OMB No. 1124-0003; Expires May 31, 2020 u.s. Department „t Revived by NSD/FARA Washington, dc 20530 Pursuant to the Foreign Agents Registration Act of 1938, as amended INSTRUCTIONS. File this amendment form for any changes to a registration. Compliance is accomplished by filing an electronic amendment to registration statement and uploading any supporting documents at https://www.fara.gov. Privacy Act Statement. The filing of this document is required for the Foreign Agents Registration Act of 1938, as amended, 22 U.S.C. §611 et seq., for the purposes of registration under the Act and public disclosure. Provision of the information requested is mandatory, and failure to provide the information is subject to the penalty and enforcement provisions established in Section 8 of the Act. Every registration statement, short fonn registration statement, supplemental statement, exhibit, amendment, copy of informational materials or other document or infonnation filed with the Attorney General under this Act is a public record open to public examination, inspection and copying during the posted business hours of the Registration Unit in Washington, DC. Statements are also available online at the Registration Unit’s webpage: https://www.fara.gov. One copy of every such document, other than informational materials, is automatically provided to the Secretary of State pursuant to Section 6(b) of the Act, and copies of any and all documents are routinely made available to other agencies, departments and Congress pursuant to Section 6(c) of the Act. The Attorney General also transmits a semi-annual report to Congress on the administration of the Act which lists the names of all agents registered under the Act and the foreign principals they represent. This report is available to the public in print and online at: https://www.fara.gov. Public Reporting Burden. Public reporting burden for this collection of infonnation is estimated to average 1.5 hours per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to Chief, Registration Unit, Counterintelligence and Export Control Section, National Security Division, U.S. Department of Justice, Washington, DC 20530; and to the Office of Infonnation and Regulatory Affairs, Office of Management and Budget, Washington, DC 20503. 1. Name of Registrant Signal Group Consulting, LLC 2. Registration No. 6661 3. This amendment is filed to accomplish the following indicated purpose or purposes: □ To give a 10-day notice of change in information as required by Section 2(b) of the Act. 0 To correct a deficiency in □ Initial Statement H Supplemental Statement for the period ending 10/31/2019 □ Other purpose (specify)______________________________________________ □ To give notice of change in an exhibit previously filed. 4. If this amendment requires the filing of a document or documents, please list: Item 12 amended list of outreach to contacts 5. Each item checked above must be explained below in full detail together with, where appropriate, specific reference to and identity of the item in the registration statement to which it pertains. (Ifspace is insufficient, a full insert page must be used.) Item 12 amended list of individuals/offices to whom Signal Group contacted. Received by NSD/FARA Registration Unit 09/24/2019 04:03:09 PM FORM NSD-5 Revised 05/17 ------------------- Received by NSD/FARA Registration Unit 09/24/2019 04:03:09 PM------------------ EXECUTION In accordance with 28 U.S.C. § 1746, the undersigned swear(s) or affirm(s) under penalty of perjury that he/she has (they have) read the information set forth in this registration statement and the attached exhibits and that he/she is (they are) familiar with the contents thereof and that such contents are in their entirety true and accurate to the best of his/her (their) knowledge and belief, except that the undersigned make(s) no representation as to the truth or accuracy of the information contained in the attached Short Form Registration Statement(s), if any, insofar as such information is not within his/her (their) personal knowledge. (Date of signature) September 23, 2019 (Print or type name under each signature or provide electronic signature1) /s/ Mark Duffy eSigned 1 This statement shall be signed by the individual agent, if the registrant is an individual, or by a majority of those partners, officers, directors or persons performing similar functions, if the registrant is an organization, except that the organization can. by power of attorney, authorize one or more individuals to execute this statement on its behalf. Received by NSD/FARA Registration Unit 09/24/2019 04:03:09 PM Received by NSD/FARA Registration Unit 09/16/2019 09:12:09 AM Date Office Name/Title Mode Topic 4/3/2019 4/3/2019 4/3/2019 U.S. Department of State Office of Congressman Brendan Boyle Rep. Marcy Kaptur (OH-09) Brian Roraff, FSO John McCarthy, COS Nicolas Kazvini-Gore, LA Call/Email Call/Email Email Delegation Visit Delegation Visit Inquiry re Congressional Ukraine Caucus 4/4/2019 4/4/2019 Rep. Marcy Kaptur (OH-09) Rep. Marcy Kapur (OH-09) Nicolas Kazvini-Gore, LA Nicolas Kazvini-Gore, LA Call Email Inquiry re Ukraine Caucus Follow up 4/4/2019 Rep. Marcy Kaptur (OH-09) Nicolas Kazvini-Gore, LA Call Background on U.S. visit by Zelensky and party 4/4/2019 Rep. Marcy Kaptur (OH-09) Nicolas Kazvini-Gore, LA Email Acknowledgment 'Thank you" 4/5/2019 Office of Congressman David Trone Cristina Tsafoulias, LD; Andy Flick, COS; Andrew Donlon, Staff Assistant Call/Email Delegation Visit 4/9/2019 4/9/2019 U.S. Department of State Rep. Marcy Kaptur (OH-09) Robert Baker, Policy Officer; Brian Roraff, FSO; Stephen Glaser, FSO Nicolas Kazvini-Gore, LA Follow up email Email Delegation Visit Notification of visas granted to Volodmyr Zelensky and party 4/9/2019 Rep. Marcy Kaptur (OH-09) Nicolas Kazvini-Gore, LA Email Acknowledgement 4/9/2019 4/9/2019 Sen. Sherrod Brown (OH) Sarah Benzing, COS Mark Isakowitz, COS Email Email Notification of U.S. visit by Zelensky and party Notification of U.S. visit by Zelensky and party Wyndee Parker, National Security Advisor Mark Isakowitz, COS; Wayne Jones, National Security Advisor; Michael ____________________ Callesen, Policy Analyst_____________________ Wayne Jones, National Security Advisor Chadwick Gore, Staff Director, Europe/Eurasia and Emerging Threats Subcommittee Sophia Lafarge, COS Email Notification of U.S. visit by Zelensky and party Email Acknowledgment Call Background on U.S. visit by Zelensky and party Email Notification of U.S. visit by Zelensky and party Email Notification of U.S. visit by Zelensky and party Doug Campbell, Democratic Deputy Staff Director Zach Silbermanm, Professional Staff Member; Laura Fullerton, Deputy Staff Director Email Notification of U.S. visit by Zelensky and party Email Notification of U.S. visit by Zelensky and party Delegation Visit Discussion of schedule, Zelensky and party 4/9/2019 Sen. Rob Portman (OH) Rep. Nany Pelosi, Speaker (CA-12) 4/9/2019 Sen. Rob Portman (OH) 4/9/2019 Sen. Rob Portman (OH) 4/9/2019 House Foreign Affairs 4/9/2019 Rep. Gregory Meeks (NY-05) 4/9/2019 House Foreign Affairs 4/9/2019 House Foreign Affairs 4/10/2019 4/10/2019 Hudson Institute Rep. Marcy Kaptur (OH-09) Nicolas Kazvini-Gore, LA Email Email 4/10/2019 Rep. Marcy Kaptur (OH-09) Nicolas Kazvini-Gore, LA Email Acknowledgment 'Thank you" 4/11/2019 4/11/2019 Carneigie Endowment for International Peace CATO Institute Email Email Scheduling Request Scheduling Request 4/11/2019 Heritage Foundation Email Delegation Visit 4/11/2019 4/11/2019 Center for Strategic and International Studies Office of Congressman Brendan Boyle Email Email Scheduling Request Delegation Visit 4/11/2019 Office of Congressman David Trone Email Delegation Visit 4/11/2019 Senate Select Committee on Intelligence Email Scheduling Request 4/11/2019 Office of Senator Charles Schumer Christina Tsafoulias, LD Michael Pevzner, Sr Advisor to the Vice Chairman; Jon Rosenwasser, Budget Director Michael Kuiken, National Security Advisor 4/12/2019 The Daily Caller U.S. Department of State Email Call/Email Scheduling Request Delegation Visit Brian Roraff, FSO 4/12/2019 4/12/2019 4/12/2019 4/12/2019 4/12/2019 4/12/2019 4/13/2019 4/13/2019 John McCarthy, COS Call Delegation Visit Freedom House Email Carneigie Endowment for International Peace CATO Institute Email Email Scheduling Request Scheduling Request German Marshall Fund Email Email Scheduling Request Scheduling Request Email Email Scheduling Request Delegation Visit Hudson Institute Center for Strategic and International Studies 4/13/2019 American Enterprise Institue U.S. Department of State 4/13/2019 CATO Institute Brian Roraff, FSO Scheduling Request Email Delegation Visit Email Scheduling Request Received by NSD/FARA Registration Unit 09/16/2019 09:12:09 AM Received by NSD/FARA Registration Unit 09/16/2019 09:12:09 AM 4/13/2019 4/14/2019 Open Dialogue Initiative at Center for Strategic and International Studies Senate Select Committee on Intelligence Michael Pevzner, Sr Advisor to the Vice Chairman; Jon Rosenwasser, Budget Director Email Scheduling Request Email Scheduling Request 4/14/2019 U.S. News & World Report Email Delegation Visit 4/14/2019 4/14/2019 The Washington Post Hudson Institute Email Email Delegation Visit Scheduling Request 4/14/2019 Office of Senator Charles Schumer U.S. Department of State National Security Council (NSC) Michael Kuiken, National Security Advisor Email Scheduling Request Brian Roraff, FSO Email Email Delegation Visit Delegation Visit Meeting Meeting 4/15/2019 4/15/2019 Alexander Vindman, Director for European Affairs 4/15/2019 Hudson Institute Meeting Regional Issues 4/15/2019 4/15/2019 Heritage Foundation Meeting Regional Issues Tour/Meeting 4/15/2019 4/15/2019 4/15/2019 4/15/2019 4/15/2019 4/16/2019 4/16/2019 4/16/2019 4/16/2019 4/16/2019 Office of Congressman Henry Cuellar American Foreign Policy Council The White House Council for a Livable World Email Portal Center for Strategic and International Studies Freedom House The Daily Caller Fmr Senator Norm Coleman U.S. Department of State 4/17/2019 4/17/2019 4/17/2019 4/18/2019 4/22/2019 4/22/2019 4/22/2019 4/23/2019 4/24/2019 5/13/2019 The White House CATO Institute 5/20/2019 The Washington Post The Washington Post 5/21/2019 CNN Email Email Scheduling Request Scheduling Request Email Brian Roraff, FSO; Kimberly Zapfel, Ukraine Desk Officer Meeting Regional Issues Email US Deputy Asst. Secretary of State, George P Kent, Bureau of European and Eurasian Affairs; Tyler Brace, Strategic Advisor; Brad Freden, Director for Eastern Uropean Affairs; John Cooney, FSO; Kimberly Zapfel, Ukraine Desk Officer; Brian Roraff, Deputy Director for Eastern Eurpoean Affairs Meeting Regional Issues Meeting Meeting Regional Issues Meeting Regional Issues Meeting Meeting John McCarthy, COS Meeting Regional Issues Meeting and Email Alexander Vindman, Director for European Affairs Alexander Vindman, Director for European Affairs; John Earth, Deputy _____ Senior Director European Affairs, National Security Council_____ Meeting Regional Issues Meeting, Call and Email Tyler Brace, Strategic Advisor The Washington Post CNN U.S. Department of State Email Meeting Email Freedom House U.S. Department of State American Foreign Policy Council Meeting RSVP Tour Scheduling Request Delegation Visit Center for Strategic and International Studies Carneigie Endowment for International Peace Office of Congressman Brendan Boyle National Security Council (NSC) Meeting Regional Issues Email Tour Meeting Meeting Regional Issues Email for meeting request CATO Institute 4/16/2019 4/16/2019 Dinner/Discussion German Marshall Fund U.S. Department of State 4/16/2019 4/16/2019 Patrick O'Connor, LA Tyler Brace, Strategic Advisor Meeting/Tour Meeting/Tour Email Meeting Follow Up Scheduling Request Email Meeting Follow Up Email Media Request Media Request Email Email and Call Meeting Follow Up Email Meeting Follow Up Follow Up: Media Request Email and Call Email Follow Up: Media Request Email Follow Up: Media Request Email Received by NSD/FARA Registration Unit 09/16/2019 09:12:09 AM