NFL SETTLEMENT PROGRAM SUMMARY REPORT (AS OF 12/21/18) SECTION 1: TIMELY REGISTRATIONS TOTAL: 20,521 Retired Player 15,952 (78%) Representative Claimant 1,271 (6%) Derivative Claimant 3,298 (16%) SECTION 2: REGISTRATION NOTICES ISSUED BY TYPE TOTAL: 20,521 15,000 12,819 10,000 6,546 5,000 1,155 1 Incomplete Registration 0 BAP Eligible Not BAP Eligible Adverse Notice TOTAL 12,819 6,546 1,155 1 Retired Player 12,717 2,434 801 0 Representative 102 867 302 0 0 3,245 52 1 Derivative SECTION 3: MONETARY AWARD CLAIMS SUBMITTED: 2,148 SECTION 4: QUALIFYING DIAGNOSIS ASSERTED IN MONETARY AWARD CLAIMS Death with CTE Retired Player 1,684 (78%) ALS 85 44 381 Alzheimer’s… Parkinson’s… Representative Claimant 464 (22%) 127 574 Level 2 811 Level 1.5 Unknown / Multiple © 2018 BrownGreer PLC 126 1 SECTION 5: QUALIFYING DIAGNOSIS DATE ASSERTED IN MONETARY AWARD CLAIMS Pre-Effective Date: 1,591 Death with CTE Post-Effective Date: 405 ALS Parkinson’s Disease No Date Asserted: 152 Alzheimer’s Level 2 Level 1.5 SECTION 6: NOTICES ISSUED ON MONETARY AWARD CLAIMS: 1,7821 736 575 190 122 159 Payable Denied Denied DeniedAfter After Audit Audit2 Withdrawn Request for Additional Documents TOTAL 736 575 190 122 159 Not Appealed 627 457 190 122 159 Appealed 109 118 1 Section 6 counts all Monetary Award claims that have received a notice after claim processing. Claims receiving multiple notices are counted only once based on the most recent notice issued. The number of appealed notices reflects only claims that have been appealed on the most recent notice issued. For a cumulative total of all appeals, see Section 9. 2 The results of the audit closed these claims and directed further alternatives for these Settlement Class Members. 800 700 600 500 400 300 200 100 0 $597,756,768 SECTION 7: PAYABLE CLAIMS SUMMARY $481,091,346 $410,476,250 $5,809,591 705 532 138 Claims with Monetary Monetary Awards Award Issued1 Notices1 Claims Funded Claims Funded by by the NFL the NFL Parties Parties2 Payments Made to Payments Made Retired Players to Retired Players and Rep. and Rep. Claimants Claimants3 ZZZZZZZZZZZZZ ZZZZZZZZZ Payments Paymentsfor for 4 Liens Liens Dollars $597,756,768 $481,091,346 $410,476,250 $5,809,591 Claims 736 705 532 138 736 $700,000,000 $600,000,000 $500,000,000 $400,000,000 $300,000,000 $200,000,000 $100,000,000 $0 1 The dollars and number of claims shown are the number of notices issued before holdbacks for potential Derivative Claimants, common benefit fees, liens and any determinations on appeals. 2 The dollars and number of claims shown include claims from Retired Players, Representative Claimants and Derivative Claimants. 3 The dollars shown include payments issued on behalf of Settlement Class Members to Third-Party Funders who have accepted rescission of prohibited assignments entered into with Settlement Class Members. 4 The claims shown reflect the Settlement Class Members on whose behalf the Settlement Program has issued payments to resolve liens. The dollars shown reflect all payments the Settlement Program has made on behalf of Settlement Class Members to resolve liens, including (1) payments to the Lien Resolution Administrator to resolve medical liens, (2) payments to the Lien Resolution Administrator for its lien fees, and (3) payments directly to lienholders to resolve non-medical liens. © 2018 BrownGreer PLC NFL SETTLEMENT PROGRAM SUMMARY REPORT (As of 12/21/18) 2 SECTION 8 S TATUSOF OFALL M ONETARY AWARD C LAIMS LOCATION MONETARY AWARD CLAIMS (BASED ON ON LASTLAST N OTICE OR AOR CTION ON C LAIM ) (STATUS BASED NOTICE ACTION ON CLAIM) CTE ALS 1. In Review Process at Claims Administrator Alzheimer’s Disease Parkinson's Level Level Disease 2 1.5 Unknown Qualifying Diagnosis Total % 0 0 3 2 8 6 0 19 1% 0 0 7 0 7 11 1 26 1% 3 7 15 5 2 5 0 37 1% 0 1 13 3 13 23 17 70 3% 5. Ready for Review by AAP 1 0 3 0 3 6 0 13 1% 6. Last Notice was Award Notice2 0 1 17 7 25 27 0 77 3% 7. Last Notice was Denial Notice3 0 0 3 0 14 20 4 41 1% 8. On Appeal Now4 2 0 6 0 15 17 1 41 1% 9. In Audit Investigation5 0 0 5 0 42 36 0 83 3% 0 0 1 1 66 113 0 181 8% 0 0 0 0 1 0 0 1 <1% 0 0 0 0 0 0 0 0 0% 0 0 3 0 89 101 0 193 8% 14. Denied After Audit6 0 0 35 0 74 81 0 190 8% 15. Final Denial 7 1 46 8 88 205 97 452 21% 16. Withdrawn 0 0 11 1 58 46 6 122 5% 0 1 8 4 4 6 0 23 1% 18. On this Month's Payment List 1 2 17 3 10 14 0 47 2% 19. Paid7 71 31 188 93 55 94 0 532 24% 85 44 381 127 574 811 126 2,148 100% 2. Notice Will Issue Tomorrow Needs Special Master Statute of Limitations Review Last Notice was for Incomplete 4. 1 Claim Package 3. In Audit-Failure to Provide Information Adverse Audit Report with the 11. Parties for Review Adverse Audit Report Awaiting 12. Response from Those Audited Adverse Audit Report with the 13. Special Masters for Review 10. 17. 20. Ready for Next Month's Payment List Total Claim Packages Submitted 1. The Program has issued notices to 1,414 incomplete claim packages, which is 69% of all Level 1.5 and Level 2 claims and 60% of all other claims. 2. For details on all claims receiving an Award Notice and the dollar values assigned, see Sections 7 and 11. 3. For details on all denied claims, including the denial reasons, see Section 10. 4. For details on all appeals filed by Settlement Class Members and the NFL parties, see Section 9. 5. The Program has audited 1,156, or 55%, of all claims, including 508 claims removed from audit and put back into the claims review process, 264 claims currently in Audit Investigation, 194 claims on Adverse Audit Reports with the Parties or Special Masters for Review or awaiting a response from those audited and 190 claims denied after audit. 6. The results of the audit denied these claims and directed further alternatives for these Settlement Class Members. 7. For total dollars paid to or on behalf of these Settlement Class Members, see Part 5 of Section 11. © 2018 BrownGreer PLC NFL SETTLEMENT PROGRAM SUMMARY REPORT (As of 12/21/18) 3 SECTION 9 A. STATUS OF ALL APPEALS ON MONETARY AWARD CLAIMS Status 1 Appealed by Class Member Appealed by NFL Parties Total Payable Claims 26 107 133 1. Appeal Filed and in Preliminary Steps 2 5 7 2. Appellee's Opposition Memo Not Received 0 6 6 3. Appellee's Opposition Memo Received 3 15 18 4. Remanded to Claims Administrator 5 1 6 5. With Special Masters for Decision 1 3 4 6. Result Upheld on Appeal 11 59 70 7. Result Overturned on Appeal 2 6 8 2 12 14 175 0 175 8. Closed or Withdrawn 2 Denied Claims B. 1. Appeal Filed and in Preliminary Steps 29 0 29 2. Appellee's Opposition Memo Not Received 22 0 22 3. Appellee's Opposition Memo Received 11 0 11 4. Remanded to Claims Administrator 36 0 36 5. With Special Masters for Decision 18 0 18 6. Result Upheld on Appeal 53 0 53 7. Result Overturned on Appeal 0 0 0 6 0 6 201 107 308 8. Closed or Withdrawn C. 2 TOTAL APPEALS 1 Co-Lead Class Counsel has filed statements in 32 of the Appeals across multiple statuses in the Appeals Process. 2 These are appeals we are no longer processing because (1) the appealing party withdrew or (2) it was closed after being in audit. © 2018 BrownGreer PLC NFL SETTLEMENT PROGRAM SUMMARY REPORT (As of 12/21/18) 4 SECTION 10 REASONS IN NOTICES OF DENIAL ISSUED ON MONETARY AWARD CLAIMS Reason Claim Denied 1. 2. 3. 4. 5. 6. 7. Notices Death with CTE Claims 9 (a) Death Occurred After Final Approval 4 (b) Death Occurred Before 7/7/14 but Qualifying Diagnosis Was After Final Approval 2 (c) Death Between 7/7/14 & 4/22/15; Qualifying Diagnosis was greater than 270 Days From Death 1 (d) Appeals Advisory Panel Denial - Diagnosis Made by Inappropriate Physician 0 (e) Appeals Advisory Panel Denial - Not Death with CTE 0 (f) Complete Claim Package Never Provided by Class Member 2 ALS Claims 1 Complete Claim Package Never Provided by Class Member 1 Alzheimer’s Disease Claims 56 (a) Appeals Advisory Panel Denial - Diagnosis Made by Inappropriate Physician 8 (b) Appeals Advisory Panel Denial - Not Alzheimer's Disease 44 (c) Physician Not Qualified to Sign Diagnosis Physician Certification Form 1 (d) Complete Claim Package Never Provided by Class Member 9 Parkinson's Disease Claims 8 (a) Appeals Advisory Panel Denial - Diagnosis Made by Inappropriate Physician 3 (b) Appeals Advisory Panel Denial - Not Parkinson's Disease 6 (c) Complete Claim Package Never Provided by Class Member 0 Level 2 Claims 137 (a) Appeals Advisory Panel Denial - Diagnosis Made by Inappropriate Physician 8 (b) Appeals Advisory Panel Denial - Not Level 2 94 (c) Physician Not Qualified to Sign Diagnosis Physician Certification Form 17 (d) Complete Claim Package Never Provided by Class Member 18 Level 1.5 Claims 262 (a) Appeals Advisory Panel Denial - Diagnsosis Made by Inappropriate Physician 19 (b) Appeals Advisory Panel Denial - Not Level 1.5 182 (c) Physician Not Qualified to Sign Diagnosis Physician Certification Form 12 (d) Complete Claim Package Never Provided by Class Member 63 Unconfirmed Qualifying Diagnosis - Complete Claim Package Not Provided 102 8. TOTAL DENIAL REASONS PROVIDED ON NOTICES 575 9. TOTAL NUMBER OF SETTLEMENT CLASS MEMBERS RECEIVING A DENIAL NOTICE 554 © 2018 BrownGreer PLC NFL SETTLEMENT PROGRAM SUMMARY REPORT (As of 12/21/18) 5 SECTION 11 1. MONETARY AWARD PAYMENTS Status by Confirmed Qualifying Diagnosis Number Amount Notices of Monetary Award (Dollars Shown are Before Holdbacks) 736 $597,756,768 72 35 234 107 119 169 $89,005,814 $92,466,616 $110,371,434 $67,740,586 $140,430,315 $97,742,003 134 $135,873,727 0 1 21 7 50 55 $0 $2,551,750 $14,033,451 $1,356,103 $79,347,196 $38,585,227 23 $9,675,623 (a) Death with CTE (b) ALS (c) Alzheimer’s Disease (d) Parkinson's Disease (e) Level 2.0 Neurocognitive Impairment (f) Level 1.5 Neurocognitive Impairment 2. Not Ready to be Included on the Next Monthly Payment List; or a Claim Hold is in Place (Dollars Shown are Before Holdbacks) (a) Death with CTE (b) ALS (c) Alzheimer’s Disease (d) Parkinson's Disease (e) Level 2.0 Neurocognitive Impairment (f) Level 1.5 Neurocognitive Impairment 3. 4. 5. Ready to be Included on the Next Monthly Payment List (Dollars Shown are Before Holdbacks) (a) Death with CTE 0 $0 (b) ALS 1 $40,828 (c) Alzheimer’s Disease 8 $3,104,561 (d) Parkinson's Disease 4 $438,493 (e) Level 2.0 Neurocognitive Impairment 4 $3,501,001 (f) Level 1.5 Neurocognitive Impairment 6 $2,590,740 47 $13,512,778 Claims in the Payment Process (Dollars Shown are After Holdbacks) (a) Death with CTE 1 $51,035 (b) ALS 2 $3,171,825 (c) Alzheimer’s Disease 17 $5,329,520 (d) Parkinson's Disease 3 $1,075,818 (e) Level 2.0 Neurocognitive Impairment 10 $976,198 (f) Level 1.5 Neurocognitive Impairment 14 $2,908,383 650 $411,144,091 (a) Death with CTE 71 $85,076,497 (b) ALS 31 $81,202,659 (c) Alzheimer’s Disease 188 $82,243,126 (d) Parkinson's Disease 93 $61,740,682 (e) Level 2.0 Neurocognitive Impairment 55 $50,782,094 (f) Level 1.5 Neurocognitive Impairment 94 $49,431,193 (g) Derivative Claimants 118 $667,841 Paid Claims/Paid to or on Behalf of Class Members or to Lien Holders 1 1 The dollars shown reflect payments issued to Settlement Class Members and on their behalf after all applicable deductions (e.g., Common Benefits Fees, lien holdbacks, potential rescission amounts for Third-Party Funders, etc.). © 2018 BrownGreer PLC NFL SETTLEMENT PROGRAM SUMMARY REPORT (As of 12/21/18) 6