Case 3:19-bk-30292 Claim Number: 197 Claim 10-1 Filed 08/07/19 Desc Main Document Page 1 of 3 Case 3:19-bk-30292 Claim 10-1 Filed 08/07/19 Desc Main Document Page 2 oil Give Information About the claim as of the Date the Case was Filed 00 Do you have any number a No Egg; t? identity Yes. Last 4 digits of the debtor's account or any number you use to identify thedebtor: .. . 7. How much to the claim? 3 5 250 this amount include Interestor otherchargee? a No CI Yes. Attach statement itemiztng interest. fees. expenses. or other charges required by Rule B. What is the basis of the Examples: Goods sold. money loaned. lease. services performed. personal injury or wrongful death. or creditcard. claim? Attach redacted copies of any documents supporting the claim required by Rule 30m to}. Limit disclosing information that is entitled to privacy. suoh as health careinlormatlon. Leasehold Royalties 9. Is all or part ot the claim El No a Yes. The claim is secured by a lien on property. Nature of property: a Real estate. If the claim is secured by the debtor?s principal residence. ?le a ?engage Pl'oel'orGletm Attachment {Of?cial Form ore-A} with this ProctofCter'm. . Motor vehicle Other. Describe: Basis farm?ecuun. Overriding Royalty Agreement 3 Attach redacted copies of documents. if any. that show evidence of perfection of a security interestiior example. a mortgage. lien. certi?cate at title. ?nancing statement. or other document that shows the lien ha been ?led or recorded) . Value of property: 5 Amount of the claim that is see tired: 33 53501475}? Amount of the claim that Is unsecured: 0'00 (The sum of the secured and unsecurei amounts should match the amount in II Amount necessary to cure any default as of the date of the petition: QM Annual Interest Rate (when case was ?led} 0.00 El Fixed Variable to. is this claim based on a No i lease? a Yes. Amount necessary to cure any default as of the date of 5 11. is this claim subject toe No i right otsoloif? Yes. identity the property: . Modi?ed Criticiel Form 410 Proof of Claim page 2 Case 3:19-bk-30292 Claim 10-1 Filed 08/07/19 Desc Main Document Page sorta}? A claim may be partly priority and paniy nonpriority. For example. in some categories. the law limits the amount entitled to priority. 12. Is all or part of the claim a No entitled to priority under Yes. Check one: entitledt El Domestic support obligations {including alimony and child supporllunder 11 0.5.0. or 5 l3 Up to $3.02? of deposits toward purchase. lease. or rental of property or services for personal. iamity. or household use. 11 U.S.G. Wages. salaries. or commissions {up to 813.050?) earned within 100 days beforethe bankruptcy petition is ?led or the debtor's business ends. whichever is earlier. 11 U.S.C. El Taxes or penalties owed to governmental units. 11 U.S.C. 5 Contributions to an employee bene?t plan. 11 5 El Other. Specify subsection of11 use. a 50?la]( ithat applies. 5 Amounts are subject to adjustment on 4l01r22 and every 3 years alter that lot cases begun on or after the date of adjustmen: 3. priority I13. is all or part ofthe claim entitled to administrative priority pursuant to 11 U.S.C. 503(blle)? able El Yes. indicate the amount of your claim arising from the value of any goods received 5 by the Debtor within 20 days before the date oi commencement of the above case. in which the goods have been sold to the Debtor in the ordinary course of such Debtor's business. Attach documentation supporting such claim. I The person completing this proof of claim must sign and date it. PREP 9011ib). I It you ?le this claim 3' electronically. FRBF i 5005(alt2) authorizes courts to establish local rules specifying what a signature 15. A person who ?les a fraudulent claim could be lined up to $500,000. imprisoned for up to 5 years. or both. 18 0.3.6. 152, 1 Si". and Modi?ed Oi?eial Form 410 Check the appropriate box: a i am the creditor. i am the creditor's attorney or authorized agent. I am the trustee. or the debtor. or their authorized agent. Bankruptcy Rule 3004. i am a guarantor. surety. endorser. or other codebtor. Bankruptcy Rule 3005. I understand that an authorized signature on this Proof of Ciaim serves as an acknowledgment that when calculahng the amount of the claim. the creditor gave the debtor credit for any payments received toward thedebt. have examined the information' In this Proof of Claim and have a reasonable bettefthat the iniormation is true and correct. I declare under penalty of perjury that the foregoing is true and correct. Executed on date ill/ow Sig nature Print the name of the person who is comptati ng and signing this claim: Patricia A. Hoops Name First name Middle name Last name Tm Manager gummy Lexington Coal Royalty Comps ny. LLC Identify the corporate sen-ricer as the company it the authorized agent is a seryioer. Address 1051 Main Street Number Street Milton WV 25541 City State ZIP Code Contact phone Email Proof of Claim page 3 Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 1 of63 TRANSACTION AGREEMENT This Transaction Agreement (this greement?), effective as of July 31, 2015, is between Resource Development LLC, a Virginia limited liability company Resource Land Company LLC, a Virginia limited liability company, Pigeon Creek Processing Corporation, a Virginia corporation, Harlan Reclamation Services LLC, a Virginia limited liability company, and North Fork Coal Corporation, a Virginia corporation (collectively, the ?Seller?), and (ii) Revelation Energy, LLC, a Kentucky limited liability company (the ?Buyer?). RECITALS A. This Agreement is entered into to effect the transactions contemplated by that certain Asset Purchase Agreement of even date herewith (the ?Purchase Agreement?), to which the Seller and the Buyer are parties. Capitalized terms used herein but not otherwise de?ned herein shall have the meanings given to them in the Purchase Agreement. B. As an inducement for the Seller to enter into and consummate the transactions contemplated by the Purchase Agreement, the Buyer agreed to pay an overriding royalty and a wheelage royalty to the Seller, pursuant to the terms and conditions contained in this Agreement. NOW THEREFORE, for good and valuable consideration, the receipt and suf?ciency of which are hereby acknowledged, the Seller does hereby reserve unto itself, its successors and assigns, and the Buyer does hereby grant and convey unto the Seller, its successors and assigns, an overriding royalty and a wheelage royalty in the real property interests that are the subject of the real property agreements set forth on the attached Exhibit A (the ?Property?) as follows: l. Overriding Royalty. The Buyer hereby agrees to pay to the Seller an overriding royalty equal to the sum of one percent of the Applicable Price, plus an additional ?fteen percent of the amount by which the Applicable Price exceeds $70.00 per ton, in each case, for coal that is mined from the Property and sold (the The term ?Applicable Price? means the sales price or other valuation of coal gross selling price or similar term) set forth in the Real Property Agreement covering such coal against which the royalty, rental or similar payment rate or percentage for coal mined under such Real Property Agreement is multiplied to determine the royalty, rental or similar payment amount due under such Real Property Agreement with respect to mined coal. 2. Wheelage Royalty. The Buyer hereby agrees to pay to the Seller a wheelage royalty of one percent of the Gross Sales Price per ton, f.o.b. loading point, of Wheelagc Coal #1 handled, loaded, blended or otherwise processed by or at the direction, or with the approval, of the Buyer or its Affiliates through the preparation plant located in Wise County, Virginia and commonly referred to by the Seller as the Pigeon Creek Plant as of the date hereof as such preparation plant may be repaired, refurbished, remodeled, upgraded, maintained, replaced or otherwise modified from time to time (the ?Preparation Plant?), and 15% of the amount by which the Gross Sales Price per ton, f.o.b. loading point, of Wheelage Coal #2 handled, loaded, blended or otherwise processed by or at the direction, or with the approval, of the Buyer or its Af?liates through the Preparation Plant exceeds $70.00 per ton (the ?Wheelage Royalty? and, together with the ORR, the ?Royalty"). The term ?Gross Sales Price? means the actual sales price per ton of Subject Coal handled, loaded, blended or otherwise processed 01273200627922 4816-6635-1398v3 Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 2 of63 through the Preparation Plant received by the owner thereof or its af?liates in an arm?s length transaction F.O.B. the plant, less any governmental tax on energy a ?Carbon? or tax) imposed subsequent to the date of this Agreement; provided, however, that, if such coal is sold F.O.B. some point other than the plant, the Gross Sales Price shall be reduced by the Transaction Costs associated with such coal. When used herein, the term ?Wheelage Coal means all coal other than coal for which an overriding royalty is paidto the Seller or its successors or assigns pursuant to Section 1. When used herein, the term ?Wheelage Coal means all coal other than coal for which an overriding royalty is paid to the Seller or its successors or assigns pursuant to Section 1, and (ii) coal purchased by the Buyer from a non- A??iliated third party pursuant to a bona ?de arm?s-length coal purchase agreement. When used herein, the term ?Subject Coal? means Wheelage Coal #1 and/or Wheelage Coal When used herein, the term "Transaction Costs" shall include all freight and delivery charges affecting or related to the Subject Coal which are paid by the Buyer to unrelated third parties for hauling the Subject Coal from the Preparation Plant to such other point, and all loading and unloading charges paid by the Buyer at such other point. For purposes of clari?cation, the parties hereto and their successors and permitted assigns acknowledge and agree that, under the terms of this Agreement, any particular coal may be Wheelage Coal Wheelage Coal #2 or both and may be subject to the Wheelage Royalty set forth in Section the Wheelage Royalty set forth in Section 2(b) or both. 3. Duration. The term of the ORR shall begin on the date ?rst written above and the term of the Wheelage Royalty shall begin on the earlier of the ?fth (5m) anniversary of the date ?rst written above, and the earliest date by which the Transaction Payment (as de?ned in that certain Amended, Consolidated and Restated Lease and Sublease, dated July 31, 2015, between Grantee and LLC, as in effect as of the date hereof and without giving effect to any further amendments or other modi?cations thereof) has been paid in full, and each of the ORR and the Wheelage Royalty shall continue until the total payments of ORR or Wheelage Royalty hereunder and under that certain Special Warranty Deed of even date herewith among RDC, Resource Land Company LLC and the Buyer, conveying real property located in Harlan County, Kentucky, equal $100,000,000 (the If any court of competent jurisdiction should determine in an appropriate proceeding that the duration of the Royalty renders this reservation or conveyance illegal, void or unenforceable, then the interest herein reserved and conveyed shall be limited to a term equal to the longest permissible term that would not render this reservation or conveyance illegal, void, or unenforceable. Once the Cap has been reached, Seller shall ?le a release or termination document reasonably satisfactory to the Buyer, evidencing the termination of the Wheelage Royalty obligation under the aforementioned Special Warranty Deed. 4. Payment Obligation. The ORR and the Wheelage Royalty shall be due and payable to the Seller, without demand, on the twenty-?fth (25th) day of each calendar month for, in the case of the ORR, all coal mined from the Property and sold during the preceding calendar month and, in the ease of the Wheelage Royalty, all Subject Coal handled, loaded, blended or otherwise processed through the Preparation Plant by or at the direction, or with the approval, of the Buyer or its Af?liates and sold during the preceding calendar month. All payments shall be delivered to the Seller by wire transfer (or otherwise in immediately available funds) at its address set forth above or as otherwise directed by the Seller in writing. At the time payment is sent, the Buyer shall deliver to the Seller at the address indicated by the Seller in writing 2 01273200627922 4816?6635-1398v3 Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 3 of63 written notice of the payment amount, payment date and wire transfer information, and a royalty report (in form satisfactory to the Seller) showing for the preceding month the quantity of coal mined from the Property and sold, the quantity of Subject Coal and, separately, all other coal handled, loaded, blended or otherwise processed through the Preparation Plant by or at the direction, or with the approval, of the Buyer or its Af?liates, and such other information as shall reasonably be requested by the Seller. Weights shall be determined by use of certi?ed scales, tested and corrected at least once each year, or if certi?ed scales are not available, then by procedures standard in the coal industry that are mutually acceptable to the Buyer and the Seller. 5. Royalty Runs with the Land. The Royalty, including all obligations for payment and other obligations of the Buyer herein, shall be considered an interest in real estate and shall be an interest which runs with the Property and each parcel and piece of the Property, and shall be binding on the Buyer, its successors and assigns, and all subsequent owners of and successors in title to the Property. The Buyer?s successors and assigns shall include, without limitation, any of the following permitted by the terms of this Agreement: any successor by sale of equity interests, merger or other entity restructure, any grantee as debtor or debtor?in-possession in any bankruptcy or insolvency proceeding, and any assignecs, transferees, purchasers, lessees, sublessees, and other persons acquiring any interest in this Agreement, any of the Real Property Agreements or any of the Property (any of the foregoing, a ?Successor?). All Successors shall take such interests subject to the Royalty, and shall be charged with the Royalty payment obligations provided herein. The Buyer agrees to notify each such Successor of this Agreement and its obligations hereunder, and to obtain and provide to the Seller a written acknowledgement and assumption thereof, duly executed by such Successor, prior to any Successor?s acquisition of any interest in the Property. 6. Nature of Royalty. The Buyer and the Seller intend that the Royalty (including the payment obligations set forth in Sections 1 and 2 above) shall constitute a real property interest in the Property, overriding and prior to all other present or future interests in the Property. To the extent, if any, however, that a court of competent jurisdiction should nevertheless hold that the Royalty, any portion thereof and/or such payment obligation constitutes only a contractual obligation, or a lien on the Property or items located thereon, then this Agreement shall constitute a ?rst-priority mortgage lien or deed of trust lien on the Property, all accounts arising from the Property, and all proceeds thereof, including without limitation proceeds in the form of chattel paper, documents, general intangibles, instruments, letter-of-credit-rights and other rights to payment with respect to the Property (all of the foregoing, collectively, the ?Royalty Collateral?), to secure the prompt payment and performance of the obligations of the Buyer and its Successors hereunder. In such event, the Buyer?s grant of the Royalty to the Seller shall constitute the grant of such liens on real property and/or security interests in the Royalty Collateral, as applicable, and the Seller shall be deemed to be a lienholder, mortgagee and secured party, as applicable, with respect thereto. The Buyer authorizes the Seller to ?le mortgages, deeds of trust, financing statements and similar documents describing the Royalty Collateral and such liens and security interests in all such ?ling of?ces as the Seller may elect, and agrees to execute such other documents and take such other actions as may be reasonably necessary to implement the terms of this Section Terms used in this Section 6(a)that are 01273200627922 48 I 6-6635-1 398v} Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 4 of63 de?ned in Article 9 of the Uniform Commercial Code (as in effect on the date hereof in the state where the Property is located) shall have the same meanings herein. It is the intention of the parties that the Royalty reserved by and conveyed to the Seller hereby shall, in the event of the sale by foreclosure or otherwise of the rights and interests in the Property other than the Royalty, remain in place and such sale shall not result in acceleration of the obligation to pay the Royalty or otherwise affect the rights of the Seller hereunder. In the event that, notwithstanding the restrictions set forth in Section 16, the Property (free and clear of the obligation to pay the Royalty) is sold and such sale is not enjoined or otherwise terminated, the Seller shall be entitled to such portion of the proceeds as results from such sale up to an amount equal to the remaining value of the Royalty. 7. Agreement Not to Challenge; Modi?cation. The Buyer, for itself and its Successors, agrees that it will not, directly or indirectly, cause any challenge to the validity, scope or enforceability of all or any portion of this Agreement, to the Royalty created by this Agreement, or to the other rights and bene?ts of the Seller created herein. If the validity, scope or enforceability of all or any portion of this Agreement, the Royalty created by this Agreement, or the other rights and bene?ts of the Seller created herein is rendered void, invalid or unenforceable as a result of a challenge by any Person for any reason, based on any legal or equitable theory, it is the intent of the Buyer and the Seller that only the offending provisions of this Agreement shall be adjusted to make them valid and enforceable rather than voided, if possible, in order to achieve the intent of the Buyer and the Seller. in any such event, all other provisions of this Agreement shall be deemed valid and enforceable to the fullest extent possible. Any decision rendering all or a portion of this Agreement void, invalid or unenforceable as to some, but not all, of the Property shall not serve as to render this Agreement void, invalid or unenforceable as to any other portion of the Property. During the pendency of any dispute brought by any Person regarding the validity, scope or enforceability of all or any portion of this Agreement, the Royalty created by this Agreement, or the other rights and bene?ts of the Seller created herein, the Buyer shall continue to pay the Royalty to the Seller as provided in this Agreement, unless directed otherwise by order of a court of competentjurisdiction. 8. Records. The Buyer shall keep true and accurate records of all coal mined from the Property and sold during the term hereof and all coal, including Subject Coal, that is handled, loaded, blended or otherwise processed through the Preparation Plant by or at the direction, or with the approval, of the Buyer or its Af?liates and sold during the term hereof, together with any and all information required under this Agreement or reasonably requested by the Seller. The Seller and its of?cers, agents, employees, engineers, accountants, attorneys and consultants shall have the right, but not the obligation, to audit, inSpect and copy at all reasonable times the books and records of the Buyer or its Successors, and with reasonable notice to the Buyer or its Successors, go upon and inspect the Property and the Buyer?s or its Successors?, or their respective agent?s or contractor?s, operations thereon or related thereto to con?rm compliance with the terms of this Agreement. All books, records, data and analyses concerning the Buyer?s or its Successors? operations on the Property shall be maintained for a period of at least three (3) 4 01273200627922 4816-6635-1398v3 Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 5 of63 years after the mining, handling, loading, blending or other processing and sale of the applicable coal. 9. Taxes. The Buyer shall pay, when and as due, any and all taxes, fees, and assessments imposed by any governmental authority with respect to the Property, without charge, cost or expense to the Seller, including ad valorem taxes, severance taxes, and unmined minerals taxes, and shall, upon request of the Seller, provide the Seller copies of all tax returns prepared in connection with such ad valorem, severance, and unmined mineral taxes. 10. Default and Remedies. In the event of any failure by the Buyer or its Successors to pay the Royalty as and when due, or to perform any other covenant or obligation of the Buyer hereunder, the Seller shall beentitled to all the rights and remedies available to it at law, in equity, by contract, or otherwise, and may bring proceedings in equity or at law or take such steps as it may deem advisable to protect and enforce its rights hereunder. 11. Con?ict. This Agreement is subject to all the terms and conditions of the Purchase Agreement. No provision of this Agreement shall be deemed to enlarge, alter or amend the terms or provisions of the Purchase Agreement. Notwithstanding anything to the contrary set forth herein, if there is any con?ict between the terms and conditions of this Agreement and the terms and conditions of the Purchase Agreement, the terms and conditions of the Purchase Agreement shall control. Governing Law. This Agreement shall be governed by and construed according to the laws of the Commonwealth of Kentucky without regard to or application of its conflict of laws rules. 13. Counterparts. This Agreement may be executed in one or more counterparts (including by means of facsimile or e-mail signature pages) and all such counterparts taken together shall constitute one and the same Agreement. 14. Severability. If any provision of this Agreement or its application will be invalid, illegal or unenforceable in any respect, the validity, legality and enforceability of all other applications of that provision, and of all other provisions and applications hereof, will not in any way be affected or impaired. If any court shall determine that any provision of this Agreement is in any way unenforceable, such provision shall be reduced to whatever extent is necessary to make such provision enforceable. 15. Fees and Expenses. The Buyer agrees to pay the Seller, on demand, all fees, costs, and expenses (including reasonable attorneys? fees and expenses and fees and expenses of other professionals) that the Seller may incur or pay in enforcing or protecting the Seller?s rights hereunder. 16. Transfer; Assignment. The parties hereto acknowledge and agree that a major part of the consideration for entering into this Agreement is the belief of the Seller that the Buyer has the expertise and ability to develop, operate and maintain a mining operation on the Property suf?cient to adequately mine all of the mineable and merchantable coal therein and operate the Preparation Plant, in each case, in a good and workmanlike manner, the necessary ?nancial resources and coal marketing ability, and the reputation for honesty and integrity 5 01273200627922 4816.6635-1398v3 Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 6 of63 and the standing in the coal mining industry as an expert, reliable and dependable producet processer and marketer of coal? In light of these facts the Buyer agrees 2th j'irtherthes?Buyer ?rm'fthl'fe?ldkI cond1t10ned or delayed but may be Withheld cond1t1oned or delayed based upon the ?nancial viability, the coal marketing ability, the reputation, expertise, reliability or dependability, or the mining or processing capabilities of the proposed assignee or transferee, among other reasonable bases for withholding, conditioning or delaying consent; provided, however, that the Buyer and its Successors may assign this Agreement or its rights hereunder, in whole or in part, to any Af?liate without the Seller?s consent, but the assigning or transferring party shall remain liable for the obligations and liabilities arising under this Agreement; provided further, however, that Seller shall be deemed to have consented to any Transfer of which Buyer or its Successor has noti?ed Seller in writing if Seller does not provide Buyer or such Successor written notice of an objection to such Transfer within ?ve (5) Business Days of Seller?s receipt of such written notice. The Seller may assign the Royalty, this Ag1eement and all or any rights or obligations hereunder to any other Person without any consent from the Buyer or its Successors, but shall provide the Buyer with at least ten (10) days prior written notice 17. Entire Agreement. All prior negotiations and agreements by and among the parties hereto with respect to the subject matter hereof are superseded by this Agreement, the Purchase Agreement, and the other Related Agreements, and there are no representations, warranties, understandings or agreements with respect to the subject matter hereof other than those expressly set forth in this Agreement, the Purchase Agreement, and the other Related Agreements. 18. Headings. Section headings me not to be considered part of this Agreement, are solely for convenience of reference, and shall not affect the meaning or interpretation of this Agreement or any provision in it. OF PAGE INTENTIONALLY LEFT 0 I 273200627922 48 1641635- l398v3 Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 7 of63 IN WITNESS Wop, the parties hereto have caused their authorized representatives to execute this Agreement as of the date set forth in the notary blocks below to be e?'ective as of the date ?rst set forth above. SELLER: RESOURC LL By: . Name: Title: V, tj? RESOURCE By: - Name: I {5'31? Title: \lPtt- 4-44-th PIGEON 01? 0 00? ORPORATION By: . . Name: ML Cat/wt?: Title: Vp Mew HARLANRECL WHO Nile: $137 Crow-hm; Title: J- NORTH FOVPW 4 - Name: Pht?mA) Title: ?5 84 Signature Page to Tmnsaction Agreement . .. . Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 8 of63 BUYER: REVELATION ENERGY, LLC By: Name: Jeffery A. Hoops Title: President CEO STATE OF l/z'rmh/w 9933mm? en?s?: at ?The was sworn to and acknowledged before me on (35 5" 2015, by Flu/:20 J. gab/(thin; as 6, 2am?; of Resource Development LLC, a Virginia limited liability company, on behalf of said company. JESSICA LAUREN CLEVINGER Notary Public Commonwealth ot Vtrginia 7280424 '4 My Commission Expites May 31. 2017 Ll S9124 Adar/VI Vlh?i? No?ry Public My Commission Expires: Mat/It, 20 STATEOF mm, WOF Bn's-fol (if W'I?he foregoing instrument was sworn to and acknowledged before me on Jot 1% 2015, by Philip J. ?at/Hon; A as Wmarzr of Reso Land Company LLC, a Viiginia limited liability company, on behalf of said company. 489M JSA . Notary Public 171% Ful?l?: . 3 20 [7 Commonwealth ot Vitginia My Commissxon Expires: 7280424 My Commissio Expirs May 31.2017 Signature Page to hansaction Agreement -. . . Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment of63 STATE OF [/1sz WOF Fyi The foregoing instrument was swam to and acknowledged before me on Jeri 3} ST 2015, by Philip J. A as VP 1? 7kg farm? of Pigeon Creek Processing Corporation, a Virginia corporation, on behalf of said corporation. /J/1rt/L ?ler/A 064 Notiriry Public 0 My ?on Expires: 2-0/7 JESSICA LAUREN CLEVINCER Notary Public . Commonwealth of Virginia 7280424 5 My Commission Expires May 31. 2017 STATE OF 63W 0F Em?s?im I The foregoing instrument was sworn to and acknowledged before me on 3! 5f 2015, by d. ?aming; as VP ,6 ?earumr of Harlan [galamation Services LLC, a Viiginia limited liability company, on behalf of said company. .4. .a JESSICA LAUREN . . Notary Public 1755454 [aura/4 C/?yxnacc? Commonwealth oi Virginia can, 7280424 PUbhc 5 A My Commission Expires May 31. 2017 3 My Commission 21 $017 STATE OF Mini/max OF I a The foregoing instrument was sworn to and acknowledged before me on Jul! 3/ 2015, by Wu'ir'p Jr?am?u' A as 2244!ng of North Fork Coal Corporation, a Virginia corporation, on behalf of said corporation. A .r imam lame/I ?/z/mr/Z . LAUREN crevmcra Notify Public 0 . Nola? My Commission Expires: 444% 31, 212 Commonwealth 01 Virginia 80424 My Commission Expis Signature Page to Transaction Ageement Page 9 - ?wt-up r?v . .- -, Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment of63 BUYER: REVELATION ENERGY, LLC By: Name. ery . Hoops Title: President& CEO STATE 0F COUNTY 0F The foregoing instrument was sworn to and aclmowledged before me on 2015, by A as of Resource Development LLC, a Virginia limited liability company, on behalfof said company. Notary Public My Commission Expires: STATE or 3 COUNTY OF - 3 The foregoing instrument was sworn to and aoknoydedged before me on 2015, by as of Resource Land Company LLC, a Virginia limited liability company, on behalf of said company. Notary Public My Commission Expires: 8-2 Signature Page to Transaction Agreement Page 10 - - . . Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 11 of63 STATE 0 COUNTY OF The foregoing instrument was sworn to and acknowledged before me .. 2015, by Jeffery A. Hoops, as President CEO of Revelation Energy, LLC, a 'ted liability company, on behalf of said compan@4g MyComires: s-4 Signature Page to Transaction Agreement .- Current Lessor/ Sublessor/ Other Current Lessee] Sublessee/ Other Execution Date Location (County, State) Lease Boold Pageor Instrument Description i ACIN. LLC Resource Development LLC 29/29/98 Harlan KY, Letcher, KY Wise, VA Harlan: LB 39, PG 235 Letcher: LB 44, PG 540 Wise: Unrecorded Coal Mining Lease and Sublease between ACIN LLC (successor to Ark Land Company), Lessor, and Resource Development LLC, Lessee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time, including by: 1) First Amendment dated June 15, 1999; 2) Amendment No. 2 dated October 26, 2000; 3) Amendment No.3 dated December 31, 2000; 4) First Amendment to Amendment No. 3 dated January 3, 2011; 5) Partial Lease Surrender dated January 1, 2004; 6) Fourth Amendment dated August 1, 2004; 7) Second Partial Lease Sin'render dated October 1, 2004; 8) Fifth Amendment dated March I, 2005; 9) Sixth Amendment dated December 1, 2005; 10) Seventh Amendment dated June 16, 2006; 11) Eighth Amendment dated September 1, 2007; 12) Ninth Amendment dated August 1, 2008; 13) Tenth Amendment dated February 5, 2009; 14) Eleventh Amendment dated January 25, 2010; 15) Twel?h Amendment dated February 1, 2010; 16) Thirteenth Amendment dated April 19, 2010; 17) Fourteenth Amendment dated April 1, 2012; 18) Seventh Partial Lease Surrender Agreement dated April 1, 2012; 19) Fifteenth Amendment dated April 1, 2012; 20) Eighth Partial Lease Surrender Agreement dated August 1, 2013; 21) Tenth Partial Lease Surrender dated November 21, 2013; 22) Ninth Partial Lease Surrender dated January 1, 2014; 23) Sixteenth Amendment dated January 1, 2014; 24) Letter Agreement dated May 28, 2003; 25) Letter Agreement dated April 28, 2004; 26) Letter Agreement dated May 10, 2005; and 27) Letter Agreement dated October 23, 2007. Lewis, Burncy, Jr., and Jacqueline L., et a1 Resource Development LLC 5/15/12 Harlan, KY LB 50, PG 474 Coal Lease between Burney Lewis, Jr. and his wife, Jacqueline L. Lewis, James Boyd Lewis, unmarried, and Lynetta Lewis Alexander, unmarried, Lessors, and Resource Development LLC, Lessee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time. Hall, Robert 13., et al Resource Development LLC 9/14/11 Harlan, KY LB 50, PG 262 (Hall Counterpart) LB 50, PG 395 (Williams Coal Lease between Robert E. Hall (single); Jesse Hall and Kelly Hall, his wife; William Edward Williams, ika William Edward Hall, and Sakrl Williams, his wife; and Michael Eugene Williams, ?ca Michael Eugene Hall, and Susan Williams, his wife; Merribeth Burns and Steven Burns, her husband: Darlene 01273200627922 4816-6635-1398v3 Kress and Robert Cress, her husband; and Maxine Cox Cecil and Philip S. Cecil, Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment of63 Page 12 Current Lessor] Other Current Lessee! Snblesseel Other Execution Date Location (County, State) Lease Book] Page or Instrument Description 1 Counterpart) IV, her husband, Lessors, and Resource Development LLC, Lessee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time. McQueen, Tammy E. Resource Development LLC 8/19/05 Harlan, KY Unrecorded Coal Lease between John C. Hall, Jr. (deceased), now Tammy E. McQueen, Lessor, and Resource Development LLC, Lessee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time. Fields, Frances G. Resource Development LLC 9/3/05 Harlan, KY Unrecorded Coal Lease between Frances G. Fields, Lessor, and Resource Development LLC, Lessee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time. Deal, Yvonne, et al Resource Development LLC 6/22/07 Harlan, KY LB 49, PG 434 Coal Lease between Elsie Watts, single, now deceased, interest succeeded by Yvonne Deal, Randall Hogg, Tommy D. Hogg, Michael S. Hogg, Gary Hogg and Darlene Hogg, Lisa Hogg, Jessee Hogg and Stephanie Hogg, Lessor, and Resource Development LLC, Lessee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time. Deal, David Claude and Yvonne Boggs Resource Development LLC 6117/11 Harlan, KY LB 50, PG 142 Coal Lease between Yvonne Boggs Deal, and her husband, David Claude Deal, Lessor, and Resource Development LLC, Lessee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, ?'om time to time. Hall, Darlene Resource Development LLC 6/22/07 Harlan, KY LB 49, PG 480 Coal Lease between Darlene Hall, single, Lessor, and Resource Development LLC, Lessee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time. Maggard. Connie Resource Development LLC 7/13/00 LetcherLease Agreement between Vernon Maggard (deceased) and Comic Maggard, husband and wife, Lessor, and Resource Development LLC, Lessee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, ?om time to time, including by: 1) Amendment dated November 22, 2005; and 2) Amendment dated March 11,2010. Shivel, Charles E. and Sandra K., et al Resource Development LLC 11/13/09 Harlan, KY LB 49, PG 359 Coal Lease between Sandra K. Shivel and Charles E. Shivel, In, her husband; Janice L. Wimer, single; Timothy S. Gilley and Retha Gilley, his wife, Lessors, and Resource Development LLC, Lessee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time. Henson, Charles L., et a1 Resource Development LLC 11/15/10 Harlan409 Coal Lease between Charles L. Henson, single; Donnie W. Henson, single; Gary Henson and Elizabeth Henson; his wife; Sharon H. Little and Robert Little, her husband; Patricia A. Stan?eld, single; Mary J. Cornett, single; Buelah M. 01273200627922 4816-6635-1398v3 Case 3:19-bk-30292 Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment of63 Page 13 Current Lessor! Sublessor/ Other . Current LesSee/ Snblessee/ Other Execution Date Location (County, State) Lease Baok/ Page or Instrument "Description Martin(deceased) and Phillip D. Martin, her husband; Michael S. Morgan, single; Georgia F. Gilley, single; Brett D. Gilley, single; Shaun E. Foust, single; Ernestine G. Bilbrey and Dennis Bilbrey, her husband; David E. Gilley and Becky Gilley, his wife; Eudean G. S. Butler, single; Eric Ray Gilley and Donna Gilley, his wife; Ernest Lee Gilley, single; Barry W. Arp and Sharon F. Arp, his wife; Charlotte R. Dugger and Robert G. Dugger, her husband; Helen A. Rogerson and Brian Rogerson, her husband; and Wilma J. McClure and Charles McClure, her husband, Lessors, and Resource Development LLC, Lessee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time. Mitchell, Dart Keith and Melissa, et al Resource Development LLC 2/25/1 Harlan, KY LB 50, PG 45 Coal Lease between Dart Keith Mitchell and Melissa Mitchell, his wife, Darren Mitchell and his wife; Davetta A. Pomahatch and Richard Francis Pomahatch, her husband; Susan E. Hoffman and Richard Frank Hoffman, Jr., her husband; Timothy Allen Hicks, single; Jimmy Charles Hicks and Roxanne Marie Hicks, his wife; Joe Gilley and Rita Gilley, his wife; and Dwayne Gilley, single. Lessors, and Resource Development LLC, Lessee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time. Heddon, Jonathan D., et al Resource Development LLC 9/14/11 Harlan, KY LB 50, PG 275 Coal Lease between Jonathan D. Heddon; Dianna L. Bowers and Dave Bowers, her husband; Danelle L. Bennett and Ray Doll, her husband; Robert L. Bennett, single; Tia R. Bennett, single; Lacie A. MaKary and Jonathan MaKary, her husband, Lessors, and Resource Development LLC, Lessee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time. Firchau, Richard and Sarah 13., et a1 Resource Development LLC 11/13/09 Harlan, KY LB 49, PG 60 Coal Lease between Sarah E. Firchau, and Richard Firchau, her husband; William R. White and Donna White, his wife; Bethel W. Gilliam and Teresa Gilliam, his wife; Sheila G. Hall and Samuel Hall, her husband; Sharon G. Park and James Park, her husband; Joan E. Lewis and Darrell Lewis, her husband; Mary Magalene Lewis, single (deceased), now Robert Lewis, Ronnie Lewis, Clarkson, Vickie Smith, Barbara Rosensteel, Richard Lewis and Randall Lewis; Ruth B. Bush, single; M. Faye North, single; Ora Jewel lson and Donald lson, her husband; Robert M. Bush and Velda Bush, his wife; Ellen R. Bush, single; Ursle Bush and Colleen M. Bush, his wife; Margaret Halcomb and Michael L. Halcomb, her husband; and Robert M. Bush, single, Lessors, and Resource Development LLC, Lessee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time. 01273200627922 4816-6635-1398v3 Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment of63 Page 14 Current Lessor] Sublessorl Other Current A Lessee! Sublesseel Other Execution . Date Location (County, State) Lease Book]. Page or Instrument Description 1 Ison, Donald and Ora Jewel Resource Development LLC 11/13/09 Harlan, KY LB 50, PG 417 Coal Lease between Ora Jewel Ison and Donald Ison, her husband, Lessors, and Resource Development LLC, Lessee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time. White, Raymond A. and Mary E., et al Resource Development LLC 5/1/08 Harlan, KY LB 48, PG 59 Coal Lease between Raymond A. White and Mary White, his wife; David W. Creech and Bertha Creech, his wife; Pamela D. Banks and Kenneth Banks, her husband; Angela S. Collier and Gregory A. Collier, her husband; Anna DeLois Davis and Hurlen Davis, her husband; Eunice White, Lessors, and Resource Development LLC, Lessee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time. White, Mary Lou, et al Resource Development IJLC ll 18/08 Harlan, KY LB 47, PG 749 Coal Lease between Ralph W. White (deceased) and Mary L. White. his wife; Gladys W. Keith and Kenneth E. Keith; Mary P. Keith, single; Bobby D. White and Joyce E. White, his wife; David M. White and Wilma E. White, his wife; Roy 0. White and Kay P. White, his wife, Lessors, and Resource Development LLC, Lessee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time. Amette, Bobby J. Sr., et al Resource Development LLC 6/30/08 Harlan, KY LB 48, PG 330 Coal Lease between Bobby J. Amette, Sr., single; Bobby J. Amette, Jr. and Kathleen M. Amette, his wife; Deborah U. Adams and Robert Adams, her husband; V. Darlene Amette, single; A. Richey and Albert Richey, her husband; Jacqueline M. Hodgson and Jim Hodgson, her husband, Lessors, and Resource Development LLC, Lessee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, item time to time. White, Michael J. and Lisa A., et al Resource Development LLC 7/31/08 Harlan, KY LB 48, PG 627 Coal Lease between Michael J. White and Lisa A. White, his wife; Edward E. White, single; Renee J. Whitman and Enoch Whitman, her husband; Deborah K. White (Hill), single; Deanne K. Campbell, single; David A. White, single; James Q. Evans, single; Sherry D. Ispan and Richard, her husband; James A. Evans and Robin A. Evans, his wife; Cody G. White, single; Buford White, single; Elwin A. White and Suzanne W. White, his wife; Shirley J. Fletcher; Joyce Marks and Robert Marks, her husband; Brenda Wilhite and Frank E. Wilhite, her husband, Lessors, and Resource Development LLC, Lessee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time Winters, Betty, J., et al Resource Development LLC 3/12/08 Harlan, KY LB 48, PG 54 Coal Lease between Betty J. Winters, single; Charles Douglas White, single, Lessors, and Resource Development LLC, Lessee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, ?om time to time. 0l27320.0627922 48 6-6635-l398v3 Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment of63 Page 15 Current? Lessor/ Sublessor/ Other 1 Current Lessee] Sublessee/ Other Execution Date Location (County, State) Lease Book]. A Page or Instrument Description Penn Virginia Operating Co., LLC Resource Development LLC 5/20/96 Harlan, Wise, VA Unrecorded Lease Agreement between Penn Virginia Coal Company, now Penn Virginia Operating Co., LLC, Lessor, and Resource Development LLC (successor by merger and assignment to Powell River Resources Corporation), Lessee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time, including by: 1) First Amendment dated April 3, 1997; 2) Second Amendment dated September 15, 1997; 3) Third Amendment dated February 5, 2005; 4) Fourth Amendment dated June 9, 2000; 5) Amendment of Lease (No.5) dated September 1, 2000; 6) Amendment of Lease (No.6) dated February 5, 2001; 7) Seventh Amendment dated May 24, 2001; 8) Letter Agreement dated June 15, 2001; 9) Letter Agreement dated June 29, 2001: 10) Amendment No. 8 dated November 12, 2001; 11) Letter Agreement dated December 20, 2001; 12) Letter Agreement dated May 31, 2002; 13) Amendment No. 9 dated June 3, 2002; 14) Letter Agreement dated October 7, 2003; 15) Amendment 10 dated December 12, 2003; 16) Amendment 1 1 dated December 1, 2003; 17) Letter Agreement dated February 26, 2004; 18) Letter Agreement dated May 26, 2004; 19) Letter Agreement dated July 6, 2004; 20) Amendment 12 dated December 22, 2004; 21) Amendment 13 dated May 31, 2005; 22) Amendment 14 dated December 22, 2005; 23) Amendment 15 dated May 17, 2006; 24) Amendment 16 dated August 23, 2006; 25) Amendment 17 dated May 17, 2007; 26) Amendment 18 dated April 30, 2008; 27) Amendment 19 dated July 7, 2008; 28) Amendment No. 20 dated January 27, 2009; 29) Amendment 21 dated March 18, 2009; 30) Amendment 22 dated July 17, 2009; 31) Letter Agreement dated January 1, 2010; 32) Amendment 23 dated January 19, 2010; 33) Amendment 24 dated February 9, 2010; 34) Letter Agreement dated February 12, 2010; 35) Notice Letter dated October 22, 2010; 36) Amendment 25 dated September 27, 2011; 37) Amendment No. 26 dated May 21, 2012; 38) Letter Agreement dated June 13, 2012; 39) Letter Agreement dated March 27, 2009; 40) Amendment No 27 dated July 18, 2013; 41) Agreement dated January 1, 2015; and 42) Amendment No 28 dated January 1, 2015. Pardee Minerals LLC Resource Development LLC 9/13/06 Lee, VA Harlan, KY Unrecorded Lease Agreement between Pardee Minerals, LLC, Lessor, and Resource Development LLC (successor by merger and assignment to Powell River Resources Corporation), Lessee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time, including by Amendment dated March 16, 2010. Penn Virginia Operathg Co., Pigeon Creek Processing 2/5/00 Wise, VA Unrecorded Lease between Penn Virginia Coal Company, now Penn Virginia Operating Co., LLC, Landlord, and Pigeon Creek Processing Corporation, Tenant, as amended, 01273200627922 4816-6635-1398v3 Case 3:19-bk-30292 Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment of63 Page 16 Current- Lessor] Sublessorl Other Current Lessee! Sublessee/ Other Execution Date 1 Location (County, State) Lease Book! PageOr Instrument Description 3 LLC Corporation assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time, including by: 1) Amendment dated October 19, 2006; and 2) Amendment dated January 1, 2015. Penn Virginia Operating Co., LLC North Fork Coal Corporation 2/12/97 Wise, VA Harlan, KY Unrecorded Amendment and Restatement Of Lease Agreement between Penn Virginia Coal Company, now Penn Virginia Operating Co., LLC, Lessor, and North Fork Coal Corporation (successor by merger to Winifrede Coal Corporation), Lessee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time, including by: 1) Amendment dated August 31, 1999; 2) Amendment dated April 3, 2012; and 3) Amendment dated July 23, 2013- Ark Land Company Resource Development LLC 3/1/05 Harlan, KY Unrecorded Sublease between Ark Land Company, Sublessor, and Resource Development LLC, Sublessee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time. Resource Development LLC A Coal Corporation 4/29/09 Harlan, KY Wise, VA Unrecorded Amended and Restated Sublease between Resource Development LLC, Sublessor, and A Coal Corporation, Sublessee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, ?'om time to time, including by: 1) First Amendment dated January 25, 2010; 2) Agreement dated April 29, 2009; 3) Personal Guaranty by Jerry W. Wharton dated April 29, 2009; 4) Bill of Sale dated April 29, 2009; S) Coalhaul Road Joint Use Agreement dated April 29, 2009; 6) Agreement Regarding Mine Permits dated April 29, 2009; 7) Joint Use Operations Agreement dated February 9, 201 l; 8) Standby Letter of Credit (Central Bank) dated April 29, 2009; 9) Letter Agreement dated December 23, 2013; and 10) Irrevocable Standby Letter of Credit (Select Bank) dated May 15, 2015. Resource Development LLC A Coal Corporation 4/1/02 Letcher, KY Unrecorded Sublease between Resource Development LLC, Sublessor, and A Coal Corporation (as assignee of Pinnacle Resources LLC), Sublessee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time, including by: I) First Amendment dated April 29, 2009; 2) Assignment of And Consent to Assignment of Sublease dated December 29, 2003; and 3) Letter Agreement dated March 31, 2012. ACIN LLC, Resource Development and Harlan Reclamation Services LLC Commonwealth of Kentucky, Transportation Cabinet 11/19/12 Letcher, KY Unrecorded Right of Entry granted to Commonwealth of Kentucky, Transportation Cabinet by ACIN LLC, Resource Development LLC and Harlan Reclamation Services LLC, as amended, restated, surrendered, restated or otherwise modi?ed ?'om time to time. 01273200627922 481M635-1398v3 Case 3:19-bk-30292 Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment of63 Page 17 Current Lessor] Sublessor/ Other Current Lessee] Sublessce/ Other Execution Date . Location (County, State) Lease Book/ Pageor Instrument Description Interstate Railroad Company Pigeon Creek Processing Corporation 8/29/01 Wise, VA Unrecorded Agreement between Interstate Railroad Company, Licensor, and Pigeon Creek Processing Corporation (successor by assignment), Licensee, as amended, assigned, surrendered, restated or otherwise modified, in whole or in part, from time to time, including by Assignment And Modi?cation - Agreement, dated May 26, 2009, between Interstate Railroad Company; East Mountain Processing, LLC, Assignor, and Pigeon Creek Processing Corporation, Assignee. Interstate Railroad Company Pigeon Creek Processing Corporation 9/30/07 Wise, VA Unrecorded Siding Lease Agreement between Interstate Railroad Company (now by agent, Norfolk Southern Corporation), Railway, and Pigeon Creek Processing Corporation. Industry, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time. Pigeon Creek Processing Corporation Commonwealth of Virginia, Department of Mines, Minerals and Energy 6/24/13 Wise, VA Unrecorded Consent For Right Of Entry between the Commonwealth of Virginia, Department of Mines. Minerals and Energy, Division of Mined Land Reclamation and U. S. Department of Interior, Of?ce of Surface Mining Reclamation and Enforcement, Grantee, and Pigeon Creek Processing Corp, Grantor, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time. Resource Land Company LLC Kentucky East, LLC l/l7/l3 Harlan, KY Unrecorded Easement Agreement between Resource Land Company, LLC, Grantor, and Kentucky East, LLC, Grantee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time. Old Virginia Services, LLC Resource Land Company LLC and North Fork Coal Corporation 1/1/14 Harlan, KY Unrecorded Amended and Restated Agreement for Contract Mining and Coal Preparation Plant Operations between Black Mountain Resources LLC (now merged into Resource Land Company LLC), Resource Land Company LLC, and North Fork Coal Corporation (collectively Company) and Old Virginia Services LLC, Contractor, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time. Commonwealth of Kentucky, Transportation Cabinet Harlan Reclamation Services LLC and Resource Development LLC 12/13/12 Letcher, KY Unrecorded Memorandum Of Agreement between Commonwealth of Kentucky, Transportation Cabinet, The Commonwealth of Kentucky, Energy and Environment Cabinet, Harlan Reclamation Services, LLC, and Resource Development, LLC, (RDC), as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time. 01273200627922 4816-6635-1398v3 Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment of63 Page 18 Current Lessor] Sublessorl Other Current Lessee/ Sublessee/ Other Execution Date Location (County, State) Lease Book] Page or Instrument . Description Commonwealth of Kentucky, Transportation Cabinet Harlan Reclamation Services LLC and Resource Development LLC 12/13/12 Letcher, KY Unrecorded Final Settlement and Reimbursement Agreement between the Commonwealth Of Kentucky, Transportation Cabinet (DOT), and Harlan Reclamation Services, LLC, and Resource Development, LLC, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time. Lewis, Burney, Jr., and Jacqueline L. Resource Development LLC 10/2/13 Harlan, KY Unrecorded Option Agreement between Burney Lewis, Jr. and Jacqueline L. Lewis, husband and wife; James Boyd Lewis, unmarried; and Lynetta Lewis Alexander, widow, Optionors, and Resource Development LLC, Optionee, as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time. Resource Development LLC Commonwealth of Virginia 9/16/13 Wise, VA Unrecorded Right of Entry granted to Commonwealth of Virginia, Department of Mines, Minerals and Energy, Division of Mind Land Reclamation by Resource Development LLC (successor by merger to Nine Mile Spur, LLC), as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time. Resource Development LLC Virginia Department of Mines, Minerals and Energy, Division of Mined Land Reclamation 1/24/13 Wise, VA Unrecorded Consent for Right of Entry between Resource Development LLC (successm by merger to Meadow Branch Coal, LLC), Owner, and the Commonwealth of Virginia, Department of Mines, Minerals and Energy, Division of Mined Land Reclamation (the "Division"), and the US. Dept. of the Interior, Of?ce of Surface Mining Reclamation and Enforcement (the as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time. Abba and Company Resource Development LLC 6/21/2012 Wise, VA Unrecorded Agreement between Abba and Company and Resource Development LLC (successor by assignment and merger), as amended, assigned, surrendered, restated or otherwise modi?ed, in whole or in part, from time to time. 01273200627922 4816-6635-1398v3 Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment of63 Page 19 Case Claim 10-1 Part 2 Firl?'d 08/07/19 Desc Attachment Page 20 of63 Exhibitz Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 21 of63 PARTIAL LEASE SURRENDER AND ASSIGNMENT OF SUBLEASES AND LETTER OF CREDIT THIS PARTIAL LEASE SURRENDER AND ASSIGNMENT OF SUBLEASES AND LETTER OF CREDIT (?Agreement") is made, entered into and effective April 1, 2016 by and between LLC, a Delaware limited liability company (?Lessor?), and REVELATION ENERGY, LLC, a Kentucky limited liability company WHEREAS, Lessor and Revelation are. parties to that certain Amended, Consolidated and Restated Coal Mining Lease dated July 31, 2015 (as amended, supplemented and assigned, "Lease 8201"); and WHEREAS, by that certain Sublease dated as of April 1, 2002, Revelation's predecessor-in-interest, Resource Development, LLC subleased certain coal seams in a portion of the area covered by Lease 8201 to Pinnacle Resources, LLC, which Sublease, together with any and all ancillary agreements, amendments, and assignments thereto are collectively referred to as the ?2002 Sublease?; and WHEREAS, the interest of Resource as Sublessor of the 2002 Sublease has been assigned to, and is currently held by, Revelation and the interest of Pinnacle Resources, LLC as Sublessee of the 2002 Sublease has been assigned to, and is currently held by A Coal Corporation, a Virginia corporation (the "Sublessee?); and WHEREAS, by that certain Amended and Restated Sublease dated as of April 29, 2009, Resource subleased certain additional coal seams in another area covered by Lease 8201 to Sublessee, which Amended and Restated Sublease, together with any 10207 606v6 Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 22 of63 and all ancillary agreements, amendments, and assignments thereto are collectively referred to as the "2009 Sublease?; and WHEREAS, the interest of Resource as Sublessor of the 2009 Sublease has been assigned to, and is currently held by, Revelation and Sublessee continues to be the Sublessee of the 2009 Sublease; and WHEREAS, the 2002 Sublease and the 2009 Sublease, together with any and all ancillary agreements, amendments, and assignments thereto, are collectively referred to as the ?Subleases?; and WHEREAS, by Agreement dated April 29, 2009 between Sublessee and Resource (the Agreement"), Sublessee agreed to deliver and maintain an irrevocable letter of credit in the amount of $2,000,000 (said letter of credit, together with any and all extensions, amendments, replacements and substitutions of the same and any supplemental letter of credit being hereinafter referred to as the ?Letter of Credit") to secure the ?Obligations? (as de?ned in the UC Agreement), which Obligations include the performance of all covenants, conditions and obligations of Sublessee under the Subleases, including reasonable attorneys? fees; and WHEREAS, the terms of the UC Agreement are binding on Sublessee and Resource and their respective successors and assigns, and in conjunction with the assignment of the Subleases to Revelation, Revelation has succeeded to all interests of Resource under the UC Agreement and Letter of Credit and Resource has assigned all of Resource?s rights under the Agreement and Letter of Credit to Revelation; and WHEREAS, upon and subject to the terms and conditions of this Agreement, Revelation desires to surrender and release its rights, title, estates and interests under 10207606v6 2 Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 23 of63 Lease 8201 in and to all coal located in the Low Splint seam of coal and all seems above the Low Splint seam to the No. 14 seam of coal, within. upon or under that certain area of land located in Letcher County, Kentucky (and a small portion in Wise County, Virginia) as more speci?cally shown, identi?ed and designated on the map attached hereto as ExhibitA and by this reference incorporated herein and made a part hereof, and (ii) all coal located in the Upper Winifrede seam of coal and all seams above the Upper Winifrede seam lying within, upon or under that certain area of land located in Harlan County, Kentucky (and a small portion in Wise County, Virginia) as more speci?cally shown, identi?ed and designated on the map attached hereto as Exhibit A and by this reference incorporated herein (said coal seams within the designated areas shown on Exhibit A being hereinafter collectively referred to as the "Released Coal?), together with all surface rights and coal mining rights pertaining to the Released Coal (such Released Coal, together with all surface rights and coal mining rights pertaining to the Released Coal being herein collectively referred to as the ?Released Premises?); and WHEREAS, in conjunction with the surrender and release of the Released Premises, Revelation desires to assign and transfer the Subleases, together with Agreement and Letter of Credit, to Lessor; and WHEREAS, it is the intention of the parties that the assignment of the Subleases from Revelation to Lessor shall not result in a merger of any estates of the Lessor but rather, the parties intend and agree that the Subleases shall survive such assignment and shall continue to be supported and secured by the UC Agreement and Letter of Credit and that Revelation's and Resource?s interests in the UC Agreement 10207606v6' 3 Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 24 of63 and Letter of Credit be wholly assigned and transferred to Lessor along with the Subleases. NOW, THEREFORE, for and in consideration of the foregoing premises. the agreements and provisions contained herein, and for other good and valuable consideration. the receipt and suf?ciency of which are hereby acknowledged, the parties hereto agree as follows: 1. Revelation does hereby surrender, yield up and release unto Lessor all of its rights, title, estate and interest currently owned and held under Lease 8201 in and to the Released Premises. limited to such Released Premises, and no more. 2. Lessor does hereby accept Revelation?s surrender and release of the rights. title, estate and interest in and to the Released Premises; provided however. such surrender and release shall not work to release Revelation, its successors and assigns, from any liability to Lessor arising out of or related toany activities or obligations of Revelation pertaining to the Released Premises which arose or occurred prior to the date hereof and grovided further that neither Revelation's surrender and release of the rights, title, estate and interest in and to the Released Premises, nor the assignment of the Subleases from Revelation to Lessor shall result in a termination of the Subleases or a merger of any estate under the Subleases with any other estates of the Lessor, but rather the Subleases shall survive such assignment. 3. Revelation hereby assigns. transfers and sets over unto the Lessor all of its right, title, interest, duties and obligations in, to and under the Subleases, the UC Agreement and the Letter of Credit, including. without limitation, any and all unpaid 102mm 4 Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 25 of63 royalties, prepaid royalties, escrowed royalties, and un-recouped minimum royalties under the Subleases and all beneficial rights under the UC Agreement and Letter of Credit and all rights to draw upon the Letter of Credit. The assignment of the Subleases as set forth herein is subject to the performance by the Lessor, as to the Released Coal only, of the obligation, if any, provided in that certain Transaction Agreement dated effective July 31, 2015 by and between Resource et al. and Revelation (the ?Resource Agreement"). to pay Resource, et al. a payment equal to one percent of the Gross Selling Price (as de?ned in Lease 8201) of Released Coal mined after April 1, 2016 for which Lessor actually receives its full tonnage royalty payment (the Payment?). In the event of any default by the Lessor in the performance of the payment of any amount due under this paragraph 3, which default is not cured within twenty (20) days after the delivery by Revelation to the Lessor of written notice thereof, Revelation shall have the option (in its sole discretion) to pay such amounts to Resource et al. or to their successors and assigns, as the case may be, and recover the sum due from Lessor plus interest at the rate provided in Lease 8201. Lessor shall be entitled to receive and retain any unpaid royalties owed to Revelation and obtained by Lessor with respect to the Released Premises pertaining to mining prior to April 1. 2016. With respect to coal mined from the Released Premises between July 31, 2015 and April'1, 2016 only, Lessor agrees to pay Revelation 0.5% of the Gross Selling Price (as de?ned in Leasa 8201) from tonnage royalties actually received by Lessor for coal mined from the Released Premises between July 31. 2015 and April 1, 2016. Any disputes as to this amount shall be subject to arbitration as provided in Lease 8201. At Lessor?s request, Revelation shall cooperate with Lessor in taking steps necessary to cause the obligation 10207606v6 5 Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 26 of63 to pay the 1% Payment with respect to the Released Coal arising from mining after April 1, 2016 to become a direct obligation between Resource et al, its successors and assigns, and Lessor. 4. Lessor hereby assumes all of the Revelation?s right, title, interest, duties and obligations in, to and under the Subleases arising after the date of this Agreement and agrees to be bound by all of the terms and conditions of the Subleases from and after the date of this Agreement, and to pay, perform and discharge, all duties and obligations of Revelation under the Subleases arising after the date of this Agreement; provided, however, that Lessor shall not assume nor be liable in any way for any liabilities or obligations that arose prior to the date of this Agreement or that arise from any breach or default by Revelation or Resource on or prior to the date of this Agreement. 5. in further consideration of the transactions under this Agreement: Lessor agrees to credit against Revelation?s ?Annual De?ciency Minimum Royalty?/quarterly royalty deficiency due under Lease 8201, a tonnage royalty in the amount of the greater. of 7.5% of the ?Gross Selling Price? (as de?ned in Lease 8201) or $2.75 per ton of coal, for the coal mined. by Sublessee or its successors from the Released Premises under the Subleases or any replacement of the Subleases entered into between Lessor and Sublessee With respect to the Released Premises (a ?Replacement Lease?), upon which Sublessee has paid Lessor the tonnage royalty due under the Subleases or any Replacement Lease, and (ii) Lessor agrees to credit against Revelation's ?Transaction Payment" due under Lease 8201, an amount equal to 1% of the ?Gross Selling Price? (as de?ned in the Lease 8201) for the coal mined by 10207606v6 6 Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 27 of63 Sublessee or its successors from the Released Premises under the Subleases or any Replacement Lease upon which Sublessee has paid Lessor the tonnage royalty due under the Subleases or any Replacement Lease. 6. in further consideration of the transactions contemplated under this Agreement, Revelation has assigned, transferred and set over to Lessor all rights of Revelation and Resource in and to the UC Agreement and Letter of Credit. Revelation shall deliver the original Letter of Credit to Lessor upon execution of this Agreement and shall execute such additional and further assignment, transfer and other documents as Lessor may request to effectuate, document and/or evidence the assignment of the Letter of Credit and UC Agreement and all rights thereunder (including all rights originally held by Resource) to Lessor. 7. Revelation represents and warrants to the Lessor that the following are true and correct as of the date hereof. A true and complete copy of each of the Subleases, including all amendments thereto, has heretofore been provided to Lessor, and the Subleases have not been materially amended, modified, assigned or subleased. Revelation has provided Lessor with an accurate and complete list of all prepaid royalties, escrowed royalties, and un-recouped minimum royalties available to Sublessee under each of the Subleases. (0) Each of the Subleases is valid, binding and enforceable in accordance with its terms and is in full force and effect. The leasehold estate created by each of the Subleases is free and clear of all encumbrances created by, though or under Revelation or Resource or any af?liate of Revelation or Resource. 1020760816 7 Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 28 of63 Except as has been disclosed to Lessor in writing, there are no defaults, breaches or violations by Revelation or Resource under any of the Subleases and to Seller's knowledge no event has occurred that (whether with or without notice, lapse of time or the happening or occurrence of any other event) would constitute a default, breach or violation by Revelation or Resource under any of the Subleases. To the knowledge of Revelation, there are no defaults by any other party or to Seller?s knowledge any events, which with notice, the passage of time or both, would constitute such a default, breach or violation by any other party under any of the Subleases. Other than for non-payment of past due royalties, to the knowledge of Revelation, there are no existing disputes between Revelation or Resource and any other party to any of the Subleases or, to Revelation?s knowledge, any party having rights under or with respect to the Subleases. Revelation and Resource have othenNise complied in all material respects with the Subleases, and Revelation has not otherwise subleased, assigned or otherwise granted to any person the right to use or occupy the Released Premises or any portion thereof. There are no outstanding options or rightsof first refusal to purchase or sublease any of Revelation?s interest in the Subleases or any interest therein. (9) The Letter of Credit remains validly issued and outstanding and Resource has assigned all of its rights and interests in, to and under the Letter of Credit and UC Agreement, including the right to draw upon the Letter of Credit, to Revelation. Revelation is the owner of the beneficial interests in and to the Letter of 10207606v6 8 Case ClaimlO-l Part2 Filed 08/07/19 Desc Attachment Page 29 of63 Credit and UC Agreement. Revelation has not received any oral or written communication from Resource or the issuer of the Letter of Credit asserting the invalidity or termination of the Letter of Credit or Revelation's ability to receive the assignment of the Letter of Credit or LIC Agreement from Resource, or Revelation?s ability to further assign the Letter of Credit or Agreement to Lessor. Revelation has not received any written communication, whether from a governmental authority, citizens group, employee or othenrvise, that alleges that Revelation, Sublessee or the Released Premises is not in material compliance with any Environmental Laws (hereafter de?ned), except for such written communications that have been resolved in all respects. 8. For purposes of this Agreement, "Environmental Laws" means any laws that require or relate to: (A) advising appropriate governmental authorities. employees or the public of intended or actual releases of Hazardous Materials, violations of discharge limits or other prohibitions or of the commencements of activities. such as resource extraction or construction, that could have signi?cant impact on the Environment; (B) preventing or reducing to acceptable levels the release of Hazardous Materials into the Environment; (C) reducing the quantities. preventing the release or minimizing the hazardous characteristics of wastes that are generated; (D) protecting the Environment, natural resources, species or the restoration of the Environment or natural resources; (E) reducing to acceptable levels the risks inherent in the transportation of Hazardous Materials or other potentially harmful substances; (F) cleaning up Hazardous Materials that have been released, preventing the threat of release or paying the costs of such clean up or prevention; or (G) making responsible 102mm 9 Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 30 of63 parties pay private parties, or groups of them, for damages done to their health or the Environment, or permitting self-appointed representatives of the public interest to recover for injuries done to public assets. ?Environmental Laws" shall include, without limitation, CERCLA or any successor laws, the Resource Conservation and Recovery Act, as amended 42 U.S.C. 6901 et seq. or any sucCessor laws and the Surface Mining Control and Reclamation Act or any successor laws; the Toxic Substances Control Act, 15 U.S.C. ??2601, et seq. the Safe Drinking Water Act, 42 U.S.C. ??300g, et seq., the Clean Water Act, 33 U.S.C. ??1251, et seq., the Hazardous Materials Transportation Act, 49 U.S.C. ??1801, et seq., the Clean Air Act, 42 U.S.C. ??7401 et seq., the Endangered Species Act, 16 U.S.C. ??1501 et seq.; all similar state laws; and shall further include all applicable laws relating to pollution or protection of human health or the Environment, relating to emissions, discharges, releases or threatened releases of Hazardous Materials, or otherwise relating to the manufacture, processing, distribution, use, treatment. storage, disposal, transport or handling of Hazardous Materials. 9. Lessor and Revelation stipulate and agree that Lease 8201, as previously amended and now modi?ed by the surrender and release of the Released Premises pursuant to this Agreement, is and shall remain in full force and effect. 10. This Agreement shall not be amended, modi?ed or altered, in whole or in part, except by written agreement between the Parties hereto. 11. This Agreement shall be binding upon. and shall inure to the benefit of. the parties hereto and each of their respective successors and assigns. 10207606v6 10 Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 31 of63 12. This Agreement shall be governed by and construed according to the laws of the Commonwealth of Kentucky. 13. At Revelation?s sole cost and expense, Revelation shall execute and deliver, or cause to be executed and delivered by Revelation and/or Resource, all such documents, agreements and instruments Lessor may require to fully and effectively transfer and assign the UC Agreement, Letter of Credit and the right to draw on the Letter of Credit to Lessor. Revelation shall further execute and deliver, or cause to be executed and delivered all such other documents, agreements and instruments as Lessor may reasonably request to further evidence or otherwise consummate or further the transactions contemplated by this Agreement or to correct any omissions or errors in the assignments and other documents contemplated by this Agreement, or to make any recordings, file any notices, or obtain any consents, as may be necessary or appropriate in connection with this Agreement. 14. This Agreement may be executed in one or more counterparts (including by means of tele copied or electronic signature pages) and all such counterparts taken together shall constitute one and the same agreement. 15. Lessor and Lessee agree that upon request by either party, a short form of this Agreement Lease shall be executed and recorded in lieu of recording this Agreement. 10207606v6 1 Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 32 of63 IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the date first set forth above. ACIN LLC, a Delaware limited liability company By: NRP LLC, roe President and Chief En ineer REVELATION ENERGY. LLC, a Kentucky limited liability company 10207606v6 12 Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 33 of63 STATE OF WEST VIRGINIA . ss.: COUNTY OF LOGWV The foregoing instrument was acknowledged before me this day of IAIN .1 2016, by Git/lion. Col as?ll am? a, of NRP (Operating) LLC, the 5180!; Operating Member of ACIN, LLC a Delaware limited liability company, on behalf of the limited liability company. My Commission Expires: QC: l?i OFFICIAL SEAL ?hxb .ijklfaltr STATE OF WEST VIRGINIA I, uomav puauc Notary PublIc Vera Gartln PO Box 339 Whitman. WV 25652 MyGom mission Expires Aug. 5. acts STATE OF 2 ss.: COUNTY OF (252.13!) The foregoing instrument was acknowledged before me this i day of' . 2016, as mg; 12f of Revelation Energy. 0, a Kentucky limited liability company, on behalf of the limited liability company. My Commission Expires: 20/9 Ngj?y Public [Notarial Seal] 10207606v6 1 3 Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 4w?. 3; . Ea? Natural Resource Partners Exhibit A Lease 8201 Map to accompany First Partial Lease Surrender Agreement Effective: April 1 . 2016 By and Between ACIN LLC and r? Revelation Energy. LLC Harlan-Letcher Counties. KY Wise County. VA March 2016 3.000' .- ?1 Legend 4 Law WGWWIIMQWW Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 35 of63 ASSIGNMENT OF AGREEMENT THIS ASSIGNMENT OF AGREEMENT (the ??Assignment?) is made and entered into this 24th dayof May, 2019 by and among Resource Development LLC, a Virginia limited liability company; Resource Land Company, LLC, a Virginia limited liability company; Pigeon Creek Precessing Corporation, a Virginia corporation; Harlan Reclamation Services LLC, a Virginia limited liability company, and North Fork Coal Corporation, a Virginia corporation, hereinafter collectively referred to as ?Assignors?, party of the ?rst part, and Lexington Coal Royalty Company, LLC, a Delaware limited liability company, hereinafter referred to as ?Assignee?, party of the second part. WHEREAS, pursuant to that certain Transaction Agreement effective July 31, 2015 (?Transaction Agreement?), between Assignors as ?Seller" and Revelation Energy, LLC, a Kentucky limited liability company as ?Buyer", a copy of which is attached hereto'as Exhibit 1 for reference purposes, Buyer is obligated to pay unto Assignors certain royalty payments as set forth therein; and WHEREAS, any capitalized term used herein, unless de?ned herein, shall have the meaning assigned to it in the Transaction Agreement; and WHEREAS, the Transaction Agreement was amended by an amendment of even date herewith (the ?Amendment?); and WHEREAS, Assignors and Assignee desire to enter into this Assignment whereby Assignors will assign to Assignee the Transaction Agreement as amended by the Amendment and all rights to receive payments of Royalty (as that term is de?ned in the Transaction Agreement) thereunder, as set forth herein. WITNESSETH: That for and in consideration of the mutual bene?ts and covenants set forth herein, Assignors and Assignee do hereby agree as follows: 1. Effective as ofthe date of this Assignment, Assignors do hereby transfer, convey, assign, delegate, novate and set over unto Assignee, its successors and assigns, all of Assignors' right, title, and interest in, to and under the Transaction Agreement. The execution of this Assignment shall affect a novation such that Assignors shall cease to be parties to the Transaction Agreement and shall have no rights, obligations or liabilities of any kind thereunder, and the parties to the Transaction Agreement shall be Revelation and Assignee. Other than Revelation and Assignee, no other party shall have any rights, obligations or liabilities of any kind under the Transaction Agreement. Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 36 of63 2. As further consideration for entering into this Assignment, Assignors and Revelation, the ?Buyer? under the Transaction Agreement and an af?liate of Assignee, together with Lexington Coal Company, LLC 3 Delaware limited liability company, are executing that certain Settlement Agreement and Mutual General Release of even date herewith (the ?Settlement Agreement?). Assignors, Revelation and LCC agreed to assignment of the Transaction Agreement as provided for herein in connection with signing the Settlement Agreement and Revelation and LCC designated Assignee as the entity to which the Transaction Agreement should be assigned. 3. This Assignment shall be binding upon Assignors and Assignee and their respective successors and assigns. [remainder of page intentionally left blank] Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 37 of63 IN WITNESS WHEREOF, Assignors and Assignee have executed. this Assignment by members, managers or of?cers who are duly authorized. Assignors: Assignee: RESOURCE DEVELOPMENT LLC LEXINGTON COAL ROYALTY COMPANY, LLC Byi?w/g?w Its: Its: 4675? RESOURCE LAND COMPANY LLC By: Its: PIGEON CREEK PROCESSING CORPORATION By: Its: HARLAN RECLAMATION SERVICES LLC By: Its: NORTH FORK COAL CORPORATION By: Its: Case 3:19-bk-30292 Claim 10-1 Part 2 Filed 08/07/19 . Desc?lAtjtachment P'age'38? 1- of63 Wheelage fees pursuant to Section 2 of the Transaction Agr?eeme'nt are estimated at $795,000.00. Case 3:19-bk-30292 Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 39 of63 Summary of Override Royalties LEXINGTON ROYALTY CO. Month 1% GSP 15% over $70 Aug-15 49,120.41 Sep?15 67,746.28 Oct-15 69,646.66 Nov-15 52,625.31 Dec-15 59,882.38 Jan-16 59,661.86 Feb-16 57,473.55 Mar-16 50,610.56 Apr-16 52,791.00 May-16 49,483.85 Jun-16 49,358.12 Jul-16 42,310.54 Aug?16 44,816.79 Sep-16 68,801.51 Oct-16 82,176.90 NOV-16 68,310.80 Dec-16 5 64,807.24 Jan-17 714,920.68 Feb-17 544,722.51 Mar-17 773,398.70 Apr-17 440,766.78 May-17 450,445.62 Jun-17 352,074.39 Jul-17 189,524.32 4,455,476.77 Case 3:19-bk-30292 Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 40 of63 Triple Real Estate, LLC Royalty Statement August 2015 Tonnage Royalty: Mine Produced Sold GSP Rate Net Payment D7 - Osaka 13,733.23 13,733.23 49.33 1% GSP 15% over $70 0.49 6,774.60 D8 - Cloverlick 4,944.68 4,944.68 54.55 1% GSP 15% over $70 0.55 2,697.32 D9 - North Fork #6 40,552.86 40,552.86 52.27 1% GSP 15% over $70 0.52 21,196.98 Coal Corp. Sublease 7,335.55 7,335.55 47.49 1% GSP 15% over $70 0.47 3,483.65 517 - Cumberland 43,284.72 43,284.72 34.58 1% GSP 15% over $70 0.35 14,967.86 49,120.41 Case 3:19-bk-30292 Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 41 of63 Triple Real Estate, LLC Royalty Statement September 2015 Tonnage Royalty: Mine Produced Sold GSP Rate Net Payment D7 - Osaka 22,388.67 22,388.67 48.98 1% GSP 15% over $70 0.49 10,965.97 D8 - Cloverlick 36,225.50 36,225.50 38.39 1% GSP 15% over $70 0.38 13,906.97 09 - North Fork #6 44,972.15 44,972.15 40.90 1% GSP 15% over $70 0.41 18,393.61 Coal Corp. Sublease 3,124.95 3,124.95 44.18 1% GSP 15% over $70 0.44 1,380.60 517 - Cumberland 58,081.79 58,081.79 39.77 1% GSP 15% over $70 0.40 23,099.13 67,746.28 Case 3:19-bk-30292 Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 42 of63 Triple Real Estate, LLC Royalty Statement October 2015 Tonnage Royalty: Mine Produced Sold GSP Rate Net Payment D7 - Osaka 22,545.50 22,545.50 48.95 1% GSP 15% over $70 0.49 11,036.02 D8 - Cloverlick 50,506.70 50,506.70 39.16 1% GSP 15% over $70 0.39 19,778.42 09 - North Fork #6 44,027.58 44,027.58 47.58 1% GSP4 15% over $70 0.48 20,948.32 Coal Corp. Sublease 2,381.76 2,381.76 41.35 1% GSP 15% over $70 0.41 984.86 517 - Cumberland 43,341.97 43,341.97 38.99 1% GSP 15% over $70 0.39 16,899.03 69,646.66 Case 3:19-bk-30292 Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 43 of63 Triple Real Estate, LLC Royalty Statement November 2015 Tonnage Royalty: Mine Produced Sold GSP Rate Net Payment D7 - Osaka 16,486.12 16,486.12 5 35.56 1% GSP 15% over $70 0.36 5 5,862.46 08 - Cloverlick 35,960.24 35,960.24 36.36 1% GSP 15% over $70 0.36 13,075.14 D9 - North Fork #6 44,558.98 44,558.98 33.17 1% GSP 15% over $70 0.33 14,780.21 $17 - Cumberland 48,000.73 48,000.73 39.39 1% GSP 15% Over $70 0.39 18,907.49 52,625.31 Case 3:19-bk-30292 Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 44 of63 Triple Real Estate, LLC Royalty Statement December 2015 Tonnage Royalty: Mine Produced Sold GSP Rate Net Payment D7 - Osaka 3,207.61 3,207.61 35.56 1% GSP 15% over $70 0.36 1,140.63 08 - Cloverlick 44,473.15 44,473.15 44.01 1% GSP 15% over $70 0.44 19,572.63 09 - North Fork #6 48,719.20 48,719.20 37.31 1% GSP 15% over $70 0.37 18,177.13 Coal Corp. Sublease 1,330.69 1,330.69 34.88 1% GSP 15% over $70 0.35 464.14 S17 - Cumberland 58,852.76 58,852.76 34.88 1% GSP 15% over $70 0.35 20,527.84 59,882.38 Case 3:19-bk-30292 Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 45 of63 Triple Real Estate, LLC Royalty Statement January 2016 Tonnage Royalty: Mine Produced Sold GSP Rate Net Payment D7 - Osaka - - - 1% GSP 15% over $70 - - D8 - Cloverlick 46,854.07 46,854.07 42.69 1% GSP 15% over $70 0.43 20,002.00 D9 - North Fork #6 35,921.65 35,921.65 42.62 1% GSP 15% over $70 0.43 15,309.81 Coal Corp. Sublease 10,447.17 10,447.17 43.77 1% GSP 15% over $70 0.44 4,572.73 517 - Cumberland 43,716.46 43,716.46 45.24 1% GSP 15% over $70 0.45 19,777.33 59,661.86 Case 3:19-bk-30292 Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 46 of63 Ttiple Real Estate, LLC Royalty Statement February 2016 Tonnage Royalty: Mine Produced Sold GSP Rate Net Payment D7 - Osaka - - - 1% GSP 15% over $70 - - D8 - Cloverlick 43,179.32 43,179.32 44.64 1% GSP 15% over $70 0.45 19,275.25 D9 - North Fork #6 35,122.78 35,122.78 43.01 1% GSP 15% over $70 0.43 15,106.31 Coal Corp. Sublease 7,183.00 7,183.00 45.72 1% GSP 15% over $70 0.46 3,284.07 517 - Cumberland 43,716.46 43,716.46 45.31 1% GSP 15% over $70 0.45 19,807.93 57,473.55 Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 47 of63 Triple Real Estate, LLC Royalty Statement March 2016 Tonnage Royalty: Mine Produced Sold GSP Rate Net Payment 07 - Osaka - - - 1% GSP 15% over $70 - - 08 - Cloverlick 30,454.51 30,454.51 44.27 1% GSP 15% over $70 0.44 13,482.21 09 - North Fork #6 39,044.40 39,044.40 5 38.44 1% GSP 15% over 570 0.38 15,008.67 Coal Corp. Sublease 15,584.40 15,584.40 5 45.25 1% GSP 15% over $70 0.45 7,053.50 517 - Cumberland 38,209.95 38,209.95 39.43 1% GSP 15% over 570 0.39 15,066.18 5 50,610.56 Case 3:19-bk-30292 Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 48 of63 Triple Real Estate, LLC Royalty Statement April 2016 Tonnage Royalty: Mine Produced Sold GSP Rate Net Payment D7 - Osaka - - - 1% GSP 15% over $70 - - D8 - Cloverlick 50,621.82 50,621.82 45.56 1% GSP 15% over 570 0.46 23,063.30 D9 - North Fork #6 37,282.61 37,282.61 38.31 1% GSP 15% over $70 0.38 14,282.97 S17 - Cumberland 39,836.82 39,836.82 38.77 1% GSP 15% over $70 0.39 15,444.74 52,791.00 Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 49 of63 Triple Real Estate, LLC Royalty Statement May 2016 Tonnage Royalty: Mine Ptoduced Sold GSP Rate Net Payment D7 - Osaka - - - 1% GSP 15% over $70 - - D8 - Cloverlick 44,545.53 44,545.53 41.01 1% GSP 15% over $70 0.41 18,268.12 D9 - North Fork #6 30,077.14 30,077.14 41.77 1% GSP 15% over $70 0.42 12,563.22 S17 - Cumberland 49,568.18 49,568.18 37.63 1% GSP 15% over $70 0.38 18,652.51 49,483.85 Case 3:19-bk-30292 Claim lO-l Part 2 Filed 08/07/19 Desc Attachment Page 50 of63 Triple Real Estate, LLC Royalty Statement June 2016 Tonnage Royalty: Mine Produced Sold GSP Rate Net Payment D7 - Osaka - - - 1% GSP 15% over $70 - - D8 - Cloverlick 48,901.86 48,901.86 42.03 1% GSP 15% over $70 0.42 20,553.45 D9 - North Fork #6 25,309.75 25,309.75 41.92 1% GSP 15% over $70 0.42 10,609.85 D10 - Dorchester 1564.11 1564.11 5 44.55 1% GSP 15% over $70 0.45 696.81 517 - Cumberland 43,646.83 43,646.83 40.09 1% GSP 15% over 570 0.40 17,498.01 49,358.12 Case 3:19-bk-30292 Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 51 of63 Ttiple Real Estate, LLC Royalty Statement July 2016 Tonnage Royalty: Mine Produced Sold GSP Rate Net Payment D7 - Osaka - - - 1% GSP 15% over $70 - - 08 - Cloverlick 47,196.30 47,196.30 35.96 1% GSP 15% over $70 0.36 16,971.79 D9 - North Fork #6 12,883.07 12,883.07 36.51 1% GSP 15% over $70 0.37 4,703.61 010 - Dorchester 18,276.74 18,276.74 39.13 1% GSP 15% over $70 0.39 7,151.69 S17 - Cumberland 39,253.13 39,253.13 34.35 1% GSP 15% over $70 0.34 13,483.45 5 42,310.54 Case 3:19-bk-30292 Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 52 of63 Triple Real Estate, LLC Royalty Statement August 2016 Tonnage Royalty: Mine Produced Sold GSP Rate Net Payment D7 - Osaka 16,576.76 16,576.76 38.94 1% GSP 15% over $70 0.39 6,454.99 D8 - Cloverlick 47,291.98 47,291.98 35.96 1% GSP 15% over $70 0.36 17,006.20 D9 - North Fork #6 - - 36.51 1% GSP 15% over $70 0.50 - D10 - Dorchester - - 39.13 1% GSP 15% over $70 0.50 - $17 - Cumberland 67,924.96 67,924.96 31.44 1% GSP 15% over $70 0.31 21,355.61 44,816.79 Case 3:19-bk-30292 Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 53 of63 Triple Real Estate, LLC Royalty Statement September 2016 Tonnage Royalty: Mine Produced Sold GSP Rate Net Payment D7 - Osaka 32,433.20 32,433.20 61.55 1% GSP 15% over $70 0.62 19,962.63 D8 - Cloverlick 53,351.63 53,351.63 53.65 1% GSP 15% over $70 0.54 28,623.15 D9 - North Fork #6 - - - 1% GSP 15% over $70 - - D10 - Dorchester - - 1% GSP 15% over 570 - 011 - Panther 16,316.61 16,316.61 38.17 1% GSP 15% over $70 0.38 6,228.05 S17 - Cumberland 29,122.61 29,122.61 31.71 1% GSP 15% over $70 0.32 5 9,234.78 529 - Cave Branch 12,647.40 12,647.40 37.58 1% GSP 15% over 570 0.38 4,752.89 5 68,801.51 Case 3:19-bk-30292 Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 54 of63 Triple Real Estate, LLC Royalty Statement October 2016 Tonnage Royalty: Mine Produced Sold GSP Rate Net Payment D7 - Osaka 37,727.81 37,727.81 5 65.50 1% GSP 15% over $70 0.66 24,711.72 08 - Cloverlick 48,800.17 48,800.17 64.44 1% GSP 15% over $70 0.64 31,446.83 D9 - North Fork #6 - - - 1% GSP 15% over $70 - - D10 - Dorchester - - - 1% GSP 15% over $70 5 - - 011 - Panther 18,214.51 18,214.51 66.05 1% GSP 15% over $70 0.66 12,030.68 $17 - Cumberland 29,122.61 29,122.61 5 31.71 1% GSP 15% over $70 0.32 9,234.78 529 - Cave Branch 12,647.40 12,647.40 37.58 1% GSP 15% over $70 0.38 4,752.89 5 82,176.90 Royalty Statement a) November 2016 C) as 0. Mine Produced Sold GSP Rate Net Payment D7 - Osaka 21,629.17 21,629.17 65.86 1% GSP 15% over $70 0.66 14,244.97 D8 Cloverlick 44,137.62 44,137.62 54.47 1% GSP 15% over $70 0.54 24,041.76 09 - North Fork #6 - - - 1% GSP 15% over $70 - - D10 - Dorchester - - - 1% GSP 15% over $70 - - 011 - Panther 16,038.08 16,038.08 5 66.41 1% GSP 15% over $70 0.66 10,650.89 00 ?a $17 - Cumberland 20,837.57 20,837.57 33.61 1% GSP 15% over $70 0.34 7,003.51 S29 - Cave Branch 32,603.25 32,603.25 37.94 1% GSP 15% over $70 0.38 12,369.67 68,310.80 Case 3:19-bk-30292 Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Page 56 of63 Case 3:19-bk-30292 Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Royalty Statement December 2016 Mine Produced Sold GSP Rate Net Payment D7 - Osaka 16,854.35 16,854.35 66.89 1% GSP 15% over $70 0.67 11,273.87 08 - Cloverlick 37,340.72 37,340.72 68.69 1% GSP 15% over $70 0.69 25,649.34 D9 - North Fork #6 - - - 1% GSP 15% over $70 - - D10 - Dorchester - - - 1% GSP 15% over $70 - D11 - Panther 16,251.18 16,251.18 67.44 1% GSP 15% over $70 0.67 10,959.80 $17 - Cumberland 16,410.10 16,410.10 32.19 1% GSP 15% over $70 0.32 5,282.41 529 - Cave Branch 28,401.61 28,401.61 40.99 1% GSP 15% over $70 0.41 11,641.82 64,807.24 Page 57 of63 Case 3:19-bk-30292 Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Royalty Statement January 2017 Mine Produced Sold GSP Rate Net Payment D7 - Osaka 34,061.88 34,061.88 113.13 1% GSP 15% over $70 7.60 258,897.54 D8 - Cloverlick 43,585.20 43,585.20 5 98.78 1% GSP 15% over $70 5.30 231,210.77 D9 - North Fork #6 - - - 1% GSP 15% over $70 - - D10 - Dorchester 19,978.03 19,978.03 111.65 1% GSP 15% over $70 7.36 147,118.21 D11 - Panther 17,616.27 17,616.27 86.92 1% GSP 15% over $70 3.41 60,022.16 $17 - Cumberland 33,068.41 33,068.41 44.28 1% GSP 15% over $70 0.44 14,642.69 $29 - Cave Branch 6,132.21 6,132.21 49.40 1% GSP 15% over $70 0.49 3,029.31 714,920.68 Page 58 of63 Case Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Royalty Statement February 2017 Mine Produced Sold GSP Rate Net Payment D7 - Osaka 36,867.41 36,867.41 94.17 1% GSP 15% over $70 4.57 168,380.83 D8 - Cloverlick 43,585.20 43,585.20 95.48 1% GSP 15% over $70 4.78 208,197.78 09 - North Fork #6 - - - 1% GSP 15% over $70 - - - Dorchester 14,411.20 14,411.20 93.07 1% GSP 15% over $70 4.39 63,282.46 D11 - Panther 17,543.48 17,543.48 94.38 1% GSP 15% over $70 4.60 80,714.04 $17 - Cumberland 21,382.50 21,382.50 40.19 1% GSP 15% over $70 . 0.40 8,593.63 529 - Cave Branch 28,712.87 28,712.87 5 54.17 1% GSP 15% over $70 0.54 15,553.76 544,722.51 Page 59 of63 Case 3:19-bk-30292 Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Royalty Statement March 2017 Mine Produced Sold GSP Rate Net Payment D7 - Osaka 47,741.78 47,741.78 98.04 1% GSP 15% over $70 5.19 247,607.97 D8 - Cloverlick 43,585.20 43,585.20 98.21 1% GSP 15% over $70 5.21 227,235.80 D9 - North Fork #6 - - - 1% GSP 15% over $70 - - D10 - Dorchester 32,665.44 32,665.44 96.56 1% GSP 15% over $70 4.95 161,680.86 D11 - Panther 20,377.25 20,377.25 98.59 1% GSP 15% over $70 5.27 107,477.77 $17 - Cumberland 38,180.86 38,180.86 36.51 1% GSP 15% over $70 0.37 13,939.83 529 - Cave Branch 33,549.98 33,549.98 5 46.07 1% GSP 15% over $70 0.46 15,456.48 773,398.70 Page 60 of63 Case 3:19-bk-30292 Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Royalty Statement April 2017 Mine Produced Sold GSP Rate Net Payment D7 - Osaka 33,388.96 33,388.96 90.29 1% GSP 15% over $70 3.95 131,766.19 D8 - Cloverlick 43,585.20 43,585.20 91.32 1% GSP 15% over $70 4.11 179,187.47 D9 - North Fork #6 - - - 1% GSP 15% over $70 - - D10 - Dorchester 13,669.37 13,669.37 88.81 1% GSP 15% over $70 3.71 50,707.89 D11 - Panther 13,467.33 13,467.33 5 90.84 1% GSP 15% over $70 4.03 54,332.60 $17 - Cumberland 29,354.23 29,354.23 34.00 1% GSP 15% over $70 0.34 9,980.44 529 - Cave Branch 33,549.98 33,549.98 44.09 1% GSP 15% over $70 0.44 14,792.19 440,766.78 Page 61 of63 Case 3:19-bk-30292 Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Royalty Statement May 2017 Mine Produced Sold GSP Rate Net Payment D7 - Osaka 25,097.48 25,097.48 90.42 1% GSP 15% over $70 3.97 99,566.72 08 - Cloverlick 43,585.20 43,585.20 90.37 1% GSP 15% over $70 3.96 172,562.52 D9 - North Fork #6 - - - 1% GSP 15% over $70 - - D10 - Dorchester 11,986.79 11,986.79 88.94 1% GSP 15% over $70 3.73 44,715.52 - Panther 25,835.05 25,835.05 90.97 1% GSP 15% over $70 4.06 104,766.29 $17 - Cumberland 42,022.84 42,022.84 35.15 1% GSP 15% over $70 0.35 14,771.03 $29 - Cave Branch 31,717.47 31,717.47 44.34 1% GSP 15% over $70 0.44 14,063.53 450,445.62 Royalty Statement June 2017 ?3 cu C) as 0. Mine Produced Sold GSP Rate Net Payment D7 - Osaka 26,348.34 26,348.34 85.43 1% GSP 15% over $70 3.17 83,492.62 08 - Cloverlick 43,585.20 43,585.20 85.42 1% GSP 15% over $70 3.17 138,043.05 D9 - North Fork #6 - - 1% GSP 15% over $70 - - D10 - Dorchester 14,232.97 14,232.97 83.95 1% GSP 15% over $70 2.93 41,731.07 011 - Panther 20,109.53 20,109.53 85.98 1% GSP 15% over $70 3.26 65,492.72 00 ?a $17 - Cumberland 14,742.18 14,742.18 5 32.79 1% GSP 15% over $70 5 0.33 5 4,833.96 529 - Cave Branch 38,042.35 38,042.35 5 48.58 1% GSP 15% over $70 0.49 18,480.97 352,074.39 Case 3:19-bk-30292 Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment Royalty Statement or) July 2017 ?3 cu U) as 0. Mine Produced Sold GSP Rate Net Payment D7 - Osaka 18,554.68 18,554.68 77.56 1% GSP 15% over $70 1.91 35,432.02 08 - Cloverlick 43,585.20 43,585.20 79.04 1% GSP 15% over $70 2.15 93,551.27 09 North Fork #6 - - - 1% GSP 15% over $70 - - 010 - Dorchester 13,241.84 13,241.84 76.08 1% GSP 15% over $70 1.67 22,150.95 011 - Panther 14,018.20 14,018.20 78.11 1% GSP 15% over $70 2.00 28,002.76 8 517 - Cumberland - - 1% GSP or $0.50 PT 0.37 - $29 - Cave Branch 22,996.06 22,996.06 45.17 1% GSP or $0.50 PT 0.45 10,387.32 189,524.32 Case 3:19-bk-30292 Claim 10-1 Part 2 Filed 08/07/19 Desc Attachment