UNITED STATES HOUSE OF REPRESENTATIVES FORM A Pagelol12 For use by Members. of?cers. and employees CALENDAR YEAR 2009 DISCLOSURE STATEMENT ens/o mam/Wad Joseph A. Sestak. Jr. 610-731-4010 (Ful Name) (Daytime Telephone) HAND DELIVERED FM 291N325 {if 3: (one has Only) . Manber of lhe U.S. State: PA Filer . House of Representetves District 07 Status El Of?cer Or Employee Employing Of?ce: Report . Type CI Annual (May 15) Amendment (@ermmatlon Termination Date: 11212011 A $200 penalty shall be assessed against anyone who ?es more than 30 days late. PRELIMINARY INFORMATION - ANSWER EACH QUESTIONS l. Yee?tlolj VI. exempt)? lfyes. complete and attach Schedule VI. Yes :1qu ll. lfyee. complete and attach Schedule II. Vocation Vll- humanism)? "yes. complete Yes No HI. Vili. ummym lfyee. YesDNog IV. period? Ifyee. compieteandattach Schedule IV. YeeENolj Did you have anyr an waldo Ix. emu? Vacating Didmyourepouee. ore haveany reportable liability (more V. If yes, complete and attach Schedule V. Vacation Each question in this part must be answered and the appropriate schedule attached for each "Yes" response. EXCLUSION OF SPOUSE, DEPENDENT, OR TRUST INFORMATION ANSWER EACH OF THESE QUESTIONS Trusts- child? Details regarding ?Quali?ed Blind Trusts" approved by the Committee on Standards of Olticlal Conduct and certain other ?excepted unsts" need nothe disclosed. Haveyou exchded from this reportdetalls ofsuch ah'uet benefitingyou. ycurepouee. ordependent Yes Neg Have you excluded from this report any other assets. ?unearned" income, transactions. or liabilities of a spouse or dependent child Standards of Of?cial Conduct. Yes Non SCHEDULE - EARNED INCOME - Name Page?, ,2 ring the preceding calendar year. For a spouse. list the source and amount of any honorarla; list only the source for other spouse earned Income exceeding Fiat the source. type, and amount of earned Income from any source (other than the ?ler'e current employment by the 0.8. Government) totaling $200 or more since. Source Type Amount Institute for Defense Analyses; Spouse Salary NIA Alexandria, VA SCHEDULE ll - PAYMENTS MADE TO CHARITY IN LIEU OF HONORARIA Name Joseph A. Sestak. Jr. P3993 of 12 IList the source, activity speech, appearance, or article), date, and amount of any payment made by the sponsor of an event to a charitable organization in lieu of an honorarium. A separate con?dential list of charities receiving such payments must be ?led directly with the Committee on Standards of Of?cial Conduct. A ?green envelope for transm it?ng the list is included in each Member's ?ling package. Employees may request a green envelope from the Clerk or use a plain - envelope that is appropriately labeled. Source Activity Date Amount Real Time with Bill Maher Appearance November 12. I $825 . 2010 SCHEDULE Ill - ASSETS AND INCOME Name Joseph A. Seetak. Jr. Pegs4of 12 BLOCKA Asset andlor Income Source Identify each asset held for Investment or production of income with a fair marketvaiue exceeding $1,000 at the end ofthe reporting period. dranszooinmarned' land. provide a complete address. Provide full names of stocks and unnatural funds (do not use ticker symbols). For all IRAs and other self directed (Lea plane investments). providetheyalueand income informationoneachasset in tireaccountth'at exceeds the reporting threshold. For retirement plans that are not sell-directed. name the institution holding the account and itsyalueatmeendofthe reporting period. Foran active wetness stetethenameoflhe binsineas,the natmeol' information. seetheinstruction booklet. Exclude: Your personal residenc?s) (unless there is rental income): any debtowed to you by your spouse. or hyyour oryour spouse's child. parent or sibling; any deposits totaling $5.000 or less in personal savings accounts: any ?nancial Interest In or income derived from U5. Government retirement programs. lfyou so choose. you may indicate that an aesetorincome source is that of your spouse or dependent child or ls jointly held (JT). inlheoptional columnon thefarlel't. BLOCK Year-End Value of Asset at close 01' reporting year. If you use a valuation method other than fair market value. pleau specify the method used. lfan asset was sold and is included only became it is generated irrcome, the value should be "None.? BLOCK Type of Income Check al columns that apply. For retirement plans or accounts that do not allow you to choose specific investment. you may write For al assets including all iRAe. indicate thetype of income by checking the appropriate box beiow. Dividends and irrtemt, even if reinvested. should be listed as Income. Check "None" If asset did not generate any income during the calendaryear. BLOCK Amount of income For retirement plans or accounts that do not allow you to choose specific investments. you may mite for income. For all Mascots, including all lRAs. indicate the category of income by checking the appropriate box below. Dividends and interest. even if reinvested. should be listed as income. Check ?None? if no income was eamedorgenerated. BLOCKE Transaction indicate if asset had purchases 8d? (5). or ?danger (El exceeding $1.0m in mm m- Adamis Pharmaceuticals Corp. Common Stock $1 - $1,000 None NONE Airtran Holdings, Inc. Common Stock $15,001 - $50,000 None NONE Amazon.Com, Common Stock $15,001 - $50,000 None NONE American Airlines. Common Stock $1 $1,000 None NONE Ameritrade Money Market $1.001 - $15,000 INTEREST $1 - $200 Amgen Inc., Common Stock $1.001 - $15.000 None NONE SCHEDULE Ill - ASSETS AND INCOME Name Joseph A. Sestak, Jr. Page50112 AOL Inc, Common (Spun off from Tlme Warner Inc) :51 - $1.060 None NONE Ariba Inc., Common Stock $1 001 - $15,000 None NONE Bank of America Checking Account $15,001 - $50,000 INTEREST $1 - $200 Bank of America Common Stock $1.001 - $15,000 DIVIDENDS $1 - $200 Celera Corp (Formerly Applera Corp-Celera Genomic) $1,001 - $15,000 None NONE Celldex Therapeu?cs, Inc (Shares received thru merger with CuraGen Corporation) $1 - $1,000 None NONE Checkpoint Systems, Inc., Common Stock $15,001 - $50,000 None NONE Cisco Systems, Common Stock $1,001 $15,000 None NONE Citigroup Inc. Common Stock $1 - $1,000 DIVIDENDS $1 - $200 ?Corning, Common Stock $1,001 - $15,000 DIVIDENDS $1 - $200 DaVita Inc., Common Stock $15,001 - $50,000 None NONE E?Trade Bank, Complete Savings Account $15,001 - $50,000 DIVIDENDS $201 - $1.000 E-Trade Securities, Cash Account, Trust Money Market $15,001 - $50,000 INTEREST $1 - $200 EMC Corp. Common Stock $1,001 - $15,000 None NONE SCHEDULE Ill - ASSETS AND INCOME Name Joseph A. Sestak, Jr. Pageant 12 Exxon Corp:. Common Stock $15,001? $50,000 DIVIDENDS $201 - $1,000 F5Networks, Inc. Common Stock $15,001 - $50,000 None NONE Home Depot, Common Stock $1,001 - $15,000 DIVIDENDS $1 - $200 Honda Motor 00., Common Stock $1.001 $15,000 DIVIDENDS NONE Hovnanian Enterprise Inc., Common Stock $1,001 - $15,000 None NONE lntemet Capital Group, Inc.. Common Stock $1 - $1,000 None NONE JDS Uniphase, Common Stock $1.001 - $15,000 None NONE Kimberly Clark, Common Stock $1,001 - $15,000 DIVIDENDS $1 - $200 Kodak, Common Stock $1 - $1.000 None NONE NASDAQ. 100 Trust $15,001 - $50,000 DIVIDENDS $1 - $200 Navy Federal Credit Union Money Market and Savings Account $100,001 - $250,000 $1,001 - $2,500 Navy Federal Credit Union, IRA Share Certi?cate! Transitional $15,001 - $50,000 INTEREST $201 - $1,000 Nokla Corporation, Common Stock $1,001 - $15,000 DIVIDENDS $201 - $1,000 SCHEDULE Ill - ASSETS AND INCOME Name Joseph A. Sestak. Jr. Page7of 12 Nuance Communications (acquired ScanSoft and Speechworks lntl) $1,001 - $15,000 None NONE Pentagon Federal Credit Union, Savings Account, and $100,001 - $250,000 DIVIDENDS $5,001 - $15,000 P?zer, Common Stock $1,001 - $15,000 DIVIDENDS $201 - $1,000 Phillips Petroleum, Common Stock $1.001 - $15,000 None NONE Putnam Growth And Income Funds, IRA Mutual Funds $15,001 - $50,000 DIVIDENDS $201 - $1.000 Putnam Growth and Income Mutual Funds $100,001 - $250,000 DIVIDENDS $2,501 - $5.000 Red Hat, Common Stock $1,001 - $15,000 None NONE Sun Microsystems lnc., Common Stock (JAVA) $1 $1,000 None NONE Sunrise Assisted Living, Inc. Common Stock $1,001 - $15,000 None NONE Talk Visual Corp $1 -$1,000 None NONE Thomas 8- Betts Corporation, Common Stock $1,001 - $15,000 None NONE TIAA - CREF CREF Bond Market $50,001 $100,000 None NONE TIAA - CREF Real Estate $15,001 - $50,000 None NONE TIAA-CREF - CREF Growth Variable Annuity $1 $1,000 None NONE 3(Part) SCHEDULE -ASSETS AND INCOME Name Joseph Mam,? J, .2 - CREF Stock None NONE S(part) Variable Annuity 15g, 000 TIM-CREF - TIAA Traditional $100,001 - None NONE S(part) Fixed Income Annuity $250,000 CREF Equity Index $1,001 - $15,000 None NONE TIAA-CREF CREF lnflation- $15,001 - None NONE Linked Bond $50,000 CREF Social $1 - $1.000 None NONE Choice . Equity Fund - $1,001 - $15,000 None NONE CREF Global Equity Variable Annuity Growth 8. lnoome $50,001 - None NONE Retirement $100,000 TIM-CREF Intl Equity index - 1' lm,a?l None NONE Retirement I I 250? .00 Lg Cap Val? $50,001 - None NONE Retirement $100,000 Mid-Cap Val - $50,001 - None NONE Retirement $100,000 TIM-CREF Real Estate Secs - $15,001 None NONE Retirement $50,000 Small-Cap Val- fazpoi None NONE Retirement 0300 Social Change $1.001 - $15,000 None NONE Equity Retirement Time Warner Cable, Common $1 - $1,000 None NONE (Spun Off from Time Warner . Inc.) - SCHEDULE Ill - ASSETS AND INCOME Name Joseph A. Sestak, Jr. Pagosof 12 Time Warner Inc, Common (spun off TWCable and AOL) $1,001 - $15,000 DIVIDEN US $1 - $200 Toyota Motor Corp, Common Stock $1,001 - $15,000 DIVIDEN US $1 - $200 U.S. Savings Bond, CRZ $15,001 - $50,000 INTEREST $1 - $200 USAA Tax Exempt, Money Market Funds $1,001 $15,000 DIVIDENDS $1 - $200 Walmart, Common Stock $1,001 - $15,000 DIVIDEN DS $1 - $200 Xerox Corp., Common Stock $1,001 - $15,000 None NONE SCHEDULE lV - TRANSACTIONS Name Joseph A. Sestak, Jr. Page 10 of 12 Report any purchase, sale, orexchange by you, your spouse, or dependent chlid during the reporting year of any real property, stocks, bonds, commodities futures, or other securities when the amount of the transaction exceeded $1.000. Include transactions that resulted in a loss. Provide a brief description of any exchange transaction. Do not report a transaction between you, your spouse, or your dependent child, or the purchase or sale of your personal residence, unless it is rented out. If only a portion of an asset ls sold, plane so indicate 0.0., "partial sale?). See example beiow. SP, DC, JT Asset Type Of Transaction Capltal Gain in Excess of $200? Date Amount of Transaction TIAA - CREF CREF Bond Market NIA 01-22-10 $50,001 $100,000 TIAA - CREF Real Estate NIA 01-22-10 $15,001 - $50,000 TIAA Traditional Fixed Income Annuity No 01-22?10 $50,001 - $100,000 CREF Equity Index 01-22-10 $1,001 - $15,000 CREF Global Equities No 01-22-10 $50,001 - $100,000 TIAA-CREF CREF In?ation-Linked Bond 01-22-10 $15,001 - $50,000 TIM-CREF CREF Stock Variable Annuity No 01 -22-1 0 $250,001 - $500,000 TIAA-CREF Growth 3. Income Retirement - NIA 01-22-1 0 $50,001 - $100,000 Growth Variable Annuity . No 01-22-10 $50,001 - $100,000 Equity Index Retirement 01-22-10 $50,001 - $100,000 Lg Cap Val- Retirement NIA 01-22-10 $15.001 - $50.000 SCHEDULE IV - TRANSACTIONS Name Joseph A. Sestak, Jr. Page llof 12 Report any purchase, sale, or exchange by you, your spouse, or dependent child during the reporting year of any real property. stocks, bonds, commodities fuhrres, rother securities when the amount of the ?snsac?on exceeded 31, 000. Include hamac?ons that resulted in a loss. Provide a brief description of any exchange nsactlon. Do not report a transaction between you, your spouse, or your dependent child, or the purchase or sale of your personal residence, unless it is rented ut. if only a portion of an asset is sold, please so indicate (is, "partial sale' See example below. JT SP, DC, Type of Asset Transaction Capital Gain in Excess of $200? Date Amount of Transaction Mid-Cap Val - Retirement 01-22-10 $50,001 - $100,000 TIAA-CREF Real Estate Secs - Retirement NIA 01?22-10 $15,001 - $50,000 Small-Cap Val-Retirement NIA 01-22-10 $15,001 - $50,000 Social Change Equity Retirement NIA 01-22-10 $1,001 - $15,000 SCHEDULE VII - TRAVEL PAYMENTS AND REIMBURSEMENTS Name Joseph A. Sestak. Jr. Page 12 of 12 dehtify the source and list travel itinerary. dates, and nature of expenses provided for travel and travel-related expenses totaling more than $335 received by you, spouse. or a dependent child during the reporting period. indicate whether a family member accompanied the traveler at the sponsor's expense. and the aunt of time, if any. that was not?at the sponsor's expense. Disclosure is required regardless of whether the expenses were reimbursed or paid directly by the neor. Exclude: Travel-related expenses provided by federal. state. and local governments. or by a foreign government required to be separately reported under Foreign Gifts and Decorations Act (5 0.8.0 5 7342): political bevel that is required to be reported under the Federal Election Campaign Act; travel provided to a was or dependent child that is totally independent of his or her relationship to you. Was a Family Da?ye not at Point of Departure? Lodging? Food? Member included? sponsor's Source Dateis) Destination?Point of Retum_ (YIN) (YIN) (YIN) expense Maher Live, Inc. (Real Nov 12-13 Philadelphia, PA - Los i None Time with Bill Maher) Angeles, CA and Return