068 Form 278:: (Updated Jan. 2019) (Expires 12/31/22)

m1

US. Of?ce of Government Ethics: 5 C.F.R. part 2634 Form Approved: OMB No. (3209-0001)

 

Report Type: Candidate
Year (Annual Regort only):
Date _of Appointment/Tennination:

 

 

 

 

 

Executive Branch Personnel Public Financial Disclosure Report (OGE Form 27 8e)

5 Information
Name First Name
JR. JOSEPH

Federal Government Positions Held the 12 Months:
of 1 Committee Nomination
the statements I have made in this are

Signature:

60111111511115

Conducted
Signature:

.8. Of?ce of Government Ethics Certi?cation
Signature:

DATE FOR PRESIDENT

and .con?ect to the best of

Date: 

1n

UNITED STATES OFFICE OF

GOVERNMENT ETHICS



Prevcnting Con?icts of Interest
in the ExeCutive Branch

 

 

Comments of Reviewing Of?cials:

 

 

 

 

 

 

005 Form 278s (Updated Jan. 2019) (Expires 12/31/21)

Instructions for Part 1

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

 

Filer's Name

Page Number

 

Joseph R. Biden, Jr.

20115

 

Part 1: Filer's Positions Held Outside United States Government

 

Organization Name

City/State

Organization Type

Position Held

From

To

 

1, CelticCapri Corp

Wilmington, DE

S-Corporation

President

2/2017

Present

 

2, University of 

Philadelphia, PA

Private University

Benjamin Franklin Presidential Practice
Professor (unpaid leave of absence
since April 2019)

2/201 7

Present

 

3_ Biden Cancer Initiative

Washington, DC.

Non-Profit Entity

Member of the Board (all times listed);
Chair of the Board (May 2017 - June
2017); Co-Chairof the Board (June 2017
April 2019)

5/2017

4/2019

 

 

 

 

 

 

 

10.

 

11.

 

12.

 

13.

 

14.

 

15.

 

16.

 

17.

 

 

 

 

 

 

 

 

 

 

 

OGE Form 2781: (Updated Jan. 2019) (Expires 12/31/21)

instructions for Part 2

Note: This is a pubiic form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Filer's Name Page Number

Joseph R. Biden, Jr. 3 of 15

Part 2: Filer's Employment Assets Income and Retirement Accounts

Description EIF Value Income Type Income Amount

1, CelticCapri Corp salary $425,000

2, University of salary $540,484

3_ IRA No cash $950

distributions

4, - U.S. brokerage account (cash) $15,001 $50,000 None (or less than $201)

5_ Llfecycle Index 2010 Fund Yes $15,001 - $50,000 None (or less than $201)

6. "Promises to Keep,? Random House Publishers (value not readily rent or None (or less than $201)

ascertainable) royalties
7_ ?Promise Me, Dad," Macmillan Publishers (value not readiiy rent or None (or less than $201)
ascertainable) royalties

8, CelticCapri Corp, S-Corp (speaking and writing engagements) $1,000,001 - $5,000,000 business $2,780,479

. income

9_ - Book Tour Event Arlene Schnitzer Concert Hall, Portiand, honorarium $25,000
OR, 11/30/17 (payment made by Literary Arts)

10, - Book Tour Event -- Atlanta Hali, Atlanta, GA, honorarium $90,000
6/8/18 (payment made by Robert Woodrutf Arts Center, inc.)

11, Book Tour Event -- Avery Fisher Hall, Lincoin Center, New honorarium $27,726
York, NY, 11/13/17 (payment made by Live Nation World Wide,
Inc.)

12, - Book Tour Event Center, Burlington, VT, 12/9/18 honorarium $67,830
(payment made by Center for the Performing Arts)

13, - Book Tour Event -- Chicago Theatre, Chicago, IL, 12/11/17 honorarium $91 ,741
(payment made by Outback Concerts of Tennessee)

14_ - Book Tour Event -- Theatre at Grand Prairie, Grand Prairie, honorarium $42,648
TX, 12/4/18 (payment made by AEG Presents LLC)

15, - Book Tour Event -- Dennison Theatre, University of Montana, honorarium $43,155
Missoula, MT, 12/3/18 (payment made by Bravo Entertainment
LLC)

16. - Book Tour Event -- Miami Book Fair, Adrienne Arsht Center, honorarium $8,040

 

 

Miami, FL, 11/18/17 (payment made by Miami Dade College
Foundation)

 

 

 

 

 

 

 

 

Note: This is a pubiic form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Filer's Name Page Number

Joseph R. Biden, Jr. 4 of 15

Part 2: Filer's Employment Assets Income and Retirement Accounts

Description EIF Value Income Type Income Amount

17, - Book Tour Event -- Michigan Theatre, Ann Arbor, MI, 12/13/17 honorarium $47,957
(payment made by Live Nation Worldwide, Inc.) -

18, - Book Tour Event -- Orpheum Theatre, Memphis, TN, 6/15/18 honorarium $42,750
(payment made by ASCH-JV LLC)

19, - Book Tour Event -- Orpheum Theatre, Madison, WI, 12/10/17 honorarium $41,443
(payment made by Live Nation Worldwide, Inc.)

20, - Book Tour Event Orpheum Theatre, Minneapolis, MN, honorarium $64,050
12/9/17 (payment made by Outback Concerts of Tennessee,
Inc)

21, - Book Tour Event -- Paramount Theatre Austin, TX 12/8/17 honorarium $38,250
(payment made by Austin Theatre Ailiance)

22, - Book Tour Event Paramount Theatre, Denver, CO, 12/2/17 honorarium $56,250
(payment made by Outback Concerts of Tennessee, Inc.)

23, - Book Tour Event Schermerhorn Center, honorarium $47,250
Nashville, TN, 11/19/17 (payment made by Nashville


24, - Book Tour Event -- Smart Financial Centre, Sugar Land, TX, honorarium $47,250
12/7/17 (payment made by Live Nation Worldwide, Inc.)

25, - Book Tour Event -- Grand Opera House, Wilmington, DE, honorarium $39,357
6/10/18 (payment made by Grand Opera House, Inc.)

26, Book Tour Event The Kentucky Center - Whitney Hall, honorarium $44,285
Louisville, KY, 6/7/18 (payment made by Kentucky Center for
the Arts)

27, - Book Tour Event Wilbur Theatre, Boston, MA, 12/4/18 honorarium $57,474
(payment made by Associates and Leisure Activities)

28, - Book Tour Event -- Thomas Wolfe Auditorium, Asheviile, NC, honorarium $39,060
'12/14/17 (payment made by ASCH-JV LLC)

29_ - Book Tour Event -- Chevalier Theatre, Mediord, MA, 2/1/18 honorarium $21,540
(payment made by Bill Blumenreich Presents, Inc.)

30_ - Book Tour Event -- The Anthem, Washington, DC, 2/6/18 honorarium $106,372
(payment made by My Party Venue LLC)

31_ - Book Tour Event Orpheum Theatre, Los Angeles, CA, honorarium $47,250

 

1/10/18 (payment made by Tribune Publishing)

 

 

 

 

 

 

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Filer's Name Page Number

Joseph R. Biden, Jr. 5 of 15

Part 2: Filer's Employment Assets Income and Retirement Accounts

Description EIF Value Income Type Income Amount

32, .. Book Tour Event -- Riverside Theatre, Milwaukee, WI, 2/11/18 honorarium $64,620
(payment made by Bill Blumenreich Presents, Inc.)

33, - Book Tour Event -- Dr. Phillips Center, Orlando, FL, 1/29/18 honorarium $77,400
(payment made by Bill Blumenreich Presents, Inc.)

34, - Book Tour Event Carnegie Music Pittsburgh, PA, honorarium $42,163
2/12/18 (payment made by Biil Blumenreich Presents, Inc.)

35, - Book Tour Event -- MerriII Auditorium, Portland, ME, 1/31/18 honorarium $42,145
(payment made by Bill Blumenreich Presents, Inc.)

36, Book Tour Event -- Warner Theatre, Washington, DC, honorarium $40,872
11/17/17 (payment made by Live Nation Worldwide, Inc.)

37, - Book Tour -- 2018 VIP Experience (paid through CAA honorarium $178,005
Premium Experience)

38, - Book Tour -- 2017 VIP Experience (paid through CAA honorarium $234,820
Premium Experience)

39, - Speaking Engagement -- San Francisco, CA, 1/9/18 (payment honorarium $112,050
made by Jewish Community Center of San Francisco)

40, - Speaking Engagement Fusco Distinguished Lecture Series, honorarium $124,515
New Haven, CT, 3/23/18 (payment made by Southern
Connecticut State University Foundation, Inc.)

41, - Speaking Engagement LIU Global Institute Speaker Series, honorarium $100,000
Brooklyn, NY, 3/27/18 (payment made by Long Island
University)

42, - Speaking Engagement Thomas H. Kean Visiting Lecture, honorarium $190,000
Madison, NJ, 3/28/18 (payment made by Drew University)

43, Speaking Engagement Chancellor?s Lecture Series, honorarium $180,000
Nashville, TN, 4/10/18 (payment made by Vanderbilt University)

44, - Speaking Engagement -- St. Petersburg, FL, 6/4/18 (payment honorarium $103,500
made by Live Nation Worldwide, Inc.)

45, - Speaking Engagement -- New Orleans, LA, 6/5/18 (payment honorarium $108,000
made by Live Nation Worldwide, Inc.)

46, - Speaking Engagement Durham, NC, 6/6/18 (payment made honorarium $89,433
by Live Nation Worldwide, Inc.)

47, - Speaking Engagement -- Charlotte, NC, 6/13/18 (payment honorarium $86,000
made by Live Nation Worldwide, Inc.)

48. - Speaking Engagement -- St. Louis, MO, 6/14/18 (payment honorarium $66,000

 

 

made by Live Nation Worldwide, Inc.)

 

 

 

 

 

 

 

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Filer's Name Page Number

Joseph R. Biden, Jr. 6 of 15

Part 2: Filer's Employment Assets Income and Retirement Accounts

Description EIF Value Income Type Income Amount

49, - Speaking Engagement -- The Economic Club of SW Michigan honorarium $182,679
Speakers Series. Benton Harbor, MI, 10/16/18 (payment made
by Lake Michigan College)

50, - Speaking Engagement -- University of Buffalo's Distinguished honorarium $179,489
Speakers Series, Buffalo, NY, 10/25/18 (payment made by US
Foundation)

51, - Speaking Engagement -- MPSF Speaker Series, San Rafael, honorarium $123,826
11/26/18 (payment made by MPSF, Inc.)

52. Speaking Engagement -- MPSF Speaker Series, Oakland. honorarium $123,826
11/27/18 (payment made by MPSF, Inc.)

53_ Speaking Engagement -- MPSF Speaker Series, San Mateo, honorarium $123,826
11/28/18 (payment made by MPSF, Inc.)

54, Speaking Engagement -- MPSF Speaker Series, San Rafael, honorarium $123,826
11/29/18 (payment made by MPSF, Inc.)

55_ - Speaking Engagement -- Phoeniz, AZ, 11/30/18 (payment honorarium $181,000
made by Eminent Series Group, LLC)

56_ Speaking Engagement Brown Lecture Board, Providence, honorarium $92,642
Fil, 12/10/18 (payment made by Brown University)

57, - Speaking Engagement -- Fort Lauderdale, FL, 1/28/19 honorarium $134,933
(payment made by Performing Arts Center Authority)

58.

59.

60.

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0613 Form 278a (Updated Jan. 2019) (Expires 12/31/21)

Instructions for Part 3

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

 

Filer's Name

Page Number

 

Joseph R. Biden, Jr.

 

70f15

 

Part 3: Filer's Employment Agreements and Arrangements

 

- Employer or Party

City/State

Status and Terms

Date

 

1, University of 

Phiiadelphia. PA

Unpaid leave of absence from University position

4/2019

 

2, University of 

Philadelphia, PA

Continued participation in University?s defined contribution plan. The University will not make further contributions 2/2017

dunngleave.

 

 

 

 

 

 

 

 

10.

 

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OGE Form 2786 (Updated Jan. 2019) (Expires 12/31/21)

instructions for Part 4

Note: This is a pubiic form. not include account numbers, street addresses, or family member names. See instructions for required information.

 

Filer's Name

Page Number

 

Joseph H. Bide-n, Jr.

 

801?15

 

Part 4: Filer's Sources of Compensation Exceeding $5,000 in a Year

 

Source Name

City/State

Brief Description of Duties

 

1, Not applicable

 

18.

 

19.

 

20.

 

 

 

 

 

 

OGE Form 2783 (Updated Jan. 2019) (Expires 12/31/21)
Instructions for Part 5
Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Filer's Name Page Number
Joseph Fl. Biden, Jr. 9 of 15
Part 5: Spouse's Employment Assets Income and Retirement Accounts
Description EIF Value Income Type Income Amount
1_ Giacoppa Corp salary
2. Northern Virginia Community College salary
3_ DE Retirement System, 457 plan: No
4. - American Funds 2015 Tdate Fle Yes $50,001 $100,000 None (or less than $201)
5, DE Retirement System. 401a plan: No
6. - American Funds 2015 Tdate H6 Yes $1,001 - $15,000 None (or less than $201)
7, DE Office of Pensions, defined benefit plan (value not readily retirement payments
ascertainable)
8. VA Retirement System, 457 plan: No
9, - Balanced Growth Fund Yes $15,001 $50,000 None (or less than $201)
10_ VA Retirement System, 401 a plan: No
11_ - Balanced Growth Fund Yes $1,001 - $15,000 None (or less than $201)
12, VA Retirement System, defined benefit plan $50,001 $100,000 None (or less than $201)
13_ ?Don?t Forget, God Bless Our Troops" (value not readily rent or royalties $1,001 $2,500
ascertainable)
14_ "Where the Light Enters" (value not readily ascertainable) rent or royalties None (or less than $201)
15, Giacoppa Corp, S?Corp (speaking and writing engagements) $500,001 - $1,000,000 business income
16. - "Where the Light Enters?, Macmillan Publishers advance
17, - Speaking Engagement -- San Ramon, CA, 3/5/18 honorarium $36,000
(payment made by Walnut Creek Chamber of Commerce 
Visitor Bureau) -
18_ - Speaking Engagement -- Boston, MA, 3/24/18 (payment honorarium $33,783
made by Association for Supervision Curriculum 
Development)
19. - Speaking Engagement -- San Diego, CA, 4/9/18 (payment honorarium $36,000
made by Ellucian Company LP)

 

 

 

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

made by the Sandra Day O?Connor Institute)

Filer's Name Page Number

Joseph R. Biden, Jr. 10 of 15

Part5: Spouse's Employment Assets Income and Retirement Accounts

Description EIF Value Income Type Income Amount

20. - Speaking Engagement -- Pittsburgh, PA, 4/13/18 honorarium $36,000
(payment made by YWCA Greater Pittsburgh)

21, - Speaking Engagement -- Portland, OR, 4/14/18 (payment honorarium $36,000
made by Celebrity Taient and Concordia University)

22. Speaking Engagement -- Loe Altos Hills, CA, 4/20/18- honorarium $66,400
4/21/18 (payment made by Foothill - De Anza Community
College District)

23, - Speaking Engagement -- Dallas, TX, 4/25/18 (payment honorarium $36,691
made by Jewish Family Service of Delaware)

24, - Speaking Engagement -- Cubberly Lecture Series, honorarium $37,853
Stanford, CA, 5/9/18 (payment made by Stanford
University)

25, - Speaking Engagement -- Nashville, TN, 6/4/18 (payment honorarium $45,450
made by Bigspeak, Inc.)

26. - Speaking Engagement -- Founders' Dinner, Chicago, IL, honorarium $36,000
9/12/18 (payment made by Loyola University of Chicago)

27. - Speaking Engagement -- San Francisco, CA, 10/5/18 honorarium $40,500
(payment made by National Organization of Professional
Athletes)

28. - Speaking Engagement -- Seattle, WA, 10/12/18 (payment honorarium $36,000
made by StriveTogether Inc.)

29, - Speaking Engagement -- Newport News, VA, 10/24/18 honorarium $40,500
(payment made by New Age Media Ventures LLC)

30. - Speaking Engagement Baltimore, MD, 10/26/18 honorarium $36,000
(payment made by Council of Great City Schools) 

31, Speaking Engagement -- Atlanta, GA, 11/14/18 (payment honorarium $38,682
made by the Atlanta Women?s Foundation)

32, - Speaking Engagement SAP North America, Newtown honorarium $45,948
Square, PA, 11/26/18 (payment made by SAP America
Inc.)

33_ - Speaking Engagement --San Antonio, TX, 4/5/19 honorarium $37,048
(payment made by Junior League of San Antonio)

34, - Speaking Engagement -- Phoenix, AZ, 5/10/19 (payment honorarium $25,367

 

 

35.

 

 

 

 

 

 

 

 

 

003 Form 278:: (Updated Jan. 2019) (Expires 12/31/21)

Instructions for Part 6

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

 

Filer '3 Name

Page Number

 

Joseph Ft. Biden, Jr.

 

110115

 

Part 6: Other Assets and Income

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Description EIF Value Income Type Income Amount

1, United States Senate FCU (cash) $1,001 - $15,000 interest None (or less than $201)
2? Suntrust Bank (cash) $15,001 - $50,000 Interest None (or less than $201)
3. Bank (cash) $100,001 $250,000 interest $5,001 - $15,000

4, Wilmington Savings and Fund Society (cash) WA $250,001 - $500,000 interest $201 - $1,000

5_ PNC Bank (cash) WA $100,001 - $250,000 interest $201 - $1,000

6: New Castle County Schools Employee FCU (cash) $1,001 - $15,000 interest None (or less than $201)
7, TD Bank (cash) WA $50,001 - $100,000 interest None (or less than $201)
8_ Security Benefit Group, variable annuity No

9_ - lnvesco Vl Health Care Yes $1 ,001 $15,000 None (or less than $201)
10_ - Dreyfus lP Technology Growth Yes $15,001 - $50,000 None (or less than $201)
11, Guggenheim High Yield Yes $1 ,001 $15,000 None (or less than $201)
12, - Janus Hend Enterprise Yes $1,001 - $15,000 None (or less than $201)
13_ Janus Hend VIT Research Yes $1,001 $15,000 None (or less than $201)
14, Western Asset Variable Giobal High Yieid Bond Yes $1,001 - $15,000 None (or less than $201)
15, MFS Utilities Yes $1,001 $15,000 None (or less than $201)
16. - Guggenheim VIF Styieplus Mid Growth Yes $1,001 - $15,000 None (or less than $201)
17, Guggenheim VIF Mid Cap Value Yes $1,001 - $15,000 None (or less than $201)
18_ - Guggenheim VIF Small Cap Value Yes $1,001 - $15,000 None (or less than $201)
19_ - Guggenheim VIF All Cap Value Yes $1,001 - $15,000 None (or less than $201)
20_ Mass Mutual, whole life $1,001 $15,000 None (or less than $201)

 

 

 

 

 

 

 

 

 

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

 

Filer's Name

Page Number

 

Joseph Fl. Biden, Jr.

 

12 0f15

 

Part 6: Other Assets and Income

 



Description

EIF

Value

Income Type

Income Amount

 

21.

Mass Mutual, whole life



$1 ,001 - $15,000

None (or less than $201)

 

22.

Mass Mutual, whole life



$1 ,001 - $15,000

None (or less than $201)

 

23.

Mass Mutual, whole iife

WA

$15,001 - $50,000

None (or less than $201)

 

24.

Mass Mutual. whole life

WA

$15,001 - $50,000

None (or less than $201)

 

25.

Mass Mutual, whole life

WA

$15,001 - $50,000

None (or less than $201)

 

26.

 

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OGE Form 278e (Updated Jan. 2019) (Expires 12/31/21)
Instructions for Part 7
Note: Thisis a pubiic form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

 

Filer '5 Name Page Number

 

Joseph R. Biden, Jr. 13 of 15

 

Part 7: Transactions

 

Description Type Date Amount

 

1_ Not applicable i

 

2.

 

 

 

 

 

 

 

 

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OGE Form 2788 (Updated Jan. 2019) (Expires 12/31/21)

Instructions for Part 8
Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

 

Filer's Name



Page Number

 

Joseph R. Biden, Jr.

140f15

 

Part 8: Liabilities

 



Creditor Name

Type

Amount

Year Incurred

Rate

Term

 

1.

Mass Mutual

Loans against cash value of policies

$15,001 - $50,000

1983

58%

open-ended

 

2.

Oceanfirst Bank

Co?signer with son on LDC,
renewable every 2 years

$15,001 - $50,000

1989

prime 

2 years

 

 

 

 

 

 

 

 

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OGE Form 2789. (Updated Jan. 2019) (Expires 12/31/21)
Instructions for Part 9
Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

 

Filer's Name Page Number

 

Joseph R. Biden, Jr. 15 of 15

 

 

Part 9: Gifts and Travel Reimbursements

 

Source Name City/State Brief Description Value

 

1, Not applicable

 

2.

 

 

 

 

 

 

 

 

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