Form 5 Department of the Treasury Internal Revenue Service benefit trust or private foundation) Return of Organization Exempt From Income Tax Under section 501(c). 527, or 4947(a)(1) of the Internal Revenue Code (except black lung The organization may have to use a copy of this retum to satisfy state reporting requirements. 't II OMB No 1545-0047 2011 Open to Public Inspection A For the 2011 calendar year, or tax year beginning and ending Check ii Name of organization Employer identification number applicable 2215:' INTERNATIONAL PEACE INSTITUTE, INC. Doing Business Number and street (or P.0. box if mail IS not delivered to street address) Room/suite Telephone number 777 UNITED NATIONS PLAZA, 4TH FL. (212)687-4300 City or town, state or country, and ZIP 4 Gross receipts NEW YORK . H(a) Is this a group retum pendmg Name and address of pnncipal officer.TERJ ROD-LARSEN for affiliates? No SAME AS ABOVE I Tax-exempt status: IE 501(c)(3) CI 501(c)( Website: W. IPINST . ORG Form of organization: El Corporation Trust CI Association 0therD Part I I Summary )4 (insert no.) 4947(a)(1) or Cl 527 1 Briefly descnbe the organization's mission or most significant activities: SEE SCHEDULE 0 H(b) Are all affiliates included'? [:IYes I: No If attach a list (see instructions) H(c) Group exemption number I Year of formation: 1 9 7 CI Stgte of legal domicile: MN Zu_ IFBFII II I Signature Block 3 5 2 Check this box if the organization discontinued its operations or disposed of more than 25% of its net assets. 3 3 Number of voting members of the goveming bod _(Ea;t WfligaNumber of independent voting members of the govemiq?' 4 1 0 5 Total number of individuals employed in calenda - 5 5 5 6 Total number of volunteers (estimate Total unrelated business revenue fromJ3ar:t_V fl&( 9 ?a . 7 Net unrelated business taxable income from F0 U99 0-T, line 34 ,2 7b 0 . Prior Year Current Year 2 8 Contnbutions and grants (Part line 1hProgram service revenue (Part line 2g) 0 . . 10 Investment income (Part column (A), lines Other revenue (Part column (A), lines 5, 6d, 8c, 9c, 10cTotal revenue - add lines 8 through 11 (must equal Part column (A), line 12Grants and similar amounts paid (Part IX, column (A), lines 1-Benefits paid to or for members (Part IX, column (A), line 4) 0 . 0 . 15 Salanes, other compensation, employee benefits (Part IX, column (A), lines 5-1016a Professionalfundraising fees (Part IX, column (A), |ine11e) 0 . 0 . [31 Total fundraising expenses (Part IX, column (D), line 25Other expenses (Part IX, column (A), lines 11a-11d,11f-24eTotal expenses. Add lines 13-17 (must equal Part IX, column (A), line 25Revenue less expenses. Subtract line 18 from line Beginning of Current Year End of Year 20 25,602,_801. 17,531,802. 21 Total liabilities (Part x, line 26Net assets orfund balances. Subtract line 21 from line Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it IS true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge. Signature of officer . Datel Type or print name and'ti_tle' I-J (- Q, Print/Type preparer's name Prepar r's SI atu PTIN Paid MICHAEL WALLACE 1- seltemnloved Preparer Firm's name . LUTZ AND CARR CPAS LLP FirmUse Only Firm's address 3 0 0 EAST 4 2ND STREET NEW NY 10017 Phoneno. 212-697-2299 May the IRS discuss this retum with the preparer shown above? (see 132001 01-23-12 LHA For Paperwork Reduction Act Notice, see the separate instructions. 0 IE Yes No Form 990 (201 1) 'd . - . I Fmm9mJmN1 INTERNATIONAL PEACE INSTITUTE INC. 03--O2l3226 Pme2 iart Ill Statement of Program Service Accomplishments in this Part . . . . .. . 1 Bnefly descnbe the organization's mission: IPI IS DEDICATED TO PROMOTING THE PREVENTION AND SETTLEMENT OF CONFLICTS BETWEEN AND WITHIN STATES BY STRENGTHENING INTERNATIONAL PEACE AND SECURITY INSTITUTIONS. TO ACHIEVE ITS PURPOSE, IPI EMPLOYS A MIX OF POLICY RESEARCH, CONVENING, PUBLISHING, AND OUTREACH. 2 Did the organization undertake any significant program services dunng the year which were not listed on the prior Fom'i 990 or |:Yes If "Yes," descnbe these new services on Schedule 0. 3 Did the organization cease conducting, or make signrficant changes in how it conducts. any program services?_ ljYes No If "Yes," descnbe these changes on Schedule 0. 4 Descnbe the organszation's program service accomplishments for each of its three largest program services. as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and allocations to total expenses, and revenue, if any, for each program service reported 43 (Code (Expen5esincluding grants ols 5 0 0 0 0 . (Flevenue$ RESEARCH ANALYSI 8: POLICY DEVELOPMENT: RESEARCH CONDUCTED BY IPI STAFF OR COMMI SSIONED TO OUTSIDE EXPERTS AND CONSULTANTS SUPPORTS ITS WORK IN POLICY ANALYSIS AND DEVELOPMENT ALONG WITH ITS OTHER MAJOR PROGRAM SERVICES OF PUBLICATIONS AND EVENTS . MEETINGS, EVENTS DIALOGUE: IPI CONVENES NUMEROUS MEETINGS AND OTHER EVENTS THROUGHOUT THE YEAR IN SUPPORT OF ITS MISSION -- INCLUDING ROUNDTABLESL WORKSHOPS, CONFERENCES, SEMINARS, POLICY FORUMS, AND SPEAKER SERIES. IN 2011, IPI ORGANIZED AND HELD 112 SUCH EVENTS. PUBLICATIONS AND DISSEMINATION: IPI RESEARCHES. AUTHORS, EDITS, AND PRODUCES BOOKS, POLICY REPORTS. ISSUE BRIEFS, AND OTHER PUBLICATIONS ON 4b (Code (Expenses 5 including grants of (Revenue 5 40 (Code (Expenses 5 including grants o1$ (Revenue 5 4d Other program services (Descnbe in Schedule 0.) (Expenses inctuding gents of (Revenue 4e Total grogram service exgenses Fonn 990 (2011) sea SCHEDULE 0 FOR CONTINUATION 2 11361114 759420 030213226X 2011.0403O INTERNATIONAL PEACE INSTITU 0_302_1301 i Fonn 990 2011 INTERNATIONAL PEACE INSTITUTE INC . 03--O213226 Pa 3 I Part IV I Checklist of Required Schedules Yes No 1 Is the organization descnbed in section 501(c)(3) or (other than a pnvate foundation)? If 'Yes,' complete ScheduleA H, H, 1 2 Is the organization required to complete Schedule 8, Schedule of Contnbutorsl 2 3 Did the organization engage in direct or indirect political campaign activrties on behalf of or in opposition to candidates for public office? lf "Yes,' complete Schedule C, Partl 3 4 Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501 election in effect dunng the tax year? If 'Yes,'complete Schedule C, Part ll_ 4 5 Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If 'Yes, complete Schedule C, Part 5 6 Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the to provide advice on the distnbution or investment of amounts in such funds or accounts? If "Yes, complete Schedule D, Partl 6 7 Did the organization receive or hold a conservation easement, including easements to preserve open space, the environment, histonc land areas, or histonc structures? lf "Yes, complete Schedule D, Part ll_ 7 8 Did the organization maintain collections of works of art, histoncal treasures, or other similar assets? If "Yes, complete Schedule D. 8 9 Did the organization report an amount in Part X, line 21; serve as a custodian for amounts not listed in Part X, or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes, complete Schedule D, Part IV 9 10 Did the organization, directly or through a related organization, hold assets in temporanly endowments, permanent endowments, or quasi-endowments? If 'Yes," complete Schedule D, Part 10 11 If the organization's answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, IX, or as applicable. a Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes, complete Schedule D, Part Thu' uf Tia Iuidi assets reported in Part X, line 16? If 'Yes," complete Schedule D, Part VII 11b Did the organization report an amount for investments - program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes, complete Schedule D, Part 11c Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? ll "Yes,' complete Schedule D, Part IX 11d Did the organization report an amount for other liabilities in Part X, line 25? If 'Yes, complete Schedule D, Part 11:2 Did the organization's separate or consolidated financial statements for the tax year include a footnote that addresses the organization's liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes,' complete Schedule D, Part 111 12a Did the organization obtain separate, independent audited financial statements for the tax year? If 'Yes, complete Schedule D, Xll, 12a Was the organization included in consolidated, independent audited financial statements for the tax year? If 'Yes,' and if the organization answered "No" to line 12a, then completing Schedule D, Parts Xl, XII, and IS optional 12b 13 Is the organization a school descnbed in section lf "Yes, complete Schedule 13 14a Did the organization maintain an office, employees, or agents outside of the United States? 14a Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If 'Yes,' complete Parts land IV 14b 15 Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the United States? If "Yes, complete Schedule F, Parts ll and IV 15 16 Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the United States? If 'Yes,' complete Schedule F, Parts Ill and IV . 16 17 Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? lf 'Yes,'complete Schedule G, Partl 17 18 Did the organization report more than $15,000 total of fundraising event gross income and contnbutions on Part lines 1c and 8a? If 'Yes,"complete Schedule G, Partll 18 19 Did the organization report more than $15,000 of gross income from gaming activities on Part line 9a? If 'Yes, complete Schedule G, 19 20a Did the organization operate one or more hospital facilities? lf "Yes, complete Schedule 20a If 'Yes' to line 20a, did the orqanization attach a copy of its audited financial statements to this retum? . . . .. 20b Form 990 (2011) 132003 01-23-12 I 3 11361114 759420 030213226X 2011.0-4030 INTERNATIONAL PEACE INSTITU 03021301 Form 990 2011 INTERNATIONAL PEACE INSTITUTE INC . 03--0213226 Pa e4 Part IV I Checklist of Required Schedules (continued) - Yes No 21 Did the organization report more than $5,000 of grants and other assistance to any govemment or organization in the United States on Pait IX, column (A), line 1? If 'Yes, complete Schedule I, Parts land ll . 21 22 Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If 'Yes, complete Schedule I, Parts land 22 23 Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization's current and fonner officers, directors, tmstees, key employees, and highest compensated employees'? If 'Yes, complete ScheduIeJ . . . . . .. . .. .. .. . 23 24a Did the organization have a tax-exempt bond issue with an outstanding pnncipal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If 'Yes, answer lines 24b through 24d and complete Schedule K. If go to line 25 24a Did the organization invest any proceeds of tax-exempt bonds beyond a temporary penod exception? 24b Did the organization maintain an escrow account other than a refunding escrow at any time dunng the year to defease anytax-exemiatbonds24c Did the organization act as an "on behalf of" issuer for bonds outstanding at any time dunng the yeai'? 24d 25a Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person dunng the yeai'! If 'Yes, complete Schedule L, Partl 25a Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a pnor year, and that the transaction has not been reported on any of the organization's pnor Forms 990 or If "Yes,' complete Schedule L, Partl 25b 26 Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or disqualified person outstanding as of the end of the organization's tax year? lf 'Yes, complete Schedule L, Part ll 26 27 Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contnbutor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member .. .. . 27 28 Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions)' a A current or fonner officer, director, trustee, or key employee? If "Yes,' complete Schedule L, Part IV 283 A family member of a current or fonner officer, director, tmstee, or key employee? If 'Yes,' complete Schedule L, Part IV 28b An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, tmstee, or direct or indirect owner? If 'Yes,' complete Schedule L, Part lV_ 28c 29 Did the organization receive more than $25,000 in non-cash contributions? If "Yes, complete Schedule 30 Did the organization receive contnbutions of art, histoncal treasures, or other similar assets, or qualified conservation contnbutions? If 'Yes,' complete Schedule 31 Did the organization liquidate, terminate, or dissolve and cease operations? lf 'Yes,' complete Schedule N, Partl 31 32 Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets?li' 'Yes, complete Schedule N. PartDid the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301 .7701-2 and 301 .7701-3? If 'Yes,' complete Schedule Fl, Partl 33 Was the organization related to any taxexempt or taxable entity? If "Yes,' complete Schedule Fl, Parts ll, IV, and V, line 1 34 35a Did the organization have a controlled entity wrthin the meaning of section 512(b)(13)? 35a Did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If 'Yes,' complete Schedule Fl, Part V, line2 35b 36 Section 501(c)(3) organizations. Did the organization make any transfers to an exempt noncharrtable related organization? If 'Yes,' complete Schedule H, Part V, line 2 36 37 Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If 'Yes, complete Schedule H, Pan' Vl 37 38 Did the organization complete Schedule 0 and provide explanations in Schedule 0 for Part VI, lines 11 and 19? Note. All Fonn 990 filers are required to complete Schedule Form 990 (2011) 132004 01-23-12 4 11361114 759420 030213226X 2011.04030 INTERNATIONAL PEACE INSTITU 03021301 INTERNATIONAL PEACE INSTITUTE . Statements Regarding Other IRS Filings and Tax Compliance Form 990 (2011) INC . |PartV| 03--O213226 Page 5 . Check if Schedule 0 contains a response to any question in this Part Yes No 1a Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable 1a 3 0 Enter the number of Fonns W-2G included in line 1a. Enter -0- if not applicable 1b 0 Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? 1c 2a Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements, filed for the calendar year ending with or within the year covered by this retum 2a 5 5 If at least one is reported on line 2a, did the organization file all required federal employment tax retums?_ 2b Note. If the sum of lines 'la and 2a is greater than 250. you may be required to e-fife (see 3a Did the organization have unrelated business gross income of $1,000 or more during the year? 3a If "Yes," has it filed a Fonn 990-T for this year? if 'No, provide an explanation in Schedule 0 3b 4a At any time during the calendar year, did the organization have an interest in, or a signature or other authonty over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? 4a if "Yes," enter the name of the foreign country: AUSTRIA See instructions for filing requirements for Form TD 90-22 1 Report of Foreign Bank and Financial Accounts 53 Was the organization a party to a prohibited tax sheiter transaction at any time during the tax year? 5a Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?, 5b If 'Yes," to line 5a or 5b, did the organization file Fonn 5c (53 Does the organization have annual gross receipts that are nonrially greater than $100,000, and did the organization solicit any contnbutions that were not tax deductible? 6a If "Yes," did the organization include with every solicitation an express statement that such contnbutions or gifts were nottax deductible? 6b 7 Organizations that may receive deductible contributions under section 170(c). a . %Ww 1.: If "Yes," did the organization notify the donor of the value of the goods or services provided? 7b Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required tofileForrn8282? . .. 7c (I if "Yes," indicate the number of Forms 8282 filed dunng the year 7d Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? 7e Did the organization, dunng the year, pay premiums, directly or indirectly, on a personal benefit contract? 7f If the organization received a contnbution of qualified intellectual property, did the organization file Form 8899 as required? 79 If the organization received a contnbution of cars, boats, airplanes, or other vehicles, did the organization file a Form 7h 8 Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year? 8 9 Sponsoring organizations maintaining donor advised funds. a Did the organization make any taxable distnbutions under section 4966? 9a Did the organization make a distnbution to a donor, donor advisor, or related person? . 9b 10 Section 501(c)(7) organizations. Enter: a initiation fees and capital contnbutions included on Part line 12 10a Gross receipts. included on Fonn 990, Part line 12, for public use of club facilities 10b 11 Section 501(c)(12) organizations. Enter: a Gross income from members or shareholders 11a :3 Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them) 11b 12a Section 4947(a)(1) non-exempt charitable trusts. is the organization filing Fonn 990 in lieu of Form 1041 12a If "Yes," enter the amount of taxexempt interest received or accrued during the year 12b 13 Section 501(c)(29) qualified nonprofit health insurance issuers. a Is the organization licensed to issue qualified hearth plans in more than one state? 13a Note. See the for additional information the organization must report on Schedule 0. [3 Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans 13b Enter the amount of reserves on hand 13c 143 Did the organization receive any payments for indoor tanning services during the tax year'? 14a If "Yes," has it filed a Form 720 to report these _payments? If 'No, provide an explanation in Schedule 0 14b Form 990 (2011) 132005 01-23-12 5 11361114 759420 0302132261-C 03021301 2011.04030 INTERNATIONAL PEACE INSTITU Form 990 (2011) INTERNATIONAL PEACE INSTITUTE INC . 03-0213226 Page 6 I Part VI I Govemance, Management, and Disclosure For each 'Yes' response to lines 2 through 7b below, and fora 'No' response . to line 8a, 8b, or 10b below, descnbe the circumstances, processes, or changes In Schedule 0. See instructions. Check if Schedule 0 contains a response to any question in this Part VI Section A. GoveminLBody and Management Yes No 1a Enter the number of voting members of the goveming body at the end of the tax year 1a 1 1 If there are maternal differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule 0. Enter the number of voting members included in line 1a, above, who are independent 1b 1 0 2 Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? 2 3 Did the organization delegate control over management duties customanly performed by or under the direct supervision of officers, directors, or trustees, or key employees to a management company or other person? 3 4 Did the organization make any significant changes to its governing documents since the pnor Fonn 990 was filed? 4 5 Did the organization become aware dunng the year of a significant diversion of the organization's assets? 5 6 Did the organization have members or stockholders? 6 7a Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the goveming body? 7a Are any govemance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons otherthan the governing bodyDid the organization contemporaneously document the meetings held or written actions undertaken during the year by the following: a The goveming body? 8a Each committee with authority to act on behalf of the goveming body? 8b 9 Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization's mailing address? If "Yes, provide the names and addresses in Schedule 0 . .. . 9 ms-mfomwtion-abw m-lntemal-Revenue Yes No 10a Did the organization have local chapters, branches, or affiliates? 10a If "Yes," did the organization have wntten policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes? 10b 11a Has the organization provided a complete copy of this Fonn 990 to all members of its governing body before tiling the form? 1 1a Descnbe in Schedule 0 the process, if any, used by the organization to review this Form 990. 12a Did the organization have a wntten conflict of interest policy? If 'No, go to line 13 Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts'? 12b Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," descnbe in Schedule Ohow this was done 12c 13 Did the organization have a written whistleblower policy? 13 14 Did the organization have a wntten document retention and destruction policy? 14 15 Did the process for detennining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision? a The organization's CEO, Executive Director, or top management officiai 15a Other officers or key employees of the organization 15b If "Yes" to line 15a or 15b, describe the process in Schedule 0 (see instructions). 16a Did the organization invest in, contnbute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year'? 16a If "Yes," did the organization follow a wntten policy or procedure requinng the organization to evaluate its participation in ioint venture anangements under applicable federal tax law, and take steps to safeguard the organization's exempt status with respect to such arrangements? 16b Section C. Disclosure 17 ust the states with which a copy of this Form 990 is required to be filed FNY MN 18 Section 6104 requires an organization to make its Forms 1023 (or 1024 if applicable), 990, and 990-T (Section 501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply. El Own website LEI Another's website Upon request 19 Descnbe in Schedule 0 whether (and if so, how), the organization made its goveming documents, conflict of interest policy, and financial statements available to the public dunng the tax year. 20 State the name, physical address, and telephone number of the person who possesses the books and records of the organization: DAVID WITT. DIR. OF FINANCE ADMIN - (212) 687-4300 7 7 7 UNITED NATIONS PLAZA . 4TH FLOOR . NEW YORK . NY 1 0 0 1 7 Form 990 (2011) 6 11361114 759420 030213226X 2011 . 04030 INTERNATIONAL PEACE INSTITU 03021301 Form 990 (2o11L INTERNATIONAL PEACE INSTITUTE . INC. 03-0213226 Paqe7 [Part V|l| Compensation of Officers, Directors, Trustees, Key Employees, Highest Compensated - Employees, and Independent Contractors Check if Schedule 0 contains a response to any question in this Part VII Section A. OfficersLDirectors, Trustees, Key Employees, and Highest Compensated Employees 1a Complete this table for all persons required to be listed. Report compensation (or the calendar year ending with Or within the organization's tax year. 0 List all of the organization's current officers, directors, tmstees (whether individuals or organizations), regardless of amount of compensation. Enter -0 in columns (D), (E), and (F) if no compensation was paid 0 List all of the Organization's current key employees, if any See instructions for definition Of "key employee." 0 List the organization's five current highest compensated employees (other than an officer, director, trustee, or key employee) who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the organization and any related organizations. 0 List all of the organization's former officers, key employees, and highest compensated employees who received more than $100,000 of reportable compensation from the organization and any related organizations 0 List all of the organization's former directors or trustees that received, in the capacity as a former director or trustee of the organization, more than $10,000 of reportable compensation from the organization and any related organizations List persons in the following order: individual tmstees or directors; institutional tmstees; Officers; key employees, highest compensated employees, and fonner such persons E) Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee (A) (3) (C) (D) (E) (F) Name and Title Average (do not man one Reportable Reportable Estimated hours per Of week (descnbe -E the organizations compensation hours for 9 organization 099-MISC) from the related E. or anization organizations :5 (W agd related in Scgedule organizations C: .2 (1) TERJE 5P 35.00 A 424,530. 0. 71,255. (2) RITA E. HAUSER, ESQUIRE CHAIR (3) MORTIMER B. ZUCKERMAN TREASURER r. SECRETARY (4) RICHARD P. BROWN, JR. BOARDMEMBER 1.00 0. 0. 0. (5) MICHAEL w. DOYLE 1.00 0. 0. 0. (6) DR. SHEPARD PORMAN EOARDMEMBER 1.00 0. 0. 0. (7) ANN PHILLIPS BOARDMEMBER 1.00 0. 0. 0. (3 WHITNEY MACMILLAN BOARDMEMSER 1.00X 0. 0. 0. (9) GIANDOMENICO PICCO BOARDMEMBER 1.00 0. 0. 0. (10) RICHARD L. PLEPLER BOARDMEMBER 1.00 0. 0. 0. (11) JAMES P. RUBIN EOARDMEMBER 1.00 0. 0. 0. (12) FRANCOIS--XAVIER CARREL--P.ILLIARD SENIOR FELLOW 5. MANAGING DIRECTOR 35.00 163,965. 0. 45,531. (13) DAVID WITT DIR, OF FINANCE AND ADMINISTRATION 35.00 150,163. 0. 31,115. (14) EDWARD C. LUCK SENIORVP FOR RESEARCEAND PROGRAMS 35.00 220,291. 0. 40,305. (15) FRANCESCO MANCINI SENIOR DIRECTOR OF RESEARCH 35.00 154,619. 0. 51,516. (16) PETER GASTROW SENIOR FELLOW 5. DIRECTOR OF PROGRAMS 35.00 162,950. 0. 32,739. (17) WARREN HOGE SENIOR ADVISER FOR EXTERNAL RELATION 35.00 188,373. 0. 39.386. 132007 01-23-12 FONT) 990 (2011) 7 11361114 759420 030213226X 2011.04030 INTERNATIONAL PEACE INSTITU 03021301 Fonn 990 (2011) INTERNATIONAL PEACE INSTITUTE4 INC . 03-0213226 Page-8 Lpart vul Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)_ (A) (B) (C) (D) (E) (F) Name and title AVGFEQB Reportable Reportable Estimated Del' compensation compensation amount of Week from from related other (describe the organizations compensation hours for organization from the Velated organization organizations g" and re-|ated "1 Schedule 23 E. organizations 0) 32' 52 18 WALTER KEMP DIR FOR EUROPEANDCENTRAL ASIA 35.00 200,965. 0. 29,638. (19) ANDREA PFANZELTER 35.00 149,311. 0. 25,743. 1b Sub-total", 1,815,167. 0. 377,228. Total from continuation sheets to Part VII, Section Tota_L(addlines1band1c) . 1,815,167. 0. 377,228. 2 Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization 9 Yes No 3 Did the organization list any former officer, director, or trustee, key employee, or highest compensated employee on line 1a'? If 'Yes,' complete Schedule Jforsuch individual 3 4 For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes, complete Schedule for such individual_ 4 5 Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization'? If 'Yes, complete Schedule for such person 5 Section B. Independent Contractors 1 Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization's tax year. (A) (B) (C) Name and business address of services Compensation CHARNEY RESEARCH 1 1 3 3 BROADWAY SUITE 1321, NEW YORK, NY 10010 POLLING SERVICES 143,264. 2 Total number of independent contractors fincluding but not limited to those listed above) who received more than $100,000 of compensation from the organization 1 Form 990 (2011) 132008 01-23-12 8 11361114 759420 030213226X 20l1.04030 INTERNATIONAL PEACE INSTITU 03021301 INTERNATIONAL PEACE INSTITUTE, INC. 03--0213226 Pqm9 Bart I Statement of Revenue A (M Total (revenue Re|aEte)d or Unr'ela)ted exempt function business tax under revenue revenue 5g<13gfJgI? E1142. 42%' 1 a Federated campaigns 1a 3 3 Membership dues 1b Fundraising events 1c 55 Related organizations 1d Government grants (contnbutions.3: All other contributions, gifts, grants, and similar amounts not included above 11Noncash contributions included in lines 13-1!' 5 05 Total.Add lines 'la-1f 2 242, 914. Business Code 2 a 3 9 All other program service revenue Total. Add lines 2a-2f .. 3 Investment income Oncluding dividends, interest, and othersimilaramounts) 221,733. 221,733. 4 Income from investment of taxexempt bond proceeds 5 Royalties .. (D Real (ii) Personal 6 1-: Gross rents Less' rental expenses_ Rental income or (loss) Net rental income or (lossGross amount from sales of (I) Securities (ii) Other I assets other than inventory Less: cost or other basis and sales expenses i_2_2 3 1 8 4 . Gain or (loss) <8 ,780 Netgainor(loss) . .. .. <8,780.> in 8 a Gross income from fundraising events (not including of contnbutions reported on line 1c). See 3 Part|V,line18 a 65 Less: direct expenses i Net income or (loss) from fundraising events i 9 a Gross income from gaming activrties. See 0. a Less: direct expenses Net income or (loss) from gaming activities 10 a Gross sales of inventory, less retums and allowances a Less: cost of goods sold :2 Net income or (loss) from sales of inventory Miscellaneous Revenue Business Code Ha GAIN ON FOREIGN CURREN 900099 165,008. 165,008. MISCELLANEOUS 900099 17.323. 17,323. All other revenue 182,331. 12 Totglrevenue.Seeinslructions. 2,638,198. 182,331. 0. 212.953. Form 990 (2011) 9 11361114 759420 030213226X 2011.04030 INTERNATIONAL PEACE INSTITU 03021301 Form 990 (2011) INTERNATIONAL PEACE INSTITUTE. 03--02l3225 @.irt IX Statement of Functional Expenses INC . Page 10 Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A) but are not required to complete columns (3), (C), and (0). Check if Schedule 0 contains a response to any question in this Part IX (C) . Di. Do not include amounts re orted on lines 6bGrants and other assistance to governments and 50,000. 50,000. 2 Grants and other assistance to individuals in the United States. See Part IV, line 22 3 Grants and other assistance to govemments, organizations. and individuals outside the United States. See Part IV. lines 15 and 16 4 Benefits paid to or for members 5 Compensation of current officers, directors, tn.istees,andkeyemployees 1,353,291. 885,350. 280,555. 186,375. 6 Compensation not included above, to disqualified 7 0thersa|anesandwages__ 3,121,851. 2,633,192. 367,033. 121,626. 8 Pension plan accruals and contributions Gnclude a 9 Otheremployeebenefts 395,817. 329,598. 52,153. 14,965. 10 Payrolltaxes 312,419. 247,571. 43,009. 21,839. 1 1 Fees for services (non-employees): 2 Legal 23,296. 20,778. 2,163. 355. Accounting 45,155. 46,155. Lobbying Professional fundraising services. See Part IV, line 17 Investment management fees 632,338. 604,302. 9,337. 18,699. 12 Advertising and promotion 13 Officeexpenses 810,547. 570,832. 93,283. 46,532. 14 lnfonnation technology 15 Royalties 16 Occupancy__ 730,615. 500,215. 88,134. 42,255. 17 Travel 1,007,769. 819,331. 43,301. 145,137. 18 Payments of travel or entertainment expenses for any federal. state. or local public officials 19 Conferences. conventions. and meetings I 20 Interest 21 Payments to affiliates 22 1,905,450. 1,517,800. 271,207. 115,443. 23 Insurance 28,293. 22,553. 4,000. 1,740. 24 Other expenses. itemize expenses not covered 24e amount exceeds 10% of line 25, column (A) amount, list line 24a expenses on Schedule 0.) . a PERIODICALS AND SUBSCRI 64,279. 59,626. 1,656. 2,997. MISCELLANEOUS 21,830. 13,715. 2,270. 5,845. All other expenses 25 10,705,702. 8,647,595. 1,327,795. 731,212. 26 Joint costs. Complete this line only if the organization reported in column (B) ioint costs from a combined educational campaign and fundraising solicitation. Check ii following sop ea-2 953-720) 132010 D1-23-12 990(2011) 11361114 759420 030213226X 10 2011 . 04030 INTERNATIONAL PEACE INSTITU 0 3 213 0 1 INTERNATIONAL PEACE INSTITUTE, INC. 03--0213226 [Fart Balance Sheet (A) (3) Beginning of year End of year 1 Cash - non-interest-beanng Savings and temporary cash investments Pledges and grants receivableAccounts receivableReceivables from current and fonner officers, directors, trustees, key employees, and highest compensated employees Complete Part II of Schedule 5 6 Receivables from other disqualified persons (as defined under section 4958(f)(1)), persons descnbed in section 4958(c)(3)(B), and contnbuting employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) 6 '3 7 Notes and loans receivable, net 7 2 8 Inventones for sale or use 8 9 Prepaid expenses and deferred charges 10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule 10a Less.accumuIateddepreciation 10b 5,572,782. 5,158,142. 10c 3,331,509. 11 Investments - publicly traded secunties Investments - other secunties. See Part IV, line 11 12 13 Investments - program-related See Part IV, line 11 13 14 Intangible assets 14 15 mu 114,448. 119,949. 16 %2.5T6D2rr801. 17 Accounts payable and accrued expenses Grants payable 18 19 Deferred revenue 19 20 Taxexernpt bond liabilities 20 21 Escrow or custodial account liabilrty. Complete Part IV of Schedule 21 22 Payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualrfied persons. Complete Part II 3 of Schedu|eL 22 23 Secured mortgages and notes payable to unrelated third parties 23 24 Unsecured notes and loans payable to unrelated third parties 24 25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part of Schedule 25 26 Totg|__|_igbiIities. Add lines 17 through ;2,1 . 7 1 5 . Organizations that follow SFAS 117, check here 13.1 and complete 3 lines 27 through 29, and lines 33 and 34. 27 18,185,449. 27 11,325,183. 3 28 Temporanly net assets Permanently net assets 857 Organizations that do not follow SFAS 1 17, check here and 3 complete lines 30 through 34. 30 Caprtal stock or trust pnncipal, or current funds 30 31 Peud-in or capital surplus, or land, building, or equipment fund 31 32 Retained eamings, endowment, accumulated income, or other funds 32 33 Totalnetassetsorfundbalances_ 33 17,210,087. 34 Total liabilities and net assets/fund ba_l_a_nces Fomi 990 (2011) 132011 01-23-12 11361114 759420 11 2011.04030 INTERNATIONAL PEACE INSTITU 03021301 Form 990 (2011) INTERNATIONAL PEACE INSTITUTE. INC. 03-0213226 Page 12 I Part Xl I Reconciliation of Net Assets Check if Schedule 0 contains a response to any question in this Part Total revenue (must equal Part column (A), line 12Total expenses (must equal Part IX, column (A), line 25Revenue less expenses Subtract line 2 from line1 3 <8 058 504 . 4 Net assets or fund balances at beginning of year (must equal Part X, line 33, column Other changes in net assets or fund balances (explain in Schedule Net assets or fund balances at end of year Combine lines 3, 4, and 5 (must equal Part X, line 33, column Part Financial Statements and Reporting Check if Schedule 0 contains a response to any question in this Part XII . . . . .. . . Yes No 1 Accounting method used to prepare the Form 990. '3 Cash El Accmal Other If the organization changed its method of accounting from a pnor year or checked "Other," explain in Schedule 0. 2a Were the organization's financial statements compiled or reviewed by an independent accountant? 2a Were the organization's financial statements audited by an independent accountant? 2b If "Yes' to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant? 2c If the organization changed either its oversight process or selection process dunng the tax year, explain in Schedule 0. If "Yes" to line 2a or 2b. check a box below to indicate whether the financial statements for the year were issued on a separate basis, consolidated basis, or both: Separate basis I: Consolidated basis Cl Both consolidated and separate basis 3a A3 a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB CircularA-133? 3a If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit m,-em bemy.sm mTa . 'lb Fonn 990 (2011) I I 132012 01-23-12 1 2 11361114 759420 030213226X 2011.04030 INTERNATIONAL PEACE INSTITU 03021301 SCHEDULE A OMB No 1545-0047 (Form 9900; 990_Ez) Public Charity Status and Public Support Complete if the organization is a section 501(c)(3) organization or a section Department or me Treasury 4947(a)(1) nonexempt charitable trust. Open to Public Attach to Form 990 or Form 990-EZ. See separate instructions. Name of the organization Employer identification number INTERNATIONAL PEACE INSTITUTE INC. 03--02l3226 I Part I Reason for Public Charity Status (All organizations must complete this part.) See instructions. The organization IS not a pnvate foundation because it is. (For lines 1 through 11, check only one box) A church, convention of churches, or association of churches descnbed in section El A school descnbed in section (Attach Schedule E) A hospital or a cooperative hospital service organization descnbed in section A medical research organization operated in conjunction with a hosprtal descnbed in section Enter the hospital's name. city, and state: An organization operated for the benefit of a college or university owned or operated by a governmental unit descnbed in section (Complete Part II.) A federal, state, or local govemment or govemmental unit descnbed in section An organization that nonnally receives a substantial part of its support from a govemmental unit or from the general public described in section (Complete Part ll) A community trust descnbed in section (Complete Part II An organization that normally receives: (1) more than 33 1/3% of support from contributions, membership fees, and gross receipts from activrties related to its exempt functions - subject to certain exceptions, and (2) no more than 33 1/3% of its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30. 1975. See section 509(a)(2). (Complete Part An organization organized and operated exclusively to test for public safety. See section 509(a)(4). An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes cool oo|-descnbes the type of supporting organization and complete lines 11e through 11h a El Type I :1 Type II Type - Functionally integrated Type - Other Cl By checking this box, I certify that the organization IS not controlled directly or indirectly by one or more disqualified persons other than foundation managers and other than one or more publicly supported organizations descnbed in section 509(a)(1) or section 509(a)(2). If the organization received a wntten detennination from the IRS that rt IS a Type I, Type ll, or Type SUDPOTTINQ OrganizationSince August 17, 2006, has the organization accepted any gift or contnbution from any of the following persons? A person who directly or indirectly controls, either alone or together with persons descnbed in (in and (ill) below, the governing body of the supported organization? (ii) A family member of a person descnbed in above? A 35% controlled entity of a person described in or Gi) above? Provide the following information about the supported organization(s). in 0* in ?i?il?ii-85 0* orgamzauon (described on lines 1-9 . (ll Ofganlled In The Support above or IRC Section governing document? of your support? (see instructionsTotal LHA For Paperwork Reduction Act Notice, see the Instructions for Schedule A (Form 990 or 990-EZ) 2011 Form 990 or 990-EZ. 132021 01-24-12 13 11361114 759420 030213226X 2011.04030 INTERNATIONAL PEACE INSTITU 03021301 2011 INTERNATIONAL PEACE INSTITUTE INC . Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi) - (Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part If the organization fails to qualrfy under the tests listed below, please complete Part Section A. Public Support Calendar year (or fiscal year beginning in) 2007 2008 2009 (d)_2010 2011 Total 1 Gifts. grants, contnbutions, and membership fees received. (Do not mcludeany "unusUal9rants-") 7660639 . 3111095 . 7012428 . 13545966 . 2242914 . 33573042 . 2 Tax revenues levied for the organ- ization's benefit and either paid to or expended on its behalf 3 The value of services or facilities fumished by a govemmental unit to the organization without charge 4 Toi:al.Addlines1through3 7660639. 3111095. 7012428.13545966. 2242914.33573042. 5 The portion of total contnbutions by each person (other than a govemmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11. column (1) 6 Public su ort. Subtract line 5 from |i_ng4 Section B. Total Support Ca|endaryear(orfiscal year beginning in)' 2007 2008 2009 2010 2011 (1) Total 7660639. 3111095. 7012428.13545966. 2242914.33573042. 8 Gross income from interest, dividends, payments received on securities loans, rents, royalties andincomefromsimilarsources 853,258. 473,234. 37,435. 75,847. 221,733. 1551508. 9 Net income from unrelated business activities, whether or not the business is regularly carned on 10 Other income. Do not include gain or loss from the sale of capital 126,425. 308,715. 270,534. 6,561. 182.331. 894.566. 1 1 Total support. Add lines 7 through Gross receipts from related activrties, etc. (see instructions) 12 I 13 First five years. If the Form 990 is for the organization's first. second, third, fourth. or fifth tax year as a section 501(c)(3) organization, check this box and stop here . . . . . . . . . . . . . Section C. Computation of Public Support Percentage 14 Public support percentage for 2011 (line 6, column divided by lrne 11, column (Public support percentage from 2010 Schedule A, Part II, line 1/3% support test - 2011. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more. check this box and stop here. The organization qualifies as a publicly supported organization 33 1/3% support test - 2010. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this box and stop here. The organization qualrfies as a publicly supported organization 17a 10% -facts-and-circumstances test - 2011. If the organization did not check a box on line 13, 16a, or 16b, and line 14 is 10% or more, and if the organization meets the "facts-andcircumstances" test, check this box and stop here. Explain in Part IV how the organization meets the "facts-andcircumstances" test. The organization qualifies as a publicly supported organization . :1 10% -facts-and-circumstances test - 2010. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line 15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualrfies as a publicly supported organization :1 18 Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see instructions 2 I Schedule A (Form 990 or 990-3) 2011 132022 01-24-12 14 11361114 759420 030213226X 20l1.04030 INTERNATIONAL PEACE INSTITU 03021301 Schedule A (F_orm 990 or 990-EZ) 2011 Part [Support Schedule for Organizations Described in Section 509(a)(2) (Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.) Section A. Public Support Pa_ige 3 Calendar year (or fiscal year beginning in) Ag) 2007 2008 2009 2010 2011 Total 1 Gifts, grants, contnbutions, and membership fees received. (Do not include any 'unusual grants.") 2 Gross receipts from admissions, merchandise sold or services per- formed, or facilities fumished in any activity that is related to the organization's tax-exempt purpose 3 Gross receipts from activities that are not an unrelated trade or bus- iness under section 513 4 Tax revenues levied for the organ- ization's benefit and either paid to or expended on its behaif 5 The value of services or facilities fumished by a govemmental unit to the organization without charge 6 Total.Add lines 1 through 5 7a Amounts included on lines 1, 2, and 3 received from disqualified persons Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the geater of $5,000 or 1% of the amount on line 13 for the year Add lines 7a and 7b 8 Public support Tc from fine 51 Section B. Total Support Calendar year (or fiscal year beginning in) 2007 2008 2009 2010 2011 Total 9 Amounts from line 6 10a Gross income from interest, dividends, payments received on secunties loans, rents, royalties and income from similar sources Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975 cAdd lines 10a and 10b 1 1 Net income from unrelated business activities not included in line whether or not the business is regulany camed on 12 Other income Do not include gain or loss from the sale of capital assets (Explain in Part IV) 13 Total support (Add lines 9, 10c, 11, and 12) 14 First five years. If the Fonn 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here . . .. .. .. . Section C. Computation of Public Support Percentage >l:l 15 Public support percentage for 2011 (line 8, column divided byline 13, column 15 16 Public support percentage from 2010 Schedule A, Part line 15 16 Section D. Computation of Investment Income Percentage 17 Investment income percentage for 2011 (line 10c, column divided by line 13, column 17 18 Investment income percentage from 2010 Schedule A, Part line 17 18 19a 33 1/3% support tests - 2011. If the organization did not check the box on line 14, and line 15 is more than 33 and line 17 is not more than 33 1/3% check this box and stop here. The organization qualifies as a publicly supported organization 33 113% support tests - 2010. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 and line 18 is not more than 33 check this box and stop here. The organization qualifies as a publicly supported organization 20 Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions 132023 01-24-12 15 11361114 759420 030213226X _>El >Cl Schedule A (Form 990 or 990-EZ) 2011 2011.04030 INTERNATIONAL PEACE INSTITU 03021301 Supplemental Financial Statements (Form 990) Complete if the organization answered "Yes," to Form 990, 1 1 Part EV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b. open to pubiic Attach to Form 990. See separate instructions. '"5l3e?ti0n Name of the organization Employer identification number INTERNATIONAL PEACE INSTITUTE. INC. 03-0213226 Part I Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete lfthe organization answered "Yes" to Form 990, Part IV, line 6 Donor advised funds Funds and other accounts Total number at end of year Aggregate contnbutions to (dunng year) Aggregate grants from (dunng year) Aggregate value at end of year Did the organization infonn all donors and donor advisors in wnting that the assets held in donor advised funds are the organization's property, subject to the organization's exclusive legal control? Yes No 6 Did the organization inform all grantees, donors, and donor advisors in wnting that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose confemng in1D_errnissible pnvate benefit[Part I Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7. 1 Purpose(s) of conservation easements held by the organization (check all that apply). Preservation of land for public use recreation or education) :1 Preservation of an histoncally important land area Protection of natural habitat Preservation of a certified histonc structure [1 Preservation of open space 2 Complete lines 2a through 2d if the organization held a qualified conservation contribution in the tom of a conservation easement on the last day of the tax year. Held at the End of the Tax Year a Total number of conservation easements 2a Total acreage by conservation easements 2b Number of conservation easements on a certified histonc structure included in 2c Number of conservation easements included in acquired after 8/17/06, and not on a historic structure listed in the National Register 2d 3 Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the tax year 4 Number of states where property subject to conservation easement is located 5 Does the organization have a written policy regarding the penodic monitoring, inspection. handling of violations, and enforcement of the conservation easements it holds? Yes No 6 Staff and volunteer hours devoted to monitonng, inspecting, and enforcing conservation easements dunng the year 7 Amount of expenses incurred in monitonng, inspecting, and enforcing conservation easements during the year 8 Does each conservation easement reported on line 2(d) above satisfy the requirements of section and SeCtI0n170(h)(4)(B)fiDPart XIV, descnbe how the organization reports conservation easements in its revenue and expense statement, and balance sheet, and include, if applicable, the text of the footnote to the organization's financial statements that descnbes the organization's accounting for conservation easements. Part Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets. Complete rf the organization answered "Yes" to Form 990, Part IV, line 8. 1a If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIV, the text of the footnote to its financial statements that descnbes these rtems. If the organization elected, as pennitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, histoncal treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items: Revenues included in Fomi 990, Part line1 (ii) Assets included in Form 990, Part)( 2 fl the organization received or held works of art, histoncal treasures, or other similar assets for financial gain, provide the following amounts required to be reported under SFAS 116 (ASC 958) relating to these items: a Revenues included in Fonn 990, Part line1 Assets included in Form 990, Partx LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule (Form 990) 201 1 2 1 11361114 759420 030213226X 2011.04030 INTERNATIONAL PEACE INSTITU 03021301 Schedule (Fonn 990) 2011 INTERNATIONAL PEACE INSTITUTE INC . Paqe 2 [Part Ill I Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued) 3 Using the organization's acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply) a [3 Public exhibition I: Scholarly research I: Preservation for future generations 4 Provide a of the organization's collections and explain how they further the organization's exempt purpose in Part XIV. 5 Dunng the year, did the organization solicit or receive donations of art, histoncal treasures, or other similar assets to be sold to raise funds rather than to be maintained as part of the organization's collection'? I: Yes I Part IV I Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21. Loan or exchange programs CI Other 'la is the organization an agent, trustee, custodian or other intemiediary for contnbutions or other assets not included on Form 990, Part I: Yes If "Yes," explain the arrangement in Part XIV and complete the following table: Amount Beginning balance Additions dunng the year Distributions dunng the year Ending balance 2a Did the organization include an amount on Form 990, Part X, line 21? If "Yes," explain the arrangement in P_grt XIV |_Part I Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10. fl CL 0 Current year Prior year Two years back Three years back Four years back 1a Beginning ofyearbalance 857 667, 857_667, 857_66'7, Contnbutions Netinvestm losses 67_oaa_ 76 10'1_ (796 068_ I Grants or scholarships Other expenditures for facilities and programs 3,104, 1_318. 199,961. I 1' Administrative expenses End ofyearbalance 916_651, 857 667. 857 667, 831 560, Provide the estimated percentage of the current year end balance (line 1g, column held as. a Board designated or quasi-endowment Pemianent endowment 9 3 . 5 7 Temporanly endowment 6 . 4 3 The percentages in lines 2a, 2b. and 20 should equal 100%. 3a Are there endowment funds not in the possession of the organization that are held and administered for the organization by: unrelated organizations (ii) related organizations If "Yes" to Safii), are the related organizations listed as required on Schedule Fl? 4 Descnbe in Pa_rt XIV the intended uses of the organization's endowment funds I Part VI I Land, Buildings, and Equipment. See Form 990, Part x, line 10. of property Cost or other Cost or other Accumulated Book value basis (investment) basis (other) depreciation 1a Land 400,000. 400,000. Buildings 1,871,826. 71,994. 1,799,832. Leaseholdimprovements_ 5,053,715. 533,152. Equipment 748,975. 601,095. 147,880. Other . . . 969.375. 4559.130. fig Add Ilnes 1a through 'le. (Column must equa_I Form 990, Pan'X, column (B), line Schedule (Form 990) 2011 132052 01-23-12 11361114 759420 030213226X 22 2011.0-4030 INTERNATIONAL PEACE INSTITU 03021301 11361114 759420 030213226X 11 Part VII nvestments - other Securities. See Form 990 Part X, line 12. of security or category Gncluding name of secunty) -o Method of valuation Book Value Cost or end-of-year market value (1) Financial derivatives (2) Closely-held equity interests (3) Other line 12. Related. See Form 990 Part Part Investments - line 13. Method of valuation: of Investment type Cost or end-of-year market value Book value 1 I Part IX must line 1 Other Assets. See Form 990 Part hne 15. Book value 1 990 cc! Other Liabilities. See Fonn 990. Part Description of liability Part 1. line 25. Book value Federal income taxes 1 11 Form 990 Part col Schedule (Form 990) 2011 23 2011.04030 INTERNATIONAL PEACE INSTITU 03021301 Schedule (Fonn 990) 2011 INTERNATIONAL PEACE INSTITUTE. INC. 03--O213226 Pme4 Bart XI I Reconciliation of Change in Net Assets from Form 990 to Audited Financial Statements Total revenue (Fomi 990, Part column (A), line 12) Total expenses (Form 990, Part IX, column (A), line 25) Excess or (deficrt) for the year Subtract line 2 from line 1 Net unrealized gains (losses) on investments Donated services and use of facilrties Investment expenses Prior period adjustments Other (Descnbe in Part XIV) Total adjustments (net) Add |ines4through Excess or (deficit) for the year per audited financial statements Combine lines 3 and 9 . 1 2,638,198. 2 10,706,702. 3 <8,068,504.> 4 <55,903.> 5 6 7 8 9 <55,903.> 10 <8.l24,407.> LPart XII I Reconciliation of Revenue per Audited Financial Statements With Revenue per Retum 1 Total revenue, gains, and other support per audited financial statements 2 Amounts included on line 1 but not on Form 990, Part line 12: Net unrealized gains on investments Donated services and use of facilities Recovenes of pnor year grants Other (Describe in Part XIV.) Add lines 2a through 2d 3 Subtract line 2e from line 1 4 Amounts included on Fomi 990, Part line 12, but not on line 1: 3 Investment expenses not included on Form 990, Part line 7b Other (Descnbe in Part XIV.) Add lines 4a and 4b Total revenue. Add lines 3 and 4c. (This must equal Foniri 990, Part I, line <55,903.> 1 2,637,276. 54.981. 2c 2d 4a 2e <922.> 3 2,638,198. 4b 4c 0. 5 2,638,198. 5 [Part Reconciliation of Expenses per Audited Financial Statements With Expenses per Return 1 Total expenses and losses per audited financial statements 2 Amounts included on lane 1 but not on Form 990, Part IX, line 25' Donated services and use of facilities Pnor year adjustments Other losses Other (Descnbe in Part XIV.) Add lines 2a through 2d 3 Subtract line 2e from line 1 4 Amounts included on Form 990, Part IX, line 25, but not on line 1: Investment expenses not included on Form 990, Part line 7b In Other (Descnbe in Part XIV.) Add lines 4a and 4b Total expenses Add lines 3 and 4c. [ZI_iis must equal Form 990, 18.) 0 CL 0 If 1 10,761,683. 2a 54,981. 2b 2c 2d mu 2e 54,981. 3 10,706,70210L706.702. 5 Part Supplemental Information Complete this part to provide the required for Part II, lines 3, 5, and 9; Part lines 13 and 4, Part IV, lines 1b and 2b, Part V, line 4; Part X, line 2; Part XI, line 8; Part XII, lines 2d and 4b; and Part lines 2d and 4b. Also complete this part to provide any additional information. PART V. LINE 4: ENDOWMENT IS PERMANENTLY RESTRICTED, WITH ONLY THE INVESTMENT INCOME AVAILABLE FOR USE, WITHOUT RESTRICTION. PART X. LINE 2: MANAGEMENT HAS EVALUATED ALL INCOME TAX POSITIONS AND CONCLUDED THAT NO DISCLOSURES RELATING TO UNCERTAIN TAX POSITIONS WERE REOLIIRED IN THE FINANCIAL STATEMENTS. 132054 01-23-12 24 11361114 759420 030213226X Schedule (Form 990) 2011 20l1.04030 INTERNATIONAL PEACE INSTITU 03021301 I, I SCHEDULE (Form 990) Department of the Treasury lntemal Revenue Service Attach to Form 990. See separate instructions. Statement of Activities Outside the United States Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16. OMB No 1545-0047 Open to Public Inspection Name of the organization INTERNATIONAL PEACE INSTITUTEJ I Part I I General information on Activities Outside the United States. Complete if the organization answered "Yes" to Fomi 990, Part IV, line 14b INC . 1 For grantmakers. Does the organization maintain records to substantiate the amount of its grants and other assistance, the grantees' eligibility for the grants or assistance, and the selection cntena used to award the grants or assistance? Yes Employer identification number 03--O213226 Ijivo 2 For grantmakers. Descnbe in Part the organization's procedures for monitonng the use of grants and other assistance outside the United States. 3 Activities per Region. (The fo||owggPart I, line 3 table can be duplicated if additional space IS needed Region Number of Number of Activities conducted in region If activity listed in Total offices (by type) fundraising, program IS a program service, in the region mde endent services, investments, grants to descnbe specific type investments recipients located in the region) of service(s) in region regmn EUROPE 0 0 PROGRAM SERVICE VIENNA TRAINING SEMINAR 178 IOSI ALL EXPENSES TO OPERATE EUROPE 1 3 PROGRAM SERVICE PI VIENNA OFFICE TOWARDS IMPLEMNTING THE RECOMENDATIONS OF THE AU PANEL OF THE WISE AFRICA 0 0 PROGRAM SERVICE REPORT ON 21 105, REGIONAL CONFERENCE ON ELECTIONS AND STABILITY IN WEST AFRICA, PRAIA, AFRICA 0 PROGRAM SERVICE CAPE VERDE 6,575, THE STATE VS, ORGANIZED CRIME IN KENYA: A REALITY CHECK, NAIROBI, AFRICA 0 0 PROGRAM SERVICE KENYA 6 6311 TUNISIAN-EGYPTIAN EVENT ON ARAB CIVIL SOCIETY IN TRANSITION, TUNIS AFRICA 0 PROGRAM SERVICE TUNISIA 15 222; PANEL OF THE WISE REPORT ON MITIGATING VULNERABILITIES OF WOMEN AFRICA 0 0 PROGRAM SERVICE CHILDREN IN ARMD 15 730. FORUM FOR ARAB CIVIL SOCIETY IN TRANSITION, AFRICA 0 0 PROGRAM SERVICE CAIRO EGYPT 25 145; 3 a Sub-totaJ 1 3 1,288 501, Total from continuation sheetsto Partl 0 0 4 920- Totals (add lines 293 4211 LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule (Form 990) 2011 SEE PART FOR COLUMN (E) DESCRIPTIONS 132071 o1-23-12 11361114 759420 030213226X 25 2011.04030 INTERNATIONAL PEACE INSTITU 03021301 INC . Continuation of Activities per Region. (Schedule (Form 990). Part I, line 3) 03-0213225 Pa e1 Region Number of Number of Activities conducted in region If activity listed in Total offices employees or (by type) (I fundraising, is a program service, expenditures in the region agents in program services, grants to describe specific type for region region recipients located in the region) of service(s) in region SOUTHEAST ASIAN CONTRIBUTIONS TO UN PEACEKEEP ING: MILITARY ASIA 0 0 TROGRAM SERVICE POLICE AND CIVILIANS Totals 4 9 20 - 132181 O5-O1-11 11361114 759420 030213226X 26 2011.04030 INTERNATIONAL PEACE INSTITU 03021301 :8 88 n_ ssuofiw wozzcm .550 .mnE:: =22 .2cm . fixorom cozomm vousea mm: _omc:oo 5 oflcma oz. no.5; 8 9.: >2 EEoxm.xS mm um~_cmoo2 c922 2: >9 mm noucmoum. Em E5 o>onm uBm__ Eo_a_om._ .5953: .99. ._2cm_ cofio __mm_m._Qam mocmfiamm .xoo? cmmo?oc _o cmmo?oc ES Enm. coaom .0. $_n_8__nam 2E E3 oEmz uo_=m_2 cozazowoo E. .6 .2 .6 ._oc:mS_ .6 $6 Sn. :3 cozomm mm: .5 . m. momnm _mco:_uum uBmo__ an on cmo tmn_ . 29: umzmoe 2.6 o: xon m_?xumc0 car: 2oE umzooe oca Em_a_om._ . 'Em .2 .2 tan. 2 ueoawcm 2.: mama $o_aEoO doumuw uwzca m5 mozzcm 9. .550 ucm mEm._.0 tun .ozH .mapaHamzH a4zoHemzmmezH rzmnameaemga?tm Sou Sam E._on= n_ m_%2_om 2.. 282 cacao ._mm_m.an_m co:m:_m> . 8522 E. cmmo?oc yo cozazumoo .2 mo cmmo?o: .6 EoEom5am_n .mccm_>_ came .3 Ema came 3 =3 mEm_Q_om._ .6 ._mnE3z .3 3. oocflmamm Ema .6 .3 . Or tNn_ .Omm Ow uEo..smcm C0. mu DUNE . UZH fimuawc w. oomam _mco:_nvm o2mo__a:n ma cmo tan. 9.: 2m_aEoo dufiuw _uo::D 05 @2330 3 oo:3m_mm< .050 mucaeo . MBDB mufimm tun. Son 68 u_ o_:u9_om Schedule (Form 990) 2011 INTERNATIONAL PEACE INSTITUTE . INC . Paqe 4 L'aFt IV I Foreign Forms 1 Was the organization a U.S. transferor of property to a foreign corporation dunng the tax year'? If 'Yes, the organization may be required to file Form 926, Retum by a U.S Transferor of Property to a Foreign Corporation (see Instructions for Form 926) I: Yes No 2 Did the organization have an interest in a foreign tnist dunng the tax year'? If 'Yes, the organization may be required to file Form 3520, Annual Retum to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Fletum of Foreign Trust With a U.S. Owner (see Instructions i'orFom1s 3520 and 3520-A) . I: Yes No 3 Did the organization have an ownership interest in a foreign corporation dunng the tax year? If 'Yes, the organization may be required to file Form 54 71 Information Retum of 8. Persons With Respect To Certain Foreign Corporations (see for Form 5471) I: Yes No 4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund dunng the tax year? If 'Yes, the organization may be required to file Form 8621, lnfonnation Retum by a Shareholder of a Passive Foreign In vestment Company or Qualified Electing Fund. (see for Form 8621) Yes IE No 5 Did the organization have an ownership interest in a foreign partnership dunng the tax year'? If "Yes," the organization may be required to file Foriri 8865, Retum of U. 8. Persons With Respect To Certain Foreign Partnerships. (see for Form 8865) I: Yes IE No 6 Did the organization have any operations in or related to any boycotting countries dunng the tax year'? If 'Yes_ the Rnyr-oft RF-pnrt {see rorForm57i3) l:|ves [Elm Schedule (Form 990) 201 1 132074 0 1 -23- 12 29 11361114 759420 030213226X 2011.04030 INTERNATIONAL PEACE INSTITU 03021301 INTERNATIONAL PEACE INSTITUTE, INC. 03--0213226 Paws [Part I Supplemental Information Complete this part to provide the infomiation required by Part I, line 2 (monitonng of funds), Part I, line 3, column (accounting method; amounts of investments vs expenditures per region), Part ll, line 1 (accounting method); Part (accounting method), and Part column (estimated number of recipients), as applicable Also complete this part to provide any additional information. PART I. LINE 3. COLUMN (E): REGION: AFRICA IE) SPECIFIC TYPES OF SERVICES IN REGION: TOWARDS IMPLEMENTING THE RECOMMENDATIONS OF THE AU PANEL OF THE WISE REPORT ON ELECTION--RELATED DISPUTES AND POLITICAL VIOLENCE, ADDIS ABABAJ EPHIOPIA REGION: AFRICA (E) SPECIFIC TYPES OF SERVICES IN REGION: PANEL OF THE WISE REPORT ON MITIGATING VULNERABILITIES OF WOMEN AND CHILDREN IN ARMED CONFLICTS, DAKAR. SENEGAL REGION: ASIA (E) SPECIFIC TYPES OF SERVICES IN REGION: SOUTHEAST ASIAN CONTRIBUTIONS TO UN PEACEKEEPING: MILITARY, POLICE, AND CIVILIANS, KUALA LUMPUR, MALAYSIA 132075 o1-23-12 Schedule (Form 990) 2011 30 11361114 759420 030213226X 2011.04030 INTERNATIONAL PEACE INSTITU 03021301 2.3com .8_.oz cozoauom . 9.: c. u2w__ mcozmucmnzo 550 .mnE:c ._mEm_ . . A . . .. 293 oc__ 9: c. nEw__ cam .mxu:om cozomm .6 32:5: _Sot2cm emommnm Emuomm .o .25 am Siam n$Smm-3 zoflmazbom mxmfi Emu cnm_wm_8. aocflmamm oucfimamm .5 cmmo?oc cmmotoc Ema zmmo o_nmo__aam 5 Ema be omoE:n_ E. .6 cozqtowoo Am. .6 .6 =3 cozomw .0. 2m 3. .6 ucw mEmz .3 8522 A . . uoumm: 2 mumam _mco=_num uBmo__a:n cmo two. 68 mm SE. E?_m_oE oco oc xon xomzo E2: umzmom. Eo_a_oo. .8 ?m tam .omm 2 uemamcm 2.: 2+_aEoo U375 9: ucm mEwEEo>o0 3 oo:3m_mm< .550 Ucm 3:95 tun. .m "Sm 3:2: 9: muc? Emqodo om: may 2: 2 tan. 5 oncommo 02 mw> .. . . . Ecmhm 9: Eflsm 2 umw: coaoofim m? ucm 8 mEEm ham 9.: 5 9&5 on" .6 E:oEm 9: 9 mu._oum._ c_mE_mE co:m~Em9o o5. moon. oo:Em_mm< can 229.0 :0 tan. . UZH momma a4zoE.4zmm_uzH .383: ._o>o_nEm_ $.10 mEmz 58 3 A outcow o::o>om _ac._mE_ . 233.. :80 .NN rm on: .2 tan. dam 3 uofiimcm co_umu_cmm._o 9.: Bm_nEoO >532>> 2: 2. =a..5a%o magnum _u0u_CD er: UCM 3 oo:mum_mm< 350 ucm mEm.__0 Sam 02 Q50 SN. 68 o_=u2_um mmazmmw HEB HZHA .H amdm .H E50 vca _m oc__ tan. co:mE.o.E_ 9: ou_>oE 2 :8 95 _mucwEo_nn:m . oucflmamm cmmo?oc we coaazommo eofio ._mm_mEam . co:m:_m> .6 goon: .6 E20 cmmo =3 Ema ammo .6 .3 mEm_o__o2 .0 .8532 3. Em._m 33. an. mama am 8.. can. dam 2 ueesm . UZH cm 9: 2m_qEoo daumuw toga: 2: 3 .650 ucm . fimuwm: m_ oomam _u2mo__a_.6 an cmo tan. tan. 2 Sm. 68 oiumcow SCHEDULE Compensation Information oMa~o 15450047 (Fofm 990) For certain Officers, Directors, Trustees, Key Employees, and Highest 1 1 - Compensated Employees Complete if the organization answered "Yes" to Form 990, Departrrient or the Treasury Pa" W: 23- open to Internal Revenue Service Attach to Form 990. See separate instructions. Name of the organization Employer identification number INTERNATIONAL PEACE INSTITUTE, INC. 03-0213226 [--Part lTQuestions Reg_arding Compensation Yes No 1a Check the appropriate box(es) rf the organization provided any of the following to or for a person listed in Form 990, Part VII, Section A, line 1a. Complete Part to provide any relevant information regardmg these rtems. First-class or charter travel I: Housing allowance or residence for personal use Travel for companions [3 Payments for business use of personal residence Tax indemnrfication and gross-up payments CI Health or social club dues or initiation fees I: Discretionary spending account I: Personal services maid, chauffeur, chef) If any of the boxes on line 1a are checked, did the organization follow a wntten policy regarding payment or reimbursement or provision of all of the expenses described above? If complete Part to explain 1b 2 Did the organization require substantiation pnor to reimbursing or allowing expenses incurred by all officers, directors, trustees, and the CEO/Executive Director, regarding the rtems checked in line 1a? 2 3 Indicate which, rf any, of the following the filing organization used to establish the compensation of the organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods used by a related organization to establish compensation of the CEO/Executive Director. Explain in Part Compensation committee IE Wntten employment contract Independent compensation consultant :1 Compensation survey or study Fonn 990 of other organizations I Approval by the boa 4 During the year, did any person listed in Fonn 990, Part VII, Section A, line 1a, respect to the filing organization or a related organization: a Receive a severance payment or change-of-control payment? 4a Participate in, or receive payment from, a supplemental nonqualified retirement plan'? 4b Participate in, or receive payment from, an equity-based compensation arrangement?_ 4c If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part Only section 501(c)(3) and 501(c)(4) organizations must complete lines 5-9. 5 For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any compensation contingent on the revenues ofAny related Organization"Yes" to line 5a or 5b, descnbe in Part 6 For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any compensation contingent on the net earnings of: aTheorganization?__ 6a Any related organization'? 6b If "Yes" to line 6a or 6b, describe in Part 7 For persons listed in Fonn 990, Part VII, Section A, lrne 1a, did the organization provide any non-fixed payments not descnbed in lines 5 and 6? If "Yes," descnbe in Part 7 3 Were any amounts reported in Form 990, Part VII, paid or accrued pursuant to a contract that was subject to the initial contract exception descnbed in Regulations section If "Yes," describe in Part 8 9 If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure descnbed in Regulations section 53 4958--6(cfi . .. 9 LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule (Form 990) 201 1 132111 01-23-12 33 11361114 759420 030213226X 2011.04030 INTERNATIONAL PEACE INSTITU 03021301 89 E5 .2 mE3oEm Am. ocm E0 cE:_oo o_n_mo__Qqm .3. cozomm Son 88 5..m?h.mmeqfizm .0 .m00.0mN .wmm.mN .0 .0 .0 .m0m.00N .MOON .0 .mmb.hmN .mHm.mm .bmd.mH .0 .0 .mbm.mmH 30.m.Hm4wU 0 .0 .m0m.mmH .moN.0.m .omm..3 .0 .0 .0mm_.Nm.mm.n.m0N .mNb.mm .b0b.MUDA .U nm?3nm? ..0 .wb0.mN .Hmm..0bN..n0.n 4.3.3 .0 .0 .mmH.omH ..mmd.m0N .Hm0.mN .00m.mH .0 .0 .mwm.mmH :mamas. .0 .mmh.mm? .mmN.md .000.NN .0 .0 .0mm.?N? :0 omm .25 co:mwcmaEoo mm 85%. Eiima Ecocmn .o?o $50 :5 .m mzcom cc mEm2 2.: co:mmcmaEoo m:E:_ou 3 ofimxficoz ucm EmE9=mm E. E. 6. om__2.mmS .225 $5 .6 ssoE_m2m E. tum dam .6 E:oEm .32 m5 _m:cm flm:E _uBm__ comm wcE:_oo .6 E3 632 tan. co u2m__ .mco:o_Emc_ oz. 5 _oon_._umm_o n2m_o:o:mmcmaEoo :82 4. uwtoqm. on :o:mmcmaEou omocz. comm Lou umuowc 2 momam mmaoo mm: .mom>o_nEm ucm _wwo>o_nEm. .mu3m:.F .m._3oo._o .m.uo_to -- tun ammo. . UZH momma. :8 68 E._ouc .. o_..8fim :8 68 .. 2=u2_om 9&2 ezmzwoqmzm mom mmfimz M20 32 HZHQ .H .2 tan m_E 2o_qEoo om_.9. _mco:_u_um mv .m .2. tan. .2 USSUE mcozqcommu 5 9: ou_>o__a 2 :3 95 Bm_aEoo :o_umE..o_E_ _mEoEm_aa:m_ tan. mama . UZH . Sow 58 Qaumzum SCHEDULE 0 Supplemental Information to Form 990 or 990-EZ 990 99?'Ez) Complete to provide information for responses to specific questions on Form 990 or 990-EZ or to provide any additional information. Open to Public Attach to Form 990 or 990-EZ. Inspection Name of the organization Employer identification number INTERNATIONAL PEACE INSTITUTE, INC. 03-0213226 FORM 990, PART I, LINE 1, DESCRIPTION OF ORGANIZATION MISSION: IPI IS DEDICATED TO PROMOTING THE PREVENTION AND SETTLEMENT OF CONFLICTS BETWEEN AND WITHIN STATES BY STRENGTHENING INTERNATIONAL PEACE AND SECURITY INSTITUTIONS. TO ACHIEVE ITS PURPOSE, IPI EMPLOYS A MIX OF POLICY RESEARCH, CONVENING, PUBLISHING, AND OUTREACH. FORM 990, PART LINE 4A, PROGRAM SERVICE ACCOMPLISHMENTS: A WIDE RANGE OF PEACE AND SECURITY TOPICS, FOR DISSEMINATION IN PRINT AND ON ITS WEBSITE. IN 2011, IPI PRODUCED 33 SUCH PUBLICATIONS. FORM 990, PART VI, SECTION B, LINE 11: THE BOARD CHAIRPERSON AND TREASURER WILL REVIEW AND APPROVE THE FORM 990 ON BEHALF OF THE BOARD, AFTER WHICH THE FORM 990 WILL BE MADE AVAILABLE TO ALL BOARD MEMBERS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C: THE CONFLICT OF INTEREST POLICY COVERS ALL BOARD MEMBERS AND SENIOR MANAGEMENT, ALL OF WHOM ARE REQUIRED TO SUBMIT A DISCLOSURE STATEMENT ANNUALLY AND TO DISCLOSE ANY CONFLICT ARISING SINCE THE PRIOR DISCLOSURE. THE BOARD DETERMINES WHETHER A FINANCIAL OR OTHER INTEREST CONSTITUTES A CONFLICT OF INTEREST. THE BOARD IS ALSO EMPOWERED TO ADJUDICATE A CASE IF IT HAS REASONABLE CAUSE TO BELIEVE AN UNDISCLOSED CONFLICT EXISTS: IF SUCH A DETERMINATION IS MADE, THE BOARD TAKES CORRECTIVE ACTION, WHICH MAY INCLUDE REMOVAL OF A DIRECTOR FROM THE BOARD. FORM 990, PART VI, SECTION B, LINE 15: COMPENSATION OF THE PRESIDENT IS DETERMINED BY THE BOARD OF DIRECTORS, WHOSE MEMBERS ARE INDEPENDENT, WITH LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. Schedule 0 (Form 990 or 990-EZ) (2011) 132211 01-23-12 36 11361114 759420 030213226X 2011.04030 INTERNATIONAL PEACE INSTITU 03021301 Schedule 0 (Form 990 or 990-EZ) (2011) Page 2 Name of the organization Employer identification number INTERNATIONAL PEACE INSTITUTE1 INC. O3-0213226 USE OF COMPARABILITY DATA (AMONG OTHER CONSIDERATIONS) AT ITS DISCRETION. COMPENSATION OF THE OTHER CORPORATE OFFICERS (MANAGING. SENIOR. AND OTHER DIRECTORS) IS DETERMINED BY THE PRESIDENT, WITH USE OF COMPARABILITY DATA AT THE TIME OF HIRE AND BENCHMARKED ANNUALLY (MOST RECENTLY IN 2011). IN ALL CASES, THE DECISIONS WERE DOCUMENTED FOR PERSONNEL RECORDS. FORM 990. PART VI, SECTION C, LINE 19: AUDITED FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST, THROUGH CHARITY-WATCHDOG ASSOCIATIONS AND ON THE WEBSITE. THE BYLAWS, CONFLICT OF INTEREST POLICY. AND OTHER INTERNAL DOCUMENTS ARE NOT AVAILABLE TO THE PUBLIC. FORM 990. PART XI, LINE 5. NET UNREALIZED LOSSES ON INVESTMENTS: -55,903. Schedule 0 (Form 990 or 990-52) (2011) 37 11361114 759420 030213226X 2011.04030 INTERNATIONAL PEACE INSTITU 03021301 H.bm _m_o._mEEoo .m::om .omm>_mm .9: cozoow .0: . ummoamfi . 6. .om?momH .o .Hmm?mooH ea mm?m omm qmeoa nz?mw .o .o q?soa oa omm .omm.m .oHm.m .mmo.mm .mmo.mm ma oo.m .mmo.mm .>mH.o>H .>>mH.onH ma oo.m .nmm.moH ma oo.> 92? mmDaHzmDa .mH>>mmom ma mezm2m>omm=Hm .o .o .o .o q?eoe oa cam .o nz?gHH nz?A .o .onm.mnw .mnm.mw> .o .mpm.m<

j212)537-4300 0 if the organization does not have an office or place of business in the United States, check this box 1: 0 If this is for a Group Retum. enter the organization's four digit Group Exemption Number (GEN) If this is for the whole group, check this box If it is for art of the rou check this box and attach a list with the names and ElNs of all members the extension is for 1 I request an automatic 3-month (6 months for a corporation required to file Form extension of time until AUGUST file the exempt organization retum for the organization named above The extension is for the organization's retum for calendar year 2 0 1 1 or tax year beginning and ending 2 If the tax year entered in line 1 IS for less than 12 months, check reason Initial retum CI Final return Change in accounting penod I 3a if this application is for Form 990BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any nonrefundable credits. See instructions. 3a 0 . lf this application IS for Form 990-PF, 990-T, 4720, or 6069, enter any refundable credits and estimated tax payments made Include any pnor year overpayment allowed as a credit 3b 0 . Balance due. Subtract line 3b from line 3a Include your payment with this fomi, if required, by using EFTPS (Electronic Fede_ra_l Tax Payment System) See 3c 0 . gution. If you are qoinq to make an electronic fund withdrawa_l1ith this Form 8868,_see Form 8453-EO and Form 8879-E0 for payment instructions Ll-lA For Privacy Act and Paperwork Reduction Act Notice, see Instructions. FOTFTT 3353 (HEW 123841 01-04-12 12100515 759420 030213226X 2011.0304O INTERNATIONAL PEACE INSTITU 03021301 I Form Ifififiev 1-20@ Page 5 0 if you are filing for an Additional (Not Automatic) 3-Month Extension. complete only Part II and check this box 5 Lil Note. Only complete Part II if you have already been granted an automatic 3-month extension on a previously filed Form 8868 0 If you are filing for an Automatic 3-Month Extension, complete only Part I (on page 1) [Part IIT Additional (Not Automatic) 3-Month Extension of Time. Only file the original (no copies needed). Enter filer's identifying number. see instructions Type or Name of exempt organization or other filer. see instructions Employer identification number (EIN) or print Fllebytho INTERNATIONAL PEACE INSTITUTE, INC . D11 03-0213226 Number. street. and room or suite no If a 0 box, see instructions. Social secunty number (SSN) retum See 7 7 7 UNITED NATIONS PLAZA . 4TH FL . City. town or post office. state. and ZIP code For a foreign address. see instructions NEW 10017-3521 Enter the Ftetum code for the retum that this application IS for (file a separate application for each return) Application Return Application Fleturn Is For Code Is For Code Form 990 01 Fonn 990-BL 02 Form 1041-A 08 Form 990-EZ 01 Form 4720 09 Form 990-PF 04 Form 5227 10 Form 990fl'.ec. 401 (zior 408(a) trust) 05 Form 6069 11 Form 990-T (trust other than able) 06 Form 8870 12 Do not complete Part II if you were not already qranted_a_n autigtic 3-month extension on a previously filed Form 8868. DAVID WITT DIR. OF FINANCE ADMIN 0 The books are in the care of 777 UNITED NATIONS PLAZA FLOOR - NEW YORK NY 1001 7 FAX No 0 lf the organization does not have an office or place of business in the United States. check this box 9 If this is for a Group Return. enter the organization's four digit Group Exemption Number (GEN) If this IS for the whole group. check this box . If it is for part of the qroup, check this box and attach a list with the names and ElNs of all members the extension is for 4 I request an additional 3-month extension of time until NOVEMBER For calendar year 2 0 1 1 . or other tax year beginning . and ending 6 If the tax year entered In line 5 is for less than 12 months. check reason: Initial return I: Final retum El Change in accounting penod 7 State in detail why you need the extension ADDITIONAL TIME IS NEEDED TO COMP ILE THE INFORMATION NECESSARY TO COMPLETE THE RETURN . Ba If this application is for Form 990-BL. 990-PF. 990--T. 4720. or 6069, enter the tentative tax. less any nonrefundable credits See instructions 8a 0 . If this application is for Form 990-PF, 990-T. 4720. or 6069. enter any refundable credits and estimated tax payments made Include any prior year overpayment allowed as a credit and any amount paid previouslLwith Form 8868 8b 0 . Balance due. Subtract line 8b from line Ba Include your payment with this form, if required. by using (Electronic Federal Tax Payment System) See instructions 8c 0 . Signature and Verification must be completed for Part ll only. Under penalties of periury, I declare that I have examined this form, including accompanying schedules and statements, and lo the best of my knowledge and belief, it is true, correct, and complete, and that am authorized to prepare this form Signature Title PRES IDENT Date Form 8868 (Rev. 1 -2012) 123842 01-05-12 15030802 759420 030213226X 2011.04000 INTERNATIONAL PEACE INSTITU 03021301