Texas Ethics Commission PO. Box 12070 Austin. Texas 78711-2070 (512)463-5800 1-800?325-8506 PERSONAL FINANCIAL STATEMENT FORM PFS COVER SHEET Filed in accordance with chapter 572 of the Government Code. PAGE page 1 of 42 For filings required in 2014, covering calendar year ending December 31, 2013. ACCOUNH Use FORM PFS - INSTRUCTION GUIDE when completing this form. 1 NAME OFFICE USE ONLY David . with int) El?t?lEtE NICKNAME. LAST. SUFFIX Dewhurst 212014 2 ADDRESS ?Estes Office of Lt. Governor Receipt 1200 Congress AveRoom 2E, 13 . Austin, TX 78701 [at Amoum Legal (CHECKIF HOMEADDRESS) IAN 1 WM 3 TELEPHONE AREACODE EXTENSION A ?5 4 REASON FOR FILING STATEMENT CANDIDATE (INDICATE OFFICE) IXI ELECTED OFFICER Lt- Governor (INDICATE OFFICE) APPOINTED OFFICER AGENCY) EXECUTIVE HEAD (INDICATE AGENCY) FORMER OR RETIRED JUDGE SITTING BY ASSIGNMENT El STATE PARTY CHAIR (INDICATE PARTY) El OTHER (INDICATE POSITION) 5 Family members whose financial activity you are reporting (filer must report information about the financial activity of the fiIer's spouse or dependent children if the filer had actuai controi over that activity): SPOUSE Patricia H. Dewhurst DEPENDENT CHILD 1. In parts 1 through 18, you will disctose your financial activity during the calendair year. In parts 1 through 14, you are required to disclose not only your own financiai activity. but also that of your spouse or a dependent child if you had actual control over that person's financial activity. 2+3, COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY -, (#0037 {g TX-PFS Software Version 1.1.0 1-800-325-8506 PART 1A Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800 SOURCES OF OCCUPATIONAL INCOME El NOT APPLICABLE When reporting information about a dependent child's activity. indicate the child about whom you are reporting by providing the number under which the chiid is listed on the Cover Sheet. 1 RELATES TO FILER SPOUSE El DEPENDENT CHILD NAME AND ADDRESS OF EMPLOYER I POSITION HELD 2 EMPLOYMENT El (Check if Filer's Home Address) IXI EMPLOYED BY ANOTHER State of Texas - Office of Lt. Governor State Capitol 1200 Congress Avenue Austin. TX 78701 SELF EMPLOYED NATURE OF OCCUPATION COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission PO. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1?800-325-8506 STOCK PART 2 NOT APPLICABLE List each business entity in which you, your spouse, or a dependent child held or acquired stock during the caiendar year and indicate the category of the number of shares held or acquired. if some or all of the stock was sold, also indicate the category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-- INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 NAME BUSINESS ENTITY Falcon Seaboard Diversified, Inc. 2 STOCK HELD OR ACQUIRED BY FILER SPOUSE DEPENDENT CHILD 3 NUMBER OF SHARES LESS THAN 100 100 TO 499 500 TO 999 1,000 TO 4,999 [Xi 5,000 TO 9,999 10,000 OR MORE 4 IF SOLD NET GAIN NET LOSS LESS THAN $5,000 $5,000 - $9,999 $10,000 - $24,999 MORE NAME BUSINESS ENTITY David Dewhurst investment - I, Inc. STOCK HELD OR ACQUIRED BY FILER SPOUSE DEPENDENT CHILD NUMBER OF SHARES l] LESS THAN 100 l] 100 To 499 500 TO 999 1,000 TO 4,999 l] 5,000 TO 9,999 10,000 OR MORE NET GAIN SOLD 3 NET LOSS LESS THAN $5,000 [1 $5,000 - $9,999 $10,000 - $24,999 El MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission PO. Box 12070 Austin, Texas 78711-2070 (512)463-5800 BONDS, NOTES OTHER COMMERCIAL PAPER PART 3 El NOT APPLICABLE List all bonds, notes and other commercial paper held or acquired by you. your spouse. or a dependent Child during the calendar year. If sold, indicate the category of the amount of the net gain or loss realized from the safe. For more information, see FORM GUIDE When reporting information about a dependent child's activity, indicate the about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 Promissory Note OF ENSTRUMENT 2 HELD OR ACQUIRED BY FILER SPOUSE DEPENDENT CHILD 3 IF SOLD NET GAIN LESS THAN $5,000 $10,000 - $24,999 MORE NET LOSS DESCRIPTION Promissory Note - Falcon Seaboard Diversified. Inc. OF INSTRUMENT HELD OR ACQUIRED BY FILER l] SPOUSE DEPENDENT CHILD IF SOLD NET GAIN LEss THAN $5,000 $5,000 - $9,999 $10,000 - $24,999 El MORE NET LOSS DESCRIPTION Promissory Note - Dewhurst For Texas OF INSTRUMENT HELD OR BY FILER SPOUSE DEPENDENT CHILD IF SOLD NET GAIN LEss THAN $5,000 $5.000 -$9.999 $10,000 - $24,999 MORE NET LOSS COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission PO. BOX 12070 Austin, Texas 78711-2070 (512)463~5800 1-800?325-8506 NOT APPLICABLE BONDS, NOTES OTHER COMMERCIAL PAPER PART 3 List all bonds, notes and other commercial paper held or acquired by you, your spouse, or a dependent child during the calendar year. if sold, indicate the category of the amount of the net gain or loss realized from the sale. For more information, see FORM GUIDE When reporting information about a dependent child?s activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 DESCRIPTION OF INSTRUMENT Bruce Gibson Note 2 HELD OR ACQUIRED BY FILER El SPOUSE DEPENDENT CHILD OF INSTRUMENT 3 IF SOLD [1 NET GAIN LEss THAN $5,000 $5,000 -$9,999 $10,000 - $24,999 MORE NET LOSS DESCRIPTION Christopher Dewhurst Note HELD OR ACQUIRED BY FILER SPOUSE DEPENDENT CHILD OF INSTRUMENT IF SOLD El NET GAIN 1] LESS THAN $5,000 $5,000 - $9,999 $10,000 - 924,999 [3 MORE 13] NET LOSS DESCRIPTION Don Nevins Notes HELD OR ACQUIRED BY FILER l] SPOUSE DEPENDENT IF SOLD NET GAIN [1 NET LOSS LESS THAN $5,000 El $5,000 - $9,999 [1 $10,090 - $24,999 MORE - COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Software Version 1.1.0 Texas Ethics Commission PO. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800?325-8506 BONDS, NOTES OTHER COMMERCIAL PAPER PART 3 EI NOT APPLICABLE List all bonds, notes and other commercial paper held or acquired by you, your spouse. or a dependent child during the calendar year. if sold, indicate the category of the amount of the net gain or loss realized from the sale. For more information, see FORM GUIDE When reporting information about a dependent child?s activity. indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. I Promissory Note Buddy Barfield OF INSTRUMENT 2 HELD OR ACQUIRED BY FILER l] SPOUSE DEPENDENT CHILD 3 IF SOLD NET GAIN LEss THAN $5,000 $5,000 - $9,999 $10,000 - $24,999 MORE NET LOSS DESCRIPTION Promissory Note - Gene Linda Dewhurst OF INSTRUMENT HELD OR ACQUIRED BY FILER SPOUSE DEPENDENT CHILD IF SOLD NET GAIN LESS THAN $5,000 $5.000 -$9.999 $10,000- $24,999 MORE NET LOSS DESCRIPTION Promissory Note - David Dewhurst Foundation OF INSTRUMENT HELD OR ACQUIRED BY FILER SPOUSE El DEPENDENT CHILD IF SOLD NET GAIN LESS THAN $5,000 $5.000 - $9,999 $10,000 - $24,999 MORE NET Loss COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission 13.0. Box 12070 Austin, Texas 78711-2070 (512)463?5800 1-800-325-8506 BONDS, NOTES OTHER COMMERCIAL PAPER PART 3 NOT APPLICABLE List all bonds, notes and other commercial paper held or acquired by you, your spouse, or a dependent child during the calendar year. if sold, indicate the category of the amount of the net gain or loss realized from the sale. For more information, see FORM GUIDE When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 Promissory Note David Dewhurst Committee OF INSTRUMENT 2 HELD OR ACQUIRED BY IE FILER SPOUSE DEPENDENT 3 IF SOLD El NET GAIN LESS THAN $5,000 $5,000 - $9,999 $10,000 - $24,999 MORE NET LOSS COPY AND ATTACH PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission PO. Box 12070 Austin, Texas 7871 1-2070 (512)463-5800 1-800-325-8506 MUTUAL FUNDS El NOT APPLICABLE PART 4 List each mutual fund and the number of shares in that mutual fund that you, your spouse, or a dependent Child heid or acquired during the calendar year and indicate the category of the number of shares of mutual funds held or acquired. If some or all of the shares of a mutual fund were sold, also indicate the category of the amount of the net gain or loss realized from the sale. For more information, see FORM GUIDE When reporting information about a dependent child?s activity, indicate the chiid about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 MUTUAL FUND Goldman Sachs High Yield Muni Mutuai Fund Class NAME 2 SHARES OF MUTUAL FUND HELD OR ACQUIRED BY FILER SPOUSE DEPENDENT CHILD 3 NUMBER OF SHARES OF MUTUAL FUND El LESS THAN 100 100 TO 499 5,000 TO 9,999 10000 OR MORE 500 TO 999 1,000 TO 4,999 4 iF SOLD NET GAIN NET L088 LESS THAN $5,000 95,000 - $9,999 $10,000- $24,999 MORE MUTUAL FUND American Funds - Investment Co. America NAME SHARES OF MUTUAL FUND HELD OR ACQUIRED BY IXI FILER [j SPOUSE [j DEPENDENT CHILD NUMBER OF SHARES OF MUTUAL FUND LESS THAN 100 100 TO 499 5,000 TO 9,999 10,000 OR MORE 590 TO 999 1,000 To 4,999 IF SOLD NET GAIN NET LOSS LESS THAN $5,000 $5,000 - $9.999 El $10,000 - $24,999 MORE MUTUAL FUND American Funds - Growth Fund of America NAME SHARES OF MUTUAL FUND HELD OR BY FILER SPOUSE DEPENDENT CHILD NUMBER OF SHARES OF MUTUAL FUND [1 LESS THAN 100 5,000 TO 9,999 100 TO 499 10,000 OR MORE 500 TO 999 1,000 TO 4,999 IF SOLD [3 NET GAIN NET Loss LESS THAN 95,000 El $5,000 - $9.999 El $10,000-924999 El MORE COPY AND ATTACH PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission PO. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506 MUTUAL FUNDS El NOT PART 4 List each mutual fund and the number of shares in that mutual fund that you, your spouse, or a dependent Child held or acquired during the calendar year and indicate the category of the number of shares of mutual funds held or acquired. If some or all of the shares of a mutual fund were sold, atso indicate the category of the amount of the net gain or loss realized from the sale. For more information, see FORM When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 MUTUAL FUND NAME American Funds - Washington Mutual Investment Fund - A 2 SHARES OF MUTUAL FUND HELD OR ACQUIRED BY le SPOUSE DEFENDENT CHILD 3 KHABUETTJEE LESS THAN 100 [j 100 TO 499 500 TO 999 1,000 TO 4,999 5,000 TO 9,999 10,000 OR MORE 4 EF SOLD NET GAIN NET Loss LEss THAN $5,000 $5,000 $9,999 $10,000 - $24,999 MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission PO. BOX 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506 INCOME FROM INTEREST, DIVIDENDS, ROYALTIES RENTS PART 5 NOTAPPUCABLE List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from interest, dividends, royalties and rents during the calendar year and indicate the category of the amount of the income. For more information, see FORM GUIDE. When reporting information about a dependent child's activity. indicate the chiid about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 SOURCE OF ENCOME NAMEANDADDRESS Faicon Seaboard Investment Company, LP. 109 NORTH POST OAK LANE SUITE 540 HOUSTON, TX 77024 2 RECEIVED BY FILER SPOUSE DEPENDENT CHILD 3 AMOUNT $500 - $4,999 Ci $5,000 $9,999 $10,000 - $24,999 MORE NAME AND ADDRESS SOURCE OF INCOME TransOil Marketing, Inc. PO. Box 6697 Abilene, TX 79608 RECEIVED BY FILER SPOUSE DEPENDENT CHILD AMOUNT $500 - $4,999 $5,000 - $9,999 $10,000 $24,999 MORE NAME AND ADDRESS SOURCE OF INCOME Silver Point Capitai Fund, L.P. Two Greenwich Piaza Greenwich, CT 06830 RECEIVED BY [Xi FILER [l SPOUSE DEPENDENT CHILD AMOUNT $5,000 -$9.999 $10,000 - $24,999 MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission PO. Box 12070 Austin, Texas 78711-2070 (512)463?5800 1-800-325-8506 El NOT APPLICABLE INCOME FROM INTEREST, DIVIDENDS, ROYALTIES RENTS PART 5 List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from interest, dividends, royalties and rents during the calendar year and indicate the category of the amount of the income. For more information, see FORM GUIDE. When reporting information about a dependent Chitd's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 SOURCE OF NAME AND ADDRESS Goldman, Sachs KMI Investors, LP. 200 West Street New York, NY 10282 2 RECEIVED BY SOURCE OF INCOME FILER SPOUSE DEPENDENT CHILD 3 AMOUNT $500 - $4,999 [3 $5,000 - $9,999 $10,000 - $24,999 MORE NAME AND ADDRESS Carribbean Real Estate Opportunity Fund 2005, LP. 200 West Street New York, NY 10282 SOURCE OF INCOME RECEIVED BY FILER SPOUSE DEPENDENT AMOUNT $500 - $4,999 $5,000 - $9,999 [3 $10,000 - $24,999 MORE NAME AND ADDRESS David Dewhurst investment Partnership, Ltd. 109 North Post Oak Lane Suite 540 Houston, TX 77024 RECEIVED BY FILER SPOUSE DEPENDENT CHILD AMOUNT $500 - $4,999 $5,000 - $9,999 $10,000 - $24,999 MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission PO. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506 INCOME FROM INTEREST, DIVIDENDS, ROYALTIES 8: RENTS PART 5 El NOT APPLICABLE List each source of income you, your spouse, or a dependent child received in excess Of $500 that was derived from interest, dividends, royaities and rents during the caiendar year and indicate the category of the amount of the income. For more information, see FORM GUIDE. When reporting information about a dependent Child?s activity, indicate the about whom you are reporting by providing the number under which the Chiid is listed on the Cover Sheet. 1 SOURCE OF INCOME NAMEAND ADDRESS FSI Management, LLC 109 North Post Oak Lane Suite 540 Houston, TX 77024 2 RECEIVED BY FILER SPOUSE l] DEPENDENT CHILD 3 AMOUNT CI $500 - $4,999 $5,000 - $9,999 MORE SOURCE OF INCOME NAME AND ADDRESS Evergreen Charitable Remainder Unitrust 109 North Post Oak Lane Suite 540 Houston, TX 77024 RECEIVED BY FILER SPOUSE DEPENDENT CHILD AMOUNT El $500 - $4,999 $5,000 -$9,999 $10,000 - $24,999 MORE NAME AND ADDRESS SOURCE OF INCOME David Dewhurst Investment - I, Inc. 109 North Post Oak Lane Suite 540 Houston, TX 77024 RECEIVED BY FILER [j SPOUSE DEPENDENT CHILD AMOUNT $500 -$4,999 $5,000? $9,999 $10,000 - $24,999 El MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission BOX 12070 Austin, Texas 78711-2070 (512)463u5800 1-800-325-8506 El NOT APPLICABLE INCOME FROM INTEREST, DIVIDENDS, ROYALTIES RENTS PART 5 List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from interest, dividends, royalties and rents during the calendar year and indicate the category of the amount of the income. For more information, see FORM PPS-INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 SOURCE OF INCOME David Dewhurst Trust 109 North Post Oak Lane Suite 540 Houston, TX 77024 2 RECEIVED BY FILER SPOUSE DEPENDENT CHILD 3 AMOUNT $500 - $4,999 $5,000 - $9,999 $10,000 - $24,999 El MORE $500 - $4,999 SOURCE OF INCOME NAME AND ADDRESS Buddy Barfield 1606 Watchhilt Road Austin, TX 78703 RECEIVED BY FILER SPOUSE DEPENDENT CHILD AMOUNT $5.000- $9,999 $10,000 - $24,999 MORE KI $500- $4,999 SOURCE OF INCOME NAME AND ADDRESS Don Nevins 10011 Sunderland Street Santa Ana, CA 92705 RECEIVED BY FILER SPOUSE DEPENDENT CHILD AMOUNT El $5,000 - $9,999 $10,000 $24,999 MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission PO. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1~800~325-8506 INCOME FROM INTEREST, DIVIDENDS, ROYALTIES 8: RENTS PART 5 NOTAPPUCABLE List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from interest, dividends, royalties and rents during the calendar year and indicate the category Of the amount of the income. For more information, see FORM PFS--INSTRUCTION GUIDE. When reporting information about a dependent Child's activity, indicate the Child about whom you are reporting by providing the number under which the Child is listed on the Cover Sheet. 1 SOURCE OF INCOME J.W. Wood Schertz, TX ?78154 2 RECEIVED BY FILER SPOUSE DEPENDENT 3 AMOUNT $500- $4,999 $5,000 - $9,999 $10,000 - $24,999 MORE NAME AND ADDRESS SOURCE OF Goldman, Sachs Distressed Opportunities Fund IV, LP. 200 West Street New York, NY 10282 RECEIVED BY [Xi FILER SPOUSE DEPENDENT CHILD AMOUNT $500 $4,999 $5,000 -$9,999 $10,000? $24,999 El MORE NAME AND ADDRESS SOURCE OF INCOME GS Capital Partners 200 West Street New York, NY 10282 RECEIVED BY Xl FILER SPOUSE DEPENDENT CHILD AMOUNT $500 - $4,999 $5,000 - $9,999 $10,000 - $24,999 MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission PO. Box 12070 Austin, Texas 78711-2070 (512)463?5800 1-800-325-8506 INCOME FROM INTEREST, DIVIDENDS, ROYALTIES 8: RENTS PART 5 El NOT APPLICABLE List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from interest, dividends, royalties and rents during the calendar year and indicate the category of the amount of the income. For more information, see FORM PPS-INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 SOURCE OF INCOME NAMEANDADDRESS Trilantic Capital Partners IV, LP. 399 Park Avenue New York, NY 10022 2 RECEIVED BY {Kl FILER El SPOUSE DEPENDENT CHILD 3 AMOUNT $500 - $4,999 $5,000 ~$9.999 $10,000- $24,999 MORE SOURCE OF INCOME NAMEAND ADDRESS Falcon Seaboard Diversified, Inc. 109 North Post Oak Lane Suite 540 Houston, TX 77024 RECEIVED BY FILER SPOUSE DEPENDENT CHILD AMOUNT $500 - $4,999 $5,000 -$9,999 $10,000 - $24,999 MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission PO. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325?8506 El NOT APPLICABLE PERSONAL NOTES AND LEASE AGREEMENTS PART 6 Identify each guarantor of a loan and each person or financial institution to whom you, your spouse, or a dependent child had a total financial liability of more than $1,000 in the form of a personat note or notes or lease agreement at any time during the calendar year and indicate the category Of the amount of the liability. For more informa- tion, see FORM GUIDE When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 PERSON OR INSTITUTION HOLDING NOTE OR Bank Of America, 300 Convent, San Antonio, TX 78205 LEASE AGREEMENT 2 ITY IA 0F [55] FILER SPOUSE DEPENDENT CHILD 3 GUARANTOR 4 AMOUNT $1,000 - $4,999 $5,900- $9,999 910,000-924,999 El MORE PERSON OR INSTITUTION HOLDING NOTE OR Falcon Seaboard Diversified, Inc. LEASE AGREEMENT LIABILITY OF FILER SPOUSE DEPENDENT CHILD GUARANTOR AMOUNT $1,000 - $4,999 $5,000 - $9,999 [1 $10,000 - $24,999 MORE PERSON OR INSTITUTION HOLDING NOTE OR Patricia Hamilton 1995 Investment Trust LEASE AGREEMENT LIABILITY OF FILER [j SPOUSE El DEPENDENT CHILD GUARANTOR AMOUNT [3 $1,099- $4,999 El $5,000 ?$9.999 $10,000 $24,999 MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission PO. Box 12070 Austin, Texas 787112070 (512)463?5800 1?800-325-8506 PERSONAL NOTES AND LEASE AGREEMENTS PART 6 El NOT APPLICABLE Identify each guarantor of a loan and each person or financial institution to whom you, your spouse, or a dependent child had a total financial liability of more than $1,000 in the form of a personal note or notes or lease agreement at any time during the calendar year and indicate the category of the amount of the liability. For more informa- tion. see FORM GUIDE When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 PERSON OR INSTITUTION Land Rover Houston HOLDING NOTE OR LEASE AGREEMENT 2 LIABILITY OF FILER SPOUSE [j DEPENDENT CHILD 3 GUARANTOR 4 AMOUNT El $5,000 -$9,999 $10,000 - $24,999 MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission PO. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506 INTERESTS IN REAL PROPERTY PART 7A El NOT APPLICABLE Describe all beneficial interests in real property held or acquired by you, your spouse, or a dependent child during the calendar year. If the interest was sold, also indicate the category of the amount of the net gain or loss realized from the sale. For an explanation of 'bene?cial interest' and other speci?c directions for completing this section, see FORM PFS-- INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 HELD OR ACQUIRED BY FILER El SPOUSE [j DEPENDENT CHILD STREET ADDRESS, INCLUDING CITY. COUNTY AND STATE 2 STREET ADDRESS NOT AVAILABLE CHECK IF HOME ADDRESS NUMBER OF LOTS OR ACRES AND NAME OF COUNTY WHERE LOCATED 3 DESCRIPTION El LOTS Personal Residence ACRES 4 NAMES OF PERSONS RETAINING AN INTEREST NOT APPLICABLE (SEVERED MINERAL INTEREST) 5 IF SOLD NET GAIN LESS THAN $5,000 $5.000 - $9,999 $10,000 - $24,999 MORE NET Loss HELD OR ACQUIRED BY FILER SPOUSE DEPENDENT CHILD STREET ADDRESS, INCLUDING CITY, COUNTY AND STATE STREET ADDRESS 121 N. Post Oak Lane NOT AVAILABLE #2601 . Houston, TX 77024 CHECK IF FILERS HOME ADDRESS Harris NUMBER OF LOTS OR ACRES AND NAME OF COUNTY WHERE LOCATED DESCRIPTION LOTS Personal Residence ACRES NAMES OF PERSONS RETAINING AN INTEREST NOT APPLICABLE (SEVERED MINERAL INTEREST) IF SOLD NET GAIN LESS THAN $5,000 $5,000 -$9,999 [3 $10,000 - $24,999 MORE NET LOSS COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission PO. Box 12070 Austin, Texas 78711?2070 (512)463?5800 1-800-325-8506 INTERESTS IN BUSINESS ENTITIES PART TB NOT APPLICABLE Describe ail beneficial interests in business entities held or acquired by you, your spouse, or a dependent child during the calendar year. If the interest was sold, also indicate the category of the amount of the net gain or loss realized from the sale. For an explanation of ?bene?ciai interest? and other speci?c directions for completing this section, see FORM INSTRUCTION GUIDE When reporting information about a dependent child's activity, indicate the chiid about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 HELD OR ACQUIRED BY FILER spouse DEPENDENT CHILD 2 NAME AND ADDRESS DESCRIPTION El (check if Filer's Home Address) Golf Associates, Ltd. 512 East Blanco Road Suite 100 Boerne, TX 78006 3 IF sow I3 NET GAIN LESS THAN $5,000 $5,000 - $9,999 l] $10,000 - $24,999 MORE El NET LOSS HELD OR ACQUIRED BY FELER SPOUSE DEPENDENT CHILD NAME AND ADDRESS DESCRIPTION (check if Filer?s Home Address) Golf Associates Group, Ltd. PO. Box 1109 Carefree, AZ 85377 IF SOLD NET GAIN LESS THAN $5,000 $5,000 - $9,999 El $10,000 -$24,999 MORE NET LOSS HELD OR ACQUIRED BY FILER SPOUSE DEPENDENT CHILD NAME AND ADDRESS DESCRIPTION (check if Filer?s Home Address) Falcon Seaboard Diversified, Inc. 109 North Post Oak Lane Suite 540 Houston, TX 77024 IF SOLD NET GAIN LESS THAN $5,000 $5,000 - $9,999 El $10,000 - $24,999 MORE NET LOSS COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission PO. Box 12070 Austin, Texas 78711-2070 (512)463?5800 1-800-325?8506 El NOT APPLICABLE INTERESTS IN BUSINESS ENTITIES PART TB INSTRUCTION GUIDE Describe all beneficial interests in business entities held or acquired by you, your spouse, or a dependent child during the calendar year. If the interest was sold, also indicate the category of the amount of the net gain or loss reatized from the sale. For an explanation of 'bene?cial interest' and other speci?c directions for completing this section, see FORM When reporting information about a dependent child's activity, indicate the chitd about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 HELD OR ACQUIRED BY El SPOUSE FILER DEPENDENT CHILD 2 DESCRIPTION NAME AND ADDRESS (check if Filer?s Home Address) Falcon Seaboard Investment Co., LP. 109 North Post Oak Lane Suite 540 Houston, TX 77024 3 IF SOLD NET GAIN [3 NET Loss l] LEss THAN $5,000 $5,000 $9,999 $10,000 - $24,999 MORE HELD OR ACQUIRED BY FILER SPOUSE l] DEPENDENT CHILD NAME AND ADDRESS DESCRIPTION (Check if Filer's Home Address) GS Capital Partners 200 West Street New York, NY 10282. IF SOLD CI NET GAEN LEss THAN $5,000 $10,000 - $24,999 MORE NET Loss HELD OR ACQUIRED BY FILER SPOUSE DEPENDENT CHILD NAME AND ADDRESS DESCRIPTION (check if Filer?s Home Address) Goldman Sachs KMI investors, LP. 200 West Street New York, NY 10282 lF SOLD NET El LESS THAN $5,000 $5,000 - $9,999 $10,000 - $24,999 MORE l] NET LOSS COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Software Version 1.1.0 Texas Ethics Commission PO. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506 INTERESTS IN BUSINESS ENTITIES PART 73 El NOT APPLICABLE Describe all beneficial interests in business entities held or acquired by you, your spouse, or a dependent chiid during the calendar year. If the interest was sold, also indicate the category of the amount of the net gain or loss realized from the sale. For an explanation of 'bene?ciat interest' and other speci?c directions for completing this section, see FORM PFS-- INSTRUCTION When reporting information about a dependent child's activity. indicate the chitd about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 HELD 0R ACQUIRED BY FILER SPOUSE [i DEPENDENT CHILD 2 NAME AND ADDRESS DESCRIPTION (check if Filer?s Home Address) David Dewhurst Investment Partnership, Ltd. 109 North Post Oak Lane Suite 540 Houston, TX 77024 3 iF SOLD CI NET GAIN LESS THAN $5,000 $5.000 - $9,999 $10,000 $24,999 MORE NET LOSS HELD OR ACQUIRED BY FILER Ci SPOUSE El DEPENDENT CHILD NAME AND ADDRESS DESCRIPTION (check if Filer's Home Address) Trilantic Capital Partners IV, LP. 399 Park Avenue New York, NY 10022 lF SOLD CI NET GAIN LESS THAN $5,000 El $5,000 - $9,999 $10,000 - $24,999 MORE NET LOSS HELD OR BY FILER El SPOUSE DEPENDENT NAME AND ADDRESS DESCRIPTION (check if Filer's Home Address) Goldman Sachs Distressed Opportunities Fund iV, LP. 200 West Street New York, NY 10282 IF SOLD NET GAIN LEss THAN $5.000 $5,000 - $9,999 $10,900 - $24,999 MORE [1 NET LOSS COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission PO. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1?800-325-8506 NOT APPLICABLE INTERESTS IN BUSINESS ENTITIES PART 73 INSTRUCTION GUIDE Describe all beneficial interests in business entities held or acquired by you, your spouse, or a dependent child during the calendar year. If the interest was sold, also indicate the category of the amount of the net gain or loss realized from the sale. For an explanation of 'bene?cial interest? and other speci?c directions for completing this section, see FORM When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 HELD OR ACQUIRED BY FILER SPOUSE DEPENDENT CHILD 2 DESCRIPTION NAME AND ADDRESS (check if Filer's Home Address) Carribbean Real Estate Opportunity Fund 2005, LP. 200 West Street New York, NY 10282 3 IF SOLD NET GAIN LESS THAN $5,000 El $5.000 - $9,999 $10,000 - $24,999 MORE NET LOSS HELD 0R ACQUIRED BY FILER SPOUSE [j DEPENDENT CHILD NAME AND ADDRESS DESCRIPTION (check if Filer's Home Address) Archon Core Pius Real Estate Fund 2005, LP. 200 West Street New York, NY 10282 IF SOLD NET GAIN LESS THAN $5.000 $5,009 - $9,999 $10,000 - $24,999 1] MORE NET Loss HELD 0R ACQUIRED BY FILER SPOUSE [j DEPENDENT CHILD NAME AND ADDRESS DESCRIPTION El (check if Filer's Home Address) Silver Point Capital Fund, LP. Two Greenwich Plaza Greenwich, CT 06830 lF SOLD NET GAEN LESS THAN $5,000 $5,000 - $9,999 [3 $10,000 $24,999 MORE NET LOSS COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Software Version 1.1.0 Texas Ethics Commission PO. BOX 12070 Austin, Texas 78711?2070 (512)463?5800 1?800?325-8506 El NOT APPLICABLE INTERESTS IN BUSINESS ENTITIES PART 7B INSTRUCTION GUIDE Describe ail beneficial interests in business entities held or acquired by you. your spouse, or a dependent child during the calendar year. if the interest was sold, also indicate the category of the amount of the net gain or ioss realized from the sale. For an explanation of 'bene?cial interest' and other speci?c directions for completing this section, see FORM When reporting information about a dependent Chiid's activity, indicate the Child about whom you are reporting by providing the number under which the Child is listed on the Cover Sheet. 1 HELD OR ACQUIRED BY FILER SPOUSE l] DEPENDENT CHILD 2 NAME AND ADDRESS (check if Filer's Home Address) Taconic Opportunity Fund, LP. 450 Park Avenue New York, NY 10022 3 lF SOLD NET GAIN LESS THAN $5,000 El $5,000 - $9,999 $10,000 - $24,999 MORE NET LOSS HELD OR ACQUIRED BY FILER SPOUSE DEPENDENT CHILD NAME AND ADDRESS DESCRIPTION [3 (Check if Filer?s Home Address) TCP investment Fund Ii, LP. 1845 Woodail Rogers Parkway Dallas, TX 75201 iF SOLD CI NET GAIN El LESS THAN $5,000 $5,000 -$9,999 [3 $10,000 - $24,999 MORE NET LOSS HELD OR ACQUIRED BY FILER SPOUSE l] DEPENDENT CHILD NAME AND ADDRESS DESCRIPTION (check if Filer's Home Address) Evergreen Charitable Remainder Unitrust 109 North Post Oak Lane Suite 540 Houston, TX 77024 iF SOLD NET GAIN LESS THAN $5.000 El $5,000 - $9,999 $10,000 -$24,999 El MORE NET LOSS COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission PO. Box 12070 Austin, Texas 78711~2070 (512)463?5800 1-800-325-8506 INTERESTS IN BUSINESS ENTITIES PART 73 [1 NOT Describe all beneficial interests in business entities held or acquired by you, your spouse, or a dependent child during the calendar year. lfthe interest was sold, also indicate the category of the amount of the net gain or loss realized from the sale. For an explanation of 'bene?ciai interest' and other speci?c directions for completing this section, see FORM PPS-- GUIDE When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 HELD OR ACQUIRED BY FILER SPOUSE DEPENDENT CHILD 2 NAME AND ADDRESS DESCRIPTION (check if Filer's Home Address) David Dewhurst investment - I, inc. 109 North Post Oak Lane Suite 540 Houston, TX 77024 3 IF SOLD CI NET GAIN LESS THAN $5,000 $5.000 - $9,999 $10,000 - $24,999 MORE NET LOSS HELD OR ACQUIRED BY FILER SPOUSE DEPENDENT CHILD NAME AND ADDRESS DESCRIPTION El (check if Filer?s Home Address) FSI Management, LLC 109 North Post Oak Lane Suite 540 Houston, TX 77024 iF SOLD CI NET GAIN LESS THAN $5,000 $5,000 - $9,999 $10,000 - $24,999 El MORE NET LOSS HELD OR ACQUIRED BY FILER SPOUSE DEPENDENT NAME AND ADDRESS DESCRIPTION (check if Filer?s Home Address) Falcon Seaboard Investment Pep II, Inc. 109 North Post Oak Lane Suite 540 Houston, TX 77024 IF SOLD NET GAIN El LESS THAN $5,000 $5,000 - $9,999 $10,000 - $24,999 MORE NET LOSS COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission PO. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506 TRUST INCOME PART 9 El NOT APPLICABLE identify each source of income received by you, your spouse, or a dependent child as beneficiary of a trust and indicate the category of the amount of income received. Also identify each asset Of the trust from which the beneficiary received more than $500 in income, if the identity Of the asset is known. For more information, see FORM PFS--ENSTRUCTION When reporting information about a dependent Child's activity, indicate the Child about whom you are repOtting by providing the number under which the Child is listed on the Cover Sheet. NAME OF TRUST 1 SOURCE David Dewtturst Trust 2 BENEFICIARY Xl FILER SPOUSE DEPENDENT CHILD 3 INCOME LESS THAN $5,000 $5,000 - $9,999 $10,000 -$24,999 le MORE 4 ASSETS FROM WHICH Specific Assets income Reported Accordingly in Parts 11s. OVER $500 WAS RECEIVED UNKNOWN SOURCE NAME OF TRUST Evergreen Charitable Remainder Unitrust FILER SPOUSE DEPENDENT CHILD LESS THAN $5,000 $5,000 - $9,999 [3 $10,000 - $24,999 $1 MORE ASSETS FROM Specific Assets Income Reported Accordingly in Parts 2, 3. 4, 5, 78, 11A 119. OVER $500 WAS RECEIVED [1 UNKNOWN COPY AND ATTACH PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission PO. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1?800-325?8506 ASSETS OF BUSINESS ASSOCIATIONS NOT PART 11A Describe ail assets of each coporation, firm, partnership, limited partnership, limited partnership, professionai corporation, professional association, joint venture, or other business association in which you, your spouse, or a depen- dent child heid, acquired, or sold 50 percent or more of the outstanding ownership and indicate the category of the amount of the assets. For more information, see FORM PFS--INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the chiid about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. LESS THAN $5,000 $5,000 - $9,999 I $10,000 - $24,999 1 BUSINESS NAME AND ADDRESS (Check if Filer?s Home Address) ASSOCIATION FSI Management, LLC 109 North Post Oak Lane Suite 540 Houston, TX 77024 2 BUSENESS TYPE Corporation 3 FILER SPOUSE DEPENDENT CHILD OR SOLD BY 4 ASSETS DESCRIPTION I CATEGORY None I MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission P.O. BOX 12070 Austin, Texas 78711-2070 (512)463-5800 1?800-325-8506 ASSETS OF BUSINESS ASSOCIATIONS PART 11A El NOT APPLICABLE Describe alt assets of each coporation, firm, partnership, limited partnership, limited liability partnership, professional corporation, professional association, joint venture, or other business association in which you, your spouse, or a depen- dent chiid held, acquired, or sold 50 percent or more of the outstanding ownership and indicate the category of the amount of the assets. For more information, see FORM PFS--INSTRUCTION When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is iisted on the Cover Sheet. 1 BUSINESS NAME AND ADDRESS (Check if Filer's Home Address) ASSOCIATION Evergreen Charitable Remainder Unitrust 109 North Post Oak Lane Suite 540 Houston, TX 77024 2 BUSINESS TYPE Trust 3 HELD. ACQUIRED. Xi FILER SPOUSE DEPENDENT CHILD OR SOLD BY 4 ASSETS None DESCRIPTION CATEGORY LESS THAN 95,000 $5,000 - $9,999 I $10,000 $24,999 MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission PO. Box 12070 Austin, Texas 78711~2070 (512)463-5800 1?800?325-8506 ASSETS OF BUSINESS ASSOCIATIONS El NOT APPLICABLE PART 11A Describe all assets of each coporation, firm, partnership, iimited partnership, limited liability partnership, professional corporation, professional association, joint venture, or other business association in which you, your spouse, or a depen- dent child held, acquired, or sold 50 percent or more of the outstanding ownership and indicate the category of the amount of the assets. For more information, see FORM GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 BUSINESS ASSOCIATION NAME AND ADDRESS El (Check if Filer's Home Address) Falcon Seaboard investment Go, LP. 109 North Post Oak Lane Suite 540 Houston, TX 77024 2 BUSINESS TYPE Limited Partnership 3 HELD, ACQUIRED, OR SOLD BY SPOUSE [j DEPENDENT CHILD 4 ASSETS DESCRIPTION Cash Private Equity investments Publicly Held Equities 100% Ownership in Falcon Seaboard investment PEP ll, Inc. (C?Corp Subsidiary) I CATEGORY I $10,000 - $24,999 El LESS THAN $5,000 LESS THAN $5,000 El I $10,000 - $24,999 [3 LESS THAN $5,000 $10,000 - $24,999 LESS THAN $5,000 $5,000 - $9,999 MORE 1] $5,000 - $9,999 MORE $5,000 ?$9,999 IZI MORE $5.000 - $9.999 IZI MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463?5800 1-800?325-8506 ASSETS OF BUSINESS ASSOCIATIONS El NOT APPLICABLE PART 11A Describe all assets of each coporation, firm, partnership, limited partnership, limited liability partnership, professional corporation, professional association, joint venture, or other business association in which you, your spouse, or a depen- dent Child held, acquired, or sold 50 percent or more of the outstanding ownership and indicate the category of the amount of the assets. For more information, see FORM GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is tisted on the Cover Sheet. 1 BUSINESS NAME AND ADDRESS (Check if Filer?s Home Address) Falcon Seaboard Diversified, Inc. 109 North Post Oak Lane Suite 540 Houston, TX 77024 2 BUSINESS TYPE Corporation OR SOLD BY 3 HELD, ACQUIRED, LXI SPOUSE [3 DEPENDENT CHILD 4 ASSETS DESCRIPTION Private Equity Investments Ranching Land investments Gas Investments Receivables Furniture Fixtures I CATEGORY $10,000 - $24,999 LESS THAN $5,000 I [3 LESS THAN $5,000 I LESS THAN $5,000 I LESS THAN $5,000 I LESS THAN $5,000 El I LESS THAN $5,090 I I LESS THAN $5,000 I El $5,900 - $9,999 MORE $5,000 - $9.999 MORE $5.000 - $9,999 MORE $5,000 - $9.999 MORE $5.000 - $9,999 MORE $5,000 - $9.999 MORE $5,000 $9,999 MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission PO. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325?8506 ASSETS OF BUSINESS ASSOCIATIONS PART 11A El NOT APPLICABLE Describe all assets of each coporation, firm, partnership, limited partnership, limited liability partnership, professional corporation, professional association, joint venture, or other business association in which you, your spouse, or a depen? dent child held, acquired, or sold 50 percent or more of the outstanding ownership and indicate the category of the amount of the assets. For more information, see FORM GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 BUSINESS NAME AND ADDRESS (Check if Filer?s Home Address) ASSOCIATION David Dewhurst Investment Partnership, Ltd. 109 North Post Oak Lane Suite 540 Houston, TX 77024 2 BUSINESS TYPE Limited Partnership 3 HELD. ACQUIRED. FILER SPOUSE DEPENDENT CHILD OR SOLD BY 4 ASSETS caSh DESCRIPTION CATEGORY Xl LESS THAN $5,000 $5,000 $9,999 I $10,000 - $24,999 MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission PO. Box 12070 Austin, Texas 78711-2070 (512)463-5800 3-800-325?8506 ASSETS OF BUSINESS ASSOCIATIONS PART 11A El NOT APPLICABLE Describe all assets of each coporation, firm, partnership, limited partnership, timited liability partnership, professional corporation, professional association, joint venture, or other business association in which you, your spouse. or a depen- dent child heid, acquired, or sold 50 percent or more of the outstanding ownership and indicate the category of the amount of the assets. For more information, see FORM GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 BUSINESS NAME AND ADDRESS [3 (Check if Filer's Home Address) ASSOCIATION David Dewhurst Investment 1, Inc. 109 North Post Oak Lane Suite 540 Houston, TX 77024 2 BUSINESS TYPE 009709990? 3 HELD ACQUIRED FILER SPOUSE DEPENDENT CHILD OR SOLD BY I 4 ASSETS None DESCRIPTION CATEGORY LESS THAN $5,000 El $5.000 - $9,999 I 910,000-924,999 MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission 9.0. Box 12070 Austin, Texas 78711?2070 (512)463-5800 1600-2325-8506 LIABILITIES OF BUSINESS ASSOCIATIONS PART 113 '3 NOT APPLICABLE Describe all of each coporation, firm, partnership, limited partnership, limited liability partnership, professional corporation, professional association, joint venture, or other business association in which you, your spouse, or a depen- dent child held, acquired, or sold 50 percent or more of the outstanding ownership and indicate the category of the amount of the liabilities. For more information, see FORM GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 BUSINESS NAME AND ADDRESS (Check if Filer's Home Address) ASSOCIATION Falcon seaboard Diversified, 109 North Post Oak Lane Suite 540 Houston, TX 77024 2 BUSINESS TYPE Corporation 3 FILER SPOUSE DEPENDENT CHILD OR SOLD BY 4 LIABILITIES DESCRIPTION CATEGORY Accounts Payable Accrued Liabilities LESS THAN $5,000 $5,000 - $9,999 $10,000 - $24,999 Xl MORE Notes Payabie I LESS THAN $5.000 $5.000 - $9,999 I 510.000 - $24,999 MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Software Version 1.1.0 Texas Ethics Commission PO. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800?325-8506 LIABILITIES OF BUSINESS ASSOCIATIONS PART 113 El NOT APPLICABLE Describe alt liabilities of each coporation, firm, partnership, limited partnership, limited iiability partnership, professional corporation, professional association, joint venture, or other business association in which you, your spouse, or a depen? dent child held, acquired, or sold 50 percent or more of the outstanding ownership and indicate the category of the amount of the liabilities. For more information, see FORM GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 BUSINESS NAME AND ADDRESS (Check if Filer?s Home Address) ASSOCIATION David Dewhurst investment Partnership, Ltd. 109 North Post Oak Lane Suite 540 Houston, TX 77024 2 BUSINESS TYPE 3 Hall ACQUIRED: KI FILER SPOUSE DEPENDENT CHILD OR SOLD BY 4 LIABILITIES None DESCRIPTION I CATEGORY LESS THAN $5,000 $5,000 - $9,990 I $10,000 - $24,999 El MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission 13.0. Box 12070 Austin, Texas 78711-2070 (512)463-5800 LIABILITIES OF BUSINESS ASSOCIATIONS PART 113 CI NOT APPLICABLE Describe all liabilities of each coporation, firm, partnership, limited partnership, limited liability partnership, professionai corporation, professional association, joint venture, or other business association in which you, your spouse, or a depen? dent child held, acquired, or soid 50 percent or more of the outstanding ownership and indicate the category of the amount of the liabilities. For more information, see FORM PPS-INSTRUCTION GUIDE. When reporting information about a dependent child's activity, indicate the Child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 BUSINESS NAME AND ADDRESS (Check if Filer's Home Address) ASSOCIATION David Dewhurst Investments I, inc. 109 North Post Oak Lane Suite 540 Houston, TX 77024 2 BUSINESS TYPE Corporation 3 ACQUIRED FILER SPOUSE DEPENDENT CHILD OR SOLD BY 4 LIABILITIES None DESCRIPTION CATEGORY LESS THAN $5,000 $5.000- $9999 I [1 $10,000 - $24,999 MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Software Version 1.1.0 Texas Ethics Commission PO. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506 LIABILITIES OF BUSINESS ASSOCIATIONS PART 113 El NOT APPLICABLE Describe all liabilities of each coporation, firm, partnership, limited partnership, limited liability partnership, professional corporation, professional association, joint venture, or other business association in which you, your spouse, or a depen- dent chitd held, acquired, or sold 50 percent or more of the outstanding ownership and indicate the category of the amount of the tiabilities. For more information, see GUIDE. When reporting information about a dependent child's activity. indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 BUSINESS NAME AND ADDRESS '3 (Check if Filer's Home Address) ASSOCIATION FSI Management, LLC 109 North Post Oak Lane Suite 540 Houston, TX 77024 2 BUSINESS TYPE Corporation 3 FILER SPOUSE DEPENDENT CHILD OR SOLD BY 4 LIABILITIES None I CATEGORY LESS THAN $5,000 $5,000 $9,999 I $10,000 - $24,999 MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission PO. Box 12070 Austin, Texas 78711-2070 (512)463?5800 19800-325-8506 LIABILITIES OF BUSINESS ASSOCIATIONS PART 113 El NOT APPLICABLE Describe all liabilities of each coporation, firm, partnership, limited partnership, limited liability partnership, professional corporation, professional association, joint venture, or other business association in which you, your spouse, or a depen- dent child held, acquired, or sold 50 percent or more of the outstanding ownership and indicate the category of the amount of the liabilities. For more information, see FORM GUIDE. When reporting information about a dependent Child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 BUSINESS NAME AND ADDRESS (Check if Filer's Home Address) ASSOCIATION Evergreen Charitable Remainder Unitrust 109 North Post Oak Lane Suite 540 Houston, TX 77024 2 BUSINESS TYPE Trust 3 ACQUIRED FILER SPOUSE DEPENDENT CHILD OR SOLD BY 4 LIABILITIES None DESCRIPTION I CATEGORY LESS THAN $5,000 El $5,000- $9,999 El $10,000 - $24,999 El MORE COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY Software Version 1.1.0 Texas Ethics Commission PO. BOX 12070 Austin, Texas 78711-2070 (512)463w5800 1-800-325-8506 LIABILITIES OF BUSINESS ASSOCIATIONS PART 1?13 NOT Describe all liabilities of each coporation, firm, partnership, limited partnership, limited iiability partnership, professional corporation, professional association, joint venture, or other business association in which you, your spouse, or a depen- dent child held, acquired, or sold 50 percent or more of the outstanding ownership and indicate the category of the amount of the liabilities. For more information, see FORM GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the chiid is listed on the Cover Sheet. 1 BUSINESS NAME AND ADDRESS (Check if Filer's Home Address) ASSOCIATION Faicon Seaboard investment 00., LP. 109 North Post Oak Lane Suite 540 Houston, TX 77024 2 BUSINESS TYPE Limited Paitnersi'iip 3 12] FILER SPOUSE [j DEPENDENT CHILD OR SOLD BY 4 Li ABILITIES None DESCRIPTION 1 CATEGORY 1 LESS THAN $5,000 $5,000? $9,999 MORE COPY AND ATTACH PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission PO. Box 12070 Austin, Texas 78711?2070 (512)463-5800 1-800-325-8506 El NOT APPLICABLE BOARDS AND EXECUTIVE POSITIONS PART 12 List ail boards of directors of which you, your spouse, or a dependent Child are a member and alt executive positions you, your spouse, or a dependent child hold in corporations, firms, partnerships, limited partnerships, limited liability partner- ships, professional corporations, professional associations, joint ventures, other business associations, or proprietorships, stating the name Of the organization and the position heid. For more information, see FORM GUIDE. When reporting information about a dependent child's activity, indicate the Child about whom you are reporting by providing the number under which the Child is listed on the Cover Sheet. 1 ORGANIZATION David Dewhurst Foundation 2 POSTITION HELD Trustee 3 POSITION HELD BY FILER SPOUSE DEPENDENT CHILD ORGANIZATION American Quarter Horse Assocation POSTITION HELD Honorary Vice President POSITION HELD BY FILER SPOUSE DEPENDENT CHILD ORGANIZATION Jewish institute For National Secerity Affairs POSTITION HELD Vice President - Leadership Group POSITION HELD BY FILER SPOUSE DEPENDENT CHILD ORGANIZATION Foundation Board of the Bob Buttock Texas State History Museum POSTITION HELD Member, Board of Trustees POSITION HELD BY FILER SPOUSE DEPENDENT CHILD ORGANIZATION Texas Cultural Trust Council POSTITION HELD Member, Board of Directors POSITION HELD BY [3 FILER SPOUSE DEPENDENT CHILD COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.10 Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463w5800 1-800-325~8506 NOTAPPUCABLE BOARDS AND EXECUTIVE POSITIONS PART 12 List all boards of directors of which you, your spouse, or a dependent child are a member and all executive positions you, your spouse, or a dependent child hold in corporations, firms, partnerships, limited partnerships, limited liability partner- ships, professional corporations, professional associations, joint ventures, other business associations, or proprietorships. stating the name of the organization and the position held. For more information, see FORM When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 ORGANIZATION Health Museum in Houston 2 POSTITION HELD Member, Board of Directors 3 POSITION HELD BY FILER SPOUSE DEPENDENT CHILD ORGANIZATION Friends of Nursing Board of St. Luke's Hospital POSTITION HELD Member, Board of Directors POSITION HELD BY El FILER IX) SPOUSE DEPENDENT CHILD ORGANIZATION MD Anderson Board of Visitors POSTITION HELD Associate Member, Board of Directors POSITION HELD BY IE SPOUSE DEPENDENT CHILD ORGANIZATION Association Of Women in Energy POSTITION HELD Member, Board of Directors POSITION HELD BY FILER SPOUSE DEPENDENT CHILD ORGANIZATION Texas Children's Leadership Cabinet POSTITION HELD Member, Advisory Board POSITION HELD BY El FILER SPOUSE DEPENDENT CHILD COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission PO. Box 12070 Austin, Texas 78711?2070 (512)468?5800 1-800?325-8506 BOARDS AND EXECUTIVE POSITIONS Ci NOT APPLICABLE PART 12 List all boards of directors of which you, your spouse, or a dependent child are a member and all executive positions you, your spouse, or a dependent child hold in corporations, firms, partnerships, limited partnerships, limited liability partner- ships, professional corporations, professional associations, joint ventures, other business associations, or proprietorships, stating the name of the organization and the position held. For more information, see FORM GUIDE. When reporting information about a dependent child's activity, indicate the child about whom you are reporting by providing the number under which the child is listed on the Cover Sheet. 1 Nau Center for Texas Cultural Heritage 2 HELD Member, Capital Campaign Committee 3 POSITION HELD BY FILER spouse DEPENDENT CHILD COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY TX-PFS Software Version 1.1.0 Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711?2070 (512)463?5800 PERSONAL FINANCIAL STATEMENT PARTS MARKED BY FILER Rather than printing a page for each Part the filer checked 'Not Applicable,? this page summarizes whether the 'Not Applicable' checkbox was checked for each Part. if the checkbox is checked next to a Part below, then no pages for that Part should be present in the report. If a checkbox is not checked. then pages for that Part should be present in the report. CI :9 Part 1A - Sources of Occupational Income Part 18 Retainers Part 2 - Stock Part 3 - Bonds, Notes Other Commercial Paper Part 4 - Mutual Funds Part 5 - Income from Interest, Dividends, Royalties Rents Part 6 Personal Notes and Lease Agreements Part 7A - Interests in Real Property Part 78 interests in Business Entities Part 8 - Gifts Part 9 - Trust Income Part 10A - Blind Trusts Part 108 - Trustee Statement Part 11A - Assets of Business Associations Part 118 - Liabilities of Business Associations Part 12 - Boards and Executive Positions Part 13 - Expenses Accepted Under Honorarium Exception Part 14 - Interest in Business in Common with Lobbyist Part 15 - Fees Received for Services Rendered to a Lobbyist or Lobbyist's Employer Part 16 - Representation by Legislator Before State Agency Part 17 - Benefits Derived from Functions Honoring Public Servant Part 18 - Legisiative Continuances TX-PFS Software Version 1.1.0 Texas Ethics Commission O. Box 12070 Austin Texas 78711-2070 I - (512)463- -5800 I 1600-3258506 PERSONAL FINANCIAL STATEMENT AFFIDAVIT is not considered ?led The iaw requires the persona? ?nancial statement to be verf ed The ver?cation page rnu'st have the signature of the individual required to fits the personai financial statement as welt as the signature and stamp or sea! of of?ce of a notary public or other person authorized by law to administer oaths and affirmations. WithOut proper veri?cation the statement AFFIX NOTARY STAMP I SEAL ABOVE Signature oi officer administering oath - I I Sworn to and subscribed before me byg?i was a If: 3 meie is :this the Jam; or ?few my?? 20 is?? to certify which witness my hand and seal of office. - IA Evie i Moe-it Moises-433% I swear or affirm under penalty of perjury, that this ?nanciai statement covers calendar year ending December 31 2013 and? Is true and correct and includes all information required to be reported by me under chapter 572 of the Government Code.- ._signat_ure of Fiier gift: .?v?i'ifge - ANNA - Notary Pubiic. State of Texas 0' i .33: My CommissiOn Expires ful?fii?gi?i? February 23,2015 Ares: ?ii? winery is?? iw?i is? ?xi 1: Printer! name of of?cer administering oath Title of of?cer administering oath So?w?are Veision 1.1.0,