Accountability Report Card Summary 2018 South Dakota South Dakota has the worst state whistleblower laws in the country: • • Scoring 23 out of a possible 100; Ranking 51st out of 51 (50 states and the District of Columbia). South Dakota has meager coverage (7 of 33 possible points) with a very low degree of usability (8 out of 33) and weak remedies (8 out of 33). South Dakota’s full Whistleblower Report Card Narrative summary of South Dakota law page 2 page 5 South Dakota Accountability Index Report card Coverage, Usability & Strength — Rating on a 100 Point Scale S.D. Codified Laws § 3-6C-19 S.D. Codified Laws § 3-6D-22 (2012) S.D. Codified Laws § 3-6D-5 A Breadth of Coverage (33 points possible from 10 factors). Does the statute cover disclosures of – Factor Maximum Points 1. Violation of state or federal 6 points law, rules or regulations 2. Gross mismanagement 3 points 3. Abuse of authority (including 3 points violations of agency policy) 4. Waste of public funds or 3 points resources 5. Danger to health and/or public 5 points safety and/or environment 6. Communication of scientific 5 points opinion or alteration of technical findings 7. Breaches of professional ethical 5 points canons Awarded Points 6 points1 0 points 0 points 0 points 0 points 0 points 0 points Does the statute provide – 8. Employee may refuse to carry out illegal or improper orders 9. Prohibition on “gag orders” to prevent employee disclosures 10. Whistleblower protection does not preclude collective bargaining or other rights 1 point 0 points 1 point 1 points2 1 point 0 points Maximum Score 33 points Awarded Score 7 points B. Usability: Scope of Protection (33 points possible from 10 factors) Do the laws protect disclosures made to – Factor Maximum Points Awarded Points South Dakota does not have a complete whistleblower law. “An employee may file a grievance with the Civil Service Commission if the employee believes that there has been retaliation because of reporting a violation of state law through the chain of command of the employee's department or to the attorney general's office or because the employee has filed a suggestion pursuant to this section.” § 3-6D-22 (2012). 2 S.D. Codified Laws § 3-6C-19 (freedom of speech) and S.D. Codified Laws § 3-6D-5(4). 1 1. Any person or organization, including public media 24 points Or does the statute protect disclosures made to – 2. Any state executive or legislative 4 points body or person employed by such entities 3. Testimony in any official 4 points proceeding 4. Any state or federal law 3 points enforcement or investigative body or entity or its employees 5. Any federal or non-state 3 points governmental entity 6. Co-workers or supervisors within 3 points the scope of duty 7. Anyone as provided in 3 points paragraphs 2 thru 6 (above) without prior disclosure to another state official or supervisor 0 points 0 points 0 points 2 points3 0 points 3 points4 3 points Does the state law – 8. Require an investigation by state auditor or other investigative entity of whistleblower disclosures 9. Have a statute of limitations of one year or longer for filing complaints 10.Allow qui tam or false claim actions for recovery of “bounty” in cases of fraud against the state 1 point 0 points 3 points (2 points if 6 months or longer and 1 point if 60 days or longer) 5 points (2 points if a qui tam statute of limited scope) 0 points5 Maximum Score 33 points Awarded Score 8 points 0 points C. Strength: Remedies against retaliation (33 points possible from 11 factors) Does the statute provide for – South Dakota Attorney General’s office and State Government Accountability Board Employee reports a violation of state law through the chain of command of the employee’s department. See S.D. Codified Laws § 3-6D-22 (2012) 5 The South Dakota statute does not contain a statute of limitations for the filing of grievances for retaliation. We were unable to find any other provision in South Dakota law or regulation that established the time period in which a grievance must be filed. 3 4 Factor Maximum Points Awarded Points 1. Prohibition on retaliatory actions 4 points 4 points6 affecting a state employee’s terms and conditions of employment 2. Opportunity for administrative 4 points 4 points7 challenge 3. Opportunities for court challenge 4 points 0 points 4. Trial by jury 3 points 0 points 5. Burden shifting upon prima facie 1 point 0 points showing. 6.. Make whole remedies ( court 3 points 0 points costs, attorney fees, back pay; restoration of benefits, etc.) 7. Actual and/or compensatory 3 points 0 points damages 8. Interim relief, injunction or stay 3 points 0 points of personnel actions 9. Transfer preference for prevailing 2 points 0 points whistleblower or ban on blackballing 10. Punitive damages or other fines 3 points 0 points and penalties 11. Personnel actions against 3 points 0 points managers found to have retaliated Maximum Score Awarded Score 33 points 8 points Bonus Point (1 point): Posting or employee notice of whistleblower rights required. Factor Posting Totals 6 Maximum Score 1 point 100 points Awarded Score 0 points 23 points S.D. Codified Laws § 3-6D-22. An employee may file a grievance with the Civil Service Commission if the employee believes that there has been retaliation. 7 State Legislation Protecting State Employee Whistleblowers (June 2018) State- South Dakota Statute- Public Officers and Employees- State Employment General Provisions - S.D. Codified Laws S.D. Codified Laws § 3-6C-19 (freedom of speech); Civil State Service S.D. Codified Laws § 3-6D-22 (retaliation); S.D. Codified Laws § 3-6D-5 (general protections for civil servants). ProvisionsSouth Dakota does not have a complete whistleblower law. However, under Title Three: Public Officers and Employees, an employee may file a grievance with the Civil Service Commission if the employee believes that there has been retaliation because of reporting a violation of state law through the chain of command of the employee’s department or to the attorney general’s office, the State Government Accountability Board, or because the employee has filed a suggestion pursuant to this section The statutes concerning the freedom of speech of State employees statute declare that 1) it is South Dakota’s policy that citizens of the state shall not be deprived of their freedom of speech guaranteed to them by the Constitution by reason of the fact that they are state officers and employees and 2) no agency may pass a rule restricting or prohibiting the constitutionally guaranteed right of its employees and officers to express their opinions.