or other entity; andlor . . (2) were a partner or member of a limited partnership, limited liability partnership. limited liability company or Similar entity, including but not limited to a professional limited liability company. . Legal Name: Report name used on legal documents establishing the entity. . Trade or Operating Name: Report name used for business purposes if different from the legal name. - Position or Percent of Ownership: The of?ce. title andior percent of ownership held. - Brief Description of the Business/Organization: Report the purpose. product(s). andi'or the service(s) rendered. - Payments from Govemmental Unit: If the governmental unit in which you hold or seek of?ce made payments to the buSiness entity concerning which you're reporting, Show the purpose of each payment and the actual amount received. . Payments from Business Customers and Other Government Agencies: List each corporation. partnership. joint venture. sole proprietorship. union. association, business or other commercial entity and each government agency (other than the one you seeklhold office) which paid compensation of $12.000 or more during the period to the entity. Brie?y say what property. goods. services or other consideration was given or performed for the compensation. - Washington Real Estate: Identify real estate owned by the business entity if the quali?cations referenced below are met. ENTITY No.1 Reporting For: Self Spouse I: Registered Domestic Partner Dependent LEGAL NAME: 5A3 E, POSITION OR PERCENT OF OWNERSHIP TRADE OR OPERATING NAME: I DO 7 ADDRESS: GOO QUEQJ BAN Er FIVE 9131/ UT germs-L, we. (not - BRIEF DESCRIPTION OF THE PAYMENTS ENTITYRECEIVED FROM GOVERNMENTAL UNIT IN WHICH YOU OFFICE: Purpose of payments Amount (actual dollars) 0 Purpose of payment (amount not required) 0 Purpose of payment (amount not required) 0 WASHINGTON REAL ESTATE IN WHICH ENTITY HELD A DIRECT FINANCIAL INTEREST (Complete only if ownership in the ENTITY Is 10% or more and assessed value of prOp?yiffjer?tz?mO. List street address. assessor parcel number. or legal description and county for each parcel): uL PAYMENTS ENTITY RECEIVED FROM OTHER GOVERNMENT AGENCIES OF $12,000 OR MORE: Agency name: PAYMENTS ENTITY RECEIVED FROM BUSINESS CUSTOMERS OF $12,000 OR MORE Customer name: 0W. Check here El II continuedion atllachedsheet' I . 1.. CONTINUE PARTS AND ON NEXT PAGE Page 2 F-1 Supplement Name ENTITY NO. 2 EM DJ P091 CCU ??3.th Reporting For: Self mpouse v; Registered Domestic Partner Dependent LEGAL NAME: 3 POSITION OR PERCENT OF OWNERSHIP I .. . rt" TRADE on OPERATING NAME: ?034 WU MALI, ADDRESS: lb 5 In! 35>) BRIEF DESCRIPTION OF THE USINESSIORGANI TION: Pew/U revenues mu peerin- PAYMENTS ENTITY RECEIVED FROM GOVERNMENTAL UNIT IN WHICH YOU SEEKIHOLD OFFICE: Purpose of payments Amount (actual dollars) 0 PAYMENTS ENTITY RECEIVED FROM OTHER GOVERNMENT AGENCIES OF $12,000 OR MORE: Agency name: Purpose of payment (amount not required) PAYMENTS ENTITY RECEIVED FROM BUSINESS CUSTOMERS OF $12,000 OR MORE Customer name: Purpose of payment (amount 'not required) WASHINGTON REAL ESTATE IN WHICH ENTITY HELD A DIRECT FINANCIAL INTEREST (Complete onty if ownership in the ENTITY is 10% or more and assessed value of property is over 3524.000. List street address, assessor parcel number. or legal description and county for each parcel): Check here if continued on attached sheet List persons for whom you, or any immediate family member, lobbied or prepared state Iegislation or state rules, LOBBYING: rates, Dr standards for compensation or deferred compensation. Do not list pay from government body in which you are an elected of?cial or professional staff member. Person to Whom Services Rendered Description of Legislation, Rules, Etc- Compensation (U53 Code 1- 9) Check here if continued on attached sheet FOOD Complete this section if a source other than your own governmental agency paid for or otherwise provided all or a TRAVEL portion of the following items to you. your spouse, registered domestic partner or dependents, or a combination SEMINARS thereof: 1) Food and beverages costing over $50 per occasion; 2) Travel occasions; or 3) Seminars, educational programs or other training. Date Donor's Name, City and State Brief Description Actual Dotlar Value Received Amount (Use CodeI-S) I I Check here CI if continued on attached sheet File with: Seattle City Clerk SEEC FORM 5 Egafiifif?iuwzs F-1 SUPPLEMENT PAGE PERSONAL FINANCIAL AFFAIRS STATEMENT saints ETHIBS a (205? 5154248 SUPPLEMENT PO (7/18) I PROVIDE INFORMATION FOR YOU AND ANY IMMEDIATE FAMILY MEMBERS Last Name . I: First - Middle Initial DATE my) J, org/some. OFFICE HELD: I Provide the following information if. during the reporting period, you or any immediate family member A BUSINESS . (1) were an of?cer, director, general partner. trustee, or 10 percent or more owner of a corporation, non-pro?t INTERESTS: organization, union, partnership, joint venture or other entity; and/or (2) were a partner or member of a limited partnership, limited liability partnership, limited liability company or similar entity, including but not limited to a professional limited liability company. . Legal Name: Report name used on legal documents establishing the entity. - Trade or Operating Name: Report name used for business purposes if different from the legal name. . Position or Percent of Ownership: The of?ce, title andior percent of ownership held. In Brief Description of the Busineslerganization: Report the purpose. product(s), andi?or the service(s) rendered. - Payments from Governmental Unit: If the governmental unit in which you hold or seek of?ce made payments to the business entity concerning which you're reporting, show the purpose of each payment and the actual amount received. . Payments from Business Customers and Other Government Agencies: List each corporation, partnership, joint venture. sole proprietorship, union, association, business or other commercial entity and each government agency (other than the one you seeldhold of?ce) which paid compensation of $12,000 or more during the period to the entity. Brie?y say what property, goods, services or other consideration was given or performed for the compensation. . Washington Real Estate: Identify real estate owned by the business entity if the quali?cations referenced below are met. ENTITY NO. 1 Reporting For: Self E?pwse CI Registered Domestic Partner Dependent LEGAL NAME: 1 5/93 ELL I651, Max POSITION OR PERCENT OF OWNERSHIP TRADE .OR OPERATING NAME: DO 7 ADDRESS: goo QUEEN QNIJ 9/ FIVE 7' seems, we. BRIEF DESCRIPTION OF THE BUSINESSIORGANIZATION: Ila: PAYMENTS ENTITYRECEIVED FROM GOVERNMENTAL UNIT IN WHICH YOU SEEKIHOLD OFFICE: Purpose of payments Amount (actual dollars) 0 PAYMENTS ENTITY RECEIVED FROM OTHER GOVERNMENT AGENCIES OF $12,000 OR MORE: Agency name: Purpose of payment (amount not required) PAYMENTS ENTITY RECEIVED FROM BUSINESS CUSTOMERS 0F $12.000 OR MORE Customer name: Purpose of payment (amount not required) WASHINGTON REAL ESTATE IN WHICH ENTITY HELD A DIRECT FINANCIAL INTEREST (Complete only if ownership in the ENTITY is 10% or more and assessed value of property is over $24,000. List street address, assessor parcel number, or legal description and county for each parcel): Check here El it continued on attached sheet CONTINUE PARTS AND ON NEXT PAGE Page 2 Supplement Name ENTITY NO. 2 EM DJ ?w Reporting For: Self Mpouse CI r? Registered Domestic Partner Dependent -. a DVD-10 LEGAL NAME: I I) N, POSITION OR PERCENT OF OWNERSHIP TRADE 0R OPERATING NAME: 609? ADDRESS: HUME: Ave BRIEF DESCRIPTION OF THE TION: Wile/U merit/ac MW plugg? PAYMENTS ENTITY RECEIVED FROM GOVERNMENTAL UNIT IN WHICH YOU SEEKIHOLD OFFICE: Purpose of payments Amount (actual dollars) 0 PAYMENTS ENTITY RECEIVED FROM OTHER GOVERNMENT AGENCIES OF $12,000 OR MORE: Agency name: Purpose of payment (amount not required) PAYMENTS ENTITY RECEIVED FROM BUSINESS CUSTOMERS OF $12,000 OR MORE Customer name: . Purpose of payment (amount not required) WASHINGTON REAL ESTATE IN WHICH ENTITY HELD A DIRECT FINANCIAL INTEREST (Complete only if ownership in the ENTITY is 10% or more and assessed value of property is over $24,000. List street address, assessor parcel number. or legal description and county for each parcel): Check here I3 if continued on attached sheet List persons for whom you, or any immediate family member, lobbied or prepared state legislation or state rulesI rates, or standards for compensation or deferred compensation. Do not list pay from government body in which you are an elected of?cial or professional staff member. Person to Whom Services Rendered Description of Legislation, Rules. Etc. Compensation (Use Code 1- 9) I I I Check here if continued on attached sheet FOOD Complete this section if a source other than your own governmental agency paid for or otherwise provided all or 3 TRAVEL portion of the following items to you, your spouse, registered domestic partner or dependents, or a combination SEMINARS thereof: 1) Food and beverages costing over $50 per occasion; 2) Travel occasions; or 3) Seminars, educational programs or other training. Date Donor's Name, City and State Brief Description Actual Dollar Value Received Amount (Use Code1?9) I I I Check here CI it continued on attached sheet CENTER ART LLC BETH REDDAWAY SUITE 100 223 TAYLOR AVENUE NORTH SEATTLE WA 98109 ISABELLE KERN ER 1 604 PL SEATTLE, WA 98119 Home Retirement Accounts with Former Employers? Consider consolidating your previous retirement plan accounts with your current plan at The Standard. You can keep better track of your savings when it?s all in one place. To arrange a rollover, call (0) 800.858.5420 or visit Pagel 0M Your Retirement Account Statement CHIHULY GARDEN AND GLASS RETIREMENT PLAN July 1, 2018 September 30, 2018 Your Account Summary Beginning Balance as of 7/1/18 $699.74 Money In Contributions $300.15 Money Out Distributions $0.00 Deduction/Credits .29) Gain/Loss $27.50 Total Ending Balance as of 9/30/18 $1,026.10 Vested Baiance* $955.11 Your vested balance is ownership of your employer contributions; employee contributions are always 100 percent vested. For more details, see Page 2. Pro-Tax Contribution Rate 3.00% Your Current Asset Allocation I Other 100.00% 100.00% Other $1,026.10 Your Personal Rate of Return: This Quarter 3.04% Year to Date 5.50% Plan Number 808401 Birth Date: 10/1995; Hire Date: 7/2017 neStandard 800.858.5420, savings@standard.oom Your Account Activity By Contribution Source Balance on Deductions/ Balance on Vested Vested Contribution Source 7/1/18 Contributions Gain/Loss Transfers Distributions Credits 9/30/18 Balance Percent Pro?Tax 339.64 200.08 13.72 0.00 0.00 (0.63) 552.81 552.81 100% Matching 169.87 100.07 6.86 0.00 0.00 (0.31) 276.49 235.02 85% Pro?t Sharing 190.23 0.00 6.92 0.00 0.00 (0.35) 196.80 167.28 85% Total $599.74 300.15 27.50 0.00 0.00 (1.29) $1,026.10 $955.11 The Standard monitors frequent trading activity and enforces app/icah/e trading restrictions, which may inc/ode assessmentof redemption fees imposed by the under/ying funds. redemption fee was assessed against one or more transactions, the tota/ amount of the fees is strewn a/ong with any other deductions or credits for the period. For more information, contact a participant services representative at 800858. 5420. Your Account Activity By Investment Balance on Deductions/ Balance on Investment 7/1/18 Contributions Gain/Loss Transfers Distributions Credits 9/30/18 Vanguard Balanced Index Adm 699.74 300.15 27.50 0.00 0.00 (1.29) 1,026.10 Total $699.74 300.15 27.50 0.00 0.00 (1.29) $1,026.10 Share Value Shares Share Value Shares Investment on 7/1/18 on 7/1/18 on 9/30/18 on 9/30/18 Vanguard Balanced Index Adm 34.84 20.08 36.11 28.42 Your Plan's Investment Performance Future Total Return Annualized Return Inception Ticker Investment Option Contributions Quarter YTD 1 Year 3 Year 5 Year 10 Year Date Symbol Cash Equivalent Vanguard Federal Mny Mk1 Inv 0.4 8% 1.23% 1 50% 79% 0 48% 0.34% 07/13/81 Bond Bond Vanguard Short Term Investment (35.11) 0.61% 0.30% 0.25% 1.65% 177% 3.23% 02/12/01 VFSUX Pioneer Bond (34.97) 0.39% 2.65% 3.09% 5.20% 12/20/12 Voya Intermediate Bond 86 (29.92) 0.33% (1 2.43% 3.15% 4.85% 05/31/13 Large Cap Stock Large Cap Stock Vanguard Equity Income Adm (24.85) 5.34% 4.10% 10.70% 14.89% 11.64% 11.16% 08/13/01 VEIRX Fidelity 500 Index Institution (50.42) 7.71% 10.55% 17.90% 17.30% 13.94% 11.95% 05/04/11 FXAIX T801176 81108 Blue Chip Growth (24.73) 6.46% 19.03% 27.41% 21.82% 17.65% 15.54% 12/17/15 TBCIX Small/Mid Cap Stock Small/Mid Cap Stock MFS Mid Cap Value 86 (4.95) 3.56% 3.99% 8.80% 12.16% 10.06% 11.76% 02/01/13 Wells Fargo Special Mid Cap Va (19.75) 3.09% 0.83% 4.95% 11.7 8% 10.44% 11.85% 06/28/13 Neuherger Barman Mid Cap Growt (12.04) 7.55% 15.15% 23.27% 15.13% 12.45% 12.24% 03/15/13 DFA US Targeted Value I (24.15) 1.51% 5.28% 10.02% 14.29% 9.69% 10.84% 02/23/00 Oppenheimer Discovery I (12.82) 9.36% 22.60% 31.30% 19.10% 12.56% 13.54% 01/27/12 ODIIX T.80we Price New Horizons I (25.69) 9.08% 25.52% 31.36% 23.34% 16.55% 18.02% 08/28/15 PRJIX International Stock International Stock MFS International Value 86 (50.80) 2.43% 2.15% 8.22% 12.68% 9.11% 9.85% 04/28/06 MINJX American Funds EuroPacific 85 (49.20) 1.44% 9.88% 6.15% 6.81% 05/15/02 RERFX Other Vanguard Balanced Index Adm 100% 4.23% 5.60% 9.85% 10.62% 8.90% 8.99% 11/13/00 VBIAX Checkmark indicates you currently have assets in this investment option. PageZ cf 4 800.858.5420, savings@standard.com Benchmark Comparisons To help you better understand the performance of the investment options in your retirement account, we have included benchmark comparisons from five respected indexes. Total Return Annualized Fleturn Description Index Quarter YTD 1 Year 3 Year 5 Year 3 Month Treasury Bill 0.53% 1.41% 1.73% 0.92% 0.56% 3 Month US Treasury Bill Yield Standard 8 Poor's 500 index 7.71% 10.56% 17.91% 17.31% 13.95% Large Cap Index: 500 companies in major industries Barclays Capital Aggregate Bond Index 0.02% (1 1.31% 2.16% Broad Investment Grade Bond Market Index Russell 2000 Index 3.58% 11.51% 15.24% 17.12% 11.07% Small Cap Index: smallest 2000 co.'s of Russell 3000 Morgan Stanley Europe/AsialFar East 1.35% (1 2.74% 9.23% 4.42% Foreign Index: non-US. firms Europe Asia 8 Far East information about the performance of these indices is provided as a benchmark against which you may compare the performance of the plan?s investment options. This information is provided for comparison purposes only; indices are not investment options. Performance quoted is past performance and is no guarantee of future results. Current performance may be higher or lower. in vestmentperformance includes capital appreciation, if any, plus reinvested dividends and capital gains. The investment return and principal value will fluctuate and your shares, when redeemed, may be worth more or less than the original investment. The information shown is as of the last business day of the quarter. Notes on Pe rtormance: in vectors should carefully assess the risks associated with an investment in a fund. international in vesting involves certain risks, such as currency fluctuation, economic instability and political development. These risks may be accentuated in emerging markets. Small company investing involves specific risks not necessarily encountered in large company investing, such as increased volatility. Funds investing in bonds are subject to certain risk including interest-rate risk, credit risk and inflation risk. As interest rates rise, the prices of bonds fall. The investor should be aware of the possible higher level of volatilihr and increased risk of default in high- yield bonds. Funds may focus on certain sectors, which may involve a greater degree ofrisk than other funds which provide broader diversi?cation. Fees and Charges The plan incurs operational expenses recordkeeping, accounting, consulting and legal services) that may be paid by your employer, paid by revenue sharing received from fund companies. deducted from participant accounts or any combination of these sources. The amount deducted from your account this quarter for operational expenses was: Administrative Fees: Recordkeeping, accounting, consulting and legal $1.29 Fees. based on their application, will be reflected under Your Account Activity sections by contribution source and investment in the deduction/credit or gain/loss columns. These amounts include non-fee related activity and may not equal the total amount shown under the administration fee. Certain services for your plan account are subject to transaction fees. During the past quarter the following transaction fees were deducted from your account: None Important Notices Please review your statement carefully. You must notify The Standard within 15 days of receipt of this statement it, during the period covered by this statement, an error occurred. You may give notice by contacting a participant service representative at 800.858.5420. Unless you give such notice. The Standard will not be liable for any resulting loss to your account. In any case, The Standard will not be liable if its liability is otherwise limited by regulation or agreement. Your investment return is a comprehensive calculation of the assets' performance which reflects the earnings on all your plan investments with The Standard during the Speci?ed period. The calculation uses a weighted cash flow formula based on daily data that takes into account the size and timing of deposits andlor withdrawals during the specified period. Examples of cash flows include contributionsldistributions, rollovers and transfers. If the underlying assets in your account decline in value, your investment return maybe negative. The investment return calculation will be affected by any significant cash flows into or out of your account such as when you ?rst enter the plan or it you roll over a lump sum from a prior account. During a period of significant cash flow, the calculation may indicate an exaggerated investment return. Since there are avariety of ways to calculate rate of return, formulas used by different financial institutions may yield different results. Investment decisions should not be made on investment returns alone. P3993 0? 4 505401 KERNEH 800.858.5420, savings@standard.com Important Notices (continued) To help achieve long-term retirement security, you should carefully consider the benefits of a well-baianced and diversified investment portfolio, including your assets held outside the Plan. By spreading your assets among different types of investments, you can help achieve a favorable rate of return white minimizing your risk of loss. If you invest more than 20% of your retirement savings in any one company or industry, your savings may not be properly diversified. While diversification isn?t a guarantee against lose, its an effective strategy to help manage risk. It?s also important to periodically review your investment portfolio, your investment objectives, and the investment options under the Plan to help ensure that your retirement savings goals are being met. For more sources of information on individual investing and diversification. you may visit the Department of Labor?s Web site at The Standard is the marketing name for StanCorp Financial Group, inc. and its subsidiaries. StanCorp Equities, lnc., member FINHA, wholesales a group annuity contract issued by Standard insurance Company and a mutual fund trust platform for retirement plans. Third-party administrative services are provided by Standard Retirement Services, Inc. Investment advisory services are provided by StanCorp Investment Advisers, Inc., a registered investment adviser. StanCorp Equities, lnc., Standard Insurance Company, Standard Retirement Services, Inc. and StanCorp investment Advisers, Inc. are subsidiaries of StanCorp Financial Group, Inc. and all are Oregon corporations. Page 4 0i '1 800.858.5420, savings@standard.com Retirement Plans Tit-Standard Advisory Service Center 1100 SW Sixth Avenue Portland, OR 97204 Phone: 800.858.5420 This insert provides information about the Advisory Service Center licensed individuals who provide services for your account and the contact information for Erik Prest, who reviews their work through of?ce interactions, call reviews and observations. This information is a supplement to the StanCorp Investment Advisers brochure. You can contact the Advisory Service Center at 800.858.5420 if you did not receive the brochure, if you have any questions about its contents or to contact Erik Prest. Manager of the ASC. Chris Campbell Educational Background and Business Experience - Year of birth: 1965 - Education: Bachelor's degree in French from the University of Oregon - Employment: Joined The Standard in Oct. 2010 as a Participant Services Representative and became an Advisory Services Representative in May 2013; previously employed at The Vanguard Group. - Disciplinary information: None Business Activities - Investment Adviser af?liations: Investment Advisory Representative, StanCorp Investment Advisers, Inc. Broker/dealer af?liations: Registered representative, StanCorp Equities, Inc. - Other business activities: None Doug Corra Educational Background and Business Experience - Year of birth: 1964 - Education: Bachelor's degree in Management from Indiana University . Employment: Joined The Standard as an Advisory Services Representative in February 2017; previously employed at Edward Jones, PNC Bank, Merrill and Fidelity Investments. - Disciplinary information: None Business Activities - Investment Adviser af?liations: Investment Advisory Representative, StanCorp Investment Advisers, Inc. - Broker/dealer af?liations: Registered representative, StanCorp Equities, Inc. - Other business activities: None - Professional designations: Chartered Retirement Planning Counselor Nicole Cutcher Educational Background and Business Experience - Year of birth: 1981 - Education: Bachelor's degree in from the University of Toledo - Employment: Joined The Standard in June, 2018 as an Advisory Services Representative; previously employed at Huntington Bank and Fidelity Investments - Disciplinary information: None Business Activities - Investment Adviser affiliations: None - Broker/dealer af?liations: Registered representative, StanCorp Equities, Inc. - Other business activities: None Steve Him Educational Background and Business Experience Year of birth: 1985 - Education: Bachelor's degree in from Portland State University - Employment Joined The Standard as a Participant Services Representative in Oct. 2015 and became an Advisory Services Rep in April 2016; previously employed at JP Morgan Securities, LLC - Disciplinary information: None Business Activities - Investment Adviser af?liations: None - Brokeridealer af?liations: Registered representative, StanCorp Equities, Inc. - Other business activities: None SIA 17708 (808) . (Continued on back} Marina Leathers Educational Background and Business Experience - Year of birth: 1962 - Education: Business administration studies at Portland Community College; law and philosophy studies at Universidad Santo Tomas de Aquinas - Employment: Joined The Standard as a Participant Services Representative in May 2014; previously empioyed at Transamerica. Financial Advisers, Inc. and World Group Securities, Inc. - Disciplinary information: None Business Activities - Investment Adviser af?liations: None - Broken'dealer af?liations: Registered representative, StanCorp Equities, Inc. - Other business activities: None Emanuel Marshall Educational Background and Business Experience - Year of birth: 1962 - Education: Masters of ReligioanpoIogetics, Liberty University; Bacheior of Business Science, Indiana Wesleyan University - Employment: Joined The Standard as an Advisory Services Representative in Dec 2017; previously employed Fidelity Brokerage Services, Inc. since 1993. - Disciplinary information: None Business Activities - Investment Adviser af?liations: Investment Advisory Representative, StanCorp Investment Advisers, inc. 0 Brokerfdeaier af?liations: Registered representative, StanCorp Equities, Inc. - Other business activities. None Marija Petrova Muta Educational Background and Business Experience 0 Year of birth: 1988 - Education: Associate degree in Business Administration from North Country Community College - Employment: The Standard in June, 2018 as an Advisory Services Representative; previously employed at JP Morgan Securities, LLC and Wells Fargo Bank - Disciplinary information: None Business Activities . Investment Adviser af?liations: None - Brokerfdealer af?iiations: Registered representative, StanCorp Equities, Inc. - Other business activities: None Sandra Sechrist Educational Background and Business Experience - Year of birth: 1966 - Education: Bachelor's Degree in Business Administration from Miami University, Oxford, Ohio - Employment: Joined The Standard as an Advisory Services Representative in February 201? and became an Advisory Services Representative in April 201?; previously employed at Transamerica. - Disciplinary information: None Business Activities - Investment Adviser af?liations: None - Broken'dealer af?liations: Registered representative, StanCorp Equities, Inc. . Other business activities: None SIA 17708 (EN 8) {7 Robmhood 85 Willow Rd, Menlo Park, CA 94025 support@robinhood.com CORRECTED STATEMENT Account Summary Net Account Balance Total Securities Portfolio Value Income and Expense Summary Taxable dividends Capital Gains Interest OPENING BALANCE CLOSING BALANCE THIS PERIOD $67.51 $10,321.88 $10,389.39 YEAR TO DATE $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 Page 1 of 11 11/01/2018 to 11/30/2018 Isabelle Kerner Account #:108312- ,3 2530 St NW Apt 34 Washington DC 20007 I OPTIONS I EQUITIES CASH Portfolio Allocation CASH 0.65% EQUITIES 99.35% OPTIONS 0.00% This statement shall be conclusive if not objected to in writing within ten days. Errors and omissions exempted. Please address all communications to the ?rm and not to the individuals. Address changes or other material changes on your account should be directed to the office servicing your account. Kindly mention your account number. This statement should be retained for income tax purposes. r2" Robinhood 85 Willow Rd, Menlo Park, CA 94025 support@robinhood.com CORRECTED STATEMENT IMPORTANT INFORMATION Robinhood Securities, LLC carries your account as the clearing broker by arrangement with your introducing broker- dealer, Robinhood Financial, LLC If this is a margin account and we maintain a special miscellaneous account for you. this is a combined statement of your general account and special miscellaneous account maintained for you under Regulation issued by the Board of Governors of the Federal Reserve System. The permanent record of the special miscellaneous account as required by Regulation is available for your inspection at your request. The per annum rate of interest charged on debt balances in your account is shown on this statement. This rate may change from time to time in accordance with fluctuations in interest rates. Interest is computed from the clay of the month to the last day of the month. The interest is based on the average daily balance in your account with us, and for the actual number of days based on an interest year of 360 days. When calculating margin interest, free credit balances in all accounts will be offset against any debit in the margin account and the interest will be charged on the new debt balance. We are required to report to the Internal Revenue Service all cash dividends and interest credited to your account on securities held for you in our name. All dividends and interest credits should be included in y0ur income tax return. information relative to fees and any other charges incurred in connection with listed option transactions occurring during the month has previously been furnished to you in confirmation of such transactions. A summary of the information will be made available to you upon request. Exercise assignment notices for option centracts are allocated among customer short positions pursuant to a manual procedure which randomly selects from amongst all customer short option positions including those contracts which are subject to exercise. All short American style option positions are liable for assignment at any time whereas European style options are assigned at expiration. A more detailed description of our random allocation procedure is available upon request. You may have received a confirmation for a trade which does not appear on this statement. If the settlement date of the trade as shown on the con?rmation is later than the period ending date that appears at the top of this statement. the trade will appear on your next regular Statement. You are to advise Robinhood of any material changes concerning your investment objectives or ?nancial situation by updating your information using the Robinhood platform or by contacting support@robinhood.com. Our ?nancial statement is available for your personal inspection; it can also be emailed to you upon request. As a reminder of the Securities Investor Protection Corporation funds are available to meet customer claims up to a ceiling of $500000, including a maximum of $250,000 for cash claims. For additional information regarding SIPC coverage. including a brochure, please visit Any free credit balances represent funds payable upon demand which, although properly accounted for on our books and records. is not segregated, and may be used in the conduct of this finn's business as permissible under the SEC Rule 15c3-2. Notice to Customers RHS acts as clearing agent for your trades. Your account, which was introduced to us by RHF, is established under your name on a "fully disclosed" basis at RHS. You remain a customer of RHF. As required, under SEC rules, both the Finn's Order Routing Report as well as information regarding speci?c order routing information is available free of charge upon request. As a clearing agent, we provide securities clearance and may provide order execution based on RHF instructions. RHS will not be involved with or have any responsibility for decisions regarding securities transactions in in your account. RHF will be responsible for opening, approving and monitoring all activities in connection with your account. The entry of orders and any instructions regarding the deposit or withdrawal of securities or monies should be made through RHF. in addition to the above mentioned services, RHS will provide cashiering services, safeguarding of funds and securities while in our possession, monitoring compliance with applicable credit RegulationTand RHS internal policies, preparing and making accessible your account records (including transaction con?rmations and periodic statements of your account). Interest charges to your account may be based on the size and net debit balance during the interest period. Page 2 of 11 11/01/20l8 to 11/30/2018 Isabelle Kerner Account #:1083133? 2530 St NW Apt 34 Washington DC 20007 These rates are subject to revision without notice in accordance with any changes in the broker call loan rate, as published in the Wall Streetjournal. For more complete information regarding interest charges to customers. consult the RHF Retail Commissions and Fee Schedule available through RHS is a member of the Financial Industry Regulatory Authority, inc. and we are required to inform you of the availability of the FINRA Investor Brochure, which contains information on FINRA BrokerCheck. Yoc may contact at 800-289-9999 or via their website RHS carries your account and acts as your custodian for funds and securities deposited with us directly by you, through RHF as a result of transactions we process to your account. Any suspected inaccuracy or discrepancy in your account statement must be reported to both RHF and RHS. in order to protect your rights, including your right to SIPC coverage, please confirm any oral communications in writing and include your brokerage account number. General inquiries or concerns regarding your account should be directed to: support@robinhood.com The SEC requires all brokers-dealers that route orders in equity securities and options to make available quarterly reports that present a general overview of their routing practices. The reports must identify the significant venues to which customer orders were routed for execution during the applicable quarter and disclose the material aspects of the broker-dealers relationship with such venue. In addition, the Rule SEC 606) requires broker- dealers to disclose, upon customer request, the venues to which the individual customer's orders were routes for the six months prior to the request. and the execution time for the orders that were executed. For further information, please contact RHF. Statement of Financial Condition Robinhood Securities. LLC. unaudited Statement of Financial Condition as ofjune 30, 2018 is available on the Company?s website at A paper copy may be requested at no cost by calling AtJune 30. 2018 Robinhood SeCUrities. LLC. had a net capital of $47,038,321, which was $46,738,321 in excess of its recluired net capital of $250,000. PLEASE RETAIN THIS STATEMENT AS IT WILL BE HELPFUL IN PREPARING YOUR INCOME TAX RETURNS AND MAY BE NEEDED ALONG WITH SUBSEQUENT STATEMENTS TO VERIFY INTEREST CHARGES IN YOUR ACCOUNT. THIS STATEMENT SHALL BE DEEMED CONCLUSIVE UNLESS OBJECTED TO IN 10 BUSINESS DAYS. {7 Robinhood 85 Willow Rd, Menlo Park. CA 94025 support@robinhood.corn CORRECTED STATEMENT PORTFO LIO MARY GE Estimated Yield: 4.81% GE ACCT TYPE Margin QTY PRICE $7.50 MKT VALUE $60.00 LAST MKT VALUE $80.80 GW Pharmaceuticals Estimated Yield: 0.00% Comcast Estimated Yield: 1.57% GWPH CMCSA Margin Margin 10 Celgene Estimated Yield: 0.00% CELG Margin Olympic Steel Estimated Yieid: 0.37% ZEUS Margin Estimated Yield: 4.62% TI V0 Margin 19 $123.02 $39.01 $72.22 $18.36 $9.90 $1230.20 $117.03 $144.44 $18.36 $188.10 $1,374.90 $114.42 $143.20 $18.86 $209.00 Northwest Pipe Estimated ??eld: 0.00% NWPX Margin 11 $23.59 $259.49 $195.91 Seiko Epson Estimated Yield: 2.77% SEKEY Margin 16 $7.93 $126.88 SolarEdge Estimated Yield: 0.00% SEDG Margin 17 $38.93 Ebix Estimated Yield: 0.38% EBIX Nokia Estimated Yield: 3.55% NOK Photonics Estimated Yleid: 0.00% IPGP Global Partners Estimated Yield: 11.08% Margin Margin Margin Margin 20 40 $47.22 $5.47 $142.15 $17.28 $661.81 $283.32 $109.40 $142.15 $691.20 $128.48 $658.41 $343.86 $112.40 $133.55 $809.60 CHANGE (25.74196 Page 3 of 11 11/01/2018 to 11/30/2018 Isabelle Kerner Account #:108374364 2530 St NW Apt 34 Washington DC 20007 EST. ANNUAL INCOME $2.89 OF TOTAL PORTFOLIO 0.58% (10.52)% 2.28% 0.87% $0.00 $1.84 $0.00 11.84% 1.13% 1.39% (10.00)% 32.45% $0.07 $8.68 $0.00 0.52% (17.61)% 6.44% (14.62)% $3.51 $0.00 $1.07 $3.89 $0.00 $76.57 0.18% 1.81% 2.50% 1.22% 6.37% 2.73% 1.05% 1.37% 6.65% {7 Robinhood 85 Willow Rd, Menlo Park, CA 94025 support@robinhood.com CORRECTED STATEMENT PORTFOLIO SUMMARY ACCT TYPE QTY. PRICE MKT VALUE LAST MKT VALUE CHANGE EST. ANNUAL INCOME Page 4 of 11 11/01/2018 to 11/30/2018 Isabelle Kerner Account #:1083121. 30-? 2530 St NW Apt 34 Washington DC 20007 OF TOTAL PORTFOLIO Shire Estimated Yield: 0.67% Camber Energy Estimated Yield: 0.00% Twitter Estimated Yield: 0.00% Fitbit Estimated Yield: 0.00% American Water Estimated Yield: 1.81% Zynerba Pharmaceuticals Estimated Yield: 0.00% Nucor Estimated Yleld: 2.38% Seagate Technology Estimated Yield: 4.46% P?zer Estimated Yield: 3.59% Gentex Estimated Yield: 1.86% GoPro Estimated Yieid: 0.00% Facebook Estimated Yield: 0.00% Bid Mobile Estimated Yield: 0.00% SHPG CEI TWTP. FIT AWK ZYNE NUE STX PFE NTX GPRO FB GLUU Margin Margin Margin Margin Margin Margin Margin Margin Margin Margin Margin Margin Margin 87 33 10 14 10 28 $175.58 $0.17 $31.45 $5.51 $95.41 $4.82 $60.41 $43.09 $46.23 $22.52 $5.08 $140.61 $7.41 $175.58 $14.79 $62.90 $181.83 $954.10 $14.46 $120.82 $603.26 $369.84 $112.60 $50.80 $703.05 $207.48 $181.80 $17.04 $69.50 $156.09 $885.30 $15.78 $118.24 $563.22 $344.48 $105.25 $65.70 $758.95 $197.40 (13.20)% (9.507%) 16.49% 7.77% 2.18% 7.11% 7.36% 6.98% {22.68)% (7.371% 5.11% $1.18 $0.00 $0.00 $0.00 $17.31 $0.00 $2.87 $26.92 $13.27 "$2.10 $0.00 $0.00 $0.00 1.69% 0.14% 0.61% 1 75% 9 18% 0.14% 1.16% 5 81% 3.56% 1.08% 0.49% 6.77% 2.00% f7 Robin'hood 85 Willow Rd, Menlo Park. CA 94025 support@robinhood.com CORRECTED STATEMENT PORTFOLIO SUMMARY EQUITIESIOPTIONS eBay Estimated Yield: 0.00% Shell Midstream Estimated Yield: 3.99% BAY SHLX ACCT TYPE Margin Margin QTY PRICE $29.85 $18.84 MKT VALUE $59.70 $131.88 LAST MKT VALUE $58.06 $143.08 CHANGE 2.82% (7.83196 Soligenix Estimated Yield: 0.00% Cypress Semiconductor Estimated Yield: 2.89% Mueller water Estimated Yield: 1.65% Gorman-Rupp Estimated Yield: 1.51% SNGX MWA GRC Margin Margin Margin Margin 10 53 27 $1.11 $13.90 $10.53 $33.48 $11.10 $736.70 $284.31 $234.36 SOHOCO Estimated Yield: 2.90% SON Margin Chesapeake Energy Estimated Yield: 0.00% CHK Apogee Estimated Yield: 1.31% Zogenix Estimated Yieid: 0.00% APOG ZGNX Margin Margin Margin 33 Badger Meter Estimated Yield: 1.03% Margin 10 $57.54 $2.92 $36.45 $41.09 $55.50 $230.16 $96.36 $255.15 $123.27 $555.00 $11.40 $685.82 $277.02 $241.50 $218.32 $115.83 $252.70 $125.28 $491.10 (2.631% 7.42% 2.63% (2.961% 5.42% (16.81)% 0.97% 13.01% EST. ANNUAL INCOM $0.00 $5.26 $0.00 $21.27 $4.69 $3.53 $6.67 $0.00 $3.35 $0.00 Page 5 of 11 11/01/2018 to 11/30/2018 Isabelle Kerner Account #:1083130: 2530 St NW Apt 34 Washington DC 20007 OF TOTAL P0 RTFOLIO 0.57% 1.27% 0.11% 7.09% 2.74% 2.26% 2.22% 0.93% 2.46% 1.19% $5.69 5.34% Total Sec urities Total Cash (Net Portfolio Balance) 10,321.88 $67.51 $212.63 99.35% 0.65% a! . . . .29 mobmnooa 85 Willow Rd, Menlo Park, CA 94025 support@robinhood.com CORRECTED . PO RTFO LI 0 SYMICUSIP ACCT TYPE QTY PRICE Total Priced Portfolio MKT VALUE $10.389.39 LAST MKT VALUE CHANGE Page 6 of 11 11/01/2018 to 11/30/2018 Isabelle Kerner Account 0037-? 2530 St NW Apt 34 Washington DC 20007 EST. ANNUAL INCOME OF TOTAL PORTFOLIO {7 Robinhood 85 Willow Rd, Menlo Park. CA 94025 support@robinhood.com CORRECTED STATEMENT ACCOUNT ACTIVITY DESCRIPTION NoHa Unsolicited. CUSIP: 654902204 ACCT TYPE Margin TRANSACTION CONV DATE 11/12/2018 QTY 20 Page 7 of 11 11/01/2018 to 11/30/2018 Isabelle Kerner Account #:10837430: 2530 St NW Apt 34 Washington DC 2000? PRICE DEBIT CREDIT IPG Photonics Unsolicited. CUSIP: 44980X109 Margin CONV SolarEdge Unsolicited, CUSIP: 83417M104 Global Partners Unsolicited, CUSIP: 37946R109 Shire Unsolicited. CUSIP: Twitter Unsolicited. 824818106 90184L102 Camber Energy Unsolicited. CUSIP: 13200M201 Margin Margin Margin Margin Margin Fitbit Unsolicited. CUSIP: Northwest Pipe Unsolicited. CUSIP: American Water Unsolicited. CUSIP: 33812L102 667746101 030420103 GW Pharmaceuticals Unsolicited. CUSSP: 36197T103 Margin Margin Margin Margin CONV CONV CONV CO NV CONV CONV CONV CONV CONV 11/12/2018 11/12/2018 11/12/2018 11/12/2018 11/12/2018 11/12/2018 11/12/2018 1 1/12/2018 11/12/2018 11/12/2018 13 40 87 33 30 10 Page 8 of 11 {7 Robinhood 85 Willow Rd, Menlo Park. CA 94025 11/01/2018 to 11/30/2018 support@robinhood.com Isabelle Kerner Account 1451093743331; CORRECTED 2530 St NW Apt 34 Washington DC 20007 ACCOUNT ACTIVITY DESCRIPTION ACCT TYPE TRANSACTION DATE QTY PRICE DEBIT CREDIT Zynerba Pharmaceuticals - i Unsolicited. 98986X109 Marg'? 11?12?2018 Nucor . Unsolicited, 670348105 Marg'? 11/12/2018 2 P?zer . Unsolicited. 717081103 COW 11,1290? 8 Seagate Technology . - Unsolicited. CUSIP: G7945M107 margm COW ?In/1018 14 Gentex . . Unsolicited, CUSIP: 371901109 Margin CONV 11/12/2018 5 GoPro . . Unsolicited. CUSIP: 38268T103 Marg'n COW 11/12/2018 10 Facebook . Unsolicited. CUSIP: 30303M102 Marg'? COW 11/132018 5 GIU Mobile Unsolicited, CUSIP: 379890105 ?argm COW name? 28 Olympic Steel . Unsolicited, CUSIP: 68162K106 marg'? COW 11/12/2018 1 eBay . Unsolicited. 278542103 Marg'? CONV 11?12?2018 2 Shell Midstream Unsolicited. CUSIP: 822634101 Marg'? COW 111129018 7 [7 Robinhood 85 Willow Rd, Menlo Park, CA 94025 support@robinhood.com CORRECTED STATEMENT ACCO NT ACTIVITY DESCRIPTION TrVo Unsolicited. CUSIP: 88870P106 Soligenix Unsolicited, CUSIP: 834223307 ACCT TYPE Margin Margin TRANSACTION CO NV CONV DATE 11/12/2018 11/12/2018 Cypress Semiconductor Unsolicited. CUSIP: 232806109 Margin CONV 11/12/2018 GE Unsolicited. CUSIP: 369604103 Celgene Unsolicited. CUSIP: 151020104 Margin Margin Mueller water Unsolicited. CUSIP: 624758108 Margin CONV CONV CONV Gorman?Rupp Unsolicited. CUSIP: 383082104 Sonoco Unsolicited. CUSIP: 835495102 Margin Margin CONV CONV Chesapeake Energy Unsolicited. CUSIP: 165167107 Apogee Unsolicited. CUSIP: 037598109 Margin Margin CONV CONV 11/12/2018 11(12/2018 11/12/2018 11/12/2018 11/12/2 018 11/12/2018 11/12/2018 QTY 19 10 53 27 33 Page 9 of 11 11/01/2018 to 11/30/2018 Isabelle Kerner Account #:108374365: 2530 0 St NW Apt 34 Washington DC 2000? PRICE DEBIT CREDIT Comcast Unsolicited. CUSIP: 20030N101 Margin CONV 11/12/2018 Page 10 of 11 {7 Robin/100d 85 Willow Rd, Menlo Park. CA 94025 11/01/2018 to 11/30/2018 support@robinhood.com Isabelle Kerner Account CORRECTED STATEMENT 2530 St NW Apt 34 Washington DC 20007 ACCO NT ACTIVITY DESCRIPTION ACCT TYPE TRANSACTION DATE QTY PRICE DEBIT CREDIT Zogenix . Unsolicited. CUSIP: 98978L204 Marg'? COW 1111212018 Badger Meter 1 .. Unsolicited. CUSIP: 056525108 Marg'n 111132018 10 Ebix - Unsolicited, CUSIP1278715206 ma'g'? COW 11?12?2018 4 Apex to RHS Conversion Margin CONV 11/12/2018 $11.21 CDIV FOR SHELL MIDSTREAM PARTNERS Margin 11/27/2018 $2.67 CDIV FOR GLOBAL PARTNERS LP Margin 11/27/2018 $19.00 GW Pharmaceuticals . Unsolicited. CUSIP: 36197T103 Man-3?? 8W 11/09/2018 1 $135.33 $13. .33 Seiko Epson . . Unsolicited. CUSIP: 81603x108 marg'? 8W 11,0990? 1 Ebix Unsolicited. CUSIP: 278715206 Margin Buy 11/09/2018 2 $52.80 $105.60 Northwest Pipe . Unsolicited. CUSIP: 667746101 Marg'? 5e? 11?09?2018 4 $2296 $9132 Seiko Epson . Unsolicited. 81603X108 Margin Buy 11/13/2018 15 $7.98 $119.70 SolarEdge . Unsoiicited, CUSIP: 83417101104 Margin Buy 11/13/2018 4 $35.50 $142.00 Page 11 of 11 Robinhood 85 Willow Rd, Menlo Park, CA 94025 11/01/2018 to 11/30/2018 support@robinhood.com Isabelle Kerner Account #:103327: 304 CORRECTED STATEMENT 2530 St NW Apt 34 Washington DC 20007 ACCO NT ACTIVITY DESCRIPTION ACCT TYPE TRANSACTION DATE QTY PRICE DEBIT CREDIT (3W Pharmaceuticals - Unsolicited. 36197T103 Margin Buy 11/14/2018 2 $129.00 $258.00 CDIV MWA 2018-11-20 2018-11-09 Margin TIA 11/30/2018 $1.35 Northwest Pipe - Unsolicited. CUSIP: 667745101 58? 111199013 15 $24-01 $360.13 ACH Deposit Margin ACH 11/23/2018 $350.00 Total Funds Paid and Received $758.67 $836.13 EXECUTED TRADES PENDING SETTLEMENT These transaction may not be re?ected in the other summaries DESCRIPTION ACCT TYPE TRANSACTION TRADE DATE SETTLE DATE QTY PRICE DEBIT CREDIT Total Executed Trades Pending Settlement $0.00 $0.00