Monetary Award Claims Report (As of 12/11/17) Table of Contents A. Page No. Summary Data 1. Chart 1: Claims to Date 2 2. Chart 2: Qualifying Diagnosis Alleged for Monetary Award Claims 2 3. Chart 3: Qualifying Diagnosis Date 2 4. Chart 4: Notices Issued on Monetary Award Claims 2 5. Chart 5: Payable Claims Summary 3 6. Table 1: Status of Appealed Monetary Award Claims 3 7. Table 2: Reasons in Notices of Denial Issued on Monetary Award Claims 4 8. Chart 6: Claim Profile of All Settlement Class Members 4 B. Derivative Claimants 1. Table 3: Derivative Claimant Notices Issued 5 2. Table 4: Notice of Derivative Claimant Award Determination Detail 5 3. Table 5: Reasons in Notices of Denial of Derivative Claim 5 C. Payable Claim Details 1. Table 6: Deductions Listed on Notices of Monetary Award 6 2. Table 7: Monetary Award Payments 7 © 2017 BrownGreer PLC 1 Monetary Award Claims Report (As of 12/11/17) CHART 2: QUALIFYING DIAGNOSIS ALLEGED FOR MONETARY AWARD CLAIMS CHART 1: CLAIMS SUBMITTED (TOTAL: 1,913) MONETARY AWARD CLAIMS: 1,520 DERIVATIVE CLAIMS: 393 Death with CTE ALS Alzheimer’s Disease Parkinson’s Disease Retired Player 1,277 (67%) Representative Claimant 243 (13%) 73 35 237 70 439 Level 2 568 Level 1.5 Derivative Claimant 393 (21%) Unknown / Multiple 99 CHART 3: QUALIFYING DIAGNOSIS DATE Pre-Effective Date: 1,218 Death with CTE Level 1.5 Post-Effective Date: 88 ALS Unknown: 214 Alzheimer’s Unknown / Multiple Parkinson's Level 2 The data in Chart 3 reflects Qualifying Diagnoses dates for which Claim Packages have been submitted. The total number of BAP Qualifying Diagnoses and MAF exams will be greater than the number of claims. CHART 4: NOTICES ISSUED ON MONETARY AWARD CLAIMS* (TOTAL: 936) 702 191 43 Payable Denied Request for Additional Documents TOTAL 191 43 702 Not Appealed 171 28 N/A 702 Appealed 20 15 N/A 0 * Note: Chart 4 provides a unique count of all Monetary Award claims that have received a notice. Claims receiving multiple notices are counted only once in Chart 4 based on the most recent notice issued. © 2017 BrownGreer PLC 2 Monetary Award Claims Report (As of 12/11/17) 200 160 120 80 40 0 CHART 5: PAYABLE CLAIMS SUMMARY $240,687,567 191 $99,916,867 $74,989,632 63 $74,880 Monetary Awards Issued to Date* Funding by the NFL Parties for Final Monetary Awards Payments Made to Retired Players and Rep. Claimants** Payments Made to Derivative Claimants** Dollars $240,687,567 $99,916,867 $74,989,632 $74,880 Claims 191 63 4 $300,000,000 $250,000,000 $200,000,000 $150,000,000 $100,000,000 $50,000,000 $0 * This figure reflects the Monetary Award totals prior to any application of holdbacks for potential Derivative Claimants, common benefit fees, liens and determinations on appeals. ** The difference between the dollars funded by the NFL and the dollars paid out to Settlement Class Members represents amounts withheld for Potential Derivative Claimant Awards, common benefit fees and liens and could still be paid to the SCM. TABLE 1 STATUS OF APPEALED MONETARY AWARD CLAIMS A. Status*** SCM Appeals NFL Appeals Total Payable Claims 3 17 20 1. Appeal Filed and Awaiting Fee Payment or Filed Appeal Notice 0 0 0 2. Appeal Alert Issued - No Response Yet 1 10 11 3. Appellee Opposition Memo Received 0 3 3 4. With Special Masters for Decision 1 0 1 5. Result Upheld on Appeal 1 3 4 6. Result Overturned on Appeal 0 1 1 15 0 15 Denied Claims B. 1. Appeal Filed and Awaiting Fee Payment or Filed Appeal Notice 1 0 1 2. Appeal Alert Issued - No Response Yet 5 0 5 3. Appellee Opposition Memo Received 2 0 2 4. With Special Masters for Decision 3 0 3 5. Result Upheld on Appeal 4 0 4 6. Result Overturned on Appeal 0 0 0 18 17 35 C. TOTAL APPEALS *** Co-Lead Class Counsel has filed statements in seven of the Appeals listed in Table 1. These Appeals are distributed across multiple statuses in the Appeals Process. © 2017 BrownGreer PLC 3 TABLE 2 REASONS IN NOTICES OF DENIAL ISSUED ON MONETARY AWARD CLAIMS Reason Notices* Appeals 1. Death with CTE Claims 4 2 2. ALS Claims 0 0 3. Alzheimer’s Disease Claims 17 7 4. 5. 6. (a) Appeals Advisory Panel Denial - Inappropriate Physician 2 (b) Appeals Advisory Panel Denial - Qualifying Diagnosis 16 Parkinson's Disease Claims 3 (a) Appeals Advisory Panel Denial - Inappropriate Physician 3 (b) Appeals Advisory Panel Denial - Qualifying Diagnosis 2 Level 2 Claims 0 14 (a) Appeals Advisory Panel Denial - Inappropriate Physician 3 (b) Appeals Advisory Panel Denial - Qualifying Diagnosis 12 Level 1.5 Claims 5 (a) Appeals Advisory Panel Denial - Inappropriate Physician 0 (b) Appeals Advisory Panel Denial - Qualifying Diagnosis 5 TOTALS 7. 4 2 43 15 *Note: Claims receiving a Denial Notice with multiple Denial Reasons will be counted once for each reason in the sub rows of Table 2 CHART 7: CLAIM PROFILE OF ALL SETTLEMENT CLASS MEMBERS FILING METHOD REPRESENTATION STATUS 100% 75% 50% 25% 1,735 1,331 582 0% Represented © 2017 BrownGreer PLC 178 Pro se Portal 4 Hard Copy TABLE 3 DERIVATIVE CLAIMANT NOTICES ISSUED Total Notices Notice Type 1. Notice of Derivative Claim Package Submission Deadline 93 2. Derivative Claim Package Receipt Notice 388 3. Notice of Denial of Derivative Claim 2 4. Derivative Claimant Incompleteness Notice 0 5. Derivative Claimant Challenge Determination Notice 19 6. Notice of Derivative Claimant Award Determination 26 7. 528 TOTAL TABLE 4 NOTICE OF DERIVATIVE CLAIMANT AWARD DETERMINATION DETAIL Type 1. 2. 3. 4. 5. 6. Full Award (one Derivative Claimant takes all) Equal Allocation (by Claims Administrator to multiple Derivative Claimants) (a) Pending (b) Final Post-Allocation Objection (state law allocation by Claims Administrator to multiple Derivative Claimants) (a) Pending (b) Final Post-Appeal (by Special Master to multiple Derivative Claimants) (a) Pending (b) Final Court Determination TOTALS TABLE 3. 4. 5. 6. 7. 9 $218,747 17 $65,528 11 6 $54,000 $11,528 0 $0 0 0 0 0 0 0 26 $0 $0 $0 $0 $0 $0 $284,275 Notices Reason 2. Amount REASONS IN NOTICES OF DENIAL OF DERIVATIVE CLAIM 5 1. Number 0 0 0 0 0 0 0 0 0 2 0 2 Duplicate (a) Of Pending Claim (b) Of Previously-Paid Claim (c) Of Previously-Denied Claim No Timely or Proper Registration (a) By Retired NFL Football Player (b) By Derivative Claimant Retired NFL Football Player is Opt Out Untimely Derivative Claim Package Deceased Derivative Claimant Retired NFL Football Player Claim Denied TOTAL © 2017 BrownGreer PLC 5 TABLE 6 DEDUCTIONS LISTED ON NOTICES OF MONETARY AWARD Deductions by Confirmed Qualifying Diagnosis 1. 2. 3. 4. 5. Number Amount 191 $288,897,667 (a) Death with CTE 50 $89,820,667 (b) ALS 18 $70,250,000 (c) Alzheimer’s Disease 71 $61,146,000 (d) Parkinson's Disease 30 $36,070,667 (e) Level 2.0 Neurocognitive Impairment 9 $20,034,000 (f) Level 1.5 Neurocognitive Impairment 13 $11,576,333 Deductions for Offsets 58 $53,724,100 (a) Death with CTE 15 $20,338,400 (b) ALS 4 $12,040,000 (c) Alzheimer’s Disease 24 $8,954,700 (d) Parkinson's Disease 12 $10,141,000 (e) Level 2.0 Neurocognitive Impairment 2 $2,100,000 (f) Level 1.5 Neurocognitive Impairment 1 $150,000 103 $1,476,797 (a) Death with CTE 37 $515,931 (b) ALS 11 $415,000 (c) Alzheimer’s Disease 29 $285,820 (d) Parkinson's Disease 12 $69,906 (e) Level 2.0 Neurocognitive Impairment 5 $99,840 (f) Level 1.5 Neurocognitive Impairment 9 $90,300 191 $12,005,539 (a) Death with CTE 50 $3,448,317 (b) ALS 18 $2,934,750 (c) Alzheimer’s Disease 71 $2,729,774 (d) Parkinson's Disease 30 $1,393,688 (e) Level 2.0 Neurocognitive Impairment 9 $891,708 (f) Level 1.5 Neurocognitive Impairment 13 $607,302 Withholding for Liens 117 $61,551,274 (a) Death with CTE 22 $12,398,083 (b) ALS 18 $25,449,845 (c) Alzheimer’s Disease 43 $11,281,096 (d) Parkinson's Disease 19 $5,444,347 (e) Level 2.0 Neurocognitive Impairment 7 $4,265,230 (f) Level 1.5 Neurocognitive Impairment 8 $2,712,674 Grid Amount Deductions for Derivative Claimant Awards Withholding for Common Benefit Fees © 2017 BrownGreer PLC 6 TABLE 7 1. 2. 3. 4. 5. MONETARY AWARD PAYMENTS Status by Confirmed Qualifying Diagnosis Number Amount Notice of Monetary Award (a) Death with CTE (b) ALS (c) Alzheimer’s Disease (d) Parkinson's Disease (e) Level 2.0 Neurocognitive Impairment (f) Level 1.5 Neurocognitive Impairment Paid Claims (a) Death with CTE (b) ALS (c) Alzheimer’s Disease (d) Parkinson's Disease (e) Level 2.0 Neurocognitive Impairment (f) Level 1.5 Neurocognitive Impairment (g) Derivative Claimants Payment in Progress (Claims Currently in the Funding/Disbursement Process) (a) Death with CTE 191 50 18 71 30 9 13 67 26 11 16 7 1 2 4 $240,687,567 $69,482,267 $58,210,000 $54,881,300 $27,943,667 $17,934,000 $12,236,333 $75,064,512 $30,504,076 $31,753,088 $6,866,969 $3,460,693 $1,503,525 $901,281 $74,880 23 $29,986,900 5 $7,236,000 (b) ALS 2 $5,500,000 (c) Alzheimer’s Disease 10 $12,532,500 (d) Parkinson's Disease 6 $4,718,400 (e) Level 2.0 Neurocognitive Impairment 0 $0 0 $0 31 $34,533,067 (f) Level 1.5 Neurocognitive Impairment Ready to be Included on the Next Monthly Funding/Disbursement List (10th of every month) (a) Death with CTE 9 $11,117,200 (b) ALS 4 $10,350,000 (c) Alzheimer’s Disease 9 $3,434,000 (d) Parkinson's Disease 7 $8,408,867 (e) Level 2.0 Neurocognitive Impairment 1 $1,050,000 (f) Level 1.5 Neurocognitive Impairment 1 $173,000 74 $101,177,968 (a) Death with CTE 10 $20,624,991 (b) ALS 1 $10,606,912 (c) Alzheimer’s Disease 36 $32,047,831 (d) Parkinson's Disease 10 $11,355,707 (e) Level 2.0 Neurocognitive Impairment 7 $15,380,475 (f) Level 1.5 Neurocognitive Impairment 10 $11,162,053 Not Ready to be Included on the Next Monthly Funding/ Disbursement List (appeal option still available to SCM, Class Counsel, and/or NFL Parties; hold in place) © 2017 BrownGreer PLC 7