SUGARHOUSE HSP GANIING, L.P. COMMONWEALTH OF d/b/a SUGARHOUSE CASINO GAMING IDENTIFICATION NO. 1356 GAMING CONTROL BOARD IN RE: INTOXICATED PATRON REFERRAL INCIDENT CONSENT AGREEMENT AND STIPULATION OF SETTLEMENT THIS CONSENT AGREEMENT AND STIPULATION OF SETTLEMENT is made and entered into by and between the Of?ce of Enforcement Counsel and SugarHouse HSP Gaming, L.P. d/b/a SugarHouse Casino (?SugarHouse?). SugarHouse and OEC collectively are referred to as the ?Parties?; and WHEREAS, SugarHouse is a limited partnership organized and existing under the laws of Delaware and at all times referenced herein, has its business of?ce located at 1080 North Delaware Avenue, Philadelphia, PA, 19125. SugarHouse is a Category 2 slot machine licensee; and WHEREAS, CEO is the prosecutorial body established by 4 ?lSl7(a2) and has the power and duty to initiate proceedings for administrative violations of the Race Horse Development and Gaming Act (Gaming Act) pursuant to ?1517(a.2) (1) of the Act; and WHEREAS, SugarHouse and OEC, through their authorized representatives, have investigated the events that are the subject of this Consent Agreement (?Events?), have conferred extensively on the Events, and now desire to conclusively and amicably resolve all matters arising out of the Events, and enter into a Consent Agreement before the ?ling of a Complaint, pursuant to 58 Pa. Code which provides that ?[p]arties may propose consent agreements at any time prior to the entry of a ?nal order?; and WHEREAS, pursuant to Condition 1 of the Statement of Conditions to its Category 2 License, signed on September 22, 2009, SugarHouse agreed at all times comply with any and all provisions of the Race Horse Development and Gaming Act and any rules, regulations, technical standards or orders in effect as of this date or later amended or promulgated by the Board?; and WHEREAS, pursuant to 4 1102(1), the primary objective of the Act to which all other objectives and purposes are secondary is to protect the public through the regulation and policing of all activities involving gaming and practices that continue to be unlawful; and WHEREAS, pursuant to 4 l202(a)(1), of the Act, the Gaming Control Board (?Board?) is responsible for ensuring the integrity of slot machines and table games and has sole regulatory authority over every aSpect of the authorization, operation and play of slot machines and table games; and WHEREAS, pursuant to section 42321.6. of the Board?s Regulations (58 Pa. Code 42321.6. an individual who has applied for the issuance or renewal of a license, permit, certi?cation, registration or authorization shall execute a statement of conditions in the manner and form required by the Board. The execution of the Statement of Conditions constitutes the acceptance of each provision contained in the Statement of Conditions; and WHEREAS, pursuant to section 42321.6. of the Board?s Regulation (58 Pa. Code ?423 a6. failure to fully comply with any provision contained in an executed Statement of Conditions constitutes a violation and may result in Board-imposed administrative sanctions, up to and including revocation, against the individual or entity to Whom the license, permit, certi?cation, registration or authorization was issued. WHEREAS, pursuant to Condition 32 of SugarHouse?s executed Statement of Conditions, SugarHouse agreed to at all times comply with the compulsive and problem gambling plan submitted to and approved by the Board pursuant to 58 Pa. Code Chapters 501, 503, 511, and 513; and WHEREAS, Section of SugarHouse?s approved Compulsive and Problem Gambling Plan dated February 13, 2017, outlines procedures to prevent an intoxicated patron from gambling at SugarHouse Casino, including training for SugarHouse personnel (Food and Beverage Team Members) pursuant to the R.A.M.P. (Responsible Alcohol Management Program) training program; and WHEREAS, in SugarHouse Casino?s Compulsive and Problem Gambling Plan, Exhibit (the R.A.M.P. training program) there are a number of speci?c policies and procedures listed to help prevent a patron from becoming intoxicated including: counting the number of drinks served; not pushing drinks; serving one drink at a time; checking with co-workers before serving a patron drinks; watching patrons who order doubles; and slowing down service; and WHEREAS, the Parties do not dispute the jurisdiction of the Board; and WHEREAS, the Parties now seek to enter into this Consent Agreement as an accord, satisfaction and compromise of any disputed claims and in consideration of the Parties waiving, releasing, and forbearing any regulatory diSpute; and WHEREAS, the DEC has not previously entered into a Consent Agreement with SugarHouse regarding an intoxicated patron being allowed to gamble which impacted the integrity of gaming therein. NOW, THEREFORE, the Parties stipulate and agree, and present to the Board for its consideration, the following: STIPULATED FACTS On October 31, 2018, the Bureau of Casino Compliance referred a violation of the Board?s regulations and SugarHouse?s Intemal Controls, Statement of Conditions, and Compulsive and Problem Gambling Plan. A casino compliance representative assigned to SugarHouse reported to the CBC that on September 3, 2018, a patron was arrested at SugarHouse by the State Police and charged with Public Drunkenness, 18 5505 and Disorderly Conduct, 18 5503(a)(1). It was alleged in the investigation reports that after spending more than eight hours at SugarHouse Casino gambling and consuming l7 alcoholic drinks the patron caused a disturbance at the Pai Gow Tiles game in Pit 2, table TL-ZOS. This conduct was con?rmed by a surveillance review. The patron was asked to leave the property and, after his initial refusal, complied and was assisted by a security of?cer toward the main cage to cash out. The patron and security of?cer were stopped before they arrived at the main cage by a security supervisor who directed them to go to the security of?ce so that the patron could be issued a formal eviction prior to cashing out and leaving the casino. When the patron refused, an altercation occurred and the patron was subdued and handcuffed by the security supervisor. The patron was reportedly injured during the incident with abrasions to his face and knee. Security of?cers escorted the patron to the security of?ce where they were met by State Police, who took custody of the patron. The patron refused medical treatment. The State Police charged the patron with Public Drunkenness and Disorderly Conduct. The patron was issued a permanent eviction from SugarHouse Casino. The patron was escorted from the property and turned over to a third party. i This incident was ?rst reported by SugarHouse Security to the BCC at approximately 9:59 pm. on September 3, 2018. Security reported that they were called to investigate an intoxicated person at the Pai Gow Tiles game in Pit 2, table The intoxicated person was ultimately arrested and evicted from SugarHouse Casino. The SugarHouse Surveillance Department and the BCC conducted a surveillance review of the patron while at SugarHouse to determine how the patron became so intoxicated that he caused two disturbances. The surveillance review revealed the patron entered SugarHouse on September 3, 2018, at 1:40 pm. and, after initially using the restroom, the patron went to the Pai Gow Tiles game in Pit 2, on table TL-ZOS, at 1:56 pm. and began play. The patron left the Pai Gow iles game and went to the Lucky Red Bar where he purchased his ?rst alcoholic drink, a pint of draft beer, at 2:06 pm. and returned to the Pai Gow Tiles game on table Over the next seven hours the patron was served 16 more complimentary alcoholic drinks by costumed beverage servers/Sweeties while he was gaming on the Pai Gow Tiles game at table TL-ZOS and by bartenders at the Lucky Red Bar. 011 one occasion the patron was served a beer from a fellow patron on the Pai Gow Tiles game at 3:51 p.111. The surveillance coverage illustrated that during the more than eight hours at SugarHouse Casino gambling and consuming l7 alcoholic drinks, the patron shared his time between playing on the Pai Gow Tiles game on table the Lucky Red Bar and the restroom, which he visited six times. surveillance review determined that the patron showed visible signs of intoxication while playing on the Pai Grow Tiles game on table It was not until he could no longer uphold his head while playing on the Pai Gow Tiles game that a table games supervisor stopped him from receiving any more alcoholic drinks and summoned security at 9:38 pm. SugarHouse personnel violated Board regulations, SugarHouse?s Statement of Conditions and SugarHouse?s Compulsive and Problem Gambling Plan when they failed to properly monitor and serve complimentary alcoholic drinks to a patron, allowing the patron to gamble in an intoxicated state and to cause multiple disturbances resulting in his arrest. See 58 Pa.Code 58 Pa. Code and SugarHouse- ?3 Statement of Conditions-Condition 32 and Section of SugarHouse?s approved Compulsive and Problem Gambling Plan, including Exhibit D, the R.A.M.P. training program. SugarHouse took disciplinary action against of the beverage server employees involved in this incident. Coaching notes have been placed in their personnel ?les and they have been required to attend RAMP and Responsible Gaming training. HISTORY On November 9, 2018, OEC conducted a compliance conference with SugarHouse related to an intoxicated patron incident and RAMP training. SugarHouse has never received a civil penalty for any intoxicated patron incident. TERMS OF AGREEMENT In consideration of the foregoing stipulated facts, and in full and ?nal settlement of any and all claims, or causes of action which could or might be brought under the Act or the regulations promulgated thereunder, whether against SugarHouse and/or any of its owners, employees or agents, arising out of the matters identi?ed in the above stipulated facts, the Parties do hereby ?uther stipulate and agree that: 1. This Consent Agreement shall become ?nal and effective only upon its approval by the Board; 2. SugarHouse shall pay a civil penalty in the amount of ?fteen thousand dollars to the Board; 3. Within ?ve days of the Board?s Order approving this Consent Agreement, SugarHouse shall pay the Board two thousand ?ve hundred dollars for the costs incurred by OEC, the BCC and other related staff in connection with this matter; 4. SugarHouse shall reinforce its policies and provide additional training and guidance to its employees, including additional R.A.M.P. training for its Food and Beverage Department employees, which will minimize the chance for similar incidents to occur in the future; 5. If approved, the Board may make information public with respect to the terms and conditions of this Consent Agreement; 6. This Consent Agreement may be set aside by the Board if any term herein is violated by SugarHouse; 7. SugarHouse, through their authorized representative whose signature appears below, has read and fully understands the terms of this Consent Agreement; and 8. This Consent Agreement shall not preclude the Board or OEC from reviewing and considering any facts in any future proceeding relating to any applications for iieensure of quali?cations of the licensee. Sugar-House expressly acknowledges and agrees that the Board reserves the right to take any actions that the Board, in its sole discretion, believes is necessary to protect the integrity of gaming in including the right to suspend or revoke any license, approval or permit without limitation if any further violations occur or are subsequently discovered, all in accordance with the Act and the regulations promulgated thereunder. The undersigned consent to the form and entry of the above. OFFICE OF ENFORCEMENT COUNSEL Zf/zav/x'e DATE Senior Enforce ent ounsel SUGARHOUSE CASINO SUGARHOUSE HSP GAMING, L.P. WCJ Anni 3 20! C1 DATEIS. A mey for Sugarhouse asmo I Sugarhouse HSP Gami