2018 FINANCIAL DISCLOSURE STATEMENT UNITED STATES HOUSE OF REPRESENTATIVES For Use by Members. Of?cers. and Employees HAND DELIVERED P9 1 {?12 RESOURCE Form A misfortunes nf?fr??f.? ?F\l PINK i mint?: i 2? B: Name: Kenny Evall Mal-Chant Daytime Telephone: 202-ZZST6605 A $200 penalty shall be assessed against any individual who ?les more than 30 days late. Member of the U3. State: TX Of?cer or Employing Of?ce: Staff Filer pet (it Applicable) FILER . 24 ShrdErP' 't STATUS House of Representatives mp a 35.3 an ?532;? 2013 Annual (Due: May 15, 2019) Amendment Termina?on Date of Termination: PRELIMINARY INFORMATION - ANSWER EACH OF THESE QUESTIONS A. Did you. your spouse. or your dependent child: a. Own any reportable asset that was worth more than $1.000 you have any reportable agreement or arrangement an end (If the reporting period? 91 . Yes No outside entity during the reporting period or in the current calendar Yes b. RecelVe more than $200 In unearned Income from any reporIabIe year up through the date of filing? asset during the reporting period? B. Did you. your spouse. or your dependent child purchase. sellouse or our de ndent child receive an exchange any securities or reportable real estate in a transaction Yes No reportage grids) tgtaiing'moisfe than $390 in vaiue from a single Yes No exceeding $1.000 during the reporting period? source during the reporting period? - C. Did you or your spouse have ?earned? income (6.9.. salaries. - Did ou our 5 ouse or our de ndent child receive an honoraria. or?pegsionilRA distributions) Of $200 or more during the "0 reporta?ble travel or: travel totaling more tI?ian Yes No reporting period. $390 in value from a single source during the reporting period? - . I. Did any individual or organization make'a donation to charity in D. Did you. your spouse. or your dependent child have any reportable Yes No . . . Yes No liability (more than $10,000) at any Point during the reporting period? for a speech. appearance. or article dump the E. Did you hold any reportable positions during the reporting period or in the current calendar year up through the date of ?ling? Yes No ATTACH THE CORRESPONDING SCHEDULE IF YOU ANSWER IPO AND EXCLUSION OF SPOUSE. DEPENDENT. OR TRUST INFORMATION - ANSWER EACH OF THESE QUESTIONS contact the Committee on Ethics {or further guidance. IPO Did you purchase any shares that were allocated as a part of an Initial Public Offering during the reporting period? If you answered ?yes" to this question. please Yes TRUSTS Details regarding ?Quali?ed Blind Trusts? approved by the Committee on Ethics and certain other ?excepted trusts? need not be disclosed. Have you excluded from this report details of such a trust that bene?ts you. your spouse. or dependent child? Yes No EXEMPTION Have you excluded from this report any other assets. "unearned" income. transactions, or liabilities of a spouse or your dependent child because they meet all three tests for exemption? Do not answer ?yes? unless you have ?rst consulted with the Committee on Ethics. Yes SCHEDULE A ASSETS Provide complete names of stocks and mutual funds {do not use only ticker symbols}. For all IRAs and other retirement plans {such as you have I10 Interest. in which you have no interest. 'Cotumn XII is for assets held by your spouse or dependent 401(k) plans) provide the value for each asset held in the account that exceeds the reporting For bank and other cash accounts. total the amount in all interest-bearing accounts. If the total is over 55.000. list every ?nancid institution where there is more than 51.000 in interest-bearing accounts. For rental and other real property held for investment. provide a complete address or description. ?rental property." and a city and state. For an ownership interest in a privately-held business that is not publicly traded. state the name of the business. the nature of its activities. and its geographic location in Block A. Exclude: Your personal residence. including secondl homes and vacation homes [unless there was rental income during the reporting period}: and any ?nancid interest in. or income derived item. a federd retirement program. including the Thrift Savings Plan. If you report a privately-traded fund that is an Excepled Investment Fund. please check the box. If you so choose. you may 'I'tdicate that an asset or income source is that of your spouse (SP) or dependent chid (DC). or lotntiy with anyone (JT). in the optional column on the tar IetL For a detailed discussion at Schedule A requirements. please refer to the instruction booklet None 5161.000 51001-515000 515001-5500?) 5500005100000 51000014250000 52500014500000 5500.001-51.000.000 51.m0.001-55.000.000 55.000.001-525.000.000 525.000.001-550000000 Over 550.0m.000 Sparse-'00 Asset over 51.000.000' (Specify: eg. Partnership Income or Form income) NONE DIVIDENDS RENT INTEREST CAPITAL GAINS TRUST TAX-DEFERRED Other Type oi lrmme VII 51-5200 520141.000 51001-52503 52501-55000 55001-515000 515001-5500?) None 550.001-5100000 SpousetDC Asset with Inmme over 51.000.000' Over 55.000.000 51.000.001-55.000.000 5100m1-51 .ommn Name: Kenny E. Merchant Page 2 of 12 BLOCK A BLOCK 8 BLOCK BLOCK BLOCK Assets andlor Income Sources Value of Asset Type of Income Amount of Income Transaction Identify each asset held for investment or Indicate value of asset at close of the reporting period. It you use a Check all columns that apply. For accounts Ital For assets for which you checked 'Tax-Delerred? in Block 0. you Indicate it the production of income and with a lair market vaue valuation method other than fair market value. please specify the method generate tax-deterred income {such as 401(k). IRA. or may check the ?None" column. For all other assets indicate the asset had exceedng $1.000 at the end of the reporting period. used. 529 accounts). you may check the ?Tax-Deierred" category of income by checking the appropriate box below. purchases (P). and {bi any other reportable asset or sourceoiincome . - . . . I column. Dividends. interest, and capital gains,cvsn Dividends, interest. and capital gains. even Ii reinvested, sales or that generated more than ?unearned' Income :5 Incl only It reinvested. must be disclosed as income for must be disclosed as Income for Meets held In taxable exchanges during the year. assets held In taxable accounts. Check ?None? if the accounts. Check ?None' If no income was earned or generated. exceeding $1.000 'Column Is for assets held by your spouse or dependent child In which asset generated no income during the reporting period. in the reporting penod. If only a portion of an asset was sold. please Indicate as follows: {peril}. Leave this column blank if there are no transactions that exceeded 51.000. P. 8. SlpartStock 30380} .IT Ex I Intte?rite Royalties ABC Hedge Fund Partnership [acorns Imcv'rXBank AtaricanGateral life 1" 1?3 ti! Use additional sheets if more space is required. Use additional sheets if more space is required. None 5161.000 31 001415.000 515001450000 5500016100000 $100.001?5250000 5250.001-5500000 81.000001450000011 55.000001025000000 95.000001450000000 Over 550000000 500058100 Asset over 51.000.000' NONE DIVIDENDS RENT INTEREST CAPITAL GNNS TFIUST TAX-DEFERRED Other Type of Income (Specify: Partnership lmome or Farm lm} None $14200 820161.000 51001-52000 32501-55000 35001-515000 315.001.550.000 550,001-5100000 51.000001050130000 Over 55.000000 SpouseiDC Asset with Income over 81.000.000' Assets andror Income Sources Value of Asset Type of Income Amount of Income Transaction BLOCK A BLOCK BLOCK BLOCK BLOCK SCHEDULE A - ASSETS Name: Kenny . Marchant Page 3 of 12 SCHEDULE A ASSETS 8: Name: Kenny E. Marchant Page?4_ ?f_12_ BLOCK A BLOCK BLOCK BLOCK BLOCK Assets andIor Income Sources Value of Asset Type of Income Amount of Income Transaction I II IV VI VII IX (Sperm: 9.9.. Income 0! Farm Income} Spmseu'DC Asset with Income over 51.000.000' EXCEPTEDIBIJND TRUST Other Type of Income 51001-52500 50501-50000 50001-510000 515.001-550.000 5500014100000 5100.001-51000000 01.000001401300000 Over 5.000.000 Spouse'DC Asset over 51 .000000? 5201-51000 515.001?550.000 51000014250000 5250001-5500000 5500.001-51.000.000 525.000.001-550000000 DIVIDENDS CRPITAL GAINS TAX-DEFERRED Over 550010000 :42 v: First Dallas IRA First Dallas Ac 6 First Dallas IRA Use additional sheets If more space Is required. SCHEDULE A ASSETS 8. 5 12 Name: Kenny E. Marchant 0' BLOCK A BLOCK BLOCK BLOCK BLOCK Assets andior Income Sources . Value of Asset Type of Income Amount of Income Transaction IV VI I'ii'll IX {Spediy 9.9.. Partnership Income or Farm Insane} Spouse-'06 Asset with Imam over 51.000.000? $500.001-51.000.000 55.000001425000000 55.000001450000000 Ova 550000.000 SpouseIDC Asset over 51.000.000' DIVIDENDS CAPITAL GAINS EXCEPTEDIBLIND TRUST TAX-DEFERRED Olhst Type 01 Income 51 001-52 500 515000550000 3500014100000 Our 55,000,000 515 001 $50 000 050,001-900,000 ID- 7? 8. r. Notei? Note #1 theifl Notei? Noteifl Notei? Use additional sheets if more space is requirod. SCHEDULE TRANSACTIONS Name: Kenny . Merchant Page 6 of 12 Report any purchase. sale. or exchange transactions that exceeded 81.000 in the my period 0? any security or we. may he? by you. Your spouse? a vow Type of Transaction Date Amount of Transaction dependent child tor investment or the production of income. Include transactions that resulted in a capital loss. Provide a brief description at an exchange transaction. A I Exclude transactions between you. your spouse. or dependent children. or the . purchase or sale of your persona residence. urless it generated rental income. If 5 only a portion oi an asset is sold. please choose ?partial sale' as the type of or transaction. 3 "Wk. 3 i- Capital Gains: If a sales transaction leaned in a capital gain in excess of $200check the ?capital gains? box. unless it was an asset in a tax-deferred account, and :3 E. 3 applique . disclose the capital gain income on Schedule 559. Column Is for assets solely held by [ourggouse or dependent child. SP- ?Cu" Asset SP I We? we SP First Dallas Acct 120 See attached SP First Dallas DM IRA Acct 604 See attached MKN First Dallas Hodges Managed fuitd Ac :t 68 See attached JT First Dallas Hodges Managed Acct 77 3 See attached JT First Dallas KM IRA Acct 843 See at tached Use additional sheets if more space is required. SCHEDULE - EARNED INCOME Name: Kenny E. Marchant Page 7 of 12 List the source. type, and amount of earned income from any source (other than the ?ler's current employment by the US. government) totaling $200 or more during the reporting period. For a spouse. list the source and amount of any honoraria; list onty the source for other spouse earned income exceeding $1.000. See examples below. EXCLUDE: Military pay (such as National Guard or Reserve pay). federal retirement programs. and bene?ts received under the Social Security Act. INCOME LIHITS and PROHIBITED INCOME: The 2018 limit on outside earned income for Members and employees compensated at or above the ?senior staff? rate was $28.050. The 2019 limit is $28,440. In addition. certain types of income (notably honoraria. director's fees. and payments for professional services involving a ?duciary relationship) are totally prohibited. Source (include date of receipt for honoraria) Type Amount I Keene State Approved Teaching Fee $64300 SteteolM $18,000 Examples. Civi War Seur?ttl?labie (Oct. 2} SW59 5932310" 51'0?? I Ontario County Board of Education Spouse Salary NM State of Texas Pension 38 ,000 Use additional sheets if more space is required. SCHEDULE LIABILITIES Name: Kenny E. Merchant Page?El? 0f_12_ Report liabilities of over $10,000 owed to any one creditor at any time during the reporting period by you, your spouse. or your dependent child. Mark the highest amount owed during the reporting period. Members: Members are required to report all liabilities secured by real property including mortgages on their personal residence. Exclude: Any mortgage on your personal residence (unless you rent it out or are a Member); loans secured by automobiles. household furniture, or appliances; liab?ities of a business in which you own an interest (unless you are personally liable); and liabilities owed to you by a spouse or the child. parent. or sibling of you or your spouse. Report a revolving charge account credit card) only if the balance at the close of the reporting period exceeded $10,000. ?Column is ior liabilities held solely by your spouse or dependent child. Amount of Liability i\ Date 5p . Liability . . . . 2-.- oc, JT 0 editor I re Type of Liability 8 ti . 9.3 MONR . .3.?see use use ease use uses sea was sees 0 Example First Bank of Wilmington. DE Sits Mortgage on Rental Property. Dover. DE . 2003 Bonita Lone Star Land Bank 2009 Land Mortgages Bonita Legacy Texas Bank 2012 Line of Credit SCHEDULE POSITIONS Report all positions. compensated or uncompensated. held during the current or prior calendar year as an of?cer. director. trustee of an organization. partner. proprietor. representative. employee. or consultant of any corporation. ?rm. partnership. or other business enterprise. nonprofit organization. labor organization. or educational or other institution other than the United States. Exclude: Positions held in any religious. social. fraternal. or political entities (such as political parties and campaign organizations); and positions solely of an honorary nature. Position Name of Organization President Merchant Family foundation 501 C3 Private Foundation LTD Partner Marken Interests Family Limited Partnership LTD Partner Bonita Land Cattle Member 100% Fort Worth 60 Acres LLC Marken Interests President Ashwood court Inc General Partner mnita Land and Cattle LE President Financial General Partner Marken Interests Use additional sheets if more space is required. SCHEDULE AGREEMENTS Name: Kenny E. Merchant Page 9 of I 2 employer. Identify the date. parties to. and general terms of any agreement or arrangement that you have with respect to: future employment; a leave of absence during the period of government service; continuation or deferral of payments by a former or current employer other than the US. government; or continuing participation in an employee welfare or bene?t plan maintained by a former Date Parties to Agreement Terms of Agreement None SCHEDULE - GIFTS Report the source (by name). a brief description. and the value of all gifts totaling more than $390 received by you. your spouse. or your dependent child from any source during the year. Exclude: Gifts from relatives, gifts of personal hospitality from an individual (which may not include a registered lobbyist or foreign agent), local meals. and gifts to a spouse or dependent chitd that are totally independent of his or her relationship to you. Gifts with a value of $156 or less need not be added towards the $390 disclosure threshold. Note: The gift rule (House Rule 25, clause 5) prohibits acceptance of gifts except as speci?cally provided in the rule and some gifts require prior approval of the Committee on Ethics. Source Description Value Example: Mr. Joseph Smith. Adington. VA Silver Platter (prior determination of personal friendship received from he Committee on Ethics) 3400 None Use additional sheets if more space is required. SCHEDULE TRAVEL PAYMENTS and REIMBURSEMENTS Name: Kenny E. Marchant Page 10 of 12 Identify the source and list travel itinerary. dates. and nature of expenses provided for travel and travel-related expenses totaling more than $390 received by you, your spouse. or your dependent child during the reporting period. Indicate whether a family member accompanied the traveler at the sponsor's expense. Disclosure is required regardless of whether the expenses were paid directly by the sponsor or were paid by you and reimbursed by the sponsor. EXCLUDE: Travel-related expenses provided by federal. state. and local governments, or by a foreign government required to be separately reported under the Foreign Gifts and Decorations Act (FGDA, 5 U.S.C. 7342); political travel that is required to be reported under the Federal Election Campaign Act; travel provided to a spouse or dependent child that is totally independent of his or her relationship to the ?ler. Family Member Source Dot-{s} City of Doparluro-Destination-Clly of Return Wattlan Fan?s; Included? Govemment of Cline (MECEAJ Mg. 311 Dc-Bsi'png. China-DC Haste! lot Humanity [manly fundraiser} Mar. 3.4 Dc-Boston-DC None Use additional sheets If more space is required. SCHEDULE I PAYMENTS MADE TO CHARITY IN LIEU OF HONORARIA Kenny E. Merchant: Page 11 of 12 List the source. activity speech. appearance. or article), date. and amount of any payment made by the sponsor of an event to a charitable organization in lieu of paying an honorarium to you. A separate con?dential list of charities reCeiving such payments must be filed directly with the Committee on Ethics. Source Activity Date Amount Exam lea" Association of American Associations, Washington. DC Speech Feb, 2. 2018 $2.000 Magazine Article Aug. 13. 201 6 $500 None Use additional sheets if more space is required. FILER NOTES Page 12 of 12 (Optional) Name: Kenny E. Merchant NOTE NUMBER NOTES Note #1 CPC is Carson Private Capital managing partner for separate Limited Investment Partnerships 3030 Olive Street, Dallas, TX All Partnerships EIF Funds. Member has no management or decision making. Funds arg broadly invested Use additional sheets If more space ls required. SNAPSHOT Page 1 of 7 wit alla? 2011311125 WFCS AS CUSTODIAN JANUARY 1, 2018 - JANUARY 31, 2018 ACCOUNT NUMBE Progress summary THIS PERIOD THIS YEAR Opening value $53,303.02 $53,363.02 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn 0.00 0.00 Securities withdrawn 0.00 0.00 Change in value 2,143.55 2,143.55 Closing value $55,506.57 $55,506.57 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON DEC 31 VALUE ON JAN 31 ANN. INCOME ASSETS I: Cash and sweep balances 1,642.80 8.08 1,643.22 2.96 4 Stocks. options ETFs 2,276.64 4.27 2,275.40 4.10 127 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 49,443.58 92.66 51,587.95 92.94 0 Asset value $53,363.02 100% $55,506.57 100% $131 SNAPSHOT 037 nu jfir?t E01105 ?ewrities Cash ?ow summary SNAPSHOT Page 2 of 7 DONNA MARCHANT (IRA) WFCS AS CUSTODIAN JANUARY 1. 2018 - JANUARY 31 . 2018 Income summary ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value of cash and sweep balances $1,642.00 Income and distributions 0.42 0.42 Net additions to cash $0.42 50.42 Net subtractions from cash $0.00 $0.00 Closing value of cash and sweep balances $1,643.22 THIS PERIOD THIS YEAR Money market/sweep funds 0.42 0.42 Total income $0.42 $0.42 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. Gainlloss summary . THIS PERIOD REALIZED THIS YEAR REALIZED Short term (8) 0.00 0.00 Long term (L) 0.00 0.00 Total $0.00 $0.00 1i M1 :1 :14 .I . . . - SNAPSHOT Par-Jew? flm?m 5mm? assassin?) JANUARY 1; 2018 - JANUARY 31l 2018 ACCOUNT NUMBE Retirement summary IRA Plan Value $55,506.57 A portion of these assets may not be covered by SIPC. Bank products are eligible for FDIC insurance up to $250,000 in accordance with FDIC rules. ?mum RETIREMENT TRANSACTIONS ?mum ?we" B'm?da'e? CONTRIBUTION SUMMARY AMOUNT Attained Age as of 12131/18: . Contributions 2013 FOR 2013 - $0.00 This bene?ciary information is based upon the most recent data available and is being provided as a service to you. In the event of death, your most recent bene?ciary 2?13 DISTRIBUTION SUMMARY AMOUNT designation on file will govern. . Gross Distributions $0.00 PRIMARY BENEFICIARY INFORMATION ENTITLEMENT ontact us if information on this a re ui ates. KENNY MARCHANT SR 100-0093 Your Investment Broker: 9 9 re upd CRAIG HODGES 214.954-1 177 I'll-I? F7 Irma ?rst Edited ?laments Your Investment Broker CRAIG HODGES Phone: 214-954-1 1 77 Account pro?le Full account name: Account type: Brokerage account number: Tax status: Investment objective/Risk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS TX 75201 DONNA MARCHANT WFCS AS CUSTODIAN Individual Retirement Account Retirement MODERATE GROWTH INCOME Please Provide Please Provide First in. First out STANDARD BANK DEPOSIT Page 4 of 7 SNAPSHOT DONNA MARCHANT (IRA) was As CUSTODIAN JANUARY 1. 201a - JANUARY 31, 2013 ACCOUNT NUMBER: Document delivery status Paper . Electronic Statements: Trade confirmations: Tax documents: Shareholder communications: 5: Other documents: SNAPSHOT 06? F2 F244 . . . Page 5 of 7 ll'?t 01105 5230:1025 IIRAI JANUARY 1, 201a JANUARY 31, 2013 ACCOUNT Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right in the course of normal business operations to withdraw balances in the Bank De sit Swee Pro ram 3 or redeem shares . . . Of in market mutual fund used "1 the sweep, Suptect to any 0 commitments In an of your accounts and have the proceeds rati?ed to yogr accgiuntsg gr remitted to you. Note, 30333:! that as requIred federal banking the ban 5 In the Bank Deposit weep Programls) reserve the right to require seven days prior notice before permittin a transfer out of m?hgraa'walgepom Sweep Program(s). In addItIon, the money market mutual funds in the sweep reserve the right to require one or more day's prior notice fore permitting Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank. N.A., which is af?liated with the Clearing Agent and (if amounts exceed $250,000) at another bank affiliated with the Clearin Agent. . Expanded Bank Deposit we9p - ConSIsts of montes held at Wells Fargo Bank, MA. and (if amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or nonaf?liated banks. Standard Bank Sweep and Expanded Bank Deposit Sweep assets are not covered by SIPC. but are instead eligible for FDIC insurance of up to $250,000 per depositor, per institution, in accordance with FDIC rules. For additional information on the Bank Deposit Sweep Programs for your account, please contact Your Investment Broker. CURRENT ESTIMATED DESCRIPTION MARKET VALUE ANNUAL INCOME STANDARD BANK DEPOSIT 1 643 22 4 92 Interest Period 01/011113 - 01/31/10 Total Cash and Sweep Balances $1,343.22 $4.92 APYE measures the total amount of the interest aid on an account based on the interest rate a percentage yield earned IS expressed as an annua 'zed rate, based on a 365 day year. nd the frequency at the compounding during the Interest ?Had. The annual Stocks, options ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURR ANNU DESCRIPTION QUANTITY ORIG PRICE ORIG COST page mexg?f?a Ug?g?g $0103: YIELD SPDR BLOOMBERG ETF BARCLAYS HIGH YIELD BOND arr - JNK 01:13:11 ?52 2.49052 36.7000 2,275.40 -215.12 127.41 5.59 5m? and 32.490.52 $2,275.40 -sz1s.12 5127.41 5.50 Total Stocks. options a. ETFs 32.49052 32.23.40 421512 $127.41 5.60 tilt Cost information tor one or more securities Is not available. It you have cost information and would like to see It on More stateme ts I nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reportgd $3533.? Broker. 087 F2 F244 invokes 52mins Mutual Funds DONNA MARCHANT (IRA) WFCS AS CUSTODIAN ACCOUNT NUMBER JANUARY 1, 2013 - JANUARY 31, 2013 - If a portion of your fund position was converted, the 'Client lnvestment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and interest income only. and typically do not re?e Page 6 of 7 ct Total return. ESTIMATED ADJ PRICE: ADJ COST: CURRENT CURRENT UNREALIZED ANNUAL ANNUAL oescmF-non QUANTITY PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD PROF ESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX Acquired 03712705 nc 131.12900 22.99 3,036.58 6,913.12 3,876.54 Acquired 03729706 no 1 27.12900 26.13 3,343.41 6,702.24 3,358.83 Acquired 04717706 nc 114.21000 26.08 3,000.00 6,021.15 3,021.15 Acquired 02706707 nc 109.50400 27.23 3,002.89 5,773.05 2,770.16 Anqutred 01107708 nc 75.46100 26.22 2,000.00 3,978.31 1,978.31 Reinvestments 96.25500 36.51 3.514.79 5,074.56 1,559.77 Total 653.68800 $27.38 $17,897.67 52.7200 $34,462.43 $16,564.76 NM NM Client investment (Excluding Reinvestments) $14,382.88 Gain/Loss on Client Investment (including?einvestments) $20.079.55 PROFESSIONALLY MANAGED PORTFOL CL HODGES SMALL CAP FUND HDSIX Acquired 07713710 nc 608.95900 9.81 6,000.56 12,727.24 6,726.68 Reinvestments 210.44400 16.39 3,450.34 4,398.28 947.94 Total 819.40300 $11.53 $9,450.90 20.9000 $17,125.52 $7,674.62 NIA Client investment (Excluding Relnvestments) $6000.56 Gain/Loss on Client Investment (Includingjeinvestments) $11,124.96 Total Open End Mutual Funds $27,348.57 $51,587.95 $24,239.38 $27,348.57 $51,587.95 $24,239.38 Total Mutual Funds This security emteins multiple tax lots that may or may not include cost information that is reportable to the IRS. nc Cost Humane tor this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all other lots will he reported to the ma 067 F2 F744 MW mm? JANUARY 1. 2018 - JANUARY 31. 2018 ACCOUNT NUMBER: Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION - PRICE AMOUNT BALANCES 01101 BEGINNING BALANCE 1,642.30 01131 Cash INTEREST STANDARD BANK DEPOSIT 0.42 1,643.22 013113 1,642 Cash sweep activity pur Cash Sweep program allows you to earn a return on the idle cash balances in your account automatically investing such balances into one of our cash sweep tions. These sweep transactions may represent a net amount for the day and_o_ccur on settlement date. The fo lowing section displays transfers into and out of your sweep option. ransactions displayed here are Transfer To. Transfer From and Reinvested Dwrdends and interest. These transaction amounts are not included in your cash ?ow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 01 101 BEGINNING BALANCE 1,642.80 01/31 ENDING BALANCE 1.643.22 01I31 REINVEST STANDARD BANK DEPOSIT 0,42 Speci?c instructions and disclosures Cost basis - To add or update information or motility your reporting options, please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses for your information only. If acquisition or other information is not available the gaini?loss information may not be displayed and section and surmory totals may not re?ect your t: to portfolio. Cost basis information is not veri?ed by First Cieari or Your Introducing Firm and should not be . corporate morg other {mmomplem) may be required from time to time. rig relied upon for legal or tax purposes Revrsions to this Information (due to are. tenders and Cost basis for factored bonds (GNMA. CMO. ate] will be ediusted for paydoirn oi principal. Systematic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and dividend reinvestment securities is provided for informational purposes only and Is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the Cost basis options Unless speci?c lax lots are selected at trade time. sales of tax lots will occur using the cost basis election re?ected in the Account pro?le section. inA withholding notice Form No- The withdrawals you receive from your IRA are sub act to Federal income tax withholding unless you elect not to have Mlhholding apply. it you have a periodic. or an I'on demand? distribution. your election n9 our withholding of Federal lnoometaitonyourbehailstaysln effect not youchen all. You may change orrevolie youralectlon atany time and as often ssyou wish byoompleting newalactlon form. Ityou (not avalabie on all lRAs). you will also have previously elected to have no withhold on your withdrawals. Ifyeu decide to have taxes withheld you will not be tor check writing from your if. elect not tot-rave taxes withheld you will be liable for atresponsible for payment oi eslirriated tax. You may be subject to tax penalties under the estimated at payment miss it your payments or estimated tax and holding. it any, are not adequate. F7 jfirStEBaIlas 52mm Progress summary Opening value Cash deposited Securities deposited Cash withdrawn Securities withdrawn Change in value Closing value Portfolio summary CURRENT SNAPSHOT Page 1 of 7 DONNA MARCHANT (IRA) WFCS As CUSTODIAN FEBRUARY 1. 2018 - FEBRUA 28, 2018 ACCOUNT NUMBER: THIS PERIOD THIS YEAR $55,506.57 353,363.02 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,867.74 275.61 $53,638.83 $53,638.83 PREVIOUS CURRENT ESTIMATED ASSET TYPE VALUE ON JAN 31 VALUE 0N FEB 28 ANN. INCOME ASSETS Cash and sweep balances 1,643.22 2.96 1,653.68 3.08 6 Stocks, Options ETFs 2,275.40 4.10 2,245.02 4.19 126 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 51,587.95 92.94 49.740.13 92.73 0 Asset value $55,506.57 100% $53,638.63 100% $132 SNAPSHOT 06? F2 F244 . . . SNAPSHOT PageZOfY Mam 52mm aazzaggue?semm . FEBRUARY 1. 2018 - FEBRUARY 28. 2018 ACCOUNT NUMBER: Cash ?ow summary THIS PERIOD THIS YEAR Opening value of cash and sweep balances $1,643.22 Income and distributions 10.46 10.88 Net additions to cash $10.46 $10.88 Net subtractions from cash . $0.00 $0.00 Closing value of cash and sweep balances $1,653.68 Income summary THIS PERIOD THIS YEAR Money markellsweep funds 0.51 0.93 Dividends and short term capit?gains 9.95 9.95 Total income $10.46 $10.80 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. Gainlloss summary THIS PERIOD REALIZED THIS YEAR REALIZED Short term (8) 0.00 0.00 Long term (EL 0.00 0.00 Total $0.00 $0.00 SNAPSHOT 057 F2 F244 . . Pa9e3of7 ll Ir?t?a?a? 32131;: g?gm; (IRA) FEBRUARY 1. 201B - FEBRUARY 28, 2018 ACCOUNT NUMBER: - Retirement summary IRA Plan Value A portion Of these assets may not be covered by SIPC. Bank products are eligible for FDIC insurance up to $250,000 in accordance with FDIC rules. ACCOUNT INFORMATION RETIREMENT TRANSACTIONS Account Holder Birthdate: i CONTRIBUTION SUMMARY AMOUNT Attained Age as of 12131118: Contributions 2018 FOR 2018 $0.00 This bene?ciary information is based upon the most recent data available and is being provided as a service to you. In the event Of death. your most recent beneficiary 2?13 DISTRIBUTION AMOUNT designation on ?le will govern. Gross Distributions $0.00 PRIMARY BENEFICMRY INFORMATION 9? ENTITLEMENT Contact us if information on this page requires updates. KENNY MARCHANT SR 100-003" Your Investment Broker: CRAIG HODGES 214~954~1 177 SNAPSHOT 067 F2 F244 SNAPSHOT Page 4 of 7 DONNA MARCHANT (IRA) Matias ?mi?es Your Investment Broker CRAIG HODGES - Phone: 214-954-1 177 2905 MAPLE AVENUE DALLAS TX 75201 WFCS AS CUSTODIAN FEBRUARY 1. 2018 - FEBRUARY 28. 2018 ACCOUNT Document delivery status Paper Electronic Account pro?le Statements: . Trade confirmations: Full account name: DONNA MARCHANT (IRA) Tax documents: WFCS AS CUSTODIAN Shareholder Communications: 3: Account type: Brokerage account number: Tax status: Investment objectiveIRisk tolerance: Individual Retirement Account Retirement MODERATE GROWTH 8. INCOME Please Provide Time horizon: Liquidity needs: Please Provide Cost Basis Election: First in, First out Sweep option: STANDARD BANK DEPOSIT Other documents: SNAPSHOT M1 :1 :14; JFWEW assessor? FEBRUARY 1. 2018 FEBRUARY 28. 201B ACCOUNT NUMBER: Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right. in the course of normal business operations to withdraw balances tragrket mutualgiandfuged the: sweep. sufyect to any open commitments in an of your accounts and have the proceeds retgmed 1:353: accgi?ntsistir rerli?ttegTo th as rgqgeeosiif Saga Pan HIE: tong. the ban 5 In the Bank Deposnt weep Program(s) reserve the right to require seven days prior notice before permittin a transfer out oi rogram(s . a much. the money market mutual funds In the sweep reserve the right to require one or more day?s prior notice efore permitting Standard Bank Deposit Sweep - Consists of monies held at Weils Fargo Bank. NA. which is af?liated with the Clearing Agent and (if amounts exceed $250,000) at another bank affiliated with the Clearing Agent. Expanded Bank Deposd Sweep - Consists of monies hetd at Wells Fargo Bank. NA. and (if amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or nonaftiliated banks. Standard Bank Deposit Sweep and Expanded Bank Deposit Sweep assets are not covered by SIPC. but are instead eligible for FDIC insurance of up to 5250.000 per depositor, per institution. in accordance with FDIC rules. For additional information on the Bank Deposit Sweep Programs for your account. please contact Your Investment Broker. ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION YIELD STANDARD BANK DEPOSIT 0?40 ANNUAL ?egg: Interest Period 0210?Ii18 - 02128I1B Total Cash and Sweep Balances $1 653 68 $6 61 APYE measures the total amount of the interest aid on an accou tb percentage yield earned is expressed as an annuaiized rate. based 3n ?ghyeegiterest rate and the frequency of the compounding during the interest period. The annual Stocks, options 8. ETFs Stocks and ETFs . AD ESTIMATED ADJ CURRENT CURRENT UNR DESCRIPTION QUANTITY ORIG PRICE DRIG COST PRICE MARKET VALUE GAi?l?gS ?gs-mi:- SPDR BLOOMBERG ETF BARCLAYS HIGH YIELD BOND ETF JNK . Acqwred 01:10:11 no 62 2.49052 30.2100 2,245.02 .245.50 125.54 5.63 Total Stocks and ETFs 52.49052 $2,245.02 -$245.50 $126.54 5.64 Total Stocks. Options ETFs $2,490.52 $2,245.02 5245.50 5120.54 5.04 Cost information for one or more securities is not available. It you have cost information and would like to see it on future statements contact the Cost infometlon tor this tax lot is not covered by reporting requirements. Unless indicated. cost for all other lots will be reported to the IRSY: our Investment Broker. F2 Page 6 0f 7 DONNA MARCHANT (IRA) WFCS AS CUSTODIAN M01100 $000095 FEBRUARY 1, 2018 - FEBRUARY 28, 2018 ACCOUNT NUMBER: Mutual Funds It a portion of your fund position was converted. the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not reflect Total return. . ADJ ADJ cost: DESCRIPTION QUANTITY onto PRICE ORIG cosr "RP-megs maxgg?f?g "Ewell? 1333.112 1.218% PROFESSIONALLY MANAGED . PORTFOL HODGE FUND CL INSTL Acquired 08712705 no 131 .12900 22.99 3,036.58 6,624.64 3 588.06 Acquired 0929100 no 127.12900 26.13 3,343.41 6,422.55 31079.14 Acquired 04l17706 nc 1 14.21000 26.08 3,000.00 5,769.89 2,769.89 Acquired 02106707 no 109.50400 27.23 3,002.89 5,532.14 2,529.25 Aogurred 01707708 nc 75.46100 26.22 2,000.00 3,812.29 1,812.29 Rernvestments 01 96.25500 36.51 3,514.79 4,862.80 1,348.01 Total 653.68800 $27.38 $17,897.67 50.5200 $33,024.31 $15,126.64 NIA Client investment (Excluding Reinvestments) $14,382.88 GainILoss on Client Investment (Including?einvestments) $18,641.43 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX 3? 60 Acquired 0771 10 no 8.95900 9.81 6,000.56 12 422.76 6 422.20 Reinvestments 111 221044400 16.39 3,450.34 4,293.00 042.72 Total 319-40300 $11.53 39.45030 20.4000 $16,715.82 $7,264.92 MIA NIA Client Investment (Excluding Reinvestments) $6,000.56 GainlLoss on Client investment (Includingjeinvestments) $10,715.26 Total Open End Mutual Funds $27,343.57 $49,740.13 $22,391.56 Total Mutual Funds $27,348.57 $49,740.13 $22,391.55 This security contains multiple tex lots that may or my not Include cost information that Is reportable to the IRS. nc Cost inlonnetion for this tax lot to not covered by IRS reporting requirements. Unless Indicated, cost for all other lots will be reported to the no? r-o FEBRUARY 1. 2018 - FEBRUARY 28. 201B ACCOUNT NUMBER: Activity detail DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT CASH 02101 BEGINNING BALANCE 1,643.22 02/07 Cash DIVIDEND. SPDR BLOOMBERG ETF . 9.95 1 653 17 BARCLAYS HIGH YIELD BOND I - ETF . 020713 '62 02I26 Cash INTEREST STANDARD BANK DEPOSIT 0.51 1,653.68 022818 1&53 Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account automaticall investin such balances into One of our cash swee tions These sweep transactions' may represent a net amount for the day and occur on settlement date. The fonowlng 3601103: into and out of your sweep option). ransactions displayed here are Transfer To. Transfer From and Reinvesied Diwdends and Interest. These transaction amounts are not included in your cash ?ow summary. DATE AMOUNT DATE TRANSACTION DESCRIPTION - AMOUNT 02?01 BALANCE 1.64322 02123 REINVEST INT STANDARD BANK DEPOSIT 02103 TRANSFER To STANDARD BANK DEPOSIT 995 02,23 ENDING 6532; Specific instructions and disclosures ?rst ?btasis -l?l'o add or rods? Negation ogzgodihfy yet: reprrting options. please contact Your Investment Broker. Is emen presen as Ima unreal or rea go a or sees or your infomation only. it acquisition or other information is not available the geiniloss irtfonnation me not be and section and some totals me re?ect your complete portfolio. Cost bests information is not veri?ed First Clear or Your Introduci - - - other nizations) may be required from time to time. by ng ?rm and should not be re?ect upon for legal or tax purposes. Raviolons to this information (due to corporate mergers. tenders and have been consolidated for each position. Unit cost Dost basis {or factored bonds (GNMA. 0M0. etc.) will be adjusted tor paydowa of princi al. 8 stemalic investments in mutual fund data for systematic investments and dividend reinvestment securities is provided for infoEmatignal purposes only and is a mu?zi?damggm deends for mutual funds and stock Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the IRS. Cost basis options Unlees speci?c tax lots are selected at trade time, sales of tax lots will occur using the cost basis election re?ected in the Account pro?le section. IRA withholding notice - Form W4PIOMB No The withdrawals you receive rorn your are so to Federal income tax withholding unless you elect not to have withholding ap?y. If you have a eriodic or an 'on demand? distribution election ardi our 'Ihh Federal Income tax on your behalf stays in ellect change it. You may change or revoke your election at any time and as often as you wish by comgleting a new election term. If you elect cm writing priv 29mm IRAs). you will also have previously elected to have no Mm 0? your Withdrawals. if you decide to have taxes withheld you will not be eligible for check writing from your IRA. It you elect not to have taxes withheld you will be liable for of all taxes due on the taxable portion of your distribution and you may be responsible for payment of estimated trot. You may be subject to tax penalties under the esttmamd tax payment rules it your payments of estimated tax and withholding. if any. are not adequate. In?: l' . SNAPSHOT Page 1 of 7 mt atlas aunties WFCS AS CUSTODIAN MARCH 1. 2018 - MARCH 31. 201B ACCOUNT Progress summary THIS PERIOD - THIS YEAR Opening value $53,638.83 $53,363.02 Cash deposited 0.00 0.00 Securities deposited 0.00 - 0.00 Cash withdrawn 0.00 0.00 Securities withdrawn 0.00 0.00 Change in value -892.91 -617.10 Closing value $52,745.92 $52,745.92 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON FEB 28 VALUE ON MAR 31 ANN. INCOME ASSETS Cash and sweep balances 1,653.68 3.08 1,664.37 3.16 6 Stocks. options ETFs 2.245.02 '4.19 2,222.70 4.21 125 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 49,740.13 92.73 48.858.85 92.63 0 Asset value $53,638.83 100% $52,745.92 100% $131 SNAPSHOT 06? F7 F744 Cash ?ow summary Income summary Gainlloss summary SNAPSHOT . Pagezor7 an atlas 200'!th WFCS AS CUSTODIAN MARCH 1, 2018 - MA 1- 2018 ACCOUNT NUMBER. THIS PERIOD THIS YEAR Opening value of cash and sweep balances $1353.68 Income and distributions 10.69 21.57 Net additions to cash $10.69 $21 .57 Net subtractions from cash $0.00 $0.00 Closing value of cash and sweep balances $1,664.37 I THIS PERIOD THIS YEAR Money market/sweep funds 0.56 1.49 Dividends and short term c_apital gains 10.13 20.08 Total Income $10.69 $21.57 ?80th distg'lbullons made In the current year are reported as prior year Income according to IRS teguietions. This my cause a di?erence between Cash Flow and Income umrnary lot 5. THIS PERIOD REALIZED THIS YEAR REALIZED Short term (S) 0.00 0.00 Long term 0.00 0.00 Total $0.00 $0.00 SNAPSHOT 067 F2 F244 jfir?t?allaa Smarties Retirement summary IRA Plan Value $52,745.92 SNAPSHOT Page 3 of 7 DONNA MARCHANT (IRA) WFCS AS CUSTODIAN MARCH 1, 2018 - MARCH 31. 2018 ACCOUNT NUMBER A portion of these assets may not be covered by SIPC. Bank products are eligible for FDIC insurance up to $250.000 in accordance with FDIC rules. ACCOUNT INFORMATION Account Holder Birthdate: Attained Age as of 1213018: This beneticiary information is based upon the most recent data available and Is being provided as a service to you In the event of death. your most recent beneficiary designation on ?le will govern. PRIMARY BENEFICIARY INFORMATION KENNY MARCHANT SR Va ENTITLEMENT 100.00% i RETIREMENT TRANSACTIONS CONTRIBUTION SUMMARY AMOUNT Contributions 2018 FOR 2018 $0.00 2013 DISTRIBUTION SUMMARY AMOUNT Gross Distributions $0.00 Contact us if Information on this page requires updates. Your Investment Broker: CRAIG HODGES 214-954-1177 SNAPSHQ :7 ?111 jfir?t E51135 ?emritie? Your Investment Broker CRAIG HODGES Phone: 214-954-1177 Account pro?le Full account name: Account type: Brokerage account number: Tax status: Investment objective/Risk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS TX 75201 DONNA MARCHANT (IRA) WFCS AS CUSTODIAN individual Retirement Account Retirement MODERATE GROWTH 8. Please Provide Please Provide First in, First out STANDARD BANK DEPOSIT SNAPSHOT Page 4 of 7 DONNA MARCHANT (IRA) WFCS AS CUSTODIAN MARCH 1. 2018 - MARCH 31. 2018 ACCOUNT NUMBER: Document delivery status Paper Electronic Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: smsnor 032 trot allit? ?eruti?ee - Page 5 7 MARCH 1. 2018 - MARCH 31 201B ACCOUNT NUMBER: Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right in the course of normal business operations to withdraw balances celt Swee Pro ram 5 or redeem she tmhaiket muniald?bndfursied inbthe?sweep. subject to any oEen commitments In an of your accounts and have the proceeds rettlIJrned to yogr accgiuntss gr remitted to yoJ?sNgEe?r?omgcg th: gzg?qu?gosity Sager: In the BanlikDeposit weep Program(s) reserve the right to require seven days prior notice before permittin a transfer out oi withdrawals. - - money me at mutual funds In the sweep reserve the right to require one or more day?s prior notice efore permitting Standard Bank Deposrt Sweep - Consists of monies held at Wells Fargo Bank, NA. which is af?liated with the Clearing Agent and (if amounts exceed $250,000) at another bank af?liated with the Clearing Agent. . Expanded Bank Deposd Sweep - Consists of monies held at Wells Fargo Bank, N.A. and (it amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or nonaf?liated banks. Standard Bank Deposit Sweep and Expanded Bank Deposit Sweep assets are not covered by SIPC, but are instead eligible for FDIC insurance of up to $250,000 per depositor, per institution. in-accordance with FDIC rules. For additional information on the Bank Deposit Sweep Programs for your account. please contact Your Investment Broker. ANNUAL PERCENTAGE DESCRIPTION YIELD Au?u??w?g?g STANDARD BANK DEPOSIT Q40 1 664 37 6 65 interest Period 03101113 - 03131113 Total Cash and Sweep Balances $1 664 37 $6 65 APYE measures the total amount of the interest aid on an account based on the 'nt percentage yield earned is expressed as an annua ized rate, based on a 365 day valane'mt rate and the frequency of the during the interest penod. The annual Stocks, options ETFs Stocks and ETFs . . . ESTIMATED ADJ F'RttJEil ADJ CURRENT DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE ?misfit; 35:33; Yl?gglig: SPDR BLOOMBERG ETF BARCLAYS HIGH YIELD BOND ETF JNK Acquired Otitam no 62 2,490.52 35.8500 2,222.70, -267.82 126 5. 5 Total Stocks and ETFS $2,490.52 $2,222.70 $267.02 $126 I 5766 Total Stocks, options 8: ETFs . $2,490.52 $2,222.70 $267.82 $126 .66 Cost information for one or more securities is not available. If you have cost information and would like to see It on future statements. contact Your Investment Broker. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all other lots will be reported to the IRS. i net It? :74 A Milne 558115025 Mutual Funds DONNA MARCHANT (IRA) WFCS AS CUSTODIAN MARCH 1, 2018 - MARCH 31 2018 ACCOUNT NUMBER: if a portion of your fund position was converted. the 'Client lnvestment' value may include reinvestments from previously held positions. Open End Mutual Funds Page 6 of 7 Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and interest Income only, and typically do not re?ect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG cosr PRICE MARKET VALUE GAiNrLoss INCOME YIELD (1t) PROF ESSIONALLY MANAGED PORTFOL HODGE FUND CL HDPIX Acquired 08712705 nc 131.12900 22.99 3,036.58 6,479.08 3,442.50 Acquired 03729706 nc 127.12900 26.13 3,343.41 6,281.44 2,938.03 Acquired 04717i06 no 11421000 26.08 3,000.00 5,643.12 2,643.12 Acquired 02706707 nc 109.50400 27.23 3,002.89 5,410.59 2,407.70 Acquired 01707708 nc 75.46100 26.22 2,000.00 3,728.53 1,728.53 Reinvestments rn 96.25500 36.51 3,514.79 4,755.96 1,241.17 Total 653.68800 $27.38 $17,897.67 49.4100 $32,298.72 $14,401.05 NM NM Client Investment (Excluding Reinvestments) $14,382.88 GainlLoss on Client Investment (Including Reinvestments) $17,915.84 PROFESSIONALLY MANAGED PORTFOL CL HODGES SMALL CAP FUND HDSIX Acquired 07713710 no 60895900 9.81 6,000.56 12,307.06 6,306.50 Reinvestments 210.44400 16.39 3,450.34 4.2530; 802.73 Total 819.40300 $11.53 $9,450.90 20.2100 $16,560.13 $7,109.23 NIA Client Investment (Excluding Reinvestments) $6,000.56 GainiLoss on Client lnvestmenL?ncludi?g Reinvestments) $10,559.57 Total Open End Mutual Funds $27,348.57 $48,858.85 $21,510.28 Total Mutual Funds $27,348.57 $48,858.85 $21,510.28 This security contains multiple tax lots that may or may not Include cost information that Is reportable to the IRS. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless Indicated, cost for all other lots will be reported to the RS. M1 r1 F'Ina i Page 7 of 7 {I'm 31135 (IRA) MARCH 1, 2018 - MARCH 31, 2018 ACCOUNT NUMBER: Activity detail . CASH AND sweep DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 03:01 BEGINNING BALANCE 1 ?53.68 0310? Cash DIVIDEND SPDR BLOOMBERG ETF 10.13 1,663.81 emcuws HIGH YIELD BOND ETF 030713 52 03129 Cash INTEREST STANDARD BANK DEPOSIT 0.56 1,664.37 032913 1.663 Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account by automatically investing such balances into one of our cash sweep tions. These 'sweep transactions' may represent a net amount for the day andocour on settlement date. The to lowing section diSpIays transfers into and out of your sweep option. ransactions displayed here are Transfer To. Transfer From and Remvested Dividends and Interest. These transaction amounts are not included in your cash ?ow summary. DATE TRANSACTION DESCRIPTION . AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 03101 BEGINNING BALANCE 1.653.68 03/29 REINVEST STANDARD BANK DEPOSIT 0.55 03108 TRANSFER TO STANDARD BANK DEPOSIT 10.13 03131 ENDING BALANCE 1,664.37 Specific instructions and disclosures Cost basis - To add or update information or modify your reporting options, please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses for your information only. if acquisition or other information is not available. the gainfloss attenuation may not be displayed and section and summary totals may not re?ect your complete portfolio. Cost basis information Is not veri?ed by First Clearing or Your Introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this information (due to corporate mergers. tenders and other reorganizations) may be required from time to time. Cost basis for factored bonds (GNMA. CMO. etc.) will be adjustedforpaydown of principal. Systematic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and dividend reinvestment securities is provided for informational purposes only and is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the IRS. Cost basis options Unless specific tax lots are selected at trade time. sales of tax lots will occur using the cost basis election re?ected in the Account profile section. IRA withholding notice Form No.? The withdrawals receive from your are sub act to Federal income tax withholding unless you elect not to have withholding apply. if you have a periodic. or an ?on demand? distribution. your election regarding our withholding of riv ages (not available on all you Federal income tax on your behalf stays In effect not I you change it. You may change or revoke your election at any time and as often as you wish by completing a new election form. It you elect check writing you will also have previously elected to have no withholding on your withdrawals. If you decide to have taxes withheld you will not be eligible for check writing from your If you elect not to have taxes withheld you will be liable for payment of all taxes due on the taxable portion of your distribution and you may be responsible for payment of estimated tax. You may be subject to tax penalties under the estimated tax payment rules If your payments of estimated tax and withholding. it any. are not adequate. ma?a; 1'th Progress summary alias maturities DONNA MARCHANT (IRA) WFCS AS CUSTODIAN APRIL 1, 201B - APRIL 3 ACCOUNT NUMBER: SNAPSHOT THIS PERIOD THIS YEAR Opening value $52,745.92 $53,363.02 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn 0.00 0.00 Securities withdrawn 0.00 0.00 Change in value 431.93 ~749.03 Closing value $52,613.99 $52,613.99 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON MAR 31 VALUE 0N APR 30 ANN. ASSETS .1 Cash and sweep balances 1,664.37 3.16 1,674.28 3.18 7 Stocks. options 8. ETFs 2,222.70 ?4.21 2,223.94 4.23 124 Fixed Income securities 0.00 0.00 0.00 0.00 0 Mutual funds 48,858.85 92.63 48,715.77 92.59 0 Asset value $52,745.92 100% $52,613.99 100% $131 SNAPSHOT F7 first ?01105 52mm Cash flow summary SNAPSHOT Page? 0! 7 DONNA MARCHANT (IRA) Income summary WFCS AS CUSTODIAN APRIL 1, 2018 - APRI 30 2018 ACCOUNT THIS PERIOD THIS YEAR Opening value of cash and sweep balances - $1,664.37 Income and distributions 9.91 31.48 Net additions to cash $9.91 $31.48 Net subtractions from cash $0.00 $0.00 Closing value of cash and sweep balances $1,674.28 THIS PERIOD - THIS YEAR Money marketlsweep funds 0.61 2.10 Dividends and short term capitzigains . 9.30 29.38 Total income $9.91 $31.40 Certain distributions made In the current year are reported as prior year income according to IRS regulations. This may cause a difference beMeen Cash Flow and mine Summary totals. GBWIOSS summary THIS PERIOD REALIZED THIS YEAR REALIZED Short term (8) 0.00 0.00 Long term 0.00 0.00 Total $0.00 $0.00 SNAPSHOT on? F7 . . . SNAPSHOT lt??t $Btutit125 (imam (IRA) APRIL 1. 2018 - APRIL 30. 2018 ACCOUNT NUMBER: Retirement summary Plan Value $52,613.99 A portion of these assets may not be covered by SIPC. Bank products are eligible for FDIC insurance up to $250,000 in accordance with FDIC rules. ACCOUNT INFORMATION RETIREMENT TRANSACTIONS Account Holder Birthdate: - i CONTRIBUTION SUMMARY AMOUNT Attained Age as of 12131118: - Contributions . 2013 FOR 2018 $0.00 This bene?ciary information is based upon the most recent data available and is being provided as a service to you. In the event of death. your most recent bene?ciary 2?13 DISTRIBUTION SUMHARY AMOUNT designation on tile will govern. 57?35 50-00 PRIMARY BENEFICIARY INFORMATION ENTITLEMENT Contact us If information on this a re uires dates. KENNY MARCHANT SR 100-00943 Your investment Broker: 9 CRAIG HODGES 214-954-117? SNAPSHOT 067 F2 F244 jfirstEBa?as ?mwities Your Investment Broker CRAIG HODGES Phone: 214-954-1177 Account profile Full account name: Account type: Brokerage account number: Tax status: Investment objective/Risk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS TX 75201 DONNA MARCHANT (IRA) WFCS AS CUSTODIAN individual Retirement Account Retirement MODERATE GROWTH a INCOME Please Provide Please Provide First in. First out STANDARD BANK DEPOSIT WFCS AS CUSTODIAN APRIL 1, 2013 - APRIL 30 20 ACCOUNT Document delivery status Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: Paper SNAPSHOT Page 4 of 7 DONNA MARCHANT (IRA) Electronic not :1 ca. 1 inmt?a?a? ?mri?e? APRIL 1. 2018 - APRIL 30. 2018 ACCOUNT NUMBER Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right in the course of normal business operations to withdraw bala . - . . . nces In the Bank De osIt Swee Pro 3 edee $3190! to all? O?en commitments In an of your accounts and have the proceeds rBiL'IJde to yogr grgemittedTo ytbiiesugi?h??gi'gi' the Bank qDeposity Sweep Progragn (s $023333" 21le1 es mow: BantkDepos? weep Program(s) reserve the right to require seven days prior notice before permitting}: transfer out ol'r withdrawals. - . ma mutual funds In the sweep reserve the right to require one or more day's prior notice fore permitting Standard Bank Deposu Sweep - Consists of monies held at Wells Fargo Bank. N.A., which is af?liated with the Clearing Agent and (if amounts exceed $250,000) at another bank affiliated with the Clearing Agent. . Expanded Bank Deposit Sweeo - of monies held at Wells Fargo Bank, NA. and (if amounts exceed 3250.000) at one or more banks af?liated with the Clearing Agent or nona?iliated banks. Standard Bank 09005" Sweep and Expanded Bank 08905? Sweep assets are not covered by SIPC, but are instead eligible for FDIC insurance of up to $250,000 per depositor. per Institution. in accordance with FDIC rules. For additional information on the Bank Deposit Sweep Programs for your account. please contact Your investment Broker. ANNUAL PERCENTAGE CURRENT IMA DESCRIPTION WELD EARNED. ST TED STANDARD BANK DEPOSIT 0.45 ??1532ng ANNUAL INCOME Interest Period 04l01I13 - 04l30!18 . - 7.53 Total Cash and Sweep Balances $1 674 28 $7 53 APYE measures the total amount of the interest aid on an account cl percentage yield earned is expressed as an annua ized rate. based on gags grayhyreeg?rEBFESt rate and the frequency of the compounding during the interest period. The annual Stocks, options 8. ETFs Stocks and ETFs PR ESTIMATED AD ADJ CURRE DESCRIPTION QUANTITY ORIG PRICE ORIG COST $33: SPDR BLOOMBERG ETF BARCLAYS HIGH YIELD BOND ETF JNK . Aoqmred no 62 2,490.52 35.8700 2,223.94 -266.58 124 5.59 Total Stocks and ETFs 62.490.52 $2,223.94 4266.56 3124 5.60 Total Stocks. options a. ETFS $2,490.52 $2,223.94 $266.56 $124 5 60 tut Cost information for one or more securities is not available. If you have cost information and would like to see it on future state nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all other lots will be Investment Broker. 067 F2 F244 Matias 5522mm Mutual Funds DONNA MARCHANT (IRA) WFCS AS CUSTODIAN APRIL 1, 2018 - APRIL 30, 2018 ACCOUNT NUMBER: if a portion of your fund position was converted, the 'Client lnvestment' value may include reinvestments from previously held positions. Open End Mutual Funds Page 6 of 7 Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only. and typically do not re?ect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG cosr PRICE MARKET VALUE GAiNiLoss INCOME YIELD (11.) PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX Acquired 08712105 no 131 .12900 22.99 3,036.58 6,397.78 3,361.20 Acquired 03729106 nc 127.12900 26.13 3,343.41 6,202.62 2,859.21 Acquired 04117706 nc 114.21000 26.08 3,000.00 5,572.31 2,572.31 Acquired 0270670? no 109.50400 27.23 3,002.89 5,342.70 2,339.81 Acquired 01707708 nc 75.46100 26.22 2,000.00 3,681.74 1,681.74 Reinvestments 96.25500 36.51 3,514.79 4,896.28 1,181.49 Total 653.68800 $27.38 $17,897.67 48.7900 $31,893.43 $13,995.76 NIA NIA Client Investment (Excluding Reinvestments) $14,382.88 GainlLoss on Client Investment (Including Reinvestments) $17,510.55 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX Acquired 0711310 no 60895900 9.81 6,000.56 12,501.93 6,501.37 Reinvestments 210.44400 16.39 3,450.34 4,320.41 870.07 Total 819.40300 $11.53 $9,450.90 20.5300 $16,822.34 $7,371.44 NIA Client Investment (Excluding Reinvestments) $6,000.56 GainfLoss on Client Investment (lnciudiniReinvestments) $10,821.78 Total Open End Mutual Funds $27,348.57 $48,715.77 $21,367.20 Total Mutual Funds $27,348.57 $48,715.77 $21,367.20 This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. MT :7 a Page 7 of 7 ll itstmalla? . APRIL 1. 2018 - APRIL 30. 201B ACCOUNT NUMBER: Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 04(01 BEGINNING BALANCE 1.664.137 04(06 Cash DIVIDEND SPDR BLOOMBERG ETF 9.30 1,673.67 BARCLAYS HIGH YIELD BOND ETF 040618 62 . 04l30 Cash INTEREST STANDARD BANK DEPOSIT 0.61 1,674.28 043018 1.673 Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account automatically investing such balances into one of our cash sweep tions. These ?sweep transactions' may represent a net amount for the day and occur on settlement date. The to lowing section displays transfers into and out of your sweep option. ransactiorts displayed here are Transfer To, Transfer From and Retnvested Diwdends and Interest. These transaction amounts are not included in your cash flow summary. DATE TRANSACTION DESCRIPTION - AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 04/01 BEGINNING BALANCE 1,664.37 04/30 REINVEST INT STANDARD BANK DEPOSIT 0,51 04/09 TRANSFER TO STANDARD BANK DEPOSIT 9.30 04/30 ENDING BALANCE 1,674.23 Speci?c instructions and disclosures Cost basis - To add or update information or modify your reporting options. please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses for your information only. If acquisition or other information Is not available. the galnllosa information may not be displayed and section and summary totals may not reflect your complete portfolio. Cost basis information Is not verified by First Clearing or Your Introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this information (due to corporate mergers. tenders and other reorganizations) may be required from time to time. Cost basis for factored bonds (GNMA. CMO. etc.) will be adjustedfor paydown of principal. Systematic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and dividend reinvestment securities is provided for informational purposes only and is a non-weighted average. Your account statement should not he used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the IRS. Cost basis options . Unless speci?c tax lots are selected at trade time, sales of tax lots will occur using the cost basis election re?ected In the Account profile section. IRA withholding notice Form w-moua No. . The withdrawals you receive from IRA are sublect to Federal tnoome tax withholding unless a not to have withholding apply. If you have a periodic. or an "on demand' distribution, your elecan regarding our withholding of Federal income tax on your behalf stays in effect until you change It. You may change or revoke your election at any time end as often as you wish by completing a new election form. It you elect check writing privileges (not available on all IRAs). you will also have previously elected to have no withholding on your withdrawals. If you decide to have taxes withheld you will not be eligible for check writing from your IRA. if you elect not to have taxes withheld you will be liable for at of all taxes due on the taxable portion of your distribution and you may be for payment of estimated tax. You may be subject to tax penalties under the estimated tax payment rules if your payments of estimated tax and withholding. if any. are not adequate. Ila-I . . . SNAPSHOT Page1of7 itst atlas Bounties 3122210050112: MAY 1. 2018 - MAY 31, 201B ACCOUNT NUMBE . Progress summary THIS PERIOD THIS YEAR Opening value $52,613.99 $53,363.02 Cash deposited 0.00 0.00 Securities deposited - 0.00 0.00 Cash withdrawn 0.00 0.00 - Securities withdrawn 0.00 0.00 Change in value 2,522.66 1,773.63 Closing value $55,136.65 $55,136.65 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE 0N APR 30 . VALUE ON MAY 31 ANN. INCOME ASSETS Cash and sweep balances 1,674.28 3.18 1,685.07 3.06 8 Stocks, options ETFs 2,223.94 4.23 2.208.44 4.01 124 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 48.715.77- 92.59 51,243.14 92.94 0 Asset value $52,613.99 100% $55,136.65 100% $132 SNAPSHOT on? M01105 ?mrities Cash flow summary SNAPSHOT Page 2 of 7 DONNA MARCHANT (IRA) Income summary WFCS AS CUSTODIAN MAY 1, 201B - MAY 3 2010 ACCOUNT THIS PERIOD THIS YEAR Opening value of cash and sweep balances $1,674.28 Income and distributions 10.79 42.27 Net additions to cash $10.79 $42.27 Net subtractions from cash $0.00 $0.00 Closing value of cash and sweep balances $1,605.01 - THIS PERIOD THIS YEAR Money market/sweep funds 0.71 2.81 Dividends and short term capital gains 10.08 39.46 Total Income $10. 79 $42.27 Certain distributions made In the current year are reported as prior year income according to RS regulations. This may cause a difference between Cash Flow and Income Summary totals Gainlloss summary THIS PERIOD REALIZED THIS YEAR REALIZED Short term (8) 0.00 0.00 Long term (L) 0.00 0.00 Total $0.00 $0.00 SNAPSHOT F744 Page 3 of 7 . I . SNAPSHOT 512mm; aezzigasairw MAY 1, 201B - MAY 31. 018 ACCOUNT NUMBER: Retirement summary IRA Plan Value $55,136.65 A portion of these assets may not be covered by SIPC. Bank products are eligible for FDIC Insurance up to 5250.000 in accordance with FDIC rules. ACCOUNT INFORMATION . RETIREMENT TRANSACTIONS Account Holder Binhdate: 1 CONTRIBUTION SUMMARY AMOUNT Attained Age as Of 121'31/18: Contributions 2018 FOR 2018 $0.00 This bene?ciary information is based upon the most recent data available and is being provided as a service to you. In the event of death, your most recent bene?ciary 20? DISTRIBUTION SUMMARY AMOUNT designation on ?le will govern. Gross Distributions $0.00 PRIMARY BENEFICIARY INFORMATION ENTITLEMENT Con I da 5.. We CRAIG HODGES 214-954-1177 SNAPSHOT nn? n? Matias ?mwities Your Investment Broker CRAIG HODGES Phone: 214-954-1177 Account profile Full account name: Account type: Brokerage account number: Tax status: investment objectivelRisk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS TX 75201 DONNA MARCHANT (IRA) WFCS AS CUSTODIAN Individual Retirement Account Retirement MODERATE GROWTH 8. Please Provide Please Provide First in. First out STANDARD BANK DEPOSIT SNAPSHOT DONNA MARCHANT (IRA) WFCS AS CUSTODIAN MAY 1. 201B - MAY 31. 2018 ACCOUNT NUMBER: Document delivery status Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: Paper Page 4 of 7' Electronic OT m1 r-a run . 1'er an? 5mm treatments MAY 1, 2018 - MAY 31. 201B ACCOUNT Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right. in the course of normal business operations, to withdraw balances in the Bank De osit Swee Pro ram 5 or redeem shares of th market mutual fund used In the sweep, subject to any commitments in an of your accounts and have the proceeds rett?ned to yo?r acc%unts( car remitted to you. Note, 35513332 that as requrred by federal banking ulations. the ban sin the Bank Deposit weep Program(s) reserve the right to require seven days prior notice before permittin a transfer out of Sweep Program(s . In addItIon, the money market mutual funds In the sweep reserve the right to require .one or more day's prior notice efore permitting Standard Bank Deposit Sweep Consists 0f monies he? at Wells Fargo Bank, NA. which is af?liated with the Clearing Agent and (if amounts exceed $250,000) at another bank af?liated with the Clearing Agent. . . Expanded Bank Deposrt Sweep - Consists of monies held at Wells Fargo Bank. MA. and (if amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or nonaf?liated banks. Standard Bank Deposit Sweep and Expanded Bank Deposit Sweep assets are not covered by SIPC, but are instead eligible for FDIC insurance of up to $250,000 per depositor, per institution, in accordance with FDIC rules. For additional information on the Bank Deposit Sweep Programs for your account, please contact Your Investment Broker. ANNUAL PERCENTAGE DESCRIPTION YIELD MARKETITELSE Annu??wgg?g STANDARD BANK DEPOSIT 0.50 1 685.07 8 00 Interest Period 05/01/18 - Total Cash and Sweep Balances $1,535.07 $8.00 APYE measures the total amount of the interest paid on an account based on the interest rate and percentage yield earned is expressed as an annualized rate, based on a 365 day year. frequencyof the compounding durtng the Interest perIod. The annual Stocks, options 8. ETFs Stocks and ETFs ESTIMATED - ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME seen BLOOMBERG ETF BARCLAYS HIGH YIELD BOND ETF JNK ADqUIred01I1BI?l1nc 62 2,490.52 35.6200 2,208.44 -282.08 124 5.61 Total Stocks and ETFs $2,490.52 $2,203.44 -$282.08 $124 5.61 Total Stocks, options a ETFs - $2,499.52 $2,208.44 -s232.os 5124 5.61 Cost information for one or more securities is not available. It you have cost inlormation and would like to see it on future statements. contact Your In stment Iter nc Cost inlonnation for this tax lot is not covered by IRS reporting requirements. Unless Indicated, cost for all other lots will be reported to the IRS. ve re mamas gimme Mutual Funds DONNA MARCHANT (IRA) WFCS AS USTODIAN MAY 1. 2013 - MAY 31. 2013 ACCOUNT NUMBER: *4 if a portion of your fund position was converted. the 'Client Investment' value may include reinvestments from previously held positions. Page 6 of 7 Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest income only. and typically do not re?ect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT .UNREALIZED ANNUAL ANNUAL DESCRIPTION ORIG PRICE ORIG COST PRICE MARKET GAINILOSS INCOME YIELD (N) PROF ESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX Acquired 00112105 no 131 .12900 22.99 3,036.58 6,725.60 3,689.02 Acquired 03729706 nc 127.12900 26.13 3,343.41 6,520.45 3,177.04 Acquired 04117106 no 1 14.21000 26.08 3,000.00 5,857.83 2,857.83 Acquired 02706707 no 109.50400 27.23 3,002.89 5,616.46 2,613.57 Aoqwred 01707708 nc 75.46100 26.22 2,000.00 3,870.39 1,870.39 Rainvestments 96.25500 36.51 3,514.79 4,936.92 1,422.13 Total 653.68800 $27.38 $17,897.67 51.2900 $33,527.65 $15,629.98 NM NM Client Investment (Excluding Reinvestments) $14,382.88 GeinlLoss on Client investment (including Reinvestments) $19,144.77 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND Acquired 07113110 nc 608.95900 9.81 6,000.56 13,165.89 7,165.13 Reinvestments n1 210.44400 16.39 3,450.34 4,549.80 1,099.46 - Total 819.40300 $11.53 $9,450.90 21.6200 $17,715.49 $8,264.59 . NM Client Investment (Excluding Reinvestments) $6,000.56 GainlLoss on Client investment (lncludirgReinvestmenteL $11,714.93 Total Open End Mutual Funds $27,343.57 $51,243.14 $23,894.57 Total Mutual Funds $27,346.57 This security contains multiple tax lots that may or may not include cost information that is reportable to the no Cost tntonnation tor this tax lot is not covered by IRS reporting requirements. Unless Indicated. cost for all other lots will be reported to the $51,243.14 $23,894.57 067 F2 F244 . Pa 7 of 7 Jf?t?t?a?a? 9' MAY 1. 2018 MAY 31. 2013 ACCOUNT NUMBER: _4 Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION AMOUNT BALANCES 05/01 BEGINNING BALANCE 1,574.23 05(07 Cash DIVIDEND SPDR BLOOMBERG ETF - 10.08 1.68436 BARCLAYS HIGH YIELD BOND ETF 050718 62 05131 Cash INTEREST STANDARD BANK DEPOSIT 0.71 1.68507 053113 1.634 Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account by automatically investing such balances into one of our cash sweep tions. These 'sweep transactions may represent a net amount for the day and'occur on settlement date. The to lowing section displays transfers into and out of your sweep option. ransactions displayed here are Transfer To. Transfer From and Reinvested Dividends and interest. These transaction amounts are not included in your cash flow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 05101 BEGINNING BALANCE 1,674.28 05/31 REINVEST INT STANDARD BANK DEPOSIT 0.71 05/08 TRANSFER TO STANDARD BANK DEPOSIT 11103 05131 ENDING BALANCE 1.685.07 Specific instructions and disclosures Cost basis -To add or update information or modify your reporting options. please contact Your investment Broker. This statement presents estimated unrealized or realized gains or losses for your lntonnation only. if acquisition or other information is not available. the gainiioss information may not be displayed and section and summary totals may not reflect your complete portfolio. 0031 basis information is not VBri?ad by First Clearing or Your introducing Firm and should not be relied upon tor legal or tax purposes. Revisions to this information (due to corporate mergers. tenders and other reorganizations) may be required from time to time. . Cost basis for tactored bonds DMD. etc.) will be adjusted lorpaydovm of principal. Systematic Investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and diwdend reinvestment securities Is provided for informational purposes only and is a non-weighted average. . Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the IRS. Coat basis options . Unless speci?c tax lots are selected at trade time. sales of tax lots will occur using the cost basis election re?ected in the Account pro?le section. IRA withholding notice Form WAPIOMB No. The withdrawals you receive from your Re are subiect to Federal income tax withholding unless you elect not to have withholding apply. If you have a periodic. or an 'on demand? distribution, your election ording our withholding or Federal Income tax on your behalf stays In effect until you change it. You may change or revoke your election at any time and as often as you wish by completing a new election form. If you elect check writing priv egos (not available on all IRAs). you will also have previously elected to have no withholding on your Withdrawals if you decide to have taxes withheld you will not be eligible for check writing from your IRA. It you elect not to have taxes withheld you will be liable for nt at all taxes due on the taxable portion of your distribution and you may be responsible for payment of estimated tax. You may be subject to tax penalties under the estimated tax payment rules if your payments of estimated tax and withholding. if any. are not adequate. E713 ?erurities SNAPSHOT . DONNA MARCHANT (IRA) . WFCS AS CUSTODIAN JUNE 1, 201B - JUNE 30, 201B ACCOUNT NUMBER Progress summary THIS PERIOD THIS YEAR Opening value $55,136.65 $53,363.02 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn 0.00 0.00 Securities withdrawn 0.00 0.00 Change in value 4,145.55 628.08 Closing value $53,991.10 $53,991.10 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON MAY 31 VALUE ON JUN 30 ANN. INCOME ASSETS Cash and sweep balances 1,685.07 3.06 1,696.11 3.14 I Stocks, options 8. ETFs 2,208.44 4.01 2,199.76 4.07 121 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 51,243.14 92.94 50,095.23 92.78 0 Asset value $55,136.65 100% $53,991.10 100% $129 SNAPSHOT nnwm??.. jfir?t 1901105 552010025 Cash flow summary SNAPSHOT Page 2 of DONNA MARCHANT (IRA) Income summary WFCS AS CUSTODIAN JUNE 1, 201B - JUNE 2018 ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value of cash and sweep balances 51.685.07 Income and distributions 11.04 53.31 Net additions to cash $11.04 $53.31 Net subtractions from cash $0.00 $0.00 Closing value of cash and sweep balances $1,696.11 THIS PERIOD THIS YEAR Money market/sweep funds 0.70 3.51 Dividends and short term capital gains 10.34 49.80 Total income $11.04 $53.31 Certain distributions made year aft! reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Gainlloss summary Summary totals. THIS PERIOD REALIZED THIS YEAR REALIZED Short term (5) 0.00 0.00 Londterm 0.00 0.00 Total $0.00 $0.00 SNAPSHOT 06? F2 F244 ;[fit?t lawns, ?etutities SNAPSHOT page a of 7 WFCS AS CUSTODIAN JUNE 1. 201B - JUNE 30 2018 ACCOUNT NUMBER: Retirement summary IRA Plan Vaiue $53,991.10 A portion of these assets may not be covered by SIPC. Bank products are eligible for FDIC insurance up to $250,000 in accordance with FDIC rules. ACCOUNT INFORMATION RETIREMENT TRANSACTIONS Account Holder Birthdate: i CONTRIBUTION SUMMARY AMOUNT Attained Age as of 12/31/18: - Contributions . 2018 FOR 2018 $0.00 This bene?cuery information is based upon the most recent data available and is being provided as a service to you. In the event of death. your most recent bene?ciary 2?13 DISTRIBUTION SUMMARY AMOUNT designation on ?le will govern. Gross Distributions $0.00 PRIMARY INFORMATION 9" ENTITLEMENT Contact us if information on this page requires updates. KENNY MARCH 10090% Your Investment Broker: . CRAIG HODGES 214-954-1177 SNAPSHCIT nun- jf?l?a?a? ?eruritie? Your Investment Broker CRAIG HODGES Phone: 214-954-1 17? Account profile FulI account name: Account type: Brokerage account number: Tax status: Investment obiectivelRisk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS TX 75201 DONNA MARCHANT (IRA) WFCS AS CUSTODIAN Individual Retirement Account Retirement MODERATE GROWTH 8. INCOME Please Provide Please Provide First in, First out STANDARD BANK DEPOSIT SNAPSHOT DONNA MARCHANT (IRA) WFCS AS CUSTODIAN JUNE 1, 2018 - JUNE 30. 2018 ACCOUNT NUMBER: Document delivery status Statements: Trade confirmations: Tax documents: Shareholder communications: Other documents: Paper Page 4 of 7 Electronic SNAPSHOT 067 F2 F244 jitgt Eaua? ?eturitie? DONNA MARCI-IANT mm Page 5 017 WFCS AS CUSTODIAN JUNE 1, 2016 - JUNE 30 16 ACCOUNT Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right. in the course Of normal business Operations, to withdraw balances in the Bank De osit Swee Pro ram 5 or redeem shares of the mone market mutual fund used In the sweep. subject to any on commitments in an of your accounts and have the proceeds retifrned to yogr acc%unts( 31 remitted to you. Note. howevez that as required by federal banking regulations. the ban 5 In the Bank Deposrt weep Program(s) reserve the right to require seven days prior notice before permittin a transfer out of the Bank Deposit Sweep Program(s). In addition. the money market mutual funds In the sweep reserve the right to require one or more day?s prior notice efore permitting withdrawals. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank. N.A.. which is af?liated with the Clearing Agent and (it amounts exceed $250,000) at another bank af?liated with the Clearing Agent. . . Expanded Bank Deposn Sweep of monies held at Wells Fargo Bank. NA. and (it amounts exceed 5250.000) at one or more banks af?liated with the Clearing Agent or nonaftiliated banks. Standard Bank Sweep and Expanded Bank Deposit Sweep assets are not covered by SIPC. but are instead eligible for FDIC insurance of up to $250.000 per depositor. per institution. in accordance with FDIC rules. For additional information on the Bank Daposit Sweep Programs for your account, please contact Your Investment Broker. ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION YIELD MARKET VALUE ANNUAL INCOME STANDARD BANK DEPOSIT 0.50 1 696.11 3.00 Interest Period 06/01/18 - Total Cash and Sweep Balances $1,696.11 $8.00 APYE measures the total amount of the interest aid on an account based on the interest rate and th percentage yield earned is expressed as an annua ized rate. based on a 365 day year. frequency Of the compounding during the interest period. The annual Stocks. options ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZEO ANNUAL AN UAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME SPDR BLOOMBERG ETF BARCLAYS HIGH YIELD BOND ETF JNK Acquired 01313111 no 62 2.490.52 35.4800 2,199.76 -290.76 121 5.51 Total Stocks and ETFs 52.490.52 $2,199.76 -$290.76 $121 5.51 52.490.52 $2,199.76 ?$290.76 $121 5.51 Total Stocks, options 8. ETFs till Cost information for one or more securities Is not available. If you hays cost information and would like to see it on future statements, contact Your Investment Broker. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all other lots will be reported to the IRS. no, - 125.1: 33an ?ecuritiee Mutual Funds DONNA MARCHANT (IRA) WFCS AS CUSTODIAN JUNE 1, 2913 - JUNE 30. 2013 ACCOUNT If a portion of your fund position was converted. the 'Client lnvestment' value may include reinvestments from previously held positions. Open End Mutual Funds Page 6 of 7 Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest income only. and typically do not re?ect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL Descaipnon QUANTITY ORIG ORIG COST PRICE MARKET VALUE INCOME YIELD (?fut PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX Acquired 0811205 nc 131 . 1 2900 22.99 3,036.58 6,544.65 3,508.07 Acquired 0329106 no 127.12900 26.13 3,343.41 6,345.01 3,001.60 Acquired 04i17i06 no 1 14.21000 26.08 3,000.00 5,700.22 Acquired 021068)? nc 109.50400 27.23 3,002.89 5,465.34 2,462.45 Acquired nc 75.46100 26.22 2,000.00 3,766.26 1,766.26 Reinvestments 96.25500 36.51 3,514.79 4,804.08 1,289.29 Total 653.68800 $27.38 $17,897.67 49.9100 $32,625.56 $14,727.89 NM NM Client Investment (Excluding Reinvestments) $14,382.88 GainiLoss on Client Investment (Including Reinvestments) $18,242.68 PROFESSIONALLY MANAGED PORTFOL CL HODGES SMALL CAP FUND HDSIX Acquired 07i13i10 no 60895900 9.81 6,000.56 12,983.00 6,982.44 Reinvestmenls 210.44400 16.39 3,450.34 4,486.67 1,036.33 Total 019.40300 $11.53 $9,450.90 - 21.3200 $17,469.67 $8,018.77 NIA NIA Client Investment (Excluding Reinvestments) $6,000.56 Gain/Loss on Client investment (including Reinvestments) $11,469.11 Total Open End Mutual Funds $27,348.57 $50,095.23 $22,746.66 $27,343.57 $50,095.23 $22,746.66 Total Mutual Funds This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. no Cost information for this tax lot is not covered by IRS reporting requirements. Uniess indicated, cost for all other lots will be reported to the IRS. 05? F2 F244 WFCS AS CUSTODIAN 3331155 ?eturitie? DONNA MARCI-IANT Page 7 Of 7 JUNE 1. 2018 - JUNE 30, 2018 ACCOUNT NUMBER: _4 Activity detail DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT CASH AEELISALVEE: 06/01 BEGINNING BALANCE 1 .6851)? 06/07 Cash DIVIDEND ETF 10.34 1 695.41 BARCLAYS HIGH YIELD BOND ETF 060718 62 06129 Cash INTEREST STANDARD BANK DEPOSIT 0.70 1.696.11 062918 1.695 Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account automatically investing such balances into one of our cash sweep tions. These swoop transactions may represent a net amount for the day andoccur on settlement date. The to lowing section displays transfers into and out of your sweep option. ransactions displayed here are Transfer To. Transfer From and Reinvested Ddeends and Interest. These transaction amounts are not included in your cash ?ow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION . AMOUNT 06ml BEGINNING BALANCE 1.685.07 06i29 REINVEST INT STANDARD BANK DEPOSIT 0.70 06/08 TRANSFER TO STANDARD BANK DEPOSIT 10.34 _06l30 ENDING BALANCE 1,696.11 Specific instructions and disclosures Cost basis - To add or :gdetde our modify your reporting options. please contact Your Investment Broker. This statement presents as ate onto 2 or rea zed gains or sees for your Information only. If acquisition or other information is not available. the studio into motion me not be at and section and summ I let 1 re?ect your complete portfolio. Cost basis information is not verified by First Clearing or Your Introducing Firm and should not be relied upon for legal orgies pugosesr. this mis?wn (due to corporate other reorganizations) may be required irom time to time. Cost basis tor lectured bonds (GNMA. CMO. etc.) will be adjusted for paydown of principal. tematic investments in ut i data for systematic Investments and dividend reinvestment securities is provided tor irtforririetiorietys purposes only and is"; naw?giggiizgda?ggfad dividends for mutual funds and stocks have been consolidated tor ?Ch posmon. Unit cost Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or tosses [or non-covered securities to the IRS. Cost basis Options Unless specific tax lots are selected at trade time. sales at ten lots will occur using the cost basis election re?ected in the Account profile section. IRA withholding notice IRA Form No? The withdrawals you receive from your are subiect to Federal income tax withholding unless you elect not to have withholding 3 ply. if have a eriodic or an "on demand" distribution. election di our withholdin of Federal income tax on your behalf stays In effect until you change it. You may change or revoke your election at any time and as often gs you wyiguh by oomgleting a new election form. If you elect w?tlnp pme?nm available or? all lRAs). you will also have previously elected to have no withholding on your withdrawals. If you decide to have taxes withheld you will not be eligible for check writing from your IRA. If you elect not to have taxes withheld you will be liable for payment of all taxes due on the taxable portion of your distribution and you may be responsible for payment of estimated tax. You may be subtect to tax penalties under the estimated tax payment rules it your payments of estimated tax and withholding. if any, are not adequate. F7 F7201 :?j'gg?B atlas ?eturities Progress summary Opening value Cash deposited Securities deposited Cash withdrawn Securities withdrawn Change in value Closing value Portfolio summary CURRENT DONNA MARCHANT (IRA) WFCS AS CUSTODIAN JULY 1I 2018 JULY 31, 2018 SNAPSHOT Page1 of 7 ACCOUNT NUMBER: THIS PERIOD THIS YEAR $53,991.10 553,363.02 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 671.31 1,299.39 $54,662.41 $54,662.41 PREVIOUS CURRENT ESTIMATED ASSET TYPE VALUE ON JUN 30 VALUE ON JUL 31 ANN. INCOME ASSETS Cash and sweep balances 1,696.11 3.14 1,707.22 3.12 10 Stocks. Options 8. ETFs 2.199.76 4.07 2,228.28 4.08 121 Fixed income securities 0.00 0.00 0.00 0.00 . 0 Mutual funds 50,095.23 92.78 50,726.91 92.80 0 Asset value $53,991.10 100% 100% $131 . $54,662.41 SNAPSHOT an"! PS l-?Io 311135; ?ecuritie? Cash flow summary SNAPSHOT Page 2 of 7 DONNA MARCHANT (IRA) WFCS AS CUSTODIAN JULY 1I 2018 - JULY 31. 201B Income summary ACCOUNT THIS PERIOD THIS YEAR Opening value of cash and sweep balances $1,696.11 Income and distributions 11.11 64.42 Net additions to cash $11.11 $64.42 Net subtractions from cash $0.00 $0.00 Closing value of cash and sweep balances $1307.22 THIS PERIOD THIS YEAR Money market/sweep funds 0.34 . 4.35 Dividends and short term capitaLgains 10.27 60.07 Total income $11 .11 $64.42 Certain distributions made In the year are named 35 year Mme according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. Gain/loss summary THIS PERIOD REALIZED THIS YEAR REALIZED Short term (8) 0.00 0.00 Long term (L) 0.00 0.00 Total $0.00 $0.00 ?ewrities SNAPSHOT Pageant? WFCS AS CUSTODIAN JULY 1. 201B - JULY 31, 2018 ACCOUNT NUMBER: Retirement summary IRA Plan Value $54,662.41 a A portion of these assets may not be covered by Bank products are eligible for FDIC insurance up to $250,000 in accordance with FDIC rules. ACCOUNT INFORMATION RETIREMENT TRANSACTIONS Account Holder Birthdate: i CONTRIBUTION SUMMARY . AMOUNT Attained Age as of 1213111 B: Contributions . . . . 2013 FOR 2018 $0.00 This bene?crary Information IS based upon the most recent data available and is being provided as a service to you. in the event of death. your most recent bene?ciary 2?13 DISTRIBUTION SUMMARY AMOUNT designation on file will govern. Gross Distributions $0.00 5" ENTITLEMENT Contact us if information on this page requires updates. KEN YMARC 100-0096 Your Investment Broker: CRAIG HODGES 214-954?1177 SNAPSHOT 067 F2 F244 :[fir?t 29111135 ?eturities Your Investment Broker CRAIG HODGES Phone: 21 4-9544 177 Account pro?le Full account name: Account type: Brokerage account number: Tax status: Investment objectivelRisk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS TX 75201 DONNA MARCHANT (IRA) WFCS AS CUSTODIAN Individual Retirement Account Retirement MODERATE GROWTH 8. INCOME Please Provide Please Provide First in. First out STANDARD BANK DEPOSIT WFCS AS CUSTODIAN JULY 1. 2013 - JULY 31. 2018 ACCOUNT NUMBER: Document delivery status Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: Paper SNAPSHOT Page4of7 DONNA MARCHANT (IRA) Electronic SNAPSHOT nnII f?I - jig-51% %B?uritie? DONNA Ill MARCHANT (IRA) Page 5 Of 7 WFCS AS CUSTODIAN JULY 1. 201B - JULY 31. 2018 ACCOUNT NUMBER: Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right. in the course of normal business operations. to withdraw balances in the Bank Deposit Sweep Program(s) or redeem shares of the money market mutual fund used in the sweep. subject to any 0 en commitments in an of your accounts and have the proceeds returned to your accounts or remitted to you. Note. however. that as required by federal banking uiations. the ban sin the Bank Deposit weep Program(s) reserve the right to require seven days prior notice before permitting): transfer out of the Bank Deposut Sweep Program(s . In addition. the money market mutual funds in the sweep reserve the right to require one or more day's prior notice fore permitting withdrawals. Standard 'Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank, N.A.. which is af?liated with the Clearing Agent and (it amounts exceed 3250.000) at' another bank affiliated with the Clearing Agent. . Expanded Bank Deposn Sweep - Cons:sts of monies held at Wells Fargo Bank. N.A. and (it amounts exceed $250,000) at one or more banks affiliated with the Clearing Agent or nonaftiliated banks. Standard Bank 09903it Sweep and Expanded Bank 060081! Sweep assets are not covered by SIPC, but are instead eligible for FDIC insurance of up to $250,000 per depositor. per institution, in accordance with FDIC rules. For additional information on the Bank Deposit Sweep Programs for your account. please contact Your Investment Broker. ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION YIELD MARKET VALUE ANNUAL moons interest Period 07I01118 - 07131118 Total Cash and Sweep Balances $1,707'22 $10-00 APYE measures the total amount of the interest aid on an account based on the interest rate and the frequency of the compounding during the interest period. The annual percentage yield earned is expressed as an annua ized rate. based on a 365 day year. Stocks, options ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST MARKET VALUE GAINILOSS INCOME YIELD (tit) SPDR BLOOMBERG ETF BARCLAYS HIGH YIELD BOND ETF JNK Acquired 01113111 no 62 2.49052 35.9400 2,223.23 ?262.24 121 5.43 Total Stocks and ETFs $2,490.52 $2,223.23 4262.24 $121 5.43 Total Stocks. options ETFS $2,490.52 $2,223.20 -$262.24 $121 5.43 ?it Cost information for one or more securities Is not available. It you have cost information and would like to see It on future statements. contact Your Investment Broker. no Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all other lots wiil be reported to the IRS. any u-a. --.. . 11:11:51 7135111115 5211111025 Mutual Funds DONNA MARCHANT (IRA) WFCS AS CUSTODIAN JULY 1. 2018 - JULY 31, 2018 ACCOUNT If a portion of your fund position was converted, the 'Ciient Investment? value may include reinvestments from previously held positions. Open End Mutual Funds Page 5 of 7 Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not re?ect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT IZED AN 0 DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE 1110.013; $5113th PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX 8! 0 Acquired 0 12! 5 nc 131.12900 22.99 3,036.58 6 608.90 3 572.32 Acquired 03:29:06 no 127129100 26.13 3,343.41 6:407:50 3:06389 Acquired 04717706 no 11421000 26.08 3,000.00 5 756.18 2 756.18 Acquired 027061107 no 10950400 27.23 3.002.69 51519.00 2516.11 Acquired 01107108 nc 75.46100 26.22 2,000.00 3 803.24 1.801324 Reinvestments 96.25500 36.51 3,514.79 4,851.25 1 1336.46 Total 653.68800 $27.38 $17,897.67 50.4000 $32,945.87 $15,048.20 NM NM Client Investment (Excluding Reinvestments) $14.382.88 GainfLoss on Client Investment (Including Reinvestments) $18,562.99 PROFESSIONALLY MANAGED . PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX Acquired 07713110 nc 608.95900 9.81 6,000.56 13 214.41 7 2 3.85 Reinvestments rn 210.44400 16.39 3,450.34 41566.63 1:1 16.29 Total 819.40300 $11.53 $9,450.90 21 .7000 . $17,781.04 $8,330.14 NIA NIA Client Investment (Excluding Reinvestments) $6,000.56 I GainILoss on Client Investment (Including Reinvestments) $11,780.48 Total Open End Mutual Funds ?at Mutual Funds $27,348.57 $27,348.57 This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. $50,726.91 $23,378.34 $50,726.91 $23,378.34 067 F2 F244 gecuritieg DONNA MARCHANT (IRA) P399 7 Of 7 WFCS AS CUSTODIAN JULY 1. 2018 - JULY 31. 201B ACCOUNT NUMBER: Activity detail . CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 07/01 BEGINNING BALANCE 1,696.11 07,109 Cash - DIVIDEND SPDR BLOOMBERG ETF 10.27 1.706.38 BARCLAYS HIGH YIELD BOND ETF 070916 62 07131 Cash INTEREST STANDARD BANK DEPOSIT 0.84 1,707.22 073116 _1.706 Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account by automatically investing such balances into one of our cash sweep (muons. These 'sweep transactions may represent a net amount for the day and occur on settlement date. The to lowing section displays transfers into and out of your sweep option. ransactions displayed here are Transfer To. Transfer From and Reinvested Diwdends and interest. These transaction amounts are not included in your cash ?ow summary. .DATE DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 07101 BEGINNING BALANCE 1,696.11 07/31 REINVEST INT STANDARD BANK DEPOSIT (134 07/10 TRANSFER TO STANDARD BANK DEPOSIT 10.27 07131 ENDING BALANCE 1.70722 Specific instructions and disclosures Cost basis - To add or update information or modify your reporting options. please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses for your information only. if acquisition or other information Is not available. the gainlloss information may not be displayed and section and summary totals may not m??d 90W complete Mm- (309? 53553 I5 verified by Clearing 0" Your Introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this information (due to corporate mergers. tenders and other reorganizations) may be required from time to time. Cost basis for factored bonds (GNMA. CMO. etc.) will be adjusted for paydown of principal. Systematic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and dividend reinvestment securities is provided for informational purposes only and is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non~oovered securities to the IRS. Cost basis options Unless speci?c tax lots are selected at trade. time. sales of tax lots will occur using the cost basis election re?ected in the Account pro?le section. withholding notice Form minions its. . The withdrawals yOu receive from your are subject to Federal income tax withholding unless you act not to have withholding apply. If you have a periodic. or an 'on demand? distribution. your election re rding our withholding of Federal income tax on your behalf stays in effect until you change it. You may change or revoke your election at any time and as often as you wish by completing a new election form. If you elect check writing priv as (not available on all IRAs). you will also have previously elected to have no withholding on your withdrawals. If you decide to have taxes withheld you will not be eligible for check writing from your IRA If you elect not to have taxes withheld you will be liable for nt of all taxes due on the taxable portion of your distribution and you may be responsible for payment of estimated tax. You may be sublect to tax penalties under the estimated tax payment rules if your payments of estimated tax and withholdingfif any. are not adequate. firm E30135 ?ewritters SNAPSHOT P8991 of 7 DONNA MARCHANT (IRA) WFCS AS CUSTODIAN AUGUST 1, 2018 - AUGUST 31, 2018 ACCOUNT NUMBER: Progress summary THIS PERIOD THIS YEAR Opening value 554.662.41 $53,363.02 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn 0.00 0.00 Securities withdrawn 0.00 0.00 Change in value 1,441.91 2,741.30 Closing value $56,104.32 $56,104.32 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE 0N JUL 31 VALUE 0N AUG 31 ANN. INCOME ASSETS Cash and sweep balances 1,707.22 3.12 - 1,718.17 3.06 11 Stocks, options 8. ETFs 2,228.28 4.08 2,232.00 3.98 121 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 50,726.91 92.80 52,154.15 92.96 0 Asset value 100% $56,104.32 100% $132 $54,662.41 SNAPSHOT jfithBaIIas $000005 SNAPSHOT Pagezon WFCS AS CUSTODIAN AUGUST 1I 2018 - AUGUST 31. 2018 ACCOUNT NUMBER: Cash ?ow summary THIS PERIOD THIS YEAR Opening value of cash and sweep balances $1,707.22 Income and distributions 10.95 . 75.37 Net additions to cash $10.95 $75.37 Net subtractions from cash $0.00 $0.00 Closing value of cash and sweep balances $1,718.17 Income summary THIS PERIOD THIS YEAR Money marketlsweep funds 0.95 5.30 Dividends and short term capital glins . 10.00 70.07 Total income $10.95 $75.37 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. Gainlloss summary - THIS PERIOD REALIZED THIS YEAR REALIZED Short term (5) 0.00 0.00 Log term (L) 0.00 0.00 Total $0.00 $0.00 SNAPSHOT FZ F204 SNAPSHOT PageBOf? WFCS AS CUSTODIAN AUGUST 1, 2018 - AUGUST 31. 2018 ACCOUNT NUMBER: Retirement summary IRA Plan Value $56,104.32 A portion of these assets may not be covered by SIPC. Bank products are eligible for FDIC insurance up to $250,000 in accordance with FDIC rules. ACCOUNT INFORMATION RETIREMENT TRANSACTIONS Account Holder Bi?hdate= CONTRIBUTION SUMMARY AMOUNT Attained Age as of 12131118: - Contributions . 2013 FOR 2018 $0.00 This beneficiary information is based upon the most recent data available and is being provided as a service to you. In the event of death. your most recent bene?ciary 2?13 SUMMARY AMCIUNT designation on ?le will govern. Gross Distributions $0.00 PRIMARY BENEFICIARY ENTITLEMENT Contact us if information on this a a re uires dates KENNY MARCHANT SR ?30-00% Your Investment Broker: 9 CRAIG HODGES 214-954-1177 fir?t?a?as ?ecuritie? Your Investment Broker CRAIG HODGES Phone: 214-954-1177 Account profile Full account name: Account type: Brokerage account number: Tax status: Investment objective/Risk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS TX 75201 DONNA MARCHANT WFCS AS CUSTODIAN individual Retirement Account Retirement MODERATE GROWTH INCOME Please Provide Please Provide First in. First out STANDARD BANK DEPOSIT WFCS AS AUGUST 1. 2018 - AUGUST 31'3018 ACCOUNT NUMBER: Document delivery status Statements: Trade confirmations: Tax documents: Shareholder communications: Other documents: Paper SNAPSHOT Pagew 7 DONNA MARCHANT (IRA) Electronic fir?t ?alm gecuritie?' . DONNA MARCHANT (IRA) Page 5 0f 7 WFCS AS CUSTODIAN AUGUST 1. 201a - AUGUST 31. 2013 ACCOUNT NUMBER: Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right. in the course of normal business Operations to withdraw balances in the Bank De sit Swee Pro ram 5 or redeem shares of the . . . in market mutual fund used In theksweep. subject to any 0 en commitments in an of your accounts and have the proceeds rettli?ed to yogr gr remitted to you. Note. howgsg: that 33 FBCIUIFGU 1?ny eral 33" '09 regulations, the ban 3 "i the Bank 09905? weep Pngram(s) reserve the right to require seven days prior notice before permittin a transfer out of Sweep rogram(s). ln the money market mutual funds in the sweep reserve the right to require one or more day's prior notice efore permitting Standard Bank Deposit Sweep Consists of monies held at Wells Fargo Bank. N.A., which is affiliated with the Clearing Agent and (if amounts exceed $250,000) at another bank affiliated with the Clearing Agent. . . Expanded Bank Deposrt Sweep - of monies held at Wells Fargo Bank, MA. and (if amounts exceed $250,000) at one or more banks affiliated with the Clearing Agent or nonaffiliated banks. Standard Bank Deposrt Sweep and Expanded Bank Deposit Sweep assets are not covered by SIPC. but are instead eligible for FDIC insurance of up to $250,000 per depositor, per institution, in accordance with FDIC rules. For additional information on the Bank Deposit Sweep Programs for your account. please contact Your Investment Broker. ANNUAL PERCENTAGE CU YIELD Annui?mg?g STANDARD BANK DEPOSIT 0.65 1 718 17 11 00 Interest Period 08101! 18 081'31/18 Total Cash and Sweep Balances $1,718.17 $11 00 APYE measures the total amount of the interest paid on an account based on the interest rate and percentage yield earned is expressed as an annualized rate, based on a 365 day year. he frequency Of the compounding during the Interest period. The annual Stocks, options ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT - CURRENT UNREALIZED ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME Yf??gliali SPDR BLOOMBERG ETF . BARCLAYS HIGH YIELD BOND ETF JNK . Acqwred 01:10:11 no 62 2,490.52 36.0000 2,232.00 253.52 . 121 5.41 Total Stocks and ETFs $2,490.52 $2,232.00 4250.52 5121 5.42 Total Stocks. options 81 ETFs $2,490.52 $2,232.00 -5255.52 $121 5.42 Cost information for one or more securities is not available. if you have cost information and would like to see it on future statements. contact Your investment Broker. no Cost information for this tax lot is not covered by RS reporting requirements. Unless indicated. cost for all other lots will be reported to the IRS. 067 F2 F244 jf?t? atlas ?mwitiee . Mutual Funds DONNA MARCHANT (IRA) WFCS AS CUSTODIAN AUGUST 1, 2018 - AUGUST 31 2018 ACCOUNT lf 3 portion of your fund position was converted, the ?Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Page 6 of 7 Open End Mutual Fund shares are priced at net asset value. Estimated Annual income and Yield refer to Dividends and Interest Income only, and typically do not re?ect Total return. ESTIMATED - ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD (91.) PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX Acquired 08712105 no 131 .12900 22.99 3,036.58 737 700 8 Acquired 0312906 no 127.12900 26.13 3,343.41 353139 3166343 Acquired 0411705 no 114.21000 26.08 3,000.00 5666.11 2666.11 Acquired 0210610? no 109.50400 27.23 3,002.69 52626.31 2623.42 Acqurred 01107708 nc 75.46100 26.22 2,000.00 3,877.18 1 .877.18 Reinvestments rn 96.25500 36.51 3,514.79 4,945.56 1:430:19 Total 653.68800 $27.38 $17,897.67 51.3800 $33,586.48 $15,688.81 NIA NIA Client Investment (Excluding Reinvestments) $14,382.88 Gain/Loss on Client Investment (lncludin?einvestments) $19,203.60 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND Acquired 071131'10 nc 608.95900 9.81 6,000.56 13 799.01 7 798.45 Reinvestments 210.44400 16.39 3,450.34 4:76.366 12316.32 Total 819.40300 $11.53 $9,450.90 22.6600 $18,567.67 $9,116.77 NM NM Client investment (Excluding Reinvestments) $6,000.56 GainILoss on Client Investment (including Reinvestments) $12,567.11 Total Open End Mutual Funds $27,348.57 $52,154.1 5 $24,805.58 Total Mutual Funds $27,348.57 $52,154.15 $24,805.58 This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. na-l 1-1. . Page 7 of 7 31135 geturitie? DONNA (IRA) WFCS AS CUSTODIAN AUGUST 1. 2018 - AUGUST 31 2018 ACCOUNT NUMBER: Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION - PRICE AMOUNT BALANCES 08/01 BEGINNING BALANCE 1,707.22 08707 Cash DIVIDEND SPDR BLOOMBERG ETF ?10.00 1,717.22 BARCLAYS HIGH YIELD BOND ETF 080718 62 08131 Cash INTEREST STANDARD BANK DEPOSIT 0.95 1.718.17 083118 1.71? Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account automatically investing such balances into one of our cash sweep tions. These 's_weep transactions' may represent a net amount for the day and'occur on settlement date. The fo lowing section displays transfers into and out of your sweep option. ransactions displayed here are Transfer To. Transfer From and Reinvested Dividends and Interest. These transaction amounts are not included in your cash ?ow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE DESCRIPTION AMOUNT 08101 BEGINNING BALANCE 1,707.22 08l31 REINVEST INT STANDARD BANK DEPOSIT 0.95 08/03 TRANSFER TO STANDARD BANK DEPOSIT 10.00 08/31 ENDING BALANCE 1.718.17 Specific instructions and disclosures Cost basis - To add or update information or modify your reporting options. please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses for your Information only. if acquisition or other information Is not available. the gainiloss information may not be displayed and section and summary totals may not re?ect your complete portfolio. Cost basis information is not veri?ed by First Clearing or Your introducing Firm and sh0uld not be relied upon for legal or tax purposes. Revisions to this information (due to corporate mergers. tenders and other reorganizations) may be required from time to time. Cost basis for factored bonds (GNMA. CMO. etc.) will be adjusted for 'paydown of principal. Systematic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and dividend reinvestment securities Is provided for informational purposes only and is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the IRS. Cost basis options Unless specific tax lots are selected at trade time. sales of tax lots Witt occnr using the cost basis election re?ected in the Account pro?le section. not withholding notice Form WAPIOMB No.? The withdrawals you receive from YDW are sublet! to Federal income tax withholding unless you elect not to have withholding apply. If you have a periodic. or an "on demand? distribution. your election regarding our withholding of Federal income tax on your behalf stays in effect until you change it. You may change or revoksyour election at any time and as often as you wish by completing a new election form. If you elect check writing privileges (not available on all IRAs). you will also have previously elected to have no withholding on your withdrawals. If you decide to have taxes withheld you will not be eligible for check writing from your IRA If you elect not to have taxes withheld you will be liable for payment of all taxes due on the taxable portion of your distribution and you may be responsible for payment of estimated tax. You may be subject to tax penalties under the estimated tax payment rules if your payments of estimated tax and withholding. if any. are not adequate. alias inmates Progress summary Opening value Cash deposited Securities deposited Cash withdrawn Securities withdrawn Change in value Closing value Portfolio summary CURRENT DONNA MARCHANT (IRA) WFCS AS CUSTODIAN SNAPSHOT Pa9e1of8 SEPTEMBER 1. 2018 - SEPTEMBER 30. 2018 ACCOUNT THIS PERIOD THIS YEAR $56,104.32 $53,363.02 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 ?1.644.?6 1,096.54 $54,459.56 $54,459.56 PREVIOUS CURRENT ESTIMATED ASSET TYPE VALUE ON AUG 31 VALUE 0N SEP 30 ?lo ANN. INCOME ASSETS 13! Cash and sweep balances 1,718.17 3.06 1,729.66 3.18 11 I Stocks, options 8. ETFs 2,232.00 3.98 2235.10 4.10 121 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 52.154.15 92.96 50,494.80 92.72 0 Asset value I $56,104.32 100% $54,459.56 100% $132 SNAPSHOT 067 F2 FZ44 WFCS AS CUSTODIAN SNAPSHOT Page 2 of 8 SEPTEMBER 1. 2018 - SEPTEMBER 30. 2018 ACCOUNT NUMBER. Cash flow summary . THIS PERIOD THIS YEAR Opening value of cash and sweep balances $1,718.17 Income and distributions 11.49 86.86 Net additions to cash $11.49 $86.86 Not subtractions from cash $0.00 $0.00 Closing value of cash and sweep balances $1,729.66 Income summary - THIS PERIOD THIS YEAR Money marketlsweep funds 0.92 6.22 Dividends and short term capital gains 10.5? 60.64 Total Income $11.49 $86.86 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. Gain/loss summary THIS PERIOD REALIZED THIS YEAR Short term (8) 0.00 0.00 Long term (L) 0.00 0.00 Total $0.00 $0.00 SNAPSHOT F7 was fir?tiBaIia? $eturities SNAPSHOT Pageants WFCS AS USTODIAN SEPTEMBER 1, 2018 . SEPTEMBER 30, 2018 ACCOUNT Retirement summary IRA Plan Value $54,459.56 A portion of these assets may not be covered by SIPC. Bank products are eligible for FDIC insurance up to 3250.000 in accordance with FDIC rules. ACCOUNT INFORMATION RETIREMENT TRANSACTIONS Account Holder - CONTRIBUTION SUMMARY AMOUNT Attained Age as of 12131118: .I, Contributions . . . 2018 FOR 2018 . This bene?ciary Information Is based upon the most recent data available and is being $0 00 provided as a service to you. In the event of death, your most recent bene?ciary 2?13 DISTRIBUTION SUMMARY AMOUNT designation on ?le will govern. Gross Distributions $0.00 PR A ENEFICIARY IN OR . . . . KENNY ANT SR MA ION . Contact us If information on this page requires updates. Your Investment Broker: CRAIG HODGES 214?954?117? SNAPSHOT 06? F7 F711 first E51155 ?emtities Your Investment Broker CRAIG HODGES Phone: 21 4~954-1 17? Account pro?le Full account name: Account type: Brokerage account number: Tax status: Investment objectiveIRisk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS TX 75201 DONNA MARCHANT (IRA) WFCS AS CUSTODIAN Individual Retirement Account Retirement MODERATE GROWTH 8. Please Provide Please Provide First in. First out STANDARD BANK DEPOSIT SNAPSHOT Page 4 of 8 DONNA MARCHANT (IRA) WFCS AS CUSTODIAN SEPTEMBER 1, 2018 - SEPTEMBER 30. 201B ACCOUNT NUMBE Document delivery status Paper Electronic Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: SNAPSHOT 067 F2 F244 Page 5 of 8 DONNA MARCHANT (IRA) WFCS AS CUSTODIAN SEPTEMBER 1, 2018 - SEPTEMBER 30, 2018 ACCOUNT NUMBER: Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right. in the course of normal business operations to withdraw balances Bank De osn Swee Pro ram 5 0 red em sh {Estrkest Qumran; sweep. slug/est to argy commitments in an; of your accounts and have the proceeds to yogr gr remittgd to th 3 qu 'tyS mg regu a tone. the an tn the Bank Deposit weep Programts) reserve the right to require seven days prior notice before permitting a transfer out of an eposn ep rogram(s). In addition, the money market mutual funds in the sweep reserve the right to require one or more day's prior notice before permitting withdrawals. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank, NA, which is affiliated with the Clearing Agent and (it amounts exceed $250.000) at another bank af?liated with the Clearing Agent. . Expanded Bank DepoSIt Sweep - Consists of monies held/.31 Wells Fargo Bank. NA. and (if amounts exceed $250,000) at one or more banks affiliated with the Clearing Agent or nonaf?liated beings. Brokered Liqui eposit - onsists of monies held at one or more banks nonaf?liated and affiliated with th Cl A Assets in the Bank Deposit Sweep Program and Brokered Li uid De osit are not a eating gen - - institution. in accordance with FDIC rules. For additional infognation.%lease eligible for FDIC Insurance 0f Up to $250'000 per deposrtor, per ANNUAL PERCENTAGE DESCRIPTION YIELD ~mnu?i?tgg?g interest Period 09/01/18 - 09/30/18 . Total Cash and Sweep Balances $1 729 66 $11 00 . APYE measures the total amount of the interest aid on an account based on percentage yield earned is expressed as an annua ized rate, based on a 365 dayhfegirterest rate and the-frequency of the compounding during the interest period. The annual MT :1 a 1001105 5520101025 Stocks, options ETFs Stocks and ETFs Page 6 of 8 DONNA MARCHANT (IRA) WFCS AS CUSTODIAN SEPTEMBER 1. 2018 - SEPTEMBER 30. 2018 ACCOUNT NUMBER: ESTIMATED . ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD SPDR BLOOMBERG ETF BARCLAYS HIGH YIELD BOND ETF JNK Acquired 01:10:11 no 52 1110.55 2,490.52 36.0500 2,235.10 -255.42 121 5.42 Total stocks and ETFs $2,490.52 $2,235.10 -5255.42 $121 5.43 Total Stocks. options ETFS $2,490.52 $2,235.10 $255.42 $121 5.43 #11! Cost information for one or more securities is not available. If you have cast information and would like to see it on future statements. contact Your Investment Broker. nc Cost Information for this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all other lots will be reported to the Mutual Funds If a portion of your fund position was converted, the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual income and Yield refer to Dividends and Interest Income only. and typically do not re?ect Total return. ESTIMATED ADJ ADJ cosrr CURRENT CURRENT UNREALIZED ANNUAL ANNUAL Descnipnou QUANTITY oats PRICE ORIG 0031' PRICE MARKET VALUE GAINILOSS . YIELD 06} PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX Acquired 03712705 no 131 .12900 22.99 3,036.58 6,448.92 3,412.34 Acquired 03729706 nc 127.12900 26.13 3,343.41 6.252.20 2,908.79 Acquired nc 114.21000 26.08 3.000.00 5,616.85 2,616.85 Acquired 02706707 nc 109.50400 27.23 3,002.89 5,385.40 2.382.51 Acquired 01:07:08 nc 75.46100 26.22 2,000.00 3,711.17 1,711.17 Reinvestments 96.25500 36.51 3,514.79 4,733.83 1.219.04 Total 653.68800 $27.38 $17,897.67 49.1800 $32,148.37 $14,250.70 NIA NIA Client Investment (Excluding Reinvestments) $14,382.88 GainILoss on Client Investment (Including Reinvestments) $17,765.49 jiggt?a?as ?ewrities Mutual Funds Open End Mutual Funds continued DONNA MARCHANT (IRA) WFCS AS CUSTODIAN Page 7 of 8 SEPTEMBER 1, 2018 SEPTEMBER 30, 2018 ACCOUNTNUMBER: ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD I?ll.) PROFESSIONALLY MANAGED . PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX Acquired 07713710 nc 9.81 6,000.56 13,634.59 7,634.03 Reinvestments 16.39 3,450.34 4,711.84 1,261.50 Total $11.53 $9,450.90 22.3900 $18,346.43 $8,895.53 NIA NIA Client Investment [Excluding Reinvestments) $6,000.56 GainILoss on Client Investment {Including Reinvestments) $12.345.87 Total Open End Mutual Funds $27,348.57 $50,494.80 $23,146.23 Total Mutual Funds $27,348.57 $50,494.80 $23,146.23 In This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless Indicated, cost for all other lots will be reported to the IRS. Activity detail . CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 09,01 BEGINNING BALANCE 1.718.17 09710 Cash . DIVIDEND SPDR BLOOMBERG ETF 10.57 1,728.74 BARCLAYS HIGH YIELD BOND ETF 091018 62 09723 Cash INTEREST STANDARD BANK DEPOSIT 0.92 1,729.65 092818 14228 F2 F244 Page 8 of 8- geturitieg DONNA MARCHANT (IRA) WFCS AS CUSTODIAN SEPTEMBER 1. 2013 - SEPTEMBER 30, 2019 ACCOUNT NUMBER: Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account by automatically investing such balances into one of our cash sweep options. These sweep transactions may represent a net amount for the day andoccur on settlement date. The following section displays transfers into and out of your sweep option. Transactions diaplayed here are Transfer To. Transfer From and Reinvested Dividends and Interest. These transaction amounts are not included in your cash flow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 09:01 BEGINNING BALANCE 1.718.17 09l28 REINVEST INT STANDARD BANK DEPOSIT 092 09/11 TRANSFER TO STANDARD BANK DEPOSIT 10.5? 09/30 ENDING BALANCE 1 729.66 Specific instructions and disclosures Cost basis - To add or update information or modify your reporting options, please contact Your investment Broker. This statement presents estimated unrealized or realized gains or losses for your information only it acquisition or other information is not available the . . . . . . . . - . . . alnfloss information me not be dis la and section and summa total ma 1 re?ect your complete portfolio. Cost basis infarrnation Is not verified by First Clearing or Your lntroducmg Firm and should not be relied upon for legal orgies purposes. Revisionsyto this (due to corporate memgs. lensdersyahcd other reorganizations) may be required from time to time. . Cost basis for factored bonds (GNMA, CMO. etc.) will be adjusted for paydown of principal. Systematic investments in mutual funds and - - data for systematic investments and dividend reinvestment securities is provided for informational purposes only and is a non-weighted aim-1:3: ed dividends for mutual funds and stocks have been consolidated for each position. ?mt cost Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the Cost basis options Unless specific tax lots are selected at trade time. sales of tax lots will occur using the cost basis election reflected in the Account pro?le section. IRA withholding notice Form w-4Proue No. ?i _The withdrawals you receive from your are so act to Federal income tax withhotding unless you elect not to have withholding a ppi . if you have a riociic.L or an on demand distribution. or election re ardi our withholdin of Federal income tax on your behalf stays in effect unit you change It. You may change or rewoke your election at any time and as often as 3you wish by comri?iEeting a new election form. if you elect writing availabie org:I all you will also have previously elected _to have no withholding on your withdrawals. If you decide to have taxes withheld you will not be eligible for check writing from your It you elect not to have taxes withheld you will be liable for eyment of all taxes due on the taxable portion of your distribution and you may be responsible for payment of estimated tax. You may be sublect to tax penalties under the estimated tax payment rules If your payments of estimated tax and withholding. if any. are not adequate. 31535; $eturities Progress summary SNAPSHOT Page 1 0f 8 DONNA MARCHANT (IRA) WFCS AS CUSTODIAN OCTOBER 1. 201a - acre 31, 2013 ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value $54,459.56 $53,363.02 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn 0.00 0.00 Securities withdrawn 0.00 0.00 Change in value ?696.98 550044 Closing value $47,762.58 $47,762.58 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON SEP 30 VALUE 0N OCT 31 ANN. INCOME ASSETS :3 Cash and sweep balances 1,729.66 3.18 1,741.47 3.65 11 - I Stocks. options 8: ETFs 2,235.10 4.10 2,179.92 4.56 122 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 50,494.80 92.72 43,841.19 91.79 0 Asset value $54,459.56 100% $47,762.58 100% $133 SNAPSHOT 1 jg; E51035 ?ewritieg Cash flow summary DONNA MARCHANT (IRA) WFCS AS CUSTODIAN OCTOBER 1' 2018 - OCTOBER 31. 2018 ACCOUNT NUMBER: SNAPSHOT Page 2 of 8 Income summary THIS PERIOD THIS YEAR Opening value of cash and sweep balances $1,729.66 Income and distributions 11.81 98.67 Net additions to cash $11 .81 $98.67 Met subtractions from cash $0.00 $0.00 Closing value of cash and sweep balances $1,741.47 THIS PERIOD THIS YEAR Money market/sweep funds 0.96 7.18 Dividends and short term capitzigains 10.85 91.49 Total income $11.81 $98.67 Certain distribution: made in the current year are reported as prior year Income according to IRS regulations. This may cause a di?erenoe between Cash Flow and Income Summary totals. Gainlloss summary THIS PERIOD REALIZED THIS YEAR REALIZED Short term (S) 0.00 0.00 Long term (Q 0.00 0.00 Total $0.00 $0.00 SNAPSHOT - 00.? F2. jithBa?as ?ecurities SNAPSHOT new WFCS AS USTODIAN OCTOBER 1. 2018 - OCTOBER 31, 2018 ACCOUNT NUMBER: Retirement summary IRA Plan Value $47,762.58 A portion of these assets may not be covered by SIPC. Bank products are eligible for FDIC insurance up to $250,000 in accordance with FDIC rules. ACCOUNT RETIREMENT TRANSACTIONS Bi?hdatei i CONTRIBUTION SUMMARY AMOUNT Attained Age as of 12/31/18: - . Contributions 2013 FOR 2013 $0.00 This bene?ciary information is based upon the most recent data available and is being provided as a service to you. In the event of death. your most recent bene?ciary 2?13 SUMMARY AMOUNT designation on ?le will govern. Gross Distributions $0.00 PRIMARY BENEFICIARY ENTITLEMENT Contact us if information on this page requires updates. KENNY MARCHANT SR 100.00% Your Investment Broker: CRAIG HODGES 214?954-1177 SNAPSHOT Page 4 of 8 DONNA MARCHANT (IRA) WFCS AS CUSTODIAN aIIas ?erurities OCTOBER 1. 2018 - OCTOBER 31. 2018 ACCOUNT NUMBER: Your Investment Broker CRAIG HODGES Phone: 21 4-954-1 1 77 2905 MAPLE AVENUE DALLAS TX 75201 Document delivery status Paper Electronic Account pro?le Statements: Trade con?rmations: Full account name: DONNA MARCHANT (IRA) Tax documents: WFCS AS CUSTODIAN Shareholder communications: g: Account type: Brokerage account number: Tax status: Investment objective/Risk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: Individual Retirement Account Retirement MODERATE GROWTH INCOME Please Provide Please Provide First in, First out STANDARD BANK DEPOSIT Other documents: m? ana? $21211?!th DONNA MARCHANT new) Page 5 0f 8 WFCS AS CUSTODIAN OCTOBER 1.2013 - OCT 31. 2018 ACCOUNT NUMBER: Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right. in the course of normal business operations, to withdraw batances in the Bank De osit Swee Pro ram 5 or redeem shares of the mone market mutnal fund used in the subject 10 any 0 commitments in an of your accounts and have the proceeds rethmed to yogr accgountss car remitted to you. Note. however. that as required by federal banking f8 UlatlonS. the ban 3 In the Bank Deposrt weep Programis) reserve the right to require seven days prior notice before permittin a transfer out of the Bank Deposrt Sweep Program(s . In addition, the money market mutual funds In the sweep reserve the right to require one or more day's prior notice efore permitting withdraWals. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank. N.A., which is af?liated with the Clearing Agent and (if amounts exceed _$250,000) at another bank af?liated with the Ciearing Agent. . Expanded Bank Deposnt Sweep of monies held at Wells Fargo Bank. N.A. and (if amounts exceed 3250.000) at one or more banks af?liated with the Clearing Agent or nonaf?liated banks. . Brokered L1qu1d Deposrt - Consists of monies held at one or more banks nonaf?liated and affiliated with the Clearing Agent. ASSets in the Bank Deposit Sweep Program and Brokered Liquid Deposit are not covered - - institution. in accordance with FDIC rules. For additional information. please contact Your Ingestmer'lt gim?geanstead eligible for FDIC Insurance Of Up to $250300 per deposrtor, per ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION YIELD MARKET VALUE ANNUAL INCOME Interest Period 10f01118 - 10l3?il18 . Total Cash and SWeep Balances 51.74?? $11.00 APYE measures the total amount of theinterest paid on an account based on the interest rate and th percentage yield earned is expressed as an annualized rate. based on a 365 day year. 6 requency Of the compounding during the interest period. The annual nn-I --. . 111101 ?0005 ?eturities DONNA MARCHANT (IRA) WFCS AS CUSTODIAN OCTOBER 1, 2018 - OCTOBER 31. 2018 Page 6 of 8 ACCOUNT NUMBER: Stocks, options ETFs Stocks and ETFs. ESTIMATED ADJ ADJ CURRENT CU RENT UNREA DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE 121.31% SPDR BLOOMBERG ETF . BARCLAYS HIGH YIELD BOND ETF Acqulred no 62 WW 2,490.52 35.1600 2,179.02 ~310.60 122 5.61 Total Stocks and ETFS $2,490.52 $2,179.92 -$310.60 $122 552 Total Stocks, options 81 ETFs $2,490.52 $2,179.92 -$310.60 $122 5,62 Cost information for one or more securities is not available. If you have cost information and woutd tike to see it on future statements cont . . . . . act Your Investment Broker. nc Cost Informatlon for this tax lot Is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. Mutual Funds If a portion of your fund position was converted. the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only. and typically do not re?ect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL QUANTITY ORIG PRICE ORIG COST PRICE . MARKET VALUE INCOME 213% PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX Acquired 0811205 no 131.12900 22.99 3,036.Acquired 0329106 no 127.12900 26.13 3,343.41 50:17:00 2003204 Acquired 04i1'??06 nc 114.21000 26.00 3,000.00 4003.67 1003.67 Acquired 0210607 no 101150400 27.23 3,002.09 4605.74 1602.05 Aoqurred 01707700 nc 75.46100 26.22 2000.00 3173.09 1'173 09 Reinvestments 96.25500 36.51 3,514.79 41040.40 '503269 Total - 653.68800 $27.30 $17,897.67 42.0600 $27,494.11 $9,596.44 NA NA Client Investment (Excluding Reinvestments) I $14,382.88 .GainILoss on Client Investment (Including Reinvestments) $13,111.23 F144 3f 41?51 EB 01105 $ecuritie? DONNA MARCHANT (IRA) WFCS AS CUSTODIAN OCTOBER 1, 2013 OCTOBER 31. 2013 Page 7 018 ACCOUNT NUMBER: Mutual Funds Open End Mutual Funds continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL QUANTITY ORIG PRICE ORIG COST PRICE VALUE INCOME PROF ESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX Acquired 07113110 nc 608.95900 9.81 6,000.56 12 148.72 6 148.16 Reinvestments 21044400 16.39 3,450.34 4:196:36 ?74302 Total 819.4039!) $11.53 $9,450.90 19.9500 $16,347.08 $6,896.18 NIA NIA Client Investment (Excluding Reinvestments) $6000.56 GainILoss on Client Reinvestment_s) $10,346.52 Total Open End Mutual Funds $27,343.57 543341.19 $16,492.62 Total Mutual Funds . $27,348.57 $43,641.19 $16,492.62 rn This security contains multiple tax lots that may or may not Include cost lnlon'netlan that Is reportable to the RS. m: Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. Activity detail DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT CASH ?333353: 10/01 BEGINNING BALANCE 1,729.66 1005 Cash DIVIDEND SPDR BLOOMBERG ETF 10.85 1,740.51 BARCLAYS HIGH YIELD BOND ETF 100518 62 10/31 Cash INTEREST STANDARD BANK DEPOSIT 0.96 - 1,741.47 103118 1,140 067 F2 F244 j??t?a aIIas ?ewrities Cash sweep activity Page 8 of 8 DONNA MARCHANT (IRA) WFCS AS CUSTODIAN OCTOBER 1. 201B - OCTOBER 31. 2018 ACCOUNT NUMBER Our Cash Sweep program allows you to earn a return on the idle cash balances in your account automatically investing such balances into one of our cash sweep options. These 'sweep transactions may represent a net amount for the day and occur on settlement date. The to lowing section diSpIays transfers into and out of your sweep option. Transactions displayed here are Transfer To. Transier From and Reinvested Dividends and Interest. These trans action amounts are not included in your cash flow summary. DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION 10101 BALANCE 1.729.66 10131 REINVEST INT STANDARD BANK DEPOSIT (195 Speci?c instructions and disclosures Cost basis - To add or update information or modify your reporting options. please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses for your information only. re?ect your complete portfolio. Cost basis information is not verified by First Clearing or Your In other reorganizations) may be required from time to time. If acquisition or other information is not available. the gain?oss information may not be displayed and section and summary totals may not Fll'lTI and should not be relied upon for legal or tax purposes. Revisions to this information (due to corporate mergers. tenders and 003? has? for factored bonds be adjusted for paydown 0' SYSiBm?lic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic Investments and dividend relnvestment securities is prowded tor informational purposes only and is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the IRS. Cost basis Options Unless speci?c tax lots are selected at trade time. sales of tax lots will occur using the cost basis election re?ected in the Account pro?le section. withholding notice Form W-4PIOMB o. The withdrawals you receive from your are subject to Federal income tax withholding unless you elect not to have withholding apply. It you have a periodic. or an ?on demand' distribution. your election 'y change or revoke your election at anytime and as often as you wish by completing a new election term. It you elect check writing priv egos (not available on all Ithdrawels. if you decide to have taxes withheld you will not be eligible for check writing from your IRA. If you elect not to have taxes withheld you will be liable for Federal income tax on your behalt stays in effect until you change it. You ma IRAs). you will also have previously elected to have no withholding on your erding our withholding of payment of all taxes due on the taxable portion oi your distribution and you may be for Payment of estimated tax. You may be subject to tax penalties under the estimated tax payment rules if your payments of estimated tax and withholding. if any. are not adequate. anq ?rstEa?a? ?ewrities SNAPSHOT Page?? 7 DONNA MARCHANT (IRA) WFCS AS CUSTODIAN NOVEMBER 1, 2018 - NOVEMBER 30, 2018 ACCOUNT Progress summary THIS PERIOD THIS YEAR Opening value $47,762.58 $53,363.02 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn 0.00 0.00 Securities withdrawn 0.00 0.00 Change in value -313.10 -5,913.54 Closing value $47,449.48 $47,449.43 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE 0N OCT 31 VALUE ON NOV 30 ANN. INCOME ASSETS Cash and sweep balances 1,741.47 3.65 1,752.87 3.69 11 Stocks, options 8: ETFs 2,179.92 4.56 2,153.26 4.54 122 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 43,841.19 91.79 43,543.35 91.7? 0 Asset value $47,762.58 100% $47,449.48 100% $133 SNAPSHOT Quantities Cash flow summary SNAPSHOT Page 2 of 8 DONNA MARCHANT (IRA) WFCS AS CUSTODIAN NOVEMBER 1. 2018 - NOVEMBER 30, 2018 Income summary ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value of cash and sweep balances $1341.47 Income and distributions 11.40 110.0? Net additions to cash $11.40 $110.07 Net subtractions from cash $0.00 $0.00 Closing value of cash and sweep balances 51,7523? THIS PERIOD THIS YEAR Money markevsweep funds 0.93 8.11 Dividends and short term capital gains 10.47 101.96 Total income $11.40 $110.07 Certain distributions made in "19 current year are $900911 as Prior year income according to IRS regulations. This may cause a difference beMeen Cash Flow and Income Summary totals. Gainlloss summary THIS PERIOD REALIZED THIS YEAR REALIZED Short term (3) 0.00 0.00 Long ter?) 0.00 0.00 Total $0.00 $0.00 SNAPSHOT 06? F2 F244 ?eturities SNAPSHOT Page-sofa - WFCS AS CUSTODIAN NOVEMBER 1. 2018 30. 2018 ACCOUNT NUMBER. Retirement summary IRA Plan Value $47,449.48 A portion Of these assets may be covered by Bank products are eligible for FDIC insurance up to $250,000 in accordance with FDIC rules. ACCOUNT RETIREMENT EANSACTIONS Home" Birthdatei CONTRIBUTION SUMMARY AMOUNT Attained Age as of 12131118: - Contributions - 2018 FOR 2018 $0.00 This bene?ciary information is based upon the meet recent data available and is being provided as a service to you. In the event of death. your most recent bene?ciary 2?13 DISTRIBUTION SUMMARY AMOUNT designation on file will govern. Gross Distributions $0.00 PRIMARY BENEFICIARY INFORMATION ENTITLEMENT . . . . . KENNY MARCHANT SR 100.00% Contact us If Information on page requires updates. Your Investment Broker: CRAIG HODGES 214-954-1177 SNAPSHOT 0?5? 1?2 F244 j?m alias $eturities Your Investment Broker CRAIG HODGES Phone: 214-954?1 Account profile Full account name: Account type: Brokerage account number: Tax status: Investment objective/Risk toierance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS TX 75201 DONNA MARCHANT (IRA) WFCS AS CUSTODIAN individual Retirement Account Retirement MODERATE GROWTH INCOME Please Provide Please Provide First in. First out STANDARD BANK DEPOSIT SNAPSHOT DONNA MARCHANT (IRA) WFCS AS CUSTODIAN NOVEMBER 1, 2018 - 30. 2018 ACCOUNT NUMBER: Document delivery status Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: Paper Page 4 of 8 Electronic nn-I . j?i?r?t ?alla? geturitieg DONNA MARCHANT (IRA) Page 5 01 8 WFCS AS CUSTODIAN NOVEMBER 1I 2018 - NOVEMBER 30. 2018 ACCOUNT NUMBER: Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right, in the course of normal business operations. to withdraw balances in the Bank De osit Swee Pro ram 5 or redeem shares th market mutual fund used the sweep, subiect to any 0 en commitments in an of your accounts and have the proceeds to yogr acchunt? car remitted to you. Ngte. $212333: that as required federal banking ?99?1at'0m- the be? the Bank 139903? weep reserve the right to require seven days prior notice before permittin a transfer out of the 380k Deposut Sweep Program(s). In addition, the money market mutual funds In the sweep reserve the right to require one or more day's prior notice efore permitting withdrawals. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank. N.A.. which is af?liated with the Clearing Agent and (if amounts exceed $250,000) at another bank affiliated with the Clearing Agent. . Expanded Bank Deposn Sweep - of monies held at Wells Fargo Bank. NA. and (if amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or nonaffiliated blanks. Brokered Liqmd DepoSIt - Consists of monies held at one or more banks nonaf?liated and af?liated with the Clearing Agent. Assets in the Bank Deposit Sweep Program and Brokered Liquid De osit are not covered SIP - - institution, in accordance with FDIC rules. For additional information,%lease contact Your el'glb'e for FDIC Insurance 0f Up to $250.000 per depos?or' per ANNUAL PERCENTAGE CURRENT sr DESCRIPTION YIELD amuse" MARKET VALUE muuiL 1:11:53 STANDARD BANK DEPOSIT 0.65 1 752 87 11 00 Interest Period 11/01/18 - 11/30l18 Total Cash and Sweep Balances $1 752.87 $11 00 APYE measures the total amount of the interest paid on an account'based on the inte st te - - - - percentage yield earned is expressed as an annualized rate, based on a 365 day year. re fa and the frequency Of the compounding dunng the Interest penod. The annual M1 :1 E71 .1 :If 3B a?a? ?ecuritie? Page 6 of 8 DONNA MARCHANT (IRA) As CUSTODIAN NOVEMBER 1, 2018 - NOVEMBER 30. 2018 ACCOUNT NUMBER Stocks, options 8. ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZEO ANNUAL ANNUAL DESCRIPTION QUANTITY PRICE ORIO COST PRICE MARKET VALUE eAiwLoss INCOME YIELD SPDR BLOOMBERG ETF BARCLAYS HIGH YIELD BOND ETF JNK - Ami?ed 01? 13m ?52 2.490.52 34.7300 2,153.26 -337.26 122 5,53 Total Stocks and ETFs $2390.52 $2,153.26 4337.2 6 $122 5.68 Total Stocks, Options 8. ETFs $2,490.52 $2,153.25 433725 5122 5.68 Cost information for one or more securities is not available. If you have cost intonnation and would like to see it on future statements, contact Your Investment Broker. no Cost Information tor this tax lot is not covered by IRS reporting requirements. Unless Indicated, cost for all other lots will be reported to the ma, Mutual Funds If a portion of your fund position was converted, the ?Client lnvestment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not re?ect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE DRIG COST PRICE MARKET VALUE GNNILOSS INCOME YIELD PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX Acquired 08712105 no 131 . 12900 22.99 3,036.58 5,485.12 2,448.54 Acquired 03.129706 no 12112900 26.13 3,343.41 5,317.81 1,974.40 Acquired 04717106 no 1 14.21000 26.08 3,000.00 4,777.40 1,777.40 Acquired 02106707 no 10950400 27.23 3,002.89 4,580.55 1,577.66 Acquired 01707708 nc 75.46100 26.22 2,000.00 3,156.54 1,156.54 Reinvestments n1 96.25500 36.51 3,514.79 4,026.34 511.55 Total 653.68800 $27.38 $17,897.67 41.8300 $27,343.76 $9,446.09 NA NA Client investment (Excluding Reinvestments) $14,382.88 Gain/Loss on Client Investment (including Reinvestments) $12,960.88 M1 c7 :14; :[fir?t 1351105 ?emritie? Mutual Funds Open End Mutual Funds continued DONNA MARCHANT (IRA) WFCS AS CUSTODIAN Page 7 of 8 NOVEMBER 1. 201a - NOVEMBER 30, 2018 - ACCOUNT NUMBER: ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX Acquired 07113710 nc 608.95900 9.81 6,000.56 12,039.11 6,038.55 Reinvestments 210.44400 16.39 3,450.34 4,160.48 710.14 Total 819.40300 $11.53 $9,450.00 19.7700 $16,199.59 $6,748.59 NIA NIA Client Investment (Excluding Reinvestments) $6,000.56 Gain/Loss on Client Investment (Including Reinvestments) $10,199.03 Total Open End Mutual Funds $27,348.57 $43,543.35 $16,194.78 Total Mutual Funds $27,348.57 $43,543.35 $16,194.78 This security contains multiple tax lots that may or may not Include cost information that Is reportable to the nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all other lots will be reported to the Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 11101 BEGINNING BALANCE 1,741.47 1 1707 Cash DIVIDEND SPDR BLOOMBERG ETF 10.47 1,751.94 BARCLAYS HIGH YIELD BOND ETF 110718 62 STANDARD BANK DEPOSIT 0.93 1,752.87 11130 Cash 113013? 1,751 ?fe-p -- F-u- . Page 8 Of 8 WFCS AS CUSTODIAN firgt JR 31185 ?eturitieg DONNA MARCHANT NOVEMBER 1. 2018 - NOVEMBER 30. 2018 ACCOUNT NUMBER. Cash sweep actiwty pur Cash Sweep program allows you to earn a return on the idle cash balances in your account it automatically investing such balances into one of our cash sweep options. These sweep transactions may represent a net amount for the day and_o_ccur on settlement date. The to lowing section displays transfers into and out of your sweep option. Transactions displayed here are Transfer To, Transfer From and Reinvested Dividends and Interest. These transaction amounts are not included in your cash ?ow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 1 1/01 BALANCE 1.741.47 11i30 REINVEST STANDARD BANK DEPOSIT 033 time TRANSFER TO STANDARD BANK DEPOSIT 10.47 - 11130 ENDING BALANCE 1,752.37 Specific instructions and disclosures Cost basis (To add or update information or modify your reporting options, please contact Your Investment Broker. This statement presents estimated unrealized or method gains or losses for your information only it acquisition or other information is not available the aimless information me not be dis la ed and section and summa total . . . . . . . . - . 5 me not reflect your complete portfolio. Cost basis information Is not veri?ed by First Clearing or Your Introducing trio and should not be relied upon for legal orgtax purposes. Revisionsyto this information {due to corporate tendersyand other reorganizations) may be required from time to time. Cost basis for factored bonds CMO. etc.) will be adjusted for paydown of principal. Systematic investments in mutual fund and i i . . . data for systematic investments and dividend reinvestment securities is provided for informational purposes only and is a non-weig?ted ?333. ad vidends for mutual funds and Sims have been consolidate for each position. Uh? coat Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the IRS. Cost basis options . Unless specific tax lots are selected at trade tIme. sales of tax lots will occur using the cost basis election re?ected in the Account pro?le section. withholding notice - Form w-4Pioue No.? The withdrawals you receive from your are subieot'to Federal income tax withholding unless you elect not to have withholdin a - - . If have a eriodlc. or an on demand distribution. election ardin our withholdiri or Federal income tax on your behalf stays in effect until yap change it. You may change or revoke your election at any time and as align asiou wyigah by a new election torm. it you elect eagles writing prleviiegesnlnot available or? all iRAsi. you will also have previously elected to have no withholding on your withdrawals. it you decide to have taxes withheld you will not be eligible for check writing from your IRA It you elect not to have taxes withheld you will be liable for payment of all taxes due on the taxable portion of your distribution and you may be responsible [or payment of estimated tax. You may be subiect to tax penalties under the estimated tax payment rules if your payments of estimated tax and withholding. if any. are not adequate. first 233035 ?ewritie? Progress summary SNAPSHOT Page 1 of 9 DONNA MARCHANT WFCS AS CUSTODIAN DECEMBER 1, 2018 - DEC MBER 31, 2018 ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value $47,449.48 $53,363.02 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn 0.00 0.00 Securities withdrawn 0.00 0.00 Change in value -8,013.65 ~13,927.19 Closing value $39,435.83 $39,435.83 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON NOV 30 VALUE ON DEC 31 ANN. INCOME ASSETS Cash and sweep balances 1,752.87 3.69 1,774.33 4.50 12 I Stocks, options ETFs 2,153.26 4.54 2,082.58 5.28 123 ?g Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 43,543.35 91.77 35,578.42 90.22 0 Asset value $47,449.43 100% $39,435.33 100% $135 SNAPSHOT WFCS AS CUSTODIAN first?aa?as gratuities SNAPSHOT DECEMBER 1, 2018 - DECEMBER 31. 2018 ACCOUNT NUMBER: Cash summary THIS PERIOD THIS YEAR Opening value of cash and sweep balances $1,752.87 income and distributions 2,687.06 2,797.13 Net additions to cash $2,667.06 $2,797.13 Securities purchased -2,665.10 -2,665.10 Net subtractions from cash 62,665.10 42,665.10 Closing value of cash and sweep balances $1,774.63 Income summary THIS PERIOD THIS YEAR Money marketlsweep funds 0.97 9.06 Dividends and short term capital gains 1,964.40 2,066.36 Long term capital gains 721.69 721.69 Total income $2587.06 $2,797.13 Certain distributions made in the current year are reported as prior year income according to RS regulations. This may cause a difference between Cash Flow and Income Summary totals. Gainlloss summary . - THIS PERIOD REALIZED THIS YEAR REALIZED Short term (8) 0.00 0.00 Long term 0.00 0.00 Total $0.00 $0.00 SNAPSHOT M1 :1 E144. MEaua? ?gtur?ieg SNAPSHOT Page3of9 WFCS AS CUSTODIAN DECEMBER 1, 2018 - DECEMBER 31. 2018 ACCOUNT NUMBER: Retirement summary - IRA Plan Value 539.435.83 cusrootAN EIN 23-2334840 A portion of these assets may not be covered by SIPC. Bank products are eligible for FDIC insurance up to $250.000 in accordance with FDIC rules. This is your individual retirement account (IRA) Fair Market Value statement. The amount re?ected in the Fair Market Value? is reported to the IRS on Form 5498 in May. Any corrections made to your market value after December 31, 2018 will result in a corrected Portfolio Holding Valuation" or Form 5498 being issued to you. ACCOUNT INFORMATION RETIREMENT TRANSACTIONS IRA Fair Market Value: $39,435.83 CONTRIBUTION SUMMARY AMOUNT Accoum Holder Birthdate: Contributions ?Attained Age as of 12/31/18: .. 2013 FOR 2018 - $0.00 This bene?ciary information is based upon the most recent data available and is being 2?13 DISTRIBUTION SUMMARY AMOUNT provided as a service to you. In the event of death. your most recent bene?ciary Gr 053 Distributions 50-? designation on ?le will govern. . Cont 'fi thi a uires dates ac us I orma ton on . 214-954-1177 SNAPSHOT j?g?g alias ?ewrities Your Investment Broker CRAIG HODGES Phone: 214-954-1177 Account pro?le Full account name: Account type: Brokerage account number: Tax status: Investment objective/Risk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS TX 75201 DONNA MARCHANT (IRA) WFCS AS CUSTODIAN Individual Retirement Account Retirement MODERATE GROWTH INCOME Please Provide Please Provide First in. First out STANDARD BANK DEPOSIT DECEMBER 1, 2018 - DECEMBER 31. 2018 ACCOUNT NUMBER: Document delivery status Statements: Trade confirmations: Tax documents: Shareholder communications: Other documents: Paper SNAPSHOT Page 4 of 9 DONNA MARCHANT (IRA) WFCS AS CUSTODIAN . Electronic SNAPSHOT una- WFCS AS CUSTODIAN firgt ?emritieg DONNA MARCHANT (IRA) Page 5 0f 9 DECEMBER 1. 2018 DECEMBER 31. 201B ACCOUNT NUMBER: Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right in the course of normal business operations to withdraw . - . alances in the Bank De OSlt 8 Pro tthIkaest accouENs and have:1 the proceeds retgrned . u. rogram reservet ri tto re uire seven da 5 rior notice 1? re the Bank Deposnt Sweep Programts). In addition. the money market mutual funds in the sweep reserve Lilhe righ:1 to require onye gr more day': withdrawals. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank. NA. which is af?liated with the Clearing Agent and (if amounts exceed $250.000) at another bank af?liated with the Clearing Agent. Expanded Bank Deposat Sweep - Censusts of monies held at Wells Fargo Bank, NA. and (if amounts exceed $250.000) at one or more banks af?liated with the Clearing Agent or gonkaffiliat?d beings. re ered iqui eposit - onsists of monies held at one or more banks nonaf?liated and af?liated 'th th CI Assets in the Bank Deposit Sweep Program and Brokered Ll uid De 't w' eanng Agent. - - institution. in accordance with FDIC rules. For additional infognationgfligas: eligible for FDIC insurance 0f Up to ?Simon per deposuor, per ANNUAL PERCENTAGE CURRENT ST MATE DESCRIPTION YIELD I STANDARD BANK DEPOSIT 0 65 ANNUAL INCOME Interest Period 12/01/18 - 12:31:13 1 - 12.00 Total Cash and Sweep Balances $1 774 33 $12 00 APYE measures the total amount of the interest aid on an account percentage yield earned is expressed as an annua?zed rate. based on ?3135 ?ghfegirterest rate and the frequency of the compounding during the interest period. The annual new F7 3f 1'th ?93105 52mm Page 6 Di 9 DONNA MARCHANT (IRA) WFCS AS CUSTODIAN - DECEMBER 1, 2018 - DECEMBER 31, 2018 ACCOUNT StOcks, options 8. ETFs Stocks and ETFs ESTIMATED ADJ PRICEI ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIO COST PRICE MARKET VALUE GAINILOSS INCOME YIELD SPDR BLOOMBERG ETF BARCLAYS HIGH YIELD BOND ETF JNK - Acqurred no 62 WW 2,490.52 33.5900 2,082.58 407.94 123 5.90 Total Stocks and ETFs $2,490.52 $2,082.58 ?$407.94 $123 5.90 Total Stocks, options 8. ETFs $2,490.52 $2,082.58 -$407.94 5123 5.90 Cost information for one or more securities is not avaiable. If you have cost information and would like to see it on future statements, contact Your Investment Broker. no Cost information for this tax lot is not covered by IRS raponing requirements. Unless indicated. cost for all other lots will be reported to the IRS. Mutual Funds If a portion Of your fund position was converted, the 'Client investment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual income and Yield refer to Dividends and Interest Income only. and typically do not re?ect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANN AL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS Yggtigi PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX Acquired 0371205 no 131 .12900 22.99 3,036.58 987 63 1 Acquired 03:29:05 nc 127.12900 26.13 3,343.41 3:865:99 Acquired 04117706 no 1 14.21000 2603 3,000.00 3,473.12 473.12 Acquired 02I06707 no 10950400 27.23 3,002.89 3,330.02 327.13 Acgmred 01107708 nc 75.46100 26.22 2,000.00 2,294.77 294.77 E?imes?mems 158.83400 35.16 5,586.15 4,830.14 -756.01 Total 716.26700 $27.88 $19,969.03 30.4100 $21,781.67 $1,81 2.64 - NIA NIA Client Investment (Excluding Reinvestments) $14,382.88 GainlLoss on Client Investment (Including Reinvestments) $7,398.79 067 F2 F244 :?jgiti?? atlas ?eturities Mutual Funds Open End Mutual Funds continued DONNA MARCHANT (IRA) WFCS AS CUSTODIAN Page 7 of 9_ DECEMBER 1. 2018 DECEMBER 31. 2018 ACCOUNT ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI NILOSS INCOME YIELD PROF ESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX . Acquired 07113.110 nc 608.95900 9.81 6.00056 9,834.69 3.834513 BET/cements 245.32900 16.43 4,044.08 3,962.06 432.02 Total 85428800 $11.76 $10,044.64 16.1 500 $1 3,796.75 $3,752.11 NIA NIA Client Investment (Excluding Reinvestments) $6,000.56 Gain/Loss on Client Investment (Including Reinvestments) $7,796.19 Total Open End Mutual Funds $30,013,157 535.573.42 55.55435 Total Mutual Funds $30,013.67 $35,573.42 $5,554.75 rn This security contains multiple tax lots that may or may not include cost Information that is reportable to the IRS. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all other lots witl be reported to the IRS. Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES BEGINNING BALANCE 1352.37 12/07 Cash DIVIDEND SPDR BLOOMBERG ETF 10.25 1,763.12 - BARCLAYS HIGH YIELD BOND ETF 120718 62 12/17 Cash SHRT TRM GAIN PROFESSIONALLY MANAGED 1,943.41 HODGE FUND CL INSTL 121318 65368800 AS OF 12713718 12l17 Cash LT CAP GAIN PRDFESSIONALLY MANAGED 127.95 PORTFOL HODGE FUND CL INSTL 121318 653.6880!) AS OF 12.113718 067 FZ F244 altars ?ecurities Activity detail continued DATE 1211? 12117 12117 12/17 12726 12131 ACCOUNT TYPE Cash Cash Cash Cash Cash Cash TRANSACTION LT CAP GAIN REINVESTMENT REINVESTMENT REINVESTMENT DIVIDEND INTEREST Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account 8 QUANTITY 58.71300 3.88600 34.88500 DESCRIPTION PROF ESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND 121318 81940300 AS OF 12113118 PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL REINVEST AT 33.100 PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL REINVEST AT 33.100 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND REINVEST AT 17.020 SPDR BLOOMBERG ETF BARCLAYS HIGH YIELD BOND ETF . 122618 62 STANDARD BANK DEPOSIT 123118 DONNA MARCHANT (IRA) AS CUSTODIAN DECEMBER 1. 2018 DECEMBER 31I 2018 ACCOUNT NUMBE PRICE AMOUNT 593.74 -1,943.41 -127.95 -593.74 10.74 0.97 Page 8 of 9 CASH AND SWEEP BALANCES 1,763.12 1,773.86 1,774.83 automaticatiy investing such balances into one oi our cash sweep tions. These 'sweep transactions' may represent a net amount for the day and_o_ccur on settlement date. The foIlowing section displays transfers into and out of your sweep option. ransactions displayed here are Transfer To. Transfer From and Rernvested DIVIdends and Interest. These transaction amounts are not included in your cash flow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 12/01 BEGINNING BALANCE 1,752.87 12131 REINVEST INT STANDARD BANK DEPOSIT o_97 12I10 TRANSFER TO STANDARD BANK DEPOSIT 10.25 12131 ENDING BALANCE 1,774.83 12/27 TRANSFER TO STANDARD BANK DEPOSIT 10.74 MT E7 a . . SNAPSHOT Page 1 of? It?t alla? 20011025 JANUARY 1. 2018 - JANUARY 31, 201B ACCOUNT NUMBER: Progress summary THIS PERIOD THIS YEAR Opening value $234,364.96 $234,364.96 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn 0.00 0.00 Securities withdrawn 0.00 - 0.00 Change in value 14.641.81 14,641.81 Closing value $249,006.77 $249,006.77 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE 0N DEC 31 VALUE ON JAN 31 . ANN. INCOME ASSETS Cash and sweep balances 401.49 0.17 401.59 0.16 1 Stocks. options 8. ETFs 0.00 0.00 0.00 0.00 0 Fixed income securities . 0.00 0.00 0.00 0.00 0 Mutual funds 233,963.47 99.83 240,605.19 99.84 597 Asset value $234,364.96 100% $249,006.77 1007. $598 ?110th 52010025 Cash ?ow summary Income summary Gainlloss summary TAXABLE SNAPSHOT Pagan? DONNA MAE MARCHANT JANUARY 1. 201B - JANUARY 31, 2018 ACCOUNT NUMBE THIS PERIOD THIS YEAR Opening value of cash and sweep balances $401.49 Income and distributions 5,214.02 5,214.02 Net additions to cash $5,214.02 $5,214.02 Securities purchased 6,213.92 -5,213.92 Net subtractions from cash $5,213.92 Closing value of cash and sweep balances $401.59 THIS PERIOD THIS YEAR Money markellswegp funds 0.10 0.10 Total taxable Income $0.10 $0.10 Total federally tax-exempt Income $0.00 $0.00 Total income $0.10 $0.10 Certain distributions made in the current year are reputed as prior year income according to RS regulations. This may cause a difference between Cash Flow and Income . Summary totals. THIS PERIOD REALIZED THIS YEAR REALIZED Short term (8) 0.00 0.00 Lone term (L) 0.00 0.00 Total $0.00 $0.00 SNAPSHOT na-r rub: a 1&ijan Quantities Your Investment Broker CRAIG HODGES Phone: 214-954-1177 Account profile Full account name: Account type: Brokerage account number: Tax status: Investment objective/Risk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS TX 75201 DONNA MAE MARCHANT Standard Brokerage Taxable - MODERATE GROWTH 8. INCOM LONG TERM (10+ YEARS) NONE First in. First out STANDARD BANK DEPOSIT SNAPSHOT Page 3 of 7 DONNA MAE MARCHANT JANUARY 1, 201B - JANUARY 31. 201B ACCOUNT NUMBER: Document delivery status Paper Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: Electronic SNAPSHOT 06? F2 F244 Page 4 of 7 firm; mam ?ml?e? . DONNA MAE MARCHANT JANUARY 1, 2013 - JANUARY 31. 2018 ACCOUNT NUMBER: ?0 Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right in the course of normal business operations to withdraw balances in th . . . . Bank De Swee Proram or deem ha gantrket :nbthe?sweep. sug?ect to any 0 en commitments in an of your accounts and have the proceeds retr?ted to yogr accgtunt?sgr rer'neitted ha 33 rleqslr 'tyS era Pan mg regula n5. the ban 5 In the Bank Depostt weep Program(s) reserve the right to require seven days prior notice before permittin a transfer out of t? The $110 alsepom weep In addition. the money market mutual funds in the sweep reserve the right to require one or more day's prior notice efore permitting Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank. N.A., which is affiliated with the Clearing Agent and (it amounts exceed $250.000) at another bank affiliated with the Clearing Agent. . Expanded Bank Deposu Sweep - Consusts of monies held at Wells Fargo Bank. NA. and (it amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or nonaftitiated banks. Standard Bank Deposrt Sweep and Expanded Bank Deposit Sweep assets are not covered by SIPC, but are instead eligible for FDIC insurance of up to $250,000 per depositor, per institution. in accordance with FDIC rules. For additional information on the Bank Deposit Sweep Programs for your account. please contact Your Investment Broker. DESCRIPTION CURRENT ESTIMATED STANDARD BANK DEPOSIT MARKET1 32%: ANNUAL Interest Period 01/01/18 - 01131116 . Total Cash and Sweep Balances $401.59 $1.16 APYE measures the total amount of the interest aid on an account based 0 th entage yield earned is expressed as an annua ized rate. based on a 365 dgy :egterest rate and the frequency of the compounding during the Interest penod. The annual Mutual Funds If a portion 0" your fund was converted. the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and interest Income only. and typically do not re?ect Total return. ESTIMATED ADJ ADJ CURRENT - DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE 1:012:33: YIAETDIIQI HODGES SMALL-MID CAP FD RETAIL CL PROFESSIONAL MNGD PORT . Acquired 04:01:15 4.323.14400 11.45 49,520.95 Reinvestments 253055600 12.15 3,046.74 5323?;233 9'3;3133 4.513.70000 $11.49 $52,567.69 13.6400 $62,385.26 69.617.57 um um Total jfir?t E51186 ?mri?es Mutual Funds Open End Mutual Funds continued DONNA MAE MARCHANT JANUARY 1, 2018 - JANUARY 31, 2018 ACCOUNT Page 5 of 7 ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY CRIG PRICE DRIG COST PRICE MARKET VALUE GAINILOSS INCOME Client Investment (Excluding Reinvestments) $49,520.95 Gain/Loss on Client Investment ?ncluding Reinvestments) $12,864.31 HODGES SMALL INTRINSIC VALUE RETAIL CL PROFESSIONAL MNGED PORT Acquired 04.101115 4.004.85400 12.36 49,520.95 57,549.75 8,028.80 Reinvestments 151 .49900 13.20 2,001.11 2,177.04 175.93 Total 4.156.35300 $12.40 $51,522.06 14.3700 $59,726.79 $8,204.73 NIA NIA Client investment (Excluding Reinvestments) $49,520.95 GainlLoss on Client Investment ?ncIudingReinvestments) $10,205.84 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX Acquired 04101715 2,874.29900 20.84 49,520.95 49,622.84 101.89 Reinvestments 389.88500 18.39 7,173.60 8,148.60 975.00 Total 2,764.18400 $20.51 $56,694.55 20.9000 $57,171.44 $1,076.89 NIA MIA Client Investment (Excluding Reinvestments) $49,520.95 GainlLoss on Client Investment (lncludigq Reinvestments) $8,250.49 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 04101115 3,210.11700 15.42 49,520.95 55,406.62 5,885.67 Reinvestments 771.44100 15.25 11,769.13 13,315.07 1,545.94 Total 3,981 .55800 $15.39 $61 390.08 17.2800 $68,721.69 $7,431.61 $597.23 0.87 Client Investment (Excluding Reinvestments) $49,520.95 Gain/Loss on Client Investment (Including Reinvestments) $19,200.74 Total Ogen End Mutual Funds $222,074.38 $248,605.18 $26,530.80 $597.23 9.24 Total Mutual Funds $222,074.38 $248,605.18 $25,530.80 $597.23 0.24 110'! :1 F-l. - Page 6 of 7 fit?t mm DONNA MAE MARCHANT JANUARY 1I 2018 - JANUARY 31. 2018 ACCOUNT NUMBER: Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 01101 BEGINNING BALANCE 40149 01/03 Cash LT CAP GAIN HODGES BLUE CHIP EOTY 5,105.77 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS 122917 3.662.85800 AS OF 12.129117 01/03 Cash DIVIDEND HODGES BLUE CHIP EQTY 108.15 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS 122917 3.062.05000 AS OF 1329117 01103 Cash REINVESTMENT 31208900 I-IODGES BLUE CHIP EQTY -5,105.77 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS REINVEST AT 16.360 01103 Cash REINVEST DIV 6.61100 HODGES BLUE CHIP EQTY .1 03.15 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS REINVEST AT 16.360 401.49 01131 Cash INTEREST STANDARD BANK DEPOSIT 0.10 401.59 013110 401 - Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account 0 automatically investing such balances into one of our cash sweep lions. These 'sweep transactions? may represent a net amount for the day and_occur on settlement date. The to lowing section displays transfers into and out of your sweep option. ransactIons dismayed here are Transfer To. Transfer From and Remvested DIvIdends and Interest. These transaction amounts are not Included in your cash flow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 01101 BEGINNING BALANCE 401.49 01131 . ENDING BALANCE 40159 01131 REINVEST INT STANDARD BANK DEPOSIT 0.10 057 F2 F244 jfirm?a?as 5mm SNAPSHOT Page1?f6 DONNA MAE MARCHANT FEBRUARY 1, 2018 - 28. 2018 ACCOUNT NUMBER Progress summary THIS PERIOD THIS YEAR Opening value $249,006.77 $234,364.96 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn 0.00 0.00 Securities withdrawn 0.00 0.00 Change in value -9,923.91 4,717.90 Closing value $239,082.88 $239,082.86 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON JAN 31 VALUE ON FEB 28 ANN. INCOME ASSETS Cash and sweep balances 401.59 0.16 401.71 0.17 1 Stocks. Options 8. ETFs 0.00 0.00 0.00 0.00 0 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 248,605.18 99.84 238,681.15 99.83 597 Asset value $249,006.77 100% $239,082.88 100% $598 as? F7 jfirst Ea?a? ?rearms Cash ?ow summary SNAPSHOT Pagewe DONNA MAE MARCHANT FEBRUARY 1. 201B FEBRUARY 28. 2018 Income summary ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value of cash and sweep balances $401.59 Income and distributions 0.12 5,214.14 Net additions to cash $0.12 $5,214.14 Securities purchased 0.00 -5,213.92 Net subtractions from cash $0.00 45.21332 Closing value of cash and sweep balances $401.11 THIS PERIOD THIS YEAR TAXABLE Monemarketlsweep funds 0.12 0.22 Total taxable income $0.12 $0.22 Total federally tax-enemy income $0.00 $0.00 Total income $0.12 $0.22 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. Gainlloss summary THIS PERIOD REALIZED THIS YEAR REALIZED . Short term (8) 0.00 0.00 Long term (L) 0.00 0.00 Total - $0.00 $0.00 SNAPSHOT oer Fz F244 fimty?a?as incomes Your Investment Broker CRAIG HODGES Phone: 21 4-954-1 17? Account pro?le Full account name: Account type: Brokerage account number: Tax status: Investment objectivelRisk toterance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS TX 75201 DONNA MAE MARCHANT Standard Brokerage Taxable MODERATE GROWTH INCOME LONG TERM (10+ YEARS) NONE First in. First out STANDARD BANK DEPOSIT SNAPSHOT DONNA MAE MARCHANT FEBRUARY 1. 2018 - FEBRUARY 28, 2018 . ACCOUNT NUMBER: Document delivery status Paper Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: Page 3 of 6 Electronic . SNAPSHOT 067 F2 Page 4 of 6 ifwgt E31153 DONNA MAE MARCHANT FEBRUARY 1, 2018 - FEBRUA 28. 2018 ACCOUNT NUMBER: Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right. In the course of normal bustnessloperauons. to withdraw balances in the Bank Deposit Sweep Program(s) or redeem shares of the money - market mutual fund used In the sweep. subject to any 0 en commitments In an of your accounts and have the proceeds returned to your accounts or remitted to you. Note. however. that as reqmred PY federal Dammit} re ulations. the ban 8 In the Bank Deposn weep Program(s) reserve the right to require seven days prior notice before perrnittin a transfer out of the Bank Deposit Sweep Programts . In addition. the money market mutual funds in the sweep reserve the right to require one or more day's prior notice sbefore permitting withdrawals. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank. N.A.. which is af?liated with the Clearing Agent and (if amounts exceed $250,000) at another bank af?liated with the ClearingSAgent. Expanded Bank Deposit weep - of monies held at Wells Fargo Bank. N.A. and (it amounts exceed $250,000) at one or more banks affiliated with the Clearing Agent or nonaf?liated banks. Standard 33?? Dams? Sweep and Expanded 380k Deposit Sweep assets are not covered by SIPC. but are instead eligible for FDIC insurance of up to $250,000 per depositor. per institution. in accordance with FDIC rules. For additional information on the Bank Deposit Sweep Programs for your account. please contact Your Investment Broker. ANNUAL PERCENTAGE DESCRIPTION YIELD ng?i?fgg STANDARD BANK DEPOSIT 0.39 401.71 1.56 Interest Period 02/01/18 - 02/28! 18 Total Cash and Sweep Balances $401.71 $1.56 APYE measures the total amount of the interest aid on an account based on the interest rate and the fre uen on the tere 'od. he I percentage yield earned is expressed as an annuarized rate. based on a 365 day yearpen annua Mutual Funds If a portion of your fund position was converted. the 'Ciient Investment? value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest income only. and typically do not reflect Total return. ESTIMATED ADJ ADJ cosTI CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE . ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD In) HODGES SMALL-MID CAP FD RETAIL CL PROFESSIONAL MNGD PORT Acquired 04:01:15 4.323.14400 11.45 49,520.95 56,114.40 6,593.45 Renve? stments 250.55600 12.15 3.046.? 3.25222 205.48 4.573.70000 $11 .49 $52,567.69 12.9800 $59,366.62 $6398.93 NIA NIA Total Matias gamma; Mutual Funds Open End Mutual Funds continued DONNA MAE MARCHANT FEBRUARY 1, 2013 FEBRUARY 28, 2013 ACCOUNT NUMBER: .- Page50t6 ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD (11.) Client Investment (Excluding Reinvestments) $49,520.95 GainlLoss on Client Investment (lncludingjteinvestments) $9,845.67 HODGES SMALL INTRINSIC VALUE RETAIL CL PROFESSIONAL MNGED PORT Acquired 04:01:15 4.004.85400 12.36 49,520.95 55,066.74 5,545.79 Reinvestments 151 .49900 13.20 2,001.11 2,083.11 82.00 Total 4,156.35300 $12.40 $51,522.06 13.7500 $57,149.85 $5,627.79 NM NM Client Investment (Excluding Reinvestments) $49,520.95 GainILoss on Client Investment (Including ReinvestmentsL $7,628.90 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX Acquired 04701715 2,374.29900 20.84 49,520.95 48,435.70 -1 ,06525 Reinvestments 389.88500 18.39 7.1 73.60 7,953.65 760.05 Total 2.764.18400 $20.51 $56,694.55 20.4000 $56,389.35 -$305.20 NIA NIA Client Investment (Excluding Reinvestments) $49,520.95 on Client Investment (Including ReinvestmentsL $6,866.40 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 04.101715 3,210.11700 15.42 49.520.95 53,031.13 3.510.18 771 .44100 15.25 11,769.13 12,744.20 975.07 Total 3331-55800 515.39 561.290.08 16.5200 $65.77 5.33 $4,485.25 5597.23 0.91 Client Investment (Excluding Reinvestments) $49,520.95 GainiLoss on Client Investment (lncluding_Reinvestments)_ $16,254.38 Total Open End Mutual Funds $222,074.33 $236,681.15 $16,606.77 5597.23 0.25 Total Mutual Funds $222,074.38 $238,681.15 $16,606.77 5597.23 0.25 037 F2 F244 Page 6 of 6 ll tt?t E51105 DONNA MAE MARCHANT FEBRUARY 1, 2018 - FEBRUARY 28. 201B ACCOUNT NUMBER: Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 02101 BEGINNING BALANCE 401.59 02/28 Cash INTEREST STANDARD BANK DEPOSIT 0.12 401.71 022018 401 Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account automatically investing such balances into one of our cash sweep tions. These 'sweep transactions' may represent a net amount for the day and?occur on settlement date. The to lowing section displays transfers. into and out of your sweep optlon. ransactions displayed here are Transfer To. Transfer From and Rernvested Drwdends and interest. These transaction amounts are not included in your cash flow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 02!01 BEGINNING BALANCE 401.59 02(28 ENDING BALANCE 401.71 02128 REINVEST INT STANDARD BANK DEPOSIT 0.12 Speci?c instructions and disclosures Cost basis - To add or update information or modify your reporting options, please contact Your investment Broker. mtealized or realized gains or losses tor information only. it acquisition or other information Is not available. the gainiloss intonnetion may not be displayed and section and summary totals may not This statement presents estirneted your re?ect your complete portfolio. Cost basis information is not veri?ed by First Clearing or Your Introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this information (due to corporate mergers. tenders and other reorganizationsi may be required from time to time. . Cost basis for lactorod bonds (GNMA. CMO. etc.) will be adjusted for :18?de of principal. Systematic Investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated tor each position. Unit cost data for systematic Investments and dividend remvestment securities is provided for lnlormational purposes only and is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the IRS. Cost basis options . Unless speci?c is: lots are selected at trade tune. sales at tax lols will occur using the cost basis election re?ected In the Account pro?le section. 087 F2 F244 jfir?tZBaIIas ?emrities SNAPSHOT P8961 of? DONNA MAE MARCHANT MARCH 1, 2018 - MARCH 31, 2018 ACCOUNT NUMBER: Progress summary THIS PERIOD THIS YEAR Opening value $239,082.86 $234,364.96 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn 0.00 0.00 Securities withdrawn 0.00 0.00 Change in vaiue 2,390.20 Closing value $236,755.16 $236,755.16 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON FEB 28 VALUE ON MAR 31 ANN. INCOME ASSETS i Cash and sweep balances 401.71 0.17 401.85 0.17 1 Stocks, options 8 ETFs 0.00 0.00 0.00 0.00 0 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 238,681.15 99.83 236,353.31 99.83 59? Asset value $239,082.66 100% $236,755.16 100% $598 SNAPSHOT 067 F2 F244 Cash flow summary Income summary Gainlloss summary TAXABLE SNAPSHOT Page 2 of 6 ?lm ?mu?eg DONNA MAE MARCH 1, 2018 - MARCH 31. 2018 ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value of cash and sweep balances $401.71 Income and distributions 0.14 5,214.28 Net additions to cash . $0.14 55.21423 Securities purchased 0.00 -5,213.92 Net subtractions from cash $0.00 -$5.213.92 Closing value of cash and sweep balances $401.05 .. THIS PERIOD THIS YEAR Monemarketlsweegfunds 0.14 0.36 Total taxable income $0.14 $0.36 Total federally tax-exempt Income $0.00 $0.00 Total income $0.14 $0.36 ?SCedain aggrutions made In the current year are reported as prior year Income according to IRS regulations. This may cause a diiference between Cash Flow and Income umrnary 5. THIS PERIOD REALIZED THIS YEAR REALIZED Short term (8) 0.00 0.00 Long term 1L) - 0.00 0.00 Total $0.00 $0.00 SNAPSHOT 06? F2 F244 jfir?ty?a?as ?erutitie? Your Investment Broker CRAIG HODGES Phone: 214?954-1177 Account profile Full account name: Account type: Brokerage account number: Tax status: Investment objectiirelRisk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS TX 75201 DONNA MAE MARCHANT Standard Brokerage Taxable MODERATE GROWTH 8: INCOME LONG TERM (10+ YEARS) NONE First in. First out STANDARD BANK DEPOSIT SNAPSHOT Page 3 of 6 DONNA MAE MARCHANT MARCH 1I 2018 - MARCH 31, 2018 ACCOUNT NUMBER: Document delivery status Paper Statements: Trade con?rmations: Tax documents: Shareholder communications: 3: Other documents: Electronic SNAPSHOT 06? F2 F244 Page 4 of 6 ll [mtaa?ua?' DONNA MAE MARCH 1I 201B - MARCH 31. 2018 ACCOUNT NUMBER: Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right. in the course of normal business operations to withdraw balances in the Bank . . . 050 Swee Pro ram 3 or redeem shares of the mikes; subject to any commitments In an! of your accounts and have the proceeds retgrned to yogr acc%unt? gr remitted to you. Note. no?g?si?. th quN 'tyS er Pa ng a Ions. the ban In the Bank Deposit weep Program(s) reserve the right to require seven days prior notice before permittin a transfer out of an epDSl weep rogram(s . In addition. the money market mutual funds in the sweep reserve the right to require one or more day's prior notice efore permitting withdrawals. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank. N.A.. which is af?liated with the Clearing Agent and (if amounts exceed 5250.000) at another bank af?liated with the Clearing Agent. . . Expanded Bank DeposIt Sweep - Consists of monIes held at Wells Fargo Bank. NA. and (it amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or nonai?liated banks. . Standard Bank Deposit Sweep and Expanded Bank Deposit Sweep assets are not covered by SIPC. but are instead eligible for FDIC insurance of up to $250,000 per depositor, per institution. in accordance with FDIC rules. For additional information on the Bank Deposit Sweep Programs for your account, please contact Your Investment Broker. ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION YIELD EARNED- MARKET VALUE ANNUAL INCOME STANDARD BANK DEPOSIT 0.41 401 85 1 64 Interest Period 03101 I18 - 03/31/18 Total Cash and Sweep Balances $401 35 . $1 64 APYE measures the total amount of the interest id on an amount based percentage yield earned is expressed as an annua ized rate. based on a 365 gay Saginaw? rate and the frequency of the compounding durIng the interest mood. The annual Mutual Funds If a portion of your fund position was converted. the ?Client Investment' value may include reinvestrnents from previously held poSitions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only. and typically do not re?ect Total return. ESTIMATED ADJ ADJ cosri CURRENT DESCRIPTION QUANTITY CRIG PRICE ORIG cosr PRICE "$533333 $53? HODGES SMALL-MID CAP FD RETAIL CL PROFESSIONAL MNGD PORT . Acquired 0410015 4.323.14400 11.45 49,520.95 Reinvestments 250.55600 12.15 3,046.74 5:333:23? 7'39:ng 4.573.70000 $1 1.49 $52,561.69 13.2600 560.647.26 $8,079.57 NIA NIA Total jfirst mall? Quantity Mutual Funds Open End Mutual Funds continued DONNA MAE MARCHANT MARCH 1, 201B - MARCH 31, 2018 ACCOUNT NUMBER: Page 5 of 6 ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD (-1.) Client Investment (Excluding Reinvestments) $49,520.95 GainlLoss on Client ReinvestmentsL $11,126.31 HODGES SMALL INTRINSIC VALUE RETAIL CL PROFESSIONAL MNGED PORT Acquired 04701115 4,004.85400 12.36 49,520.95 54,666.25 5,145.30 Reinvestments 151 .49900 13.20 2,001.11 2,067.96 66.85 Total 4,156.35300 $12.40 $51,522.06 13.8500 $56,734.21 $5,212.15 NIA NIA Client Investment (Excluding Reinvestments) $49,520.95 GainlLoss on Client Investment (Including ReinvestmentsL $7,213.26 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX Acquired 04701715 2,374.29900 20,84 49,520.95 47,984.58 -1 ,536.37 Reinvestments 389.88500 18.39 7,173.60 7,879.57 705.97 Total 2,764.18400 $20.51 556,694.55 20.2100 $55,864.15 -$830.40 NIA MIA Client Investment (Excluding Reinvestments) $49,520.95 Gain/Loss on Client Investment (lncludi_ng_Reinvestments) $6,343.20 HODGES BLUE CHIP EQTY INCOME FUND RETAIL Cl. PRO MANAGED PORTFOLIOS Acquired 04701715 3,210.11700 15.42 49,520.95 50,880.35 1,359.40 Reinvestments 771 .44100 15.25 1 1,769.13 12,227.34 458.21 Total - 3,981.55800 $15.39 $61,290.08 15.8500 $63,107.69 $1,817.61 5597 0.95 Client Investment (Excluding Reinvestments) $49,520.95 GainlLoss on Client Investment (lndudi?gReinvestments) $13,586.74 Total Open End Mutual Funds $222,074.38 $236,353.31 $14,278.93 5597 0.25 Total Mutual Funds $222,074.38 $236,353.31 $14,278.93 5597 0.25 F7 F7114 Page 6 of 6 11'1th gm?le? DONNA MAE MARCHANT MARCH 1. 2018 MARCH 31. 2018 . ACCOUNT NUMBER: Activity detail CASH AND SWEEP DATE ACCOUNT TYPE QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 03/01 . BEGINNING BALANCE 401.71 03129 Cash INTEREST STANDARD BANK DEPOSIT . 0.14 401.85 032918 401 Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account by automatically investing such balances into one of our cash sweep options. These 'sweep transactions' may represent a net amount for the day and occur on settlement date. The to lowing section displays transfers into and out of your sweep option. ransactions displayed here are Transfer To. Transfer From and Reinvested Dividends and Interest. These transaction amounts are not included in your cash flow summary. . AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT - DATE TRANSACTION DESCRIPTION 03/01 BEGINNING BALANCE 401.71 03131 ENDING BALANCE 401.85 03I29 REINVEST INT STANDARD BANK DEPOSIT 0.14 Specific instructions and disclosures Cost basis - To add or update Information or modify your reporting options. please contact Your Investment Broker. lion only. it acquisition or other lnfonnation is not available. the pointless information may not be displayed and section and summary totals may not This statement presents roller-t your complete Paulette. Cost basis information is not verified by First Clearing or Your introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this information (due to corporate mergers. tenders and other reorganizatims) may be required from time to time. Cost basis for lectured bonds (GNMA. 6M0. etc) will be adjusted tor paydown of principal. Systematic investments in mutual funds and reinvested dividends tor mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and dividend reinvestment securities is provided tor informational purposes only and is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the Cost basis options . . Unless speci?c tax lots are selected at trade time. sales oi tax lots will occur using the cost basis election re?ected in the Account pro?ts section. 067 F2 F244 SNAPSHOT Page 1 of 6 jfu?st?a?as ?rearms . APRIL 1. 2013 - APRIL 30i 201: ACCOUNT. NUMBE Progress summary THIS PERIOD THIS YEAR Opening value $236,755.16 $234,364.96 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn 0.00 0.00 Securities withdrawn 0.00 0.00 Change in value 2,467.63 4,857.83 Closing value $239,222.79 $239,222.79 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON MAR 31 VALUE 0N APR 30 ANN. INCOME ASSETS Cash and sweep balances 401.85 0.17 402.00 0.17 1 Stocks. options ETFs 0.00 0.00 0.00 0.00 0 Fixed income securities 0.00 0.00 0.00 0.00 . 0 Mutual funds 236,353.31 99.83 238,820.79 99.83 - 602 Asset value $236,755.16 100% $239,222.79 100% $603 SNAPSHOT nun an. . fir?t?a?as ?aurities Cash ?ow summary Income summary Gainnoss summary TAXABLE SNAPSHOT Page 2 0? 6 DONNA MAE MARCHANT APRIL 1. 2018 - APRIL 30, 2018 ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value of cash and sweep balances $401.85 Income and distributions 134.04 5,348.32 Net additions to cash $134.04 35.348.32 Securities purchased 33.89 -5,347.81 Net subtractions from cash $133.89 $5,347.81 Closing value of cash and sweep balances $402.00 THIS PERIOD THIS YEAR Money marketlsweep funds' 0.15 0.51 Ordinary dividends and ST capital gains 133.89 133.89 Total taxable income $134.04 $134.40 Total federally tax-exermat income $0.00 $0.00 Total income $134.04 $134.40 Certain distributions made "10 current year are minded as prior year Income according to IRS regulations. This may cause a difference bellman Cash Flow and Income Summary totals. THIS PERIOD REALIZED THIS YEAR REALIZED Short term - 0.00 0.00 Long term (L) 0.00 0.00 Total $0.00 $0.00 58805?? Matias Quantities Your Investment Broker CRAIG HODGES Phone: 214-954-1177 Account pro?le Full account name: Account type: Brokerage account number: Tax status: Investment obiectiveIRisk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS TX 75201 DONNA MAE MARCHANT Standard Brokerage t?r Taxable MODERATE GROWTH 8. INCOME LONG TERM 10+ YEARS) NONE First in. First out STANDARD BANK DEPOSIT SNAPSHOT Page 3 of6 DONNA MAE MARCHANT APRIL 1. 2018 - APRIL 30. 201 ACCOUNT NUMBER: Document delivery status Paper Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: Electronic SNAPSHOT 037 F7 [t?t am ?gurines DONNA MAE MARCHANT Page 4 Of 6 APRIL 1. 2018 - APRIL 30, 201B ACCOUNT NUMBER: Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right, in the course of normal business operations, to withdraw balancesin the Bank De sit Swee Pro ram 5 or redeem shares of the mone market mutual fund used in the sweep. sublect to any open commitments in an of your accounts and have the proceeds rett?ged to yogr car remitted to you. Note. however! that 85 recgrred federal banking regulations, "33 ban 5 in the Bank Deposit weep Programts) reserve the right to require seven days prior notice before permittin a transfer out of the Bank eposit Sweep Programs). In addition. the money market mutual funds In the sweep reserve the right to require one or more day?s prior notice %efore permitting withdrawals. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank. N.A.. which is af?liated with the Clearing Agent and (it amounts exceed $250,000) at another bank af?liated with the Clearing Agent. Expanded Bank Deposit Sweep of monies held at Wells Fargo Bank. MA. and (it amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or nonaf?liated banks. Standard Bank Deposrt Sweep and Expanded Bank Deposit Sweep assets are not covered by SIPC, but are instead eligible for FDIC insurance of up to $250,000 per depositor. per institution, in accordance with FDIC rules. For additional information on the Bank Deposit Sweep Programs for your account. please contact Your Investment Broker. ANNUAL PERCENTAGE DESCRIPTION YIELD mu?m Interest Period 04101/18 - 04130118 Total Cash and Sweep Balances $40230 5134 APYE measures the total amount of the interest aid on an account based on the interest rate and percentage yield earned is expressed as an annua ized rate, based on a 365 day year. the frequency Of the compounding during the interest period. The annual Mutual Funds If a portion of your fund position was converted, the ?Client lnvestment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest income only. and typically do not reflect Total return. ADJ ADJ cosrr CURRENT ANNU DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE ?algal-013$ MOOSE. HODGES SMALL-MID CAP FD RETAIL c1. PROFESSIONAL MNGD PORT ?Dam .0 5 4 3 4 Acquired 04 1 1 .32 .1 400 11.45 49.52095 57 7 . 1 . ammonia 250556300 12.15 3,046.74 3:333; 303323 Total 4.573.70000 $11.49 $52,567.69 13.3500 :61 358.89 $0,401.20 NIA first E01106 552100025 Mutual Funds Open End Mutual Funds continued DONNA MAE MARCHANT APRIL 1. 2018 - APRIL 30' 2018 ACCOUNT NUMBER: Page 5 of 6 Total Mutual Funds ESTIMATED ADJ ADJ cos?! QUANTITY 0an PRICE ORIG COST URERISE fulcN??M?E Veil-tug; Client Investment (Excluding Reinvestments) $49,520.95 GainILoss on Client Investment (l_ncluding_Reinvestments) $11,537.94 HODGES SMALL INTRINSIC VALUE RETAIL CL PROFESSIONAL MNGED PORT Acquired 04.101115 4,004.85400 12.36 49,520.95 55 627.42 6 1 6.47 Reinvestrnents 151 .49900 13.20 2,001.11 22104.32 333.21 Total 4,156.35300 $12.40 $51,522.06 13.8900 $57,731.74 $6,209.68 NIA NIA Client Investr'nent (Excluding Reinvestments) $49,520.95 GainILoss on Client Investment (Including Reinvestments) $8210.79 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX Acquired 04701715 2.374.29900 20.84 49,520.95 48 744.35 -776.60 Reinvestments 389.88500 18.39 7,173.60 . 8:004.34 830.74 Total 2,764.18400 $20.51 $56,694.55 20.5300 $56,748.69 $54.14 MIA NIA Client Investment (Excluding Reinvestments) $49,520.95 GainILoss on Client Investment (Including Reinvestmentsl $7,227.74 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CI. PRO MANAGED PORTFOLIOS Acquired 04701715 3,210.11700 15.42 49,520.95 5 91 .45 1 . Reinvestments 77906600 15.26 11,903.02 133365.02 ?36.33 Total 3,990.00500 $15.39 $61,423.97 15.8600 $63,281.47 $1,857.50 5602 0.95 Client Investment (Excluding Reinvestments) I $49,520.95 GainlLoss on Client Investment (Including Reinvestments) $13,760.52 Total Open End Mutual Funds $222,208.27 $238,820.79 $16,612.52 $602 0.25 $222,208.27 $238,820.79 $16,612.52 $602 0.25 Mam ?mi?g? DONNA MAE NARCHANT Page 6 of 6 APRIL 1. 2018 - APRIL 30. 2018 ACCOUNT NUMBER: Activity detaIl CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 04/01 BEGINNING BALANCE 401.05 04/03 Cash DIVIDEND HODGES BLUE CHIP EQTY 133.89 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS 032918 3.981.55800 AS OF $29118 04/03 Cash REINVEST DIV 8.44700 HODGES BLUE CHIP EQTY -1 33.89 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS REINVEST AT 15.850 401 .85 04I30 Cash INTEREST STANDARD BANK DEPOSIT 0.15 402.00 043018 401 Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account 0 automatically investing such balances into one of our cash sweep tions. These 'sweep transactnons' may re sent a net amount for the da and_o_ccur on settlement date. The to lowing section displays transfers into and out of your sweep option. ransactions displayed here are Transfer 0, Transfer From and flames ed DIVIdends?and Interest. These transaction amounts are not included in your cash flow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 04:01 BEGINNING BALANCE 401.85 04130 ENDING BALANCE 402.00 04130 REINVEST INT STANDARD BANK DEPOSIT 0?15 Specific instructions and disclosures Cost basis . To add or update information or modify your reporting options. please contact Your Investment Broker. This statement presents estimated mueslized or realized gains or losses for your information only. lfacquisilion or other Information Is not available. the galnfloas Information may not be displayed and section and summary totals may not re?ect your complete portfolio. Cost basis Information is not veri?ed by First Clearing or Your Introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this Information (clue to corporate mergers. tenders and other reorganizations) may be required from time to time. Cost basis for factored bonds (GNMA. CMO. etc.) will be adjusted for peydown of principal. Systematic Investments In mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and dividend reinvestment securities is provided for Informational purposes only and is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the IRS. Cost basis options Unless speci?c tax lots are selected at trade tIme. sales of tax lots will occur using the cost basis election re?ected in the Account pro?le section. 057 F2 F244 ?rst Em 55mm SNAPSHOT Page 1 0f 6 DONNA MAE MARCHANT MAY 1. 2013- MAY 31. 2013 ACCOUNT NUMBER: Progress summary THIS PERIOD THIS YEAR Opening value $239,222.79 5234,3641"; Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn 0.00 0,00 Securities withdrawn 0.00 0.00 Change in value 8,791.81 13,649.64 Closing value $248,014.60 $248,014.60 Portfolio summary . PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON APR 30 VALUE 0N MAY 31 ?lo ANN. INCOME ASSETS if} Cash and sweep balances 402.00 0.17 402.17 0.16 2 I Stocks. options ETFs 0.00 0.00 0.00 0-00 0 Fixed income securities 0.00 0.00 0.00 0.00 . 0 Mutual funds 238,820.79 99.83 247,612.43 99.84 602 value $239,222.79 100% $248,014.60 100% $604 SNAPSHOT M7 B7 ?7a? SNAPSHOT Page 2 0f 6 J?retJBalIae Quantum DONNAMAMRCW MAY 1. 2013 - MAY 31, 2013 ACCOUNT NUMBER: - Cash ?ow summary . THIS PERIOD THIS YEAR Opening value of cash and sweep balances $402.00 Income and distributions 0.17 5,348.49 Net additions to cash $0.17 $5,348.49 Securities purchased 0.00 ?5,347.81 Net subtractions from cash $0.00 45.34101 Closing value of cash and sweep balances $402.17 Income summary - THIS PERIOD THIS YEAR TAXABLE Money marketlsweep funds 0.17 0.63 Ordinary dividends and ST capitalgains 0.00 133.89 Total taxable income $0.17 $134.57 Total federally tax-exempt income $0.00 $0.00 Total income $0.17 $134.57 Certain distributions made In the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. Gainlloss summary THIS PERIOD REALIZED THIS YEAR REALIZED Short term (8) . 0.00 0.00 Long term (L) 0.00 . 0.00 Total $0.00 $0.00 WSHOT ?7 Emu ?rst 01105 Your Investment Broker CRAIG HODGES Phone: 214-954-1 17? Account pro?le Full account name: Account type: Brokerage account number: Tax status: Investment objective/Risk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: maturities 2905 MAPLE AVENUE TX 75201 DONNA MAE MARCHANT Standard Brokerage Taxable MODERATE GROWTH INCOME LONG TERM (10+ YEARS) NONE - . Firstyin, First out STANDARD BANK DEPOSIT SNAPSHOT Page 30? 6 DONNA MAE MARCHANT MAY 1. 2010 - MAY 31. 2013 ACCOUNT NUMBER. Document delivery status Paper Electronic Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: WW1 - WW ?mti?eg . DONNA MAE MARCHANT Page 4 0f 6 MAY 1. 2018 - MAY 31. 2018 ACCOUNT NUMBER: Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right in the course of normal business operations to withdraw balances in the Bank De osit Swee Pro ram . . . . or redeem shares of the market mutual fund used In the sweep. subiect to any commitments in an of your accounts and have the proceeds retI'IJrned to yogr acc%unt? gr remitted to you. Note. $333 that as reqbiired by federal regulatIons. the ban 5 In the Bank Deposrt weep Program(s) reserve the right to require seven days prior notice before permittin a transfer out of the Bank eposIt Sweep rogramIS). In addItIon. the money market mutual funds in the sweep reserve the right to require one or more day's prior notice fore permitting withdrawals. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank. NA. which is af?liated with the Clearing Agent and (it amounts exceed $250,000) at another bank affiliated with the Clearing Agent. Expanded Bank Depostt Sweep - Consists of monies held at Wells Fargo Bank. NA. and (it amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or nonaf?liated banks. Standard Bank Deposd Sweep and Expanded Bank Deposit Sweep assets are not covered by SIPC, but are instead eligible for FDIC insurance of up to $250,000 per depositor, per institution. in accordance with FDIC rules. For additional information on the Bank Deposit Sweep Programs for your account. please contact Your investment Broker. ANNUAL PERCENTAGE - DESCRIPTION . YIELD MARKgg?fiE?g STANDARD BANK DEPOSIT 0.50 402 17 2 00 Interest Period 05101118 - 05/3018 Total Cash and Sweep Balances $402.17 $2.00 APYE measures the total amount of the interest id on an account based on the interest rate and percentage yield earned is expressed as an annua iz ed rate, based on a 365 day year. the frequency of the compounding durIng the Interest period. The annual Mutual Funds If a portion of your fund position was converted, the 'Client Investment? value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not re?ect Total return. ESTIMATED ADJ ADJ cosn CURRENT CURRENT UNREALIZED ANN AL - QUANTITY ORIG PRICE onto cosr - PRICE MARKET VALUE ?Ema: HODGES SMALL-MID CAP FD RETAIL CL PROFESSIONAL MNGD PORT Acquired 0410015 4.323.14400 11.45 49,520.95 59 1 60 Reinvestments 250.55600 12.15 3,046.74 31439261 g'S??zgi Total 4.573.?0000 $1 1.49 $52,567.69 1 3.6000 362.560.21 $1 0,000. 52 NM NM C7 E?lp I jfirstZIBaIIas ?emritiw Mutual Funds Open End Mutual Funds continued DONNA MAE MARCHANT MAY 1, 2018 - MAY 31, 2018 ACCOUNT NUMBER: Page 5 of 6 ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD (91) Client Investment (Excluding Reinvestments) $49,520.95 Gain/Loss on Client Investment (Including ReinvestmentsL $13,047.26 HODGES SMALL INTRINSIC VALUE RETAIL CL PROFESSIONAL MNGED PORT Acquired 04701715 4,004.85400 12.36 49,520.95 57,549.75 8,028.80 Reimstmenls 1 51.49900 13.20 2,001 .11 2,177.04 175.93 Total 4,1 56.35300 $12.40 $51,522.05 14.3700 $59,726.79 $0,204.73 NIA NIA Client Investment (Excluding Reinvestments) $49,520.95 Gain/Loss on Client Investment (Including ReinvestmentsL $10,205.84 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX Acquited 04101115 237429900 20.84 49,520.95 51,332.34 1,811.39 Reinvestments 389:88500 18.39 7,173.60 8,429.31 1,255.71 Total 2,764.16400 $20.51 $56,694.55 21.6200 $59,761.65 $3,067.10 NIA NIA Client Investment (Excluding Reinvestments) $49,520.95 GainlLoss on Client lnvestmen?lncludi?g Reinvestments) $10,240.70 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 0001715 3,210.11700 15.42 49,520.95 52,742.22 3,221.27 Reinvestments ?(79.85800 15.26 11,903.02 12,813.56 - 910.54 Total 3,990.00500 $15.39 $61,423.97 16.4300 $55,555.78 $4,131.01 5602 0.92 Client Investment (Excluding Reinvestments) $49,520.95 GainILoss on Client lnvestrnent_(l_ncluding Reinvestments) $16,034.83 Total Open End Mutual Funds $222,203.27 $247,612.43 $25,404.16 $602 0.24 Total Mutual Funds $222,208.27 $247,612.43 $25,404.16 5002 0.24 Page 6 of 6 WHERE DONNA MAE IMARCHANT MAY 1, 2018 - MAY 31. 2018 ACCOUNT NUMBER: Activity detail - CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 05!01 BEGINNING BALANCE 402.00 05131 Cash INTEREST STANDARD BANK DEPOSIT 0.17 402.17 0531 18 402 Cash sweep activity . Our Cash Sweep program allows you to earn a return on the idle cash balances in your account automatically investing such balances into one of our cash sweep 'sweep transactions' may represent a net amount for the day andoccur on settlement date. The to towing section displays transfers into and out of your sweep option displayed here are Transfer To. Transfer From and Reinvested Diwdends and Interest. These transaction amounts are not included in your cash flow summary. cmtions. These . ransactions DATE TRANSACTION DESCRIPTION - AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 05101 BEGINNING BALANCE 402.00 05131 ENDING BALANCE 402.1? 05/31 REINVEST INT STANDARD BANK DEPOSIT (117 Speci?c instructions and disclosures Coat basis - To add or update Information or modify your reporting options. please contact Your Investment Broker. This statement presents estimied unrealized or realized gains or losses for your Inionnation only. It acquisition or other inionnation Is not available. the geinttoss information may not be re?ect your complete pantom- Cost basis tame? is not veri?ed by First Charms or Your Introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this information (due to corporate mergers. tenders and other reorganizations) may be required from time to time. Goat basis for lectured bonds (GNMA. CMO. GIG-I Will be adjusted for paydovm of principal. Systematic investments in nurtuat Iunds and reinvested dividends for mutual funds and stocks have been oonsoildaled for each position. Unit cost data for systematic investments and dividend reinvestment securities is provided tor Inlormationet purposes only and is a non-weighted average. Your account statement shouId not be used for tax preparation without assistance from you tax consultant. We do not report capital gains or losses tor non-covered securities to the IRS. Cost basis options . Unless speci?c tax lots are selected at trade time. sales of tax lots wiI occur using the cost basis election re?ected In the Account protile section. fir?t?Ba?a? ?erurities SNAPSHOT P896146 DONNA MAE MARCHANT JUNE 1, 2018 - JUNE 30, 2018 ACCOUNT NUMBER: Progress summary THIS PERIOD THIS YEAR Opening value $248,014.60 523435435 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn 0.00 0.00 Securities withdrawn 0.00 0.00 Change in value -1,519.76 12,129.88 Closing value $246,494.84 $246,494.84 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON MAY 31 VALUE ON JUN 30 ANN. INCOME ASSETS Cash and sweep balances 402.17 0.16 402.34 0.15 2 Stocks, options 8. ETFs 0.00 0.00 0.00 0.00 0 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 247,612.43 99.84 246,092.50 99.84 563 Asset value $248,014.60 100% 524649434 100% $565 SNAPSHOT 087 F7 F744 first EBa?a? ?erurities Cash flow summary Income summary Gainlloss summary TAXABLE SNAPSHOT Pagezore DONNA MAE MARCHANT JUNE 1. 2018 - JUNE 30, 201B ACCOUNT THIS PERIOD THIS YEAR Opening value of cash and sweep balances $402.17 Income and distributions 0.17 5,343.66 Net additions to cash $0.17 $5,348.66 Securities purchased 000 -5.347.81 Net subtractions from cash $0.00 $5,347.81 Closing value of cash and sweep balances $402.34 THIS PERIOD THIS YEAR Money market/sweep funds 0.17 0.85 Ordinary dividends and ST capital gains 0.00 133.89 Total taxable income $0.17 $134.74 Total federally tax-exempt Income $0.00 $0.00 Total Income $0.17 $134.74 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. THIS PERIOD REALIZED THIS YEAR REALIZED Short term (3) 0.00 0.00 LE9 term (Ll 0.00 0.00 Total $0.00 $0.00 j?gg? alias ?eruriti25 Your Investment Broker CRAIG HODGES Phone: 214-954-1177 Account profile Full account name: Account type: Brokerage account number: Tax status: Investment objective/Risk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep Option: 2905 MAPLE AVENUE DALLAS TX 75201 DONNA MAE MARCHANT Standard Brokerage Taxable MODERATE GROWTH 8. INCOME LONG TERM (10+ YEARS) NONE First in. First out STANDARD BANK DEPOSIT Page 3 of 6 SNAPSHOT DONNA MAE MARCHANT JUNE 1. 201B - JUNE 30, 2018 ACCOUNT NUMBER: - Document delivery status Paper Electronic Statements: Trade con?rmations: Tax documents: Shareholder communications: 5: Other documents: WSHOT 067 F2 Page 4 of 6 first?aallas $eturities JUNE 1. 2018 - JUNE 30, 2018 ACCOUNT NUMBER: Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right. in the course of normal business operations. to withdraw balances in the Bank De osit Swee Pro ram 5 or redeem shares of the mone market mutual fund used In the sweep. subject to any 0 en commitments in an of your accounts and have the proceeds rettfmed to yogr accgiunt? gr remitted to you. Note, howevex that as requrred DY federal banking uiatIons. the ban sin the Bank 931303? weep Programis) reserve the right to require seven days prior notice before permittin a transfer out of wiehgraa?talgeposn Sweep Program(s. In addition. the money market mutual funds In the sweep reserve the right to require one or more day's prior notice Ebefore permitting Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank. N.A.. which is af?liated with the Clearing Agent and (it amounts exceed $250000) at another bank af?liated with the Clearing Agent. . Expanded Bank Deposrt Sweep - Censusts of monies held at Wells Fargo Bank, N.A. and (if amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or nonaf?liated banks. Standard Bank 99905? and Expanded Bank Deposit Sweep assets are not covered by SIPC, but are instead eligible for FDIC insurance of up to $250,000 per depositor, per institution. in accordance with FDIC rules. For additional information on the Bank Deposit Sweep Programs for your account, please contact Your Investment Broker. ANNUAL PERCENTAGE "anam- Witt/tilt STANDARD BANK DEPOSIT 0.52 402 34 2 00 Interest Period 06101118 - 06130118 $402.34 $2.00 Total Cash and Sweep Balances APYE measures the total amount of the interest aid on an account based on the interest rate and th percentage yield earned is expressed as an annua ized rate. based on a 365 day year. frequency or the compoundIng during the interest period. The annual Mutual Funds If a portion of your fund position was converted. the 'Client lnvestment? value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual income and Yield refer to Dividends and Interest Income only. and typically do not re?ect Total return_ ESTIMATED ADJ ADJ cosrr CURRENT CURRENT UNREALIZED ANNUAL DESCRIPTION ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME Y?m??i HODGES SMALL-MID CAP FD RETAIL CL PROFESSIONAL MNGD PORT Acquired 04:01:15 4,323.14400 11.45 49.520.95 59 356.77 835.82 Reinvestments 250.55600 12.15 3.046.74 $440.13 93393.39 Total 4.573.70000 $11.49 $52,567.69 1 3.7300 $62,796.90 $10,229.21 NM NIA 1130561811035 Quantities Mutual Funds Open End Mutual Funds continued DONNA MAE MARCHANT JUNE 1, 201B - JUNE 30, 2018 ACCOUNT NUMBER: Page 5 of 6 ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD I Client Investment (Excluding Reinvestments) $49,520.95 GainlLoss on Client Investment (Including Reinvestments) $13,275.95 HODGES SMALL INTRINSIC VALUE RETAIL CL PROFESSIONAL MNGED PORT Acquired 04701115 4,004.85400 12.36 49,520.95 57,509.69 7,988.74 Reinvestments 151.49900 13.20 2 .001 .1 1 2,175.53 174.42 Total 4.156.35300 $12.40 $51,522.06 14.3600 $59,685.22 $8,163.16 NIA Client Investment (Excluding Reinvestments) $49,520.95 GainILoss on Client Investment (Including Reinvestments) $10,164.27 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX . Acquired 04101.11 5 2.374.29900 20.84 49,520.95 50,620.05 1,099.10 Reinvestmems 313988500 18.39 7,173.60 8,312.35 1,138.75 Total 2,764.18400 $20.51 $56,694.55 21.3200 $58,932.40 $2,237.85 NIA Client Investment (Excluding Reinvestments) $49,520.95 Gain/Loss on Client Investment (Including Reinvestments) $9,411.45 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 04701115 3,210.11700 15.42 49,520.95 52,036.00 2,515.05 Reinvestmenls 779.88800 15.26 11,903.02 12,641.98 738.96 Total 3,990.00500 $15.39 $61,423.97 16.2100 $64,677.98 $3,254.01 5563 0.87 Client Investment (Excluding Reinvestments) $49,520.95 Gain/Loss on Client Investment (l_ncluding Reinvestments) $15,157.03 Total Open End Mutual Funds $222,208.27 5246.09250 $23,884.23 $563 0.23 Total Mutual Funds $222,208.27 $246,092.50 $23,884.23 $563 0.23 Page 6 of 6 ?ewrities JUNE 1, 201B - JUNE 30' 2018 ACCOUNT NUMBER: Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES BEGINNING BALANCE 402.1? 06/29 Cash INTEREST STANDARD BANK DEPOSIT . 0.17 40234 . . . 062910 402 Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account I) automatically investing such balances into one of our cash sweep tions. These 'sweep transactions' may represent a net amount for the day and occur on settlement date. The to lowing section displays transfers into and out of your sweep option. ransactions displayed here are Transfer To. Transfer From and Reinvested Dividends and Interest. These transaction amounts are not included in your cash flow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 06/01 . BEGINNING BALANCE 402.1? 06/30 ENDING BALANCE 402.34 06/29 REINVEST INT STANDARD BANK DEPOSIT Q17 Speci?c instructions and disclosures Cost basis - To add or update information or modlfy your reporting options. please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses for your information only. If acquisition or other Information is not available. the gainlioss Information may not be displayed and section and surnmery totals may not re?ect your complete 90? tlolio. Cost bests intermation '3 ?01 vortiied? by First Clearing 9' YOU Introducing Firm and should not be relied for Is at or tax . Revisions to this Information due to rate me rs, tenders and other reorganizations) may be required irom time to time. 9 WW I come roe Cost basis factored bonds (GNMA: (MO. 3'9" be adjusted 0' principal. Systematic Investments In mutual funds and reinvested dividends for mtual funds and stocks have been consciidated for each position. Unit cost data tor systematic investments and dividend reinvestment securities ls provided tor informational purposes only and Is a non-weighted average. m" s'a'm? ?hm? ?9 ?mm" m? consultant We do not report capital gains or losses for non-covered securities to the IRS. Cost basis options . Unless speci?c tax lots are selected at trade tlme. sales of tax lots will occur using the cost basis election re?ected In the Account pro?le section. 06? F2 F244 it?tJBa?as $ewritie? SNAPSHOT . - DONNA MAE MARCHANT JULY 1, 2018 - JULY 31. 2018 ACCOUNT NUMBER: Progress summary THIS PERIOD THIS YEAR Opening value $246,494.84 $234,364.96 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn 0.00 0.00 Securities withdrawn 0.00 0.00 Change in value 4,371.33 16,501.21 Closing value $250,666.17 $250,866.17 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT. ASSET TYPE VALUE ON JUN 30 VALUE ON JUL 31 ?In ANN. INCOME ASSETS Cash and sweep balances 402.34 0.16 402.54 0.16 2 Stocks. options 8- ETFS 0.00 0.00 0.00 0.00 0 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 246,092.50 99.84 250,463.63 99.84 564 Asset value $246,494.84 100% $250,866.17 100% $566 SNAPSHOT 113'! I77 A j?r?t? alias ?eturities Cash flow summary Income summary Gainlloss summary TAXABLE SNAPSHOT Page 2 0f 6 DONNA MAE MARCHANT JULY 1. 2018 - JULY 31. 2018 ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value of cash and sweep balances $482.34 Income and distributions 128.23 5,476.89 Net additions to cash $128.23 $5,476.89 Securitieggurohased 428.03 45,475.84 Net subtractions from cash $128.03 ?65.475.84 Closing value of cash and sweep balances $402.54 THIS PERIOD THIS YEAR Money marketlsweep funds 0.20 1.05 Ordinary dividends and ST cap?al gains 128.03 261.92 Total taxable Income $128.23 $262.97 Total federally tax-exemm income $0.00 $8.00 Total income $128.23 $262.97 Certain distributions made WW 3"3 reported 83 prior year income according to IRS regulations. This my causa a difference between Cash Flow and Income Summary totals. THIS PERIOD REALIZED THIS YEAR REALIZED Short term (8) 0.00 0.00 L0. "9 0.00 0.00 Total $0.00 $0.00 SNAPSHOT 087 F7 F744 if ?rst ?erutities Your Investment Broker CRAIG HODGES Phone: 214-954-1177 Account profile Full account name: Account type: Brokerage account number: Tax status: Investment objective/Risk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS TX 75201 DONNA MAE MARCHANT Standard Brokerage ?u Taxable MODERATE GROWTH INCOME LONG TERM (10+ YEARS) . NONE First in, First out STANDARD BANK DEPOSIT SNAPSHOT DONNA MAE MARCHANT JULY 1. 2018 - JULY 18 ACCOUNT NUMBER: Document delivery status Paper Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: Page 3 of 6 Electronic SNAPSHOT 067 F2 F244 Page 4 of 6 31155 ?ewritieg DONNA MAE MARCHANT JULY 1, 2018 - JULY 31, 2018 ACCOUNT NUMBER: Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right, in the course of normal business operations to withdraw balances in the Bank De oslt Swee Pro ram 3 or redeem Sh - . . - ares of th market mutual In the eweep. subject to any open In an of your accounts and have the proceeds to yogr acc%untsi (if remitted to you. Note. ?omgsgi?. that as rte-ogre _ysedera lgal-Ilene] uiatIons. the ban 5 In the Bank Deposit weep Program(s) reserve the right to require seven days prior notice before permittin a transfer out of the an eposrt weep rogram(s . In addItIon. the money market mutual funds In the sweep reserve the right to require one or more day's prior notice efore permitting withdrawals. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank. N.A.. which is affiliated with the Clearing Agent and (if amounts exceed $250,000) at another bank af?liated with the Clearing Agent. . Expanded Bank DeposIt Sweep - ConSIsts of monies held at Wells Fargo Bank. N.A. and (if amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or nonaf?iiated banks. Standard Bank DeposIt Sweep and Expanded Bank Deposit Sweep assets are not covered by SIPC, but are instead eligible for FDIC insurance of up to $250,000 per depositor. per institution. in accordance with FDIC rules. For additional information on the Bank Deposit Sweep Programs for your account, please contact Your Investment Broker. ANNUAL PERCENTAGE DESCRIPTION YIELD mugg?rii?l STANDARD BANK DEPOSIT 0.59 402 54 2 00 Interest Period 07101I18 - 07?31118 Total Cash and Sweep Balances $402 54 $2 00 APYE measures the total amount of the interest aid on an account based on the intere at percentage yield earned is expressed as an ennua ized rate. based on a 365 day year. and the frequency of the compounding during the Interest period. The annual Mutual Funds If a portion of your fund position was converted. the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not reflect Total return. ESTIMATED ADJ ADJ CURRENT CURR IZ DESCRIPTION QUANTITY ORIG PRICE ORIG cosr PRICE MARKET Ug?ogg $301011- Y?gLitAt-ll HODGES SMALL-MID CAP . FD RETAIL CL PROFESSIONAL MNGD PORT Acquired 0410015 4,323.14400 11.45 49,520.95 so 610 4 11 9 Reinvestments 250.55600 12.15 3,046.74 3:512:78 ?25132 Total 4.573.70000 $11.49 552.567.69 14.0200 554.123.27 511.555.50 NM NM 31-? I'm 13am gecuritiez Mutual Funds Open End Mutual Funds continued DONNA MAE MARCHANT JULY 1, 2018 - JULY 31, 2018 ACCOUNT NUMBER: Page 5 of 6 ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI moss INCOME YIELD Client Investment (Excluding Reinvestments) $49,520.95 GainlLoss on Client lnvestmenL?ncluding Reinvestments) $14,602.32 HODGES SMALL INTRINSIC VALUE RETAIL CL PROFESSIONAL MNGED PORT Acquired 04101715 4,004.85400 12.36 49,520.95 57,189.31 7,668.36 Reinvestments 151 .49900 13.20 2,001.11 2,163.41 162.30 Total 4,156.35300 $12.40 $51,522.06 14.2800 $59,352.72 $7,830.66 NIA NIA Client Investment (Excluding Reinvestments) $49,520.95 Gain/Loss on Client InvestmentancIuding Reinvestments) $9,831.77 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX Acquired 04:01715 237429900 20.84 49,520.95 51,522.29 2,001.34 Reinvestments 389.88500 13.39 7,173.60 8,460.50 1,236.90 . Total 2,764.18400 $20.51 $56,694.55 21.7000 $59,982.79 $3,288.24 NIA NIA Client Investment (Excluding Reinvestments) $49,520.95 Gain/Loss on Client $10,461.84 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 04701715 3,210.11700 15.42 49,620.95 53,801.56 4,280.61 Reinvestments 787.78600 15.27 12,031.05 13,203.29 1,172.24 Total 3,997.90300 $15.40 $61,552.00 16.7600 $67,004.85 $5,452.85 $564 0.84 Client Investment (Excluding Reinvestments) $49,520.95 GainlLoss on Client Investment (Includingjeinvestmentsl $17,483.90 Total Open End Mutual Funds $222,336.30 $250,463.63 $28,127.33 $564 0.23 Total Mutual Funds $222,336.30 $250,463.63 $28,127.33 $564 0.23 C71 a ME aIIag ?e?uritieg DONNA MAE MARCHANT P393 6 0f 6 JULY 1. 2018 - JULY 31, 2018 ACCOUNT NUMBER: Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 07/01 BEGINNING BALANCE 402,34 07103 Cash DIVIDEND HODGES BLUE CHIP EOTY . 128.03 - INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS 062918 3.990.00500 AS OF 6l29I'18 07I03 Cash DIV 7.89800 HODGES BLUE CHIP EOTY -128 .03 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS REINVEST AT 16.210 402.34 07/31 Cash INTEREST STANDARD BANK DEPOSIT 0.20 402.54 073113 402 Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account by automatically investing such balances into one of our cash sweep tions. These 'sweep transectlons' may re resent a net amount for the da andoccur on settlement date. The to lowing section displays transfers into and out of your sweep option. ransactions displayed here are Transfer 0. Transfer From and Relnves ed DIVIdends and interest. These transaction amounts are not included in your cash flow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 07,01 BEGINNING BALANCE 402.34 07131 ENDING BALANCE 402.54 07/31 REINVEST INT STANDARD BANK DEPOSIT 0.20 Speci?c instructions and disclosures Cost basis - To add or update information or modify your reporting options, please content Your Investment Broker. This statement presents estimated unrealized or realized gains or losses tor your information only. If acquisition or other information is not available. the gainrloss information may not be displayed and section and summary totals may not re?ect your complete portfolio. Cost basis informatlon is not venlied by First Cleanng or Your Introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this information (one to corporate mergers. tenders and other reorganizations) may be required from time to time. Cost basis for factored bonds (GNMA. CMO. etc.) will be edlustedlor paydown of principal. Systematic investments In mutual funds and reinvested dividends tor mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and divrdend relnvestrnent secuntres is provided for Informational purposes only and is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the IRS. Cost basis options . Unless specilic lax lots are selected at trade tIme. sales of tax lots will occur using the cost basis election re?ected in the Account pro?le section. F2 F244 irthaIIas $eturities DONNA MAE MARCHANT AUGUST 1, 2018 - AUGUST 31 2018 ACCOUNT NUMBER: Progress summary 8- THIS PERIOD THIS YEAR Opening value $250,666.17 $234,364.96 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn 0.00 0.00- Securities withdrawn 0.00 0.00 Change in value 8,725.42 25,226.63 Closing value $259,591.59 $259,591.59 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON JUL 31 VALUE ON AUG 31 ANN. INCOME ASSETS Cash and sweep balances 402.54 0.16 402.70 0.16 3 I Stocks, options 8; ETFs 0.00 0.00 0.00 0.00 0 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 250,463.63 99.84 259,188.83 99.84 564 Asset value $250,866.17 100% $259,591.59 100% $567 SNAPSHOT M7 :7 Evan first M35035 $eturities Cash flow summary Income summary Gain/loss summary TAXABLE SNAPSHOT Page 2 of 6 DONNA MAE MARCHANT AUGUST 1. 2018 - AUGUST 31. 2018 ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value of cash and sweep balances $402.54 Income and distributions 0.22 5,477.11 Net additions to cash $0.22 $5,477.11 Securities purchased 0.00 ~5.475.84 Net subtractions from cash $0.00 -$5.475.84 Closing value of cash and sweep balances $402.75 THIS PERIOD THIS YEAR Money marketisweep funds 0.22 1.27 Ordinay dividends and ST capital gains 0.00 261.92 Total taxable income $0.22 $263.19 Total federally tax-exempt Income $0.00 $0.00 Total income $0.22 $263.19 Certain dismbu?i?ms made in the current year are rep??ed as prim year income mounting to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. THIS PERIOD REALIZED THIS YEAR REALIZED Short term (8) 0.00 - 0.00 Longterm (L) 0.00 0.00 Total $0.00 $0.00 SNAPSHOT 067 F2. F244 first 13511135 :52turities Your Investment Broker CRAIG HODGES Phone: 214-954-1177 Account pro?le Full account name: Account type: Brokerage account number: Tax status: Investment objective/Risk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS TX ?5201 DONNA MAE MARCHANT Standard Brokerage Taxable MODERATE GROWTH INCOME LONG TERM (10+ YEARS) NONE First in, First out STANDARD BANK DEPOSIT SNAPSHOT DONNA MAE MARCHANT AUGUST 1, 2018 - AUGUST 31. 2018 ACCOUNT NUMBER: Document delivery status Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: Paper Page 3 of 6 Electronic SNAPSHOT 06? F2 F244 firgt EB aIIa?' $Bmtitieg DONNA MAE MARCHANT Page 4 0f 6 AUGUST 1. 2013 - AUGUST 31, 2018 ACCOUNT Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right in the course of normal business operations to withdraw bala . - . . . noes in the Bank De ceit Swee ram 5 or redee sh mark: ?233: agereergusgg?cg 131 3g); [:11 and havle?I the proceeds retifrned to yo?r aggunt? 3r remittedTo yo?e 311333033333: _gra reserve ri tto re uire seven da 5 rior notice before ermittin the Bank Deposrt Sweep Program(s). In addition, the money market mutual funds In the sweep reserve stithe right:I to require on); gr more day's prio?rJ notice withdrawals. . Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank. NA, which is af?liated with the Clearing Agent and (it amounts exceed $250,000) at another bank af?liated with the Clearing Agent. . Expanded Bank Deposu Sweep - Cons1sts of monies held at Wells Fargo Bank. NA. and (if amounts exceed $250.000) at one or more banks affiliated with the Clearing Agent or nonaffiliated banks. Standard Bank Depostt Sweep and Expanded Bank Deposit Sweep assets are not covered by SIPC. but are instead eligible for FDIC insurance of up to $250,000 per depositor, per institution, in accordance with FDIC rules. For additional information on the Bank Deposit Sweep Pregrams for your account, please contact Your Investment Broker. ANNUAL PERCENTAGE DESCRIPTION YIELD STANDARD BANK DEPOSIT 0.65 402 76 - 3 00 Interest Period 08/01/18 - 08/3018 - Total Cash and Sweep Balances $402 76 $3 00 APYE measures the total amount of the interest aid on an account has percentage yield earned is expressed as an annua ized rate. based on a 3:5 oiQthegt-erest rate and the frequency of the compounding during the interest period. The annual Mutual Funds If a portion of your fund position was converted, the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only. and typically do not re?ect Total return. ADJ ADJ CURRENT CU DESCRIPTION QUANTITY ORIG PRICE BRIG COST MARKETTIFALSE $833: HODGES SMALL-MID CAP FD RETAIL CL PROFESSIONAL MNGD PORT Acquired 04:01:15 4.323.14400 11.45 49.520.95 Reinvestments 250.55600 12.15 3.046.74 63:39:33 Total 4.573.70000 $11.49 $52,567.69 14.3600 $65,670.33 $13,110.64 NM NM ?etur?ie? Mutual Funds Open End Mutual Funds continued AUGUST 1, 2018 - AU ACCOUNT NUMBER: DONNA MAE MARCHANT GUS 2018 Page 5 of 6 ESTIMATED ADJ PRICE.I ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD Client Investment (Excluding Reinvestments) $49,520.95 GainiLoss on Client lnvestment_(lncluding Reinvestments) $16,157.38 HODGES SMALL INTRINSIC VALUE RETAIL CL PROFESSIONAL MNGED PORT Acquired 04.0015 4,004.85400 12.36 49,520.95 60,192.95 10,672.00 Reinvestments 151 .49900 13.20 2,001.1 1 2,277.03 275.92 Total 4,156.35300 $12.40 $51,522.06 15.0300 $62,469.98 $10,947.92 NIA - NIA Client Investment (Excluding Reinvestments) $49,520.95 Gain/Loss on Client Investment (IncludiILgLReinvestments) $12,949.03 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX Acquired 04:01:15 2,374.29900 20.84 49,520.95 53,801.61 4,280.66 Reinvestments 389.88500 18.39 7,173.60 8,834.79 1,661.19 Total 2.764.18400 $20.51 $56,694.55 22.6600 $62,636.40 $5,941.85 NIA NIA Client Investment (Excluding Reinvestments) $49,520.95 Gain/Loss on Client Investment_(lncluding Reinvestments) $13,115.45 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 0001115 321011700 15.42 49,520.95 54,925.10 5,404.15 Reinvestments "(87.78600 15.27 12,031.05 13,479.02 1,447.97 Total 3.997.90300 $15.40 551.552.00 17.1100 $68,404.12 $352.12 $564 0.82 Client Investment (Excluding Reinvestments) $49,520.95 Gain/Loss on Client Investment (Including Reinvestments) $18,883.17 Total Open End Mutual Funds $222,336.30 $259,188.83 $36,852.53 $564 0.22 Total Mutual Funds $222,336.30 $259,188.83 $36,852.53 $564 0.22 Page 6 of 6 first .mallas ?ewritieg DONNA MAE MARCHANT AUGUST 1. 2018 - AUGUST 31. 2018 ACCOUNT Activity detaII . CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY PRICE AMOUNT BAMNCES 03/01 BEGINNING BALANCE 402.54 03/31 Cash INTEREST STANDARD BANK DEPOSIT 0.22 402.76 083118 402 Cash sweep activity pur Cash Sweep program allows you to earn a return on the idle cash balances in your account by automatically investing such balances into one of our cash sweep tions. These sweep transactions may represent a net amount for the day andoccur on settlement date. The to lowing section displays transfers into and out of your swoop option. ransactions displayed here are Transfer To. Transfer From and Retnvested DIVIdends and Interest. These transaction amounts are not included in your cash flow summary. . DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 03,01 BEGINNING BALANCE 402.54 08/31 . 402.76 08/31 REINVEST INT STANDARD BANK DEPOSIT 022 Specific instructions and disclosures Cost basis - To add or update information or modify your reporting options, please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses for your information only. If acquisition or other information Is not available. the gaint'toss Information may not be displayed and section and summary totals may not re?ect your complete porttoIIo. Cost basis Information is not ventied by First Clearing or Your introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this information (clue to corporate mergers. tenders and other reorganizations) may be required from time to time. Cost basis for factored bonds (GNMA, CMO. etc.) will be adjusted for paydown of principal. Systematic investments in mutual funds and reinvested . . . . . . . dividends tor mutual funds and stocks have been consolidated for each sition. Unit cost data for systematic investments and leIdend remvestment securities Is provided Ior informational purposes only and is non-weighted average. po Your account statement should not be used for tax preparation without assistance trorn your tax consultant. We do not report capital gains or losses for non-covered securities to the IRS. Cost basis options Unless specific tax lots are selected at trade time. sales of tax lots will occur using the cost basis election re?ected in the Account pro?le section, '35? FIT-21M irst Edible ?erutitie? ?f 6 . DONNA MAE MARCHANT SEPTEMBER 1. 2018 - SEP BER 30, 2018 ACCOUNT NUMBER: Progress summary THIS PERIOD THIS YEAR Opening value $259,591.59 $234,364.96 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn 0.00 0.00 Securities withdrawn 0.00 0.00 Change in value -2,741.98 22,484.65 Closing value $256,849.61 $256,849.61 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON AUG 31 VALUE 0N SEP 30 ANN. INCOME ASSETS .. Cash and sweep balances 402.76 0.16 402.98 0.16 3 Stocks. options 8: ETFs 0.00 0.00 0.00 0.00 0 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 259,188.83 99.84 256,446.63 99.84 564 Asset value $259,591.59 100% $256,849.61 100% . $567 SNAPSHOT F's: - :?j?gg?g atlas ?ewrities Cash flow summary Income summary Gainlloss summary TAXABLE SNAPSHOT DONNA MAE MARCHANT Page 2 of 6 SEPTEMBER 1, 2018 30. 2018 ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value of cash and sweep balances $402.76 Income and distributions 0.22 5i??.33 Net additions to cash $0.22 $5,477.33 Securities purchased 0.00 -5.475.84 Net subtractions from cash $0.00 -$5.475.84 Closing value of cash and sweep balances $402.93 THIS PERIOD THIS YEAR Money marketlsweep funds 0.22 1.49 Ordinary dividends and ST capital gains 0.00 261.92 Total taxable income $0.22 $263.41 Total federally tax-exempt income $0.00 $0.00 Total income $0.22 $263.41 Certain distributions made In the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and income Summary totals. THIS PERIOD REALIZED THIS YEAR REALIZED Short term (8) 0.00 0.00 Long term (L) 0.00 0.00 Total 00 $0.00 SNAPSHOT SNAPSHOT Page3of6 DONNA MAE MARCHANT :jfilg? atlas ?ecutitieg Your Investment Broker CRAIG HODGES Phone: 21 4-954-1 1 77 2905 MAPLE AVENUE DALLAS TX 75201 SEPTEMBER 1, 201B - SEPTEMBER 30. 2018 ACCOUNT NUMBER: Document delivery status Paper Electronic Account profile Statements: Trade con?rmations: Full account name: DONNA MAE MARCHANT Tax documents: Account type: Standard Brokerage Shareholder communications: Other documents: Brokerage account number: Tax status: Taxable Investment objective/Risk tolerance: MODERATE GROWTH INCOME Time horizon: LONG TERM (10+ YEARS) NONE Liquidity needs: Cost Basis Election: option: First in. First out STANDARD BANK DEPOSIT SNAPSHOT nun- um. r-u . Page 4 of 6 firgt mam $eturitieg DONNA MAE MARCHANT SEPTEMBER 1, 2018 - SEPTEMBER 30, 2018 ACCOUNT NUMBER: Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right, in the course of normal business operations to withdraw balances in the Bank De osit Swee Pro ram or redeem shares market mutual fund used the sweepyour accounts and have the proceeds to yot'JJr gr remitted to you. Note, ?cweveex that as reqmred by federal banking regulath?S. the ban a In the Bank Depasu weep Program(s) reserve the right to require seven days prior notice before permitt'm a transfer out of the Bank Deposit Sweep Programis). In addition, the money market mutual funds in the sweep reserve the right to require one or more day's prior notice %efore permitting- withdrawals. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank. N.A., which is affiliated with the Clearing Agent and (if amounts exceed $250,000) at another bank af?liated with the Clearing Agent. . Ex anded Bank Deposit Sweep - Consists of monies heid at Wells Fargo Bank, N.A. and (if amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or nonaffiligted bangs. Brokers Liquid eposit - Consists of monies held at one or more banks nonaffiliated and affiliated with the Clearin A ent. Assets In the Bank Deposrt Sweep Program and Brokered Liquid Deposit are not covered by SIPC. but are instegd (Eligible for FDIC insurance of up to $250,000 per depositor, per institution, in accordance with FDIC rules. For additional information. please contact Your Investment Broker. ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION YIELD MARKET VALUE ANNUAL INCOME STANDARD BANK DEPOSIT (157 402 98 Interest Period 09!01!18 - 09/30f18 3'00 Total Cash and Sweep Balances $402,913 $3 00 APYE measures the total amount of the interest paid on an account based on the interest rate and th I percentage yield earned is expressed as an annualized rate. based on a 365 day year. eirequency Of the compounding during the IntereSt period. The annual Mutual Funds If a portion of your fund position was converted. the 'Client lnvestment? value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not reflect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME HODGES SMALL-MID CAP FD RETAIL CL PROFESSIONAL MNGD PORT Acquired 04:01:15 4.323.14400 11.45 49,520.95 . 61 Reinvestments 25055000 12.15 3,046.74 3:390:23 1 2%33123 4,573.70000 51 1.49 552,567.69 14.2500 565,1 75.22 $12,607.53 NIA NIA Total first 303311215 552010025 Mutual Funds Open End Mutual Funds continued DONNA MAE MARCHANT SEPTEMBER 1, 2018 - SEPTEMBER 30, 2018 ACCOUNT NUMBER: Page 5 016 ESTIMATED ADJ PRICE: ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAIMOSS INCOME YIELD (94.) Client Investment (Excluding Reinvestments) $49,520.95 GainiLOss on Client Investment (I_ncluding Reinvestments) $15,654.27 HODGES SMALL INTRINSIC VALUE RETAIL CL PROFESSIONAL MNGED PORT Acquired 04701715 4,004.85400 12.36 49,520.95 57,830.08 8,309.13 Reinvestments 151 .49900 13.20 2,001.11 2,187.65 186.54 Total 4,156.35300 $12.40 . $51,522.06 14.4400 $60,017.73 $8,495.67 NIA NIA Client Investment (Excluding Reinvestments) - $49,520.95 Gain/Loss on Client Investment (Including Reinvestments) $10,496.78 PROFESSIONALLY MANAGED - PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX Acquired 04101715 2,374.29900 20.84 49,520.95 53,160.55 3,639.60 Reinvestments 138988500 18.39 7,173.60 8,729.52 1,555.92 Total 2,764.1 8400 $20.51 $56,694.55 22.3900 $61,890.07 $5,195.52 NIA NIA Client Investment (Excluding Reinvestments) $49,520.95 Gain/Loss on Client lnvestme?lncluding Reinvestments) $12,369.12 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 04101115 3.210.11700 15.42 49,520.95 55,695.52 6,174.57 Reinvestmenls 787.78600 15.27 12,031.05 13,668.09 1,637.04 Total 3,997.90300 $15.40 $61,552.00 17.3500 $69,363.61 $7,011.61 $564 0.01 Client Investment (Excluding Reinvestments) $49,520.95 Gain/Loss on Client Investment (lncluding_Reinvestment?l $19,842.66 Total Ogen End Mutual Funds $222,336.30 $256,446.63 $34,110.33 $564 0.22 $222,336.30 $256,446.63 $34,110.33 5564 0.22 Total Mutual Funds Page 6 of 6 firgt ?etutitieg DONNA MAE MARCHANT SEPTEMBER 1, 2013 . SEPTEMBER 30, 2013 ACCOUNT NUMBER: Activity detail DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT CASH 09/01 BEGINNING BALANCE 402.76 09f28 Cash INTEREST STANDARD BANK DEPOSIT 0.22 402.98 092818 402 Cash sweep activity Our Cash SWeep program allows you to earn a return on the idle cash balances in your account automaticall investin such balances into one of our cash swee tions These 'stveep transactrons' may represent a net amount for the day and_olccur on settlement date. The foilowing sectior?i into and out of your sweep optic: ransactions displayed here are Transfer To. Transfer From and Relnvested DIVIdends and Interest. These transaction amounts are not included in your cash flow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 09I01 BEGINNING BALANCE 402.76 09130 . ENDING BALANCE 09/28 REINVEST INT STANDARD BANK DEPOSIT 0.22 402.98 Speci?c instructions and disclosures Cost basis - To add or update information or modify your reporting options. please contact Your Investment Broker. This statement presents estimated unrealized ?or realized gains or losses for your information only. If acquisition or other information is not available the ain?oss information me not be dis a and section and summary lot re?ect your complete portfolio. Cost basis Information is not verified by First Clearing or Your introducing Firm and should not be relied upon for legal orgtax purposes. Revisionsyto this info?rtaytign (due to corporate mergers. other reorganizations) may be required from time to time. Cost basis for factored bonds (GNMA. 0M0. etc.) wilt be adjusted for paydown of princi at. Systematic intrestments in root to data for systematic investments and dividend reinvestment securities is provided for integrnational purposes only and is a ed dwidends for mutual funds and stocks have been consolidated each positron. Unit cost Your account statement shoutd not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the IRS. Cost basis options . Unless speci?c tax lots are selected at trade time. sales of tax lots will occur using the cost basis election re?ected in the Account pro?le section, 067 F2 F244 irat 52010025 SNAPSHOT ?f ?3 - DONNA MAE MARCHANT OCTOBER 1, 2018 - OCTOB 31. 201B ACCOUNT NUMBER: Progress summary THIS PERIOD THIS YEAR Opening value $256,849.61 $234,364.96 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn 0.00 0.00 Securities withdrawn 0.00 0.00 Change in value -27,795.81 6,311.16 Closing value $229,053.80 $229,053.80 Portfolio summary PREVIOUS - CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON SEP 30 VALUE 0N OCT 31 ANN. INCOME ASSETS 3 Cash and sweep balances 402.93 0.16 403.20 0.13 3 I Stocks. options 8. ETFs 0.00 0.00 0.00 0.00 0 1 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 256,446.63 99.84 228,650.60 99.82 509 Asset value $256,849.61 100% 100% $512 $229,053.80 SNAPSHOT 06? F2 F244 j?r?t Ewes ?ecurities Cash flow summary Income summary Gain/loss summary TAXABLE Page 2 of 6 SNAPSHOT DONNA MAE MARCHANT OCTOBER 1. 2018 - OCTOBER 31. 2018 ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value of cash and sweep balances - $402.98 Income and distributions 125.95 5,603.23 Net additions to cash $125.95 $5,603.28 Securities purchased 425.73 6,601.57 Net subtractions from cash -$125.73 -$5.601.57 Closing value of cash and sweep balances $403.20 THIS PERIOD THIS YEAR Money marketisweep funds 0.22 1.71 Ordinary dividends and ST capital gains 125.73 387.65 Total taxable income $125.95 $389.36 Total federally tax-exempt income $0.00 $0.00 Total income $125.95 $389.36 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. THIS PERIOD REALIZED THIS YEAR REALIZED Short term (8) 0.00 0.00 Long term LL) 0.00 0.00 Total $0.00 $0.00 WSHOT 067 F2 F244 :[Fith?BaIIa? ?ewrities Your Investment Broker CRAIG HODGES Phone: 214-9544 Account pro?le Full account name: Account type: Brokerage account number: Tax status: Investment objectivelRisk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: ?2905 MAPLE AVENUE DALLAS TX 75201 DONNA MAE MARCHANT Standard Brokerage Taxable MODERATE GROWTH INCOME LONG TERM (10+ YEARS) NONE First in, First out . STANDARD BANK DEPOSIT OCTOBER 1. 2018 - OCTOBER 31 . 2018 ACCOUNT NUMBER: Document delivery status Statements: Trade confirmations: Tax documents: Shareholder communications: Other documents: Paper SNAPSHOT Page 3 of 6 DONNA MAE MARCHANT Electronic SNAPSHOT 06? F7 F7441 Page 4 of 6 firgt E31135 ?ewritieg DONNA MAE MARCHANT OCTOBER 1. 2018 - OCTOBER 31, 201B ACCOUNT NUMBER: Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right. in the course of normal business operations, to withdraw balances in the Bank De osit Swee Pro ram 3 or redeem shares of the rnone market mutual fund used In the sweep, subject to any open commitments in an of your accounts and have the proceeds retuarned to yogr accgruntss gr remitted to you. Note. however): that as requrred by federal banking regulations, the ban 5 in the Bank Deposn weep Program(s) reserve the right to require seven days prior notice before permittin a transfer out of the Bank [39905It Sweep Programis). In addition. the money market mutual funds in the sweep reserve the right to require one or more day?s prior notice efore permitting withdrawals. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank. N.A., which is affiliated with the Clearing Agent and (if amounts exceed $250,000) at another bank affiliated with the Clearing Agent. . Bank 09905? Sweep 01' monies held at Wells Fargo Bank. N.A. and [if amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or nonaffiliated banks. . . . Brokered LiqUId Deposn - of monies held at one or more banks nonaf?liated and af?liated with the Clearing Agent. Assets in the Bank Deposit Sweep Program and Brokered Liquid De osit are not covered institution, in accordance with FDIC rules. For additional information.%lease contact Your Ingestment eligible for FDIC Insurance Of Up to $250300 per deposrtor, per ANNUAL PERCENTAGE CURRENT DESCRIPTION YIELD MARKET VALUE ANNUii-llmg STANDARD BANK DEPOSIT 0.64 403 20 3 00 Interest Period 10101118 - 101'31/18 $403.20 $3.00 Total Cash and Sweep Balances APYE measures the total amount of the interest paid on an account based on the interest rate and th percentage yield earned i 5 expressed as an annualized rate, based on a 365 day year. frequency of the compounding during the Interest period. The annual Mutual Funds If a portion of your fund position was converted. the 'Client investment value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset vaiue. Estimated Annual Income and Yield refer to Dividends and Interest Income only. and typically do not reflect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZE ANNU DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI v?ma? HODGES SMALL-MID CAP FD RETAIL CL PROFESSIONAL MNGD PORT 01H Acquired 041 5 4,323.14400 11.45 49,520.95 Reinvestments 25055000 12.15 3.04634 531333233 33332;; 4,573.70000 $11.49 $52,557.69 12.3300 $56,393.72 $3,826.03 NIA NIA Total jfgg?a?as ?ecurities Mutual Funds Open End Mutual Funds continued DONNA MAE MARCHANT OCTOBER 1. 2018 - OCTOBER 31. 2018 ACCOUNT NUMBER: Page 5 of 6 ESTIMATED ADJ ADJ cosnr CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD Client Investment (Excluding Reinvestments) . $49,520.95 GainlLoss on Client Investment (Including Reinvestments) $6,872.77 HODGES SMALL INTRINSIC VALUE RETAIL CL PROFESSIONAL MNGED PORT Acquired 04701715 4,004.85400 12.36 49,520.95 50,941.74 1,420.79 Reinvestments 151 .49900 13.20 2,001.1 1 1 .9210? '-74.04 Total 4,156.35300 $12.40 $51,522.06 12.7200 $52,868.81 $1,346.75 NM NM Client Investment (Excluding Reinvestments) $49,520.95 Gain/Loss on Client Investment (Including Reinvestments) $3,347.86 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX Acquired 04101115 2,374.29900 20.84 49,520.95 47,367.26 -2.153.69 Reinvestments 389.88500 18.39 7,173.60 7,778.21 604.61 Total 2,764.18400 $20.51 $56,694.55 19.9500 $55,145.47 -$1.549.08 MIA NIA Client Investment (Excluding Reinvestments) $49,520.95 Gain/Loss on Client Investment (Including Reinvestments) $5,624.52 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 04701115 3,210.1 1700 15.42 49,520.95 51,490.27 1,969.32 Reinvestments 795.03300 15.29 12,156.78 12,752.33 595.55 Total 4,005.1 5000 $15.40 $61,677.73 16.0400 $64,242.60 $2,564.87 $509 0.79 Client Investment (Excluding Reinvestments) $49,520.95 GainlLoss on Client Investment (Including Reinvestmentg) $14,721.65 Total Open End Mutual Funds $222,462.03 $228,650.60 $6,188.57 $509 0,22 $222,462.03 $228,650.60 $6,188.57 $509 0.22 Total Mutual Funds nc-r F-va - firgt mauag ?e?witie? DONNA MAE. MARCHANT Page 6 Of 6 OCTOBER 1. 2013 - OCTOBER 31,2018 ACCOUNT NUMBER- - Activity detaIl CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 10/01 BEGINNING BALANCE . 402.98 10102 Cash DIVIDEND HODGES BLUE CHIP EQTY 125.73 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS 092818 3,997.90300 AS OF QIZBIIB 1002 Cash REINVEST DIV 7.24700 HODGES BLUE CHIP EQTY -1 25.73 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS REINVEST AT 17.350 402.98 10131 Cash INTEREST STANDARD BANK DEPOSIT 0.22 403.20 103118 402 - Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account by automatically investing such balances into one of our cash sweep lions. These 'sweep transactlons' may represent a net amount for the day andoccur on settlement date. The following section displays transfers into and out of your sweep option. ransactions displayed here are Transfer To. Transfer From and Reinvested DIVIdends and Interest. These transaction amounts are not included In your cash flow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 10,01 BEGINNING BALANCE 402.98 10131 - ENDING BALANCE 403.20 10231 REINVEST INT STANDARD BANK DEPOSIT 022 Speci?c instructions and disclosures Cost basis - To add or update Information or modify your reporting Options. please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses for your information only. If acquisition or other information Is not available, the gain?oss information may not be displayed and section and summary totals may not re?ect your complete portfolio. Cost besls Information Is not verItied by Fuel Clearing or Your Introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this information (due to corporate mergers, tenders and? other reorganize-1000s) maybe required from time to time. Cost basis for factored bonds IGNMA. 9M0. 816-) be 0" Principal. Systematic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data far systematic investments and divIdend reinvestment secunties Is provided for informational purposes only and is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the IRS. Cost basis options . . . . . . Unless speci?c tax lots are selected at trade time. sales of tax lots wIIl occur usmg the cost beets electron re?ected In the Account pro?le section. 06? jfiggt? atlas ?etutities Progress summary THIS PERIOD THIS YEAR Page 1 of 6 DONNA MAE MARCHANT NOVEMBER 1, 201a NOVEMBER 30. 2013 .- ACCOUNT NUMBER: Opening value $229,053.80 $234,364.96 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn 0.00 0.00 Securities withdrawn 0.00 0.00 Change in value 4337.27 6,948.43 Closing value $228,416.53 $228,416.53 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON OCT 31 VALUE ON NOV 30 ANN. INCOME ASSETS Cash and sweep balances 403.20 0.18 403.42 0.18 3 Stocks. options 8: ETFs 0.00 0.00 0.00 0.00 0 2 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 228,650.60 99.82 228,013.11 99.82 509 Asset value $229,053.80 100% $228,416.53 100% $512 SNAPSHOT :?irgt? atlas ?etutities Cash flow summary Income summary Gain/loss summary TAXABLE SNAPSHOT Page-2 0f 5 DONNA MAE MARCHANT NOVEMBER 1. 2018 - NOVEMBER 30. 2018 ACCOUNT NUMBER: 1. THIS PERIOD THIS YEAR Opening value of cash and sweep balances $403.20 Income and distributions 0.22 5,603.50 Net additions to cash $0.22 $5,603.50 Securities purchased 0.00 6.601.517 Net subtractions from cash $0.00 Closing value of cash and sweep balances $403.42 THIS PERIOD THIS YEAR Money marketlsweep funds 0.22 1.93 Ordinary dividends and ST capital gains 0.00 38?.65 Total taxable income $0.22? $389.58 Total federally tax-exempt income $0.00 $0.00 Total income $0.22 $389.58 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. THIS PERIOD REALIZED THIS YEAR REALIZED Short term (8) 0.00 0.00 Long term (L) 0.00 0.00 Total $0.00 . $0.00 SNAPSHOT :7 $734 SNAPSHOT Pageants DONNA MAE MARCHANT Your Investment Broker CRAIG HODGES Phone: 214-954-1177 2905 MAPLE AVENUE DALLAS TX 75201 NOVEMBER 1, 2018 - NOVEMBER 30. 201B ACCOUNT NUMBER: Document delivery status Paper Electronic Account profile D): ra Full account name: DONNA MAE MARCHANT Tax Soc?nigmas'fms Account type: Standard Brokerage Shareholder communications: Other documents: Brokerage account number: Tax status: Taxable Investment objective/Risk tolerance: MODERATE GROWTH 8: INCOME Time horizon: LONG TERM (10+ YEARS) Liquidity needs: NONE Cost Basis Election: First in. First out STANDARD BANK DEPOSIT Sweep option: SNAPSHOT 067 F2 F244 Page 4 of 5 fit?t man? ?e?uritie? - DONNA MAE MARCHANT NOVEMBER 1. 201B - NOVEMBER 30, 2018 ACCOUNT NUMBER: Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right in the course of normal business operations to withdraw . - . . . alances In the Bank De sIt Swee ram 5 or Egg? slutbject t31 may commitments In an of your accounts and have the proceeds rett?ged to yoBr eleggaunt? gr th Banque ositYSwe qua: onsa. .e an In the Bank Deposn weep Programls) reserve the right to require seven days prior notice before permitting a transfer out oi ep ragrarn(s). ad Itlon, the money market mutual funds In the sweep reserve the right to require one or more day's prior notice before permitting withdrawals. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank. N.A., which is af?liated with the Clearing Agent and (if amounts exceed $250,000) at another bank affiliated with the Clearing Agent. Expanded Bank Deposrt Sweep - Consasts of monIes held at Wells Fargo Bank, N.A. and (if amounts exceed 315250.000) at one or more banks af?liated with the Clearing Agent or nonaffiliated banks. . . Brokered quutd Deposrt - ConSIsts of monies held at one or more banks nonaffiliated and af?liated with the Clearing Agent. Assets in the Bank Deposit Sweep Program and Brokered Li uid De osit re - . - institution, in accordance with FDIC rules. For additional inforgnationileas: elIgIbIe for FDIC Insurance Of up to $250300 per deposrtor, per ANNUAL PERCENTAGE CURRENT ESTIMATED YIELD STANDARD BANK DEPOSIT 0.67 MARKEZEQLEE - ANNUAL INCOBII: Interest Period 1110018 - 11130l18 - 3- 5403.42 33.00 Total Cash and Sweep Balances APYE measures the total amount of the interest aid on an account percentage yield earned is expressed as an annualized rate. based on 8333115 gayseegirterest rate and the frequency of the during the Interest period. The annual Mutual Funds If a portion of your fund position was converted, the 'Client lnvestment' value may include reinvestments from previously held positions. Open End Mutual Funds - Open End Mutual Fund shares are priced at net asset value. Estimated Annual income and Yield refer to Dividends and interest Income only, and typically do not re?ect Total return. ESTIMATED ADJ ADJ cosrr CURRENT - DESCRIPTION QUANTITY ORIG PRICE ORIG cosr PRICE @3313; HODGES SMALL-MID CAP FD RETAIL CL PROFESSIONAL MNGD PORT Acquired 04101l15 4.323.14400 11.45 49 520.95 Reinvestments 250.55600 12.15 3:04614 3?5?;Ig? 4,573.70000 $11.49 $52,567.69 12.2700 556,119.29 53.551.60 NIA Total n91 rh- r?n . . fir?t?a?a? $900005 Mutual Funds Open End Mutual Funds continued DONNA MAE MARCHANT NOVEMBER 1. 2018 - NOVEMBER 30, 2018 ACCOUNT NUMBER: Page 5 of 6 ESTIMATED ADJ PRICE: ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD Client Investment (Excluding Reinvestments) $49,520.95 Gain/Loss on Client Investment (Including Reinvestments) $6,598.34 HODGES SMALL INTRINSIC VALUE RETAIL CL PROFESSIONAL MNGED PORT Acquired 04701715 4.004.65400 12.36 49,520.95 Reinvestmenls 151 .49000 13.20 2,001.1 1 511331313312 Total 4,156.35300 $12.40 $51 I522.06 12.5500 $52,162.23 $640.17 NIA Client Investment (Excluding Reinvestmenls) $49,520.95 Gain/Loss on Client Investment (Including Reinvestments) $2,641.28 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX Acquired 04701715 2.374.29900 20.84 49,520.95 - Reinvestmenls 33333500 18.39 7,173.50 497%:ng 123711323 Total 2,764.16400 $20.51 $56,694.55 19.7700 $54,647.91 42,046.64 NM NIA Client Investment (Excluding Reinvestments) $49,520.95 Gain/Loss on Client Investment (Including Reinvestments) $5,126.96 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 04101115 3,210.11700 15.42 49,520.Relnwastments 79503300 15.29 12,155.73 12,013.23 ?762350 Total 4,005.15000 $15.40 $61,677.73 16.2500 $65,083.66 63,405.95 5509 0.70 Client Investment (Excluding Reinvestments) $49,520.95 Gain/Loss on Client Investment _(lncluding Reinvestments) $15,562.73 Total glen End Mutual Funds $222,462.03 $226,013.11 $5,551.06 $509 0.22 Total Mutual Funds $222,462.03 $228,013.11 $5,551.08 $509 0.22 :7 Page 6 of 6 . first?aalias ?emrities nonmemcm NOVEMBER 1. 2018 - NOVEMBER 30, 2018 ACCOUNT NUMBER: Activity detail DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT CASH ?l ?01 BEGINNING BALANCE 403.20 1 1130 Cash INTEREST STANDARD BANK DEPOSIT 0.22 403.42 113018 403 Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account to automaticail investin such balances into one of our cash swee tions Th I 653 sweep transactions may represent a net amount for tire day and occur on settlement date. The to lowing sectiog into and out of your sweep opting. ransactions displayed here are Transfer To. Transfer From and Reinvested Dividends and Interest. These transaction amounts are not included in your cash ?ow summary. . DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 11/01 BEGINNING BALANCE 403.20 11 . 11/30 REINVEST STANDARD BANK DEPOSIT 0.22 ?30 BALANCE 403.42 Specific instructions and disclosures . Cost basis To add or update information or modify your reporting options, please contact Your investment Broker. - This statement presents estimated unrealized 0' realized gains 9" 103395 for YOur information only. if acquisition or other information is not available the eintloss inf tio me not be disple ed and section and surnm re?ect your complete portfolio. Cast bests information is not veri?ed by First Clearing or Your introducing Firm and shouiti not be relied upon forledai orgtax purposegtnlaaevigionsyto this infomgtion {due to corporate other reorganizations) may be required from time to time. Cost basis for factored bonds (GNMA. 0M0. etc.) will be adjusted for peydown of ?nd at. temetic investments to - - date for systematic investments and dividend reinvestment securities is provided {gr informp ation'ysal purposes onlyr and'is dividends for mutual funds and stocks have been consolidated for each position. UM Your account statement should not be used for tart preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the RS. Cost basis options Uniess specific tax lots are selected at trade time. sales of tax lots will occur using the cost basis election re?ected in the Account pro?le section. MT F1 l-?Va - ir?ti?a?as ?eturities SNAPSHOT p.98.? - - DONNA MAE MARCHANT DECEMBER 1. 2018 - DECEMBER 31. 2018 ACCOUNT NUMBER: - Progress summary THIS PERIOD THIS YEAR Opening value $228,416.53 $234,364.96 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn 0.00 0.00 Securities withdrawn 0.00 0.00 Change in value -32.414.11 -38.362.54 Closing value $196,002.42 $196,002.42 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON NOV 30 VALUE ON DEC 31 ANN. INCOME ASSETS Cash and sweep balances 403.42 0.18 403.64 0.21 3 I Stocks, options ETFs 0.00 0.00 0.00 0.00 0 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 228,013.11 99.82 195.598.78 99.79 509 Asset value $228,416.53 100% 5196.002-42 100% $512 SNAPSHOT jfir?t Mounties Cash flow summary Income summary Gainlloss summary TAXABLE SNAPSHOT Page 2 0f 7 DONNA MAE MARCHANT DECEMBER 1, 2018 - DECEMBER 31, 2018 ACCOUNT NUMBER THIS PERIOD THIS YEAR Opening value of cash and sweep balances $403.42 Income and distributions 8,440.14 14,043.64 Net additions to cash $8,440.14 $14,043.64 Securities purchased -8.439.92_ -14.041.49 Net subtractions from cash 48,439.92 414,041.49 Closing value of cash and sweep balances $403.04 THIS PERIOD THIS YEAR Money market/sweep funds 0.22 2.15 Ordinary dividends and ST capital gains 454.50 842.15 Long term capital gains 7,985.42 7,985.42 Total taxable income $8,440.14 $8,829.72 Total federally taxi-exempt income $0.00 $0.00 Total income $8,440.14 $8,829.72 Certain distributions made in the current year are reported as prior year Income accordln Summary totals. THIS REALIZED to IRS regulations. This may cause a difference between Cash Flow and income THIS YEAR REALIZED Short term (S) 0.00 0.00 Long term (LL 0.00 0.00 Total $0.00 $0.00 SNAPSHOT M7 :7 E741 first $erutiti?s Your Investment Broker CRAIG HODGES Phone: 214-954-1177 Account profile Full account name: Account type: Brokerage account number: Tax status: Investment objectivelRisk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS TX 75201 DONNA MAE MARCHANT Standard Brokerage Taxable MODERATE GROWTH 8. INCOME LONG TERM (10+ YEARS) NONE. First in, First out STANDARD BANK DEPOSIT SNAPSHOT DONNA MAE MARCHANT DECEMBER 1. 2018 - DECEMBER 31. 2013 ACCOUNT NUMBER: Document delivery status Statements: Trade confirmations: Tax documents: Shareholder communications: Other documents: Paper Page 3 of 7 Electronic SNAPSHOT 06? Wu .11.: 31135 DONNA MAE Page 4 0f 7 DECEMBER 1, 2018 - DECEMBER 31. 2018 ACCOUNT NUMBERIH Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right in the course of normal business operations to withdraw bala . - . . . noes In the Bank De 05It Swee Pro sh tmhz-aztkaest $33321 t3] 21:15; ?efeyotlir accounts); and havsh?he proceeds to yoSr accgnirii'? grgem?gegTo . -.. rogram reserve ri ht tor uire seven da 5 tier notice before ermittin atr the Bank Deposit Sweep Programs? In addItIon. the money market mutual funds In the sweep reserve $he rigltifI to require on?e gr more day's prioFI3 notice withdrawals. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank. N.A.. which is af?liated with the Clearing Agent and (if amounts exceed $250,000) at another bank affiliated with the Clearing Agent. . Expanded Bank Depos1t Sweep - ConSIsts of monies held at Wells Fargo Bank. N.A. and (if amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or nonaf?liated banks. . . . Brokered LIqu1d Deposit - ConSIsts of monies held at one or more banks nonaffiliated and af?liated with the Clearing Agent. Assets in the Bank Deposit Sweep Program and Brokered Li uid De osit are not - - institution, in accordance with rules. For additional contacf?i? eligible for FDIC Insurance Of Up to $250300 per deposrtor, per ANNUAL PERCENTAGE CURRENT ESTIMATED YIELD STANDARD BANK DEPOSIT 0,34- ?12%;;ng ANNUAL Interest Period 12101118 - 12/31i18 Total Cash and Sweep Balances $403 34 53 oo APYE measures the total amount of the interest aid on an account has - - - - percentage yield earned is expressed as an annua ized rate. based on a 360% ({1er; )t/hfegterem rate and the frequency of the compounding during the Interest period. The annual Mutual Funds If a portion of your fund position was converted, the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual income and Yield refer to Dividends and Interest Income only, and typically do not re?ect Total return. ESTIMATED . ADJ ADJ CURRENT DESCRIPTION QUANTITY ORIG pence onus cosr pace $13.33; {$333 HODGES SMALL-MID CAP FD RETAIL c1. PROFESSIONAL MNGD PORT Acquired 04101115 4.323.14400 11.45 49 520.95 - Total 4.001.79100 $11.45 $54,992.30 10.0600 $46.306.01 46,606.29 NIA NIA 067 jf 0513133065 55201171105 Mutual Funds Open End Mutual Funds continued DONNA MAE MARCHANT DECEMBER 1, 2018 - DECEMBER 31, 2018 ACCOUNT NUMBER: Page 5 of 7 ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZEO ANNUAL ANNUAL DESCRIPTION QUANTITY ems PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD Client Investment (Excluding Reinvestments) $49,520.95 GainlLoss on Client lnvestmen?lncluding Reinvestments) HODGES SMALL INTRINSIC VALUE RETAIL CL PROFESSIONAL MNGED PORT Acquired 04/0105 4,004.85400 12.36 49,520.95 39,367.71 -10,153.24 Reinvestments 533619500 11.21 6,013.49 5,270.60 -742.69 Total 4,541.04900 $12.23 $55,534.44 9.8300 $44,636.51 NIA NIA Client Investment (Excluding Reinvestments) $49,520.95 Gain/Loss on Client Investment_(lncluding Reinvestments) $4,882.44 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX Acquired 04101115 2,374.29900 20.64 49,520.95 36,344.92 41,176.03 Reinvestmenls 507.56600 18.07 9,176.53 6,197.19 -979.34 Total 2,661 .66500 $20.37 $56,697.46 16.1500 $46,542. 1 1 -$12,1 55.37 NIA NIA Client Investment (Excluding Reinvestments) $49,520.95 Gain/Loss on Client Investment_(lncluding Reinvestments) HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 04101115 321011700 15.42 49,520.95 44. 973.74 4,547.21 Reinvestments "(95.03300 15.29 12,156.78 11,138.41 ?1 ,018.37 Total - 4,005.15000 $1 5.40 $61,677.73 14.0100 $56,112.15 $509 0.91 Client Investment (Excluding Reinvestments) $49,520.95 Gain/Loss on Client lnvestment?nctuding Reinvestments) $6,591.20 Total Open End Mutual Funds $230,901.95 $195,596.76 $35,303.17 5509 0.26 $230,901.95 $195,596.76 0.26 Total Mutual Funds 5509 06? F2 F244 f?laa?a? ?eturities Activity detail DATE 1 2/01 1 2/1 7 12I17 12117 12(17 12117 12117 12I17 12117 12131 ACCOUNT TYPE Cash Cash Cash Cash Cash Cash Cash Cash Cash TRANSACTION LT CAP GAIN SHRT TRM GAIN LT CAP GAIN LT CAP GAIN REINVESTMENT REINVESTMENT REINVESTMENT REINVESTMENT INTEREST QUANTITY 228.09100 341.12000 43.57600 117.68100 DESCRIPTION BEGINNING BALANCE HODGES SMALL-MID CAP FD RETAIL CL PROFESSIONAL MNGD PORT 121318 4.573.70000 AS OF 121131'18 HODGES SMALL INTRINSIC VALUE RETAIL CL PROFESSIONAL MNGED PORT 121318 4,156.35300 AS OF 12.113318 HODGES SMALL INTRINSIC VALUE RETAIL CL PROFESSIONAL MNGED PORT 121318 4.156.35300 AS 011121113318 PROF ESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND 121318 2.764.18400 AS OF 12l13f18 HODGES SMALL-MID CAP FD RETAIL CL PROFESSIONAL MNGD PORT REINVEST AT 10.630 HODGES SMALL INTRINSIC VALUE RETAIL CL PROFESSIONAL MNGED PORT REINVEST AT 10.430 HODGES SMALL INTRINSIC VALUE RETAIL CL PROFESSIONAL MNGED PORT REINVEST AT 10.430 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND REINVEST AT 17.020 STANDARD BANK DEPOSIT 123118 403 DONNA MAE MARCHANT DECEMBER 1. 2018 - DECEMBER 31. 2018 ACCOUNT NUMBER: PRICE AMOUNT 2,424.61 454.50 3,557.88 2,002.93 -2,424.61 6,557.88 ?-454.50 ?2.002.93 0.22 Page 6 of 7 CASH AND SWEEP BALANCES 403.42 403.42 403.64 007 F2 F244 Page 7 of 7 j??amg ?etutitieg DONNA MAE MARCHANT DECEMBER 1, 201a - DECEMBER 31. 201B ACCOUNT NUMBER: Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account automaticali investin such balances into one of our cash swee tions The I .. SB sweep transactions may represent a net amount for tire day and_o_ccur on settlement date. The to lowing sectionI into and out of your sweep opting. Tyransactions displayed here are Transfer To. Transfer From and Reinvested Dwrdends and Interest. These transaction amounts are not included in your cash flow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 12,01 BEGINNING BALANCE 403.42 1 ENDING 12131 REINVEST STANDARD BANK DEPOSIT o, 22 2:31 ALANC 403-64 Specific instructions and disclosures Cost basis . To add or update information or modify your reporting options. please contact Your Investment Broker. This statement presents estimated unrea ized or realized gains or losses for your information only if acquisition or other information is not available the ain?informedand section and so me reflect your complete ponfoiuo. Cost basis information Is not venfied by First Cleanng or Your Introducmg ?rm and shouid not be relied upon for legal orgtax purposes. Routistiionsyto this information (due to corporate rrgergfirst?I:Igor:rasyannoclk other reorganizations) may be required from time to time. Cost basis for factored bonds 0M0. etc.) will be adjusted for paydown of princi al. 5 stemch investments in tu - been - . data for systematic investments and dividend reinvestment securities is provided for infopnnatignei purposes only and dw'dands for mutual funds and stocks have consolidated for ?Ch position. UM dost Your accountstatement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the IRS. Cost basis options Unless speci?c tax lots are selected at trade time, sates of tax tots will occur using the cost basis election re?ected in the Account pro?le section. 06? F2 F244 jfir?t?allas Quantities MARKEN INTEREST, LTD A PARTNERSHIP JANUARY 1, 2018 - JANUARY 31, 2018 SNAPSHOT P8961 M12 ACCOUNT NUMBER: Progress summary THIS PERIOD THIS YEAR Opening value $4,907,548.45 $4,907,548.45 Cash deposited 6,051.40 6,051.40 Securities deposited 0.00 0.00 Cash withdrawn ?87,320.42 -87,320.42 Securities withdrawn 0.00 - 0.00 Change in value 378,689.85 378,689.85 Closing value $5,204,969.28 $5,204,969.28 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON DEC 31 VALUE ON JAN 31 ANN. INCOME ASSETS Cash and sweep balances ~311,160.03 0.00 0.00 0.00 0 Stocks. options ETFs 3,201,225.35 66.24 3,436,815.79 65.95 62,007 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 1,631,678.55 33.76 1,774,204.54 34.05 8,046 Asset value $4,521,743.87 100% $5,211,020.33 100% $70,053 Marginlioan balance 385,804.58 -6,051.05 Net asset value $4,907,548.45 $5,204,969.28 Negative values are not included in percent calculations. smsem 067 F2 first manna ?eturities Cash ?ow summary Income summary TAXABLE SNAPSHOT Page 2 of 12 MARKEN INTEREST. LTD A PARTNERSHIP JANUARY 1, 2018 - JANUARY 1, 2018 ACCOUNT NUMBERJ PERIOD THIS YEAR Opening value of cash and sweep balances $74,644.55 Income and distributions 56,776.01 58,776.01 Other additions 6,051.40 6,051.40 Net additions to cash $64,827.41 $64,827.41 Withdrawals by check -75,000.00 -75,000.00 Securities purchased 68,202.59 -58.202.59 Electronic funds transfers 40.00 -40.00 Advisory fees -6,192.74 -6,192.74 Other subtractions and fees 6087.68 43,087.68 Net subtractions from cash Closing value of cash and sweep balances THIS PERIOD THIS YEAR Money market/sweep funds 8.42 8.42 Quali?ed dividends 565.00 565.00 Total taxable income $573.42 $573.42 Total federally tax-exempt income $0.00 $0.00 Total income $573.42 $573.42 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. Gainlloss summary THIS PERIOD REALIZED THIS YEAR REALIZED Short term (S) 0.00 0.00 Long term (L) 0.00 0.00 Total $0.00 $0.00 SNAPSHOT 067 F2 F287 first?a?as ?mrities Your Investment Broker GARY HODGES Phone: 214-954-1177! 214-665-9116 Account profile Full account name: Account type: Brokerage account number: Tax status: Investment objective/Risk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS, TX 75201 MARKEN LTD A PARTNERSHIP Standard Brokerage Taxable MODERATE GROWTH a. Please Provide Please Provide First in, First out STANDARD BANK DEPOSIT Per your instructions. copies of this statement have been sent to an interested party. SNAPSHOT Page 3 cm MARKEN ENTEREST, LTD A PARTNERSHIP JANUARY 1. 201a - JANUARY 31, 2013 ACCOUNT NUMBER- Document delivery status Paper Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: Electronic SNAPSHOT 06? F2 F287 ?rst E61165 ?ecuritiw MARKEN INTEREST. LTD A PARTNERSHIP JANUARY 1. 201B ACCOUNT NUMBE - JANUARY 2018 Page 4 of 12 Portfolio detail Cash and Sweep Balances CURRENT DESCRIPTION MARKET VALUE Margin?oan balance -6.051.05 Stocks, options 81 ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD ABBOTT LABORATORIES ABT - HELD IN MARGIN Acquired 12106117 1,000 54.39 54,413.25 62,160.00 7,746.75 Acquired 12115117 500 55.09 27,567.00 31,060.00 3,513.00 Total 1,500 $54.65 $61,960.25 62.1600 $93,240.00 $11,259.75 $1,660.00 1.60 ALLSTATE CORP ALL - HELD IN MARGIN Acquired 02106117 500 76.14 39,091.30 96.7700 49,365.00 10,293.70 740.00 1.49 AMERICAN AIRLINES GROUP I AAL - HELD IN MARGIN Acquired 02122113 1,250 13.50 16,691.72 67,900.00 51,006.26 Acquired 12111113 750' 25.66 19,435.40 40,740.00 21,304.60 Acquired 01117114 no 9 29.93 269.45 466.66 219.43 Acquired 04126114 n0 9 35.25 317.31 466.66 171.57 Total 2,016 $16.29 $36,913.66 54.3200 $109,617.76 $72,703.66 $607.20 0.74 APPLE INC AAPL - HELD IN MARGIN Acquired 05122113 21 63.05 1,324.06 3,516.03 2,191.95 Acquired 09127113 26 66.70 1,923.66 4,666.04 2,764.36 Acquired 10101113 14 69.44 972.22 2,344.02 1,371.60 Acquired 01106115 5 111.96 559.60 637.15 277.35 Acquired 07101115 32 126.90 4,079.91 5,357.76 1,277.65 Total 100 $66.60 $6,659.69 167.4300 $16,743.00 $7,663.31 $252.00 1.51 067 F2 jfirstmallas 5331171025 MARKEN INTEREST. LTD A PARTNERSHIP JANUARY 1, 2018 - JANUARY 31, 2018 Page 5 of 12 ACCOUNT NUMBER Stocks, Options 8. ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ COSTI CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD BANK OF AMERICA CORP BAC - HELD IN MARGIN Acquired 05707713 92 12.99 1,195.91 2,944.00 1 .74309 Acquired 05707114 95 14.79 1,405.53 3,040.00 1,634.47 Acquired 11l23i16 2.313 20.60 57,966.75 90,016.00 32,049.25 Total 3,000 $20.19 $60,568.19 32.0000 $96,000.00 $35,431.31 51,440.00 1.50 BOEING CO BA - HELD IN MARGINI Acquired 10106110 no 100 68.97 6,901.41 35,437.00 23,535.59 Acquired 1111510 no 650 63.56 41,336.40 230,340.50 139,004.10 Acquired 01112111 250 69.35 17,433.55 33,592.50 71 .103.95 Total 1,000 $65.72 $65,721.36 354.3700 $354,370.00 $288,648.64 56,340.00 1.93 CHEVRON CORPORATION . CVX HELD IN MARGIN Acquired 0323705 no 300 53.45 17,653.95 37,605.00 20,046.05 Acquired 0670505 no 700 53.43 37,443.95 37,745.00 50,296.05 Acquired 05702712 7 106.73 747.46 377.45 129.99 Acquired 02112714 11 112.02 1,232.32 1,373.35 146.53 Acquired 03125715 500 71.22 35,629.95 62,675.00 27,045.05 Total 1,513 $61.01 $92,617.63 125.3500 $190,231.30 $97,663.67 56,557.76 3.45 CITIGROUP INC NEW - HELD IN MARGIN Acquired 11:23:16 1.000 56.66 56,634.45 73.4300 73,430.00 21,795.55 1,230.00 1.63 CONTINENTAL RESOURCES INC CLR - HELD IN MARGIN Acquired O4IO4I16 1,000 30.06 30,033.95 55,530.00 25,446.05 Acquired 05109115 1,000 33.93 39,001.25 55,530.00 16,523.75 Acquired 11:07:15 1.000 43.34 46,365.45 55,530.00 9,164.55 Acquired 07131717 500 33.45 16,744.75 27,765.00 11,020.25 Total 3,500 $37.77 $132,195.40 55.5300 $194,355.00 $62,159.60 10.4 NA COSTCO WHSL CORP NEW COM COST - HELD IN MARGIN Acquired 0012111 350 71.56 25,056.09 63,204.50 43,143.41 Acquired 11729113 150 125.57 13,354.45 29,230.50 10,376.05 067 F2 F287 jfirst E70105 5200:0125 MARKEN INTEREST. LTD A PARTNERSHIP JANUARY 1, 2018 - JANUARY 31. 2018 Page 6 of 12 ACCOUNT NUMBER: Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINJLOSS INCOME YIELD Acquired 01722714 500 113.76 56,900.70 97,435.00 40,534.30 Total 1,000 $100.81 $100.81 1.24 194.8700 $194,870.00 $94,058.76 $2,000.00 1.03 CUMMINS INC CMI - HELD IN MARGIN Acquired 12714712 500 106.69 53,364.35 188.0000 94,000.00 40,635.65 2,160.00 2.29 ENLINK MIDSTREAM PARTNERS LP ENLK HELD IN MARGIN Acquired 08726715 nc 2,000 16.21 32,458.75 34,960.00 2,501.25 Acquired 11703715 00 1,000 17.68 17,699.75 17,480.00 -219.75 Acquired 03103716 nc 2,000 10.10 20,238.75 34,960.00 14,721.25 Total 5,000 $14.08 $70,397.25 17.4800 $87,400.00 $17,002.75 $7,800.00 8.92 EXXON MOBIL CORP x0114 HELD IN MARGIN Acquired 10708704 no 1,000 50.11 50.175.95 87,300.00 37,124.05 Acquired 02711705 no 500 56.08 28,075.95 43,650.00 15,574.05 Total 1,500 $52.17 $78,251.90 87.3000 $130,950.00 $52,698.10 $4,620.00 3.53 HALLIBURTON COMPANY HAL - HELD IN MARGIN Acquired 10721704 00 450 17.42 7,856.08 24,165.00 16,308.92 Acquired 05704705 nc 1,000 21.27 21,305.95 53,700.00 32,394.05 Acquired 04721711 50 49.87 2,512.94 2,685.00 172.06 Acquired 02704714 14 49.20 688.93 751.80 62.87 Acquired 02703715 11 43.25 475.84 590.70 114.86 Total 1,525 $21.53 $32,839.74 53.7000 $81,892.50 $49,052.76 $1,098.00 1.34 HOME DEPOT INC HD - HELD IN MARGIN Acquired 05720714 150 78.13 11,739.79 30,135.00 18,395.21 Acquired 07721714 150 79.59 11,958.94 30,135.00 18,176.06 Acquired 05701715 200 109.32 21,884.93 40,180.00 18,295.07 Acquired 04704716 200 134.66 26,951.09 40,180.00 13,228.91 Total 700 $103.62 $72,534.75 200.9000 $140,630.00 $68,095.25 $2,492.00 1.77 JOHNSON 8 JOHNSON JNJ - HELD 1N . Acquired 04717707 nc 300 64.66 19,423.09 41,457.00 22,033.91 Acquired 04725707 no 200 64.87 12,991.95 27,638.00 14,646.05 Acquired 08720707 no 500 61.65 30,863.65 69,095.00 38,231.35 067 F2 Page 7 of 12 MARKEN INTEREST. LTD A PARTNERSHIP JANUARY 1, 2018 - UARY 31, 2018 ACCOUNT NUMBER: 11? ir?t E01105 5521111111125 Stocks, options ETFs Stocks and ETFS continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD Acquired 02726710 nc 500 63.19 31,617.25 69,095.00 37,477.75 Acquired 06723711 7 65.02 455.14 967.33 512.19 Acquired 06713712 20 66.30 1,326.00 2,763.80 1,437.80 Total 1,527 $63.31 $96,677.08 133.1900 $211,016.13 $114,339.05 $5,130.72 2.43 MASTERCARD INC CL A MA - HELD IN MARGIN Acquired 03728712 7 42.59 298.17 1,183.00 884.83 Acquired 07715714 7 78.43 549.07 1,183.00 633.93 Acquired 07701715 200 94.47 18,912.95 33,800.00 14,887.05 Acquired 08725715 186 90.08 16,773.85 31,434.00 14,660.15 Acquired 04701716 200 95.31 19,082.03 33,800.00 14,717.97 Total 600 $92.69 $55,616.07 169.0000 $101,400.00 $45,783.93 $600.00 0.59 MICROSOFT CORP MSFT - HELD IN MARGIN Acquired 12729715 1,000 56.81 56,834.65 95,010.00 38,175.35 Acquired 04701716 500 55.17 27,608.55 47,505.00 19.896.45 Total 1,500 $575.30 $84,443.20 95.0100 $142,515.00 $58,071.80 $2,520.00 1.77 PROCTER GAMBLE 00 PG - HELD IN MARGIN Acquired 02726710 nc 1,000 63.22 63,245.25 86,340.00 23.094.75 Acquired 10731713 15 81.18 1,217.84 1,295.10 77.26 Total 1,015 $63.51 $64,463.09 86.3400 $87,635.10 $23,172.01 $2,799.37 3.19 SOUTHWEST AIRLINES CO Luv - HELD IN MARGIN Acquired 08725715 500 37.70 18,872.45 30,400.00 11,527.55 Acquired 08725715 500 37.49 18,759.00 30,400.00 11,641.00 Total 1,000 $37.63 $37,631.45 60.8000 $60,300.00 $23,168.55 $500.00 0.82 STARBUCKS CORP SBUX - HELD IN MARCIN Acquired 08725715 500 52.33 26,183.95 56.8100 28,405.00 2,221.05 600.00 2.11 TARCA RESOURCES CORP . TRGP HELD IN MARCIN Acquired 05709716 1.000 36.56 36,569.05 48.0000 48,000.00 1 1,430.95 3,640.00 7.58 38.16 38,188.85 057 F2 jfir?t?a?as ?ecuritie? MARKEN INTEREST, LTD A PARTNERSHIP JANUARY 1. 2018 - JANUARY 31, 2018 Page 8 of 12 ACCOUNT Stocks, options 81 ETFs Stocks and ETFS continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD TEX PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL - HELD IN MARGIN Acquired 08:20:13 100 89.00 8,901.89 53,705.00 44,803.11 Acquired 01:15:14 500 97.45 48,743.95 268,525.00 219,781.05 Total 600 $96.08 $57,645.84 537.0500 $322,230.00 $264,584.16 $210.00 0.07 TEXAS CAPITAL BANCSHARES INC TCBI - HELD IN MARGIN Acquired 06:27:13 500 44.55 22,298.75 47,400.00 25,101.25 Acquired 08:08:13 500 45.08 22,559.70 47,400.00 24,840.30 Total 1,000 $44.86 $44,858.45 94.8000 $94,800.00 $49,941.55 NIA NIA TEXAS INSTRUMENTS TXN - HELD IN MARGIN AcquIred 12:30:14 1,000 53.99 54,002.47 109.6700 109,670.00 55,667.53 2,480.00 2.26 UNITED STATES STEEL CORP - HELD IN MARGIN Acquired 09:22:16 2,000 18.46 36,938.95 37.4100 74,820.00 37,881.05 400.00 0.53 VISA INC CLASS A - HELD IN MARGIN Acquired 03:26:13 4 41.70 166.83 496.92 330.09 Acquired 03:26:13 12 41.70 500.49 1,490.76 990.27 Acquired 08:25:15 384 69.88 26,854.79 47,704.32 20,849.53 Acquired 11:03:15 300 77.53 23,278.55 37,269.00 13,990.45 Acquired 04:04:16 300 77.87 23,382.92 37,269.00 13,886.08 Total 1,000 $74.18 $74,183.58 124.2300 $124,230.00 $50,046.42 $780.00 0.63 WAL-MART STORES INC WMT - HELD IN MARGIN Acquired 04:18:17 500 73.98 37,013.05 106.6000 53,300.00 16,286.95 1,020.00 1.91 WELLS FARGO 8 CC NEW :11 1,000 49.11" 49,1 15.65 65.7800 65,760.00 16,664.35 1,560.00 2.37 WFC - HELD IN MARGIN 067 F2 F287 381:8me 552mm Stocks, options ETFs Stocks and ETFs continued MARKEN INTEREST, LTD A PARTNERSHIP JANUARY 1, 2013 - JANUARY 31. 2013 ACCOUNT NUMBER: Page 9 of 12 ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET GAINILOSS INCOME YIELD (99) Total Stocks and $1,738,173.26 $3,436.815.7951,698,642.53 $62,007.05 1.80 $1,739,793.06 Total Stocks, options 8. ETFs $1,738,173.26 562,007.05 1.80 Because you have more than 6 tax lots, we are showing the average cost per share. In This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. nC Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all other lots will be reported to the IRS. Mutual Funds If a portion of your fund position was converted, the 'Client lnvestment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest income only, and typically do not re?ect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE YIELD PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX Acquired 01i12i10 nc 5.089.92700 19.64 100,018.95 268,340.95 168,322.00 Acquired 06721710 nc 3.591 .22700 20.04 71,996.58 189,329.49 117,332.91 Acquired 04101116 3,150 35.96 1 13,292.95 166,068.00 52,775.05 Acquired 12r29i17 3,220 50.48 162,564.55 169,758.40 7,193.85 Reinvestments 1,039.08500 46.48 48,303.53 54,780.56 6,477.03 Total 1 6,090.23900 $30.84 $496,176.56 52.7200 $848,277.40 $352,100.84 NIA Client Investment (Excluding Reinvestments) $447,873.03 GainlLoss on Client Investment (Including Reinvestments) $400,404.37 HODGES BLUE CHIP EQTY FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 01112110 nc 8,190.80837 12.20 100,018.95 141,373.35 41,354.40 Acquired 1230110 no 9.225.09200 10.84 100,018.95 - 159,225.09 59,206.14 Acquired 11i29i13 3,000 16.16 48,500.95 51,780.00 3,279.05 Acquired 05l11i15 2,205.37517 16.98 37,468.95 38,064.78 595.83 067 F2 F287 jfimti?allar 5512:110th Mutual Funds Open End Mutual Funds continued MARKEN INTEREST, LTD A PARTNERSHIP Page 10 of12 JANUARY 1, 2018 - JANUARY 1. 2018 ACCOUNT ESTIMATED ADJ PRICE.I ADJ COSTI CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD Acquired 0470016 8,050 14.17 114,087.45 138,943.01 24,855.56 Acquired 12129717 9,200 16.36 150,530.95 158,792.00 8,261.05 Reinvestrnents 13,774.56146 14.92 205,556.36 237,748.91 32,192.55 Total 53 ,645.83700 $14.10 $756,182.56 17.2600 $925,927.14 $169,744.58 $8,046.87 0.8? Client Investment (Excluding Reinvestments) $550,626.20 GainILoss on Client Investment (Including Reinvestments) $375,300.94 Total Open End Mutual Funds $1,252,359.12 $1,774,204.54 $521,845.42 $8,046.87 0.45 Total Mutual Funds 51.252.359.12 $1,774,204.54 $521,845.42 $8,046.87 0.45 This security contains multiple tax lots that may or may not include cost Information that is reportable to the IRS. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. Tax Iot(s) held In Margin, rather than Cash RR A portion of this security is held in Margin. rather than Cash Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 01I01 BEGINNING BALANCE 7454455 01702 Margin DIVIDEND ALLSTATE CORP 185.00 - 010218 500 01/02 Margin DIVIDEND WAL-MART STORES INC 255.00 75,084.55 010218 500 01103 Cash LT CAP GAIN HODGES BLUE CHIP EQTY 56,995.32 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS 122917 5008822100 AS OF 12729717 01/03 Cash DIVIDEND HODGES BLUE CHIP EQTY 1,2072? INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS 122917 50,088.22100 AS OF 1329717 01103 Cash. REINV ESTMENT 3.483322% HODGES BLUE CHIP -58,995.32 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS 067 F2 F287 Page11of12 MARKEN INTEREST. LTD A PARTNERSHIP jfirstmallas 52001095 JANUARY 1. 2018 - JANUARY 31. 2018 ACCOUNT NUMBER: Activity detail continued CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION DESCRIPTION PRICE AMOUNT BALANCES REINVEST AT 16.360 01103 Cash REINVEST DIV HODGES BLUE CHIP EQTY -1 207.27 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS REINVEST AT 16.360 75,084.55 01/04 Margin DIVIDEND SOUTHWEST AIRLINES CO 12500 7520955 010418 1.000 01108 Cash FEE EXP DEL FEES 5538-0633 -2321 75131.34 01/16 Cash 0000142 LEGACY BANK -25,000.00 50,181.34 0000142 0111? Cash AUTO ACTIVITY HARLAND CLARKE . -40.00 50,141.34 91000017037604 01/18 Cash 0000141 AMER NATL BANK 5000000 14134 0000141 01/19 Cash ADVISORY FEE MANAGEMENT FEE 45,192.74 45,051.40 01,122 Cash INTEREST STANDARD BANK DEPOSIT 042 01/22 Cash JOURNAL FROM 55380688 6,051.40 MARKEN INTEREST. LTD 01/22 Margin JOURNAL T0 55380688 45,051.40 -6.042.98 MARKEN INTEREST. LTD 01/30 Margin INT CHARGED INTEREST 12I28THRU 01129 43.07 6051.05 Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your automatically investing such balances into one Of our cash sweep options. These 0 'sweep transactions' may represent a net amount for the day and occur on settlement date. The displayed here are Transfer To. Transfer From and Reinvested Dividends and interest. These transaction amounts are not included in your cash ?ow summary. owing section displays transfers into and out of your sweep option. Transactions DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 01101 BEGINNING BALANCE 1,935.47 01110 TRANSFER FROM STANDARD BANK DEPOSIT -25,000.00 01/03 TRANSFER TO STANDARD BANK DEPOSIT 15.334.37 01/17 TRANSFER FROM STANDARD BANK DEPOSIT -40.00 01104 TRANSFER TO STANDARD BANK DEPOSIT 57,814.71 01/18 TRANSFER FROM STANDARD BANK DEPOSIT -50.000.00 01/05 TRANSFER TO STANDARD BANK DEPOSIT 125.00 mm: TRANSFER FROM STANDARD BANK DEPOSIT -141.34 (11/09 TRANSFER FROM STANDARD BANK DEPOSIT -28.21 mm ENDING BALANCE 0,00 067 F2 F287 Page 12 of 12 MARKEN INTEREST. LTD 55511111:de . JANUARY 1, 2018 - JANUARY 1, 2013 ACCOUNT Statement of interest charged Period 12123 thru 1129 DATE NET BALANCE ALL MARGIN CASH ACCOUNT SHORT POSITIONS ADJUSTED DEBIT NUMBER OF INTEREST INTEREST ACCOUNTS BALANCE MARKET VALUE BALANCE DAYS RATE- CHARGED 01I22 43,051.40 8.42 0.0000 43.04298 1 6.000 -1.01 01/23 43,042.98 0.0000 -6.042.98 7 6.000 -7.06 Total Interest Charged The Margin base rate may be adjusted at any time without prior notice to you. For more information, see the Margin Statment of Interest Charges or talk to Your Investment Broker. Specific instructions and disclosures Margin accounts Interest charged on debit balances in your margin account appears on this statement. The rate of interest and period covered are indicated. The rate may change from time to time due to interest rate fluctuations or for other reasons. Interest is computed as described in material previously furnished to you. This is a combined statement of your general account and the Speciai Memorandum Account maintained for you under Section 220.5 of Regulation issued by the Board of Governors of the Federal Reserve Board. The permanent record of the separate account. as required by Regulation T. is available for your inspection. Cost basis - To add or update information or modify your reporting options. please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses for your information only. If acquisition or other information is not available. the gain?oss Information may not be displayed and section and summary totals may not reflect your complete portfolio. Cost basis information is not veri?ed by First Clearing or Your Introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this information (due to corporate mergers. tenders and other reorganizations) may be required from time to time. Cost basis for factored bonds CMO. etc.) will be adjusted for paydown of principal. Systematic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and dividend reinvestment securities is provided for informational purposes only and is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or tosses for non-covered securities to the IRS. Cost basis options Unless speci?c tax lots are selected at trade time. sales of tax lots will occur using the cost basis election re?ected in the Account profile section. 05? F2 jfir?t?a?a? ?aurities SNAPSHOT Page 1 0f 12 MARKEN INTEREST, LTD A PARTNERSHIP FEBRUARY 1, 2018 - FEBRUARY 28, 201B ACCOUNT NUMBER: Progress summary THIS PERIOD THIS YEAR Opening value $5,204,969.28 $4,907,548.45 Cash deposited 0.00 6,051.40 Securities deposited 0.00 0.00 Cash withdrawn 46.97 -87,337.39 Securities withdrawn 0.00 0.00 Change in value -221,811.38 . 156,878.47 Closing value $4,983,140.93 $4,983,140.93 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE 0N JAN 31 VALUE ON FEB 28 ANN. INCOME ASSETS 3-11; Cash and sweep balances 0.00 0.00 0.00 0.00 0 Stocks, options ETFs 3,436,815.79 65.95 3,284,616.12 65.91 63,321 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 1,774,204.54 34.05 1,699,108.09 34.09 8,046 Asset value $5,211,020.33 100% $4,963,724.21 100% $71,367 Marginlloan balance -6,051.05 -583.28 Net asset value $5,204,969.28 $4,983,140.93 SNAPSHOT 067 F2 F287 . . . SNAPSHOT Page 2 0f 12 first?allaa ?2tutmrs magma-Imam A PARTNERSHIP FEBRUARY 1. 2018 - FEBRUARY 28. 2018 ACCOUNT NUMBER: Cash ?ow summary THIS PERIOD THIS YEAR Opening value of cash and sweep balances -$6.051.05 Income and distributions 5,484.74 64,260.75 Other additions 0.00 8,051.40 Net additions to cash $5,484.74 $70,312.15 Withdrawals by check 0.00 -75,000.00 Securities purchased 0.00 -58.202.59 Electronic funds transfers 0.00 -40.00 Advisory fees 0.00 -6.192.74 Other subtractions and fees 46.97 6,104.65 Net subtractions from cash -$18.97 Closing value of cash and sweep balances -$583.28 Income summary THIS PERIOD THIS YEAR TAXABLE Money market/sweep funds 0.00 8.42 Quali?ed dividends 3,534.74 4,099.74 Partnership distributions 1,950.00 1,950.00 Total taxable income $5,484.74 $6,058.16 Total federally tax-exempt Income $0.00 $0.00 Total income $5,484.74 $6,058.16 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a di?erence between Cash Flow and Income Summary totals. Gainlloss summary THIS PERIOD REALIZED THIS YEAR REALIZED Short term (8) 0.00 0.00 Long term (L) 0.00 0.00 Total $0.00 $0.00 SNAPSHOT 067 F2 F287 first?a?a? ?uuritie? Your Investment Broker GARY BRADSHAWICRAIG HODGES Phone: 214-954-1177 I 214-665-9116 Account profile Full account name: Account type: Brokerage account number: Tax status: Investment objectivelRisk tolerance: Time horizon: Liquidity needs: Cost Basis Election: 2905 MAPLE AVENUE DALLASI TX 75201 MARKEN INTEREST, LTD A PARTNERSHIP Standard Brokerage Taxable MODERATE GROWTH INCOME Please Provide Please Provide First in, First out Per your instructions, copies of this statement have been sent to an interested party. SNAPSHOT Page 3 0f 12 MARKEN INTEREST, LTD A PARTNERSHIP FEBRUARY 1. 2018 - FEBRUARY 28. 2018 ACCOUNT NUMBER: Document delivery status Paper Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: Electronic SNAPSHOT 067 F2 Manes 552001025 MARKEN INTEREST, LTD A PARTNERSHIP FEBRUARY 1. 2018 - FEBRUA 28, 2018 C4 Page4 of 12 ACCOUNT NUMBER: Portfolio detail Cash and Sweep Balances CURRENT DESCRIPTION MARKET VALUE Margin?oan balance -583.28 Stocks, options 8: ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GNNILOSS INCOME YIELD ABBOTT LABORATORIES ABT HELD IN MARGIN Acquired 12:06:17 1.000 54.39 54,413.25 60,330.00 5,916.75 Acquired 12:15:17 500 55.09 27,567.00 30,165.00 2,596.00 Total 1,500 $54.65 $81,980.25 60.3300 $90,495.00 $8,514.75 $1,660.00 1.66 ALLSTATE CORP ALL HELD IN MARGIN Acquired 02:06:17 500 76.14 39,091.30 92.2600 46,130.00 7,036.70 920.00 1.99 AMERICAN AIRLINES GROUP . . AAL - HELD IN MARGIN Acquired 02:22:13 1,250 13.50 16,691.72 67,612.50 50,920.76 Acquired 12:11:13 750 25.66 19,435.40 40,667.50 21,252.10 Acquired 01:17:14 no 9 29.93 269.45 466.25 216.60 Acquired no 9 35.25 317.31 488.25 170.94 Total 2,016 $18.29 $36,913.88 54.2500 $109,476.50 $72,562.62 $607.20 0.74 APPLE INC AAPL - HELD IN MARGIN Acquired 05:22:13 21 63.05 1,324.06 3,740.52 2,416.44 Acquired 09:27:13 26 66.70 1,923.66 4,967.36 3,063.66 Acquired 10:01:13 14 69.44 972.22 2,493.66 1,521.46 Acquired 01:06:15 5 111.96 559.60 690.60 330.60 Acquired 07:01:15 32 126.90 4,079.91 5,699.64 1,619.93 Total 100 $66.60 $8,859.69 176.1200 $17,812.00 $6,952.31 5252.00 1.41 067 F2 F287 jfimt ?01106 $200105 MARKEN INTEREST, LTD A PARTNERSHIP FEBRUARY 1, 2018 - FE, RUARY 28, 2018 ?in. Page 5 of 12 ACCOUNT NUMBER: Stocks, options 8. ETFs Stocks and ETFs continued ADJ PRICE7 ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE cmeoss INCOME YIELD BANK OF AMERICA CORP - BAC - HELD IN MARGIN Acquired 05707713 92 12.99 1,195.91 2,953.20 1,757.29 Acquired 05707714 95 14.79 1,405.53 3,049.50 1,643.97 Acquired 11723716 2,613 20.60 57,966.75 - 90,297.30 32,330.55 Total 3,000 $20.19 $60,568.19 32.1000 $96,300.00 $35,731.81 $1,440.00 1 .50 BOEING CO BA HELD IN MARGIN Acquired 10706710 100 68.97 6,901.41 36,221.00 29,319.59 Acquired 11715710 no 650 63.56 41,336.40 235,436.50 194,100.10 Acquired 01712711 250 69.85 17,483.55 90,552.50 73,068.95 Total 1 .000 $65.72 $65,721.36 362.2100 $362,210.00 $296,466.64 $6,840.00 1.89 CHEVRON CORPORATION - HELD IN MARGIN Acquired 03728705 no 300 58.45 17,558.95 33,576.00 16,017.05 Acquired 05705705 no 700 53.43 37,448.95 78,344.00 40,895.05 Acquired 05702712 7 106.78 747.46 783.44 35.98 Acquired 02712714 11 112.02 1,232.32 1,231.12 -1.20 Acquired 08726715 500 71.22 35,629.95 55,960.00 20,330.05 Total 1 ,51 8 $61.01 $92,617.63 1 1 1.9200 $169,894.56 $77,276.93 $6,800.64 4.00 CITIGROUP INC NEW - HELD IN MARGIN Acquired 11723716 1,000 56.66 56,684.45 75.4900 75,490.00 18,805.55 1,280.00 1.69 CONTINENTAL RESOURCES INC CLR - HELD iN MARGIN . Acquired 04704716 1,000 30.06 30,083.95 47,510.00 17,426.05 Acquired 05709716 1,000 38.98 39,001.25 47,510.00 8,508.75 Acquired 11707716 1,000 48.34 46,365.45 47,510.00 1,144.55 Acquired 07731717 500 33.45 16,744.75 23,755.00 7,010.25 Total 3,500 $37.77 $132,195.40 47.5100 $166,285.00 $34,089.60 NIA N7A COSTCO WHSL CORP NEW COM COST - HELD IN MARGIN Acquired 01712711 350 71.56 25,056.09 66,815.00 41,758.91 Acquired 11729713 150 125.57 18,854.45 28,635.00 9,780.55 067 F2 F287 Page 6 of 12 MARKEN INTEREST, LTD A PARTNERSHIP Mall? ?emrities FEBRUARY 1, 2018 - FEBRUA 28. 2018 ACCOUNT NUMBER: Stocks, options 8. ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ COST1 CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAIN1LOSS INCOME YIELD Acquired 01122114 500 113.76 56,900.70 95,450.00 38,549.30 - Total 1 .000 $100.81 $100,811.24 190.9000 $190,900.00 $90,088.76 $2,000.00 1 .05 CUMMINS INC CMI - HELD IN MARGIN Acquired 12114112 500 106.69 53,364.35 168.1700 84,085.00 30,720.65 2,160.00 2.56 ENLINK MIDSTREAM PARTNERS LP ENLK - HELD IN MARGIN Acquired 08126115 no 2,000 16.21 32,458.75 29,200.00 -3,258.75 Acquired 11103115 no 1,000 17.68 17,699.75 14,600.00 -3,099.75 Acquired 03103116 no 2,000 10.10 20,238.75 29,200.00 8,961.25 Total 5,000 $14.08 $70,397.25 14.6000 $73,000.00 $2,602.75 $7,800.00 10.68 EXXON MOBIL CORP XOM HELD IN MARGIN Acquired 10108104 no 1,000 50.1 1 50,175.95 75,740.00 25,564.05 Acquired 02111105 no 500 56.08 28,075.95 37,870.00 9,794.05 Total 1,500 $52.17 $78,251.90 75.7400 $1 13,610.00 $35,358.10 $4,620.00 4.07 HALLIBURTON COMPANY HAL - HELD IN MARGIN Acquired 10121104 no 450 17.42 7,856.08 20,889.00 13,032.92 Acquired 05104105 no 1,000 21.27 21,305.95 46,420.00 25,114.05 Acquired 04121111 50 49.87 2,512.94 2,321.00 -191.94 Acquired 02104114 14 49.20 688.93 649.88 -39.05 Acquired 02103115 11 43.25 475.84 510.62 34.78 Total 1,525 $21.53 $32,839.74 - 46.4200 $70,790.50 $37,950.76 $1,098.00 1 .55 HOME DEPOT INC HD - HELD IN MARGIN Acquired 05120114 150 78.13 11,739.79 27,340.50 15,600.71 Acquired 07121114 150 79.59 1 1,958.94 27,340.50 15,381.56 Acquired 05101115 200 109.32 21,884.93 36,454.00 14,569.07 Acquired 04104116 200 134.66 26,951.09 36,454.00 9,502.91 Total 700 $103.62 $72,534.75 182.2700 $127,589.00 $55,054.25 $2,884.00 2.26 JOHNSON 8. JOHNSON JNJ - HELD IN MARGIN Acquired 0411710? no 300 64.66 19,423.09 38,964.00 19,540.91 Acquired 0412510? no 200 64.87 12,991.95 25,976.00 12,984.05 Acquired 0812010? no 500 61.65 30,863.65 64,940.00 34,076.35 067 F2 firstlaanas ?eruritied MARKEN INTEREST, LTD A PARTNERSHIP FEBRUARY 1, 2018 - FEBRUARY 28. 2018 Page 7 of 12 ACCOUNT NUMBER: Stocks, options 8. ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ cosw CURRENT CURRENT UNREAUZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE COST PRICE MARKET VALUE INCOME YIELD Acquired 02126110 no 500 63.19 31,617.25 64,940.00 33,322.75 Acquired 06123111 7 65.02 455.14 909.16 454.02 Acquired 06118112 20 66.30 1,326.00 2,597.60 1,271.60 Total 1,527 $63.31 $96,677.08 129.8800 $198,326.76 $1 01 ,649.68 $5.1 30.72 2.59 MASTERCARD INC CL A MA - HELD IN MARGIN Acquired 03128112 7 42.59 298.17 1,230.32 932.15 Acquired 07115114 7 78.43 549.07 1,230.32 681.25 Acquired 07101115 200 94.47 18,912.95 35,152.00 16,239.05 Acquired 08125115 186 90.08 16,773.85 32,691.36 15,917.51 Acquired 04101116 200 95.31 19,082.03 35,152.00 16,069.97 Total 600 $92.69 $55,616.07 175.7600 $105,456.00 $49,839.93 $600.00 0.57 MICROSOFT CORP MSFT - HELD lN MARGIN Acquired 12129115 1,000 56.81 56,834.65 93,770.00 36,935.35 Acquired 04101116 500 55.17 27,608.55 46,885.00 19,276.45 Total 1,500 $56.30 $84,443.20 93.7700 $140,655.00 $56,211.80 $2,520.00 1.79 PROCTER a. GAMBLE C0 PG - HELD IN MARGIN Acquired 02126110 nc 1,000 63.22 63,245.25 78,520.00 15,274.75 Acquired 10131113 15 81.18 1,217.84 1,177.80 -40.04 Total 1 ,015 $63.51 $64,463.09 78.5200 $79,697.80 $15,234.71 $2,799.37 3.51 SOUTHWEST AIRLINES CO - LUV - HELD IN MARGIN Acquired 08125115 500 37.70 18,872.45 28,920.00 10,047.55 Acquired 08125115 500 37.49 18,759.00 28,920.00 10,161.00 Total 1,000 $37.63 $37,631.45 57.8400 $57,840.00 $20,208.55 $500.00 0.86 STARBUCKS CORP - seux - HELD IN MARGIN Acquired 08125115 500 52.33 26,183.95 57.1000 28,550.00 2,366.05 600.00 2.10 TARGA RESOURCES CORP TRGP HELD IN MARGIN Acquired 05109116 1,000 32.92 32,929.05 44.6500 44,650.00 11,720.95 3,640.00 8.15 38.16 38.188.85 067 F2 F287 jfirstma?aa ?erurities MARKEN INTEREST. LTD A PARTNERSHIP FEBRUARY 1, 2018- FEBRUARY 28. 2018 Page 8 Of 12 WFC - HELD IN MARGIN ACCOUNT NUMBER. Stocks, options 8. ETFs Stocks and ETFS continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY PRICE ORIG COST PRICE MARKET VALUE GAINJLOSS INCOME YIELD (14} TEX PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL - HELD IN MARGIN Acquired 08120713 100 89.00 8,901.89 53,908.00 45,006.11 Acquired 01715714 500 97.45 48,743.95 269,540.00 220,796.05 Total 600 $96.08 $57,645.84 539.0800 $323,448.00 $265,802.16 $630.00 0.19 TEXAS CAPITAL BANCSHARES INC TCBI - HELD IN MARGIN Acquired 06727713 500 44.55 22,298.75 45,100.00 22,801.25 Acquired 08708713 500 45.08 22,559.70 45,100.00 22,540.30 Total 1,000 $44.86 $44,858.45 90.2000 $90,200.00 $45,341.55 NIA TEXAS INSTRUMENTS INC TXN - HELD IN MARGIN Acquired 12730114 1,000 53.99 54,002.47 108.3500 108,350.00 54,347.53 2,480.00 2.28 UNITED STATES STEEL CORP NEW - HELD IN MARGIN Acquired 09122716 2,000 18.46 36,938.95 43.5100 87,020.00 50,081.05 400.00 0.45 VISA INC CLASS A - HELD IN MARGIN Acquired 03.126713 4 41.70 166.83 491.76 324.93 Acquired 03728713 12 41.70 500.49 1,475.28 974.79 Acquired 08725115 384 69.88 26,854.79 47,208.96 20,354.17 Acquired 11703715 300 77.53 23,278.55 36,882.00 13,603.45 Acquired 04104116 300 77.87 23,382.92 36,882.00 13,499.08 Total 1,000 $74.19 $74,103.50 122.9400 $122,940.00 $40,750.42 5040.00 0.68 WALMART INC WMT - HELD IN MARGIN Acquired 04118717 500 73.98 37,013.05 90.0100 45,005.00 7,991.95 1,040.00 2.31 WELLS FARGO a. CD NEW 1,000 49.11" 49,115.65 58.4100 50,410.00 9,294.35 1,560.00 2.67 067 F2 F237 jfimtJBaIIas ?etuntie? Stocks, Options 8 ETFs Stocks and ETFs continued MARKEN INTEREST, LTD A PARTNERSHIP FEBRUARY 1. 2018 FEBRUARY 23. 2013 ACCOUNT NUMBER: Page 9 of .12 ESTIMATED ADJ ADJ COSTI CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD Total Stocks and ETFs $1,734,533.26 363,321.93 1.93 $1,739,793.06 Total Stocks, options 8. ETFs $1,734,533.26 $3,284,616.1251,550,08236 $63,321.93 1.93 Because you have more than 6 tax lots, we are showing the average cost per share. This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all other lots will be reported to the IRS. Mutual Funds if a portion of your fund position was converted, the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only. and typically do not re?ect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD (11.) PROFESSIONALLY MANAGED FUND CL INSTL HDPIX Acquired 01112110 nc 5.089.92700 19.64 100,018.95 257,143.11 157,124.16 Acquired 06721710 nc 3.591 .22700 20.04 71,996.58 181,428.79 109,432.21 Acquired 04701116 3.150 35.96 113,292.95 159,138.00 45,845.05 Acquired 12129117 3.220 50.48 162,564.55 162,674.40 109.85 Reinvestments 1,039.08500 46.48 48,303.53 52,494.57 4,191.04 Total 1 6,090.23900 $30.84 $496,176.56 50.5200 $812,878.87 $316,702.31 NIA MIA Client Investment (Excluding Reinvestments) $447,873.03 GainILoss on Client Investment (Including Reinvestments) $365,005.64 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS . Acquired 01.112710 nc 8,190.80837 12.20 100,018.95 135,312.16 35,293.21 Acquired 12730110 nc 9.225.09200 10.84 100,018.95 152,398.52 52,379.57 Acquired 11129713 3,000 16.16 48,500.95 49,560.00 1,059.05 Acquired 05i11i15 2,205.37517 16.98 37,468.95 36,432.80 -1,036.15 067 F2 F267 ?rst allas certi?es Mutual Funds Open End Mutual Funds continued Page 10 of 12 MARKEN INTEREST, LTD A PARTNERSHIP FEBRUARY 1. 201a - FEB RY 23. 2013 ACCOUNT NUMBER: . ESTIMATED ADJ PRICEI ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD Acquired 04.101716 8,050 14.17 114,087.45 132,986.02 18,898.57 Acquired 12.09?? 9,200 16.36 150,530.95 151,984.00 1,453.05 Reinvestments 13,774.56146 14.92 205,556.36 227,555.72 21 ?99.36 Total 53,645.83700 $14.10 $756,182.56 16.5200 $886,229.22 $1 30,046.66 $8,046.87 0.91 Client Investment (Excluding Reinvestments) $550.626.20 Gain/Loss on Client Investment (Including Reinvestments) $335,603.02 Total Open End Mutual Funds $1,252,359.12 $1,699,108.09 $446,748.97 $8,046.87 0.47 Total Mutual Funds $1,252,359.12 $1,699,108.09 $446,748.97 $8,046.87 0.47 This security contains multiple tax lots that may or may not include cost infonnation that is reportable to the IRS. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all other lots will be reported to the IRS. Tax Iot(s} held in Margin, rather than Cash RR A portion or this security is held in Margin, rather than Cash Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 02701 BEGINNING BALANCE -6'05105 02l09 Margin DIVIDEND MASTERCARD INC CL A 150.00 5,901.05 020918 600 02/ 12 Margin DIVIDEND TEXAS INSTRUMENTS INC 620.00 -5,281.05 021218 1300 02113 Margin DIST ENLINK MIDSTREAM 1 ,950.00 -3.331 .05 PARTNERS LP 021318 5.000 02115 Margin DIVIDEND ABBOTT LABORATORIES 420.00 021518 1.500 02715 Margin DIVIDEND APPLE INC 63.00 021518 100 02115 Margin DIVIDEND PROCTER 8: GAMBLE C0 699.94 021518 1.0153 02I15 Margin DIVIDEND .TARGA RESOURCES CORP 910.00 -1 238.1 1 021518 1.000 067 F2 F287 jfirstEBalIas Quarters MARKEN INTEREST, LTD A PARTNERSHIP FEBRUARY 1I 2018 - FEBRUARY 28. 2018 Page 11 of 12 ACCOUNT NUMBER: Activity detail continued CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 02120 Margin DIVIDEND AMERICAN AIRLINES GROUP 201.80 -1 ,036.31 323013 02123 Margin DIVIDEND CITIGROUP INC NEW 320.00 022318 02123 Margin DIVIDEND CORP 150.00 -566.31 02127 Margin INT CHARGED INTEREST 01130THRU 02126 -1 6.97 -583.28 Statement of interest charged Period 1130 th ru 2126 DATE NET BALANCE ALL MARGIN CASH ACCOUNT SHORT POSITIONS ADJUSTED DEBIT NUMBER OF INTEREST INTEREST ACCOUNTS BALANCE MARKET VALUE BALANCE DAYS CHARGED 01130 45,051.05 0.0000 43,051.05 10 6.000 -10.10 02109 6,901.05 0.0000 -5.901.05 3 6.000 -2.95 02112 -5,281.05 0.0000 -5,281.05 1 6.000 -0.88 02113 -3.331.05 0.0000 -3,331.05 2 6.000 -1.12 02115 -1 238.11 0.0000 5 6.000 -1.04 02120 ?1 ,036.31 0.0000 -1 036.31 3 6.000 -0.51 02123 -566.31 0.0000 -566.31 4 6.000 -0.37 -$16.97 Total Interest Charged The Margin base rate may be adjusted at any time without prior notice to you. For more information, see the Margin Statment of Interest Charges or talk to Your Investment Broker. Specific instructions and disclosures Margin accounts Interest charged on debit balances in your margin account appears on this statement. The rate of interest and period covered are indicated. The rate may change from time to time due to interest rate ?uctuations or Icr other reasons. Interest is computed as described in material previously furnished to you. This is a combined statement of your general account and the Special Memorandum Account maintained for you under Section 220.5 of Regulation Issued by the Board of Governors of the Federal Reserve Board. The permanent record of the separate account. as required by Regulation T. is available for your Inspection. 06? F2 F287 Page 12 of 12 JFWUEW @mi?e? . iti'?i'i?'ttiiEST'm? FEBRUARY 1, 201a FEBRU 28. 2018 ACCOUNT NUMBER: Cost basis - To add or update Information or modify your reporting options, please contact Your investment Broker. This statement presents estimated unrealized or realized gains or losses for your information only. if acquisition or other information is not available. the gainlloss information may not be displayed and section and summary totals may not reflect your complete portfolio. Cost basis information is not veri?ed by First Clearing or Your Introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this information (due to corporate mergers, tenders and other reorganizations) may be required from time to time. Cost basis for factored bonds (GNMA. CMO. etc.) will be adjusted for paydown of principal. Systematic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and dividend reinvestment securities is provided for informational purposes only and is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax_ consultant. We do not report capital gains or tosses for non-covered securities to the IRS. Cost basis options Uniesa specific tax lots are selected at trade time, sales of tax lots will occur using the cost basis eiection re?ected in the Account pro?le section. 06? F2 FZBT gimme 5mm Progress summary SNAPSHOT P3961413 MARKEN INTEREST, LTD A PARTNERSHIP MARCH 1, 2018 - MARCH 3' 018 ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value $4,983,140.93 $4,907,548.45 Cash deposited 0.00 6,051.40 Securities deposited 0.00 0.00 Cash withdrawn -5,000.00 -92,337.39 Securities withdrawn 0.00 0.00 Change in value -107,304.00 49,574.47 Closing value $4,870,836.93 $4,870,836.93 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON FEB 28 VALUE 0N MAR 31 .ANN. INCOME ASSETS Cash and sweep balances 0.00 0.00 10,771.17 0.22 43 I Stocks, options 8. ETFs 3,284,616.12 65.91 3,214,400.55 66.00 61.522 . Fixed income securities 0.00 0.00 0.00 0.00 0 a Mutual funds 1,699,108.09 34.09 1,645,305.21 33.78 8.046 Asset value $4,983,724.21 100% $4,870,476.93 100% $69,611 Margin/loan balance 663.28 360.00 Not asset value $4,983,140.93 $4,870,836.93 SNAPSHOT 067 F2 F287 Cash flow summary lncome summary Gain/loss summary atlas stunting SNAPSHOT Page 2 c113 MARKER INTEREST. LTD A PARTNERSHIP MARCH 1, 2018 - MARC 1 2018 ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value of cash and sweep balances -$583.28 Income and distributions 12,135.36 76,396.11 Securities sold and redeemed 127,552.91 127,552.91 Other additions 0.00 6,051.40 Net additions to cash $139,688.27 $210,000.42 Withdrawals by check -5,000.00 -80,000.00 Securities purchased -122,973.82 -181 ,176.41 Electronic funds transfers 0.00 -40.00 Advisory fees 0.00 -6,192.74 Other subtractions and fees 0.00 -6,104.65 Net subtractions from cash Closing value of cash and sweep balances $11,131.17 THIS PERIOD THIS YEAR TAXABLE Money market/sweep funds 7.02 15.44 Quali?ed dividends 12,128.34 16,228.08 Partnership distributions 0.00 1,950.00 Total taxable income $1 2,1 35.36 $18,193.52 Total federally tax-exempt income $0.00 $0.00 Total income $12,135.36 $18,193.52 Certain distributions made in the current year are reported as Summary totals. THIS PERIOD REALIZED prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income THIS YEAR REALIZED Short term (8) 0.00 0.00 Long term (L) 44,620.34 44,620.34 Total $44,620.34 $44,620.34 SNAPSHOT 067 F2 F287 . . SNAPSHOT Pase3of13 Mr? m?mrme? teenagers? MARCH 1. 2018 - MARCH 31 2018 ACCOUNT NUMBER: Your Investment Broker GARY BRADSHAWICRAIG HODGES 2905 MAPLE AVENUE Phone: 214-954-1177 I 214-665-9116 DALLAS. TX 75201 Document delivery status . Paper Electronic Statements: Account pro?le Trade con?rmations: Full account name: MARKEN INTEREST. LTD Tax documents: A PARTNERSHIP Shareholder communications: Account type: Standard Brokerage Other documents: Brokerage account number: - Tax status: Taxable Investment objective/Risk tolerance: MODERATE GROWTH 8. INCOME Time horizon: Please Provide Liquidity needs: Please Provide Cost Basis Election: First in, First out Sweep option: STANDARD BANK DEPOSIT Per your instructions, copies of this statement have been sent to an interested party. SNAPSHOT 057 F2 F237 I Page 4 of 13 [Wt Em 5801111185 Egg? $532551. LTD MARCH 1. 2018 - MARCH 3? i018 ACCOUNT NUMBER: Additional information THIS PERIOD THIS YEAR Gross proceeds 127,552.91 127,552.91 Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right, in the course of normal business operations. to withdraw balances in the Bank Deposit Sweep Program(s) or redeem shares of the money market mutual fund used In the sweep, subject to any oEen commitments in an of your accounts and have the proceeds returned to your accounts or remitted to you. Note. however. that as recrgired by federal banking regulations. the ban sin the Bank Deposit weep Program(s) reserve the right to require seven days prior notice before permittin a transfer out of the Bank eposit Sweep Program(s). In the money market mutual funds in the sweep reserve the right to require one or more day's prior notice efore permitting withdrawa 5. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank, N.A.. which is af?liated with the Ciearing Agent and (if amounts exceed $250.000) at another bank affiliated with the ClearingSAgent. . . . Expanded Bank weep of monies held at Wells Fargo Bank, N.A. and (if amounts exceed $250,000) at one or more banks affiliated WIth the Clearing Agent or nonaffiliated banks. Standard Bank Deposit Sweep and Expanded Bank Deposit Sweep assets are not covered by SIPC. but are instead eligible for FDIC insurance of up to $250.000 per depositor, per institution, in accordance with FDIC rules. For additional information on the Bank Deposit Sweep Programs for your account, please contact Your Investment Broker. ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION YIELD MARKET VALUE ANNUAL INCOME STANDARD BANK DEPOSIT o_40 10,77117 43_03 Interest Period 03/01/18 - 03/31/18 Total Cash and Sweep Balances $10,771.17 $43.08 Marginiioan balance 360.00 APYE measures the total amount of the interest paid on an account based on the interest rate and the frequency of the compounding during the interest period. The annual percentage yield earned is expressed as an annualized rate. based on a 365 day year. 067 F2 F287 1 ?than ?emrities Stocks, options ETFs MARKEN INTEREST, LTD A PARTNERSHIP MARCH 1, 2018 - MA ACCOUNT NUMBER: RCH 31 ?018 Page 5 of 13 Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD ABBOTT LABORATORIES ABT - HELD IN MARGIN Acquired 1210871? 1,000 54.39 54,413.25 59,920.00 5,506.75 Acquired 12715117 500 55.09 27,567.00 29,960.00 2,393.00 Total 1,500 $54.65 $81,980.25 59.9200 $89,880.00 $7,899.75 $1,680 1.87 ALLSTATE CORP ALL - HELD IN MARGIN Acquired 02706717 500 78.14 39,091.30 94.8000 47,400.00 8,308.70 920 1.94 AMERICAN AIRLINES GROUP INC AAL - HELD IN MARGIN Acquired 02722713 1,250 13.50 16,891.72 64,950.00 48,058.28 Acquired 12111713 750 25.88 19,435.40 38,970.00 19,534.60 Acquired 01717714 n6 9 29.93 269.45 467.64 198.19 Acquired 04728114 we 9 35.25 317.31 467.64 150.33 Total 2,018 $18.29 $36,913.88 51.9600 $1 04,855.28 $67,941 .40 $807 0.77 APPLE INC AAPL - HELD IN MARGIN Acquired 05722113 21 63.05 1,324.08 3,523.38 2,199.30 Acquired 09727713, 28 68.70 1,923.68 4,697.84 2,774.16 Acquired 10701713 14 69.44 972.22 2,348.92 1,376.70 Acquired 01108715 5 1 11.96 559.80 838.90 279.10 Acquired 07701115 32 126.90 4,079.91 5,368.96 1,289.05 Total 100 $88.60 $8,859.69 1 67.7800 $16,778.00 $7,918.31 $252 1 .50 BANK OF AMERICA CORP BAC - HELD IN MARGIN Acquired 057071113 92 12.99 1,195.91 2,759.08 1,563.17 Acquired 05707!? 95 14.79 1,405.53 - 2,849.05 1,443.52 Acquired 11123116 2,813 20.60 57,966.75 84,361.87 26,395.12 Total 3,000 $20.19 $60,568.19 29.9900 $89,970.00 $29,401.81 $1,440 1.60 - BOEING CO BA - HELD IN MARGIN Acquired 10706710 no 100 68.97 6,901.41 32,788.00 25,886.59 Acquired 1015.110 no 650 63.56 41,336.40 213,122.00 171,785.60 057 F2 F267 jfirgt?a?a? ?ecurities MARKEN INTEREST, LTD A PARTNERSHIP MARCH 1. 2018 - MA RCH 31 18 Page 6 of 13 ACCOUNT NUMBER: Stocks, options 8. ETFS Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD Acquired 01712711 250 69.85 17,483.55 81,970.00 64,486.45 . Total 1 ,000 $65.72 $65,721.36 327.8800 $327,080.00 $262,158.64 $6,840 2.09 CHEVRON CORPORATION - HELD IN MARGIN Acquired 0328105 no 300 58.45 17,558.95 34,212.00 16,653.05 Acquired 0505705 no 700 53.43 37,448.95 79,828.00 42,379.05 Acquired 05302112 7 106.78 747.46 798.28 50.82 Acquired 02112114 11 112.02 1,232.32 1,254.44 22.12 Acquired 08726715 500 71.22 35,629.95 57,020.00 21,390.05 Total 1,518 $61 .01 $92,617.63 114.0400 $1 73,11 2.72 $80,495.09 $6,801 3.93 CITIGROUP INC NEW - HELD IN MARGIN Acquired 11123716 1.000 56.66 56,684.45 67.5000 67,500.00 10,815.55 1,280 1.89 CONTINENTAL RESOURCES INC CLR - HELD IN MARGIN Acquired 04704716 1,000 30.06 30,083.95 58,950.00 28,866.05 Acquired 05709716 1,000 38.98 39,001.25 58,950.00 19,948.75 Acquired 11?07?15 1.000 46.34 46,365.45 58,950.00 12,584.55 Acquired 07131117 500 33.45 16,744.75 29,475.00 12,730.25 Total 3,500 $37.77 $132,195.40 50.9500 $200,325.00 $74,129.00 NIA NIA COSTCO WHSL CORP COM COST - HELD IN MARGIN Acquired 01712711 350 71.56 25,056.09 65,950.50 40,894.41 Acquired 11729113 150 125.57 18,854.45 28,264.50 9,410.05 Acquired 0022114 500 113.76 56,900.70 94,215.00 37,314.30 Total 1,000 $100.81 $100,811.24 188.4300 $188,430.00 987,61 8.76 52.000 1 .06 CUMMINS INC CMI - HELD IN MARGIN Acquired 12114112 500 106.69 53,364.35 162.0900 81,045.00 27,680.65 2,160 2.66 DOLLAR TREE STORES INC DLTR - HELD IN MARGIN Acquired 03707718 800 88.38 70,724.87 94.9000 75,920.00 5,195.13 NIA 067 F2 F287 fir?j?a?a??mri?e? MARKEN INTEREST, LTD Page 7 of 13 A PARTNERSHIP MARCH 1, 2018 --MARCH 31 2018 ACCOUNT NUMBER: Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ PRICE) ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD ENLINK MIDSTREAM PARTNERS LP ENLK - HELD IN MARGIN Acquired 08725715 nc 2,000 15.21 32,458.75 27,320.00 5,138.75 Acquired 11103115 nc 1,000 17.58 17,599.75 13,550.00 4,039.75 Acquired 0370315 no 2.000 10.10 20,238.75 27,320.00 7,081.25 Total 5,000 $14.08 $70,397.25 13.5500 $68,300.00 52,097.25 $7.800 11.42 EXXON MOBIL CORP XOM - HELD IN MARGIN Acquired 10IOBIO4 nc 1,000 50.11 50,175.95 74,510.00 24,434.05 Acquired 02711105 no 500 55.08 28,075.95 37,305.00 9,229.05 Total 1,500 $52.17 $78,251.90 74.8100 $111,915.00 $33,553.10 54,520 4.13 HALLIBURTON COMPANY HAL HELD IN MARGIN Acquired 10121704 no 450 17.42 7,855.05 21,123.00 13,255.92 Acquired 0504705 no 1,000 21.27 21,305.95 45,940.00 25,534.05 Acquired 04721111 50 49.87 2,512.94 2,347.00 -1 55.94 Acquired 02704114 14 49.20 558.93 557.18 ?31.77 Acquired 02103715 11 43.25 475.84 515.34 40.50 Total 1,525 $21.53 $32,839.74 45.9400 $71,583.50 $38,743.76 $1,098 1.53 HOME DEPOT INC HD - HELD IN MARGIN Acquired 05720714 150 78.13 1 1,739.79 25,735.00 14,995.21 Acquired 07721114 150 79.59 11,955.94 25,735.00 14,777.05 Acquired 05101715 200 109.32 21,884.93 35,548.00 13,753.07 Acquired 04704115 200 134.55 25,951.09 35,548.00 8,595.91 Total 700 $103.52 $72,534.75 178.2400 $124,768.00 $52,233.25 $2.884 2.31 INTEL CORP INTC - HELD IN MARGIN . Acquired 1,000 52.23 52,245.95 52.0800 52,080.00 -1 58.95 1,200 2.30 JOHNSON 81 JOHNSON JNJ - HELD IN MARGIN Acquired 04717107 nc 300 54.55 19,423.09 38,445.00 19,021.91 Acquired 04125707 no 200 54.87 12,991.95 25.530.00 12,538.05 Acquired 0872007 no 500 51.55 30,853.55 54,075.00 33,211.35 Acquired 02725710 no 500 53.19 31,517.25 54,075.00 32,457.75 067 F2 jfl?rst E61165 ?ewritie? MARKEN INTEREST, LTD Page 8 of 13 A PARTNERSHIP MARCH 1. 2016 - MARCH 31 2016 ACCOUNT NUMBER: 1* Stocks, options ETFs Stocks and ETFs continued . ESTIMATED ADJ PRICE: ADJ COST: CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD Acquired 06:23:11 7 65.02 455.14 697.05 441.91 Acquired 06:16:12 20 66.30 1.326.00 2,563.00 1,237.00 Total 1,527 $63.31 $96,677.06 126.1500 $195,665.05 $99,007.97 $5,131 2.62 MASTERCARD INC CL A MA - HELD IN MARGIN Acquired 03:26:12 7 42.59 296.17 - 1,226.12 927.95 Acquired 07:15:14 7 76.43 549.07 1,226.12 677.05 Acquired 07:01:15 200 94.47 16,912.95 35,032.00 16,119.05 Acquired 06:25:15 166 90.06 16,773.65 32,579.76 15,605.91 Acquired 04:01:16 200 95.31 19,062.03 35,032.00 15,949.97 Total 600 $92.69 $55,616.07 175.1606 $1 05,096.00 $49,479.93 $600 0.57 MICROSOFT CORP MSFT - HELD IN MARGIN Acquired 12:29:15 1,000 56.61 56,634.65 91,270.00 34,435.35 Acquired 04:01:16 500 55.17 27,606.55 45,635.00 16,026.45 Total 1,500 $56.30 $64,443.20 91.2700 $136,905.00 $52,461.60 $2,520 1.64 SOUTHWEST AIRLINES CO LUV HELD IN MARGIN Acquired 06:25:15 500 37.70 16,672.45 26,640.00 9,767.55 Acquired 06:25:15 500 37.49 16,759.00 26,640.00 9,661.00 Total 1,000 $37.63 $37,631.45 57.2600 $57,260.00 $19,646.55 $500 0.67 STARBUCKS CORP SBUX - HELD IN MARGIN Acquired 06:25:15 500 52.33 26,163.95 57.6900 26,945.00 2,761.05 600 2.07 TARGA RESOURCES CORP TRGP - HELD IN MARGIN Acquired 05:09:16 1.000 32.92 32,929.05 44.0000 44,000.00 1 1,070.95 3,640 6.27 36.16 36,166.65 TEX PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL - HELD IN MARGIN Acquired 06:20:13 100 69.00 6,901.69 50,542.00 41,6401 1 Acquired 01:15:14 500 97.45 46,743.95 . 252,710.00 203,966.05 Total 600 $96.06 $57,645.64 505.4200 $630 0.21 $303,252.00 $245,606.16 067 F2 F207 jfir?tmallas ?emritie? Stocks, options 8. ETFs Stocks and ETFs continued MARKEN INTEREST, LTD A PARTNERSHIP MARCH 1, 2018 - MA ACCOUNT NUMBER: RCH iil i018 Page 9 of 13 ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD TEXAS CAPITAL BANCSHARES INC TCBI HELD IN MARGIN Acquired 06.127103 500 44.55 22,298.75 44,950.00 22,651.25 Acquired OBIOBHB 500 45.08 22,559.70 44,950.00 22,390.30 Total 1 ,000 $44.86 $44,858.45 89.9000 $89,900.00 $45,041.55 NIA NIA TEXAS INSTRUMENTS INC TXN - HELD IN MARGIN Acquired 12730114 1,000 53.99 54,002.47 103.8900 103,890.00 49,887.53 2,480 2 .38 UNITED STATES STEEL CORP NEW - HELD IN MARGIN Acquired 09(22116 1,000 18.46 18,469.47 35.1900 35,190.00 16,720.53 200 0.56 VISA INC CLASS A - HELD IN MARGIN Acquired 03726113 4 41.70 166.83 478.48 311.65 Acquired 03726713 12 41.70 500.49 1,435.44 934.95 Acquired 08125.05 384 69.88 26,854.79 45,934.08 19,079.29 Acquired 11103115 300 77.53 23,278.55 35,886.00 12,607.45 Acquired 04704106 300 77.87 23,382.92 35,886.00 12,503.08 Total 1 ,000 $74.18 $74.1 83.58 1 1 9.6200 $1 1 9,620.00 $45,436.42 $840 0.70 WALMART INC WMT - HELD IN MARGIN Acquired 04118?? 500 73.98 37,013.05 88.9700 44,485.00 7,471.95 1,040 2.33 WELLS FARGO 8. CO NEW 1,000 49.11" 49,115.65 52.4100 52,410.00 3,294.35 1,560 2.97 WFC - HELD IN MARGIN Total Stocks and ETFS $1,774,574.51 $61,523 1.91 $1,779,834.31 $1,774,574.51 ,439,826.04 $61,523 1 .91 Total Stocks, options 8. ETFs Because you have more than 6 tax lots. we are showing the average cost per share. at This security contains mul?platax lots that may or may not induce cost intormat?ron that is reportable to the IRS. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. 067 F2 F287 inmtj?allad glimmer Mutual Funds MARKEN INTEREST, LTD A PARTNERSHIP MARCH 1, 2018 - MARCH 31 2018 ACCOUNT NUMBER: If a portion of your fund position was converted, the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Page100f13 Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest income only, and typically do not re?ect Total return. ESTIMATED ADJ ADJ CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST MARKET VALUE INCOME YIELD PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX Acquired 01712710 nc 5,089.92700 19.64 100,018.95 251,493.29 151,474.34 Acquired 06721710 nc 3,591 .22700 20.04 71,996.58 177,442.52 105,445.94 Acquired 04701716 3,150 35.96 1 13,292.95 155,641.50 42,348.55 Acquired 12729717 3,220 50.48 162,564.55 159,100.20 -3,464.35 Reinvestments 1,039.08500 46.48 48,303.53 - 51,341.19 3,037.66 Total 16,090.23900 $30.84 $496,176.56 $795,018.70 $298,842.14 NM NM Client Investment (Excluding Reinvestments) $447,873.03 Gain/Loss on Client Investment (Including Reinvestments) $347,145.67 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 01712710 nc 8,190.80837 12.20 100,018.95 129,824.32 29,805.37 Acquired 12730710 nc 9,225.09200 10.84 100,018.95 146,217.71 46,198.76 Acquired 11729713 3,000 16.16 48,500.95 47,550.00 -950.95 Acquired 05711715 2,205.37517 16.96 37,468.95 34,955.20 -2,513.75 Acquired 04701716 8,050 14.17 114,087.45 127,592.51 13,505.06 Acquired 12729717 9,200 16.36 150,530.95 145,820.00 -4,710.95 Reinvestments RR 13,774.56146 14.92 205,556.36 218,326.77 12,770.41 Total 53,645.83700 $14.10 $756,182.56 $850,286.51 $94,103.95 $8,047 0.95 Client Investment (Excluding Reinvestments) $550,626.20 GainlLoss on Client Investment (Including Reinvestments) $299,660.31 Total Open End Mutual Funds $1,252,359.12 $1,645,305.21 $392,946.09 $8,047 0.49 Total Mutual Funds $1,252,359.12 $1,645,305.21 $392,946.09 $8,047 0.49 This security contains multiple tax lots that mayr or may not include cost information that is reportable to the IRS. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. Tax lot(s) held in Margin, rather than Cash RR A portion of this security is held in Margin, rather than Cash 067 F2 ir?t 81188 2101111125 MARKEN INTEREST, LTD A PARTNERSHIP MARCH 1, 2018 - MARCH 31 2018 Page 11 Of 13 ACCOUNT NUMBER: Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 03/01 BEGINNING BALANCE -53323 03101 Margin DIVIDEND WELLS FARGO 8. CD NEW 39000 -1 93,23 030118 1,000 03/02 Margin DIVIDEND BOEING CO 1.71000 030218 1,000 03/02 Margin DIVIDEND COSTCO WHSL CORP NEW 500.00 2,016.72 COM 030218 1,000 03/06 Margin DIVIDEND VISA INC CLASS A 210.00 2,226.72 030818 1,000 03l07 Margin SALE -1.015.00000 PROCTER 8 GAMBLE co 79,3370 80,506.25 03107 Margin SALE -1.000.00000 UNITED STATES STEEL CORP 47.0667 47,046.66 NEW 03707 Margin PURCHASE 800.00000 DOLLAR TREE STORES INC 88.3824 ~70,724.87 59,054.76 03108 Margin DIVIDEND CUMMINS INC 540.00 030818 500 03108 Margin DIVIDEND MICROSOFT CORP 53000 030818 1.500 - 03/08 Margin DIVIDEND UNITED STATES STEEL CORP 100.00 60,324.76 NEW 030818 2.000 03I09 Margin DIVIDEND EXXON MOBIL CORP 1,155.00 61,479.76 030918 1.500 03112 Margin DIVIDEND CHEVRON CORPORATION 1,700.16 63,179.92 031218 1,518 . 03113 Margin DIVIDEND JOHNSON s. JOHNSON 1,282.68 64,462.60 031313 1.527 03715 Margin PURCHASE 1,000,00000 INTEL CORP 52.2300 62,248.95 12,213.65 03716 Margin DIVIDEND TEX PAC LAND TR SUB SH 2,430.00 14,643.65 CTF PROPRIETARY UNIT 031818 600 03722 Margin DIVIDEND HOME DEPOT INC 721.00 15,364.65 032218 700 03/28 Margin DIVIDEND HALLIBURTON COMPANY 274,50 032818 1.525 . 03/28 Margin DIVIDEND SOUTHWEST AIRLINES CO 125.00 032818 1 .000 067 F2 F287 jfirstEalIas ?emrities Activity detail continued MARKEN INTEREST, LTD A PARTNERSHIP MARCH 1, 2013 - MARCH 31, 2018 ACCOUNT NUMBER: Page 12of13 CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 0328 Cash 0000143 MARKEN INT LTD -5.000.00 10,764.15 0000143 . 03129 Cash INTEREST STANDARD BANK DEPOSIT 7.02 032913 10.764 03129 Margin DIVIDEND BANK OF AMERICA CORP 360.00 1 1,131 .17 033013 3,000 AS OF 3f30l18 Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account by 'sweep transactlons' may represent a net amount for the day and occur on settlement date. The f0 section displays transfers into and out of your sweep optlon. displayed here are Transfer To, Transfer From and Reinvested Dividends and Interest. These transaction amounts are not included in your cash ?ow summary. automatically investing such balances into one of our cash sweep tions. These ransactions DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 03/01 . BEGINNING BALANCE 0.00 03119 TRANSFER FROM STANDARD BANK DEPOSIT 49,818.95 03I05 TRANSFER TO STANDARD BANK DEPOSIT 2,016.72 03/23 TRANSFER TO STANDARD BANK DEPOSIT 721.00 0310? TRANSFER TO STANDARD BANK DEPOSIT 210.00 03128 TRANSFER FROM STANDARD BANK DEPOSIT -5,000.00 0312 TRANSFER TO STANDARD BANK DEPOSIT 59,253.04 03/29 REINVEST INT STANDARD BANK DEPOSIT 7.02 03/13 TRANSFER TO STANDARD BANK DEPOSIT 1,700.16 03129 TRANSFER To STANDARD BANK DEPOSIT 399.50 03/14 TRANSFER TO STANDARD BANK DEPOSIT 1,282.68 03131 ENDING BALANCE 10,771.17 Realized gain/loss Realized GainILoss Summary THIS PERIOD THIS PERIOD THIS PERIOD THIS YEAR THIS YEAR THIS YEAR GAIN LOSS NET GAIN LOSS NET Short term 0.00 0.00 0.00 0.00 0.00 0.00 Long term 44,648.43 -28.09 44,620.34 . 44,648.43 -28.09 44,620.34 Total Realized GainiLoss $44,848.43 -$28.09 $44,620.34 $44,048.43 $28.09 $44,620.34 067 F2 F287 I Page 13 of 13 MARKEN INTEREST. LTD net alias MARCH 1. 2018 - MARCH 31. 2018 ACCOUNT NUMBER: Realized GainILoss Detail Long term ADJ DATE ADJ COSTI DESCRIPTION QUANTITY PRICE ACQUIRED CLOSE DATE PROCEEDS ORIG COST PROCTER 8. GAMBLE CO 1,000.00000 63.2263 02726l10nc 03l07l18 79,316.50 63,245.25 16,071.25 CUSIP 742718109 15.00000 81.1800 10131113 03107718 1,189.75 1,217.84 -28.09 UNITED STATES STEEL CORP 1.000.00000 18.4600 09122116 09007113 47,046.66 18,469.48 28,577.18 new CUSIP 912909103 $127,552.91 $82,932.57 $44,620.34 Total Long term no Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all other lots will be reported to the IRS. Specific instructions and disclosures Margin accounts Interest charged on debit balances in your margin account appears on this statement. The rate of interest and period covered are indicated. The rate may change from time to time due to interest rate ?uctuations or for other reasons. interest is computed as described in material previously furnished to you. This is a combined statement Of your general account and the Special Memorandum Account maintained for you under Section 220.5 of Regulation issued by the Board of Governors of the Federal Reserve Board. The permanent record of the separate account. as required by Regulation T, is available for your inspection. Cost basis - To add or update information or modify your reporting options, please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses for your information only. If acquisition or other information is not available. the gain?oss information may not be displayed and Section and summary totals may not re?ect your complete portfolio. Cost basis information is not veri?ed by First Clearing or Your introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this infomTation (due to corporate mergers. tenders and other reorganizations} may be required from time to time. Cost basis for factored bonds (GNMA. CMO. etc.) will be adjusted for paydown of principal. Systematic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and dividend reinvestment securities is provided for informational purposes only and is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or lossas for non-covered securities to the IRS. Cost basis options Unless speci?c tax lots are selected at trade time, sales of tax lots will occur using the cost basis election re?ected in the Account pro?le section. 06? F2 F267 jfirstEB alla? ?ewrities SNAPSHOT MARKEN LTD A PARTNERSHIP APRIL 1, 2018 - APRIL 30, 2018 ACCOUNT NUMBE Progress summary THIS PERIOD THIS YEAR Opening value $4,870,836.93 $4,907,548.45 Cash deposited 5,965.02 12,016.42 Securities deposited 0.00 0.00 Cash withdrawn -47.021.49 -139,358.88 Securities withdrawn 0.00 0.00 Change in value 89,352.42 138,926.89 Closing value $4,919,132.88 $4,919,132.88 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE 0N MAR 31 VALUE 0N APR 30 ANN. INCOME ASSETS 3-5.7 Cash and sweep balances 10,771.17 0.22 0.00 0.00 0 Stocks. options ETFs 3.214.400.55 66.00 3,298,883.70 66.83 63,074 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 1,645,305.21 33.78 1,637,670.83 33.17 8,117 Asset value $4,870,476.93 100% $4,936,554.53 100% $71,191 Marginlloan balance 360.00 47,421.65 Net asset value $4,870,836.93 $4,919,132.88 SNAPSHOT 067 F2 F287 Matias ?nancing Cash flow summary Income summary? Gainiloss summary TAXABLE Page 2 of 12 .SNAPS HOT MARKEN INTEREST. LTD A PARTNERSHIP APRIL 1, 2018 - APRlim ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value of cash and sweep balances $11,131.17 Income and distributions 2,294.21 78,690.32 Securities sold and redeemed 29,690.36 157,243.27 Other additions 5,965.02 12,016.42 Net additions to cash $37,949.59 $247,950.01 Withdrawals by check -35,000.00 -115,000.00 Securities purchased -19,480.92 -200.657.33 Electronic funds transfers 0.00 -40.00 Advisory fees -5,965.02 -12,1 57.76 Other subtractions and fees ?6,056.47 -12,161.12 Net subtractions from cash Closing value of cash and sweep balances THIS PERIOD THIS YEAR Money marketlsweep funds 0.24 15.68 Ordinary dividends and ST capital gains 1,803.97 1,803.97 Quali?ed dividends 490.00 16,718.08 Partnership distributions 0.00 1,950.00 Total taxable income $2,294.21 $20,487.73 Total federally tax-exempt income $0.00 $0.00 Total income $2,294.21 $20,487.73 Certain distributions made in the current year are reported as prior year income according to MS regulations. This may cause a difference between Cash Flow and Income Summary totals. THIS PERIOD REALIZED THIS YEAR REALIZED Short term (S) 0.00 0.00 Long term (L) 3,506.41 48,126.75 Total $3,506.41 $48,126.75 SNAPSHOT 06? F2 F287 jfirst?a?as ?emritie? Your Investment Broker GARY HODGES Phone: 214-954-1177 I 214-665-9116 Account profile Full account name: Account type: Brokerage account number: Tax status: Investment objectiveIRisk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS. TX 75201 MARKEN INTEREST, LTD A PARTNERSHIP Standard Brokerage .- Taxable MODERATE GROWTH INCOME Please Provide Please Provide First in. First out STANDARD BANK DEPOSIT Per your instructions. copies of this statement have been sent to an interested party. SNAPSHOT Page 3 of 12 MARKEN INTEREST, LTD A PARTNERSHIP APRIL 1. 2018 - APRIL 30. 018 ACCOUNT NUMBER: Document delivery status Paper Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: Electronic SNAPSHOT 06? F2 jfimt?a?as 5200:1023 MARKEN INTEREST, LTD A PARTNERSHIP APRIL 1, 2018 - APRIL 30. i818 Page 4 of 12 ACCOUNT NUMBER: Additional information THIS PERIOD THIS YEAR Gross proceeds 29,690.36 157,243.27 Portfolio detail Cash and Sweep Balances CURRENT DESCRIPTION MARKET VALUE Marginnoan balance -1 7,421 .65 Stocks, options 81 ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD ABBOTT LABORATORIES ABT - HELD IN MARGIN Acquired 12703717 1,000 54.39 54,413.25 53,130.00 3,716.75 Acquired 12715717 500 55.09 27,567.00 29,065.00 1,493.00 Total 1,500 $54.65 $81,980.25 53.1300 $37,195.00 $5,214.75 $1,680 1.93 ALLSTATE CORP I ALL - HELD IN MARGIN Acquired 02706717 500 73.14 39,091.30 97.3200 43,910.00 9,313.70 920 1.33 AMERICAN AIRLINES GROUP INC AAL - HELD IN MARGIN Acquired 02722713 1,250 13.50 16,391.72 53,662.50 36,770.73 Acquired 12711713 750 25.33 19,435.40 32,197.50 12,762.10 Acquired 01717714 nc 9 29.93 269.45 336.37 . 116.92 Acquired 04723714 nc 9 35.25 317.31 336.37 69.06 Total 2,01 3 $13.29 $36,913.88 42.9300 $86,632.74 $49,718.86 3307 0.93 APPLE INC AAPL - HELD IN MARGIN Acquired 05722713 21 63.05 1,324.03 3,470.46 2,146.33 Acquired 09727713 23 63.70 1,923.63 4,627.23 2,703.60 Acquired 10701713 14 69.44 972.22 2,313.64 1,341.42 06? F2 jimma?as 55mm Page 5 of 12 MARKEN INTEREST, LTD A PARTNERSHIP APRIL 1. 201B - APRIL 30, 2018 ACCOUNT NUMBER: Stocks, options 8. ETFs Stocks and ETFs continued ESTIMATED ADJ PRICEI ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE . INCOME YIELD Acquired 01708715 5 1 1 1.96 559.80 826.30 266.50 Acquired 07701715 32 126.90 4,079.91 5,288.32 1,203.41 Total 100 $88.60 $8,859.69 165.2600 $16,526.00 $7,666.31 $252 1.52 BANK OF AMERICA CORP BAC - HELD IN MARGIN Acquired 05707713 92 12.99 1,195.91 2,752.64 1,556.73 Acquired 05707714 95 14.79 1,405.53 2,842.40 1,436.87 Acquired 11723716 2,813 20.60 57,966.75 84,164.96 26,198.21 Total 3,000 $20.19 $60,568.19 29.9200 $89,760.00 $29,191.81 $1,440 1.60 BOEING CO . BA HELD IN MARGIN Acquired 10706710 no 100 68.97 6,901.41 33,356.00 26,454.59 Acquired 11715710 nc 650 63.56 41,336.40 216,814.00 175,477.60 Acquired 01712711 250 69.85 17,483.55 83,390.00 65,906.45 Total 1,000 $65.72 $65,721.36 333.5600 $333,560.00 $267,638.64 $6,840 2.05 CHEVRON CORPORATION - HELD IN MARCIN Acquired 03726705 no 300 58.45 17,558.95 37,533.00 19,974.05 Acquired 05705705 no 700 53.43 37,448.95 87,577.00 50,128.05 Acquired 05702712 7 106.78 747.46 875.77 129.31 Acquired 02712714 11 112.02 1,232.32 1,376.21 143.89 Acquired 06726715 500 71.22 35,629.95 62,555.00 26,925.05 Totai 1 ,518 $61.01 $92,61 7.63 125.1 100 $169,916.98 $97,299.35 $6,601 3.58 CITIGROUP INC NEW - HELD IN MARGIN - Acquired 11723716 1,000 56.66 56,684.45 68.2700 68,270.00 11,585.55 1,280 1.87 CONTINENTAL RESOURCES INC HELD IN MARGIN Acquired 04704716 1,000 30.06 30,083.95 66,060.00 35,976.05 Acquired 05709716 1,000 38.98 39,001.25 66,060.00 27,058.75 Acquired 11707716 1,000 46.34 46,365.45 66,060.00 19,694.55 Acquired 07731717 500 33.45 16,744.75 33,030.00 16,285.25 Total 3,500 $37.77 51 32,105.40 66.0600 $231,210.00 $99,014.60 11771 747771 067 F2 F287 jfimt?a?as 5801:1025 MARKEN INTEREST. LTD A PARTNERSHIP APRIL 1, 2018 - APRIL 30, 2018 Page 6 of 12 ACCOUNT NUMBER: Stocks, options 8. ETFs Stocks and ETFS continued ESTIMATED - ADJ PRICE7 ADJ COST7 CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE OAINILOSS INCOME YIELD DI.) COSTCO WHSL CORP COM COST - HELD IN MARGIN Acquired 01712711 350 71.56 25,056.09 69,006.00 43,949.91 Acquired 11729713 150 125.57 18,854.45 29,574.00 10,719.55 Acquired 01722714 500 113.76 56,900.70 98,580.00 41,679.30 Total 1.000 $100.81 $100,811.24 197.1600 $197,160.00 $96,348.76 $2.280 1.16 CUMMINS INC CMI HELD IN MARGIN Acquired 12714712 500 106.69 53,364.35 159.8600 79,930.00 26.565.65 2.160 2.70 DOLLAR TREE STORES INC DLTR - HELD IN MARGIN Acquired 03707718 800 88.38 70,724.87 95.8900 76,712.00 5,987.13 NIA NIA ENLINK MIDSTREAM PARTNERS LP ENLK - HELD IN MARGIN AchiFGd 08726115 "8 2,000 16.21 32,458.75 29,200.00 -3.258.75 Acquired 11703715 nc 1,000 17.68 17,699.75 14,600.00 -3.099.75 Acquired 03703716 no 2,000 10.10 20,238.75 29,200.00 8,961.25 Totai 5,000 $14.08 $70,397.25 14.6000 $73,000.00 $2,602.75 $7,800 1 0.68 EXXON MOBIL CORP XOM - HELD IN MARGIN Acquired 10708704 no 1,000 50.1 1 50,175.95 77,750.00 27,574.05 Acquired 02711705 no 500 56.08 28,075.95 38,875.00 10,799.05 Total 1.500 552.17 $78,251.90 77.7500 $1 16,625.00 $38,373.10 $4.920 4.22 HALLIBURTON COMPANY HAL - HELD IN MARGIN Acquired 10721704 no 450 17.42 7,856.08 23,845.50 15,989.42 Acquired 05704705 nc 1,000 21.27 21,305.95 52,990.00 31,684.05 Acquired 04721711 50 49.87 2,512.94 2,649.50 136.56 Acquired 02704714 14 49.20 688.93 741.86 52.93 Acquired 02703715 1 1 43.25 475.84 582.89 107.05 Total 1 .525 $21.53 $32,839.74 52.9900 $80,809.75 $47,970.01 $1.098 1 .36 HOLLY ENERGY PARTNERS LP HEP - HELD IN MARGIN Acquired 04719718 no 600 29.43 17,676.95 29.3100 17,586.00 -90.95 1,572 8.93 067 F2 F287 first ?61165 ?emrities MARKEN INTEREST, LTD A PARTNERSHIP APRIL 1, 201B - APRI Page 7 of 12 ACCOUNT NUMBER: Stocks, options 81 ETFs Stocks and ETFS continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD HOME DEPOT HD - HELD IN MARGIN Acquired 05720714 '150 76.13 11,739.79 27,720.00 15,960.21 Acquired 07721714 150 79.59 1 1,956.94 27,720.00 15,761.06 Acquired 05701715 200 109.32 21,664.93 36,960.00 15,075.07 Acquired 04704716 200 134.66 26,951.09 36,960.00 10,006.91 Total 700 $103.62 $72,534.75 164.6000 $129,360.00 $56,625.25 $2,664 2.23 INTEL CORP - INTC - HELD IN MARGIN Acquired 03715716 1,000 52.23 52,246.95 51.6200 51,620.00 -626.95 1.200 2.32 JOHNSON 6 JOHNSON JNJ - HELD IN MAROIN Acquired 04717707 no 300 64.66 19,423.09 37,947.00 16,523.91 Acquired 04725707 no 200 64.67 12,991.95 25,296.00 12,306.05 Acquired 06720707 no 500 61.65 30,663.65 63,245.00 32,361.35 Acquired 02726710 no 500 63.19 31,617.25 63,245.00 31,627.75 Acquired 06723711 7 65.02 455.14 665.43 430.29 Acquired 06716712 20 66.30 1,326.00 2,529.60 1 203.60 Total 1,527 $63.31 $96,677.06 126.4900 $193,150.23 $96,473.15 $5.131 2.66 MASTERCARD INC CL A MA HELD IN MARGIN Acquired 03726712 7 42.59 296.17 1,247.69 949.72 Acquired 07715714 7 76.43 549.07 1,247.69 696.62 Acquired 07701715 200 94.47 16,912.95 35,654.00 16,741.05 Acquired 06725715 166 90.06 16,773.65 33,156.22 16,364.37 Acquired 04701716 200 95.31 19,062.03 35,654.00 16,571.97 Total 600 $92.69 $55,616.07 176.2700 $106,962.00 $51,345.93 $600 0.56 MICROSOFT CORP MSFT - HELD IN MARCIN . Acquired 12729715 1,000 56.61 56,634.65 93,520.00 36,665.35 Acquired 04701716 500 55.17 27,606.55 46,760.00 19,151.45 Total 1,500 $56.30 $64,443.20 93.5200 $140,260.00 $55,636.60 $2,520 1.60 SOUTHWEST AIRLINES co LUV - HELD IN MARGIN Acquired 06725715 500 37.70 16,672.45 26,415.00 7,542.55 Acquired 06725715 500 37.49 16,759.00 26,415.00 7,656.00 Total 1,000 $37.63 $37,631.45 52.6300 $52,630.00 $15,196.55 $500 0.95 057 F2 irSt 81189 12011025 MARKEN INTEREST, LTD A PARTNERSHIP APRIL 1, 201B - APRIL 30, 2 Page 8 of 12 ACCOUNT NUMBER: Stocks, options 8 ETFS Stocks and ETFS continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE 0th COST PRICE MARKET VALUE GAIN7LOSS YIELD TARGA RESOURCES CORP TRGP - HELD IN MARGIN Acquired 05709716 1.000 32.92 32,929.05 46.9700 46,970.00 14,040.95 3,640 7.74 38.16 38,188.85 PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL - HELD IN MARGIN Acquired 08720713 100 89.00 8,901.89 54,488.00 45.586.1 1 Acquired 01715714 500 97.45 48,743.95 272,440.00 223,696.05 Total 600 $96.08 $57,645.84 544.8800 $326,928.00 $269,282.16 $630 0.19 TEXAS CAPITAL BANCSHARES INC TCBI HELD IN MARGIN Acquired 06727713 500 44.55 22,298.75 49,325.00 27,026.25 Acquired 08708713 500 45.08 22,559.70 49,325.00 26,765.30 Total 1,000 $44.86 $44,858.45 98.6500 $98,650.00 $53,791.55 MA MA TEXAS INSTRUMENTS INC TXN - HELD IN MARGIN Acquired 12730714 1,000 53.99 54,002.47 101.4300 101,430.00 47,427.53 2,480 2.44 UNITED STATES STEEL CORP NEW .. HELD IN MARGIN Acquired 09722716 1,000 18.46 18,469.47 33.8300 33,830.00 15,360.53 200 0.59 VISA INC CLASS A - - HELD IN MARGIN Acquired 03726713 4 41.70 166.83 507.52 340.69 Acquired 03726713. 12 .70 500.49 1,522.56 1 ,022 .07 Acquired 08725715 384 69.83 26,854.79 48,721.92 21,867.13 Acquired 11703715 300 77.53 23,278.55 . 38,064.00 14,785.45 Acquired 04704716 300 77.87 23,382.92 38,064.00 14,681.08 Total 1,000 $74.18 $74,183.58 126.8800 $126,880.00 $52,696.42 $840 0.66 WALMART INC - HELD IN MARGIN Acquired 04718717 500 73.98 37,013.05 88.4600 44,230.00 7,216.95 1,040 2.35 WELLS FARGO s. CD NEW 1,000 49.11" 49,115.65 51.9600 51,960.00 2,844.35 1,560 3.00 WFC - HELD IN MARGIN 067 F2 F287 jfirst? atlas ?nuri?es Stocks, options 8 ETFs Stocks and ETFs continued MARKEN INTEREST. LTD A PARTNERSHIP APRIL 1, 2018 - APRIL 30. 2018 ACCOUNT NUMBER: Page 9 of 12 ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD (94.) Total Stocks and ETFs $1,766,067.51 $63,075 1.91 $1,771,327.31 $1,766,067.51 6.19 $63,075 1.91 Total Stocks. options ETFs Because you have more than 6 tax lots. we are showing the average cost per share. This security contains multiple tax lots that may or may not include cost information that Is reportable to the IRS. nc Cost information for this tax lot IS not covered by IRS reporting requirements Unless indicated. cost for all other lots will be repented to the IRS. Mutual Funds If a portion of your fund position was converted. the 'Client lnvestment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund Shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only. and typicalty do not re?ect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX Acquired 01i12710 no 5.089.92700 19.64 100,018.95 248,337.54 148.318.59 Acquired 06721110 nc 3.591.22700 20.04 71,996.58 175,215.96 103,219.38 Acquired 0470016 3.150 35.96 113,292.95 153,688.50 40,395.55 Acquired 12729717 3.220 50.48 162,564.55 157,103.80 -5.460.75 Reinvestments 1,039.08500 46.48 48,303.53 50,896.96 2.393.43 Total 16.090.23.900 $30.84 $496,176.56 48.7900 $785,042.76 $288,866.20 NM NM Client Investment (Excluding Reinvestments) $447,873.03 GainiLoss on Client Investment (Including Reinvestments) $337,169.73 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO- MANAGED PORTFOLIOS Acquired 0171210 no 8.190.80837 . 12.20 100,018.95 129,906.22 29,887.27 Acquired 1230710 no 9.225.09200 10.84 100,018.95 146,309.96 46,291.01 Acquired 11729713 3,000 16.16 48,500.95 47,580.00 -920 95 Acquired 05It1l15 220537517 16.98 37,468.95 34,977.25 -2.491.70 067 F2 F287 jfir?t?a?as Quanti?ed Mutual Funds Open End Mutual Funds continued MARKEN INTEREST, LTD A PARTNERSHIP APRIL 1, 2018 - APRIL 30, 201 ACCOUNT NUMBER: Page 10 of12 0000144 ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD Acquired 04101116 8,050 14.17 114,087.45 127,672.99 13,585.54 Acquired 12729717 9,200 16.36 150,530.95 145,912.00 4,618.95 Reinvestments 13,888.37646 14.93 207,360.33 220,269.65 12,909.32 Total 53,759.65200 $14.10 $757,986.53 15.8600 $852,628.07 $94,641.54 $8,118 0.95 Client Investment (Excluding Reinvestments) $550,626.20 Gain/Loss on Client Investment (Including Reinvestments) $302,001.87 Total Open End Mutual Funds $1,254,183.09 $1,637,670.83 $383,507.74 $8,118 0.50 Total Mutual Funds $1,254,163.09 $1,637,670.83 $383,507.74 $8,118 0.50 This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. nc Cost information for this tax lot Is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will he reported to the IRS. Tax lotts) held in Margin, rather than Cash RR A portion of this security is held in Margin, rather than Cash Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 04?01 BEGINNING BALANCE 11,131.17 04102 Margin DIVIDEND ALLSTATE CORP 230.00 040218 500 04I02 Margin DIVIDEND WALMART INC 260.00 11,621.17 040218 500 04103 Cash DIVIDEND HODGES BLUE CHIP EOTY 1,803.97 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS 032918 53,645.83700 AS OF 3729118 04103 Cash INTEREST STANDARD BANK DEPOSIT 024 04103 Cash REINVEST DIV 113.81500 HODGES BLUE CHIP EQTY -1 ,80337 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS REINVEST AT 15.850 04/03 Cash 0000144 KENNY MARCHANT ~35,000.00 -23,378.59 06? F2 F287 first Ewes ?mrities Activity detail continued Page 11 of 12 MARKEN INTEREST, LTD A PARTNERSHIP APRIL 1. 2018 - APRIL 3 2 ACCOUNT NUMBER: CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 04118 Cash ADVISORY FEE MANAGEMENT FEE 6,965.02 49.34331 04,19 Margin SALE -500.00000 STARBUCKS CORP 594200 2959035 04/19 Cash JOURNAL mg?m??r' LTD 5,965.02 04719 Margin PURCHASE 600.00000 HOLLY ENERGY PARTNERS LP 29.4300 47,676.95 04/19 Margin JOURNAL T0 6,965.02 -1 7.33020 MARKEN INTEREST. LTD 04/27 Margin INT CHARGED INTEREST 04l26 -91.45 -17.421.65 Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account automatically investing such balances into one of our cash sweep tions. These 'sweep transactions' may represent a net amount for the day and occur on settlement date. The onl owing section diSplayS transfers into and out of your sweep option. ransactions displayed here are Transfer To, Transfer From and Reinvested Dividends and Interest. These transaction amounts are not included in your cash ?ow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT BEGINNING BALANCE 10,771.17 04I03 TRANSFER FROM STANDARD BANK DEPOSIT 41,621.17 TRANSFER TO STANDARD BANK DEPOSIT 360.00 04l30 ENDING BALANCE 000 04103 TRANSFER TO STANDARD BANK DEPOSIT 490.00 Statement of interest charged Period 3/28 th ru 4126 DATE NET BALANCE ALL MARGIN CASH ACCOUNT SHORT POSITIONS ADJUSTED DEBIT NUMBER OF INTEREST INTEREST ACCOUNTS BALANCE MARKET VALUE BALANCE DAYS CHARGED 04103 -23.378.83 0.24 0.0000 ?23.378.59 1 5.750 -3.73 04104 -23.378.59 0.0000 -23.378.59 14 5.750 -52.24 04MB 23,378.59 -5,965.02 0.0000 -29.343.61 1 5.750 -4.69 04I19 -29,343.61 0.0000 -29.343.61 4 5.750 - -18.75 04723 47,330.20 0.0000 47,330.20 4 6.250 -12.04 491.45 Total Interest Charged The Margin base rate may be adjusted at any time without prior notice to you. For more information. see the Margin Statement of Interest Charges included in your account opening documents or talk to Your Investment Broker. 067 F2 F287 I I Page 12 of 12 MARKEN INTEREST, Walks . APRIL 1I 2018 - APRIL 30 2018 ACCOUNT NUMBER: Realized gain/loss Realized Gain/Loss Summary THIS PERIOD THIS PERIOD THIS PERIOD THIs YEAR THIS YEAR THIs YEAR GAIN LOSS NET GAIN Loss NET Short term 0.00 0.00 0.00 0.00 0.00 0.00 Long term 3.506.41 0.00 3,506.41 48,154.84 -28.09 48,126.75 Total Realized GainlLoss $3,506.41 $0.00 $3,506.41 $48,154.84 -$28.09 $48,126.75 Realized GainILoss Detail Long term - ADJ DATE ADJ cosw DESCRIPTION QUANTITY ORic PRICE ACQUIRED CLOSE DATE PROCEEDS ORIG COST cAImtoss STARBUCKS CORP 500.00000 52.3300 08l25l15 04/19/18 29,690.36 26.183.95 3,506.41 CUSIP 855244109 $29,690.36 $26,183.95 $3,506.41 Total Long term Specific instructions and disclosures Hargin accounts Interest charged on debit balancesin your margin amount appears on this statement. The rate of interest and period covered are indicated. The rate may change frOm time to time due to interest rate ?uctuations or for other reasons. Interest is computed as described in material previously fumished to you. This is a combined statement of your general account and the Special Memorandum Account maintained for you under Section 220.5 of Regulation issued by the Board of Governors of the Federal Reserve Board. The permanent record of the separate account. as required by Regulation T. is available for your inspection. Cost basis - To add or update information or modify your reporting options. please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses tor your information only. if acquisition or other information is not available. the gainfloss information may not be displayed and section and summary totals may not re?ect your complete portfolio. Cost basis inlonnation is not veri?ed by First Clearing or Your Introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this information (due to corporate mergers. tenders and other reorganizations) may be required from time to time. Cost basis for factored bonds (GNMA. CMO. etc.) will be adjusted for paydown of principal. Systematic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and dividend reinvestment securities is provided for informational purposes only and is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the IRS. Cost basis options Unless speci?c test lots are selected at trade time. sales of tax lots will occur using the cost basis election re?ected in the Account pro?le section. 057 Fz jfirst?a?as ?mrities SNAPSHOT Page1of12 MARKEN INTEREST, LTD A PARTNERSHIP MAY 1, 2018 - MAY 31, 201B ACCOUNT NUMBE Progress summary THIS PERIOD THIS YEAR Opening value $4,919,132.88 $4,907,548.45 Cash deposited 0.00 12,016.42 Securities deposited 0.00 0.00 Cash withdrawn -35,166.99 474,525.87 Securities withdrawn 0.00 0.00 Change in value 215,491.06 354,417.95 Closing value $5,099,456.95 $5,099,456.95 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON APR 30 VALUE 0N MAY 31 ANN. INCOME ASSETS Cash and sweep balances 0.00 0.00 0.00 0.00 0 Stocks, options ETFs 3,298,883.70 66.83 3,437,898.36 66.80 63,621 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 1,637,670.83 33.17 1,708,539.43 33.20 8,118 Asset value $4,936,554.53 100% $5,146,437.79 100% $71,739 Marginlloan balance 47,421.65 -46,980.84 Net asset value $4,919,132.88 $5,099,456.95 SNAPSHOT 067 F2 F287 . Malina ?cturities Cash flow summary Income summary Gainlloss summary TAXABLE SNAPSHOT Page 2 of 12 MARKEN INTEREST, LTD A PARTNERSHIP MAY 1, 2018 - MAY 31, 2018 ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value of cash and sweep balances 417,421.65 Income and distributions 5,607.80 84,298.12 Securities sold and redeemed 0.00 157,243.27 Other additions 0.00 12,018.42 Net additions to cash $5,807.80 $253,557.81 Withdrawals by check ?35,000.00 ?150.000.00 Securities purchased 0.00 -200,657.33 Electronic funds transfers 0.00 -40.00 Advisory fees 0.00 -12,1 57.78 Other subtractions and fees -188.99 -12,328.11 Net subtractions from cash Closing value of cash and sweep balances 446,980.84 . THIS PERIOD THIS YEAR Money marketfsweep funds 0.00 15.88 Ordinary dividends and ST capital gains 0.00 1,803.97 . Quali?ed dividends 3,284.80 19,982.88 Partnership distributions 2,343.00 4,293.00 Total taxable income $5,607.80 $26,095.53 Total federally tax-exempt Income $0.00 $0.00 Total income $5,807.80 $26,095.53 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and income Summary totals. THIS YEAR REALIZED THIS PERIOD REALIZED Short term (8) 0.00 0.00 Long term (L) 0.00 48,128.75 Total $0.00 $48,126.75 SNAPSHOT 067 F2 jfirst?allas ?mi?e? Your Investment Broker GARY HODGES Phone: 214-954-1177 I 214-665-9116 Account profile Full account name: Account type: Brokerage account number: Tax status: Investment objective/Risk tolerance: Time horizon: Liquidity needs: Cost Basis Election: 2905 MAPLE AVENUE DALLAS. TX 75201 MARKEN INTEREST. LTD A PARTNERSHIP Standard Brokerage Taxable MODERATE GROWTH INCOME Please Provide Please Provide First in, First out Per your instructions. copies of this statement have been sent to an interested party. SNAPSHOT Page 3 0'12 MARKEN INTEREST. LTD A PARTNERSHIP . MAY 1. 2018 - MAY 31. 2018 ACCOUNT NUMBER: Document delivery status Paper Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: Electronic SNAPSHOT 057 F2 jfirst?allas $000026 MARKEN INTEREST, LTD A PARTNERSHIP MAY 1, 2018 - MAY 31. 2018 Page 4 of 12 ACCOUNT NUMBER: Additional information THIS PERIOD THIS YEAR Gross proceeds 0.00 157,243.27 Portfolio detail Cash and Sweep Balances CURRENT DESCRIPTION MARKET VALUE Marginlloan balance 46,980.84 . Stocks, options ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD ABBOTT LABORATORIES ABT - HELD IN MARGIN - Acquired 12108?? 1,000 54.39 54,413.25 61,530.00 7,116.75 Acquired 12115717 500 55.09 27,567.00 30,765.00 3,196.00 Total 1.500 $54.65 $61,960.25 61.5300 $92,295.00 $10,314.75 $1,680 1.62 ALLSTATE CORP ALL - HELD IN MARGIN Acquired 02106717 500 76.14 39,091.30 93.4600 46,740.00 7,648.70 920 1.96 AMERICAN AIRLINES GROUP INC AAL HELD IN MARGIN Acquired 02722713 1,250 13.50 16,691.72 54,425.00 37,533.26 Acquired 12:11:13 750 25.66 19,435.40 32,655.00 13,219.60 Acquired 01717714 nc 9 29.93 269.45 391.66 122.41 Acquired 0472014 no 9 35.25 317.31 391.66 74.55 Total 2,016 $18.29 $36,913.88 43.5400 $87,863.72 $50,949.84 5607 0.92 APPLE INC AAPL - HELD IN MARGIN Acquired 05722713 21 63.05 1,324.06 3,924.27 2,600.19 Acquired 00:27:13 26 66.70 1,923.66 5,232.36 3,306.66 Acquired 10.01113 14 69.44 972.22 2,616.16 1,643.96 057 F2 F267 $200006 Stocks, options ETFs Stocks and ETFs continued MARKEN INTEREST, LTD A PARTNERSHIP MAY 1, 2018 - MAY 3 ACCOUNT NUMBER: 5% Page 5 Of 12 ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD Acquired 01108115 5 111.96 559.80 934.35 374.55 Acquired 07101115 32 126.90 4,079.91 5,979.84 1,899.93 Total 100 $33.60 $8,859.69 186.3700 $18,637.00 $9,827.31 5292 1.56 BANK OF CORP 3A0 - HELD IN MARGIN Acquired 05107113 92 12.99 1,195.91 2,671.63 1,475.77 Acquired 05107114 95 14.79 1,405.53 2,758.80 1,353.27 Acquired 11123116 2,813 20.60 57,966.75 81,689.52 23,722.77 Total 3,000 520.19 360.5631 9 29.0400 $37,120.00 $26,551.81 51,440 1.65 BOEING CO - BA - HELD IN MARGIN Acquired 10106110 no 100 68.97 6,901.41 35,216.00 28,314.59 Acquired 11115110 nc 650 63.56 41,336.40 228,904.00 187,567.60 Acquired 01112111 250 69.85 17,483.55 88,040.00 70,556.45 Total 1,000 $65.72 $65,721.36 352.1600 $352,160.00 $236,438.64 $6,840 1.94 CHEVRON CORPORATION CVX - HELD IN MARGIN Acquired 03128105 no 300 53.45 17,553.95 37,290.00 19,731.05 Acquired 05105105 nc 700 53.43 37,448.95 87,010.00 49,561.05 Acquired 05102112 7 106.78 747.46 370.10 122.64 Acquired 02112114 11 112.02 1,232.32 1,367.30 134.98 Acquired 03126115 500 71.22 35,629.95 62,150.00 26,520.05 Total 1,513 $61.01 $92,617.63 124.3000 51 33,637.40 $96,069.77 $6,801 3.60 - CITIGROUP INC NEW - HELD IN MARGIN Acquired 11123116 1,000 56.66 56,684.45 66.6900 66,690.00 10,005.55 1,280 1 .91 CONTINENTAL RESOURCES INC CLR - HELD IN MARGIN Acquired 04104116 1,000 30.06 30,083.95 67,340.00 37,256.05 Acquired 05109116 1,000 38.98 39,001.25 67,340.00 28,333.75 Acquired 11107116 1,000 46.34 46,365.45 67,340.00 20,974.55 Acquired 07131117 500 33.45 16,744.75 33,670.00 16,925.25 Tot?al 3,500 $37.77 - $132,195.40 67.3400 $235,690.00 $103,494.80 N1A N111 067 F2 FZBT M31135 55210711125 MARKEN INTEREST, LTD A PARTNERSHIP MAY 1, 2018 - MAY 31. 201B ACCOUNT NUMBER: Page 6 of 12 Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD COSTCO WHSL CORP NEW COM COST - HELD IN MARGIN Acquired 01712711 350 71.56 25,056.09 69,384.00 44,327.91 Acquired 11729713 150 125.57 18,854.45 29,736.00 10,981.55 Acquired 01722714 500 113.76 56,900.70 99,120.00 42,219.30 Total 1,000 $100.81 $100,911.24 198.2400 $198,240.00 $97,428.76 $2,280 1.15 CUMMINS INC CMI - HELD IN MARGIN Acquired 12714712 500 106.69 53,364.35 142.3900 71,195.00 17,930.65 2.160 3.03 DOLLAR TREE STORES INC DLTR - HELD IN MARGIN Acquired 03707718 800 88.38 70,724.87 82.5900 66,072.00 4,652.87 NIA ENLINK MIDSTREAM PARTNERS LP ENLK HELD IN MARGIN Acquired 08726715 nc 2,000 16.21 32,458.75 34,200.00 1,741.25 Acquired 11703715 nc 1,000 17.68 17,699.75 17,100.00 -599.75 Acquired 03703718 nc 2,000 10.10 20,238.75 34,200.00 13,961.25 Total 5,000 $14.08 $70,397.25 17.1000 $85,500.00 $15,102.75 $7,800 9.12 EXXON MOBIL CORP XOM - HELD IN MARGIN Acquired 10708704 m: 1,000 50.1 1 50,175.95 81,240.00 31,064.05 Acquired 02711705 no 500 56.08 28,075.95 40,620.00 12,544.05 Total 1,500 $52.17 $78,251.90 81.2400 $121,860.00 $43,608.10 $4,920 4.04 HALLIBURTON COMPANY HAL - HELD IN MARGIN Acquired 10721704 no 450 17.42 7,856.08 22,383.00 14,526.92 Acquired 05704705 nc 1,000 21.27 21,305.95 49,740.00 28,434.05 Acquired 04721711 50 49.87 2,512.94 2,487.00 2594 Acquired 02704714 14 49.20 688.93 696.36 7.43 Acquired 02703715 11 43.25 475.84 547.14 71.30 Total 1,525 $21.53 $32,839.74 49.7400 $75,853.50 $43,013.79 $1,098 1.45 HOLLY ENERGY PARTNERS LP HEP - HELD IN MARGIN Acquired 04719718 no 600 29.43 17,676.95 29.3800 17,628.00 .4895 1,572 8.91 067 F2 F237 Page 7 of 12 MARKEN INTEREST, LTD A PARTNERSHIP 11110me $800095 MAY 1, 2018 - MAY 31, 2018 ACCOUNT NUMBER: Stocks, options 81 ETFs Stocks and ETFS continued . ESTIMATED ADJ PRICE1 ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD HOME DEPOT INC HD - HELD IN MARGIN Acquired 05120114 150 78.13 11,739.79 27,982.50 16,242.71 Acquired 07121114 150 79.59 11,958.94 27,982.50 16,023.56 Acquired 05101115 200 109.32 21,884.93 37,310.00 15,425.07 Acquired 04104116 200 134.66 26,951.09 37,310.00 10,358.91 Total 700 $103.62 $72,534.75 186.5500 $130,585.00 $58,050.25 $2,884 2.21 INTEL CORP INTC - HELD IN MARGIN Acquired 03115118 1,000 52.23 52,248.95 55.2000 55,200.00 2,951.05 1,200 2.17 JOHNSON 8. JOHNSON JNJ - HELD IN MARGIN Acquired 04117107 00 300 64.66 19,423.09 35,886.00 16,462.91 Acquired 0412510? no 200 - 64.87 12,991.95 - 23,924.00 10,932.05 Acquired 0812010? no 500 61.65 30,863.65 59,810.00 28,946.35 Acquired 02126110 nc 500 63.19 31,617.25 59,810.00 28,192.75 Acquired 06123111 7 65.02 455.14 837.34 382.20 Acquired 06118112 20 66.30 1,326.00 2,392.40 1,066.40 Total 1,527 $63.31 $96,677.08 1 19.6200 $182,659.74 $85,982.66 $5,497 3.01 MASTERCARD INC CL A MA - HELD IN MARGIN Acquired 03128112 7 42.59 298.17 1,330.84 1,032.67 Acquired 07115114 7 78.43 549.07 1,330.84 781.77 Acquired 07101115 200 94.47 18,912.95 38,024.00 19,1 1 1.05 Acquired 08125115 186 90.08 16,773.85 35,362.32 18,588.47 Acquired 04101116 200 95.31 19,082.03 38,024.00 18,941.97 Total 600 $92.69 $55,616.07 190.1200 $114,072.00 $58,455.93 $600 0.53 MICROSOFT CORP MSFT . HELD IN MARGIN Acquired 12129115 1,000 56.81 56,834.65 98,840.00 42,005.35 Acquired 04101116 500 55.17 27,608.55 49,420.00 21.81 1.45 Total 1,500 $56.30 $84,443.20 98.8400 $148,260.00 $63,816.80 $2,520 1 .70 SOUTHWEST AIRLINES CO LUV - HELD IN MARGIN Acquired 08125115 500 37.70 18,872.45 25,540.00 6,667.55 Acquired 08125115 500 37.49 18,759.00 25,540.00 6,781.00 Total 1,000 $37.63 $37,631.45 51.0800 $51,080.00 $13,448.55 $640 1.25 067 F2 F287 M81185 5270101726 MARKEN INTEREST, LTD A PARTNERSHIP MAY 1, 2018 - MAY 31, 2018 Page 8 of 12 ACCOUNT NUMBER: Stocks, options 81 ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ COST7 CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD TARGA RESOURCES CORP TRGP HELD iN MARGIN Acquired 05709716 1,000 32.92 32,929.05 48.6300 48,630.00 15,700.95 3,640 7.48 38.16 38,188.85 TEX PAC LAND TR SUB SH - CTF PROPRIETARY UNIT TPL - HELD IN MARGIN Acquired 08720713 100 89.00 8,901.89 70,670.00 61,768.11 Acquired 01715714 500 97.45 48,743.95 353,350.00 304,606.05 Total 600 $96.08 $57,645.84 706.7000 $424,020.00 $366,374.16 $630 0.15 TEXAS CAPITAL BANCSHARES INC TCBI - HELD IN MARSIN Acquired 06727713 500 44.55 22,298.75 48,175.00 25,876.25 Acquired 08708713 500 45.08 22,559.70 48,175.00 25,615.30 Total 1,000 $44.86 $44,858.45 96.3500 $96,350.00 $51,491.55 N7A NIA TEXAS INSTRUMENTS INC TXN - HELD IN MARGIN Acquired 12730714 1,000 53.99 54,002.47 111.9100 111,910.00 57,907.53 2,480 2.21 UNITED STATES STEEL CORP NM )1 - HELD IN MARGIN - Acquired 09722716 1,000 18.46 18,469.47 36.8700 36,870.00 18,400.53 200 0.54 VISA INC CLASS A v- HELD IN MARGIN Acquired 03726713 4 41.70 166.83 522.88 356.05 Acquired 03726713 12 41.70 500.49 1,568.64 1,068.15 Acquired 08725715 384 69.88 26,854.79 50,196.48 23,341.69 Acquired 11703715 300 77.53 23,278.55 39,216.00 15,937.45 Acquired 04704716 300 77.87 23,382.92 39,216.00 15,833.08 Total 1,000 $74.18 $74,183.58 130.7200 $130,720.00 $56,536.42 $840 0.64 WALMART WMT HELD IN MARGIN Acquired 04718717 500 73.98 37,013.05 82.5400 41,270.00 4,256.95 1,040 2.51 WELLS FARGO 8 co 1,000 49.11? 49,115.65 53.9900 53,990.00 4,874.35 1,560 2.88 WFC - HELD IN MARGIN 067 F2 F287 jfimtEBalIas 5211181125 MARKEN INTEREST, LTD A PARTNERSHIP MAY 1, 2018 - MAY 31, 20ih ACCOUNT NUMBER: Page 9 of 12 Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD Total Stocks and ETFs $1,766,667.51 53.437.696.3651,671,836.65 $83,621 1.85 $1,771,327.31 $1,766,067.51 $63,621 1.85 Tetal Stocks, options 8 ETFs Because you have more than 6 tax lots. we are showing the average cost per share. This security contains multipie tax lots that may or may not include cost information that is reportable to the IRS. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. Mutual Funds If a portion of your fund position was converted, the 'Ciient Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not re?ect Total return. . ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD (11.) PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX Acquired 01112110 nc 5,089.92700 19.64 100.018.95 261,062.35 161,043.40 Acquired 06121710 nc 3.591.22700 20.04 71,996.58 184,194.03 112,197.45 Acquired 04101116 3,150 35.96 1 13,292.95 161,563.50 48,270.55 Acquired 12729117 3.220 50.48 162,564.55 165,153.80 2,589.25 Reinvestments 1.039.08500 46.48 48.303.53 53,294.67 4,991.14 Total 16,090.23900 $30.84 $496,176.56 51.2900 $825,268.35 $329,091.79 NIA NIA Client Investment (Excluding Reinvestments) $447,873.03 GainlLoss on Client Investment (Including Reinvestments) $377,395.32 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS . Acquired 01712110 nc 8,190.80837 12.20 100,018.95 134,574.99 34,556.04 Acquired 1230110 no 9,225.09200 10.84 100,018.95 151,568.26 51,549.31 Acquired 11129113 3,000 16.16 48,500.95 49,290.00 789.05 Acquired 05:11:15 220537517 16.98 37,468.95 36,234.32 -1,234.63 067 F2 F287 jfirst?a?as Quantity Mutual Funds Open End Mutual Funds continued MARKEN INTEREST, LTD A PARTNERSHIP MAY 1. 2013 - MAY 31, 2018 ACCOUNT Page 10 of12 . ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINJLOSS INCOME YIELD Acquired 041101716 8,050 14.17 114,087.45 132,261.51 18,174.06 Acquired 12729717 9,200 16.36 150,530.95 151,156.00 625.05 Reinvestments rn RR 13.888.37646 14.93 207,360.33 228,186.00 20,825.67 Total 53.759.65200 $14.10 $757,986.53 16.4300 $883,271.08 $125,284.55 $8,118 0.92 Client Investment (Excluding Reinvestments) $550,626.20 Gain/Loss on Client Investment (Including Reinvestments) $332,644.88 Total Open End Mutual Funds $1,254,163.09 $1 ,708,539.43 $454,376.34 $8.1 18 0.48 Total Mutual Funds $1,254,163.09 $1,708,539.43 $454,376.34 $8,118 0.48 This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. nc Cost information for this tax lot is not covered by IRS reporting requirements- Unless Indicated, cost for all other lots will be reported to the IRS. Tax lot(s) held in Margin, rather than Cash RR A portion of this security is held in Margin, rather than Cash Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 05I01 BEGINNING BALANCE 41421155 0509 Margin DIVIDEND MASTERCARD INC CL A 150.00 -1 7,271 .65 050918 600 05/10 Margin DIST HOLLY ENERGY PARTNERS LP 393.00 -1 6,878.65 051018 600 05114 Margin DIST ENLINK MIDSTREAM 1,950.00 - PARTNERS LP 051418 5,000 - 05/14 Cash 0000145 MARKEN INT LTD -15,000.00 ~29,928.65 0000145 05115 Margin DIVIDEND ABBOTT LABORATORIES 420.00 051518 1.500 05/15 Margin DIVIDEND TARGA RESOURCES CORP 910.00 -28,598.65 051518 1.000 05/16 Cash 0000146 GMC BUICK -20,000.00 43,593.65 067 F2 F287 jfir?t ?11m Quanti?ed MARKEN INTEREST, LTD A PARTNERSHIP MAY 1. 2018 - MAY 31. 2018 Page11of12 ACCOUNT NUMBER- Activity detail continued CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 05/17 Margin DIVIDEND APPLE INC 73.00 418,525.65 051716 100 05/21 Margin DIVIDEND TEXAS INSTRUMENTS INC 620.00 47,905.65 052118 1.000 05I22 Margin DIVIDEND AMERICAN AIRLINES GROUP 201.80 47,703.85 INC 052218 2.018 05125 Margin DIVIDEND CITIGROUP INC NEW 320.00 052518 1.000 05125 Margin . DIVIDEND gg?lTCO WHSL CORP NEW 570.00 4-16.81 3.85 052518 1.000 05I30 Margin INT CHARGED INTEREST 05129 -1 66.99 46.98034 Statement of interest charged Period 4/27 th ru 5129 DATE NET BALANCE ALL MARGIN CASH ACCOUNT SHORT POSITIONS ADJUSTED DEBIT NUMBER OF INTEREST INTEREST ACCOUNTS BALANCE MARKET VALUE BALANCE DAYS CHARGED 04/27 ?1 7,421.65 0.0000 47,421.65 12 6.250 -36.26 05/09 47,271.65 0.0000 -1 7,271 .65 1 6.250 -3.00 05/10 -1 6,878.65 0.0000 -16,878.65 4 6.250 -11.72 05/14 -29.928.65 0.0000 ?9,928.65 - 1 5.750 -4.78 05/15 -28,598.65 0.0000 -28.598.65 1 5.750 -4.57 05/16 418,598.65 0.0000 ?18,598.65 1 5.750 -7.76 05/17 48,525.65 0.0000 48,525.65 4 5.750 -31.00 05/21 47,905.65 0.0000 47,905.65 1 5.750 -7.65 05/22 47,703.85 0.0000 47,703.85 3 5.750 -22.86 05/25 46,813.85 0.0000 46,813.85 5 5.750 -37.39 Total Interest Charged The Margin base rate may be adjusted at any time without prior notice to you. For more information, see the Margin Statement of Interest Charges included in your account opening documents or talk to Your Investment Broker. 067 F2 F287 j?t? allas ?eturities SNAPSHOT P39810714 MARKEN INTEREST, LTD A PARTNERSHIP JUNE 1, 2018 - JUNE 30 2018 ACCOUNT NUMBER: Progress summary THIS PERIOD THIS YEAR Opening value $5,099,456.95 $4,907,548.45 Cash deposited 0.00 12,016.42 Securities deposited 0.00 0.00 Cash withdrawn 44,600.82 -219,126.69 Securities withdrawn 0.00 0.00 Change in value -66,750.73 287,667.22 Closing value $4,988,105.40 $4,988,105.40 Portfolio summary PREVIOUS - CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON MAY 31 VALUE ON JUN 30 ANN. INCOME ASSETS Cash and sweep balances 0.00 0.00 183.13 0.00 1 Stocks, options 8 ETFs 3,437,898.36 66.80 3,373,944.70 67.64 62,049 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 1,708,539.43 33.20 1,613,617.57 32.35 7,580 Asset value $5,146,437.79 100% $4,987,745.40 100% $69,630 Marginlloan balance 46,980.84 360.00 Net asset value $5,099,456.95 $4,988,105.40 SNAPSHOT 067 F2 F287 first JBa?a? ?eturities Cash flow summary Income summary Gain/loss summary TAXABLE SNAPSHOT Page 2 of 14 MARKEN INTEREST, LTD A PARTNERSHIP JUNE 1, 2018 - JUNE 30, 2018 ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value of cash and sweep balances Income and distributions 9,916.01 94,214.13 Securities sold and redeemed 82,208.78 239,452.05 Other additions 0.00 12,016.42 Net additions to cash $92,124.79 $345,682.60 Withdrawals by check 44,500.00 ?1 94,500.00 Securities purchased 0.00 -200,657.33 Electronic funds transfers 0.00 -40.00 Advisory fees 0.00 42,157.76 Other subtractions and fees -100.82 -12,428.93 Net subtractions from cash Closing value of cash and sweep balances $543.13 THIS PERIOD THIS YEAR Money marketisweep funds 6.05 21.73 Ordinary dividends and ST capital gains 0.00 1,803.97 Quali?ed dividends 9.909.96 29,892.84 Partnership distributions 0.00 4,293.00 Total taxable income $9,916.01 $36,011.54 Total federally tax-exempt Income $0.00 $0.00 Total income $9,916.01 $36,011.54 Certain distributions made in the current year are reported as prior year income accordin to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. THIS PERIOD REALIZED THIS YEAR REALIZED Short term (8) 2,939.05 2,939.05 Long term (L) 0.00 48,126.75 Total $2,939.05 $51,065.80 SNAPSHOT 067 F2 F287 jf 11:5: ?eturities Your Investment Broker GARY BRADSHAWICRAIG HODGES Phone: 214-954-1177 I 214-665-9116 Account pro?le Full account name: Account type: Brokerage account number: Tax status: Investment objective/Risk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS. TX 75201 MARKEN INTEREST. LTD A PARTNERSHIP Standard Brokerage Taxable MODERATE GROWTH INCOME Please Provide Please Provide First in, First out STANDARD BANK DEPOSIT Per your instructions. copies of this statement have been sent to an interested party. SNAPSHOT Pageaor 14 MARKER INTEREST. LTD A PARTNERSHIP JUNE 1, 2013 - JUNE 1 ACCOUNT NUMBER: Document delivery status Paper Statements: Trade confirmations: Tax documents: Shareholder communications: Other documents: Electronic SNAPSHOT 067 F2 F287 ME ?11135 ?ewritie? MARKEN INTEREST. LTD Page 4 Of 14 A PARTNERSHIP JUNE 1. 2018 - JUNE 30 2018 ACCOUNT Additional information THIs PERIOD THIS YEAR Gross proceeds 82.208.78 239,452.05 Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right, in the course of normal business operations, to withdraw balances in the Bank Deposit Sweep Program(s) or redeem shares of the money market mutual fund used in the sweep, subject to any open commitments in an of your accounts and have the proceeds returned to your accounts or remitted to you. Note. however. that as required by federal banking re ulations, the ban in the Bank Deposit weep Program(s) reserve the right to require seven days prior notice before permittin a transfer out of the Bank Deposit Sweep Program(s . In addition, the money market mutual funds in the sweep reserve the right to require one or more day's prior notice efore permitting withdrawals. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank, N.A.. which is af?liated with the Clearing Agent and (if amounts exceed $250.000) at another bank af?liated with the Clearing Agent. . Expanded Bank Deposn Sweep - ConSIsts of monIes held at Wells Fargo Bank, NA. and (if amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or nonaf?liated banks. Standard Bank Deposit Sweep and Expanded Bank Deposit Sweep assets are not covered by SIPC. but are instead eligible for FDIC insurance of up to $250,000 per depositor. per institution. in accordance with FDIC rules. For additional information on the Bank Deposit Sweep Programs for your account, please contact Your Investment Broker. ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION YIELD MARKET VALUE ANNUAL INCOME STANDARD BANK DEPOSIT 0.50 183.13 1.00 Interest Period 06101118 - 06130118 Total Cash and Sweep Balances $183.13 $1.00 Marginiloan balance 360.00 APYE measures the total amount of the interest aid on an account based on the interest rate and the frequency of the compounding during the interest period. The annual percentage yield earned is expressed as an annua ized rate. based on a 365 day year. 067 F2 F287 gt [1&5 5 Page50f14 a eturl MARKEN INTEREST, LTD - A PARTNERSHIP JUNE 1, 2018 - JUNE 30, 2018 ACCOUNT NUMBER: Stocks, options 8. ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE . MARKET VALUE GAIN7LOSS INCOME YIELD (VII) ABBOTT LABORATORIES ABT - HELD IN MARGIN Acquired 12708717 1,000 54.39 54,413.25 60,990.00 6,576.75 Acquired 12715717 500 55.09 27,567.00 30,495.00 2,928.00 Total 1 ,500 $54.65 $81 ,980.25 60.9900 $91,485.00 $9,504.75 $1 .680 1.84 ALLSTATE CORP ALL - HELD IN MARGIN . Acquired 02705717 500 78.14 39,091.30 91.2700 45,635.00 6,543.70 920 2.01 AMERICAN AIRLINES GROUP INC AAL - HELD IN MARGIN Acquired 02722713 1,250 13.50 16,891.72 47,450.00 30,558.28 Acquired 12711713 750 25.88 19,435.40 28,470.00 9,034.60 Acquired 01717714 no 9 29.93 269.45 341 .64 72.19 Acquired 04728714 no 9 35.25 317.31 341.64 24.33 Total 2,018 $18.29 $36,913.88 37.9600 $76,603.28 $39,689.40 5807 1.05 APPLE AAPL - HELD IN MARGIN Acquired 05722713 21 63.05 1,324.08 3,887.31 2,563.23 Acquired 09727713 28 68.70 1,923.68 5,183.08 3,259.40 Acquired 10701713 14 69.44 972.22 2,591.54 1,619.32 Acquired 01708715 5 111.96 559.80 925.55 365.75 Acquired 07701715 32 126.90 4,079.91 5,923.52 1,843.61 Total 100 $88.60 $8,859.69 1 85.1100 $18,511.00 $9,651.31 $292 1 .58 BANK OF AMERICA CORP BAC - HELD IN MARGIN Acquired 05707713 92 12.99 1,195.91 2,593.48 1,397.57 Acquired 05707714 95 14.79 1,405.53 2,678.05 1,272.52 Acquired 11723716 2,813 20.60 57,966.75 79,298.47 21,331.72 Total 3,000 $20.19 $60,568.19 28.1900 $84,570.00 $24,001.81 $1,440 1.70 BOEING CO BA - HELD IN MARGIN Acquired 10706710 no 100 68.97 6,901.41 33,551.00 26,649.59 Acquired 11715710 no 650 63.56 41,336.40 218,081.50 176,745.10 067 F2 F287 7 ?t it 7 Page 6 of 14 31135 .. Btu]: [25 MARKEN INTEREST, LTD A PARTNERSHIP JUNE 1,2018 - JUNE 30, 2018 ACCOUNT NUMBER: Stocks, Options 8 ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE NILOSS INCOME YIELD Acquired 01712711 250 69.85 17,483.55 83,877.50 66,393.95 Total 1 .000 $65.72 $65,721.36 335.5100 $335,510.00 $269,788.64 $6,840 2.04 CHEVRON CORPORATION CVX - HELD IN MARGIN Acquired 03728705 no 300 58.45 17,558.95 37,929.00 20,370.05 Acquired 05705705 no 700 53.43 37,448.95 88,501.00 51,052.05 Acquired 05702712 7 106.78 747.46 885.01 137.55 Acquired 02712714 11 112.02 1,232.32 1,390.73 158.41 Acquired 08726715 500 71.22 35,629.95 63,215.00 27,585.05 Total 1 ,51 8 $61 .01 $92,617.63 1 26.4300 $191 ,920.74 $99,303.11 $6,801 3.54 CITIGROUP INC NEW HELD IN MARGIN Acquired 11723716 1,000 56.66 56,684.45 66.9200 66,920.00 10,235.55 1,280 1.91 CONTINENTAL RESOURCES INC CLR - HELD IN MARGIN Acquired 04704716 1,000 30.06 30,083.95 64,760.00 34,676.05 Acquired 05709716 1,000 - 38.98 39,001.25 64,760.00 25,758.75 Acquired 11707716 1,000 46.34 46,365.45 64,760.00 18,394.55 Acquired 077317.17 500 33.45 16,744.75 32,380.00 15,635.25 Total 3,500 $37.77 $132,195.40 64.7600 $226,660.00 $94,464.60 NIA NIA COSTCO WHSL CORP NEW . COM COST - HELD IN MARGIN Acquired 01712711 350 71.56 25,056.09 73,143.00 48,086.91 Acquired 11729713 150 125.57 18,854.45 31,347.00 12,492.55 Acquired 01722714 500 113.76 56,900.70 104,490.00 47,589.30 Total 1,000 $100.81 $100,811.24 208.9800 $208,980.00 $108,168.76 $2,280 1.09 CUMMINS INC CMI - HELD IN MARGIN Acquired 12714712 500 106.69 53,364.35 133.0000 66,500.00 13,135.65 2,160 3.24 DOLLAR TREE STORES INC - OLTR - HELD IN MARGIN Acquired 03707718 800 88.38 70,724.87 85.0000 68,000.00 -2,724.87 N7A NIA 067 F2 F287 ijZB $eturitie? MARKEN INTEREST, LTD Page 7 Of 14 A PARTNERSHIP JUNE 1, 2018 - JUNE 30 2018 ACCOUNT Stocks, options 8. ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ COST7 CURRENT CURRENT UNREAUZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAIN7LOSS INCOME YIELD ENLINK MIDSTREAM PARTNERS LP ENLK - HELD IN MARGIN Acquired 08726715 no 2,000 16.21 32,458.75 31,060.00 -1,398.75 Acquired 11703715 nc 1,000 17.68 17,699.75 15,530.00 -2,169.75 Acquired 03703716 no 2,000 10.10 20,238.75 31,060.00 10,821.25 Total I 5,000 $14.08 $70,397.25 15.5300 $77,650.00 $7,252.75 $7,800 10.05 EXXON MOBIL CORP XOM - HELD IN MARGIN Acquired 10708704 nc 1,000 50.1 1 50,175.95 82,730.00 32,554.05 Acquired 02711705 no 500 56.08 28,075.95 41,365.00 13,289.05 Total 1,500 $52.17 $78,251 .90 82.7300 $124,095.00 $45,843.10 $4,920 3.96 HALLIBURTON COMPANY HAL - HELD IN MARGIN Acquired 10721704 no 450 17.42 7,856.08 20,277.00 12,420.92 Acquired 05704705 nc 1,000 21.27 21,305.95 45,060.00 23,754.05 Acquired 04721711 50 49.87 2,512.94 2,253.00 -259.94 Acquired 02704714 14 49.20 688.93 630.84 -58.09 Acquired 02703715 1 1 43.25 475.84 495.66 19.82 Total 1.525 $21.53 $32,839.74 45.0600 $66.71 6.50 $35,876.76 $1,098 1 .60 HOME DEPOT INC HD - HELD IN MARGIN Acquired 05720714 150 78.13 11,739.79 29,265.00 17,525.21 Acquired 07721714 150 79.59 11,958.94 29,265.00 17,306.06 Acquired 05701715 200 109.32 21,884.93 39,020.00 17,135.07 Acquired 04704716 200 134.66 26,951.09 39,020.00 12,068.91 Total 700 $103.62 $72,534.75 195.1000 $136,570.00 $64,035.25 $2,664 2.11 INTEL CORP INTC - HELD IN MARGIN Acquired 03715718 1,000 52.23 52,248.95 49.7100 49,710.00 -2,538.95 1,200 2.41 JOHNSON 8 JOHNSON JNJ - HELD IN MARGIN Acquired 0471 770? no 300 64.66 19,423.09 36,402.00 16,978.91 Acquired 04725707 no 200 64.87 12,991 .95 24,268.00 11,276.05 Acquired 08720707 no 500 61.65 30,863.65 60,670.00 29,806.35 Acquired 02726710 no 500 63.19 31,617.25 60,670.00 29,052.75 067 F2 F267 3110513 01135 $300005 Stocks, options ETFs Stocks and ETFs continued MARKEN INTEREST, LTD A PARTNERSHIP JUNE 1. 2018 - JUNE 30. 2018 ACCOUNT NUMBER: Page 8 of 14 ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI NILOSS INCOME YIELD Acquired 05:23:11 7 65.02 455.14 349.33 394.24 Acquired 05:13:12 20 66.30 1,326.00 2,426.30 1,100.30 Total 1,527 $63.31 $96,677.08 121.3400 $185,286.18 $88,609.10 55,497 2.97 MASTERCARD INC CL A MA- HELD IN MARGIN Acquired 03:23:12 7 42.59 293.17 1,375.54 1,077.47 Acquired 07:15:14 7 73.43 549.07 1,375.64 326.57 Acquired 07:01:15 200 94.47 13,912.95 39,304.00 20,391.05 Acquired 03:25:15 136 90.03 16,773.35 36,552.72 19,773.37 Acquired 04:01:16 200 95.31 19,032.03 39,304.00 20,221.97 Total 600 $92.39 $55,616.07 196.5200 $117,912.00 $62,295.93 $600 0.51 MICROSOFT CORP MSFT- HELD IN MARGIN Acquired 12:29:15 1,000 56.31 56,334.65 93,610.00 41,775.35 Acquired 04:01:15 500 55.17 27,603.55 49,305.00 21,696.45 Total 1,500 $56.30 $34,443.20 93.6100 $147,915.00 $63,471.30 52,520 1.70 SOUTHWEST AIRLINES co LUV - HELD IN MARGIN Acquired 03:25:15 500 37.70 13,372.45 25,440.00 6,557.55 Acquired 03:25:15 500 37.49 13,759.00 25,440.00 6,631.00 Total 1,000 $37.63 $37,331.45 50.3300 553,330.00 $13,243.55 5340 1.25 TARGA RESOURCES CORP TRGP - HELD IN MARGIN Acquired 05:09:13 1.000 32.92 32,929.05 49.4900 49,490.00 16,550.95 3,640 7.35 33.16 33,133.35 PAC LAND TR 9013 SH CTF PROPRIETARY UNIT 79:. . HELD IN MARGIN Acquired 03:20:13 100 39.00 3,901.39 69,535.00 60,633.11 Acquired 01:15:14 500 97.45 43,743.95 347,675.00 293,931.05 Total 600 $96.08 $57,345.34 695.3500 $417,210.00 $359,564.16 5330 0.15 057 F2 F287 ?11135 1' 5 ?mm? MARKEN INTEREST, LTD A PARTNERSHIP JUNE 1. 2018 - JUNE 30, 2018 ACCOUNT NUMBER: Stocks, Options 8: ETFS Stocks and ETFS continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD (IN) TEXAS CAPITAL BANCSHARES INC TCBI - HELD IN MARGIN Acquired 06127713 500 44.55 22,298.75 45,750.00 23,451.25 Acquired 08708713 500 45.08 22,559.70 45,750.00 23,190.30 Total 1,000 $44.86 $44,858.45 91.5000 $91,500.00 $46,641.55 MIA NM TEXAS INSTRUMENTS INC TXN - HELD IN MARGIN - Acquired 12130114 1,000 53.99 54,002.47 110.2500 110,250.00 56,247.53 2,480 2.24 UNITED STATES STEEL CORP NEW - HELD IN MARGIN Acquired 09722116 1,000 18.46 18,469.47 34.7500 34,750.00 16,280.53 200 0.57 VISA INC CLASS A - HELD IN MARGIN Acquired 03726113 4 41.70 166.83 529.80 362.97 Acquired 03726713 12 41.70 500.49 1,589.40 1,088.91 Acquired 08125715 384 69.88 26,854.79 50,860.80 24,006.01 Acquired 11103115 300 77.53 23,278.55 39,735.00 16,456.45 Acquired 04704716 300 77.87 23,382.92 39,735.00 16,352.08 Total 1,000 $74.18 $74,183.58 1 32.4500 $1 32,450.00 $58,266.42 $840 0.63 WALMART INC WMT - HELD IN MARGIN Acquired 04118117 500 73.98 37,013.05 85.6500 42,825.00 5,811.95 1,040 2.42 WELLS FARGO CO NEW 1,000 49.11" 49,115.65 55.4400 55,440.00 6,324.35 1,560 2.81 WFC - HELD IN MARGIN Total Stocks and ETFs $1,748,390.56 $62,049 1.84' $1,753,650.36 $1,748,390.56 $62,049 1.84 Total Stocks, Options ETFs Because you have more than 6 tax lots, we are Showing the average cost per share. This security contains multiple tax tots that may or may not include cost information that is reportable to the IRS. nc Cost information for this tax to! is not covered by RS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. 067 F2 F287 gerurities Mutual Funds MARKEN INTEREST, LTD A PARTNERSHIP JUNE 1, 2018 - JUNE 30 2018 ACCOUNT NUMBER: If a portion of your fund position was converted, the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Page 10 of 14 Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not reflect Total return. ESTIMATED ADJ ADJ CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST MARKET VALUE OAI NILoss INCOME YIELD PROFESSIONALLY MANAGED PORTFOL HODGE FUND CI. INSTL HDPIX Acquired 01112110 nc 5.089.92700 19.64 100,018.95 254,038.25 154,019.30 Acquired 06721110 nc 3.591 .22700 20.04 71,996.58 179,238.14 107,241.56 Acquired 04101116 3,1 50 35.96 113,292.95 157,216.50 43,923.55 AchIred 12729117 2,000 50.48 100,971.77 99,820.00 4,151.77 Reinvestments 1,039.08500 46.48 48,303.53 51,860.73 3,557.20 Total 14,870.23900 $29.23 $434,583.78 $742,173.62 $307,589.84 NIA NIA Client Investment (Excluding Reinvestments) $386,280.25 Gain/Loss on Client Investment (Including Reinvestments) $355,893.37 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS . Acquired 01712710 nc 8,190.80837 12.20 100,018.95 132,773.00 32,754.05 Acquired 12130110 nc 9,225.09200 10.84 100,018.95 149,538.74 49,519.79 Acquired 11729713 3,000 16.16 48,500.95 48,630.00 129.05 Acquired 05111115 220537517 16.98 37,468.95 35,749.13 -1.719.82 Acquired 04101716 8,050 14.17 114,087.45 130,490.50 16,403.05 Acquired 1212911? 9,200 16.36 150,530.95 149,1 32.00 -1 398.95 Reinvestments RR 13,888.37646 14.93 207,360.33 225,130.58 17,770.25 Total 53.759.65200 $14.10 $757,986.53 $871,443.95 $113,457.42 $7,580 0.87 Client Investment (Excluding Reinvestments) $550,626.20 . GainlLoss on Client Investment (Including Reinvestments) $320,817.75 Total Open End Mutual Funds $1,192,570.31 $1,613,617.57 $421,047.26 $7,580 0.47 Total Mutual Funds $1,192,570.31 $1,613,617.57 $421,047.26 $7,580 0.47 This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. nc Cost information for this tax lot is not cavered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. Tax lot(s) held in Margin, rather than Cash RR A portion of this security is held in Margin, rather than Cash 067 F2 F287 m?auag-??meturitieg MARKEN INTEREST, LTD Page 11 0f 14 A PARTNERSHIP JUNE 1, 2018 - JUNE 30. 2018 ACCOUNT NUMBER: Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION - PRICE AMOUNT BALANCES 06/01 BEGINNING BALANCE 46,92,034 06I01 Margin DIVIDEND BOEING CO 1,710.00 060116 1.000 06101 Margin DIVIDEND CUMMINS INC 540,00 060118 500 05/01 Margin DIVIDEND INTEL CORP 300.00 060118 1,000 06:01 Margin DIVIDEND WELLS FARGO a. CO NEW 39000 4434034 060118 1,000 06104 Margin DIVIDEND WALMART INC 250.00 ?43,780.84 060418 500 06105 Margin DIVIDEND VISA INC CLASS A 21030 060518 1,000 06/05 Cash 0000147 KENNY MARCHANT -2,500.00 46,070.84 0000147 06703 Margin DIVIDEND . UNITED STATES STEEL CORP 50.00 46,020.84 NEW 060818 1,000 . 06/11 Margin DIVIDEND CHEVRON CORPORATION - 1,700.16 061116 1.518 0611 1 Margin DIVIDEND EXXON MOBIL CORP 1,230.00 43,090.68 061118 1.500 06112 Margin DIVIDEND JOHNSON 81 JOHNSON 137430 061218 1,527 06/12 Cash SALE -1,220.00000 PROFESSIONALLY MANAGED 52.6700 64,244.40 PORTFOL HODGE FUND CL INSTL SALE VS PURCHASE TRADE 06112 Margin SALE . -600.00000 HOLLY ENERGY PARTNERS LP 29.9726 17,964.38 40,492.40 00114 Margin DIVIDEND HOME DEPOT INC 721.00 061418 700 06114 Margin DIVIDEND MICROSOFT CORP 630.00 41,843.40 061416 1.500 . 06125 Cash INTEREST STANDARD BANK DEPOSIT 5.04 0625 Cash 0000154 BONITA LAND CATTLE 42,000.00 -150.56 . 0000154 06127 Margin DIVIDEND HALLIBURTON COMPANY 27450 06271 8 1 ,525 067 FZ F287 MEAHHE $2writie? meant?. ?2 ?4 A PARTNERSHIP JUNE 1, 2018 - JUNE 018 ACCOUNT NUMBER: Activity detail continued - CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 06127 Margin DIVIDEND SOUTHWEST AIRLINES C0 160.00 283.94 062718 1.000 06128 Margin INT CHARGED INTEREST 05130THRU 06127 400.82 183.12 06129 Cash INTEREST STANDARD BANK DEPOSIT o_o1 062918 183 06129 Margin DIVIDEND BANK OF AMERICA CORP 360.00 54113 06291 8 3,000 Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account by automatically investing such balances into one of our cash sweep o1ptions. These 'sweep transactions? may represent a net amount for the day and_o_ccur on settlement date. The fo lowing section displays transfers into and out of your sweep option. ransactions displayed here are Transfer To, Transfer From and Reinvested and Interest. These transaction amounts are not included in your cash ?ow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 06101 BEGINNING BALANCE 0.00 06128 TRANSFER TO STANDARD BANK DEPOSIT 283.94 06114 TRANSFER TO STANDARD BANK DEPOSIT 22,528.02 06/29 REINVEST INT STANDARD BANK DEPOSIT 0.01 06/15 TRANSFER TO STANDARD BANK DEPOSIT 19,315.38 06129 TRANSFER FROM STANDARD BANK DEPOSIT -100.82 06125 TRANSFER FROM STANDARD BANK DEPOSIT 41 ,843.40 06130 ENDING BALANCE 183.13 Statement of interest charged Period 5130 th ru 6127 DATE NET BALANCE ALL MARGIN CASH ACCOUNT SHORT POSITIONS ADJUSTED DEBIT NUMBER OF INTEREST INTEREST ACCOUNTS BALANCE MARKET VALUE BALANCE DAYS CHARGED 05130 46,980.84 0.0000 46,980.84 2 5.750 -15.00 06101 44,040.84 0.0000 44,040.84 3 5.750 -21.10 06104 43,780.84 0.0000 43,780.84 1 5.750 ?6.99 06105 46,070.84 0.0000 46,070.84 3 5.750 -22.08 06108 46,020.84 0.0000 46,020.84 3 5.750 -22.05 06111 43,090.68 0.0000 43,090.68 1 5.750 -6.88 06112 41,716.38 0.0000 41,716.38 1 5.750 -6.66 06125 -1 56.60 6.04 0.0000 450.56 1 6.500 ?0.03 067 F2 ?11135 @eturities MARKEN INTEREST, LTD A PARTNERSHIP JUNE 1, 2018 - JUNE 30 2018 ACCOUNT NUMBER: Statement of interest charged continued Period 5/30 th ru 6/27 DATE NET BALANCE ALI. MARGIN CASH ACCOUNT SHORT POSITIONS ADJUSTED DEBIT NUMBER OF INTEREST INTEREST ACCOUNTS BALANCE MARKET VALUE BALANCE DAYS CHARGED 06/26 -150.56 0.0000 -1 50.56 1 6.500 -0.03 Total Interest Charged -$100.82 The Margin base rate may be adjusted at any time without prior notice to you. For more information, see the Margin Statement of Interest Charges included in your account opening documents or talk to Your Investment Broker. Realized gain/loss Realized Gain/Loss Summary THIS PERIOD THIS PERIOD THIS PERIOD THIS YEAR THIS YEAR Page130f14 THIS YEAR GAIN LOSS NET GAIN Loss NET Short term 2,939.05 0.00 2,939.05 2,939.05 0.00 2,939.05 Lon_g_term 0.00 0.00 0.00 48,154.84 -28.09 48,126.75 Total Realized Gain/Loss $2,939.05 $0.00 $2,939.05 $51,093.89 428.09 $51,065.80 Realized Gain/Loss Detail Short term ADJ DATE ADJ DESCRIPTION QUANTITY ORIG PRICE ACQUIRED CLOSE DATE PROCEEDS ORIG COST HOLLY ENERGY PARTNERS LP 600.00000 29.4300 04/19/18nc 06/12/18 17,964.38 17,676.95 287.43 CUSIP 435763107 PROFESSIONALLY MANAGED 1,220.00000 50.4800 12/29/17 06/12/18 64,244.40 61,592.78 2,651.62 PORTFOL HODGE FUND CL INSTL CUSIP 742935232 Total Short term $82,208.78 $79,269.73 $2,939.05 nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. 067 F2 F287 3111;; alias Quantum SNAPSHOT Page1 of 13 MARKEN INTEREST. LTD A PARTNERSHIP JULY 1, 2018 - JULY 31, 2018 ACCOUNT NUMBER: Progress summary THIS PERIOD THIS YEAR . Opening value $4,988,105.40 $4,907,548.45 Cash deposited 6,321.83 18,338.25 Securities deposited 0.00 0.00 Cash withdrawn -81,661.14 -300,787.83 Securities withdrawn 0.00 0.00 Change in value 165,987.14 453,654.36 Closing value $5,078,753.23 $5,078,753.23 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON JUN 30 VALUE ON JUL 31 ANN. INCOME ASSETS i Cash and sweep balances 183.13 0.00 0.00 0.00 0 Stocks, options 8 ETFs 3,373,944.70 67.64 3,432,829.12 67.51 63,209 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 1,613,617.57 32.35 1,652,255.36 32.49 7,595 Asset value $4,987,745.40 100% $5,085,084.48 100% $70,804 Marginlioan balance 360.00 -6,331.25 Net asset value $4,988,105.40 $5,078,753.23 SNAPSHOT 067 FZ F287 atlas 52mm Cash ?ow summary Income summary Gainlloss summary TAXABLE SNAPSHOT Page 2 of 13 MARKEN INTEREST, LTD A PARTNERSHIP JULY 1, 2018 - JULY 31, 2018 ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value of cash and sweep balances $543.13 Income and distributions 1,957.80 96,171.93 Securities sold and redeemed 68,232.16 307,684.21 Other additions 6,321.83 18,338.25 Net additions to cash $76,511.79 $422,194.39 Withdrawals by check -69,000.00 -263,500.00 Securities purchased -1 ,725.03 -202,382.36 Electronic funds transfers 0.00 -40.00 Advisory fees -6,327.16 -1 8,484.92 Other subtractions and fees -6,333.98 ?18,762.91 Net subtractions from cash Closing value of cash and sweep balances -$6.331.25 THIS PERIOD THIS YEAR Money market/sweep funds 2.77 24.50 Ordinary dividends and ST capital gains 1,725.03 3,529.00 Quali?ed dividends 230.00 30,122.84 Partnership distributions 0.00 4,293.00 Total taxable income $1,957.80 $37,969.34 Total federally tax-exempt income $0.00 $0.00 Total income $1,957.80 $37,969.34 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. THIS PERIOD REALIZED THIS YEAR REALIZED Short term (3) ~2,492.71 446.34 Long term (L) 0.00 48,126.75 Total $2,492.71 $43,573.09 SNAPSHOT 067 F2 F287 5113:19an gametes Your Investment Broker GARY BRADSHAWICRAIG HODGES Phone: 214-954-1177 I 214-665-9116 Account pro?le Full account name: Account type: Brokerage account number: Tax status: Investment objectivelRisk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS, TX 75201 MARKEN INTEREST, LTD A PARTNERSHIP Standard Brokerage Taxable MODERATE GROWTH INCOME Please Provide Please Provide First in. First out STANDARD BANK Per your instructions. copies of this statement have been sent to an interested party. SNAPSHOT Page 3 of 13 MARKEN INTEREST, LTD A PARTNERSHIP JULY 1I 2018 - JULY 31, 201B ACCOUNT NUMBER: Document delivery status Paper Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: Electronic SNAPSHOT 067 F2 5t Hag I't" P39340f13 L. a 951111 MARKEN INTEREST. LTD A PARTNERSHIP JULY 1, 2016 - JULY 31. 2016 ACCOUNT NUMBER: Additional information THIS PERIOD THIS YEAR Gross proceeds 68,232.16 307,684.21 Portfolio detail Cash and Sweep Balances CURRENT DESCRIPTION MARKET VALUE Margin?oan balance -6,331.25 Stocks, options 81 ETFs Stocks and ETFs ESTIMATED ADJ ADJ - CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD ABBOTT LABORATORIES ABT - HELD IN MARGIN - Acquired 12706717 1.000 54.39 54,413.25 65,540.00 11,126.75 Acquired 12715717 500 55.09 27,567.00 32,770.00 5,203.00 Total 1,500 $54.65 $81,980.25 65.5400 $98,310.00 $16,329.75 51,680 1.71 ALLSTATE CORP ALL - HELD IN MARGIN Acquired 02706717 . 500 76.14 39,091.30 95.1200 47,560.00 6,466.70 920 1.93 AMERICAN AIRLINES GROUP INC AAL - HELD IN MARGIN Acquired 02722713 1.250 13.50 16,691.72 49.425.00 32.533.26 Acquired 12711713 750 25.66 19,435.40 29,655.00 10,219.60 Acquired 01717714 no 9 29.93 269.45 355.66 66.41 Acquired 04726714 no 9 35.25 317.31 355.66 36.55 Total 2,016 516.29 $36,913.66 39.5400 $79,791.72 $42,877.84 $807 1.01 APPLE INC AAPL - HELD IN MARGIN Acquired 06722713 21 63.05 1.324.06 3,996.09 2,672.01 Acquired 09727713 26 66.70 1,923.66 5,326.12 3,404.44 Acquired 10701713 14 69.44 972.22 2,664.06 1,691.64 067 F2 H, II I Page50f13 Mg. MARKEN INTEREST. LTD A PARTNERSHIP JULY 1, 2018 - JULY 31, 2018 ACCOUNT NUMBER: Stocks, options? 8. ETFs Stocks and ETFs continued ESTIMATED ADJ PRICE1 ADJ COST1 CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAIN1LOSS INCOME YIELD Acquired 01108115 5 111.96 559.80 951.45 391.65 Acquired 07101115 32 126.90 4,079.91 6,089.28 2,009.37 Total 100 $88.60 $8,859.69 190.2900 $19,029.00 $10,169.31 5292 1.53 BANK OF AMERICA CORP BAC - HELD IN MARGIN Acquired 05107113 92 12.99 1,195.91 2,840.96 1,645.05 Acquired 05107114 95 14.79 1,405.53 2,933.60 1,528.07 Acquired 11123116 2,813 20.60 57,966.75 86,865.44 28,898.69 Total 3,000 $20.19 $60,568.19 30.8800 $92,640.00 $32,071.81 $1,800 1.94 BOEING CO BA - HELD IN MARGIN Acquired 10106110 no 100 . 68.97 6,901.41 35,630.00 28,728.59 Acquired 11115110 no 650 63.56 41,336.40 231,595.00 190,258.60 Acquired 01112111 250 69.85 17,483.55 89,075.00 71,591.45 Total 1,000 $65.72 $65,721 .36 356.3000 $356,300.00 $290,578.64 $6,840 1.92 CHEVRON CORPORATION CVX - HELD IN MARGIN. Acquired 03128105 no 300 58.45 17,558.95 37,881.00 20,322.05 Acquired 05105105 no 700 53.43 37,448.95 88,389.00 50,940.05 Acquired 05102112 7 106.78 747.46 883.89 136.43 Acquired 02112114 11 112.02 1,232.32 1,388.97 156.65 Acquired 08126115 500 71.22 35,629.95 63,135.00 27,505.05 Total 1 .518 $61.01 $92,617.63 126.2700 5191 ,677.86 $99,060.23 $6,801 3.55 CITIGROUP INC NEW - HELD IN MARGIN Acquired 11123116 1,000 56.66 56,684.45 71.8900 71,890.00 15,205.55 1,800 2.50 CONTINENTAL RESOURCES INC CLR - HELD IN MARGIN Acquired 04104116 1,000 30.06 30,083.95 63,870.00 33,786.05 Acquired 05109116 1,000 38.98 39,001.25 63,870.00 24,868.75 Acquired 11107116 1,000 46.34 46,365.45 63,870.00 17,504.55 Acquired 07131117 500 33.45 16,744.75 31,935.00 15,190.25 Total 3,500 $37.77 $132,195.40 63.6700 $223,545.00 $91,349.60 NA NA 067 F2 F287 ?ag Page?of13 Its a Bturl MARKEN INTEREST, LTD A PARTNERSHIP JULY 1. 2018 - JULY 31, 2018 ACCOUNT NUMBER: Stocks, options 8. ETFs Stocks and ETFs continued ESTIMATED ADJ PRICE7 ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI NILOSS INCOME YIELD COSTCO WHSL CORP NEW COM COST - HELD IN MARGIN Acquired 01712711 350 71.56 25,056.09 76,548.50 51 ,492.41 Acquired 11729713 150 125.57 18,854.45 32,806.50 13,952.05 Acquired 01722714 500 113.76 56,900.70 109,355.00 52,454.30 Total 1,000 $100.81 $100,811.24 218.7100 $218,710.00 $117,898.76 $2,280 1.04 CUMMINS INC CMI - HELD IN MARGIN Acquired 12714712 500 106.69 53,364.35 142.8100 71,405.00 18,040.65 2,280 3.19 ENLINK MIDSTREAM PARTNERS LP ENLK - HELD IN MARGIN Acquired 08726715 nc 2,000 16.21 32,458.75 31,160.00 -1,298.75 Acquired 11703715 nc 1,000 17.68 17,699.75 15,580.00 -2,119.75 Acquired 03703716 nc 2,000 10.10 20,238.75 31,160.00 10,921.25 Total 5,000 $14.08 $70,397.25 1 5.5800 $77,900.00 $7,502.75 $7,800 1 0.01 EXXON MOBIL CORP XOM - HELD IN MARGIN Acquired 10708704 nc 1,000 50.11 50,175.95 81,510.00 31,334.05 Acquired 02711705 nc 500 56.08 28,075.95 40,755.00 12,679.05 Total 1 ,500 $52.17 $78,251.90 81 .51 00 $122,265.00 $44,01 3.10 $4,920 4.02 HALLIBURTON COMPANY HAL - HELD IN MARGIN Acquired 10721704 no 450 17.42 7,856.08 19,089.00 11,232.92 Acquired 05704705 nc 1,000 21.27 21,305.95 42,420.00 21,114.05 Acquired 04721711 50 49.87 2,512.94 2,121.00 ~391.94 Acquired 02704714 14 49.20 688.93 593.88 -95.05 Acquired 02703715 11 43.25 475.84 466.62 -9.22 Total 1 ,525 $21 .53 $32,839 .74 42.4200 $64,690.50 $31 ,850.76 $1 .098 1 .70 HOME DEPOT INC HO HELD IN MARGIN Acquired 05720714 150 78.13 11,739.79 29,628.00 17,888.21 Acquired 07721714 150 79.59 11,958.94 29,628.00 17,669.06 Acquired 05701715 200 109.32 21,884.93 39,504.00 17,619.07 Acquired 04704716 200 134.66 26,951.09 39,504.00 12,552.91 Total 700 $103.62 $72,534.75 197.5200 $1 38,264.00 $2,884 2,09 $65,729.25 067 F2 F287 5t [[05 5 1.9.7.113 a Butt! [2 MARKEN INTEREST, LTD A PARTNERSHIP JULY 1, 2018 - JULY 31 2018 ACCOUNT NUMBER: - Stocks, options 8. ETFs Stocks and ETFS continued ESTIMATED ADJ PRICE1 ADJ cosw CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD INTEL CORP INTC - HELD IN MARGIN . Acquired 03115118 1,000 52.23 52,248.95 48.1000 48,100.00 -4,148.95 1,200 2.49 JOHNSON 8 JOHNSON JNJ - HELD IN MARGIN Acquired 0411710? no 300 64.66 19,423.09 39,756.00 20,332.91 Acquired 04125107 no 200 64.87 12,991.95 26, 504.00 13,512.05 Acquired 0812010? no 500 61.65 30,863.65 66,260.00 35,396.35 Acquired 02126110 no 500 63.19 31 ,61 7.25 66,260.00 34,642.75 Acquired 06123111 7 65.02 455.14 927.64 472.50 Acquired 06118112 20 66.30 1,326.00 2,650.40 1,324.40 Total 1,527 $63.31 $96,677.08 1 32.5200 $202,358.04 $105,680.96 $5,497 2.72 MASTERCARD INC CL A MA . HELD IN MARGIN Acquired 03128112 7 42.59 298.17 1,386.00 1,087.83 Acquired 07115114 7 78.43 549.07 1,386.00 836.93 Acquired 07101115 200 94.47 18,912.95 39,600.00 20,687.05 Acquired 08125115 186 90.08 16,773.85 36,828.00 20,054.15 Acquired 04101116 200 95.31 19,082.03 39,600.00 20,517.97 Total 600 $92.69 $55,616.07 198.0000 $1 18,800.00 $63,183.93 $600 0.51 MICROSOFT CORP MSFT - HELD IN MARGIN Acquired 12129115 1,000 56.81 56,834.65 106,080.00 49,245.35 Acquired 04101116 500 55.17 27,608.55 53,040.00 25,431.45 Total 1,500 $56.30 $84,443.20 106.0800 $159,120.00 $74,676.80 $2,520 1.58 SOUTHWEST AIRLINES CO LUV - HELD IN MARGIN Acquired 03125115 500 37.70 18,872.45 29,080.00 10,207.55 Acquired 08125115 500 37.49 18,759.00 29,080.00 10,321.00 Total 1,000 $37.63 $37,631 .45 58.1 600 $58,160.00 $20,528.55 $640 1.10 TARGA RESOURCES CORP . TRGP HELD IN MARGIN Acquired 05109116 1,000 32.92 32,929.05 51.0700 51,070.00 18,140.95 3,640 7.12 38.16 38,188.85 067 F2 jf? 7093165 ?ewritie? Stocks, options 8 ETFs Stocks and ETFs continued MARKEN INTEREST, LTD A PARTNERSHIP JULY 1, 2018 - JULY 31, 2018 ACCOUNT NUMBER: Pages of 13 ESTIMATED ADJ ADJ COSTI CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD TEX PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL - HELD IN MARGIN Acquired 08720713 100 89.00 8,901.89 74,008.00 65,106.11 Acquired 01715714 500 97.45 48,743.95 370,040.00 321,296.05 Total 600 $96.08 $57,645.84 740.0800 $444,048.00 $386,402.16 $630 0.14 TEXAS CAPITAL BANCSHARES INC TCBI - HELD IN MARGIN Acquired 06727713 500 44.55 22,298.75 45,400.00 23,101.25 Acquired 08708713 500 45.08 22,559.70 45,400.00 22,840.30 Total 1,000 $44.86 $44,858.45 90.8000 $90,800.00 $45,941 .55 MA MA TEXAS INSTRUMENTS INC TXN - HELD IN MARGIN Acquired 12730714 1,000 53.99 54,002.47 111.3200 111,320.00 57,317.53 2,480 2.22 UNITED STATES STEEL CORP NEW - HELD IN MARGIN Acquired 09722716 1.000 18.46 18,469.47 36.4300 36,430.00 17,960.53 200 0.54 VISA INC CLASS A - HELD IN MARGIN Acquired 03726713 4 41.70 166.83 546.96 380.13 Acquired 03726713 12 41.70 500.49 1,640.88 1,140.39 Acquired 08725715 384 69.88 26,854.79 52,508.16 25,653.37 Acquired 11703715 300 . 77.53 23,278.55 41,022.00 17,743.45 Acquired 04704716 300 77.87 23,382.92 41,022.00 17,639.08 Total 1 .000 $74.18 $74,183.58 136.7400 $136,740.00 $62,556.42 $840 0.61 WALMART INC WMT - HELD IN MARGIN Acquired 0471871? 500 73.98 37,013.05 89.2300 44,615.00 7,601.95 1,040 2.33 WELLS FARGO 8. CD NEW 1,000 49.11? 49,115.65 57.2900 57,290.00 8,174.35 1,720 3.00 WFC HELD IN MARGIN 067 F2 F287 atlas ?ewrities MARKEN INTEREST, LTD A PARTNERSHIP JULY 1, 2018 - JULY 31. 2018 ACCOUNT NUMBER: Page 9 of 13 Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION OUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD Total Stocks and ETFs $1,677,665.69 $63,209 1.84 $1,682,925.49 $1,677,665.69 $63,209 1.84 Total Stocks, options 8: ETFs Because you have more than 6 tax lots, we are showing the average cost per share. This security contains multiple tax lots that may or may not include cost information that Is reportable to the IRS. nc Cost information {or this tax lot is not covered by reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. Mutual Funds If a portion of your fund position was converted, the 'Client lnvestment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest income only, and typically do not re?ect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI NILOSS INCOME YIELD (We) PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL HDPIX Acquired 01712710 nc 5,089.92700 19.64 100,018.95 256,532.32 156,513.37 Acquired 06121710 nc 3,591 .22700 20.04 71,996.58 180,997.84 109,001.26 Acquired 04301716 3.150 35.96 113,292.95 158,760.00 45,467.05 Acquired 12129717 2,000 50.48 100,971.77 100,800.00 -1 71 .77 Reinvestments 1.039.08500 46.48 48,303.53 52,369.88 4,066.35 Total 14,670.23900 $29.23 $434,563.78 50.4000 $749,460.04 $314,876.26 NIA NIA Client Investment (Excluding Reinvestments) $386,280.25 GainlLoss on Client Investment (Including Reinvestments) $363,179.79 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 01112710 nc 8,190.80837 12.20 100,018.95 Acquired 12130710 nc 9,225.09200 10.84 100,018.95 Acquired 11729713 3,000 16.16 48,500.95 2.2053751? 15.98 37,488 .95 Acquired 05.111115 137,277.95 37,259.00 154,612.54 54,593.59 50,280.00 1,779.05 36,952.09 -506.86 067 FZ F287 .1251. atlas ?eturities MARKEN INTEREST, LTD A PARTNERSHIP JULY 1, 2018 - JULY 31, 2018 Page 10 of13 ACCOUNT NUMBER: Mutual Funds Open End Mutual Funds continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD Acquired 04701716 8,050 14.17 114,087.45 134,918.00 20,830.55 Acquired 12729717 9,200 16.36 150,530.95 154,191.99 3,661.04 Reinvestrnents 13,994.79446 14.94 209,085.36 234,552.75 25,467.39 Total 53.866.07000 $14.10 $759,711.56 16.7600 $902,795.32 $143,083.76 $7,595 0.84 Client Investment (Excluding Reinvestments) $550,626.20 GainlLoss on Client Investment (Including Reinvestments) $352,169.12 Total Open End Mutual Funds $1,194,295.34 $1,652,255.36 $457,960.02 $7,595 0.46 Total Mutual Funds $1,194,295.34 $1,652,255.36 $457,960.02 $7,595 0.46 This security contains multiple tax lots that may or may not indude cost information that Is reportable to the IRS. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. Tax Iot(s) held in Margin, rather than Cash RR A portion of this security is held in Margin. rather than Cash Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 07701 BEGINNING BALANCE 543.13 07702 Margin DIVIDEND ALLSTATE CORP 230.00 773.13 070218 500 07I03 Cash DIVIDEND HODGES BLUE CHIP EQTY 1,725.03 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS 062918 53,759.65200 AS OF 6729718 07703 Cash REINVEST DIV 105.41300 HODGES BLUE CHIP EQTY -1 ,725_03 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS REINVEST AT 16.210 773.13 07706 Cash INTEREST STANDARD BANK DEPOSIT 0,04 07I06 Cash 0000148 KENNY MARCHANT -2,500.00 -1 ,726.83 0000148 07710 Margin SALE -800.00000 DOLLAR TREE STORES INC 85.3150 68,232.16 66,505.33 067 F2 F287 first 30301105 52001th MARKEN INTEREST, LTD Page 11 of 13 A PARTNERSHIP JULY 1. 2018 - JULY 31. 2018 ACCOUNT NUMBER- Activity detail continued CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 07/16 Cash 0000155 MARKEN INTERESTS LTD -66,500.00 5.33 0000155 0711? Cash ADVISORY FEE MANAGEMENT FEE -6,327.16 -6,321 .83 07/18 Cash STANDARD BANK DEPOSIT 2.73 0711 8 Cash JOURNAL FROM 6,321.83 MARKEN INTEREST. LTD 07/13 Margin JOURNAL To? 45,321.33 45,319.10 MARKEN INTEREST. LTD 0712? Margin INT CHARGED INTEREST 06728THRU 07/26 -12.15 45,331.25 Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your accountfb?'automatically investing such balances into one of our cash sweep olptions. These 0 'sweep transactions' may represent a net amount for the day and occur on settlement date. The owing section displays transfers into and out of your sweep option. ransactions displayed here are Transfer To, Transfer From and Reinvested Dividends and Interest. These transaction amounts are not included in your cash flow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 07101 BEGINNING BALANCE 183.1 3 07I13 TRANSFER TO STANDARD BANK DEPOSIT 6650533 07702 TRANSFER TO STANDARD BANK DEPOSIT 360.00 07116 TRANSFER FROM STANDARD BANK DEPOSIT 6650000 07103 TRANSFER TO STANDARD BANK DEPOSIT 230.00 07118 TRANSFER FROM STANDARD BANK DEPOSIT -5,33 07106 TRANSFER FROM STANDARD BANK DEPOSIT -773.13 07131 ENDING BALANCE 0,00 Statement of interest charged Period 6I28 thru 7I26 DATE NET BALANCE ALL MARGIN CASH ACCOUNT SHORT POSITIONS ADJUSTED DEBIT NUMBER OF INTEREST INTEREST ACCOUNTS BALANCE MARKET VALUE BALANCE DAYS CHARGED 06128 -100.82 0.0000 400.82 1 6.500 -0.02 07/06 -1 .7268? 0.04 0.0000 4.726.133 3 6.500 -0.94 07109 -1 326.83 0.0000 -1 326.83 3 6.500 -0.93 07MB 0321.83 2.73 0.0000 45,319.10 1 6.500 -1.14 067 F2 F237 Page120f13 MARKEN LTD A PARTNERSHIP JULY 1. 2018 - JULY 31 20 ACCOUNT alias $eruritiee Statement of interest charged continued Period 6/28 th ru 7/26 DATE NET BALANCE ALL MARGIN CASH ACCOUNT SHORT POSITIONS ADJUSTED DEBIT NUMBER OF INTEREST INTEREST ACCOUNTS BALANCE MARKET VALUE BALANCE DAYS CHARGED 07119 -6.319.10 0.0000 -6.319.10 8 6.500 -9.12 Total Interest Charged 2.1 5 The Margin base rate may be adjusted at any time without prior notice to you. For more information. see the Margin Statement Of Interest Charges included in your account opening documents or talk to Your investment Broker. Realized gainlloss Realized GainILoss Summary THIS PERIOD THIS PERIOD THIS PERIOD THIS YEAR THIS YEAR THIS YEAR GAIN LOSS NET GAIN LOSS NET Short term 0.00 -2,492.71 -2.492.71 2,939.05 -2,492.71 446.34 Long term 0.00 0.00 0.00 48.154.84 -28.09 48.126.75 Total Realized GainILoss $0.00 -$2.492.71 $2,492.71 $51,093.89 $2,520.80 $48,573.09 Realized GainILoss Detail Short term ADJ DATE ADJ COSTI DESCRIPTION QUANTITY PRICE ACQUIRED CLOSE DATE PROCEEDS COST OAINILOSS DOLLAR TREE STORES INC 80000000 88.3824 03707718 071?101?18 68,232.16 70.724.87 -2,492.71 256746108 368.2311 6 $70,724.87 $2,492.71 Total Short term Specific instructions and disclosures Margin accounts Interest charged on debit balances in your margin Board of Governors of the Federal Reserve Board. The permanent record oi the separate account. as required by Regulation T. is available for your inspection. onthisstetement. Therateotinterestendpemd acceuntameers Interest is computed as described in material previously tumlshed to you. This is a combined statement at your general account and the Special Memorandum Account maintained for you under Section 220.5 of Regulation issued by the 067 F2 :1]:ng i?BaIIas ?eturities SNAPSHOT P3931?f13 MARKEN INTEREST, LTD A PARTNERSHIP AUGUST 1, 2018 - AUGUST 31. 2018 ACCOUNT NUMBE Progress summary THIS PERIOD THIS YEAR Opening value $5,078,753.23 $4,907,548.45 Cash deposited 0.00 18,338.25 Securities deposited 0.00 0.00 Cash withdrawn -148,507.61 449,295.44 Securities withdrawn 0.00 0.00 Change in value 141,761.64 595,416.00 Closing value $5,072,007.26 $5,072,007.26 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON JUL 31 VALUE ON AUG 31 ANN. INCOME ASSETS Cash and sweep balances 0.00 0.00 2,410.54 0.05 16 Stocks, options 8. ETFs 3,432,829.12 67.51 3,408,577.80 67.20 61,904 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 1,652,255.36 32.49 1,661,018.92 32.75 7,595 Asset value $5,085,084.48 100% $5,072,007.26 100% $69,515 Marginlloan balance -6,331.25 0.00 Net asset value $5,078,753.23 $5,072,007.26 SNAPSHOT 067 F2 F287 j?t?t?a atlas ?wwities Cash ?ow summary Income summary TAXABLE SNAPSHOT Page 2 of 13 MARKEN INTEREST, LTD A PARTNERSHIP - AUGUST 1, 2018 - AUGUST 31 018 ACCOUNT Nun/tested THIS PERIOD THIS YEAR Opening value of cash and sweep balances Income and distributions 4,784.17 100,956.10 Securities sold and redeemed 152,465.23 460,149.44 Other additions 0.00 18,338.25 Net additions to cash $157,249.40 $579,443.79 Withdrawals by check 448,500.00 412,000.00 Securities purchased 0.00 -202,382.36 Electronic funds transfers 0.00 -40.00 Advisory fees 0.00 -18,484.92 Other subtractions and fees -7.61 -18,770.52 Net subtractions from cash Closing value of cash and sweep balances $2,410.54 THIS PERIOD THIS YEAR Money marketlsweep funds 9.37 33.87 Ordinary dividends and ST capital gains 0.00 3,529.00 Qualified dividends 2,824.80 32,947.64 Partnership distributions 1,950.00 6,243.00 Total taxable income $4,784.17 $42,753.51 Total federally tax-exempt income $0.00 $0.00 Total income $4,784.17 $42,753.51 Certain distributions made in the current year are reported as prior year income according to RS regulations. This may cause a difference between Cash Flow and Income Summary totals. Gainlloss summary THIS PERIOD REALIZED THIS YEAR REALIZED Short term (S) ?3,996.96 -3,550.92 Long term (L) 71,073.12 119,204.87 Total $67,081.16 $115,654.25 SNAPSHOT 067 F2 M%a?a? ?eturitie? SNAPSHOT A PARTNERSHIP AUGUST 1. 2018 - AUGUST 2018 ACCOUNT NUMBER Your Investment Broker GARY HODGES 2905 MAPLE AVENUE Phone: 214-954-1177 I 214-665-9116 DALLAS, TX 75201 Document delivery status Paper Electronic Statements: Account pro?le Trade con?rmations: Full account name: MARKEN INTEREST, LTD Tax documents: A PARTNERSHIP Shareholder communications: Account type: Standard Brokerage Other documents: Brokerage account number: Tax status: Taxable Investment objective/Risk tolerance: MODERATE GROWTH INCOME Time horizon: - Please Provide Liquidity needs: . Please Provide Cost Basis Election: First in, First out Sweep option: STANDARD BANK DEPOSIT Per your instructions. copies of this statement have been sent to an interested party. SNAPSHOT 067 F2 F287 MERIIHE ?ewrittes .NTEREST, no 4 ?3 A PARTNERSHIP AUGUST 1, 2018 - AUGU 31 2018 ACCOUNT NUMBER Additional information THIS PERIOD THIS YEAR Gross proceeds 152,465.23 460,149.44 Portfolio detail Cash and Sweep Balances Sweep Balances You have the right, in the course of normal business operations, to withdraw balances in the Bank Deposit Sweep Program(s) or redeem shares of the money market mutual fund used In the sweep, subject to any open commitments in an of your accounts and have the proceeds returned to your accounts or remitted to you. Note, however, that as required by federal banking re ulations. the banks in the Bank Deposit weep Program(s) reserve the ri ht to require seven days prior notice before permittin a transfer out of the Bank Deposit Sweep Program(s . In addition, the money market mutual funds in the sweep reserve he right to require one or more day's prior notice efore permitting withdrawals. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank, N.A., which is af?liated with the Clearing Agent and (if amounts exceed $250,000) at another bank affiliated with the Clearing Agent. Expafnded Bank lDeposu Sweep - Consists of monies held at Wells Fargo Bank, NA and (if amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or nona iliated ban 5. . Standard Bank Deposit Sweep and Expanded Bank. Deposit Sweep assets are not covered by SIPC, but are instead eligible for FDIC insurance of up to $250,000 per depositor, per institution, in accordance FDIC rules. For additional Information on the Bank Deposit Sweep Programs for your account, please contact Your Investment Broker. ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION YIELD MARKET VALUE ANNUAL INCOME STANDARD BANK DEPOSIT 0.65 2,410.54 16.00 Interest Period 08101118 - Total Cash and Sweep Balances $2,410.54 $16.00 APYE measures the total amount of the interest .aid on an account based on the interest rate and the frequency of the compounding during the interest period. The annual percentage yield earned is expressed as an annua Ized rate, based on a 365 day year. Stocks, options ETFs Stocks and ETFs ESTIMATED ADJ ADJ cosnr CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD ABBOTT ABT - HELD IN MARGIN Acquired 1210811? 1,000 54.39 54,413.25 66,840.00 12,426.75 Acquired 12:15:17 500 55.09 33,420.00 5,853.00 Total 1.500 $54.65 $81,980.25 66.8400 $100,260.00 $18,279.75 $1,680 1.68 06? F2 F287 9t 1189 11.9.5.0. MARKEN INTEREST. LTD A PARTNERSHIP AUGUST 1, 2018 - AUGUST 31 2018 ACCOUNT Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD ALLSTATE CORP ALL - HELD IN MARGIN . Acquired 02106117 500 78.14 39,091.30 100.5700 50,285.00 1 1,193.70 920 1.82 AMERICAN AIRLINES GROUP . INC AAL - HELD IN MARGIN Acquired 02122113 1,250 13.50 16,891.72 50,600.00 33,708.28 Acquired 12111113 750 25.88 19,435.40 30,360.00 10,924.60 Acquired 01111014 no 9 29.93 269.45 364.32 94.87 Acquired 04128114 no 9 35.25 317.31 364.32 47.01 Total 2,018 $1 8.29 $36.91 3.88 40.4800 $81,688.64 $44,774.76 $807 0.99 APPLE INC AAPL - HELD IN MARGIN Acquired 05122113 21 63.05 1,324.08 4,780.23 3,456.15 Acquired 09127113 28 68.70 1,923.68 6,373.64 4,449.96 Acquired 10101113 14 69.44 972.22 3,186.82 2,214.60 Acquired 01108115 5 111.96 559.80 1,138.15 578.35 Acquired 07101115 32 126.90 4,079.91 7,284.16 3,204.25 Total 100 $88.60 $8,859.69 227.6300 $22,763.00 $13,903.31 5292 1 .28 BANK OF AMERICA CORP BAC - HELD IN MARGIN Acquired 05107113 92 12.99 1,195.91 2,845.56 1,649.65 Acquired 05107114 95 14.79 1,405.53 2,938.35 1,532.82 Acquired 11123116 2,813 20.60 57,966.75 87,006.09 29,039.34 Total 3,000 $20.19 $60,568.19 30.9300 $92,790.00 $32,221.81 $1,800 1.94 BOEING CO BA- HELD IN MARGIN Acquired 10106110 nc 100 68.97 6,901.41 34,279.00 27,377.59 Acquired 11115110 no 650 63.56 41,336.40 222,813.50 181,477.10 Acquired 01112111 250 69.85 17,483.55 85,697.50 68,213.95 Total 1,000 $65.72 $65,721.36 342.7900 $342,790.00 $277,068.64 $6,840 2.00 CHEVRON CORPORATION CVX - HELD IN MARGIN Acquired 03128105 nc 300 58.45 17,558.95 35,538.00 17,979.05 Acquired 05105105 nc 700 53.43 37,448.95 82,922.00 45,473.05 Acquired 05102112 7 106.78 747.46 829.22 81.76 Acquired 02112114 11 112.02 1,232.32 1,303.06 70.74 067 F2 FZBT st 01105 5 P3986113 It start [2 MARKEN INTEREST, LTD A PARTNERSHIP AUGUST 1. 2018 - AUGUST 31, 2018 ACCOUNT NUMBE Stocks, options 8- ETFs Stocks and ETFs continued ESTIMATED ADJ PRICE7 ADJ COST7 CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAIN7LOSS INCOME YIELD Acquired 08726715 500 71.22 35,629.95 59,230.00 23,600.05 Total 1,518 $61.01 $02,617.63 1 18.4600 $179,822.28 $87,204.65 56,801 3.78 CITIGROUP INC NEW - HELD IN MARGIN Acquired 11723716 1 .000 56.66 56,684.45 71.2400 71,240.00 14,555.55 1,800 2.52 CONTINENTAL RESOURCES INC CLR - HELD IN MARGIN Acquired 04704716 1,000 30.06 30,083.95 65,950.00 35,866.05 Acquired 05709716 1,000 38.98 39,001.25 65,950.00 26,948.75 Acquired 11707716 1,000 46.34 46,365.45 65,950.00 19,584.55 Acquired 07731717 500 33.45 16,744.75 32,975.00 16,230.25 Total 3,500 $37.77 $1 32,195.40 65.9500 $230,825.00 $98,629.60 NIA N7A COSTCO WHSL CORP NEW COM COST - HELD IN MARGIN Acquired 01712711 350 71.56 25,056.09 81,595.50 56,539.41 Acquired 11729713 150 125.57 18,854.45 34,969.50 16,115.05 Acquired 01722714 500 113.76 56,900.70 116,565.00 59,664.30 Total 1,000 $100.81 $100,811.24 233.1300 $233,130.00 $132,318.76 $2,280 0.98 CUMMINS INC . CMI - HELD IN MARGIN Acquired 12714712 500 106.69 53,364.35 141.8000 70,900.00 17,535.65 2,280 3.21 ENLINK MIDSTREAM PARTNERS LP ENLK - HELD IN MARGIN Acquired 08726715 nc 2,000 16.21 32,458.75 35,600.00 3,141.25 Acquired 11703715 nc 1,000 17.68 17,699.75 17,800.00 100.25 Acquired 03703716 nc 2,000 10.10 20,238.75 35,600.00 15,361.25 Total 5,000 $14.03 $70,397.25 17.0000 $09,000.00 $18,602.75 57,800 8.76 EXXON MOBIL CORP XOM - HELD IN MARGIN Acquired 10708704 nc 1,000 50.1 1 50,175.95 80,170.00 29,994.05 Acquired 02711705 no 500 56.08 28,075.95 40,085.00 12,009.05 Total 1 ,500 $52.17 $78,251 .90 80.1 700 $1 20,255.00 $42,003.10 $4,920 4.09 067 F2 F287 . ?as It I Page 7 of 13 [1:6 a erl [85 MARKEN INTEREST, LTD A PARTNERSHIP AUGUST 1, 2018 - AUGUST 31, 2018 ACCOUNT NUMBEI. Stocks, options ETFs Stocks and ETFS continued . ESTIMATED ADJ ADJ COST1 CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD HALLIBURTON COMPANY HAL HELD IN MARGIN Acquired 10121104 no 450 17.42 7,856.08 17,950.50 10,094.42 Acquired 05104105 nc 1,000 21.27 21,305.95 39,890.00 18,584.05 Acquired 04121111 50 49.87 2,512.94 1,994.50 -518.?44 Acquired 02104114 14 49.20 688.93 558.46 -130.47 Acquired 02103115 1 1 43.25 475.84 438.79 -37.05 Total 1 ,525 $21.53 $32,839.74 39.8900 $60,832.25 $27,992.51 $1,098 1.80 HOME DEPOT INC HD - HELD IN MARGIN Acquired 05120114 150 78.13 11,739.79 30,115.50 18,375.71 Acquired 07121114 150 79.59 11,958.94 30,115.50 18,156.56 Acquired 05101115 200 109.32 21 384.93 40,154.00 18,269.07 Acquired 04104116 200 134.66 26,951.09 40,154.00 13,202.91 Total 700 $103.62 $72,534.75 200.7700 $140,539.00 $68,004.25 $2,884 2.05 JOHNSON a. JOHNSON JNJ - HELD IN MARGIN Acquired 04117107 nc 300 64.66 19,423.09 40,407.00 20,983.91 Acquired 04125107 no 200 64.87 12,991.95 26,938.00 13,946.05 Acquired 08120107 no 500 61.65 30,863.65 67,345.00 36,481.35 Acquired 02126110 no 500 63.19 31,617.25 67,345.00 35,727.75 Acquired 06123111 7 65.02 455.14 942.83 487.69 Acquired 06118112 20 66.30 1,326.00 2,693.80 1,367.80 Total 1 .527 $63.31 $96,677.08 134.6900 $205,671.63 $108,994.55 $5,497 2.6? MASTERCARD INC CL A MA - HELD IN MARGIN Acquired 03128112 7 42.59 298.17 1,508.92 1,210.75 Acm?red 07115114 7 78.43 549.07 .508 .92 959.85 Acquired 07101115 200 94.47 18,912.95 43,112.00 24,199.05 Acquired 08125115 186 90.08 16,773.85 40,094.16 23,320.31 Acquired 04101116 200 95.31 19,082.03 43,112.00 24,029.97 Total 600 $92.69 $55,616.07 215.5600 $129,336.00 $73,719.93 $600 0.46 MICROSOFT CORP MSFT - HELD IN MARGIN Acquired 12129115 1,000 56.81 56,834.65 112,330.00 55,495.35 Acquired 04101116 500 55.17 27,608.55 56,165.00 28,556.45 Total 1 .500 $56.30 $84,443.20 112.3300 $168,495.00 $84,051.80 $2,520 1.50 067 F2 F287 st aIIaz 5 A PARTNERSHIP AUGUST 1, 2015 - Auousm-m 2015 ACCOUNT Stocks. options 8: ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD We} SOUTHWEST AIRLINES CO LUV HELD IN MARGIN Acquired 05725715 500 37.70 15,572.45 30,550.00 11,777.55 Acquired 05725715 500 37.49 15,759.00 30,550.00 11,591.00 Total 1,000 $37.53 $37,531.45 51.3000 $51,300.00 $23,555.55 $540 1.04 TARGA RESOURCES CORP TRGP HELD IN MARGIN Acquired 05109715 1,000 32.92 32,929.05 55.0700 55,070.00 22,140.95 3,540 5.50 35.15 35,155.55 TEX PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL - HELD IN MARGIN Acquired 01715714 500 97.45 45,743.95 534.5100 417,305.00 355,551.05 525 0.12 TEXAS CAPITAL BANCSHARES INC TCBI - HELD IN MARGIN Acquired 05727713 500 44.55 22,295.75 44,450.00 22,151.25 Acquired 05705713 500 45.05 22,559.70 44,450.00 21,590.30 Total 1,000 $44.55 $44,555.45 55.9000 $55,900.00 $44,041.55 NIA TEXAS INSTRUMENTS INC TXN - HELD IN MARGIN Acquired 12730714 1,000 53.99 54,002.47 112.4000 112,400.00 55,397.53 2,450 2.20 UNITED STATES STEEL CORP NEW - HELD IN MARGIN Acquired 09722715 1,000 15.45 15,459.47 29.5500 29,550.00 11,210.53 200 0.57 VISA INC CLASS A - HELD IN MARGIN Acquired 03725713 4 41.70 155.53 557.55 420.73 Acquired 0372503 12 41.70 500.49 1,752.55 1,252.19 Acquired 05125115 354 59.55 25,554.79 55,405.75 29,550.97 Acquired 11703715 300 77.53 23,275.55 44,057.00 20,755.45 Acquired 04704715 300 77.57 23,352.92 44,057.00 20,554.05 Total 1,000 $74.15 $74,153.55 145.5900 $145,590.00 $72,705.42 3540 0.57 06? F2 F287 8t 1108 Pagegc?m It a Baal lg MARKEN INTEREST, LTD A PARTNERSHIP AUGUST 1, 2018 - AUGUST 31, 2018 ACCOUNT NUMBER- Stocks, options 8. ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD WALMART INC WMT - HELD IN MARGIN Acquired 04718717 500 73.98 37,013.05 95.8600 47,930.00 10,916.95 1,040 2.16 WELLS FARGO 8 CO NEW :11 1,000 49.11" 49,115.65 58.4800 58,480.00 9,364.35 1,720 2.94 WFC - HELD IN MARGIN Total Stocks and ETFs $1,616,514.85 $61,904 1.82 $1,621,774.65 $1,616,514.85 53.408.577.8051.792,062.95 $61,904 1.82 Total Stocks, options 8: ETFs Because you have more than 6 tax lots. we are showing the average cost per share. This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. Mutual Funds If a portion of your fund position was converted, the 'Client investment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not re?ect Total return. ESTIMATED ADJ ADJ COST7 CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL HDPIX . . Acquired 01712710 nc 5,089.92700 19.64 100,018.95 261,520.45 161,501.50 Acquired 06721710 nc 3.591 .22700 20.04 71,996.58 184,517.24 112,520.66 Acquired 04701716 3,150 35.96 113,292.95 161,847.00 48,554.05 Acquired 12729717 1,520 50.48 76,738.54 78,097.60 1,359.06 Reinvestments 1,039.08500 46.48 46,303.53 53,368.18 5,084.65 Total 14,390.23900 $28.52 $410,350.55 51.3800 $739,370.47 $329,019.92 N7A N7A Client Investment (Excluding Reinvestments) Gain/Loss on Client investment (Including Reinvestments) $362,047.02 $377,323.45 067 F2 F287 31135 ?emritieg MARKEN INTEREST, LTD Page 10 0f 13 A PARTNERSHIP AUGUST 1. 2018 AUGUST 31 2018 ACCOUNT Mutual Funds Open End Mutual Funds continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 01112110 819080837 12.20 100,018.95 140,144.73 40,125.78 Acquired 12130110 nc 9,225.09200 10.84 100,018.95 157,841.32 57,822.37 Acquired 11129113 - 3.000 16.16 48,500.95 51,330.00 2,829.05 Acquired 05111115 2.205.37517 16.98 37,468.95 37,733.97 265.02 Acquired 04101116 8.050 14.17 114,087.45 137,735.49 23.648.04 Acquired 12129117 9.200 16.36 150,530.95 157,412.00 6,881.05 Reinvestments RR 13,994.79446 14.94 209,085.36 239,450.94 30,365.58 Total 53,866.07000 $1 4.1 0 $759,711 .56 17.1100 $921 ,648.45 $1 61 .936.89 $7.595 0.82 Client Investment (Excluding Reinvestments) $550,626.20 GainILoss on Client Investment (Including Reinvestments) $371,022.25 Total Open End Mutual Funds $1,170,062.11 - $1,661,018.92 $490,956.81 $7,595 0.46 Total Mutual Funds $1,170,062.11 $1,661,018.92 $490,956.81 57,595 0.46 This security contains multiple tax lots that may or may not include cost information that is reportabte to the IRS. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all other tots will be reported to the IRS. Tax lot(s) held in Margin, rather than Cash . RR A portion of this security is held in Margin, rather than Cash Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 03101 BEGINNING BALANCE -6,331.25 08101 Cash SALE -480.00000 PROFESSIONALLY MANAGED 50.3200 24,140.60 PORTFOL HODGE FUND CL INSTL SALE VS PURCHASE TRADE 08101 Margin SALE -1,000.00000 INTEL CORP 48.3642 48,344.62 66,153.97 03102 Margin SALE -100.00000 TEX PAC LAND TR SUB SH 800.0000 79,980.01 CTF PROPRIETARY UNIT 087 F287 ?81188 552010025 Activity detail continued MARKEN INTEREST, LTD A PARTNERSHIP AUGUST 1, 2018 - AUGUST 31. 2018 ACCOUNT Page 11 of 13 CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 08/02 Cash 0000156 KENNY MARCHANT -22,000.00 124,133.98 0000156 08/06 Cash 0000157 1ST DALLAS SPECIALTIES -50,000.00 74,133.98 0000157 08/07 Cash 0000158 280%:ng LAND CATTLE 24,133.98 08/09 Margin DIVIDEND MASTERCARD INC CL A 150_oo 080918 600 08/09 Cash 0000149 DONNA MARCHANT -2,500.00 21 .783.98 0000149 08/13 Margin DIST ENLINK MIDSTREAM 1,950.00 PARTNERS LP 081318 5,000 03/13 Margin DIVIDEND TEXAS INSTRUMENTS INC 52000 24,353.93 081818 1,000 08/15 Margin DIVIDEND ABBOTT LABORATORIES 420.00 081518 1.500 08/15 Margin DIVIDEND TARGA RESOURCES CORP 910.00 25,683.98 081518 1,000 08/16 Margin DIVIDEND APPLE INC 73.00 25,756.98 081618 100 03/21 Margin DIVIDEND AMERICAN AIRLINES GROUP 201.80 25,953.73 - 082118 2,018 03/24 Margin DIVIDEND CITIGROUP INC NEW 450.00 26,408.78 082418 1,000 08/28 Cash 0000159 BONITA LAND CATTLE 24,000.00 2,408.78 0000159 08/30 Margin INT CHARGED INTEREST 08/29 -7.61 2,401 .17 08/31 Cash INTEREST STANDARD BANK DEPOSIT 937 241054 083118 2,401 067 F2 F287 MARKEN INTEREST, LTD A PARTNERSHIP jf allas ?ewrities AUGUST 1, 2018 - AUGUST 31 2018 ACCOUNT NUMBER: Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle Cash balances in your account automatically investing such balances into one of our cash sweep options. These 'sweep transactions' may represent a net amount for the day and occur on settlement date. The to lowing section displays transfers into and out of your sweep option. Transactions displayed here are Transfer To, Transfer From and Reinvested Dividends and interest. These transaction amounts are not included in your cash ?ow summary. Page 12 of 13 DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 08/01 BEGINNING BALANCE 000 08116 TRANSFER TO STANDARD BANK DEPOSIT 1,330.00 03/06 TRANSFER TO STANDARD BANK DEPOSIT 44,1533? 08/17 TRANSFER TO STANDARD BANK DEPOSIT 73,00 08/06 TRANSFER FROM STANDARD BANK DEPOSIT 44,153.97 08/22 TRANSFER TO STANDARD BANK DEPOSIT 201,80 081'07 TRANSFER TO STANDARD BANK DEPOSIT 74,133.98 0812? TRANSFER TO STANDARD BANK DEPOSIT 450.00 08707 TRANSFER FROM STANDARD BANK DEPOSIT -50,000_00 08/28 TRANSFER FROM STANDARD BANK DEPOSIT -24,000.00 08/09 TRANSFER FROM STANDARD BANK DEPOSIT -2,500.00 08l31 REINVEST INT STANDARD BANK DEPOSIT 937 03110 TRANSFER TO STANDARD BANK DEPOSIT 150.00 08l31 TRANSFER FROM STANDARD BANK DEPOSIT -7-61 08/14 TRANSFER TO STANDARD BANK DEPOSIT 2,570.00 08/31 ENDING BALANCE 2,410.54 Statement of interest charged Period 7I27 th ru 8/29 DATE NET BALANCE ALL MARGIN CASH ACCOUNT SHORT POSITIONS ADJUSTED DEBIT NUMBER OF INTEREST INTEREST ACCOUNTS BALANCE MARKET VALUE BALANCE DAYS CHARGED 0727 -6,331.25 0.0000 -6,331.25 6 6.500 -6.85 08702 -28,331.25 24,140.60 0.0000 -4,190.65 1 6.500 -0.76 Total Interest Charged -$7.61 The Margin base rate may be adjusted at any time without prior notice to you. For more information, see the Margin Statement of Interest Charges included in your account opening documents or talk to Your Investment Broker. Realized gainlloss Realized GainlLoss Summary THIS PERIOD THIS PERIOD PERIOD THIS YEAR THIS YEAR THIS YEAR GAIN LOSS NET GAIN LOSS NET Short term 0.00 -3,996.96 3,996.96 2,939.05 -6,489.67 -3,550.62 Long term 71,078.12 0.00 71,078.12 119,232.96 -28.09 119,204.87 Total Realized GainlLoss $71 ,078.1 2 $67,081.16 $1 22,1 72.01 -$6,51 7.76 $115,654.25 06? FZ F287 ingt? atlas ?emritiea MARKEN LTD A PARTNERSHIP AUGUST 1. 2018 - AUGUST 31. 2018 Page 13 of 13 ACCOUNT NUMBER: Realized Gain/Loss Detail Short term ADJ DATE ADJ DESCRIPTION QUANTITY ORIG PRICE ACQUIRED CLOSE DATE PROCEEDS ORIG COST INTEL CORP 1,000.00000 52.2300 03/15/18 08/01/18 48,344.62 52,248.95 -3.904 .33 CUSIP 458140100 PROFESSIONALLY MANAGED 480.00000 50.4800 12/29/17 08/01/18 24,140.60 24,233.23 -92.63 PORTFOL HODGE FUND CL CUSIP 742935232 Total Short term $72,485.22 $76,482.18 Long term ADJ DATE ADJ DESCRIPTION QUANTITY ORIG PRICE ACQUIRED CLOSE DATE PROCEEDS ORIG COST TEX PAC LAND TR SUB SH 100.00000 89.0000 08/20/13 08/02/18 79,980.01 8.901.89 71,078.12 CTF PROPRIETARY UNIT CUSIP 882610108 $79,980.01 $8,901.89 $71,078.12 Total Long term Speci?c instructions and disclosures Margin accounts Interest Charged on debit balances in your margin account appears on this statement. The rate of interest and period covered are indicated. The rate may change from time to time due to interest rate ?uctuations or for other reasons. interest is computed as described in material previously furnished to you. This is a combined statement of your general account and the Special Memorandum Account maintained for you under Section 220.5 of Regulation issued by the Board of Governors of the Federal Reserve Board. The permanent record of the separate account. as required by Regulation T. is available for your inspection. Cost basis - To add or update information or modify your reporting options, please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses for your information only. If acquisition or other information is not available. the gain/loss information may not be displayed and section and summary totals may not re?ect your complete portfolio. Cost basis information is not veri?ed by First Clearing or Your Introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this information (due to corporate mergers. tenders and other reorganizations) may be required from time to time. Cost basis tor tactored bonds (GNMA. 0M0. etc.) will be adjusted tor paydown of principal. Systematic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and dividend reinvestment securities Is provided for informational purposes only and is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the IRS. Cost basis options Unless specific tax lots are selected at trade time. sales of tax lots will occur using the cost basis election re?ected in the Account pro?le section. 087 F2 F287 ?rst 39am; ?ewrities Progress summary THIS PERIOD THIS YEAR SNAPSHOT Page 1 of 12 MARKEN INTEREST, LTD A PARTNERSHIP SEPTEMBER 1, 2018 - SEPTEMBER 30. 201B ACCOUNT NUMBER: .- Openlng value $5,072,007.26 $4,907,548.45 Cash deposited 0.00 18,338.25 Securities deposited 0.00 0.00 Cash withdrawn -10,500.00 -459,795.44 Securities withdrawn 0.00 0.00 Change in value 76,652.07 672,068.07 Closing value $5,138,159.33 $5,138,159.33 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE 0N AUG 31 VALUE 0N SEP 30 ANN. INCOME ASSETS Cash and sweep balances 2,410.54 0.05 1,802.25 0.04 12 I Stocks, options ETFs 3,408,577.80 67.20 3,493,618.82 68.00 62,744 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 1,661,018.92 32.75 1,642,288.26 31.97 7,595 Asset value $5,072,007.26 100% $5,137,709.33 100% $70,351 Margin/loan balance 0.00 450.00 - Net asset value $5,072,007.26 $5.1 38,159.33 SNAPSHOT 06? F2 F287 jfir?t ?31m ?erurities Cash ?ow summary Income summary TAXABLE SNAPSHOT. Page 2 of 12 MARKEN INTEREST, LTD A PARTNERSHIP SEPTEMBER 1. 2018 - SEPTEMBER 30, 2018 ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value of cash and sweep balances $2,410.54 Income and distributions 10,341.71 111,297.81 Securities sold and redeemed 0.00 460,149.44 Other additions 0.00 18,338.25 Net additions to cash $10,341.71 $589,785.50 Withdrawals by check 40,500.00 -422,500.00 Securities purchased 0.00 -202,382.36 Electronic funds transfers 0.00 40.00 Advisory fees 0.00 Other subtractions and fees 0.00 48,770.52 Net subtractions from cash Closing value of cash and sweep balances $2,252.25 THIS PERIOD THIS YEAR Money marketisweep funds 1.75 35.62 Ordinary dividends and ST capital gains 0.00 3,529.00 Qualified dividends 10,339.96 43,287.60 Partnership distributions 0.00 6,243.00 Total taxable income $10,341.71 $53,095.22 Total federally tax-exempt income $0.00 $0.00 Total income $10,341.71 $53,095.22 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. Gain/loss summary THIS PERIOD REALIZED THIS YEAR REALIZED Short term (8) 0.00 -3,550.62 Long term (L) 0.00 119,204.87 Total $0.00 $115,654.25 SNAPSHOT 067 F2 F237 jf 415; EB allas ?ewrities Your Investment Broker GARY BRADSHAWICRAIG HODGES Phone: 214?954-1177 214-665-9116 Account pro?le Full account name: Account type: Brokerage account number: Tax status: Investment objectivelRisk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS, TX 75201 MARKEN INTEREST, LTD A PARTNERSHIP Standard Brokerage Taxable MODERATE GROWTH INCOME Please Provide Please Provide First in, First out STANDARD BANK DEPOSIT Per your instructions, copies of this statement have been sent to an interested party. SNAPSHOT Page 3 cm MARKEN INTEREST, LTD A PARTNERSHIP SEPTEMBER 1, 2018 - SEPT MBER 30, 2018 ACCOUNT NUMBER: Document delivery status Paper Statements: Trade confirmations: Tax documents: Shareholder communications: Other documents: Electronic SNAPSHOT 067 F2 F237 MEN ?eturitieg MARKEN INTEREST, LTD 1 Page 4 0f 12 A PARTNERSHIP SEPTEMBER 1, 2018 - SEPTEMBER 30. 2018 ACCOUNT NUMBE- Additional information THIS PERIOD THIS YEAR Gross proceeds 0.00 460,149.44 Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right, in the course of normal business operations, to withdraw balances in the Bank Deposit Sweep Program(s) or redeem shares of the money market mutual fund used in the sweep, subject to any open commitments in an; of your accounts and have the proceeds returned to your accounts or remitted to you. Note. however, that as re uired by federal banking re ulatIons, the banks In the Bank Deposit weep Program(s) reserve the right to require seven days prior notice before permittin a transfer out of the Bank epoSIt Sweep Programs? In addItIon, the money market mutual funds in the sweep reserve he right to require one or more day's prIor notice efore permitting withdrawals. Standard Bank Deposit Sweep - Consists of monies held at Weils Fargo Bank, N.A., which is af?liated with the Clearing Agent and (if amounts exceed $250,000) at another bank af?liated with the Clearing Agent. Expanded Bank Deposit Sweep - ConSIsts of monies held at Wells Fargo Bank. NA. and (if amounts exceed $250,000) at one or more banks affiliated with the Clearing Agent or nonaffiliated banks. Brokered Liquid Deposit - Consists of monies held at one or more banks nonaf?liated and af?liated with the Clearing A ent. Assets in the Bank Deposit Sweep Program and Brokered Liquid DepoSIt are not covered by SIPC, but are instead igible for FDIC insurance of up to $250,000 per depositor, per institution, in accordance with FDIC rules. For additional information, please contact Your Investment Broker. ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION YIELD MARKET VALUE ANNUAL INCOME STANDARD BANK DEPOSIT 0.65 1,802.25 12.00 Interest Period 09l01/18 - 0930118 Total Cash and Sweep Balances - $1,802.25 $12.00 Marginiloan balance 450.00 APYE measures the total amount of the interest aid on an account based on the interest rate and the frequency of the compounding during the interest period. The annual percentage yield earned is expressed as an annua ized rate, based on a 365 day year. 057 F2 F287 all? it Page 5 Of 12 [1'5 2er MARKEN no A PARTNERSHIP SEPTEMBER 1, 2018 - SEPTEMBER 30, 2018 ACCOUNT NUMBE Stocks, Options ETFs Stocks and ETFs ESTIMATED ADJ PRICE7 ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI N7LOSS INCOME YIELD ABBOTT LABORATORIES ABT - HELD IN MARGIN Acquired 12708717 1,000 54.39 54,413.25 73,360.00 18,946.75 Acquired 12715717 500 55.09 27,567.00 36,680.00 9,113.00 Total 1 .500 $54.65 $81 ,980.25 73.3600 $110,040.00 $28,059.75 $1,680 1 L53 ALLSTATE CORP - ALL - HELD IN MARGIN Acquired 02706717 500 78.14 39,091.30 98.7000 49,350.00 10,258.70 920 1.86 AMERICAN AIRLINES GROUP INC AAI. - HELD IN MARGIN Acquired 02722713 1,250 13.50 16,891.72 51,662.50 34,770.78 Acquired 12711713 750 25.88 19,435.40 30,997.50 11,562.10 Acquired 01717714 no 9 29.93 269.45 371.97 102.52 Acquired 04728714 no 9 35.25 317.31 371.97 54.66 Total 2,018 $18.29 $36.91 3.88 41.3300 $83,403.94 $46,490.06 $807 0.97 APPLE INC AAPL - HELD IN MARGIN Acquired 05722713 21 63.05 1,324.08 4,740.54 3,416.46 Acquired 09727713 28 68.70 1,923.68 6,320.72 4,397.04 Acquired 10701713 14 69.44 972.22 3,160.36 2,188.14 Acquired 01708715 5 111.96 559.80 1,128.70 568.90 ACQUired 07701715 32 126.90 4,079.91 7,223.68 3,143.77 - Total 100 $88.60 $8,859.69 225.7400 $22,574.00 $13,714.31 $292 1.29 BANK OF AMERICA CORP BAC - HELD IN MARGIN Acquired 05707713 92 12.99 1,195.91 2,710.32 1,514.41 Acquired 05707714 95 14.79 1,405.53 2,798.70 1,393.17 Acquired 11723716 2,813 20.60 57,966.75 82,870.98 24,904.23 Total 3,000 $20.19 $60,568.19 29.4600 $88,380.00 $27,811.81 $1,800 2.04 BOEING CO BA - HELD IN MARGIN Acquired 10706710 no 100 68.97 6,901.41 37,190.00 30,288.59 Acquired 11715710 no 650 63.56 41,336.40 241,735.00 200,398.60 067 F2 F287 .r rt Page 6 of 12 [1?5 - 31185 1?er IR MARKEN meager, LTD A PARTNERSHIP SEPTEMBER 1, 2018 - SEPTEMBER 30, 2018 ACCOUNT NUMBER: Stocks, options 8. ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ COST7 CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE CAI N7LOSS INCOME YIELD Acquired 01712711 250 69.85 17,483.55 92,975.00 75,491.45 Total 1,000 $65.72 $65,721.36 371.9000 $371,900.00 $306,178.64 $6,840 1.84 CHEVRON CORPORATION CVX - HELD IN MARGIN Acquired 03728705 nc 300 58.45 17,558.95 36,684.00 19,125.05 Acquired 05705705 no 700 53.43 37,448.95 85,596.00 48,147.05 Acquired 05702712 7 106.78 747.46 855.96 108.50 Acquired 02712714 11 112.02 1,232.32 1,345.08 112.76 Acquired 08726715 500 71.22 35,629.95 61,140.00 25,510.05 Total 1,518 $61.01 $92,617.63 122.2800 $185,621.04 $93,003.41 $6,801 3.66 CITIGROUP INC NEW - HELD iN MARGIN Acquired 11723716 1,000 56.66 56,684.45 71.7400 71 ,740.00 15,055.55 1,800 2.50 CONTINENTAL RESOURCES INC CLR - HELD IN MARGIN Acquired 04704716 1,000 30.06 30,083.95 68,280.00 38,196.05 Acquired 05709716 1,000 38.96 39,001.25 68,280.00 29,278.75 Acquired 11707716 1,000 46.34 46,365.45 68,280.00 21,914.55 Acquired 07731717 500 33.45 16,744.75 34,140.00 17,395.25 Total 3,500 $37.77 $132,195.40 68.2800 $238,980.00 $1 06,784.60 N7A N7A COSTCO WHSL CORP NEW COM COST - HELD IN MARGIN Acquired 01712711 350 71.56 25,056.09 82,208.00 57,151.91 Acquired 11729713 150 125.57 18,854.45 35,232.00 16,377.55 Acquired 01722714 500 113.76 56,900.70 117,440.00 60,539.30 Total 1,000 $100.81 $100,811.24 234.8800 $234,880.00 $134,068.76 $2,280 0.97 CUMMINS INC CMI - HELD IN MARGIN Acquired 12714712 500 106.69 53,364.35 146.0700 73,035.00 19,670.65 2,280 3.12 ENLINK MIDSTREAM PARTNERS LP ENLK HELD IN Acquired 08726715 nc 2,000 16.21 32,458.75 37,280.00 4,821.25 Acquired 11703715 nc 1,000 17.68 17,699.75 18,640.00 940.25 Acquired 03703716 00 2,000 10.10 20,238.75 37,280.00 17,041.25 067 F2 F237 tmaua? Page7of12 [r5 801111 MARKEN INTEREST, LTD A PARTNERSHIP SEPTEMBER 1, 2018 - SEPTEMBER 30, 2018 ACCOUNT NUMBER: Stocks, options 8. ETFs Stocks and ETFs continued ESTIMATED ADJ PRICE7 ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI NILOSS INCOME YIELD Total 5,000 $14.08 $70,397.25 1 8.6400 $93,200.00 $22,802.75 57,800 8.37 EXXON MOBIL CORP XOM - HELD IN MARGIN Acquired 10708704 nc 1,000 50.11 50,175.95 85,020.00 34,844.05 Acquired 02711705 no 500 56.08 28,075.95 42,510.00 14,434.05 Total 1,500 $52.1 7 $78,251.90 85.0200 $127,530.00 $49,278.10 $4,920 3.86 HALLIBURTON COMPANY HAL - HELD IN MARGIN Acquired 10721704 no 450 17.42 7,856.08 18,238.50 10,382.42 Acquired 05704705 nc 1,000 21.27 21,305.95 40,530.00 19.224.05 Acquired 04721711 50 49.87 2,512.94 2,026.50 -486.44 Acquired 02704714 14 49.20 688.93 567.42 -121.51 Acquired 02703715 11 43.25 475.84 445.83 -30.01 Total 1,525 $21.53 $32,839.74 40.5300 $61,808.25 $28,968.51 $1,098 1.78 HOME DEPOT INC HD - HELD IN MARGIN Acquired 05720714 150 78.13 11,739.79 31,072.50 19,332.71 Acquired 07721714 150 79.59 11,958.94 31,072.50 19,113.56 Acquired 05701715 200 109.32 21,884.93 41,430.00 19,545.07 Acquired 04704716 200 134.66 26,951.09 41,430.00 14,478.91 Total 700 $103.62 $72,534.75 207.1500 $145,005.00 $72,470.25 $2,884 1 .99 JOHNSON 8 JOHNSON . JNJ - HELD IN MARGIN Acquired 0471770? no 300 64.66 19,423.09 41,451.00 22,027.91 Acquired 04725707 DO 200 64.87 12,991.95 27,634.00 14,642.05 Acquired 0872070? no 500 61.65 30,863.65 69,085.00 38,221.35 Acquired 02726710 nc . 500 . 63.19 31,617.25 69,085.00 37,467.75 Acquired 06723711 7 65.02 455.14 967.19 512.05 Acquired 06718712 20 66.30 1,326.00 2,763.40 1,437.40 Total 1,527 $63.31 $96,677.08 138.1700 $210,985.59 $114,308.51 $5,497 2.61 MASTERCARD INC CL A MA - HELD IN Acquired 03728712 7 42.59 298.17 1,558.27 1,260.10 Acquired 07715714 7 78.43 549.07 1,558.27 1,009.20 Acquired 07701715 200 94.47 18,912.95 44,522.00 25,609.05 Acquired 08725715 186 90.08 16,773.85 41,405.46 24,631.61 067 F2 F287 it?tZBaIIaS $6writi65 - . MARKEN INTEREST, LTD A PARTNERSHIP SEPTEMBER 1, 2016,- TEMBER 30, 2016 ACCOUNT NUMBER: Stocks, options ETFs Stocks and ETFS continued ESTIMATED ADJ ADJ COSTII CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD Acquired 04701716 200 95.31 19,062.03 44,522.00 25,439.97 Total 600 $92.69 $55,616.07 222.6100 $133,566.00 $77,949.93 $600 0.45 MICROSOFT CORP MSFT - HELD IN MARGIN Acquired 12126715 1,000 56.61 56,634.65 114,370.00 57,535.35 Acquired 04701716 500 55.17 27,606.55 57,165.00 29,576.45 Total 1,500 $56.30 $64,443.20 114.3700 $171,555.00 $67,111.60 $2,760 1.61 SOUTHWEST AIRLINES CO LUV - HELD IN MARGIN Acquired 081'257'15 500 37.70 16,672.45 31,225.00 12,352.55 Acquired 0812515 500 37.49 16,759.00 31,225.00 12,466.00 Total 1,000 $37.63 $37,631.45 62.4500 $62,450.00 $24,616.55 $640 1.02 TARGA RESOURCES CORP TRGP - HELD IN MARGIN Acquired 05:09:16 1.000 32.92 32,929.05 56.3100 55,310.00 23,360.95 3,640 6.46 36.16 36,166.65 PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL - HELD IN MARGIN Acquired 01715714 500 97.45 46,743.95 662.5600 431,260.00 362,536.05 525 0.12 TEXAS CAPITAL BANCSHARES INC TCBI - HELD IN MARGIN Acquired 06727713 500 44.55 22,296.75 41,325.00 19,026.25 Acquired 06706713 500 45.06 22,559.70 41,325.00 16,765.30 T0161 1,000 $44.66 $44,656.45 62.6500 $62,650.00 $37,791.55 NIA NIA TEXAS INSTRUMENTS INC TXN - HELD IN MARGIN Acquired 12730714 1,000 53.99 54,002.47 107.2900 107,290.00 53,267.53 3,060 2.67 UNITED STATES STEEL CORP NEW - HELD IN MARGIN Acquired 09722716 1,000 16.46 16,469.47 30.4600 30,460.00 12,010.53 200 0.65 067 F2 F237 ?as P89890f12 3' MARKEN INTEREST, LTD A PARTNERSHIP SEPTEMBER 1, 2018 - SEPTEMBER 30, 2018 ACCOUNT NUMBE Stocks, options ETFs Stocks and ETFs continued . ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD VISA INC CLASS A - HELD IN MARGIN Acquired 03726713 - 4 41.70 166.83 600.36 433.53 Acquired 03726113 12 41.70 500.49 1,801.08 1,300.59 Acquired 08125115 384 69.88 26,854.79 57,634.56 30,779.77 Acquired 11703115 300 77.53 23,278.55 45,027.00 21,748.45 Acquired 04104716 300 77.87 23,382.92 45,027.00 21,644.08 Total 1,000 $74.1 8 574,1 83.58 1 50.0900 $1 50,090.00 $75,906.42 $840 0.56 WALMART INC WMT - HELD IN MARGIN Acquired 04118?? 500 73.98 37,013.05 93.9100 46,955.00 9,941.95 1,040 2.21 WELLS FARGO CO NEW 1,000 49.11? 49,115.65 52.5600 52,560.00 3,444.35 1,720 3.27 WFC HELD 1N MARGIN . Total Stocks and ETFs $1,616,514.85 $62,744 1.80 $1,621,774.65 . Total Stocks, options 8: ETFs $1,616,514.85 53.493.618.831.877,103.97 $62,744 1.80 Because you have more than 6 tax lots, we are showing the average cost per share. This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. nc Cost information for this tax lot is not covered by 1R5 reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. Mutual Funds If a portion of your fund position was converted, the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual income and Yield refer to Dividends and Interest Income only, and typically do not re?ect Total return. ESTIMATED ADJ ADJ cosTI CURRENT CURRENT ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX Acquired 01mm) nc 5.089.92700 19.64 100,018.95 250,322.61 150,303.66 Acquired 06121710 nc 3.591.22700 20.04 71,996.58 176,616.54 104,619.96 067 F2 F287 j?ggtE atlas ?eum?ties Mutual Funds Open End Mutual Funds continued MARKEN INTEREST, LTD A PARTNERSHIP Page 10 of 12 SEPTEMBER 1, 2018 - SEPT BER 30, 2018 ACCOUNT ESTIMATED ADJ PRICE7 ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD Acquired 04701716 3,150 35.96 113,292.95 154,917.00 41 ,624.05 Acquired 12729717 1,520 50.48 76,738.54 74,753.60 -1,984.94 Reinvestments 1,039.08500 46.48 48,303.53 51,102.20 2,798.67 Total 1 4.390239% 528.52 $410,350.55 49.1800 5707,71 1 .95 $297,361 .40 NM NM Client Investment (Excluding Reinvestments) $362,047.02 Gain7Loss on Client Investment (Including Reinvestments) $345,664.93 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 01712710 8,190.80837 12.20 100,018.95 142,110.53 42,091.58 Acquired 12730710 nc 9,225.09200 10.84 100.018.95 160,055.35 60,036.40 Acquired 11729713 3,000 16.16 48,500.95 52,050.00 3,549.05 Acquired 05711715 220537517 16.98 37,468.95 38,263.26 794.31 Acquired 04701716 8,050 14.17 114,087.45 139,667.51 25,580.06 Acquired 12729717 9,200 16.36 150,530.95 159,620.00 9,089.05 Reinvestments RR 13,994.79446 14.94 209,085.36 242,809.66 33,724.30 Total 53,866.07000 $14.10 5759,71 1 .56 17.3500 $934,576.31 $174,864.75 $7,595 0.81 Client Investment (Excluding Reinvestments) $550,626.20 Gain/Loss on Client Investment (Including Reinvestments) $383,950.11 Total Open End Mutual Funds $1,170,062.11 $1,642,288.26 $472,226.15 57,595 0.46 Total Mutual Funds $1 ,170,062.1 1 $1,642,288.26 $472,226.15 $7,595 0.46 This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for atl other lots will be reported to the IRS. Tax lot(s) held in Margin, rather than Cash RR A portion of this security is held in Margin, rather than Cash Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 09/01 BEGINNING BALANCE 2.41054 067 F2 F287 j?g??a?w 5120101129 Activity detail continued MARKEN INTEREST, LTD A PARTNERSHIP SEPTEMBER 1, 2018 - SEPTEMBER 30, 2018 ACCOUNT NUMBE Page 11 of12 CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION DESCRIPTION PNCE AMOUNT BALANCES 09/04 Margin DIVIDEND CUMMINS INC 570.00 090413 500 09/04 Margin DIVIDEND VISA INC CLASS A 210.00 090413 1,000 09/04 Margin DIVIDEND WALMART INC 260.00 090413 500 . 09/04 Margin DIVIDEND WELLS FARGO 8. CO NEW 430.00 3,880.54 090113 1.000 AS OF 9/01/13 09/05 Cash 0000150 DONNA MARCHANT -2,500.00 1,330.54 0000150 09/07 Margin DIVIDEND BOEING CO 1,710.00 3,090.54 090713 1,000 09/10 Margin DIVIDEND CHEVRON CORPORATION 1,700.16 091013 1.513 09110 Margin DIVIDEND EXXON MOBIL CORP 1,230.00 091013 1,500 09/10 Margin DIVIDEND UNITED STATES STEEL CORP 50.00 6,070.70 091013 1.000 09111 Margin DIVIDEND JOHNSON 3 JOHNSON 1,374.30 7,445.00 091113 1,527 09/12 Margin DIVIDEND SOUTHWEST AIRLINES CO 160.00 7,605.00 091213 1,000 09/13 Margin DIVIDEND HOME DEPOT INC 721.00 091313 700 09/13 Margin DIVIDEND MICROSOFT CORP 630.00 8,956.00 091313 1,500 09/14 Margin DIVIDEND COSTCO WHSL CORP 570.00 9,526.00 COM 091413 1.000 09713 Cash 0000160 BONITA LAND CATTLE 43,000.00 1,523.00 0000130 0926 Margin DIVIDEND HALLIBURTON COMPANY 274.50 1,300.50 092313 1.525 09123 Cash INTEREST STANDARD BANK DEPOSIT 1.75 092818 1,300 (19/23 Margin DIVIDEND BANK OF AMERICA CORP 450.00 2,252.25 092818 3,000 067 F2 F287 it?t ?an? ?ewti?eg MARKEN INTEREST, LTD Page 12 0f 12 A PARTNERSHIP SEPTEMBER 1, 2018 - SEPTEMBER 30. 2018 ACCOUNT NUMBER- Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account automatically investing such balances into one of our cash sweep tions. These 'sweep transactions' may represent a net amount for the day andoccur on settlement date. The to lowing section displays transfers into and out of your sweep Option. ransactions displayed here are Transfer To, Transfer From and Reinvested Dividends and Interest. These transaction amounts are not included in your cash flow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 09/01 BEGINNING BALANCE 2,410.54 09/14 TRANSFER To STANDARD BANK DEPOSIT 1,351.00 09105 TRANSFER TO STANDARD BANK DEPOSIT 1,470.00 09117 TRANSFER To STANDARD BANK DEPOSIT 570.00 09/05 TRANSFER FROM STANDARD BANK DEPOSIT -2,500.00 09118 TRANSFER FROM STANDARD BANK DEPOSIT -8,000.00 09:10 TRANSFER TO STANDARD BANK DEPOSIT 1,710.00 09127 TRANSFER To STANDARD BANK DEPOSIT 274.50 09/1 1 TRANSFER TO STANDARD BANK DEPOSIT 2,980.16 09728 REINVEST INT STANDARD BANK DEPOSIT 1 .75 09/12 TRANSFER TO STANDARD BANK DEPOSIT 1,374.30 09/30 ENDING BALANCE 1,302.25 09/13 TRANSFER TO STANDARD BANK DEPOSIT 180.00 Speci?c instructions and disclosures Margin accounts Interest charged on debit balances in your margin account appears on this statement. The rate Of interest and period covered are indicated. The rate may change from time to time due to interest rate ?uctuations or for other reasons. Interest is computed as described in material previously tumished to you. This Is a combined statement of your general account and the Special Memorandum Account maintained for you under Section 220.5 of Regulation issued by the Board of Governors of the Federal Reserve Board. The permanent record of the separate account, as required by Regulation T. is available for your inspection. Cost basis - To add or update information or modify your reporting options. please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses for your information only. If acquisition or other information is not available. the galnfloss information may not be displayed and section and summary totals may not reflect your complete portfollo. Cost basis information Is not veri?ed by First Clearing or Your Introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this information (due to corporate mergers. tenders and other reorganizations) may be required from time to time. Cost basis for factored bonds CMO, etc.) will be adiusted for payde of principal. Systematic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and dividend reinvestment securities is provided for informational purposes only and is a non?weighted average. Your account statement should not be used for tax preparation without assistanca from your tax consultant. We do not report capital gains or tosses for non-covered securities to the IRS. Cost basis options . Unless speci?c tax lots are selected at trade time, sales of tax lots occur usrng the cost basis election re?ected in the Account profile section. 06? F2 F287 first 13611135 ?ewtities SNAPSHOT Page1of12 MARKEN INTEREST, LTD A PARTNERSHIP OCTOBER 1, 2018 - OCTOBER 31, 2018 Net asset value $5,138,159.33 $4,632,393.46 ACCOUNT NUMBE Progress summary THIS PERIOD THIS YEAR Opening value $5.138,159.33 $4,907,548.45 Cash deposited 0.00 18,338.25 Securities deposited 0.00 0.00 Cash withdrawn -9,072.02 ?468,867.46 Securities withdrawn 0.00 0.00 Change in value 496,693.85 175,374.22 Closing value $4,632,393.46 $4,632,393.46 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE 0N SEP 30 VALUE ON OCT 31 ANN. INCOME ASSETS ii; Cash and sweep balances 1,802.25 0.04 0.00 0.00 0 I Stocks, options ETFs 3,493,618.82 68.00 3,168,151.87 68.29 62,904 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 1,642,288.26 31.97 1,470,831.28 31.71 6,853 Asset vaiue $5,137,709.33 100% $4,638,983.15 100% $69,757 Marginiloan balance 450.00 -6,589.69 SNAPSHOT 06? F2 F287 jfirst Ewes ?ewtities Cash flow summary Income summary Gainlloss summary TAXABLE SNAPSHOT Page 2 W2 MARKEN INTEREST, LTD A PARTNERSHIP OCTOBER 1, 2018 - OCTOBER 31, 2018 ACCOUNT NUMBE THIS PERIOD THIS YEAR Opening value of cash and sweep balances $2,252.25 Income and distributions 1,924.06 113,221.87 Securities sold and redeemed 0.00 460,149.44 Other additions 0.00 18,338.25 Net additions to cash $1,924.06 $591,709.56 Withdrawals by check 2500.00 425,000.00 Securities purchased -1,693.98 -204,076.34 Electronic funds transfers 0.00 -40.00 Advisory fees -6,554.76 -25,039.68 Other subtractions and fees -17.26 ~18,787.78 Net subtractions from cash Closing value of cash and sweep balances THIS PERIOD THIS YEAR Money market/sweep funds 0.08 35.70 Ordinary dividends and ST capital gains 1,693.98 5,222.98 Qualified dividends 230.00 43,517.60 Partnership distributions 0.00 6,243.00 Total taxable income $1,924.06 $55,019.28 Total federally tax-exempt income $0.00 $0.00 Total income $1,924.06 $55,019.28 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. THIS PERIOD REALIZED THIS YEAR REALIZED Short term (8) 0.00 -3,550.62 Long term LLJ 0.00 119,204.87 Total $0.00 $115,654.25 SNAPSHOT 067 F2 F287 first 18511135 ?ewrities Your Investment Broker GARY BRADSHAWICRAIG HODGES Phone: 214-954-1177 214-665-9116 Account profile Full account name: Account type: Brokerage account number: Tax status: Investment objective/Risk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS, TX 75201 MARKEN INTEREST, LTD A PARTNERSHIP Standard Brokerage Taxable MODERATE GROWTH INCOME Please Provide Please Provide. First in. First out STANDARD BANK DEPOSIT Per your instructions, copies of this statement have been sent to an interested party. SNAPSHOT Page 3 M12 MARKEN INTEREST, LTD A PARTNERSHIP OCTOBER 1, 201a - OCTOBER 31, 2013 ACCOUNT NUMBER- Document delivery status Paper Statements: Trade confirmations: Tax documents: Shareholder communications: Other documents: Electronic SNAPSHOT 067 F2 F287 Hag 5 Page4of12 MARKER INTEREST. LTD . A PARTNERSHIP OCTOBER 1, 2018 - OCTOBER 31. 2018 ACCOUNT NUMBE Additional information THIS PERIOD THIS YEAR Gross proceeds 0.00 460,149.44 Portfolio detail Cash and Sweep Balances CURRENT DESCRIPTION MARKET VALUE Margin?oan balance -6,589.69 Stocks, options ETFs Stocks and ETFs ESTIMATED ADJ ADJ COST7 CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GNNILOSS INCOME YIELD ABBOTT LABORATORIES . ABT - HELD IN MARGIN Acquired 12708717 1,000 54.39 54,413.25 68,940.00 14,526.75 Acquired 12715717 500 55.09 27,567.00 34,470.00 6,903.00 Total 1 ,500 $54.65 $81,980.25 68.9400 $103,410.00 $21 ,429.75 $1,680 1.62 ALLSTATE CORP ALL - HELD IN MARGIN Acquired 02706717 500 78.14 39,091.30 95.7200 47,860.00 8,768.70 920 1.92 AMERICAN AIRLINES GROUP INC AAL - HELD IN MARGIN Acquired 02722713 1,250 13.50 16,891.72 43,850.00 26,958.28 Acquired 12711713 750 25.88 19,435.40 26,310.00 6,874.60 Acquired 01717714 no 9 29.93 269.45 315.72 46.27 Acquired 04728714 no 9 35.25 317.31 315.72 -1.59 Total 2.018 $18.29 $36,913.88 35.0800 $70,791.44 $33,877.56 $807 1.14 APPLE INC AAPL - HELD IN MARGIN Acquired 05722713 .21 63.05 1,324.08 4,596.06 3,271.98 Acquired 09727713 28 68.70 1,923.68 6,128.08 4,204.40 067 F2 F287 wag Page 5 of 12 ll??t 811111111136 MARKEN INTEREST, no A PARTNERSHIP OCTOBER 1, 2018 - OCTOBER 31, 2018 ACCOUNT NUMBF. Stocks, options 8. ETFs Stocks and ETFs continued ESTIMATED ADJ PRICE1 ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD (9..) Acquired 10101113 14 69.44 972.22 3,064.04 2,091.82 Acquired 01108115 5 111.96 559.80 1,094.30 534.50 Acquired 07101115 32 126.90 4,079.91 7,003.52 2,923.61 Total 100 $88.60 $8,859.69 218.8600 $21,886.00 $13,026.31 $292 1.33 BANK OF AMERICA CORP BAC - HELD IN MARGIN Acquired 05107113 92 12.99 1,195.91 2,530.00 1,334.09 Acquired 05107114 95 14.79 1,405.53 2,612.50 1,206.97 Acquired 11123116 2,813 20.60 57,966.75 77,357.50 19,390.75 Total 3,000 $20.19 $60,568.19 27.5000 $82,500.00 $21,931.81 $1,800 2.18 BOEING CO - BA - HELD IN MARGIN Acquired 10106110 no 100 68.97 6,901.41 35,486.00 28,584.59 Acquired 11115110 no 650 63.56 41,336.40 230,659.00 189,322.60 Acquired 01112111 250 69.85 17,483.55 88,715.00 71,231.45 Total 1,000 $65.72 $65,721 .36 354.8600 $354,860.00 $289,138.64 $6,840 1.93 CHEVRON CORPORATION CVX - HELD IN MARGIN Acquired 03128105 no 300 58.45 17,558.95 33,495.00 15,936.05 Acquired 05105105 no 700 53.43 37,448.95 78,155.00 40,706.05 Acquired 05102112 7 106.78 747.46 781.55 34.09 Acquired 02112114 11 112.02 1,232.32 1,228.15 -4.17 Acquired 08126115 500 71.22 35,629.95 55,825.00 20,195.05 Total 1,518 $61.01 $92,617.63 1 11.6500 $169,484.70 $76,667.07 $6,801 4.01 CITIGROUP INC NEW - HELD IN MARGIN Acquired 11123116 1,000 56.66 56,684.45 65.4600 65,460.00 8,775.55 1,800 2.74 CONTINENTAL RESOURCES INC CLR - HELD IN MARGIN Acquired 04104116 1,000 30.06 30,083.95 52,680.00 22,596.05 Acquired 05109116 1,000 38.98 39,001.25 52,680.00 13,678.75 Acquired 11107116 1,000 46.34 46,365.45 52,680.00 6,314.55 Acquired 07131117 500 33.45 16,744.75 26,340.00 9,595.25 Total 3,500 $37.77 $132,195.40 52.6800 $184,380.00 $52,184.60 NA NA 067 FZ F287 [15 It 5 Page 6 of 12 [1?9 8 8 12er MARKEN Inwanesr, no A PARTNERSHIP OCTOBER 1, 2018 - OCTOBER 31, 2018 ACCOUNT NUMB Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ PRICE7 ADJ COST7 CURRENT CURRENT UN REALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE DRIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD COSTCO WHSL CORP NEW COM COST - HELD IN MARGIN Acquired 01712711 350 71.56 25,056.09 80,020.50 54,964.41 Acquired 11729713 150 125.57 18,854.45 34,294.50 15,440.05 Acquired 01722714 500 113.76 56,900.70 114,315.00 57,414.30 Total 1 ,000 $1 00.81 $1 00,811 .24 228.6300 $228,630.00 $127,818.76 $2,280 1 .00 CUMMINS INC CMI - HELD IN MARGIN Acquired 12714712 500 106.69 53,364.35 136.6900 68,345.00 14,980.65 2,280 3.33 ENLINK MIDSTREAM PARTNERS LP ENLK - HELD IN MARGIN Acquired 08726715 nc 2,000 16.21 32,458.75 30,320.00 -2,138.75 Acquired 11703715 nc 1,000 17.63 17,699.75 15,100.00 4,539.75 Acquired 03703716 nc 2,000 10.10 20,238.75 30,320.00 10,081.25 Total 5,000 $1 4.08 $70,397.25 1 5.1600 $75,800.00 $5,402.75 $7,800 1 0.29 EXXON MOBIL CORP XOM - HELD IN MARGIN Acquired 10708704 nc 1,000 50.11 50,175.95 79,680.00 29,504.05 Acquired 02711705 no 500 56.08 28,075.95 39,840.00 11,764.05 Total 1 .500 $52.1 7 $78,251.90 79.6800 $1 19,520.00 $41 ,268.10 54,920 4.12 HALLIBURTON COMPANY HAL - HELD IN MARGIN Acquired 10721704 no 450 17.42 7,856.08 15,606.00 7,749.92 Acquired 05704705 no 1,000 21.27 21,305.95 34,680.00 13,374.05 Acquired 04721711 50 49.87 2,512.94 1,734.00 -778.94 Acquired 02704714 14 49.20 688.93 485.52 -203.41 Acquired 02703715 1 1 43.25 475.84 381.48 -94.36 Total 1 ,525 $21.53 $32,839.74 34.6800 $52,887.00 $20,047.26 $1,098 2.08 HOME DEPOT INC HD - HELD IN MARGIN Acquired 05720714 150 78.13 11,739.79 26,382.00 14,642.21 Acquired 07721714 150 79.59 1 1,958.94 26,382.00 14,423.06 Acquired 05701715 200 109.32 21,884.93 35,176.00 13,291.07 067 F2 F287 I ?t It! 5 P39870f12 LEM 911111 MARKEN INTEREST, LTD A PARTNERSHIP OCTOBER 1, 2018 - OCTOBER 31,2018 ACCOUNT NUMBER Stocks. options 8 ETFs Stocks and ETFs continued ESTIMATED ADJ PRICE7 ADJ COST7 CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD Iv.) Acquired 04704716 200 134.66 26,951.09 35,176.00 8,224.91 Total 700 $103.62 $72,534.75 175.8800 $123,116.00 $50,581.25 $2,884 2.34 JOHNSON 8. JOHNSON JNJ - HELD IN MARGIN Acquired 04717707 no 300 64.66 19,423.09 41,997.00 22,573.91 Acquired 04725707 DC 200 64.87 12,991.95 27,998.00 15,006.05 Acquired 08720707 I10 500 61.65 30,863.65 69,995.00 39,131.35 Acquired 02726710 no 500 63.19 31,617.25 69,995.00 38,377.75 Acquired 08723711 7 65.02 455.14 979.93 524.79 Acquired 08718712 20 66.30 1,326.00 2,799.80 1,473.80 Total 1 .527 $63.31 $96,677.08 1 39.9900 $213,764.73 $11 7,087.65 $5,497 2.57 MASTERCARD INC CL A MA- HELD IN MARGIN Acquired 03728712 7 42.59 298.17 1,383.69 1,085.52 Acquired 07715714 7 78.43 549.07 1,383.69 834.62 Acquired 07701715 200 94.47 18,912.95 39,534.00 20,621.05 Acquired 0872571 5 186 90.08 16,773.85 36,766.62 19,992.77 Acquired 04701718 200 95.31 19,082.03 39,534.00 20,451.97 Total 600 - $92.69 $55,616.07 197.6700 $118,602.00 $62,985.93 $600 0.51 MICROSOFT CORP MSFT - HELD IN MARGIN Acquired 12729715 1,000 56.81 56,834.65 106,810.00 49,975.35 Acquired 04701716 500 55.17 27,608.55 53,405.00 25,796.45 Total 1 .500 $56.30 $84,443.20 106.8100 $160.21 5.00 $75,771.80 $2.760 1 .72 SOUTHWEST AIRLINES CO LUV- HELD IN MARGIN Acquired 08725715 500 37.70 18,872.45 24,550.00 5,677.55 Acquired 08725715 500 37.49 18,759.00 24,550.00 5,791.00 Total 1,000 $37.63 $37,631 .45 49.1 000 $49,100.00 $1 1 ,466.55 $640 1.30 TARGA RESOURCES CORP TRGP - HELD IN MARGIN Acquired 05709718 1,000 32.92 32,929.05 51.6700 51,670.00 18,740.95 3,640 7.04 38.16 38,188.85 067 F2 F287 3131517993035 ?emrities MARKEN INTEREST, LTD A PARTNERSHIP OCTOBER 1, 2018 - OC EOER 31, 2018 Page 8 of 12 WFC - HELD IN MARGIN ACCOUNT NUMBER Stocks, options ETFs Stocks and ETFs continued . ESTIMATED ADJ ADJ COST1 CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD TEX PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL - HELD IN MARGIN Acquired 01715114 500 97.45 48,743.95 760.1200 380,060.00 331,316.05 525 0.13 TEXAS CAPITAL BANCSHARES INC TCBI - HELD IN MARGIN Acquired 06127113 500 44.55 22,298.75 32,615.00 10,316.25 Acquired 08108113 500 45.08 22,559.70 32,615.00 10,055.30 Total 1,000 $44.86 $44,858.45 65.2300 $65,230.00 $20,371.55 NIA N7A TEXAS INSTRUMENTS INC TXN - HELD IN MARGIN Acquired 12730114 1,000 53.99 54,002.47 92.8300 92,830.00 38,827.53 3,080 3.31 UNITED STATES STEEL CORP NEW - HELD IN MARGIN Acquired 09722716 1,000 18.46 18,469.47 26.5300 26,530.00 8,060.53 200 0.75 VISA INC CLASS A - HELD IN MARGIN Acquired 03126713 4 41.70 166.83 551.40 384.57 Acquired 03126713 12 41.70 500.49 1,654.20 1,153.71 Acquired 08725115 384 69.88 26,854.79 52,934.40 26,079.61 Acquired 11703115 300 77. 53 23,278.55 41,355.00 18,076.45 Acquired 04104716 300 77.87 23,382.92 41 ,355.00 17,972.08 Total 1,000 $74.18 $74,183.58 1 37.8500 $1 37,850.00 $63,666.42 $1,000 0.73 WALMART INC WMT - HELD IN MARGIN - Acquired 04118717 500 73.98 37,013.05 100.2800 50,140.00 13,126.95 1,040 2.07 WELLS FARGO CO NEW 1,000 49.11" 49,115.65 53.2300 53,230.00 4,114.35 1,720 3.23 067 F2 F287 M?a?a?g %Bwritieg - MARKEN INTEREST, LTD Page 9 0f 12 A PARTNERSHIP OCTOBER 1, 2018 - OC OBER 31, 2018 ACCOUNT NUMBE Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ PRICEI ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD Total Stocks and ETFs $1,616,514.85 $3,168,1 51.8761,551,637.02 $62,904 1.99 . $1,621,774.65 Total Stocks, options 8. ETFs $1,616,514.65 $62,904 1.99 Because you have more than 6 tax lots, we are showing the average cost per share. This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. Mutual Funds If a portion of your fund position was converted, the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds . Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest income only, and typically do not re?ect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIO PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD we) PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL HDPIX Acquired 01712110 nc 5.089.92700 19.64 100,018.95 214,082.33 114,063.38 Acquired 06121710 nc 3.591.22700 20.04 71,996.58 151,047.01 79,050.43 Acquired 04101716 3.150 35.96 113,292.95 132,488.99 19,196.04 Acquired 12129117 1 .520 50.48 76,738.54 63,931.20 ?1 2,807.34 Reinvestments 1.039.08500 46.48 48,303.53 43,703.92 -4,599.61 Total . 14.390.23900 $28.52 $410,350.55 42.0600 $605,253.45 $194,902.90 NIA NIA Client Investment (Excluding Reinvestments) $362,047.02 Gain/Loss on Client Investment (Including Reinvestments) $243,206.43 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 0171210 no 8.190.80837 12.20 100,018.95 131,380.57 31,361.62 Acquired 12730110 nc 922509200 10.84 100,018.95 147,970.47 47,951.52 Acquired moans 3.000 16.16 48,500.95 49,120.00 300.95 067 F2 F287 fwit?t IBEHEIE $eritie? MARKEN INTEREST, LTD Page 10 0f 12 A PARTNERSHIP OCTOBER 1. 2018 - OCTOBER 31. 2013 ACCOUNT NUMBER- Mutual Funds Open End Mutual Funds continued . ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD Acquired 05711715 2,205.37517 16.98 37,468.95 35,374.22 -2,094.73 Acquired 04701716 8,050 14.17 114,087.45 . 129,122.01 15,034.56 Acquired 12729?? 9.200 16.36 150,530.95 147,567.99 -2,962.96 Reinvestments RR 14,092.43046 14.95 210,779.34 226.042. 57 15,263.23 Total 53,963.70600 $14.11 $761,405.54 16.0400 $865,577.83 $104,172.29 $6,853 0.79 Client Investment (Excluding Reinvestments) $550,626.20 GainI?Loss on Client Investment (Including Reinvestments) $314,951.63 Total Open End Mutual Funds $1,171,756.09 $1,470,831.28 $299,075.19 $6,853 0.47 Total Mutual Funds 51.171.756.09 $1,470,831.28 $299,075.19 $6,853 0.4? This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all other lots will be reported to the IRS. Tax IotIs) held in Margin, rather than Cash RR A portion of this security is held in Margin. rather than Cash Activity detail . CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 10/01 BEGINNING BALANCE 2,252.25 10101 Margin DIVIDEND ALLSTATE CORP 230.00 2,482.25 100118 500 10702 Cash DIVIDEND . HODGES BLUE CHIP EQTY 1,693.93 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS 092818 53.866.07000 AS OF 9728718 10102 Cash REINVEST DIV 97.63600 HODGES BLUE CHIP EQTY -1 ,693.98 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS REINVEST AT 17.350 2,482.25 10103 Cash INTEREST STANDARD BANK DEPOSIT I 0.08 10?03 Cash 0000151 DONNA MARCHANT "2,500.00 '1 7.67 . 0000151 067 F2 F287 31? marinas $ecurittes Activity detail continued Page 11 of 12 MARKEN INTEREST. LTD A PARTNERSHIP OCTOBER 1. 2018 - OCTOB 31, 2018 ACCOUNT NUMBE CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 10716 Margin ADVISORY FEE MANAGEMENT FEE 45,554.76 45,572.43 10/30 Margin INT CHARGED INTEREST 10729 -1?.26 -6,589.69 Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account automatically investing such balances into one of our cash sweep tions. These 'sweep transactions' may represent a net amount for the day and occur on settlement date. The to lowing section displays transfers into and out of your sweep option. ransactions displayed here are Transfer To, Transfer From and Remvested Dividends and Interest. These transaction amounts are not included in your cash ?ow summary. DATE TRANSACTION DESCRIPTION AMOUNT 10/01 BEGINNING BALANCE 1,802.25 10/01 TRANSFER TO STANDARD BANK DEPOSIT 45030 10702 TRANSFER TO STANDARD BANK DEPOSIT 230.00 Statement of interest charged DATE TRANSACTION DESCRIPTION AMOUNT 1.0103 TRANSFER FROM STANDARD BANK DEPOSIT ?432.25 10731 ENDING BALANCE 0.00 Period 9727 thru 10/29 DATE NET BALANCE ALL MARGIN CASH ACCOUNT SHORT POSITIONS ADJUSTED DEBIT NUMBER OF INTEREST INTEREST ACCOUNTS BALANCE MARKET VALUE BALANCE DAYS CHARGED 10/05 -17.67 0.0000 47.07 6 6.750 -002 10/10 45.57243 0.0000 45,572.43 14 6.750 -1724 -$17.26 Total Interest Charged The Margin base rate may be adjusted at any time without prior notice to you. For more information, see the Margin Statement of Interest Charges included in your account opening documents or talk to Your Investment Broker. Specific instructions and disclosures Margin accounts Interest charged on debit balances in your margin account appears on this statement. The rate of interest and period covered are indicated. The rate may change from time to time due to interest rate ?uctuations or for other reasons. Interest is computed as described in material prewously furnished to you. This is a combined statement of your general account and the Special Memorandum Account maintained for you under Section 220.5 of Regulation issued by the Board of Governors of the Federal Reserve Board. The permanent record of the separate account. as required by Regulation T, is available for your inspection. 06? F2 F237 f_lt?5t wewritieg MARKEN INTEREST, LTD Page 12 0f 12 A PARTNERSHIP OCTOBER 1. 2018 - OCTOBER 31, 2018 ACCOUNT NUMBE Cost basis - To add or update information or modify your reporting options, please contact Your investment Broker. This statement preSents estimated unrealized or realized gains or losses for your information only. If acquisition or other information is not available, the gainlloss information may not be displayed and section and summary totals may not re?ect your complete portfolio. Cost basis information is not veri?ed by First Clearing or Your Introducing inn and should not be relied upon for legal or tax purposes. Revisions to this information (due to corporate mergers. tenders and other reorganizations) may be required from time to time. Cost basis for factored bonds (GNMA, CMO. etc.) will be adjusted for paydown of principal. Systematic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and dividend reinvestment securities is provided for informational purposes only and is a non?weighted average. Your account statement should not be usad for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the IRS. Cost basis options Unless speci?c tax lots are selected at trade time. sales of tax lots willoccur using the cost basis election re?ected in the Account pro?le section. 067 F2 F287 jf jg; $511155 ?eturities SNAPSHOT Page10f12 MARKEN INTEREST, LTD A PARTNERSHIP NOVEMBER 1, 2018 - NOVEMBER 30, 2018 ACCOUNT NUMBE Progress summary THIS PERIOD THIS YEAR Opening value $4,632,393.46 $4,907,548.45 Cash deposited 0.00 18,333.25 Securities deposited 0.00 0.00 Cash withdrawn -2,536.51 -471,403.97 Securities withdrawn 0.00 0.00 Change in value 68,864.59 106,509.63 Closing value $4,560,992.36 $4,560,992.36 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON OCT 31 VALUE 0N NOV 30 ANN. INCOME ASSETS :3 Cash and sweep balances 0.00 0.00 0.00 0.00 0 I Stocks, options ETFs 3,168,151.87 68.29 3,085,769.85 67.60 62,904 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 1,470,831.28 31.71 1,478,853.91 32.40 6,853 Asset value $4,638,983.15 100% $4,564,623.76 100% $69,757 Marginlloan balance -6,589.69 ?3,631.40 Net asset value $4,632,393.46 $4,560,992.36 SNAPSHOT 06? F2 F237 31151705111515 ?e?rurities Cash ?ow summary Income summary Gainlloss summary TAXABLE SNAPSHOT Page 2 0112 MARKEN INTEREST, LTD A PARTNERSHIP NOVEMBER 1, 2018 - NOVEMBER 30, 2018 ACCOUNT NUMBER THIS PERIOD THIS YEAR Opening value of cash and sweep balances Income and distributions 5,494.80 118,716.67 Securities sold and redeemed 0.00 460,149.44 Other additions 0.00 18,338.25 Net additions to cash $5,494.80 $597,204.36 Withdrawals by check -2,500.00 -427,500.00 Securities purchased 0.00 -204,076.34 Electronic funds transfers 0.00 -40.00 Advisory fees 0.00 -25,039.68 Other subtractions and fees -36.51 48,824.29 Net subtractions from cash $2,536.51 Closing value of cash and sweep balances $3,531.40 THIS PERIOD THIS YEAR Money marketlsweep funds 0.00 35.70 Ordinary dividends and ST capital gains 0.00 5,222.98 Qualified dividends 3,544.80 47,062.40 Partnership distributions 1,950.00 8,193.00 Total taxable income $5,494.80 $60,514.08 Total federally tax-exempt income $0.00 $0.00 Total income $5,494.80 $60,514.08 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. THIS PERIOD REALIZED THIS YEAR REALIZED Short term (3) 0.00 ?3,550.62 Long term id 0.00 119,204.87 Total $0.00 $115,654.25 SNAPSHOT 067 F2 F287 j?ggt?allas ?eturities Your Investment Broker GARY BRADSHAWICRAIG HODGES Phone: 214-954-1177 I 214-665-9116 Account pro?le Full account name: Account type: Brokerage account number: Tax status: Investment objective/Risk tolerance: Time horizon: Liquidity needs: Cost Basis Election: 2905 MAPLE AVENUE DALLAS. TX 75201 MARKEN INTEREST. LTD A PARTNERSHIP Standard Brokerage Taxable MODERATE GROWTH INCOME Please Provide Please Provide First in, First out Per your instructions, copies of this statement have been sent to an interested party. SNAPSHOT Page 3 M12 MARKEN INTEREST, LTD A PARTNERSHIP NOVEMBER 1, 2018 - NOVEMBER 30. 2018 ACCOUNT NUMBE Document delivery status Paper Electronic Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: SNAPSHOT 06? F2 11:51, 39 511135 ?eturities MARKEN INTEREST, LTD A PARTNERSHIP NOVEMBER 1, 2018 - NOVEMBER 30, 2018 Page 4 of 12 ACCOUNT NUMBE Additional information THIS PERIOD THIS YEAR Gross proceeds 0.00 460,149.44 Portfolio detail Cash and Sweep Balances - CURRENT DESCRIPTION MARKET VALUE Marginlloan balance -3153140 Stocks, options ETFs Stocks and ETFs ESTIMATED ADJ ADJ cosn CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE COST PRICE MARKET VALUE INCOME YIELD ABBOTT LABORATORIES ABT - HELD IN MARGIN Acquired 121'03/ 1 7 1,000 54. 39 54,413.25 74,050.00 19,636.75 Acquired 1211 5.117 500 55.09 27,567.00 37,025.00 9,458.00 Total 1 .500 $54.65 $81,980.25 74.0500 $111,075.00 $29,094.75 $1,680 1 .51 ALLSTATE CORP ALL - HELD IN MARGIN Acquired 0206?? 500 78.14 39,091.30 89.1900 44,595.00 5,503.70 920 2.06 AMERICAN AIRLINES GROUP INC AAL - HELD IN MARGIN Acquired 02.122113 1,250 13.50 16,891.72 50,200.00 33,308.28 Acquired 12711713 750 25.88 19,435.40 30,120.00 10,684.60 ACqUifed 01317314 "0 9 29.93 269.45 361.44 91.99 Acquired 04728714 no 9 35.25 31? 7.31 361.44 44. 13 Total 2,018 $18.29 $36,913.88 40.1 600 $81 ,042.88 $44.1 29.00 $807 1.00 APPLE INC AAPL - HELD IN MARGIN Acquired 05122113 21 63.05 1,324.08 3,750.18 2,426.10 68.70 1,923.68 5,000.24 3,076.56 Acquired 0912711 3 28 067 F2 F287 [[35 Page 5 of 12 ":51 a Bwutleg MARKEN LTD A PARTNERSHIP NOVEMBER 1, 2018 - MBER 30, 2018 ACCOUNT NUMBE Stocks, options ETFs Stocks and ETFs continued - ESTIMATED ADJ ADJ cosn CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIC PRICE ORIG cosT PRICE MARKET VALUE GAI NILOSS INCOME YIELD Acquired 10701713 14 69.44 972.22 2,500.12 1,527.90 Acquired 01708715 5 111.96 559.80 892.90 333.10 Acquired 07701715 32 126.90 4,079.91 5,714.56 1,634.65 Total 100 $88.60 $8,859.69 178.5800 $17,858.00 $8,998.31 $292 1.64 BANK OF AMERICA CORP BAC - HELD IN MARGIN Acquired 05707713 92 12.99 1,195.91 2,612.80 1,416.89 Acquired 05707714 95 14.79 1,405.53 2,698.00 1,292.47 Acquired 11723716 2,813 20.60 57,966.75 79,889.20 21,922.45 Total 3,000 $20.19 $60,568.19 28.4000 $85,200.00 $24,631.81 $1,800 2.11 BOEING CO BA - HELD iN MARGIN Acquired 10706710 no 100 68.97 6,901.41 34,676.00 27,774.59 Acquired 11715710 no 650 63.56 41,336.40 225,394.00 184,057.60 Acquired 01712711 250 69.85 17,483.55 86,690.00 69,206.45 Total 1 .000 $65.72 $65,721.36 346.7600 $346,760.00 $281 ,038.64 $6,840 1 .97 CHEVRON CORPORATION - HELD IN MARGIN Acquired 03728705 no 300 58.45 17,558.95 35,682.00 18,123.05 Acquired 05705705 no 700 53.43 37,448.95 83,258.00 45,809.05 Acquired 05702712 7 106.78 747.46 832.58 85.12 Acquired 02712714 11 112.02 1,232.32 1,308.34 76.02 Acquired 08726715 500 71.22 35,629.95 59,470.00 23,840.05 Total 1,518 $61.01 $92,151 7.63 1 18.9400 $180,550.92 $87,933.29 $6,801 3.77 CITIGROUP INC NEW - HELD IN MARGIN Acquired 11723716 1,000 56.66 56,684.45 64.7900 64,790.00 8,105.55 1,800 2.77 CONTINENTAL RESOURCES INC CLR - HELD IN MARGIN Acquired 04704716 1,000 30.06 30,083.95 45,720.00 15,636.05 Acquired 05709716 1,000 38.98 39,001.25 45,720.00 6,718.75 Acquired 11707716 1,000 46.34 46,365.45 45,720.00 -645.45 Acquired 07731717 500 33.45 16,744.75 22,860.00 6,115.25 Total 3,500 $37.77 $132,195.40 45.7200 $160,020.00 $27,824.60 MA MA 067 F2 F237 It I Page 5 Of 12 [1.5 31135 [es MARKEN INTEREST, LTD ?7 A PARTNERSHIP NOVEMBER 1, 2018 - NOVEMBER 30, 2018 ACCOUNT NUMBER Stocks, options 8 ETFs Stocks and ETFs continued ESTIMATED ADJ PRICE1 ADJ COST1 CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI NILOSS INCOME YIELD COSTCO WHSL CORP NEW COM COST - HELD IN MARGIN Acquired 01112111 350 71.56 25,056.09 80,948.00 55,891 .91 Acquired 11129113 150 125.57 18,854.45 34,692.00 15,837.55 Acquired 01122114 500 113.76 56,900.70 115,640.00 58,739.30 Total 1 .000 $100.81 $100.81 1 .24 231.2800 $231 ,280.00 $130,468.76 $2,280 0.99 CUMMINS INC CMI - HELD IN MARGIN Acquired 12114112 500 106.69 53,364.35 151.0600 75,530.00 22,165.65 2,280 3.01 ENLINK MIDSTREAM PARTNERS LP ENLK - HELD IN MARGIN Acquired 08126115 nc 2,000 16.21 32,458.75 26,460.00 -5,998.75 Acquired 11103115 nc 1,000 17.68 17,699.75 13,230.00 -4,469.75 Acquired 03103116 nc 2,000 10.10 20,238.75 26,460.00 6,221.25 Total 5,000 - $1 4.08 $70,397.25 1 3.2300 $66,1 50.00 57,800 11.79 EXXON MOBIL CORP XOM - HELD IN MARGIN Acquired 10108104 nc 1,000 50.11 50,175.95 79,500.00 29,324.05 Acquired 02111105 no 500 56.08 28,075.95 39,750.00 1 1,674.05 Total 1,500 $52.17 $78,251.90 79.5000 $119,250.00 $40,998.10 54,920 4.13 HALLIBURTON COMPANY HAL - HELD IN MARGIN Acquired 10121104 no 450 17.42 7,856.08 14,143.50 6,287.42 Acquired 05104105 no 1,000 21.27 21,305.95 31,430.00 10,124.05 Acquired 04121111 50 49.87 2,512.94 1,571.50 -941.44 Acquired 02104114 14 49.20 688.93 440.02 -248.91 Acquired 02103115 11 43.25 475.84 345.73 -130.11 Total 1 .525 $21 .53 $32,839.74 31.4300 $47,930.75 $1 5,091 .01 $1,098 2.29 HOME DEPOT INC HD - HELD IN MARGIN Acquired 05120114 150 78.13 11,739.79 27,048.00 15,308.21 Acquired 07121114 150 79.59 11,958.94 27,048.00 15,089.06 Acquired 05101115 200 109.32 21,884.93 36,064.00 14,179.07 067 FZ FZ87 1105 a Bturl ?8 MARKEN INTEREST, LTD - A PARTNERSHIP NOVEMBER 1. 2018 - NOVEMBER 30, 2018 ACCOUNT NUMBE Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD Acquired 04:04:16 200 134.66 26,951.09 36,064.00 9,112.91 Total 700 $103.62 $72,534.75 130.3200 $126,224.00 $53,639.25 $2,334 2.23 JOHNSON 3 JOHNSON JNJ - HELD IN MARGIN Acquired 0471707 no 300 64.66 19,423.09 44,070.00 24,646.91 Acquired 04:25707nc 200 64.37 12,991.95 29,330.00 16,333.05 Acquired 0372007 no 500 61.65 30,363.65 73,450.00 42,536.35 Acquired 0206710 no 500 63.19 31 ,617.25 73,450.00 41,832.75 Acquired 06723711 7 65.02 455.14 1,023.30 573.16 Acquired 06713712 20 66.30 1,326.00 2,933.00 1,612.00 Total 1,527 $63.31 $96,677.03 146.9000 $224,316.30 $127,639.22 $5,497 2.45 MASTERCARD INC CI. A MA- HELD IN MARGIN Acquired 03123112 7 42.59 293.17 1,407.49 1,109.32 Acquired 07715714 7 73.43 549.07 1,407.49 353.42 Acquired 07701715 200 94.47 13,912.95 40,214.00 21 ,301.05 Acquired 03:25:15 136 90.03 16,773.35 37,399.02 20,625.17 Acquired 04101716 200 95.31 19,032.03 40,214.00 21,131.97 Total 600 $92.69 $55,616.07 201.0700 $120,642.00 $65,025.93 $600 0.50 MICROSOFT CORP MSFT - HELD IN MARGIN Acquired 12129715 1,000 56.31 56,334.65 1 10,390.00 54,055.35 Acquired 04701716 500 55.17 27,603.55 55,445.00 27,336.45 Total 1,500 $56.30 $34,443.20 110.3900 $166,335.00 $31,891.30 $2,760 1.66 SOUTHWEST AIRLINES co LUV HELD IN MARGIN Acquired 08725715 500 37.?0 18,872.45 27,305.00 8,432.55 Acquired 03725715 500 37.49 13,759.00 27,305.00 3,546.00 Total 1,000 $37.63 $37,631 .45 54.6100 $54,610.00 $16,978.55 $640 1.1? TARGA RESOURCES CORP TRGP HELD iN MARGIN Acquired 05:09:16 1.000 32.92 32,929.05 44.6300 44,630.00 11,700.95 3.640 3.15 33.16 33,133.35 067 F2 F237 3mg: 81185 $208005 MARKEN INTEREST, LTD A PARTNERSHIP NOVEMBER 1, 2018 - NOVEMBER 30, 2018 ACCOUNT NUMBE Page 8 of 12 Stocks, options ETFs Stocks and ETFS continued ESTIMATED ADJ PRICEI ADJ COSTI CURRENT CURRENT ANNUAL ANNUAL DESCRIPTION OUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD Icy.) TEX PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL - HELD IN MARGIN Acquired 01115114 500 97.45 48,743.95 579.1900 289,595.00 240,851.05 525 0.18 TEXAS CAPITAL BANCSHARES INC TCBI - HELD IN MARGIN Acquired 06127113 500 44.55 22,298.75 29,830.00 7.531.25 Acquired 08108113 500 45.08 22,559.70 29,830.00 7,270.30 Total 1.000 $44.86 $44,858.45 59.6600 $59,660.00 $14,801.55 NM NM TEXAS INSTRUMENTS INC TXN HELD IN MARGIN . Acquired 12130114 1,000 53.99 54,002.47 99.8500 99,850.00 45,847.53 3.080 3.08 UNITED STATES STEEL CORP NEW - HELD IN MARGIN Acquired 09122116 1,000 18.46 18,469.47 23.0600 23,060.00 4,590.53 200 0.86 VISA INC CLASS A - HELD IN MARGIN Acquired 03126113 4 41.70 166.83 566.84 400.01 Acquired 03126113 12 41.70 500.49 1,700.52 1,200.03 Acquired 08125115 384 69.88 26,854.79 54,416.64 27,561.85 Acquired 11103115 300 77.53 23,278.55 42,513.00 19,234.45 Acquired 04104116 300 77.87 23,382.92 42,513.00 19,130.08 Total 1,000 $74.18 $74,183.58 141.7100 $141,710.00 $67,526.42 $1,000 0.71 INC WMT - HELD IN MARGIN Acquired 04118117 500 73.98 37,013.05 97.6500 48,825.00 11,811.95 1.040 2.13 WELLS FARGO 8 CO NEW 1,000 49.11" 49,115.65 54.2800 54,280.00 5,164.35 1.720 3.16 WFC - HELD IN MARGIN 067 FZ F287 1m E61155 ?ewrities MARKEN INTEREST, LTD A PARTNERSHIP NOVEMBER 1, 2018 NOVEMBER 30, 2018 Page 9 of 12 ACCOUNT NUMBE Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI NILOSS INCOME YIELD Total Stocks and ETFs $1,616,514.85 $62,904 2.04 $1,621,774.65 $1,616,514.85 $62,904 2.04 Total Stocks, options 8 ETFs Because you have more than 6 tax lots, we are showing the average cost per share. This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. Mutual Funds If a portion of your fund position was converted, the 'Client lnvestment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not re?ect Total return. ESTIMATED ADJ PRICEI ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE CAI NILOSS INCOME YIELD i% I PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX Acquired 01112110 nc 5,089.92700 19.64 100,018.95 212,91 1.64 112,892.69 Acquired 06!21i'10 nc 3,591 .22700 20.04 71,996.58 150,221.02 78,224.44 Acquired O4ID1I16 3.1.50 35.96 113,292.95 131,764.50 18,471.55 Acquired 12I29I17 1,520 50.48 76,738.54 63,581.60 -13.156.94 Reinvestments 1,039.08500 46.48 48,303.53 43,464.93 4,838.60 Total 14,390.23900 $28.52 $410,350.55 41.8300 $601,943.69 $191,593.14 NM NM Client Investment (Excluding Reinvestments) $362 ,047.02 Gain/Loss on Client Investment (Including Reinvestments) $239,896.67 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 01i12i10 nc 8,190.80837 12.20 100,018.95 133,100.64 33,081.69 Acquired 12130110 9.225.09200 10.84 100.01 8.95 1 49 .907 .7 4 49,888.79 Acquired 117291'13 3,000 16.16 48,500.95 48,750.00 249.05 067 F2 F237 first E31135 ?emrities Mutual Funds Open End Mutual Funds continued MARKEN INTEREST, LTD A PARTNERSHIP NOVEMBER 1, 2018 - NOVEMBER 30, 2018 ACCOUNT NUMBE Page 10 of 12 ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI NILOSS INCOME YIELD Acquired 05111715 2,205.37517 16.98 37,468.95 35,837.35 -1 ,631 .60 Acquired 04101718 8.050 14.17 114,087.45 130,812.50 16,725.05 Acquired 12129?? 9,200 16.36 150,530.95 149,500.00 -1 ,030.95 Reinvestments RR 14,092.43046 14.95 210,779.34 229,001.99 18,222.65 Total 53,963.70600 $1 4.1 1 $761,405.54 16.2500 $876.91 0.22 $115,504.68 $6.853 0.78 Client Investment (Excluding Reinvestments) $550,628.20 Gain/Loss on Client Investment (Including Reinvestments) $326,284.02 Total Open End Mutual Funds $1,171,756.09 $1,478,853.91 $307,097.82 $6,853 0.46 Total Mutual Funds $1,171,756.09 $1,478,853.91 $307,097.82 $6,853 0.46 This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all other lots will be reported to the IRS. Tex Iot(s) held in Margin. rather than Cash RR A portion of this security is held in Margin, rather than Cash Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 11,101 BEGINNING BALANCE 6589.69 1 1702 Cash 0000152 DONNA MARCHANT -2.500.00 9089.69 0000152 11109 Margin DIVIDEND MASTERCARD INC CL A 150.00 -8,939.69 110918 600 - 11/13 Margin DIST ENLINK 1,950.00 4533959 PARTNERS LP 111318 5,000 11I15 Margin DIVIDEND ABBOTT LABORATORIES 420.00 111518 1,500 - 11715 Margin DIVIDEND APPLE INC 73.00 111518 100 11I15 Margin DIVIDEND TARGA RESOURCES CORP 910.00 6,586.69 111518 1,000 111119 Margin DIVIDEND TEXAS INSTRUMENTS INC 770.00 4,816.69 111918 1 L000 067 F2 F287 fig?auas $ecurities Activity detail continued MARKEN INTEREST, LTD A PARTNERSHIP NOVEMBER 1, 2018 - NOVEMBER 30. 2018 ACCOUNT NUMBER Page 11 of 12 CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 11120 Margin DIVIDEND AMERICAN AIRLINES GROUP 201.80 4,614.89 INC 112018 2318 11/21 Margin DIVIDEND CITIGROUP INC NEW 450.00 4,164.89 112118 L000 11123 Margin DIVIDEND COSTCO WHSL CORP NEW 570.00 ?3.594.89 COM 112318 1.000 11129 Margin INT CHARGED INTEREST 10130THRU 11128 -36.51 -3.631.40 Statement of interest charged Period 10130 thru 11128 DATE NET BALANCE ALL MARGIN CASH ACCOUNT SHORT POSITIONS ADJUSTED DEBIT NUMBER OF INTEREST INTEREST ACCOUNTS BALANCE MARKET VALUE BALANCE DAYS CHARGED 10130 ?6.589.69 0.0000 ?6,589.69 3 6.750 -3.72 11102 ~9.089.69 0.0000 -9,089.69 7 6.750 -11.91 11109 ?8,939.69 0.0000 -8.939.69 4 6.750 -6.71 11113 -6,989.69 0.0000 -6,989.69 2 6.750 ~2.62 11115 6,586.69 0.0000 -5,586.69 4 6.750 -4.19 11119 -4.816.69 0.0000 ?4.816.69 1 6.750 -0.90 11120 -4,614.89 0.0000 4,614.89 1 6.750 -O.87 1112?! 4,164.89 0.0000 4,164.89 2 6.750 -1.56 11123 -3.594.89 0.0000 - 3,594.89 6 6.750 -4.03 -$36.51 Total Interest Charged The Margin base rate may be adjusted at any time without prior notice to you. For more information, see the Margin Statement of Interest Charges included in your account opening documents or talk to Your Investment Broker. 067 F2 F287 firgt mm ?eritieg MARKEN INTEREST, LTD Page 12 Of 12 A PARTNERSHIP NOVEMBER 1, 2018 - NOVEMBER 30, 2018 ACCOUNT NUMBE Specific instructions and disclosures Margin accounts Interest charged on debit balances In your margin account appears on this statement. The rate of interest and period covered are indicated. The rate may change from time to time due to interest rate ?uctuations or for other reasons. interest is computed as described in material previously furnished to you. This is a combined statement of your general account and the Special Memorandum Account maintained for you under Section 220. 5 of Regulation issued by the Board of Governors of the Federal Reserve Board. The permanent record of the separate account, as required by Regulation is available for your inspection. Cost basis - To add or update information or modify your reporting options, please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses for your information only if acquisition or other information is not available the gainlioss information may not be displayed and section and summary totals may not reflect your complete portfolio. Cost basis infon'nation' Is not veri?ed by First Clearing or Your introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this information (due to corporate mergers, tenders and other reorganizations) may be required from time to time. Cost basis for factored bonds (GNMA, CMO etc. i will be adiusted for paydown of principat. Systematic investments' In mutual funds and reinvested dividends for mutual funds and stocks have been consolidated tor each position Unit cost data for systematic investments and dividend reinvestment securities is provided for informational purposes only and Is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the IRS. Cost basis options Unless speci?c tax lots are selected at trade tIme. sales of tax lots will occur using the cost basis election re?ected in the Account pro?le section. 067 F2 first E01105 ?ewrities Progress summary Opening value Cash deposited Securities deposited Cash withdrawn Securities withdrawn Change in value THIS PERIOD THIS YEAR $4,560,992.36 $4,907,548.45 0.00 18,338.25 0.00 0.00 4.94 -471.408.91 0.00 0.00 -538,169.24 431,659.61 MARKEN INTEREST, LTD A PARTNERSHIP DECEMBER 1, 2018 - DECEM 31, 2018 ACCOUNT NUMBE . Closing value Portfolio summary CURRENT $4,022,318.18 ASSETS $4,022,818.18 SNAPSHOT Page 1 or 14 PREVIOUS CURRENT ESTIMATED ASSET TYPE VALUE ON NOV 30 VALUE ON DEC 31 ANN. INCOME Cash and sweep balances 0.00 0.00 8,683.67 0.22 56 Stocks, options 8. ETFs 3,085,769.85 67.60 2,774,958.05 69.04 61,476 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 1,478,853.91 32.40 1,235,531.69 30.74 6,853 Asset value $4,564,623.76 100% $4,019,173.41 1 00% $68,365 Margin/loan balance -3,631.40 3,644.77 Net asset value $4,560,992.36 $4,022,818.18 SNAPSHOT 067 F2 first mallard ?ewrities Cash flow summary SNAPSHOT Page?? 14 MARKEN INTEREST, LTD A PARTNERSHIP DECEMBER 1, 2018 - DECEMBER 31, 2018 Income summary TAXABLE ACCOUNT NUMBER THIS PERIOD THIS YEAR Opening value of cash and sweep balances Income and distributions 55,051.38 173,768.05 Securities sold and redeemed 158,319.39 618,468.83 Other additions 0.00 18,338.25 Net additions to cash $213,370.77 $810,575.13 Withdrawals by check 0.00 427,500.00 Securities purchased 497,405.99 ?401,482.33 Electronic funds transfers 0.00 -40.00 Advisory fees 0.00 -25,039.68 Other subtractions and fees -4.94 -18,829.23 Net subtractions from cash Closing value of cash and sweep balances $12,328.44 THIS PERIOD THIS YEAR Money market/sweep funds 2.63 38.33 Ordinary dividends and ST capital gains 42,782.04 48,005.02 Quali?ed dividends 9,449.96 56,512.36 Long term capital gains 2,816.75 2,816.75 Partnership distributions 0.00 8,193.00 Total taxable income $55,051.38 $115,565.46 Total federally tax-exempt income $0.00 $0.00 Total income $55,051.38 $115,565.46 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and income Summary totals. Gainlloss summary THIS PERIOD REALIZED THIS YEAR REALIZED Short term (8) 0.00 3550.62 Long term (L) -17,877.96 101,326.91 Total $97,776.29 SNAPSHOT 06? F2 F287 I atlas 55$eturities Your Investment Broker GARY HODGES Phone: 214-954-1177 I 214-665-9116 Account profile Full account name: Account type: Brokerage account number: Tax status: Investment objective/Risk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS, TX T5201 MARKEN LTD A PARTNERSHIP Standard Brokerage Taxable MODERATE GROWTH INCOME Please Provide Please Provide First in. First out STANDARD BANK DEPOSIT Per your instructions, copies of this statement have been sent to an interested party. SNAPSHOT Page 3 of 14 MARKEN INTEREST. LTD A PARTNERSHIP DECEMBER 1, 2013 - DECEMBER 31. 2013 ACCOUNT Document delivery status Paper Statements: Trade confirmations: Tax documents: . Shareholder communications: Other documents: Electronic SNAPSHOT 067 F2 F287 m'mauas $ewritie? MARKEN INTEREST, LTD Page 4 0f 14 A PARTNERSHIP DECEMBER 1. 2013 CE ER 31, 2018 ACCOUNT NUMB Additional information THIS PERIOD THIS YEAR Gross proceeds 158,319.39 618 ,468.83 Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right, in the course of normal business operations, to withdraw balances in the Bank Deposit Sweep Program(s) or redeem shares of the money market mutual fund used in the sweep, subject to any 0'26" commitments in an of your accounts and have the proceeds returned to your accounts or remitted to you. Note, however, that as re uired by federal banking re ulations, the ban sin the Bank Deposit weep Program(s) reserve the ri ht to require seven days prior notice before permittin a transfer out of the (Bank eposit Sweep Program(s. In addition, the money market mutual funds in the sweep reserve he right to require one or more day's prior notice efore permitting with rawals. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank, N.A., which is affiliated with the Clearing Agent and (if amounts exceed $250,000) at another bank affiliated with the Clearing Agent. . Expanded Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank, N.A. and (if amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or nonaffiliated banks. Brokered Liquid Deposit - Consists of monies held at one or more banks nonaffiliated and affiliated with the Clearing A ent. Assets in the Bank Deposn Sweep Program and Brokered Liquid Deposit are not covered by SIPC, but are instead igibie for FDIC insurance of up to $250,000 per depositor, per institution. in accordance with FDIC rules. For additional information. please contact Your Investment Broker. ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION YIELD MARKET VALUE ANNUAL INCOME STANDARD BANK DEPOSIT 0.65 8,683.67 56.00 Interest Period 12!01l13 - 12/31/18 - Total Cash and Sweep Balances $8,683.67 $56.00 Marginiloan balance 3.644.77 APYE measures the total amount of the interest aid on an account based on the interest rate and the frequency of the compounding during the interest period. The annual percentage yield earned is expressed as an annua ized rate, based on a 365 day year. . 067 F2 St ?ag 1* 5. PageSof 14 11' a 12er IE MARKEN mrenesr. LTD A PARTNERSHIP DECEMBER 1, 2018 - DE MBER 31,2018 ACCOUNT NUMBER Stocks, options ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI NILOSS INCOME YIELD ABBOTT LABORATORIES ABT - HELD IN MARGIN Acquired 12108117 1,000 54.39 54,413.25 72,330.00 17,916.75 Acquired 12715717 500 55.09 27,567.00 36,165.00 8,598.00 Total 1,500 $54.65 $81,980.25 72.3300 $108,495.00 $26,514.75 $1,920 1.7? ALLSTATE CORP ALL - HELD IN MARGIN Acquired 02106717 500 78.14 39,091.30 82.6300 41,315.00 2,223.70 920 2.22 AMERICAN AIRLINES GROUP INC AAL - HELD IN MARGIN Acquired 02722713 1,250 13.50 16,891.72 40,137.50 23,245.78 Acquired 12111713 750 25.88 19,435.40 24,082.50 4,647.10 Acquired 01.117714 nc 9 29.93 269.45 288.99 19.54 Acquired 04728114 no 9 35.25 317.31 288.99 ?28.32 Total 2,018 $18.29 $36,913.88 32.1100 $64,797.98 $27,884.10 $807 1.25 APPLE INC AAPL - HELD IN MARGIN Acquired 05l22713 21 63.05 1,324.08 3,312.54 1,988.46 Acquired 09727713 28 68.70 1 923.68 4,416.72 2,493.04 Acquired 10101113 14 69.44 972.22 2,208.36 1,236.14 Acquired 01708115 5 1 1 1.96 559.80 788.70 228.90 Acquired 07701715 32 126.90 4,079.91 5,047.68 967.77 Total 100 $88.60 $8,859.69 157.7400 $15,774.00 $6,914.31 $292 1.85 BANK OF AMERICA CORP BAC - HELD IN MARGIN Acquired 05707713 92 12.99 1,195.91 2,266.88 1,070.97 Acquired 05l071'14 95 14.79 1,405.53 2,340.80 935.27 Acquired 11723716 2,813 20.60 57,966.75 69,312.32 11,345.57 Total 3,000 $20.19 $60,568.19 24.6400 $73,920.00 $13,351.81 $1,800 2.44 BOEING CO BA - HELD IN MARGIN Acquired 10106110 no 100 68.97 6,901.41 32,250.00 25,348.59 Acquired 11:15:10 uc 650 63.66 .336 .40 209,625.00 168,288.60 067 F2 F237 ?as It Page 6 of 14 . a start [2 MARKEN INTEREST, LTD A PARTNERSHIP DECEMBER 1, 2018 - DECEMBER 31, 2018 ACCOUNT NUMBE Stocks, Options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE COST PRICE MARKET VALUE GAI moss INCOME {on Acquired 01112711 250 69.85 17,483.55 80,625.00 63,141.45 Total 1,000 $65.72 $65,721.36 322.5000 $322,500.00 $256,778.64 $8,220 2.55 CHEVRON CORPORATION - HELD IN MARGIN Acquired 03:28:05 no 300 58.45 17,558.95 32,637.00 15,078.05 Acquired 0570505 no 700 53.43 37,448.95 76,153.00 38,704.05 Acquired 05702712 7 106.78 747.46 761.53 14.07 Acquired 02112714 11 112.02 1,232.32 1,196.69 -35.63 Acquired 08126115 500 71.22 35,629.95 54,395.00 18,765.05 Total 1,518 $61.01 $92,617.63 108.7900 $165,143.22 $72,525.59 $6,801 4.12 CONTINENTAL RESOURCES CLR - HELD IN MARGIN Acquired 04704116 1,000 30.06 30,083.95 40,190.00 10,106.05 Acquired 05709716 1,000 38.98 39,001.25 40,190.00 1,188.75 Acquired 11707716 1,000 46.34 46,365.45 40,190.00 -6,175.45 Acquired 07131717 500 33.45 16,744.75 20,095.00 3,350.25 Total 3,500 $37.77 $132,195.40 40.1900 $140,665.00 $8,469.60 NIA NIA COSTCO WHSL CORP COM COST- HELD 1N MARGIN Acquired 01112111 350 71.56 25,056.09 71,298.50 46,242.41 Acquired 11129113 150 125.57 18,854.45 30,556.50 11,702.05 Acquired 01122114 500 113.76 56,900.70 101,855.00 44,954.30 Total 1,000 $100.81 $100,811.24 203.7100 $203,710.00 $102,896.76 $2,280 1.12 CUMMINS INC CMI - HELD IN MARGIN Acquired 12114112 500 106.69 53,364.35 133.6400 66,820.00 13,455.65 2,280 3.41 ENERGY TRANSFER LP ET IN MARGIN Acquired 12727718 no 4,000 12.49 50,018.15 13.2100 52,840.00 2,821.85 4,880 9.23 EXXON MOBIL CORP XOM - HELD IN MARGIN Acquired 10708104 no 1,000 50.11 50,175.95 68,190.00 18,014.05 Acquired 02711705 nc 500 56.08 28,075.95 34,095.00 6,019.05 Total 1,500 $52.17 $78,251.90 68.1900 $102,285.00 $24,033.10 $4,920 4.81 06? F2 F287 Et II 1 It I Page 7 Of 14 Bwr? ?2 MARKEN INTEREST, LTD . A PARTNERSHIP DECEMBER 1, 2018 - DECEMB 31, 2018 ACCOUNT NUMBER Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ COST7 CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST MARKET VALUE YIELD (Va) HALLIBURTON COMPANY HAL - HELD IN MARGIN Acquired 10721704 nc 450 17.42 7,856.08 11,961.00 4,104.92 Acquired 05704705 n0 1,000 21.27 21,305.95 26,580.00 5,274.05 Acquired 04721711 50 49.87 2,512.94 1,329.00 -1,183.94 Acquired 02704714 14 49.20 688.93 372.12 -316.81 Acquired 02703715 11 43.25 475.84 292.38 -1 83.46 Total 1,525 $21.53 $32,839.74 20.5300 $40,534.50 $7,694.76 $1,098 2.71 HOME DEPOT INC HO - HELD IN MARGIN Acquired 05720714 150 78.13 11,739.79 25,773.00 14,033.21 Acquired 07721714 150 79.59 11,958.94 25,773.00 13,814.06 Acquired 05701715 200 109.32 21,884.93 34,364.00 12,479.07 Acquired 04704716 200 134.66 26.951.09 34,364. 00 7,412.91 Total 700 $103.62 $72,534.75 171.8200 $120.274.00 $47,739.25 $2,864 2.40 JOHNSON JOHNSON JNJ HELD 1N MARGIN Acquired 04717707 no 300 64.66 19,423.09 38,715.00 19,291.91 Acquired 04725707 nc 200 64.87 12,991.95 25,810.00 12,818.05 Acquired 0872070? no 500 61.65 30,863.65 64,525.00 33,661.35 Acquired 02726710 no 500 63.19 31,617.25 64,525.00 32,907.75 Acquired 06723711 7 65.02 455.14 903.35 448.21 Acquired 06718712 20 66.30 1,326.00 2,581.00 1,255.00 Total 1 .527 $63.31 $96,677.08 1 29.0500 $197 ,059.35 $1 00,382.27 $5,497 2.79 JPMORGAN CHASE CO JPM - HELD IN MARGIN . Acquired 12712718 1,000 101.77 101 ,789.05 97.6200 97,620.00 -4,169.05 3,200 3.27 MASTERCARD INC CL A MA- HELD IN MARGIN Acquired 03728712 7 42.59 298.17 1,320.55 1,022.38 Acquired 07715714 7 78.43 549.07 1,320.55 771.48 Acquired 07701715 200 94.47 18,912.95 37,730.00 18,817.05 Acquired 08725715 186 90.08 16.773.85 35,088.90 18,315.05 Acquired 04701716 200 95.31 19,082.03 37,730.00 18,647.97 Total 600 $92.69 $55,61 6.07 1 88.6500 $113,190.00 $57,573.93 $792 0.70 067 F2 FZ87 - irstma?a? ?ewritie? Pages? MARKEN INTEREST, LTD A PARTNERSHIP DECEMBER 1, 2018 - DECEMBER 31, 2018 ACCOUNT NUMBER Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ COST.I CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD MICROSOFT CORP MSFT - HELD IN MARGIN Acquired 12729715 1,000 58.81 58,834.85 101,570.00 . 44,735.35 Acquired 04101118 500 55.17 27,808.55 50,785.00 23,178.45 Total 1,500 $56.30 $84,443.20 101.5700 $152,355.00 $67,911.80 $2,760 1.81 SOUTHWEST AIRLINES CO LUV - HELD IN MARGIN Acquired 08725715 500 37.70 18,872.45 23,240.00 4,387.55 Acquired 08725715 500 37.49 18,759.00 23,240.00 4,481.00 Total 1,000 $37.63 $37,631.45 48.4800 $46,480.00 $8,848.55 5640 1.38 TARGA RESOURCES CORP TRGP - HELD IN MARGIN Acquired 051'091?16 1,000 32.92 32,929.05 38.0200 38,020.00 3,090.95 3,840 10.10 38.18 38,188.85 PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL - HELD IN MARGIN Acquired 01715714 500 97.45 48,743.95 541.8300 270,815.00 222,071.05 525 0.19 TEXAS CAPITAL BANCSHARES INC TCBI - HELD IN MARGIN Acquired 500 44.55 2,298.75 25,545.00 3,248.25 Acqu1red DBIOBI13 500 45.08 22,559.70 25,545.00 2,985.30 Total 1,000 $44.88 $44,858.45 51.0900 $51,090.00 $6,231.55 NIA TEXAS INSTRUMENTS INC TXN - HELD IN MARGIN Acquired 12730714 1,000 53.99 54,002.47 94.5000 94,500.00 40,497.53 3,080 3.25 UNITED STATES STEEL CORP . . NEW - HELD IN MARGIN Acquired 1,000 18.48 18,489.47 18.2400 18,240.00 .229.47 200 1 .09 VISA INC CLASS A - HELD IN MARGIN Acquired 03128713 4 41.70 188.83 527.78 380.93 Acquired 0326113 12 41.70 500.49 1,583.28 1,082.79 Acquired 082515 384 89.88 28,854.79 50,884.98 23,810.17 067 F2 F287 Page 9 of 14 j" ['1'than ?ecuritied INTEREST, A PARTNERSHIP DECEMBER 1, 2018 - DECEMBER 31, 2018 ACCOUNT NUMBER Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD (To) Acquired 11703715 300 77.53 23,278.55 39,582.00 16,303.45 Acquired 04104716 300 77.87 23,382.92 39,582.00 16,199.08 Total 1,000 $74.18 $74,183.58 _131.9400 $131,940.00 $57,756.42 $1,000 0.76 WALMART INC WMT - HELD IN MARGIN Acquired 04H 500 73.98 37,013.05 93.1500 46,575.00 9,561.95 1,040 2.23 Total Stocks and ETFs $1,592,124.70 $61,476 2.22 $1 ,597,384.50 Total Stocks, options 8 ETFs $1,592,124.70 $61,476 2.22 no Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. Mutual Funds if a portion of your fund position was converted, the 'Client Investment' value may include reinvestments from previously held positions. Open End MutualFunds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not re?ect Total return. ESTIMATED ADJ ADJ COSTII CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION . . QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI NILOSS INCOME YIELD PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX Acquired 0111210 no 5,089.92700 19.64 100,018.95 154,784.68 54,765.73 Acquired 0612010 In 3,591 .22700 20.04 71,996.58 109,209.21 37,212.63 Acquired 04701116 3.150 35.96 113,292.95 95,791.50 -1 7,501 .45 Acquired 12(29717 1,520 50.48 76,738.54 46,223.20 -30,515.34 Reinvestments RR 2.416.69200 38.85 93,902.32 73,491.59 -20,410.73 Total 15,767.84600 $28.92 $455,949.34 30.4100 $479,500.1 8 $23,550.84 NM NM Client investment (Excluding Reinvestments) $362,047.02 GainlLoss on Client Investment (Including Reinvestments) 1? ,453.16 067 F2 F287 :9?ng 81185 Quantities MARKEN INTEREST, LTD A PARTNERSHIP Page 10 of 14 DECEMBER 1, 2018 - DECEMBER 31.2018 ACCOUNT NUMBE Mutual Funds Open End Mutual Funds continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 0111280 no 8,190.80837 12.20 100,018.95 114,753.22 14,734.27 Acquired 12130110 nc 9,225.09200 10.84 100,018.95 129,243.54 29,224.59 Acquired 1112971 3 3,000 16.16 48,500.95 42,030.00 -6,470.95 Acciuired 05111715 2,205.37517 16.98 37,468.95 30,897.31 -6,571.64 Acquired 04101116 8,050 14.17 114,087.45 112,780.49 -1,306.96 Acquired 12i?29i'17 9,200 16.36 150,530.95 128,892.00 -21,638.95 Reinvestments RR 14,092.43046 14.95 210,779.34 197,434.95 -1 3,344.39 Total 53,963.70600 $14.11 $761 ,405.54 14.0100 $756,031.51 $6,853 0.91 Client Investment (Excluding Reinvestments) $550,626.20 Gain/Loss on Client Investment (Including Reinvestments) $205,405.31 Total Open End Mutual Funds $1,217,354.88 $1,235,531.69 $18,176.81 $6,853 0.55 Total Mutual Funds $1,217,354.88 $1,235,531.69 $18,176.81 $6.853 0.55 This security contains multiple tax lots that may or may not include cost information that Is reportable to the IRS. no Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all other lots will be reported to the IRS. Tax Iot(s) held in Margin, rather than Cash RR A portion of this security is held in Margin. rather than Cash Activity detail . CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 12101 BEGINNING BALANCE -3,631.40 12103 Margin DIVIDEND CUMMINS INC 57o_oo 120318 500 1203 Margin DIVIDEND WELLS FARGO 8. CO NEW 430.00 4,631.40 120118 1,000 AS OF 12i01i'18 12104 Margin DIVIDEND VISA INC CLASS A 250.00 -2,381.40 120418 1,000 067 F2 F287 fm?auas 581181125 MARKEN INTEREST, LTD A PARTNERSHIP DECEMBER 1. 2018 - DECEMBER 31, 2018 Page 11 Of 14 ACCOUNT NUMBE Activity detail continued CASH AND SWEEP OATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 1 2107 Margin DIVIDEND BOEING CO 1,710.00 -671.40 120718 1.000 12710 Margin DIVIDEND CHEVRON CORPORATION 1,700.16 121018 1.513 12110 Margin DIVIDEND EXXON MOBIL CORP 1,230.00 121018 1.500 12710 Margin DIVIDEND UNITED STATES STEEL CORP 50.00 2,308.76 NEW 121018 1,000 12711 Margin DIVIDEND JOHNSON 8. JOHNSON 1,374.30 3,683.06 121118 1.527 12712 Margin SALE -1,000.00000 CITIGROUP INC NEW 57.0379 57,018.21 12712 Margin SALE -1,000.00000 WELLS FARGO CD NEW 48.1029 48,083.32 12/12 Margin PURCHASE 1,000.00000 JPMORGAN CHASE 8 co 101.7701 -101,789.05 6,995.54 12l13 Margin DIVIDEND HOME DEPOT INC 721.00 - 121318 700 12713 Margin DIVIDEND MICROSOFT CORP 690.00 8,406.54 121318 1,500 12/17 Cash SHRT TRM GAIN PROFESSIONALLY MANAGED 42,782.04 PORTFOL HODGE FUND CLINSTL 121318 1439023900 AS OF 12113118 12/17 Cash LT CAP GAIN PROFESSIONALLY MANAGED 2,816.75 PORTFOL HODGE FUND CLINSTL 121318 14.390.23900 AS OF 12:13:18 12.117 Cash REINVESTMENT 1,292,513,900 PROFESSIONALLY MANAGED 42,73204 PORTFOLHODGEFUND CLINSTL REINVEST AT 33.100 12,117 Cash REINVESTMENT 85.09800 PROFESSIONALLY MANAGED 2,315.75 PORTRN.HODGEFUND CL INSTL REINVEST AT 33.100 3210554 1227 Margin DIVIDEND HALLIBURTON COMPANY 27450 122718 1,525 12.27 Margin SALE -5,000.00000 ENLINK MIDSTREAM 10.6475 53,217.86 PARTNERS LP 067 F2 F287 gig; atlas 552:01'1'025 MARKEN INTEREST, LTD A PARTNERSHIP DECEMBER 1.2018 - 31, 2018 Page 12 Of 14 ACCOUNT NUMBE Activity detail continued CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 12(27 Margin PURCHASE 4,000.00000 ENERGY TRANSFER LP 12.4998 -50,018.15 11,880.75 12128 Margin DIVIDEND BANK OF AMERICA CORP 450.00 122818 3.000 12/28 Margin INT CHARGED INTEREST 11129THRU 12127 -4.94 12,325.81 12131 0351') INTEREST STANDARD BANK DEPOSIT 2.63 12,328.44 Cash sweep activity 123118 8.681 Our Cash Sweep program allows you to earn a return on the idle cash balances in your account automatically investing such balances into one of our cash sweep tions. These Sweep transactions' may represent a net amount for the day and_o_ccur on settlement date. The to lowing section displays transfers into and out of your sweep option. ransactions displayed here are Transfer To. Transfer From and Remvested and Interest. These transaction amounts are not included in your cash ?ow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 12/01 BEGINNING BALANCE 0.00 12/23 TRANSFER TO STANDARD BANK DEPOSIT 274,50 1211 1 TRANSFER TO STANDARD BANK DEPOSIT 2,308.76 12.131 REINVEST INT STANDARD BANK DEPOSIT 2-63 12/12 TRANSFER TO STANDARD BANK DEPOSIT 1,374.30 12731 ENDING BALANCE 3,53357 12117 TRANSFER TO STANDARD BANK DEPOSIT 4,723.43 Statement of interest charged Period 11/29 th ru 1 2127 DATE NET BALANCE ALL MARGIN CASH ACCOUNT SHORT POSITIONS ADJUSTED DEBIT NUMBER OF INTEREST INTEREST ACCOUNTS BALANCE MARKET VALUE BALANCE DAYS CHARGED 11729 -3.631.40 0.0000 -3.631.40 4 6.750 -2.72 12103 -2.631.40 0.0000 -2,631.40 1 6.750 -0.49 12/04 -2.381.40 0.0000 -2,381.40 3 6.750 -1.35 12107 -671.40 0.0000 4571.40 3 6.750 -0.38 Total Interest Charged 44.94 The Margin base rate may be adjusted at any time without prior notice to you. For more information. see the Margin Statement of Interest Charges included in your account opening documents or talk to Your Investment Broker. 06? F2 F287 j?erZBaIIas $eturitie? MARKEN INTEREST, LTD A PARTNERSHIP DECEMBER 1, 2018 - DECEMBER 31, 2018 Page 13 of 14 ACCOUNT NUMBER Realized gain/loss Realized GainILoss Summary THIS PERIOD THIS PERIOD THIS PERIOD THIS YEAR THIS YEAR THIS YEAR GAIN LOSS NET GAIN LOSS NET Short term 0.00 0.00 0.00 2,939.05 -6,489.67 -3,550.62 Long term 2,808.86 -20,686.82 -17,877.96 122,041.82 -20,714.91 101,326.91 Total Realized Gain7Loss $2,808.86 $124,980.87 $97,776.29 Realized Gain/Loss Detail Long term ADJ PRICE7 DATE ADJ cosw . DESCRIPTION QUANTITY ORIG PRICE ACQUIRED CLOSE DATE PROCEEDS ORIG COST GAIN7LOSS CITIGROUP INC NEW 1,000.00000 56.6655 11723716 12712718 57,018.21 56,684.45 333.76 CUSIP 172967424 ENLINK 2,000.00000 16.2199 08726715nc 12727718 21,287.14 32,458.75 41,171.61 PARTNERS LP CUSIP 29336U107 1,000.00000 17.6808 11703715nc 12727718 10,643.57 17,699.75 -7,056.18 2,000.00000 10.1099 03/03716nc 12727718 21,287.15 20,238.75 1,048.40 WELLS FARGO 8 CO NEW 18.00000 16.3400 01727709nc 12712718 865.49 294.28 571.21 949746101 24.00000 55.4400 02724715 12712718 1,154.00 1,330.77 476.77 24.00000 12.4300 02725709nc 12712718 1 ,153.99 298.50 855.49 25.00000 49.3300 05707714 12712718 1,202.08 1,233.48 -31.40 10.00000 55.4600 03703715 12712718 480.83 554.69 -73.86 399.00000 48.2858 04704716 12712718 19,185.25 19,284.98 -99.73 500.00000 52.2000 11723716 12712718 24,041.68 26,118.95 -2,077.27 $1 58,319.39 $176,197.35 Total Long term nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. 067 F2 F267 Page 14 of 14 irst ?31155 ?rmness mm mass, no A PARTNERSHIP DECEMBER 1,2018 - DECEMBER 31. 2013 ACCOUNT - Specific instructions and disclosures Margin accounts Interest charged on debit balances in your margin account appears on this statement. The rate of interest and period covered are indicated. The rate may change from time to time due to interest rate ?uctuations or for other reasons. interest is computed as described in material previously furnished to you. This is a combined statement of your general account and the Special Memorandum Account maintained for you under Section 220.5 of Regulation issued by the Board of Govemors of the Federal Reserve Board. The permanent record of the separate account. as required by Regulation T, is available for your inspection. Cost basis - To add or update information or modify your reporting options. please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses for your information only. If acquisition or other information is not available. the gainlioss information may not be displayed and section and summary totals may not re?ect your complete portfolio. Cost basis information is not veri?ed by First Clearing or Your introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this information {due to corporate mergers. tenders and other reorganizations) may be required from time to time. Cost basis for factored bonds (GNMA, CMO. etc.) will be adiusted for paydown of principal. Systematic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and dividend reinvestment securities is provided for informational purposes only and is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the IRS. Cost basis options Unless specific tax lots are selected at trade time. sales of tax lots will occur using the cost basis election re?ected in the Account pro?le-section. 067 F2 F287 jfimt?allas ?emities Progress summary KENNY MARCHANT (IRA) WFCS AS CUSTODIAN SNAPSHOT Page1of11 JANUARY 1, 201a - JANUARY 31, 2013 ACCOUNT NUMBER: - THIS PERIOD THIS YEAR Opening vaiue $418,628.40 $418,628.40 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn 0.00 0.00 Securities withdrawn 0.00 0.00 Change in value 22,548.15 22,548.15 Closing value $441,176.55 $441 ,176.55 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON DEC 31 VALUE 0N JAN 31 ANN. INCOME ASSETS Cash and sweep balances 10,861.21 2.59 16,833.01 3.82 50 Stocks. options 8. ETFs 280,957.00 67.11 290,197.50 65.78 6,007 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 121,740.19 29.08 129,094.04 29.26 189 Preferredsl?xed rate cap secs 5,070.00 1.21 5,052.00 1.15 375 Asset value . $418,628.40 100% $441,176.55 100% $6,621 SNAPSHOT 067 F2 F287 jfirstma?as $203033 Cash ?ow summary SNAPSHOT Page-201? 11 KENNY MARCHANT (IRA) Income summary WFCS AS CUSTODIAN JANUARY 1, 2018 - RY 2018 ACCOUNT NUMBERM . THIS PERIOD THIS YEAR Opening value of cash and sweep balances $10,661.21 Income and distributions 2,126.14 2.126.14 Securities sold and redeemed 28,867.98 28,867.98 Net additions to cash $30,994.12 $30,994.12 Securities purchased -25,022.32 -25.022.32 Net subtractions from cash $25,022.32 $25,022.32 Closing value of cash and sweep balances $16,833.01 THIS PERIOD THIS YEAR Money market/sweep funds 3.55 3.55 Dividends and short term capital gains 464.75 464.75 Total income $468.30 $468.30 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. Gainiloss summary THIS PERIOD REALIZED THIS YEAR REALIZED Short term (8) 0.00 0.00 Long term (L) 14,130.07 14,130.07 Total - $14,130.07 $14,130.07 SNAPSHOT 067 F2. F267 . SNAPSHOT PageSOfH ?"35 WW5 JANUARY 1, 2018 - JANUARY 31. 2018 ACCOUNT NUMBER: Retirement summary . IRA Plan Value $441,176.55 A portion of these assets may not be covered by SIPC. Bank products are eligible for FDIC insurance up to $250,000 in accordance with FDIC rules. ACCOUNT INFORMATION RETIREMENT TRANSACTIONS Account Holder Birthdate: CONTRIBUTION SUMMARY AMOUNT Attained Age as of 12/31/18: Contributions 2018 FOR 2018 $0.00 This bene?ciary information is based upon the most recent data available and is being provided as a service to you. In the event of death. your most recent bene?ciary 201? SUMMARY AMOUNT designation on ?le will govern. Gross Distributions $0.00 PRIMARY BENEFICIARY INFORMATION ENTITLEMENT Contact us if information on this page requires updates. DONNA MARCHANT 100.00% Your Investment Broker: GARY BRADSHAWICRAIG HODGES 214-954-1177 214-665-9116 SNAPSHOT 067 F2 F287 jfir?t?a?a? imam Your Investment Broker GARY HODGES Phone: 214-954-1 177 1 214-665-9116 Account pro?le Full account name: Account type: Brokerage account number: Tax status: Investment objective/Risk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS, TX 75201 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN Individual Retirement Account Retirement MODERATE GROWTH 8. INCOME Please Provide Please Provide First in. First out STANDARD BANK DEPOSIT Per your instructions. copies of this statement have been sent to an interested party. SNAPSHOT Page4?f11 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN JANUARY 1. 2018 - JANUARY 31 2018 ACCOUNT NUMBER: Document delivery status Paper Statements: Trade con?rmations: Tax documents: Sharehoider communications: Other documents: Electronic SNAPSHOT 067 F2 F287 Page 5 of 11 KENNY MARCHANT IRA jfirst?allas 5mm mm cusromANt JANUARY 1, 2018 - JANUARY 31. 2013 ACCOUNT NUMBER: Additional information THIS PERIOD THIS YEAR - . Gross proceeds 28,867.98 28,867.98 . . Portfolio detail . Cashland Sweep Balances Sweep Balances - You have the right. in the course of normal business operations. to withdraw balances in the Bank Deposit Sweep Program(s) or redeem shares of the money market mutual fund used in the sweep. subject to any 0?29? commitments in an of your accounts and have the proceeds returned to your accounts or remitted to_ you. Note, however. that as required by federal banking regulations, the ban 3 in the Bank Deposit weep Program(s) reserve the right to require seven days prior notice before permittln a transfer out of the Bank lDeposit Sweep Program(s). In addition, the ?money market mutual funds in the sweep reserve the right to require one or more day's prior notice efore permitting withdraws 5. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank, N.A., which is af?liated with the Clearing Agent and (if amounts exceed $250,000) at another bank af?liated with the Clearin Agent. Expanded Bank Deposnt weep - Consists of monies held at Wells Fargo Bank. N.A. and (if amounts exceed $250,000) at one or more banks affiliated with the Clearing Agent or nonaf?liated banks. Standard Bank Deposit Sweep and Expanded Bank Deposit Sweep assets are not covered by SIPC, but are instead eligible for FDIC insurance of up to $250,000 per depositor, per institution. in accordance with FDIC rules. For additional information on the Bank Deposit Sweep Programs for your account, please contact Your Investment Broker. CURRENT ESTIMATED DESCRIPTION MARKET VALUE ANNUAL STANDARD BANK DEPOSIT 16,333.01 50.49 Interest Period D1IO1I18 - 01131I18 Total Cash and Sweep Balances $16,833.01 $50.49 APYE measures the total amount of the interest aid on an account based on the interest rate and the frequency of the compounding during the interest period. The annual percentage yield earned is expressed as an annua ized rate. based on a 365 day year. Stocks, options 8. ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD ABBOTT LABORATORIES ABT Acquired 1210307 200 54.39 10,897.81 62.1600 12,432.00 1,534.19 224.00 1.80 067 F2 F287 jfir?t E01115 ?mi?es KENNY MARCHANT (IRA) WFCS AS CUSTODIAN JANUARY 1, 2018 - JANUARY 31, 2018 Page6of 11 - ACCOUNT NUMBER: Stocks, options 8. ETFs Stocks and ETFs continued ESTTMATED ADJ ADJ cosn CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD (91.) AT 8. INC Acquired 04101116 150 38.95 5,862.79 37.4500 5,617.50 -245.29 300.00 5.34 ATMOS ENERGY CORP ATO . Acquired 03117105 no 400 27.65 11,088.76 82.9000 33,160.00 22,071.24 776.00 2.34 BANK OF AMERICA CORP BAC Acquired 11123116 600 20.57 12,364.19 32.0000 19,200.00 6,835.81 288.00 1.50 CITIGROUP INC NEW Acquired 11123116 300 56.66 17,018.45 78.4800 23,544.00 6,525.55 384.00 1.63 CONTINENTAL RESOURCES INC CLR Acquired 04101116 100 29.67 2,986.94 5,553.00 2,566.06 Acquired 04115116 300 33.24 9,990.95 16,659.00 6,668.05 Acquired 06108116 200 44.02 8,822.95 11,106.00 2,283.05 Total 600 $36.33 $21,800.84 55.5300 $33.31 8.00 $11,517.16 N1A N1A ENLINK MIDSTREAM LLC ENLC . Acquired 04115116 1,000 11.78 11,798.95 18,600.00 6,801.05 Acquired 10106116 500 16.04 8,040.45 9,300.00 1,259.55 Total 1,500 $1 3.23 $19,839.40 1 8.6000 $27,900.00 $8,060.60 $1,554.00 5.57 HERSHEY COMPANY - HSY Acquired 03127113 50 86.77 4,357.56 5,516.50 1,158.94 Acquired 11129113 50 97.12 4,874.95 5,516.50 641.55 Total 100 $92.33 $9,232.51 110.3300 $11,033.00 $1 ,000.49 $262.40 2.38 a. JOHNSON Acquired 11119109 no 100 62.10 6,228.95 138.1900 13,819.00 7,590.05 336.00 2.43 ONEOK INC NEW OKE Acquired 01110118 200 56.76 11,372.09 58.8600 11,772.00 399.91 616.00 5.23 067 F2 F287 first E61166 :5me KENNY MARCHANT (IRA) WFCS AS CUSTODIAN JANUARY 1. 201B - JANUARY 31, 2018 Page 7 of 11 ACCOUNT NUMBER: Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD PROCTER 81 GAMBLE CO PG . Acquired 0971907 no 100 68.95 6,906.95 8,634.00 1,727.05 Acquired 1171909 no 100 62.05 6,223.95 6,634.00 2,410.05 Total 200 $65.65 $13,130.90 66.3400 $17,266.00 $4,137.10 $551.60 3.19 STARBUCKS CORP SBUX Acquired 01:10:16 200 59.66 11,992.39 56.6100 11,362.00 -630.39 240.00 2.1 1 TEX PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL - Acquired 03726712 100 47.05 4.71 1.40 537.0500 53,705.00 46,993.60 35.00 0.06 VERIZON COMMUNICATIONS COM VZ Acquired 04701716 100 53.91 5,410.51 54.0700 5,407.00 -3.51 236.00 4.36 WAL-MART STORES INC WMT Acquired 05705710 no 100 54.79 5,496.50 106.6000 10,660.00 5,161.50 204.00 1.91 Total Stocks and ETFs $166,449.49 $290,197.50 $123,746.01 $6,007.00 2.07 Total Stocks. options 6. ETFs $166,449.49 $290,197.50 $123,746.01 $6,007.00 2.07 no Cost information for this tax lot is not covered by IRS reporting Unless indicated, cost for all other lots will be reported to the IRS. 067 F2 FZBT I I I Page 8 of 11 KENNY MARCHANT IRA [m gmmeg WFCS AS JANUARY 1, 2018 - JANUARY 31, 2018 ACCOUNT NUMBER: Mutual Funds If a portion of your fund position was converted, the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not re?ect Total return. ESTIMATED - ADJ ADJ COST: CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD PROFESSIONALLY MANAGED HODGE FUND CL INSTL HDPIX Acquired 06721110 nc 1,316.29300 20.04 26,400.93 69,394.96 42,994.03 Acquired 06:04:14 127.58000 39.19 5,005.95 6,726.02 1,720.07 Acquired 04mm 6 425 35.96 15,301.95 22,406.00 7,104.05 Reinvestments 165.32800 46.41 7,673.58 8,716.09 1,042.51 Total 2,034.20100 $26.73 $54,382.41 52.7200 $107,243.07 $52,860.66 NIA NIA Client Investment (Excluding Reinvestments) $46,708.83 GainILoss on Client Investment (Including Reinvestments) $60,534.24 HODGES BLUE CHIP EOTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 04.10016 1,100 14.17 15,605.95 18,986.00 3,380.05 Reinvestments 165.98900 15.65 2,597.86 2,864.97 267.11 Total 1,265.98900 $14.38 $18,203.81 17.2600 $21,850.97 $3,647.16 $189.89 0.87 Client Investment (Excluding Reinvestments) $15,605.95 GainILoss on Client Investment (Including Reinvestments) $6,245.02 Totat Open End Mutual Funds - $72,586.22 $129,094.04 $56,507.82 $189.89 0.15 Total Mutual Funds $72,586.22 $129,094.04 $56,507.82 $189.89 0.15 nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all other lots will be reported to the IRS. 067 F2 F287 3111'th ?mnritie? Preferredleixed Rate Cap Securities KENNY MARCHANT (IRA) WFCS AS CUSTODIAN JANUARY 1, 2018 - JANUARY 31, 2018 ACCOUNT NUMBER: - Page90f11 ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIC COST PRICE MARKET VALUE GAINILOSS INCOME YIELD CAPSTEAD SERIES PERP CALL 05713718 25.00 Acquired 10716117 200 25.14 5,047.55 25.2600 5,052.00 4.45 375.00 7.42 Total PreferredsIFixed Rate $5,047.55 $5,052.00 $4.45 $375.00 7.42 Cap Securities Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 01/01 BEGINNING BALANCE 10,861.21 01 102 Cash DIVIDEND WAL-MART STORES INC 51.00 10,912.21 010218 100 01 [03 Cash LT CAP GAIN HODGES BLUE CHIP EQTY 1,623.45 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS 122917 1.164.65400 AS OF 12729717 01/03 Cash DIVIDEND HODGES BLUE CHIP EQTY 34.39 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS 122917 1,164.65400 AS OF 12729117 01/03 Cash REINVESTMENT 99.23300 HODGES BLUE CHIP EQTY -1 ?23.45 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS REINVEST AT 16.360 01703 Cash REINVEST DIV 2.10200 HODGES BLUE CHIP EQTY -3439 - INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS REINVEST AT 16.360 10,912.21 01/10 Cash SALE 400.00000 RYMAN HOSPITALITY 72.2190 28,867.98 01110 Cash PURCHASE 200.00000 ONEOK INC NEW 56.7657 -11.372.09 01110 Cash PURCHASE 200.00000 STARBUCKS CORP 59.8672 -11,992.39 16,415.71 067 F2 atlas mitie? Activity detail continued TRANSACTION QUANTITY DIVIDEND DATE ACCOUNT TYPE 01116 Cash I 01116 Cash DIVIDEND 01131 Cash INTEREST Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account by automatically investing such balances into one of our cash sweep 'sweep transactions' may represent a net amount for the day and occur on settlement date. The fol KENNY MARCHANT (IRA) WFCS AS CUSTODIAN JANUARY 1, 2018 - JANUARY 31 2018 ACCOUNT NUMBER: AMOUNT 93.75 DESCRIPTION PRICE CAPSTEAD SERIES PERP CALL 051131113 25.00 011618 200 RYMAN HOSPITALITY 011618 400 STANDARD BANK DEPOSIT 3.55 013113 16.829 320.00 displayed here are Transfer To, Transfer From and Reinvested Dividends and Interest. These transaction amounts are not included in your cash flow summary. owing section displays transfers into and out of your sweep option. Page 10 CV CASH AND SWEEP BALANCES 16.829.46 16,833.01 o1ptions. These ransactions DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 01/01 BEGINNING BALANCE 10,789.21 01/17 TRANSFER To STANDARD BANK DEPOSIT 413.75 01102 - TRANSFER TO STANDARD BANK DEPOSIT 72.00 01131 REINVEST INT STANDARD BANK DEPOSIT 3.55 01/03 TRANSFER TO STANDARD BANK DEPOSIT 51.00 01131 ENDING BALANCE 16,833.01 01I16 TRANSFER TO STANDARD BANK DEPOSIT 5.503.50 . Realized gain/loss Realized GainlLoss Summary THIS PERIOD THIS PERIOD THIS PERIOD THIS YEAR THIS YEAR THIS YEAR GAIN LOSS NET GAIN LOSS NET Short term 0.00 0.00 0.00 0.00 0.00 0.00 Long term 14,180.07 0.00 14,180.07 14,180.07 0.00 14,180.07 Total Realized GainILoss $14,180.07 $0.00 $14,100.07 $14.1 00.07 50.00 $14,180.07 087 F2 F287 Page 11 of 11 irdt atlas maturities ?suave-momma, WFCS AS CUSTODIAN JANUARY 1. 2018 - JANUARY 31. 2018 ACCOUNT NUMBER: Realized GainlLoss Detail Long term ADJ DATE ADJ cosrr DESCRIPTION QUANTITY PRICE ACQUIRED CLOSE DATE PROCEEDS ORIG cosr RYMAN HOSPITALITY - 250.00000 33.3600 09/0511 3 01l10/16 18.042.48 8,358.95 9,683.53 CUSIP 78377T107 15000000 42.0667 1 1129113 0111 0118 10,825.50 6,328.96 4,496.54 $28,867.98 $14,687.91 $14,180.07 Total Long term Specific instructions and disclosures Caiiebie Securities Securities that are subject to a partial cell will be selected by an impartial lottery process in which the probability of your securities being selected for redemption is proportional to the holdings of all shareholders of such securities held in street name. If a security is called prior to maturity it may affect the yield you receive. Additional information is available at or the written procedures are available upon request. Cost basis - To add or update information or modify your reporting options. please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses for your lnionnation only. if acquisition or other information is not available. the gainlloss information may not be displayed and section and summary totals may not re?ect your complete portfolio. Cost basis information is not veri?ed by First Clearing or Your Introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this Information (due to corporate mergers. tenders and other reorganizattons) may be required from time to time. - Cost basis for factored bonds (GNMA. CMO. etc.) will be adjusted for paydown of principal. Systematic investments in mutual iunds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and dividend reinvestment securities is provided ior informational purposes only and is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the Cost basis options Unless speci?c tax lots are selected at trade time. sales of tax lots will occur using the cost basis election re?ected in the Account profile section. IRA withholding notice Form weprous rim- The withdrawals you receive irom you are subject to Federal income tax withholding unless you elect not to have withholding apply. it you have a periodic, or an ?on demand? distribution. your election regarding our withholding oi Federal and as oiten asyouwish bycornpletinganewelectionfonn. privrloges (notaveiiabieonall IRAs). youwill alsohave previously elected to havenowithhoiding on yourwithdrawais. lfyou decideto havelaxeswithheld you will notbeeiigiblefor check writing from your IRA. lfyou electnot tohave taxeswithbeld youwill be liable for peyrnentoiall taxes dueon the taxabieportion ofyourdistribution and you may be responsibieior paymentotestimated tax. You maybe paymentsoi estimatedtaxend withholding, if any, are not adequate. 067 F2 Progress summary SNAPSHOT Page 1 am KENNY MARCHANT (IRA) WFCS AS CUSTODIAN FEBRUARY 1, 2018 - FEBRUARY 28, 2018 ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value $441,176.55 $418,628.40 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn 0.00 0.00 Securities withdrawn 0.00 0.00 Change in value -23,546.84 -998.69 Closing value $417,629.71 $417,629.71 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON JAN 31 VALUE ON FEB 28 ANN. INCOME ASSETS Cash and sweep balances 16,833.01 3.82 17,864.75 4.28 71 Stocks, options ETFs 290,197.50 65.78 271,057.00 64.90 6,081 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 129,094.04 29.26 123,681.96 29.62 189 Preferredslfixed rate cap secs 5,052.00 1.15 5,026.00 1.20 375 Asset value $441,176.55 100% $417,629.71 100% $6,716 SNAPSHOT jfirs?t?a?as Quantity Cash ?ow summary SNAPSHOT Page 2 of 10 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN FEBRUARY 1. 2018 - FEBRUARY 23, 201a Income summary ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value of cash and sweep balances $16,833.01 Income and distributions 1.031.74 3.157.88 Securities sold and redeemed 0.00 28,867.98 Net additions to cash $1,031.74 $32,025.86 Securities purchased 0.00 -25.022.32 Net subtractions from cash $0.00 Closing value of cash and sweep balances $17,864.75 THIS PERIOD THIS YEAR Money marketfsweep funds 5.32 8.87 Dividends and short term capital gains 1,026.42 1,491.17 Total income $1,031.74 $1,500.04 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. Gainlloss summary THIS PERIOD REALIZED THIS YEAR REALIZED Em; termr?rj) 3'33 14 13332 on term . . Total $0.00 514.130.07 SNAPSHOT 067FZF287 Wat-lag 5mm Retirement summary IRA Plan Value $417,629.71 SNAPSHOT Page 3 mo KENNY MARCHANT (IRA) WFCS AS CUSTODIAN FEBRUARY 1, 2018 - FEBRUARY 28. 2018 ACCOUNT NUMBER: A portion of these assets may not be covered by SIPC. Bank products are eligible for FDIC insurance up to $250.000 in accordance with FDIC rules. ACCOUNT INFORMATION Account Holder Birthdate: 5 Attained Age as of 1231118: - This bene?ciary information is based upon the most recent data available and is being provided as a service to you. In the event of death. your most recent bene?ciary designation on ?le will govern. PRIMARY BENEFICIARY INFORMATION DONNA MARCHANT ENTITLEMENT 1 00.00% RETIREMENT TRANSACTIONS CONTRIBUTION SUMMARY AMOUNT Contributions 2018 FOR 2018 $0.00 2018 DISTRIBUTION SUMMARY AMOUNT Gross Distributions $0.00 Contact us if information on this page requires updates. Your Investment Broker: GARY BRADSHAWICRAIG HODGES 214?954-11771214-665-9116 SNAPSHOT 087FZ jfit?t?a?as ?mtritiw Your Investment Broker GARY HODGES Phone: 214-954-1177 I 214-665-9116 Account pro?le Fuli account name: Account type: Brokerage account number: Tax status: Investment objectivelRisk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS. TX 75201 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN Individual Retirement Account Retirement MODERATE GROWTH INCOME Please Provide Please Provide _First in, First out STANDARD BANK DEPOSIT Per your instructions, copies of this statement have been sent to an interested party. SNAPSHOT Page4of10 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN FEBRUARY 1I 2018 - FEBRUARY 28, 2018 ACCOUNT NUMBER: Document delivery status Paper Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: Electronic SNAPSHOT 067 F2 F287 Page 5 of 10 Irst?a?as $2010th WFCS AS CUSTODIAN FEBRUARY 1I 201B - FEBRUARY 28, 2018 ACCOUNT NUMBER: - Additional information THIS PERIOD THIS YEAR Gross proceeds 0.00 28,867.98 Portfolio-detail Cash and Sweep Balances Sweep Balances - You have the right, in the course of normal business operations, to withdraw balances in the Bank Deposit Sweep Program(s) or redeem shares of the money market mutual fund used in the sweep, subject to any oEen commitments in an of your accounts and have the proceeds returned to your accounts or remitted to you. Note, however, that as required by federal banking regulations, the ban 9 In the Bank Deposit weep Program(s) reserve the right to require seven days prior notice before permitting): transfer out of thehgank iDeposit Sweep Program(s). In addition. the money market mutual funds in the sweep reserve the right to require one or more day's prior notice fore permitting wit rawa 3. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank, N.A., which is af?liated with the Clearing Agent and (if amounts exceed $250,000) at another bank af?liated with the Clearin%Agent. . Expanded Bank Deposit weep - Consists of monies held at Wells Fargo Bank. N.A. and (if amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or nonaf?liated banks. Standard Bank Deposit Sweep and Expanded Bank Deposit Sweep assets are not covered by but are instead eligible for FDIC insurance of up to $250.000 per depositor. per institution, in accordance with FDIC rules. For additional information on the Bank Deposit Sweep Programs for your account. please contact Your Investment Broker. ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION YIELD MARKET VALUE ANNUAL INCOME STANDARD BANK DEPOSIT 0.40 17.854.75 71.45 Interest Period 02101118 - 0228118 Total Cash and Sweep Balances 517.864.75 . $71.45 APYE measures the total amount of thesinterest aid on an account based on the interest rate and the frequency of the compounding during the interest period. The annual percentage yield earned is expressed as an annua Ized rate, based on a 365 day year. Stocks, options 8: ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD ABBOTT LABORATORIES ABT . Acquired 12:03:17 200 54.39 10,997.81 60.3300 12,066.00 1,169.19 224.00 1.95 067 F2 F287 Ma?a; 5mm Stocks, options 8. ETFs Stocks and ETFs continued Page 6 of 10 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN FEBRUARY 1, 2018 - FEBRUARY 28, 2018 ACCOUNT NUMBER: ESTIMATED ADJ PRICE7 ADJ COST7 CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAIN7LOSS INCOME YIELD {96) AT 8 INC Acquired 04701716 150 38.95 5,862.79 36.3000 5,445.00 -417.79 300.00 5.50 ATMOS ENERGY CORP ATO Acquired 0371 "7705 no 400 27.65 11,088.76 80.4900 32,196.00 21,107.24 776.00 2.41 BANK OF AMERICA CORP BAC Acquired 11723716 600 20.57 12,364.19 32.1000 19,260.00 6,895.81 288.00 1.49 CITIGROUP INC NEW Acquired 11723716 300 56.66 17,018.45 75.4900 22,647.00 5,628.55 384.00 1.69 CONTINENTAL RESOURCES INC CLR Acquired 04701716 100 29.67 2,986.94 4,751.00 1,764.06 Acquired 04715716 300 33.24 9,990.95 14,253.00 4,262.05 Acquired 06708716 200 44.02 8,822.95 9,502.00 679.05 Total 600 $36.33 $21 ,800.84 47.51 00 $28,506.00 $6,705.1 6 NIA N7A ENLINK MIDSTREAM LLC ENLC Acquired 04715716 1,000 11.78 11,798.95 14,700.00 2,901.05 Acquired 10706716 500 16.04 8,040.45 7,350.00 -690.45 Total 1,500 51 3.23 $19,839.40 14.7000 $22,050.00 $2,210.60 $1,554.00 7.05 HERSHEY COMPANY . HSY Acquired 03727713 50 86.77 4,357.56 4,913.00 555.44 Amuired 11729713 50 97.12 4,874.95 4,913.00 38.05 Total 100 $92.33 $9,232.51 98.2600 $9,826.00 $593.49 5262.40 2.87 JOHNSON JOHNSON JNJ Acquired 11719709 no 100 62.10 6,228.95 129.8800 12,988.00 6,759.05 336.00 2.58 ONEOK INC NEW OKE Acquired 01710718 200 56.76 11,372.09 56.3300 11,266.00 -106.09 616.00 5.46 087 FZ F287 jfirstma?as 52mm Stocks, optiOns ETFs Stocks and ETFs continued KENNY MARCHANT (IRA) WFCS AS CUSTODIAN FEBRUARY 1' 2018 - FEBRUARY 28, 2018 - ACCOUNT NUMBER: Page 7 of 10 ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD PROCTER 8: GAMBLE CO PG Acquired 09.119707 nc 100 68.95 6,906.95 7,852.00 945.05 Acquired 11!19!09 no 100 62.05 6,223.95 7,852.00 1,628.05 Total 200 $65.65 $13, 1 30.90 78.5200 $15,704.00 $2,573. 1 0 $551.60 3.51 STARBUCKS CORP SBUX . Acquired 01110718 200 59.86 11,992.39 57.1000 11,420.00 -572.39 240.00 2.10 TEX PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL Acquired 03(261'12 100 4.7.05 4,711.40 539.0800 53,908.00 49,196.60 105.00 0.19 VERIZON COMMUNICATIONS COM VZ Acquired 04101116 100 53.91 5,410.51 47.7400 4,774.00 636.51 236.00 4.94 WALMART INC WMT Acquired 0505110 no 100 54.79. 5,498.50 90.0100 9,001.00 3,502.50 208.00 2.31 Total Stocks and ETFs $166,449.49 $271,057.00 $104,607.51 36,081.00 2.24 Total Stocks, options 8; ETFs $166,449.49 $271 ,057.00 $104,607.51 36,081.00 2.24 no Cost information for this tax lot is not covered by IRS reporting requiremenls. Unless indicated, cost for ali other lots will be reported to the IRS. 067 F2 F287 Page 8 of 10 KENNY MARCHANT IRA guard-125 WFCS AS FEBRUARY 1, 2013 - FEBRUARY 28, 2013 ACCOUNT NUMBER- Mutual Funds If a portion of your fund position was converted, the 'Client lnvestment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to-Dividends and Interest Income only, and typically do not re?ect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD (11.) PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX Acquired 067211110 nc 1,316.29300 20.04 26,400.93 66,499.12 40,098.19 Acquired 06704114 127.58000 39.19 5,005.95 6,445.34 1,439.39 Acquired 04701716 425 35.96 15,301.95 21,470.99 6,169.04 Reinvesmients 165.32800 46.41 7,673.58 8,352.38 678.80 Total 2,034.20100 $26.73 $54,382.41 50.5200 $102,767.83 $48,385.42 NM NM Client Investment (Excluding Reinvestments) $46,708.83 GainlLoss on Client Investment (Including Reinvestments) $56,059.00 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 04I01l16 1,100 14.17 15,605.95 18,171.99 2,566.04 Reinvestments 165.98900 15.65 2,597.86 2,742.14 144.28 Total 1,265.98900 $14.38 $18,203.81 16.5200 $20,914.13 $2,710.32 . $189.89 0.91 Client Investment (Excluding Reinvestments) $15,605.95 GainlLoss on Client Investmer?lncluding Reinvestments) $5,308.18 Total Open End Mutual Funds $72,586.22 $123,681.96 $51,095.74 5189.89 0.15 Total Mutual Funds $72,586.22 $123,681.96 $51,095.74 $189.89 0.15 no Cost information for this tax lot Is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. 067 F2 F287 jfir?t?a?a? 5mm Preferredleixed Rate Cap Securities Page 9 of 10 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN FEBRUARY 1, 2018 - FEBRUARY 28, 2018 ACCOUNT NUMBER: - ESTIMATED ADJ ADJ COSTI CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIGPRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD CAPSTEAD SERIES PERP CALL 05713118 25.00 Acquired 10.!1671? 200 25.14 5047.55 25.1300 5026.00 -21.55 375.00 7.46 Total PreferredsIFixed Rate $5,047.55 $5,026.00 $21.55 $375.00 7.46 Cap Securities Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 02101 BEGINNING BALANCE 16,833.01 0201 Cash DIVIDEND AT T-INC 75.00 0201 1 8 1 50 02101 Cash DIVIDEND VERIZON COMMUNICATIONS 59.00 16,967.01 COM 0201 18 100 02,!14 Cash DIVIDEND ENLINK MIDSTREAM LLC 388.50 021418 1.500 02I14 Cash DIVIDEND ONEOK INC NEW 154.00 17,509.51 021418 200 02115 Cash DIVIDEND ABBOTT LABORATORIES 56.00 021 518 200 0211 5 Cash DIVIDEND PROCTER GAMBLE CO 137.92 17,703.43 021516 200 02723 Cash DIVIDEND CITIGROUP INC NEW 96.00 022318 300 02123 Cash DIVIDEND STARBUCKS CORP 60.00 17,359.43 022318 200 02728 Cash INTEREST STANDARD BANK DEPOSIT 5.32 17,864.75 022818 17.859 067 F2 F287 Page 10 of 10 KENNY MARCHANT IRA Ir?t allaa entitles We I FEBRUARY 2018 - FEBRUARY 28. 2018 ACCOUNT NUMBER: Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account by automatically investing such balances into one Of our cash sweep options. These 'sweep transactions' may represent a net amount for the day and occur on settlement date. The fo lowing section displays transfers into and out of your sweep option. ransactlons displayed here are Transfer To. Transfer From and Reinvested Dividends and interest. These transaction amounts are not included in your cash flow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 02101 BEGINNING BALANCE 16,333.01 02/26 TRANSFER TO STANDARD BANK DEPOSIT 156.00 02102 TRANSFER TO STANDARD BANK DEPOSIT 134.00 02/28 REINVEST INT STANDARD BANK DEPOSIT 5.32 02115 TRANSFER TO STANDARD BANK DEPOSIT 542.50 02/28 ENDING BALANCE 17.864.75 02I16 TRANSFER TO STANDARD BANK DEPOSIT 193.92 Speci?c instructions and disclosures Callable Securities . - Securities that are subject to a partial call will be selected by an impartial lottery process in which the probability of your securities being selected for redemption is Proportional to the holdings of all shareholders of such securities held in street name. If a security is called prior to maturity it may affect the yield you receive. Additional Information is avalable at or the written procedures are available upon request. Cost basis - To add or update inforrnatlon or modify your reporting options. please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses for your information only. If acquisition or other information is not available. the gainlloss inlonnation may not be displayed and section and summary totals may not re?ect your complete portfolio. Cost basis Information Is not veri?ed by First Clearing or Your Introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this information (due to corporate mergers. tenders and other reorganizations) may be required from time to time. Cost basis for factored bonds (GNMA. CMO. etc.) will be adjusted for paydown of principal. Systematic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and dividend reinvestment securities is provided for informational purposes only and Is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the IRS. Cost basis options Unless speci?c tax lots are selected at trade time. sales of tax lots will occur using the cost basis election re?ected in the Account pro?le section. IRA withholding notice Form W4PIOMB No. The withdrawals you receive from your IRA are subject to Federal income tax withholding unless you elect not to have withholding apply. If you have a periodic. or an 'on demand" distribution. your election regarding our withholding of Federal income tax on your behalf stays in effect untrl you change it. You may change or revoke your election at any time and as often as you wish by completing a new election form. If you elect check writing privileges (not available on all IRAs). you will also have previously elected to have no withholding on your withdrawals. If you decide to have taxes withheld you will not be eligible for check writing from your IRA. If you elect not to have taxes withheld you will be liable for payment of all taxes due on the taxable portion of your distribution and you may be responsible for payment of estimated tax. You may be subiect to tax penalties under the estimated tax payment miss it your payments of estimated tax and withholding, if any. are not adequate. 057 F2 F287 jfir?t?a?a? 52min? KENNY MARCHANT (IRA) WFCS AS CUSTODIAN MARCH 1, 2018 - MARCH 31, 2018 SNAPSHOT P3961 of 10 ACCOUNT NUMBER: Progress summary THIS PERIOD THIS YEAR Opening value $417,629.71 $418,626.40 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn -543.60 -543.60 Securities withdrawn 0.00 0.00 Change in value -1 .007.97 -2,006.66 Closing value $416,078.14 $416,078.14 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE 0N FEB 28 VALUE ON MAR 31 ANN. INCOME ASSETS Cash and sweep balances 17,864.75 4.28 18,147.85 4.36 72 I Stocks, options 271,057.00 64.90 272,366.50 65.46 6,081 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 123,681.96 29.62 120,575.79 28.98 189 Preferredsl?xed rate cap secs 5,026.00 1.20 4,988.00 1.20 375 Asset value $417,629.71 100% $416,078.14 100% $6,717 SNAPSHOT 067 F2 F287 jfir??a?a? gamma KENNY HARCHANT (IRA) AS CUSTODIAN MARCH 1, 2018 - MARCH 31I 2018 SNAPSHOT Page 2 of 10 ACCOUNT NUMBER- Cash ?ow summary THIS PERIOD THIS YEAR Opening value of cash and sweep balances $17,864.75 Income and distributions 826.70 3,984.58 Securities sold and redeemed 0.00 28,867.98 Net additions to cash $826.70 $32,852.56 Securities purchased 0.00 -25,022.32 Other subtractions and fees -543.60 -543.60 . Net subtractions from cash $543.60 $25,565.92 Closing value of cash and sweep balances $18,147.85 Income summary THIS PERIOD THIS YEAR Money market/sweep funds 6.10 14.97 Dividends and short term capital gains 820.60 2,311.77 Total Income $826.70 $2,326.74 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Casii Flow and Income Summary totals. Gain/loss summary THIS PERIOD REALIZED THIS YEAR REALIZED Em; terms) 3-33 14 13330 on term . . . 7 Total $0.00 $14,180.07 SNAPSHOT 067 FZ F287 . . SNAPSHOT P39830f10 aggregation? MARCH 1, 2018 - MARCH 31, 2018 ACCOUNT NUMBER: Retirement summary IRA Plan Value $416,078.14 A portion of these assets may not be covered by SIPC. Bank products are eligible for FDIC insurance up to 5250.000 in accordance with FDIC rules. ACCOUNT INFORMATION RETIREMENT TRANSACTIONS Account Holder Birthdate: i CONTRIBUTION SUMMARY AMOUNT Attained Age as of 12131118: - Contributions 2018 FOR 2018 $0.00 This bene?ciary information is based upon the most recent data available and is being provided as a service to you. In the event of death, your most recent bene?ciary 2?13 DISTRIBUTION SUMMARY AMOUNT designation on file will govern. 67?55 Distributions $0.00 PRIMARY INFORMATION Contact us If Information on this page requires updates. DONNA MARCHANT 100.00% Your Investment Broker: GARY BRADSHAWICRAIG HODGES 214-954-11771214-665-9116 SNAPSHOT 06? F2 F287 ?rst alla? Your Investment Broker GARY HODGES Phone: 214-954-1177 I 214-665-9116 Account profile Fuil account name: Account type: Brokerage account number: Tax status: Investment objectiveIRisk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: mines 2905 MAPLE AVENUE DALLAS, TX 75201 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN Individual Retirement Account Retirement MODERATE GROWTH 8. INCOME Please Provide Please Provide First in, First out STANDARD BANK DEPOSIT For your instructions. copies of this statement have been sent to an interested party. SNAPSHOT Page4of10 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN MARCH 1, 2018 - MARCH 31, 2018 ACCOUNT NUMBER: Document delivery status Paper Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: Electronic SNAPSHOT 067 F2 F237 Page 5 of 10 9mm seventies.? MARCH 1, 2018 - MARCH 31, 2018 ACCOUNT NUMBER: Additional information THIS PERIOD THIS YEAR Gross proceeds 0.00 28,867.98 Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right. in the course of normal business operations. to withdraw balances in the Bank Deposit Sweep Program(s) or redeem shares of the money market mutual fund used In the sweep. subject to any commitments in an of your accounts and have the proceeds returned to your accounts or remitted to you. Note, however. that as required by federal banking ulations. the ban in the Bank Deposit weep Programls) reserve the right to require seven days prior notice before permittin a transfer out of thehgank IDeposit Sweep Program(s . In addition. the money market mutual funds in the sweep reserve the right to require one or more day?s prior notice efore permitting wI rawa 5. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank. N.A.. which is af?liated with the Clearing Agent and (if amounts exceed $250,000) at another bank af?liated with the Clearin Agent. Expanded Bank Deposit weep - Consists of monies held at Wells Fargo Bank. N.A. and (if amounts exceed $250,000) at one or more banks affiliated with the Clearing Agent or nonaf?liated banks. Standard Bank Deposit Sweep and Expanded Bank Deposit Sweep assets are not covered by SIPC, but are instead eligible for FDIC insurance of up to $250,000 per depositor, per institution, in accordance with FDIC rules. For additional information on the Bank Deposit Sweep Programs for your account, please contact Your Investment Broker. ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION YIELD MARKET VALUE ANNUAL INCOME Cash 0.00 72.00 0.00 STANDARD BANK DEPOSIT 0.40 13.07535 72_30 Interest Period 03101l18 - 03131I18 Total Cash and Sweep Balances $18,147.85 $72.30 APYE measures the total amount of the interest aid on an account based on the interest rate and the frequency of the compounding during the interest period. The annual percentage yield earned is expressed as an annua ized rate, based on a 365 day year. Stocks, options 8. ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINJUJSS INCOME YIELD ABBOTT LABORATORIES ABT Acquired 12:03:17 200 54.39 10,397.31 59.9200 11,934.00 1,036.19 224 1.86 067FZFZ37 jfim?t ?31135 ?mi?e? KENNY MARCHANT (IRA) Page 6 of 10 w1=cs As MARCH 1. 2013 - MARCH 31 2013 ACCOUNT NUMBER: - Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY - ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD AT 8- INC Acquired 04701716 150 33.95 5,362.79 35.6500 5347.50 -515.29 300 5.61 ATMOS ENERGY CORP ATO Acquired 0317405 nc 400 27.65 11,033.76 34.2400 33,696.00 22,607.24 776 2.30 BANK OF AMERICA CORP BAC Acquired 102306 600 20.57 12,364.19 29.9900 17,994.00 5,629.31 233 1.60 CITIGROUP INC NEW Acquired 111'231'16 300 53.66 17,013.45 37.5000 . 20,250.00 3.231.55 334 1.39 CONTINENTAL RESOURCES INC CLR Acquired 0470916 100 29.67 2,936.94 5,395.00 2,903.06 Acquired 300 33.24 9,990.95 17,635.00 7,694.05 Acquired 06703116 200 44.02 3,322.95 11,790.00 2,937.05 Total 600 $36.33 521,300.34 53.9500 $35,370.00 $13,569.16 NIA ENLINK MIDSTREAM LLC ENLC Acquired 04715716 1.000 11.73 11,793.95 14,650.00 2,351.05 Acquired 10106116 500 16.04 3,040.45 7,325.00 -715.45 Total 1,500 513.23 519,339.40 14.6500 521,975.00 52,135.60 51,554 7.07 HERSHEY COMPANY HSY Acquired 03727713 50 33.77 4,357.56 4,943.00 590.44 Acquired 11429413 50 97.12 4,374.95 4,943.00 73.05 Total 100 $92.33 $9,232.51 93.9600 $9,896.00 $663.49 $262 2.65 JOHNSON 8i JOHNSON JNJ Acquired 1111909 no 100 62.10 6,223.95 123.1500 12,315.00 6,536.05 336 2.62 ONEOK INC NEW OKE Acquired 01710713 200 56.76 11,372.09 56.9200 11,334.00 11.91 616 5.41 jfit?t?a?as Quantities KENNY MARCHANT (IRA) WFCS AS CUSTODIAN MARCH 1, 2018 - MA RCH 31' 2318 Page 7 of 10 ACCOUNT NUMBER: Stocks, options 8- ETFs Stocks and ETFs continued ESTIMATED ADJ PRICEI ADJ CDSTI CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD (as) PROCTER 8. GAMBLE CO PG - Acquired 0971907 no 100 68.95 6,906.95 7,928.00 1,021.05 Acquired 1019709 no 100 62.05 6,223.95 7,928.00 1,704.05 Total 200 $65.65 $13,130.90 79.2800 $15,856.00 $2,725.10 $552 3.48 STARBUCKS CORP ssux Acquired 200 59.86 11,992.39 57.8900 1 1 .578.00 414.39 240 2.07 TEX PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL Acquired 03726712 100 47.05 4,711.40 505.4200 50,542.00 45,830.60 105 0.20 VERIZON COMMUNICATIONS COM vz Acquired 04101716 100 53.91 5,410.51 47.8200 4,782.00 -628.51 236 4.93 WALMART INC WMT Acquired 05705;?) no 100 54.79 5,498.50 88.9700 8,897.00 3,398.50 208 2.33 Total Stocks and ETFs $166,449.49 $272,366.50 $105,917.01 $6,081 2.23 Total Stocks, options 8. ETFs $166,449.49 $272,366.50 $105,917.01 $6,081 2.23 no Cost information for this lax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to lhe IRS. 067 F2 I Page 8 of 10 KENNY MARCHANT IRA jftr?t?a?as $211wa I MARCH 1, 2018 - MARCH 31, 2018 ACCOUNT NUMBER: - Mutual Funds If a portion of your fund position was converted, the 'Client lnvestment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated AnnUal Income and Yield refer to Dividends and Interest Income only, and typically do not re?ect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED - ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME - YIELD PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX Acquired 06721710 nc 1,316.29300 20.04 26,400.93 65,038.04 38,637.1 1 Acquired 06104!? 127.58000 39.19 5,005.95 6,303.73 1,297.78 Acquired 04701716 425 35.96 15,301.95 20,999.25 5,697.30 Reimrestments 165.32800 46.41 7,673.58 8,168.85 495.27 Total 2.034.20100 $26.73 $54,382.41 49.4100 $100,509.87 $46,127.46 NIA NIA Client Investment (Excluding Reinvestments) $46,708.83 - GainlLoss on Client Investment (Including Reinvestments) $53,801.04 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 04:01716 1,100 14.17 15,605.95 17,435.00 1,829.05 Reinvestmenu; 165.98900 15.65 2,597.86 2,630.92 33.06 Total 1,265.98900 $14.38 $18,203.81 15.8500 $20,065.92 $1,862.11 $190 0.95 Client Investment (Excluding Reinvestments) $15,605.95 GainILoss on Client Investment (Including Reinvestments) $4,459.97 Total Open End Mutual Funds $72,586.22 $120,575.79 $47,989.57 $190 0.16 Total Mutual Funds $72,586.22 $120,575.79 $47,989.57 $190 0.16 no Cost information for this tax lot is not covered by IRS reporting requirements. Unless Indicated. cost for all other lots will be reported to the IRS. 06? F2 F287 jimmauas ?mtritie? Preferredleixed Rate Cap Securities KENNY MARCHANT (IRA) WFCS AS CUSTODIAN MARCH 1. 2013 - MARCH 31. 2013 ACCOUNT NUMBER: Page 9 of 10 ESTIMATED ADJ ADJ COSTI CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD CAPSTEAD SERIES PERP CALL 05113718 25.00 Acquired 1011607 200 25.14 5,047.55 24.9400 4,988.00 -59.55 375 7.51 Total Preferredleixed Rate $5,047.55 $4,988.00 $59.55 5375 7.52 Cap Securities Activity detail . CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 03101 BEGINNING BALANCE 17,864.75 03112 Cash DIVIDEND ATMOS ENERGY CORP 194.00 18,058.75 031218 400 02,113 Cash DIVIDEND JOHNSON a. JOHNSON 84.00 18,142.75 - 03131 a 100 03115 Cash DIVIDEND HERSHEY COMPANY 6550 031518 100 0311 5 Cash FEE MANAGEMENT FEE -543.60 17,664.75 03116 Cash DIVIDEND TEX PAC LAND TR SUB SH 405.00 18,069.75 CTF PROPRIETARY UNIT 031618 100 03129 Cash DIVIDEND BANK OF AMERICA CORP 72.00 033018 600 AS OF W18 03129 Cash INTEREST STANDARD BANK DEPOSIT 6.10 1 8,147.85 03291 8 1 8.069 067 F2 F207 Page100f10 ??55 Wm? iri'?'i?ti'?tti?i'tiim? MARCH 1. 2018 - MARCH 31, 2018 ACCOUNT NUMBER: Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account automatically investing such balances into one of our cash sweep tions. These 'sweep transactions' may represent a net amount for the day and occur on settlement date. The to lowing section displays transfers into and out of your sweep option. ransactions displayed here are Transfer To, Transfer From and Reinvested Dividends and Interest. These transaction amounts are not included in your cash ?ow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 03101 BEGINNING BALANCE 17,864.75 03119 TRANSFER To STANDARD BANK DEPOSIT 405.00 0311 3 TRANSFER TO STANDARD BANK DEPOSIT 194.00 03:29 REINVEST INT STANDARD BANK DEPOSIT 6.10 03m TRANSFER TO STANDARD BANK DEPOSIT 84.00 03131 ENDING BALANCE 18.075.85 03115 TRANSFER FROM STANDARD BANK DEPOSIT 473,00 Specific instructions and disclosures Calable Securities Securities that are subject to a partial call will be selected by an impartial lottery process in which the probability of your securities being selected for redemption is proportional to the holdings of all shareholders of such sewrities held in street name. If a security is called prior to maturity it may affect the yield you receive. Additionai information is available at or the written procedures are ava?able upon request. Cost basis - To add or update information or modify your reporting options. please contact Your investment Broker. This statement presents estimated unrealized or rea?zed gains or losses for your infon-nation only. If acquisition or other information is not available. the gainiloss information may not be displayed and section-and summary totals may not re?ect your complete portfolio. Cost basis information is not veri?ed by First Clearing or Your Introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this information (due to corporate mergers, tenders and other reorganizations) may be required from time to time. . Cost basis for factored bonds (GNMA. CMO. etc.) will be adiusted for paydown of principal. Systematic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and dividend reinvestment securities is provided for informational purposes only and is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the IRS. Cost basis options Unless Speci?c tax lots are selected at trade time. sales of tax lots will occur using the cost basis election reflected in the Account profile section. IRA withholding notice Form waeroua No. .9 The withdrawals you receive from your IRA are subject to Federal income tax withholding unless you elect not to have withholding apply. If you have a periodic, or an ?on demand? distribution. your election regarding our withholding of Federal income tax on your behalf stays in efiect untii you change It. You may change or revoke your election at anytime and as often as you wish by completing a new election form. If you elect check writing privileges (not avalable on all iRAs). you will also have previously elected to have no on your withdrawals. liyou decide to have taxes withheld you will not be eligible for check writing from your Ifyou elect not to have taxes withheld you will be liable for payment of all taxes due on the taxable portion of your distribution and you may be responsible for payment of estimated tax. You may be subject to tax penalties under the estimated tax payment rules if your payments of estimated tax and withholding. if any. are not adequate. - 067 F2 F287 jfitst?a?as ?emri?es SNAPSHOT PM61 of 10 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN APRIL 1, 2018 - APRIL 30, 2018 ACCOUNT NUMBER: Progress summary THIS PERIOD THIS YEAR Opening value $416,078.14 $418,628.40 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn 0.00 -543.60 Securities withdrawn 0.00 0.00 Change in value 6,291.00 4,284.34 Closing value $422,369.14 $422,369.14 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT . ASSET TYPE VALUE 0N MAR 31 VALUE ON APR 30 ANN. INCOME ASSETS Cash and sweep balances 18,147.85 4.36 18,300.30 4.33 82 Stocks, options ETFs 272,366.50 65.46 279,769.00 66.24 6.147 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 120,575.79 28.98 119,369.84 28.26 191 Preferredsl?xed rate cap secs 4,988.00 1.20 4,930.00 1.17 375 Asset value $416,078.14 100% $422,369.14 100% $6,795 SNAPSHOT 087 F2 F287 jfirstmauas 5532mm Cash ?ow summary SNAPSHOT Page 2 of 10 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN APRIL 1, 2018 - APRIL 30, 2018 ACCOUNT NUMBER: Income summary THIS PERIOD THIS YEAR Opening value of cash and sweep balances $18,147.85 Income and distributions 195.02 4,179.60 Securities sold and redeemed 0.00 28.867.98 Net additions to cash $195.02 $33,047.58 Securities purchased 42.57 -25,064.89 Other subtractions and fees 0.00 -543.60 Net subtractions from cash 442.57 $25,608.49 Closing value of cash and sweep balances $18,300.30 - THIS PERIOD THIS YEAR Money marketlsweep funds 6.70 21.67 Dividends and short term capitai gains 188.32 2,500.09 Total income $195.02 $2,521.76 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Fiow and Income Summary totals. Gainlioss summary THIS PERIOD REALIZED THIS YEAR REALIZED Short term (3) 0.00 0.00 Long term (L) 0.00 14.180.07 Total $0.00 $14,180.07 SNAPSHOT 067 FZ F237 SNAPSHOT Page 3 of 10 KENNY MARCHANT IRA ?rmness wrcsascusrooIANI APRIL 1, 2018 - APRIL 30, 2018 ACCOUNT NUMBER: - Retirement summary IRA Plan Value $422,369.14 A portion of these assets may not be covered by SIPC. Bank products are eligible for FDIC insurance up to $250,000 in accordance with FDIC rules. ACCOUNT INFORMATION RETIREMENT TRANSACTIONS Account Holder Birthdate: - CONTRIBUTION SUMMARY AMOUNT Attained Age as of 12131118: - Contributions 2018 FOR 2018 $0.00 This bene?ciary information is based upon the most recent data available and is being provided as a service to you. In the event of death, Your most recent bene?ciary 2?13 SUMMARY AMOUNT deisignation on ?le will govern. Gross 50-00 PRIMARY BENEFICIARY INFORMATION 7? ENTITLEMENT Contact us If Information on this page requires updates. DONNA MARCHANT 100-0096 Your Investment Broker: GARY BRADSHAWICRAIG HODGES SNAPSHOT (B7 FZ F287 first ?51m ?mwitiw Your Investment Broker GARY HODGES Phone: 214-954-1177 I 214-665-9116 Account pro?le Full account name: Account type: Brokerage account number: Tax status: Investment objective/Risk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS. TX 75201 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN Individual Retirement Account Retirement MODERATE GROWTH 8: INCOME Please Provide Please Provide First in, First out STANDARD BANK DEPOSIT Per your instructions, copies of this statement have been sent to an interested party. SNAPSHOT Page4of10 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN APRIL 1, 2018 - APRIL 30, 2018 ACCOUNT NUMBER: Document delivery status Paper Statements: Trade confirmations: Tax documents: Shareholder communications: Other documents: Electronic SNAPSHOT 067 F2 F287 Page all? mint-[25 KENNY MARCHANT IRA AS cusroomn? I APRIL 1, 2018 - APRIL 30, 2018 ACCOUNT NUMBER: Additional information THIS PERIOD THIS YEAR Gross proceeds 0.00 28,867.98 Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right, in the course of normal business operations, to withdraw balances in the Bank Deposit Sweep Program(s) or redeem shares of the money market mutual fund used in the sweep, subject to any 0 commitments in an of your accounts and have the proceeds returned to your accounts or remitted to you. Note, however, that as required by federal banking ulations, the ban sin the Bank Deposit weep Program(s) reserve the right to require seven days prior notice before permitting): transfer out of thehgank iDeposit Sweep Program(s . In addition, the money market mutual funds in the sweep reserve the right to require one or more day's prior notice fore permitting wit rawa 9. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank, N.A., which is af?liated with the Clearing Agent and (if amounts exceed $250,000) at another bank af?liated with the Clean'n Agent. Expanded Bank Deposit weep Consists of moniesheld at Wells Fargo Bank, NA and (if amounts exceed $250,000) at one or more banks affiliated with the Clearing Agent or nonaffiliated banks. . Standard Bank Deposit Sweep and Expanded Bank Deposit Sweep assets are not covered by SIPC, but are instead eligible for FDIC insurance of up to $250,000 per depositor, per institution, in accordance with FDIC rules. For additional information on the Bank Deposit Sweep Programs for your account, please contact Your Investment Broker. ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION - YIELD MARKET VALUE ANNUAL INCOME STANDARD BANK DEPOSIT 0,45 18.30030 82,35 Interest Period O4IO1I18 - 0430118 Total Cash and Sweep Balances $18,300.30 $82.35 APYE measures the total amount of the interest aid on an account based on the interest rate and the frequency of the compounding during the interest period. The annual percentage yield earned is expressed as an annua ized rate, based on a 365 day year. Stocks, options 8. ETFs Stocks and ETFs ESTIMATED ADJ PRICEI ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD ABBOTT LABORATORIES ABT Acquired 12:03:17 200 54.39 10,897.81 53.1300 11,626.00 728.19 224 1.92 067 F2 F287 jfirstmallas 521mm KENNY MARCHANT (IRA) WFCS AS CUSTODIAN APRIL 1, 2018 - APRIL 30, 2018 Page 6 of 10 ACCOUNT NUMBER: Stocks, options 8. ETFs Stocks and ETFS continued ESTIMATED ADJ ADJ COST7 CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIO COST PRICE MARKET VALUE GAIN7LOSS INCOME YIELD AT 3. INC Acquired 04701716 150 38.95 5,862.79 32.7000 4,905.00- -957.79 300 6.1 1 ENERGY CORP A Acquiled 03717705 no 400 27.65 11,088.76 86.8900 34,756.00 23,667.24 776 2.23 BANK OF AMERICA CORP Acquired 11723716 600 20.57 12,364.19 29.9200 17,952.00 5,587.81 288 1.60 CITIGROUP INC NEW 0 Acquired 11723716 300 56.66 17,018.45 68.2700 20,481.00 3,462.55 384 1.87 CONTINENTAL RESOURCES INC CLR Acquired 04701716 100 29.67 2,986.94 6,606.00 3,619.06 Acquired 04715716 300 33.24 9,990.95 19,818.00 9,827.05 Acquired 06708716 200 44.02 8,822.95 13,212.00 4,389.05 Total 600 $36.33 $21,800.84 66.0600 $39,636.00 $17,635.16 MA MA ENLINK MIDSTREAM LLC ENLC Acquired 04715716 1,000 11.73 1 1,793.95 14,850.00 3,051.05 Acquired 10706716 500 16.04 8,040.45 7,425.00 -615.45 Total 1,500 $13.23 $19,839.40 14.8500 $22,275.00 $2,435.60 51,578 7.08 HERSHEY COMPANY - HSY Acquired 03727713 50 86.77 4,357.56 4,597.00 239.44 Acquired 11729713 50 97.12 4,874.95 4,597.00 -277.95 Total 100 $92.33 $9,232.51 91.9400 $9,194.00 -$38.51 $262 2.85 a. JOHNSON Acquired 11719709 no 100 62.10 6,228.95 126.4900 12,649.00 6,420.05 336 2.65 ONEOK INC NEW OKE Acquired 01710718 200 56.76 11,372.09 60.2200 12,044.00 671.91 636 5.28 057 F2 irst allas equities Stocks, options ETFs Stocks and ETFs continued KENNY MARCHANT (IRA) WFCS AS CUSTODIAN APRIL 1I 2018 - APRIL 30. 2018 ACCOUNT NUMBER: Page 7 of 10 ESTIMATED ADJ PRICEI ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY . ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD (91.) PROCTER 8: GAMBLE CO PG Acquired 09719107_nc 100 68.95 6,906.95 7,234.00 327.05 Acquired 11119709 no 100 62.05 6,223.95 7,234.00 1,010.05 Total 200 $65.65 $1 3,130.90 72.3400 $14,468.00 $1,337.10 $574 3.97 STARBUCKS CORP SBUX Acquired 01110118 200 59.86 11,992.39 57.5700 1 1,514.00 478.39 240 2.08 TEX PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL Acquired 03126112 100 47.05 4,711.40 544.8800 54,488.00 49,776.60 105 0.19 VERIZON COMMUMCATIONS COM VZ Acquired 04701116 100 53.91 5,410.51 49.3500 4,935.00 475.51 236 4.78 WALMART INC WMT Acquired 0505710 no 100 54.79 5,498.50 88.4600 8,846.00 3,347.50 208 2.35 Total Stocks and ETFs $166,449.49 $279,769.00 $1 13,319.51 $6,147 2.20 Total Stocks, options 8; ETFs . $1 66,449.49 $279,769.00 $113,319.51 $6,1 47 2.20 no Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all other lots will be reported to the IRS. 067 F2 F287 I I Page 8 of 10 KENNY MARCHANT IRA APRIL 1, 2018 - APRIL 30, 201B ACCOUNT NUMBER: Mutual Funds If a portion of your fund position was converted, the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not re?ect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD (at) PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX Acquired 06:21:10 nc 1,316.29300 20.04 26,400.93 64,221.93 37,821.00 Acquired 0&04114 127.58000 39.19 5,005.95 6,224.63 1,218.68 Acquired 04lo1l16 425 35.96 15,301.95 20,735.75 5,433.80 Reinvestments 165.32800 4641 7,673.58 6,066.35 392.77 Total 2,034.20100 $26.73 $54,382.41 48.7900 $99,248.66 $44,866.25 NIA NIA Client Investment (Excluding Reinvestments) $46,706.83 GainlLoss on Client Investment (Including Reinvestments) $52,539.83 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 04I01I16 1,100 14.17 15,605.95 17,446.00 1,840.05 Reinvestmenls 166.67500 15.65 2,640.43 2,675.18 34.75 Total 1,268.67500 $14.38 $18,246.38 15.8600 $20,121.18 $1,874.80 $192 0.95 Client Investment (Excluding Reinvestments) $15,605.95 GainlLoss on Client Investment (Including Reinvestments) $4,515.23 Total Open End Mutual Funds . $72,628.79 $119,369.84 $46,741.05 5192 0.16 Total Mutual Funds $72,628.79 $119,369.84 $46,741 .05 $192 0.16 no Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all other lots will be reported to the IRS. 067 F2 F2167 jfir?t?a?as 5mm KENNY MARCHANT (IRA) WFCS AS CUSTODIAN APRIL 1, 2018 - APRIL 30. 2018 Page 9 of 10 ACCOUNT NUMBER: Preferredleixed Rate Cap Securities ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINJLOSS INCOME YIELD CAPSTEAD SERIES PERP CALL 05I13I18 25.00 Acquired 10110117 200 25.14 5.04755 24.6500 4,930.00 -117.55 375 7.50 Total Preferredlelxed Rate $5,047.55 54.930.00 -31 11.55 $375 7.61 Cap Securities Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 04101 BEGINNING BALANCE 10.147.35 04102 Cash DIVIDEND WALMART INC 52.00 1519935 040218 100 04103 Cash DIVIDEND HODGES BLUE CHIP EOTY 42.57 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS 032918 1.265.98900 AS OF 3129118 04103 Cash REINVEST DIV 2.68600 HODGES BLUE CHIP EOTY 42.57 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS REINVEST AT 15.850 16,199.65 04116 Cash DIVIDEND CAPSTEAD 93.75 18,293.60 SERIES PERP . CALL 05113115 25.00 041618 200 0430 Cash INTEREST STANDARD BANK DEPOSIT 6.70 18,300.30 043018 18,293 Page 100i 10 KENNYE MARCHANT IRA mt alias mm W. APRIL 1I 2018 - APRIL 30. 2018 ACCOUNT NUMBER: Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account by automatically investing such balances into one of our cash sweep tions. These 'sweep transactions' may represent a net amount for the day and occur on settlement date. The fo lowing section displays transfers into and out of your sweep option. ransactions displayed here are Transfer To. Transfer From and Reinvested Dividends and Interest. These transaction amounts are not included in your cash flow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION . AMOUNT 04/01 BEGINNING BALANCE 18,075.85 04? 7 TRANSFER TO STANDARD BANK DEPOSIT 93.75 04/02 TRANSFER TO STANDARD BANK DEPOSIT 72.00 04I30 REINVEST INT STANDARD BANK DEPOSIT 6.70 04103 TRANSFER TO STANDARD BANK DEPOSIT 52.00 04/30 ENDING BALANCE 18,300.30 Speci?c instructions and disclosures Callable Securities - Securities that are subject to a partial call will be selected by an impartial lottery process in which the probability of your securities being selected for redemption is proportional to the holdings of all shareholders of such securities held in street name. if a security is called prior to maturity it may affect the yield you receive. Additional information is available at or the written procedures are available upon request. Cost basis - To add or update Information or modify your reporting options. please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses for your information only. If acquisition or other Information is not available. the gainiloss Information may not be displayed and section and summary totals may not re?ect your complete portfolio. Cost basis information is not veri?ed by First Clearing or Your Introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this information {due to corporate mergers. tenders and other reorganizations) may be required from time to time. Cost basis for factored bonds (GNMA. CMO. etc.) will be adjusted for paydown of principal. Systematic investments In mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and dividend reinvestment securities is provided for informational purposes only and Is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the RS. Cost basis options Unless specific tax lots are selected at trade time. sales of tax lots will occur using the cost basis election reflected in the Account pro?le section. IRA withholding notice Form W4PIOMB Ne. The withdrawals you receive from your IRA are subject to Federal income tax withholding unless you elect not to have withholding apply. If you have a periodic. or an ?on demand' distribution. your election regarding our withholding of Federal income tax on your behalf stays In sited until you change it. You may change or revoke your election at any time and as alien as you wish by completing a new election form. if you elect check writing privileges (not available on all IRAs). you will also have previously elected to have no withholding on your withdrawals. lfyou decide to have taxeswithheld you will not be eligible for check writing from your IRA. Ifyou elect not to have taxes withheld you will be liable for payment of all taxes due on the taxable portion of your distribution and you may be responsible for payment of estimated tax. You may be subject to tax penalties under the estimated tax payment rules if your payments of estimated tax and withholding, if any. are not adequate. 067 F2 F287 jfir?t?a?as 52mm SNAPSHOT Pa9e1of10 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN MAY 1, 2018 - MAY 31, 2018 ACCOUNT NUMBER: Progress summary THIS PERIOD THIS YEAR Opening value $422,369.14 $418,628.40 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn 0.00 -543.60 Securities withdrawn 0.00 0.00 Change in value 28,362.59 32,646.93 Closing value $450,731.73 $450,731.73 Portfolio summary CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON APR 30 VALUE ON MAY 31 ANN. INCOME ASSETS Cash and sweep balances 18,300.30 4.33 19,351.24 4.29 97 I Stocks, options 8; ETFs 279,769.00 66.24 301,180.00 66.82 6,171 55:5: Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 119,369.84 28.26 125,178.49 27.77 192 ll? Preferredsl?xed rate cap secs 4,930.00 1.17 5.022.00 1.11 375 Asset value $422,369.14 100% $450,731.73 100% $6,835 SNAPSHOT 007 F2 F287 jfirstma?as ?nancing Cash ?ow summary SNAPSHOT Page 2 of 10 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN MAY 1, 2018 MAY 31. 2018 ACCOUNT NUMBER: - Income summary THIS PERIOD THIS YEAR Opening value of cash and sweep balances $18,300.30 Income and distributions 1,050.94 5,230.54 Securities sold and redeemed 0.00 28,867.98 Net additions to cash $1 ,050.94 $34,098.52 Securities purchased 0.00 -25,064.89 Other subtractions and fees 0.00 -543.60 Net subtractions from cash $0.00 $25,608.49 Closing value of cash and sweep balances $19,351.24 THIS PERIOD THIS YEAR Money marketisweep funds 8.00 29.67 Dividends and short term capit?gains 1,042.94 3,543.03 Total income $1,050.94 $3,572.70 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference Dennison Cash Flow and Income Summary totals. Gain/loss summary THIS PERIOD REALIZED THIS YEAR REALIZED fhogntterm 3'33 14 18333 on erm . . Total $0.00 $14,180.07 SNAPSHOT 067 F2 F287 SNAPSHOT Page 3 of 10 KENNYEMARCHANT IRA thr?tEBalla? 53mm WFCSASWI I MAY 1, 2018 - MAY 31, 2018 ACCOUNT NUMBER: Retirement summary IRA Plan Value $450,731.73 A portion of these assets may not be covered by SIPC. Bank products are eligible for FDIC insurance up to $250,000 in accordance with FDIC rules. ACCOUNT INFORMATION RETIREMENT TRANSACTIONS Account Holder Birthdate: CONTRIBUTION SUMMARY AMOUNT Attained Age as Of 12l31l18: - - Contributions . 2018 FOR 2018 $0.00 This bene?ciary information is based upon the most recent data available and is being provided as a service to you. In the event of death, your most recent bene?ciary 20'? SUMMARY AMOUNT designation on ?le will govern. Gross Distributions $0.00 PRIMARY INFORMATION ENTITLEMENT Contact us if information on this page requires updates. DONNA MARCHANT 100307" Your Investment Broker: GARY BRADSHAWICRAIG HODGES 214-954-1177l214-6659116 SNAPSHOT 067 F2 F287 jfirst?a?as 52mm Your Investment Broker GARY BRADSHAWICRAIG HODGES Phone: 214-954-1177 I 214-665-9116 Account profile Full account name: Account type: Brokerage account number: Tax status: Investment objectiveIRisk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS. TX 75201 KENNY MARCHANT WFCS AS CUSTODIAN Individual Retirement Account Retirement MODERATE GROWTH 8. INCOME Please Provide Please Provide First in. First out STANDARD BANK DEPOSIT Per y0ur instructions. copies of this statement have been sent to an interested party. SNAPSHOT Page4of10 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN MAY 1. 2018 - MAY 31. 2018 ACCOUNT NUMBER- Document delivery status . Paper Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: Electronic SNAPSHOT 067 F2 F287 . Page 5 Of 10 KENNY MARCHANT IRA ?erurmes I MAY 1. 2018 MAY 31, 201B ACCOUNT NUMBER: Additional information THIS PERIOD THIS YEAR Gross proceeds 0.00 28,867.98 Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right. in the course of normal business operations, to withdraw balances in the Bank Deposit Sweep Program(s) or redeem shares of the money market mutual fund used In the sweep, subject to any or? commitments in an Of your accounts and have the proceeds returned to your accounts or remitted to you. Note, however, that as required by federal banking re ulations, the ban 5 in the Bank Deposit weep Program(s) reserve the right to require seven days prior notice before permitting): transfer out of the Bank Deposit Sweep Program(s . In addition, the money market mutual funds in the sweep reserve the right to require one or more day's prior notice fore permitting withdrawals. Standard Bank Deposit Sweep - Consists Of monies held at Wells Fargo Bank, N.A., which is af?liated with the Clearing Agent and (if amounts exceed $250,000) at another bank af?liated with the ClearingSAgent. Expanded Bank Deposit weep - Consists of monies held at Wells Fargo Bank, N.A. and (if amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or nonaf?liated banks. Standard Bank Deposit Sweep and Expanded Bank Deposit Sweep assets are not covered by SIPC, but are instead eligible for FDIC insurance of up to $250,000 per depositor. per institution, in accordance with FDIC rules. For additionai information on the Bank Deposit Sweep Programs for your account. please contact Your investment Broker. ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION YIELD MARKET VALUE ANNUAL INCOME STANDARD BANK DEPOSIT 0.50 19,351.24 97,00 Interest Period - 05131I18 - Total Cash and Sweep Balances $19,351.24 $97.00 APYE measures the total amount of the interest aid on an account based on the interest rate and the frequency 'of the compounding during the interest period. The annual percentage yield earned is expressed as an annua ized rate, based on a 365 day year. Stocks, options 8. ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD ABBOTT LABORATORIES ABT Acquired 12108117 200 54.39 10,897.81 61.5300 12,306.00 1,408.19 224 1.82 067 FZ F287 ir??t 01105 21101025 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN MAY 1, 2018 - MAY 31, 2018 ACCOUNT NUMBER: - Page 6 of 10 Stocks. options 8. ETFS Stocks and ETFS continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD AT 8 INC Acquired 04101116 150 38.95 5,862.79 32.3200 4,848.00 -1.014.79 300 6.18 ATMOS ENERGY CORP ATO . Acquired 03117105 no 400 27.65 11,088.76 89.2100 35,684.00 24,595.24 776 2.17 BANK OF AMERICA CORP . BAC Acquired 11123116 600 20.57 12,364.19 29.0400 17,424.00 5,059.81 286 1.65 CITIGROUP INC NEW Acquired 11123116 300 56.66 17,018.45 66.6900 20,007.00 2,988.55 384 1.91 CONTINENTAL RESOURCES INC CLR Acquired 04101116 100 29.67 2,986.94 6,734.00 3,747.06 Acquired 04115116 300 33.24 9,990.95 20,202.00 10,211.05 Acquired 06108116 200 44.02 8,822.95 13,468.00 4,645.05 Total 600 $36.33 $21,800.84 67.3400 $40,404.00 $18,603.16 NM NM ENLINK MIOSTREAM LLC ENLC Acquired 04115116 1,000 11.78 11,798.95 17,500.00 5,701.05 Acquired 10106116 500 16.04 6,040.45 8,750.00 709.55 Total 1,500 $13.23 $19,839.40 17.5000 $26,250.00 $6,410.60 51,578 6.01 HERSHEY COMPANY HSY Acquired 03127113 50 86.77 4,357.56 4,502.00 144.44 Acquired 11129113 50 97.12 4,874.95 4,502.00 -372.95 Total 100 $92.33 $9,232.51 90.0400 $9,004.00 -$228.51 3262 2.91 JOHNSON 6 JOHNSON - .INJ Acquired 11119109 no 100 62.10 6,228.95 119.6200 11,962.00 5,733.05 360 3.00 ONEOK INC OKE Acquired 01110118 200 56.76 11,372.09 68.1600 13,632.00 2,259.91 636 4.66 067 F2 irsta?asmi?eg KENNY MARCHANT (IRA) WFCS AS CUSTODIAN MAY 1. 201a - MAY 31. 2018 ACCOUNT NUMBER: Page 7 of 10 Stocks, options 8 ETFS Stocks and ETFS continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD (91.) PROCTER GAMBLE CO PG 809mm 09?19?07 00 100 68.95 6,906.95 7,317.00 410.05 Acquired 11719709 no 100 62.05 6,223.95 7,317.00 1,093.05 Total 200 $65.65 $13,130.90 73.1700 $14,634.00 $1,503.10 5574 3.92 STARBUCKS CORP SBUX Acquired 01110113 200 59.86 11,992.39 56.6700 11,334.00 -658.39 240 2.11 TEX PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL Acquired 03126712 100 47.05 4,71 1.40 706.7000 70,670.00 65,958.60 105 0.14 VERIZON COMMUNICATIONS COM vz - Acquired 04701716 100 53.91 5,410.51 47.6700 4,767.00 -643.51 236 4.95 WALMART INC WMT Acquired 05105110 no 100 54.79 5,498.50 82.5400 8,254.00 2,755.50 208 2.51 Total Stocks {Ind ETFS $166,449.49 $301,180.00 $134,730.51 $6,171 2.05 Total Stocks. options a. ETFs $166,449.49 $301,180.00 $134,730.51 $6,171 2.05 no Cost information for this tax lot is nu covered by IRS repoding requirements. Unless Indicated. cost for alt other lots will be reported to the IRS. m7 I, I I Page 8 of 10 KENNY MARCHANT IRA ?lm Em gmmeg WFCS AS MAY 1. 2018 - MAY 31, 2018 ACCOUNT NUMBER: Mutual Funds If a portion of your fund position was converted, the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not reflect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAiNrLoss INCOME YIELD PROFESSIONALLY MANAGED PORTFOL HODGE FUND - CL INSTL HDPIX Acquired 06mm) nc 1 ,316.29300 20.04 26,400.93 67,512.66 41,111.73 Acquired 06104714 127.58000 39.19 5,005.95 6,543.58 1,537.63 Acquired 047011116 425 35.96 15,301.95 21,798.25 6,496.30 Reinvestments 165.32800 46.41 7,673.58 8,479.67 806.09 Total 2,034.20100 $26.73 $54,382.41 51.2900 $104,334.16 $49,951.75 NIA NIA Client Investment (Excluding Reinvestments) $46,708.83 GainlLoss on Client Investment (Including Reinvestments) $57,625.33 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 04:01:16 1.100 14.17 15,605.95 . 18,073.00 2,467.05 Reinvestments 168.67500 15.65 2,640.43 2,771.33 130.90 Total . 1 ,268.67500 $14.38 $18,246.38 16.4300 $20,844.33 $2,597.95 5192 0.92 Client Investment (Excluding Reinvestments) $15,605.95 GainILoss on Client Investment (Including Reinvestments) $5,238.38 Total Open End Mutual Funds $72,628.79 $125,178.49 $52,549.70 . $192 0.15 Total Mutual Funds $72,628.79 $125,178.49 $52,549.70 5192 0.1 5 nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indiwted, cost for all other lots will be reported to the IRS. 067 F2 F287 jfirst?a?as $000th KENNY MARCHANT (IRA) WFCS AS CUSTODIAN MAY 1. 2018 - MAY 31. 2018 Page 9 Of 10 ACCOUNT NUMBER: Preferredsl Fixed Rate Cap Securities ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD CAPSTEAD SERIES PERP CALL 05113118 25.00 Acquired 10116117 200 25.14 5,047.55 25.1100 5.022.00 -25.55 375 7.46 Total .PreferredSIFixed Rate $5,047.55 $5,022.00 $25.55 5375 7.47 Cap Securities Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 05101 BEGINNING BALANCE 18,300.30 05101 Cash DIVIDEND AT 8: INC 75.00 0501 18 150 05101 Cash DIVIDEND VERIZON COMMUNICATIONS 59.00 18,434.30 COM 050113 100 0511 5 Cash DIVIDEND ABBOTT LABORATORIES 56.00 051 518 200 05115 Cash DIVIDEND ENLINK MIDSTREAM LLC 394.50 051518 1.500 0511 5 Cash DIVIDEND ONEOK INC NEW 1 59.00 051518 200 05115 Cash DIVIDEND PROCTER 8: GAMBLE CO 143.44 19,187.24 051518 200 05125 Cash DIVIDEND CITIGROUP INC NEW 96.00 052518 300 05125 Cash DIVIDEND STARBUCKS CORP 60.00 19,343.24 052518 200 05131 Cash INTEREST STANDARD BANK DEPOSIT 8.00 19,351.24 0531 18 19.343 067 F2 F287 I I Page100f10 KENNYEMARCHANT IRA Mt alla? 2mm . MAY 1, 2013 - MAY 31, 2013 ACCOUNT NUMBER: Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account automatically investing such balances into one of our cash sweep tions. These 'sweep transactions' may represent a net amount for the day and occur on settlement date. The to lowing section displays transfers into and out of your sweep option. ransactions displayed here are Transfer To. Transfer From and Reinvested Dividends and interest. These transaction amounts are not included in your cash ?ow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 05I01 BALANCE 18,300.30 05129 TRANSFER TO STANDARD BANK DEPOSIT 156.00 05I02 TRANSFER TO STANDARD BANK DEPOSIT 134.00 05131 REINVEST INT STANDARD BANK DEPOSIT 8.00 05I16 TRANSFER TO STANDARD BANK DEPOSIT 752.94 05/31 ENDING BALANCE 19,351.24 Speci?c instructions and disclosures Callable Securities Securities that are subject to a partial cell will be selected by an impartial lottery process in which the probability of your securities being selected for redemption is proportional to the holdings of all shareholders of such securities held in street name. if a security Is called prior to maturity it may affect the yield you receive. Additional information is available at or the written procedures are available upon request. Cost basis - To add or update information or modify your reporting options, please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses for your information only. it acquisition or other information is not available. the gairv'ioss information may not be displayed and section and summary totals may not re?ect your complete portfolio. Cost basis Information is not veri?ed by First Clearing or Your introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this information (due to corporate mergers. tenders and other reorganizationsl may be required from time to time. Cost basis for factored bonds (GNMA. CMO. etc.) will be adjusted for paydown of principal. Systematic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and dividend reinvestment securities is provided for informational purposes only and is a non-weighted average. Your account statement should not be used for tax preparation wltiwut assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the IRS. Cost basis options Unless speci?c tax lots are selected at trade time. sales of tax lots will occur using the cost basis election re?ected in the Account profile section. IRA withholding notice Form w-4Pioue No. The withdrawals you receive from your IRAare subject to Federal income tax withholding unless you elect not to have withholding apply. Ifyou have a periodic. oran ?on demand? distribution. your election regarding our withholding of estimated tax. You maybesubjecttotaxpenaities under the estimatedtexpayment withholding. it any. are not adequate. 067 F2 F287 j?ggt?allas ?ewrities SNAPSHOT Page 1 of 11 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN . JUNE 1, 2018 - JUNE 30 2018 ACCOUNT NUMBER Progress summary THIS PERIOD THIS YEAR Opening value $450,731.73 $418,628.40 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn 4510.41 -1 ,154.01 Securities withdrawn 0.00 0.00 Change in value -5,060.78 27,586.15 Closing value $445,060.54 $445,060.54 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON MAY 31 VALUE 0N JUN 30 ANN. INCOME ASSETS Cash and sweep balances 19,351.24 4.29 17,660.13 3.97 88 Stocks, options ETFs 301,180.00 66.82 300,304.50 67.47 6,431 Fixed inoome securities 0.00 0.00 0.00 0.00 0 Mutual funds 125,178.49 27.77 122,092.19 27.43 179 Preferredsl?xed rate cap secs 5,022.00 1.11 5,003.72 1.12 375 Asset value $450,731.73 100% $445,060.54 100% $7,073 SNAPSHOT 06? FZ F287 first 193mm ?eruritiez Cash ?ow summary SNAPSHOT Page 2 of 11 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN JUNE 1, 2018 - JUNE 30, 2018 Income summary ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value of cash and sweep balances $19,351.24 Income and distributions 481.34 5,711.88 Securities sold and redeemed 10,952.91 39,820.89 Net additions to cash $11,434.25 $45,532.77 Securities purchased -1 2,514.95 -37,579.84 Other subtractions and fees -610.41 -1 ,154.01 Net subtractions from cash 413,125.36 438,733.85 Closing value of cash and sweep balances $17,660.13 THIS PERIOD THIS YEAR Money market/sweep funds 7.74 37.41 Dividends and short term capital gains 473.60 4,016.63 Total income $481.34 $4,054.04 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. Gain/loss summary THIS PERIOD REALIZED THIS YEAR REALIZED "?333 111-33333 on erm . . Total 41,039.43 $13,140.59 SNAPSHOT FZ FZ87 fir?th-I?as ?ewrities SNAPSHOT Pagesom WFCS AS CUSTODIAN JUNE 1. 2018 - JUNE 30. 2018 ACCOUNT NUMBER: Retirement summary IRA Plan Value $445,060.54 A portion of these assets may not be covered by SIPC. Bank products are eligible for FDIC insurance up to $250,000 in accordance with FDIC rules. ACCOUNT INFORMATION RETIREMENT TRANSACTIONS Account Holder Birthdate: CONTRIBUTION SUMMARY AMOUNT Attained Age as of 1231/18: - Contributions 2018 FOR 2018 $0.00 This bene?ciary information is based upon the most recent data available and is being provided as a service tO you. In the event Of death. your most recent bene?ciary 2?13 DISTRIBUTION SUMMARY AMOUNT designation on ?le will govern. 67?53 $0.00 PRIMARY BENEFICIARY INFORMATION 7' ENTITLEMENT Contact us If information on this page requires updates. DONNA MARCHANT Your Investment Broker: GARY BRADSHAWICRAIG HODGES 214-954-1177 I 214-665-9116 SNAPSHOT 007 F2 F287 first mam ?eturiti25 Your Investment Broker GARY HODGES Phone: 214-954-1177 i 214-665-9116 Account pro?le Full account name: Account type: Brokerage account number: Tax status: Investment objective/Risk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS, TX 75201 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN Individual Retirement Account Retirement MODERATE GROWTH INCOME Please Provide Please Provide First in: First out STANDARD BANK DEPOSIT Per your instructions. copies of this statement have been sent to an interested party. SNAPSHOT Page4?f11 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN JUNE 1. 2018 - JUNE 30. 2018 ACCOUNT NUMBER: Document delivery status Paper Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: Electronic SNAPSHOT 067 F2 F287 jmitgt 31135 Bwritie? KENNY (IRA) Page 5 Of 11 AS CUSTODIAN JUNE 1. 2018 - JUNE 30. 2018 ACCOUNT NUMBER: Additional information THIS PERIOD THIS YEAR Gross proceeds 10,952.91 39,820.89 Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right, in the course of normal business operations. to withdraw balances in the Bank Deposit Sweep Program(s) or redeem shares of the money market mutual fund used in the sweep. subject to any 0 commitments in an of your accounts and have the proceeds returned to your accounts or remitted to you. Note. however. that as wired by federal banking re ulations, the ban sin the Bank Deposit weep Program(s) reserve the right to require seven days prior notice before permitting): transfer out of thehgank eposit Sweep Programs? In addition. the money market mutual funds in the sweep reserve the right to require one or more day's prior notice fore permitting wit rawa s. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank, NA, which is affiliated with the Clearing Agent and (if amounts exceed $250,000) at another bank af?liated with the Clearin Agent. . gabnk lEieposit weep - Consists of monies held at Wells Fargo Bank, N.A. and (if amounts exceed $250,000) at one or more banks affiliated with the Clearing Agent or none me an 3. Standard Bank Deposit Sweep and Expanded Bank Deposit Sweep assets are not covered by SIPC. but are instead eligible for FDIC insurance of up to $250,000 per depositor, per institution. in accordance with FDIC rules. For additional information on the Bank Deposit Sweep Programs for your account, please contact Your Investment Broker. ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION YIELD MARKET VALUE ANNUAL INCOME Cash . 0.00 72.00 0.00 STANDARD BANK DEPOSIT 0.50 17,588.13 88.00 Interest Period 06i01118 - 06130118 Total Cash and Sweep Balances $17,860.13 $88.00 APYE measures the total amount of the interest aid on an account based on the interest rate and the frequency of the compounding during the interest period. The annual percentage yield earned is expressed as an annua ized rate, based on a 365 day year. Stocks, options 8 ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD ABBOTT LABORATORIES ABT Acquired 200 54.39 10,897.81 60.9900 12,198.00 1,300.19 224 1.83 06? F2 F287 it?t$alla? ?eturities 6.19.6311 - KENNY MARCHANT (IRA) w1=cs As CUSTODIAN JUNE 1. 2016 - JUNE 30 2016 ACCOUNT Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GN NILOSS INCOME YIELD AT 81 INC . 7 . Acquired 04f01l16 150 36.95 5,662.79 32.1100 4,616.50 -1 .046.29 300 6.22 ATMOS ENERGY CORP ATO Acquired 0317705 no 400 27.65 11,066.76 90.1400 36,056.00 24,967.24 776 2.15 BANK OF AMERICA CORP BAC Acquired 11123716 600 20.57 12,364.19 26.1900 16,914.00 4,549.61 266 1.70 CITIGROUP INC NEW Acquired 11123716 300 56.66 17,016.45 66.9200 20,076.00 3,057.55 364 1.91 CONTINENTAL RESOURCES INC CLR Acquired O4i01l16 100 29.67 2,966.94 6,476.00 3,469.06 Acquired 04l15l16 300 33.24 9,990.95 19,426.00 9,437.05 Acquired 06106716 200 44.02 6,622.95 12,952.00 4,129.05 Total 600 $36.33 $21,600.64 64.7600 $38,856.00 517,055.16 AHA ENLINK MIDSTREAM LLC ENLC Acquired 04715716 1,000 11.76 11,796.95 16,450.00 4,651.05 Acquired 101'06116 500 16.04 6,040.45 6,225.00 164.55 Total 1,500 $13.23 $19,839.40 16.4500 $24,675.00 $4,835.60 51,576 6.40 HERSHEY COMPANY HSY Acquired 03727113 50 66.77 4,357.56 4,653.00 295.44 Acquired 11129113 50 97.12 4,674.95 4,653.00 221.95 Total 100 $92.33 $9,232.51 93.0600 $9,306.00 $73.49 $262 2.62 JOHNSON 81 JOHNSON JNJ Acquired 11119109 no 100 62.10 6,226.95 121.3400 12,134.00 5,905.05 360 2.96 KRAFT HEINZ co KHC Acquired 06720716 200 62.46 12,514.95 62.6200 12,564.00 49.05 500 3.97 067 F2 F287 atmamg it' 6 Ban: [2 KENNY MARCHANT (IRA) ch5 AS CUSTODIAN JUNE 1, 2016 - JUNE 30, 2016 ACCOUNT NUMBER: Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE NILOSS INCOME YIELD (9.) ONEOK INC NEW OKE Acquired 01710716 200 56.76 11,372.09 69.6300 13,966.00 2,593.91 636 4.55 PROCTER 81 GAMBLE CO PG Acquired 0971907 no 100 66.95 6,906.95 7,606.00 699.05 Acquired 1111909 no 100 62.05 6,223.95 7,806.00 1,582.05 Total 200 $65.65 $13,130.90 76.0600 $15,612.00 $2,431.10 $574 3.66 TEX PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL - Acquired 100 47.05 4,711.40 695.3500 69,535.00 64,623.60 105 0.15 VERIZON COMMUNICATIONS COM VZ Acquired 04701116 100 53.91 5,410.51 50.3100 5,031.00 -379.51 236 4.69 WALMART INC WMT Acquired 05105710 nc 100 54.79 5,498.50 65.6500 6,565.00 3,066.50 206 2.42 Total Stocks and ETFs $166,972.05 $300,304.50 $133,332.45 $6,431 2.14 Total Stocks, options a. ETFs $166,972.05 $300,304.50 $133,332.45 $6,431 2.14 micra?mheIMS wmbereparledIomeIRS. 067 F2 jf??a?a? ?eturities Mutual Funds KENNY MARCHANT (IRA) WFCS AS CUSTODIAN JUNE 1,2018 - JUNE 30, 2018 ACCOUNT NUMBER: if a portion of your fund position was converted. the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds PageSOf 11 Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and interest income only, and typically do not reflect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE COST PRICE MARKET VALUE GAI NILOSS INCOME YIELD (94.) PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX Acquired 06721710 no 1 31629300 20.04 26,400.93 65,696.18 39,295.25 Acquired 06704714 127.58000 39.19 5,005.95 6,367.52 1,361.57 Acquired 04701716 425 35.96 15,301.95 21,211.75 5,909.80 Reinvestments 165.32800 46.41 7,673.58 8,251.52 577.94 Total 2,034.20100 $26.73 $54,382.41 49.9100 $101,526.97 $47,144.56 NIA NIA Client investment (Excluding Reinvestments) $46,708.83 Gain/Loss on Client Investment (Including Reinvestments) $54,818.14 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 04701716 1,100 14.17 15,605.95 17,831.00 2,225.05 Reinvestments 168.67500 15.65 2,640.43 2,734.22 93.79 Total 1,268.67500 $14.38 $1 8,246.38 16.2100 $20,565.22 $2.31 8.84 $179 0.8? Client Investment (Excluding Reinvestments) I $15,605.95 Gain/Loss on Client Investment (Including Reinvestments) $4,959.27 Total Open End Mutual Funds $72,628.79 $122,092.19 $49,463.40 $179 0.15 Total Mutual Funds $72,628.79 $122,092.19 $49,463.40 $179 0.15 no Cost information for this tax lot is not covered by reporting requirements. Unless indicated. cost for all other lots will be reported to the IRS. 067 F2 F287 atEa?az Balm KENNY MARC HANT (IRA) ?1ch As CUSTODIAN JUNE 1. 2018 - JUNE 30, 2018 ACCOUNT NUMBER: Preferredleixed Rate Cap Securities ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD (Ya) CAPSTEAD SERIES PERP CALL 0511 3:18 25.00 AOCIuimd 10716717 200 25.14 5,047.55 25.0186 5,003.72 43.83 375 7.49 Total PreferredSIFixed Rate $5,047.55 $5,003.72 $43.83 $375 7.49 Cap Securities Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 06101 BEGINNING BALANCE 1935124 0604 Cash DIVIDEND ATMOS ENERGY CORP 194.00 060418 400 06/04 Cash DIVIDEND WALMART INC 52.00 19,597.24 060418 100 06712 Cash DIVIDEND JOHNSON a. JOHNSON 9030 1953724 061218 100 06I13 Cash FEE MANAGEMENT FEE -610.41 19,076.83 06115 Cash DIVIDEND HERSHEY COMPANY 65.60 19,142.43 061518 100 06120 Cash SALE -200.00000 STARBUCKS CORP 54.8600 10,952.91 06l20 Cash PURCHASE 200.00000 KRAFT HEINZ CO 62.4800 -1 2,514.95 17,53039 06l29 Cash DIVIDEND BANK OF AMERICA CORP 72.00 062918 600 06129 Cash INTEREST STANDARDDANKDEPOSIT 7.74 17,660.13 06.2918 1 7.580 067 F2 F287 E31135 5212110025 Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account automatically investing such balances into one Of our cash sweep tions. These ?sweep transactions' may represent a net amount for the day and occur on settlement date. The to lowing section displays transfers into and out Of your sweep option. ransactions dIsptayed here are Transfer To, Transfer From and Reinvested Dividends and Interest. These transaction amounts are not included in your cash ?ow summary. KENNY MARCHANT (IRA) WFCS AS CUSTODIAN JUNE 1. 2018 - JUNE 30. 2018 ACCOUNT NUMBER: Page 10 of 11 DATE TRANSACTTON DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 06/01 BEGINNING BALANCE 19,351.24 06118 TRANSFER TO STANDARD BANK DEPOSIT 65.60 06I05 TRANSFER TO STANDARD BANK DEPOSIT 246.00 06/22 TRANSFER FROM STANDARD BANK DEPOSIT -1 ,562.04 06I13 TRANSFER TO STANDARD BANK DEPOSIT 90.00 06129 REINVEST INT STANDARD BANK DEPOSIT 7.74 06114 TRANSFER FROM STANDARD BANK DEPOSIT ?610.41 06/30 ENDING BALANCE 17,586.13 Realized gainlloss Realized GalnILoss Summary THIS PERIOD THIS PERIOD THIS PERIOD THIS YEAR THIS YEAR THIS YEAR GAIN LOSS NET GAIN LOSS NET Short term 0.00 -1,039.48 -1,039.48 0.00 -1 ,039.48 -1,039.48 Long term 0.00 0.00 0.00 14,180.07 0.00 14,180.07 Total Realized GainlLoss $0.00 $1,039.48 $1,039.48 $14,180.07 $1,039.48 $13,140.59 Realized GainlLoss Detail Short term ADJ DATE DESCRIPTION OUANTITY ORIG PRICE ACQUIRED CLOSE DATE PROCEEDS COST GAINILOSS STARBUCKS CORP 200.00000 59.8672 01110118 0600/18 10,952.91 11,992.39 -1 ,039.48 CUSIP 855244109 - - $10,952.91 $11,992.39 $1,039.48 Total Short term Specific instructions and disclosures Callable Securities Securities that are subject to a partial call will be selected by an impartial lottery process in which the probability of your securities being selected for redemption is proportional to the holdings of all shareholders of such securities held in street name. It a security is called prior to maturity it may affect the yield you receive. Additional information is avaiable at or the written procedures are available upon request. 06? F2 F287 jfirSt E50135 ?ewrities KENNY MARCHANT (IRA) WFCS AS CUSTODIAN JULY 1, 2018 - JULY 31, 2018 SNAPSHOT Page1?f11 ACCOUNT NUMBER: Progress summary THIS PERIOD THIS YEAR Opening value $445.060.54 $418,628.40 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn 0.00 ?1,154.01 Securities withdrawn 0.00 0.00 Change in value 12,298.67 39,884.82 Closing value $457,359.21 $457,359.21 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE 0N JUN 30 VALUE 0N JUL 31 ANN. INCOME ASSETS Cash and sweep balances 17,660.13 3.97 10,926.91 2.39 63 Stocks, options 8 ETFs 300,304.50 67.47 310,475.50 67.88 6,734 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 122,092.19 27.43 135,956.80 29.73 995 Preferredsl?xed rate cap secs 5,003.72 1.12 0.00 0.00 0 Asset value $445,060.54 100% $457,359.21 100% $7,792 smear 067 Cash flow summary Income summary Gainlloss summary E51135 't 5 SNAPSHOT Page 2 of 11 I start [8 KENNY MARCHANT (IRA) WFOS AS CUSTODIAN JULY 1, 2018 - JULY 31, 2018 ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value of cash and sweep balances $17,660.13 Income and distributions 142.24 5,854.12 Securities sold and redeemed 5,014.92 44,835.81 Net additions to cash $5,157.16 $50,689.93 Securities purchased 41,890.38 ?49,470.22 Other subtractions and fees 0.00 4,154.01 Net subtractions from cash 411,890.38 450,624.23 Closing value of cash and sweep balances $10,926.91 THIS PERIOD THIS YEAR Money marketlsweep funds 7.78 45.19 Dividends and short term capital gains 134.46 4,151.09 Total income $142.24 $4,196.28 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. THIS PERIOD REALIZED THIS YEAR REALIZED Short term (S) -32.63 -1 ,072.11 Long term (L) 0.00 14,180.07 Total 432.63 $13,107.96 SNAPSHOT 067FZF287 MEW ?ew?tie? SNAPSHOT Pageant? WFCS AS CUSTODIAN JULY 1I 2018 - JULY 31, 2018 ACCOUNT NUMBER: Retirement summary IRA Plan Value $457,359.21 A portion of these assets may not be covered by SIPC. Bank products are eligible for FDIC insurance up to $250.000 in accordance with FDIC rules. ACCOUNT INFORMATION RETIREMENT TRANSACTIONS Account Holder Birthdate: 4? CONTRIBUTION SUMMARY AMOUNT Attained Age as of 12131118: Contributions 2018 FOR 2018 $0.00 This bene?ciary information is based upon the most recent data available and is being provided as a service to you. In the event of death. your most recent bene?ciary 20? SUMMARY AMOUNT designation on file will govem. 6'0? DIStVibuthns ?-00 PRIMARY BENEFICIARY 9" ENTITLEHENT Contact us if information on this page requires updates. DONNA MARCHANT 100-0095 Your Investment Broker: GARY BRADSHAWICRAIG HODGES 214-954-1177 I 214-665-9116 SNAPSHOT 067 F2 F287 312m alla? Your Investment Broker GARY BRADSHAWICRAIG HODGES Phone: 214-954-1177 I 214?665-91 16 Account pro?le Futl account name: Account type: Brokerage account number: Tax status: Investment objectivelRisk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: aunties 2905 MAPLE AVENUE DALLAS. TX 75201 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN Individual Retirement Account Retirement MODERATE GROWTH INCOME Please Provide Please Provide First in. First out STANDARD BANK DEPOSIT Per your instructions, copies of this statement have been sent to an interested party. SNAPSHOT Page 4 of 11 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN JULY 1, 2018 - JULY 31 2018 ACCOUNT NUMBER: - Document delivery status Paper Electronic Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: SNAPSHOT FZ F287 Page50f 11 52111111125 mom WFCS AS CUSTODIAN JULY 1. 201B - JULY 31, 2018 ACCOUNT NUMBER: Additional information THIS PERIOD THIS YEAR Gross proceeds 5,014.92 44.835.81 Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right, in the course of normal business operations. to withdraw balances in the Bank Deposit Sweep Program(s) or redeem shares of the money market mutual fund used In the sweep, subject to any commitments in an; of your accounts and have the proceeds returned to your accounts or remitted to you. Note, however. that as required by federal banking regulations, the ban sin the Bank Deposit weep Program(s) reserve the right to require seven days prior notice before permitting; transfer out of thehgnank IDeposit Sweep Program(s). In addition, the money market mutual funds in the sweep reserve the right to require one or more day's prior notice fore permitting wit rawa 5. Standard Bank Deposit Sweep Consists of monies held at Wells Fargo Bank. N.A., which is af?liated with the Clearing Agent and (it amounts exceed $250,000) at another bank affiliated with the Clearin Agent. Expanded Bank Deposit weep - Consists of monies held at Wells Fargo Bank. NA and (if amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or nonaf?liated banks. Standard Bank Deposit Sweep and Expanded Bank Deposit Sweep assets are not covered by SIPC, but are instead eligible for FDIC insurance of up to $250,000 per depositor, per institution. in accordance with FDIC rules. For additional information on the Bank Deposit? Sweep Programs for your account, please contact Your Investment Broker. ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION YIELD MARKET VALUE ANNUAL INCOME STANDARD BANK DEPOSIT 0.58 10.926 .91 63.00 Interest Period 07101118 - 07131118 Total Cash and Sweep Balances $10,926.91 $03.00 APYE measures the total amount of the Interest aid on an account based on the interest rate and the frequency of the compounding during the interest period. The annual percentage yield earned Is expressed as an annua ized rate. based on a 365 day year. Stocks, options 81 ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD ABBOTT LABORATORIES ABT Acquired 12100117 200 54.39 10,897.81 05.5400 13.10300 2,210.19 224 1.70 067 F2 F207 gt 5 It: 5 P89360f11 __aIIa Ban? [2 KENNY MARCI-IANT (IRA) WFCS AS CUSTODIAN JULY 1,2018 - JULY 31, 2018 ACCOUNT NUMBER: Stocks, Options 8 ETFs Stocks and ETFs continued ESTIMATED ADJ PRICE7 ADJ COST7 CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAIN7LOSS INCOME YIELD AT 3. INC Acquired 04701716 150 38.95 5,862.79 31.9700 4,795.50 -1,067.29 300 6.25 ATMOS ENERGY CORP ATO Acquired 03717705 no 400 27.65 1 1,088.76 91.8700 36,748.00 25,659.24 776 2.1 1 BANK OF AMERICA CORP BAC Acquired 11723716 600 20.57 12,364.19 30.8800 18,528.00 6,163.81 360 1.94 CITIGROUP INC Acquired 11723716 300 56.66 17,018.45 71.8900 21,567.00 4,548.55 540 2.50 CONTINENTAL RESOURCES INC CLR Acquired 04701716 100 29.67 2,986.94 6,387.00 3,400.06 Acquired 04715716 300 33.24 9,990.95 19,161 .00 9,170.05 Acquired 06708716 200 44.02 8,822.95 12,774.00 3,951.05 Total 600 $36.33 $21,800.84 63.8700 $38,322.00 $1 6,521 .16 NA NA ENLINK MIDSTREANI LLC ENLC Acquired 04715716 1,000 11.78 11,798.95 15,950.00 4,151.05 Acquired 10706716 500 16.04 8,040.45 7,975.00 -65.45 Total 1 .500 $13.23 $19,839.40 15.9500 $23,925.00 $4,085.60 $1 ,602 6.70 HERSHEY COMPANY HSY - Acquired 03727713 50 86.77 4,357.56 4,910.50 552.94 Acquired 11729713 50 97.12 4,874.95 4,910.50 35.55 Total 1 00 $92.33 $9,232.51 98.2100 $9,821 .00 $588.49 $289 2.94 JOHNSON JOHNSON JNJ Acquired 11719709 no 100 62.10 6,228.95 132.5200 13,252.00 7,023.05 360 2.71 KRAFT HEINZ CO KHC Acquired 06720718 200 62.48 12,514.95 60.2500 12,050.00 -464.95 500 4.14 067 F2 F287 jfir?t ?31153 ?emrities Stocks, options ETFs Stocks and ETFs continued KENNY MARCHANT (IRA) WFCS AS CUSTODIAN JULY 1, 2018 - JULY 31, 2018 ACCOUNT NUMBER: Page 70f 11 ESTIMATED ADJ ADJ COSTI CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD ONEOK INC NEW OKE Acquired 01710718 200 56.76 11,372.09 70.4400 14,088.00 2,715.91 660 4.68 PROCTER 8. GAMBLE CO Acquired 0911907 no 100 68.95 6,906.95 8,088.00 1,181.05 Acquired 11719709 no 100 62.05 6,223.95 8,088.00 1,864.05 Total 200 $65.65 $13,130.90 80.8800 $16,176.00 $3,045.10 $574 3.55 TEX PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL Acquired 03726112 100 47.05 4,711.40 740.0800 74,008.00 69,296.60 105 0.14 VERIZON COMMUNICATIONS COM VZ Acquired 04701716 100 53.91 5,410.51 51.6400 5,164.00 -246.51 236 4.57 WALMART INC - WMT Acquired 05705710 no 100 54.79 5,498.50 89.2300 8,923.00 3,424.50 208 2.33 Total Stocks and ETFS $166,972.05 $310,475.50 $143,503.45 56,734 2.17 Total Stocks, options ETFs $166,972.05 $310,475.50 $143,503.45 $6,734 2.17 no Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all other lots will be reported to the IRS. 067 F2 F287 jf _ir_5t_ $851135 ?ewrities Mutual Funds KENNY MARCHANT (IRA) WFCS AS CUSTODIAN JULY 1, 2018 - JULY 31, 2018 ACCOUNT NUMBER: If a portion of your fund position was converted, the 'Client Investment? value may include reinvestments from previously held positions. Open End Mutual Funds PageBof 11 Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not re?ect Total return. ESTIMATED ADJ PRICE1 ADJ COST1 CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI NILOSS INCOME YIELD PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX Acquired 06121110 no 1 ,316.29300 20.04 26,400.93 66,341.17 39,940.24 Acquired 06104114 127.58000 39.19 5,005.95 6,430.03 1,424.08 Acquired 04101116 425 35.96 15,301.95 21,420.00 6,118.05 Reinvestments 165.32800 46.41 7,673.58 8,332.53 658.95 Total 2,034.20100 $26.73 $54,382.41 50.4000 $102,523.73 $48,141.32 NM NM Client Investment (Excluding Reinvestments) $46,708.83 GainlLoss on Client Investment (Including Reinvestments) $55,814.90 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 04101116 1,100 14.17 15,605.95 18,435.99 2,830.04 Reinvestments 171.18600 15.66 2,681.14 2,869.08 187.94 Total 1,271.18600 $14.39 $18,287.09 16.7600 $21,305.07 $3,017.98 $179 0.84 Client Investment (Excluding Reinvestments) $15,605.95 Gain/Loss on Client Investment (Including Reinvestments)? $5,699.12 Total Open End Mutual Funds $72,669.50 $123,828.80 $51,159.30 $179 0.14 nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. 067 F2 F287 I m% It!r Pagerf11 a KENNY MARCHANT (IRA) WFCS AS CUSTODIAN JULY 1. 2018 - JULY 31. 201 ACCOUNT NUMBER: Mutual Funds Closed End Mutual Funds Closed End Fund shares are priced at the market which may be more or less than its net asset value. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD REAVES UTILITY INCOME FD UTG Acquired 07728718 400 29.57 11,849.67 30.3200 12,128.00 278.33 816 6.72 Total Closed End Mutual Funds $1 1,849.67 $12,128.00 $278.33 $816 6.73 Total Mutual Funds $84,519.17 $135,956.80 $51,437.63 3995 0.73 Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 07l01 BEGINNING BALANCE 17.660.13 07103 Cash DIVIDEND HODGES BLUE CHIP EQTY 40_71 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS 062918 1.268.67500 AS OF 6729718 07103 Cash REINVEST DIV 2.51100 HODGES BLUE CHIP EQTY 40,71 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS REINVEST AT 16.210 17,660.13 0711 6 Cash DIVIDEND CAPSTEAD 93.75 1 7,753.88 SERIES PERP CALL 05.113118 25.00 071618 200 07120 Cash SALE -200.00000 CAPSTEAD 25.1697 5,014.92 SERIES PERP CALL 05113718 25.00 - 07120 Cash PURCHASE 400.00000 REAVES UTILITY INCOME FD 29.5768 -1 1,849.67 10,919.13 07I31 Cash INTEREST STANDARD BANK DEPOSIT 713 10,926.91 073118 10.919 067 F2 F287 Page 10 of 11 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN first E81185 Quantities JULY 1. 201B - JULY 31 2018 ACCOUNT NUMBER: Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account by automatically investing such balances into one of our cash sweep tions. These ?sweep transactlons' may represent a net amount for the day and occur on settlement date. The fo lowing section displays transfers into and out of your sweep option. ransactions displayed here are Transfer To. Transfer From and Reinvested Dividends and Interest. These transaction amounts are not included in your cash ?ow summary. DATE TRANSACTTON DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 07701 BEGINNING BALANCE 17,588.13 07124 TRANSFER FROM STANDARD BANK DEPOSIT ~6,834.75 07/02 TRANSFER TO STANDARD BANK DEPOSIT 72.00 07.31 REINVEST INT STANDARD BANK DEPOSIT 7.78 07117 TRANSFER TO STANDARD BANK DEPOSIT 93.75 07131 ENDING BALANCE 10,926.91 Realized gainlloss Realized GainILoss Summary . THIS PERIOD THIS PERIOD THIS PERIOD THIS YEAR THIS YEAR THIS YEAR GAIN LOSS NET GAIN LOSS NET Short term 0.00 -32.63 -32.63 0.00 -1.072.11 ?1 .072.11 Long term 0.00 0.00 0.00 14,180.07 0.00 14,180.07 Total Realized GainlLoss $0.00 $32.63 $132.63 $14,180.07 $1,072.11 $13,107.96 Realized GainILoss Detail Short term ADJ DATE ADJ DESCRIPTION QUANTITY ORIG PRICE ACQUIRED CLOSE DATE PROCEEDS ORIG COST CAPSTEAD 200.00000 25.1430 10l16/17 07/20l18 5,014.92 5,047.55 -32.63 PERP CALL 0513.118 25.00 ICUSIP 14067E605 . Total Short term $5,014.92 $5,047.55 $32.63 06? F2 F237 jf 4151 Ea?a? ?ecurities Progress summary Opening value Cash deposited Securities deposited Cash withdrawn Securities withdrawn Change in value Closing value Portfolio summary CURRENT KENNY MARCHANT (IRA) WFCS AS CUSTODIAN JULY 1, 2018 - JULY 31, 2018 SNAPSHOT Page1?f11 ACCOUNT NUMBER- THIS PERIOD THIS YEAR $445,060.54 $418,628.40 0.00 0.00 0.00 0.00 0.00 -1,154.01 0.00 0.00 12,298.67 39,884.82 $457,359.21 $457,359.21 PREVIOUS CURRENT ESTIMATED ASSET TYPE VALUE ON JUN 30 VALUE ON JUL 31 ANN. INCOME ASSETS 3 Cash and sweep balances 17,660.13 3.97 10,926.91 2.39 63 I Stocks, options ETFs 300,304.50 67.47 310,475.50 67.88 6,734 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 122,092.19 27.43 135,956.80 29.73 995 Preferredsl?xed rate cap secs 5,003.72 1.12 0.00 0.00 0 Asset value $445,060.54 100% $457,359.21 100% $7,792 SNAPSHOT (B7 FZ F287 E31135 ?ewrities Cash ?ow summary SNAPSHOT Page 2 0f 11 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN JULY 1, 2018 31. 2018 Income summary ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value of cash and sweep balances $17,660.13 Income and distributions 142.24 5,854.12 Securities sold and redeemed 5,014.92 44,835.81 Net additions to cash $5,157.16 $50,689.93 Securities purchased -11,890.38 49,470.22 Other subtractions and fees 0.00 -1 .154.01 Not subtractions from cash 411,890.38 450,624.23 Closing value of cash and sweep balances $10,926.91 THIS PERIOD THIS YEAR Money marketisweep funds 7.78 45.19 Dividends and short term capital gains 134.46 4,151.09 Total Income $142.24 $4,196.28 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference batman Cash Flow and Income Summary totals. Gainlloss summary THIS PERIOD REALIZED THIS YEAR REALIZED ?3333 {112311 on erm . . 7 Total -$32.63 $13,107.96 SNAPSHOT 067 F2 flr?t?a?ag ?ewritieg SNAPSHOT Page30f11 WFCS AS CUSTODIAN JULY i. 2013 - JULY 31. 2013 ACCOUNT NUMBE Retirement summary IRA Plan Value $457,359.21 A portion of these assets may not be covered by SIPC. Bank products are eligible for FDIC insurance up to $250,000 in accordance with FDIC rules. ACCOUNT INFORMATION RETIREMENT TRANSACTIONS Account Holder Birthdate: i CONTRIBUTION SUMMARY AMOUNT Attained Age as of 12l31l18: - Contributions - 2018 FOR 2018 $0.00 This bene?ciary information is based upon the most recent data available and is being provided as a service to you. In the event of death, your most recent bene?ciary 2?13 DISTRIBUTION SUMMARY AMOUNT designation on ?le will govern. Gross Distributions $9.00 9" ENTITLEHENT Contact us if information on this page requires updates. DONNA MARCHANT 100-0095 Your Investment Broker: GARY BRADSHAWICRAIG HODGES 214-954-11?7 i 214-665-9116 SNAPSHOT 06? F2 F287 313:5; Earths ?ewrities Your Investment Broker GARY BRADSHAWICRAIG HODGES Phone: 214-954-1177 I 214-665-9116 Account pro?le Full account name: Account type: Brokerage account number: Tax status: Investment objective/Risk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS, TX 75201 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN Individual Retirement Account Retirement MODERATE GROWTH INCOME Please Provide Please Provide First in. First out STANDARD BANK DEPOSIT Per your instructions. copies of this statement have been sent to an interested party. WFCS AS CUSTODIAN JULY 1, 2018 - JULY 31, 2018 ACCOUNT Document delivery status Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: SNAPSHOT Page 4 of 11 KENNY MARCHANT (IRA) Paper Electronic SNAPSHOT 067 F2 F287 MEMM KENNY MARCHANT (IRA) Page 5 Of 11 WFCS AS CUSTODIAN JULY 1, 2013 - JULY 31, 2013 ACCOUNT NUMBER: Additional information THIS PERIOD THIS YEAR Gross proceeds 5,014.92 44,335.31 Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right, in the course of normal business operations, to withdraw balances in the Bank Deposit Sweep Program(s) or redeem shares of the money market mutual fund used in the sweep. subject to any oEen commitments in an of your accounts and have the proceeds returned to your accounts or remitted to. you. Note, however, that as uired by federal banking ulations, the ban in the Bank Deposit weep Program(s) reserve the right to require seven days prior notice before permitting? transfer out of thehgank I eposrt Sweep In addition, the money market mutual funds in the sweep reserve the right to require one or more day's prior notice efore permitting wit rawa 5. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank. N.A., which is af?liated with the Clearing Agent and (if amounts exceed $250,000) at another bank af?liated with the ClearingSAgent. Expaprdedegatnk Eeposit weep - Censusts of monies held at Wells Fargo Bank, NA. and (it amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or none Iiat an a. Standard Bank Deposit Sweep and Expanded Bank Deposit Sweep assets are not covered by SIPC, but are instead eligible for FDIC insurance of up to $250,000 per depositor, per institution, in accordance with FDIC rules. For additional information on the Bank Deposit Sweep Programs for your account, please contact Your Investment Broker. ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION YIELD MARKET VALUE ANNUAL INCOME STANDARD BANK DEPOSIT 0,53 10326.91 63,00 Interest Period 07i01f 18 - Total Cash and Sweep Balances $10,926.91 $63.00 APYE measures the total amount of the interest aid on an account based on the interest rate and the frequency of the compounding during the interest period. The annual percentage yield earned is expressed as an annua ized rate, based on a 365 day year. Stocks, options 81 ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD ABBOTT LABORATORIES ABT Acquired 12:03:17 200 54.39 10,397.31 35.5400 13,103.00 . 2,210.19 224 1.70 067 F2 F237 31135 rt Page 6 of 11 [1'5 Btu? [35 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN JULY 1, 2018 - JULY 31, 2018 ACCOUNT NUMBER: Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCR1PTION QUANTITY ORIG PRICE COST PRICE MARKET VALUE GAIN1LOSS YIELD (1.) AT 8 INC Acquired 04101116 150 38.95 5,862.79 31.9700 4,795.50 -1,067.29 300 6.25 ATMOS ENERGY CORP ATO - Acquired 03117105 no 400 27.65 11,088.76 91.8700 36,748.00 25,659.24 776 2.11 BANK OF AMERICA CORP BAC Acquired 11123116 600 20.57 12,364.19 30.8800 18,528.00 6,163.81 360 1.94 CITIGROUP INC NEW Acquired 11123116 300 56.66 17,018.45 71.8900 21,567.00 4,548.55 540 2.50 CONTINENTAL RESOURCES INC CLR Acquired 04101116 100 29.67 2,986.94 6,387.00 3,400.06 Acquired 04115116 300 33.24 9,990.95 19,161.00 9,170.05 Acquired 06108116 200 44.02 8,822.95 12,774.00 3,951.05 Total 600 $36.33 $21,800.84 63.8700 $38,322.00 $16,521.16 N1A NIA ENLINK MIDSTREAM LLC ENLC Acquired 04115116 1,000 11.78 11,798.95 15,950.00 4,151.05 Acquired 10106116 500 16.04 8,040.45 7,975.00 -65.45 Total 1,500 $13.23 $19,839.40 15.9500 $23,925.00 $4,085.60 $1,602 6.70 HERSHEY COMPANY HSY Acquired 03127113 50 86.77 4,357.56 4,910.50 552.94 Acquired 11129113 50 97.12 4,874.95 4,910.50 35.55 Total 100 $92.33 $9,232.51 98.2100 - $9,821.00 $588.49 5289 2.94 JOHNSON 8. JOHNSON JNJ Acquired 11119109 no 100 62.10 6,228.95 132.5200 13,252.00 7,023.05 360 2.71 KRAFT HEINZ C0 KHC Acquired 06120118 200 62.48 12,514.95 60.2500 12,050.00 ~464.95 500 4.14 067, F2 F287 first ?ewrities KENNY MARCHANT (IRA) WFCS AS CUSTODIAN JULY 1, 2018 - JULY 31. 2018 Page 7 of 11 ACCOUNT NUMBER: Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIO PRICE ORIG COST PRICE MARKET VALUE CAI NILOSS INCOME YIELD Iv.) ONEOK INC OKE Acquired 01710718 200 56.76 11,372.09 70.4400 14,088.00 2,715.91 660 4.68 PROCTER GAMBLE CO PG Acquired 0911907 no 100 68.95 6,906.95 8,088.00 1,181.05 Acquired 11119709 no 100 62.05 6,223.95 8,088.00 1,864.05 Total 200 $65.65 $13,130.90 80.8800 $16,176.00 $3,045.10 $574 3.55 PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL Acquired 03126112 100 47.05 4,711.40 740.0800 74,008.00 69,296.60 105 0.14 VERIZON COMMUNICATIONS COM vz Acquired 04701716 100 53.91 5,410.51 51.6400 5,164.00 -246.51 236 4.57 WALMART INC WMT Acquired 05705710 no 100 54.79 5,498.50 89.2300 8,923.00 3,424.50 208 2.33 Total Stocks and ETFs $166,972.05 $310,475.50 $143,503.45 $6,734 2.1? Total Stocks, options a. ETFs $166,972.05 $310,475.50 $143,503.45 $6,734 2.17 no Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. 06? F2 F287 atlas ?emrities Mutual Funds KENNY MARCHANT (IRA) WFCS AS CUSTODIAN JULY 1, 2018 - JULY 31. 2018 ACCOUNT NUMBER: If a portion of your fund position was converted, the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Page 8 of 11 Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not reflect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI NILOSS INCOME YIELD PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX Acquired 06121110 nc 1,316.29300 20.04 26,400.93 66,341.17 39,940.24 Acquired 06704714 - 127.58000 39.19 5,005.95 6,430.03 1,424.08 Acquired 04701716 425 35.96 15,301.95 21,420.00 6,118.05 Reinvestments 165.32800 46.41 7,673.58 8,332.53 658.95 Total 2,034.20100 $26.73 $54,382.41 50.4000 $102,523.73 $48,141.32 NIA Client Investment (Excluding Reinvestments) $46,708.83 GainILoss on Client Investment (Including Reinvestments) $55,814.90 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 04701716 1,100 14.17 15,605.95 18,435.99 2,830.04 Reinvestments 171 .18600 15.66 2,681.14 2,869.08 187.94 Total 1,271.18600 $14.39 $18,287.09 16.7600 $21,305.07 $3,017.98 $179 0.84 Client Investment (Excluding Reinvestments) $15,605.95 GainILoss on Client Investment (Including Reinvestments) $5,699.12 Total Open End Mutual Funds - $72,669.50 $123,828.80 $51,159.30 $179 0.14 no Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all other lots will be reported to the IRS. 067 F2 F237 995% . Bturl leg KENNY MARCHANT (IRA) WFCS As CUSTODIAN JULY 1, 2018 - JULY 31 2018. ACCOUNT NUMBER: Mutual Funds Closed End Mutual Funds Closed End Fund Shares are priced at the market which may be more or less than its net asset value. ESTIMATED ADJ PRICEI AD.I COSTI CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIC PRICE ORIG COST PRICE MARKET VALUE CAINILOSS INCOME YIELD (11.) REAVES UTILITY INCOME FD UTG 07120313 400 29.57 1 1,849.67 30.3200 12,128.00 278.33 818 6.72 Total Closed End Mutual Funds $11,849.67 $12,128.00 $278.33 5816 6.73 Total Mutual Funds $84,519.17 $135,956.80 $51,437.63 5995 0.73 Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 07701 BEGINNING BALANCE 17,660.13 07103 Cash DIVIDEND HODGES BLUE CHIP EOTY 40.71 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS 062918 1,268.67500 As OF 6129718 07703 Cash REINVEST DIV 2.51100 HODGES BLUE CHIP EOTY -40.71 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS REINVEST AT 16210 17.660.13 07/13 Cash DIVIDEND CAPSTEAD 93.75 17,753.88 SERIES PERP CALL 05113713 25.00 071013 200 07720 Cash SALE -200.00000 CAPSTEAD 25.1697 5,014.92 SERIES PERP CALL 05113118 25.00 07720 Cash PURCHASE 400.00000 REAVES UTILITY INCOME FD 29.5768 41,849.67 10,919.13 07/31 Cash INTEREST STANDARD BANK DEPOSIT 7.78 10,926.91 073118 10.919 :[firSt J?Ba?ae ?erurities Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account by . 'sweep transactions? may represent a net amount for the day and occur on settlement date. The to lowing section displays transfers into and out of your sweep OptIon. KENNY MARCHANT (IRA) WFCS AS CUSTODIAN JULY 1I 201B - JULY ACCOUNT NUMBER 31 2018 displayed here are Transfer To, Transfer From and Reinvested Dividends and Interest. These transaction amounts are not included in your cash flow summary. Page 10 of 11 automatically investing such balances into one of our cash sweep tions. These ransactions DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 07/01 BEGINNING BALANCE 17,588.13 07124 TRANSFER FROM STANDARD BANK DEPOSIT -6.834.75 07702 TRANSFER To STANDARD BANK DEPOSIT 72.00 07:31 REINVEST INT STANDARD BANK DEPOSIT 7.78 0711 7 TRANSFER To STANDARD BANK DEPOSIT 93.75 07131 ENDING BALANCE 10,926.91 Realized gainlloss Realized GainlLoss Summary THIS PERIOD THIS PERIOD THIS PERIOD THIS YEAR THIS YEAR THIS YEAR GAIN Loss NET GAIN LOSS NET Short term 0.00 -32.63 -32.63 . 0.00 -1 ,072.11 -1 ,072.1 1 Long term 0.00 0.00 0.00 14,180.07 0.00 14,180.07 Total Realized GainlLoss $0.00 432.63 432.63 $14,180.07 41,0711 1 $13,107.96 Realized GainlLoss Detail Short term ADJ DATE ADJ DESCRIPTION QUANTITY PRICE ACQUIRED CLOSE DATE PROCEEDS ORIG COST CAPSTEAD 200.00000 25.1430 1071671 7 0712071 8 5,014.92 5,047.55 . -32.63 SERIES PERP CALL 05713713 25.00 CUSIP 14067E605 $5,014.92 $5,047.55 $32.63 Total Short term ?eturities SNAPSHOT Page1of10 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN AUGUST 1, 2018 - AUGUST 31 2018 ACCOUNT NUMBER: Progress summary THIS PERIOD THIS YEAR Opening value $457,359.21 $418,628.40 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn 0.00 4,154.01 Securities withdrawn 0.00 0.00 Change in value 15,661.49 55,546.31 Closing value $473,020.70 $473,020.70 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE 0N JUL 31 VALUE ON AUG 31 ANN. INCOME ASSETS Cash and sweep balances 10,926.91 2.39 12,035.19 2.54 78 I Stocks, Options 8: ETFs 310,475.50 67.88 322,432.00 68.16 6,734 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 135,956.80 29.73 138,553.51 29.29 995 Asset value $457,359.21 100% $473,020.70 100% $7,807 SNAPSHOT 067 FZ F287 jf 11:5; E01105 ?emrities Cash flow summary SNAPSHOT Page 2 cm KENNY MARCHANT (IRA) WFCS AS CUSTODIAN AUGUST 1, 2018 - 2018 Income summary ACCOUNT NUMBER: - THIS PERIOD THIS YEAR Opening value of cash and sweep balances $10,926.91 Income and distributions 1,108.28 6,962.40 Securities sold and redeemed 0.00 44,835.81 Net additions to cash $1,108.28 $51,798.21 Securities purchased 0.00 . 49,470.22 Other subtractions and fees 0.00 -1.154.01 Net subtractions from cash $0.00 Closing value of cash and sweep balances $12,035.19 THIS PERIOD THIS YEAR Money marketlsweep funds 6.34 51.53 Dividends and short term capital gains 1,101.94 5,253.03 Total income $1,108.28 $5,304.56 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference beMeen Cash Flow and Income Summary totals. Gain/loss summary THIS PERIOD REALIZED THIS YEAR REALIZED Short term (8) 0.00 -1 .072.11 Lo_ng term (L) 0.00 14,100.07 $0.00 $13,107.96 Total SNAPSHOT 06? F2 MEN ?gw?tieg SNAPSHOT Page30f10 WFCS AS CUSTODIAN AUGUST 1. 2013 - AUGUST 31, 2018 ACCOUNT NUMBER: Retirement summary IRA Plan Value $473,020.70 A portion of these assets may not be covered by SIPC. Bank products are eligible for FDIC insurance up to $250,000 in accordance with FDIC rules. ACCOUNT INFORMATION RETIREMENT TRANSACTIONS Account Holder Birthdate: CONTRIBUTION SUMMARY AMOUNT Attained Age as of 12131118: - Contributions 2018 FOR 2018 $0.00 This bene?ciary information is based upon the most recent data available and is being provided as a service to you. In the event of death. your most recent bene?ciary 2?18 DISTRIBUTION SUMMARY AMOUNT designation on ?le will govern. Gross Distributions $o_oo PRIMARY ENTITLEMENT Contact us if information on this page requires updates. DONNA MARCHANT Your Investment Broker: GARY BRADSHAWICRAIG HODGES 214-954-1177! 214-665-9116 SNAPSHOT 06? F2 F237 mgaua? ?ewri?eg SNAPSHOT Page4ot1o WFCS AS CUSTODIAN AUGUST 1. 2018 - AUGUST 31. 2018 ACCOUNT NUMBER: Your Investment Broker GARY BRADSHAWICRAIG HODGES 2905 MAPLE AVENUE Phone: 214-954?1177 I 214-665-9116 DALLAS, TX 75201 Document delivery status Paper Electronic Account profile Statements: Trade confirmations: Full account name: KENNY MARCHANT ORA) Tax documents: WFCS AS CUSTODIAN Shareholder communications: Account type: Individual Retirement Account Other documents: Brokerage account number: a Tax status: Retirement investment objectiveIRisk tolerance: MODERATE GROWTH INCOME Time horizon: Please Provide Liquidity needs: Please Provide Cost Basis Election: First in. First out Sweep option: STANDARD BANK DEPOSIT Per your instructions, copies of this statement have been sent to an interested party. SNAPSHOT 067 F2 F237 mma?as ?twritie? KENNY MARCHANT (IRA) - Page 5 Of 10 WFCS AS CUSTODIAN AUGUST 1, 2018 - AUGU 31,2018 ACCOUNT NUMBER: Additional information THIS PERIOD THIS YEAR Gross proceeds 0.00 44,835.81 Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right, in the course of normal business Operations, to withdraw balances in the Bank Deposit Sweep Program(s) or redeem shares of the money market mutual fund used in the sweep, subject to any open commitments in an of your accounts and have the proceeds returned to your accounts or remitted to you. Note, however, that as re uired by federal banking re ulations, the banks in the Bank Deposit weep Program(s) reserve the ri ht to require seven days prior notice before permittin a transfer out of thehgank eposit Sweep Programs? In addition, the money market mutual funds in the sweep reserve he right to require one or more day's prIor notice efore wit rawals. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank, NA, which is af?liated with the Clearing Agent and (it amounts exceed $250,000) at another bank af?liated with the Clearing Agent. Expanded Bank Eeposit Sweep - Consists of monies held at Wells Fargo Bank, NA. and (if amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or nonaffiliated ban 5. Standard Bank Deposit Sweep and Expanded Bank Deposit Sweep assets are not covered by SIPC, but are instead eligible for FDIC insurance of up to $250,000 per depositor, per institution, in accordance with FDIC rules. For additional information on the Bank Deposit Sweep Programs for your account, please contact Your Investment Broker. . ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION YIELD MARKET VALUE ANNUAL INCOME Cash 0.00 68.00 0.00 STANDARD BANK DEPOSIT 0,65 1 136119 78,00 Interest Period 08I01l18 - 08/31/18 Total Cash and Sweep Balances $12,035.19 $78.00 APYE measures the total amount of the interest aid on an account based on the interest rate and the frequency of the compounding during the interest period. The annual percentage yield earned is expressed as an annua ized rate, based on a 365 day year. Stocks, options ETFs Stocks and ETFs ESTIMATED ADJ . ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG cosr PRICE MARKET VALUE GAINILDSS INCOME YIELD (ix) LABORATORIES ABT Acquired 12108117 200 54.39 10,897.81 66.8400 13,368.00 2,470.19 224 1.67 067 F2 F287 II It], Page 6 of 10 KENNY MARCHANT WFCS AS CUSTODIAN AUGUST 1, 2018 - AUGUST 31. 2018 ACCOUNT NUMBER- Stocks, options 8. ETFs Stocks and ETFs continued . ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE COST PRICE MARKET VALUE GAINILOSS INCOME YIELD AT 8. INC ACqUired 04301115 150 38.95 . 5,862.79 31.9400 4,791.00 -1,071.79 300 6.26 ATMOS ENERGY CORP ATO Acquired 03111005 "0 400 27.65 11,088.76 92.2300 36,892.00 25,803.24 776 2.10 BANK OF AMERICA CORP BAC Acquired 11123116 600 20.57 12,364.19 30.9300 . 18,558.00 6,193.81 360 1.93 CITIGROUP INC NEW Aoquired11f23i'16 300 56.66 17,018.45 71.2400 21,372.00 4,353.55 540 2.52 CONTINENTAL RESOURCES INC CLR Acquired 04:01:16 100 29.67 2,986.94 6,595.00 3,608.06 Acquired 04105716 300 33.24 9,990.95 19,785.00 9,794.05 AGqUired 05103115 200 44.02 8,822.95 . 13,190.00 4,367.05 Total 600 $36.33 $21,800.84 65.9500 $39,570.00 $17,769.1 6 MIA NIA ENLINK MIDSTREAM LLC ENLC Achil?ed 04115115 1,000 11.78 11,798.95 16,300.00 4,501.05 Acquired 10i06116 . 500 16.04 8,040.45 8,150.00 109.55 Total 1,500 $13.23 $19,839.40 16.3000 $24,450.00 $4,610.60 $1 .602 6.55 HERSHEY COMPANY HSY Acquired 03i27l13 50 86.77 4,357.56 5,026.00 668.44 Acquired 11729l13 50 97.12 4,874.95 5,026.00 151.05 Total 100 $92.33 $9,232.51 100.5200 $10,052.00 $819.49 $289 2.87 JOHNSON JOHNSON JNJ Acquired 1 1119109 no 100 62.10 6,228.95 134.6900 13,469.00 7,240.05 360 2.67 KRAFT HEINZ CO KHC Acquired 061'20718 200 62.48 12,514.95 58.2700 11 ,654.00 -860.95 500 4.29 067 FZ F287 St 61166 if 5 . Brut KENNY MARCHANT (IRA) WFCS AS CUSTODIAN AUGUST 1, 2018 - AUGUST 31,2018 ACCOUNT NUMBER: Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ PRICEI ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD m) ONEOK INC OKE Acquired 0111008 200 56.76 11,372.09 65.9100 13,182.00 1,809.91 660 5.00 PROCTER s, GAMBLE CO PG Acquired 09119?)? "0 100 68.95 6,908.95 8,295.00 1,388.05 Acquired 11719709 nc 100 62.05 6,223.95 8,295.00 2,071.05 Total 200 $65.65 $13,130.90 82.9500 $16,590.00 $3,459.10 $574 3.46 TEX PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL - Acquired 03126712 100 47.05 4,711.40 834.6100 83,461.00 78,749.60 105 0.12 VERIZON COMMUNICATIONS COM vz - Acquired 0470016 100 53.91 5,410.51 54.3700 5,437.00 26.49 236 4.34 INC WMT . Acquired 0505110 no 100 54.79 5,498.50 95.8600 9,586.00 4,087.50 208 2.16 Total Stocks and ETFs $166,972.05 $322,432.00 $155,459.95 $6.734 2.09 Total Stocks, options 8. ETFs $166,972.05 $322,432.00 $155,459.95. $6,734 2.09 no Cost informati?n for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. 06? F2 F287 MM?ewritim message?) AUGUST 1, 2018 - AUGUST 31, 2018 ACCOUNT NUMBER: Mutual Funds If a portion of your fund position was converted, the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not re?ect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI NILoss INCOME YIELD PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX Acquired 06721710 nc 1,316.29300 20.04 26,400.93 67,631.13 41,230.20 Acquired 06704714 127.58000 39.19 5,005.95 6,555.06 1,549.11 Acquired 04701716 425 35.96 15,301.95 21,836.50 6,534.55 Reinvestments 165.32800 46.41 7,673.58 8,494.55 820.97 Total 2,034.20100 $26.73 $54,382.41 51.3800 $104,517.24 $50,134.83 MIA MIA Client Investment (Excluding Reinvestments) $46,708.83 GainlLoss on Client Investment (Including Reinvestments) $57,808.41 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 04701716 - 1,100 14.17 15,605.95 18,821.00 3,215.05 Reinvestments 171 .18600 15.66 2,681.14 2,928.99 247.85 Total 1,271.18600 $14.39 $18,287.09 17.1100 $21,749.99 $3,462.90 $179 0.82 Client Investment (Excluding Reinvestments) $15,605.95 GainlLoss on Client Investment (Including Reinvestments) $6,144.04 Total Open End Mutual Funds $72,669.50 $126,267.23 $53,597.73 $179 0.14 no Cost information for this tank lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. 067 FZ F287 aIIas 5 [r5 ewrl ?8 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN AUGUST 1, 2018 - AUGUST 31 2018 ACCOUNT NUMBER: Mutual Funds Closed End Mutual Funds Closed End Fund Shares are priced at the market which may be more or less than its net asset value. ESTIMATED ADJ PthEf ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI NILOSS INCOME YIELD REAVES UTILITY INCOME FD UTG Acquired 07120I18 400 29.57 1 1,849.67 30.715? 12,286.28 436.61 816 6.64 Total Closed End Mutual Funds $11,849.67 $12,286.28 $436.61 $816 6.64 Total Mutual Funds $84,519.17 $138,553.51 $54,034.34 $995 0.72 Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 08101 BEGINNING BALANCE 10,926.91 08101 Cash DIVIDEND AT 8 INC 75.00 080118 08101 Cash DIVIDEND VERIZON COMMUNICATIONS 59.00 11,060.91 COM 080118 08} 14 Cash DIVIDEND ENLINK MIDSTREAM LLC 400.50 081418 08114 Cash DIVIDEND ONEOK INC NEW 165.00 11,626.41 081418 08(15 Cash DIVIDEND ABBOTT LABORATORIES 56.00 081518 0811 5 Cash DIVIDEND PROCTER a. GAMBLE CO 143.44 1 1,825.85 081518 08124 Cash DIVIDEND CITIGROUP INC NEW 135.00 11,960.85 082418 08131 Cash DIVIDEND REAVES UTILITY INCOME FD 68.00 083118 08131 Cash INTEREST STANDARD BANK DEPOSIT 6.34 12,035.19 083118 11.960 067 F2 F287 Page 100f10 WFCS AS CUSTODIAN Jfg?% 31135 ?ewritie? KENNY MARCHANT (IRA) AUGUST 1, 2018 - AUGUST 31 2018 ACCOUNT NUMBER: Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account by automatically investing such balances into one of our cash sweep options. These 'sweep transactions' may represent a net amount for the day and occur on settlement date. The to lowing section displays transfers into and out of your sweep option. Transactions displayed here are Transfer To. Transfer From and Reinvested Dividends and Interest. These transaction amounts are not included in your cash ?ow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 03/01 BEGINNING BALANCE 10,926.91 0812? TRANSFER TO STANDARD BANK DEPOSIT 135.00 08/02 TRANSFER TO STANDARD BANK DEPOSIT 134.00 08131 REINVEST INT STANDARD BANK DEPOSIT 634 08i15 TRANSFER TO STANDARD BANK DEPOSIT 56550 08131 ENDING BALANCE 11,967.19 08/16 TRANSFER TO STANDARD BANK DEPOSIT 199.44 Speci?c instructions and disclosures Cost basis - To add or update information or modify your reporting options, please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses for your information only. if acquisition or other information is not available. the gaini'loss information may not be displayed and section and summary totals may not reflect your complete portfolio. Cost basis information is not veri?ed by First Clearing or Your introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this information (due to corporate mergers. tenders and other reorganizations) may be required from time to time. Cost basis for factored bonds (GNMA. CMO, etc.) will be adjusted for paydown of principal. Systematic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and dividend reinvestment securities is provided for informational purposes only and is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the IRS. Cost basis options Unless specific tax lots are selected at trade tlme. sales of tax lots will occur using the cost basis election re?ected in the Account pro?le section. IRA notice Form WJPIOMB NO. The withdrawals you receive from your IRA are subject to Federal income tax withholding unless you elect not to have withholding apply. If you have a periodic. or an ?on demand' distribution. your election regarding our withholding of Federal income tax on your behalf stays in effect until you change it. You may change or revoke your election at any time and as often as you wish by completing a new election form. If you elect check writing privileges (not available on all IRAs), you will also have previously elected to have no withholding on your withdrawals. If you decide to have taxes withheld you will not be eligible for check writing from your IRA If you elect not to hava taxes withheld you will be liable for payment of all taxes due on the taxable portion of your distribution and you may be responsible for payment of estimated tax. You may be subject to tax penalties under the estimated tax payment rules if your payments of estimated tax and withholding. if any. are not adequate. 067 F2 F287 first 33911035 ?ewrittea SNAPSHOT Page 1 of 10 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN SEPTEMBER 1, 2018 - SEPTEMBER 30, 2018 ACCOUNT Progress summary THIS PERIOD THIS YEAR Opening value $473,020.70 $418,628.40 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn -650.16 -1 .8041? Securities withdrawn 0.00 0.00 Change in value 2,416.14 57,962.45 Closing value $474,786.68 $474,786.68 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON AUG 31 VALUE ON SEP 30 ANN. INCOME ASSETS Cash and sweep balances 12,035.19 2. 54 12,082.61 2.54 78 I Stocks, options ETFs 322,432.00 68.16 328,343.00 69.16 6,739 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 138,553.51 29.29 134,361.07 28.30 995 Asset value $473,020.70 100% $474,786.68 100% $7,812 SNAPSHOT 067 FZ F287 first E01135 $emrities Cash flow summary SNAPSHOT Page 2 0f 10 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN SEPTEMBER 1, 2018 - SEPTEMBER 30, 2018 ACCOUNT NUMBER: Income summary THIS PERIOD THIS YEAR Opening value of cash and sweep balances $12,035.19 Income and distributions 697.58 7,659.98 Securities sold and redeemed 0.00 44,835.81 Net additions to cash $697.58 $52,495.79 Securities purchased 0.00 49,470.22 Other subtractions and tees -650.16 -1 ,804.1 7 Net subtractions from cash -$650.16 Closing value of cash and sweep balances $12,082.61 THIS PERIOD THIS YEAR Money marketfsweep funds 6.38 57.91 Dividends and short term capital gains 691.20 5,944.23 Total Income $697.58 $6,002.14 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. GaInlloss summary THIS PERIOD REALIZED THIS YEAR REALIZED Short term (3) 0.00 -1 072.11 Egg term (L) 0.00 14,180.07 Total $0.00 $13,107.96 SNAPSHOT 067 F2 F287 SNAPSHOT -W Page 3 of 10 WFCS AS CUSTODIAN SEPTEMBER 1, 2018 - SEPTEMBER 30, 2018 ACCOUNT NUMBER: Retirement summary IRA Plan Value $474,786.68 A portion of these assets may not be covered by SIPC. Bank products are eligible for FDIC insurance up to $250,000 in accordance with FDIC rules. ACCOUNT INFORMATION RETIREMENT TRANSACTIONS Account Holder Birthdate: i CONTRIBUTION SUMMARY AMOUNT Attained Age as Of 12/31/18: - Contributions . 2018 FOR '2018 $0.00 This bene?ciary information is based upon the most recent data available and is being provided as a service to you. In the event of death. your most recent bene?ciary 2?13 SUMMARY AMOUNT designation on ?le will govern. Gross Distributions - 50-00 PRIMARY INFORMATION 7? ENTITLEMENT Contact us if information on this page requires updates. DONNA MARCHANT 100-0070 Your Investment Broker: GARY BRADSHAWICRAIG HODGES 214-954-1177 214-66531 16 swsnor 06? F2 F237 E31135 Quantities Your Investment Broker GARY BRADSHAWICRAIG HODGES Phone: 214-954-1177! 214-665-9116 Account pro?le Full account name: Account type: Brokerage account number: Tax status: Investment objectivelRisk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS, TX 75201 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN Individual Retirement Account Retirement MODERATE GROWTH INCOME Please Provide Please Provide First in. First out STANDARD BANK DEPOSIT Per your instructions, copies of this statement have been sent to an interested party. SNAPSHOT Page 4 of 10 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN SEPTEMBER 1, 2018 - SEPTEMBER 30, 2018 ACCOUNT NUMBER: Document delivery status Paper Electronic Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: SNAPSHOT 067 F2 F287 MM?ew?ttw I ?esteem? SEPTEMBER 1. 2018 - SEPTEMBER 30. 2018 ACCOUNT NUMBER: Additional information THIS PERIOD THIS YEAR Gross proceeds 0.00 44,835.81 Portfolio detail Cash and Sweep Balances Sweep Balances You have the right, in the course of normal business operations, to withdraw balances in the Bank Deposit Sweep Program(s) or redeem shares of the money market mutual fund used in the sweep. subject to any Open commitments in an of your accounts and have the proceeds returned to your accounts or remitted to you. Note. however, that as reqbiired by federal banking re ulations, the banks in the Bank Deposit weep Program(s) reserve the ri ht to require seven days prior notice before permittin a transfer out of thehgank eposn Sweep Program(s .. In addition, the money market mutual funds in the sweep reserve he right to require one or more day?s prior notice fore permitting wit rawa 5. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank, N.A.. which is af?liated with the Clearing Agent and (it amounts exceed $250,000) at another bank af?liated with the Clearing Agent. Expalnfded 33an IDeposit Sweep - Consists of monies held at Wells Fargo Bank, N.A. and (it amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or none iliate an s. - Brokered Liquid Deposit - Consists of monies held at one or more banks nonaffiliated and af?liated with the Clearing A ent. Assets in the Bank Sweep Program and Brokered Liquid Deposit are not covered by SIPC, but are instead igibte for FDIC insurance of up to $250,000 per depositor, per institution. in accordance with FDIC rules. For additional information, please contact Your Investment Broker. ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION YIELD MARKET VALUE ANNUAL INCOME Cash 0.00 158.00 0.00 STANDARD BANK DEPOSIT 0.65 1 1,924.61 78.00 Interest Period 09i01/18 - 09.60118 Total Cash and Sweep Balances $12,082.61 $78.00 APYE measures the total amount of the interest aid on an account based on the interest rate and the frequency of the compounding during the interest period. The annual percentage yield earned is expressed as an annua ized rate. based on a 365 day year. - Stocks, options ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZEO ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE COST PRICE MARKET VALUE INCOME YIELD ABBOTT LABORATORIES ABT Acquired 12i08717 200 54.39 10,897.81 73.3600 14,672.00 3,774.19 224 1.52 067 F2 F287 -1 ,492.95 0 St It! 3 P39960f10 . 31155 erI KENNY MARCHANT (IRA) As CUSTODIAN SEPTEMBER 1, 2013 - EMBER 30, 2013 ACCOUNT NUMBER: Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI NILOSS INCOME YIELD AT 8. INC Acquired 04701713 150 33.95 5,332.79 33.5300 5,037.00 -325.79 300 5.95 ATMOS ENERGY CORP 7470 Acquired 03717703 no 400 27.35 11,033.73 93.9100 37,534.00 23,475.24 773 2.03 BANK OF AMERICA CORP BAC Acquired 11723713 300 20.57 12,334.19 29.4300 17,373.00 5,311.31 330 2.03 CITIGROUP INC NEW Acquired 11723713 300 53.33 17,013.45 71.7400 21,522.00 4,503.55 540 2.50 CONTINENTAL RESOURCES INC CLR Acquired 04701713 100 29.37 2,933.94 3,323.00 3,341.03 Acquired 04713713 300 33.24 9,990.95 20,434.00 10,493.05 Acquired 03703713 200 44.02 3,322.95 13,353.00 4,333.05 Total 300 $33.33 $21,300.34 33.2300 $40,933.00 $19,137.13 N7A N7A ENLINK MIDSTREAM LLC ENLC Acquired 04715713 1,000 11.73 11,793.95 13,450.00 4,351.05 Acquired 10703713 500 13.04 3,040.45 3,225.00 134.55 TotaI 1,500 $13.23 $19,339.40 13.4500 $24,375.00 $4,335.30 $1,302 3.49 HERSHEY COMPANY HSY Acquired 03727113 50 86.77 4,357.56 5,100.00 742.44 Acquired 11729713 50 97.12 4,374.95 5,100.00 225.05 Total 100 $92.33 $9,232.51 102.0000 $10,200.00 $937.49 5239 2.33 JOHNSON JOHNSON JNJ Acquired 11719709 no 100 32.10 3,223.95 133.1700 13,317.00 7,533.05 330 2.30 KRAFT HEINZ CO Acquired 03720713 200 32.43 12,514.95 55.1100 11,022.00 500 4.53 067 F2 F287 St 81185 5 Page?? KENNY MARCHANT (IRA) w1=cs As CUSTODIAN SEPTEMBER 1, 2018 - SEPTEMBER 30, 2018 ACCOUNT NUMBER: Stocks, options 8. ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD ONEOK INC NEW OKE Acquired 01710718 200 58.78 11,372.09 87.7900 13,558.00 2,185.91 880 4.88 PROCTER GAMBLE CO PG Acquired 0971907 no 100 88.95 8,908.95 8,323.00 1,418.05 Aoquired11i19!09 nc 100 82.05 8,223.95 8,323.00 2,099.05 Total 200 $85.85 $13,130.90 83.2300 $18,848.00 $3,515.10 $574 3.45 TEX PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL - Acquired 03728712 100 47.05 4,711.40 - 882.5800 88,258.00 81,544.80 105 0.12 VERIZON COMMUNICATIONS COM VZ Acquired 04!01!16 100 53.91 5,410.51 53.3900 5,339.00 -71.51 241 4.51 WALMART INC WMT Acquired 05705710 nc 100 54.79 5,498.50 93.9100 9,391.00 3,892.50 208 2.21 Total Stocks and ETFs $188,972.05 $328,343.00 $181,370.95 $8,739 2.05 Total Stocks, options 8. ETFs $188,972.05 $328,343.00 $181,370.95 $8.739 2.05 no Cost information for this tax lot is not covered by. IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. 067 F2 F287 first ?31015 5521310025 Mutual Funds KENNY MARCHANT (IRA) WFCS AS CUSTODIAN SEPTEMBER 1, 2018 - SEPTEMBER 30, 2018 ACCOUNT NUMBER: 4? It a portion of your fund position was converted. the 'Client Investment? value may include reinvestments from previously held positions. Open End Mutual Funds Page 8 of 10 Open End Mutual Fund shares are priced at net asset value. Estimated Annual income and Yield refer to Dividends and Interest Income only, and typically do not re?ect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX Acquired 06721710 no 1 ,316.29300 20.04 26,400.93 64,735.29 38,334.36 Acquired 06704714 12758000 39.19 5,005.95 6,274.38 1,268.43 Acquired 04101716 425 35.96 15,301.95 20,901.50 5,599.55 Reinvestments 165.32800 46.41 7,673.58 8,130.33 457.25 Total - 2,034.20100 $26.73 $54,382.41 49.1000 $100,042.00 $45,659.59 NIA NIA Client Investment (Excluding Reinvestments) $46,708.83 GainlLoss on Client investment (Including Reinvestments) $53,333.17 HODGES BLUE CHIP EOTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS . Acquired 04701716 1,100 14.17 15,605.95 19,084.99 3,479.04 Reinvestrnents 171.18600 15.66 2,681.14 2,970.08 288.94 Total 1,271.10600 $14.39 $18,287.09 17.3500 $22,055.07 $3,767.90 $179 0.31 Client Investment (Excluding Reinvestments) $15,605.95 GainlLoss on Client investment (Including Reinvestments) $6,449.12 Total Open End Mutual Funds $72,669.50 $122,097.07 $49,427.57 $179 0.15 no Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the 06? F2 F287 alIas L5- erl KENNY MARCHANT (IRA) WFCS AS CUSTODIAN SEPTEMBER 1, 2018 - SEPTEMBER 30. 2018 ACCOUNT NUMBER: -3 Mutual Funds Closed End Mutual Funds Closed End Fund shares are priced at the market which may be more or less than its net asset value. ESTIMATED ADJ PRICE: ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD REAVES UTILITY INCOME FD UTG Acquired 07I20I18 400 29.57 11,849.67 30.6600 12,264.00 414.33 816 6.65 Total Closed End Mutual Funds $11,849.67 $12,264.00 $414.33 5816 6.65 Total Mutual Funds $84,519.1 7 $1 34,361.07 $49,841 .90 $995 0.74 Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 09(01 BEGINNING BALANCE 1203519 09104 Cash DIVIDEND WALMART INC 52.00 12,087.19 090418 100 09110 Cash DIVIDEND ATMOS ENERGY CORP 194.00 12,281.19 091018 400 09/11 Cash DIVIDEND JOHNSON JOHNSON 90.00 091118 100 09? 1 Cash FEE MANAGEMENT FEE '-650.16 1 1,721.03 09/14 Cash DIVIDEND HERSHEY COMPANY 72.20 091418 100 09/14 Cash' DIVIDEND KRAFT HEINZ CO 125.00 11,918.23 091418 200 09128 Cash DIVIDEND BANK OF AMERICA CORP . go_oo 092818 600 09/28 Cash DIVIDEND REAVES UTILITY INCOME FD 68.00 092818 400 - 09128 Cash INTEREST STANDARD BANK DEPOSIT 6.38 12,032.61 092818 11.918 067 F2 F287 first 19mins ?ewrittes Cash sweep activity Page 10 of 10 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN SEPTEMBER 1, 2018 - SEPTEMBER 30I 2018 ACCOUNT NUMBER: Our Cash Sweep program allows you to earn a return on the idle cash balances in your account automatically investing such balances into one of our cash sweep tions. These 'sweep transactions' may represent a net amount for the day and occur Dn-settlement date. The fo lowing section displays transfers into and out of your sweep option. ransactions displayed here are Transfer To. Transfer From and Reinvested Dividends and interest. These transaction amounts are not included in your cash ?ow summary. DATE TRANSACTION DESCRIPTION AMOUNT 09101 BEGINNING BALANCE 11.967.19 09104 TRANSFER TO STANDARD BANK DEPOSIT 68.00 09105 TRANSFER TO STANDARD BANK DEPOSIT 52.00 09m 1 TRANSFER TO STANDARD BANK DEPOSIT 194.00 Specific instructions and disclosures DATE TRANSACTION DESCRIPTION AMOUNT 09l12 TRANSFER FROM STANDARD BANK DEPOSIT -560.16 09117 TRANSFER TO STANDARD BANK DEPOSIT 19720 09/28 REINVEST INT STANDARD BANK DEPOSIT 6.38 09/30 ENDING BALANCE 1 1,924.61 Cost basis - To add or update information or modify your reporting options. please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses for your information only. If acquisition or other information is not available, the gain?oss infomation may not be displayed and section and summary totals may not reflect your compiete portfolio. Cost basis information is not veri?ed by First Clearing or Your Introducing Firm and shouid not be relied upon for legal or tax purposes. Revisions to this information (due to corporate mergers. tenders and other reorganizations) may be required from time to time. Cost basis for factored bonds (GNMA. CMO. etc.) will be adjusted for paydown of principal. Systematic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and dividend reinvestment securities is provided for infom?tational purposes only and is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the Cost basis options Unless Speci?c tax lots are selected at trade time, sales of tax lots will occur using the cost basis election re?ected in the Account profile section. IRA withholding notice The withdrawals you receive from your IRA are subject to Federal income tax withholding unless you elect not to have withholding apply. If you have a periodic. or an ?on demand? distribution, your election regarding our withholding of Federal income tax on your behalf stays in effect until you change it. You may change or revoke your election at any time and as often as you wish by completing a new election form. If you elect check writing priviieges {not available on all IRAs). you will also have previously elected to have no withholding on your withdrawals. If you decide to have taxes withheld you will not be eligible for check writing from your IRA If you elect not to have taxes withheld you will be liable for payment of all taxes due on the taxable portion of your distribution and you may be responsible for payment of estimated tax. You may be subject to tax penalties under the estimated tax payment rules if your payments of estimated tax and withholding. if any. are not adequate. Form No. 067 F2 F287 jg E31135 $emrities SNAPSHOT Page 1 of 11 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN OCTOBER 1. 2018 - OCTOBER 31, 2018 ACCOUNT NUMBER: Progress summary THIS PERIOD THIS YEAR Opening value $474,786.68 $418,628.40 Cash deposited 0.00 0.00 Seourities deposited 0.00 0.00 Cash withdrawn 0.00 -1 .804.17 Securities withdrawn 0.00 0.00 Change in value -44.476.26 13,486.19 Closing value $430,310.42 $430,310.42 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE 0N SEP 30 VALUE ON OCT 31 ANN. INCOME ASSETS Cash and sweep balances 12,082.61 2.54 6,058.16 1.41 39 Stocks, options ETFs 328,343.00 69.16 306,123.00 71.14 6.943 Fixed income securities 0.00 0.00 0.00 0.00 . 0 Mutual funds 134,361.07 28.30 118,129.26 27.45 978 Asset value $474,786.68 100% $430,310.42 100% $7,960 SNAPSHOT 06? F2 F287 1F ir?t ZBalIas ?emrities Cash ?ow summary SNAPSHOT Page 2 0f 11 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN OCTOBER 1, 2018 - OCTOBER 31. 2018 Income summary ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value of cash and sweep balances $12,082.61 Income and distributions 111.72 7,771.70 Securities sold and redeemed 11,223.56 56,059.37 Net additions to cash $11,335.28 $63,831.07 Securities purchased 47,359.73 -66.829.95 Other subtractions and fees 0.00 -1,804.17 Net subtractions from cash Closing value of cash and sweep balances $6,058.16 THIS PERIOD THIS YEAR Money marketisweep funds 3.74 61.65 Dividends and short term capital gains 107.98 6,052.21 Total income $111.72 $6,113.86 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. Gain/loss summary THIS PERIOD REALIZED THIS YEAR REALIZED Short term (8) -1 ,291 .39 -2,363.50 Long term (L) 0.00 14,180.07 Total $1,291.39 $11,816.57 SNAPSHOT 067 F2 F287 MM?mmiw SNAPSHOT WFCS AS CUSTODIAN OCTOBER 1. 201a - OCTOBER 31, 2013 ACCOUNT NUMBER. Retirement summary IRA Plan Value $430,310.42 A portion of these assets may not be covered by SIPC. Bank products are eligible for FDIC insurance up to $250,000 in accordance with FDIC rules. ACCOUNT INFORMATION RETIREMENT TRANSACTIONS Account Holder Birthdate: CONTRIBUTION SUMMARY AMOUNT Attained Age as of 1231/18: - Contributions 2018 FOR 2018 $0.00 This bene?ciary information is based upon the most recent data available and is being provided as a service to you. In the event of death. your most recent bene?ciary 2?13 SUMMARY designation on ?le will govern. Gross D'smbUtlonS $0.00 BENEFICIARY Contact us if information on this page requires updates. DONNA MARCHANT 100-00% - Your Investment Broker: GARY BRADSHAWICRAIG HODGES 214-954-1177 214-665-9116 SNAPSHOT 06? F2 F287 jf ?51m Quantities Your Investment Broker GARY BRADSHAWICRAIG HODGES Phone: 214-954-1177 I 214-665-9116 Account profile Full account name: Account type: Brokerage account number: Tax status: investment objective/Risk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS, TX 75201 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN individual Retirement Account Retirement MODERATE GROWTH INCOME Please Provide Please Provide First in. First out STANDARD BANK DEPOSIT Per your instructions. capies of this statement have been sent to an interested party. SNAPSHOT Page4 of 11 KENNY MARCHANT (IRA) AS CUSTODIAN OCTOBER 1. 2018 - OCTOBER 31. 2018 ACCOUNT NUMBE Document delivery status Paper Statements: Trade confirmations: Tax documents: Shareholder communications: Other documents: Electronic SNAPSHOT 06? F2 F237 mm was igemritieg KENNY MARCHANT (IRA) Page 5 0f 11 WFCS AS CUSTODIAN OCTOBER 1, 2018 - OCTOBER 31. 2018 ACCOUNT NUMBER: .- Additional information THIS PERIOD THIS YEAR Gross proceeds 11,223.56 56,059.37 Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right, in the course of normal business operations, to withdraw balances in the Bank Deposit Sweep Program(s) or redeem shares of the money market mutual fund used in the sweep, subject to any open commitments in an of your accounts and have the proceeds returned to your accounts or remitted to you. Note. however. that as re uired by federal banking re ulations. Fhe ban 5 in the Bank Deposit weep Program(s) reserve the right to require seven days prior notice before permittingta transfer out of the Bank eposit Sweep Program(s. In the money market mutual funds in the sweep reserve he right to require one or more day's prior notice efore permitting withdrawals. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank, N.A.. which is af?liated with the Clearing Agent and (if amounts exceed $250,000) at another bank af?liated with the Clearing Agent. Expanded Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank, NA. and (if amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or nonaf?liated banks. Brokered Liquid Deposit - Consists of monies held at one or more banks nonaf?liated and af?liated with the Clearing A ent. Assets in the Bank Sweep Program and Brokered Deposit are not covered by SIPC, but are instead igible for FDIC insurance Of up to $250,000 per depositor, per institution, in accordance with FDIC rules. For additional information, please contact Your Investment Broker. ANNUAL PERCENTAGE CURRENT DESCRIPTION YIELD MARKET VALUE ANNUAL INCOME Cash . 0.00 68.00 0.00 STANDARD BANK DEPOSIT 0.65 5,990.16 39.00 interest Period 10!01l18 - 10131/18 Total Cash and Sweep Balances $6,058.16 $39.00 APYE measures the total amount of the interest aid on an account based on the interest rate and the frequency of the compounding during the interest period. The annual percentage yield earned is expressed as an annua ized rate, based on a 365 day year. Stocks, options ETFs Stocks and ETFs . ESTIMATED ADJ ADJ cosrr CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD ABBOTT LABORATORIES ABT Acquired 12/0811? 200 54.39 10,897.81 68.9400 13,788.00 2,890.19 224 1.62 067 F2 F287 jf E11056 52616625 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN OCTOBER 1, 2018 - 0W1, 2018 Page 6 Of 11 ACCOUNT NUMBER: Stocks, options ETFS Stocks and ETFs continued ESTIMATED ADJ ADJ cosn CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION ORIG PRICE ORIG COST PRICE MARKET VALUE GAI N1LOSS INCOME YIELD AT 3. INC . 13chin 04101115 150 38.95 5,862.79 30.6800 4,602.00 -1,260.79 300 6.51 ATMOS ENERGY CORP ATO ACqUide 03117105 "0 400 . 27.65 1 1,088.76 93.0800 37,232.00 26,143.24 776 2.08 BANK OF AMERICA CORP BAC Acquired 11123116 600 20.57 12,364.19 27.5000 16,500.00 4,135.81 360 2.18 CITIGROUP INC NEW Acquired 11123116 300 56.66 17,018.45 65.4600 19,638.00 2,619.55 540 2.74 CONTINENTAL RESOURCES INC CLR Acquired 04101116 100 29.67 2,986.94 5,268.00 2,281.06 Acquired 04115116 300 33.24 9,990.95 15,804.00 5,813.05 Acquired 06108116 200 44.02 8,822.95 10,536.00 1,713.05 Total 600 $36.33 $21 ,800.84 52.6800 531 ,608.00 $9,807.16 NIA NIA ENLINK MIDSTREAM LLC ENLC Acquired 04115116 1,000 11.78 11,798.95 13,000.00 1,201.05 Acquired 10106116 500 16.04 8,040.45 6,500.00 -1,540.45 Total 1,500 $1 3.23 51 9,839.40 1 13.0000 $19,500.00 -$339.40 $1,626 8.34 EXXON MOBIL CORP XOM . Acquired 10103118 200 86.50 17,319.75 79.6800 15,936.00 -1,383.75 656 4.11 HERSHEY COMPANY - HSY Acquired 03127113 50 86.77 4,357.56 5,357.50 999.94 Acquired 11129113 50 97.12 4,874.95 5,357.50 482.55 Total 100 $92.33 $9,232.51 107.1500 $10,715.00 $1 ,482.49 5289 2.70 JOHNSON a. JOHNSON JNJ Acquired 11119109 no 100 62.10 6,228.95 139.9900 13,999.00 7,770.05 360 2.57 067 F2 F287 11:51 ?11139 ?emrities OCTOBER 1, 2018 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN Page7of 11 ACCOUNT NUMBER: Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD ONEOK INC OKE Acquired 0171 0118 200 56.76 11,372.09 65.6000 1,747.91 684 5.21 PROCTER a. GAMBLE CO PG Acquired 09119707 no 100 68.95 6,906.95 1,961.05 Acquired 11119109 no 100 62.05 6,223.95 2,644.05 Total 200 $65.65 $13,130.90 88.6800 $4,605.10 $574 3.24 TEX PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL Acquired 03726712 100 47.05 4.71 1.40 760.1200 71 .30060 105 0.13 VERIZON COMMUNICATIONS COM vz Acquired 04701716 100 53.91 5.41051 57.0900 298.49 241 4.22 WALMART INC - WMT Acquired 05705110 DC 100 54.79 5,498.50 100.2800 4,529.50 208 2.07 Total Stocks and ETFs $171,776.85 $306,123.00 5134346315 $6,943 2.2? Total Stocks, options ETFs $171,776.85 $306,123.00 $134,346.15 56,943 2.27 no Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the RS. 067 F2 F287 M?m ?Bwritie? - KENNY MARCHANT (IRA) Page 8 Of 11 WFCS AS CUSTODIAN OCTOBER 1, 2018 - OCTOBER 31 2018 ACCOUNT NUMBER: Mutual Funds If a portion of your fund position was converted, the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not re?ect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD (91.) PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX Acquired 0501110 no 1,316.29300 20.04 26,400.93 55,363.28 28,962.35 Acquired 06104114 127.58000 39.19 5,005.95 5,366.01 360.06 Acquired 04101116 425 35.96 15,301.95 17,875. 50 2,573.55 Reinvestments 165132800 46.41 7,673.58 6,953.70 -719.88 Total 2,034.20100 $26.73 $54,382.41 42.0600 $85,558.49 $31,176.08 NIA NIA Client Investment (Excluding Reinvestments) $46,708.83 Gain/Loss on Client Investment (lncludingReinvestments) $38,849.66 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 04701716 1,100 14.17 15,605.95 17,643.99 2,038.04 Reinvestrnents 173.49000 15.68 2,721.12 2,782.78 61.66 Total 1,273.49000 $14.39 $18,327.07 16.0400 $20,426.77 $2,099.70 $162 0.79 Client Investment (Excluding Reinvestments) $15,605.95 GainlLoss on Client Investment (Including Reinvestments) $4,820.82 Total Open End Mutual Funds $72,709.48 $105,985.26 $33,275.78 $162 0.15 no Cost information for this tax lot is not covered by RS reporting requirements. Unless indicated, cost for ail other lots will be reported to the IRS. 067 F2 F287 a?as$ mew? lg; Brut! leg KENNY MARCHANT (IRA) WFCS AS CUSTODIAN OCTOBER 1. 2018 - 00 ER 31, 2018 ACCOUNT NUMBER: Mutual Funds Closed End Mutual Funds Closed End Fund shares are priced at the market which may be more or less than its net asset value. . ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD m) REAVES UTILITY INCOME FD UTG Acquired D7i20118 29.57 1 1,849.67 30.3600 12144.00 294.33 816 6.71 Total Closed End Mutual Funds $11,849.67 $12,144.00 $294.33 5816 6.72 Total Mutual Funds $84,559.1 5 $118,129.26 533.570.11 $978 0.83 Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 10/01 BEGINNING BALANCE 12,082.61 10102 Cash DIVIDEND HODGES BLUE CHIP EQTY 39.98 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS 092818 1 .271.18600 . AS OF 9128118 10/02 Cash REINVEST DIV 2.30400 HODGES BLUE CHIP EQTY -3933 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS REINVEST AT 17.350 12,082.61 10103 Cash SALE - -200.00000 KRAFT HEINZ CO 56.2133 11,223.56 10103 Cash PURCHASE 200.00000 EXXON MOBIL CORP 86.5040 -1 7,31 9.75 5.98642 10131 Cash DIVIDEND REAVES UTILITY INCOME FD 68.00 103118 400 10131 Cash INTEREST STANDARD BANK DEPOSIT 3.74 6,058.16 103118 5.986 067 F2 F287 Page 10 of 11 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN OCTOBER 1, 2018 - OCTO ER 31. 2018 ACCOUNT NUMBER: jfiwt E51135 ?emrities Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account automatically investing such balances into one of our cash sweep tions. These 'sweep transactions' may represent a net amount for the day and occur on settlement date. The fo lowing section displays transfers into and out of your sweep OptIon. ransactrons displayed here are Transfer To. Transfer From and Reinvested Dividends and Interest. These transaction amounts are not included in your cash ?ow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 10/01 BEGINNING BALANCE 11.924.61 10/31 REINVEST INT STANDARD BANK DEPOSIT 3_74 10101 TRANSFER TO STANDARD BANK DEPOSIT 15800 10131 ENDING BALANCE 5,990.16 10f05 TRANSFER FROM STANDARD BANK DEPOSIT -6'096_19 Realized gain/loss Realized GainILoss Summary THIS PERIOD THIS PERIOD THIS PERIOD THIS YEAR THIS YEAR THIS YEAR GAIN LOSS NET GAIN LOSS NET Short term 0.00 4,291.39 -1,291.39 0.00 -2.363.50 -2.363.50 Long term 0.00 0:00 0.00 14,180.07 0.00 14,180.07 Total Realized GainILoss $0.00 -$1.291.39 .291 .39 $1 4.1 80.07 -$2.363.50 $11.81 6.57 Realized Gain/Loss Detail Short term ADJ DATE ADJ COSTI DESCRIPTION QUANTITY ORIG PRICE ACQUIRED CLOSE DATE PROCEEDS ORIG COST KRAFT HEINZ CO 200.00000 62.4800 06120l18 10(03118 11,223.56 12,514.95 -1 .291 .39 CUSIP 500754106 Total Short term $1 1 ,223.56 $12,514.95 $1,291.39 06? F2 aIIaz 5 eturities SNAPSHOT Page 1 of 10 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN NOVEMBER 1, 2018 - NOVEMBER 30, 2018 ACCOUNT NUMBER: Progress summary THIS PERIOD THIS YEAR Opening value $430,310.42 $418,620.40 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn 0.00 -1 ?04.17 Securities withdrawn 0.00 0.00 - Change in value 49,668.70 ?6,182.51 Closing value $410,641.72 $410,641.72 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON OCT 31 VALUE ON NOV 30 ANN. INCOME ASSETS I Cash and sweep balances 6,058.16 1.41 7,176.89 1.75 48 I Stocks, options 8 ETFS 306,123.00 71.14 285,140.00 69.44 7,007 Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 118,129.26 27.45 118,324.83 28.81 978 Asset value $430,310.42 100% $410,641.72 100% $8,031 SNAPSHOT 067 F2 F287 jfg??a?as ?ewrities Cash flow summary SNAPSHOT Page 2 of 10 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN NOVEMBER 1, 2013 - NOVEMBER 30. 2013 ACCOUNT NUMBER: - Income summary THIS PERIOD YEAR Opening value of cash and sweep balances $6,058.16 Income and distributions 1,118.73 8,890.43 Securities sold and redeemed 0.00 56,059.37 Net additions to cash $1,118.73 $64,949.80 Securities purchased a 0.00 ?66,829.95 Other subtractions and fees 0.00 -1.804.17 Net subtractions from cash $0.00 $68,634.12 Closing value of cash and sweep balances $7,176.89 THIS PERIOD THIS YEAR Money market/sweep funds 3.54 65.19 Dividends and short term capital gains 1,115.19 7,167.40 Total income $1,118.73 $7,232.59 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference beMeen Cash Flow and Income Summary totals. Gainlloss summary THIS PERIOD REALIZED THIS YEAR REALIZED 3.33 3,363.50, ong erm . .1800 Total $0.00 $11,315.57 SNAPSHOT 067 F2 F287 jfit??a?as ?eturities SNAPSHOT Pagesomo. WFCS AS CUSTODIAN NOVEMBER 1, 2018 - NOVEMBER 30. 2018 ACCOUNT Retirement summary IRA Plan Value $410,641.72 A portion of these assets may not be covered by SIPC. Bank products are eligible for FDIC insurance up to $250,000 in accordance with FDIC rules. ACCOUNT INFORMATION RETIREMENT TRANSACTIONS Account Holder Birthdate: CONTRIBUTION SUMMARY AMOUNT Attained Age as of 12/31/18: - Contributions 2018 FOR 2018 $0.00 This bene?ciary information is based upon the most recent data available and is being provided as a service to you. In the event of death. your most recent beneficiary 2?13 SUMMARY AMOUNT designation on ?le will govern. Gross Distributions 50-00 PRIMARY BENEFICIARY INFORMATION ENTITLEMENT Contact us if information on this page requires updates. DONNA MARCHANT 100-00% Your Investment Broker: GARY BRADSHAWICRAIG HODGES 214-954-11771214-665-9116 SNAPSHOT 067 F2 allele ?ewrities Your Investment Broker GARY HODGES Phone: 214-954-1177 I 214-665-9116 Account profile Full account name: Account type: Brokerage account number: Tax status: Investment objective/Risk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS. TX 75201 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN Individual Retirement Account Retirement MODERATE GROWTH INCOME Please Provide Please Provide First in. First out STANDARD BANK DEPOSIT Per your instructions, copies of this-statement have been sent to an interested party. SNAPSHOT Page 4 cm KENNY MARCHANT (IRA) WFCS AS CUSTODIAN NOVEMBER 1. 2018 - NOVEMBER 30. 2018 ACCOUNT Document delivery status Paper Electronic Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: SNAPSHOT 067 F2 F287 M?a?a? igewritieg I KENNY MARCHANT (IRA) Page 5 Of 10- WFCS AS CUSTODIAN NOVEMBER 1, 2018 - NOVEMBER 30, 2018 ACCOUNT NUMBER: - Additional information THIS PERIOD THIS YEAR Gross proceeds 0.00 56,059.37 Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right, in the course of normal business operations, to withdraw balances in the Bank Deposit Sweep Program(s) or redeem shares of the money market mutual fund used in the sweep, subject to any open commitments in an of your accounts and have the proceeds returned to your accounts or remitted to you. Note, however, that as rquired by federal banking re ulations, the ban 5 in the Bank Deposit weep Program(s) reserve the ri ht to require seven days prior notice before permittin a transfer out of thortehgankl eposit Sweep Programs? In addition. the money market mutual funds in the sweep reserve he right to require one or. more day's prIor notice efore permitting wr rawa 5. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank, NA, which is af?liated with the Clearing Agent and (if amounts exceed $250,000) at another bank af?liated with the Clearing Agent. Expagglied 33an Eeposit Sweep - Consists of monies held at Wells Fargo Bank, MA. and (if amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or none I late an Brokered Liquid Deposit - Consists of monies held at one or more banks nonafliliated and af?liated with the Clearing A ent. Assets in the Bank Deposit Sweep Program and Brokered Liquid Deposit are not covered by SIPC, but are instead igible for FDIC insurance of up to $250,000 per depositor, per institution, in accordance with FDIC rules. For additional information, please contact Your Investment Broker. ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION YIELD MARKET VALUE ANNUAL Cash 0.00 68.00 0.00 STANDARD BANK DEPOSIT 0.65 7,108.89 46.00 Interest Period 1110'1l18 - 11/30/18 Total Cash and Sweep Balances $7,176.89 $46.00 APYE measures the total amount of the interest Paid on an account based on the interest rate and the frequency of the compounding during the interest period. The annual percentage yield earned is expressed as an annua Ized rate, based on a 365 day year. Stocks, options 8; ETFs Stocks and ETFs ESTIMATED ADJ ADJ cosn . CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE YIELD ABBOTT LABORATORIES ABT Acquired 200 54.39 10,807.81 74.0500 14,810.00 3,912.19 224 1.51 067 F2 F287 $01100 Pages? It??t KENNY MARCHANT (IRA) was As CUSTODIAN NOVEMBER 1, 2010 - NOVEMBER 30, 2010 ACCOUNT NUMBER: Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD (Va) AT 81 INC 7 Acquired 04701710 150 30.95 5,002.79 31.2400 4,000.00 -1,170.79 300 0.40 ATMOS ENERGY CORP ATO Acquired 03717705 no 400 27.05 11,000.70 95.0700 30,200.00 27,179.24 040 2.19 BANK OF AMERICA CORP BAC Acquin 11723710 000 20.57 12,304.19 20.4000 17,040.00 4,075.01 300 2.11 CITIGROUP INC NEW Acquired 11723710 300 50.00 17,010.45 04.7900 19,437.00 2,410.55 540 2.77 CONTINENTAL RESOURCES INC CLR Acquired 04701710 100 29.07 2,900.94 4,572.00 1,505.00 Acquired 04715710 300 33.24 9,990.95 13,710.00 3,725.05 Acquired 00700710 200 44.02 0,022.95 9,144.00 321.05 Total 000 $30.33 $21,000.04 45.7200 $27,432.00 $5,031.10 N7A N7A ENLINK MIDSTREAM LLC ENLC Acquired 04715710 1,000 1 1.70 1 1,790.95 11,430.00 000.95 Acquired 10700710 500 10.04 0,040.45 5,715.00 -2,325.45 Total 1,500 $13.23 019,039.40 11.4300 017,145.00 02,094.40 51,020 9.40 EXXON MOBIL CORP - XOM . Acquired 10703710 200 00.50 17,319.75 79.5000 15,900.00 -1 ,419.75 050 4.12 HERSHEY COMPANY HSY Acquired 00727713 50 00.77 4,357.50 5,415.00 1,057.44 Acquired 11729713 50 97.12 4,074.95 5,415.00 540.05 Total 100 $92.33 $9,232.51 100.3000 $10,030.00 $1,597.49 5209 2.07 JOHNSON JOHNSON JNJ Acquired 11719709 [10 100 02.10 0,220.95 140.9000 14,090.00 0,401.05 300 2.45 067 F2 F287 11,151 E01105 ?ewritie? KENNY MARCHANT (IRA) WFCS AS CUSTODIAN NOVEMBER 1, 2018 - NOVEMBER 30, 2018 Page 7 of 10 ACCOUNT NUMBER: Stocks, options ETFs Stocks and ETFs continued . ESTIMATED ADJ PRICE.I ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI NILOSS INCOME YIELD ONEOK INC NEW OKE AOQUired 01110113 200 56.76 11,372.09 61.4300 12,286.00 913.91 684 5.56 PROCTER a. GAMBLE CO PG Acquired 09719707 nc 100 68.95 6,906.95 9,451.00 2,544.05 Acquired 11:19:09 nc 100 62.05 6,223.95 9,451.00 3,227.05 Total 200 $65.65 $13,130.90 94.5100 $13,902.00 $5,771.10 $574 3.04 TEX PAC LAND TR sue SH CTF PROPRIETARY UNIT TPL Acquired 03726712 100 47.05 4,711.40 579.1900 57,919.00 53,207.60 105 0.18 VERIZON COMMUNICATIONS COM vz Acquired 04101116 100 53.91 5,410.51 60.3000 6,030.00 619.49 241 3.99 WALMART INC WMT Acquired 05705710 no 100 54.79 5,498.50 97.6500 9,765.00 4,266.50 208 2.13 Total Stocks and ETFs $171,776.85 $285,140.00 $113,363.15 $7,007 2.46 Total Stocks, options 8: ETFs $171,776.85 $285,140.00 $113,363.15 $7,007 2.46 no Cost inforInation for this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all other lots will be reported to the IRS. 067 F2 F287 f??a?as Quantities Mutual Funds KENNY MARCHANT (IRA) WFCS AS CUSTODIAN NOVEMBER 1, 2018 - NOVEMBER 30, 2018 ACCOUNT NUMBER: If a portion of your fund position was converted, the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not refle Page 8 of 10 ct Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI wLoss INCOME YIELD (as) PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX Acquired 06721710 nc 1,316.29300 20.04 26,400.93 55,060.53 28,659.60 Acquired 06704714 127.58000 39.19 5,005.95 5,336.67 330.72 Acquired 04701716 425 35.96 15,301.95 17,777.75 2,475.80 Reinvestments 165.32800 46.41 7,673.58 6,915.67 -757.91 Total 2,034.20100 $26.73 $54,382.41 41.8300 $85,090.62 $30,708.21 NA NA Client Investment (Excluding Reinvestments) $46,708.83 Gain/Loss on Client Investment (Including Reinvestments) $38,381.79 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 04701716 1,100 14.17 15,605.95 17,875.00 2,269.05 Reinvestments 173.49000 15.68 2,721.12 2,819.21 98.09 Total 1,273.49000 $14.39 $18,327.07 16.2500 $20,694.21 $2,367.14 $162 0.78 Client Investment (Excluding Reinvestments) $15,605.95 Gain/Loss on Client Investment (Including Reinvestments) $5,088.26 Total Open End Mutual Funds $72,709.48 $105,784.83 $33,075.35 $162 0.15 no Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. 06? F2 F287 01106 Pagegm [1'5 ewtl [25 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN NOVEMBER 1, 2018 - 30, 2018 ACCOUNT NUMBER: Mutual Funds Closed End Mutual Funds Closed End Fund Shares are priced at the market which may be more or less than its net asset value. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD REAVES UTILITY INCOME FD UTG Acquired 07120118 400 29.57 11,849.67 31.3500 12,540.00 690.33 816 6.50 Total Closed End Mutual Funds $11,849.67 $12,540.00 $690.33 3816 6.51 Total Mutual Funds $84,559.15 $113,324.33 $33,755.53 $973 0.33 Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 11101 BEGINNING BALANCE 6,058.16 11101 Cash DIVIDEND AT 3. INC 75.00 110113 150 11101 Cash DIVIDEND VERIZON COMMUNICATIONS 60.25 6,193.41 COM 110113 100 11114 Cash DIVIDEND ENLINK MIDSTREAM LLC 406.50 111413 1.500 11114 Cash DIVIDEND ONEOK INC NEW 171.00 6,770.91 111413 200 1111 5 Cash DIVIDEND ABBOTT LABORATORIES 56.00 111513 200 11115 Cash DIVIDEND PROCTER 8. GAMBLE CO 143.44 6,970.35 111513 200 11121 Cash DIVIDEND CITIGROUP INC NEW 135.00 7,105.35 112113 300 11130 Cash DIVIDEND REAVES UTILITY INCOME FD 68.00 113013 400 11130 Cash INTEREST STANDARD BANK DEPOSIT 3.54 7,176.89 113018 7,105 06? F2 F287 ?an? KENNY MARCHANT (IRA) Page 10 0f 10 WFCS AS CUSTODIAN NOVEMBER 1, 2018 - NOVEMBER 30. 2013 ACCOUNT NUMBER: . Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account by automatically investing such balances into one of our cash sweep options. These 'sweep transactions? may represent a net amount for the day and occur on settlement date. The to lowing section displays transfers into and out of your sweep option. Transactions displayed here are Transfer To. Transfer From and Reinvested Dividends and Interest. These transaction amounts are not included in your cash ?ow summary. DATE TRANSACTION DESCRIPTION . AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 11/01 BEGINNING BALANCE 5,990.16 11I16 TRANSFER TO STANDARD BANK DEPOSIT 199.44 11101 TRANSFER TO STANDARD BANK DEPOSIT . 68.00 11123 TRANSFER TO STANDARD BANK DEPOSIT 135.00 11102 TRANSFER TO STANDARD BANK DEPOSIT 135.25 11/30 REINVEST INT STANDARD BANK DEPOSIT 3.54 11/15 TRANSFER TO STANDARD BANK DEPOSIT 577.50 11/30 ENDING BALANCE 7,108.89 Specific instructions and disclosures Cost basis - To add or update Information or modify your reporting options, please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses for your information only. If acquisition or other information is not available. the gainlloss information may not be displayed and section and summary totals may not re?ect your complete portfolio. Cost basis information Is not veri?ed by First Clearing or Your Introducing Firm and should not be relied upon for iegal or tax purposes. Revisions to this information (due to corporate mergers, tenders and other reorganizations) may be required from time to time. Cost basis for factored bonds 9M0. etc.) will be adjusted for paydmivri of principal. Systematic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consotidated for each position. Unit cost data for systematic investments and dividend reinvestment securities is provided for informational purposes only and is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered sewrities to the IRS. Cost basis options - Unless speci?c tax lots are selected at trade time. sales of tax lots will occur using the cost basis election reflected in the Account pro?le section. IRA withholding notice Form w-4wouii3 No. C. The withdrawals you receive from your IRA are subject to Federal income tax withholding unless you elect not to have withholding apply. If you have a periodic, or an 'on demand? distribution. your election regarding our withholding of Federal income tax on your behalf stays in effect until you change it. You may change or revoke your election at any time and as often as you wish by completing a new election form. If you elect check writing privieges {not available on all lRAs). you will also have previously elected to have no withholding on your withdrawals. If you decide to have taxes withheld you will not be eligible for check writing from your IRA. If you elect not to have taxes withheld you will be liable for payment of all taxes due on the taxable portion of your distribution and you may be responsible for payment of estimated tax. You may be subject to tax penalties under the estimated tax payment rules if your payments of estimated tax and withholding. if any. are not adequate. . 067 F2 F237 jf 113g; ?11035 Quantities Progress summary SNAPSHOT Page 1 of 11 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN DECEMBER 1, 2018 - DECEMBER 31. 2018 ACCOUNT NUMBER: . THIS PERIOD THIS YEAR Opening value $410,641.72 $418,628.40 Cash deposited 0.00 0.00 Securities deposited 0.00 0.00 Cash withdrawn -571.61 2375.78 Securities withdrawn 0.00 0.00 Change in value 44,766.53 -50,949.04 Closing value $365,303.58 $365,303.58 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON NOV 30 VALUE ON DEC 31 ANN. INCOME ASSETS gigij'j? Cash and sweep balances 7,176.89 1.75 10,628.46 2.91 69 I Stocks, options ETFs 285,140.00 69.44 257,279.50 70.43 6.972 - Fixed income securities 0.00 0.00 0.00 0.00 0 Mutual funds 118,324.83 28.81 97,395.62 26.66 978 Asset value $410,641.72 100% $365,303.58 100% $8,019 SNAPSHOT 06? F2 F287 j?ggt?a?as ?emrities Cash ?ow summary SNAPSHOT Page 2 of 11 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN DECEMBER 1, 2018 - DECEMBER 31. 2018 ACCOUNT NUMBER: Income summary THIS PERIOD THIS YEAR Opening value of cash and sweep balances $7,176.89 Income and distributions 7,144.93 16,035.36 Securities sold and redeemed 27,972.11 84,031.48 Net additions to cash $35,117.04 $100,066.64 Securities purchased -31,093.86 ~97,923.81 Other subtractions and fees -571.61 -2,375.78 Net subtractions from cash Closing value of cash and sweep balances $10,628.46 . THIS PERIOD THIS YEAR Money market/sweep funds 4.90 70.09 Dividends and short term capital gains 6,741.86 13,909.26 Long term capital gains 398.17 398.17 Total income $7,144.93 $14,377.52 Certain distributions made in the current year are reported as prior year income according to RS regulations. This may cause a difference between Cash Flow and Income Gain/loss summary Summary totals. THIS PERIOD REALIZED THIS YEAR REALIZED Short term (8) 0.00 ~2,363.50 Long term (L) 1,721.15 15,901.22 Total $1,721.15 $13,537.72 SNAPSHOT 067 F2 F287 first?a?as ?ewrities SNAPSHOT Pagesom WFCS AS CUSTODIAN DECEMBER 1, 2018 - DECEMBER 31. 2018 ACCOUNT NUMBER: Retirement summary IRA Plan Value $365,303.58 CUSTODIAN EIN 23-2384840 A portion of these assets may not be covered by SIPC. Bank products are eligible for FDIC insurance up to $250,000 in accordance with FDIC ruies. This is your individual retirement account (IRA) Fair Market Value statement. The amount re?ected in the Fair Market Vatue" is reported to the IRS on Form 5498 in May. Any corrections made to your market value after December 31, 2018 will result in a corrected Portfolio Holding Valuation? or Form 5498 being issued to you. ACCOUNT INFORMATION RETIREMENT TRANSACTIONS IRA Fair Market Value: $365,303.58 CONTRIBUTION SUMMARY AMOUNT Account Holder Birthdate: Contributions Attained Age as of 12/31l18: . - 2018 FOR 2018 $0.00 This bene?ciary information is based upon the most recent data available and is being 2?13 SUMMARY AMOUNT provided as a service to you. In the event of death, your most recent bene?ciary Gross Distributions 50-00 'o . deSIgnatI "e w. govern Contact us if information on this page requires updates. PRIMARY BENEFICIARY INFORMATION ENTITLEMENT Your Investment Broker: DONNA MARCHANT . 100.00% GARY BRADSHAWICRAIG HODGES 214-954-1177IZ14-665-9116 SNAPSHOT 067 F2 F287 jf 1th Ea?a? Quantities Your Investment Broker GARY BRADSHAWICRAIG HODGES Phone: 214-954-1177 I 214-665-9116 Account pro?le- Full account name: Account type: Brokerage account number: Tax status: Investment objectivelRisk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS. TX 75201 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN Individual Retirement Account Retirement MODERATE GROWTH INCOME Please Provide Please Provide First in. First out STANDARD BANK DEPOSIT Per your instructions, copies of this statement have been sent to an interested party. SNAPSHOT Page 4 of 11 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN DECEMBER 1I 2018 - ER 31, 2018 ACCOUNT NUMBER: Document delivery status Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: '5 . Electronic SNAPSHOT 06? F2 F287 Page50f11 . jfimt?a?as ?emrities KENMEMARCHANTM WFCS AS CUSTODIAN DECEMBER 1, 2018 - DECEMBER 31, 2018 ACCOUNT NUMBER: Additional information THIS PERIOD THIS YEAR Gross proceeds 27,972.11 84,031.48 Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right. in the course of normal business operations, to withdraw balances in the Bank Deposit Sweep Program(s) or redeem shares of the money market mutual fund used in the sweep, subject to any open commitments in an of your accounts and have the proceeds returned to your accounts or remitted to you. Note, however. that as required federal banking re ulations, the banks in the Bank Deposit weep Program(s) reserve the ri ht to require seven days prior notice before permittin a transfer out of thehgank IDeposi Sweep Program(s. In addition, the money market mutual funds in the sweep reserve he right to require one or more day's prior notice efore permitting wit rawa s. . Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank. NA, which is af?liated with the Clearing Agent and (if amounts exceed $250,000) at another bank af?liated with the Clearing Agent. Expanded Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank, N.A. and (if amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or nonaffiliated banks. Brokered Liquid Deposit - Consists of monies held at one or more banks nonaffiliated and af?liated with the Clearing A ent. Assets in the Bank DepOSlt Sweep Program and Brokered Liquid Deposu are not covered by SIPC, but are instead igible for FDIC insurance Of up to $250,000 per depositor, per institution. in accordance with FDIC rules. For additional information, please contact Your Investment Broker. ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION YIELD MARKET VALUE ANNUAL INCOME Cash 0.00 68.00 0.00 STANDARD BANK DEPOSIT 0.65 10,560.46 69.00 Interest Period 12l01/18 - 12/31! 18 Total Cash and Sweep Balances $10,628.46 $69.00 APYE measures the total amount of the interest aid on an account based on the interest rate and the frequency of the compounding during the interest period. The annual percentage yield earned is expressed as an annua ized rate, based on a 365 day year. Stocks, options ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE COST PRICE MARKET VALUE GAINJLOSS INCOME YIELD ABBOTT LABORATORIES ABT . Acquired 12l08l17 200 54.39 72.3300 14,466.00 3,568.19 256 1.76 06? F2 F287 it Page 6 Of 11 81185- er 125 KENNY MARCHANT (IRA) 1717ch AS CUSTODIAN DECEMBER 1. 2018 DECEMB 1, 2018 ACCOUNT NUMBER: . Stocks, Options ETFs Stocks and ETFs continued ESTIMATED ADJ PRICE7 ADJ COST7 CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI N7LOSS INCOME YIELD Iv.) AT 3. INC Acquired 04701716 150 38.95 5,862.79 28.5400 4,281.00 -1,581.79 306 7.14 ATMOS ENERGY CORP ATO Acquired 03717705 RC 400 27.65 1 1,088.76 92.7200 37,088.00 25,999.24 840 2.26 BANK OF AMERICA CORP BAC . Acquired 11723716 600 20.57 12,364.19 24.6400 14,784.00 2,419.81 360 2.43 CONTINENTAL RESOURCES INC CLR Acquired 04701716 100 29.67 2,986.94 4,019.00 1,032.06 Acquired 04715716 300 33.24 9,990.95 12,057.00 2,066.05 Acquired 06708716 200 44.02 8,822.95 8,038.00 -784.95 Total 600 $36.33 $21,800.84 40.1900 $24.1 1 4.00 $2,313.16 NM NM ENLINK MIDSTREAM LLC ENLC Acquired 04715716 1,000 1 1.78 11,798.95 9,490.00 -2,308.95 Acquired 10706716 500 16.04 8,040.45 4,745.00 -3.295.45 Total 1,500 $13.23 $19,839.40 9.4900 $14,235.00 $1.626 11.42 EXXON MOBIL CORP XOM Acquired 10703718 200 86.50 17,319.75 68.1900 13,638.00 -3,681.75 656 4.81 JOHNSON a. JOHNSON - JNJ Acquired 11719709 nc 100 62.10 6,228.95 129.0500 12,905.00 6,676.05 360 2.78 JPMORGAN CHASE 8. CO JPM Acquired 12712718 150 101.77 15,284.47 97.6200 14,643.00 -641.47 480 3.27 MARATHON PETROLEUM CORP MPC Acquired 12712718 150 62.29 9,363.56 59.0100 8,851.50 -512.06 276 3.11 ONEOK INC NEW OKE Acquired 01710718 200 56.76 11,372.09 53.9500 10,790.00 -582.09 684 6.33 067 F2 F287 Page 7 of 11 KENNY MARCHANT (IRA) WFCS AS CUSTODIAN J?rji?a?as ?ewrities DECEMBER 1, 2018 - DECEMBER 31, 2018 ACCOUNT Stocks, options 8. ETFs Stocks and ETFs continued ESTIMATED ADJ PRICEI ADJ COSTI CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD Iv.) PROCTER 8. GAMBLE C0 PG Acquired 09" 19107 100 68.95 6,906.95 9,192.00 2,285.05 Acquired 1171 9109 no 100 62.05 6,223.95 9,192.00 2,968.05 Total 200 $65.65 513,1 30.90 91.9200 $1 8,384.00 $5,253.1 0 $574 3.12 TEX PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL Acquired 03726712 100 47.05 4,711.40 541.6300 54,163.00 49,451.60 105 0.19 VERIZON COMMUNICATIONS COM VZ Acquired 04701116 100 53.91 5,410.51 56.2200 5,622.00 21 1.49 241 4.28 WALMART INC WMT Acquired 0570510 no 100 54.79 5,498.50 93.1500 9,315.00 3,816.50 208 2.23 Total Stocks and ETFs $170,173.92 $257,279.50 $87,105.58 $6,972 2.71 Total Stocks, options 8. ETFs $170,173.92 $257,279.50 $87,105.58 $6,972 2.71 no Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. Mutual Funds If a portion Of your fund position was converted, the 'Client lnvestment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and interest Income only, and typically do not re?ect Total return. ESTIMATED ADJ ADJ COSTI CURRENT CURRENT UNREALIZED - ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG PRICE MARKET VALUE INCOME YIELD Iv.) PROF ESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL HDPIX Acquired 06721710 nc 1,316.29300 20.04 26,400.93 40,028.47 13,627.54 Acquired 06:04:14 127.58000 39.19 5,005.95 3,879.71 -1 ,126.24 067 F2 F287 j?t?Ea?as 52:110th KENNY MARCHANT (IRA) WFCS AS CUSTODIAN DECEMBER 1, 2018 - DECEMBER 31, 2018 Page 8 of 11 ACCOUNT NUMBER: Mutual Funds Open End Mutual Funds continued ESTIMATED - ADJ ADJ COSTI CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME (14.) Acquired 04101116 425 35.96 15,301.95 12,924.25 -2,377.70 Reinvestments 360.06600 39.21 14,119.41 10,949.60 6,169.81 Total 2,228.93900 $27.29 . $60,828.24 30.4100 $67,782.03 $6,953.79 NIA NIA Client Investment (Excluding Reinvestments) $46,708.83 Gain/Loss on Client Investment (Including Reinvestments) $21,073.20 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 04701116 1,100 14.17 15,605.95 15,411.00 -194.95 Reinvestments 173.49000 15.68 2,721.12 2,430.59 -290.53 Total 1,273.49000 $14.39 $18,327.07 14.0100 $17,841.59 -$485.48 $162 0.91 Client Investment (Excluding Reinvestments) $15,605.95 Gain/Loss on Client Investment (Including Reinvestments) $2,235.64 Total Open End Mutual Funds $79,155.31 $85,623.62 $6,468.31 $162 0.19 no Cost information for this tax lot is not covered by RS reporting requirements. Unless indicated. cost for all other lots will be reported to the IRS. Closed End Mutual Funds Closed End Fund shares are priced at the market which may be more or less than its net asset value. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD REAVES UTILITY INCOME FD UTG - Acquired 07720718 - 400 29.57 11,849.67 29.4300 11,772.00 -77.67 816 6.93 Total Closed End Mutual Funds $11,849.67 $11,772.00 -$77.67 $816 6.93 Total Mutual Funds $91,004.98 $97,395.62 $6,390.64 $978 1.00 06? F2 F287 Page 9 of 11 ?it 5 80111025 WFCS AS CUSTODIAN DECEMBER 1. 2018 - DECEMBER 31. 2018 ACCOUNT NUMBER: Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 12701 BEGINNING BALANCE 7,176.89 12710 Cash DIVIDEND ATMOS ENERGY CORP 210.00 . 121018 400 12110 Cash DIVIDEND EXXON MOBIL CORP 164.00 7,550.89 121018 200 12/1 1 Cash DIVIDEND JOHNSON JOHNSON 90.00 7,640.89 121118 100 12112 Cash SALE -300.00000 CITIGROUP INC NEW 57.0379 17,092.20 12112 Cash SALE -100.00000 HERSHEY COMPANY 108.9900 10,879.91 1212 Cash PURCHASE 150.00000 MARATHON PETROLEUM CORP 62.2974 -9,363.56 12/12 Cash PURCHASE 150.00000 JPMORGAN CHASE CO 101.7701 -15,284.47 10,964.97 12! 14 Cash DIVIDEND HERSHEY COMPANY 72.20 1 1,037.17 121418 100 12117 Cash SHRT TRM GAIN PROFESSIONALLY MANAGED 6,047.66 PORTFOL HODGE FUND CL INSTL 121318 2,034.20100 AS OF 12713718 1211? Cash LT CAP GAIN PROFESSIONALLY MANAGED 398.17 PORTFOL HODGE FUND CL INSTL 121318 2,034.20100 AS OF 12713718 12? 7 Cash REINVESTMENT 182.70900 PROFESSIONALLY MANAGED -6.047.66 PORTFOL HODGE FUND CL INSTL REINVEST AT 33.100 12717 Cash REINVESTMENT 12.02900 PROFESSIONALLY MANAGED -398.17 PORTFOL HODGE FUND CL INSTL REINVEST AT 33.100 1211? Cash FEE MANAGEMENT FEE -571.61 10,465.56 12128 Cash DIVIDEND BANK OF AMERICA CORP 90.00 10,555.56 122818 600 12131 Cash DIVIDEND REAVES UTILITY INCOME FD 63.00 123118 400 1231 Cash INTEREST STANDARD BANK DEPOSIT 4.90 10,628.48 123118 10L555 067 F2 F287 jfirst ?81185 ?eturities Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account automatically investing such balances into one of our cash sweep options. These 'sweep transactions' may represent a net amount for the day and occur on settlement date. The fo lowing section displays transfers into and out of your sweep option. Transactlons displayed here are Transfer To, Transfer From and Reinvested Dividends and interest. These transaction amounts are not included in your cash ?ow summary. KENNY MARCHANT (IRA) WFCS AS CUSTODIAN ACCOUNT NUMBE DECEMBER 1. 2018 - DECEMBER 31, 2018 Page 10 of11 DATE DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 12101 BEGINNING BALANCE 7,108.89 12118 TRANSFER FROM STANDARD BANK DEPOSIT -571.61 12/03 TRANSFER TO STANDARD BANK DEPOSIT 68.00 12131 REINVEST INT STANDARD BANK DEPOSIT 4.90 12/11 TRANSFER TO STANDARD BANK DEPOSIT 374.00 12/31 TRANSFER TO STANDARD BANK DEPOSIT 90.00 12112 TRANSFER TO STANDARD BANK DEPOSIT 90.00 12/31 ENDING BALANCE 10,560.46 1211? TRANSFER TO STANDARD BANK DEPOSIT 3,396.28 Realized gain/IDSS Realized GainILoss Summary THIS PERIOD THIS PERIOD THIS PERIOD THIS YEAR THIS YEAR THIS YEAR GAIN LOSS NET GAIN LOSS NET Short term 0.00 0.00 0.00 0.00 -2.363.50 2363.50 Long term 1,721.15 0.00 1,721.15 15,901.22 0.00 15,901.22 Total Realized GainILoss 51.721.15 50.00 $1,721 .1 5 $15,901.22 -$2.363.50 $1 3,537.72 Realized GainILoss Detail Long term ADJ DATE ADJ DESCRIPTION QUANTITY PRICE ACOOIRED CLOSE DATE PROCEEDS ORIG COST CAINAOSS 1N6 NEW 300.00000 56.6650 1 12! 121? 18 1 7, 092.20 17,018.45 73. 75 CUSIP 172967424 HERSHEY COMPANY 50.00000 86.7721 03127113 12112118 5,439.95 4,357.56 1,082.39 CUSIP 427866108 50.00000 97.1200 11129? 3 12112118 5,439.96 4,874.95 565.01 527.9711 1 $26,250.96 $1.721 .15 Total Long term 067 F2 F287 SNAPSHOT Page 1 of 13 tr?t?a?az ?me DONNA MAE MARCHANT JT TEN JANUARY 1, 2018 - JANUARY 1, 2018 ACCOUNT NUMBER: Progress summary THIS PERIOD THIS YEAR Opening value $4,818,580.84 $4,818,580.84 Cash deposited 3,051.71 3,051.71 Securities deposited 0.00 0.00 Cash withdrawn -32,228.92 '32,228.92 Securities withdrawn 0.00 0.00 Change in value 288,970.33 288,970.33 Closing value $5,078,373.96 $5,078,373.96 Portfolio summary . PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON DEC 31 VALUE ON JAN 31 ANN. INCOME ASSETS Cash and sweep balances -518,805.60 0.00 0.00 0.00 0 I Stocks, options 8 ETFs 2,180,523.64 45.49 2,336,621.92 45.98 43,152 Fixed income securities 28,117.75 0.59 28,050.75 0.55 1,500 a Mutual funds 2,585,279.09 53.93 2,716.760.38 53.46 3.887 Asset value $4,275,114.88 100% $5,081,433.05 100% $48,539 Marginlloan balance 543.465.96 -3,059.09 Net asset value $4,818,580.84 $5,078,373.96 Negative values are not included in percent calculations. swan-nor 067 F2 F287 SNAPSHOT Page 2 of 13 immune ?mrmes DONNA MAE MARCHANT JT TEN JANUARY 1. 2018 - JANUAR 2018 ACCOUNT NUMBER: Cash ?ow summary THIS PERIOD THIS YEAR Opening value of cash and sweep balances $24,660.36 Income and distributions 14,439.81 14,439.81 Other additions 3,051.71 3,051.71 Net additions to cash $17,491.52 $17,491.52 Withdrawals by check -25,000.00 -25.000.00 Securities purchased 42,982.05 42,982.05 Advisory fees 4,168.70 -4.168.70 Other subtractions and fees -3.060.22 -3,060.22 Net subtractions from cash -$45.210.97 445,210.97 Closing value of cash and sweep balances 43,059.09 Income summary THIS PERIOD THIS YEAR TAXABLE Money marketlsweep funds 1.13 1.13 Quali?ed dividends 706.63 706.63 Total taxable income $707.76 $707.76 TAX-EXEMPT Interest 750.00 750.00 Total federalLLtax-exempt income $750.00 $750.00 Total income $1,457.76 $1,457.76 Certain distributions made in the cunent year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. Gainlloss summary. THIS PERIOD REALIZED THIS YEAR REALIZED Short term (3) 0.00 0.00 Long term (L) 0.00 0.00 Total $0.00 $0.00 SNAPSHOT 067 F2 F287 jfir?t?a?as ?emritie? Your Investment Broker GARY HODGES Phone: 214-954-1177 I 214-665?531 16 Account pro?le Full account name: Account type: Brokerage account number: Tax status: . Investment objectiveIRisk tolerance: Time horizon: Liquidity needs: Cost Basis Election: 2905 MAPLE AVENUE DALLAS. TX 75201 KENNY MARCHANT DONNA MAE MARCHANT JT TEN Standard Brokerage Taxable MODERATE GROWTH 8; INCOME Please Provide Please Provide First in, First out Per your instructions. copies of this statement have been sent to an interested party. SNAPSHOT KENNY MARCHANT 8: DONNA MAE MARCHANT JT TEN JANUARY 1, 2018 - JANUAR 2018 ACCOUNT NUMBER: Document delivery status Paper Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: Page 3 of 13 Electronic SNAPSHOT m7 FZ 11-051mm gmdtirs KENNY MARCHANT 81 DONNA MAE MARCHANT JT TEN JANUARY 1. 2018 JANUARY 31 2018 Page 4 of 13 ACCOUNT NUMBER: Additional information THIS PERIOD THIS YEAR Accrued interest on sales 0.00 87.50 Portfolio detail Cash and Sweep Balances CURRENT DESCRIPTION MARKET VALUE Marginr?loan balance -3,059.09 Stocks, options 8. ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD (95) ABBOTT LABORATORIES ABT - HELD IN MARGIN Acquired 12706717 1.000 54.39 54,413.25 62.1600 62,160.00 7,746.75 1,120.00 1.60 ALTR1A GROUP INC M0 - HELD IN MARGIN Acquired 02713711 100 2.467.96 70.3400 7,034.00 4,546.02 264.00 3.75 AIRLINES GRO rn 3,526 18.52? 65,329.17 54.3200 191.532.32 71,394.27 1,410.40 0.73 No AAL - HELD IN MARGIN APPLE AAPL - HELD IN MARGIN Acquired 04706713 1 60.85 60.65 167.43 106.56 Acquired 09727713 42 66.70 2,665.52 7,032.06 4,146.54 Acquired 01706715 6 111.96 695.66 1,339.44 443.76 Acquired 07701115 49 126.92 6,236.03 3,204.07 1,966.04 Total 100 $100.60 $10,080.08 167.4300 $16,743.00 $6,662.92 $252.00 1.51 AT 3 INC - HELD IN MARGIN Acquired 01713711 1,000 9,460.10 2,000.00 5.34 27,989.90 37.4500 37,450.00 06? F2 F287 jfirdt?alla? 52100029 4- KENNY MARCHANT 8. DONNA MAE MARCHANT JT TEN JANUARY 1, 2018 - JANUARY 1, 2018 Page 5 of 13 ACCOUNT NUMBER: Stocks, options 8. ETF Stocks and ETFS continued ESTIMATED ADJ PRICE7 ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG cosr PRICE MARKET VALUE INCOME YIELD BANK OF AMERICA CORP BAC - HELD IN MARGIN Acquired 11723716 2,000 20.59 41,208.95 32.0000 64,000.00 22,791.05 960.00 1.50 BOEING CO BA- HELD IN MARGIN Acquired 01712711 500 69.85 34,932.33 354.3700 177,185.00 142,252.67 3,420.00 1.93 BRISTOL MYERS SQUIBB c0 BMY- HELD IN MARGIN Acquired 09710713 12 42.41 508.92 751.20 242.28 Acquired 10707713 11 47.38 521.18 688.60 167.42 Acquired 06710714 10 46.88 468.86 626.00 157.14 Acquired 02724715 9 61.42 552.83 563.40 10.57 Acquired 03725715 258 60.22 15,555.71 16,150.80 595.09 Total 300 $58.69 $17,607.50 62.6000 $18,780.00 $1,172.50 $480.00 2.56 CHEVRON CORPORATION - HELD IN MARGIN . Acquired 08726715 500 71.21 35,628.90 125.3500 62,675.00 27,046.10 2,160.00 3.44 CITIGROUP INC NEW - HELD IN MARGIN Acquired 11723716 1,000 56.65 56,674.55 78.4800 78,480.00 21,805.45 1,280.00 1.63 CONTINENTAL RESOURCES INC CLR - HELD IN MARGIN Acquired 04706716 400 30.56 12,231.58 22,212.00 9,980.42 Acquired 05709716 1,000 38.98 39,001.25 55,530.00 16,528.75 Acquired 06710716 1,500 41.27 61,926.95 83,295.00 21,368.05 Acquired 07731717 1,500 33.45 50,196.35 83,295.00 33,098.65 Total 4,400 $37.13 $153,355.13 55.5300 $244,332.00 $80,975.87 NIA NIA COSTCO WHSL CORP NEW COM - COST HELD IN MARGIN Acquired 01722714 250 113.76 28,459.83 194.8700 48,717.50 20,257.67 500.00 1 .02 CUMMINS INC CMI - HELD IN MARCIN . Acquired 12714712 600 106.69 64,033.43 188.0000 112,800.00 48,766.57 2,592.00 2.29 067 F2 F287 first ?01105 $333305 KENNY MARCHANT 3. DONNA MAE MARCHANT JT TEN JANUARY 1. 2018 - JANUARY 31, 2018 Page 6 of 13 ACCOUNT NUMBER: Stocks, options 8r ETFS Stocks and ETFS continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD DELTA AIR LINES INC NEW DAL - HELD IN MARGIN Acquired 07:07:17 2.000 54.32 109,371.55 53.7700 1 13,540.00 3,333.45 2,440.00 2.14 ENERGY TRANSFER PARTNERS LP NEW UNIT LTD PARTNERSHIP INT ETP - HELD IN MARGIN Acquired 1234115 no 500 22.34 11,174.33 10,020.00 -1 ,154.33 Acquired 122235 nc 1,500 20.33 31,295.25 30,030.00 -1,235.25 Acquired 1123113 no 1,500 23.33 35,790.95 30,030.00 -5,730.95 Total 3,500 $22.33 $73,230.33 20.0400 $70,140.00 $7,910.00 11.23 ENLINK MIDSTREAM PARTNERS LP ENLK - HELD IN MARGIN Acquired 0312335 no 2,000 13.19 32,403.95 17.4300 34,930.00 2,553.05 3,120.00 3.92 GENERAL MOTORS CO GM - HELD IN MARGIN Acquired 05101115 700 35.44 24,333.33 42.4100 29,337.00 4,353.12 1,034.00 3.53 HALLIBURTON COMPANY HAL - HELD IN MARGIN Acquired 1212231 1,000 33.75 33,774.75 53,700.00 19,925.25 Acquired 02704714 3 49.20 295.25 322.20 23.95 Acquired 02111114 13 53.91 700.33 393.10 -2.73 Acquired 02103715 9 43.25 339.33 433.30 93.97 Total 1,023 $34.20 $35,130.13 53.7000 $55,203.30 $20,043.44 $740.13 1.34 HOME DEPOT INC HD - HELD IN MARGIN Acquired 02123714 200 32.34 13,433.93 40,130.00 23,391.07 Acquired 0510135 300 109.53 32,394.33 30,270.00 27.37537 Total 500 $93.77 $49,333.53 200.9000 $100,450.00 $51,033.44 $1,730.00 1.77 LEGACY RESERVES LP LGCY - HELD IN MARGIN Acquired 04111113 nc 5,000 1.41 7,033.95 2.3300 1 1,900.00 4,331.05 NIA NLA MASTERCARD INC CL A . MA - HELD IN MARGIN Acquired 07101115 400 94.47 37,303.95 37,300.00 29,793.05 Acquired 04104713 100 95.01 9,519.95 13,900.00 7,330.05 067 F2 F287 Walled germ-ides Stocks, options ETFs Stocks and ETFs continued DESCRIPTION Total MICROSOFT CORP MSFT HELD IN MARGIN Acquired 12729115 PARSLEY ENERGY INC PE - HELD IN MARGIN Acquired 12129117 SCHWAB CHARLES CORP NEW SCHW - HELD IN MARGIN Acquired 12mm? SOUTHWEST AIRLINES CO LUV - HELD IN MARGIN Acquired 08725715 STARBUCKS CORP SBUX - HELD IN MARGIN Acquired 08725715 TARGA RESOURCES CORP TRGP - HELD IN MARGIN Acquired 12129717 TEX PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL - HELD IN MARGIN Acquired 01:15:14 UNITED CONTINENTAL HOLDINGS INC UAL - HELD IN MARGIN Acquired 07111114 Acquired 10115114 Acquired 0711011115 Acquired 10.115115 Total UNITED STATES STEEL CORP NEW - HELD IN MARGIN Acquired 09722116 QUANTITY 500 1 .000 1.000 1.000 1 ,000 250 500 400 281 200 500 2,000 ADJ ORIG PRICE $94.65 . 56.80 29.67 51.21 37.88 52.46 48.18 97.45 45.66 41.93 53.96 57.79 $55.1 5 18.46 ADJ ORIG COST $47,326.90 56,827.95 29,690.15 51,233.75 37,906.45 13,135.20 24,113.45 38,995.16 228.30 587.02 15,181.71 1 1,576.95 $27,573.98 36,938.95 CURRENT PRICE 1 69.0000 95.0100 23.6000 53.3400 60.8000 56.8100 48.0000 537.0500 67.8200 37.4100 KENNY MARCHANT DONNA MAE MARCHANT JT TEN JANUARY 1, 2018 - JANUARY 31, 2018 ACCOUNT NUMBER: CURRENT MARKET VALUE $84,500.00 95,010.00 23,600.00 53,340.00 I 60,800.00 14,202.50 24,000.00 214,820.00 339.10 949.48 19,057.42 13,564.00 533,910.00 74,820.00 UNREALIZED 537.1 73.10 38,182.05 -6,090.15 2,106.25 22,893.55 1,067.30 ?113.45 175,824.84 110.80 362.46 3,875.71 1,987.05 56,336.02 37,881.05 Page 7 of 13 ESTIMATED ANNUAL ANNUAL INCOME YIELD 5500.00 0.59 1,680.00 1.76 NIA NIA 400.00 0.74 500.00 0.82 300.00 2.1 1 1,820.00 7.58 140.00 0.06 NM NM 400.00 0.53 067 F2 F287 Page 8 of 13 wt alias mme? JANUARY 1, 2018 - JANUA 2018 ACCOUNT NUMBER: Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD VERIZON COMMUNICATIONS COM vz - HELD IN MARGIN Acquired 01713!? 1,000 35,749.90 54.0700 54,070.00 18,320.10 2,360.00 4.36 WELLS FARGO a. CO NEW wr=c - HELD lN MARGIN Acquired 02124115 21 55.44 1,164.42 1.381.38 216.96 Acquired 03703715 9 55.46 499.22 592.02 92.80 Acquired 07701715 270 56.90 15,381.95 17,760.60 2,378.65 Actiuired 08725115 300 53.56 16,086.95 19,734.00 3,647.05 Acquired 11723116 400 52.21 20,905.11 26,312.00 5,406.89 Total 1,000 $54.04 $54,037.65 65.7800 $65,780.00 $11,742.35 $1,560.00 2.37 Total Stocks and ETFs $1,392,517.42 $2,336,621.92 $889,295.62 543,152.56 1.85 Total Stocks, options 8- ETFs $1,392,517.42 $2,336,621.92 $889,295.62 $43,152.56 1.85 Because you have more than 6 tax lots, we are showing the average cost per share. Cost information for one or more securities is not available. if you have cost information and would like to see it on future statements. contact Your Investment Broker. or This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. 067 F2 jfir?t?a?as gimme Fixed Income Securities Page 9 of 13 KENNY MARCHANT DONNA MAE MARCHANT JT TEN JANUARY 1, 201B - JANUARY 31, 2018 ACCOUNT NUMBER: Corporate and municipal bonds and other ?xed income securities are priced by a computerized pricing service or, for less actively traded issues, by utilizing a yield-based matrix system to arrive at an estimated market value. Municipal Bonds ESTIMATED ADJ ADJ COSTI CURRENT CURRENT UNREALIZED ACCRUED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINJLOSS INTEREST INCOME YIELD NORTH TX TWY AUTH REV RFDG SYS 1ST TIER BIE CPN 6.000% DUE 01f01l38 DTD 121081110 FC 07!!)1111 PRE 01mm 100.000 Moody A1 A CUSIP 66285WFX9 Acquired 01727111 nc 25,000 98.97 34,7338; 112.2030 28,050.75 3,306.94 125.00 1,500.00 5.34 4.7 .4 Total Municipal Bonds 25,000 $24,743.81 $28,050.75 $3,306.94 $125.00 $1,500.00 5.35 $24,703.47 Total Fixed Income Securities $24,743.81 $28,050.75 $3,306.94 $125.00 $1,500.00 5.35 $24,703.47 nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. Mutual Funds If a portion of your fund position was converted, the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not re?ect Total return. ESTIMATED ADJ PRICEI ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD PROFESSIONALLY MANAGE 32,091.96800 27.03? 867,463.79 1,691,888.55 824,424.76 PORTFOL HODGE FUND CL INSTL HDPIX Reinvestmenls 2,410.13700 46.13" 111,196.80 127,062.42 15,865.62 06? F2 F287 311:5th 52mm KENNY MARCHANT DONNA MAE MARCHANT JT TEN JANUARY 1, 2018 - JANUARY 31. 2018 Page 10 of 13 ACCOUNT NUMBER: Mutual Funds Open End Mutual Funds continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD Total 34,502.10500 $28.37 $978,660.59 52.7200 $1,818,950.97 $840,290.38 NIA NIA Client Investment (Excluding Reinvestments) $867,463.79 GainlLoss on Client Investment (Including Reinvestments) $951,487.18 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX - HELD IN MARGIN Acquired 01:09:44 5,279.33400 18.94 100,018.95 1 10,338.08 10,319.13 Acquired 05:20:14 12,994.41900 19.23 250,005.95 271,583.36 21,577.41 Reinvestments 3,283.20600 18.47 60,644.49 68,619.00 7,974.51 Total 21,556.95900 $19.05 $410,669.39 20.9000 $450,540.44 $39,871.05 NIA NIA Client Investment (Excluding Reinvestments) $350,024.90 GainlLoss on Client Investment (Including Reinvestments) $100,515.54 HODGES BLUE CHIP EOTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 0571 1715 1,512.85600 15.46 23,396.94 26,111.89 2,714.95 Acquired 04701716 6,350 14.17 89,998.45 109,601.01 19,602.56 Acquired 12129717 16,000 16.36 261,778.95 276,160.00 14,381.05 Reinvestments RR 2.050.75800 15.26 31,298.73 35,396.07 4,097.34 Total 25,913.61400 $15.69 $406,473.07 17.2600 $447,268.97 $40,795.90 $3,887.03 0.87 $15.68 $406,342.69 Client Investment (Excluding Reinvestments) $375,174.34 GainfLoss on Client Investment (Including Reinvestments) $72,094.63 Total Open End Mutual Funds $1,795,803.05 $2,716,760.38 $920,957.33 $3,887.03 0.14 $1,795,672.67 Total Mutual Funds $1,795,803.05 $2,716,760.38 $920,957.33 $3,887.03 0.14 $1,795,672.67 Because you have more than 6 tax lots, we are showing the average cost per share. In This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. Tax Iot(s) held in Margin, rather than Cash RR A portion of this security is held in Margin, rather than Cash 067 F2 jfirsqgauas ?emrities Activity detail DATE 01101 01102 01103 01103 01103 01103 01104 01109 01110 01116 ?01119 01122 ACCOUNT TYPE Cash Cash Cash Cash Cash Margin Cash Margin Margin Cash Cash TRANSACTION QUANTITY INTEREST LT CAP GAIN DIVIDEND REINVESTMENT 777.06400 REINVEST DIV 16.46000 DIVIDEND 0000308 DIVIDEND DIVIDEND ADVISORY FEE INTEREST DESCRIPTION BEGINNING BALANCE NORTH TX TWY AUTH REV RFDG SYS 1ST TIER BIE CPN 6.000% DUE 01101138 DTD 12108110 FC 07101111 PRE 01101121 100.000 010118 25,000 AS OF 1101118 CUSIP 66285WFX9 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS 122917 25,120.09000 AS OF 12129117 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS 122917 25,120.09000 AS OF 12129117 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS REINVEST AT 16.360 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS REINVEST AT 16.360 SOUTHWEST AIRLINES CO 010418 1.000 LEGACY TX BANK 0000306 ALTRIA GROUP INC 011018 100 CAPSTEAD SERIES PERP CALL 05113116 25.00 011618 1.100 MANAGEMENT FEE STANDARD BANK DEPOSIT KENNY MARCHANT 8- DONNA MAE MARCHANT JT TEN JANUARY 1, 201B - JANUARY 31 2018 ACCOUNT NUMBER: - PRICE AMOUNT 750.00 12,712.77 269.26 -12,712.77 -269.28 125.00 -25,000.00 66.00 515.63 4,168.70 1.13 Page11of13 CASH AND SWEEP BALANCES 24,660.36 25,410.36 25,410.36 25,535.36 535.36 601.36 1,116.99 -3.051.71 06? FZ F267 (If ?emritim KENNY MARCHANT 8: DONNA MAE MARCHANT JT TEN JANUARY 1, 2018 - JA 31, 2018 ACCOUNT NUMBER: Activity detail continued Page 12 of 13 CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 01/22 Cash JOURNAL FROM 3,051.71 - MARCHANT KENNY 01/22 Margin JOURNAL -3,051.71 -3.050.58 MARCHANT KENNY 01/30 Margin INT CHARGED INTEREST 01/29 -8.51 -3.059.09 Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your automatically investing such balances into one of our cash sweep options. These 0 'sweep transactions' may represent a net amount for the day and occur on settlement date. The displayed here are Transfer To. Transfer From and Reinvested Dividends and Interest. These transaction amounts are not included in your cash ?ow summary. owing section displays transfers into and out of your sweep option. Transactions DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 01/01 BEGINNING BALANCE 0.00 01/11 TRANSFER TO STANDARD BANK DEPOSIT 66.00 01/04 TRANSFER TO STANDARD BANK DEPOSIT 25,410.36 0111? TRANSFER TO STANDARD BANK DEPOSIT 515.63 01/05 TRANSFER TO STANDARD BANK DEPOSIT 125.00 01/22 TRANSFER FROM STANDARD BANK DEPOSIT -1 .1 16.99 01/09 TRANSFER FROM STANDARD BANK DEPOSIT -25,000.00 01/31 ENDING BALANCE 0.00 Statement of interest charged Period 12/28 th ru 1/29 DATE NET BALANCE ALL MARGIN CASH ACCOUNT SHORT POSITIONS ADJUSTED DEBIT NUMBER OF INTEREST INTEREST ACCOUNTS BALANCE MARKET VALUE BALANCE DAYS CHARGED 12/28 ?5,503.76 0.0000 -5.503.76 6.000 -0.92 12/29 6,263.76 0.0000 -5.263.76 4 6.000 -3.51 01/22 -3,051.71 1.13 0.0000 -3.050.58 1 6.000 -0.51 01/23 3050.58 0.0000 -3.050.58 7 6.000 -3.57 Total Interest Charged 68.51 The Margin base rate may be adjusted at any time without prior notice to you. For more information, see the Margin Statment of Interest Charges or talk to Your Investment Broker. 067 F2 FZBT jfit?tEa?as :?aurities SNAPSHOT Page1of14 KENNY MARCHANT 8: DONNA MAE MARCHANT JT TEN FEBRUARY 1, 2018 - FEBRUARY 28, 2018 ACCOUNT NUMBER: Progress summary THIS PERIOD THIS YEAR Opening value $5,078,373.96 $4,818,580.84 Cash deposited 0.00 3,051.71 Securities deposited 0.00 0.00 Cash withdrawn -3,010.25 -35.239.17 Securities withdrawn 0.00 0.00 Change in value 490,707.09 98,263.24 Closing value $4,884,656.62 $4,884,656.62 Portfolio summary . PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON JAN 31 VALUE ON FEB 28 ANN. INCOME ASSETS 4 Cash and sweep balances 0.00 0.00 2,941.92 0.06 11 Stocks, options 8 ETFs 2,336,621.92 45.98 2,242,885.26 45.92 43,668 Fixed income securities 28,050.75 0.55 27,928.25 0.57 1,500 Mutual funds 2,716,760.38 53.46 2,610,901.19 53.45 3,887 Asset value $5,081,433.05 100% $4,884,656.62 100% $49,066 Margin/loan balance -3,059.09 0.00 Net asset value $5,078,373.96 $4,884,656.62 SNAPSHOT 067 FZ F287 jfirst?alia? Qualities SNAPSHOT Page 2 of 14 KENNY MARCHANT 8- DONNA MAE MARCHANT JT TEN FEBRUARY 1. 2018 - FEBRUARY 28, 2018 ACCOUNT NUMBER: Cash ?ow summary THIS PERIOD THIS YEAR Opening value of cash and sweep balances . income and distributions 5,738.46 20,178.27 Securities sold and redeemed 53,034.45 53,034.45 Other additions - 0.00 3,051.71 Net additions to cash $58,772.91 $76,264.43 Withdrawals by check -3.000.00 -28.000.00 Securities purchased -49,761.65 -62.743.70 Advisory fees 0.00 -4,168.70 Other subtractions and fees . -10.25 -3.070.47 Net subtractions from cash Closing value of cash and sweep balances $2,941.92 Income summary THIS PERIOD THIS YEAR TAXABLE Money marketlsweep funds 0.36 1.49 - Quali?ed dividends 2,980.60 3,687.23 Partnership distributions 2.757.50 2,757.50 Total taxable income $5,738.46 $6,446.22 TAX-EXEMPT Interest 0.00 750.00 Total federally tax-exempt income $0.00 $750.00 Total income $5,738.46 $7,196.22 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. Gainlloss summary THIS PERIOD REALIZED THIS YEAR REALIZED Short term (3) 0.00 0.00 Long term (L) 7,996.42 7.996.42 Total $7,996.42 $7,999.42 SNAPSHOT 067 F2 F287 jfirst?allas 5mm Your Investment Broker GARY HODGES Phone: 214-954-1177 I 214-665-9116 Account profile Full account name: Account type: Brokerage account number: Tax status: Investment objective/Risk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS. TX 75201 KENNY MARCHANT DONNA MAE MARCHANT JT TEN Standard Brokerage Taxable MODERATE GROWTH INCOME Please Provide Please Provide First in, First out STANDARD Per your instructions, copies of this statement have been sent to an interested party. SNAPSHOT Page 3 of 14 KENNY MARCHANT 8- DONNA MAE MARCHANT JT TEN FEBRUARY 1, 2018 - FEBRUARY 28. 2018 ACCOUNT NUMBER: Document delivery status Paper Statements: Trade confirmations: Tax documents: Shareholder communications: Other documents: Electronic SNAPSHOT 067 F2 F287 Page 4 of 14 KENNY MARCHANT 6. [wt ands mam DONNA MAE MARCHANT JT TEN FEBRUARY 1, 2018 FE 28.2018 ACCOUNT NUMBER: Additional information . THIS PERIOD THIS YEAR THIS PERIOD THIS YEAR Accrued interest on sales 0.00 87.50 Gross proceeds 53,034.45 53,034.45 Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right, in the course Of normal business Operations. tO withdraw balances in the Bank Deposit Sweep Program(s) or redeem shares Of the money market mutual fund used in the sweep, subject to any oEen commitments in an Of your accounts and have the proceeds returned to your accounts or remitted to you. Note, however, that as required by federal banking regulations, the ban in the Bank Deposit weep Program(s) reserve the right to require seven days prior notice before permittin%a transfer out of the Bank lDeposit Sweep Program(s). In addition, the money market mutual funds in the sweep reserve the right to require one or more day's prior notice efore permitting withdrawa s. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank. N.A.. which is af?liated with the Clearing Agent and (if amounts exceed $250.000) at another bank af?liated with the Cleari'n Agent. Expaprded Bank EepOSlt weep - Consists Of_monIes held at Wells Fargo Bank. NA. and (if amounts exceed $250,000) at one or more banks af?liated with the Cleanng Agent or nona Iliated ban s. Standard Bank Deposit Sweep and Expanded Bank Deposit Sweep assets are not covered by SIPC. but are instead eligible for FDIC insurance of up to $250.000 per depositor. per institution, in accordance with FDIC rules. For additional information on the Bank Deposit Sweep Programs for your account. please contact Your Investment Broker. ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION YIELD MARKET VALUE ANNUAL INCOME STANDARD BANK DEPOSIT 0.40 2,941.92 11.76 Interest Period 02101I18 - 02/2811 8 Total Cash and Sweep Balances $2,941.92 $11.76 APYE measures the total amount of the interest aid on an account based on the interest rate and the frequency Of the compounding during the interest period. The annual . percentage yield earned is expressed as an annua ized rate, based on a 365 day year. Stocks, Options 8. ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD ABBOTT LABORATORIES ABT - HELD IN MARGIN Acquired 12103117 1.000 54.39 54,413.25 60.3300 60.330.00 5,916.75 1,120.00 1.85 06? F2 F287 ira?t allas emrities KENNY MARCHANT 8; DONNA MAE MARCHANT JT TEN FEBRUARY 1, 2018 FEBRUARY 28, 2018 Page 5 of 14 ACCOUNT NUMBER: Stocks, options 8 ETFs Stocks and ETFs continued ESTIMATED ADJ PRICE7 ADJ cosw CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG cosr MARKET VALUE GAINILOSS YIELD ALTRIA GROUP INC MO - HELD IN MARGIN Acquired 0271 B71 1 100 2,487.98 62.9500 6,295.00 3,807.02 264.00 4.19 AIRLINES GRO 3.526 18.52? 65,329.17 54.2500 191 .285.50 71,218.08 1,410.40 0.73 ML - HELD IN MARGIN APPLE INC AAPL - HELD IN MARGIN Acquired 04708713 1 60.85 60.85 178.12 1 17.27 Acquired 09727713 42 68.70 2,885.52 7,481.04 4,595.52 Acquired 01708715 8 111.96 895.68 1,424.96 529.28 Acqurred 07701715 49 126.92 6,238.03 8,727.88 2,489.85 Total 100 $100.80 $10,080.08 1 78.1200 $17,812.00 $7,731.92 $252.00 1.41 AT INC - HELD IN MARGIN Acquired 01713711 1,000 27.989.90 36.3000 36,300.00 8,310.10 2.000.00 5.50 BANK OF AMERICA CORP BAC - HELD IN MARGIN Acquired 11723716 2,000 20.59 41,208.95 32.1000 64,200.00 22,991.05 960.00 1 .49 BOEING C0 BA - HELD IN MARGIN Acquired 01712711 500 69.85 34,932.33 362.2100 181,105.00 146,172.67 3,420.00 1.88 BRISTOL MYERS SQUIBB C0 BMY - HELD IN MARGIN Acquired 09710713 12 42.41 508.92 794.40 285.48 Acquired 10707713 11 47.38 521.18 728.20 207.02 Acquired 06710714 10 46.88 468.86 662.00 193.14 Acquired 02724715 9 61.42 552.83 595.80 42.97 Acquired 08725715 258 60.22 15,555.71 17,079.60 1,523.89 Total 300 $58.69 $17,607.50 66.2000 $19,860.00 $2,252.50 $480.00 2.42 CHEVRON CORPORATION - HELD IN MARGIN Acquired 03726715 500 71.21 35,628.90 111.9200 55,960.00 20,331.10 2,240.00 4.00 CITIGROUP INC - HELD IN MARGIN Acquired 11723716 1,000 56.65 56,674.55 75.4900 75,490.00 18,815.45 1,280.00 1.69 067 F2 F287 Page 6 of 14 KENNY MARCHANT 81 DONNA MAE MARCHANT JT TEN FEBRUARY 1, 2018 - FEBRUA 28, 201B ACCOUNT NUMBER: :[Firdt?a?as 552010025 Stocks, options 8. ETFs Stocks and ETFS continued ESTIMATED ADJ PRICE7 . ADJ COST7 CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAIN7LOSS INCOME YIELD CONTINENTAL RESOURCES INC CLR - HELD IN MARGIN Acquired 04706716 400 30.56 12,231.58 19,004.00 6,772.42 Acquired 05709716 1,000 38.98 39,001.25 47,510.00 8,508.75 AchIred 06710716 1,500 41.27 61,926.95 71,265.00 9,338.05 Acquired 07731717 1,500 33.45 50,196.35 71,265.00 21,068.65 Total 4,400 $37.13 $163,356.13 47.5100 $209,044.00 $45,687.87 MA MA COSTCO WHSL CORP - COM COST - HELD IN MARGIN Acquired 01722714 250 1 13.76 28,459.83 190.9000 47,725.00 19,265.17 500.00 1 .04 CUMMINS INC CMI - HELD IN MARGIN Acquired 12714712 600 106.69 64,033.43 168.1700 100,902.00 36,868.57 2,592.00 2.56 DELTA AIR LINES INC NEW DAL - HELD IN MARGIN Acquired 07707717 2.000 54.82 109,671.55 53.9000 107,800.00 -1 ,871 .55 2,440.00 2.26 ENERGY TRANSFER PARTNERS LP NEW UNIT LTD PARTNERSHIP INT ETP - HELD IN MARGIN Acquired 12704715 ms: 500 22.34 1 1,174.68 9,105.00 -2.069.68 Acquired 12722715 nc 1,500 20.86 31,295.25 27,315.00 -3.980.25 Acquired 11723716 nc 1.500 23.86 35,790.95 27,315.00 -8.475.95 Total 3,500 $22.35 $78,260.88 - 13.2100 503,735.00 614,525.80 57,910.00 12.41 ENLINK MIDSTREAM PARTNERS LP - ENLK - HELD IN MARGIN Acquired 08726715 nc 2,000 16.19 32,406.95 14.6000 29,200.00 -3,206.95 3,120.00 10.68 HALLIBURTON COMPANY HAL - HELD IN MARGIN Acquired 12722711 1.000 33.75 33,774.75 46,420.00 12,645.25 Acquired 02704714 6 49.20 295.25 278.52 -16.73 Acquired 02711714 13 53.91 700.83 603.46 -97.37 Acquired 02703715 9 43.25 389.33 417.73 28.45 Total 1,028 $34.20 $35.1 60.16 46.4200 $47,719.76 $1 2,559.60 $740.1 6 1 .55 067 F2 F287 jfir?t?allas 516110625 Stocks, options ETFs Stocks and ETFS continued KENNY MARCHANT 8: FEBRUARY 1, 2018 - FEBRUARY 28, 2018 DONNA MAE MARCHANT JT TEN ACCOUNT NUMBER: Page 7 of 14 ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD HOME DEPOT INC HD - HELD IN MARGIN Acquired 02726714 200 82.34 16,488.93 36,454.00 19,965.07 Acquired 05701715 300 109.58 32,894.63 54,681.00 21,786.37 Total 500 $98.77 $49,383.56 182.2700 $91,135.00 $41,751.44 52,060.00 2.26 MASTERCARD INC CL A MA - HELD IN MARGIN Acquired 07701715 400 94.47 37,806.95 70,304.00 32,497.05 Acqwred 04704116 100 95.01 9,519.95 17,576.00 8,056.05 Total 500 $94.65 $47,326.90 175.7600 $87,880.00 $40,553.10 $500.00 0.5? MICROSOFT CORP MSFT - HELD IN MARGIN Acquired 12729715 1,000 56.80 56,827.95 93.7700 93,770.00 36,942.05 1,680.00 1.79 PARSLEY ENERGY INC PE - HELD IN MARGIN Acquired 1272971? 1,000 29.67 29,690.15 25.2800 25,280.00 -4,410.15 NIA NIA SC HWAB CHARLES CORP NEW . - HELD IN MARGIN Acquired 12707717 1,000 51.21 51,233.75 53.0200 53,020.00 1,786.25 400.00 0.75 SOUTHWEST AIRLINES CO LUV - HELD IN MARGIN Acquired 08725715 1,000 37.88 37,906.45 57.8400 57,840.00 19,933.55 500.00 0.86 TARGA RESOURCES CORP TRGP - HELD IN MARGIN Acquired 12729717 500 48.18 24,113.45 44.6500 22,325.00 -1,788.45 1,820.00 8.15 PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL - HELD IN MARGIN Acquired 01715714 400 97.45 38,995.16 539.0800 215,632.00 176,636.84 420.00 0.19 TEXAS INSTRUMENTS INC TXN - HELD IN MARGIN Acquired 02709718 500 99.48 49,761.65 108.3500 54,175.00 4,413.35 1,240.00 2.28 067 F2 F287 jfirstma?as ?uutities KENNY MARCHANT 8. DONNA MAE MARCHANT JT TEN FEBRUARY 1. 2018 - FEBRUARY 28, 2018 Page 8 of 14 ACCOUNT NUMBER. Stocks, options 8. ETFS Stocks and ETFs continued ESTIMATED ADJ PRICE1 ADJ COST1 CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE COST PRICE MARKET VALUE INCOME YIELD UNITED CONTINENTAL HOLDINGS INC UAL - HELD IN MARGIN Acquired 07111114 5 45.66 228.30 338.95 110.65 Acquired 10115114 14 41.93 587.02 949.06 362.04 Acquired 07101115 281 53.96 15,181.71 19,048.99 3,867.28 Acquired 10115115 200 57.79 11,576.95 13,558.00 1,981.05 Total 500 $55.15 $27,573.98 67.7900 $33,895.00 $6,321.02 NIA N1A UNITED STATES STEEL CORP NEW - HELD IN MARGIN Acquired 09122116 2,000 18.46 36,938.95 43.5100 87,020.00 50,081.05 400.00 0.45 VERIZON COMMUNICATIONS COM vz - HELD IN MARGIN Acquired 01113111 1,000 35,749.90 47.7400 47,740.00 1 1,990.10 2,360.00 4.94 WELLS FARGO C0 NEW WFC - HELD IN MARGIN Acquired 02124115 21 55.44 1,164.42 1,226.61 62.19 Acquired 03103115 9 55.46 499.22 525.69 26.47 Acquired 07101115 270 56.90 15,381.95 15,770.70 388.75 Acquired 08125115 300 53.56 16,086.95 17,523.00 1,436.05 Acquired 11123116 400 52.21 20,905.11 23,364.00 2,458.89 Total 1,000 $54.04 $54,037.65 58.4100 $58,410.00 $4,372.35 $1,560.00 2.67 Total Stocks and ETFs $1,397,241.04 $2,242,885.26 $790,905.97 $43,668.56 1.95 $1,397,241.04 $2,242,885.26 $790,905.97 ?3.66856 1.95 Total Stocks, options 8 ETFs Because you have more than 6 tax lots, we are showing the average cost per share. #11 Cost information for one or more securities is not available. If you have cost information and would like to see it on future statements, contact Your Investment Broker. This security contains multiple lax lots that mayr or may not include cost Information that is reportable to the IRS. no Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost {or all other lots will be reported to the IRS. 067 F2 F287 I Page 9 of 14 KENNY MARCHANT 8. [1.?ij ?mmeg DONNA MAE MARCHANT JT TEN FEBRUARY 1, 2018 - FEBRUARY 28, 2018 ACCOUNT NUMBER: Fixed Income Securities Corporate and municipal bonds and other fixed income securities are priced by a computerized pricing service or. for less actively traded issues. by utilizing a yield-based matrix system to arrive at an estimated market value. Municipal Bonds ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ACCRUED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INTEREST INCOME YIELD NORTH TX TWY AUTH REV RFDG SYS 1ST TIER BIE CPN 6.000% DUE 0001138 DTD 12108110 FC 07701711 PRE 01101I21 100.000 Moody A1 . A . CUSIP 66285WFX9 Acquired 01:27:11 nC 25,000 98.97 111.7130 27,928.25 3,183.94 250.00 1,500.00 5.37 Total Municipal Bonds 25,000 $24,744.31 $27,928.25 $3,183.94 $250.00 $1,500.00 5.37 $24,703.47 Total Fixed Income Securities $24,744.31 $27,928.25 $3,183.94 $250.00 $1,500.00 5.37 $24,703.47 Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all other lots will be reported to the IRS. Mutual Funds If a portion of your fund position was converted. the 'Client lnvestment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not re?ect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD {91) PROFESSIONALLY MANAGE 32.091.96800 27.03? 867,463.79 1,621,286.22 753,822.43 PORTFOL HODGE FUND CL INSTL Reinvestments 2.410.13700 46.13? 111,196.80 121,760.12 10,563.32 06? F2 F287 jfirstEBa?as 5217110695 Page 10 Of 14 KENNY MARCHANT 8. DONNA MAE MARCHANT JT TEN FEBRUARY 1, 2018 - FEBRUARY 28. 2018 ACCOUNT NUMBER: Mutual Funds Open End Mutual Funds continued ESTIMATED ADJ ADJ COSTIF CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD Total 34,502.10500 $28.37 $978,660.59 50.5200 $1 ,743,046.34 $764,385.75 MA MA Client Investment (Excluding Reinvestments) $867,463.79 GainiLoss on Client Investment (Including Reinvestments) $875,582.55 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX - HELD IN MARGIN Acquired 01109114 5,279.33400 18.94 100,018.95 107,698.41 7,679.46 Acquired 05720114 12,994.41900 19.23 250,005.95 265,086.15 15,080.20 Reinvestments 328320600 18.47 60,644.49 66,977.40 6,332.91 Total 21,556.95900 $19.05 $410,669.39 20.4000 . $439,761.96 $29,092.57 NM NM Client Investment (Excluding Reinvestments) $350,024.90 GainlLoss on Client Investment (Incluc?g Reinvestments) $89,737.06 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 05111715 1 ,512.85600 15.46 23,396.94 24,992.38 1,595.44 Acquired 04701716 6,350 14.17 69,998.45 104,902.00 14,903.55 Acquired 12129117 16,000 16.36 261,778.95 264,319.99 2,541.04 Reinvestments RR 2,050.75800 15.26 31,298.73 33,878.52 2,579.79 Total 25,913.61400 $15.69 $406,473.07 16.5200 $428,092.89 $21,619.82 $3,887.03 0.91 $15.68 $406,342.69 Client Investment (Excluding Reinvestments) $375,174.34 Gain/Loss on Client Investment (Including Reinvestments) $52,918.55 Total Open End Mutual Funds $1,795,803.05 $2,610,901.19 $815,098.14 $3,887.03 0.15 $1,795,672.67 - Total Mutual Funds $1,795,803.05 $2,610,901 .19 $815,098.14 $3,887.03 0.15 Because you have more than 6 tax lots, we are showing the average cost per share. In This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. Tax Iol(s) held in Margin, rather than Cash RR A portion of this security is held in Margin, rather than Cash $1,795,672.67 06? F2 F287 jfir?t?a?as 5mm FEBRUARY 1. 2018 - KENNY MARCHANT 8: DONNA MAE TEN FEBRUA 28. 2018 Page 11 Of 14 ACCOUNT NUMBER: Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 02101 BEGINNING BALANCE -3.059.09 02l01 Margin DIVIDEND AT 8. INC 50000 020118 1.000 02101 Margin DIVIDEND BRISTOL MYERS SQUIBB 12000 co 020113 300 0201 Margin DIVIDEND VERIZON COMMUNICATIONS 590,00 -1 349.09 COM 020113 1.000 02/02 Cash 0000419 HELEN MARCHANT -3.000.00 -4,849.09 0000419 02109 Margin DIVIDEND MASTERCARD INC CL A 125.00 020913 500 02109 Margin SALE -700.00000 GENERAL MOTORS CO 40.9532 28,647.53 02109 Margin SALE -5.000.00000 LEGACY RESERVES LP 2.1729 10,845.30 0209 Margin SALE -250.00000 STARBUCKS CORP 54.2431 13,541.52 02109 Margin PURCHASE 500.00000 TEXAS INSTRUMENTS INC 99.4854 49,761.65 -1,451.29 02113 Margin DIST ENLINK MIDSTREAM 780.00 671.29 PARTNERS LP 021313 2.000 02114 Margin DIST ENERGY TRANSFER PARTNERS 1,977.50 1,306.21 LP NEW UNIT LTD PARTNERSHIP INT 021413 3,500 0215 Margin DIVIDEND ABBOTT LABORATORIES 280.00 021513 1.000 02115 Margin DIVIDEND APPLE INC 63.00 021513 100 02115 Margin DIVIDEND TARGA RESOURCES CORP 455.00 2,104.21 021513 500 02120 Margin DIVIDEND AMERICAN AIRLINES GROUP 352.60 2,456.81 INC 022013 3,526 02:23 Margin DIVIDEND CITIGROUP INC 320.00 022313 1.000 02123 Margin DIVIDEND SCHWAB CHARLES CORP NEW 100.00 022318 1.000 067 F2 F287 I I Page 12 Of 14 JF KENNY MARCHANT ImEauag ?mm? DONNA MAE MARCHANT JT TEN FEBRUARY 1. 2018 - FEBRUARY 28. 2018 ACCOUNT NUMBER: Activity detail continued CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 02/23 Margin DIVIDEND STARBUCKS CORP 75.00 295131 022318 250 02/27 Margin INT CHARGED INTEREST 02/26 40.25 2.941 .56 02/23 Cash INTEREST STANDARD BANK DEPOSIT 035 294132 022818 2,941 Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account by automatically investing such balances into one of our cash sweep olptions. These 'sweep transactions' may represent a net amount for the day and occur on settlement date. The fo lowmg section displays transfers into and out of your sweep option. ransactions displayed here are Transfer To. Transfer From and Reinvested Dividends and Interest. These transaction amounts are not included in your cash flow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 02/01 BEGINNING BALANCE 0.00 02/26 TRANSFER TO STANDARD BANK DEPOSIT 495.00 02/15 TRANSFER TO STANDARD BANK DEPOSIT 1,306.21 02/28 REINVEST INT STANDARD BANK DEPOSIT 0.36 02/16 TRANSFER TO STANDARD BANK DEPOSIT 798.00 02/28 TRANSFER FROM STANDARD BANK DEPOSIT -10.25 02/21 TRANSFER TO STANDARD BANK DEPOSIT 352.60 02/28 ENDING BALANCE 2,941.92 Statement of interest charged Period 1/30 thru 2/26 DATE NET BALANCE ALL MARGIN CASH ACCOUNT SHORT POSITIONS ADJUSTED DEBIT NUMBER OF INTEREST INTEREST ACCOUNTS BALANCE MARKET VALUE BALANCE DAYS CHARGED 01/30 -3,059.09 0.0000 -3.059.09 2 6.000 -1.02 02/01 -1 349.09 0.0000 -1.849.09 1 6.000 -0.31 02/02 4,849.09 0.0000 4.849.09 7 6.000 -5.66 02/09 ??724.09 0.0000 4,724.09 4 6.000 -3.15 02/13 ~671.29 0.0000 4371.29 1 6.000 -0.1 1 Total Interest Charged -$10.25 The Margin'base rate may be adjusted at any time without prior notice to you. For more information, see the Margin Statment of Interest Charges or talk to Your Investment Broker. - 067 F2 F287 jfirst?allas 52mm KENNY MARCHANT 8t DONNA MAE MARCHANT JT TEN FEBRUARY 1, 2018 FEBRUARY 28, 2018 Page130f14 ACCOUNT NUMBER: Realized gainlloss Realized GainILoss Summary THIS PERIOD THIS PERIOD THIS PERIOD THIS YEAR THIS YEAR THIS YEAR GAIN LOSS NET GAIN LOSS NET Short term 0.00 0.00 0.00 0.00 0.00 0.00 Long term 7,996.42 0.00 7,996.42 7,996.42 0.00 7,996.42 Total Realized GainlLoss $7,996.42 $0.00 $7,996.42 $7,996.42 $0.00 $7,996.42 Realized GainlLoss Detail Long term ADJ DATE ADJ DESCRIPTION QUANTITY ORIG PRICE ACQUIRED CLOSE DATE PROCEEDS ORIG COST GAINTLOSS GENERAL MOTORS CO 700.00000 35.4499 05/01115 02/09118 28,647.63 24,833.88 3,813.75 CUSIP 37045v1oo LEGACY RESERVES LP 5,000.00000 1.4100 04/1 1116nc 02l09/18 10,845.30 7,068.95 3,776.35 CUSIP 524707304 STARBUCKS CORP 250.00000 52.4650 08f25/15 02109718 13,541.52 13,135.20 406.32 855244109 Total Long term $53,034.45 $45,038.03 $7,996.42 nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. Specific instructions and disclosures Margin accounts interest charged on debit balances in your margin account appears on this statement. The rate of interest and period covered are indicated. The rate may change from time to time due to interest rate ?uctuations or for other reasons. Interest is computed as described in material previously furnished to you. This is a combined statement of your general account and the Special Memorandum Account maintained for Board of Governors of the Federal Reserve Board. The permanent record of the separate account, as required by Regulation T, is available for your inspection. Callable Securities you under Section 220.5 of Regulation issued by the Securities that are subject to a partial call will be selected by an impartial lottery process in which the probability of your securities being selected for redemption is proportional to the holdings of all shareholders of such securities held in street name. if a security is called prior to maturity it may affect the yield you receive. Additional information is available at or the written procedures are available upon request. 067 F2 F287 jfirst?a?as imitates Progress summary SNAPSHOT Page1?f13 KENNY MARCHANT 8: DONNA MAE MARCHANT JT TEN MARCH 1. 2018 - MARCH 31,2018 ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value $4,884,656.62 $4,818,580.84 Cash deposited 0.00 3,051.71 Securities deposited 0.00 0.00 Cash withdrawn -3,801.40 -39,040.57 Securities withdrawn 0.00 0.00 Change in value -78,470.58 19,792.66 Closing value $4,802,384.64 $4,802,384.64 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON FEB 28 VALUE ON MAR 31 ANN. INCOME ASSETS Cash and sweep balances 2,941.92 0.06 8,131.70 0.17 32 Stocks, options 8 ETFs 2,242,885.26 45.92 2,215,089.78 46.13 43,484 Fixed income securities 27,928.25 0.57 27,777.25 0.58 1.500 Mutual funds 2,610,901.19 53.45 2,551,145.91 53.13 3,887 Asset value $4,884,656.62 100% $4,802,144.64 100% $48,903 Marginlloan balance 0.00 240.00 Net asset value $4,884,656.62 $4,802,384.64 SNAPSHOT 067 F2 F287 jfimty?a?as Quantities Cash ?ow summary Income summary Gainlloss summary TAXABLE TAX-EXEM PT SNAPSHOT Page 2 of 13 KENNY MARCHANT 8. DONNA MAE MARCHANT JT TEN MARCH 1, 2018 - MAR 31 2018 ACCOUNT NUMBER: 5 THIS PERIOD THIS YEAR Opening value of cash and sweep balances $2,941.92 Income and distributions 6,394.67 26,572.94 Securities sold and redeemed 47,046.66 100.081 .11 Other additions 0.00 3,051.71 Net additions to cash $53,441.33 . $129,705.76 Withdrawals by check -3,499.90 -31.499.90 Securities purchased 44,210.15 406,953.85 Electronic funds transfers -301.50 -301.50 Advisory fees 0.00 -4,168.70 Other subtractions and fees 0.00 ~3,070.47 Net subtractions from cash $48,011.55 Closing value of cash and sweep balances $8,371.70 THIS PERIOD THIS YEAR Money market/sweep funds 1.63 3.12 Quali?ed dividends 6,393.04 10,080.27 Partnership distributions 0.00 2,757.50 Total taxable Income $6,394.67 $12,840.89 Interest 0.00 750.00 Total federally tax-exempt Income $0.00 $750.00 Total income $6,394.67 $1 3,590.89 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. THIS PERIOD REALIZED THIS YEAR REALIZED Short term (8) 0.00 0.00 Long term (L) 28,577.18 36,573.60 Total 528.5711 8 $36,573.60 snapsuor 067 F2 F287 ir?t 311115 Your Investment Broker GARY BRADSHAWICRAIG HODGES Phone: 214-954?1177 I 214-665-9116 Account pro?le Full account name: Account type: Brokerage account number: Tax status: Investment objectiveIRisk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: Per your instructions. copies of this statement have been sent to an interested party. matting 2905 MAPLE AVENUE DALLAS. TX 75201 KENNY MARCHANT DONNA MAE MARCHANT JT TEN Standard Brokerage Taxable MODERATE GROWTH 8. INCOME Please Provide Please Provide First in, First out STANDARD BANK DEPOSIT SNAPSHOT Page 3 cm KENNY MARCHANT 8; DONNA MAE MARCHANT JT TEN MARCH 1. 2018 - MARCH 31 2018 ACCOUNT NUMBER: Document delivery status Paper Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: Electronic SNAPSHOT 067 FZ FZ57 I Page 4 of 13 - KENNY MARCHANT 8. man? ?mrmeg DONNA MAE MARCHANT JT TEN MARCH 1, 2018 - MARCH 31 2018 ACCOUNT NUMBER: Additional information THIS PERIOD . THIS YEAR THIS PERIOD THIS YEAR Accrued interest on sales 0.00 87.50 Gross proceeds 47,046.66 100,081.11 Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right. in the course of normal business operations, to withdraw balances in the Bank Deposit Sweep Program(s) or redeem shares of the money market mutual fund used in the sweep. subject to any oEen commitments in an of your accounts and have the proceeds returned to your accounts or remitted to you. Note. however, that as required by federal banking re ulations. the ban In the Bank Deposit weep Program(s) reserve the right to require seven days prior notice before permittin a transfer out of thehgank IDeposit Sweep Programs? In addition. the money market mutual funds in the sweep reserve the right to require one or more day's prior notIce efore permitting wit rawa 5. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank, NA, which is af?liated with the Clearing Agent and (if amounts exceed $250,000) at another bank af?liated with the ClearingSAgent. . . . Expanded Bank Deposit weep - ConSIsts Of monies held at Wells Fargo Bank, MA. and (If amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or nonaf?liated banks. Standard Bank Deposit Sweep and Expanded Bank Deposit Sweep assets are not covered by SIPC. but are instead eligible for FDIC insurance of up to $250,000 per depositor, per institution, in accordance with FDIC rules. For additional information on the Bank Deposit Sweep Programs for your account, please contact Your Investment Broker. ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION - YIELD MARKET VALUE ANNUAL INCOME STANDARD BANK DEPOSIT . 0.40 8,131.70 32.52 Interest Period - 03131118 Total Cash and Sweep Balances $8,131.70 $32.52 Marginlloan balance 240.00 APYE measures the total amount of the interest aid on an account based on the interest rate and the frequency of the compounding during the interest period. The annual percentage yield earned is expressed as an annua ized rate. based on a 365 day year. Stocks, options 8. ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINJLOSS INCOME YIELD ABBOTT LABORATORIES ABT - HELD IN MARGIN Acquired 12mm 1.000 54.39 54,413.25 59.9200 59,920.00 5,506.75 1,120 1.86 057 F2 10131337111115 ?nances KENNY MARCHANT 8; DONNA MAE MARCHANT JT TEN MARCH 1, 2018 - MARCH 31, 2018 Page 50f 13 ACCOUNT NUMBER: Stocks, options 8 ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAIN7LOSS INCOME YIELD ALTRIA GROUP INC MO . HELD IN MARGIN Acquired 02718711 100 2,487.98 62.3200 6,232.00 3,744.02 280 4.49 lAuh?leRICAhi AIRLINES GRO 3,526 18.52" 65,329.17 51.9600 183,210.96 65,454.15 1,410 0.76 AAL - HELD IN MARGIN APPLE INC AAPL - HELD IN MARGIN Acquired 04708713 1 60.85 60.85 167.78 106.93 Acquired 09727713 42 68.70 2,885.52 7,046.76 4,161.24 Acquired 01708715 8 1 11.96 895.68 1,342.24 446.56 Acquired 07701715 49 126.92 6,238.03 8,221.22 1,983.19 Total 100 $100.80 $10,080.08 167.7800 $16,778.00 $6,697.92 5252 1.50 AT 8. INC - HELD IN MARGIN Acquired 01713711 1.000 27,989.90 35.6500 35,650.00 7,660.10 2.000 5.61 BANK OF AMERICA CORP BAC - HELD 1N MARGIN Acquired 11723716 2,000 20.59 41,208.95 29.9900 59,980.00 18,771.05 960 1 .60 BOEING CO BA - HELD IN MARGIN Acquired 01712711 500 69.85 34,932.33 327.8800 163,940.00 129,007.67 3,420 2.08 BRISTOL MYERS SQUIBB CO BMY - HELD IN MARGIN Acquired 09710713 12 42.41 508.92 759.00 250.08 Acquired 10707713 11 47.38 521.18 695.75 174.57 Acquired 06710714 10 46.88 468.86 632.50 163.64 Acquired 02724715 9 61.42 552.83 569.25 16.42 Acquired 08725715 258 60.22 15,555.71 16,318.50 762.79 Total 300 $58.69 $17,607.50 63.2500 $1 8,975.00 61,367.50 $480 2.53 CHEVRON CORPORATION - HELD IN MARGIN Acquired 08726715 500 71.21 35,628.90 114.0400 57,020.00 21 ,391.10 2.240 3.92 CITIGROUP INC - HELD IN MARGIN - Acquired 11723716 1,000 56.65 56,674.55 67.5000 67,500.00 10,825.45 1,280 1 .89 067 F2 jfimty?a?as $801039 KENNY MARCHANT 81 DONNA MAE MARCHANT JT TEN MARCH 1. 2018 - MARCH 31 2018 PageBof 13 ACCOUNT NUMBER: 1. Stocks, options Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GNWLOSS INCOME YIELD CONTINENTAL RESOURCES INC CLR - HELD IN MARGIN Acquired 04106716 400 30.56 12,231.58 23,580.00 11,348.42 Acquired 05109116 1,000 38.98 39,001.25 58,950.00 19,946.75 Aoqu1red 06710716 1,500 41.27 61,926.95 88,425.00 26,498.05 Aequued 07731117 1,500 33.45 50,196.35 88,425.00 38,228.65 Total 4,400 337.13 $163,356.13 58.9500 $259,380.00 $96,023.87 NIA NIA COSTCO WHSL CORP NEW COM COST - HELD IN MARGIN - Acquired 01122714 250 113.76 28,459.83 188.4300 47,107.50 18,647.67 500 1.06 CUMMINS INC CMI - HELD IN MARGIN Acquired 12714712 600 106.69 64,033.43 162.0900 97,254.00 33,220.57 2,592 2.66 DELTA AIR LINES INC NEW DAL - HELD IN MARGIN Acquired 07107117 2,000 54.82 109,671.55 54.8100 109,620.00 -51.55 2,440 2.22 DOLLAR TREE STORES INC DLTR - HELD IN MARGIN Acquired OSIOTHB 500 - 88.38 44,210.15 94.9000 47,450.00 3,239.85 NIA N7A ENERGY TRANSFER PARTNERS LP NEW UNIT LTD PARTNERSHIP INT ETP - HELD IN MARGIN Acquired 12104115 no 500 22.34 11,174.68 8.1 10.00 -3.064.68 Acquired 12722116 nc 1,500 20.86 31,295.25 24,330.00 -6,965.25 Acquired 1123716 no 1.600 23.86 35,790.95 24,330.00 -1 1,460.95 Total 3,500 $22.36 $78,260.88 16.2200 $56,770.00 37,910 13.93 ENLINK MIDSTREAM PARTNERS LP ENLK - HELD IN MARGIN - Acquired 08126I15 no 2,000 16.19 32,406.95 13.6600 27,320.00 ?5,086.95 3,120 11.42 HALLIBURTON COMPANY HAL - HELD IN MARGIN Acquired 12122111 1.000 33.75 33,774.75 46,940.00 13,165.25 Acquired 02104114 6 49.20 295.25 281.64 -1 3.61, 057 F2 F287 jfil??t ?01185 520101125 KENNY MARCHANT 8: DONNA MAE MARCHANT JT TEN MARCH 1, 2018 - MARCH 31, 2018 Page 7 of 13 ACCOUNT NUMBER- Stocks, options 8. ETFS Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD Acquired 02111114 13 53.91 700.83 610.22 -90.61 Aoqmred 02103115 9 43.25 389.33 422.46 33.13 Total 1,028 $34.20 $35,160.16 46.9400 $48,254.32 $13,094.16 $740 - 1.53 HOME DEPOT INC HD - HELD IN MARGIN Acquired 02126114 200 82.34 16,488.93 35,648.00 19,159.07 Acquired 05101115 300 109.58 32,894.63 53,472.00 20,577.37 Total 500 $98.77 $49,383.56 178.2400 $89,120.00 $39,736.44 $2,060 2.31 MASTERCARD INC CL A MA - HELD IN MARGIN Acquired 07101115 400 94.47 37,806.95 70,064.00 32,257.05 Acquired 04104116 100 95.01 9,519.95 17,516.00 7,996.05 Total 500 $94.65 $47,326.90 175.1600 $87,580.00 $40,253.10 $500 0.57 MICROSOFT CORP MSFT - HELD IN MARGIN Acquired 12129115 1,000 56.80 56,827.95 91.2700 91,270.00 34,442.05 1,680 1 .84 PARSLEY ENERGY INC PE - HELD IN MARGIN Acquired 12129117 1,000 29.67 29,690.15 28.9900 28,990.00 -700.15 NIA NIA SCHWAB CHARLES CORP - HELD IN MARGIN Acquired 12107117 1,000 51.21 51,233.75 52.2200 52,220.00 986.25 400 0.76 SOUTHWEST AIRLINES co LUV - HELD IN MARGIN Acquired 08125115 1,000 37.88 37,906.45 57.2800 57,280.00 19,373.55 500 0.87 TARGA RESOURCES CORP TRGP - HELD IN MARGIN - Acquired 12129117 500 48.18 24,113.45 44.0000 22,000.00 -2,113.45 1,820 8.27 TB: PAC LAND TR SUB SH . CTF PROPRIETARY UNIT TPL HELD IN MARCIN Acquired 01115114 400 97.45 38,995.16 505.4200 202,168.00 163,172.84 420 0.20 TEXAS INSTRUMENTS INC TXN - HELD IN MARCIN Acquired 02109118 500 99.48 49,761.65 103.8900 51,945.00 2,183.35 1,240 2.38 067 F2 F287 Page 8 of 13 KENNY MARCHANT 81 DONNA MAE MARCHANT JT TEN immune gametes MARCH 1, 2018 - MARCH 31 2018 ACCOUNT NUMBER: Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD UNITED CONTINENTAL HOLDINGS INC UAL - HELD IN MARGIN Acquired 07711714 5 45.55 225.30 347.35 1 19.05 Acquired 10715714 14 41.93 557.02 972.55 355.55 Acquired 57.101715 251 53.95 15,151.71 19,521.07 4,339.35 Acquired 10715715 200 57.79 11,575.95 13,594.00 2,317.05 Total 500 $55.15 $27,573.95 59.4700 $34,735.00 $7,151.02 UNITED STATES STEEL CORP NEW - HELD IN MARGIN Acquired 09:22:15 1.000 15.45 _15,459.47 55.1900 35,190.00 15,720.53 200 0.55 VERIZON COMMUNICATIONS COM VZ - HELD IN MARGIN Acquired 01713711 1,000 35,749.90 47.5200 47,520.00 12,070.10 2,350 4.93 WELLS FARGO 5 co NEW - HELD lN MARGIN Acquired 02724715 21 55.44 1,154.42 1,100.51 -53.51 Acquired 03703715 9 55.45 499.22 471.59 2753 Acquired 07701715 270 55.90 15,351.95 14,150.70 4,231.25 Acquired 05725715 300 53.55 15,055.95 15,723.00 353.95 Acquired 11723715 400 52.21 20,905.11 20,954.00 55.59 Total 1,000 $54.04 $54,037.55 52.4100 $52,410.00 51,527.55 $1.550 2.95 Total Stocks and ETFs $1,422,951.71 $2,215,059.75 $739,550.43 $43,455 1.95 Total Stocks. options a. ETFs $1,422,951.71 $2,215,059.75 $739,550.43 $43,455 1.95 Because you have more than 6 tax lots. we are showing the average cost per share. #6 Cost information for one or more securities is not available. If you have cost information and would like to see it on future statements. contact Your Investment Broker. This security contains muttiple tax lots that may or may not include cost information that is reportabie to the 1R8. nc Cost information for this tax lot is not covered by reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. 087 F2 Walla 5mm Fixed Income Securities KENNY MARCHANT 8: DONNA MAE MARCHANT JT TEN MARCH 1, 2013 - MARCH 31. 2018 ACCOUNT Page 9 of 13 Corporate and municipal bonds and other fixed income securities are priced by a computerized pricing service or, for less actively traded issues, by utilizing a yield-based matrix system to arrive at an estimated market value. Municipal Bonds ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ACCRUED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INTEREST YIELD (94.) NORTH TX TWY AUTH REV RFDG SYS 1ST TIER CPN 6.000% DUE 01101138 DTD 12.108110 FC 07701711 PRE 01701121 100.000 Moody A1 sea:- A 66285WFX9 Acquired 01727111 nc 25,000 98.97 111.1090 27,777.25 3,032.33 375.00 1,500 5.40 .4 . Total Municipal Bonds 25,000 $24,744.92 $27,777.25 $3,032.33 $375.00 $1,500 5.40 $24,703.47 Total Fixed income Securities $24,744.92 $27,777.25 $3,032.33 $375.00 $1,500 5.40 $24,703.47 no Cost information for this tax lot is not covered by IRS reporting requirements. Unless indie-ted, cost for all other lots will be reported to the IRS. Mutual Funds If a portion of your fund position was converted, the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not reflect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZEO ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET INCOME YIELD PROFESSIONALLY MANAGE 32,091.96800 27.03? 867,463.79 1,585,664.13 718,200.34 PORTFOL HODGE FUND CL INSTL HDPIX Reinvestments 2,410.13700 46.13? 111,196.80 1 19,084.87 7,888.07 067 F2 F287 jfir?t?allas ?nances KENNY MARCHANT 8r DONNA MAE MARCHANT JT TEN MARCH 1, 2018 - MARCH 31 2018 Page 10 of 13 $1 ,795,672.67 Because you have more than 6 tax lots, we are showing the average cost per share. This sewrity contains multiple tax lots that may or my not include cost information that is reportable to the IRS. Tax Iot(s) held in Margin. rather than Cash RR A portion of this security is held in Margin. rather than Cash ACCOUNT Mutual Funds Open End Mutual Funds continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD Total 34,502.10500 $28.37 $978,660.59 49.4100 $1,704,749.00 $726,088.41 NIA NIA Client Investment (Excluding Reinvestments) $867,463.79 GainILoss on Client Investment (Including Reinvestments) $837,285.21 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX - HELD IN MARGIN Acquired 01709714 5,279.33400 18.94 100,018.95 106,695.34 6,676.39 05120114 12,994.41900 19.23 250,005.95 262,617.21 12,611.26 Remvestments 3,283.20600 18.47 60,644.49 66,353.59 5,709.10 Total 21 ,556.95900 $19.05 $410,669.39 20.2100 $435,666.14 $24,996.75 NIA MIA Client Investment (Excluding Reinvestments) $350,024.90 GainlLoss on Client Investment (Including?einvestments) $85,641.24 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CI. PRO MANAGED PORTFOLIOS Acquired 05711715 1,512.85600 15.46 23,396.94 23,978.77 581.83 Acquired 04701716 6,350 14.17 89,998.45 100,647.49 10,649.04 Acquired 12/2971? 16,000 16.36 261,778.95 253,599.99 43,178.96 Reinvestments RR 2,050.75800 15.26 31,298.73 32,504.52 1,205.79 Total 25,913.61400 $15.69 $406,473.07 15.8500 $410,730.77 $4,257.70 $3,887 0.95 $15.68 $406,342.69 Client Investment (Excluding Reinvestments) $375,174.34 GainlL'oss on Client Investment (including Reinvestments) $35,556.43 Total Open End Mutual Funds $1,795,803.05 $2,551,145.91 $755,342.86 $3,887 0.15 . $1,795,672.67 Total Mutual Funds $1,795,803.05 $2,551,145.91 $755,342.86 $8,887 0.15 067 F2 F287 jfil?t E01185 352001025 KENNY MARCHANT 8; DONNA MAE MARCHANT JT TEN MARCH 1, 2018 - MARCH 31I 2018 ACCOUNT NUMBER: Page 11 Of13 Activity detail . CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 03101 BEGINNING BALANCE 2.94192 03:01 Margin DIVIDEND WELLS FARGO 8 CO NEW 390.00 3,331.92 030118 1000 03102 Margin DIVIDEND BOEING CO 855.00 030218 500 03102 Margin DIVIDEND COSTCO WHSL CORP NEW 12500 COM 030218 250 03l02 Cash 0000418 HELEN MARCHANT -3.000.00 1,311.92 0000418 0310? Margin SALE -1.000.00000 NEITED STATES STEEL CORP 47.0667 47.04666 0310? Margin PURCHASE 500.00000 DOLLAR TREE STORES INC 88.3824 44.21015 0310? Cash 0000309 AMEX -416.90 3,731.53 0000309 03108 Margin DIVIDEND CUMMINS INC 648.00 030818 600 03/08 Margin DIVIDEND MICROSOFT CORP 420.00 030818 1.000 03/08 Margin DIVIDEND UNITED STATES STEEL CORP 100.00 4.853953 NEW 030818 2.000 03112 Margin DIVIDEND CHEVRON CORPORATION 560.00 5,459.53 031218 500 03l13 Cash 0000310 CITY COPPELL 433.00 5.376.53 0000310 03116 Margin DIVIDEND DELTA AIR LINES INC NEW 61000 031618 2,000 0316 Margin DIVIDEND TEX PAC LAND TR SUB SH 1.620.00 7,606.53 CTF PROPRIETARY UNIT 031618 400 93:20 Cash AUTO ACTIVITY OMS MEDICARE PAYMENT .50 7 305.08 41036011197943 03122 Margin DIVIDEND HOME DEPOT INC 515.00 7.820.03 032218 500 03(28 Margin DIVIDEND HALLIBURTON COMPANY 13534 032818 1.028 . 03123 Margin DIVIDEND SOUTHWEST AIRLINES CO 125_00 3,1301)? 032818 1.000 06? F2 F287 Page 12 of 13 KENNY MARCHANT 8: ll [mm 5211101125 DONNA MAE MARCHANT JT TEN MARCH 1. 2018 - MARCH 31. 2018 ACCOUNT NUMBER: Activity detail continued CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 03/29 Cash INTEREST STANDARD BANK DEPOSIT 1.63 032918 8.130 03129 Margin DIVIDEND BANK OF AMERICA CORP 240.00 8.371 .70 033018 2.000 AS OF 3730.118 Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account by automatically investing such balances into one of our cash sweep tions. These 'sweep transactions' may represent a net amount for the day and occur on settlement date. The to lowing section displays transfers into and out of your sweep option. ransactions displayed here are Transfer To. Transfer From and ReInvested Diwdends and Interest. These transaction amounts are not included in your cash ?ow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 03101 BEGINNING BALANCE 2,941.92 03713 TRANSFER FROM STANDARD BANK DEPOSIT -83.00 03102 TRANSFER To STANDARD BANK DEPOSIT 390.00 03119 TRANSFER TO STANDARD BANK DEPOSIT 2,230.00 03/02 TRANSFER FROM STANDARD BANK DEPOSIT -3.000.00 03/20 TRANSFER FROM STANDARD BANK DEPOSIT 301.50 03705 TRANSFER TO STANDARD BANK DEPOSIT 930.00 03/23 TRANSFER TO STANDARD BANK DEPOSIT 515.00 03107 TRANSFER FROM STANDARD BANK DEPOSIT 416.90 03729 REINVEST INT STANDARD BANK DEPOSIT 1 .63 03/12 TRANSFER TO STANDARD BANK DEPOSIT 4.004.51 03/29 TRANSFER To STANDARD BANK DEPOSIT 310,04 03/13 TRANSFER To STANDARD BANK DEPOSIT 560.00 03731 ENDING BALANCE 3,131.70 Realized gain/loss Realized GainILoss Summary THIS PERIOD THIS PERIOD THIS PERIOD THIS YEAR THIS YEAR THIS YEAR GAIN LOSS NET GAIN LOSS NET Short term 0.00 0.00 0.00 0.00 0.00 0.00 Long term 28,577-18 0.00 28.577.18 36,573.60 0.00 36,573.60 Total Realized GainlLoss $28,577.18 $0.00 $28,577.18 $36,573.60 $0.00 $36,573.60 067 F2 F287 I Page 13 of 13 KENNY MARCHANT 8 [mt all? nutmeg DONNA MAE MARCHANT JT TEN MARCH 1, 2018 - MARCH 31, 2018 ACCOUNT NUMBER: Realized GainILoss Detail Long term ADJ DATE ADJ DESCRIPTION QUANTITY ORIG PRICE ACQUIRED CLOSE DATE PROCEEDS ORIO COST GAINILOSS UNITED STATES STEEL CORP 1,000.00000 18.4600 09/22/16 03I07l18 47,046.66 18,469.48 28,577.18 NEW CUSIP 912909103 $47,046.66 $18,469.48 $28,577.18 Total Long term Speci?c instructions and disclosures Margin accounts Interest charged on debit balances in your margin account appears on this statement. The rate of interest and period covered are indicated. The rate may change from time to time due to interest rate ?uctuations or for other reasons. Interest is computed as described in material previously furnished to you. This is a combined statement of your general account and the Special Memorandum Account maintained for you under Section 220.5 oi Regulation issued by the Board of Governors of the Federal Reserve Board. The permanent record of the separate account. as required by Regulation T. is available tor your inspection. Callable Securities Securities that are subject to a partial call wil be selected by an impartial lottery process in which the probability of your securities being selected for redemption is proportional to the holdings of all shareholders of such securities held in street name. If a security is called prior to maturity it may affect the yield you receive. Additional information is available at or the written procedures are available upon request. Cost basis - To add or update information or modify your reporting options. please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses tor your intormation only. If acquisition or other information is not available. the gainnoss information may not be displayed and section and summary totals may not re?ect your complete portfolio. Cost basis information is not veri?ed by First Clearing or Your introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this Information (due to corporate mergers, tenders and other reorganizations) may be required from time to time. Cost basis for factored bonds (GNMA. CMO, etc.) will be adjusted for paydown of principal. Systematic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and dividend reinvestment securities is provided for informational purposes only and is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the IRS. Cost basis optima Unless speci?c tax lots are selected at trade time. sales of tax lots will occur using the cost basis election re?ected in the Account pro?le section. 067 F2 inthIBaIIas ?m?ks Progress summary SNAPSHOT Page1?f12 KENNY MARCHANT 8. DONNA MAE MARCHANT JT TEN APRIL 1, 2018 APRIL 30 2018 ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value $4,802,384.64 $4,818,580.84 Cash deposited 1,735.29 4,787.00 Securities deposited 0.00 0.00 Cash withdrawn 41,914.68 -50.955.25 Securities withdrawn 0.00 0.00 Change in value 18,452.35 38,245.01 Closing value $4,810,657.60 $4,810,657.60 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON MAR 31 VALUE 0N APR 30 ANN. INCOME ASSETS Cash and sweep balances 8,131.70 0.17 0.00 0.00 0 Stocks, options ETFs 2,215,089.78 46.13 2,247,077.90 46.69 43,554 Fixed income securities 27,777.25 0.58 27,532.75 0.57 1,500 Mutual funds 2,551,145.91 53.13 2,537,783.93 52.73 3,921 Asset value $4,802,144.64 100% $4,812,394.58 100% $48,975 Marginlloan balance 240.00 4,736.98 Net asset value $4,802,384.64 $4,810,657.60 SNAPSHOT 067 F2 jfirst E51135 5mm Cash ?ow summary Income summary TAXABLE TAX-EXEM PT Gainlloss summary . SNAPSHOT Page? KENNY MARCHANT DONNA MAE MARCHANT JT TEN APRIL 1, 2018 - APRIL 30. 2018 ACCOUNT NUMBER: THIS THIS YEAR Opening value of cash and sweep balances $0,371.70 Income and distributions 942.12 27,515.06 Securities sold and redeemed 0.00 100,081.11 Other additions 1,735.29 4,787.00 Net additions to cash 52 .677 .41 $132,383.17 Withdrawals by check -5,886.00 -37,385.90 Securities purchased -871.41 407,825.26 Electronic funds transfers -122.00 -423.50 Advisory fees -4,168.99 -8,337.69 Other subtractions and fees -1,737.69 4,808.16 Net subtractions from cash Closing value of cash and sweep balances THIS PERIOD THIS YEAR Money markellsweep funds 0.71 3.83 Ordinary dividends and ST capital gains 871.41 871.41 Quali?ed dividends 70.00 10,150.27 Partnership distributions 0.00 2,757.50 Total taxable income $942.12 $13,783.01 Interest 0.00 750.00 Total federally tax-exempt income $0.00 $750.00 Total Income $942.12 $14,533.01 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. THIS PERIOD REALIZED THIS YEAR REALIZED Short term (3) 0.00 0.00 Long term (L) 0.00 36,573.60 $0.00 Totai . $36,573.60 SNAPSHOT 067 F2 F287 jfirst ?nanciers Your Investment Broker GARY BRADSHAWICRAIG HODGES Phone: 214-954-1177 I 214?665-91 16 Account pro?le Full account name: Account type: Brokerage account number: Tax status: Investment objective/Risk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS. TX 75201 KENNY MARCHANT 8. DONNA MAE MARCHANT JT TEN Standard Brokerage Taxable MODERATE GROWTH 8. INCOME Please Provide Please Provide First in. First out STANDARD BANK DEPOSIT Per your instructions. copies of this statement have been sent to an interested party. SNAPSHOT Page 12 KENNY MARCHANT 8- DONNA MAE MARCHANT JT TEN APRIL 1. 2018 - APRIL 30 2018 ACCOUNT NUMBER: Document delivery status Paper Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: Electronic SNAPSHOT 067 F2 F287 jfir?tm alla? immunities Additional information KENNY MARCHANT 8: DONNA MAE MARCHANT JT TEN APRIL 1, 2018- APRIL 0 2018 ACCOUNT NUMBER: Page4 of 12 THIS PERIOD THIS YEAR THIS PERIOD THIS YEAR Accrued interest on sales 0.00 87.50 Gross proceeds 0.00 100,081.11 Portfolio detail Cash and Sweep Balances CURRENT DESCRIPTION MARKET VALUE Marginnoan balance -1,736.98 Stocks, options ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD ABBOTT LABORATORIES ABT- HELD IN MARGIN Acquired 12108117 1,000 54.39 54,413.25 58.1300 58,130.00 3,716.75 1,120 1.92 ALTRIA GROUP INC M0 - HELD IN MARGIN Acquired 100 2,487.98 56.1100 5,611.00 3,123.02 280 4.99 AIRLINES GRO 3,526 18.52? 65,329.17 42.9300 151,371.18 42,725.64 1,410 0.93 AAL - HELD IN MARGIN APPLE INC AAPL - HELD IN MARGIN Acquired 04708113 1 60.85 60.85 165.26 104.41 Acquired 09127113 42 68.70 2,885.52 6,940.92 4,055.40 Acquired 01708115 8 111.96 895.68 1,322.08 426.40 Acquired 07101115 49 126.92 6,238.03 8,097.74 1,859.71 Total 100 $100.80 $10,060.08 165.2600 $16,526.00 $6,445.92 6252 1.52 AT 8. INC HELD IN MARGIN Acquired 01713111 1.000 27,989.90 32.7000 32,700.00 4,710.10 2,000 6.11 067 F2 F287 jfir?t?a?a? 52000125 KENNY MARCHANT DONNA MAE MARCHANT JT TEN APRIL 1, 2018 APRIL 30, 2018 Page 5 of 12 ACCOUNT NUMBER: Stocks, options 8. ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAIMOSS INCOME YIELD BANK OF AMERICA CORP BAC - HELD IN MAROIN Acquired 11723116 2,000 20.59 41,208.95 29.9200 59,840.00 18,631.05 960 1.60 BOEING CO HELD IN MARGIN Acquired 01112111 500 69.85 34,932.33 333.5600 166,780.00 131,847.67 3.420 2.05 BRISTOL MYERS SQUIBB BMY - HELD IN MARGIN Acquired 0310113 12 42.41 508.92 625.56 116.64 Acquired 10707113 11 47.38 521.18 573.43 52.25 Acquired 06710714 10 46.88 468.86 521.30 52.44 Acquired 02724715 9 61.42 . 552.83 469.17 -83.66 - Acquired 08125115 258 60.22 15,555.71 13,449.54 ?2,106.17 Total 300 $58.69 $17,607.50 52.1300 $15,639.00 $480 3.07 CHEVRON CORPORATION - HELD IN MARGIN Acquired 08726715 500 71.21 35,628.90 125.1 100 62,555.00 26,926.10 2,240 3.58 CITIGROUP INC NEW - HELD IN MARGIN Acquired 11723116 1,000 56.65 56,674.55 68.2700 68,270.00 11,595.45 1,280 1 .87 CONTINENTAL RESOURCES INC CLR - HELD IN MARGIN - Acquired 04106716 400 30.56 12,231.58 26,424.00 14,192.42 Acquired 05709716 1,000 38.98 39,001.25 66,060.00 27,058.75 Acquired 06110716 1,500 41.27 61,926.95 99,090.00 37,163.05 Acquired 07731117 1,500 33.45 50,196.35 99,090.00 48,893.65 Total 4,400 537.1 3 $163,356.13 66.0600 $290,664.00 $127,307.87 NIA NIA COSTCO WHSL CORP NEW COM COST - HELD 1N MARGIN Acquired 01722714 250 113.76 28,459.83 197.1600 49,290.00 20,830.17 570 1.15 CUMMINS INC CMI - HELD IN MARGIN Acquired 12714112 600 106.69 64,033.43 159.8600 95,916.00 31,882.57 2,592 2.70 057 F2 F287 ir?t 01135 emitting KENNY MARCHANT 81 DONNA MAE MARCHANT JT TEN APRIL 1, 2018 - APRIL 30, 2018 Page 6 of 12 ACCOUNT NUMBER: Stocks, options 8 ETFS Stocks and ETFS continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG cosr PRICE MARKET VALUE INCOME YIELD (11.) DELTA AIR LINES INC NEW DAL - HELD IN MARGIN Acquired 07707117 2,000 54.82 109,671.55 52.2200 104,440.00 -5,231.55 2,440 2.33 DOLLAR TREE STORES INC DLTR - HELD IN MARGIN Amnimd 03437118 500 88.38 44,210.15 95.8900 47,945.00 3,734.85 NIA NIA ENERGY TRANSFER PARTNERS LP NEW UNIT LTD PARTNERSHIP INT ETP - HELD IN MARGIN Acquired 12704115 no 500 22.34 11,174.68 9,010.00 -2,164.68 Acquired 12722715 110 1,500 20.86 31,295.25 27,030.00 4,265.25 Acquired 11723116 nc 1,500 23.86 35,790.95 27,030.00 -8,760.95 Total 3,500 $22.36 $78,260.88 18.0200 $63,070.00 $15,190.88 57,910 12.54 ENLINK MIDSTREAM PARTNERS LP ENLK - HELD IN MARGIN Acquired 0612666 nc 2,000 16.19 32,406.95 14.6000 29,200.00 6,206.95 3,120 10.68 HALLIBURTON COMPANY HAL - HELD IN MARGIN Acquired 12722711 1.000 33.75 33,774.75 52,990.00 19,215.25 Acquired 02704114 6 49.20 295.25 317.94 22.69 Acquired 02711714 13 53.91 700.83 688.87 -11.96 Acquired 02103715 9 43.25 389.33 476.91 87.58 Total 1 .028 $34.20 $35,160.1 6 52.9900 $54,473.72 $19,313.56 $740 1.36 HOME DEPOT INC HD - HELD IN MARGIN Acquired 0226.04 200 82.34 16,488.93 36,960.00 20,471.07 Acquired 0501115 300 109.58 32,894.63 55,440.00 22,545.37 Total 500 $98.77 $49,383.56 184.8000 $92,400.00 $43.01 6.44 62,060 2.23 MASTERCARD INC CL A MA - HELD IN MARGIN Acquired 07101715 400 94.47 37,806.95 71,308.00 33,501.05 Acquired 04104716 100 95.01 9,519.95 17,827.00 8,307.05 Total 500 $94.65 $47,326.90 178.2700 $89,135.00 $41,808.10 6500 0.56 (67 F2 111thwa ?emritie? Stocks, options ETFs Stocks and ETFs continued DESCRIPTION MICROSOFT CORP MSFT - HELD IN MARGIN Acquired 12729715 1,000 PARSLEY ENERGY INC PE - HELD IN MARGIN Acquired 12729717 1.000 SCHWAB CHARLES CORP NEW SCHW - HELD IN MARGIN Acquired 12707717 1.000 SOUTHWEST AIRLINES CO LUV - HELD IN MARGIN Acquired 08125715 1.000 TARGA RESOURCES CORP TRGP - HELD IN MARGIN Acquired 12729717 500 TEX PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL - HELD IN MARGIN Acquired 01715714 400 TEXAS INSTRUMENTS INC TXN - HELD IN MARGIN Acquired 02709718 500 UNITED CONTINENTAL HOLDINGS INC UAL - HELD IN MARGIN Acquired 07711714 5 Acquired 10715714 14 Acquired 07101715 281 Acquired 10715715 200 Total . 500 UNITED STATES STEEL CORP NEW - HELD IN MARGIN Acquired 09722716 1.000 QUANTITY ADJ ORIG PRICE 56.80 29.67 51.21 37.88 48.18 97.45 99.48 45.66 41.93 53.96 57.79 $55.15 18.46 ADJ ORIG COST 56,827.95 29,690.15 51,233.75 37,906.45 24,113.45 38,995.16 49,761.65 228.30 587.02 15,181.71 11,576.95 $27,573.98 18,469.47 CURRENT PRICE 93.5200 30.0300 55.6600 52.8300 46.9700 544.8800 1 01 .4300 67.5400 33.8300 KENNY MARCHANT DONNA MAE MARCHANT JT TEN APRIL 1. 2018 - APRIL 30. 2018 ACCOUNT NUMBER: Page 7 of 12 CURRENT MARKET VALUE 93,520.00 30,030.00 55,680.00 52,830.00 23.435.00' 217,952.00 50,715.00 337.70 945.56 18,978.74 13,508.00 533.770.00 33,830.00 UNREALIZED 36,692.05 339.85 4,446.25 14,923.55 -628.45 178,956.84 953.35 109.40 356.54 3,797.03 1,931.05 55,196.02 15,360.53 ESTIMATED ANNUAL INCOME 1 .680 NA 400 500 1,820 420 1.240 NM 200 ANNUAL YIELD 1.79 NIA 0.71 0.94 7.74 0.19 2.44 NIA 0.59 067 F2 F287 first ?01104 51210111125 KENNY MARCHANT 81 DONNA MAE MARCHANT JT TEN APRIL 1, 2018 APRIL 30 2018 Page 8 of 12 Total Stocks, options 81 ETFs the averageoostpershare. Cost information for one or more securities is not available. It you have cost information and would like to see it on future statements. contact Your Investment Broker. This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. no Cost information for this tax lot is not covered by RS reporting requirements. Unless indicated. cost for all other lots will be reported to the IRS. ACCOUNT NUMBER: Stocks, options 81 ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS YIELD We) VERIZON COMMUNICATIONS COM VZ - HELD IN MARGIN Acquired 01713711 1,000 35,749.90 49.6500 49,350.00 13,600.10 2,360 4.76 WELLS FARGO 81 CO NEW WFC - HELD IN MARGIN Acquired 02724115 21 55.44 1,164.42 1,091.16 -73.26 Acquired 03103115 9 55.46 499.22 467.64 -31.56 Acquired 07101115 270 56.90 15,381.95 14,029.20 -1 .35275 Acquired 06725115 300 53.56 16,066.95 15,588.00 498.95 Acquired 11123116 400 52.21 20,905.11 20,764.00 -1 21 .11 ?Total 1,000 $54.04 $54,037.65 51.9600 $51,960.00 42,077.65 $1,560 3.00 Total Stocks and ETFs $1,422,961.71 $2,247,077.90 $730,779.82 543,555 1.94 $1,422,991.71 $2,247,077.90 $760,779.62 543,555 1.94 067 FZ F287 jimmallasgmm Fixed Income Securities Page 9 of 12 KENNY MARCHANT 8: DONNA MAE MARCHANT JT TEN APRIL 1, 2018 - ACCOUNT NUMBER: 30 2018 Corporate and municipal bonds and other ?xed income securities are priced by a computerized pricing service or, for less actively traded issues, by utilizing a yield-based matrix system to arrive at an estimated market value. Municipal Bonds ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ACCRUED ANNUAL ANNUAL DESCRIPTION QUANTITY PRICE - ORIG COST PRICE MARKET VALUE GAINILOSS INTEREST INCOME YIELD (53) NORTH TX TWY AUTH REV RFDG SYS 1ST TIER CPN 6.000% DUE 0001738 FC 0?!01l11 PRE 01mm 100.000 A1 SEIP A 66205WFX9 Acquired 01127!? no 25,000 98.98 34,733.46 110.1310 27,532.75 2,787.29 500.00 1.500 5.44 4,7 .47 Total Municipal Bonds 25,000 $24,745.46 $27,532.75 $2,787.29 $500.00 $1,500 5.45 524,703.47 Total Fixed Income Securities $24,745.46 $27,532.75 $2,787.29 $500.00 $1,500 5.45 $24,703.47 nc Cost information for this tax lot is not covered by IRS reporting requirements- Unless indicated. cost for all other lots will be reported to the Mutual Funds if a portion of your fund position was converted, the 'Client lnvestment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest income only. and typically do not re?ect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL QUANTITY PRICE oats (1081' PRICE MARKET moss INCOME YELD PROFESSIONALLY MANAGE 32,091.96800 27.03? 867,463.79 1,565,767.12 698,303.33 PORTFOL HODGE FUND CL INSTL - HDPIX Reinvestments 2,410.13700 46.13" 111,196.80 117,590.58 6,393.78 067 F2 Walks ?eawi?ed Mutual Funds Open End Mutual Funds continued KENNY MARCHANT 8; DONNA MAE MARCHANT JT TEN APRIL 1, 2018 - APRIL 30 2018 ACCOUNT NUMBER: Page 10 of 12 ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD (91.) Total 34,502.10500 $28.37 $978,660.59 48.7900 $1,683,357.70 $704,697.1 1 MIA NIA Client Investment (Excluding Reinvestments) $867,463.79 Gain/Loss on Client Investment (Inclu?g Reinvestments) $815,893.91 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX - HELD IN MARGIN Acquired 01709714 5,279.33400 18.94 100,018.95 108,384.72 8,365.77 Aoqmred 05720714 12,994.41900 19.23 250,005.95 266,775.42 16,769.47 Reinvestments 3,283.20600 18.47 60,644.49 67,404.22 6,759.73 Total 21 ,556.95900 $19.05 $410,669.39 20.5300 $442,564.36 $31,894.97 MIA NIA Client Investment (Excluding Reinvestments) $350,024.90 GainILoss on Client Investmell?ncluding Reinvestments) $92,539.46 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Aoquiied 05711715 1 51285600 15.46 23,396.94 23,993.89 596.95 Acquired 04:01:16 6,350 14.17 89,998.45 100,710.99 10,712.54 Acquired 12729717 16,000 16.36 261,778.95 253,759.99 8018.96 Reinvestments 2,105.73700 15.27 32,170.14 33,397.00 1,226.86 Total 25,968.59300 $15.69 $407,344.48 15.8600 $411,861.87 $4,517.39 $3,921 0.95 $15.68 $407,214.10 Client Investment (Excluding Reinvestments) $375,174.34 GainlLoss on Client Investment (Including Reinvestments) $36,687.53 Total Open End Mutual Funds $1,796,674.46 $2,537,783.93 $741,109.47 $3,921 0.15 $1,796,544.08 Total Mutual Funds $1,796,674.46 $2,537,783.93 $741,109.47 $3,921 0.15 $1,796,544.08 Bemuse you have more than 6 tax lots. we are showing the average cost per share. This security contains muttiple tax lots that may or may not include cost inlonnation that is reportable to the IRS. Tax lot(s) held In Margin, rather than Cash RR A poction of this security is held in Margin, rather than Cash 067 F2 F287 KENNY MARCHANT 8; DONNA MAE MARCHANT JT TEN APRIL 1, 2018 - APRIL 30 2018 ACCOUNT NUMBER: Page11of12 Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 04101 BEGINNING BALANCE 3,371.70 04102 Cash AUTO ACTIVITY Atmos Energy Atmos Ener -122.00 8,249.70 42000014545047 04103 Cash DIVIDEND HODGES BLUE CHIP EOTY 871.41 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS 032918 25.913.61400 As OF 3129110 04103 Cash REINVEST DIV 54.97900 HODGES BLUE CHIP EOTY -871.41 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS REINVEST AT 15.850 04103 Cash 0000415 HELEN MARCHANT ~3.000.00 5,249.70 0000415 04106 Cash 0000313 -2,886.00 2,363.70 0000313 04110 Margin DIVIDEND ALTRIA GROUP INC 70.00 2433.70 041018 100 04118 Cash ADVISORY FEE MANAGEMENT FEE 4,168.99 -1.735.29 04119 Cash INTEREST STANDARD BANK DEPOSIT 0.71 04119 Cash JOURNAL FRO 1,735.29 MARCHANT KENNY 04119 Margin JOURNAL TO -1 .735.29 -1 334.58 MARCHANT KENNY 04127 Margin INT CHARGED INTEREST 03128THRU 04126 -2 .40 -1 ,736.98 Cash sweep activity Our Cash Sweep program ailows you to earn a return on the idle cash balances in your account 0 automatically investing such balances into one of our cash sweep tions. These 'sweep transactions' may represent a net amount for the day and occur on settlement date. The foIlowing section displays transfers into and out of your sweep option. ransaclions displayed here are Transfer To, Transfer From and Reinvested Dividends and Interest. These transaction amounts are not DESCRIPTION DATE TRANSACTION 04101 04102 TRANSFER TO 04102 TRANSFER FROM 04103 TRANSFER FROM BEGINNING BALANCE STANDARD BANK DEPOSIT STANDARD BANK DEPOSIT STANDARD BANK DEPOSIT In your cash flow summary. AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 8.131.70 04106 TRANSFER FROM STANDARD BANK DEPOSIT 4,836.00 240.00 04111 TRANSFER TO STANDARD BANK DEPOSIT 7000 -122.00 04I19 TRANSFER FROM STANDARD BANK DEPOSIT 4,433.70 -3,000.00? 04130 ENDING BALANCE 0_00 06? F2 F287 i Page 12 of 12 Immature Quarters Kememcum a. DONNA MAE MARCHANT JT TEN APRIL 1. 2018 - APRIL 30. 2018 ACCOUNT NUMBER: Statement of interest charged Period 3128 th ru 4126 DATE NET BALANCE ALL MARGIN CASH ACCOUNT SHORT POSITIONS ADJUSTED DEBIT NUMBER OF INTEREST INTEREST ACCOUNTS BALANCE MARKET VALUE BALANCE DAYS CHARGED 04th -1 ,735.29 0.71 0.0000 -1.734.58 1 6.250 -0.30 04/20 -1 .734.58 0.0000 -1.734.58 7 6.250 -2.10 Total Interest Charged .5140 The Margin base rate may be adjusted at any time without prior notice to you. For more information. see the Margin Statement of Interest Charges included in your account opening documents or talk to Your Investment Broker. Speci?c instructions and disclosures Margin accounts Interest charged on debit balances in your margin account appears on this statement. The rate of interest and period covered are indicated. The rate may change from time to time clue to interest rate ?uctuations or for other reasons. Interest is computed as described in material previously furnished to you. This is a combined statement of your general account and the Special Memorandum Account maintained for you under Section 220.5 of Regulation issued by the Board of Govemors of the Federal Reserve Board. The permanent record of the separate account. as required by Regulation T. is available for your inspection. - Callable Securities Securities that are subject to a partial call will be selected by an impartial lottery process in which the probability of your securities being selected for redemption is proportional to the holdings of all shareholders of such securities held in street name. It a security is called prior to maturity it may affect the yield you receive. Additional information is available at or the written procedures are available upon request. Cost basis - To add or update information or modify your reporting options. please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses for your information only. If acquisition or other Information is not available. the gainiloss information may not be displayed and section and summary totals may not re?ect your complete portfolio. Cost basis information is not verified by First Clearing or Your Introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this information (due to corporate mergers. tenders and other reorganizations) may be required from time to time. Cost basis for factored bonds (GNMA. CMO. etc.) will be adiusted for paydown of principal. Systematic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and dividend reinvestment securities is provided for informational purposes only and is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the IRS. Cost basis options . Unless speci?c tax lots are selected at trade time. sales of tax lots will occur using the cost basis election re?ected in the Account proiile section. 06? F2 jfir?t?a?a? 5800:1025 SNAPSHOT P3961 ?f13 KENNY MARCHANT DONNA MAE MARCHANT JT TEN MAY 1. 2018 - MAY 31, 2018 ACCOUNT NUMBER: - Progress summary THIS PERIOD THIS YEAR Opening value $4,810,657.60 $4,818,580.84 Cash deposited 0.00 4.787.00 Securities deposited 0.00 0.00 Cash withdrawn -63.006.16 -113.961.41 Securities withdrawn 0.00 0.00 Change in value 215.616.88 253,861.89 Closing value $4,963,268.32 $4,963,268.32 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON APR 30 VALUE 0N MAY 31 ANN. INCOME ASSETS Cash and sweep balances 0.00 0.00 4.73 0.00 0 Stocks. options ETFs 2,247,077.90 46.69 2,330,601.76 46.42 42,575 Fixed income securities 27,532.75 0.57 27,523.75 0.55 1.500 Mutual funds 2,537,783.93 52.73 2,662,338.38 53.03 3,921 Asset value $4,812,394.58 100% $5,020,468.62 100% $47,996 Magginlloan balance 4,736.98 -57,200.30 Net asset value $4,810,657.60 $4,963,268.32 SNAPSHOT 067 F2 FZB7 . . . SNAPSHOT Page 2 of 13 ?rmness KENNYEMARCW DONNA MAE MARCHANT JT TEN MAY 1, 2018 - MAY 31, 2018 ACCOUNT NUMBER: Cash ?ow summary THIS PERIOD- THIS YEAR Opening value of cash and sweep balances 41,736.96 Income and distributions 6,130.33 33,645.39 Securities sold and redeemed 104,443.44 204,524.55 Other additions 0.00 4,787.00 Net additions to cash $110,573.77 $242,956.94 Withdrawals by check -63.000.00 -1 00,385.90 Securities purchased 403,026.20 -210,851.46 Electronic funds transfers 0.00 -423.50 Advisory fees 0.00 -8.337.69 Other subtractions and fees -6.16 4,814.32 Net subtractions from cash $166,032.36 Closing value of cash and sweep balances Income summary . THIS PERIOD THIS YEAR- TAXABLE Money marketlsweep funds 4.73 8.56 Ordinary dividends and ST capital gains 0.00 871.41 Quali?ed dividends 3,368.10 13,518.37 Partnership distributions 2,757.50 5,515.00 Total taxable income $6,130.33 $19,913.34 TAX-EXEMPT Interest 0.00 750.00 Total federally tax-exempt income $0.00 $750.00 Total income 56.1 30.33 $20,663.34 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. Gainlloss summary READ-ZED THIS YEAR Short term (8) -5,223.1 1 -5,228.11 Long term (L) 0.00 36,573.60 Total $31,345.49 SNAPSHOT 067 F2 F287 jfirst maths 5mm Your Investment Broker GARY BRADSHAWICRAIG HODGES Phone: 214-954-1177 1 214?665-191 16 Account pro?le Full account name: Account type: Brokerage account number: Tax status: Investment objectivelRisk tolerance: Time horizon: Liquidity needs: Cost Basis Election: 2905 MAPLE AVENUE DALLAS. TX 75201 KENNY MARCHANT 8. DONNA MAE MARCHANT JT TEN Standard Brokerage 5526-0770 Taxable MODERATE GROWTH INCOME Please Provide Please Provide First in, First out Per your instructions. copies of this statement have been sent to an interested party. SNAPSHOT Page 30f13 KENNY MARCHANT 8: DONNA MAE MARCHANT JT TEN MAY 1. 2018 - MAY 31, 2018 ACCOUNT NUMBER: Document delivery status Paper Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: Electronic SNAPSHOT 067 F2 F287 KENNY MARCHANT 8- DONNA MAE MARCHANT JT TEN MAY 1, 2018 - MAY 31. ACCOUNT NUMBER: Page 4 of 13 ?on Additional information THIS PERIOD THIS YEAR THIS PERIOD THIS YEAR Accrued interest on sales 0.00 87.50 Gross proceeds 104,443.44 204,524.55 Portfolio detail Cash and Sweep Balances CURRENT ESTIMATED . DESCRIPTION MARKET VALUE ANNUAL INCOME Cash 4.73 0.00 Total Cash and Sweep Balances $4.73 $0.00 MargiMoan balance -57,200.30 Stocks, options 8 ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE OAINAOSS INCOME YIELD ABBOTT LABORATORIES ABT - HELD IN MARGIN . Acquired 1,000 54.39 54,413.25 61.5300 61,530.00 7,116.75 1.120 1.82 ALTRIA GROUP INC M0 - HELD IN MARGIN Acquired 02718111 100 2,487.98 55.7400 5,574.00 3,086.02 280 5.02 AIRLINES GRO 3,526 18.52? 65,329.17 43.5400 153,522.04 44,261.01 1,410 0.91 AAI. . HELD IN MARGIN APPLE INC AAPL - HELD IN MARGIN Acquimd 04108113 1 60.85 60.85 186.87 126.02 Acquired 09127113 42 68.70 2,885.52 7,848.54 4,963.02 Acquired 01108715 8 111.96 895.68 1.494.96 599.28 Acquired 0770015 49 126.92 6,238.03 9,156.63 2,918.60 Total 100 $100.80 $10,080.08 188.8700 $18,687.00 $8,606.92 $292 1.56 087 F2 F287 jfirdt 1301166 520011025 KENNY MARCHANT 8; DONNA MAE MARCHANT JT TEN MAY 1, 201a - MAY 31. 2010 ACCOUNT NUMBER: Page 5 Of 13 Stocks, options 6 Stocks and ETFS continued ESTIMATED ADJ PRICE7 ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIC PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD (11.) AT 3. INC - HELD IN MARGIN Acquired 01113111 1,000 27,989.90 32.3200 32,320.00 4,330.10 2,000 6.18 BANK OF AMERICA CORP BAC - HELD IN MARGIN Acquired 11723116 2,000 20.59 41,208.95 29.0400 58,080.00 16,871.05 960 1.65 BOEING CO BA - HELD IN MARGIN Acquired 01112111 500 69.85 34,932.33 352.1600 176,080.00 141,147.67 3,420 1.94 BRISTOL MYERS SOUIBB CO BMY - HELD IN MARGIN Acquired 09710113 12 42.41 508.92 631.44 122.52 Acquired 10107113 11 47.38 521.18 578.82 57.64 Acquired 06710714 10 46.88 468.86 526.20 57.34 Acquired 02124715 9 61.42 552.83 473.58 ?79.25 Acquired 08125115 258 60.22 15,555.71 13,575.96 -1 ,979.75 Total 300 $58.69 $17,607.50 52.6200 61 5,786.00 41,821.50 $480 3.04 CHEVRON CORPORATION - HELD IN MARGIN Acquired 08726715 500 71.21 35,628.90 124.3000 62,150.00 26,521.10 2,240 3.60 CITIGROUP INC NEW - HELD IN MARGIN Acquired 11123116 1,000 56.65 56,674.55 66,690.00 10,015.45 Acquired 05708718 1,000 70.57 70,598.65 66,690.00 -3,908.65 Total 2,000 $63.64 $127,273.20 66.6900 $133,330.00 $6,106.00 $2,560 1.92 RESOURCES CLR - HELD IN MARGIN Acquired 04706716 400 30.56 12,231.58 26,936.00 14,704.42 Acquired 05709716 1,000 38.98 39,001.25 67,340.00 28,338.75 Acquired 06710116 1,500 41.27 61,926.95 101,010.00 39,083.05 Acquired 07131117 1,500 33.45 50,196.35 101,010.00 50,813.65 Total 4,400 $37.13 $163,356.13 67.3400 $296,296.00 $132,939.87 NIA NIA 067 F2 F287 jfir?tmallas ?emrities KENNY MARCHANT 8: DONNA MAE MARCHANT JT TEN MAY 1, 2018 - MAY 31, 2018 Page 6 of 13 ACCOUNT NUMBER: Stocks, options 8 ETFs Stocks and ETFS continued ESTIMATED ADJ ADJ CURRENT CURRENT ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE CAINILOSS YIELD COSTCO WHSL CORP New COM COST - HELD IN MARGIN Acquired 01722714 250 113.76 28,459.83 198.2400 49,560.00 21,100.17 570 1.15 CUMMINS INC CMI - HELD lN MARGIN Acquired 12114712 600 106.69 64,033.43 142.3900 85,434.00 21,400.57 2,592 3.03 DOLLAR TREE STORES INC DLTR - HELD IN MARGIN Acquired 03107718 500 88.38 44,210.15 82.5900 41,295.00 -2,915.15 NIA NIA ENERGY TRANSFER PARTNERS LP NEW UNIT LTD PARTNERSHIP INT ETP - HELD IN MARGIN Acquired 12:04:15 no 500 22.34 11,174.68 9,495.00 ?1 ,679.68 Acquired 12722115 nc 1,500 20.86 31,295.25 28,485.00 -2,810.25 Acquired 11723/16 nc 1,500 23.86 35,790.95 28,485.00 -7,305.95 Total 3,500 $22.36 $78,260.88 18.9900 $66,465.00 $7 .910 11 .90 ENLINK MIDSTREAM PARTNERS LP ENLK - HELD IN MARGIN . Acquired 08726715 nC 2,000 16.19 32,406.95 17.1000 34,200.00 1,793.05 3,120 9.12 HALLIBURTON COMPANY HAL - HELD IN MARGIN Acquired 12722711 1,000 33.75 33,774.75 49,740.00 15,965.25 Acquired 02104714 6 49.20 295.25 298.44 3.19 Acquired 02111114 13 53.91 700.83 646.62 -54.21 Acquired 02703715 9 43.25 389.33 447.66 58.33 Total 1,028 $34.20 $35,160.16 49.7400 $51,132.72 $15,972.56 5740 1.45 HOME DEPOT INC HD - HELD IN MARGIN Acquired 02726714 200 82.34 16,488.93 37,310.00 20,821.07 Acquired 05701715 300 109.58 32,894.63 55,965.00 23,070.37 Total 500 $98.77 $49,383.56 186.5500 $93,275.00 $43,891.44 $2,060 2.21 067 F2 F287 first?a?az 5mm KENNY MARCHANT 8; DONNA MAE MARCHANT JT TEN MAY 1, 2018 - MAY 31, 2018 Page 7 of 13 ACCOUNT NUMBER: Stocks, options 8 ETFS Stocks and ETFS continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE CAINTLOSS INCOME YIELD we.) MASTERCARD INC CL A MA- HELD IN MARGIN Acquired 07101115 400 94.47 37,806.95 76,048.00 38,241.05 Acquired 04.104716 100 95.01 9,519.95 19,012.00 9,492.05 Total 500 $94.65 $47,326.90 190.1200 $95,060.00 $47,733.10 5500 0.53 MICROSOFT CORP MSFT - HELD IN MARGIN Acquired 12729115 1,000 56.80 56,827.95 98.8400 98,840.00. 42,012.05 1.680 1.69 PARSLEY ENERGY INC PE - HELD IN MARGIN Acquired 12729717 1,000 29.67 29,690.15 29,480.00 -210.15 Acquired 05717718 1.000 32.40 32,427.55 29,480.00 -2,947.55 Total 2,000 531.06 562.1 17.70 29.4800 $58,960.00 57.70 NIA SCHWAB CHARLES CORP NEW - HELD IN MARGIN Acquired 12107717 1,000 51.21 51,233.75 55.6200 55,620.00 4,386.25 - 400 0.71 SOUTHWEST AIRLINES co Luv - HELD IN MARGIN Acquired 0&25115 1,000 37.88 37,906.45 51.0800 51,080.00 13,173.55 640 1.25 TARGA RESOURCES CORP TRGP - HELD IN MARGIN - Acquired 12129717 500 48.18 24,113.45 48.6300 24,315.00 201.55 1,820 7.48 TEX PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL - HELD IN MARGIN Acquired 01715114 400 97.45 38,995.16 706.7000 282,680.00 243,684.84 420 0.14 TEXAS INSTRUMENTS INC TXN - HELD IN MARGIN Acquired 02709718 500 99.48 49,761.65 111.9100 55,955.00 6,193.35 1.240 2.21 UNITED CONTINENTAL HOLDINGS INC UAL - HELD IN MARGIN Acquired 0771 1.114 5 45.66 228.30 347.95 119.65 Acquired 10715714 14 41.93 587.02 974.26 387.24 Acquired 07:01.11 5 281 53.96 15,181.71 19,554.79 4,373.08 Acquired 10715715 200 57.79 11,576.95 13,918.00 2,341.05 057 F2 F287 I jfir?t?a?a? ?mm Stocks, options 8. ETFs Stocks and ETFs continued KENNY MARCHANT 8; DONNA MAE MARCHANT JT TEN MAY 1, 2018 - MAY 31, 2018 ACCOUNT NUMBER: -3 Page 8 of 13 ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD Total 500 $55.15 $27,573.98 69.5900 $34,795.00 $7,221.02 NIA I NIA UNITED STATES STEEL CORP NEW - HELD IN MARGIN - Acquired 09722716 1,000 18.46 18,469.47 36.8700 36,870.00 18,400.53 200 0.54 VERIZON COMMUNICATIONS COM VZ - HELD IN MARGIN Acquired 01713111 1,000 35,749.90 47.6700 47,670.00 1 1,920.10 2.360 4.95 WELLS FARGO 8. 00 NEW WFC - HELD IN MARGIN Acquired 02724715 21 55.44 1,164.42 1,133.79 ?30.63 Acquired 03703715 9 55.46 499.22 485.91 -13.31 Acquired 07701715 270 56.90 15,381.95 14,577.30 -804.65 Acquired 08725715. 300 53.56 16,086.95 16,197.00 1 10.05 Acquired 11723/16 400 52.21 20,905.11 21,596.00 690.89 Total 1 .000 $54.04 $54,037.65 53.9900 $53,990.00 -$47.65 $1,560 - 2.89 Total Stocks and ETFS $1,416,336.36 $2,330,601.76 $870,333.54 $42,575 1.83 Total Stocks, options 8: ETFS $1,416,336.36 $2,330,601.76 $870,333.54 $42,575 1.83 Cost information for one or more securities is not available. If you have cost intormation and would like to see it on future statements. contact Your Investment Broker. rn This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. no Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. 087 F2 F287 Maths granitic Fixed Income Securities Page 901? 13 KENNY MARCHANT 81 DONNA MAE MARCHANT JT TEN MAY 1. 2018 - MAY 31, 2018 ACCOUNT NUMBER: Corporate and municipal bonds and other ?xed income securities are priced by a computerized pricing service or. for less actively traded issues. by utilizing a yield-based matrix system to arrive at an estimated market value. Municipal Bonds ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ACCRUED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INTEREST INCOME YIELD (911) NORTH Tx va AUTH Rev RFDG 13T TIER CPN 0.000% DUE 01701730 DTD 12:00:10 FC 07101111 PRE 01701721 100.000 Moody A1 sap A cusrp 66285WFX9 Acquired 01727711 00 25,000 90.90 ?4,733.04 110.0950 27,523.75 2,777.71 625.00 1.500 5.44 4. .47 Total Municipal Bonds 25,000 $24,746.04 $27,523.75 $2,777.71 $025.00 51,500 5.45 . $24,703.47 Total Fixed Income Securities $24,746.04 $27,523.75 $2,777.71 $025.00 51,500 5.45 $24,703.47 nc Cost information {or this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all olI?Ier lots will be reported to the IRS. Mutual Funds If a portion of your fund position was converted. the '0th Investment? vaIUe may inciude reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not reflect Total return. ESTIMATED ADJ ADJ cosn CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUAN11TY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD (11.) PROFESSIONALLY MANAGE ma" 32.091.96800 27.03? 867.463.79 1,645,997.03 778,533.24 PORTFOL HODGE FUND CL INSTL HDPIX . Reil'IvestmentsR 2.410.13700 46.13? 111,196.80 123.615.93 12,419.13 067 F2 jfir?t 1&an ?emritie? KENNY MARCHANT DONNA MAE MARCHANT JT TEN MAY 1, 2018 - MAY 31, 2018 Page 10 of 13 ACCOUNT NUMBER: Mutual Funds Open End Mutual Funds continued . . ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZEO ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD (In) Total 34,502.10500 $28.37 $978,660.59 51.2900 $1,769,612.96 $790,952.37 NIA NIA Client Investment (Excluding Reinvestments) $867,463.79 GainILoss on Client Investment (lncluding?einvestments) $902,149.17 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX - HELD IN MARGIN Acquired 01109;? 5,279.33400 18.94 100,018.95 114,139.20 14,120.25 Acquired 05720714 12,994.41900 19.23 250,005.95 280,939.34 30,933.39 Reinvestments 3,283.20600 18.47 60,644.49 70,982.91 10,338.42 Total 21,556.95900 $19.05 $410,669.39 21.6200 $466,061.45 $55,392.06 NIA NIA Client Investment (Excluding Reinvestments) $350,024.90 Gain/Loss on Client Investment (Including Reinvestments) $116,036.55 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 05111715 1,512.85600 15.46 23,396.94 24,856.22 1,459.28 Acquired 04101716 6,350 14.17 89,998.45 104,330.50 14,332.05 Acquired 12129717 16,000 16.36 261,778.95 262,880.00 1,101.05 Reinvestments RR 2.105.73700 15.27 32,170.14 34,597.25 2,427.11 Total 25,968.59300 $15.69 $407,344.48 16.4300 $426,663.97 $19,319.49 $3,921 0.92 $15.68 $407,214.10 Client Investment (Excluding Reinvestments) $375,174.34 GainILoss on Client Investment (Including Reinvestments) $51,489.63 Total Open End Mutual Funds $1,796,674.46 $2,662,338.38 $865,663.92 $3,921 0.15 $1,796,544.08 Total Mutual Funds $1,796,674.46 $2,662,338.38 $865,663.92 $3,921 0.15 $1,796,544.08 This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. Tax lot(s) held in Margin, rather than Cash RR A portion of this security is held in Margin. rather than Cash 06? F2 F287 130%an 558011025 KENNY MARCHANT 8: DONNA MAE MARCHANT JT TEN MAY 1, 2018 - MAY 31, 2018 PageI10f13 ACCOUNT NUMBER: .. 10 Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 05101 BEGINNING BALANCE ?1 ,736 .98 05101 Margin DIVIDEND AT 8 INC 500.00 050118 1.000 05101 Margin DIVIDEND EROISTOL MYERS SQUIBB 120.00 050118 300 05101 Margin DIVIDEND VERIZON COMMUNICATIONS 590.00 528.93 COM 050118 1.000 05102 Cash 0000418 HELEN MARCHANT -3,000.00 -3,526.98 0000415 05108 Margin SALE -2,000.00000 DELTA AIR LINES INC NEW 52.2324 104,443.44 05108 Margin PURCHASE 1,000.00000 CITIGROUP INC 70.5797 -70.598.65 30,317.81 05109 Margin DIVIDEND MASTERCARD INC CL A 125.00 30,442.81 050918 500 05/14 Margin DIST ENLINK MIDSTREAM 780.00 31,222.31 PARTNERS LP 051418 2000 05115 Margin DIVIDEND ABBOTT LABORATORIES 280.00 051518 1.000 05115 Margin DIST ENERGY TRANSFER PARTNERS 1,977.50 LP UNIT LTD PARTNERSHIP INT . 051518 3.500 05115 Margin DIVIDEND TARGA RESOURCES CORP 455.00 33,935.31 051518 500 05117 Margin DIVIDEND APPLE INC 73.00 051718 100 05117 Margin PURCHASE 1.000.00000 PARSLEY ENERGY INC 32.4086 -32,427.55 1,580.76 05,121 Margin DIVIDEND TEXAS INSTRUMENTS INC 310.00 1,890.76 052118 500 05122 Margin DIVIDEND AIRLINES GROUP 352.60 2,243.35 I 052210 3.525 05125 Margin DIVIDEND CITIGROUP INC NEW 320.00 052518 1.000 05125 Margin DIVIDEND WHSL CORP 142.50 052518 250 06? F2 F287 inmJBaiIas gamma Activity detail continued KENNY MARCHANT 81 DONNA MAE MARCHANT JT TEN MAY 1. 201B - MAY 31. 2018 ACCOUNT NUMBER: Page 12 of 13 CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES osizs Margin DIVIDEND SCHWAB CHARLES CORP 100.00 2.130586 052513 1.000 05/30 Margin INT CHARGED INTEREST 05:29 43.16 2,799.70 05m Cash INTEREST STANDARD BANK DEPOSIT 4,73 05I31 Cash 0000314 THE HOCKADAY SCHOOL 450,000.00 57,195.57 0000314 Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account by automatically investing such balances into one of our cash sweep 'sweep transactions' may represent a net amount for the day and occur on settlement date. The to lowing section displays transfers into and out of your sweep option. displayed here are Transfer To. Transfer From and Reinvested Dividends and Interest. These transaction amounts are not included in your cash flow summary. options. These ransactions DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 05,01 BEGINNING BALANCE 0.00 05:23 TRANSFER TO STANDARD BANK DEPOSIT 352.60 0511 1 TRANSFER TO STANDARD BANK DEPOSIT 30.442.81 05129 TRANSFER TO STANDARD BANK DEPOSIT 562.50 05115 TRANSFER TO STANDARD BANK DEPOSIT 780.00 05131 TRANSFER FROM STANDARD BANK DEPOSIT -6_16 05116 TRANSFER TO STANDARD BANK DEPOSIT 2.712.50 05131 TRANSFER FROM STANDARD BANK DEPOSIT -2.799_70 05/21 TRANSFER FROM STANDARD BANK DEPOSIT 452,354.55 05l31 ENDING BALANCE 000 05/22 TRANSFER TO STANDARD BANK DEPOSIT 310,00 Statement of interest charged Period 4127 thru 5129 DATE NET BALANCE ALL MARGIN CASH ACCOUNT SHORT POSITIONS ADJUSTED DEBIT NUMBER OF INTEREST INTEREST ACCOUNTS BALANCE MARKET VALUE BALANCE DAYS CHARGED 04127 -1 .736.98 0.0000 -1 ,736.98 4 6.250 -1.20 05101 -526.98 0.0000 ?526.98 1 6.250 -0.09 0502 -3.526.98 0.0000 -3.526.98 7 6.250 4.28 05509 (5.401 .98 0.0000 43.401 .98 1 6.250 -0.59 46.16 Total Interest Charged The Margin base rate may be adjusted at any time without prior notice to you. For more information. see the Margin Statement of Interest Charges included in your account opening documents or talk to Your Investment Broker. 067 F2 F287 jfirstma?as 5mm KENNY MARCHANT 8. DONNA MAE MARCHANT JT TEN MAY 1, 2018 - MAY 31, 2018 Page 13 of13 ACCOUNT NUMBER: Realized gainlloss Realized GainILoss Summary THIS PERIOD THIS PERIOD THIS PERIOD THIS YEAR THIS YEAR THIS YEAR GAIN LOSS NET GAIN LOSS NET Short term 0.00 -5.228.11 -5.228.11 0.00 -5.228.1?l -5,228.11 Long term 0.00 0.00 0.00 36,573.60 0.00 36,573.60 Total Realized GainlLoss $0.00 -$5.228.11 $36,573.60 $5,228.11 $31,345.49 Realized GainILoss Detail Short term ADJ DATE ADJ DESCRIPTION ORIG PRIOE ACQUIRED CLOSE DATE PROCEEDS ORIG cosr GAINILOSS DELTA AIR LINES INC NEW 2,000.00000 54.8263 07107117 05108118 104,443.44 109.671.55 CUSIP 247361702 Total Short term $104,443.44 $109,671.55 $5,228.11 Specific instructions and disclosures Margin accounts interest charged on debit balances In your margin account appears on this statement. The rate of interest and period covered are indicated. The rate may change from time to time due to interest rate ?uctuations or for other reasons. Interest is computed as desa'ibed in material previously furnished to you. This is a combined statement of your general account and the Special Memorandum Account maintained for you under Section 220.5 of Regulation issued by the Board of Governors of the Federal Reserve Board. The permanent record of the separate account. as required by Regulation T. is available for your inspection. Caliabie Securities Securities that are subject to a partial call will be selected by an impartial lottery process in which the probability of your securities being selected for redemption is proportional to the holdings of all shareholders of such securities held in street name. if a security is called prior to maturity it may affect the yield you receive. Additional information is available at or the written procedures are available upon request. Cost basis - To add or update Information or modify your reporting options. please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses for your information only. if acquisition or other information is not available, the gainlloss information may not be displayed and section and summary totals may not re?ect your complete portfolio. Cost basis infomtetion is not veri?ed by First Clearing or Your Introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this information (due to corporate mergers, tenders and other reorganizations) may be required from time to time. Cost basis for factored bonds (GNMA. CMO. etc.) will be adjusted for paydown of principal. Systematic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and dividend reinvestment securities is provided for informational purposes only and is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the IRS. cost basis options Unless speci?c tax lots are selected at trade time. sales of tax lots will occur using the cost basis election re?ected in the Account pro?le section. 05? F2 F287 first Ewes Qatarities SNAPSHOT Page1of13 KENNY MARCHANT 8 DONNA MAE MARCHANT JT TEN JUNE 1. 2018 - JUNE 30, 2018 ACCOUNT NUMBER: Progress summary THIS PERIOD THIS YEAR Opening value $4,963,268.32 $4,818,580.84 Cash deposited 0.00 4,787.00 Securities deposited 0.00 0.00 Cash withdrawn ?28,146.42 442,107.83 Securities withdrawn 0.00 0.00 Change in value -102,990.07 150,871.82 Closing value $4,832,131.83 $4,832,131.83 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE 0N MAY 31 VALUE ON JUN 30 ANN. INCOME ASSETS Cash and sweep balances 4.73 0.00 0.00 0.00 0 Stocks, options 8. ETFs 2,330,601.76 46.42 2,266,172.64 46.59 42,095 Fixed income securities 27,523.75 0.55 27,537.00 0.57 1.500 Mutual funds 2,662,338.38 53.03 2,570,125.30 52.84 3,380 Asset vaiue $5,020,468.62 100% $4,863,834.94 100% $46,975 Margin/loan balance -57,200.30 -31,703.11 Net asset value $4,963,268.32 $4,832,131.83 SNAPSHOT 067 F2 F287 f?tm ?eturitieg Cash ?ow summary Income summary Gainlloss summary TAXABLE TAX-EXEMPT SNAPSHOT Pa9e20f13 KENNY MARCHANT 8s DONNA MAE MARCHANT JT TEN JUNE 1, 2018 - JUNE 30 ACCOUNT NUMBER THIS PERIOD THIS YEAR Opening value of cash and sweep balances 457,195.57 Income and distributions 4,023.04 37,668.43 Securities sold and redeemed 49,615.84 254,140.39 Other additions 0.00 4,787.00 Net additions to cash $53,638.88 $296,595.82 Withdrawals by check -28.000.00 -1 28,385.90 Securities purchased 0.00 -210,851.46 Electronic funds transfers 0.00 423.50 Advisory fees 0.00 -8,337.69 Other subtractions and fees -1 46.42 4,960.74 Net subtractions from cash $28,146.42 $352,959.29 Closing value of cash and sweep balances THIS PERIOD THIS YEAR Money marketlsweep funds 0.00 8.56 Ordinary dividends and ST capital gains 0.00 871.41 Quali?ed dividends 4.023.04 17,541.41 Partnership distributions 0.00 5,515.00 Total taxable income $4,023.04 $23,936.38 Interest 0.00 750.00 Total federally tax-exempt income $0.00 $750.00 Total income $4,023.04 $24,686.38 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. THIS PERIOD REALIZED THIS YEAR REALIZED Short term (8) 964.63 4,263.48 Long term (L) 4,678.66 34,894.94 Total 4714.03 $30,631.46 SNAPSHOT 06? F2 F287 jfimt 2331155 Quantities Your lnvestrnent Broker GARY HODGES Phone: 214-954-1177 I 214-665-9116 Account pro?le Full account name: Account type: Brokerage account number: Tax status: Investment objectivelRisk tolerance: Time horizon: Liquidity needs: Cost Basis Election: 2905 MAPLE AVENUE DALLAS, TX 75201 KENNY MARCHANT DONNA MAE MARCHANT JT TEN Standard Brokerage Taxable MODERATE GROWTH INCOME Please Provide Please Provide First in, First out Per your instructions, copies of this statement have been sent to an interested party. SNAPSHOT Page 3 of 13 KENNY MARCHANT 8. DONNA MAE MARCHANT JT TEN JUNE 1, 2018 - JUNE 30. 2018 ACCOUNT NUMBER: Document delivery status - Paper Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: Electronic SNAPSHOT 087 F2 F287 DEB [lad a 117 a Bill? 19 KENNY MARCHANT DONNA MAE MARCHANT JT TEN JUNE 1. 2018 - JUNE 30, 2018 ACCOUNT NUMBER: Additional information THIS PERIOD THIS YEAR THIS PERIOD THIS YEAR Accrued interest on sales 0.00 87.50 Gross proceeds 49,615.84 254,140.39 Portfolio detail Cash and Sweep Balances CURRENT DESCRIPTION MARKET VALUE Marginlloan balance -31,703.11 Stocks, options 81 ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAIMOSS INCOME YIELD ABBOTT LABORATORIES ABT - HELD IN MARGIN Acquired 12703717 1,000 54.39 54,413.25 60.9900 60,990.00 6,576.75 1,120 1.83 ALTRIA GROUP INC M0 - HELD IN MARGIN Acquired 02710711 100 2,487.98 56.7900 5,679.00 3,191.02 280 4.93 AIRLINES GRO 3,528 18.52? 65,329.17 37.9600 133,846.96 30,216.15 - 1.410 1.05 ML - HELD IN MARGIN APPLE AAPI. - HELD IN MARGIN Acquired MIOBI13 1 60.85 60.85 185.11 124.26 Acquired 09727113 42 68.70 2,885.52 7,774.62 4,889.10 Acquired 01708715 8 111.96 895.68 1,480.88 585.20 Acquired 07701715 49 126.92 6,238.03 9,070.39 2,832.36 Total 100 $100.80 $10,080.08 135.1100 $18,511.00 $8,430.92 $292 1.58 AT 3 we - HELD IN MARGIN Acquired 01113111 1.000 27,089.00 32.1100 32,110.00 4,120.10 2,000 6.22 067 F2 F287 dtma?as 5 emf! KENNY MARCHANT 8r DONNA MAE MARCHANT JT TEN JUNE 1, 2018 - JUNE 30, 2018 ACCOUNT NUMBER: Stocks, options ETFS Stocks and ETFS continued ESTIMATED ADJ PRICE1 ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIO PRICE ORIG COST PRICE MARKET VALUE GAI N1Loss INCOME YIELD BANK OF AMERICA CORP BAC - HELD IN MARGIN Acquired 11123116 2.000 20.59 41,208.95 28.1900 56,380.00 15,171.05 960 1.70 BOEING CO BA - HELD IN MARGIN Acquired 01112111 500 69.85 34,932.33 335.5100 167,755.00 132,822.67 3.420 2.03 CHEVRON CORPORATION - HELD IN MARGIN . Acquired 03126115 500 71.21 35,628.90 126.4300 63,215.00 27,586.10 2,240 3.54 CITIGROUP INC - HELD IN MARGIN Acquired 11123116 1,000 56.65 56,674.55 66,920.00 10,245.45 Acquired 05108118 1,000 70.57 70,598.65 66,920.00 -3,678.65 Total 2,000 $63.64 $127,273.20 66.9200 $133,840.00 $6,566.80 $2.560 1.91 CONTINENTAL RESOURCES INC CLR - HELD IN MARGIN Acquired 04106116 400 30.56 12,231.58 25,904.00 13,672.42 Acquired 05109116 1,000 38.98 39,001.25 64,760.00 25,758.75 Acquired 06110116 1.500 41.27 61,926.95 97,140.00 35,213.05 Acquired 07131117 1,500 33.45 50,196.35 97,140.00 46,943.65 Total 4,400 $37.13 $163,356.13 64.7600 $284,944.00 $121,587.87 N1A NIA COSTCO WHSL CORP NEW COM COST - HELD IN MARGIN Acquired 01122114 250 113.76 28,459.83 208.9800 52,245.00 23,785.17 570 1.09 CUMMINS INC 01111 - HELD IN MARGIN Acquired 12114112 600 106.69 64,033.43 133.0000 79,800.00 15,766.57 2,592 3.24 DOLLAR TREE STORES INC DLTR - HELD IN MARGIN Acquired 03107118 500 88.38 44,210.15 85.0000 42,500.00 -1,710.15 NIA NIA 067 F2 F237 't Page 6 cf 13 [1?5 [3er KENNY MARCHANT 8: DONNA MAE MARCHANT JT TEN JUNE 1, 2018 - JUNE 30, 2018 ACCOUNT NUMBER: Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ cosn CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIC PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD ENERGY TRANSFER PARTNERS LP NEW UNIT LTD PARTNERSHIP INT ETP - HELD IN MARGIN Acquired 12704715 no 500 22.34 11,174.68 9,520.00 -1 ,654.68 Acquired 12722715 nc 1,500 20.86 31,295.25 28,560.00 -2,735.25 Acquired 11723116 nc 1,500 23.86 35,790.95 28,560.00 -7,230.95 Total 3,500 $22.36 $78,260.88 19.0400 $66,640.00 $7,910 11.87 ENLINK MIDSTREAM PARTNERS LP ENLK - HELD IN MARGIN Acquired 08726715 nc 2,000 16.19 32,406.95 15.5300 31,060.00 -1 ,346.95 3,120 10.04 HALLIBURTON COMPANY HAL - HELD IN MARGIN Acquired 12722711 1,000 33.75 33,774.75 45,060.00 11,285.25 Acquired 02704714 6 49.20 295.25 270.36 -24.89 Acquired 02711714 13 53.91 700.83 585.78 -115.05 Acquired 02703715 9 43.25 389.33 405.54 16.21 Total 1,028 $34.20 $35,160.16 45.0600 $46,321.68 $11,161.52 $740 1.60 HOME DEPOT INC HD HELD IN MARGIN Acquired 02726714 200 82.34 16,488.93 39,020.00 22,531.07 Acquired 05701715 300 109.58 32,894.63 58,530.00 25,635.37 Total 500 $98.77 $49,383.56 195.1000 $97,550.00 $48,166.44 $2,060 2.11 MASTERCARD INC CL A MA HELD IN MARGIN Acquired 07701715 400 94.47 37,806.95 78,608.00 40,801.05 Acquired 04704716 100 95.01 9,519.95 19,652.00 10,132.05 Total 500 $94.65 $47,326.90 196.5200 $98,260.00 $50,933.10 $500 0.51 MICROSOFT CORP MSFT - HELD IN MARGIN Acquired 12729715 1,000 56.80 56,827.95 98.6100 98,610.00 41,782.05 1,680 1.70 PARSLEY ENERGY INC PE - HELD IN MARGIN Acquired 12729717 1,000 29.67 29,690.15 30,280.00 589.85 Acquired 05717713 1,000 32.40 32,427.55 30,280.00 -2,147.55 067 F2 F287 at 81105 5 Page7?f13 [3er KENNY MARCHANT 8. DONNA MAE MARCHANT JT TEN JUNE 1, 2018 - JUNE 30, 2018 ACCOUNT NUMBER: Stocks, options ETFs Stocks and ETFS continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE NILOSS INCOME YIELD Total 2,000 $31.06 $62,117.70 30.2800 $60,560.00 NIA NIA SCHWAB CHARLES CORP NEW SCHW - HELD IN MARGIN Acquired 12707717 1,000 51.21 51,233.75 51.1000 51,100.00 -133.75 400 0.78 SOUTHWEST AIRLINES co LUV - HELD IN MARGIN Acquired 0&25115 1,000 37.88 37,906.45 50.8800 50,880.00 12,973.55 640 1.25 TARGA RESOURCES CORP TRGP - HELD IN MARGIN Acquired 1229717 500 48.18 24,113.45 49.4900 24,745.00 631.55 1,820 7.35 PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL - HELD IN MARGIN Acquired 01115114 400 97.45 38,995.16 695.3500 278,140.00 239,144.84 420 0.15 TEXAS INSTRUMENTS TXN HELD IN MARGIN Acquired 02IOQI18 500 99.48 49,761.65 110.2500 55,125.00 5,363.35 1,240 2.24 UNITED CONTINENTAL HOLDINGS INC UAL - HELD IN MARGIN Acquired 07711714 5 45.66 228.30 348.65 120.35 Acquired 10715714 14 41.93 587.02 976.22 389.20 Acquired 07701715 281 53.98 15,181.71 19,594.13 4,412.42 Acquired 10715715 200 57.79 1 1,576.95 13,946.00 2,369.05 Total 500 $55.15 $27,573.98 69.7300 $34,865.00 $7,291.02 NIA NIA UNITED STATES STEEL CORP NEW x- HELD IN. MARGIN Acquired 09722716 1,000 18.46 18,469.47 34.7500 34,750.00 16,280.53 200 0.57 VERIZON COMMUNICATIONS COM vz- HELD IN MARGIN Acquired 01:13:11 1.000 35,749.90 50.3100 50,310.00 14,560.10 2,360 4.69 WELLS FARGO a. CO WFC - HELD IN MAROIN Acquired 02724715 21 55.44 1,164.42 1,164.24 -0.18 Acquired 03.703715 9 55.46 499.22 498.96 -0.26 067 F2 5t aIIa? Pages? amt! [25 KENNY MARCHANT 8. DONNA MAE MARCHANT JT TEN JUNE 1, 2018 - JUNE 30,2018 ACCOUNT NUMBER: \f-?thir Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CCSTI CURRENT CURRENT ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG cosr PRICE MARKET VALUE GAI NILoss - INCOME YIELD Acquired 07701715 270 56.90 15,381.95 14,968.80 -413.15 Acquired 08r25115 300 53.56 16,086.95 16,632.00 545.05 Acquired 1023716 400 52.21 20,9051 1 22,176.00 1,270.89 Total 1,000 $54.04 $54,037.65 55.4400 $55,440.00 $1 ,402.35 $1,560 2.81 Total Stocks and ETFs $1,398,728.86 $2,266,172.64 $829,142.14 $42,095 1.86 Total Stocks, options ETFs $1,398,728.86 $2,266,172.64 $829,142.14 $42,095 1.86 Because you have more than 6 tax lots, we are showing the avarage cost per Share. mt Cost information for one or more securities is not available. If you have cost information and would like to see it on future statements, contact Your Investment Broker. This security contains multiple tax lots that may or may not include cost information that is reportable to the nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. Fixed income Securities Corporate and municipal bonds and other ?xed income securities are priced by a computerized pricing service or, for less actively traded issues, by utilizing a yield-based matrix system to arrive at an estimated market value. Municipal Bonds ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ACCRUED ANNUAL ANNUAL DESCRIPTION QUANTITY PRICE COST PRICE MARKET VALUE INTEREST INCOME YIELD NORTH TX TWY AUTH REV RFDG SYS 1ST TIER CPN 6.000% DUE 01701738 DTD 12708710 FC 07701111 PRE 01101721 100.000 Moody A1 8813 A - CUSIP 66285WFX9 - Wired 01mm Inc 25,000 98.98 110.1480 27 .587 .00 2,790.42 750.00 1,500 5.44 Total Municipal Bonds 25,000 $24,746.58 $27,537.00 $2,790.42 $750.00 $1,500 5.45 $24,703.47 Total Fixed Income Securities $24,746.58 $27,537.00 $2,790.42 $750.00 51,500 5.45 $24,703.47 nc Cost inion'nation for this tax lot is not covered by IRS reporting requirements. Uriless Indicated, cost for all other lots will be reported to the IRS. 067 F2 F287 j" 4151 E30215 Quantities Mutual Funds KENNY MARCHANT DONNA MAE MARCHANT JT TEN JUNE 1, 2018 - JUNE 30. 2018 ACCOUNT NUMBER: If a portion of your fund position was converted. the 'CIient Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Pagerf 13 Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not re?ect Total return. ESTIMATED ADJ ADJ cosTr CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD PROFESSIONALLY MANAGE 32,091.96800 27.03? 867,463.79 1,601,710.12 734,246.33 PORTFOL HODGE FUND CL INSTL HDPIX Reinvestments 2,410.13700 46.13" 111,196.80 120,289.94 9,093.14 Total 34,502.10500 $28.37 $978,660.59 49.9100 $1,722,000.06 $743,339.47 NIA NIA Client Investment (Excluding Reinvestments) $867,463.79 GainlLoss on Client Investment (Including Reinvestments) $854,536.27 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX - HELD IN MARGIN Acquired 01709714 5,279.33400 18.94 100,018.95 112,555.40 12,536.45 Acquired 05120714 12,994.41900 19.23 250,005.95 277,041.01 27,035.06 Reinvestments 3,283.20600 18.47 60,644.49 69,997.95 9,353.46 Total 21 ,556.95900 $19.05 $410,669.39 21 .3200 $459,594.36 $48,924.97 NIA NIA Client Investment (Excluding Reinvestments) $350,024.90 GainiLoss on Client Investment (Including Reinvestments) $109,569.46 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 05i11r15 1.512.85600 15.46 23,396.94 24,523.39 1,126.45 Acquired 04701716 6,350 14.17 89,998.45 102,933.50 12,935.05 Acquired 1329117 14,000 16.36 229,056.58 226,940.00 -2,116.58 Reinvestments RR 2,105.73700 15.27 32,170.14 34,133.99 . 1,963.85 067 F2 F287 :?iggt? 0005 $2010th KENNY MARCHANT 8: DONNA MAE MARCHANT JT TEN JUNE 1, 2018 - JUNE 30. 2018': Page100i13 ACCOUNT NUMBER: Mutual Funds Open End Mutual Funds continued ESTIMATED ADJ PRICE.I ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION ORIG PRICE ORIG COST PRICE MARKET VALUE GNMOSS INCOME - YIELD Total 23.968.592.00 61 5.63 5374,6223 1 16.2100 $388,530.88 $13,908.77 $3,380 - 0.87 51 5.62 $374,491.73 Client Investment (Excluding Reinvestments) $342,451.97 GainlLoss on Client Investment (Including Reinvestments) $46,078.91 Total Open End Mutual Funds $1,763,952.09 $2,570,125.30 $806,173.21 53,380 0.13 $1,763,821.71 Total Mutual Funds $1,763,952.08 $2,570,125.30 $806,173.21 63,380 0.13 $1,763,821.71 This security contains multiple tax lots that may or may not indude cost infomLation that is reportable to the IRS. Tax lot(S) held in Margin. father than Cash RR A portion of this security is held in Margin. rather than Cash Activity detail - CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 06I01 BEGINNING BALANCE -57.195,57 08I01 Margin DIVIDEND BOEING 00 855.00 0601 18 500 06/01 Margin DIVIDEND CUMMINS INC 648.00 . 060118 600 06l01 Margin DIVIDEND WELLS FARGO 00 NEW 390.00 -55,302.57 060118 1.000 06104 Cash 0000417 HELEN MARCHANT -3,000.00 -58,302.57 0000417 06/08 Margin DIVIDEND UNITED STATES STEEL CORP 50.00 68,252.57 NEW $0818 1,000 0811 1 Margin DIVIDEND CHEVRON CORPORATION 560.00 ?57.69257 0611 18 500 05:12 Cash SALE -2,000.00000 HODGES BLUE CHIP EQTY 16.8500 33,687.00 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS 11:51 aIIas ?ewrities KENNY MARCHANT 81 DONNA MAE MARCHANT JT TEN JUNE 1. 2018 - JUNE 30, 2018 Page 11 of 13 ACCOUNT NUMBER: Activity detail continued CASH AND sw?sp DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 06/12 Margin SALE -300.00000 EROISTOL MYERS SQUIBB 53,1600 15.928.84 6,076.73 06/14 Margin DIVIDEND HOME DEPOT INC 515.00 061418 500 06/14 Margin DIVIDEND MICROSOFT CORP 420.00 -7,141.73 061416 1.000 06/25 Cash 0000316 BONITA LAND AND CATTLE -1 5,000.00 -22,141.73 0000316 06/26 Cash 0000315 CHASE BUSINESS CARD -1 0,000.00 -32,141 .73 0000315 06127 Margin DIVIDEND HALLIBURTON COMPANY 185.04 062718 1,028 06/27 Margin DIVIDEND SOUTHWEST AIRLINES CO 160.00 -31.796.69 062718 1.000 06/28 Margin INT CHARGED INTEREST 06/27 446.42 -31 ,943_1 1 05/29 Margin DIVIDEND BANK OF AMERICA CORP 240.00 31,703.11 062918 2.000 Statement of interest charged . Period 5/30 thru 6/27 DATE NET BALANCE ALL MARGIN CASH ACCOUNT SHORT POSITIONS ADJUSTED DEBIT NUMBER OF INTEREST INTEREST ACCOUNTS BALANCE MARKET VALUE BALANCE DAYS CHARGED 05/31 67,200.30 4.73 0.0000 -57.195.57 1 5.500 -8.74 06/01 -55,302.57 0.0000 -55.302.57 3 5.500 -25.35 06/04 58,302.57 0.0000 -58.302.57 4 5.500 -35.64 06/08 -58.252.57 0.0000 -58.252.57 3 5.500 -26.70 06/11 67,692.57 0.0000 ?57,692.57 2 5.500 -17.62 06/13 67,692.57 33,687.00 0.0000 24,005.57 1 5.750 -3.83 06/14 -7,141.73 0.0000 4,141.73 11 6.500 -14.19 06/25 ?2,141.73 0.0000 -22.141.73 1 6.000 -3.69 06/26 -32.141.73 0.0000 -32.141.73 1 6.000 -5.36 067 F2 F287 KENNY MARCHANT 8- DONNA MAE MARCHANT JT TEN 41:51 ?amers $21316th JUNE 1. 2018 - JUNE 30, 2016 ACCOUNT NUMBER: Statement of interest charged continued Period 5130 th ru 6127 DATE NET BALANCE ALL MARC-IN CASH ACCOUNT SHORT POSITIONS ADJUSTED DEBIT NUMBER OF INTEREST INTEREST ACCOUNTS BALANCE MARKET VALUE BALANCE DAYS CHARGED 06127 -31.796.69 0.0000 -31.796.69 1 6.000 -5.30 Total Interest Charged $146.42 The Margin base rate may be adjusted at any time without prior notice to you. For more information. see the Margin Statement of Interest Charges included in your account Opening documents or talk to Your Investment Broker. Realized gainlloss Page 12 of 13 Realized GainlLoss Summary THIS PERIOD THIS PERIOD THIS PERIOD THIS YEAR THIS YEAR THIS YEAR GAIN LOSS NET GAIN LOSS NET Short term 964.63 0.00 964.63 964.63 -5,228.11 4,263.48 Long term 253.20 -1 .931 .86 -1,678.66 36,826.80 -1,931.86 34,894.94 Total Realized GalnILoss $1,217.83 $1,931.86 -$714.03 $37,791.43 $7,159.97 $30,631 .46 Realized GainlLoss Detail Short term - ADJ DATE ADJ COST: DESCRIPTION QUANTITY ORIG PRICE ACQUIRED CLOSE DATE PROCEEDS ORIG COST CAINILOSS HODGES BLUE CHIP EQTY 2 .000.00000 16.3600 1212911 7 06112118 33,687.00 32,722.37 964.63 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS CUSIP 742935174 Total Short term $33,687.00 $32,722.37 $964.63 Long term ADJ PRICE1 DATE ADJ COST1 DESCRIPTION QUANTITY . ORIG PRICE ACQUIRED CLOSE DATE PROCEEDS ORIG COST BRISTOL MYERS SQUIBB 12.00000 42.4100 09110113 06112118 637.15 506.92 128.23 CO CUSIP 110122103 11.00000 47.3800 10107113 06112118 584.05 521.18 62.87 10.00000 46.8800 06110114 06112118 530.96 468.86 62.10 037 F2 Page130f13 $125173 31135 ?erurities KENNY mom . DONNA MAE MARCHANT JT TEN JUNE 1. 2018 - JUNE 30. 2018 ACCOUNT NUMBER: Realked GainILoss Detail continued Long term ADJ DATE ADJ QUANTITY ORIG PRICE ACQUIRED CLOSE DATE PROCEEDS ORIG COST 9.00000 61 .4200 02!24l1 5 06l1 211 8 477.86 552.83 -74.97 258.00000 60.2200 08I25I15 06I12I18 13.698.82 15.555.71 -1 ?56.89 $15,928.84 $17,607.50 $1,678.66 Total Long term~ Speci?c instructions and disclosures margin accounts Interest charged on debit balances in your margin account appears on this statement. The rate of interest and period covered are indicated. The rate may Change from time to time due to interest rate ?uctuations or for other reasons. Interest is computed as described in material previously fumishod to you. This is a combined statement of your general account and the Special Memorandum Account maintained for you under Section 220.5 of Regulation issued by the Board of Governors of the Federal Reserve Board. The permanent record of the separate account. as required by Regulation T. is available for your inspection. Caliable Securities Securities that are subject to a partial call will be selected by an impartial lottery process in which the probability of your securities being selected for redemption is proportional to the holdings of all shareholders of such securities held in street name. if a security is called prior to matunty it may affect the yield you receive. Additional information is avaiable at or the written procedures are available upon request. Cost basis - To add or update information or modify your reporting options. please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses for your information only. "acquisition or other information is not available. the gairv'loss information may not be displayed and section and summary totals may not re?ect your complete portfolio. Cost basis information is not veri?ed by First Clearing or Your Introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this information (due to corporate mergers, tenders and other reorganizations) may be required from time to time. Cost basis for factored bonds (GNMA, CMO. etc.) will be adiusted fa paydown of principal. Systematic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and reinvestment securities is provided for informational purposes only'and is a non-weighted average. Your account statement should not be used tor tax preparation without assistance from your tax consultant. We do not report capital gains or IDsses for non-covered securities to the IRS. Cost basis options Unless speci?c tax lots are selected at trade llme. sales of tax lots will occur using the cost basis election re?ected in the Account profile section. 06? F2 first 3393185 ?ewrittes SNAPSHOT Page1of13 KENNY MARCHANT 8. DONNA MAE MARCHANT JT TEN JULY 1, 2018 - JULY 31, 2018 ACCOUNT NUMBER: Progress summary THIS PERIOD THIS YEAR Opening value $4,832,131.83 $4,818,580.84 Cash deposited 4,189.63 8,976.63 Securities deposited 0.00 0.00 Cash withdrawn -20,313.24 462,421.07 Securities withdrawn 0.00 0.00 Change in value 133,188.37 284,060.19 Closing value $4,949,196.59 $4,949,196.59 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON JUN 30 VALUE 0N JUL 31 ANN. INCOME ASSETS Cash and sweep balances 0.00 0.00 0.00 0.00 0 - Stocks, options 8. ETFs 2,266,172.64 46.59 2,316,876.30 46.77 43,799 Fixed income securities 27,537.00 0.57 27,487.75 0.55 1,500 Mutual funds 2,570,125.30 52.84 2,609,200.90 52.67 3,386 Asset value $4,863,834.94 100% $4,953,564.95 100% $48,685 Maginlloan balance -31,703.11 4,368.36 Net asset value $4,832,131 .83 $4,949,196.59 sweet-1m FZ F287 51' 511135 SNAPSHOT Page 2 of 13 [r [2 KENNY MARCHANT 8. DONNA MAE MARCHANT JT TEN JULY 1, 2018 - JULY 3% ACCOUNTNUMBER: Cash ?ow summary THIS PERIOD THIS YEAR Opening value of cash and sweep balances 431,703.11 Income and distributions 1,589.46 39,257.89 Securities sold and redeemed 42,638.00 296,778.39 Other additions 4,189.63 8,976.63 Net additions to cash $48,417.09 $345,012.91 Withdrawals by check -11,850.00 440,235.90 Securities purchased -769.10 -211,620.56 Electronic funds transfers 0.00 423.50 Advisory fees 4,189.63 -1 2,527.32 Other subtractions and fees 4,273.61 -9,234.35 Net subtractions from cash 421,082.34 Closing value of cash and sweep balances ?4,368.36 Income summary THIS PERIOD THIS YEAR TAXABLE Money marketlsweep funds 0.36 8.92 Ordinary dividends and ST capital gains 769.10 1,640.51 Quali?ed dividends 70.00 17,611.41 Partnership distributions 0.00 5,515.00 Total taxable Income $839.46 $24,775.84 TAX-EXEMPT Interest 750.00 1,500.00 Total federally tax-exempt income $750.00 $1,500.00 Total income 589. 46 $26, 275.84 Certain distributions made' In the current year are reported as prior year income to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals Gainlloss summary THIS PERIOD REALIZED THIS YEAR REALIZED Short term 4,573. (1) 3 $3,335.33 Long term . 94. Total 41,572.15 $29,059.31 SNAPSHOT 067 F2 F287 jf?ty?a?as ?emrities Your Investment Broker GARY HODGES Phone: 214-954-1177 I 214-665-9116 Account pro?le Full account name: Account type: Brokerage account number: Tax status: Investment obiectivelRisk tolerance: Time horizon: Liquidity needs: Cost Basis Election: 2905 MAPLE AVENUE DALLAS. TX 75201 KENNY MARCHANT 8: DONNA MAE MARCHANT JT TEN Standard Brokerage Taxable MODERATE GROWTH INCOME Please Provide Please Provide First in, First out Per your instructions. copies of this statement have been sent to an interested party. SNAPSHOT Page 3 0f 13 KENNY MARCHANT 8; DONNA MAE MARCHANT JT TEN JULY 1, 2018 - JULY 31 2018 ACCOUNT NUMBER: Document delivery status Paper Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: Electronic SNAPSHOT 067 F2 F287 :[fimt 552000025 Additional information KENNY MARCHANT 8- DONNA MAE MARCHANT JT TEN JULY 1I 2018 - JULY 31 20 ACCOUNT NUMBER: Page 4 of 13 THIS PERIOD THIS YEAR THIS PERIOD THIS YEAR Accrued interest on sales 0.00 87.50 Gross proceeds 42,638.00 296,778.39 Portfolio detail Cash and Sweep Balances CURRENT DESCRIPTION MARKET VALUE Mamim?loan balance 4,368.36 Stocks, options 8. ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD ABBOTT LABORATORIES ABT - HELD IN MARGIN Acquired 12700117 1,000 54.39 54,413.25 65.5400 65,540.00 11,126.75 1,120 1.70 ALTRIA GROUP INC MO HELD IN MARGIN Acquired 02710711 100 2,407.90 50.6600 5,066.00 3,360.02 260 4.77 AMERICAN AIRLINES GRO 3,526 10.5' *1 65,329.17 39.5400 139,410.04 34.193.01 1.410 1.01 INC - AAL - HELD IN MARG APPLE INC AAPL - HELD IN MARGIN Acquired 04700713 1 60.65 60.05 190.29 129.44 Acquired 09127713 42 60.70 2,605.52 7,992.16 5,106.66 Acquired 01700715 0 111.96 695.66 1,522.32 626.64 Acquired 07701715 49 126.92 6,236.03 9,324.21 3,006.10 Total 100 $100.00 $10,000.00 190.2900 $19,029.00 $8,948.92 $292 1.53 AT INC - HELD IN MARGIN Acquired 01713711 1,000 mm 27,909.90 31.9700 31,970.00 3,900.10 2,000 6.25 067 F2 F287 diEaIch$ It Ball?! [2 KENNY MAROHANT 8 DONNA MAE MARCHANT JT TEN JULY 1, 2018 - JULY 31, 2018 ACCOUNT NUMBER: Stocks, options 8. ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD BANK OF AMERICA CORP 8Ac - HELD iN MARGIN Acquired 11723718 2.000 20.59 41,208.95 30.8800 81,760.00 20,551.05 1,200 1.94 BOEING CO 8A - HELD IN MARGIN Acquired 01712711 500 69.85 34,932.33 356.3000 178,150.00 143,217.67 3,420 1.91 CHEVRON CORPORATION - HELD IN MARGIN Acquired 08726715 500 71.21 35,628.90 126.2700 83,135.00 27,506.10 2.240 3.54 CITIGROUP INC NEW - HELD IN MARGIN Acquired 11723716 1,000 56.65 56,674.55 71,890.00 15,215.45 Acquired 05708718 1,000 70.57 70,598.65 71,890.00 1,291.35 Total 2,000 $63.84 $127,273.20 71.8900 $143,780.00 $18,508.80 $3,600 2.50 CONTINENTAL RESOURCES INC CLR - HELD IN MAROIN Acquired 04706716 400 30.56 12,231.58 25,548.00 13,316.42 Acquired 05709716 1.000 38.98 39,001.25 63,870.00 24,868.75 Acquired 06710716 1,500 41.27 81,926.95 95,805.00 33,878.05 Acquired 07731717 1,500 33.45 50,196.35 95,805.00 45,808.65 Total 4,400 $37.13 $163,356.13 83.8700 $281,028.00 $117,671.87 NIA NIA COSTCO WHSL CORP COM COST HELD IN MARGIN Acquired 01722714 250 113.76 28,459.83 218.7100 54,677.50 26,217.87 570 1.04 CUMMINS INC CMI HELD IN MARGIN Acquired 12714712 600 106.69 64,033.43 142.8100 85,686.00 21,652.57 2,738 3.19 ENERGY TRANSFER PARTNERS LP UNIT LTD PARTNERSHIP INT ETP HELD IN MARCIN Acquired 12704715 no 500 22.34 11,174.68 10,480.00 -694.68 Acquired 12722715 nc 1,500 20.86 31,295.25 31,440.00 144.75 Acquired 11723716 nc 1.500 23.88 35,790.95 31,440.00 4,350.95 read 3,500 $22.36 $78,260.88 20.9600 $73,360.00 $7.910 10.78 067 F2 F287 01105 5521:0002}: KENNY MARCHANT 8 DONNA MAE MARCHANT JT TEN JULY 1, 2018 - JULY 31, 2018 Page 6 Of 13 ACCOUNT NUMBER: Stocks, options ETFs Stocks and ETFS continued - ESTIMATED ADJ PRICE1 ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIC COST PRICE MARKET VALUE INCOME ENLINK MIDSTREAM PARTNERS LP ENLK HELD IN Acquired 08126115 nc 2,000 16.19 32,406.95 15.5800 31,160.00 -1 246.95 3,120 10.01 HALLIBURTON COMPANY HAL - HELD IN MARGIN Acquired 12122111 1,000 33.75 33,774.75 42,420.00 8,645.25 Acquired 02104114 6 49.20 295.25 254.52 -40.73 Acquired 02111114 13 53.91 700.83 551.46 -149.37 Acquired 02103115 9 43.25 389.33 381.78 -7.55 Total 1,028 $34.20 $35,160.16 42.4200 $43,607.76 $6,447.60 $740 1.70 HOME DEPOT INC . HD - HELD IN MARGIN Acquired 02126114 200 82.34 16,488.93 39,504.00 23,015.07 Acquired 05101115 300 109.58 32,894.63 59,256.00 26,361.37 Total 500 $96.77 $49,363.56 197.5200 $98,760.00 $49,376.44 $2,060 2.09 MASTERCARD INC CL A MA HELD IN MARGIN Acquired 07101115 400 94.47 37,806.95 79,200.00 41,393.05 Acquired 04104116 100 95.01 9,519.95 19,800.00 10,280.05 Total 500 $94.65 $47,326.90 1 98.0000 $99,000.00 $51,673.10 $500 0.51 MICROSOFT CORP MSFT - HELD IN MARGIN Acquired 12129115 1,000 56.80 56,827.95 106.0800 106,080.00 49,252.05 1,680 1.58 PARSLEY ENERGY INC PE - HELD IN MARGIN Acquired 12129117 1,000 29.67 29,690.15 31,430.00 1,739.85 Acquired 05117113 1,000 32.40 32,427.55 31,430.00 -997.55 Total 2,000 $31.06 $62,117.70 31.4300 $62,860.00 $742.30 NIA SCHWAB CHARLES CORP NEW . SCHW - HELD IN MARGIN Acquired 12107117 1,000 51.21 51,233.75 51.0600 51,060.00 473.75 520 1.01 SOUTHWEST AIRLINES CO LUV - HELD IN MARGIN Acquired 08125115 1,000 37.88 37,906.45 58.1600 58,160.00 20,253.55 640 1.10 067 F2 F287 first $351155 $129151th KENNY MARCHANT DONNA MAE MARCHANT JT TEN JULY 1. 2018 - JULY 31, 2018 ACCOUNT NUMBER: Page 7 of 13 Stocks, options 81 ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI NILOSS INCOME YIELD TARGA RESOURCES CORP TRGP - HELD IN MARGIN Acquired 12729117 500 45.15 24,113.45 51.0700 25,535.00 1,421.55 1,520 7.12 TEX PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL - HELD IN MARGIN - Acquired 01115714 400 97.45 35,995.15 740.0500 295,032.00 257,035.54 420 0.14 TEXAS INSTRUMENTS INC 7x11 HELD IN MARGIN Acquired 02109719 500 99.45 49,751.55 111.3200 55,550.00 5,595.35 1,240 2.22 UNITED CONTINENTAL HOLDINGS INC UAL - HELD IN MARGIN Acquired 07111714 5 45.55 225.30 402.00 173.70 Acquired 10715714 14 41.93 557.02 1,125.50 535.55 Acquired 07701115 251 53.95 15,151.71 22,592.40 7,410.59 Acquired 10115715 200 57.79 11,575.95 15,050.00 4,503.05 Total 500 $55.15 $27,573.95 50.4000 $40,200.00 $12,525.02 NA NA UNITED STATES STEEL CORP NEW - HELD IN MARGIN Acquired 09122715 1,000 15.45 15,459.47 35.4300 35,430.00 17,950.53 200 0.54 VERIZON COMMUNICATIONS COM VZ - HELD IN MARGIN Acquired 01713711 1,000 111111111 35,749.90 51.5400 51,540.00 15,590.10 2,350 4.57 WELLS FARGO 5. CO NEW WFC - HELD IN MARGIN Acquired 02124115 21 55.44 1,154.42 1,203.09 35.57 Acquired 03103715 9 55.45 499.22 515.51 15.39 Acquired 07701115 270 55.90 15,351.95 15,455.30 55.35 Acquired 05125115 300 53.55 15,055.95 17,157.00 1,100.05 Acquired 11123115 400 52.21 20,905.11 22,915.00 2,010.59 06? F2 F287 iratmallas aunties . KENNY MARCHANT 5. DONNA MAE MARCHANT JT TEN JULY 1, 2015 - JULY 31, 201-5 ACCOUNT NUMBER: Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GN INCOME YIELD (911) Total 1,000 $54.04 $54,037.55 57.2900 $57,290.00 $3,252.35 $1,720 3.00 Total Stocks and ETFs $1,354,515.71 $2,315,575.30 $922,451.73 $43,799 1.59 Total Stocks, options 5. ETFs $1,354,515.71 $2,315,575.30 $922,451.73 $43,799 1.59 Because you have more than 6 tax lots, we are showing the average cost per share. Cost information for one or more securities is not available. If you have cost information and would like to see it on future statements, contact Your Investment Broker. This security contains muttiple tax lots that may or may not include cost information that is reportable to the IRS. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. Fixed Income Securities Corporate and municipal bonds and other ?xed income securities are priced by a computerized pricing service or, for less actively traded issues, by utilizing a yield-based matrix system to arrive at an estimated market value. Municipal Bonds ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ACCRUED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE NILoss INTEREST INCOME YIELD (35) NORTH TX TWY AUTH REV RFDG SYS TIER CPN 6.000% DUE 01701733 DTD 121'08710 FC 07701111 PRE 01701721 100.000 Moody A1 A CUSIP 66285WFX9 Acquired 0027711 no . 25,000 98.98 $44,733.17 109.9510 27,487.75 2,740.58 125.00 1,500 5.45 Total Municipal Bonds 25,000 $24,747.17 $27,487.75 $2,740.50 $125.00 51,500 5.46 $24,703.47 Total Fixed Income Securities $24,747.17 $27,487.75 $2,740.58 $125.00 $1,500 5.46 $24,703.47 nc Cost information for this tax lot is not covered by IRS reponing requirements. Unless indicated. cost for all other lots will be reported to the IRS. 067 F2 F287 first E31135 ?ewritie? Mutual Funds KENNY MARCHANT 8: DONNA MAE MARCHANT JT TEN JULY 1, 2018 - JULY 31, 2018 ACCOUNT If a portion of your fund position was converted, the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Page 9 of 13 Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not re?ect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD PROFESSIONALLY MANAGE 32,091 .96800 27.03? 867,463.79 1,617,435.19 749,971.40 PORTFOL HODGE FUND CL INSTL HDPIX Reinvestrnents 2,410.13700 46.13? 111,196.80 121,470.90 10,274.10 Total 34,502.10500 $28.37 $978,660.59 50.4000 $1,738,906.09 $760,245.50 NIA NIA Client Investment (Excluding Reinvestments) $867,463.79 Gain/Loss on Client Investment (Including Reinvestments) $871,442.30 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX - HELD IN MARGIN Acquired 01709714 5,279.33400 18.94 100,018.95 114,561.55 14,542.60 Acquired 05720714 12,994.41900 19.23 250,005.95 281,978.89 31,972.94 Reinvestments 3,283.20600 18.47 60,644.49 71,245.57 10,601.08 Total 21,556.95900 $19.05 $410,669.39 21.7000 $467,786.01 $57,116.62 NIA NIA Client Investment (Excluding Reinvestments) $350,024.90 Gain/Loss on Client Investment (Including Reinvestments) $117,761.11 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 05711715 1,512.85600 15.46 23,396.94 25,355.47 1,958.53 Acquired 04701716 5.350 14.17 89,998.45 106,425.99 16,427.54 Acquired 12729717 14,000 16.36 229,056.58 234,640.00 5,583.42 Reinvestments RR 2153-13300 15729 32,939.24 36,087.34 3,148.10 06? F2 F287 $ecurities Page 10 of 13 KENNY MARCHANT 8n DONNA MAE MARCHANT JT TEN JULY 1, 2018- JULY 31, 20 3 ACCOUNT NUMBER: Mutual Funds Open End Mutual Funds continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD (96) Total 24,016.03900 $15.63 $375,391.21 16.7600 $402,508.80 $27,117.59 $3,386 0.84 $15.63 $375,260.83 Client Investment (Excluding Reinvestments) $342,451.97 Gain/Loss on Client Investment (Including Reinvestments) $60,056.83 . Total Open End Mutual Funds $1,764,721.19 $2,609,200.90 $844,479.71 $3,386 0.13 $1,764,590.81 Total Mutual Funds $1,764,721.19 $2,609,200.90 $844,479.71 $3,386 0.13 $1 ,764,590.81 showingmeamgecostparshare. This security contains multiple tax lots that may or may not Include cost information that Is reportable to the IRS. Tax lotIs) held in Margin. rather than Cash RR A portion of this security is held in Margin, rather than Cash Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 07101 . BEGINNING BALANCE -31.703.11 07702 Cash INTEREST NORTH TX TWY REV 750.00 -30,953.1 1 RFDG SYS 1ST TIER BIE CPN 6.000% DUE 0001738 DTD 12108110 FC 0710011 PRE 0001121 100.000 070118 25,000 AS OF 7101118 CUSLESG285WFX9 07/03 Cash DIVIDEND HODGES BLUE CHIP EOTY 769,10 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS 062918 23,968.59300 AS DP 6129118 07103 Cash REINVEST DIV 47.44600 HODGES BLUE CHIP EQTY -769.10 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS REINVEST AT 16.210 40,953.11 067 F2 F287 Page 11 of 13 KENNY MARCHANT DONNA MAE MARCHANT JT TEN JULY 1, 2018 - JULY 31 18 ACCOUNT NUMBER: grit 13311? ?eturitie? Activity detail continued CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 07/05 Cash 0000411 HELEN MARCHANT -3,000.00 -33.953.11 0000411 07/10 Margin DIVIDEND ALTRIA GROUP INC 70.00 071018 100 07/ 10 Margin SALE -500.00000 DOLLAR TREE STORES INC 85.3150 42.038.00 8.754.39 07/ 16 Cash INTEREST STANDARD BANK DEPOSIT 0,36 07/16 Cash 0000317 SUSIE MILLER -100_00 000031 7 07/16 Cash 0000318 KENNY MARCHANT ?8.750.00 -94.75 0000318 07/17 Cash ADVISORY FEE MANAGEMENT FEE -4.1 89.03 4284.38 07118 Cash JOURNAL 4,189.63 MARCHANT KENNY 07/18 Margin JOURNAL TO 4,189.63 4284.38 MARCHANT KENNY 07I27 Margin INT CHARGED INTEREST 06728THRU 07726 ?83.98 4,368.36 Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account by 'sweep transactions' may represent a net amount for the day and occur on settlement date. The to lowing section displays transfers into and out of your sweep option. displayed here are Transfer To. Transfer From and Reinvested Dividends and Interest. These transaction amounts are not included in your cash ?ow summary. automatically investing such balances into one of our cash sweep tions. These ransactions DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 07101 BEGINNING BALANCE 0.00 07116 TRANSFER FROM STANDARD BANK DEPOSIT -8,754.89 07/13 TRANSFER TO STANDARD BANK DEPOSIT 8,754.89 07I31 ENDING BALANCE 0.00 Statement of interest charged Period 6128 th ru 7126 DATE NET BALANCE ALL MARGIN CASH ACCOUNT SHORT POSITIONS ADJUSTED DEBIT NUMBER OF INTEREST INTEREST ACCOUNTS BALANCE MARKET VALUE BALANCE DAYS CHARGED 06728 -31.943.11 0.0000 -31,943.11 1 6.000 -5.32 06729 -31,703.11 0.0000 01,703.11 3 6.000 -1 5.85 07702 -31.703.11 750.00 0.0000 ?30,953.11 1 6.000 -5.16 07/03 430,953.11 0.0000 -30.953.11 2 6.000 -10.32 067 F2 F287 jfiist? a?as'?ewrities KENNY MARCHANT DONNA MAE MARCHANT JT TEN JULY 1. 2018 - JULY 31. 2013 ACCOUNT NUMBER: Statement of interest charged continued Period 6128 th ru 7126 DATE NET BALANCE ALL MARGIN CASH ACCOUNT SHORT POSITIONS ADJUSTED DEBIT NUMBER OF INTEREST INTEREST ACCOUNTS BALANCE MARKET VALUE BALANCE DAYS CHARGED 07/05 -33.953.11 0.0000 -33.953.11 5 6.000 ?28.30. 07110 -33,883.11' 0.0000 $3,883.11 2 6.000 -11.30 07/16 -95. 11 0.36 0.0000 -94 .75 1 6.500 -0.02 07/17 -94.75 -4,189.63 0.0000 4,284.38 1 6.500 -0.77 07l18 4,284.38 0.0000 4,284.38 9 6.500 -6.94 Total Interest Charged $83.98 The Margin base rate may be adiusted at any time without prior notice to you. For more information. see the Margin Statement of Interest Charges included in your account opening documents or talk to Your Investment Broker. Realized gainlloss Realized GainILoss Summary Page 12 of 13 THIS PERIOD THIS PERIOD THIS PERIOD THIS YEAR THIS YEAR THIS YEAR GAIN LOSS NET GAIN LOSS NET Short term 0.00 -1 572.15 -1 ,572.1 5 964.63 43,800.26 -5,835.63 Log term 0.00 0.00 - 0.00 36,826.80 -1.931.86 34,894.94 Total Realized GaInILoss $0.00 41,572.15 ?$1.572.15 537,791.43 $8,732.12 $29,059.31 Realized GainILoss Detail Short term . ADJ PRICEI DATE ADJ COSTI DESCRIPTION QUANTITY ORIG PRICE ACQUIRED CLOSE DATE PROCEEDS ORIG COST DOLLAR TREE STORES INC 500.00000 88.3824 03107118 07110118 42,638.00 44,210.15 -1 ,572.15 CUSIP 256746108 . Total Short term $42,638.00 $44,210.15 -51 ,572.15 067 F2 F287 j?i?i?a?w ?ewrities Progress summary SNAPSHOT Paee1of13 KENNY MARCHANT 8s DONNA MAE MARCHANT JT TEN AUGUST.1, 2013 - AUGUST 31, 2018 ACCOUNT THIS PERIOD THIS YEAR Opening value $4,949,196.59 $4,018,580.84 Cash deposited 50,000.00 58,976.63 Securities deposited 0.00 0.00 Cash withdrawn -3,011.86 465,432.93 Securities withdrawn 0.00 0.00 Change in value 135,907.38 419,967.57 Closing value $5,132,092.11 $5,132,092.11 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON JUL 31 VALUE 0N AUG 31 ANN. INCOME .ASSETS Cash and sweep balances 0.00 0.00 897.21 0.02 6 Stocks, options ETFs 2,316,876.30 46.77 2,431,710.90 47.38 46,479 Fixed income securities 27,467.75 0.55 27,370.75 0.53 1,500 Mutual funds 2,609,200.90 52.67 2,672,113.25 52.07 3,386 Asset value $4,953,564.95 100% $5,132,092.11 100% $53,371 Margin/loan balance -4,368.36 0.00 Net asset value $4,949,196.59 $5,132,092.11 SNAPSHOT 067 F2 F287 5t ?81135 [If 5 SNAPSHOT Page 2 of 13 . It [11 KENNY MARCHANT 8. DONNA MAE MARCHANT .rr TEN AUGUST 1, T31, 2018 ACCOUNT NUMBER: Cash ?ow summary THIS PERIOD THIS YEAR Opening value of cash and sweep balances 44,368.36 Deposits 50,000.00 50,000.00 Income and distributions 6,473.18 45,731.07 Securities sold and redeemed 0.00 296,778.39 Other additions 0.00 8,976.63 Net additions to cash $56,473.18 $401,486.09 Withdrawals by check 6,000.00 443,235.90 Securities purchased 418,195.75 -259,816.31 Electronic funds transfers 0.00 -423.50 Advisory fees 0.00 42,527.32 Other subtractions and fees 41.86 -9,246.21 Net subtractions from cash $51,207.61 Closing value of cash and sweep balances $897.21 Income summary THIS PERIOD THIS YEAR TAXABLE Money market/sweep funds 0.08 9.00 Ordinary dividends and ST capital gains 0.00 1,640.51 Quali?ed dividends 3,715.60 21,327.01 Partnership distributions 2,757.50 8,272.50 Total taxable income $6,473.18 $31,249.02 TAX-EXEMPT Interest 0.00 1,500.00 Total federally tax-exempt income $0.00 $1,500.00 Total income $6,473.18 $32,749.02 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Gain/loss summary . Summary totals. THIS PERIOD REALIZED THIS YEAR REALIZED Short term (S) 0.00 -5,835.63 Long term (L) 0.00 34,894.94 Total $0.00 $29,059.31 SNAPSHOT 067 F2 F287 MEM?emri?es SNAPSHOT Page 3 bf 13 DONNA MAE MARCHANT JT TEN AUGUST 1, 201a - AUGUST 31, 2018 ACCOUNT NUMBER: Your Investment Broker GARY BRADSHAWICRAIG HODGES 2905 MAPLE AVENUE Phone: 214-954-1177 I 214-665-911 16 DALLAS, TX 75201 Document delivery status Paper Electronic - Statements: Account profile Trade con?rmations: Full account name: KENNY MARCHANT Tax documents: DONNA MAE MARCHANT JT TEN Shareholder communications: Account type: Standard Brokerage Other documents: Brokerage account number: Tax status: Taxable Investment objectiveiRisk tolerance: MODERATE GROWTH INCOME Time horizon: Please Provide Liquidity needs: Please Provide Cost Basis Election: First in. First out Sweep option: STANDARD BANK DEPOSIT Per your instructions, copies of this statement have been sent to an interested party. SNAPSHOT 06? F2 11F irgt mm ?mritieg KENNY MARCHANT Page 4 Of 13 DONNA MAE MARCHANT JT TEN AUGUST 1. 2018 - AUGUST 31 . 2018 ACCOUNT NUMBER: Additional information THIS PERIOD THIS YEAR THIS PERIOD THIS YEAR Accrued interest on sales 0.00 8750 Gross proceeds 0.00 296,778.39 Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right, in the course of normal business operations. to withdraw balances in the Bank Deposit Program(s) or redeem shares of the money market mutual fund used In the sweep, subject to any open in an of your accounts and have the proceeds returned to your accounts or remitted to you. Note. however, that as required by federal banking re ulatIons, the ban 3 in the Bank weep Program(s) reserve the ri ht to require seven days prior notice before permittin a transfer out of the Bank lDepOSIt Sweep Program(s. In addItIon, the money market mutual funds In the sweep reserve he right to require one or more day's prior notice efore permitting withdrawa s. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank, N.A.. which is af?liated with the Clearing Agent and (if amounts exceed $250,000) at another bank af?liated with the Clearing Agent. . Expanded Bank Sweep - ConSIsts of monies held at Wells Fargo Bank, N.A. and (if amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or nonaf?liated banks. Standard Bank Deposit Sweep and Expanded Bank Deposit Sweep assets are not covered by SIPC, but are instead eligible for FDIC insurance of up to $250,000 per depositor, per institution, in accordance with FDIC rules. For additional information on the Bank Deposit Sweep Programs for your account, please contact Your Investment Broker. ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION YIELD MARKET VALUE ANNUAL INCOME STANDARD BANK DEPOSIT 0.65 897.21 6.00 Interest Period 08/01/18 - 08l31l18 Total Cash and Sweep Balances $897.21 $6.00 APYE measures the total amount of the interest _aid on an account based on the interest rate and the frequency of the compounding during the interest period. The annual percentage yield earned is expressed as an annua Ized rate. based on a 365 day year. Stocks, options 8: ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI NILOSS INCOME YIELD ABBOTT LABORATORIES ABT - HELD IN MARGIN Acquired 12708117 1,000 54.39 54,413.25 66.8400 66,840.00 12,426.75 1.120 1.67 067 F2 F237 It I Page 5 of 13 31135 Btu?! "35 Keuureuqecueur i. - DONNA MAE MARCHANT JT TEN AUGUST 1, 2013 2013 ACCOUNT Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD {We} ALTRIA GROUP INC M0 - HELD IN MARGIN Acquired 02713711 100 2,487.98 53.5200 5,352.00 3,384.02 320 5.48 AMERICAN AIRLINES GRO 3,526 18.52? 85,329.17 40.4800 142,732.48 38,558.99 1,410 0.93 INC AAL - HELD IN MARGIN APPLE INC AAPL - HELD IN MARGIN Acquired 04708713 1 80.85 80.85 227.83 188.78 Acquired 09727713 42 88.70 2,885.52 9,580.48 8,874.94 Acquired 01703715 8 111.98 895.88 1,821.04 925.38 Acquired 07701715 49 128.92 8,238.03 11,153.87 4,915.34 Total 100 $100.30 . $10,030.03 227.8300 $22,763.00 $12,682.92 $292 1.28 AT 81 INC - HELD IN MARGIN - Acquired 01713711 1,000 27,989.90 31.9400 31,940.00 3,950.10 2,000 8.28 BANK OF AMERICA CORP BAG - HELD IN MARGIN Acquired 11723718 2,000 20.59 41,203.95 30.9300 81,880.00 20,851.05 1,200 1.93 BOEING CO BA - HELD IN MARGIN . Acquired 01712711 500 89.85 34,932.33 342.7900 171,395.00 138,482.87 3,420 1.99 CHEVRON CORPORATION CVX - HELD IN MARGIN Acquired 03728715 500 71.21 35,828.90 118.4800 59,230.00 23,801.10 2,240 3.78 CITIGROUP INC NEW HELD IN MARGIN Acquired 11723718 1,000 58.85 58,874.55 71,240.00 14,585.45 Acquired 05708713 1,000 70.57 70,598.85 71,240.00 841.35 Total 2,000 $83.84 $127,273.20 71.2400 $142,480.00 $15,206.80 $3,600 2.53 CONTINENTAL RESOURCES INC CLR - HELD IN MARGIN Acquired 04708718 400 30.58 12,231.58 28,380.00 14,148.42 Acquired 05709718 1,000 38.98 39,001.25 85,950.00 28,948.75 Acquired 08710718 1,500 41.27 81,928.95 98,925.00 38,993.05 067 F2 F287 j?ggi??a?as 552001028 KENNY MARCHANT DONNA MAE MARCHANT JT TEN AUGUST 1, 2018 - AUGUST 31, 2018 Page 6 of 13 ACCOUNT NUMBER Stocks, options 8. ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI NJLOSS INCOME YIELD Acquired 07731717 1,500 33.45 50,196.35 98,925.00 48,728.65 Total 4,400 $37.13 $163,356.13 65.9500 $290.1 80.00 $126,823.87 NIA COSTCO WHSL CORP NEW COM COST HELD IN MARGIN Acquired 01122114 250 113.76 28,459.83 233.1300 58,282.50 29,822.67 570 0.97 CUMMINS INC CMI - HELD IN MARGIN . Acquired 12114112 600 106.69 64,033.43 141.8000 85,080.00 21,046.57 2,736 3.21 ENERGY TRANSFER PARTNERS LP NEW UNIT LTD PARTNERSHIP INT ETP - HELD IN MARGIN . Acquired 12704715 no 500 22.34 11,174.68 11,275.00 100.32 Acquired 12722715 nc 1,500 20.86 31,295.25 33,825.00 2,529.75 Acquired 11123116 nc 1,500 23.86 35,790.95 33,825.00 -1,965.95 Total 3,500 $22.36 $78,260.88 22.5500 $78,925.00 $664.12 $7,910 10.02 ENLINK MIDSTREAM PARTNERS LP ENLK - HELD IN MARGIN . Acquired 08726115 nc 2,000 16.19 32,408.95 17.8000 35,600.00 3,193.05 3,120 8.76 HALLIBURTON COMPANY - HAL - HELD IN MARGIN Acquired 12722111 1,000 33.75 33,774.75 39,890.00 6,115.25 Acquired 02104714 6 49.20 295.25 239.34 -55.91 Acquired 02111714 13 53.91 700.83 518.57 -182.26 Acquired 02703715 9 43.25 389.33 359.01 ~30.32 Total 1,028 $34.20 $35,160.16 39.8900 $41,006.92 $5,846.76 $740 1.80 HOME DEPOT INC HD - HELD IN MAROIN Acquired 02726114 200 82.34 16,488.93 40,154.00 23,665.07 Acquired 05701115 300 109.58 32,894.63 60,231.00 27,336.37 Total 500 $98.77 $49,383.56 200 .7700 $100,385.00 551 ,001.44 $2,060 2.05 KEURIG DR PEPPER INC KDP - HELD IN MARGIN Acquired 03703718 2,000 24.08 48,195.75 22.8000 45,600.00 -2,595.75 4,640 10.17 067 F2 F287 31779711777 1 9 L, KENNY MARCHANT 3 DONNA MAE MARCHANT JT TEN AUGUST 1, 2013 - AUGUST 31, 2013 ACCOUNT NUMBER: Stocks, Options 81 ETFS Stocks and ETFS continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD (96) MASTERCARD INC CL A MA - HELD IN MARGIN Acquired 07701715 400 94.47 37,306.95 36,224.00 43,417.05 Acquired 04704713 100 95.01 9,519.95 21,556.00 12,036.05 Total 500 $94.65 $47,326.90 215.5600 $107,730.00 $60,453.10 $500 0.46 MICROSOFT CORP MSFT - HELD IN MARGIN Acquired 12729715 1,000 56.30 56,327.95 112.3300 112,330.00 55,502.05 1,630 1.49 PARSLEY ENERGY INC PE - HELD IN MARGIN Acquired 12729717 1,000 29.67 29,690.15 27,770.00 -1,920.15 Acquired 05717713 1,000 32.40 32,427.55 27,770.00 4,657.55 Total 2,000 $31.06 $62,117.70 27.7700 $55,540.00 N7A N7A SCHWAB CHARLES CORP NEW SCHW - HELD IN MARGIN Acquired 12707717 1,000 51.21 51,233.75 50.7900 50,790.00 ~443.75 520 1.02 SOUTHWEST AIRLINES CO LUV HELD IN MARGIN Acquired 03725715 1,000 37.33 37,906.45 61.3000 61,300.00 23,393.55 640 1.04 TARGA RESOURCES CORP HELD IN MARGIN Acquired 12729717 500 43.13 24,113.45 55.0700 27,535.00 3,421.55 1,320 6.60 TEX PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL - HELD IN MARGIN Acquired 01715714 400 97.45 33,995.16 334.6100 333,344.00 294,343.34 420 0.12 TEXAS INSTRUMENTS INC TXN - HELD IN MARGIN Acquired 02709713 500 99.43 49,761.65 112.4000 56,200.00 6,433.35 1.240 2.20 UNITED CONTINENTAL HOLDINGS INC UAL - HELD IN MARGIN Acquired 07711714 5 45.66 223.30 437.10 203.30 Acquired 10715714 14 41.93 537.02 1,223.33 636.36 Acquired 07701715 231 53.96 15,131.71 24,565.02 9,333.31 Acquired 10715715 200 57.79 11,576.95 5,907.05 17,484.00 06? F2 F287 at 51185 5 Pages? 11? Ram 12 a. DONNA MAE MARCHANT JT TEN AUGUST 1, 2018 - AUGUST 31 2018 ACCOUNT NUMBER: Stocks, options 81 ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZEO ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI INCOME YIELD (9?11) Total - 500 $55.15 $27,573.98 87.4200 $43,710.00 $18,138.02 UNITED STATES STEEL CORP NEW - HELD IN MARGIN Acquired 09122118 1,000 18.48 18,489.47 29.8800 29,880.00 11,210.53 200 0.87 VERIZON COMMUNICATIONS COM VZ HELD IN MARGIN Acquired 01113111 1.000 35,749.90 54.3700 54,370.00 18,820.10 2,380 4.34 WELLS FARGO 81 CD NEW WFC - HELD IN MARGIN Aoquired 02124115 21 55.44 1,184.42 1,228.08 83.88 Acquired 03103115 9 55.48 499.22 528.32 27.10 Acquired 07101715 270 58.90 15,381.95 15,789.80 407.85 Aoquired 08125115 300 53.58 18,088.95 17,544.00 1,457.05 Acquired 111'231'16 400 52.21 20,905.11 23,392.00 2,488.89 Total 1,000 $54.04 $54,037.85 58.4800 $58,480.00 $4,442.35 $1,720 2.94 Total Stocks and ETFs $1,402,714.48 $2,431,710.90 $988,152.12 $48,479 1.99 Total Stocks, options 8 ETFs $1,402,714.48 $2,431,710.90 $988,152.12 $48,479 1.99 Because you have more than 6 tax tots, we are showing the average cost per share. Cost information for one or more securities is not available. If you have cost information and would like to see it on future statements. contact Your Investment Broker. This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all other lots will be reported to the IRS. 06? F2 F287 Page 9 of 13 firgt E31155 ?ewritieg KENNY MARCHANT 8n DONNA MAE MARCHANT JT TEN AUGUST 1, 2018 - AUGUST 31 2018 ACCOUNT NUMBER- Fixed Income Securities Corporate and municipal ponds and other ?xed income securities are priced by a computerized pricing service or, for less actively traded issues. by utilizing a yield-based matrix system to arrive at an estimated market value. Municipal Bonds ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ACCRUED ANNUAL ANNUAL QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GNNILOSS INTEREST INCOME YIELD (9.) NORTH TX TWY AUTH REV RFDG SYS 1ST TIER CPN 6.000% DUE 01701733 DTD12708710 FC 07701711 PRE 01701721 100.000 Moody A1 A CUSIP 66285WFX9 Acquired 01?27111 nC 25.000 98.99 541.7331; 109.4830 27,370.75 2,623.01 250.00 1,500 5.48 Total Municipal Bonds 25,000 $24,747.74 $27,370.75 $2,623.01 $250.00 $1,500 5.48 $24,703.47 Total Fixed Income Securities $24,747.74 $27,370.75 $2,623.01 $250.00 $1,500 5.48 $24,703.47 nc Cest information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. Mutual Funds If a portion of your fund position was converted, the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not re?ect Total return. . ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE COST PRICE MARKET VALUE GAI moss INCOME YIELD (as) PROFESSIONALLY MANAGE 32,091.96800 27.03? 867,463.79 1,648,885.31 781,421.52 PORTFOL HODGE FUND CL INSTL HDPIX Reinvestments 2,410.13700 46.13? 111,196.80 123,832.84 12,636.04 067 F2 F287 ij'thaIIas @emrities Mutual Funds Open End Mutual Funds continued KENNY MARCHANT DONNA MAE MARCHANT JT TEN AUGUST 1, 2018 - AUGUST 3 2013 ACCOUNT NUMBER: Page 10 of13 ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD (93} Total 34,502.10500 $28.37 $978,660.59 51.3800 $1,772,718.15 $794,057.56 NM NM Client Investment (Excluding Reinvestments) $867,463.79 Gain/Loss on Client Investment (Including Reinvestments) $905,254.36 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX - HELD IN MARGIN Acquired 01709714 5,279.33400 18.94 100,018.95 119,629.71 19,610.76 Acquired 05120714 12,994.41900 19.23 250,005.95 294,453.53 44,447.58 Reinvestments 3,283.20600 18.47 60,644.49 74,397.45 13,752.96 Total 21 ,556.95900 $19.05 $41 0,669.39 22.6600 $488,480.69 $77,811.30 MA MA Client Investment (Excluding Reinvestments) $350,024.90 . GainlLoss on Client Investment (Including Reinvestments) $138,455.79 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS . Acquired 0571015 1,512.85600 15.46 23,396.94 25,884.96 2,488.02 Acquired 04(01l16 6,350 14.17 89,998.45 108,648.50 18,650.05 Acquired 12729717 14,000 16.36 229,056.58 239,539.99 10,483.41 Reinvestments RR 2,153.18300 15.29 32,939.24 36,840.96 3,901.72 Total 24,016.03900 $15.63 $375,391.21 17.1 1 00 $410,914.41 $35,523.20 $3,386 0.82 $15.63 $375,260.83 Client Investment (Excluding Reinvestments) $342,451.97 GainlLoss on Client Investment (Including Reinvestments) $68,462.44 'Total Open End Mutual Funds $1,764,721.19 $2,672,113.25 $907,392.06 $3,386 0.13 $1,764,590.81 Total Mutual Funds $1,764,721.19 $2,672,113.25 $907,392.06 $3,386 0.13 $1,764,590.81 Because you have more than 6 tax lots, we are showing the average cost per share. This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. Tax lot(s) held in Margin, rather than Cash BR A portion of this security is held in Margin. rather than Cash 067 F2 first E81185 52010025 KENNY MARCHANT 8: DONNA MAE MARCHANT JT TEN AUGUST 1, 2018 - AUGUST 31 2018 ACCOUNT Page 11 Of13 Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 08!01 BEGINNING BALANCE 41,368.36 08101 Margin DIVIDEND AT 8 INC 500.00 080118 081'01 Margin DIVIDEND VERIZON COMMUNICATIONS 590.00 -3,278.36 COM 080118 08102 Cash 0000412 HELEN MARCHANT -3.000.00 43,278.36 0000412 03103 Cash DEPOSIT FUNDS RECD 50,000.00 08I03 Margin PURCHASE 2.000.00000 KEURIG DR PEPPER INC 24,0884 48,195.75 4,4741 1 08l09 Margin DIVIDEND MASTERCARD INC CL A 125.00 -4,349.1 1 080918 08l13 Margin DIST ENLINK MIDSTREAM 780.00 PARTNERS LP 081318 2.000 08/13 Margin DIVIDEND TEXAS INSTRUMENTS INC 310.00 4,259.11 081318 08114 Margin DIST ENERGY TRANSFER PARTNERS 1,977.50 -1.281 .61 LP NEW UNIT LTD PARTNERSHIP INT 081418 3.500 08I15 Margin DIVIDEND ABBOTT LABORATORIES 280.00 081518 08115 Margin DIVIDEND TARGA RESOURCES CORP 455.00 -546.61 081518 08116 Margin DIVIDEND APPLE INC 73.00 473.61 081618 08/21 Margin DIVIDEND AMERICAN AIRLINES GROUP 352.60 -121.01 INC 082118 08/24 Margin DIVIDEND CITIGROUP INC NEW 90000 082418 08124 Margin DIVIDEND SCHWAB CHARLES CORP 130.00 908.99 . 082418 - 08I30 Margin INT CHARGED INTEREST 07127THRU 08!29 -1 1.86 897.13' 09,;31 Cash INTEREST STANDARD BANK DEPOSIT 0.03 39121 083118 057 F2 F287 f?ma?as ?eturities Cash sweep activity Page 12 of 13 KENNY MARCHANT 8: DONNA MAE MARCHANT JT TEN AUGUST 1, 2013 - ACCOUNT Our Cash Sweep program allows you to earn a return on the idle cash balances in your account automatically investing such balances into one of our cash sweep tions. These 'sweep transactions' may represent a net amount for the day and occur on settlement date. The to lowing section displays transfers into and out of your sweep option. ransactions displayed here are Transfer To. Transfer From and Reinvested Dividends and Interest. These transaction amounts are not included in your cash flow summary. DATE TRANSACTION DESCRIPTION . AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 08101 BEGINNING BALANCE 0.00 08I31 TRANSFER FROM STANDARD BANK DEPOSIT -11_86 08/27 TRANSFER TO STANDARD BANK DEPOSIT 908.99 08131 ENDING BALANCE 897.21 08I31 REINVEST INT STANDARD BANK DEPOSIT 0,08 Statement of interest charged Period 7I27 thru 8I29 DATE NET BALANCE ALL MARGIN CASH ACCOUNT SHORT POSITIONS ADJUSTED DEBIT NUMBER OF INTEREST INTEREST ACCOUNTS BALANCE MARKET VALUE BALANCE DAYS CHARGED 07i27 -4,368.36 0.0000 4,368.36 5 6.500 -3.95 08101 3,278.36 0.0000 6,278.36 1 6.500 -0.59 08/02 6278.36 0.0000 -6.278.36 1 6.500 -1.13 08/07 0.0000 4,474.11 2 6.500 ~1.62 08!09 -4.349.11 0.0000 -4.349.11 4 6.500 -3.15 08.113 ~3,259.1 1 0.0000 -3,259.1 1 1 6.500 -0.59 08114 -1.281.61 0.0000 -1.281.61 1 6.500 -0.23 08115 -546.61 0.0000 -546.61 1 6.500 -0.10 08116 -473.61 0.0000 -473.61 5 6.500 -0.44 08121 -121.01 0.0000 -121.01 3 6.500 -0.06 411.86 Total Interest Charged The Margin base rate may be adjusted at any time without prior notice to you. For more information, see the Margin Statement of Interest Charges included in your account opening documents or talk to Your Investment Broker. Speci?c instructions and disclosures Margin accounts Interest charged on debit balances in your margin account appears on this statement. The rate of interest and period covered are indicated. The rate may change from time to time due to interest rate ?uctuations or for other reasons. Interest is computed as described in material previously furnished to you. This is a combined statement of your general account and the Special Memorandum Account maintained for you under Section 220.5 of Regulation issued by the Board of Governors of the Federal Reserve Board. The permanent record of the separate account, as required by Regulation T. is available for your inspection. 087 F2 f?t?a?a? ?ewrities SNAPSHOT P8991003 KENNY MARCHANT 8- DONNA MAE MARCHANT JT TEN SEPTEMBER 1, 2018 - SEPTEMBER 30, 2018 ACCOUNT NUMBER: Progress summary THIS PERIOD THIS YEAR Opening value $5,132,092.11 $4,818,580.84 Cash deposited 0.00 58,976.63 Securities deposited 0.00 0.00 Cash withdrawn -15,000.00 480,432.93 Securities withdrawn 0.00 0.00 Change in value 42,669.99 407,297.58 Closing value $5,104,422.12 $5,104,422.12 Portfolio summary PREVIOUS CURRENT CURRENT ASSET TYPE VALUE ON AUG 31 VALUE ON SEP 30 ANN. INCOME ASSETS Cash and sweep balances 897.21 0.02 1,373.85 0.03 9 I Stocks, options ETFs 2,431,710.90 47.38 2,479,444.92 48.58 45,829 Fixed income securities 27,370.75 0.53 27,151.25 0.53 1.500 Mutual funds 2,672,113.25 52.07 2,596,152.10 50.86 3,386 Asset value $5,132,092.11 100% $5,104,122.12 100% $50,724 Margin/loan balance 0.00 300.00 Net asset value $5,132,092.11 $5,104,422.12 SNAPSHOT 067 F2 F287 ['1?than ?ewrities Cash flow summary Income summary TAX-EXEMPT SNAPSHOT Page 2 of 13 KENNY MARCHANT 8. DONNA MAE MARCHANT JT TEN SEPTEMBER 1, 2018 - BER 30, 2018 ACCOUNT NUMBERW THIS PERIOD THIS YEAR Opening value of cash and sweep balances $897.21 Deposits 0.00 50,000.00 Income and distributions 4,303.05 50,034.12 Securities sold and redeemed 50,555.39 347,333.78 Other additions 0.00 8,975.63 Net additions to cash $54,858.44 $456,344.53 Withdrawals by check -15,000.00 458,235.90 Securities purchased -39,081.80 -298,898.11 Electronic funds transfers 0.00 423.50 Advisory fees 0.00 -12,527.32 Other subtractions and fees 0.00 41,246.21 Net subtractions from cash -$479,331 .04 Closing value of cash and sweep balances $1,673.85 - THIS PERIOD THIS YEAR TAXABLE Money marketlsweep funds 1.51 10.51 Ordinary dividends and ST capital gains 0.00 1,640.51 Qualified dividends 4,301.54 25,628.55 Partnership distributions 0.00 8,272.50 Total taxable income $4,303.05 $35,552.07 Interest . 0.00 1,500.00 Total federally tax-exempt income $0.00 $1,500.00 Total income $4,303.05 $37,052.07 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. Gainlloss summary PERIOD REALIZED THIS YEAR REALIZED Short term (8) -678.36 43,513.99 Long term (L) 0.00 34,894.94 Total -$678.36 $28,380.95 SNAPSHOT 067 F2 first mamas :52writies Your Investment Broker GARY HODGES Phone: 214-954-1177 I 214-665-9116 Account profile Full account name: Account type: Brokerage account number: Tax status: Investment objectiveIRisk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS, TX 75201 KENNY MARCHANT DONNA MAE MARCHANT JT TEN Standard Brokerage Taxable MODERATE GROWTH INCOME Please Provide Please Provide First in. First out STANDARD BANK DEPOSIT Per your instructions, copies of this statement have been sent to an interested party. SEPTEMBER 1. 2018 - SEPTEMBER 30, 2018 ACCOUNT NUMBER: Document delivery status Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: Paper SNAPSHOT Page 3 of 13 KENNY MARCHANT DONNA MAE MARCHANT JT TEN Electronic SNAPSHOT 067 F2 F287 i Page 4 Of 13 M?w ganmemaam SEPTEMBER 1, 2013 SEPTEMBER 30. 2013 ACCOUNT NUMBER: Additional information THIS PERIOD THIS YEAR THIS PERIOD THIS YEAR Accrued interest on sales 0.00 87.50 Gross proceeds 50,555.39 347,333.78 Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right, in the course of normal business operations, to withdraw balances in the Bank Deposit Sweep Program(s) or redeem shares of the money market mutual fund used In the sweep, subject to any open commitments in an of your accounts and have the proceeds returned to your accounts or remitted to you. Note, however, that as rquIred by federal bankIng re ulations, the banks in the Bank Deposit weep Program(s) reserve the right to require seven days prior notice before permittin a transfer out of thehcliiankI eposu Sweep Programs? In addItIon, the money market mutual funds in the sweep reserve he right to require one or more day's prior notice efore permitting wit rawa 3. Standard Bank Deposit Sweep - Consists Of monies held at Wells Fargo Bank, N.A., which is af?liated with the Clearing Agent and (if amounts exceed $250,000) at another bank af?liated with the Clearing Agent. Expanded Bank Deposit Sweep - Consists Of monies held at Wells Fargo Bank, MA. and (if amounts exceed $250,000) at one or more banks af?liated with the Clearing Agent or nonaffiliated banks. Brokered Liquid Deposit - Consists of monies held at one or more banks nonaf?liated and af?liated with the Clearing A ent. Assets in the Bank Sweep Program and Brokered Deposit are not covered but are instead igible for FDIC insurance of up to $250,000 per depositor, per institution, in accordance with FDIC rules. For additional information. please contact Your Investment Broker. ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION YIELD MARKET VALUE ANNUAL INCOME STANDARD BANK DEPOSIT 0.65 1,373.85 9.00 Interest Period 09l01/18 - 09/30/18 Total Cash and Sweep Balances $1,373.85 $9.00 Margin/loan balance 300.00 APYE measures the total amount of the interest laid on an account based on the interest rate and the frequency Of the compounding during the interest period. The annual percentage yield earned is expressed as an annua Ized rate, based on a 365 day year. Stocks, Options 8. ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD ABBOTT LABORATORIES ABT - HELD IN MARGIN Acquired 12708717 1,000 54.39 54,413.25 73.3600 73,360.00 18,946.75 1,120 1.52 067 F2 Page50f13 [1?9 31135 21:10:! [2 KENNY MARCHANT a. DONNA MAE MARCHANT JT TEN SEPTEMBER 1, 2018 - SEPTEMBER 30, 2018 ACCOUNT NUMBER: Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ PRICEI ADJ COST1 CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAIN1LOSS INCOME YIELD Iv.) ALTRIA GROUP INC M0 - HELD IN MARGIN Acquired 02118111 100 2,487.98 60.3100 6,031.00 3,543.02 320 5.30 AMERICAN AIRLINES GRO 3,526 18.52" 65,329.17 41.3300 145,729.58 38,698.44 1,410 0.96 INC AAL - HELD IN MAROIN APPLE INC AAPL HELD IN MARGIN Acquired 04108113 1 60.85 60.85 225.74 164.89 Acquired 09127113 42 68.70 2,885.52 9,481.08 6,595.56 Acquired 01108115 8 111.96 895.68 1,805.92 910.24 Acquired 07101115 49 126.92 6,238.03 11,061.26 4,823.23 Total 1 00 $100.80 $10,080.08 225.7400 $22,574.00 $12,493.92 $292 1.29 AT INC - HELD IN MARGIN Acquired 01113111 1,000 27,989.90 33.5800 33,580.00 5,590.10 2,000 5.95 BANK OF AMERICA CORP BAC HELD IN MARGIN Acquired 11123116 2.000 20.59 41,208.95 29.4600 58,920.00 17,711.05 1,200 2.03 BOEING CO BA - HELD IN MARGIN Acquired 01112111 500 69.85 34,932.33 371.9000 185,950.00 151,017.67 3,420 1.83 CHEVRON CORPORATION CVX - HELD IN MARGIN Acquired 08126115 500 71.21 35,628.90 122.2800 61,140.00 25,511.10 2,240 3.66 CITIGROUP INC NEW - HELD IN MARGIN Acquired 11123116 1,000 56.65 56,674.55 71,740.00 15,065.45 Acquired 05108118 1,000 70.57 70,598.65 71,740.00 1,141.35 Total 2,000 $63.64 $127,273.20 71 .7400 $1 43,480.00 $16,206.80 $3,600 2.51 CONTINENTAL RESOURCES INC CLR - HELD IN MARGIN Acquired 04106116 400 30. 56 12,231.58 27,312.00 15,080.42 Acquired 05109116 1,000 38.98 39,001.25 68,280.00 29,278.75 Acquired 06110116 1,500 41.27 61,926.95 102,420.00 40,493.05 067 F2 F287 3f E01100 55921011020 KENNY MARCHANT 8: DONNA MAE MARCHANT JT TEN SEPTEMBER 1, 2010 - SEPTEMBER 30, 2010 ACCOUNT NUMBER: Page 6 of 13 Stocks, options 8 ETFs Stocks and ETFs continued ESTIMATED ADJ PRICE1 ADJ c0511 CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRHJE ORIG COST PRICE MARKET VALUE INCOME YIELD Acquired 07131117 1,500 33.45 50,196.35 102,420.00 52,223.65 Total 4,400 $37.13 $163,356.13 68.2800 $300,432.00 $137,075.87 NIA NIA COSTCO WHSL CORP NEW COM COST HELD IN MARGIN Acquired 01122114 250 113.76 28,459.83 234.8800 58,720.00 30,260.17 570 0.97 CUMMINS INC CMI - HELD IN MARGIN Acquired 12114112 600 106.69 64,033.43 146.0700 87,642.00 23,608.57 2,736 3.12 ENERGY TRANSFER PARTNERS LP NEW UNIT LTD PARTNERSHIP INT ETP - HELD IN MAROIN Acquired 12104115 no 500 22.34 11.174.68 11,130.00 -44.68 Acquired 12122115 nc 1,500 20.86 31,295.25 33,390.00 2,094.75 Acquired 11123116 nc 1,500 23.86 35,790.95 33,390.00 -2,400.95 Total 3,500 $22.36 $78,260.88 22.2600 $77,910.00 -$350.88 $7,910 1 0.15 ENLINK MIDSTREAM PARTNERS LP ENLK - HELD IN MARGIN Acquired 08126115 nc 2,000 16.19 32,406.95 18.6400 37,280.00 4,873.05 3,120 8.36 HALLIBURTON COMPANY HAL - HELD IN MARGIN Acquired 12122111 . 1,000 33.75 33,774.75 40,530.00 6,755.25 Acquired 02104114 6 49.20 295.25 243.18 -52.07 Acquired 02111114 13 53.91 700.83 526.89 473.94 Acquired 02103115 9 43.25 389.33 364.77 ?24.56 Total 1 .028 $34.20 $35,160.1 6 40.5300 $41,664.84 $6,504.68 $740 1.78 HOME DEPOT INC HD - HELD IN MARGIN . Acquired 02126114 200 82.34 16,488.93 41,430.00 24,941.07 Acquired 05101115 300 109.58 32,894.63 62,145.00 29,250.37 Total 500 $93.77 $49,383.56 207.1500 $103,575.00 $54,191.44 32,050 1.99 KEURIG DR PEPPER INC KDP HELD IN MARGIN Acquired 08103118 2,000 24 .08 48,195 .75 23.1700 46 ,340 .00 -1 .855 .75 1,200 2.58 067 F2 F287 5t [lad 5 Page7?f13 5 ?2 KENNY MARCHANT DONNA MAE MARCHANT JT TEN SEPTEMBER 1, 2018 - SEPTEMBER 30, 2018 ACCOUNT NUMBER: Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY PRICE ORIG COST PRICE MARKET VALUE OAI NiLoss INCOME YIELD MASTERCARD INC CL A MA HELD IN MARGIN Acquired 07701715 400 94.47 37,806.95 89,044.00 51,237.05 Acquired 04104716 100 95.01 9,519.95 22,261.00 12,741.05 Total .500 $94.65 $47,326.90 222.6100 $111,305.00 $63,978.10 $500 0.45 MICROSOFT CORP MSFT - HELD IN MARGIN Acquired 12729105 1,000 56.80 56,827.95 114.3700 114,370.00 57,542.05 1,840 1.60 PARSLEY ENERGY INC - PE - HELD IN MARGIN Acquired 12729717 1,000 29.67 29,690.15 29,250.00 -440.15 . Acquired 057171'18 1,000 32.40 32,427.55 29,250.00 - 43,177.55 Total 2,000 $31.06 $62,117.70 29.2500 $50,500.00 NM NM SOUTHWEST AIRLINES co LUV - HELD IN MARGIN Acquired 08725715 1,000 37.88 37,906.45 62.4500 62,450.00 24,543.55 640 1.02 TARGA RESOURCES CORP TRGP - HELD IN MARGIN . Acquired 12129717 500 48.18 24,113.45 56.3100 28,155.00 4,041.55 1,820 6.46 TEX PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL - HELD IN MARGIN . Acquired 01715714 400 97.45 38,995.16 862.5600 345,024.00 306,028.84 420 0.12 TEXAS INSTRUMENTS INC TXN - HELD IN MARGIN Acquired 02709718 500 99.48 49,761.65 107.2900 53,645.00 3,883.35 1,540 2.87 UNION PACIFIC CORP UNP - HELD IN MARGIN Acquired 09710118 250 156.25 39,081.80 162.8300 40,707.50 1,625.70 800 1.96 UNITED CONTINENTAL . HOLDINGS INC UAL - HELD IN MARGIN Acquired 01711114 5 45.66 228.30 445.30 217.00 Acquired 10715114 14 41.93 587.02 1,246.84 659.82 Acquired 07701115 281 53.96 15,181.71 25,025.86 9,844.15 Acquired 10715115 200 57.79 11,576.95 17,812.00 6,235.05 067 F2 F287 jiggi?a?a? ?emrities KENNY. MARCHANT P3993113 DONNA MAE MARCHANT JT TEN SEPTEMBER 1, 2018 - SEPTEMBER 30, 2018 ACCOUNT NUMBER: Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE COST PRICE MARKET VALUE GAI NILOSS INCOME YIELD (16) Total 500 $55.15 $27,573.98 89.0600 $44,530.00 $16,956.02 NIA NIA UNITED STATES STEEL CORP NEW - HELD IN MARGIN I Acquired 09722716 1,000 18.46 18,469.47 30.4800 30,480.00 12,010.53 200 0.85 VERIZON COMMUNICATIONS COM VZ - HELD IN MARGIN Acquired om 3111 1,000 35,749.90 53.3900 . 53,390.00 17,640.10 2,410 4.51 WELLS FARGO C0 NEW WFC - HELD IN MARGIN Acquired 0224115 21 55.44 1,164.42 1,103.76 450.66 Acquired 03703715 9 55.46 499.22 473.04 -26.18 Acquired 07701715 270 - 56.90 15,381.95 14,191.20 -1,190.75 Acquired 08125? 5 300 53. 56 16,086.95 15,768.00 -318.95 Acquired 11r23116 400 52.21 20,905.11 21,024.00 118.89 Total 1 I000 $54.04 $54,037.65 52.5600 $52,560.00 $1,720 3.27 Total Stocks and ETFs $1,390,562.51 $2,479,444.92? ,047,180.44 $45,829 1.85 Total Stocks, options 8: ETFs $1,390,562.51 $45,829 1.85 Because you have more than 6 tax lots, we are showing the average cost per share. #4 Cost information for one or more securities is not available. it you have cost intonnation and would like to see it on future statements, contact Your Investment Broker. This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. 31? 067 F2 jf _ir_5t_ 21931105 52001025 Fixed Income Securities Page 9 of 13 KENNY MARCHANT 8: DONNA MAE MARCHANT JT TEN SEPTEMBER 1. 2018 - SEPTEMBER 30. 2018 ACCOUNT NUMBER: Corporate and municipal bonds and other ?xed income securities are priced by a computerized pricing service or, for less actively traded issues, by utilizing a yield-based matrix system to arrive at an estimated market value. Municipal Bonds ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ACCRUED ANNUAL ANNUAL DESCRIPTION QUANTITY PRICE ORIG COST PRICE MARKET VALUE CAI NrLoss INTEREST INCOME YIELD (14.) NORTH TX va AUTH REV RFDG 1ST TIER CPN 6.000% DUE 01101138 DTD 12708110 Fc 07r01r11 PRE 01701721 100.000 Moody A1 CUSIP 66285WFX9 Acquired 01727711 25,000 98.99 52,733.29 103.6050 27,151.25 2,402.95 375.00 1,500 5.52 - Total Municipal Bonds 25,000 $24,748.30 $27,151.25 $2,402.95 $375.00 51,500 5.52 524,703.47 Total Fixed Income Securities $24,748.30 $27,151.25 $2,402.95 $375.00 51,500 5.52 $24,703.47 nc Cost information for this tax lot is not covered by IRS raporting requirements. Unless indicated. cost for'all other lots will be reported to the RS. Mutual Funds If a portion of your fund position was converted. the 'Client lnvestment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual income and Yield refer to Dividends and Interest Income only, and typically do not re?ect Total return. ESTIMATED ADJ PRICEI ADJ cosn CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD (9.) PROFESSIONALLY MANAGE 32.091 .96800 27.03? 867,463.79 1,578,282.98 710,819.19 PORTFOL HODGE FUND CL INSTL HDPIX Reinvestments 2.410.13700 46.13? 111,196.80 118,530.54 7,333.74 067 F2 F237 j??t 393511135 ?ewritie? Page 10 of 13 KENNY MARCHANT 8: DONNA MAE MARCHANT JT TEN SEPTEMBER 1, 2018 - SEPTEMBER 30, 2018 ACCOUNT NUMBER: Mutual Funds Open End Mutual Funds continued ESTIMATED ADJ ADJ CURRENT CURRENT LINREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE DRIG COST PRICE MARKET VALUE INCOME YIELD Total 34,502.10500 $28.37 $978,660.59 49.1800 $1,696,131 3.52 $718,152.93 NIA NIA Client Investment (Excluding Reinvestments) $867,463.79 Gain/Loss on Ciient Investment (Including Reinvestments) $829,349.73 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX - HELD IN MARGIN Acquired 01709714 5,279.33400 18.94 100,018.95 118,204.29 18,185.34 Acquired 05720714 12,994.41900 19.23 250,005.95 290,945.04 40,939.09 Reinvestments 3,283.20600 18.47 60,644.49 73,510.98 12,866.49 Total 21,556.95900 $19.05 $410,669.39 22.3900 $482,660.31 $71,990.92 . NM NM Client Investment (Excluding Reinvestments) $350,024.90 Gain/Loss on Client Investment (Including ReinvestmentsL $132,635.41 HODGES BLUE CHIP EQTY . INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 0571 1.115 1 ,512.85600 15.46 23,396.94 26,248.05 2,851.11 Acquired 04i01i16 6,350 14.17 89,998.45 110,172.49 20,174.04 Acquired 1229117 14,000 16.36 229,056.58 242,900.00 13,843.42 Reinvestments RR 2,153.18300 15.29 32,939.24 37,357.73 4,418.49 Total 24,016.03900 $15.63 $375,391.21 17.3500 $416,678.27 $41,287.06 $3,386 0.81 $15.63 $375,260.83 Client Investment (Excluding Reinvestments) $342,451.97 Gain/Loss on Client Investment (Including Reinvestments) $74,226.30 Total Open End Mutual Funds $1,764,721.19 $2,596,152.10 $831,430.91 $3,386 0.13 $1,764,590.81 Total Mutual Funds $1,764,721.19 $2,596,152.10 $831,430.91 $3,386 0.13 $1,764,590.81 Because you have more than 6 tax lots, we are showing the average cost per share. This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. Tax Iot(s) held in Margin, rather than Cash RR A portion of this security is held in Margin, rather than Cash 067 F2 F287 fit?t?a?as $13erth KENNY MARCHANT DONNA MAE MARCHANT JT TEN SEPTEMBER 1. 2018 - SEPTEMBER 30, 2018 ACCOUNT NUMBER: Page11of13 Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 09101 BEGINNING BALANCE 897.21 09104 Margin DIVIDEND CUMMINS INC 884.00 090418 600 09104 Margin DIVIDEND WELLS FARGO 8. CD NEW 430.00 2,011.21 090118 1.000 AS OF 9101118 09/05 Cash INTEREST STANDARD BANK DEPOSIT 0_06 09105 Cash 0000413 HELEN MARCHANT -3,000.00 -988.73 0000413 09107 Margin DIVIDEND BOEING C0 855.00 -133.73 090718 500 09/10 Margin DIVIDEND CHEVRON CORPORATION 560.00 091018 500 09/10 Margin DIVIDEND UNITED STATES STEEL CORP 50.00 NEW 091018 1.000 09110 Margin SALE -1,000.00000 SCHWAB CHARLES CORP NEW 50.5750 50.555.39 09110 Margin PURCHASE 250.00000 UNION PACIFIC CORP 156.2514 -39.081.80 11,949.86 09112 Margin DIVIDEND SOUTHWEST AIRLINES CO 160.00 12,109.86 091218 1,000 09113 Margin DIVIDEND HOME DEPOT INC 51500 - 091318 500 09113 Margin DIVIDEND MICROSOFT CORP 420_00 13,04435 091318 1.000 09114 Margin DIVIDEND COSTCO WHSL CORP NEW 142.50 13,187.36 COM 091418 250 . 09118 Cash 0000319 BONITA LAND AND CATTLE 42,000.00 1 ,187.36 0000319 09126 Margin DIVIDEND HALLIBURTON COMPANY 185.04 1,372.40 092618 1,028 09128 Cash INTEREST STANDARD BANK DEPOSIT 1,45 092818 1.372 09128 Margin DIVIDEND BANK OF AMERICA CORP 300.00 1,673.85 092818 2.000 067 F2 F287 jf 11:51 31105 ?erurities Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account automatically investing such balances into one of our cash sweep options. These 'sweep transactions' may represent a net amount for the day on settlement date. displayed here are Transfer To. Transfer From and Reinvested Dividends and interest. These transaction amounts are not included in your cash ?ow summary. The to? KENNY MARCHANT DONNA MAE MARCHANT JT TEN SEPTEMBER 1, 2018 - SEPTEMBER 30. 2018 ACCOUNT NUMBER: Page 12 of13 owing section displays transfers into and out of your sweep option. Transactions DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 09/01 BEGINNING BALANCE 897.21 09117 TRANSFER To STANDARD BANK DEPOSIT 142.50 09105 TRANSFER TO STANDARD BANK DEPOSIT 1,114.00 09118 TRANSFER FROM STANDARD BANK DEPOSIT 42,000.00 09/05 TRANSFER FROM STANDARD BANK DEPOSIT -2,011.21 TRANSFER TO STANDARD BANK DEPOSIT 185.04 09/1 1 TRANSFER TO STANDARD BANK DEPOSIT 476.27 09128 REINVEST INT STANDARD BANK DEPOSIT 1.45 09I13 TRANSFER TO STANDARD BANK DEPOSIT 11,633.59 09I30 ENDING BALANCE 1,373.85 09,114 TRANSFER To STANDARD BANK DEPOSIT 935.00 Realized gain/loss Realized GainILoss Summary THIS PERIOD THIS PERIOD THIS PERIOD THIS YEAR THIS YEAR THIS YEAR GAIN LOSS GAIN LOSS NET Short term 0.00 -676.36 964.63 -7,478.62 -6,513.99 Long term 0.00 0.00 36,826.80 -1 .931 .86 34,894.94 Total Realized GainI?Loss $0.00 -$678.36 $37,791.43 $9,410.48 $23,380.95 Realized GainlLoss Detail Short term ADJ DATE ADJ COSTI DESCRIPTION QUANTITY ORIG PRICE ACQUIRED CLOSE DATE PROCEEDS ORIG COST OAINILOSS SCHWAB CHARLES CORP NEW 1,000.00000 51.2148 12107117 09i10!16 50,555.39 51233.75 -678.36 CUSIP 308513105 Total Short term $50,555.39 $51,233.75 -$678.36 Specific instructions and disclosures Margin accounts Interest charged on debit balances in your margin account appears on this statement. The rate of interest and period covered are indicated. The rate may change from time to time due to interest rate ?uctuations or for other reasons. Interest is computed as described in material preVIously furnished to you. This is a combined statement of your general account and the Special Memorandum Account maintained for you under Section 220.5 of Regulation issued by the Board of Governors or the Federal. Reserve Board. The permanent record. at the snipe-ram accumt. as required by Regaiation T, is ava?lIablIeior your ?Inspection. 067 F2 F287 alias gametes SNAPSHOT Page1of13 KENNY MARCHANT 8: DONNA MAE MARCHANT JT TEN OCTOBER 1, 2018 OCTOBERNSL 2013 ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value $5,104,422.12 $4,818,580.84 Cash deposited 0.00 58,976.63 Securities deposited 0.00 0.00 Cash withdrawn -7,652.10 488,085.03 Securities withdrawn 0.00 0.00 Change in value 697,137.01 -189,839.43 Closing value $4,499,633.01 $4,499,633.01 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE ON SEP 30 VALUE ON OCT 31 ANN. INCOME ASSETS Cash and sweep balances 1,373.85 0.03 13,258.85 0.29 86 I Stocks, options ETFs 2,479,444.92 48.58 2,192,253.82 48.72 45,464 Fixed income securities 27,151.25 0.53 26,985.00 0.60 1,500 Mutual funds 2,596,152.10 50.86 2,267,135.34 50.38 3,056 Asset value $5,104,122.12 100% $4,499,633.01 100% $50,106 Marginiloan balance 300.00 0.00 Net asset value $5,104,422.12 $4,499,633.01 SNAPSHOT 067 F2 F237 ?t ?11135 SNAPSHOT Pagew 13 It Balm IE KENNY MARCHANT 8. - DONNA MAE MARCHANT JT TEN OCTOBER 1, 2018 - OCTOBER 31, 2018 ACCOUNT Cash ?ow summary THIS PERIOD THIS YEAR Opening value of cash and sweep balances $1,673.85 Deposits 0.00 50,000.00 Income and distributions 841.37 50,875.49 Securities sold and redeemed 105,673.93 453,007.71 Other additions 0.00 8,976.63 Net additions to cash $106,515.30 $562,859.83 Withdrawals by check -3,000.00 -161 235.90 Securities purchased -87,278.20 -386,176.31 Electronic funds transfers 0.00 -423.50 Advisory fees 4,652.10 47,179.42 Other subtractions and fees 0.00 -9,246.21 Net subtractions from cash Closing value of cash and sweep balances $13,258.85 Income summary THIS PERIOD THIS YEAR TAXABLE Money market/sweep funds 6.12 16.63 Ordinary dividends and ST capital gains 755.25 2,395.76 Quali?ed dividends 80.00 25,708.55 Partnership distributions 0.00 8,272.50 Total taxable income $841.37 $35,393.44 TAX-EXEMPT Interest 0.00 1,500.00 Total federally tax-exempt income $0.00 $1,500.00 Total income $841.37 $37,893.44 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Gain/loss summary Summary totals. THIS PERIOD REALIZED THIS YEAR REALIZED Short term (8) 4,639.52 41,153.51 Long term (L) 0.00 34,894.94 Total $23,741.43 SNAPSHOT 067 F2 FZ87 first {Baths ?eturities Your Investment Broker GARY HODGES Phone: 214-954-1177 I 214-665-9116 Account profile Full account name: Account type: Brokerage account number: Tax status: investment objectivelRisk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS. TX 75201 KENNY MANCHANT DONNA MAE MARCHANT JT TEN Standard Brokerage I. Taxable MODERATE GROWTH INCOME Please Provide Please Provide First in, First out STANDARD BANK DEPOSIT Per your instructions, copies of this statement have been sent to an interested party. OCTOBER 1, 2018 - OCTOBER 31. 2018 ACCOUNT NUMBER. Document delivery status Statements: Trade confirmations: Tax documents: Shareholder communications: Other documents: Paper SNAPSHOT Page 3 of 13' KENNY MARCHANT 81 DONNA MAE MARCHANT JT TEN Electronic SNAPSHOT 067 F2 F287 MEN ?BW?mritieg KENNY MARCHANT 8. Page 4 Of 13 DONNA MAE MARCHANT JT TEN OCTOBER 1, 2018 - OCTOBER 31, 2018 ACCOUNT NUMBER: Additional information . THIS PERIOD THIS YEAR THIS PERIOD THIS YEAR Accrued interest on sales 0.00 87.50 Gross proceeds 105,673.93 453,007.71 Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right. in the course of normal business operations, to withdrawbalances in the Bank Deposit Sweep Program(s) or redeem shares of the money market mutual fund used in the sweep. subject to.any open commitments in an of your accounts and have the proceeds returned to your accounts or remitted to you. Note, however, that as required by federal banking re uIations, the banks in the Bank Deposit weep Program(s) reserve the ri ht to require seven days prior notice before permittin a transfer out of the Bank Deposit Sweep Program(sE In addition, the money market mutual funds in the sweep reserve he right to require one or more day's prior notice efore permitting withdrawals. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank, N.A., which is af?liated with the Clearing Agent and (if amounts exceed $250,000) at another bank af?liated with the Clearing Agent. Expafn?ded gabnk EepOSlt Sweep - of monies held at Wells Fargo Bank, N.A. and (if amounts exceed $250,000) at one or more banks affiliated with the Clearing Agent or nona Iliate an s. Brokered Liquid Deposit - Consists of monies held at one or more banks nonaf?liated and af?liated with the Clearing A ent. Assets in the Bank Deposrt Sweep Program and Brokered Liquid are not covered by SIPC, but are instead igible for FDIC insurance of up to $250,000 per depositor, per institution, in accordance with FDIC rules. For additional information, please contact Your Investment Broker. ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION YIELD MARKET VALUE ANNUAL INCOME STANDARD BANK DEPOSIT 0.65 13,258.85 86.00 Interest Period 10!01l18 - 10131/18 Total Cash and Sweep Balances $13,258.85 $86.00 APYE measures the total amount of the interest paid on an accOunt based On the interest rate and the frequency of the compounding during the interest period. The annual percentage yield earned is expressed as an annualized rate, based on a 365 day year. Stocks, options 8. ETFs Stocks and ETFs ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE COST PRICE MARKET VALUE NrLoss INCOME YIELD It.) ABBOTT LABORATORIES ABT - HELD IN MARGIN Acquired 12roar17 1,000 54.39 54,413.25 68.9400 68,940.00 14,526.75 1,120 1.62 067 F2 F287 37051071110 55520110020 KENNY MARCHANT 8; DONNA MAE MARCHANT JT TEN OCTOBER 1, 2018 OCTOBER 31, 2018 P09050113 ACCOUNT NUMBER: Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD my ALTRIA GROUP INC MO - HELD IN MARGIN Acquired 02718711 100 2,487.98 65.0400 6,504.00 4,016.02 320 4.92 AMERICAN AIRLINES GRO 3,526 18.52? 65,329.17 35.0800 123,692.08 22,967.19 1,410 1.14 INC AAL - HELD IN MARGIN APPLE INC AAPL - HELD IN MARGIN Acquired 04708113 1 60.85 60.85 218.86 158.01 Acquired 09727713 42 68.70 2,885.52 9,192.12 6,306.60 Acquired 01708715 8 111.96 895.68 1,750.88 855.20 Acquired 07701715 49 126.92 6,238.03 10,724.14 4,486.11 Total 100 $100.80 $10,080.08 21 8.8600 $21,886.00 $1 1 ,805.92 $292 1.33 AT 3. INC - HELD IN MARGIN Acquired 01713711 1,000 27,989.90 30.6800 30,680.00 2,690.10 2,000 6.51 BANK OF AMERICA CORP BAG HELD 1N MARGIN Acquired 11723716 2,000 20.59 41,208.95 27.5000 55,000.00 13,791.05 1,200 2.18 BOEING CO BA - HELD IN MARGIN Acquired 01712711 500 69.85 34,932.33 354.8600 177,430.00 142,497.67 3,420 1.92 CHEVRON CORPORATION - HELD IN MARGIN Acquired 08726115 500 71.21 35,628.90 111.6500 55,825.00 20,196.10 2,240 4.01 CITIGROUP INC NEW - HELD IN MARGIN Acquired 11723716 1,000 56.65 56,674.55 65,460.00 8,785.45 Acquired 05708718 1,000 70.57 70,598.65 65,460.00 -5,138.65 Total 2,000 $63.64 $127,273.20 05.4000 $130,920.00 $3,646.80 $3,600 2.75 CONTINENTAL RESOURCES INC CLR - HELD IN MARGIN Acquired 04706716 400 30.56 12,231.58 21,072.00 8,840.42 Acquired 05709716 1,000 38.98 39,001.25 52,680.00 13,678.75 Acquired 06710716 1,500 41.27 61,926.95 79,020.00 17,093.05 067 F2 F287 51 51159 1'29 ML Kerrie 5. DONNA MAE MARCHANT JT TEN OCTOBER 1, 2015 - OCTOBER 31, 2015 NUMBER: Stocks. options 8- ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD Acquired 07731717 1,500 33.45 50,195.35 79,020.00 25,523.55 Total 4,400 $37.13 $153,355.13 52.5500 $231,792.00 $55,435.57 N7A N7A COSTCO WHSL CORP NEW COM COST - HELD IN MARGIN Acquired 01722714 250 113.75 25,459.53 225.5300 57,157.50 25,597.57 570 0.99 CUMMINS INC CMI - HELD IN MARGIN Acquired 12714712 500 105.59 54,033.43 135.5900 52,014.00 17,950.57 2,735 3.33 ENERGY TRANSFER LP ET - HELD IN MARGIN Acquired 12704715 no 540 17.45 11,174.55 9,945.50 4,229.05 Acquired 12722715 nc 1,920 15.29 31,295.25 29,535.50 -1 ,455.45 Acquired 11723715 nc 1,920 15.54 35,790.95 29,535.50 5,954.15 Total 4,450 517.47 $75,250.55 15.5400 559,519.20 415,541.55 55,455 7.55 ENLINK MIDSTREAM . PARTNERS LP . ENLK HELD IN MARGIN Acquired 05725715 nc 2,000 15.19 32,405.95 15.1500 30,320.00 2,055.95 3,120 10.29 EXXON MOBIL CORP - . XOM - HELD IN MARGIN Acquired 10703713 1,000 55.50 55,522.95 79.5500 79,550.00 5,542.95 3,250 4.11 HALLIBURTON COMPANY HAL - HELD IN MARGIN Acquired 12722711 1,000 33.75 33,774.75 34,550.00 905.25 Acquired 02704714 5 49.20 295.25 205.05 -57.17 Acquired 02711714 13 53.91 700.53 450.54 -24999 Acquired 02703715 9 43.25 359.33 312.12 -7721 . Total 1,025 $34.20 $35,150.15 34.5500 $35,551.04 $490.55 5740 2.05 HOME DEPOT INC HD - HELD IN MARGIN Acquired 02725714 200 52.34 15,455.93 35,175.00 15,557.07 Acquired 05701715 300 109.55 32,594.53 52,754.00 19,559.37 Total 500 $95.77 . $49,353.55 175.5500 $57,940.00 $35,555.44 52,050 2.34 067 F2 F287 jf 113g: E8085 ?ewrities Stocks, options ETFs Stocks and ETFs continued KENNY MARCHANT 8; DONNA MAE MARCHANT JT TEN OCTOBER 1, 2018 - OCTOBER 31, 2018 ACCOUNT NUMBER: Page 7 of 13 ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY .ORIG PRICE ORIG COST PRICE MARKET VALUE GAI NILOSS INCOME YIELD MASTERCARD INC CL A MA HELD IN MARCIN Acquired 07701715 400 94.47 37,806.95 79,068.00 41,261.05 Acquired 04704716 100 95.01 9,519.95 19,767.00 10,247.05 Total 500 $94.65 $47,326.90 197.6700 $98,835.00 $51,508.10 5500 0.51 MICROSOFT CORP MSFT - HELD Acquired 12729715 1,000 56.80 56,827.95 106.8100 106,810.00 49,982.05 1,840 1.72 SOUTHWEST AIRLINES CO LUV - HELD IN MARGIN Acquired 08725715 1,000 37.88 37,906.45 49.1000 49,100.00 11,193.55 640 1.30 TARGA RESOURCES CORP TRGP - HELD IN MARGIN Acquired 12729717 500 48.18 24,113.45 51.6700 25,835.00 1,721.55 1.820 7.04 TEX PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL - HELD IN MARGIN Acquired 01715714 400 97.45 38,995.16 760.1200 304,048.00 265,052.84 420 0.13 TEXAS INSTRUMENTS INC TXN - HELD IN MARGIN Acquired 02709718 500 99.48 49,761.65 92.8300 46,415.00 -3,346.65 1,540 3.31 UNION PACIFIC CORP UNP - HELD IN MARGIN Acquired 09710718 250 156.25 39,081.80 146.2200 36,555.00 -2,526.80 800 2.18 UNITED CONTINENTAL HOLDINGS INC UAL - HELD IN MARGIN Acquired 07711714 5 45.66 228.30 427.55 199.25 Acquired 10715714 14 41.93 587.02 1,197.14 610.12 Acquired 07701715 281 53.96 15,181.71 24,028.31 8,846.60 Acquired 10715715 200 57.79 11,576.95 17,102.00 5,525.05 Total 500 $55.15 $27,573.98 85.5100 $42,755.00 $15,181.02 NIA NIA UNITED STATES STEEL CORP - HELD IN MARGIN Acquired 09722716 1,000 18.46 18,469.47 26.5300 26,530.00 8,060.53 200 0.75 06? F2 31113; E51155 ?eturities Stocks, options ETFs Stocks and ETFs continued KENNY MARCHANT DONNA MAE MARCHANT JT TEN OCTOBER 1, 2018 - OCTOBER 31. 2018 ACCOUNT NUMBER: Page 8 0113 ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI NILOSS INCOME YIELD VERIZON COMMUNICATIONS COM VZ - HELD IN MARGIN Acquired 01:13:11 1,000 mm: 35,749.90 57.0900 57,090.00 21,340.10 2,410 4.22 WELLS FARGO CO NEW WFC - HELD IN MARGIN Acquired 02:24:15 21 55.44 1,154.42 1,117.53 .4559 Acquired 03:03:15 9 55.45 499.22 479.07 2015 Acquired 07:01:15 270 55.90 15,351.95 14,372.10 -1 009.55 Acquired 05:25:15 300 53.55 15,055.95 15,959.00 -1 17.95 Acquired 11:23:15 . 400 52.21 20,905.11 21,292.00 355.59 Total 1,000 $54.04 $54,037.55 53.2300 $53,230.00 3507.55 $1,720 3.23 Total Stocks and ETFs $1,355,772.01 $2,192,253.52 $790,055.09 $45,454 2.07 Total Stocks, options 5. ETFs $1,355,772.01 $2,192,253.52 $790,055.09 $45,454 2.07 Because you have more than 6 tax lots, we are showing the average cost per share. #13 Cost Information for one or more securities is not available. If you have cost information and would like to see it on future statements, contact Your Investment Broker. This security contains multiple tax lots that may or may not include cost information ?rst is reportable to the IRS. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all other lots will be reported to the RS. 06? FZ fj?? aIIas 5121:116th I Fixed Income Securities Page 9 of 13 KENNY MARCHANT 8: DONNA MAE MARCHANT JT TEN OCTOBER 1, 2018 - OCTOBER 31, 2018 ACCOUNT NUMBER: Corporate and municipal bonds and other ?xed income securities are priced by a computerized pricing service or, for less actively traded issues, by utilizing a yield-based matrix system to arrive at an estimated market value. Municipal Bonds ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ACCRUED ANNUAL - ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE CAI moss INTEREST INCOME YIELD NORTH TX TWY AUTH REV RFDG SYS 1ST TIER BIE CPN 6.000% DUE 01l01l38 DTD 121103110 FC 07.10011 PRE 01l01!21 100.000 Moody A1 . CUSIP 66285WFX9 Acquired 0112171 1 nc 25,000 98.99 32"?333? 107.9400 26,985.00 2,236.11 500.00 1,500 5.55 Total Municipal Bonds 25,000 $24,748.89 $26,985.00 $2,236.11 $500.00 51,500 5.56 $24,703.47 Total Fixed Income Securities $24,748.89 $26,985.00 $2,236.11 $500.00 $1,500 5.56 $24,703.47 nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all other lots will be reported to the IRS. Mutual Funds If a portion of your fund position was converted, the 'Client lnvestment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not re?ect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD PROFESSIONALLY MANAGE 32.091.96800 27.03? 867,463.79 1,349,788.17 482,324.33 PORTFOL HODGE FUND CL INSTL HDPIX Reinvestments 2.410.13700 46.13" 111,196.80 101,370.36 -9,826.44 067 F2 j?rg ?31135 ?eturities KENNY MARCHANT DONNA MAE MARCHANT JT TEN OCTOBER 1, 2018 - OCTOBER 31, 2018 Page 10 of13 ACCOUNT NUMBER: Mutual Funds Open End Mutual Funds continued . ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD at.) Total 34,502.10500 $28.37 $978,660.59 42.0600 $1,451,158.53 $472,497.94 NIA NIA Client Investment (Excluding Reinvestments) $867,463.79 GainILoss on Client Investment (Including Reinvestments) $583,694.74 PROFESSIONALLY MANAGED PORTFOL Cl. INSTL HODGES SMALL CAP FUND HDSIX - HELD IN MARGIN Acquired 01709114 5,279.33400 18.94 100,018.95 105,322.71 5,303.76 Acquired 05720714 12,994.41900 19.23 250,005.95 259,238.66 9,232.71 Reinvestments 3,283.20600 18.47 60,644.49 65,499.96 4,855.47 Total 21.556.95900 $19.05 $410,669.39 19.9500 $430,061.33 $19,391.94 NA NA Client Investment (Excluding Reinvestments) $350,024.90 GainlLoss on Client Investment (Including Reinvestments) $80,036.43 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 05711715 1 .512.85600 15.46 23,396.94 24,266.21 869.27 Acquired 04101716 6,350 14.17 89,998.45 101,853.99 11,855.54 Acquired 12729717 14,000 16.36 229,056.58 224,560.00 -4,496.58 Reinvestments RR 2,196.71300 15.33 33,894.49 35,235.28 1,540.79 Total 24,059.56900 $15.63 $376,146.46 16.0400 $385.91 5.48 $9,769.02 $3,056 0.79 $15.63 $376,016.08 Client Investment (Excluding Reinvestments) $342,451.97 GainlLoss on Client Investment (Including Reinvestments) $43,463.51 Total Open End Mutual Funds $1,765,476.44 $2,267,135.34 $501,658.90 $3,056 0.13 $1,765,346.06 Total Mutual Funds $1,765,476.44 $2,267,135.34 $501,658.90 $3,056 0.13 $1,765,346.06 Because you have more than 6 tax lots, we' are showing the average cost per share. This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. Tax lot(s) held in Margin, rather than Cash RR A portion of this security is held in Margin, rather than Cash 067 F2 F287 firgt IBEIIHK 2 [11131085 KENNY MARCHANT a. Page 11 0f 13 DONNA MAE MARCHANT JT TEN OCTOBER 1. 2018 - OCTOBER 31. 2018 ACCOUNT NUMBE Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 10/01 BEGINNING BALANCE 1,673.85 10/02 Cash DIVIDEND HODGES BLUE CHIP EOTY 755.25 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS 092818 24,016.03900 AS OF 9/28/18 10102 Cash INTEREST STANDARD BANK DEPOSIT 0.03 10/02 Cash REINVEST DIV 43.53000 HODGES BLUE CHIP EOTY -755.25 INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS REINVEST AT 17.350 10/02 Cash 0000414 HELEN MARCHANT -3.000.00 4,326.12 . 0000414 10103 Margin . SALE -2,000.00000 KEURIG DR PEPPER INC 22.8039 4558826 10103 Margin SALE ~2,000.00000 PARSLEY ENERGY INC 30.052? 60,085.67 10/03 Margin PURCHASE 1.000.00000 EXXON MOBIL CORP 35.5040 -86.522.95 17,824.86 10/10 Margin DIVIDEND ALTRIA GROUP INC 80.00 17,904.86 101018 100 10/16 Cash ADVISORY FEE MANAGEMENT FEE 4,652.10 13,252.76 10119 Margin MERGER -3,500.00000 ENERGY TRANSFER LP NEW-UNIT LTD PARTNERSHIP INT 10119 Margin MERGER 4.480.00000 ENERGY TRANSFER LP FMGR FR ENERGY TRANSFER 13,252.76 1.28 10/31 Cash INTEREST STANDARD BANK DEPOSIT 6.09 13,253.85 103118 13.252 Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account I) automatically investing such balances into one of our cash sweep tions. These ?sweep transactions' may represent a net amount for the day andoccur on settlement date. The fo lowing section displaystransfers into and out of your sweep option. ransactions displayed here are Transfer To. Transfer From and ReInvested and Interest. These transaction amounts are not included in your cash ?ow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 10101 BEGINNING BALANCE 1,373.85 10102 TRANSFER FROM STANDARD BANK DEPOSIT -1 ?73.35 10/01 TRANSFER To STANDARD BANK DEPOSIT 300.00 10/09 TRANSFER To STANDARD BANK DEPOSIT 17,324.35 067 F2 F287 m? am jgewritieg KENNY MARCHANT Page 12 0f 13 DONNA MAE MARCHANT JT TEN OCTOBER 1. 2018 - OCTOBER 31, 2018 ACCOUNT NUMBER: Cash sweep activity continued DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 10/11 TRANSFER TO STANDARD BANK DEPOSIT 80.00 10131 REINVEST INT STANDARD BANK DEPOSIT 6.09 10r17 TRANSFER FROM STANDARD BANK DEPOSIT -4,652.10 10l31 ENDING BALANCE 13,258.85 Realized gain/loss Realized GainILoss Summary THIS PERIOD THIS PERIOD THIS PERIOD THIS YEAR THIS YEAR THIS YEAR GAIN LOSS NET GAIN LOSS NET Short term 352.68 -4,992.20 -4,639.52 1,317.31 . 42,470.82 41,153.51 Long term 0.00 0.00 0.00 36,826.80 -1 .931 .86 34,894.94 Total Realized Gaianoss $352.68 $38,144.11 $23,741.43 Realized GainlLoss Detail Short term ADJ DATE ADJ DESCRIPTION QUANTITY ORIG PRICE ACQUIRED CLOSE DATE PROCEEDS ORIG COST KEURIG DR PEPPER 2,000.00000 24.0884 08/03/18 10103718 45,588.26 48,195.75 -2,607.49 CUSIP 49271v1oo PARSLEY ENERGY INC 1,000.00000 29.6712 12r29117 10(031'18 30,042.83 29,690.15 352.68 CUSIP 701877102 1,000.00000 32.4088 05/17/18 10103718 30,042.84 32,427.55 -2,384.71 $105,673.93 $110,313.45 Total Short term Specific instructions and disclosures Margin accounts Interest charged on debit balances in your margin account appears on this statement. The rate of interest and period covered are indicated. The rate may change from time to time due to interest rate ?uctuations or for other reasons. Interest is computed as described in material previously furnished to you. This is a combined statement 01 your general account and the Special Memorandum Account maintained for you under Section 220.5 of Regulation issued by the Board of Governors of the Federal Reserve Board. The permanent record of the separate account, as required by Regulation T. is available for your inspection. Callable Securities Securities that are subject to a partial call wiil be selected by an impartial lottery process in which the probability of your securities being selected for redemption is proportional to the holdings of all shareholders of such securities held in street name. If a security is called prior to maturity it may a?ect the yield you receive. Additional information is available at or the written procedures are available upon request. 067 F2 FZBT jft?tj? ?11135 gemrities SNAPSHOT Page1of12 KENNY MARCHANT 8: DONNA MAE MARCHANT JT TEN NOVEMBER 1, 2018 - NOVEMBER 30. 2018 ACCOUNT NUMBER: Progress summary PERIOD THIS YEAR Opening value $4,499,633.01 $4,818,580.84 Cash deposited 0.00 58,976.63 Securities deposited 0.00 0.00 Cash withdrawn -3,000.00 -191 ,085.03 Securities withdrawn 0.00 0.00 Change in value -65,374.14 -255,713.57 Closing value $4,430,758.87 $4,430,758.87 Portfolio summary PREVIOUS CURRENT ESTIMATED CURRENT ASSET TYPE VALUE 0N OCT 31 VALUE 0N NOV 30 ANN. INCOME ASSETS Cash and sweep balances 13,258.85 0.29 16,228.21 0.37 105 Stocks, options ETFS 2,192,253.82 48.72 2,127,178.80 48.01 45,464 Fixed income securities 26,985.00 0.60 26,979.75 0.61 1,500 Mutual funds 2,267,135.34 50.38 2,260,372.11 51.02 3,056 Asset value $4,499,633.01 100% $4,430,758.87 100% $50,125 SNAPSHOT 067 F2 first Ewes $erurities Cash ?ow summary Income summary Gainiloss summary TAXABLE TAX-EXEMPT SNAPSHOT Page 2 of 12 KENNY MARCHANT 8. DONNA MAE MARCHANT JT TEN NOVEMBER 1, 2018 - NOVEMBER 30, 2018 ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value of cash and sweep balances $13,258.85 Deposits 0.00 50,000.00 Income and distributions 5,969.36 56,844.85 Securities sold and redeemed 0.00 453,007.71 Other additions 0.00 8,976.63 Net additions to cash $5,969.36 $568,829.19 Withdrawals by check -3,000.00 464,235.90 Securities purchased 0.00 -386.176.31 Electronic funds transfers 0.00 -423.50 Advisory fees 0.00 7,179.42 Other subtractions and fees 0.00 ?9,246.21 Net subtractions from cash Closing value of cash and sweep balances $16,228.21 THIS PERIOD THIS YEAR Money marketisweep funds 7.36 23.99 Ordinary dividends and ST capital gains 0.00 2,395.76 Quali?ed dividends 3,815.60 29,524.15 Partnership distributions 2,146.40 10,418.90 Total taxable income $5,969.36 $42,362.80 Interest 0.00 1,500.00 Total federally tax-exempt income $0.00 $1,500.00 Total income $5,969.36 $43,862.80 Certain distributions made in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash Flow and Income Summary totals. THIS PERIOD REALIZED THIS YEAR REALIZED Short term (S) 0.00 -11,153.51 Long term (L) 0.00 34,894.94 Total $0.00 $23,741.43 SNAPSHOT 067 F2 F237 jfir_st_ 399811135 ?erurities Your Investment Broker GARY BRADSHAWICRAIG HODGES Phone: 214-954-4177 I 214-665-9116 Account pro?le Full account name: Account type: Brokerage account number: Tax status: Investment objectivelRisk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep Option: 2905 MAPLE AVENUE DALLAS, TX 75201 KENNY MARCHANT DONNA MAE MARCHANT JT TEN Standard Brokerage Taxable MODERATE GROWTH INCOME Please Provide Please Provide First in. First out STANDARD BANK DEPOSIT For your instructions, copies of this statement have been sent to an interested party. NOVEMBER1, 2018- NOVEMBER 30 2018 ACCOUNT NUMBER: Document delivery status Statements: Trade con?rmations: Tax documents: Shareholder communications: Other documents: Paper SNAPSHOT Page 3 am KENNY MARCHANT DONNA MAE MARCHANT JT TEN Electronic SNAPSHOT 067 FZ F287 Page 4 Of 12 jg?ww KENNY MARCHANT DONNA MAE MARCHANT JT TEN NOVEMBER 1, 2018 - NOVEMBER 30, 2018 ACCOUNT NUMBER: Additional information THIS PERIOD THIS YEAR THIS PERIOD THIS YEAR Accrued interest on sales 0.00 87.50 Gross proceeds 0.00 453,007.71 Portfolio detail Cash and Sweep Balances Sweep Balances You have the right, in the course of normal business operations, to withdraw balances in the Bank Deposit Sweep Program(s) or redeem shares of the money market mutual fund used in the sweep. subject to any open commitments in an of your accounts and have the proceeds returned to your accounts or remitted to you. Note. however. that as rquired federal bankIng re uIatIons, the banks in the Bank Deposit weep Program(s) reserve the ri ht to require seven days prior notice before permittin a transfer out of the Bank eposi Sweep In addition, the money market mutual funds In the sweep'reserve he right to require one or more day's prior notice efore permitting withdrawa 3. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank. N.A., which is af?liated with the Clearing Agent and (it amounts exceed $250000) at another bank af?liated with the Clearing Agent. Expanded Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank. NA. and (if amounts exceed $250,000) at one or more banks affiliated with the Clearing Agent or nonaf?liated banks. Brokered Liquid Deposit - Consists of monies held at one or more banks nonaf?liated and af?liated with the Clearing A ent. Assets in the Bank Deposit Sweep Program and Brokered Liqutd Deposit are not covered by SIPC. but are instead igible for FDIC insurance Of up to $250.000 per depositor, per institution. in accordance with FDIC rules. For additional information. please contact Your Investment Broker. ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION YIELD MARKET VALUE ANNUAL INCOME STANDARD BANK DEPOSIT 0.65 16,228.21 105.00 Interest Period 11/30/18 Total Cash and Sweep Balances $16,228.21 $105.00 APYE measures the total amount of the interest paid on an account based on the interest rate and the frequency of the compounding during the interest period. The annual percentage yield earned is expressed as an annualized rate. based on a 365 day year. Stocks, options ETFs Stocks and ETFs ESTIMATED ADJ PRICEI ADJ COSTI CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI NiLoss INCOME YIELD ABBOTT LABORATORIES ABT - HELD IN MARGIN Acquired 12:08?? 1.000 54.39 54,413.25 74.0500 74,050.00 19.63635 1.120 1.51 067 FZ F287 tma?a 5 Pages? [r5 KENNY MARCHANT 8s DONNA MAE MARCHANT JT TEN NOVEMBER 1, 2018- NOVEMBER 30, 2018 ACCOUNT NUMBER: Stocks, Options 81 ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ COST1 CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIO COST PRICE MARKET VALUE GAI NILOSS INCOME YIELD ALTRIA GROUP INC M0 - HELD IN MARGIN Acquired 02118111 100 2,487.98 54.8300 5,483.00 2,995.02 320 5.83 AMERICAN AIRLINES GRO 3,526 18.52? 55,329.17 40.1600 141,604.16 35,753.55 1,410 0.99 INC AAL - HELD IN MARGIN APPLE INC AAPL - HELD IN MARGIN Acquired 04108113 1 60.85 60.85 178.58 117.73 Acquired 09127113 42 68.70 2.885.52 7,500.36 4,614.84 Acquired 01108115 8 1 11.96 895.68 1,428.64 532.96 Acquired 07101115 49 126.92 6,238.03 8,750.42 2,512.39 Total 100 $100.80 $10,080.08 178.5800 $17,858.00 $7,777.92 $292 1.64 AT 5 INC - HELD IN MARGIN . Acquired 01113111 1,000 27,989.90 31.2400 31,240.00 3,250.10 2,000 6.40 BANK OF AMERICA CORP - BAC HELD IN MARGIN Acquired 11123116 2,000 20.59 41,208.95 28.4000 56,800.00 15,591.05 1,200 2.11 BOEING CO BA HELD IN MARGIN Acquired 01112111 500 69.85 34,932.33 346.7600 173,380.00 138,447.67 3,420 1.97 CHEVRON CORPORATION CVX - HELD IN MARGIN Acquired 08126115 500 71.21 35,628.90 118.9400 59,470.00 23,841.10 2,240 3.76 CITIGROUP INC NEW - HELD IN MARGIN Acquired 11123116 1,000 56.65 56,674.55 64,790.00 8,115.45 Aoquired 05108118 1,000 70.57 70,598.65 64,790.00 6,808.65 Total 2,000 $63.64 $127,273.20 64,7900 $129,580.00 $2,306.80 $3,600 2.78 CONTINENTAL RESOURCES - INC CLR - HELD IN MARGIN Acquired 04106116 400 30. 56 12,231.58 18,288.00 6,056.42 Acquired 05109116 1,000 38. 98 39,001.25 45,720.00 6,718.75 Acquired 06110116 1,500 41. 27 61,926.95 68,580.00 6,653.05 087 F2 F287 51 61165 11' 5 It Bun: KENNY MARCHANT 6 OONNA MAE MARCHANT JT TEN NOVEMBER 1, 2016 NOVEMBER 30. 2016 ACCOUNT NUMBER: Stocks, options 8: ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI NILOSS INCOME YIELD . Acquired 07:31:17 1.500 33.45 50,196.35 66,560.00 16,363.65 Total 4,400 $37.13 $163,356.13 45.7200 $201,168.00 $37,811.87 NIA COSTCO WHSL CORP NEW COM COST - HELD IN MARGIN Acquired 01722714 250 113.76 26,459.63 231.2600 57,620.00 29,360.17 570 0.96 CUMMINS INC CMI HELD IN MARGIN . Acquired 12714712 600 106.69 64,033.43 151.0600 90,636.00 26,602.57 2,736 3.01 ENERGY TRANSFER LP ET - HELD IN MARGIN Acquired 1204715 no 640 17.46 11,174.66 9,324.60 -1,649.66 Acquired 12722715 nc 1,920 16.29 31,295.25 27,974.40 -3,320.85 Acquired 1172316 no 1,920 16.64 35,790.95 27,974.40 -7,816.55 Total 4,460 $17.47 $78,260.88 14.5700 $65,273.60 $5,466 6.37 ENLINK MIDSTREAM PARTNERS LP ENLK - HELD IN MARGIN Acquired 06726715 nc 2,000 16.19 32,406.95 13.2300 26,460.00 5,946.95 3,120 11.79 EXXON MOBIL CORP XOM - HELD IN MARGIN Acquired 10703716 1,000 66.50 66,522.95 79.5000 79,500.00 -7,022.95 3,260 4.12 HALLIBURTON COMPANY HAL - HELD IN MARGIN Acquired 12722111 1,000 33.75 33,774.75 31,430.00 -2.344.75 Acquired 02:04:14 6 49.20 295.25 166.56 -1 06.67 Acquired 02711714 13 53.91 700.63 406.59 -292.24 Acquired 02103715 9 43.25 369.33 262.67 -106.46 Total 1,026 $34.20 $35,160.16 31.4300 $32,310.04 -$2.850.12 3740 2.29 HOME DEPOT INC HD - HELD IN MARGIN Acquired 02I26l14 200 62.34 16,466.93 36,064.00 19,575.07 Acquired 05701715 300 109.56 32,694.63 54,096.00 21,201.37 Total 500 $98.77 $49,383.56 160.3200 $90,160.00 $40,776.44 $2,060 2.26 - 06? F2 F287 St 01105 5 79?9?? . emf! KENNY MARCHANT . DONNA MAE MARCHANT JT TEN NOVEMBER 1, 2018 - NOVEMBER 30, 2018 ACCOUNT NUMBER: Stocks, options ETFS Stocks and ETFs continued ESTIMATED ADJ ADJ cosw CURRENT CURRENT ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG cosr PRICE MARKET VALUE GAI NILOSS INCOME YIELD MASTERCARD INC CL A MA - HELD IN MARGIN Acquired 07101715 400 94.47 37,806.95 80,428.00 42,621.05 Acquired 04104116 100 95.01 9,519.95 20,107.00 10,587.05 Total 500 $94.65 $47,326.90 201.0700 $100,535.00 $53,208.10 $500 0.50 MICROSOFT CORP MSFT - HELD IN MARGIN Acquired 12129715 1,000 56.80 56,827.95 110.8900 110,890.00 54,062.05 1,840 1.65 SOUTHWEST AIRLINES CO LUV HELD IN MARGIN Acquired 03725715 1,000 37.88 37,906.45 54.6100 54,610.00 16,703.55 640 1.17 TARGA RESOURCES CORP TRGP - HELD IN MARGIN . Acquired 1209117 500 48.18 24,113.45 44.6300 22,315.00 -1,798.45 1,820 8.15 TEX PAC LAND TR SUB SH - CTF PROPRIETARY UNIT TPL - HELD IN MARGIN . Acquired 01115114 400 97.45 38,995.16 579.1900 231,676.00 192,680.84 420 0.18 TEXAS INSTRUMENTS INC TXN - HELD IN MARGIN Acquired 02709718 500 99.48 49,761.65 99.8500 49,925.00 163.35 1,540 3.08 UNION PACIFIC CORP UNP - HELD IN MARGIN Acquired 09110716 250 156.25 39,081.80 153.7800 38,445.00 -636.80 800 2.08 UNITED CONTINENTAL - HOLDINGS INC UAL - HELD iN MARGIN Acquired 07111714 5 45.66 228.30 483.50 255.20 Acquired 10115714 14 41.93 587.02 1,353.80 766.78 Acquired 07701715 281 53.96 15,181.71 27,172.70 11,990.99 Acquired 10715715 200 57.79 11,576.95 19,340.00 7,763.05 Total 500 $55.15 $27,573.98 - 96.7000 $48,350.00 $20,776.02 MIA NIA UNITED STATES STEEL CORP NEW - HELD IN MARGIN Acquired 09122116 1,000 18.46 18,469.47 23.0600 23,060.00 4,590.53 200 0.86 067 F2 F287 KENNY MARCHANT . Page 8 Of 12 DONNA MAE MARCHANT JT TEN NOVEMBER 1, 2018 - NOVEMBER 30, 2018 ACCOUNT NUMBER: Stocks, options ETFs Stocks and ETFs continued ESTIMATED - ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD VERIZON COMMUNICATIONS COM vz - HELD IN MARGIN Acquired 01113711 1,000 35,749.90 60.3000 60,300.00 24,550.10 2.410 3.99 WELLS FARGO 0. co NEW WFC HELD IN Acquired 02724715 21 55.44 1,164.42 1,139.88 -24.54 Acquired 03703115 9 55.45 499.22 488.52 ~10.70 Acquired 0770015 270 56.90 15,381.95 14,655.60 -726.35 Acquired 08725715 300 53.56 16,086.95 16,284.00 197.05 Aoqmred11723/16 400 52.21 20,905.11 21,712.00 806.89 Total 1,000 $54.04 $54,037.65 54.2000 $54,200.00 $242.35 $1,720 3.17 Total Stocks and ETFs $1,366,772.01 $2,127,178.80 $719,885.35 $45,464 2.14 Total Stocks, options ETFs $1,360,772.01 $2,127,170.00 $719,005.35 $45,404 2.14 Because you have more than 6 tax lots, we are showing the average cost per share. #11! Cost information for one or more securities is not available. If you have cost information and would like to see it on future statements, contact Your Investment Broker. This security contains multiple tax tots that may or may not include cost information that is reportable to the IRS. nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. 087 F2 F287 jf?? atlas ?eturities Fixed Income Securities Page 9 of 12 KENNY MARCHANT 8. DONNA MAE MARCHANT JT TEN NOVEMBER 1, 2013 - NOVEMBER 30, 2013 ACCOUNT NUMBER: Corporate and municipal bonds and other ?xed income securities are priced by a computerized pricing service or, for less actively traded issues, by utilizing a yield-based matrix system to arrive at an estimated market value. Municipal Bonds ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ACCRUED ANNUAL ANNUAL DESCRIPTION QUANTITY PRICE ORIG COST PRICE MARKET VALUE GAI NILOSS INTEREST INCOME YIELD (94.) NORTH TX TWY AUTH REV RFDG SYS 1ST TIER CPN 6.000% DUE 01101738 DTD 12708110 FC 07701711 PRE 01:01:21 100.000 Moody A1 . CUSIP 66285WFX9 Acquired 01121711 nc 25,000 98.99 107.9190 26,979.75 2,230.31 625.00 1,500 5.55 Total Municipal Bonds 25,000 $24,749.44 $26,979.75 $2,230.31 $625.00 $1,500 5.56 $24,703.47 Total Fixed Income Securities $24,749.44 $26,979.75 $2,230.31 $625.00 $1,500 5.56 $24,703.47 nc Cost information for this tax lot is not covered by reporting requirements. Unless indicated . cost for all other lots will be reported to the IRS. Mutual Funds if a portion of your fund position was converted, the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not reflect Total return. ESTIMATED ADJ PRICEI ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI NILOSS INCOME YIELD PROFESSIONALLY MANAGE rnF?R 32,091 .96800 27.03" 867,463.79 1,342,407.02 474,943.23 PORTFOL HODGE FUND CL INSTL HDPIX Reinvestments 2,410.13700 46.13" 111,196.80 100,816.03 ?10,380.77 067 F2 F287 jf ?1151 E31135 ?ecurities Page 10 of 12 KENNY MARCHANT DONNA MAE MARCHANT JT TEN NOVEMBER 1,2018 - NOVEMBER 30. 2013 ACCOUNT NUMBER: Mutual Funds Open End Mutual Funds continued ESTIMATED ADJ ADJ COST7 CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD Total 34.502.10500 $28.37 $978,660.59 41.8300 $1,443,223.05 $464,562.46 . NM NM Client Investment (Excluding Reinvestments) $867,463.79 Gain/Loss on Client Investment (Including Reinvestments) $575,759.26 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX - HELD IN MARGIN Acquired 01709714 5.279.33400 18.94 100,018.95 104,372.43 4,353.48 Acquired 05720714 12.994.41900 19.23 250,005.95 256,899.66 6,893.71 Reinvestments 3.283.20600 18.47 60,644.49 64,908.98 4,264.49 Total 21 ,556.95900 $19.05 $410,669.39 19.7700 $426,1 81.07 $15,511.68 NA NA Client Investment (Excluding Reinvestments) $350,024.90 GainlLoss on Client Investment (Including Reinvestments) $76,156.17 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 05711715 1 .512.85600 15.46 23,396.94 24,583.91 1,186.97 Acquired 04701716 6,350 14.17 89,998.45 103,187.50 13,189.05 Acquired 12729717 14,000 16.36 229,056.58 227,500.00 -1,556.58 Reinvestments 2.196.71300 15. 33 33,694.49 35,696.58 2,002.09 Total 24,059.56900 $15.63 $376.1 46.46 16.2500 $390,967.99 $14,821.53 $3,056 0.78 $15.63 $376,016.08 Client Investment (Excluding Reinvestments) $342,451.97 GaintLoss on Client Investment (Including Reinvestments) $48,516.02 Total Open End Mutual Funds $1,765,476.44 $2,260,372.11 $494,895.67 $3,056 0.14 $1,765,346.06 . Total Mutual Funds $1,765,476.44 $2,260,372.11 $494,895.67 $3,056 0.14 51.765.346.06 Because you have more than 6 tax lots. we are showing the average cost per share. This security contains multiple tax lots that may or may not include cost information that is reportable to the IRS. Tax lot(s) held in Margin. rather than Cash RR A portion of this security is held in Margin, rather than Cash 067 F2 F287 ?emritiw KENNY MARCHANT DONNA MAE MARCHANT JT TEN NOVEMBER 1. 2018 - NOVEMBER 30, 201B Page 11 Of 12 ACCOUNT NUMBER: Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 11101 BEGINNING BALANCE 13,258.85 11/01 Margin DIVIDEND AT 8 INC 500.00 110118 1.000 11101 Margin DIVIDEND VERIZON COMMUNICATIONS 602.50 14,361.35 COM 110118 1_,_000 1 1/06 Cash 0000408 HELEN MARCHANT 43,000.00 11,361.35 0000408 1 1.109 Margin DIVIDEND MASTERCARD INC CL A 125.00 1 1,486.35 110918 500 1 3 Margin DIST ENLINK MIDSTREAM 780.00 12,266.35 PARTNERS LP 111318 2.000 11115 Margin DIVIDEND ABBOTT LABORATORIES 280.00 111518 1.000 11115 Margin DIVIDEND APPLE INC 73.00 111518 100 11115 Margin DIVIDEND TARGA RESOURCES CORP 455.00 13,074.35 111518 500 11l19 Margin DIST ENERGY TRANSFER LP 1,366.40 . 111918 4,480 11I19 Margin DIVIDEND TEXAS INSTRUMENTS INC 385.00 14,825.75 111918 500 1 1l20 Margin DIVIDEND AMERICAN AIRLINES GROUP 352.60 15,178.35 INC 112018 3g . 11121 Margin DIVIDEND CITIGROUP INC NEW 900.00 16,078.35 112118 2000 11123 Margin DIVIDEND COSTCO WHSL CORP NEW 142.50 16,220.85 COM 112318 250 11/30 Cash INTEREST STANDARD BANK DEPOSIT 7.36 16,228.21 . 113018 16,220 06? F2 F287 Page 12 of12 fj??a?as ?eturities KENNY mom DONNA MAE MARCHANT JT TEN NOVEMBER 1. 2013 - NOVEMBER 30. 2013 ACCOUNT NUMBER: Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account automatically investing such balances into one of our cash sweep options. These 'sweep transactions' may represent a net amount for the day and occur on settlement date. The fo lowing section displays transfers into and out of your sweep optlon. Transactions displayed here are Transfer To, Transfer From and Reinvested Dividends and Interest. These transaction amounts are not included in your cash ?ow summary. DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION DESCRIPTION AMOUNT 11/01 BEGINNING BALANCE 13,258.85 11I20 TRANSFER TO STANDARD BANK DEPOSIT 1,751.40 11/02 TRANSFER TO STANDARD BANK DEPOSIT 1,102.50 11/21 TRANSFER TO STANDARD BANK DEPOSIT 352.60 11/06 TRANSFER FROM STANDARD BANK DEPOSIT -3,000.00 11123 TRANSFER TO STANDARD BANK DEPOSIT 900.00 11113 TRANSFER TO STANDARD BANK DEPOSIT 125.00 1 1l26 TRANSFER TO STANDARD BANK DEPOSIT 142,50 TRANSFER TO STANDARD BANK DEPOSIT 780.00 1 1I30 REINVEST INT STANDARD BANK DEPOSIT 7,36 1 1/16 TRANSFER TO STANDARD BANK DEPOSIT 808.00 11i30 ENDING BALANCE 16328.21 Specific instructions and disclosures Callable Securities Securities that are subject to a partial call will be selected by an impartial lottery process in which the probability of your securities being selected for redemption is proportional to the holdings of all shareholders of such securities held in street name. If a security is called prior to maturity it may affect the yield you receive. Additional information is available at or the written procedures are available upon request. Cost basis - To add or update Information or modify your reporting options, please contact Your lnvestrnent Broker. This statement presents estimated unrealized or realized gains or losses for your information oriy. If acquisition or other information is not available, the gain?oss information may not be displayed and section and summary totals may not re?ect your complete portfolio. Cost basis information is not verified by First Clearing or Your Introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this information (due to corporate mergers. tenders and other reorganizations) may be required from time to time. Cost basis for factored bonds CMO. etc} will be adjusted for paydown of principal. Systematic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and dividend reinvestment securities is provided for informational purposes only and is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the Cost basis options Unless speci?c tax lots are selected at trade time. sales of tax lots will occur using the cost basis election reflected in the Account profile section. 067 F2 iniitZBa?a? Progress summary Opening value Cash deposited Securities deposited Cash withdrawn Securities withdrawn Change in value Closing value Portfolio summary CURRENT meg SNAPSHOT Page 1 of 13 KENNY MARCHANT 8. DONNA MAE MARCHANT JT TEN DECEMBER 1, 2018 - DECEMBER 31, 2018 ACCOUNT NUMBER: THIS PERIOD THIS YEAR $4,430,758.87 $4,818,580.84 0.00 58,976.63 0.00 0.00 45,000.00 -206,085.03 0.00 0.00 -631,607.32 -887,320.89 $3,784,151.55 $3,784,151.55 PREVIOUS CURRENT ESTIMATED ASSET TYPE VALUE ON NOV 30 VALUE 0N DEC 31 ANN. INCOME ASSETS Cash and sweep balances 16,228.21 0.37 20,521.07 0.54 133 I Stocks, options 3. ETFs 2,127,178.80 48.01 1,886,940.66 49.86 50,954 Fixed income securities 26,979.75 0.61 26,996.75 0.71 1,500 Mutual funds 2,260,372.11 51.02 1,849,693.07 48.88 3,056 Asset value $4,430,758.87 100% $3,784,151.55 100% $55,843 SNAPSHOT 067 F2 F287 f?t?a?a? ?etutitie? Cash ?ow summary Income summary Gain/loss summary TAXABLE TAX-EXEM PT SNAPSHOT Page 2 0f 13 KENNY MARCHANT 8 DONNA MAE MARCHANT JT TEN DECEMBER 1, 2018 - DECEMBER 31, 2018 ACCOUNT NUMBER: THIS PERIOD THIS YEAR Opening value of cash and sweep balances $16,228.21 Deposits 0.00 50,000.00 Income and distributions 130,014.49 186,859.34 Securities sold and redeemed 229,817.84 682,825.55 Other additions 0.00 8,976.63 Net additions to cash $359,832.33 $928,661.52 Withdrawals by check 45,000.00 -179,235.90 Securities purchased -340,539.47 -726,715.78 Electronic funds transfers 0.00 -423.50 Advisory fees 0.00 ?17,179.42 Other subtractions and fees 0.00 -9.246.21 Net subtractions from cash Closing value of cash and sweep balances $20,521.07 THIS PERIOD THIS YEAR Money market/sweep funds 7.43 31.42 Ordinary dividends and ST capital gains 102,574.41 104,970.17 Qualified dividends 5,059.04 34,583.19 Long term capital gains 22,373.61 22,373.61 Partnership distributions 0.00 10,418.90 Total taxable income $130,014.49 $172,377.29 Interest 0.00 1 ,500.00 Total federally tax-exempt income $0.00 $1,500.00 Total income $130, 014. 49 $173, 877.29 Certain distributions made' in the current year are reported as prior year income according to IRS regulations. This may cause a difference between Cash. Flow and Income Summary totals. THIS PERIOD REALIZED THIS YEAR REALIZED Short term (8) -20,279.95 ?31,433.46 Long term (L) 6,052.80 40,947.74 5 $9,514.28 Total SNAPSHOT 067 F2 F287 jfitst $ewrities Your Investment Broker GARY HODGES Phone: 214-954-1177 I 214-665-9116 Account profile Full account name: Account type: Brokerage account number: Tax status: Investment objective/Risk tolerance: Time horizon: Liquidity needs: Cost Basis Election: Sweep option: 2905 MAPLE AVENUE DALLAS, TX 75201 KENNY MARCHANT DONNA MAE MARCHANT JT TEN Standard Brokerage Taxable MODERATE GROWTH INCOME Please Provide Please Provide First in. First out STANDARD BANK DEPOSIT For your instructions, copies of this statement have been sent to an interested party. DECEMBER 1, 2018 - DECEMBER 31I 201B - ACCOUNT NUMBER: Document delivery status Statements: Trade con?rmations: Tax documents: Shareholder communications: - Other documents: Paper SNAPSHOT Page 3 cm KENNY MARCHANT 8: DONNA MAE MARCHANT JT TEN Electronic SNAPSHOT 067 F2 F287 31155 2131111085 - KENNY MARCHANT Page 4 Of 13 DONNA MAE MARCHANT .IT TEN DECEMBER 1. 2018 - DECEMBER 31, 2018 ACCOUNT NUMBER: Additional information THIS THIS YEAR THIS PERIOD THIS YEAR Accrued interest on sales 0.00 87.50 ?Gross proceeds 229,817.84 682,825.55 Portfolio detail Cash and Sweep Balances Sweep Balances - You have the right, in the course of normal business Operations. to withdraw balances in the Bank Deposit Sweep Program(s) or redeem shares of the money market mutual fund used in the sweep, subject to any open commitments in an; of your accounts and have the proceeds returned to your accounts or remitted to you. Note, however, that as required federal banking re ulations. the banks in the Bank Deposit wee'p Program(s) reserve the ri ht to require seven days prior notice before permittin a transfer out of thehgank lDeposi Sweep Program(sE In addItlon, the money market mutual funds in the sweep reserve he right to require one or more day?s prior notice efore permitting wit rawa s. Standard Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank, N.A., which is affiliated with the Clearing Agent and (it amounts exceed $250,000) at another bank af?liated with the Clearing Agent. Expagcllettl 33an Eeposit Sweep - Consists of monies held at Wells Fargo Bank. MA. and (if amounts exceed $250,000) at one or more banks affiliated with the Clearing Agent or nona an s. Brokered Liquid Deposit - Consists Of monies held at one or more banks nonaf?liated and af?liated with the Clearing A ent. Assets in the Bank Deposit Sweep Program and BrokeredLiquid Deposit are not covered by SIPC. but are instead igible for FDIC insurance Of up to $250.000 per depositor, per institution. in accordance with FDIC rules. For additional information, please contact Your Investment Broker. ANNUAL PERCENTAGE CURRENT ESTIMATED DESCRIPTION YIELD MARKET VALUE ANNUAL INCOME STANDARD BANK DEPOSIT 0.65 20,521.07 133.00 Interest Period 12101118 - 12/31/18 . Total Cash and Sweep Balances $20,521.07 $133.00 APYE measures the total amount Of the interest aid on an account based on the interest rate and the frequency oflthe compounding during the interest period. The annual percentage yield earned is expressed as an annua ized rate. based on a 365 day year. Stocks, options 8. ETFs Stocks and ETFS ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI NrLoss INCOME YIELD m) ABBOTT LABORATORIES ABT - HELD IN MARGIN Acquired 12:03:17 1,000 54.39 54,413.25 72.3300 72,330.00 17,916.75 1,280 1.76 067 F2 F287 4 Page 5 of 13 31135 2:011th Keuureudecueur 3. DONNA MAE MARCHANT JT TEN . DECEMBER 1, 2013 - DECEMBER 31, 2013 ACCOUNT NUMBER: Stocks, options 81 ETFs Stocks and ETFs continued ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAINILOSS INCOME YIELD (Va) ALTRIA GROUP INC MO - HELD IN MARGIN Acquired 02713711 100 2,437.93 49.3900 4,939.00 2,451.02 320 5.47 AMERICAN AIRLINES GRO 3,523 13.521" 35,329.17 32.1100 113,219.35 15,491.70 1,410 1.24 INC AAL HELD IN MARGIN APPLE INC AAPL - HELD IN MARGIN Acquired 04703113 1 50.35 50.35 157.74 95.39 Acquired 09727113 42 33.70 2,335.52 5,525.03 3,739.55 Acquired 51705715 3 1 11.95 395.33 1,251.92 355.24 Acquired 07701715 49 125.92 5,233.03 7,729.25 1,491.23 Total 100 $100.30 $10,030.03 157.7400 515,774.00 55,593.92 5292 1.35 AT 8. INC - HELD IN MARGIN Acquired 01113711 1,000 27,939.90 23.5400 23,540.00 550.10 2,040 7.14 BANK OF AMERICA CORP BAC - HELD IN MARGIN Acquired 11:23:15 2.000 20.59 41,203.95 24.5400 49,230.00 3,071.05 1,200 2.43 BOEING CO BA- HELD IN MARGIN Acquired 01712711 500 59.35 34,932.33 322.5000 151,250.00 125,317.57 4,110 2.54 CHEVRON CORPORATION CVX - HELD IN MARGIN . Acquired 03125115 500 71.21 35,523.90 103.7900 54,395.00 13,755.10 2,240 4.11 CONTINENTAL RESOURCES INC CLR - HELD IN MARGIN Acquired 04105715 400 30.55 12,231.53 15,075.00 3,344.42 Acquired 05709715 1,000 33.93 39,001.25 40,190.00 1,133.75 Acquired 05110715 1,500 41.27 31,925.95 50,235.00 -1 .541 .95 Acquired 07131717 1,500 33.45 50,195.35 50,235.00 10,033.55 Total . 4,400 $37.13 $153,355.13 40.1900 $175,335.00 $13,479.37 NIA COSTCO WHSL CORP NEW COM COST - HELD IN MARGIN Acquired 01122714 250 113.75 23,459.33 203.7100 50,927.50 22,457.57 570 1.1 1 06? F2 F287 [Ia-5 Page60f13 [1?5 a 73er KENNY MARCHANT DONNA MAE MARCHANT JT TEN DECEMBER 1, 2018 - DECEMBER 31, 2018 ACCOUNT NUMBER: Stocks, options ETFs Stocks and ETFs continued ESTIMATED ADJ PRICE7 ADJ COST7 CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIC COST PRICE MARKET VALUE GAIN7LOSS INCOME YIELD CUMMINS INC CMI - HELD IN MARGIN Acquired 12714712 600 106.69 64,033.43 133.6400 80,184.00 16,150.57 2,736 3.41 ENERGY TRANSFER LP ET - HELD IN MARGIN - Acquired 12704715 no 640 17.46 11,174.68 8,454.40 ~2,720.28 Aoquired 12722715 nc 1,920 16.29 31,295.25 25,363.20 -5,932.05 Acquired 11723716 nc 1,920 18.64 35,790.95 25,363.20 40,427.75 Total 4,480 $17.47 $78,260.88 13.2100 $59,180.80 $5,466 9.24 ENLINK MIDSTREAM PARTNERS LP ENLK - HELD IN MARGIN Acquired 08726715 nc 2,000 16.19 32,406.95 11.0100 22,020.00 -10,386.95 - 3,120 14.16 EXXON MOBIL CORP XOM - HELD IN MARGIN Acquired 10703718 1,000 86.50 86,522.95 68.1900 68,190.00 -18,332.95 3,280 4.81 HOME DEPOT INC HD - HELD IN MARGIN Acquired 02726714 200 82.34 16,488.93 34,364.00 17,875.07 Acquired 05701715 300 109.58 32,894.63 51,548.00 18,651.37 Total 500 $98.77 $49,383.56 171.8200 $85,910.00 $36,526.44 $2,060 2.40 JPMORGAN CHASE CO JPM HELD IN MARGIN Acquired 12712718 1,000 101.77 101,789.05 97.6200 97,620.00 -4,169.05 3,200 3.27 MARATHON PETROLEUM CORP - HELD IN MARGIN Acquired 12712718 1,000 62.29 62,316.35 59.0100 59,010.00 -3,306.35 1,840 3.11 MASTERCARD INC CL A - MA- HELD IN MARGIN Acquired 07701715 400 94.47 37,806.95 75,460.00 37,653.05 Acquired 04704716 100 95.01 9,519.95 18,865.00 9,345.05 Total 500 $94.65 $47,326.90 188.6500 $94,325.00 $46,998.10 $660 0.70 MICROSOFT CORP - MSFT - HELD IN MARGIN Acquired 12729715 - 1,000 56.80 56,827.95 101.5700 101,570.00 44,742.05 1,840 1.81 067 F2 F287 j?gg?a?as gamma Stocks, options ETFs Stocks and ETFs continued DECEMBER 1, 2018 - ACCOUNT NUMBER: KENNY MARCHANT DONNA MAE MARCHANT JT TEN WR 31, 2018 Page 70f 13 ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE GAI NILOSS INCOME YIELD We) SOUTHWEST AIRLINES CO LUV- HELD IN MARGIN Acquired 0312915 1,000 37.33 37,906.45 46.4300 46,430.00 3,573.55 640 1 .37 TARGA RESOURCES CORP TRGP HELD IN MARGIN Acquired 12729117 500 43.13 24,113.45 13,010.00 -6,103.45 Acquired 12127113 1,500 34.31 51,436.05 54,030.00 2,543.95 Total 2,000 $37.30 $75,599.50 36.0200 $72,040.00 $7,230 10.11 PAC LAND TR SUB SH CTF PROPRIETARY UNIT TPL - HELD IN MARGIN Acquired 01l15i14 400 97.45 38,995.16 541.6300 216,652.00 177,656.84 420 0.19 TEXAS INSTRUMENTS INC TXN - HELD IN MARGIN Acquired 02109113 500 99.43 49,761.65 94.5000 47,250.00 -2,511.65 1,540 3.25 UNION PACIFIC CORP UNP HELD IN MARGIN Acquired 09110113 250 156.25 39,031.30 133.2300 34,557.50 -4,524.30 300 2.31 UNITED STATES STEEL CORP - HELD IN MARGIN Acquired 0972216 1,000 13.46 13,469.47 13.2400 13,240.00 -229.47 200 1.09 VERIZON COMMUNICATIONS COM vz - HELD IN MARGIN Acquired 01:13:11 1.000 35,749.90 56.2200 56,220.00 20,470.10 2,410 4.23 Total Stocks and ETFS $1,338,318.47 $1,886,940.66 $516,223.20 $50,954 2.70 $1,333,313.47 $1,336,940.66 $516,223.20 $50,954 2.70 Total Stocks, options 8. ETFs Because you have more than 6 tax lots, we are showing the average cost per share. #11! Cost information for one or more securities is not available. if you have cost information and would like to see it on future statements. contact Your Investment Broker. in This security contains multiple tax lots that may or may not include cost information that is reportable to the nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated, cost for all other lots will be reported to the IRS. 06? F2 first mums gametes Fixed Income Securities Page 8 of 13 KENNY MARCHANT GI DONNA MAE MARCHANT JT TEN DECEMBER 1. 2013 - DECEMBER 31, 2018 ACCOUNT NUMBER: Corporate and municipal bonds and other ?xed income securities are priced by a computerized pricing service or, for less actively traded issues, by utilizing a yield-based matrix system to arrive at an estimated market value. Municipal Bonds ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ACCRUED ANNUAL ANNUAL DESCRIPTION QUANTITY . ORIG PRICE ORIG COST PRICE MARKET VALUE INTEREST INCOME YIELD NORTH TX TWY AUTH REV RFDG SYS 1ST TIER CPN 6.000% DUE 01701738 DTD 12038710 FC 07701711 PRE 01101721 100.000 Moody A1 CUSIP 66285WFX9 - Acquired 0197311 "0 25,000 99.00 107.9870 26,996.75 2,246.71 750.00 1,500 5.55 Total Municipal Bonds 25,000 $24,750.04 $26,996.75 $2,246.71 $750.00 $1.500 5.56 $24,703.47 Total Fixed Income Securities $24,750.04 $26,996.75 $2,246.71 $750.00 $1,500 5.56 $24,703.47 nc Cost information for this tax lot is not covered by IRS reporting requirements. Unless indicated. cost for all other lots will be reported to the IRS. Mutual Funds If a portion of your fund position was converted, the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not re?ect Total return. ESTIMATED ADJ ADJ CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD (24.) PROFESSIONALLY MANAGE 32,091 .96800 27.03? 867,463.79 975,916.74 108,452.95 PORTFOL HODGE FUND CL INSTL HDPIX Reinvesunents RR 521309300 36.59" 220,524.66 173,735.16 ?46.7 89.49 067 F2 F287 Because you have more than 6 tax lots, we are showing the average cost per share. This security contains multiple tax lots that ma)I or may not include cost information that is reportable to the IRS. Tax lot(s) held in Margin, rather than Cash RR A portion of this security is held in Margin. rather than Cash st?a?as . It 12er KENNY MARCHANT a. DONNA MAE MARCHANT JT TEN DECEMBER 1, 2018 - DECEMBER 31. 2018 ACCOUNT NUMBER: - MutUaI Funds Open End Mutual Funds continued ESTIMATED ADJ PRICE7 ADJ cosn CURRENT CURRENT UNREALIZED ANNUAL ANNUAL DESCRIPTION QUANTITY ORIG PRICE ORIG COST PRICE MARKET VALUE INCOME YIELD mm Total - 37,805.06100 $28.78 $1,087,988.44 30.4100 $1,149,651.90 $61,663.46 NM NM Client Investment (Excluding Reinvestments) $867,463.79 GainlLoss on Client Investment (Including Reinvestments) $282,188.11 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND HDSIX - HELD IN MARGIN Acquired 01709714 5,279.33400 18.94 100,018.95 85,261.24 -14,757.71 Acquired 05720714 12,994.41900 19.23 250,005.95 209,859.87 40,146.08 Reinvestments 4.200.96000 18.15 76,264.66 67,845.50 -8,419.16 Total 22,474.71300 $18.97 $426,289.56 16.1500 $362,966.61 MIA NIA Client Investment (Excluding Reinvestments) $350,024.90 Gain/Loss on Client Investment (Including Reinvestments) $12,941.71 HODGES BLUE CHIP EQTY INCOME FUND RETAIL CL PRO MANAGED PORTFOLIOS Acquired 05711715 1 ,512.85600 15.46 23,396.94 21,195.11 -2,201.83 Acquired 04701716 6,350 14.17 89,998.45 88,963.50 -1 ,034.95 Acquired 12729717 14,000 16.36 229,056.58 196,140.00 62,916.58 Reinvestments RR 2,196.71300 15. 33 33,694.49 30,775.95 -2,918.54 Total 24,059.56900 $15.63 $376,146.46 14.0100 $337,074.56 $3,056 0.91 $15.63 $376,016.08 Client Investment (Excluding Reinvestments) $342,451.97 Gain7Loss on Client Investment (Including Reinvestments) Total Open End Mutual Funds $1,890,424.46 $1,849,693.07 $3,056 0.17 $1,890,294.08 Total Mutual Funds $1,890,424.46 $1,849,693.07 $3,056 0.17 . $1,890,294.08 06? F2 F287 jf E81185 59:01:1th KENNY MARCHANT 81- DONNA MAE MARCHANT JT TEN DECEMBER 1, 2018 - 31, 2018 ACCOUNT NUMBER: Page 10 Of 13 Activity detail CASH AND SWEEP DATE ACCOUNT TYPE TRANSACTION QUANTITY DESCRIPTION PRICE AMOUNT BALANCES 12701 BEGINNING BALANCE 16,228.21 12103 Margin DIVIDEND CUMMINS INC 684.00 120318 600 12103 Margin DIVIDEND WELLS FARGO 8 CO NEW 430.00 120118 1.000 AS OF 12701718 12l03 Cash 0000409 HELEN MARCHANT -3,000.00 . 14,342.21 0000409 1205 Cash 0000320 BONITA LAND AND CATTLE 42,000.00 2,342.21 0000320 12107 Margin DIVIDEND BOEING CO 855.00 3,197.21 120718 500 12/10 Margin DIVIDEND CHEVRON CORPORATION 55000 121018 500 12/10 Margin DIVIDEND EXXON MOBIL CORP 32000 . 121018 1,000 12110 Margin DIVIDEND UNITED STATES STEEL CORP 50.00 4,627.21 NEW . 121018 1.000 12712 Margin SALE ?1,028.00000 HALLIBURTON COMPANY 29.1600 29,957.14 12112 Margin SALE -500.00000 UNITED CONTINENTAL 88.9200 44,440.47 HOLDINGS INC 12112 Margin SALE -1,000.00000 WELLS FARGO 8 CD NEW 48.1029 48,083.32 12/12 Margin PURCHASE 1,000.00000 MARATHON PETROLEUM CORP 62.2974 62,316.35 12112 Margin PURCHASE 1,000.00000 JPMORGAN CHASE 81 CO 101.7701 -101 ,789.05 -38,997.26 12113 Margin DIVIDEND HOME DEPOT INC 51500 121318 500 12113 Margin DIVIDEND MICROSOFT CORP 460.00 435,022.20 121318 1,000 12I17 Cash SHRT TRM GAIN PROFESSIONALLY MANAGED 102,574.41 PORTFOL HODGE FUND CL INSTL 121318 34.502.10500 AS OF 12713718 067 F2 3111131 ?ailing ?emrities Activity detail continued DATE 1 211 7 12/17 12717 12717 12117 12/27 12127 12127 12127 12128 12/28 12/31 ACCOUNT TYPE Cash Margin Cash Cash Margin Margin Margin Margin Margin Margin Margin Cash TRANSACTION LT CAP GAIN LT CAP GAIN REINVESTMENT REINVESTMENT DIVIDEND SALE SALE PURCHASE DIVIDEND DIVIDEND INTEREST QUANTITY 3.098.92500 204.03100 '917.75400 -1 1.500.00000 DESCRIPTION PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL 121318 3450210500 AS OF 12713718 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND 121318 21,556.95900 AS OF 12713718 PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL REINVEST AT 33.100 PROFESSIONALLY MANAGED PORTFOL HODGE FUND CL INSTL REINVEST AT 33.100 PROFESSIONALLY MANAGED PORTFOL CL INSTL HODGES SMALL CAP FUND REINVEST AT 17.020 HALLIBURTON COMPANY 122713 1.028 CITIGROUP INC NEW CITIGROUP INC NEW AS OF 127121118 5118718 TARGA RESOURCES CORP BANK OF AMERICA CORP 122818 2.000 UNION PACIFIC CORP 122818 250 STANDARD BANK DEPOSIT 123118 20.513 KENNY MARCHANT 8- DONNA MAE MARCHANT JT TEN DECEMBER 1. 201a - DECEMBER 31, 2018 ACCOUNT NUMBER: PRICE 50.3383 57.0379 34.3114 AMOUNT 6,753.44 15,620.17 402,574.41 -6,753.44 -1 5,620.17 185.04 50,318.70 57,018.21 -51,486.05 300.00 200.00 7.43 Page 11 of 13 CASH AND SWEEP . BALANCES 436,022.26 20,013.64 20,513.64 20,521.07 087 F2 FZ87 jf 4151 E61165 ?emrities Cash sweep activity Our Cash Sweep program allows you to earn a return on the idle cash balances in your account automatically investing such balances into one of our cash sweep options. These 'sweep transactions' may represent a net amount for the day and occur on settlement date. The to lowing section displays transfers into and out of your sweep option. Transactions displayed here are Transfer To, Transfer From and ReInvested Dividends and Interest. These transactlon amounts are not included in your Cash flow summary. Page120f13 KENNY MARCHANT 8: DONNA MAE MARCHANT JT TEN DECEMBER 1, 2018 - DE BER 31, 2018 ACCOUNT NUMBER: DATE TRANSACTION DESCRIPTION AMOUNT DATE TRANSACTION AMOUNT 12101 BEGINNING BALANCE 16,228.21 12111 TRANSFER To STANDARD BANK DEPOSIT 1,430.00 12103 TRANSFER FROM STANDARD BANK DEPOSIT 3000.00 1211? TRANSFER TO STANDARD BANK DEPOSIT 15,363.74 12104 TRANSFER To STANDARD BANK DEPOSIT 1,114.00 12131 REINVEST INT STANDARD BANK DEPOSIT 7.43 12,05 TRANSFER FROM STANDARD BANK DEPOSIT 42,000.00 12I31 TRANSFER FROM STANDARD BANK DEPOSIT .43231 12110 TRANSFER TO STANDARD BANK DEPOSIT 855.00 12131 ENDING BALANCE 20,521.07 Realized gain/loss Realized GainILoss Summary THIS PERIOD THIS PERIOD THIS PERIOD THIS YEAR THIS YEAR THIS YEAR GAIN LOSS NET GAIN LOSS NET Short term 0.00 -20,279.95 -20,279.95 1,317.31 -32,750.77 -31,433.46 Long term 17,210.15 -11.157.35 6,052.80 54,036.95 43,089.21 40,947.74 Total Realized GainILoss 517,21 0.1 5 5 $55,354.26 $45,839.98 $9,514.28 Realized GainILoss Detail Short term ADJ DATE ADJ COSTI DESCRIPTION QUANTITY ORIG PRICE ACQUIRED CLOSE DATE PROCEEDS ORIG COST GAINILOSS CITIGROUP INC NEW 1 00000000 70.5797 05i08118 12127118 50,318.70 70,598.85 -20,279.95 CUSIP 172967424 Total Short term $50,318.70 $70,598.65 Long term ADJ DATE ADJ DESCRIPTION QUANTITY PRICE ACQUIRED CLOSE DATE PROCEEDS ORIG COST CITIGROUP NEW 1,000.00000 56.6556 11/23! 16 12/1 2! 18 57,018.21 56,674.55 343.66 CUSIP 172967424 HALLIBURTON COMPANY 1,000.00000 33.7558 12/22/11 12712718 29,141.18 33,774.75 4,633.57 466216101 067 F2 F287 jfirst ?ames ?ewrities KENNY MARCHANT 8 DONNA MAE MARCHANT JT TEN DECEMBER 1, 2018 - DECEMBER 31, 2018 Page13of13 ACCOUNT NUMBER: Realized Gain/Loss Detail continued Long term ADJ DATE ADJ cosw DESCRIPTION QUANTITY ORIG PRICE ACQUIRED CLOSE DATE PROCEEDS ORIG cosr 6.00000 49.2000 02/04/14 12/12/18 174.84 295.25 -120.41 13.00000 53.9100 02/11/14 12/12/18 378.84 700.83 -321.99 9.00000 43.2500 02/03/15 12/12/18 262.28 389.33 -127.05 UNITED CONTINENTAL 5.00000 45.6600 07/ 1 1114 12/12/18 444.40 228.30 216.10 HOLDINGS . CUSIP 910047109 14.00000 41.9300 10/15/14 12/12/18 1,244.33 587.02 657.31 281 .00000 53.9600 07/01/15 12/12/18 24,975.54 15,181.71 9,793.83 200.00000 57.7900 10/1 5/ 15 12/12/18 17,776.20 11,576.95 6,199.25 WELLS FARGO 8. CO NEW 21.00000 55.4400 02/24/15 12/12/18 1,009.74 1,164.42 ~154.68 949746101 9.00000 55.4600 03/03/15 12/12/18 432.74 499.22 -66.48 270.00000 56.9000 07/01/15 12/12/18 12,982.50 15,381.95 -2,399.45 300.00000 53.5600 08/25/15 12/12/18 14,425.00 16,086.95 -1,661.95 400.00000 52.2154 11/23/16 12/12/18 19,233.34 20,905.11 4,671.77 Total Long term $179,499.14 $173,446.34 $6,052.80 Specific instructions and disclosures Callable Securities Securities that are Subject to a partial call will be selected by an impartial lottery process in which the probability of your securities being selected for redemption is proportional to the holdings of all shareholders of such securities held in street name. if a security is called prior to maturity it may affect the yield you receive. Additional information is available at or the written procedures are available upon request. Cost basis - To add or update information or modify your reporting options, please contact Your Investment Broker. This statement presents estimated unrealized or realized gains or losses for your information only. if acquisition or other information is not available, the gain/loss information may not be displayed and section and summary totals may not re?ect your complete portfolio. Cost basis information is not veri?ed by First Clearing or Your Introducing Firm and should not be relied upon for legal or tax purposes. Revisions to this information (due to corporate mergers, tenders and other reorganizations) may be required from time to time. Cost basis for factored bonds (GNMA, CMO, etc.) will be adiusted for payde of principal. Systematic investments in mutual funds and reinvested dividends for mutual funds and stocks have been consolidated for each position. Unit cost data for systematic investments and dividend reinvestment securities is provided for informational purposes only and is a non-weighted average. Your account statement should not be used for tax preparation without assistance from your tax consultant. We do not report capital gains or losses for non-covered securities to the IRS. Cost basis options . - . Unless specific tax lots are selected at trade time, sales of tax lots will occur using the cast basis election re?ected In the Account pro?le section. 067 F2 F287