HAND UNITED STATES HOUSE OF REPRESENTATIVES FORM A DELIVERED CALENDAR YWL DISCLOSURE STATEMENT Fm "89 by Wham: Of?cers: and WW8 . . cos/o LEE-trill" Joseph A. Sestak. Jr. 610-731-4010 29? 4" Cd 39 (Ful Name) (Daytime 7699?? (Of?ce Lise Only) . Manber of the us. State: PA Of?cer Or Employing Of?ce: Filer . CI A $200 penalty shall Statue House of Representatives District 07 Employee be assessed against . . anyone who ?es Report . Termunatlon Date: more than 30 days Type Annual (May 15) El Amendment ermmatlon 1,2120" late. PRELIMINARY INFORMATION - ANSWER EACH QUESTIONS If?. complete and attach Schedule II. If and attach Schedule VII. Illmm?nn?p?onthundofmpedod? Ewe. completeandatach Schedule HI. lfyea. complete and attach Schedule IV- 7.. No Ix. en?u? El an El Didmyourapome. ore Would tummy reportable nobility (more ?m Yes ?0 a Each question in this part must be answered and the appropriate Ir yes, oomplm and attach Schedule v. schedule attached for each "Yes" response. EXCLUSION OF SPOUSE, DEPENDENT, OR TRUST INFORMATION ANSWER EACH OF THESE QUESTIONS T311313. Details regarding ?Qualified Blind Trusts" approved by the Committee on Standards of Ollicial Conduct and certain other ?excepted trusts" neednothediecloeed. Havoyou yourapommrdependem '3 Cl child? Enrol-?lms" Have you excluded from this report an)!r other assets. ?unearned" income, transactions. or liabilities of a Spouse or dependent child three teateforenemp?on? Donotmwer'?rea" Yes No a Standards ofO?lcial Conduct. SCHEDULE - EARNED INCOME Name Joseph A. Sestak. Jr. PageZof 12 ring the preceding calendar year. For a spouse. list the source and amount of any honorarla; list only the source for other spouse earned Income exceeding Fist the source. type, and amount of earned income from any source (other than the ?ler'e current employment by the 0.8. Government) totaling $200 or more 81 .000. Source Type Amount Institute for Defense Analyses; Alexandria, VA Spouse Salary NIA SCHEDULE ll - PAYMENTS MADE TO CHARITY IN LIEU OF HONORARIA Name Joseph A. Sestak. Jr. Pags30f 12 - envelope that is appropriately labeled. IList the source, activity speech, appearance, or article), date, and amount of any payment made by the sponsor of an event to a charitable organization in lieu of an honorarium. A separate confidential list of charities receiving such payments must be ?led directly with the Committee on Standards of Official Conduct. A ?green envelope tor transmitting the list is included in each Member's ?ling package. Employees may request a green enveIOpe from the Clerk or use a plain Source Activity Date Amount Real Time with Bill Maher Appearance 2010 November 12. $825 SCHEDULE Ill - ASSETS AND INCOME investments). providetheyalueand income hfonnation oneach asset in theaccountth'et exceeds the reporting threshold. Forretirement plans that are notselt-directed, name the Institution holding the account and itsyalueattheendoithe reporting period. Foran active business stetethenameofthe husinese,the natureoi' information. see?reinstruction booklet. Exclude: Your personal residenc?s) (unless there is rental income): any debtowed to you by your spouse. or byer oryour spouse's child. parent or sibling; any deposits totaling $5.000 or less in personal savings accounts: any ?nancial interest In or income derived from 0.8. Government retirement programs. lfyou so choose, you may indicate that an aseetorincome source is that of your spouse or dependent child or ls jointly held (J1). intheoptlonal columnon dietarlet't. method used. lien asset was sold and is included only because it is generated blooms, the value should be "None." iRAe. indicate the type of income by checking the appropriate box beiow. Dividends and interest, even if reinvested. should be listed as Income. Check "None" if asset did not generate any income during the calendar year. of income by checking the appropriate box below. Dividends and interest. even if reinvested. should be listed as income. Check ?None? it no income was eamedorgenerated. Name Joseph A. Seetak. Jr. Page 4 of 12 BLOCK A BLOCK BLOCK BLOCK BLOCK Asset andlor Income Source Year-End Type of Income Amount of income Transaction Identity each asset held for immanent or production of income with Value Of Asset Check al columns that For retirement plans or Indicate if asset a fair market value exceeding $1,000 at the end of the reporting period. apply. For retirement accounts that do not allow had purchases :16!de planeoraccountethatdo youtochoosespeci?c M- lfyouusea notaltowyoutochoose investments,youmaymlte excitengestE) land. provide a complete address. Provide full names of stocks and method 0018' speci?c investments, you for income. For ail exceeding mutual funds (do not use ticker symbols). For all and other market value, may write For al other assets. all $1,000 in retirementplens (auchaa4tl1ik) plans) tha?tare self directed (Lo. plans em specify? mm including all rm. Indicate them reporting year. Adamis Pharmaceuticals Corp. Common Stock $1 - $1.000 None NONE Airtran Holdings, Inc. Common Stock $15,001 - $50,000 None NONE Amazon.Com, Common Stock $15,001 - $50,000 None NONE American Airlines. Common Stock $1 $1,000 None NONE Ameritrade Money Market $1.001 - $15,000 INTEREST $1 - $200 Amgen Inc., Common Stock $1.001 - 315.000 None NONE SCHEDULE Ill - ASSETS AND INCOME $1,001 - $15,000 Name Joseph A. Sestak, Jr. Page 5 of 12 AOL Inc, Common (Spun off $1 - $1,000 None NONE from Tlrne Warner Inc) Ariba Common Stock $1,001 - $15,000 None NONE Bank of America Checking $15,001 - INTEREST $1 - $200 Account $50,000 Bank of America Common $1,001 - $15,000 DIVIDENDS $1 - $200 Stock Celera Corp (Formerly Applera $1,001 - $15,000 None NONE Corp-Celera Genomic) Celldex Therapeutics, Inc $1 - $1,000 None NONE (Shares received thru merger with CuraGen Corporation) Checkpoint Systems, Inc., $15,001 - None NONE Common Stock $50,000 Cisco Systems, Common Stock $1,001 - $15,000 None NONE Citigroup Inc. Common Stock $1 - $1,000 DIVIDENDS $1 - $200 Corning, Common Stock $1,001 - $15,000 DIVIDENDS $1 - $200 DaWta Inc., Common Stock $15,001 - None NONE $50,000 E?Trade Bank, Complete $15,001 - DIVIDENDS $201 - $1,000 Savings Account $50,000 E?Trade Securities, Cash $15,001 - INTEREST $1 - $200 Account, Trust Money Market $50,000 EMC Corp, Common Stock None NONE SCHEDULE - ASSETS AND INCOME Name Joseph A. Sestak, Jr. P890601 12 Exxon Corp:. Common Stock $15,001 $201 - $1,000 $50,000 F5Networks, Inc. Common $15,001 - None NONE Stock $50,000 Home Depot, Common Stock $1,001 - $15,000 DIVIDENDS $1 - $200 Honda Motor Co., Common $1,001 - $15,000 DIVIDENDS NONE Stock Hovnanian Enterprise Inc., $1,001 - $15,000 None NONE Common Stock Internet Capital Group, Inc., $1 - $1,000 None NONE Common Stock JDS Uniphase, Common Stock $1.001 - $15,000 None NONE Kimberly Clark, Common Stock $1,001 - $15,000 DIVIDENDS $1 - $200 Kodak, Common Stock $1 - $1,000 None NONE NASDAQ, 100 Trust $15,001 - DIVIDENDS $1 - $200 $50,000 New Federal Credit Union $100,001 - DIVIDENDS $1,001 - $2,500 Money Market and Savings $250,000 Account Navy Federal Credit Union, IRA $15,001 - INTEREST $201 - $1,000 Share Certi?cate! $50,000 Transitional Nokla Corporation, Common $1,001 $15,000 DIVIDENDS $201 - $1,000 Stock SCHEDULE Ill - ASSETS AND INCOME Variable Annuity Name Joseph A. Sestak, Jr. Page 7 of 12 Nuance Communications $1,001 $15,000 None NONE (acquired SoanSoft and Speechworks lntl) Pentagon Federal Credit $100,001 DIVIDENDS $5,001 - $15,000 Union, Savings Account, and $250,000 CD's P?zer, Common Stock $1,001 - $15,000 $201 - $1,000 Phillips Petroleum, Common $1,001 - $15,000 None NONE Stock Putnam Growth And Income $15,001 - DIVIDENDS $201 - $1,000 Funds, IRA Mutual Funds $50,000 Putnam Growth and Income $100,001 - DIVIDENDS $2,501 - $5,000 Mutual Funds . $250,000 Red Hat, Common Stock $1,001 - $15,000 None NONE Sun Microsystems lnc., $1 $1,000 None NONE Common Stock (JAVA) Sunrise Assisted Living, Inc. $1,001 - $15,000 None NONE Common Stock Talk Visual Corp $1 - $1,000 None NONE Thomas 8: Betts Corporation, $1,001 - $15,000 None NONE Common Stock TIAA - CREF CREF Bond $50,001 - None NONE Market $100,000 TIAA - CREF Real Estate $15,001 - None NONE $50,000 TIAA-CREF - CREF Growth $1 $1.000 None NONE S(part) SCHEDULE -ASSETS AND INCOME Name Joseph A Sestak, JL Page? 12 - CREF Stock None NONE S(part) Variable Annuity 25o, ow TIM-CREF - TIAA Traditional $100,001 None NONE S(part) Fixed Income Annuity $250,000 CREF Equity Index $1,001 - $15,000 None NONE CREF ln?ation- $15,001 - None NONE Linked Bond $50,000 CREF Social $1 - $1,000 None NONE Choice . Equity Fund - $1,001 - $15,000 None NONE CREF Global Equity Variable Annuity TIM-CREF Growth lnoome $50,001 - None NONE Retirement $100,000 Intl Equity Index - I meet 3? None NONE Retirement 25%.Qg Lg Cap Val? $50,001 - None NONE Retirement $100,000 Mid-Cap Val - $50,001 - None NONE Retirement $100,000 TIAA-CREF Real Estate Secs - $15,001 None NONE Retirement $50,000 Small-Cap Val- {$513,426} None NONE Retirement 1 ?33:90 Social Change $1,001 - $15,000 None NONE Equity Retirement Time Warner Cable, Common $1 - $1,000 None NONE (Spun off from Time Warner Inc.) SCHEDULE - ASSETS AND INCOME Name Joseph A Sestak, Jr. Pagesof 12 Time Warner Inc, Common $1,001 - $15,000 DIVIDENDS $1 - $200 (spun off TWCable and AOL) Toyota Motor Corp, Common $1,001 - $15,000 DIVIDENDS $1 - $200 Stock U.S. Savings Bond, CRZ $15,001 - INTEREST $1 - $200 $50,000 USAA Tax Exempt, Money $1,001 $15,000 DIVIDENDS $1 - $200 Market Funds Walmart, Common Stock $1,001 - $15,000 DIVIDENDS $1 - $200 Xerox Corp., Common Stock $1,001 - $15,000 None NONE SCHEDULE lV - TRANSACTIONS Name Joseph A. Sestak, Jr. Page 10 of 12 Report any pmchase, sale. orexchange by you, your spouse, or dependent during the reporting year of any real property, stocks, bonds, commodities futures, or other securities when the amount of the transaction exceeded $1.000. Include transactions that resulted in a lose. Provide a brief of any exchange transaction. Do not report a transaction between you, your spouse, or your dependent child, or the purchase or sale of your personal residence, unless it is rented out. If only a portion of an asset ls sold, please so indicate 0.0., "partial sale?). See example beiow. 3p, Capital DC, Type Of 232.": JT Asset Transaction of $2007 Date Amount of Transaction - CREF CREF Bond Market - NIA 01-22-10 $50,001 - $100,000 TIAA - CREF Real Estate NIA 01-22-10 $15,001 - $50,000 TIAA Traditional Fixed Income Annuity S(part) No 01-22?10 $50,001 - $100,000 CREF Equity Index 01-22-10 $1,001 - $15,000 CREF Global Equities Sipart) I . No 01-22-10 $50,001 - $100,000 TIAA-CREF CREF In?ation-Linked Bond 01-22-10 $15,001 - $50,000 CREF Stock Variable Annuity S(part) No 01 2240 $250,001 - $500,000 TIAA-CREF Growth 3. Income Retirement - NIA 01-22-10 $50,001 - $100,000 Growth Variable Annuity S(part) No 01-22-10 $50,001 - $100,000 Equity Index Retirement NIA 01-22-10 $50,001 - $100,000 Lg Cap Val-Eatirement - NIA 01-22-10 $15,001 - $50,000 SCHEDULE IV - TRANSACTIONS Name Joseph A. Sestak. Jr. Page 1101 12 Report any purchase, sale or exchange by you, your spouse, or dependent child during the repor?ng year of any real property. stocks. bonds. commodities futures. rother securities when the amount of the transaction exceeded 31, 000. Include transactions that resulted in a loss. Provide a brief description of any exchange nsaction. Do not report a transaction between you, your spouse, or your dependent child, or the purchase or sale of your personal residence, unless it is rented ut. if only a portion of an asset is sold, please so indicate (is. "partial sele' See example below. 3p, Capital DC. Type of 23:: JT Asset Transaction of 3200? Date Amount of Transaction Mid-Cap Val - Retirement NIA 01-22-10 $50,001 - $100,000 Real Estate Secs - Retirement NIA 01?22-10 $15,001 - $50,000 TIAALCREF Small-Cap Val-Retirement NIA 01-22-10 $15,001 - $50,000 Social Change Equity Retirement NIA 01-22-10 $1,001 - $15,000 SCHEDULE VII - TRAVEL PAYMENTS AND REIMBURSEMENTS Name Joseph A. Sestak. Jr. Page 120i 12 dehtify the source and list travel itinerary. dates, and nature of expenses provided for travel and travel-related expenses totaling more than $335 received by you, spouse. or a dependent child during the reporting period. indicate whether a family member accompanied the traveler at the sponsor's expense. and the aunt of time, if any. that was not?at the sponsor's expense. Disclosure is remind regardless of whether the expenses were reimbursed or paid directly by the near. Exclude: Travel-related expenses provided by federal. state. and local governments. or by a foreign government required to be separately reported under Foreign Gifts and Decorations Act (5 0.3.0 5 7342): political travel that is required to be reported under the Federal Election Campaign Act; travel provided to a was or dependent child that is totally independent of his or her relationship to you. Was a Family Da?ye not at Time with Bill Maher) Angeles, CA and Return 2 Point of Departure? Lodging? Food? Member included? sponsor's Source Dams) Destination?Point of Return (YIN) (YIN) (YIN) expense Maher Live, Inc. (Real Nov 12-13 Philadelphia, PA - Los i None